0001085146-23-002898.txt : 20230726 0001085146-23-002898.hdr.sgml : 20230726 20230725195226 ACCESSION NUMBER: 0001085146-23-002898 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230726 DATE AS OF CHANGE: 20230725 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Pacer Funds Trust CENTRAL INDEX KEY: 0001616668 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-88923 FILM NUMBER: 231109818 BUSINESS ADDRESS: STREET 1: 500 CHESTERFIELD PARKWAY CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 610-644-8100 MAIL ADDRESS: STREET 1: 500 CHESTERFIELD PARKWAY CITY: MALVERN STATE: PA ZIP: 19355 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Foundations Investment Advisors, LLC CENTRAL INDEX KEY: 0001743404 IRS NUMBER: 473274207 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4050 E. COTTON CENTER BLVD. STREET 2: SUITE 40 CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 480-626-2970 MAIL ADDRESS: STREET 1: 4050 E. COTTON CENTER BLVD. STREET 2: SUITE 40 CITY: PHOENIX STATE: AZ ZIP: 85040 SC 13G 1 flrt_72523.htm FOUNDATIONS INVESTMENT ADVISORS, LLC flrt_72523.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Pacer Funds Trust
(Name of Issuer)
Exchange Traded Product
(Title of Class of Securities)
69374H428
(CUSIP Number)
February 28, 2023
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[X] Rule 13d-1(b)
[   ] Rule 13d-1(c)
[   ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see Instructions).
CUSIP No.: 69374H428
       
1
NAME OF REPORTING PERSON
Foundations Investment Advisors, LLC
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
47-3274207
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [   ]
(b) [   ]
3 SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
ARIZONA, USA
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5
SOLE VOTING POWER
0
6
SHARED VOTING POWER
0
7
SOLE DISPOSITIVE POWER
247,022.7
8
SHARED DISPOSITIVE POWER
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
247,022.7
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[   ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
12.5%
12
TYPE OF REPORTING PERSON
IA
CUSIP No.: 69374H428
ITEM 1(a). NAME OF ISSUER:
Pacer Funds Trust
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
500 CHESTERFIELD PARKWAY
MALVERN PA 19355
ITEM 2(a). NAME OF PERSON FILING:
Foundations Investment Advisors, LLC
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
4050 E. COTTON CENTER BLVD.
SUITE 40
PHOENIX, Arizona 85040
ITEM 2(c). CITIZENSHIP:
ARIZONA, USA
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
Exchange Traded Product
ITEM 2(e). CUSIP NUMBER:
69374H428
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A:
(a)
[ ]		 Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c);
(b)
[ ]		 Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)
[ ]		 Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)
[ ]		 Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
(e)
[X]		 An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E);
(f)
[ ]		 An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F);
(g)
[ ]		 A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G);
(h)
[ ]		 A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
[ ]		 A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)
[ ]		 A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J);
(k)
[ ]		 Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution:
ITEM 4. OWNERSHIP
Foundations Investment Advisors, LLC
(a) Amount beneficially owned:
247,023.7
(b) Percent of class:
12.5%
(c) Number of shares as to which the person has:
(i) sole power to vote or to direct the vote:
Foundations Investment Advisors, LLC : 0
(ii) shared power to vote or to direct the vote:
Foundations Investment Advisors, LLC : 0
(iii) sole power to dispose or direct the disposition of:
Foundations Investment Advisors, LLC : 247,022.7
(iv) shared power to dispose or to direct the disposition of:
Foundations Investment Advisors, LLC : 0
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
NOT APPLICABLE
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
NOT APPLICABLE
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
NOT APPLICABLE
ITEM 9. NOTICE OF DISSOLUTION OF GROUP:
NOT APPLICABLE
ITEM 10. CERTIFICATION:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
CUSIP No.: 69374H428
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
July 25 2023
Foundations Investment Advisors, LLC
By:
/s/ Ernest J.C'DeBaca
Name:
Ernest J.C'DeBaca
Title:
General Counsel & CCO
Attention — Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001).