0001618400-23-000002.txt : 20230425
0001618400-23-000002.hdr.sgml : 20230425
20230425075056
ACCESSION NUMBER: 0001618400-23-000002
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
NOSACKA,STEVEN,THOMAS,
FILED AS OF DATE: 20230421
DATE AS OF CHANGE: 20230425
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Trinity Capital Resources, LLC
CENTRAL INDEX KEY: 0001618400
IRS NUMBER: 270926984
STATE OF INCORPORATION: LA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02895
FILM NUMBER: 23841779
BUSINESS ADDRESS:
STREET 1: 606 N MILLET AVENUE
CITY: GRAMERCY
STATE: LA
ZIP: 70052
BUSINESS PHONE: 2252955631
MAIL ADDRESS:
STREET 1: 606 N MILLET AVENUE
CITY: GRAMERCY
STATE: LA
ZIP: 70052
MA-I/A
1
primary_doc.xml
MA-I/A
0001618400
XXXXXXXX
Steven T Nosacka
2252955631
steve_trinity@cox.net
steve_trinity@cox.net
N
0001618400-14-000003
N
Steven
Thomas
Nosacka
N
1
0001618400
Trinity Capital Resources, LLC
06-13-2005
N
09-17-2014
0001618400
LOCATED
SUPERVISED
06-13-2005
06-2005
Trinity Capital Resources, LLC
Gramercy
LA
70052
Y
N
President
09-1998
06-2005
King, Bossier, Nosacka & Holley, Inc.
Baton Rouge
LA
70802
Y
N
Associate
Y
06-2018
Trinity Natural Resources, LLC
606 N Millet Ave
Gramercy
LA
70052
N
N
Consulting Services
President
1
Consulting with municipal utility systems
03-2018
Next Twenty-Five Inc
9100 Safety Drive
Convent
LA
70723
N
N
Foundation 501(c)3 which supports workforce development, including technical training and job placement for area young people
Secretary
2
Serve as an officer (Secretary), without compensation, for the charity
01-2019
South Central Planning and Development Commission
5058 West Main Street
Houma
LA
70360
N
N
Regional Governmental Planning Commission
Treasurer
1
Appointed position, uncompensated, by virtue of serving as Mayor of Town of Gramercy, duties consisted of attendance at and participation in Commission/Board meetings (my appointment expired 12/31/2022)
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-21-2023
Steven Nosacka
President
At that time I was employed by the firm of King, Bossier, Nosacka & Holley Inc (KBNH), providing municipal financial advisory services to local governmental entities, and was also employed by the firm of Merchant Capital Inc as a representative of this firm providing underwriting exclusively for corporate bonds. The political contributions that I had made were strictly in support of our KBNH municipal financial advisory services. None of those KBNH-clients (local governmental entities) had any decision-making authority or influence with respect to the private companies that we served or solicited for corporate bond underwriting. For this reason, our interpretation of applicable rules was that we were not required to report those contributions to/through Merchant Capital Inc. The NASD investigated and disagreed with us, which resulted in the Offer of Settlement with resulting fine and 31-day suspension.
N
6E(4)
6E(2)
NASD
Suspension
CivilAdminPenaltyFine
09-07-2004
NASD
C05030055
NO LONGER HAVE THIS INFORMATION
NEW ORLEANS
LA
70130
Merchant Capital, Inc.
Debt - Corporate
Failure to disclose political contributions
Consent
Submitted an Offer of Settlement in which I was fined $10,000 and suspended from association from any NASD member in any capacity for 31 days. Without admitting or denying the allegations, I consented to the described sanctions and the entry of findings that I had failed to disclose political contributions to the Member firm (Merchant Capital Inc) as required by the firm's written supervisory procedures (NASD Case #C05030055).
10-07-2004