0001617948-22-000007.txt : 20221115 0001617948-22-000007.hdr.sgml : 20221115 20221115171525 ACCESSION NUMBER: 0001617948-22-000007 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 SINGER,NATHANIEL,REID, FILED AS OF DATE: 20221115 DATE AS OF CHANGE: 20221115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFM Swap Advisors LLC CENTRAL INDEX KEY: 0001617948 IRS NUMBER: 464480928 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04184 FILM NUMBER: 221392067 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 215-567-6100 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 43RD FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 MA-I 1 primary_doc.xml MA-I 0001617948 XXXXXXXX CHERYL D. MADDOX 215-567-6100 MADDOXC@PFM.COM N N NATHANIEL REID SINGER Y 3 0001669517 PFM FINANCIAL ADVISORS LLC 11-15-2022 N 867-02030 SUPERVISED 11-15-2022 4350 NORTH FAIRFAX DRIVE SUITE 590 ARLINGTON VA 22203 0001622497 Majors Group 10-14-2022 N 867-01017 LOCATED SUPERVISED 10-14-2022 912 CLUB DRIVE PALM BEACH GARDENS FL 33418 0001617948 PFM Swap Advisors LLC 11-15-2022 N 867-01139 SUPERVISED 11-15-2022 4350 NORTH FAIRFAX DRIVE SUITE 590 ARLINGTON VA 22203 11-2022 PFM FINANCIAL ADVISORS LLC ARLINGTON VA 22203 Y N SENIOR DIRECTOR 10-2022 11-2022 MAJORS GROUP PALM BEACH GARDENS FL 33418 Y N ADVISORS 01-2008 07-2022 SWAP FINANCIAL GROUP LLC NEW YORK NY 10041 Y N SENIOR MANAGING DIRECTOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-15-2022 CHERYL D. MADDOX CHIEF COMPLIANCE OFFICER