0001752724-23-120306.txt : 20230526 0001752724-23-120306.hdr.sgml : 20230526 20230526111927 ACCESSION NUMBER: 0001752724-23-120306 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230526 DATE AS OF CHANGE: 20230526 PERIOD START: 20231231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Science & Technology Trust CENTRAL INDEX KEY: 0001616678 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22991 FILM NUMBER: 23964708 BUSINESS ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 BUSINESS PHONE: 302-797-2000 MAIL ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 NPORT-P 1 primary_doc.xml NPORT-P false 0001616678 XXXXXXXX BlackRock Science & Technology Trust 811-22991 0001616678 549300LK15IHMMH5IS84 100 BELLEVUE PARKWAY WILMINGTON 19809 800-441-7762 BlackRock Science & Technology Trust 549300LK15IHMMH5IS84 2023-12-31 2023-03-31 N 1118504516.63 46937588.08 1071566928.55 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 1980931.86000000 N MSCI ACWI IT Call Overwrite Index N/A Options Clearing Corp. 549300CII6SLYGKNHA04 APPLE INC 000000000 -359.00000000 NC USD -391310.00000000 -0.03651755103 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Apple, Inc. Apple, Inc. 100.00000000 155.00000000 USD 2023-04-21 XXXX -157201.62000000 N N N Unqork Inc. SERIES C N/A Unqork Inc. SERIES C 000000000 47600.00000000 NS USD 398412.00000000 0.037180318782 Long EC CORP US Y 3 N N N SNYK, LTD N/A SNYK, LTD 000000000 337018.00000000 NS USD 3872336.82000000 0.361371438108 Long EC CORP US Y 3 N N N Salesforce Inc RCGZFPDMRW58VJ54VR07 Salesforce Inc 79466L302 53269.00000000 NS USD 10642080.82000000 0.993132630026 Long EC CORP US N 1 N N N Intuit Inc VI90HBPH7XSFMB9E4M29 Intuit Inc 461202103 24217.00000000 NS USD 10796665.11000000 1.007558634215 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MARVELL TECHNOLOGY INC 000000000 -390.00000000 NC USD -58890.00000000 -0.00549569032 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Marvell Technology, Inc. Marvell Technology, Inc. 100.00000000 45.00000000 USD 2023-04-28 XXXX -14909.69000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 KE HOLDINGS INC 000000000 -353.00000000 NC USD -21533.00000000 -0.00200948717 N/A DE KY N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written KE Holdings, Inc. KE Holdings, Inc. 100.00000000 21.00000000 USD 2023-05-05 XXXX 977.96000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 APPLE INC 000000000 -357.00000000 NC USD -444465.00000000 -0.04147804380 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Apple, Inc. Apple, Inc. 100.00000000 152.50000000 USD 2023-04-06 XXXX -362793.15000000 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 APR23 700 HK C @ 382.66 000000000 -7100.00000000 NC -11325.27000000 -0.00105688872 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written Tencent Holdings Ltd. Tencent Holdings Ltd. 1.00000000 382.66000000 HKD 2023-04-13 XXXX -827.78000000 N N N MSCI Inc 549300HTIN2PD78UB763 MSCI Inc 55354G100 8478.00000000 NS USD 4745051.82000000 0.442814321119 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 TESLA INC 000000000 -53.00000000 NC USD -83475.00000000 -0.00778999405 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Tesla, Inc. Tesla, Inc. 100.00000000 205.00000000 USD 2023-04-28 XXXX -45740.39000000 N N N SOCIETE GENERALE O2RNE8IBXP4R0TD8PU41 APR23 3769 JP C @ 12338.4 000000000 -8700.00000000 NC -1915.37000000 -0.00017874478 N/A DE US N 2 SOCIETE GENERALE O2RNE8IBXP4R0TD8PU41 Call Written GMO Payment Gateway, Inc. GMO Payment Gateway, Inc. 1.00000000 12338.40000000 JPY 2023-04-11 XXXX 21148.52000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ORACLE CORP 000000000 -333.00000000 NC USD -170662.50000000 -0.01592644336 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Oracle Corp. Oracle Corp. 100.00000000 89.00000000 USD 2023-05-05 XXXX -82795.84000000 N N N Atlassian Corp 549300V7ZY5P02D2MY38 Atlassian Corp 049468101 33839.00000000 NS USD 5792221.63000000 0.540537550728 Long EC CORP US N 1 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 APR23 SDR AU C @ 4.4472 000000000 -16700.00000000 NC -5.36000000 -0.00000050020 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written SiteMinder Ltd. SiteMinder Ltd. 1.00000000 4.44720000 AUD 2023-04-12 XXXX 1273.27000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 NEXTRACKER INC 000000000 -200.00000000 NC USD -48000.00000000 -0.00447942155 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written NEXTracker, Inc. NEXTracker, Inc. 100.00000000 35.00000000 USD 2023-04-21 XXXX -27595.98000000 N N N Okta Inc 549300N8J06I8MRHU620 Okta Inc 679295105 58732.00000000 NS USD 5065047.68000000 0.472676745152 Long EC CORP US N 1 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 APR23 WISE LN C @ 6.0965 000000000 -58200.00000000 NC -2259.40000000 -0.00021085010 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written Wise PLC Wise PLC 1.00000000 6.09650000 GBP 2023-04-12 XXXX 8394.32000000 N N N ASML Holding NV 724500Y6DUVHQD6OXN27 ASML Holding NV 000000000 43634.00000000 NS 29734300.16000000 2.774843023593 Long EC CORP NL N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 UBER TECHNOLOGIES INC 000000000 -501.00000000 NC USD -41833.50000000 -0.00390395586 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Uber Technologies, Inc. Uber Technologies, Inc. 100.00000000 33.00000000 USD 2023-04-28 XXXX -4771.31000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 S+P GLOBAL INC 000000000 -50.00000000 NC USD -39750.00000000 -0.00370952097 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written S&P Global, Inc. S&P Global, Inc. 100.00000000 345.00000000 USD 2023-04-21 XXXX -12207.18000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 INTUIT INC 000000000 -108.00000000 NC USD -178200.00000000 -0.01662985253 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Intuit, Inc. Intuit, Inc. 100.00000000 440.00000000 USD 2023-04-21 XXXX -93795.39000000 N N N Bolt Financial Inc N/A Bolt Financial Inc 000000000 598682.00000000 NS USD 15595666.10000000 1.455407561066 Long EP CORP US Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 BROADCOM INC 000000000 -62.00000000 NC USD -142600.00000000 -0.01330761487 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Broadcom, Inc. Broadcom, Inc. 100.00000000 625.00000000 USD 2023-04-14 XXXX -25587.52000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ALIBABA GROUP HOLDING LTD 000000000 -114.00000000 NC USD -165300.00000000 -0.01542600798 N/A DE KY N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Alibaba Group Holding Ltd. Alibaba Group Holding Ltd. 100.00000000 89.00000000 USD 2023-04-28 XXXX -140212.39000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 SALESFORCE INC 000000000 -128.00000000 NC USD -169280.00000000 -0.01579742669 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Salesforce, Inc. Salesforce, Inc. 100.00000000 190.00000000 USD 2023-04-28 XXXX -102481.92000000 N N N VOLTRON DATA INC N/A VOLTRON DATA INC 000000000 6201935.00000000 NS USD 7938476.80000000 0.740828835651 Long EC CORP US Y 3 N N N SOITEC 969500ZR92SQCU9TST26 SOITEC 000000000 84591.00000000 NS 13574585.51000000 1.266797728478 Long EC CORP FR N 2 N N N PROJECT STAR N/A PROJECT STAR 000000000 168640.00000000 NS 125255.20000000 0.011688975897 Long EC CORP IN Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MONGODB INC 000000000 -28.00000000 NC USD -31080.00000000 -0.00290042545 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written MongoDB, Inc. MongoDB, Inc. 100.00000000 225.00000000 USD 2023-04-06 XXXX -7694.60000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 KE HOLDINGS INC 000000000 -352.00000000 NC USD -3344.00000000 -0.00031206636 N/A DE KY N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written KE Holdings, Inc. KE Holdings, Inc. 100.00000000 22.50000000 USD 2023-04-21 XXXX 48322.00000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MERCADOLIBRE INC 000000000 -14.00000000 NC USD -163870.00000000 -0.01529255855 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written MercadoLibre, Inc. MercadoLibre, Inc. 100.00000000 1210.00000000 USD 2023-04-14 XXXX -80582.19000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 TESLA INC 000000000 -68.00000000 NC USD -116280.00000000 -0.01085139872 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Tesla, Inc. Tesla, Inc. 100.00000000 205.00000000 USD 2023-05-05 XXXX -43587.17000000 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 MAY23 ADYEN NA C @ 1486.7294 000000000 -3600.00000000 NC -277880.43000000 -0.02593215809 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written Adyen NV Adyen NV 1.00000000 1486.72940000 EUR 2023-05-16 XXXX -98068.07000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 LAM RESEARCH CORP 000000000 -35.00000000 NC USD -85925.00000000 -0.00801863119 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Lam Research Corp. Lam Research Corp. 100.00000000 505.00000000 USD 2023-03-31 XXXX -38114.66000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MICROSOFT CORP 000000000 -187.00000000 NC USD -235152.50000000 -0.02194473287 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Microsoft Corp. Microsoft Corp. 100.00000000 285.00000000 USD 2023-05-05 XXXX -57305.63000000 N N N Constellation Software Inc/Canada 549300B6PYHMCTDWQV29 Constellation Software Inc/Canada 21037X100 3923.00000000 NS 7375501.24000000 0.688291234405 Long EC CORP CA N 1 N N N Uber Technologies Inc 549300B2FTG34FILDR98 Uber Technologies Inc 90353T100 226078.00000000 NS USD 7166672.60000000 0.668803077909 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 AMAZON.COM INC 000000000 -67.00000000 NC USD -26800.00000000 -0.00250101036 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Amazon.com, Inc. Amazon.com, Inc. 100.00000000 101.00000000 USD 2023-04-14 XXXX -17100.43000000 N N N PROJECT RODIN SERIES A N/A PROJECT RODIN SERIES A 000000000 4500000.00000000 NS USD 11160000.00000000 1.041465512107 Long EP CORP US Y 3 N N N TRAX LTD N/A TRAX LTD 000000000 17065.00000000 NS USD 853.25000000 0.000079626384 N/A DE CORP US Y 3 N/A N/A Call Purchased PROJECT THOR PROJECT THOR 1.00000000 46.88000000 USD 2023-09-15 XXXX 853.25000000 N N N Trumid Holdings, LLC CLASS J-B N/A Trumid Holdings, LLC CLASS J-B 000000000 5038.00000000 NS USD 2788129.96000000 0.260191863495 Long EC CORP US Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 SPOTIFY TECHNOLOGY SA 000000000 -68.00000000 NC USD -28220.00000000 -0.00263352659 N/A DE LU N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Spotify Technology SA Spotify Technology SA 100.00000000 135.00000000 USD 2023-04-21 XXXX -5868.63000000 N N N Micron Technology Inc B3DXGBC8GAIYWI2Z0172 Micron Technology Inc 595112103 72072.00000000 NS USD 4348824.48000000 0.405837877610 Long EC CORP US N 1 N N N Renesas Electronics Corp 5299000EPC47VJQOFB81 Renesas Electronics Corp 000000000 299200.00000000 NS 4332656.28000000 0.404329040451 Long EC CORP JP N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 APPLE INC 000000000 -280.00000000 NC USD -166600.00000000 -0.01554732565 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Apple, Inc. Apple, Inc. 100.00000000 160.00000000 USD 2023-04-14 XXXX -99048.16000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MICRON TECHNOLOGY INC 000000000 -230.00000000 NC USD -32775.00000000 -0.00305860503 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Micron Technology, Inc. Micron Technology, Inc. 100.00000000 61.00000000 USD 2023-04-14 XXXX -4026.42000000 N N N PSIQUANTUM CORP, SERIES C N/A PSIQUANTUM CORP, SERIES C 000000000 690003.00000000 NS USD 13103156.97000000 1.222803412543 Long EC CORP US Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MICROSOFT CORP 000000000 -120.00000000 NC USD -172200.00000000 -0.01606992483 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Microsoft Corp. Microsoft Corp. 100.00000000 280.00000000 USD 2023-04-28 XXXX -83990.89000000 N N N NOMURA SECURITIES INTERNATIONAL INC OXTKY6Q8X53C9ILVV871 CRDO.FLEX 000000000 -607.00000000 NC USD -0.06000000 -0.00000000559 N/A DE US N 2 NOMURA SECURITIES INTERNATIONAL INC OXTKY6Q8X53C9ILVV871 Call Written Credo Technology Group Holding Ltd. Credo Technology Group Holding Ltd. 100.00000000 19.91000000 USD 2023-05-02 XXXX 72092.22000000 N N N Spotify Technology SA 549300B4X0JHWV0DTD60 Spotify Technology SA 000000000 44645.00000000 NS USD 5965464.90000000 0.556704834860 Long EC CORP LU N 1 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 APR23 SDR AU C @ 4.4472 000000000 -16700.00000000 NC -91.54000000 -0.00000854263 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written SiteMinder Ltd. SiteMinder Ltd. 1.00000000 4.44720000 AUD 2023-04-26 XXXX 1749.14000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 NVIDIA CORP 000000000 -127.00000000 NC USD -420687.50000000 -0.03925909700 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written NVIDIA Corp. NVIDIA Corp. 100.00000000 245.00000000 USD 2023-04-06 XXXX -278247.65000000 N N N Trumid Holdings, LLC, CLASS J-A N/A Trumid Holdings, LLC, CLASS J-A 000000000 5038.00000000 NS USD 2788129.96000000 0.260191863495 Long EC CORP US Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MICRON TECHNOLOGY INC 000000000 -155.00000000 NC USD -2712.50000000 -0.00025313397 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Micron Technology, Inc. Micron Technology, Inc. 100.00000000 64.00000000 USD 2023-03-31 XXXX 32713.93000000 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 APR23 ASML NA C @ 621.1033 000000000 -19600.00000000 NC -546030.49000000 -0.05095626558 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written ASML Holding NV ASML Holding NV 1.00000000 621.10330000 EUR 2023-04-27 XXXX -156603.52000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 CDW CORP/DE 000000000 -74.00000000 NC USD -16280.00000000 -0.00151927047 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written CDW Corp. CDW Corp. 100.00000000 200.00000000 USD 2023-04-21 XXXX 1677.40000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ADVANCED MICRO DEVICES INC 000000000 -260.00000000 NC USD -127400.00000000 -0.01188913138 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Advanced Micro Devices, Inc. Advanced Micro Devices, Inc. 100.00000000 101.00000000 USD 2023-05-05 XXXX 31919.17000000 N N N Xero Ltd 254900UG5D8YST164N14 Xero Ltd 000000000 80662.00000000 NS 4892263.81000000 0.456552332817 Long EC CORP NZ N 2 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 APR23 DSY FP C @ 40.2376 000000000 -65000.00000000 NC -3296.23000000 -0.00030760841 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written Dassault Systemes SE Dassault Systemes SE 1.00000000 40.23760000 EUR 2023-04-11 XXXX 46422.48000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MASTERCARD INC 000000000 -87.00000000 NC USD -10179.00000000 -0.00094991733 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Mastercard, Inc. Mastercard, Inc. 100.00000000 375.00000000 USD 2023-04-14 XXXX 33939.28000000 N N N ASM International NV 7245001I22ND6ZFHX623 ASM International NV 000000000 31760.00000000 NS 12891407.60000000 1.203042689778 Long EC CORP NL N 2 N N N UBS AG BFM8T61CT2L1QCEMIK50 APR23 SOI FP C @ 137.7097 000000000 -14600.00000000 NC -158018.56000000 -0.01474649466 N/A DE US N 2 UBS AG BFM8T61CT2L1QCEMIK50 Call Written SOITEC SOITEC 1.00000000 137.70970000 EUR 2023-04-04 XXXX -79659.26000000 N N N Advanced Micro Devices Inc R2I72C950HOYXII45366 Advanced Micro Devices Inc 007903107 158548.00000000 NS USD 15539289.48000000 1.450146422587 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 FIRST SOLAR INC 000000000 -40.00000000 NC USD -12040.00000000 -0.00112358824 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written First Solar, Inc. First Solar, Inc. 100.00000000 220.00000000 USD 2023-04-06 XXXX 23315.22000000 N N N PROSIMO INC N/A PROSIMO INC 000000000 2515811.00000000 NS USD 3924665.16000000 0.366254785905 Long EP CORP US Y 3 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 MAY23 SDR AU C @ 4.017 000000000 -20000.00000000 NC -693.72000000 -0.00006473884 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written SiteMinder Ltd. SiteMinder Ltd. 1.00000000 4.01700000 AUD 2023-05-02 XXXX 2341.73000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MERCADOLIBRE INC 000000000 -19.00000000 NC USD -205770.00000000 -0.01920272028 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written MercadoLibre, Inc. MercadoLibre, Inc. 100.00000000 1230.00000000 USD 2023-04-21 XXXX -108506.82000000 N N N Alphabet Inc 5493006MHB84DD0ZWV18 Alphabet Inc 02079K305 149568.00000000 NS USD 15514688.64000000 1.447850640649 Long EC CORP US N 1 N N N PLANET LABS PBC N/A PLANET LABS PBC 000000000 438065.00000000 NS USD 1721595.45000000 0.160661495248 Long EC CORP US N 2 N N N MNTN DIGITAL N/A MNTN DIGITAL 000000000 1088598.00000000 NS USD 10548514.62000000 0.984400912248 Long EP CORP US Y 3 N N N JEFFERIES LLC 58PU97L1C0WSRCWADL48 MAY23 V US C @ 225.01 000000000 -131.00000000 NC USD -96583.81000000 -0.00901332501 N/A DE US N 2 JEFFERIES LLC 58PU97L1C0WSRCWADL48 Call Written Visa, Inc. Visa, Inc. 100.00000000 225.01000000 USD 2023-05-05 XXXX -24695.40000000 N N N Visa Inc 549300JZ4OKEHW3DPJ59 Visa Inc 92826C839 130327.00000000 NS USD 29383525.42000000 2.742108275006 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 UNITY SOFTWARE INC 000000000 -38.00000000 NC USD -11685.00000000 -0.00109045918 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Unity Software, Inc. Unity Software, Inc. 100.00000000 35.00000000 USD 2023-05-19 XXXX -4123.08000000 N N N Alibaba Group Holding Ltd 5493001NTNQJDH60PM02 Alibaba Group Holding Ltd 01609W102 76011.00000000 NS USD 7766803.98000000 0.724808107927 Long EC CORP KY N 1 N N N GRUBMARKET INC N/A GRUBMARKET INC 000000000 709724.00000000 NS USD 15670705.92000000 1.462410373303 Long EP CORP US Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 UNITY SOFTWARE INC 000000000 -187.00000000 NC USD -60307.50000000 -0.00562797324 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Unity Software, Inc. Unity Software, Inc. 100.00000000 32.00000000 USD 2023-05-05 XXXX -36530.31000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 SALESFORCE INC 000000000 -47.00000000 NC USD -42417.50000000 -0.00395845549 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Salesforce, Inc. Salesforce, Inc. 100.00000000 197.50000000 USD 2023-05-05 XXXX -16575.36000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 NETFLIX INC 000000000 -29.00000000 NC USD -58435.00000000 -0.00545322913 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Netflix, Inc. Netflix, Inc. 100.00000000 330.00000000 USD 2023-04-14 XXXX -35958.61000000 N N N JEFFERIES LLC 58PU97L1C0WSRCWADL48 MPWR US FLEX 000000000 -68.00000000 NC USD -128241.61000000 -0.01196767150 N/A DE US N 2 JEFFERIES LLC 58PU97L1C0WSRCWADL48 Call Written Monolithic Power Systems, Inc. Monolithic Power Systems, Inc. 100.00000000 510.50000000 USD 2023-04-21 XXXX 71862.22000000 N N N CITIBANK NA E57ODZWZ7FF32TWEFA76 APR23 SOI FP C @ 154.674 000000000 -1800.00000000 NC -2936.72000000 -0.00027405847 N/A DE US N 2 CITIBANK NA E57ODZWZ7FF32TWEFA76 Call Written SOITEC SOITEC 1.00000000 154.67400000 EUR 2023-04-26 XXXX 7368.24000000 N N N CDW Corp/DE N/A CDW Corp/DE 12514G108 42164.00000000 NS USD 8217341.96000000 0.766852890012 Long EC CORP US N 1 N N N Snorkel AI, Inc. N/A Snorkel AI, Inc. 000000000 332896.00000000 NS USD 2370219.52000000 0.221191925287 Long EC CORP US Y 3 N N N Microsoft Corp INR2EJN1ERAN0W5ZP974 Microsoft Corp 594918104 280178.00000000 NS USD 80775317.40000000 7.538056209825 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MONGODB INC 000000000 -30.00000000 NC USD -53100.00000000 -0.00495536009 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written MongoDB, Inc. MongoDB, Inc. 100.00000000 230.00000000 USD 2023-05-05 XXXX -19979.04000000 N N N Lumine Group Inc N/A Lumine Group Inc 55027C106 10861.00000000 NS 118213.33000000 0.011031819557 Long EC CORP CA N 1 N N N STMicroelectronics NV 213800Z8NOHIKRI42W10 STMicroelectronics NV 000000000 164453.00000000 NS 8762659.64000000 0.817742635250 Long EC CORP NL N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 SNOWFLAKE INC 000000000 -31.00000000 NC USD -36890.00000000 -0.00344262210 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Snowflake, Inc. Snowflake, Inc. 100.00000000 155.00000000 USD 2023-05-19 XXXX -22724.47000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 TWILIO INC 000000000 -130.00000000 NC USD -37050.00000000 -0.00345755351 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Twilio, Inc. Twilio, Inc. 100.00000000 69.00000000 USD 2023-04-28 XXXX -5109.79000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MICROSOFT CORP 000000000 -135.00000000 NC USD -382725.00000000 -0.03571638782 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Microsoft Corp. Microsoft Corp. 100.00000000 260.00000000 USD 2023-04-06 XXXX -307426.53000000 N N N Farmer's Business Network, Inc SERIES F 5493003KO0NA75DM0Y81 Farmer's Business Network, Inc SERIES F 000000000 90750.00000000 NS USD 4229857.50000000 0.394735726467 Long EP CORP US Y 3 N N N DEEP INSTINCT LTD, Series D-2 N/A DEEP INSTINCT LTD, Series D-2 000000000 493493.00000000 NS USD 3479125.65000000 0.324676467451 Long EC CORP US Y 3 N N N Think & Learn Private Limited 2549006XBBGEQL8H6M81 Think & Learn Private Limited 000000000 997.00000000 NS 1768907.47000000 0.165076713630 Long EC CORP IN Y 3 N N N Adyen NV 724500973ODKK3IFQ447 Adyen NV 000000000 6656.00000000 NS 10605855.70000000 0.989752055371 Long EC CORP NL N 2 N N N M3 Inc N/A M3 Inc 000000000 212900.00000000 NS 5358490.03000000 0.500061161578 Long EC CORP JP N 2 N N N NVIDIA Corp 549300S4KLFTLO7GSQ80 NVIDIA Corp 67066G104 143093.00000000 NS USD 39746942.61000000 3.709235657709 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ROBLOX CORP 000000000 -227.00000000 NC USD -24516.00000000 -0.00228786456 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written ROBLOX Corp. ROBLOX Corp. 100.00000000 50.00000000 USD 2023-04-28 XXXX -1414.18000000 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 APR23 XRO AU C @ 81.6816 000000000 -38100.00000000 NC -198496.68000000 -0.01852396473 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written Xero Ltd. Xero Ltd. 1.00000000 81.68160000 AUD 2023-04-04 XXXX -115320.87000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 QUALCOMM INC 000000000 -66.00000000 NC USD -5379.00000000 -0.00050197517 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written QUALCOMM, Inc. QUALCOMM, Inc. 100.00000000 130.00000000 USD 2023-04-06 XXXX 15678.02000000 N N N Take-Two Interactive Software Inc BOMSTHHJK882EWYX3334 Take-Two Interactive Software Inc 874054109 40060.00000000 NS USD 4779158.00000000 0.445997153576 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ALPHABET INC 000000000 -45.00000000 NC USD -10327.50000000 -0.00096377554 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Alphabet, Inc. Alphabet, Inc. 100.00000000 105.00000000 USD 2023-04-21 XXXX 13674.26000000 N N N Trax Ltd N/A Trax Ltd 000000000 38361.00000000 NS USD 1002756.54000000 0.093578526294 Long EC CORP US Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ALPHABET INC 000000000 -221.00000000 NC USD -109395.00000000 -0.01020888169 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Alphabet, Inc. Alphabet, Inc. 100.00000000 104.00000000 USD 2023-05-05 XXXX -33365.75000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 CROWDSTRIKE HOLDINGS INC 000000000 -72.00000000 NC USD -41580.00000000 -0.00388029892 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Crowdstrike Holdings, Inc. Crowdstrike Holdings, Inc. 100.00000000 139.00000000 USD 2023-04-28 XXXX -6964.77000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MERCADOLIBRE INC 000000000 -22.00000000 NC USD -335280.00000000 -0.03128875957 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written MercadoLibre, Inc. MercadoLibre, Inc. 100.00000000 1165.00000000 USD 2023-03-31 XXXX -203625.87000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 UBER TECHNOLOGIES INC 000000000 -516.00000000 NC USD -3870.00000000 -0.00036115336 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Uber Technologies, Inc. Uber Technologies, Inc. 100.00000000 35.50000000 USD 2023-04-14 XXXX 54480.33000000 N N N TRUMID HOLDINGS LLC N/A TRUMID HOLDINGS LLC 000000000 11420.00000000 NS USD 6320056.40000000 0.589795768384 Long EC CORP US Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ANSYS INC 000000000 -69.00000000 NC USD -121440.00000000 -0.01133293654 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written ANSYS, Inc. ANSYS, Inc. 100.00000000 320.00000000 USD 2023-04-21 XXXX -54103.09000000 N N N Databricks, Inc, Series G N/A Databricks, Inc, Series G 000000000 76113.00000000 NS USD 4149680.76000000 0.387253530268 Long EP CORP US Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 FLEX LTD 000000000 -470.00000000 NC USD -4700.00000000 -0.00043861002 N/A DE SG N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Flex Ltd. Flex Ltd. 100.00000000 25.00000000 USD 2023-04-21 XXXX 48301.11000000 N N N MongoDB Inc 549300TPTG69WKWE1Z37 MongoDB Inc 60937P106 34251.00000000 NS USD 7984593.12000000 0.745132469775 Long EC CORP US N 1 N N N Automattic, Inc N/A Automattic, Inc 000000000 94117.00000000 NS USD 3921855.39000000 0.365992574566 Long EC CORP US Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 QUALCOMM INC 000000000 -215.00000000 NC USD -117175.00000000 -0.01093492127 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written QUALCOMM, Inc. QUALCOMM, Inc. 100.00000000 125.00000000 USD 2023-04-21 XXXX -50736.04000000 N N N JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 MAY23 3769 JP C @ 11993.3503 000000000 -17400.00000000 NC -41392.52000000 -0.00386280305 N/A DE US N 2 JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 Call Written GMO Payment Gateway, Inc. GMO Payment Gateway, Inc. 1.00000000 11993.35030000 JPY 2023-05-16 XXXX 7919.36000000 N N N BANK OF AMERICA NA B4TYDEB6GKMZO031MB27 APR23 700 HK C @ 363.53 000000000 -7000.00000000 NC -25872.50000000 -0.00241445488 N/A DE US N 2 BANK OF AMERICA NA B4TYDEB6GKMZO031MB27 Call Written Tencent Holdings Ltd. Tencent Holdings Ltd. 1.00000000 363.53000000 HKD 2023-04-26 XXXX -14601.02000000 N N N Databricks, Inc. N/A Databricks, Inc. 000000000 59997.00000000 NS USD 3271036.44000000 0.305257315511 Long EC CORP US Y 3 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 APR23 SOI FP C @ 151.4388 000000000 -9600.00000000 NC -18549.52000000 -0.00173106499 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written SOITEC SOITEC 1.00000000 151.43880000 EUR 2023-04-19 XXXX 38037.24000000 N N N UBS AG BFM8T61CT2L1QCEMIK50 MAY23 6723 JP C @ 1876.5858 000000000 -67300.00000000 NC -64094.82000000 -0.00598141080 N/A DE US N 2 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Renesas Electronics Corp. Renesas Electronics Corp. 1.00000000 1876.58580000 JPY 2023-05-18 XXXX -30564.68000000 N N N SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 CRDO US FLEX 000000000 -516.00000000 NC USD -0.52000000 -0.00000004852 N/A DE US N 2 SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 Call Written Credo Technology Group Holding Ltd. Credo Technology Group Holding Ltd. 100.00000000 19.40000000 USD 2023-05-09 XXXX 95339.08000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 TESLA INC 000000000 -51.00000000 NC USD -24097.50000000 -0.00224880960 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Tesla, Inc. Tesla, Inc. 100.00000000 230.00000000 USD 2023-04-21 XXXX 51227.50000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ARISTA NETWORKS INC 000000000 -72.00000000 NC USD -21240.00000000 -0.00198214403 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Arista Networks, Inc. Arista Networks, Inc. 100.00000000 172.50000000 USD 2023-04-21 XXXX 7399.27000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 SPOTIFY TECHNOLOGY SA 000000000 -81.00000000 NC USD -98010.00000000 -0.00914641889 N/A DE LU N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Spotify Technology SA Spotify Technology SA 100.00000000 122.00000000 USD 2023-04-06 XXXX -61346.99000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 NVIDIA CORP 000000000 -127.00000000 NC USD -432435.00000000 -0.04035538877 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written NVIDIA Corp. NVIDIA Corp. 100.00000000 245.00000000 USD 2023-04-14 XXXX -270139.78000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MSCI INC 000000000 -34.00000000 NC USD -23460.00000000 -0.00218931728 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written MSCI, Inc. MSCI, Inc. 100.00000000 580.00000000 USD 2023-04-21 XXXX 23126.33000000 N N N Marvell Technology Inc N/A Marvell Technology Inc 573874104 184595.00000000 NS USD 7992963.50000000 0.745913604371 Long EC CORP US N 1 N N N SiteMinder Ltd N/A SiteMinder Ltd 000000000 1761697.00000000 NS 4054042.34000000 0.378328430262 Long EC CORP AU N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 AMAZON.COM INC 000000000 -277.00000000 NC USD -180742.50000000 -0.01686712189 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Amazon.com, Inc. Amazon.com, Inc. 100.00000000 97.00000000 USD 2023-04-06 XXXX -94775.06000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MONGODB INC 000000000 -68.00000000 NC USD -108290.00000000 -0.01010576167 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written MongoDB, Inc. MongoDB, Inc. 100.00000000 230.00000000 USD 2023-04-28 XXXX -13953.81000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 KE HOLDINGS INC 000000000 -352.00000000 NC USD -25520.00000000 -0.00238155912 N/A DE KY N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written KE Holdings, Inc. KE Holdings, Inc. 100.00000000 20.00000000 USD 2023-04-28 XXXX -256.84000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 TWILIO INC 000000000 -90.00000000 NC USD -33525.00000000 -0.00312859599 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Twilio, Inc. Twilio, Inc. 100.00000000 66.00000000 USD 2023-04-21 XXXX -15843.64000000 N N N GRAMMARLY INC N/A GRAMMARLY INC 000000000 715323.00000000 NS USD 12367934.67000000 1.154191524624 Long EC CORP US Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MICROSOFT CORP 000000000 -86.00000000 NC USD -210055.00000000 -0.01960260198 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Microsoft Corp. Microsoft Corp. 100.00000000 265.00000000 USD 2023-04-14 XXXX -164796.62000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 FIRST SOLAR INC 000000000 -39.00000000 NC USD -29250.00000000 -0.00272964751 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written First Solar, Inc. First Solar, Inc. 100.00000000 232.50000000 USD 2023-05-05 XXXX -9449.78000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MARVELL TECHNOLOGY INC 000000000 -190.00000000 NC USD -56525.00000000 -0.00527498549 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Marvell Technology, Inc. Marvell Technology, Inc. 100.00000000 41.00000000 USD 2023-04-14 XXXX -34659.80000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 LAM RESEARCH CORP 000000000 -47.00000000 NC USD -150987.50000000 -0.01409034713 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Lam Research Corp. Lam Research Corp. 100.00000000 500.00000000 USD 2023-04-06 XXXX -75425.13000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ASPEN TECHNOLOGY INC 000000000 -59.00000000 NC USD -72570.00000000 -0.00677232546 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Aspen Technology, Inc. Aspen Technology, Inc. 100.00000000 230.00000000 USD 2023-05-19 XXXX -54220.37000000 N N N DataRobot, Inc., SERIES F N/A DataRobot, Inc., SERIES F 000000000 228276.00000000 NS USD 1280628.36000000 0.119509880893 Long EC CORP US Y 3 N N N Think & Learn Private Limited, SERIES F 2549006XBBGEQL8H6M81 Think & Learn Private Limited, SERIES F 000000000 1054.00000000 NS 1870038.59000000 0.174514399444 Long EP CORP IN Y 3 N N N Netflix Inc 549300Y7VHGU0I7CE873 Netflix Inc 64110L106 20106.00000000 NS USD 6946220.88000000 0.648230240681 Long EC CORP US N 1 N N N Cadence Design Systems Inc GCT7RXJOGLXPV0NXZY22 Cadence Design Systems Inc 127387108 114238.00000000 NS USD 24000261.42000000 2.239735174775 Long EC CORP US N 1 N N N FlixMobility GmbH Series F N/A FlixMobility GmbH Series F 000000000 275.00000000 NS 5128202.26000000 0.478570411550 Long EP CORP DE Y 3 N N N TRAX LTD N/A TRAX LTD 000000000 106667.00000000 NS USD 2788275.38000000 0.260205434276 Long EP CORP US Y 3 N N N Mastercard Inc AR5L2ODV9HN37376R084 Mastercard Inc 57636Q104 95366.00000000 NS USD 34656958.06000000 3.234231771868 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 GITLAB INC 000000000 -192.00000000 NC USD -1920.00000000 -0.00017917686 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Gitlab, Inc. Gitlab, Inc. 100.00000000 60.00000000 USD 2023-04-21 XXXX 44690.94000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 TAIWAN SEMICONDUCTOR MANUFACTU 000000000 -207.00000000 NC USD -56718.00000000 -0.00529299649 N/A DE TW N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Taiwan Semiconductor Manufacturing Co. Ltd. Taiwan Semiconductor Manufacturing Co. Ltd. 100.00000000 95.00000000 USD 2023-04-28 XXXX -16762.99000000 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 APR23 STMPA FP C @ 47.4292 000000000 -21400.00000000 NC -38994.12000000 -0.00363898128 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written STMicroelectronics NV STMicroelectronics NV 1.00000000 47.42920000 EUR 2023-04-04 XXXX -5953.79000000 N N N Broadcom Inc 549300WV6GIDOZJTV909 Broadcom Inc 11135F101 27627.00000000 NS USD 17723825.58000000 1.654010132991 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ATLASSIAN CORP 000000000 -43.00000000 NC USD -39775.00000000 -0.00371185400 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Atlassian Corp. Atlassian Corp. 100.00000000 170.00000000 USD 2023-04-21 XXXX -13509.92000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 APPLE INC 000000000 -376.00000000 NC USD -165440.00000000 -0.01543907296 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Apple, Inc. Apple, Inc. 100.00000000 165.00000000 USD 2023-04-28 XXXX -43736.48000000 N N N Tesla Inc 54930043XZGB27CTOV49 Tesla Inc 88160R101 116288.00000000 NS USD 24125108.48000000 2.251386062524 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 NETFLIX INC 000000000 -28.00000000 NC USD -51240.00000000 -0.00478178251 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Netflix, Inc. Netflix, Inc. 100.00000000 350.00000000 USD 2023-04-28 XXXX -20521.66000000 N N N PATREON INC Series D N/A PATREON INC Series D 000000000 119047.00000000 NS USD 3323792.24000000 0.310180554423 Long EC CORP US Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 BROADCOM INC 000000000 -32.00000000 NC USD -51680.00000000 -0.00482284387 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Broadcom, Inc. Broadcom, Inc. 100.00000000 645.00000000 USD 2023-04-28 XXXX 6538.55000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 NEXTRACKER INC 000000000 -400.00000000 NC USD -21000.00000000 -0.00195974693 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written NEXTracker, Inc. NEXTracker, Inc. 100.00000000 40.00000000 USD 2023-04-21 XXXX -1326.79000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 VISA INC 000000000 -49.00000000 NC USD -11441.50000000 -0.00106773545 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Visa, Inc. Visa, Inc. 100.00000000 225.00000000 USD 2023-04-06 XXXX 8645.18000000 N N N SUSQUEHANNA FINANCIAL GROUP LLLP 549300HN4UKV1E2R3U73 MAY23 WOLF US C @ 68.80 000000000 -533.00000000 NC USD -206064.73000000 -0.01923022487 N/A DE US N 2 SUSQUEHANNA FINANCIAL GROUP LLLP 549300HN4UKV1E2R3U73 Call Written Great Wolf Resorts, Inc. Great Wolf Resorts, Inc. 100.00000000 68.80000000 USD 2023-05-12 XXXX 38991.22000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MASTERCARD INC 000000000 -182.00000000 NC USD -114660.00000000 -0.01070021824 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Mastercard, Inc. Mastercard, Inc. 100.00000000 365.00000000 USD 2023-04-21 XXXX -27445.26000000 N N N Alteryx Inc 549300XWZG0JHL7I0827 Alteryx Inc 02156B103 86509.00000000 NS USD 5090189.56000000 0.475023017637 Long EC CORP US N 1 N N N VOLTRON DATA INC SERIES SEED N/A VOLTRON DATA INC SERIES SEED 000000000 9090909.00000000 NS USD 8181818.10000000 0.763537757839 Long EC CORP US Y 3 N N N Wise PLC 213800LD9XCHIC1C4V71 Wise PLC 000000000 700318.00000000 NS 4701371.69000000 0.438738035370 Long EC CORP GB N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MARVELL TECHNOLOGY INC 000000000 -250.00000000 NC USD -59750.00000000 -0.00557594662 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Marvell Technology, Inc. Marvell Technology, Inc. 100.00000000 45.00000000 USD 2023-05-19 XXXX -26807.53000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 AMAZON.COM INC 000000000 -75.00000000 NC USD -39750.00000000 -0.00370952097 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Amazon.com, Inc. Amazon.com, Inc. 100.00000000 100.00000000 USD 2023-04-21 XXXX -23141.71000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 TAKE-TWO INTERACTIVE SOFTWARE 000000000 -11.00000000 NC USD -3426.50000000 -0.00031976537 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Take-Two Interactive Software, Inc. Take-Two Interactive Software, Inc. 100.00000000 117.00000000 USD 2023-04-06 XXXX 1076.93000000 N N N Arista Networks Inc 635400H1WKBLOQERUU95 Arista Networks Inc 040413106 21669.00000000 NS USD 3637358.34000000 0.339442945007 Long EC CORP US N 1 N N N Trip.com Group Ltd 2549004RMYDSRQL4KW41 Trip.com Group Ltd 000000000 247300.00000000 NS 9316628.65000000 0.869439733699 Long EC CORP KY N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ALIBABA GROUP HOLDING LTD 000000000 -93.00000000 NC USD -103230.00000000 -0.00963355598 N/A DE KY N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Alibaba Group Holding Ltd. Alibaba Group Holding Ltd. 100.00000000 94.00000000 USD 2023-05-05 XXXX -81611.23000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 SPOTIFY TECHNOLOGY SA 000000000 -51.00000000 NC USD -34425.00000000 -0.00321258514 N/A DE LU N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Spotify Technology SA Spotify Technology SA 100.00000000 127.00000000 USD 2023-03-31 XXXX 1840.37000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 TESLA INC 000000000 -39.00000000 NC USD -44752.50000000 -0.00417636069 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Tesla, Inc. Tesla, Inc. 100.00000000 210.00000000 USD 2023-04-21 XXXX 65595.39000000 N N N JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 APR23 9961 HK C @ 314.3596 000000000 -111300.00000000 NC -50990.65000000 -0.00475851285 N/A DE US N 2 JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 Call Written Trip.com Group Ltd. Trip.com Group Ltd. 1.00000000 314.35960000 HKD 2023-04-27 XXXX 69288.70000000 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 APR23 SDR AU C @ 4.4472 000000000 -16700.00000000 NC -28.69000000 -0.00000267738 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written SiteMinder Ltd. SiteMinder Ltd. 1.00000000 4.44720000 AUD 2023-04-18 XXXX 1533.83000000 N N N Flex Ltd 549300EAQH74YHD07T53 Flex Ltd 000000000 297236.00000000 NS USD 6839400.36000000 0.638261612763 Long EC CORP SG N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 NVIDIA CORP 000000000 -211.00000000 NC USD -480025.00000000 -0.04479654860 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written NVIDIA Corp. NVIDIA Corp. 100.00000000 260.00000000 USD 2023-04-21 XXXX -205269.04000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 AUTODESK INC 000000000 -93.00000000 NC USD -40455.00000000 -0.00377531248 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Autodesk, Inc. Autodesk, Inc. 100.00000000 215.00000000 USD 2023-04-28 XXXX 4093.59000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 AMAZON.COM INC 000000000 -66.00000000 NC USD -38115.00000000 -0.00355694068 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Amazon.com, Inc. Amazon.com, Inc. 100.00000000 103.00000000 USD 2023-05-05 XXXX -16944.30000000 N N N DataRobot, Inc. N/A DataRobot, Inc. 000000000 38789.00000000 NS USD 174938.39000000 0.016325474904 Long EC CORP US Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ALPHABET INC 000000000 -222.00000000 NC USD -195360.00000000 -0.01823124573 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Alphabet, Inc. Alphabet, Inc. 100.00000000 95.00000000 USD 2023-04-14 XXXX -140255.40000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 SERVICENOW INC 000000000 -18.00000000 NC USD -37440.00000000 -0.00349394881 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written ServiceNow, Inc. ServiceNow, Inc. 100.00000000 455.00000000 USD 2023-04-21 XXXX -22157.75000000 N N N ServiceNow Inc 549300HJTQM36M0E1G39 ServiceNow Inc 81762P102 15190.00000000 NS USD 7059096.80000000 0.658763966292 Long EC CORP US N 1 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 APR23 WISE LN C @ 6.0372 000000000 -75850.00000000 NC -9683.41000000 -0.00090366823 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written Wise PLC Wise PLC 1.00000000 6.03720000 GBP 2023-04-26 XXXX 7290.75000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 S+P GLOBAL INC 000000000 -48.00000000 NC USD -12720.00000000 -0.00118704671 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written S&P Global, Inc. S&P Global, Inc. 100.00000000 355.00000000 USD 2023-04-14 XXXX 15331.78000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MICRON TECHNOLOGY INC 000000000 -174.00000000 NC USD -1218.00000000 -0.00011366532 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Micron Technology, Inc. Micron Technology, Inc. 100.00000000 65.00000000 USD 2023-04-06 XXXX 13818.52000000 N N N NOMURA SECURITIES INTERNATIONAL INC OXTKY6Q8X53C9ILVV871 APR12 MSI US C @ 275.00 000000000 -46.00000000 NC USD -67010.59000000 -0.00625351419 N/A DE US N 2 NOMURA SECURITIES INTERNATIONAL INC OXTKY6Q8X53C9ILVV871 Call Written Motorola Solutions, Inc. Motorola Solutions, Inc. 100.00000000 275.00000000 USD 2023-04-27 XXXX -45700.31000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 VISA INC 000000000 -131.00000000 NC USD -88752.50000000 -0.00828249712 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Visa, Inc. Visa, Inc. 100.00000000 225.00000000 USD 2023-04-28 XXXX -24724.03000000 N N N JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 MAY23 SOI FP C @ 146.208 000000000 -1800.00000000 NC -14956.67000000 -0.00139577562 N/A DE US N 2 JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 Call Written SOITEC SOITEC 1.00000000 146.20800000 EUR 2023-05-16 XXXX -3956.24000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 S+P GLOBAL INC 000000000 -5.00000000 NC USD -2100.00000000 -0.00019597469 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written S&P Global, Inc. S&P Global, Inc. 100.00000000 350.00000000 USD 2023-04-14 XXXX -704.92000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 TESLA INC 000000000 -90.00000000 NC USD -204525.00000000 -0.01908653529 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Tesla, Inc. Tesla, Inc. 100.00000000 187.50000000 USD 2023-04-14 XXXX -151565.90000000 N N N Unqork Inc. Series B N/A Unqork Inc. Series B 000000000 281080.00000000 NS USD 1888857.60000000 0.176270613591 Long EC CORP US Y 3 N N N Credo Technology Group Holding Ltd N/A Credo Technology Group Holding Ltd 000000000 635916.00000000 NS USD 5990328.72000000 0.559025158429 Long EC CORP KY N 1 N N N Snowflake Inc 254900CJNSY1K7T53Z16 Snowflake Inc 833445109 12407.00000000 NS USD 1914276.03000000 0.178642694077 Long EC CORP US N 1 N N N Meta Platforms Inc BQ4BKCS1HXDV9HN80Z93 Meta Platforms Inc 30303M102 70190.00000000 NS USD 14876068.60000000 1.388253799520 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 FLEX LTD 000000000 -800.00000000 NC USD -156000.00000000 -0.01455812006 N/A DE SG N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Flex Ltd. Flex Ltd. 100.00000000 22.00000000 USD 2023-05-19 XXXX -95223.74000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MOTOROLA SOLUTIONS INC 000000000 -45.00000000 NC USD -80325.00000000 -0.00749603201 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Motorola Solutions, Inc. Motorola Solutions, Inc. 100.00000000 270.00000000 USD 2023-04-21 XXXX -32947.15000000 N N N First Solar Inc 549300NPYMLM4NHTOF27 First Solar Inc 336433107 27534.00000000 NS USD 5988645.00000000 0.558868031519 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 BROADCOM INC 000000000 -28.00000000 NC USD -41300.00000000 -0.00385416896 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Broadcom, Inc. Broadcom, Inc. 100.00000000 630.00000000 USD 2023-04-06 XXXX 1720.24000000 N N N Oracle Corp 1Z4GXXU7ZHVWFCD8TV52 Oracle Corp 68389X105 163943.00000000 NS USD 15233583.56000000 1.421617554081 Long EC CORP US N 1 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 APR23 STMPA FP C @ 45.938 000000000 -43800.00000000 NC -155590.31000000 -0.01451988726 N/A DE DE N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written STMicroelectronics NV STMicroelectronics NV 1.00000000 45.93800000 EUR 2023-04-12 XXXX -80248.74000000 N N N Gitlab Inc N/A Gitlab Inc 37637K108 117058.00000000 NS USD 4013918.82000000 0.374584051920 Long EC CORP US N 1 N N JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 APR23 SOI FP C @ 146.413 000000000 -9900.00000000 NC -37039.06000000 -0.00345653257 N/A DE US N 2 JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 Call Written SOITEC SOITEC 1.00000000 146.41300000 EUR 2023-04-12 XXXX 16024.44000000 N N N Snorkel AI Inc N/A Snorkel AI Inc 000000000 66422.00000000 NS USD 472924.64000000 0.044133933905 Long EC CORP US Y 3 N N N Autodesk Inc FRKKVKAIQEF3FCSTPG55 Autodesk Inc 052769106 23877.00000000 NS USD 4970236.32000000 0.463828827446 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 NEXTRACKER INC 000000000 -200.00000000 NC USD -42000.00000000 -0.00391949386 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written NEXTracker, Inc. NEXTracker, Inc. 100.00000000 40.00000000 USD 2023-05-19 XXXX -26409.44000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 NVIDIA CORP 000000000 -35.00000000 NC USD -42000.00000000 -0.00391949386 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written NVIDIA Corp. NVIDIA Corp. 100.00000000 285.00000000 USD 2023-05-05 XXXX -5499.92000000 N N N Crowdstrike Holdings Inc 549300YBY08K9KM4HX32 Crowdstrike Holdings Inc 22788C105 33034.00000000 NS USD 4534246.84000000 0.423141730039 Long EC CORP US N 1 N N N Samsung SDI Co Ltd 9884002AESDO4YW87G32 Samsung SDI Co Ltd 000000000 17184.00000000 NS 9761176.47000000 0.910925506371 Long EC CORP KR N 2 N N N Bytedance Ltd Series E-1 54930057HU24VGK3CO92 Bytedance Ltd Series E-1 000000000 88075.00000000 NS USD 13930371.10000000 1.300000096013 Long EP CORP US Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MONOLITHIC POWER SYSTEMS INC 000000000 -37.00000000 NC USD -135975.00000000 -0.01268936138 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Monolithic Power Systems, Inc. Monolithic Power Systems, Inc. 100.00000000 500.00000000 USD 2023-05-19 XXXX 4613.06000000 N N N Money Market Series a series of SL Liquidity Series, LLC 549300I0RQO84VDWQP47 SL Liquidity Series, LLC, Money Market Series 590204509 7679672.68000000 NS USD 7680440.65000000 0.716748571215 Long STIV US N N/A N N Options Clearing Corp. 549300CII6SLYGKNHA04 ADVANCED MICRO DEVICES INC 000000000 -146.00000000 NC USD -189435.00000000 -0.01767831714 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Advanced Micro Devices, Inc. Advanced Micro Devices, Inc. 100.00000000 85.00000000 USD 2023-04-06 XXXX -156302.21000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 TESLA INC 000000000 -38.00000000 NC USD -3971.00000000 -0.00037057881 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Tesla, Inc. Tesla, Inc. 100.00000000 230.00000000 USD 2023-04-06 XXXX 22361.13000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 SHOPIFY INC 000000000 -218.00000000 NC USD -39349.00000000 -0.00367209914 N/A DE CA N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Shopify, Inc. Shopify, Inc. 100.00000000 49.00000000 USD 2023-04-21 XXXX -14274.64000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 NETFLIX INC 000000000 -33.00000000 NC USD -31515.00000000 -0.00294102021 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Netflix, Inc. Netflix, Inc. 100.00000000 340.00000000 USD 2023-04-06 XXXX 2026.25000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 CROWDSTRIKE HOLDINGS INC 000000000 -76.00000000 NC USD -70490.00000000 -0.00657821719 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Crowdstrike Holdings, Inc. Crowdstrike Holdings, Inc. 100.00000000 130.00000000 USD 2023-04-14 XXXX -14197.87000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ALIBABA GROUP HOLDING LTD 000000000 -135.00000000 NC USD -103612.50000000 -0.00966925137 N/A DE KY N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Alibaba Group Holding Ltd. Alibaba Group Holding Ltd. 100.00000000 96.00000000 USD 2023-04-14 XXXX -68284.67000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 CREDO TECHNOLOGY GROUP HOLDING 000000000 -196.00000000 NC USD -1960.00000000 -0.00018290971 N/A DE KY N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Credo Technology Group Holding Ltd. Credo Technology Group Holding Ltd. 100.00000000 17.50000000 USD 2023-05-19 XXXX 15440.83000000 N N N JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 MAY23 WISE LN C @ 5.723 000000000 -41500.00000000 NC -14167.02000000 -0.00132208447 N/A DE US N 2 JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 Call Written Wise PLC Wise PLC 1.00000000 5.72300000 GBP 2023-05-23 XXXX -932.93000000 N N N Wolfspeed Inc 549300OGU88P3AW3TO93 Wolfspeed Inc 977852102 198792.00000000 NS USD 12911540.40000000 1.204921508493 Long EC CORP US N 1 N N Options Clearing Corp. 549300CII6SLYGKNHA04 ATLASSIAN CORP 000000000 -53.00000000 NC USD -21200.00000000 -0.00197841118 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Atlassian Corp. Atlassian Corp. 100.00000000 177.50000000 USD 2023-04-14 XXXX 12137.84000000 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 APR23 ASM NA C @ 357.372 000000000 -13200.00000000 NC -267345.65000000 -0.02494903891 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written ASM International NV ASM International NV 1.00000000 357.37200000 EUR 2023-04-11 XXXX -131570.75000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ATLASSIAN CORP 000000000 -56.00000000 NC USD -85680.00000000 -0.00799576748 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Atlassian Corp. Atlassian Corp. 100.00000000 170.00000000 USD 2023-05-05 XXXX -37645.22000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 OKTA INC 000000000 -68.00000000 NC USD -13838.00000000 -0.00129137990 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Okta, Inc. Okta, Inc. 100.00000000 90.00000000 USD 2023-04-21 XXXX 13839.19000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ANSYS INC 000000000 -83.00000000 NC USD -446540.00000000 -0.04167168546 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written ANSYS, Inc. ANSYS, Inc. 100.00000000 280.00000000 USD 2023-04-21 XXXX -351818.44000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 FIRST SOLAR INC 000000000 -44.00000000 NC USD -57420.00000000 -0.00535850803 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written First Solar, Inc. First Solar, Inc. 100.00000000 210.00000000 USD 2023-04-21 XXXX -11259.39000000 N N N Klarna Holdings AB 984500CCFABF562J8533 Klarna Holdings AB 000000000 26430.00000000 NS 5220224.21000000 0.487158017937 Long EC CORP SE Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MICROSOFT CORP 000000000 -225.00000000 NC USD -561375.00000000 -0.05238823493 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Microsoft Corp. Microsoft Corp. 100.00000000 265.00000000 USD 2023-04-21 XXXX -265346.84000000 N N N Monolithic Power Systems Inc 529900TB7O85LSZ1XU31 Monolithic Power Systems Inc 609839105 23437.00000000 NS USD 11731155.98000000 1.094766520638 Long EC CORP US N 1 N N N BlackRock Liquidity Funds 5493007YVNX55LTRQ706 BlackRock Liquidity Funds: T-Fund, Institutional Shares 09248U718 262674.36000000 NS USD 262674.36000000 0.024513108141 Long STIV RF US N 1 N N N QUALCOMM Inc H1J8DDZKZP6H7RWC0H53 QUALCOMM Inc 747525103 56491.00000000 NS USD 7207121.78000000 0.672577847260 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 AMAZON.COM INC 000000000 -107.00000000 NC USD -36380.00000000 -0.00339502825 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Amazon.com, Inc. Amazon.com, Inc. 100.00000000 110.00000000 USD 2023-05-19 XXXX -7113.27000000 N N N Shopify Inc 549300HGQ43STJLLP808 Shopify Inc 82509L107 97225.00000000 NS USD 4660966.50000000 0.434967371222 Long EC CORP CA N 1 N N Options Clearing Corp. 549300CII6SLYGKNHA04 ALTERYX INC 000000000 -390.00000000 NC USD -94575.00000000 -0.00882586028 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Alteryx, Inc. Alteryx, Inc. 100.00000000 65.00000000 USD 2023-05-19 XXXX 12584.80000000 N N N Lam Research Corp 549300I4GMO6D34U1T02 Lam Research Corp 512807108 18964.00000000 NS USD 10053195.68000000 0.938177113547 Long EC CORP US N 1 N N N NEXTracker Inc N/A NEXTracker Inc 65290E101 177840.00000000 NS USD 6448478.40000000 0.601780274119 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ORACLE CORP 000000000 -170.00000000 NC USD -125375.00000000 -0.01170015578 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Oracle Corp. Oracle Corp. 100.00000000 86.00000000 USD 2023-04-28 XXXX -78019.54000000 N N N SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 WOLF US FLEX 000000000 -361.00000000 NC USD -1284.80000000 -0.00011989918 N/A DE US N 2 SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 Call Written Wolfspeed, Inc. Wolfspeed, Inc. 100.00000000 86.00000000 USD 2023-04-14 XXXX 152053.98000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 OKTA INC 000000000 -213.00000000 NC USD -62728.50000000 -0.00585390406 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Okta, Inc. Okta, Inc. 100.00000000 89.00000000 USD 2023-04-28 XXXX 7086.14000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ROBLOX CORP 000000000 -228.00000000 NC USD -18582.00000000 -0.00173409607 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written ROBLOX Corp. ROBLOX Corp. 100.00000000 50.00000000 USD 2023-04-21 XXXX 745.62000000 N N N NOMURA SECURITIES INTERNATIONAL INC OXTKY6Q8X53C9ILVV871 CRDO.FLEX 000000000 -607.00000000 NC USD -0.06000000 -0.00000000559 N/A DE US N 2 NOMURA SECURITIES INTERNATIONAL INC OXTKY6Q8X53C9ILVV871 Call Written Credo Technology Group Holding Ltd. Credo Technology Group Holding Ltd. 100.00000000 19.91000000 USD 2023-04-21 XXXX 68365.33000000 N N N UBS AG BFM8T61CT2L1QCEMIK50 MAY23 6723 JP C @ 1894.8051 000000000 -67300.00000000 NC -60456.49000000 -0.00564187717 N/A DE US N 2 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Renesas Electronics Corp. Renesas Electronics Corp. 1.00000000 1894.80510000 JPY 2023-05-23 XXXX -28333.72000000 N N N Unity Software Inc 549300D1ESJMGNQNG432 Unity Software Inc 91332U101 114284.00000000 NS USD 3707372.96000000 0.345976799136 Long EC CORP US N 1 N N Options Clearing Corp. 549300CII6SLYGKNHA04 SERVICENOW INC 000000000 -50.00000000 NC USD -110500.00000000 -0.01031200171 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written ServiceNow, Inc. ServiceNow, Inc. 100.00000000 470.00000000 USD 2023-05-05 XXXX -52049.42000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 AMAZON.COM INC 000000000 -95.00000000 NC USD -49637.50000000 -0.00463223515 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Amazon.com, Inc. Amazon.com, Inc. 100.00000000 103.00000000 USD 2023-04-28 XXXX -17905.77000000 N N N PATREON INC N/A PATREON INC 000000000 59524.00000000 NS USD 1661910.08000000 0.155091579977 Long EC CORP US Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ALPHABET INC 000000000 -37.00000000 NC USD -34595.00000000 -0.00322844976 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Alphabet, Inc. Alphabet, Inc. 100.00000000 94.00000000 USD 2023-04-06 XXXX -27015.11000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 META PLATFORMS INC 000000000 -216.00000000 NC USD -819180.00000000 -0.07644692815 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Meta Platforms, Inc. Meta Platforms, Inc. 100.00000000 175.00000000 USD 2023-04-21 XXXX -602605.91000000 N N N ROBLOX Corp N/A ROBLOX Corp 771049103 105985.00000000 NS USD 4767205.30000000 0.444881712283 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 SALESFORCE INC 000000000 -64.00000000 NC USD -16224.00000000 -0.00151404448 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Salesforce, Inc. Salesforce, Inc. 100.00000000 200.00000000 USD 2023-04-06 XXXX 5326.23000000 N N N Twilio Inc 5493004W8TRGD63APX93 Twilio Inc 90138F102 64872.00000000 NS USD 4322421.36000000 0.403373904591 Long EC CORP US N 1 N N N SOLUGEN INC N/A SOLUGEN INC 000000000 269284.00000000 NS USD 9058713.76000000 0.845370785402 Long EC CORP US Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 TAKE-TWO INTERACTIVE SOFTWARE 000000000 -133.00000000 NC USD -71820.00000000 -0.00670233450 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Take-Two Interactive Software, Inc. Take-Two Interactive Software, Inc. 100.00000000 117.00000000 USD 2023-04-28 XXXX -6680.99000000 N N N Apple Inc HWUPKR0MPOU8FGXBT394 Apple Inc 037833100 496676.00000000 NS USD 81901872.40000000 7.643187767172 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 TWILIO INC 000000000 -71.00000000 NC USD -1136.00000000 -0.00010601297 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Twilio, Inc. Twilio, Inc. 100.00000000 80.00000000 USD 2023-04-14 XXXX 24089.59000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 SNOWFLAKE INC 000000000 -24.00000000 NC USD -20340.00000000 -0.00189815488 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Snowflake, Inc. Snowflake, Inc. 100.00000000 155.00000000 USD 2023-04-28 XXXX -9084.60000000 N N N Dassault Systemes SE 96950065LBWY0APQIM86 Dassault Systemes SE 000000000 144641.00000000 NS 5966590.27000000 0.556809855831 Long EC CORP FR N 2 N N N JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 MAY23 SOI FP C @ 146.818 000000000 -600.00000000 NC -4148.61000000 -0.00038715360 N/A DE US N 2 JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 Call Written SOITEC SOITEC 1.00000000 146.81800000 EUR 2023-05-09 XXXX -1305.38000000 N N N ANSYS Inc 549300VJV8H15Z5FJ571 ANSYS Inc 03662Q105 34295.00000000 NS USD 11413376.00000000 1.065110885368 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 VISA INC 000000000 -49.00000000 NC USD -11221.00000000 -0.00104715811 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Visa, Inc. Visa, Inc. 100.00000000 230.00000000 USD 2023-04-21 XXXX 8514.32000000 N N N ANT GROUP CO LTD N/A ANT GROUP CO LTD 000000000 1703548.00000000 NS USD 4003337.80000000 0.373596617564 Long EP CORP CN Y 3 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 APR23 WISE LN C @ 6.1723 000000000 -100000.00000000 NC -6565.22000000 -0.00061267474 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written Wise PLC Wise PLC 1.00000000 6.17230000 GBP 2023-04-19 XXXX 17651.75000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 CADENCE DESIGN SYSTEMS INC 000000000 -293.00000000 NC USD -143570.00000000 -0.01339813652 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Cadence Design Systems, Inc. Cadence Design Systems, Inc. 100.00000000 220.00000000 USD 2023-05-19 XXXX 44013.63000000 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 APR23 SDR AU C @ 4.074 000000000 -23000.00000000 NC -266.59000000 -0.00002487852 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written SiteMinder Ltd. SiteMinder Ltd. 1.00000000 4.07400000 AUD 2023-04-19 XXXX 2584.22000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 VISA INC 000000000 -226.00000000 NC USD -85880.00000000 -0.00801443173 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Visa, Inc. Visa, Inc. 100.00000000 235.00000000 USD 2023-05-19 XXXX -390.91000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 UNITY SOFTWARE INC 000000000 -89.00000000 NC USD -25988.00000000 -0.00242523348 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Unity Software, Inc. Unity Software, Inc. 100.00000000 32.00000000 USD 2023-04-28 XXXX -14115.62000000 N N N Taiwan Semiconductor Manufacturing Co Ltd 549300KB6NK5SBD14S87 Taiwan Semiconductor Manufacturing Co Ltd 874039100 50657.00000000 NS USD 4712114.14000000 0.439740534581 Long EC CORP TW N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 CREDO TECHNOLOGY GROUP HOLDING 000000000 -607.00000000 NC USD -3035.00000000 -0.00028323009 N/A DE KY N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Credo Technology Group Holding Ltd. Credo Technology Group Holding Ltd. 100.00000000 20.00000000 USD 2023-05-19 XXXX 78162.07000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 META PLATFORMS INC 000000000 -99.00000000 NC USD -329175.00000000 -0.03071903314 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Meta Platforms, Inc. Meta Platforms, Inc. 100.00000000 185.00000000 USD 2023-05-19 XXXX -169711.92000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 UNITY SOFTWARE INC 000000000 -200.00000000 NC USD -7200.00000000 -0.00067191323 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Unity Software, Inc. Unity Software, Inc. 100.00000000 35.00000000 USD 2023-04-06 XXXX 17193.99000000 N N N MercadoLibre Inc 549300DKPDN9M5S8GB14 MercadoLibre Inc 58733R102 12373.00000000 NS USD 16308356.38000000 1.521916731983 Long EC CORP US N 1 N N N NOMURA SECURITIES INTERNATIONAL INC OXTKY6Q8X53C9ILVV871 CRDO US FLEX 000000000 -700.00000000 NC USD -0.07000000 -0.00000000653 N/A DE US N 2 NOMURA SECURITIES INTERNATIONAL INC OXTKY6Q8X53C9ILVV871 Call Written Credo Technology Group Holding Ltd. Credo Technology Group Holding Ltd. 100.00000000 18.40000000 USD 2023-03-31 XXXX 102737.20000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 TESLA INC 000000000 -117.00000000 NC USD -130747.50000000 -0.01220152437 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Tesla, Inc. Tesla, Inc. 100.00000000 225.00000000 USD 2023-05-19 XXXX -35971.31000000 N N N JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 APR23 700 HK C @ 393.744 000000000 -80000.00000000 NC -30187.29000000 -0.00281711661 N/A DE US N 2 JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 Call Written Tencent Holdings Ltd. Tencent Holdings Ltd. 1.00000000 393.74400000 HKD 2023-04-04 XXXX 131092.72000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ALPHABET INC 000000000 -111.00000000 NC USD -44122.50000000 -0.00411756828 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Alphabet, Inc. Alphabet, Inc. 100.00000000 102.00000000 USD 2023-04-21 XXXX -16114.88000000 N N N GRAMMARLY INC N/A GRAMMARLY INC 000000000 238441.00000000 NS USD 4122644.89000000 0.384730508208 Long EP CORP US Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 GITLAB INC 000000000 -362.00000000 NC USD -31675.00000000 -0.00295595162 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Gitlab, Inc. Gitlab, Inc. 100.00000000 40.00000000 USD 2023-04-28 XXXX 25437.61000000 N N N DISCORD INC N/A DISCORD INC 000000000 12713.00000000 NS USD 4916371.36000000 0.458802080300 Long EC CORP US Y 3 N N N BNP PARIBAS SA QHSFEYI7HUOXXZ413E03 MAY23 3769 JP C @ 11730.62 000000000 -19400.00000000 NC -46302.22000000 -0.00432098255 N/A DE US N 2 BNP PARIBAS SA QHSFEYI7HUOXXZ413E03 Call Written GMO Payment Gateway, Inc. GMO Payment Gateway, Inc. 1.00000000 11730.62000000 JPY 2023-05-02 XXXX 1330.51000000 N N N SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 CDNS US FLEX 000000000 -221.00000000 NC USD -385636.38000000 -0.03598808153 N/A DE US N 2 SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 Call Written Cadence Design Systems, Inc. Cadence Design Systems, Inc. 100.00000000 194.50000000 USD 2023-04-21 XXXX -108780.36000000 N N N FARMER'S BUSINESS NETWORK, INC N/A FARMER'S BUSINESS NETWORK, INC 000000000 112616.00000000 NS USD 5249031.76000000 0.489846375447 Long EC CORP US Y 3 N N N JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 MAY23 006400 KS C @ 748391.332 000000000 -6800.00000000 NC USD -133019.29000000 -0.01241353073 N/A DE US N 2 JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 Call Written Samsung SDI Co. Ltd. Samsung SDI Co. Ltd. 1.00000000 748391.33200000 USD 2023-05-09 XXXX -10629.12000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ARISTA NETWORKS INC 000000000 -25.00000000 NC USD -6187.50000000 -0.00057742543 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Arista Networks, Inc. Arista Networks, Inc. 100.00000000 177.50000000 USD 2023-04-28 XXXX 3537.94000000 N N N Tencent Holdings Ltd 254900N4SLUMW4XUYY11 Tencent Holdings Ltd 000000000 215400.00000000 NS 10526445.96000000 0.982341436595 Long EC CORP KY N 2 N N N KE Holdings Inc 254900RHVY072XPAZE03 KE Holdings Inc 482497104 235068.00000000 NS USD 4428681.12000000 0.413290201666 Long EC CORP KY N 1 N N N SALT PAY CO LTD N/A SALT PAY CO LTD 000000000 12871.00000000 NS USD 9428393.63000000 0.879869784966 Long EC CORP KY Y 3 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 MAY23 SDR AU C @ 4.056 000000000 -20000.00000000 NC -680.48000000 -0.00006350326 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written SiteMinder Ltd. SiteMinder Ltd. 1.00000000 4.05600000 AUD 2023-05-04 XXXX 2236.56000000 N N N Databricks, Inc. SERIES F N/A Databricks, Inc. SERIES F 000000000 279405.00000000 NS USD 15233160.60000000 1.421578082911 Long EP CORP US Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 TESLA INC 000000000 -59.00000000 NC USD -59147.50000000 -0.00551972055 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Tesla, Inc. Tesla, Inc. 100.00000000 217.50000000 USD 2023-04-28 XXXX -19332.31000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ASPEN TECHNOLOGY INC 000000000 -95.00000000 NC USD -123500.00000000 -0.01152517838 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Aspen Technology, Inc. Aspen Technology, Inc. 100.00000000 220.00000000 USD 2023-04-21 XXXX -85280.76000000 N N N PsiQuantum Corp N/A PsiQuantum Corp 000000000 190650.00000000 NS USD 4571787.00000000 0.426645025914 Long EC CORP US Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 TAKE-TWO INTERACTIVE SOFTWARE 000000000 -76.00000000 NC USD -15124.00000000 -0.00141139107 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Take-Two Interactive Software, Inc. Take-Two Interactive Software, Inc. 100.00000000 117.00000000 USD 2023-03-31 XXXX 9031.86000000 N N N JANE STREET EXECUTION SERVICES, LLC 549300HXJLXCPDWAH070 CDW US FLEX 000000000 -120.00000000 NC USD -7386.36000000 -0.00068930458 N/A DE US N 2 JANE STREET EXECUTION SERVICES, LLC 549300HXJLXCPDWAH070 Call Written CDW Corp. CDW Corp. 100.00000000 201.00000000 USD 2023-04-06 XXXX 100343.67000000 N N N S&P Global Inc Y6X4K52KMJMZE7I7MY94 S&P Global Inc 78409V104 22908.00000000 NS USD 7897991.16000000 0.737050663805 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 SHOPIFY INC 000000000 -218.00000000 NC USD -35534.00000000 -0.00331607845 N/A DE CA N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Shopify, Inc. Shopify, Inc. 100.00000000 51.00000000 USD 2023-04-28 XXXX -9832.64000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MASTERCARD INC 000000000 -160.00000000 NC USD -107600.00000000 -0.01004136999 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Mastercard, Inc. Mastercard, Inc. 100.00000000 370.00000000 USD 2023-04-28 XXXX -29958.49000000 N N N Amazon.com Inc ZXTILKJKG63JELOEG630 Amazon.com Inc 023135106 152686.00000000 NS USD 15770936.94000000 1.471764060630 Long EC CORP US N 1 N N N GMO Payment Gateway Inc 353800Q6U21E2PM83F86 GMO Payment Gateway Inc 000000000 83100.00000000 NS 7194581.47000000 0.671407569449 Long EC CORP JP N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MICROSOFT CORP 000000000 -221.00000000 NC USD -289510.00000000 -0.02701744448 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Microsoft Corp. Microsoft Corp. 100.00000000 275.00000000 USD 2023-03-31 XXXX -62369.00000000 N N N Wyre, INC N/A Wyre, INC 000000000 80000.00000000 NS USD 747200.00000000 0.069729662244 Long EP CORP US Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 APPLE INC 000000000 -366.00000000 NC USD -262605.00000000 -0.02450663537 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Apple, Inc. Apple, Inc. 100.00000000 162.50000000 USD 2023-05-12 XXXX -41001.34000000 N N N Motorola Solutions Inc 6S552MUG6KGJVEBSEC55 Motorola Solutions Inc 620076307 20355.00000000 NS USD 5824176.15000000 0.543519587514 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MONGODB INC 000000000 -28.00000000 NC USD -38360.00000000 -0.00357980439 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written MongoDB, Inc. MongoDB, Inc. 100.00000000 230.00000000 USD 2023-04-21 XXXX -11689.79000000 N N N SambaNova Systems, Inc. SERIES C N/A SambaNova Systems, Inc. SERIES C 000000000 187300.00000000 NS USD 11891677.00000000 1.109746548084 Long EC CORP US Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ADVANCED MICRO DEVICES INC 000000000 -293.00000000 NC USD -43071.00000000 -0.00401944095 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Advanced Micro Devices, Inc. Advanced Micro Devices, Inc. 100.00000000 105.00000000 USD 2023-04-21 XXXX 30837.54000000 N N N Aspen Technology Inc 254900545H80W6GA2J08 Aspen Technology Inc 29109X106 29954.00000000 NS USD 6855571.98000000 0.639770769080 Long EC CORP US N 1 N N Options Clearing Corp. 549300CII6SLYGKNHA04 ALPHABET INC 000000000 -37.00000000 NC USD -35057.50000000 -0.00327161085 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Alphabet, Inc. Alphabet, Inc. 100.00000000 95.00000000 USD 2023-04-21 XXXX -26039.83000000 N N N Snyk Ltd N/A Snyk Ltd 000000000 361972.00000000 NS USD 4159058.28000000 0.388128652461 Long EC CORP US Y 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ORACLE CORP 000000000 -197.00000000 NC USD -72890.00000000 -0.00680218827 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Oracle Corp. Oracle Corp. 100.00000000 90.00000000 USD 2023-04-21 XXXX 4592.84000000 N N N 2023-05-01 BlackRock Science & Technology Trust Chuck Pulsfort Chuck Pulsfort Assistant Treasurer XXXX NPORT-EX 2 NPORT_LCXI_51592349_0323.htm BlackRock Science and Technology Trust

Consolidated Schedule of Investments (unaudited) 

March 31, 2023

  

BlackRock Science and Technology Trust (BST)

(Percentages shown are based on Net Assets)

 

Security   Shares      Value  

Common Stocks

    

Automobiles — 2.2%

    

Tesla, Inc.(a)(b)

    116,288      $   24,125,109  
    

 

 

 

Banks — 0.5%

    

Klarna Holdings AB, (Acquired 08/07/19, Cost: $7,971,978)(c)(d)

    26,430        5,220,225  
    

 

 

 

Broadline Retail(a)(b) — 3.7%

    

Alibaba Group Holding Ltd., ADR

    76,011        7,766,804  

Amazon.com, Inc.

    152,686        15,770,936  

MercadoLibre, Inc.

    12,534        16,520,564  
    

 

 

 
       40,058,304  

Capital Markets(a) — 1.2%

    

MSCI, Inc.

    8,861        4,959,413  

S&P Global, Inc.

    22,908        7,897,991  
    

 

 

 
       12,857,404  

Communications Equipment(a) — 0.9%

    

Arista Networks, Inc.(b)

    22,949        3,852,219  

Motorola Solutions, Inc.

    20,355        5,824,176  
    

 

 

 
       9,676,395  

Distributors — 0.0%

    

Jasper Infotech Private Ltd., Series I, (Acquired 08/31/18,
Cost: $1,998,435)(c)(d)

    168,640        125,255  
    

 

 

 

Diversified Consumer Services(c)(d) — 1.3%

 

  

Grammarly, Inc., (Acquired 11/17/21, Cost: $18,749,975)

    715,323        12,367,935  

Think & Learn Private Ltd., (Acquired 09/30/20, Cost: $1,524,948)

    997        1,768,907  
    

 

 

 
       14,136,842  

Electrical Equipment — 0.6%

    

NEXTracker, Inc., Class A(a)(b)

    177,840        6,448,478  
    

 

 

 

Electronic Equipment, Instruments & Components — 2.3%

 

CDW Corp.(a)

    42,164        8,217,342  

Flex Ltd.(a)(b)

    297,236        6,839,400  

Samsung SDI Co. Ltd.

    17,184        9,761,177  
    

 

 

 
       24,817,919  

Entertainment(a)(b) — 2.1%

    

Netflix, Inc.

    20,106        6,946,221  

ROBLOX Corp., Class A

    105,985        4,767,205  

Spotify Technology SA

    44,645        5,965,465  

Take-Two Interactive Software, Inc.

    40,060        4,779,158  
    

 

 

 
       22,458,049  

Financial Services — 7.0%

    

Adyen NV(b)(e)

    6,656        10,605,856  

GMO Payment Gateway, Inc.

    83,100        7,194,581  

Mastercard, Inc., Class A(a)(f)

    80,738        29,340,996  

Visa, Inc., Class A(a)

    101,882        22,970,316  

Wise PLC, Class A(b)

    700,318        4,701,372  
    

 

 

 
       74,813,121  

Ground Transportation — 1.0%

    

Ant Group Co., Ltd., Series C, (Acquired 05/18/18, Cost: $6,492,862)(c)(d)

    1,703,548        4,003,338  

Uber Technologies, Inc.(a)(b)

    226,078        7,166,673  
    

 

 

 
       11,170,011  
Security   Shares      Value  

Health Care Technology — 0.5%

    

M3, Inc.

    212,900      $ 5,358,490  
    

 

 

 

Hotels, Restaurants & Leisure — 0.9%

    

Trip.com Group Ltd.(b)

    247,300        9,316,629  
    

 

 

 

Interactive Media & Services — 4.0%

    

Alphabet, Inc., Class A(a)(b)

    149,568        15,514,689  

Meta Platforms, Inc., Class A(a)(b)

    70,190        14,876,069  

Patreon, Inc., (Acquired 08/19/21, Cost: $3,352,226)(c)(d)

    59,524        1,661,910  

Tencent Holdings Ltd.

    215,400        10,526,446  
    

 

 

 
       42,579,114  

IT Services — 3.7%

    

Automattic, Inc., Series E, (Acquired 02/03/21, Cost: $7,999,945)(c)(d)

    94,117        3,921,855  

MongoDB, Inc.(a)(b)

    35,182        8,201,628  

Okta, Inc.(a)(b)

    58,732        5,065,048  

Shopify, Inc., Class A(a)(b)(g)

    97,225        4,660,967  

Snowflake, Inc., Class A(a)(b)

    12,407        1,914,276  

TRAX Ltd., (Acquired 09/12/19, Cost: $4,000,013)(c)(d) .

    106,667        2,788,275  

TRAX Ltd., Series D, (Acquired 02/18/21, Cost: $1,999,989)(c)(d)

    38,361        1,002,757  

Twilio, Inc., Class A(a)(b)

    64,872        4,322,421  

Voltron Data, Inc., Series A, (Acquired 01/18/22, Cost: $10,000,000)(c)(d)

    6,201,935        7,938,477  
    

 

 

 
       39,815,704  

Professional Services — 0.2%

    

Planet Labs PBC

    438,065        1,721,595  
    

 

 

 

Real Estate Management & Development — 0.4%

 

  

KE Holdings, Inc., ADR(a)(b)

    235,068        4,428,681  
    

 

 

 

Semiconductors & Semiconductor Equipment — 20.5%

 

Advanced Micro Devices, Inc.(a)(b)

    158,548        15,539,288  

ASM International NV

    31,760        12,891,408  

ASML Holding NV

    43,634        29,734,300  

Broadcom, Inc.(a)

    29,298        18,795,839  

Credo Technology Group Holding Ltd.(a)(b)

    635,916        5,990,329  

First Solar, Inc.(a)(b)

    27,534        5,988,645  

Lam Research Corp.(a)

    18,964        10,053,196  

Marvell Technology, Inc.(a)

    184,595        7,992,963  

Micron Technology, Inc.(a)

    77,264        4,662,110  

Monolithic Power Systems, Inc.(a)

    23,437        11,731,156  

NVIDIA Corp.(a)(f)

    158,517        44,031,267  

QUALCOMM, Inc.(a)

    56,491        7,207,122  

Renesas Electronics Corp.(b)

    299,200        4,332,657  

Soitec SA(b)

    84,591        13,574,585  

STMicroelectronics NV

    164,453        8,762,660  

Taiwan Semiconductor Manufacturing Co. Ltd., ADR(a) .

    57,505        5,349,115  

Wolfspeed, Inc.(a)(b)(g)

    198,792        12,911,540  
    

 

 

 
         219,548,180  

Software — 22.4%

    

Alteryx, Inc., Class A(a)(b)

    86,509        5,090,190  

ANSYS, Inc.(a)(b)

    34,295        11,413,376  

Aspen Technology, Inc.(a)(b)(g)

    29,954        6,855,572  

Atlassian Corp., Class A(a)(b)

    33,839        5,792,222  

Autodesk, Inc.(a)(b)

    25,427        5,292,884  

Cadence Design Systems, Inc.(a)(b)

    114,238        24,000,261  

Constellation Software, Inc.

    3,923        7,375,501  

Crowdstrike Holdings, Inc., Class A(a)(b)

    33,034        4,534,247  
 

 

 

1  


Consolidated Schedule of Investments (unaudited) (continued)

March 31, 2023

  

BlackRock Science and Technology Trust (BST)

(Percentages shown are based on Net Assets)

 

Security   Shares      Value  

Software (continued)

    

Dassault Systemes SE

    144,641      $ 5,966,590  

Databricks, Inc., (Acquired 07/24/20, Cost: $960,476)(c)(d)

    59,997        3,271,036  

DataRobot, Inc., (Acquired 03/01/21, Cost: $583,275)(c)(d)

    38,789        174,938  

Gitlab, Inc., Class A(a)(b)(g)

    117,058        4,013,919  

Intuit, Inc.(a)

    26,598        11,858,186  

Microsoft Corp.(a)

    291,356        83,997,935  

Oracle Corp.(a)

    163,943        15,233,584  

Salesforce, Inc.(a)(b)

    55,935        11,174,694  

Salt Pay Co. Ltd., Series C, (Acquired 12/17/21, Cost: $24,999,987)(c)(d)

    12,871        9,428,394  

ServiceNow, Inc.(a)(b)

    15,190        7,059,097  

SiteMinder Ltd.(b)

    1,761,697        4,054,042  

Snorkel AI, Inc., (Acquired 06/30/21, Cost: $997,636)(c)(d)

    66,422        472,925  

Snyk Ltd., (Acquired 09/02/21, Cost: $5,192,307)(c)(d)

    361,972        4,159,059  

Unity Software, Inc.(a)(b)(g)

    114,284        3,707,373  

Xero Ltd.(b)

    80,662        4,892,264  
    

 

 

 
       239,818,289  

Technology Hardware, Storage & Peripherals — 7.6%

 

Apple, Inc.(a)

    496,676        81,901,872  

Lumine Group, Inc.(b)

    10,861        118,213  
    

 

 

 
       82,020,085  
    

 

 

 

Total Common Stocks — 83.0% (Cost: $563,885,824)

         890,513,879  
    

 

 

 
    

Par

(000)

         

Convertible Notes

    

Software — 0.1%

    

Wyre, Inc., (Acquired: 12/14/21, Cost: $8,000,000), 6.00%(c)(d)

  $ 80        747,200  
    

 

 

 

Total Convertible Notes — 0.1% (Cost: $8,000,000)

       747,200  
    

 

 

 
     Shares          

Preferred Securities

    

Preferred Stocks — 17.8%(c)(d)

    

Chemicals — 0.8%

    

Solugen, Inc., Series C, (Acquired 09/02/21, Cost: $9,999,977)

    269,284        9,058,714  
    

 

 

 

Diversified Consumer Services — 1.0%

 

  

FlixMobility GmbH, Series F, (Acquired 07/26/19, Cost: $5,482,937)

    275        5,128,202  

Grammarly, Inc., Series 3, (Acquired 11/17/21, Cost: $6,249,992)

    238,441        4,122,645  

Think & Learn Private Ltd., Series F, (Acquired 09/30/20, Cost: $3,052,975)

    1,054        1,870,039  
    

 

 

 
       11,120,886  
Security   Shares      Value  

Diversified Telecommunication Services — 0.5%

 

  

Discord, Inc., Series I, (Acquired 09/13/21, Cost: $7,000,088)

    12,713      $ 4,916,371  
    

 

 

 

Financial Services — 0.6%

    

Trumid Holdings LLC, Class L, (Acquired 09/15/21, Cost: $9,999,695)(h)

    11,420        6,320,057  
    

 

 

 

Food Products — 2.4%

    

Farmer’s Business Network, Inc.

    

Series F, (Acquired 07/31/20, Cost: $2,999,886)

    90,750        4,229,857  

Series G, (Acquired 09/15/21, Cost: $6,999,963)

    112,616        5,249,032  

Grubmarket, Inc., Series E, (Acquired 10/18/21, Cost: $6,999,994)

    709,724        15,670,706  
    

 

 

 
       25,149,595  

Interactive Media & Services — 0.3%

    

Patreon, Inc., Series D, (Acquired 07/14/21, Cost: $6,666,632)

    119,047        3,323,792  
    

 

 

 

IT Services — 3.9%

    

ByteDance Ltd., Series E-1, (Acquired 11/11/20, Cost: $9,650,746)

    88,075        13,930,371  

Deep Instinct Ltd., Series D-2, (Acquired 03/19/21, Cost: $2,999,391)

    493,493        3,479,126  

MNTN Digital, Inc., Series D, (Acquired 11/05/21, Cost: $24,999,980)

    1,088,598        10,548,514  

Trumid Holdings LLC(h)

    

Class J-A, (Acquired 07/24/20, Cost: $2,499,716)

    5,038        2,788,130  

Class J-B, (Acquired 07/24/20, Cost: $1,499,829)

    5,038        2,788,130  

Voltron Data, Inc., Series SEED, (Acquired 07/14/21, Cost: $5,000,000)

    9,090,909        8,181,818  
    

 

 

 
         41,716,089  

Semiconductors & Semiconductor Equipment — 3.8%

 

PsiQuantum Corp.

    

Series C, (Acquired 09/09/19, Cost: $3,200,234)

    690,003        13,103,157  

Series D, (Acquired 05/21/21, Cost: $5,000,025)

    190,650        4,571,787  

Rivos, Inc., Series A, (Acquired 12/03/21, Cost: $12,003,705)

    4,500,000        11,160,000  

SambaNova Systems, Inc., Series C, (Acquired 02/20/20, Cost: $9,972,125)

    187,300        11,891,677  
    

 

 

 
       40,726,621  

Software — 4.5%

    

Bolt Financial, Inc., Series E, (Acquired 01/18/22, Cost: $29,999,955)

    598,682        15,595,666  

Databricks, Inc.

    

Series F, (Acquired 10/22/19, Cost: $3,999,999)

    279,405        15,233,161  

Series G, (Acquired 02/01/21, Cost: $4,500,001)

    76,113        4,149,681  

DataRobot, Inc., Series F, (Acquired 10/27/20, Cost: $2,999,996)

    228,276        1,280,628  

Prosimo, Inc., Series B, (Acquired 11/04/21, Cost: $4,999,998)

    2,515,811        3,924,665  

Snorkel AI, Inc., Series C, (Acquired 06/30/21, Cost: $4,999,985)

    332,896        2,370,219  

Snyk Ltd., Series F, (Acquired 09/02/21, Cost: $4,807,688)

    337,018        3,872,337  
 

 

 

C O N S O L I D A T E D   S C H E D U L E    O F   I N V E S T M E N T S   2


Consolidated Schedule of Investments (unaudited) (continued)

March 31, 2023

  

BlackRock Science and Technology Trust (BST)

(Percentages shown are based on Net Assets)

 

Security   Shares      Value  

Software (continued)

    

Unqork, Inc.

    

Series B, (Acquired 09/19/19, Cost: $3,198,417)

    281,080      $ 1,888,858  

Series C, (Acquired 09/18/20, Cost: $1,303,260)

    47,600        398,412  
    

 

 

 
       48,713,627  
    

 

 

 
       191,045,752  
    

 

 

 

Total Preferred Securities — 17.8%
(Cost: $203,087,189)

       191,045,752  
    

 

 

 

Warrants

    

IT Services — 0.0%

    

TRAX Ltd., (Acquired 09/12/19, Cost: $0), (Issued 09/23/19, Exercisable 07/12/23, 1 Share for 1 Warrant, Expires 09/15/23, Strike Price USD 46.88)(b)(c)(d)

    17,065        854  
    

 

 

 

Total Warrants — 0.0%
(Cost:$ — )

       854  
    

 

 

 

Total Long-Term Investments — 100.9%
(Cost: $774,973,013)

 

     1,082,307,685  
    

 

 

 

Short-Term Securities

    

Money Market Funds — 0.8%

    

BlackRock Liquidity Funds, T-Fund, Institutional Class, 4.70%(i)(j)

    262,674        262,674  

SL Liquidity Series, LLC, Money Market Series, 5.01%(i)(j)(k)

    7,809,299        7,809,299  
    

 

 

 

Total Short-Term Securities — 0.8%
(Cost: $8,072,520)

 

     8,071,973  
    

 

 

 

Total Investments Before Options Written — 101.7%
(Cost: $783,045,533)

 

     1,090,379,658  
    

 

 

 

Options Written — (1.6)%
(Premiums Received: $(11,453,520))

       (17,010,296
    

 

 

 

Total Investments, Net of Options Written — 100.1%
(Cost: $771,592,013)

       1,073,369,362  

Liabilities in Excess of Other Assets — (0.1)%

 

     (1,197,578
    

 

 

 

Net Assets — 100.0%

     $  1,072,171,784  
    

 

 

 

 

(a) 

All or a portion of the security has been pledged and/or segregated as collateral in connection with outstanding exchange-traded options written.

(b) 

Non-income producing security.

(c) 

Security is valued using significant unobservable inputs and is classified as Level 3 in the fair value hierarchy.

(d) 

Restricted security as to resale, excluding 144A securities. The Trust held restricted securities with a current value of $250,099,092, representing 23.3% of its net assets as of period end, and an original cost of $307,911,241.

(e) 

Security exempt from registration pursuant to Rule 144A under the Securities Act of 1933, as amended. These securities may be resold in transactions exempt from registration to qualified institutional investors.

(f) 

All or a portion of the security has been pledged as collateral in connection with outstanding OTC derivatives.

(g) 

All or a portion of this security is on loan.

(h) 

All or a portion of the security is held by a wholly-owned subsidiary.

(i) 

Affiliate of the Trust.

(j) 

Annualized 7-day yield as of period end.

(k) 

All or a portion of this security was purchased with the cash collateral from loaned securities.

 

 

For Trust compliance purposes, the Trust’s industry classifications refer to one or more of the industry sub-classifications used by one or more widely recognized market indexes or rating group indexes, and/or as defined by the investment adviser. These definitions may not apply for purposes of this report, which may combine such industry sub-classifications for reporting ease.

 

 

3  


Consolidated Schedule of Investments (unaudited) (continued)

March 31, 2023

  

BlackRock Science and Technology Trust (BST)

    

 

Affiliates

Investments in issuers considered to be affiliate(s) of the Trust during the period ended March 31, 2023 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

Affiliated Issuer   Value at
12/31/22
    Purchases
at Cost
    Proceeds
from Sales
    Net
Realized
Gain (Loss)
    Change in
Unrealized
Appreciation
(Depreciation)
    Value at
03/31/23
   

Shares

Held at
03/31/23

    Income     Capital Gain
Distributions
from
Underlying
Funds
 

BlackRock Liquidity Funds, T-Fund, Institutional Class

  $ 5,779,501     $     $ (5,516,827 )(a)    $     $     $ 262,674       262,674     $ 38,123     $  

SL Liquidity Series, LLC, Money Market Series

    825,025       6,985,315 (a)            (414     (627     7,809,299       7,809,299       4,454 (b)        
       

 

 

   

 

 

   

 

 

     

 

 

   

 

 

 
        $ (414   $ (627   $ 8,071,973       $ 42,577     $  
       

 

 

   

 

 

   

 

 

     

 

 

   

 

 

 

 

  (a) 

Represents net amount purchased (sold).

 
  (b) 

All or a portion represents securities lending income earned from the reinvestment of cash collateral from loaned securities, net of fees and collateral investment expenses, and other payments to and from borrowers of securities.

 

Derivative Financial Instruments Outstanding as of Period End

Exchange-Traded Options Written

 

Description    Number of
Contracts
     Expiration
Date
     Exercise Price      Notional
Amount (000)
     Value  

Call

                  

Advanced Micro Devices, Inc.

     146        04/06/23        USD       85.00        USD       1,431      $ (189,435

Alphabet, Inc., Class A

     37        04/06/23        USD       94.00        USD       384        (34,595

Amazon.com, Inc.

     277        04/06/23        USD       97.00        USD       2,861        (180,742

Apple, Inc.

     357        04/06/23        USD       152.50        USD       5,887        (444,465

Broadcom, Inc.

     28        04/06/23        USD       630.00        USD       1,796        (41,300

CDW Corp.

     120        04/06/23        USD       201.00        USD       2,339        (7,386

First Solar, Inc.

     40        04/06/23        USD       220.00        USD       870        (12,040

Lam Research Corp.

     47        04/06/23        USD       500.00        USD       2,492        (150,987

Micron Technology, Inc.

     174        04/06/23        USD       65.00        USD       1,050        (1,218

Microsoft Corp.

     135        04/06/23        USD       260.00        USD       3,892            (382,725

MongoDB, Inc.

     28        04/06/23        USD       225.00        USD       653        (31,080

Netflix, Inc.

     33        04/06/23        USD       340.00        USD       1,140        (31,515

NVIDIA Corp.

     127        04/06/23        USD       245.00        USD       3,528        (420,687

QUALCOMM, Inc.

     66        04/06/23        USD       130.00        USD       842        (5,379

Salesforce, Inc.

     64        04/06/23        USD       200.00        USD       1,279        (16,224

Spotify Technology SA

     81        04/06/23        USD       122.00        USD       1,082        (98,010

Take-Two Interactive Software, Inc.

     11        04/06/23        USD       117.00        USD       131        (3,427

Tesla, Inc.

     38        04/06/23        USD       230.00        USD       788        (3,971

Unity Software, Inc.

     200        04/06/23        USD       35.00        USD       649        (7,200

Visa, Inc., Class A

     49        04/06/23        USD       225.00        USD       1,105        (11,442

Alibaba Group Holding Ltd., ADR

     135        04/14/23        USD       96.00        USD       1,379        (103,612

Alphabet, Inc., Class A

     222        04/14/23        USD       95.00        USD       2,303        (195,360

Amazon.com, Inc.

     67        04/14/23        USD       101.00        USD       692        (26,800

Apple, Inc.

     280        04/14/23        USD       160.00        USD       4,617        (166,600

Atlassian Corp., Class A

     53        04/14/23        USD       177.50        USD       907        (21,200

Broadcom, Inc.

     62        04/14/23        USD       625.00        USD       3,978        (142,600

Crowdstrike Holdings, Inc., Class A

     76        04/14/23        USD       130.00        USD       1,043        (70,490

Marvell Technology, Inc.

     190        04/14/23        USD       41.00        USD       823        (56,525

Mastercard, Inc., Class A

     87        04/14/23        USD       375.00        USD       3,162        (10,179

MercadoLibre, Inc.

     14        04/14/23        USD       1,210.00        USD       1,845        (163,870

Micron Technology, Inc.

     230        04/14/23        USD       61.00        USD       1,388        (32,775

Microsoft Corp.

     86        04/14/23        USD       265.00        USD       2,479        (210,055

Netflix, Inc.

     29        04/14/23        USD       330.00        USD       1,002        (58,435

NVIDIA Corp.

     127        04/14/23        USD       245.00        USD       3,528        (432,435

S&P Global, Inc.

     48        04/14/23        USD       355.00        USD       1,655        (12,720

S&P Global, Inc.

     5        04/14/23        USD       350.00        USD       172        (2,100

Tesla, Inc.

     90        04/14/23        USD       187.50        USD       1,867        (204,525

Twilio, Inc., Class A

     71        04/14/23        USD       80.00        USD       473        (1,136

Uber Technologies, Inc.

     516        04/14/23        USD       35.50        USD       1,636        (3,870

Wolfspeed, Inc.

     361        04/14/23        USD       86.00        USD       2,345        (1,285

Advanced Micro Devices, Inc.

     293        04/21/23        USD       105.00        USD       2,872        (43,071

 

 

C O N S O L I D A T E D   S C H E D U L E    O F   I N V E S T M E N T S   4


Consolidated Schedule of Investments (unaudited) (continued)

March 31, 2023

  

BlackRock Science and Technology Trust (BST)

    

 

Exchange-Traded Options Written (continued)

 

Description    Number of
Contracts
     Expiration
Date
     Exercise Price      Notional
Amount (000)
     Value  

Call (continued)

                  

Alphabet, Inc., Class A

     45        04/21/23        USD       105.00        USD       467      $ (10,328

Alphabet, Inc., Class A

     37        04/21/23        USD       95.00        USD       384        (35,058

Alphabet, Inc., Class A

     111        04/21/23        USD       102.00        USD       1,151        (44,123

Amazon.com, Inc.

     75        04/21/23        USD       100.00        USD       775        (39,750

ANSYS, Inc.

     83        04/21/23        USD       280.00        USD       2,762        (446,540

ANSYS, Inc.

     69        04/21/23        USD       320.00        USD       2,296        (121,440

Apple, Inc.

     359        04/21/23        USD       155.00        USD       5,920        (391,310

Arista Networks, Inc.

     72        04/21/23        USD       172.50        USD       1,209        (21,240

Aspen Technology, Inc.

     95        04/21/23        USD       220.00        USD       2,174            (123,500

Atlassian Corp., Class A

     43        04/21/23        USD       170.00        USD       736        (39,775

Cadence Design Systems, Inc.

     221        04/21/23        USD       194.50        USD       4,643        (385,636

CDW Corp.

     74        04/21/23        USD       200.00        USD       1,442        (16,280

Credo Technology Group Holding Ltd.

     607        04/21/23        USD       19.91        USD       572         

First Solar, Inc.

     44        04/21/23        USD       210.00        USD       957        (57,420

Flex Ltd.

     470        04/21/23        USD       25.00        USD       1,081        (4,700

Gitlab, Inc., Class A

     192        04/21/23        USD       60.00        USD       658        (1,920

Intuit, Inc.

     108        04/21/23        USD       440.00        USD       4,815        (178,200

KE Holdings, Inc., ADR

     352        04/21/23        USD       22.50        USD       663        (3,344

Mastercard, Inc., Class A

     182        04/21/23        USD       365.00        USD       6,614        (114,660

MercadoLibre, Inc.

     19        04/21/23        USD       1,230.00        USD       2,504        (205,770

Meta Platforms, Inc., Class A

     216        04/21/23        USD       175.00        USD       4,578        (819,180

Microsoft Corp.

     225        04/21/23        USD       265.00        USD       6,487        (561,375

Microsoft Corp.

     227        04/21/23        USD       285.00        USD       6,544        (198,057

MongoDB, Inc.

     28        04/21/23        USD       230.00        USD       653        (38,360

Monolithic Power Systems, Inc.

     68        04/21/23        USD       510.50        USD       3,404        (128,242

Motorola Solutions, Inc.

     45        04/21/23        USD       270.00        USD       1,288        (80,325

MSCI, Inc.

     34        04/21/23        USD       580.00        USD       1,903        (23,460

NEXTracker, Inc., Class A

     200        04/21/23        USD       35.00        USD       725        (48,000

NEXTracker, Inc., Class A

     400        04/21/23        USD       40.00        USD       1,450        (21,000

NVIDIA Corp.

     211        04/21/23        USD       260.00        USD       5,861        (480,025

Okta, Inc.

     68        04/21/23        USD       90.00        USD       586        (13,838

Oracle Corp.

     197        04/21/23        USD       90.00        USD       1,831        (72,890

QUALCOMM, Inc.

     215        04/21/23        USD       125.00        USD       2,743        (117,175

ROBLOX Corp., Class A

     228        04/21/23        USD       50.00        USD       1,026        (18,582

S&P Global, Inc.

     50        04/21/23        USD       345.00        USD       1,724        (39,750

ServiceNow, Inc.

     18        04/21/23        USD       455.00        USD       836        (37,440

Shopify, Inc., Class A

     218        04/21/23        USD       49.00        USD       1,045        (39,349

Spotify Technology SA

     68        04/21/23        USD       135.00        USD       909        (28,220

Tesla, Inc.

     39        04/21/23        USD       210.00        USD       809        (44,753

Tesla, Inc.

     51        04/21/23        USD       230.00        USD       1,058        (24,098

Twilio, Inc., Class A

     90        04/21/23        USD       66.00        USD       600        (33,525

Visa, Inc., Class A

     49        04/21/23        USD       230.00        USD       1,105        (11,221

Motorola Solutions, Inc.

     46        04/27/23        USD       275.00        USD       1,316        (67,011

Alibaba Group Holding Ltd., ADR

     114        04/28/23        USD       89.00        USD       1,165        (165,300

Amazon.com, Inc.

     95        04/28/23        USD       103.00        USD       981        (49,638

Apple, Inc.

     376        04/28/23        USD       165.00        USD       6,200        (165,440

Arista Networks, Inc.

     25        04/28/23        USD       177.50        USD       420        (6,188

Autodesk, Inc.

     93        04/28/23        USD       215.00        USD       1,936        (40,455

Broadcom, Inc.

     32        04/28/23        USD       645.00        USD       2,053        (51,680

Crowdstrike Holdings, Inc., Class A

     72        04/28/23        USD       139.00        USD       988        (41,580

Gitlab, Inc., Class A

     362        04/28/23        USD       40.00        USD       1,241        (31,675

KE Holdings, Inc., ADR

     352        04/28/23        USD       20.00        USD       663        (25,520

Marvell Technology, Inc.

     390        04/28/23        USD       45.00        USD       1,689        (58,890

Mastercard, Inc., Class A

     160        04/28/23        USD       370.00        USD       5,815        (107,600

MercadoLibre, Inc.

     22        04/28/23        USD       1,320.00        USD       2,900        (131,450

Microsoft Corp.

     120        04/28/23        USD       280.00        USD       3,460        (172,200

MongoDB, Inc.

     68        04/28/23        USD       230.00        USD       1,585        (108,290

Netflix, Inc.

     28        04/28/23        USD       350.00        USD       967        (51,240

Okta, Inc.

     213        04/28/23        USD       89.00        USD       1,837        (62,728

Oracle Corp.

     170        04/28/23        USD       86.00        USD       1,580        (125,375

ROBLOX Corp., Class A

     227        04/28/23        USD       50.00        USD       1,021        (24,516

Salesforce, Inc.

     128        04/28/23        USD       190.00        USD       2,557        (169,280

 

 

5  


Consolidated Schedule of Investments (unaudited) (continued)

March 31, 2023

  

BlackRock Science and Technology Trust (BST)

    

 

Exchange-Traded Options Written (continued)

 

Description    Number of
Contracts
     Expiration
Date
     Exercise
Price
     Notional
Amount (000)
     Value  

Call (continued)

                  

Shopify, Inc., Class A

     218        04/28/23        USD       51.00        USD       1,045      $ (35,534

Snowflake, Inc., Class A

     24        04/28/23        USD       155.00        USD       370        (20,340

Spotify Technology SA

     51        04/28/23        USD       133.00        USD       681        (44,370

Taiwan Semiconductor Manufacturing Co. Ltd., ADR

     207        04/28/23        USD       95.00        USD       1,926        (56,718

Take-Two Interactive Software, Inc.

     133        04/28/23        USD       117.00        USD       1,587        (71,820

Tesla, Inc.

     53        04/28/23        USD       205.00        USD       1,100        (83,475

Tesla, Inc.

     59        04/28/23        USD       217.50        USD       1,224        (59,147

Twilio, Inc., Class A

     130        04/28/23        USD       69.00        USD       866        (37,050

Uber Technologies, Inc.

     501        04/28/23        USD       33.00        USD       1,588        (41,834

Unity Software, Inc.

     89        04/28/23        USD       32.00        USD       289        (25,988

Visa, Inc., Class A

     131        04/28/23        USD       225.00        USD       2,954        (88,752

Credo Technology Group Holding Ltd.

     607        05/02/23        USD       19.91        USD       572         

Advanced Micro Devices, Inc.

     260        05/05/23        USD       101.00        USD       2,548        (127,400

Alibaba Group Holding Ltd., ADR

     93        05/05/23        USD       94.00        USD       950        (103,230

Alphabet, Inc., Class A

     221        05/05/23        USD       104.00        USD       2,292        (109,395

Amazon.com, Inc.

     66        05/05/23        USD       103.00        USD       682        (38,115

Atlassian Corp., Class A

     56        05/05/23        USD       170.00        USD       959        (85,680

First Solar, Inc.

     39        05/05/23        USD       232.50        USD       848        (29,250

KE Holdings, Inc., ADR

     353        05/05/23        USD       21.00        USD       665        (21,533

Lam Research Corp.

     39        05/05/23        USD       535.00        USD       2,067        (104,032

Microsoft Corp.

     187        05/05/23        USD       285.00        USD       5,391        (235,152

MongoDB, Inc.

     30        05/05/23        USD       230.00        USD       699        (53,100

NVIDIA Corp.

     35        05/05/23        USD       285.00        USD       972        (42,000

Oracle Corp.

     333        05/05/23        USD       89.00        USD       3,094        (170,662

Salesforce, Inc.

     47        05/05/23        USD       197.50        USD       939        (42,418

ServiceNow, Inc.

     50        05/05/23        USD       470.00        USD       2,324        (110,500

Take-Two Interactive Software, Inc.

     76        05/05/23        USD       120.00        USD       907        (32,680

Tesla, Inc.

     68        05/05/23        USD       205.00        USD       1,411        (116,280

Unity Software, Inc.

     187        05/05/23        USD       32.00        USD       607        (60,307

Visa, Inc., Class A

     131        05/05/23        USD       225.01        USD       2,954        (96,584

Credo Technology Group Holding Ltd.

     516        05/09/23        USD       19.40        USD       486        (1

Apple, Inc.

     366        05/12/23        USD       162.50        USD       6,035        (262,605

Wolfspeed, Inc.

     533        05/12/23        USD       68.80        USD       3,462        (206,065

Alteryx, Inc., Class A

     390        05/19/23        USD       65.00        USD       2,295        (94,575

Amazon.com, Inc.

     107        05/19/23        USD       110.00        USD       1,105        (36,380

Aspen Technology, Inc.

     59        05/19/23        USD       230.00        USD       1,350        (72,570

Cadence Design Systems, Inc.

     293        05/19/23        USD       220.00        USD       6,156        (143,570

Credo Technology Group Holding Ltd.

     196        05/19/23        USD       17.50        USD       185        (1,960

Credo Technology Group Holding Ltd.

     607        05/19/23        USD       20.00        USD       572        (3,035

Flex Ltd.

     800        05/19/23        USD       22.00        USD       1,841        (156,000

Marvell Technology, Inc.

     250        05/19/23        USD       45.00        USD       1,083        (59,750

Meta Platforms, Inc., Class A

     99        05/19/23        USD       185.00        USD       2,098        (329,175

Monolithic Power Systems, Inc.

     37        05/19/23        USD       500.00        USD       1,852        (135,975

NEXTracker, Inc., Class A

     200        05/19/23        USD       40.00        USD       725        (42,000

Snowflake, Inc., Class A

     31        05/19/23        USD       155.00        USD       478        (36,890

Tesla, Inc.

     117        05/19/23        USD       225.00        USD       2,427        (130,747

Unity Software, Inc.

     38        05/19/23        USD       35.00        USD       123        (11,685

Visa, Inc., Class A

     226        05/19/23        USD       235.00        USD       5,095        (85,880

Credo Technology Group Holding Ltd.

     328        06/16/23        USD       9.77        USD       309        (25,420
                  

 

 

 
                   $  (14,787,015
                  

 

 

 

OTC Options Written

 

Description    Counterparty    Number of
Contracts
     Expiration
Date
     Exercise
Price
     Notional
Amount (000)
     Value  

Call

                     

Soitec SA

   UBS AG      14,600        04/04/23        EUR       137.71        EUR       2,155      $ (158,019

STMicroelectronics NV

   Goldman Sachs International      21,400        04/04/23        EUR       47.43        EUR       1,048        (38,994

Tencent Holdings Ltd.

   JPMorgan Chase Bank N.A.      80,000        04/04/23        HKD       393.74        HKD       30,864        (30,187

Xero Ltd.

   Goldman Sachs International      38,100        04/04/23        AUD       81.68        AUD       3,407            (198,497

 

 

C O N S O L I D A T E D   S C H E D U L E    O F   I N V E S T M E N T S   6


Consolidated Schedule of Investments (unaudited) (continued)

March 31, 2023

  

BlackRock Science and Technology Trust (BST)

    

 

OTC Options Written (continued)

Description    Counterparty    Number of
Contracts
     Expiration
Date
     Exercise Price     

Notional

Amount (000)

     Value  

Call (continued)

                     

ASM International NV

   Goldman Sachs International      13,200        04/11/23        EUR       357.37        EUR       4,909      $ (267,346

Dassault Systèmes SE

   Goldman Sachs International      65,000        04/11/23        EUR       40.24        EUR       2,462        (3,296

GMO Payment Gateway, Inc.

   Societe Generale      8,700        04/11/23        JPY       12,338.40        JPY       99,006        (1,915

SiteMinder Ltd.

   Goldman Sachs International      16,700        04/12/23        AUD       4.45        AUD       57        (5

Soitec SA

   JPMorgan Chase Bank N.A.      9,900        04/12/23        EUR       146.41        EUR       1,461        (37,039

STMicroelectronics NV

   Goldman Sachs International      43,800        04/12/23        EUR       45.94        EUR       2,144        (155,590

Wise PLC, Class A

   Morgan Stanley & Co. International PLC      58,200        04/12/23        GBP       6.10        GBP       316        (2,259

Tencent Holdings Ltd.

   Goldman Sachs International      7,100        04/13/23        HKD       382.66        HKD       2,739        (11,325

SiteMinder Ltd.

   Goldman Sachs International      16,700        04/18/23        AUD       4.45        AUD       57        (29

SiteMinder Ltd.

   Goldman Sachs International      23,000        04/19/23        AUD       4.07        AUD       79        (267

Soitec SA

   Goldman Sachs International      9,600        04/19/23        EUR       151.44        EUR       1,417        (18,550

Wise PLC, Class A

   Morgan Stanley & Co. International PLC      100,000        04/19/23        GBP       6.17        GBP       544        (6,565

SiteMinder Ltd.

   Goldman Sachs International      16,700        04/26/23        AUD       4.45        AUD       57        (92

Soitec SA

   Citibank N.A.      1,800        04/26/23        EUR       154.67        EUR       266        (2,937

Tencent Holdings Ltd.

   Bank of America N.A.      7,000        04/26/23        HKD       363.53        HKD       2,701        (25,873

Wise PLC, Class A

   Goldman Sachs International      75,850        04/26/23        GBP       6.04        GBP       412        (9,683

ASML Holding NV

   Goldman Sachs International      19,600        04/27/23        EUR       621.10        EUR       12,254        (546,030

Trip.com Group Ltd.

   JPMorgan Chase Bank N.A.      111,300        04/27/23        HKD       314.36        HKD       32,700        (50,991

GMO Payment Gateway, Inc.

   BNP Paribas SA      19,400        05/02/23        JPY       11,730.62        JPY       220,772        (46,302

SiteMinder Ltd.

   Goldman Sachs International      20,000        05/02/23        AUD       4.02        AUD       69        (694

SiteMinder Ltd.

   Goldman Sachs International      20,000        05/04/23        AUD       4.06        AUD       69        (680

Samsung SDI Co. Ltd.

   JPMorgan Chase Bank N.A.      6,800        05/09/23        KRW       748,391.33        KRW       4,998,000        (133,019

Soitec SA

   JPMorgan Chase Bank N.A.      600        05/09/23        EUR       146.82        EUR       89        (4,149

Adyen NV

   Goldman Sachs International      3,600        05/16/23        EUR       1,486.73        EUR       5,253        (277,880

GMO Payment Gateway, Inc.

   JPMorgan Chase Bank N.A.      17,400        05/16/23        JPY       11,993.35        JPY       198,012        (41,393

Soitec SA

   JPMorgan Chase Bank N.A.      1,800        05/16/23        EUR       146.21        EUR       266        (14,957

Renesas Electronics Corp.

   UBS AG      67,300        05/18/23        JPY       1,876.59        JPY       128,779        (64,095

Renesas Electronics Corp.

   UBS AG      67,300        05/23/23        JPY       1,894.80        JPY       128,779        (60,456

Wise PLC, Class A

   JPMorgan Chase Bank N.A.      41,500        05/23/23        GBP       5.72        GBP       226        (14,167
                     

 

 

 
                      $     (2,223,281
                     

 

 

 

Fair Value Hierarchy as of Period End

Various inputs are used in determining the fair value of financial instruments. These inputs to valuation techniques are categorized into a fair value hierarchy consisting of three broad levels for financial reporting purposes as follows:

 

   

Level 1 – Unadjusted price quotations in active markets/exchanges for identical assets or liabilities that the Trust has the ability to access;

 

   

Level 2 – Other observable inputs (including, but not limited to, quoted prices for similar assets or liabilities in markets that are active, quoted prices for identical or similar assets or liabilities in markets that are not active, inputs other than quoted prices that are observable for the assets or liabilities (such as interest rates, yield curves, volatilities, prepayment speeds, loss severities, credit risks and default rates) or other market–corroborated inputs); and

 

   

Level 3 – Unobservable inputs based on the best information available in the circumstances, to the extent observable inputs are not available (including the Valuation Committee’s assumptions used in determining the fair value of financial instruments).

The hierarchy gives the highest priority to unadjusted quoted prices in active markets for identical assets or liabilities (Level 1 measurements) and the lowest priority to unobservable inputs (Level 3 measurements). Accordingly, the degree of judgment exercised in determining fair value is greatest for instruments categorized in Level 3. The inputs used to measure fair value may fall into different levels of the fair value hierarchy. In such cases, for disclosure purposes, the fair value hierarchy classification is determined based on the lowest level input that is significant to the fair value measurement in its entirety. Investments classified within Level 3 have significant unobservable inputs used by the Valuation Committee in determining the price for Fair Valued Investments. Level 3 investments include equity or debt issued by privately held companies or funds. There may not be a secondary market, and/or there are a limited number of investors. The categorization of a value determined for financial instruments is based on the pricing transparency of the financial instruments and is not necessarily an indication of the risks associated with investing in those securities. For information about the Trust’s policy regarding valuation of financial instruments, refer to its most recent financial statements.

Certain investments of the Trust were fair valued using net asset value (“NAV”) as a practical expedient as no quoted market value is available and therefore have been excluded from the fair value hierarchy.

 

 

7  


Consolidated Schedule of Investments (unaudited) (continued)

March 31, 2023

  

BlackRock Science and Technology Trust (BST)

    

 

Fair Value Hierarchy as of Period End (continued)

The following table summarizes the Trust’s financial instruments categorized in the fair value hierarchy. The breakdown of the Trust’s financial instruments into major categories is disclosed in the Consolidated Schedule of Investments above.

 

 

 
     Level 1      Level 2      Level 3      Total    

 

 

Assets

           

Investments

           

Long-Term Investments

           

Common Stocks

           

Automobiles

   $ 24,125,109      $      $      $ 24,125,109  

Banks

                   5,220,225        5,220,225  

Broadline Retail

     40,058,304                      40,058,304  

Capital Markets

     12,857,404                      12,857,404  

Communications Equipment

     9,676,395                      9,676,395  

Distributors

                   125,255        125,255  

Diversified Consumer Services

                   14,136,842        14,136,842  

Electrical Equipment

     6,448,478                      6,448,478  

Electronic Equipment, Instruments & Components

     15,056,742        9,761,177               24,817,919  

Entertainment

     22,458,049                      22,458,049  

Financial Services

     52,311,312        22,501,809               74,813,121  

Ground Transportation

     7,166,673               4,003,338        11,170,011  

Health Care Technology

            5,358,490               5,358,490  

Hotels, Restaurants & Leisure

            9,316,629               9,316,629  

Interactive Media & Services

     30,390,758        10,526,446        1,661,910        42,579,114  

IT Services

     24,164,340               15,651,364        39,815,704  

Professional Services

            1,721,595               1,721,595  

Real Estate Management & Development

     4,428,681                      4,428,681  

Semiconductors & Semiconductor Equipment

     150,252,570        69,295,610               219,548,180  

Software

     207,399,041        14,912,896        17,506,352        239,818,289  

Technology Hardware, Storage & Peripherals

     82,020,085                      82,020,085  

Convertible Notes

                   747,200        747,200  

Preferred Securities

           

Preferred Stocks

                   191,045,752        191,045,752  

Warrants

                   854        854  

Short-Term Securities

           

Money Market Funds

     262,674                      262,674  
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 689,076,615      $ 143,394,652      $ 250,099,092        1,082,570,359  
  

 

 

    

 

 

    

 

 

    

 

 

 

Investments Valued at NAV(a)

              7,809,299  
           

 

 

 
            $ 1,090,379,658  
           

 

 

 

Derivative Financial Instruments(b)

           

Liabilities

           

Equity Contracts

   $ (13,869,385    $ (3,140,911    $      $ (17,010,296
  

 

 

    

 

 

    

 

 

    

 

 

 

 

  (a) 

Certain investments of the Trust were fair valued using NAV as a practical expedient as no quoted market value is available and therefore have been excluded from the fair value hierarchy.

 

 

  (b) 

Derivative financial instruments are options written. Options written are shown at value.

 

A reconciliation of Level 3 financial instruments is presented when the Trust had a significant amount of Level 3 investments and derivative financial instruments at the beginning and/or end of the period in relation to net assets. The following table is a reconciliation of Level 3 investments for which significant unobservable inputs were used in determining fair value:

 

      Common
Stocks
     Convertible
Notes
     Preferred
Stocks
     Warrants      Total  

Assets

              

Opening balance, as of December 31, 2022

   $ 60,069,300      $ 1,920,000      $ 195,967,596      $ 16,212      $ 257,973,108  

Transfers into Level 3

                                  

Transfers out of Level 3

                                  

Accrued discounts/premiums

                                  

Net realized gain (loss)

                                  

Net change in unrealized appreciation (depreciation)(a)

     (1,764,014      (1,172,800      (4,921,844      (15,358      (7,874,016

 

 

C O N S O L I D A T E D   S C H E D U L E    O F   I N V E S T M E N T S   8


Consolidated Schedule of Investments (unaudited) (continued)

March 31, 2023

  

BlackRock Science and Technology Trust (BST)

    

 

      Common
Stocks
     Convertible
Notes
     Preferred
Stocks
     Warrants      Total  

Purchases

   $      $      $      $      $  

Sales

                                  
  

 

 

    

 

 

    

 

 

    

 

 

    

 

 

 

Closing balance, as of March 31, 2023

   $ 58,305,286      $ 747,200      $ 191,045,752      $ 854      $ 250,099,092  
  

 

 

    

 

 

    

 

 

    

 

 

    

 

 

 

Net change in unrealized appreciation (depreciation) on investments still held at March 31, 2023(a)

   $ (1,764,014    $ (1,172,800    $ (4,921,844    $ (15,358    $ (7,874,016
  

 

 

    

 

 

    

 

 

    

 

 

    

 

 

 

 

  (a) 

Any difference between net change in unrealized appreciation (depreciation) and net change in unrealized appreciation (depreciation) on investments still held at March 31, 2023 is generally due to investments no longer held or categorized as Level 3 at period end.

 

The following table summarizes the valuation approaches used and unobservable inputs utilized by the BlackRock Valuation Committee (the “Valuation Committee”) to determine the value of certain of the Trust’s Level 3 financial instruments as of period end.

 

       Value       
Valuation
Approach
 
 
    

Unobservable

Inputs

 

 

    

Range of
Unobservable
Inputs

Utilized

 
 
 

(a)  

    


Weighted
Average of
Unobservable
on Inputs
 
 
 
(b)  

Assets

              

Common Stocks

   $ 58,305,286        Market        Revenue Multiple        2.50x - 29.31x        10.77x  
           Volatility        37% - 75%        63%  
           Time to Exit        0.5 - 4.0 years        2.9 years  
           Exit Multiple        9.50x         
           Market Adjustment Multiple        0.55x         
           Gross Profit Multiple        18.50x         
        Income        Discount        16%         

Convertible Notes

     747,200        Income        Discount        10%         

Preferred Stocks

     191,045,752        Market        Revenue Multiple        3.15x - 29.31x        14.89x  
           Volatility        50% - 75%        63%  
           Time to Exit        3.0 - 5.0 years        4.1 years  
           Market Adjustment Multiple        0.55x - 1.00x        0.94x  
           Gross Profit Multiple        7.32x         
           Recent Transactions        (b)         

Warrants

     854        Market        Revenue Multiple        7.25x         
           Volatility        37%         
           Time to Exit        0.5 years         
  

 

 

             
     250,099,092              
  

 

 

             

 

  (a) 

A significant change in unobservable input would have resulted in a correlated (inverse) significant change to value.

 
  (b) 

For the period end December 31, 2022, the valuation technique for certain investments classified as Preferred Stock used recent prior transaction prices as inputs within the model used for the approximation of fair value.

 

 

Currency Abbreviation
AUD   Australian Dollar
EUR   Euro
GBP   British Pound
HKD   Hong Kong Dollar
JPY   Japanese Yen
KRW   South Korean Won
USD   United States Dollar
Portfolio Abbreviation
ADR   American Depositary Receipt
MSCI   Morgan Stanley Capital International
S&P   Standard & Poor’s

 

 

9