0001209191-18-008256.txt : 20180207 0001209191-18-008256.hdr.sgml : 20180207 20180207194023 ACCESSION NUMBER: 0001209191-18-008256 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180205 FILED AS OF DATE: 20180207 DATE AS OF CHANGE: 20180207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Finn Michael F. CENTRAL INDEX KEY: 0001620391 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36733 FILM NUMBER: 18582442 MAIL ADDRESS: STREET 1: C/O AXALTA COATING SYSTEMS LTD, STE 3600 STREET 2: TWO COMMERCE SQUARE, 2001 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Axalta Coating Systems Ltd. CENTRAL INDEX KEY: 0001616862 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 981073028 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO COMMERCE SQUARE STREET 2: 2001 MARKET STREET, SUITE 3600 CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: (855) 547-1461 MAIL ADDRESS: STREET 1: TWO COMMERCE SQUARE STREET 2: 2001 MARKET STREET, SUITE 3600 CITY: PHILADELPHIA STATE: PA ZIP: 19103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-05 0 0001616862 Axalta Coating Systems Ltd. AXTA 0001620391 Finn Michael F. TWO COMMERCE SQUARE 2001 MARKET STREET SUITE 3600 PHILADELPHIA PA 19103 0 1 0 0 SVP & General Counsel Common Shares 2018-02-05 4 S 0 1080 30.69 D 103788 D Common Shares 2018-02-05 4 A 0 15934 0.00 A 119722 D Common Shares 2018-02-05 4 A 0 7967 0.00 A 127689 D Common Shares 2018-02-07 4 S 0 809 30.38 D 126880 D Employee Stock Option 29.81 2018-02-05 4 A 0 30291 0.00 A 2028-02-04 Common Shares 30291 30291 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020. This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.35 to $30.39. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This option vests in three equal annual installments beginning on the first anniversary of the grant date. /s/ Jared T. Zane, attorney-in-fact 2018-02-07