0001209191-19-007121.txt : 20190204
0001209191-19-007121.hdr.sgml : 20190204
20190204192455
ACCESSION NUMBER: 0001209191-19-007121
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190131
FILED AS OF DATE: 20190204
DATE AS OF CHANGE: 20190204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McDougall Joseph F.
CENTRAL INDEX KEY: 0001620396
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36733
FILM NUMBER: 19565846
MAIL ADDRESS:
STREET 1: C/O AXALTA COATING SYSTEMS LTD, STE 3600
STREET 2: TWO COMMERCE SQUARE, 2001 MARKET STREET
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Axalta Coating Systems Ltd.
CENTRAL INDEX KEY: 0001616862
STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851]
IRS NUMBER: 981073028
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO COMMERCE SQUARE
STREET 2: 2001 MARKET STREET, SUITE 3600
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
BUSINESS PHONE: (855) 547-1461
MAIL ADDRESS:
STREET 1: TWO COMMERCE SQUARE
STREET 2: 2001 MARKET STREET, SUITE 3600
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-01-31
0
0001616862
Axalta Coating Systems Ltd.
AXTA
0001620396
McDougall Joseph F.
TWO COMMERCE SQUARE
2001 MARKET STREET SUITE 3600
PHILADELPHIA
PA
19103
0
1
0
0
EVP & Pres., Global Refinish
Common Shares
2019-01-31
4
M
0
11570
A
85337
D
Common Shares
2019-02-01
4
S
0
5474
25.77
D
79863
D
Restricted Stock Units
2019-01-31
4
M
0
11570
0.00
D
Common Shares
11570
34710
D
Restricted stock units convert into common stock on a one-for-one basis.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.77 to $25.78. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This restricted stock unit grant vests 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.
/s/ Jared T. Zane, attorney-in-fact
2019-02-04