0001209191-18-008273.txt : 20180207 0001209191-18-008273.hdr.sgml : 20180207 20180207200629 ACCESSION NUMBER: 0001209191-18-008273 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180205 FILED AS OF DATE: 20180207 DATE AS OF CHANGE: 20180207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lannon Sean M. CENTRAL INDEX KEY: 0001620394 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36733 FILM NUMBER: 18582487 MAIL ADDRESS: STREET 1: C/O AXALTA COATING SYSTEMS LTD, STE 3600 STREET 2: TWO COMMERCE SQUARE, 2001 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Axalta Coating Systems Ltd. CENTRAL INDEX KEY: 0001616862 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 981073028 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO COMMERCE SQUARE STREET 2: 2001 MARKET STREET, SUITE 3600 CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: (855) 547-1461 MAIL ADDRESS: STREET 1: TWO COMMERCE SQUARE STREET 2: 2001 MARKET STREET, SUITE 3600 CITY: PHILADELPHIA STATE: PA ZIP: 19103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-05 0 0001616862 Axalta Coating Systems Ltd. AXTA 0001620394 Lannon Sean M. TWO COMMERCE SQUARE 2001 MARKET STREET SUITE 3600 PHILADELPHIA PA 19103 0 1 0 0 VP Corp Fin & Controller, PAO Common Shares 2018-02-06 4 M 0 848 A 14011 D Common Shares 2018-02-07 4 S 0 276 30.29 D 13735 D Performance Share Units 2018-02-05 4 A 0 5199 0.00 A Common Shares 5199 5199 D Restricted Stock Units 2018-02-05 4 A 0 2599 0.00 A Common Shares 2599 2599 D Employee Stock Option 29.81 2018-02-05 4 A 0 9884 0.00 A 2028-02-04 Common Shares 9884 9884 D Restricted Stock Units 2018-02-06 4 M 0 839 0.00 A Common Shares 839 1705 D Restricted stock units convert into common stock on a one-for-one basis. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Each performance share unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. The number of shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of performance share units set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020. Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. This option vests in three equal annual installments beginning on the first anniversary of the grant date. /s/ Jared T. Zane, attorney-in-fact 2018-02-07