0001617798-16-000118.txt : 20161102
0001617798-16-000118.hdr.sgml : 20161102
20161102162206
ACCESSION NUMBER: 0001617798-16-000118
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161101
FILED AS OF DATE: 20161102
DATE AS OF CHANGE: 20161102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PennTex Midstream Partners, LP
CENTRAL INDEX KEY: 0001617798
STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11931 WICKCHESTER LANE, SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
BUSINESS PHONE: 832-456-4000
MAIL ADDRESS:
STREET 1: 11931 WICKCHESTER LANE, SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stone L. Thomas
CENTRAL INDEX KEY: 0001625614
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37412
FILM NUMBER: 161968113
MAIL ADDRESS:
STREET 1: 11931 WICKCHESTER LANE
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
4
1
wf-form4_147811811361099.xml
FORM 4
X0306
4
2016-11-01
1
0001617798
PennTex Midstream Partners, LP
PTXP
0001625614
Stone L. Thomas
11931 WICKCHESTER LANE, SUITE 300
HOUSTON
TX
77043
0
1
0
0
SEE REMARKS
COMMON UNITS
2016-11-01
4
M
0
30524
0
A
44524
D
PHANTOM UNITS (RIGHTS TO COMMON UNITS)
2016-11-01
4
M
0
28000
0
D
COMMON UNITS (LIMITED PARTNER INTERESTS)
28000.0
0
D
PHANTOM UNITS (RIGHTS TO COMMON UNITS)
2016-11-01
4
M
0
22232
0
D
COMMON UNITS (LIMITED PARTNER INTERESTS)
22232.0
0
D
Represents the issuance of common units, net of taxes paid, in respect of phantom units that vested upon the change in control of the Issuer on November 1, 2016 in connection with the closing (the "Closing") of the transaction contemplated by the certain Contribution Agreement dated October 24, 2016 (the "Contribution Agreement") by and among PennTex Midstream Partners, LLC, Energy Transfer Partners, L.P. and the other contributors party thereto.
The phantom units expire upon settlement. Upon vesting, the phantom units are settled in common units (on a one-for-one basis) or, at the discretion of the Issuer, in cash.
Represents the settlement of all outstanding phantom units granted to the reporting person under the PennTex Midstream Partners, LP 2015 Long-Term Incentive Plan.
The reporting person was the Senior Vice President, Chief Operations and Engineering Officer of PennTex Midstream GP, LLC, the general partner of the Issuer (the "General Partner") prior to his resignation in connection with the Closing. The Issuer is managed by the directors and executive officers of the General Partner.
/s/ Stephen M. Moore, Attorney-in-Fact for L. Thomas Stone
2016-11-02