0001172661-16-004150.txt : 20161110 0001172661-16-004150.hdr.sgml : 20161110 20161110160516 ACCESSION NUMBER: 0001172661-16-004150 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 EFFECTIVENESS DATE: 20161110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ashford Investment Management, LLC CENTRAL INDEX KEY: 0001616768 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17122 FILM NUMBER: 161988015 BUSINESS ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 655 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 972.778.9270 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 655 CITY: DALLAS STATE: TX ZIP: 75254 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001616768 XXXXXXXX 09-30-2016 09-30-2016 false Ashford Investment Management, LLC

14185 Dallas Parkway Suite 655 Dallas TX 75254

13F HOLDINGS REPORT 028-17122 N Jim Plohg 972-778-9534 /s/ Jim Plohg Dallas TX 11-10-2016 0 2 3694 INFORMATION TABLE 2 infotable.xml BARCLAYS BK PLC IPATH S&P500 VIX 06740Q252 1864 54700 SH Call SOLE 54700 0 0 PROSHARES TR II SHT VIX ST TRM 74347W627 1830 25000 SH SOLE 25000 0 0