0001617379-15-000002.txt : 20150429 0001617379-15-000002.hdr.sgml : 20150429 20150429191622 ACCESSION NUMBER: 0001617379-15-000002 CONFORMED SUBMISSION TYPE: MA/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Annette Yee & Company, LLC CENTRAL INDEX KEY: 0001617379 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA/A SEC ACT: 1934 Act SEC FILE NUMBER: 867-00437 FILM NUMBER: 15814629 BUSINESS ADDRESS: STREET 1: 27205 MEADOWS ROAD CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 831-626-4524 MAIL ADDRESS: STREET 1: 27205 MEADOWS ROAD CITY: CARMEL STATE: CA ZIP: 93923 MA/A 1 primary_doc.xml MA/A 0001617379 XXXXXXXX Kimberly McManus 973-618-9500 kmcmanus@alternativereg.com Annette Yee & Company, LLC Annette Yee & Company 866-00736-00 867-00437 831-626-4524 N Kimberly Marie McManus

101 Eisenhower Parkway Suite 404 Roseland NJ 07068

973-618-9500 kmcmanus@alternativereg.com Annette Tieu Ping Yee 831-626-4524 ay@annetteyee.com December CA 07-29-2011 N 1 1 0 0 0 25 Municipal Entities 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Receive compensation as an independent contractor from another municipal advisory firm. Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Other Miscellaneous Municipal Advisory services including gathering of and filing continuing disclosure materials. N 0 N N N N N N N N N N Y N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N Annette Tieu Ping Yee President 07-29-2011 E Y Add Annette Tieu Ping Yee President 07-29-2011 E Y Annette T. P. Yee Annette T. P. Yee President 04-28-2015 N N Y N N Y N N N N N N N N Y N N N N N