0001172661-16-003242.txt : 20160512 0001172661-16-003242.hdr.sgml : 20160512 20160512130247 ACCESSION NUMBER: 0001172661-16-003242 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160512 DATE AS OF CHANGE: 20160512 EFFECTIVENESS DATE: 20160512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ashford Investment Management, LLC CENTRAL INDEX KEY: 0001616768 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17122 FILM NUMBER: 161642750 BUSINESS ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 655 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 972.778.9270 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 655 CITY: DALLAS STATE: TX ZIP: 75254 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001616768 XXXXXXXX 03-31-2016 03-31-2016 false Ashford Investment Management, LLC

14185 Dallas Parkway Suite 655 Dallas TX 75254

13F HOLDINGS REPORT 028-17122 N Jim Plohg 972-778-9534 /s/ Jim Plohg Dallas TX 05-12-2016 0 3 180631 INFORMATION TABLE 2 infotable.xml SPDR S&P 500 ETF TR TR UNIT 78462F103 76042 370000 SH Put SOLE 370000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 102760 500000 SH Call SOLE 500000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1829 8900 SH SOLE 8900 0 0