0001209191-18-008248.txt : 20180207
0001209191-18-008248.hdr.sgml : 20180207
20180207193029
ACCESSION NUMBER: 0001209191-18-008248
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180205
FILED AS OF DATE: 20180207
DATE AS OF CHANGE: 20180207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McDougall Joseph F.
CENTRAL INDEX KEY: 0001620396
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36733
FILM NUMBER: 18582429
MAIL ADDRESS:
STREET 1: C/O AXALTA COATING SYSTEMS LTD, STE 3600
STREET 2: TWO COMMERCE SQUARE, 2001 MARKET STREET
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Axalta Coating Systems Ltd.
CENTRAL INDEX KEY: 0001616862
STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851]
IRS NUMBER: 981073028
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO COMMERCE SQUARE
STREET 2: 2001 MARKET STREET, SUITE 3600
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
BUSINESS PHONE: (855) 547-1461
MAIL ADDRESS:
STREET 1: TWO COMMERCE SQUARE
STREET 2: 2001 MARKET STREET, SUITE 3600
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-02-05
0
0001616862
Axalta Coating Systems Ltd.
AXTA
0001620396
McDougall Joseph F.
TWO COMMERCE SQUARE
2001 MARKET STREET SUITE 3600
PHILADELPHIA
PA
19103
0
1
0
0
EVP & Pres., Global Refinish
Common Shares
2018-02-05
4
S
0
1528
30.69
D
101023
D
Common Shares
2018-02-05
4
A
0
21804
0.00
A
122827
D
Common Shares
2018-02-05
4
A
0
10902
0.00
A
133729
D
Common Shares
2018-02-07
4
S
0
1142
30.34
D
132587
D
Employee Stock Option
29.81
2018-02-05
4
A
0
41450
0.00
A
2028-02-04
Common Shares
41450
41450
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.68 to $30.70. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020.
This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.
This option vests in three equal annual installments beginning on the first anniversary of the grant date.
/s/ Jared T. Zane, attorney-in-fact
2018-02-07