0001209191-15-042320.txt : 20150513 0001209191-15-042320.hdr.sgml : 20150513 20150513164505 ACCESSION NUMBER: 0001209191-15-042320 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150511 FILED AS OF DATE: 20150513 DATE AS OF CHANGE: 20150513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Axalta Coating Systems Ltd. CENTRAL INDEX KEY: 0001616862 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 981073028 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO COMMERCE SQUARE STREET 2: 2001 MARKET STREET, SUITE 3600 CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: (855) 547-1461 MAIL ADDRESS: STREET 1: TWO COMMERCE SQUARE STREET 2: 2001 MARKET STREET, SUITE 3600 CITY: PHILADELPHIA STATE: PA ZIP: 19103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McDougall Joseph F. CENTRAL INDEX KEY: 0001620396 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36733 FILM NUMBER: 15858986 MAIL ADDRESS: STREET 1: C/O AXALTA COATING SYSTEMS LTD, STE 3600 STREET 2: TWO COMMERCE SQUARE, 2001 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-05-11 0 0001616862 Axalta Coating Systems Ltd. AXTA 0001620396 McDougall Joseph F. TWO COMMERCE SQUARE 2001 MARKET STREET SUITE 3600 PHILADELPHIA PA 19103 0 1 0 0 SVP&Chief Human Resources Off. Common Shares 2015-05-11 4 M 0 41729 5.92 A 79754 D Common Shares 2015-05-11 4 S 0 56503 31.99 D 23251 D Common Shares 2015-05-11 4 S 0 23251 32.43 D 0 D Common Shares 2015-05-12 4 M 0 12829 5.92 A 12829 D Common Shares 2015-05-12 4 M 0 76380 8.88 A 89209 D Common Shares 2015-05-12 4 S 0 89209 32.55 D 0 D Common Shares 2015-05-12 4 A 0 61538 0.00 A 73076 D Common Shares 2015-05-12 4 A 0 11538 0.00 A 11538 D Employee Stock Option 5.92 2015-05-11 4 M 0 41729 0.00 D 2023-07-30 Common Shares 41729 94666 D Employee Stock Option 5.92 2015-05-12 4 M 0 12829 0.00 D 2023-07-30 Common Shares 12829 81837 D Employee Stock Option 8.88 2015-05-12 4 M 0 76380 0.00 D 2023-07-30 Common Shares 76380 114571 D Employee Stock Option 32.50 2015-05-12 4 A 0 44818 0.00 D 2025-05-11 Common Shares 44818 44818 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.19 to $ 32.18. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.19 to $ 32.75. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.13 to $ 33.03. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This restricted stock grant vests in two equal annual installments beginning on the second anniversary of the grant date. This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date. This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. This option vests in three equal annual installments beginning on the first anniversary of the grant date. /s/ W. Andrew Macan, attorney-in-fact 2015-05-13