0001666071-20-000302.txt : 20201203
0001666071-20-000302.hdr.sgml : 20201203
20201203160456
ACCESSION NUMBER: 0001666071-20-000302
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201202
FILED AS OF DATE: 20201203
DATE AS OF CHANGE: 20201203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grimes Scott D.
CENTRAL INDEX KEY: 0001617486
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38386
FILM NUMBER: 201366939
MAIL ADDRESS:
STREET 1: C/O EVERGY, INC.
STREET 2: 1200 MAIN STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cardlytics, Inc.
CENTRAL INDEX KEY: 0001666071
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 263039436
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 675 PONCE DE LEON AVENUE, NE
STREET 2: SUITE 6000
CITY: ATLANTA
STATE: GA
ZIP: 30308
BUSINESS PHONE: 888-798-5802
MAIL ADDRESS:
STREET 1: 675 PONCE DE LEON AVENUE, NE
STREET 2: SUITE 6000
CITY: ATLANTA
STATE: GA
ZIP: 30308
4
1
wf-form4_160702948341521.xml
FORM 4
X0306
4
2020-12-02
0
0001666071
Cardlytics, Inc.
CDLX
0001617486
Grimes Scott D.
C/O CARDLYTICS, INC.
675 PONCE DE LEON AVENUE NE, SUITE 6000
ATLANTA
GA
30308
1
0
0
0
Common Stock
2020-12-02
4
S
0
1100
115.31
D
104012
I
See Footnote
Common Stock
2020-12-02
4
S
0
300
118.02
D
103712
I
See Footnote
Common Stock
2020-12-02
4
S
0
300
119.32
D
103412
I
See Footnote
Common Stock
2020-12-02
4
S
0
300
120.61
D
103112
I
See Footnote
Common Stock
246908
D
These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.
The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $114.82 to $115.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5) and (6) to this Form 4.
The reportable securities are held by the 2013 Scott Grimes GRAT UAD.
The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $117.57 to $118.26, inclusive.
The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $118.98 to $119.86, inclusive.
The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $120.29 to $120.77, inclusive.
Includes 158 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan.
/s/ Kirk Somers, Attorney-in-Fact
2020-12-03