0001666071-21-000041.txt : 20210325 0001666071-21-000041.hdr.sgml : 20210325 20210325174230 ACCESSION NUMBER: 0001666071-21-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210323 FILED AS OF DATE: 20210325 DATE AS OF CHANGE: 20210325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grimes Scott D. CENTRAL INDEX KEY: 0001617486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38386 FILM NUMBER: 21773718 MAIL ADDRESS: STREET 1: C/O EVERGY, INC. STREET 2: 1200 MAIN STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cardlytics, Inc. CENTRAL INDEX KEY: 0001666071 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 263039436 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 675 PONCE DE LEON AVENUE, NE STREET 2: SUITE 6000 CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 888-798-5802 MAIL ADDRESS: STREET 1: 675 PONCE DE LEON AVENUE, NE STREET 2: SUITE 6000 CITY: ATLANTA STATE: GA ZIP: 30308 4 1 wf-form4_161670853469342.xml FORM 4 X0306 4 2021-03-23 0 0001666071 Cardlytics, Inc. CDLX 0001617486 Grimes Scott D. C/O CARDLYTICS, INC. 675 PONCE DE LEON AVENUE NE, SUITE 6000 ATLANTA GA 30308 1 0 0 0 Common Stock 2021-03-23 4 S 0 559 123.64 D 238349 D Common Stock 2021-03-23 4 S 0 100 124.24 D 238249 D Common Stock 2021-03-23 4 S 0 200 125.60 D 238049 D Common Stock 2021-03-23 4 S 0 441 127.09 D 237608 D Common Stock 2021-03-23 4 S 0 200 127.86 D 237408 D Common Stock 2021-03-23 4 S 0 500 129.40 D 236908 D Common Stock 89112 I See Footnote These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020. The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $123.18 to $124.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5) and (6) to this Form 4. The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $125.58 to $125.61, inclusive. The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $126.70 to $127.43, inclusive. The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $127.81 to $127.91, inclusive. The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $129.13 to $129.80, inclusive. The reportable securities are held by the 2013 Scott Grimes GRAT UAD. /s/ Kirk Somers, Attorney-in-Fact 2021-03-25