0001104659-16-161930.txt : 20161213 0001104659-16-161930.hdr.sgml : 20161213 20161213180911 ACCESSION NUMBER: 0001104659-16-161930 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161209 FILED AS OF DATE: 20161213 DATE AS OF CHANGE: 20161213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neff Corp CENTRAL INDEX KEY: 0001617667 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3750 N.W. 87TH AVENUE STREET 2: SUITE 400 CITY: MIAMI STATE: FL ZIP: 33178 BUSINESS PHONE: (305) 513-3350 MAIL ADDRESS: STREET 1: 3750 N.W. 87TH AVENUE STREET 2: SUITE 400 CITY: MIAMI STATE: FL ZIP: 33178 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hood Graham CENTRAL INDEX KEY: 0001625839 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36752 FILM NUMBER: 162049898 MAIL ADDRESS: STREET 1: C/O NEFF CORPORATION, SUITE 400 STREET 2: 3750 N.W. 87TH AVENUE CITY: MIAMI STATE: FL ZIP: 33178 4 1 a4.xml 4 X0306 4 2016-12-09 0 0001617667 Neff Corp NEFF 0001625839 Hood Graham 3750 N.W. 87TH AVENUE, SUITE 400 MIAMI FL 33178 1 1 0 0 Chief Executive Officer Restricted Stock Units 2016-12-09 4 A 0 16949 0.00 A Class A Common Stock 16949 16949 D Stock Options (Right to Buy) 14.75 2016-12-09 4 A 0 34002 0.00 A 2026-12-09 Class A Common Stock 34002 34002 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will cliff-vest on December 9, 2019, subject to continued employment (subject to certain acceleration triggers) and (a) in the case of 50% of the RSUs, only if the Company's return on invested capital for the three-year period from the date of grant exceeds its weighted average cost of capital for such period and (b) in the case of the other 50% of the RSUs, only if the Company's total stockholder return, as measured for such period, is equal to or greater than the median total stockholder return of companies in the S&P Trading Companies and Distributors GICS Sub-Industry for such period. The options vest in four equal annual installments beginning on the first anniversary of the grant date. /s/ Mark Irion, by power of attorney 2016-12-13