0001616795-22-000008.txt : 20221110
0001616795-22-000008.hdr.sgml : 20221110
20221110093809
ACCESSION NUMBER: 0001616795-22-000008
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
WOLFF,JON,GAYLAND,
FILED AS OF DATE: 20221108
DATE AS OF CHANGE: 20221110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Municipal Finance Services, Inc.
CENTRAL INDEX KEY: 0001616795
IRS NUMBER: 731361775
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02670
FILM NUMBER: 221375376
BUSINESS ADDRESS:
STREET 1: 1017 NORTH BRYANT AVE.
CITY: EDMOND
STATE: OK
ZIP: 73034
BUSINESS PHONE: 405-340-1727
MAIL ADDRESS:
STREET 1: P.O. BOX 747
CITY: EDMOND
STATE: OK
ZIP: 73083-0747
MA-I/A
1
primary_doc.xml
MA-I/A
0001616795
XXXXXXXX
Glenn Green
973-618-9503
ggreen@alternativereg.com
ggreen@alternativereg.com
Y
0001616795-22-000004
N
Jon
Gayland
Wolff
3222876
N
1
0001616795
Municipal Finance Services, Inc.
01-22-1999
N
867-00467
LOCATED
SUPERVISED
11-01-2022
1017 North Bryant Ave.
EDMOND
OK
73034
01-1999
Municipal Finance Services, Inc.
EDMOND
OK
73034
Y
Y
Municipal Advisor
N
N
N
N
N
N
N
N
N
N
Y
N
Y
Y
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-08-2022
Kimberly McManus
President of ARS
Respondents were accused of violating their fiduciary duty by failing to call attention to, or further investigate or advise their client regarding amendments to the client's continuing disclosure agreements that were improperly prepared and implemented by Bond Counsel. Parties have consented to an administrative cease and desist order and associated sanctions as set forth in the order.
6C(2)
6C(4)
6C(5)
6C(6)
Cease and Desist
CivilAdminPenaltyFine
Undertaking
06-15-2016
Administrative Proceeding File No. 3-18139
H0-13014
801 Cherry St, Suite 1900, Unit 18 (SEC)
FORT WORTH
TX
76102
Municipal Finance Services, Inc.
867-00467
Debt - Municipal
Municipal Finance Services, Inc. and two of it's associated persons did not comply with their fiduciary duty to a municipal entity client related to the amendment of Continuing Disclosure Agreements by Bond Counsel, that respondents did not further investigate or advise their client with regard thereto.
Cease and Desist
CivilAdminPenaltyFine
Undertaking
8000.00
8000.00
8000.00
8000.00
08-31-2017
Order
Y
08-24-2017