0001617177-23-000002.txt : 20230119 0001617177-23-000002.hdr.sgml : 20230119 20230119104024 ACCESSION NUMBER: 0001617177-23-000002 CONFORMED SUBMISSION TYPE: MA/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230112 DATE AS OF CHANGE: 20230119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Government Financial Strategies inc. CENTRAL INDEX KEY: 0001617177 IRS NUMBER: 954193488 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA/A SEC ACT: 1934 Act SEC FILE NUMBER: 867-00775 FILM NUMBER: 23536268 BUSINESS ADDRESS: STREET 1: 1228 N STREET, #13 CITY: SACRAMENTO STATE: CA ZIP: 95814 BUSINESS PHONE: 9164445100 MAIL ADDRESS: STREET 1: 1228 N STREET, #13 CITY: SACRAMENTO STATE: CA ZIP: 95814 MA/A 1 primary_doc.xml MA/A 0001617177 XXXXXXXX Richard Edward Malone 916-273-4998 rich@gfsi.com Government Financial Strategies inc. 95-4193488 866-00402-00 867-00775 1228 N Street, #13 Sacramento CA 95814 916-273-4998 N www.gfsi.com Richard Edward Malone

1228 N Street, #13 Sacramento CA 95814

916-273-4998 rich@gfsi.com GFS Australia Pty Ltd Y Australian Securities and Investments Commission 163-103-688 C3 December CA 11-15-1988 N 6 4 0 0 0 100 Municipal Entities 0 0 0 Not Applicable Hourly Charges Fixed Fees Not Applicable Advice Insurance Of MS Advice On Selection Y Other municipal advisor 2 Add Other municipal advisor GFS Australia Pty. Ltd. GFS Australia Pty. Ltd. Y N N Add Other municipal advisor Jonathan Scott Edwards Jonathan Scott Edwards Y N N N N N N N N N N N N Y N N N Item 6: Jonathan Scott Edwards was originally hired by Government Financial Strategies inc. on February 6, 1996, and worked out of the Sacramento office. In May 2013, Jonathan Edwards moved back to his native Australia. In order for Jonathan Edwards to continue working for Government Financial Strategies inc., GFS Australia Pty. Ltd., an Australian company 100% owned by Government Financial Strategies, was created. Jonathan Edwards officially began working for GFS Australia Pty. Ltd. in July 2013, and his sole business is supporting Government Financial Strategies inc.'s municipal advisory clients. Jonathan Edwards is included in the total number of employees identified in Item 4A and 4B. N N N N N N N N N N N N N N N N N N N N N N N N Y N Lori NMN Raineri President 11-15-1988 E Y 000000000 Richard Edward Malone Chief Compliance Officer 01-01-2014 NA N 000000000 Lori NMN Raineri President 11-15-1988 E Y 000000000 Richard Edward Malone Chief Compliance Officer 01-01-2014 NA N 000000000 Richard Malone Richard Malone CCO 01-12-2023 N N N N N Y N N N N N N Y N N N N N N N N