0001209191-15-042320.txt : 20150513
0001209191-15-042320.hdr.sgml : 20150513
20150513164505
ACCESSION NUMBER: 0001209191-15-042320
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150511
FILED AS OF DATE: 20150513
DATE AS OF CHANGE: 20150513
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Axalta Coating Systems Ltd.
CENTRAL INDEX KEY: 0001616862
STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851]
IRS NUMBER: 981073028
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO COMMERCE SQUARE
STREET 2: 2001 MARKET STREET, SUITE 3600
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
BUSINESS PHONE: (855) 547-1461
MAIL ADDRESS:
STREET 1: TWO COMMERCE SQUARE
STREET 2: 2001 MARKET STREET, SUITE 3600
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McDougall Joseph F.
CENTRAL INDEX KEY: 0001620396
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36733
FILM NUMBER: 15858986
MAIL ADDRESS:
STREET 1: C/O AXALTA COATING SYSTEMS LTD, STE 3600
STREET 2: TWO COMMERCE SQUARE, 2001 MARKET STREET
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-05-11
0
0001616862
Axalta Coating Systems Ltd.
AXTA
0001620396
McDougall Joseph F.
TWO COMMERCE SQUARE
2001 MARKET STREET SUITE 3600
PHILADELPHIA
PA
19103
0
1
0
0
SVP&Chief Human Resources Off.
Common Shares
2015-05-11
4
M
0
41729
5.92
A
79754
D
Common Shares
2015-05-11
4
S
0
56503
31.99
D
23251
D
Common Shares
2015-05-11
4
S
0
23251
32.43
D
0
D
Common Shares
2015-05-12
4
M
0
12829
5.92
A
12829
D
Common Shares
2015-05-12
4
M
0
76380
8.88
A
89209
D
Common Shares
2015-05-12
4
S
0
89209
32.55
D
0
D
Common Shares
2015-05-12
4
A
0
61538
0.00
A
73076
D
Common Shares
2015-05-12
4
A
0
11538
0.00
A
11538
D
Employee Stock Option
5.92
2015-05-11
4
M
0
41729
0.00
D
2023-07-30
Common Shares
41729
94666
D
Employee Stock Option
5.92
2015-05-12
4
M
0
12829
0.00
D
2023-07-30
Common Shares
12829
81837
D
Employee Stock Option
8.88
2015-05-12
4
M
0
76380
0.00
D
2023-07-30
Common Shares
76380
114571
D
Employee Stock Option
32.50
2015-05-12
4
A
0
44818
0.00
D
2025-05-11
Common Shares
44818
44818
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.19 to $ 32.18. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.19 to $ 32.75. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.13 to $ 33.03. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This restricted stock grant vests in two equal annual installments beginning on the second anniversary of the grant date.
This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date.
This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.
This option vests in three equal annual installments beginning on the first anniversary of the grant date.
/s/ W. Andrew Macan, attorney-in-fact
2015-05-13