0001617379-16-000003.txt : 20160307
0001617379-16-000003.hdr.sgml : 20160307
20160307161023
ACCESSION NUMBER: 0001617379-16-000003
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160307
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Annette Yee & Company, LLC
CENTRAL INDEX KEY: 0001617379
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00437
FILM NUMBER: 161488556
BUSINESS ADDRESS:
STREET 1: 27205 MEADOWS ROAD
CITY: CARMEL
STATE: CA
ZIP: 93923
BUSINESS PHONE: 831-626-4524
MAIL ADDRESS:
STREET 1: 27205 MEADOWS ROAD
CITY: CARMEL
STATE: CA
ZIP: 93923
MA-A
1
primary_doc.xml
MA-A
0001617379
XXXXXXXX
Kimberly McManus
973-618-9500
mkaufman@alternativereg.com
12-31-2015
Y
Annette Yee & Company, LLC
Annette Yee & Company
866-00736-00
867-00437
831-626-4524
N
Kimberly
Marie
McManus
Chief Compliance Officer
101 Eisenhower Parkway
Suite 404
Roseland
NJ
07068
973-618-9500
mkaufman@alternativereg.com
Annette
Tieu Ping
Yee
President
831-626-4524
ay@annetteyee.com
December
CA
07-29-2011
N
1
1
0
0
0
25
Municipal Entities
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Receive compensation as an independent contractor from another municipal advisory firm.
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice ME Other Investments
Advice Guaranteed IC
Advice Use Of MD
Advice On Selection
Other
Miscellaneous Municipal Advisory services including gathering of and filing continuing disclosure materials.
N
0
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Annette
Tieu Ping
Yee
President
07-29-2011
E
Y
Add
Annette
Tieu Ping
Yee
President
07-29-2011
E
Y
Annette T. P. Yee
Annette T. P. Yee
President
03-07-2016
N
N
Y
N
N
Y
N
N
N
N
N
N
N
N
Y
N
N
N
N
N