0001209191-16-134644.txt : 20160801 0001209191-16-134644.hdr.sgml : 20160801 20160801170541 ACCESSION NUMBER: 0001209191-16-134644 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160728 FILED AS OF DATE: 20160801 DATE AS OF CHANGE: 20160801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Axalta Coating Systems Ltd. CENTRAL INDEX KEY: 0001616862 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 981073028 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO COMMERCE SQUARE STREET 2: 2001 MARKET STREET, SUITE 3600 CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: (855) 547-1461 MAIL ADDRESS: STREET 1: TWO COMMERCE SQUARE STREET 2: 2001 MARKET STREET, SUITE 3600 CITY: PHILADELPHIA STATE: PA ZIP: 19103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bryant Robert W. CENTRAL INDEX KEY: 0001620475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36733 FILM NUMBER: 161798089 MAIL ADDRESS: STREET 1: C/O AXALTA COATING SYSTEMS LTD, STE 3600 STREET 2: TWO COMMERCE SQUARE, 2001 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-28 0 0001616862 Axalta Coating Systems Ltd. AXTA 0001620475 Bryant Robert W. TWO COMMERCE SQUARE 2001 MARKET STREET SUITE 3600 PHILADELPHIA PA 19103 0 1 0 0 EVP & CFO Common Shares 2016-07-28 4 M 0 76000 5.92 A 294256 D Common Shares 2016-07-28 4 S 0 76000 28.08 D 218256 D Common Shares 2016-07-29 4 M 0 25179 5.92 A 243435 D Common Shares 2016-07-29 4 M 0 50821 8.88 A 294256 D Common Shares 2016-07-29 4 S 0 76000 28.33 D 218256 D Common Shares 2016-08-01 4 M 0 75654 8.88 A 293910 D Common Shares 2016-08-01 4 S 0 75654 28.59 D 218256 D Employee Stock Option 5.92 2016-07-28 4 M 0 76000 0.00 D 2023-07-30 Common Shares 76000 25179 D Employee Stock Option 5.92 2016-07-29 4 M 0 25179 0.00 D 2023-07-30 Common Shares 25179 0 D Employee Stock Option 8.88 2016-07-29 4 M 0 50821 0.00 D 2023-07-30 Common Shares 50821 171772 D Employee Stock Option 8.88 2016-08-01 4 M 0 75654 0.00 D 2023-07-30 Common Shares 75654 96118 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $28.00 to $28.20. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $28.25 to $28.48. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $28.55 to $28.73. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. /s/ W. Andrew Macan, attorney-in-fact 2016-08-01