0001209191-16-134648.txt : 20160801 0001209191-16-134648.hdr.sgml : 20160801 20160801170734 ACCESSION NUMBER: 0001209191-16-134648 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160728 FILED AS OF DATE: 20160801 DATE AS OF CHANGE: 20160801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Axalta Coating Systems Ltd. CENTRAL INDEX KEY: 0001616862 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 981073028 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO COMMERCE SQUARE STREET 2: 2001 MARKET STREET, SUITE 3600 CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: (855) 547-1461 MAIL ADDRESS: STREET 1: TWO COMMERCE SQUARE STREET 2: 2001 MARKET STREET, SUITE 3600 CITY: PHILADELPHIA STATE: PA ZIP: 19103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Finn Michael F. CENTRAL INDEX KEY: 0001620391 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36733 FILM NUMBER: 161798111 MAIL ADDRESS: STREET 1: C/O AXALTA COATING SYSTEMS LTD, STE 3600 STREET 2: TWO COMMERCE SQUARE, 2001 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-28 0 0001616862 Axalta Coating Systems Ltd. AXTA 0001620391 Finn Michael F. TWO COMMERCE SQUARE 2001 MARKET STREET SUITE 3600 PHILADELPHIA PA 19103 0 1 0 0 SVP & General Counsel Common Shares 2016-07-28 4 M 0 70000 5.92 A 168384 D Common Shares 2016-07-28 4 S 0 70000 28.07 D 98384 D Employee Stock Option 5.92 2016-07-28 4 M 0 70000 0.00 D 2023-07-30 Common Shares 70000 4398 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $28.00 to $28.20. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. /s/ W. Andrew Macan, attorney-in-fact 2016-08-01