0000894189-21-005494.txt : 20210818
0000894189-21-005494.hdr.sgml : 20210818
20210818114724
ACCESSION NUMBER: 0000894189-21-005494
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210818
DATE AS OF CHANGE: 20210818
EFFECTIVENESS DATE: 20210818
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pacer Funds Trust
CENTRAL INDEX KEY: 0001616668
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-23024
FILM NUMBER: 211186028
BUSINESS ADDRESS:
STREET 1: 16 INDUSTRIAL BLVD, SUITE 201
CITY: PAOLI
STATE: PA
ZIP: 19301
BUSINESS PHONE: 610-644-8100
MAIL ADDRESS:
STREET 1: 16 INDUSTRIAL BLVD, SUITE 201
CITY: PAOLI
STATE: PA
ZIP: 19301
0001616668
S000048686
Pacer Trendpilot 100 ETF
C000153415
Pacer Trendpilot 100 ETF
PTNQ
0001616668
S000048687
Pacer US Export Leaders ETF
C000153416
Pacer US Export Leaders ETF
PEXL
0001616668
S000048688
Pacer Trendpilot US Mid Cap ETF
C000153417
Pacer Trendpilot US Mid Cap ETF
PTMC
0001616668
S000048689
Pacer Trendpilot US Large Cap ETF
C000153418
Pacer Trendpilot US Large Cap ETF
PTLC
0001616668
S000051998
Pacer Trendpilot European Index ETF
C000163549
Pacer Trendpilot European Index ETF
PTEU
0001616668
S000051999
Pacer Autopilot Hedged European Index ETF
C000163550
Pacer Autopilot Hedged European Index ETF
PAEU
0001616668
S000052000
Pacer Global Cash Cows Dividend ETF
C000163551
Pacer Global Cash Cows Dividend ETF
GCOW
0001616668
S000052001
Pacer International Export Leaders ETF
C000163552
Pacer International Export Leaders ETF
PIEL
0001616668
S000055466
Pacer US Cash Cows 100 ETF
C000174482
Pacer US Cash Cows 100 ETF
COWZ
0001616668
S000055467
Pacer Developed Markets International Cash Cows 100 ETF
C000174483
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
0001616668
S000055468
Pacer US Small Cap Cash Cows 100 ETF
C000174484
Pacer US Small Cap Cash Cows 100 ETF
CALF
0001616668
S000059727
Pacer WealthShield ETF
C000195470
Pacer WealthShield ETF
PWS
0001616668
S000061566
Pacer Benchmark Hotel & Lodging Real Estate SCTR ETF
C000199427
Pacer Benchmark Hotel & Lodging Real Estate SCTR ETF
0001616668
S000061567
Pacer Benchmark Apartments & Residential Real Estate SCTR ETF
C000199428
Pacer Benchmark Apartments & Residential Real Estate SCTR ETF
0001616668
S000061568
Pacer Lunt Large Cap Multi-Factor Alternator ETF
C000199429
Pacer Lunt Large Cap Multi-Factor Alternator ETF
PALC
0001616668
S000061570
Pacer Benchmark Healthcare Real Estate SCTR ETF
C000199431
Pacer Benchmark Healthcare Real Estate SCTR ETF
0001616668
S000061571
Pacer Benchmark Industrial Real Estate SCTR ETF
C000199432
Pacer Benchmark Industrial Real Estate SCTR ETF
INDS
0001616668
S000061572
Pacer BioThreat Strategy ETF
C000199433
Pacer BioThreat Strategy ETF
VIRS
0001616668
S000061573
Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF
C000199434
Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF
SRVR
0001616668
S000061620
Pacer Military Times Best Employers ETF
C000199579
Pacer Military Times Best Employers ETF
VETS
0001616668
S000062275
Pacer CFRA-Stovall Global Seasonal Rotation ETF
C000201846
Pacer CFRA-Stovall Global Seasonal Rotation ETF
SZNG
0001616668
S000062276
Pacer Lunt MidCap Multi-Factor Alternator ETF
C000201847
Pacer Lunt MidCap Multi-Factor Alternator ETF
PAMC
0001616668
S000062277
Pacer Lunt Large Cap Alternator ETF
C000201848
Pacer Lunt Large Cap Alternator ETF
ALTL
0001616668
S000062278
Pacer CFRA-Stovall Equal Weight Seasonal Rotation ETF
C000201849
Pacer CFRA-Stovall Equal Weight Seasonal Rotation ETF
SZNE
0001616668
S000064823
Pacer Trendpilot International ETF
C000209865
Pacer Trendpilot International ETF
PTIN
0001616668
S000064824
Pacer Trendpilot Fund of Funds ETF
C000209866
Pacer Trendpilot Fund of Funds ETF
TRND
0001616668
S000064825
Pacer US Cash Cows Growth ETF
C000209867
Pacer US Cash Cows Growth ETF
BUL
0001616668
S000064826
Pacer Cash Cows Fund of Funds ETF
C000209868
Pacer Cash Cows Fund of Funds ETF
HERD
0001616668
S000064827
Pacer Emerging Markets Cash Cows 100 ETF
C000209869
Pacer Emerging Markets Cash Cows 100 ETF
ECOW
0001616668
S000066706
Pacer Trendpilot US Bond ETF
C000214959
Pacer Trendpilot US Bond ETF
PTBD
0001616668
S000067253
Pacer American Energy Independence ETF
C000216332
Pacer American Energy Independence ETF
USAI
0001616668
S000067329
Pacer CSOP FTSE China A50 ETF
C000216516
Pacer CSOP FTSE China A50 ETF
AFTY
0001616668
S000069356
Pacer Salt High truBeta US Market ETF
C000221361
Pacer Salt High truBeta US Market ETF
SLT
0001616668
S000069357
Pacer Salt Low truBeta US Market ETF
C000221362
Pacer Salt Low truBeta US Market ETF
LSLT
0001616668
S000070374
Pacer Swan SOS Conservative (December) ETF
C000223806
Pacer Swan SOS Conservative (December) ETF
PSCX
0001616668
S000070375
Pacer Swan SOS Flex (April) ETF
C000223807
Pacer Swan SOS Flex (April) ETF
PSFM
0001616668
S000070376
Pacer Swan SOS Flex (July) ETF
C000223808
Pacer Swan SOS Flex (July) ETF
PSFJ
0001616668
S000070377
Pacer Swan SOS Flex (October) ETF
C000223809
Pacer Swan SOS Flex (October) ETF
PSFS
0001616668
S000070378
Pacer Swan SOS Fund of Funds ETF
C000223810
Pacer Swan SOS Fund of Funds ETF
PSFF
0001616668
S000070379
Pacer Swan SOS Conservative (April) ETF
C000223811
Pacer Swan SOS Conservative (April) ETF
PSCW
0001616668
S000070380
Pacer Swan SOS Conservative (July) ETF
C000223812
Pacer Swan SOS Conservative (July) ETF
PSCJ
0001616668
S000070381
Pacer Swan SOS Conservative (October) ETF
C000223813
Pacer Swan SOS Conservative (October) ETF
PSCS
0001616668
S000070382
Pacer Swan SOS Moderate (December) ETF
C000223814
Pacer Swan SOS Moderate (December) ETF
PSMD
0001616668
S000070383
Pacer Swan SOS Moderate (April) ETF
C000223815
Pacer Swan SOS Moderate (April) ETF
PSMR
0001616668
S000070384
Pacer Swan SOS Moderate (July) ETF
C000223816
Pacer Swan SOS Moderate (July) ETF
PSMJ
0001616668
S000070385
Pacer Swan SOS Moderate (October) ETF
C000223817
Pacer Swan SOS Moderate (October) ETF
PSMS
0001616668
S000070386
Pacer Swan SOS Flex (December) ETF
C000223818
Pacer Swan SOS Flex (December) ETF
PSFD
N-PX
1
pacer-v3_npx.txt
ANNUAL REPORT OF PROXY VOTING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23024
NAME OF REGISTRANT: Pacer Funds Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 500 Chesterfield Parkway
Malvern, PA 19355
NAME AND ADDRESS OF AGENT FOR SERVICE: Joe M. Thomson, President
500 Chesterfield Parkway
Malvern, PA 19355
REGISTRANT'S TELEPHONE NUMBER: 610-644-8100
DATE OF FISCAL YEAR END: 04/30 and 10/31
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
Pacer American Energy Independence ETF
--------------------------------------------------------------------------------------------------------------------------
ALTUS MIDSTREAM COMPANY Agenda Number: 935401682
--------------------------------------------------------------------------------------------------------------------------
Security: 02215L209
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: ALTM
ISIN: US02215L2097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Borer Mgmt For For
Clay Bretches Mgmt For For
Staci L. Burns Mgmt For For
Joe C. Frana Mgmt For For
D. Mark Leland Mgmt For For
Kevin S. McCarthy Mgmt For For
Christopher J. Monk Mgmt For For
Stephen P. Noe Mgmt For For
Robert S. Purgason Mgmt For For
Ben C. Rodgers Mgmt For For
Jon W. Sauer Mgmt For For
2. Ratification of Ernst & Young LLP as the Mgmt For For
Company's Independent Auditor.
--------------------------------------------------------------------------------------------------------------------------
ANTERO MIDSTREAM CORPORATION Agenda Number: 935422915
--------------------------------------------------------------------------------------------------------------------------
Security: 03676B102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: AM
ISIN: US03676B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael N. Kennedy Mgmt For For
Brooks J. Klimley Mgmt For For
John C. Mollenkopf Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
Antero Midstream Corporation's independent
registered public accounting firm for the
year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Antero Midstream
Corporation's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ARCHROCK, INC. Agenda Number: 935349628
--------------------------------------------------------------------------------------------------------------------------
Security: 03957W106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: AROC
ISIN: US03957W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anne-Marie N. Ainsworth Mgmt For For
D. Bradley Childers Mgmt For For
Gordon T. Hall Mgmt For For
Frances Powell Hawes Mgmt For For
J. W. G. Honeybourne Mgmt For For
James H. Lytal Mgmt For For
Leonard W. Mallett Mgmt For For
Jason C. Rebrook Mgmt For For
Edmund P. Segner, III Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Archrock, Inc.'s
independent registered public accounting
firm for fiscal year 2021.
3. Advisory, non-binding vote to approve the Mgmt For For
compensation provided to our Named
Executive Officers for 2020.
--------------------------------------------------------------------------------------------------------------------------
CHENIERE ENERGY, INC. Agenda Number: 935404436
--------------------------------------------------------------------------------------------------------------------------
Security: 16411R208
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: LNG
ISIN: US16411R2085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: G. Andrea Botta Mgmt For For
1B. Election of Director: Jack A. Fusco Mgmt For For
1C. Election of Director: Vicky A. Bailey Mgmt For For
1D. Election of Director: Nuno Brandolini Mgmt For For
1E. Election of Director: David B. Kilpatrick Mgmt For For
1F. Election of Director: Sean T. Klimczak Mgmt For For
1G. Election of Director: Andrew Langham Mgmt For For
1H. Election of Director: Donald F. Robillard, Mgmt For For
Jr
1I. Election of Director: Neal A. Shear Mgmt For For
1J. Election of Director: Andrew J. Teno Mgmt For For
2. Approve, on an advisory and non-binding Mgmt For For
basis, the compensation of the Company's
named executive officers for 2020.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CNX MIDSTREAM PARTNERS LP Agenda Number: 935269589
--------------------------------------------------------------------------------------------------------------------------
Security: 12654A101
Meeting Type: Consent
Meeting Date: 26-Sep-2020
Ticker: CNXM
ISIN: US12654A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The undersigned, being a holder of record Mgmt For For
as of the Record Date of CNXM Limited
Partner Interests, hereby consents to and
approves, by written consent without a
meeting, the Merger Agreement (as defined
below) and the transactions contemplated
thereby, including the Merger (as defined
below).
--------------------------------------------------------------------------------------------------------------------------
ENBRIDGE INC Agenda Number: 713666759
--------------------------------------------------------------------------------------------------------------------------
Security: 29250N105
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: CA29250N1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE ' 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.11 AND 2. THANK
YOU
1.1 ELECTION OF DIRECTOR: PAMELA L. CARTER Mgmt For For
1.2 ELECTION OF DIRECTOR: MARCEL R. COUTU Mgmt For For
1.3 ELECTION OF DIRECTOR: SUSAN M. CUNNINGHAM Mgmt For For
1.4 ELECTION OF DIRECTOR: GREGORY L. EBEL Mgmt For For
1.5 ELECTION OF DIRECTOR: J. HERB ENGLAND Mgmt For For
1.6 ELECTION OF DIRECTOR: GREGORY J. GOFF Mgmt For For
1.7 ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON Mgmt For For
DARKES
1.8 ELECTION OF DIRECTOR: TERESA S. MADDEN Mgmt For For
1.9 ELECTION OF DIRECTOR: AL MONACO Mgmt For For
1.10 ELECTION OF DIRECTOR: STEPHEN S. POLOZ Mgmt For For
1.11 ELECTION OF DIRECTOR: DAN C. TUTCHER Mgmt For For
2 APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF ENBRIDGE AND AUTHORIZE THE
DIRECTORS TO SET THEIR REMUNERATION
3 ACCEPT ENBRIDGE'S APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION, AS DISCLOSED IN THE
MANAGEMENT INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
EQUITRANS MIDSTREAM CORPORATION Agenda Number: 935347092
--------------------------------------------------------------------------------------------------------------------------
Security: 294600101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: ETRN
ISIN: US2946001011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
next annual meeting of shareholders: Vicky
A. Bailey
1B. Election of Director to serve until the Mgmt For For
next annual meeting of shareholders: Sarah
M. Barpoulis
1C. Election of Director to serve until the Mgmt For For
next annual meeting of shareholders:
Kenneth M. Burke
1D. Election of Director to serve until the Mgmt For For
next annual meeting of shareholders:
Patricia K. Collawn
1E. Election of Director to serve until the Mgmt For For
next annual meeting of shareholders:
Margaret K. Dorman
1F. Election of Director to serve until the Mgmt For For
next annual meeting of shareholders: Thomas
F. Karam
1G. Election of Director to serve until the Mgmt For For
next annual meeting of shareholders: D.
Mark Leland
1H. Election of Director to serve until the Mgmt For For
next annual meeting of shareholders: Norman
J. Szydlowski
1I. Election of Director to serve until the Mgmt For For
next annual meeting of shareholders: Robert
F. Vagt
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers for 2020 (Say-on-Pay).
3. Approval of Amendments to the Company's Mgmt For For
Articles of Incorporation and Bylaws to
remove the supermajority voting
requirements.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
GIBSON ENERGY INC Agenda Number: 713740101
--------------------------------------------------------------------------------------------------------------------------
Security: 374825206
Meeting Type: MIX
Meeting Date: 04-May-2021
Ticker:
ISIN: CA3748252069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 TO 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.9 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: JAMES M. ESTEY Mgmt For For
1.2 ELECTION OF DIRECTOR: DOUGLAS P. BLOOM Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES J. CLEARY Mgmt For For
1.4 ELECTION OF DIRECTOR: JUDY E. COTTE Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN L. FESTIVAL Mgmt For For
1.6 ELECTION OF DIRECTOR: MARSHALL L. MCRAE Mgmt For For
1.7 ELECTION OF DIRECTOR: MARGARET C. MONTANA Mgmt For For
1.8 ELECTION OF DIRECTOR: MARY ELLEN PETERS Mgmt For For
1.9 ELECTION OF DIRECTOR: STEVEN R. SPAULDING Mgmt For For
2 TO PASS A RESOLUTION APPOINTING Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR AUDITORS,
TO SERVE AS OUR AUDITORS UNTIL THE NEXT
ANNUAL MEETING OF SHAREHOLDERS AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
3 TO CONSIDER AND, IF THOUGHT ADVISABLE, TO Mgmt For For
PASS AN ADVISORY RESOLUTION TO ACCEPT THE
APPROACH TO EXECUTIVE COMPENSATION AS
DISCLOSED IN THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR
4 TO CONSIDER AND, IF THOUGHT ADVISABLE, Mgmt For For
APPROVE, BY WAY OF ORDINARY RESOLUTION
CONFIRMING, AMENDMENTS TO BY-LAW NO. 1 OF
THE CORPORATION AS DISCLOSED IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR
5 TO CONSIDER AND, IF THOUGHT ADVISABLE, Mgmt For For
APPROVE, BY WAY OF SPECIAL RESOLUTION, AN
AMENDMENT TO THE ARTICLES OF THE
CORPORATION TO LIMIT THE NUMBER OF
PREFERRED SHARES THAT MAY BE ISSUED BY THE
CORPORATION TO A MAXIMUM OF 20% OF THE
ISSUED AND OUTSTANDING COMMON SHARES OF THE
CORPORATION AS DISCLOSED IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
KEYERA CORP Agenda Number: 713823967
--------------------------------------------------------------------------------------------------------------------------
Security: 493271100
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: CA4932711001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.9 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: JIM BERTRAM Mgmt For For
1.2 ELECTION OF DIRECTOR: DOUG HAUGHEY Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHAEL NORRIS Mgmt For For
1.4 ELECTION OF DIRECTOR: CHARLENE RIPLEY Mgmt For For
1.5 ELECTION OF DIRECTOR: JANET WOODRUFF Mgmt For For
1.6 ELECTION OF DIRECTOR: BLAIR GOERTZEN Mgmt For For
1.7 ELECTION OF DIRECTOR: GIANNA MANES Mgmt For For
1.8 ELECTION OF DIRECTOR: THOMAS O'CONNOR Mgmt For For
1.9 ELECTION OF DIRECTOR: DEAN SETOGUCHI Mgmt For For
2 TO APPOINT DELOITTE LLP AS AUDITORS OF Mgmt For For
KEYERA FOR A TERM EXPIRING AT THE CLOSE OF
THE NEXT ANNUAL MEETING OF SHAREHOLDERS
3 ON THE ADVISORY RESOLUTION, THE FULL TEXT Mgmt For For
OF WHICH IS SET FORTH IN THE CIRCULAR, WITH
RESPECT TO KEYERA'S APPROACH TO EXECUTIVE
COMPENSATION AS MORE PARTICULARLY DESCRIBED
IN THE CIRCULAR UNDER THE HEADINGS
"BUSINESS OF THE MEETING" AND "COMPENSATION
DISCUSSION AND ANALYSIS", WHICH ADVISORY
RESOLUTION SHALL NOT DIMINISH THE ROLES AND
RESPONSIBILITIES OF THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 935365420
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term Mgmt For For
expiring in 2022: Richard D. Kinder
1B. Election of Director for a one year term Mgmt For For
expiring in 2022: Steven J. Kean
1C. Election of Director for a one year term Mgmt For For
expiring in 2022: Kimberly A. Dang
1D. Election of Director for a one year term Mgmt For For
expiring in 2022: Ted A. Gardner
1E. Election of Director for a one year term Mgmt For For
expiring in 2022: Anthony W. Hall, Jr.
1F. Election of Director for a one year term Mgmt For For
expiring in 2022: Gary L. Hultquist
1G. Election of Director for a one year term Mgmt For For
expiring in 2022: Ronald L. Kuehn, Jr.
1H. Election of Director for a one year term Mgmt For For
expiring in 2022: Deborah A. Macdonald
1I. Election of Director for a one year term Mgmt For For
expiring in 2022: Michael C. Morgan
1J. Election of Director for a one year term Mgmt For For
expiring in 2022: Arthur C. Reichstetter
1K. Election of Director for a one year term Mgmt For For
expiring in 2022: C. Park Shaper
1L. Election of Director for a one year term Mgmt For For
expiring in 2022: William A. Smith
1M. Election of Director for a one year term Mgmt For For
expiring in 2022: Joel V. Staff
1N. Election of Director for a one year term Mgmt For For
expiring in 2022: Robert F. Vagt
1O. Election of Director for a one year term Mgmt For For
expiring in 2022: Perry M. Waughtal
2. Approval of the Kinder Morgan, Inc. 2021 Mgmt For For
Amended and Restated Stock Incentive Plan.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MAGELLAN MIDSTREAM PARTNERS,L.P. Agenda Number: 935339057
--------------------------------------------------------------------------------------------------------------------------
Security: 559080106
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: MMP
ISIN: US5590801065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert G. Croyle Mgmt For For
Stacy P. Methvin Mgmt For For
Barry R. Pearl Mgmt For For
2. Amendment of Long-Term Incentive Plan. Mgmt For For
3. Advisory Resolution to Approve Executive Mgmt For For
Compensation.
4. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
NEW FORTRESS ENERGY INC Agenda Number: 935427559
--------------------------------------------------------------------------------------------------------------------------
Security: 644393100
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: NFE
ISIN: US6443931000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David J. Grain Mgmt For For
C. William Griffin Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for New Fortress Energy
Inc. for fiscal year 2021.
3. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers.
4. To approve, by a non-binding advisory vote, Mgmt 1 Year Against
the frequency of future advisory votes on
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
NUSTAR ENERGY L.P. Agenda Number: 935348602
--------------------------------------------------------------------------------------------------------------------------
Security: 67058H102
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: NS
ISIN: US67058H1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bradley C. Barron Mgmt For For
William B. Burnett Mgmt For For
W. Grady Rosier Mgmt For For
2. To approve the Amended and Restated NuStar Mgmt For For
Energy L.P. 2019 Long-Term Incentive Plan.
3. To ratify the appointment of KPMG LLP as Mgmt For For
NuStar Energy L.P.'s independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ONEOK, INC. Agenda Number: 935390726
--------------------------------------------------------------------------------------------------------------------------
Security: 682680103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: OKE
ISIN: US6826801036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian L. Derksen Mgmt For For
1B. Election of Director: Julie H. Edwards Mgmt For For
1C. Election of Director: John W. Gibson Mgmt For For
1D. Election of Director: Mark W. Helderman Mgmt For For
1E. Election of Director: Randall J. Larson Mgmt For For
1F. Election of Director: Steven J. Malcolm Mgmt For For
1G. Election of Director: Jim W. Mogg Mgmt For For
1H. Election of Director: Pattye L. Moore Mgmt For For
1I. Election of Director: Eduardo A. Rodriguez Mgmt For For
1J. Election of Director: Gerald B. Smith Mgmt For For
1K. Election of Director: Terry K. Spencer Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of ONEOK, Inc. for the year ending
December 31, 2021.
3. An advisory vote to approve ONEOK, Inc.'s Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PEMBINA PIPELINE CORP Agenda Number: 713739956
--------------------------------------------------------------------------------------------------------------------------
Security: 706327103
Meeting Type: AGM
Meeting Date: 07-May-2021
Ticker:
ISIN: CA7063271034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.11 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: RANDALL J. FINDLAY Mgmt For For
(CHAIR)
1.2 ELECTION OF DIRECTOR: ANNE-MARIE N. Mgmt For For
AINSWORTH
1.3 ELECTION OF DIRECTOR: CYNTHIA CARROLL Mgmt For For
1.4 ELECTION OF DIRECTOR: MICHAEL H. DILGER Mgmt For For
1.5 ELECTION OF DIRECTOR: ROBERT G. GWIN Mgmt For For
1.6 ELECTION OF DIRECTOR: MAUREEN E. HOWE Mgmt For For
1.7 ELECTION OF DIRECTOR: GORDON J. KERR Mgmt For For
1.8 ELECTION OF DIRECTOR: DAVID M.B. LEGRESLEY Mgmt For For
1.9 ELECTION OF DIRECTOR: LESLIE A. O'DONOGHUE Mgmt For For
1.10 ELECTION OF DIRECTOR: BRUCE D. RUBIN Mgmt For For
1.11 ELECTION OF DIRECTOR: HENRY W. SYKES Mgmt For For
2 TO APPOINT KPMG LLP, CHARTERED PROFESSIONAL Mgmt For For
ACCOUNTANTS, AS THE AUDITORS OF THE
CORPORATION FOR THE ENSUING FINANCIAL YEAR
AT A REMUNERATION TO BE FIXED BY THE BOARD
OF DIRECTORS
3 TO ACCEPT THE APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
PLAINS GP HOLDINGS, L.P. Agenda Number: 935398429
--------------------------------------------------------------------------------------------------------------------------
Security: 72651A207
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: PAGP
ISIN: US72651A2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg L. Armstrong Mgmt For For
John T. Raymond Mgmt For For
Bobby S. Shackouls Mgmt For For
Christopher M. Temple Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. The approval, on a non-binding advisory Mgmt For For
basis, of our named executive officer
compensation.
4. The approval of the Plains All American Mgmt For For
2021 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
TARGA RESOURCES CORP. Agenda Number: 935388656
--------------------------------------------------------------------------------------------------------------------------
Security: 87612G101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: TRGP
ISIN: US87612G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt For For
until the 2024 annual meeting: Beth A.
Bowman
1.2 Election of Class II Director to serve Mgmt For For
until the 2024 annual meeting: Lindsey M.
Cooksen
1.3 Election of Class II Director to serve Mgmt For For
until the 2024 annual meeting: Robert B.
Evans
1.4 Election of Class II Director to serve Mgmt For For
until the 2024 annual meeting: Joe Bob
Perkins
1.5 Election of Class II Director to serve Mgmt For For
until the 2024 annual meeting: Ershel C.
Redd Jr.
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent auditors for 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers for the fiscal year
ended December 31, 2020.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the number of
shares of common stock authorized for
issuance to 450,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
TC ENERGY CORPORATION Agenda Number: 713718332
--------------------------------------------------------------------------------------------------------------------------
Security: 87807B107
Meeting Type: AGM
Meeting Date: 07-May-2021
Ticker:
ISIN: CA87807B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.13 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: STEPHAN CRETIER Mgmt For For
1.2 ELECTION OF DIRECTOR: MICHAEL R. CULBERT Mgmt For For
1.3 ELECTION OF DIRECTOR: SUSAN C. JONES Mgmt For For
1.4 ELECTION OF DIRECTOR: RANDY LIMBACHER Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN E. LOWE Mgmt For For
1.6 ELECTION OF DIRECTOR: DAVID MACNAUGHTON Mgmt For For
1.7 ELECTION OF DIRECTOR: FRANCOIS L. POIRIER Mgmt For For
1.8 ELECTION OF DIRECTOR: UNA POWER Mgmt For For
1.9 ELECTION OF DIRECTOR: MARY PAT SALOMONE Mgmt For For
1.10 ELECTION OF DIRECTOR: INDIRA V. Mgmt For For
SAMARASEKERA
1.11 ELECTION OF DIRECTOR: D. MICHAEL G. STEWART Mgmt For For
1.12 ELECTION OF DIRECTOR: SIIM A. VANASELJA Mgmt For For
1.13 ELECTION OF DIRECTOR: THIERRY VANDAL Mgmt For For
2 RESOLUTION TO APPOINT KPMG LLP, CHARTERED Mgmt For For
PROFESSIONAL ACCOUNTANTS AS AUDITORS AND
AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION
3 RESOLUTION TO ACCEPT TC ENERGY'S APPROACH Mgmt For For
TO EXECUTIVE COMPENSATION, AS DESCRIBED IN
THE MANAGEMENT INFORMATION CIRCULAR
4 RESOLUTION TO APPROVE AMENDMENTS TO TC Mgmt For For
ENERGY'S BY-LAW NUMBER 1, AS DESCRIBED IN
THE MANAGEMENT INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
TELLURIAN INC. Agenda Number: 935432891
--------------------------------------------------------------------------------------------------------------------------
Security: 87968A104
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TELL
ISIN: US87968A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office for a Mgmt For For
three-year term expiring at the 2024 Annual
meeting: Martin J. Houston
1B. Election of Director to hold office for a Mgmt For For
three-year term expiring at the 2024 Annual
meeting: Jonathan S. Gross
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 935351572
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan S. Armstrong Mgmt For For
1B. Election of Director: Stephen W. Bergstrom Mgmt For For
1C. Election of Director: Nancy K. Buese Mgmt For For
1D. Election of Director: Stephen I. Chazen Mgmt For For
1E. Election of Director: Charles I. Cogut Mgmt For For
1F. Election of Director: Michael A. Creel Mgmt For For
1G. Election of Director: Stacey H. Dore Mgmt For For
1H. Election of Director: Vicki L. Fuller Mgmt For For
1I. Election of Director: Peter A. Ragauss Mgmt For For
1J. Election of Director: Rose M. Robeson Mgmt For For
1K. Election of Director: Scott D. Sheffield Mgmt For For
1L. Election of Director: Murray D. Smith Mgmt For For
1M. Election of Director: William H. Spence Mgmt For For
2. Approval, by nonbinding advisory vote, of Mgmt For For
the Company's executive compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
independent auditors for 2021.
Pacer Autopilot Hedged European Index ETF
--------------------------------------------------------------------------------------------------------------------------
The fund has not yet commenced operations; therefore no proxies have been voted this reporting period.
Pacer Benchmark Apartments & Residential Real Estate ETF
--------------------------------------------------------------------------------------------------------------------------
The fund has not yet commenced operations; therefore no proxies have been voted this reporting period.
Pacer Benchmark Data & Infrastructure Real Estate ETF
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 935387755
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Bartlett Mgmt For For
1B. Election of Director: Raymond P. Dolan Mgmt For For
1C. Election of Director: Kenneth R. Frank Mgmt For For
1D. Election of Director: Robert D. Hormats Mgmt For For
1E. Election of Director: Gustavo Lara Cantu Mgmt For For
1F. Election of Director: Grace D. Lieblein Mgmt For For
1G. Election of Director: Craig Macnab Mgmt For For
1H. Election of Director: JoAnn A. Reed Mgmt For For
1I. Election of Director: Pamela D.A. Reeve Mgmt For For
1J. Election of Director: David E. Sharbutt Mgmt For For
1K. Election of Director: Bruce L. Tanner Mgmt For For
1L. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. Stockholder proposal to amend the Shr For Against
appropriate governing documents to reduce
the ownership threshold required to call a
special meeting of the stockholders.
5. Stockholder proposal to require the Board Shr Against For
of Directors to create a standing committee
to oversee human rights issues.
--------------------------------------------------------------------------------------------------------------------------
CELLNEX TELECOM S.A. Agenda Number: 713632227
--------------------------------------------------------------------------------------------------------------------------
Security: E2R41M104
Meeting Type: OGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: ES0105066007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT SHAREHOLDERS HOLDING LESS THAN 100 SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 29 MARCH 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt For For
ACCOUNTS AND MANAGEMENT REPORTS
2 APPROVAL OF THE NON-FINANCIAL INFORMATION Mgmt For For
REPORT
3 ALLOCATION OF RESULTS Mgmt For For
4 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt For For
DIRECTORS
5.1 APPROVAL OF THE MAXIMUM REMUNERATION FOR Mgmt For For
DIRECTORS
5.2 APPROVAL OF THE REMUNERATION POLICY Mgmt For For
6 REMUNERATION FOR EXECUTIVE DIRECTOR LINKED Mgmt For For
TO THE SHARE VALUE
7.1 NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For
7.2 APPOINTMENT OF MS ALEXANDRA REICH AS Mgmt For For
DIRECTOR
8.1 AMENDMENT OF BYLAWS ARTICLES 1, 2, 3, 4, Mgmt For For
12, 13, 20, 22 AND 29
8.2 DELETION OF ARTICLES 9, 11, 15, 16, 17, 19, Mgmt For For
24,25,28,30,31 AND 32
8.3 RENUMBERING OF THE OLD ARTICLE 27 OF THE Mgmt For For
BYLAWS AS ARTICLE 21
8.4 AMENDMENT ARTICLE 5 Mgmt For For
8.5 AMENDMENT ARTICLE 10 Mgmt For For
8.6 AMENDMENT ARTICLES 14 AND 23 Mgmt For For
8.7 AMENDMENT ARTICLES 18,21 AND 26 Mgmt For For
8.8 AMENDMENT ARTICLES : NEW ARTICLE 15 Mgmt For For
9.1 AMENDMENT OF THE REGULATION OF THE GENERAL Mgmt For For
MEETING: ARTICLES 1, 2, 3, 4, 7, 9, 10, 11,
13, 15, 17, 18, 19, 20, 21, 22 AND 23
9.2 AMENDMENT OF THE REGULATION OF THE GENERAL Mgmt For For
MEETING: ARTICLES 5, 6, 8, 12, 14 AND 16
9.3 AMENDMENT OF THE REGULATION OF THE GENERAL Mgmt For For
MEETING ARTICLES: NEW ARTICLE 15
10 APPROVAL OF A CAPITAL INCREASE BY MONETARY Mgmt For For
CONTRIBUTIONS
11 DELEGATION OF POWERS TO INCREASE CAPITAL Mgmt For For
12 DELEGATION OF POWERS TO ISSUE FIXED INCOME Mgmt Abstain Against
13 DELEGATION OF POWERS TO IMPLEMENT Mgmt For For
AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE
GENERAL MEETING
14 CONSULTIVE VOTE REGARDING THE ANNUAL Mgmt Against Against
REMUNERATION REPORT OF THE BOARD OF
DIRECTORS
CMMT 10 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 8.3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CLEAR CHANNEL OUTDOOR HOLDINGS, INC. Agenda Number: 935359871
--------------------------------------------------------------------------------------------------------------------------
Security: 18453H106
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: CCO
ISIN: US18453H1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. William Eccleshare Mgmt For For
Lisa Hammitt Mgmt For For
Mary Teresa Rainey Mgmt For For
2. Approval of the advisory (non-binding) Mgmt For For
resolution on executive compensation.
3. Approval of the adoption of the 2012 second Mgmt For For
amended and restated equity incentive plan.
4. Ratification of Ernst & Young LLP as the Mgmt For For
independent accounting firm for the year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
COGENT COMMUNICATIONS HOLDINGS, INC. Agenda Number: 935351483
--------------------------------------------------------------------------------------------------------------------------
Security: 19239V302
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: CCOI
ISIN: US19239V3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dave Schaeffer Mgmt For For
D. Blake Bath Mgmt For For
Steven D. Brooks Mgmt For For
Lewis H. Ferguson, III Mgmt For For
Carolyn Katz Mgmt For For
Sheryl Kennedy Mgmt For For
Marc Montagner Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accountants for the fiscal year ending
December 31, 2021.
3. To approve an amendment and restatement of Mgmt For For
the Company's 2017 Incentive Award Plan
including an increase in the number of
shares available for issuance thereunder by
1.2 million shares.
4. Non-binding advisory vote to approve named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CORESITE REALTY CORPORATION Agenda Number: 935372689
--------------------------------------------------------------------------------------------------------------------------
Security: 21870Q105
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: COR
ISIN: US21870Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert G. Stuckey Mgmt For For
Paul E. Szurek Mgmt For For
Jean A. Bua Mgmt For For
Kelly C. Chambliss Mgmt For For
Patricia L. Higgins Mgmt For For
Michael R. Koehler Mgmt For For
Michael H. Millegan Mgmt For For
David A. Wilson Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. The advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP Agenda Number: 935372588
--------------------------------------------------------------------------------------------------------------------------
Security: 22822V101
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: CCI
ISIN: US22822V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. Robert Bartolo Mgmt For For
1B. Election of Director: Jay A. Brown Mgmt For For
1C. Election of Director: Cindy Christy Mgmt For For
1D. Election of Director: Ari Q. Fitzgerald Mgmt For For
1E. Election of Director: Andrea J. Goldsmith Mgmt For For
1F. Election of Director: Lee W. Hogan Mgmt For For
1G. Election of Director: Tammy K. Jones Mgmt For For
1H. Election of Director: J. Landis Martin Mgmt For For
1I. Election of Director: Anthony J. Melone Mgmt For For
1J. Election of Director: W. Benjamin Moreland Mgmt For For
1K. Election of Director: Kevin A. Stephens Mgmt For For
1L. Election of Director: Matthew Thornton, III Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for fiscal year 2021.
3. The non-binding, advisory vote to approve Mgmt For For
the compensation of the Company's named
executive officers.
4. The non-binding, advisory vote regarding Mgmt 1 Year For
the frequency of voting on the compensation
of the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CYRUSONE INC. Agenda Number: 935383454
--------------------------------------------------------------------------------------------------------------------------
Security: 23283R100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: CONE
ISIN: US23283R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bruce W. Duncan Mgmt For For
David H. Ferdman Mgmt For For
John W. Gamble, Jr. Mgmt For For
T. Tod Nielsen Mgmt For For
Denise Olsen Mgmt For For
Alex Shumate Mgmt For For
William E. Sullivan Mgmt For For
Lynn A. Wentworth Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Recommendation, by advisory (non-binding) Mgmt 1 Year For
vote, of the frequency of future advisory
votes on the compensation of the Company's
named executive officers.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC. Agenda Number: 935407393
--------------------------------------------------------------------------------------------------------------------------
Security: 253868103
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: DLR
ISIN: US2538681030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Laurence A. Chapman Mgmt For For
1B. Election of Director: Alexis Black Bjorlin Mgmt For For
1C. Election of Director: VeraLinn Jamieson Mgmt For For
1D. Election of Director: Kevin J. Kennedy Mgmt For For
1E. Election of Director: William G. LaPerch Mgmt For For
1F. Election of Director: Jean F.H.P. Mgmt For For
Mandeville
1G. Election of Director: Afshin Mohebbi Mgmt For For
1H. Election of Director: Mark R. Patterson Mgmt For For
1I. Election of Director: Mary Hogan Preusse Mgmt For For
1J. Election of Director: Dennis E. Singleton Mgmt For For
1K. Election of Director: A. William Stein Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers, as more fully
described in the accompanying Proxy
Statement (say on pay).
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 935390550
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Bartlett Mgmt For For
Nanci Caldwell Mgmt For For
Adaire Fox-Martin Mgmt For For
Gary Hromadko Mgmt For For
Irving Lyons III Mgmt For For
Charles Meyers Mgmt For For
Christopher Paisley Mgmt For For
Sandra Rivera Mgmt For For
Peter Van Camp Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt Against Against
the compensation of Equinix's named
executive officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending Dec. 31,
2021.
4. A stockholder proposal, related to written Shr For Against
consent of stockholders.
--------------------------------------------------------------------------------------------------------------------------
GDS HOLDINGS LIMITED Agenda Number: 935250946
--------------------------------------------------------------------------------------------------------------------------
Security: 36165L108
Meeting Type: Annual
Meeting Date: 06-Aug-2020
Ticker: GDS
ISIN: US36165L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Re-election of Mr. Gary J. Wojtaszek as a Mgmt For For
director of the Company.
2. Re-election of Mr. Satoshi Okada as a Mgmt For For
director of the Company.
3. Confirmation of the appointment of KPMG Mgmt For For
Huazhen LLP as independent auditor of the
Company for the fiscal year ending December
31, 2020.
4. Approval of the amendment to Section 3(a) Mgmt For For
of the 2016 Equity Incentive Plan of the
Company (the "ESOP Amendment") as follows:
"Subject to the provisions of Section 9 and
paragraph (b) of this Section 3, the
maximum number of Shares which may be
issuable pursuant to Awards under the Plan
is 56,707,560 Shares, provided, however,
that the maximum number of unallocated
Shares which may be issuable pursuant to
Awards under the Plan shall be
automatically increased on the first day of
each fiscal year ...(due to space limits,
see proxy material for full proposal).
5. Authorization of the Board of Directors of Mgmt For For
the Company to approve allotment or
issuance, in the 12-month period from the
date of the Meeting, of ordinary shares or
other equity or equity-linked securities of
the Company up to an aggregate twenty per
cent. (20%) of its existing issued share
capital of the Company at the date of the
Meeting, whether in a single transaction or
a series of transactions (OTHER THAN any
allotment or issues of shares on the
exercise of any options that have been
granted by the Company).
6. Authorization of each of the directors and Mgmt For For
officers of the Company to take any and
every action that might be necessary to
effect the foregoing resolutions as such
director or officer, in his or her absolute
discretion, thinks fit.
--------------------------------------------------------------------------------------------------------------------------
GDS HOLDINGS LIMITED Agenda Number: 935460559
--------------------------------------------------------------------------------------------------------------------------
Security: 36165L108
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: GDS
ISIN: US36165L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. Re-election of Mr. Lim Ah Doo as a director Mgmt For For
of the Company.
O2. Re-election of Mr. Chang Sun as a director Mgmt For For
of the Company.
O3. Re-election of Ms. Judy Qing Ye as a Mgmt For For
director of the Company.
O4. Confirmation of the appointment of KPMG Mgmt For For
Huazhen LLP as independent auditor of the
Company for the fiscal year ending December
31, 2021.
O5. Authorization of the Board of Directors of Mgmt For For
the Company to approve allotment or
issuance, in the 12-month period from the
date of the Meeting, of ordinary shares or
other equity or equity-linked securities of
the Company up to an aggregate twenty per
cent. (20%) of its existing issued share
capital of the Company at the date of the
Meeting, whether in a single transaction or
a series of transactions (OTHER THAN any
allotment or issues of shares on the
exercise of any options that have been
granted by the Company).
S6. Approval of the amendment and restatement Mgmt For For
of the Company's Articles of Association to
reflect such amendments as detailed in the
proxy statement and set forth in Exhibit A
hereto and thereto, a copy of which has
been produced to the Meeting marked "A" and
for identification purpose signed by the
chairman of the Meeting (the "New
Articles"), and the approval and adoption
of the New Articles in substitution for and
to the exclusion of the existing articles
of association of the Company with
immediate effect after the close of the
Meeting.
O7. Authorization of each of the directors and Mgmt For For
officers of the Company to take any and
every action that might be necessary to
effect the foregoing resolutions as such
director or officer, in his or her absolute
discretion, thinks fit.
--------------------------------------------------------------------------------------------------------------------------
HELIOS TOWERS PLC Agenda Number: 713692083
--------------------------------------------------------------------------------------------------------------------------
Security: G4431S102
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: GB00BJVQC708
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO APPROVE THE ANNUAL STATEMENT BY THE Mgmt For For
CHAIRMAN OF THE REMUNERATION COMMITTEE AND
THE DIRECTORS' REMUNERATION REPORT
3 TO ELECT SALLY ASHFORD AS A DIRECTOR Mgmt For For
4 TO ELECT CAROLE WAMUYU WAINAINA AS A Mgmt For For
DIRECTOR
5 TO ELECT MANJIT DHILLON AS A DIRECTOR Mgmt Against Against
6 TO RE-ELECT SIR SAMUEL JONAH, KBE, OSG AS A Mgmt Against Against
DIRECTOR
7 TO RE-ELECT KASH PANDYA AS A DIRECTOR Mgmt Against Against
8 TO RE-ELECT TOM GREENWOOD AS A DIRECTOR Mgmt Against Against
9 TO RE-ELECT MAGNUS MANDERSSON AS A DIRECTOR Mgmt For For
10 TO RE-ELECT ALISON BAKER AS A DIRECTOR Mgmt For For
11 TO RE-ELECT RICHARD BYRNE AS A DIRECTOR Mgmt For For
12 TO RE-ELECT DAVID WASSONG AS A DIRECTOR Mgmt Against Against
13 TO RE-ELECT TEMITOPE LAWANI AS A DIRECTOR Mgmt Against Against
14 TO RE-APPOINT DELOITTE LLP AS AUDITORS OF Mgmt For For
THE COMPANY
15 TO FIX THE REMUNERATION OF THE AUDITORS Mgmt For For
16 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS
17 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
18 TO APPROVE THE HT UK SHARE PURCHASE PLAN Mgmt For For
19 TO APPROVE THE HT GLOBAL SHARE PURCHASE Mgmt For For
PLAN
20 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
21 TO ALLOT EQUITY SECURITIES FOR CASH Mgmt For For
22 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
23 TO AUTHORISE THE DIRECTORS TO CALL A 14 DAY Mgmt For For
NOTICE PERIOD FOR GENERAL MEETINGS
24 TO ADOPT THE ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HELIOS TOWERS PLC Agenda Number: 714186500
--------------------------------------------------------------------------------------------------------------------------
Security: G4431S102
Meeting Type: OGM
Meeting Date: 04-Jun-2021
Ticker:
ISIN: GB00BJVQC708
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE ACQUISITION BY THE COMPANY OF ALL Mgmt For For
OF THE ISSUED SHARE CAPITAL OF A NEWLY
INCORPORATED HOLDING COMPANY INTO WHICH
PASSIVE TOWER INFRASTRUCTURE ASSETS
REPRESENTING 2,890 SITES WILL BE
CONTRIBUTED BY OMAN TELECOMMUNICATIONS
COMPANY
CMMT 24 MAY 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM EGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INFRASTRUTTURE WIRELESS ITALIANE S.P.A. Agenda Number: 713754821
--------------------------------------------------------------------------------------------------------------------------
Security: T6032P102
Meeting Type: OGM
Meeting Date: 20-Apr-2021
Ticker:
ISIN: IT0005090300
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 529635 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
O.1 BALANCE SHEET AS OF 31 DECEMBER 2020 - TO Mgmt For For
APPROVE THE BALANCE SHEET; RESOLUTIONS
RELATED THERETO
O.2 BALANCE SHEET AS OF 31 DECEMBER 2020 - Mgmt For For
PROFIT ALLOCATION FOR FISCAL YEAR 2020;
RESOLUTIONS RELATED THERETO
O.3 REPORT ON REMUNERATION POLICY AND ON Mgmt For For
EMOLUMENT PAID - TO APPROVE THE FIRST
SECTION (REMUNERATION POLICY); RESOLUTIONS
RELATED THERETO
O.4 REPORT ON REMUNERATION POLICY AND ON Mgmt For For
EMOLUMENT PAID - NON-BINDING VOTE ON THE
SECOND SECTION (EMOLUMENT 2020);
RESOLUTIONS RELATED THERETO
O.5 TO INTEGRATE THE EXTERNAL AUDITORS' Mgmt For For
EMOLUMENT; RESOLUTIONS RELATED THERETO
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS BOARD OF INTERNAL
AUDITORS, THERE IS ONLY 1 SLATE AVAILABLE
TO BE FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE TO INSTRUCT,
YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE
OF THE 2 SLATES OF BOARD OF INTERNAL
AUDITORS SINGLE SLATE
O.6.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD
OF INTERNAL AUDITORS - TO APPOINT EFFECTIVE
AND ALTERNATE AUDITORS; RESOLUTIONS RELATED
THERETO. LIST PRESENTED BY DAPHNE 3 S.P.A.,
CENTRAL TOWER HOLDING COMPANY BV,
RESPECTIVELY REPRESENTING 30.2PCT AND
33.173PCT OF THE STOCK CAPITAL: EFFECTIVE
AUDITORS: FOGLIA GIULIANO, BIANCHI MARIA
TERESA. ALTERNATE AUDITORS: ZEME MICHELA,
REBECCHINI GAETANO
O.6.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD
OF INTERNAL AUDITORS - TO APPOINT EFFECTIVE
AND ALTERNATE AUDITORS; RESOLUTIONS RELATED
THERETO. LIST PRESENTED BY AMBER CAPITAL
ITALIA SGR S.P.A., ALGEBRIS UCITS FUNDS PLC
ALGEBRIS CORE ITALY FUND, AMUNDI ASSET
MANAGEMENT SGR S.P.A.; ANIMA SGR S.P.A.;
ARCA FONDI SGR S.P.A.; BANCOPOSTA FONDI
S.P.A. SGR; EURIZON CAPITAL S.A.; EURIZON
CAPITAL SGR S.P.A; FIDEURAM ASSET
MANAGEMENT IRELAND; FIDEURAM INTESA
SANPAOLO PRIVATE BANKING ASSET MANAGEMENT
SGR S.P.A.; INTERFUND SICAV - INTERFUND
EQUITY ITALY; GENERALI INVESTMENTS
LUXEMBOURG S.A.; KAIROS PARTNERS SGR
S.P.A.; LEGAL & GENERAL INVESTMENT
MANAGEMENT; MEDIOLANUM INTERNATIONAL FUNDS
LIMITED - CHALLENGE FUNDS - CHALLENGE
ITALIAN EQUITY; MEDIOLANUM GESTIONE FONDI
SGR S.P.A.; PRAMERICA SGR S.P.A.
,REPRESENTING TOGETHER 1.47861PCT OF THE
STOCK CAPITAL: EFFECTIVE AUDITORS: STEFANO
SARUBBI. ALTERNATE AUDITORS: ROBERTO
CASSADER
O.7 TO APPOINT THE BOARD OF INTERNAL AUDITORS - Mgmt For For
TO APPOINT THE BOARD OF INTERNAL AUDITORS'
CHAIRMAN; RESOLUTIONS RELATED THERETO
O.8 TO APPOINT THE BOARD OF INTERNAL AUDITORS - Mgmt For For
TO STATE ITS EMOLUMENT; RESOLUTIONS RELATED
THERETO
O.9 TO APPOINT TWO DIRECTORS PURSUANT TO ART. Mgmt For For
2386, ITEM 1 OF THE ITALIAN CIVIL CODE AND
PARAGRAPH 13.17 OF THE BYLAWS; RESOLUTIONS
RELATED THERETO
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
IRON MOUNTAIN INC. Agenda Number: 935361624
--------------------------------------------------------------------------------------------------------------------------
Security: 46284V101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: IRM
ISIN: US46284V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Jennifer Allerton
1B. Election of Director for a one-year term: Mgmt For For
Pamela M. Arway
1C. Election of Director for a one-year term: Mgmt For For
Clarke H. Bailey
1D. Election of Director for a one-year term: Mgmt For For
Kent P. Dauten
1E. Election of Director for a one-year term: Mgmt For For
Monte Ford
1F. Election of Director for a one-year term: Mgmt For For
Per-Kristian Halvorsen
1G. Election of Director for a one-year term: Mgmt For For
Robin L. Matlock
1H. Election of Director for a one-year term: Mgmt For For
William L. Meaney
1I. Election of Director for a one-year term: Mgmt For For
Wendy J. Murdock
1J. Election of Director for a one-year term: Mgmt For For
Walter C. Rakowich
1K. Election of Director for a one-year term: Mgmt For For
Doyle R. Simons
1L. Election of Director for a one-year term: Mgmt For For
Alfred J. Verrecchia
2. The approval of an amendment to the 2014 Mgmt For For
Stock and Cash Incentive Plan (the "2014
Plan") to increase the number of shares of
common stock of the Company ("Common
Stock") authorized for issuance, to extend
the termination date of the 2014 Plan, to
provide that, other than in certain
circumstances, no equity-based award will
vest before the first anniversary of the
date of grant and to provide that dividends
and dividend equivalents are not paid with
respect to stock options or stock
appreciation rights.
3. The approval of an amendment to the Iron Mgmt For For
Mountain Incorporated 2013 Employee Stock
Purchase Plan (the "2013 ESPP"), to
increase the number of shares of Common
Stock authorized for issuance thereunder by
1,000,000.
4. The approval of a non-binding, advisory Mgmt For For
resolution approving the compensation of
our named executive officers as described
in the Iron Mountain Incorporated Proxy
Statement.
5. The ratification of the selection by the Mgmt For For
Audit Committee of Deloitte & Touche LLP as
Iron Mountain Incorporated's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
KEPPEL DC REIT Agenda Number: 713742004
--------------------------------------------------------------------------------------------------------------------------
Security: Y47230100
Meeting Type: AGM
Meeting Date: 21-Apr-2021
Ticker:
ISIN: SG1AF6000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE TRUSTEE'S REPORT, Mgmt For For
THE MANAGER'S STATEMENT, THE AUDITED
FINANCIAL STATEMENTS OF KEPPEL DC REIT FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
AND THE AUDITOR'S REPORT THEREON
2 TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE AUDITOR OF KEPPEL DC REIT AND
AUTHORISE THE MANAGER TO FIX THE AUDITOR'S
REMUNERATION
3 TO RE-ENDORSE THE APPOINTMENT OF DR TAN TIN Mgmt For For
WEE AS DIRECTOR
4 TO RE-ENDORSE THE APPOINTMENT OF MR THOMAS Mgmt For For
PANG THIENG HWI AS DIRECTOR
5 TO AUTHORISE THE MANAGER TO ISSUE UNITS AND Mgmt For For
TO MAKE OR GRANT CONVERTIBLE INSTRUMENTS
--------------------------------------------------------------------------------------------------------------------------
LAMAR ADVERTISING COMPANY Agenda Number: 935383567
--------------------------------------------------------------------------------------------------------------------------
Security: 512816109
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LAMR
ISIN: US5128161099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nancy Fletcher Mgmt For For
John E. Koerner, III Mgmt For For
Marshall A. Loeb Mgmt For For
Stephen P. Mumblow Mgmt For For
Thomas V. Reifenheiser Mgmt For For
Anna Reilly Mgmt For For
Kevin P. Reilly, Jr. Mgmt For For
Wendell Reilly Mgmt For For
Elizabeth Thompson Mgmt For For
2. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
NEXTDC LTD Agenda Number: 713181105
--------------------------------------------------------------------------------------------------------------------------
Security: Q6750Y106
Meeting Type: AGM
Meeting Date: 13-Nov-2020
Ticker:
ISIN: AU000000NXT8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4, 5, 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 REMUNERATION REPORT Mgmt Against Against
2 RE-ELECTION OF MR STUART DAVIS, AS A Mgmt For For
DIRECTOR
3 ELECTION OF DR EILEEN DOYLE, AS A DIRECTOR Mgmt For For
4 INCREASE IN THE MAXIMUM AGGREGATE ANNUAL Mgmt For For
REMUNERATION OF NON-EXECUTIVE DIRECTORS
5 RATIFICATION OF ISSUE OF SHARES UNDER APRIL Mgmt Against Against
2020 PLACEMENT
6 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
MR CRAIG SCROGGIE
--------------------------------------------------------------------------------------------------------------------------
OUTFRONT MEDIA INC. Agenda Number: 935402723
--------------------------------------------------------------------------------------------------------------------------
Security: 69007J106
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: OUT
ISIN: US69007J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Manuel A. Mgmt For For
Diaz
1.2 Election of Class I Director: Michael J. Mgmt For For
Dominguez
1.3 Election of Class I Director: Peter Mathes Mgmt For For
1.4 Election of Class I Director: Susan M. Mgmt For For
Tolson
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as
OUTFRONT Media Inc.'s independent
registered public accounting firm for
fiscal year 2021.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of OUTFRONT Media
Inc.'s named executive officers.
4. Determination, on a non-binding advisory Mgmt 1 Year For
basis, as to whether a non-binding advisory
vote to approve the compensation of
OUTFRONT Media Inc.'s named executive
officers should occur every one, two or
three years.
--------------------------------------------------------------------------------------------------------------------------
QTS REALTY TRUST, INC. Agenda Number: 935360141
--------------------------------------------------------------------------------------------------------------------------
Security: 74736A103
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: QTS
ISIN: US74736A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chad L. Williams Mgmt For For
John W. Barter Mgmt For For
Joan A. Dempsey Mgmt For For
Catherine R. Kinney Mgmt For For
Peter A. Marino Mgmt For For
Scott D. Miller Mgmt For For
Mazen Rawashdeh Mgmt For For
Wayne M. Rehberger Mgmt For For
Philip P. Trahanas Mgmt For For
Stephen E. Westhead Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation paid to the
Company's named executive officers.
3. To approve an amendment and restatement of Mgmt For For
the QTS Realty Trust, Inc. 2013 Equity
Incentive Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION Agenda Number: 935375938
--------------------------------------------------------------------------------------------------------------------------
Security: 78410G104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: SBAC
ISIN: US78410G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director For a three-year term Mgmt For For
expiring at the 2024 Annual Meeting: Mary
S. Chan
1.2 Election of Director For a three-year term Mgmt For For
expiring at the 2024 Annual Meeting: George
R. Krouse, Jr.
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as SBA's independent registered
public accounting firm for the 2021 fiscal
year.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of SBA's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SWITCH INC Agenda Number: 935416544
--------------------------------------------------------------------------------------------------------------------------
Security: 87105L104
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: SWCH
ISIN: US87105L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rob Roy Mgmt For For
Angela Archon Mgmt For For
Liane Pelletier Mgmt For For
Zareh Sarrafian Mgmt For For
Kim Sheehy Mgmt For For
Donald D. Snyder Mgmt For For
Tom Thomas Mgmt For For
Bryan Wolf Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Switch,
Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To vote on an advisory (non-binding) Mgmt For For
proposal to approve the compensation of the
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
UNITI GROUP, INC. Agenda Number: 935369947
--------------------------------------------------------------------------------------------------------------------------
Security: 91325V108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: UNIT
ISIN: US91325V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jennifer S. Banner Mgmt For For
1B. Election of Director: Scott G. Bruce Mgmt For For
1C. Election of Director: Francis X. ("Skip") Mgmt For For
Frantz
1D. Election of Director: Kenneth A. Gunderman Mgmt For For
1E. Election of Director: Carmen Perez-Carlton Mgmt For For
1F. Election of Director: David L. Solomon Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accountant for the year ending December 31,
2021.
Pacer Benchmark Healthcare Real Estate ETF
--------------------------------------------------------------------------------------------------------------------------
The fund has not yet commenced operations; therefore no proxies have been voted this reporting period.
Pacer Benchmark Hotel & Lodging Real Estate ETF
--------------------------------------------------------------------------------------------------------------------------
The fund has not yet commenced operations; therefore no proxies have been voted this reporting period.
Pacer Benchmark Industrial Real Estate ETF
--------------------------------------------------------------------------------------------------------------------------
AMERICOLD REALTY TRUST Agenda Number: 935368109
--------------------------------------------------------------------------------------------------------------------------
Security: 03064D108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: COLD
ISIN: US03064D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee to hold office until Mgmt For For
the Annual Meeting in 2022: Fred W. Boehler
1B. Election of Trustee to hold office until Mgmt For For
the Annual Meeting in 2022: George J.
Alburger, Jr.
1C. Election of Trustee to hold office until Mgmt For For
the Annual Meeting in 2022: Kelly H.
Barrett
1D. Election of Trustee to hold office until Mgmt For For
the Annual Meeting in 2022: Antonio F.
Fernandez
1E. Election of Trustee to hold office until Mgmt For For
the Annual Meeting in 2022: James R.
Heistand
1F. Election of Trustee to hold office until Mgmt For For
the Annual Meeting in 2022: David J.
Neithercut
1G. Election of Trustee to hold office until Mgmt For For
the Annual Meeting in 2022: Mark R.
Patterson
1H. Election of Trustee to hold office until Mgmt For For
the Annual Meeting in 2022: Andrew P. Power
2. Advisory Vote on Compensation of Named Mgmt For For
Executive Officers (Say- On-Pay).
3. Ratification of Ernst & Young LLP as our Mgmt For For
Independent Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
DUKE REALTY CORPORATION Agenda Number: 935339095
--------------------------------------------------------------------------------------------------------------------------
Security: 264411505
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: DRE
ISIN: US2644115055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: John P. Case
1B. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: James B. Connor
1C. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Tamara D. Fischer
1D. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Norman K. Jenkins
1E. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Kelly T. Killingsworth
1F. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Melanie R. Sabelhaus
1G. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Peter M. Scott, III
1H. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: David P. Stockert
1I. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Chris T. Sultemeier
1J. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Michael E. Szymanczyk
1K. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Warren M. Thompson
1L. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Lynn C. Thurber
2. To vote on an advisory basis to approve the Mgmt For For
compensation of the Company's named
executive officers as set forth in the
proxy statement.
3. To ratify the reappointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accountants for the fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC. Agenda Number: 935385674
--------------------------------------------------------------------------------------------------------------------------
Security: 277276101
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: EGP
ISIN: US2772761019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: D. Pike Aloian
1B. Election of Director to serve for a Mgmt For For
one-year term: H. Eric Bolton, Jr.
1C. Election of Director to serve for a one Mgmt For For
year term: Donald F. Colleran
1D. Election of Director to serve for a one Mgmt For For
year term: Hayden C. Eaves III
1E. Election of Director to serve for a one Mgmt For For
year term: David H. Hoster II
1F. Election of Director to serve for a one Mgmt For For
year term: Marshall A. Loeb
1G. Election of Director to serve for a one Mgmt For For
year term: Mary E. McCormick
1H. Election of Director to serve for a one Mgmt For For
year term: Katherine M. Sandstrom
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve by a non-binding advisory vote Mgmt For For
the compensation of the Company's Named
Executive Officers as described in the
Company's definitive proxy statement.
4. To approve the amendment and restatement of Mgmt For For
the Company's charter and bylaws to allow
the bylaws to be amended by a majority of
stockholder votes.
--------------------------------------------------------------------------------------------------------------------------
FIRST INDUSTRIAL REALTY TRUST, INC. Agenda Number: 935388024
--------------------------------------------------------------------------------------------------------------------------
Security: 32054K103
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: FR
ISIN: US32054K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director term expires in 2022: Mgmt For For
Peter E. Baccile
1.2 Election of Director term expires in 2022: Mgmt For For
Teresa B. Bazemore
1.3 Election of Director term expires in 2022: Mgmt For For
Matthew S. Dominski
1.4 Election of Director term expires in 2022: Mgmt For For
H. Patrick Hackett, Jr.
1.5 Election of Director term expires in 2022: Mgmt For For
Denise A. Olsen
1.6 Election of Director term expires in 2022: Mgmt For For
John E. Rau
1.7 Election of Director term expires in 2022: Mgmt For For
Marcus L. Smith
2. To approve, on an advisory (i.e. Mgmt Against Against
non-binding) basis, the compensation of the
Company's named executive officers as
disclosed in the Proxy Statement for the
2021 Annual Meeting.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
GRIFFIN INDUSTRIAL REALTY INC. Agenda Number: 935294847
--------------------------------------------------------------------------------------------------------------------------
Security: 398231100
Meeting Type: Consent
Meeting Date: 01-Dec-2020
Ticker: GRIF
ISIN: US3982311009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The undersigned, being the holder of record Mgmt For For
of shares of common stock of Griffin, par
value $0.01 per share ("Common Stock"), as
of October 26, 2020, hereby consents to and
approves, by written consent without a
meeting, the Reincorporation Proposal,
including Griffin's entry into the Merger
Agreement and completion of all
transactions contemplated thereby,
including the Merger.
--------------------------------------------------------------------------------------------------------------------------
INDUS REALTY TRUST INC Agenda Number: 935433805
--------------------------------------------------------------------------------------------------------------------------
Security: 45580R103
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: INDT
ISIN: US45580R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 Annual
Meeting: David R. Bechtel
1B. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 Annual
Meeting: Frederick M. Danziger
1C. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 Annual
Meeting: Gordon F. DuGan
1D. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 Annual
Meeting: Michael S. Gamzon
1E. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 Annual
Meeting: Jonathan P. May
1F. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 Annual
Meeting: Molly North
1G. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 Annual
Meeting: Amy Rose Silverman
1H. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 Annual
Meeting: Albert H. Small, Jr.
1I. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 Annual
Meeting: Ardevan Yaghoubi
2. The ratification of the selection of RSM US Mgmt For For
LLP as INDUS's independent registered
public accountants for the year ending
December 31, 2021.
3. The approval, on an advisory (non-binding) Mgmt For For
basis, of the compensation of INDUS's named
executive officers as presented in INDUS's
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL LOGISTICS PROPERTY Agenda Number: 935383391
--------------------------------------------------------------------------------------------------------------------------
Security: 456237106
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: ILPT
ISIN: US4562371066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Joseph L. Morea Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as independent auditors to
serve for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
INNOVATIVE INDUSTRIAL PROPERTIES, INC. Agenda Number: 935408624
--------------------------------------------------------------------------------------------------------------------------
Security: 45781V101
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: IIPR
ISIN: US45781V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan Gold Mgmt For For
Gary Kreitzer Mgmt For For
Mary Curran Mgmt For For
Scott Shoemaker Mgmt For For
Paul Smithers Mgmt For For
David Stecher Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Approval on a non-binding advisory basis of Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
LEXINGTON REALTY TRUST Agenda Number: 935375558
--------------------------------------------------------------------------------------------------------------------------
Security: 529043101
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: LXP
ISIN: US5290431015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
T. Wilson Eglin Mgmt For For
Richard S. Frary Mgmt For For
Lawrence L. Gray Mgmt For For
Jamie Handwerker Mgmt For For
Claire A. Koeneman Mgmt For For
Howard Roth Mgmt For For
2. To consider and vote upon an advisory, Mgmt For For
non-binding resolution to approve the
compensation of the named executive
officers, as disclosed in the accompanying
proxy statement.
3. To consider and vote upon the ratification Mgmt For For
of the appointment of Deloitte & Touche LLP
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LIFE STORAGE, INC. Agenda Number: 935393859
--------------------------------------------------------------------------------------------------------------------------
Security: 53223X107
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: LSI
ISIN: US53223X1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark G. Barberio Mgmt For For
Joseph V. Saffire Mgmt For For
Stephen R. Rusmisel Mgmt For For
Arthur L. Havener, Jr. Mgmt For For
Dana Hamilton Mgmt For For
Edward J. Pettinella Mgmt For For
David L. Rogers Mgmt For For
Susan Harnett Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for the Company for
the fiscal year ending December 31, 2021.
3. Proposal to amend the Charter of the Mgmt For For
Company to increase the number of
authorized shares of common stock from
100,000,000 to 200,000,000.
4. Proposal to approve the compensation of the Mgmt For For
Company's executive officers.
--------------------------------------------------------------------------------------------------------------------------
ONE LIBERTY PROPERTIES, INC. Agenda Number: 935421468
--------------------------------------------------------------------------------------------------------------------------
Security: 682406103
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: OLP
ISIN: US6824061039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward Gellert Mgmt For For
1B. Election of Director: Fredric H. Gould Mgmt For For
1C. Election of Director: Leor Siri Mgmt For For
1D. Election of Director: Jeffrey A. Gould Mgmt For For
1E. Election of Director: Joseph A. DeLuca Mgmt For For
2. A proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PLYMOUTH INDUSTRIAL REIT, INC. Agenda Number: 935212845
--------------------------------------------------------------------------------------------------------------------------
Security: 729640102
Meeting Type: Annual
Meeting Date: 01-Jul-2020
Ticker: PLYM
ISIN: US7296401026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martin Barber Mgmt For For
Philip S. Cottone Mgmt For For
Richard J. DeAgazio Mgmt For For
David G. Gaw Mgmt For For
Pendleton P. White, Jr. Mgmt For For
Jeffrey E. Witherell Mgmt For For
2. Amend the Company's 2014 Incentive Award Mgmt For For
Plan.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for 2020.
--------------------------------------------------------------------------------------------------------------------------
PLYMOUTH INDUSTRIAL REIT, INC. Agenda Number: 935433730
--------------------------------------------------------------------------------------------------------------------------
Security: 729640102
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: PLYM
ISIN: US7296401026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martin Barber Mgmt For For
Philip S. Cottone Mgmt For For
Richard J. DeAgazio Mgmt For For
David G. Gaw Mgmt For For
John W. Guinee Mgmt For For
Caitlin Murphy Mgmt For For
Pendleton P. White, Jr. Mgmt For For
Jeffrey E. Witherell Mgmt For For
2. Approval, as required by the New York Stock Mgmt For For
Exchange, of the issuance of shares of the
Company's common stock upon conversion of
the Company's Series B Preferred Stock.
3. Approval, by an advisory, non-binding vote, Mgmt For For
of the Company's executive compensation.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for 2021.
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS, INC. Agenda Number: 935354299
--------------------------------------------------------------------------------------------------------------------------
Security: 74340W103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: PLD
ISIN: US74340W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hamid R. Moghadam Mgmt For For
1B. Election of Director: Cristina G. Bita Mgmt For For
1C. Election of Director: George L. Fotiades Mgmt For For
1D. Election of Director: Lydia H. Kennard Mgmt For For
1E. Election of Director: Irving F. Lyons III Mgmt For For
1F. Election of Director: Avid Modjtabai Mgmt For For
1G. Election of Director: David P. O'Connor Mgmt For For
1H. Election of Director: Olivier Piani Mgmt For For
1I. Election of Director: Jeffrey L. Skelton Mgmt For For
1J. Election of Director: Carl B. Webb Mgmt For For
1K. Election of Director: William D. Zollars Mgmt For For
2. Advisory Vote to Approve the Company's Mgmt Against Against
Executive Compensation for 2020.
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm for the Year 2021.
--------------------------------------------------------------------------------------------------------------------------
PS BUSINESS PARKS, INC. Agenda Number: 935343311
--------------------------------------------------------------------------------------------------------------------------
Security: 69360J107
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: PSB
ISIN: US69360J1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald L. Havner, Jr. Mgmt For For
Maria R. Hawthorne Mgmt Withheld Against
Jennifer Holden Dunbar Mgmt For For
Kristy M. Pipes Mgmt For For
Gary E. Pruitt Mgmt For For
Robert S. Rollo Mgmt For For
Joseph D. Russell, Jr. Mgmt For For
Peter Schultz Mgmt For For
Stephen W. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of Named Executive Officers.
3. Approval of the reincorporation of the Mgmt For For
Company from the State of California to the
State of Maryland.
4. Ratification of appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for PS Business
Parks, Inc. for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
REXFORD INDUSTRIAL REALTY, INC. Agenda Number: 935424894
--------------------------------------------------------------------------------------------------------------------------
Security: 76169C100
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: REXR
ISIN: US76169C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert L. Antin Mgmt For For
1B. Election of Director: Michael S. Frankel Mgmt For For
1C. Election of Director: Diana J. Ingram Mgmt For For
1D. Election of Director: Debra L. Morris Mgmt For For
1E. Election of Director: Tyler H. Rose Mgmt For For
1F. Election of Director: Peter E. Schwab Mgmt For For
1G. Election of Director: Howard Schwimmer Mgmt For For
1H. Election of Director: Richard S. Ziman Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. The advisory resolution to approve the Mgmt Against Against
Company's named executive officer
compensation for the fiscal year ended
December 31, 2020, as described in the
Rexford Industrial Realty, Inc. Proxy
Statement.
4. The approval of the Second Amended and Mgmt For For
Restated Rexford Industrial Realty, Inc.
and Rexford Industrial Realty, L.P. 2013
Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
STAG INDUSTRIAL, INC. Agenda Number: 935360747
--------------------------------------------------------------------------------------------------------------------------
Security: 85254J102
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: STAG
ISIN: US85254J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Benjamin S. Butcher Mgmt For For
1B. Election of Director: Jit Kee Chin Mgmt For For
1C. Election of Director: Virgis W. Colbert Mgmt For For
1D. Election of Director: Michelle S. Dilley Mgmt For For
1E. Election of Director: Jeffrey D. Furber Mgmt For For
1F. Election of Director: Larry T. Guillemette Mgmt For For
1G. Election of Director: Francis X. Jacoby III Mgmt For For
1H. Election of Director: Christopher P. Marr Mgmt For For
1I. Election of Director: Hans S. Weger Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the year ending December 31, 2021.
3. The approval, by non-binding vote, of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
TERRENO REALTY CORPORATION Agenda Number: 935348664
--------------------------------------------------------------------------------------------------------------------------
Security: 88146M101
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: TRNO
ISIN: US88146M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Blake Baird Mgmt For For
1B. Election of Director: Michael A. Coke Mgmt For For
1C. Election of Director: Linda Assante Mgmt For For
1D. Election of Director: LeRoy E. Carlson Mgmt For For
1E. Election of Director: David M. Lee Mgmt For For
1F. Election of Director: Gabriela Franco Mgmt For For
Parcella
1G. Election of Director: Douglas M. Pasquale Mgmt For For
1H. Election of Director: Dennis Polk Mgmt For For
2. Adoption of a resolution to approve, on a Mgmt For For
non-binding advisory basis, the
compensation of certain executives, as more
fully described in the proxy statement.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
certified public accounting firm for the
2021 fiscal year.
Pacer BioThreat Strategy ETF
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 935359085
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Thomas "Tony" K.
Brown
1B. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Pamela J. Craig
1C. Elect the member to the Board of Directors Mgmt For For
for a term of one year: David B. Dillon
1D. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Michael L. Eskew
1E. Elect the member to the Board of Directors Mgmt For For
for a term of one year: James R. Fitterling
1F. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Herbert L. Henkel
1G. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Amy E. Hood
1H. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Muhtar Kent
1I. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Dambisa F. Moyo
1J. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Gregory R. Page
1K. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Michael F. Roman
1L. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Patricia A. Woertz
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as 3M's
independent registered public accounting
firm.
3. Advisory approval of executive Mgmt For For
compensation.
4. To approve the amendment and restatement of Mgmt For For
3M Company 2016 Long-Term Incentive Plan.
5. Shareholder proposal on setting target Shr Against For
amounts for CEO compensation.
6. Shareholder proposal on transitioning the Shr Against For
Company to a public benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 935345125
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. Alpern Mgmt For For
R.S. Austin Mgmt For For
S.E. Blount Mgmt For For
R.B. Ford Mgmt For For
M.A. Kumbier Mgmt For For
D.W. McDew Mgmt For For
N. McKinstry Mgmt For For
W.A. Osborn Mgmt For For
M.F. Roman Mgmt For For
D.J. Starks Mgmt For For
J.G. Stratton Mgmt For For
G.F. Tilton Mgmt For For
M.D. White Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Auditors.
3. Say on Pay - An Advisory Vote to Approve Mgmt For For
Executive Compensation.
4A. Amendments to the Articles of Incorporation Mgmt For For
to Eliminate Statutory Supermajority Voting
Standards for: Amendments to the Articles
of Incorporation.
4B. Amendments to the Articles of Incorporation Mgmt For For
to Eliminate Statutory Supermajority Voting
Standards for: Approval of Certain
Extraordinary Transactions.
5. Shareholder Proposal - Lobbying Disclosure. Shr Against For
6. Shareholder Proposal - Report on Racial Shr Against For
Justice.
7. Shareholder Proposal - Independent Board Shr Against For
Chairman.
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 935330085
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 17-Mar-2021
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mala Anand Mgmt For For
1.2 Election of Director: Koh Boon Hwee Mgmt For For
1.3 Election of Director: Michael R. McMullen Mgmt For For
1.4 Election of Director: Daniel K. Podolsky, Mgmt For For
M.D.
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the Audit and Finance Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as our independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 935407420
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon Bowen Mgmt For For
1B. Election of Director: Marianne Brown Mgmt For For
1C. Election of Director: Monte Ford Mgmt For For
1D. Election of Director: Jill Greenthal Mgmt For For
1E. Election of Director: Dan Hesse Mgmt For For
1F. Election of Director: Tom Killalea Mgmt For For
1G. Election of Director: Tom Leighton Mgmt For For
1H. Election of Director: Jonathan Miller Mgmt For For
1I. Election of Director: Madhu Ranganathan Mgmt For For
1J. Election of Director: Ben Verwaayen Mgmt For For
1K. Election of Director: Bill Wagner Mgmt For For
2. To approve an amendment and restatement of Mgmt For For
the Akamai Technologies, Inc. 2013 Stock
Incentive Plan.
3. To approve, on an advisory basis, our Mgmt For For
executive officer compensation.
4. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY Agenda Number: 935279528
--------------------------------------------------------------------------------------------------------------------------
Security: 134429109
Meeting Type: Annual
Meeting Date: 18-Nov-2020
Ticker: CPB
ISIN: US1344291091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 Election of Director: Fabiola R. Arredondo Mgmt For For
02 Election of Director: Howard M. Averill Mgmt For For
03 Election of Director: John P. (JP) Bilbrey Mgmt For For
04 Election of Director: Mark A. Clouse Mgmt For For
05 Election of Director: Bennett Dorrance Mgmt For For
06 Election of Director: Maria Teresa (Tessa) Mgmt For For
Hilado
07 Election of Director: Sarah Hofstetter Mgmt For For
08 Election of Director: Marc B. Lautenbach Mgmt For For
09 Election of Director: Mary Alice D. Malone Mgmt For For
10 Election of Director: Keith R. McLoughlin Mgmt For For
11 Election of Director: Kurt T. Schmidt Mgmt For For
12 Election of Director: Archbold D. van Mgmt For For
Beuren
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent registered public accounting
firm for fiscal 2021.
3. To vote on an advisory resolution to Mgmt For For
approve the fiscal 2020 compensation of our
named executive officers, commonly referred
to as "say on pay" vote.
--------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. Agenda Number: 935348753
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: CHD
ISIN: US1713401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: James R. Craigie
1B. Election of Director for a term of one Mgmt For For
year: Matthew T. Farrell
1C. Election of Director for a term of one Mgmt For For
year: Bradley C. Irwin
1D. Election of Director for a term of one Mgmt For For
year: Penry W. Price
1E. Election of Director for a term of one Mgmt For For
year: Susan G. Saideman
1F. Election of Director for a term of one Mgmt For For
year: Ravichandra K. Saligram
1G. Election of Director for a term of one Mgmt For For
year: Robert K. Shearer
1H. Election of Director for a term of one Mgmt For For
year: Janet S. Vergis
1I. Election of Director for a term of one Mgmt For For
year: Arthur B. Winkleblack
1J. Election of Director for a term of one Mgmt For For
year: Laurie J. Yoler
2. An advisory vote to approve compensation of Mgmt For For
our named executive officers.
3. Proposal to amend the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
remove the requirement for holders of two-
thirds of our outstanding stock to fill
vacancies on the Board of Directors.
4. Proposal to amend the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
remove the requirement to have holders of
two-thirds of our outstanding stock approve
certain mergers, consolidations or
dispositions of substantial assets.
5. Proposal to amend the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
remove certain procedural provisions that
will no longer be required once the Board
is fully declassified.
6. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS, INC. Agenda Number: 935400666
--------------------------------------------------------------------------------------------------------------------------
Security: 177376100
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: CTXS
ISIN: US1773761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert M. Calderoni Mgmt For For
1B. Election of Director: Nanci E. Caldwell Mgmt For For
1C. Election of Director: Murray J. Demo Mgmt For For
1D. Election of Director: Ajei S. Gopal Mgmt For For
1E. Election of Director: David J. Henshall Mgmt For For
1F. Election of Director: Thomas E. Hogan Mgmt For For
1G. Election of Director: Moira A. Kilcoyne Mgmt For For
1H. Election of Director: Robert E. Knowling, Mgmt For For
Jr.
1I. Election of Director: Peter J. Sacripanti Mgmt For For
1J. Election of Director: J. Donald Sherman Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2021.
3. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
4. Shareholder proposal regarding simple Shr For
majority voting provisions.
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 935366927
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fernando Aguirre Mgmt For For
1B. Election of Director: C. David Brown II Mgmt For For
1C. Election of Director: Alecia A. DeCoudreaux Mgmt For For
1D. Election of Director: Nancy-Ann M. DeParle Mgmt For For
1E. Election of Director: David W. Dorman Mgmt For For
1F. Election of Director: Roger N. Farah Mgmt For For
1G. Election of Director: Anne M. Finucane Mgmt For For
1H. Election of Director: Edward J. Ludwig Mgmt For For
1I. Election of Director: Karen S. Lynch Mgmt For For
1J. Election of Director: Jean-Pierre Millon Mgmt For For
1K. Election of Director: Mary L. Schapiro Mgmt For For
1L. Election of Director: William C. Weldon Mgmt For For
1M. Election of Director: Tony L. White Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
3. Say on Pay, a proposal to approve, on an Mgmt For For
advisory basis, the Company's executive
compensation.
4. Stockholder proposal for reducing the Shr Against For
threshold for our stockholder right to act
by written consent.
5. Stockholder proposal regarding our Shr Against For
independent Board Chair.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 935360292
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Rainer M. Blair
1B. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Linda Hefner
Filler
1C. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Teri List
1D. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Walter G. Lohr,
Jr.
1E. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Jessica L. Mega,
MD
1F. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Mitchell P. Rales
1G. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Steven M. Rales
1H. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Pardis C. Sabeti,
MD
1I. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: John T. Schwieters
1J. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Alan G. Spoon
1K. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Raymond C.
Stevens, Ph.D
1L. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Elias A. Zerhouni,
MD
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Danaher's independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve on an advisory basis the Mgmt For For
Company's named executive officer
compensation.
4. To act upon a shareholder proposal Shr For Against
requesting that Danaher amend its governing
documents to reduce the percentage of
shares required for shareholders to call a
special meeting of shareholders from 25% to
10%.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 935355405
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: Shari L. Ballard Mgmt For For
1C. Election of Director: Barbara J. Beck Mgmt For For
1D. Election of Director: Christophe Beck Mgmt For For
1E. Election of Director: Jeffrey M. Ettinger Mgmt For For
1F. Election of Director: Arthur J. Higgins Mgmt For For
1G. Election of Director: Michael Larson Mgmt For For
1H. Election of Director: David W. MacLennan Mgmt For For
1I. Election of Director: Tracy B. McKibben Mgmt For For
1J. Election of Director: Lionel L. Nowell, III Mgmt For For
1K. Election of Director: Victoria J. Reich Mgmt For For
1L. Election of Director: Suzanne M. Vautrinot Mgmt For For
1M. Election of Director: John J. Zillmer Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
current year ending December 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of executives disclosed in the Proxy
Statement.
4. Stockholder proposal regarding proxy Shr Against For
access, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC. Agenda Number: 935382779
--------------------------------------------------------------------------------------------------------------------------
Security: 29089Q105
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: EBS
ISIN: US29089Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to hold Mgmt For For
office for a term expiring at our 2024
Annual Meeting: Jerome Hauer, Ph.D.
1B. Election of Class III Director to hold Mgmt For For
office for a term expiring at our 2024
Annual Meeting: Robert Kramer
1C. Election of Class III Director to hold Mgmt For For
office for a term expiring at our 2024
Annual Meeting: Marvin White
2. To ratify the appointment by the audit Mgmt For For
committee of Ernst & Young LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. To approve an amendment to our stock Mgmt For For
incentive plan.
--------------------------------------------------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC. Agenda Number: 935317568
--------------------------------------------------------------------------------------------------------------------------
Security: 29272W109
Meeting Type: Annual
Meeting Date: 01-Feb-2021
Ticker: ENR
ISIN: US29272W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carlos Abrams-Rivera Mgmt For For
1B. Election of Director: Bill G. Armstrong Mgmt For For
1C. Election of Director: Cynthia J. Brinkley Mgmt For For
1D. Election of Director: Rebecca Frankiewicz Mgmt For For
1E. Election of Director: Alan R. Hoskins Mgmt For For
1F. Election of Director: Kevin J. Hunt Mgmt For For
1G. Election of Director: James C. Johnson Mgmt For For
1H. Election of Director: Mark S. LaVigne Mgmt For For
1I. Election of Director: Patrick J. Moore Mgmt For For
1J. Election of Director: Nneka L. Rimmer Mgmt For For
1K. Election of Director: Robert V. Vitale Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal 2021.
3. Advisory, non-binding vote on executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
FLIR SYSTEMS, INC. Agenda Number: 935403624
--------------------------------------------------------------------------------------------------------------------------
Security: 302445101
Meeting Type: Special
Meeting Date: 13-May-2021
Ticker: FLIR
ISIN: US3024451011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger Mgmt For For
by and among Teledyne Technologies
Incorporated ("Teledyne"), Firework Merger
Sub I, Inc. ("Merger Sub I"), Firework
Merger Sub II, LLC ("Merger Sub II"), and
FLIR Systems, Inc. ("FLIR"), pursuant to
which Merger Sub I will merge with and into
FLIR, with FLIR surviving, and immediately
thereafter FLIR will merge with and into
Merger Sub II ("Mergers"), with Merger Sub
II surviving and continuing as a wholly
owned subsidiary of Teledyne ("FLIR Merger
Proposal").
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation that will or may
become payable to FLIR's named executive
officers in connection with the Mergers.
3. To approve one or more adjournments of the Mgmt For For
special meeting of stockholders of FLIR, if
necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to approve the FLIR
Merger Proposal at the time of the special
meeting.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 935366561
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for the next Mgmt For For
year: Jacqueline K. Barton, Ph.D.
1B. Election of Director to serve for the next Mgmt For For
year: Jeffrey A. Bluestone, Ph.D.
1C. Election of Director to serve for the next Mgmt For For
year: Sandra J. Horning, M.D.
1D. Election of Director to serve for the next Mgmt For For
year: Kelly A. Kramer
1E. Election of Director to serve for the next Mgmt For For
year: Kevin E. Lofton
1F. Election of Director to serve for the next Mgmt For For
year: Harish Manwani
1G. Election of Director to serve for the next Mgmt For For
year: Daniel P. O'Day
1H. Election of Director to serve for the next Mgmt For For
year: Javier J. Rodriguez
1I. Election of Director to serve for the next Mgmt For For
year: Anthony Welters
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairperson of the Board of
Directors be an independent director.
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 935376562
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: GSK
ISIN: US37733W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the 2020 Annual Report Mgmt For For
2. To approve the Annual report on Mgmt For For
remuneration
3. To re-elect Sir Jonathan Symonds as a Mgmt For For
Director
4. To re-elect Emma Walmsley as a Director Mgmt For For
5. To re-elect Charles Bancroft as a Director Mgmt For For
6. To re-elect Vindi Banga as a Director Mgmt For For
7. To re-elect Dr Hal Barron as a Director Mgmt For For
8. To re-elect Dr Vivienne Cox as a Director Mgmt For For
9. To re-elect Lynn Elsenhans as a Director Mgmt For For
10. To re-elect Dr Laurie Glimcher as a Mgmt For For
Director
11. To re-elect Dr Jesse Goodman as a Director Mgmt For For
12. To re-elect Iain Mackay as a Director Mgmt For For
13. To re-elect Urs Rohner as a Director Mgmt For For
14. To re-appoint the auditor Mgmt For For
15. To determine remuneration of the auditor Mgmt For For
16. To authorise the Company and its Mgmt For For
subsidiaries to make donations to political
organisations and incur political
expenditure
17. To authorise allotment of shares Mgmt For For
18. To disapply pre-emption rights - general Mgmt For For
power (Special resolution)
19. To disapply pre-emption rights - in Mgmt For For
connection with an acquisition or specified
capital investment (Special resolution)
20. To authorise the Company to purchase its Mgmt For For
own shares (Special resolution)
21. To authorise exemption from statement of Mgmt For For
name of senior statutory auditor
22. To authorise reduced notice of a general Mgmt For For
meeting other than an AGM (Special
resolution)
--------------------------------------------------------------------------------------------------------------------------
HORMEL FOODS CORPORATION Agenda Number: 935315564
--------------------------------------------------------------------------------------------------------------------------
Security: 440452100
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: HRL
ISIN: US4404521001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Prama Bhatt Mgmt For For
1b. Election of Director: Gary C. Bhojwani Mgmt For For
1c. Election of Director: Terrell K. Crews Mgmt For For
1d. Election of Director: Stephen M. Lacy Mgmt For For
1e. Election of Director: Elsa A. Murano, Ph.D. Mgmt For For
1f. Election of Director: Susan K. Nestegard Mgmt For For
1g. Election of Director: William A. Newlands Mgmt For For
1h. Election of Director: Christopher J. Mgmt For For
Policinski
1i. Election of Director: Jose Luis Prado Mgmt For For
1j. Election of Director: Sally J. Smith Mgmt For For
1k. Election of Director: James P. Snee Mgmt For For
1l. Election of Director: Steven A. White Mgmt For For
2. Ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as independent registered
public accounting firm for the fiscal year
ending October 31, 2021.
3. Approve the Named Executive Officer Mgmt For For
compensation as disclosed in the Company's
2021 annual meeting proxy statement.
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 935395485
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Caroline D. Dorsa Mgmt For For
1B. Election of Director: Robert S. Epstein, Mgmt For For
M.D.
1C. Election of Director: Scott Gottlieb, M.D. Mgmt For For
1D. Election of Director: Gary S. Guthart Mgmt For For
1E. Election of Director: Philip W. Schiller Mgmt For For
1F. Election of Director: John W. Thompson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 2, 2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the named executive
officers as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935345214
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Nadja Y. West Mgmt For For
1N. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021.
4. Report on Government Financial Support and Shr Against For
Access to COVID-19 Vaccines and
Therapeutics.
5. Independent Board Chair. Shr Against For
6. Civil Rights Audit. Shr For Against
7. Executive Compensation Bonus Deferral. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 935343272
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John W. Culver Mgmt For For
1B. Election of Director: Robert W. Decherd Mgmt For For
1C. Election of Director: Michael D. Hsu Mgmt For For
1D. Election of Director: Mae C. Jemison, M.D. Mgmt For For
1E. Election of Director: S. Todd Maclin Mgmt For For
1F. Election of Director: Sherilyn S. McCoy Mgmt For For
1G. Election of Director: Christa S. Quarles Mgmt For For
1H. Election of Director: Ian C. Read Mgmt For For
1I. Election of Director: Dunia A. Shive Mgmt For For
1J. Election of Director: Mark T. Smucker Mgmt For For
1K. Election of Director: Michael D. White Mgmt For For
2. Ratification of Auditor. Mgmt For For
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Approval of 2021 Equity Participation Plan. Mgmt For For
5. Approval of 2021 Outside Directors' Mgmt For For
Compensation Plan.
6. Reduce Ownership Threshold required to call Mgmt For For
a Special Meeting of Stockholders.
7. Stockholder Proposal Regarding Right to Act Shr Against For
by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
LABORATORY CORP. OF AMERICA HOLDINGS Agenda Number: 935373059
--------------------------------------------------------------------------------------------------------------------------
Security: 50540R409
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: LH
ISIN: US50540R4092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kerrii B. Anderson Mgmt For For
1B. Election of Director: Jean-Luc Belingard Mgmt For For
1C. Election of Director: Jeffrey A. Davis Mgmt For For
1D. Election of Director: D. Gary Gilliland, Mgmt For For
M.D., Ph.D.
1E. Election of Director: Garheng Kong, M.D., Mgmt For For
Ph.D.
1F. Election of Director: Peter M. Neupert Mgmt For For
1G. Election of Director: Richelle P. Parham Mgmt For For
1H. Election of Director: Adam H. Schechter Mgmt For For
1I. Election of Director: Kathryn E. Wengel Mgmt For For
1J. Election of Director: R. Sanders Williams, Mgmt For For
M.D.
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
and Touche LLP as Laboratory Corporation of
America Holdings' independent registered
public accounting firm for the year ending
December 31, 2021.
4. Shareholder proposal seeking an amendment Shr Against For
to our proxy access by-law to remove the
aggregation limit.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935387729
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Daniel J. Heinrich Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Mary Beth West Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2021.
4. Shareholder proposal regarding amending the Shr Against For
Company's proxy access bylaw to remove
shareholder aggregation limits.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr Against For
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr Against For
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
METTLER-TOLEDO INTERNATIONAL INC. Agenda Number: 935348311
--------------------------------------------------------------------------------------------------------------------------
Security: 592688105
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: MTD
ISIN: US5926881054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTORS: Robert F. Spoerry Mgmt For For
1.2 ELECTION OF DIRECTOR: Wah-Hui Chu Mgmt For For
1.3 ELECTION OF DIRECTOR: Domitille Doat-Le Mgmt For For
Bigot
1.4 ELECTION OF DIRECTOR: Olivier A. Filliol Mgmt For For
1.5 ELECTION OF DIRECTOR: Elisha W. Finney Mgmt For For
1.6 ELECTION OF DIRECTOR: Richard Francis Mgmt For For
1.7 ELECTION OF DIRECTOR: Michael A. Kelly Mgmt For For
1.8 ELECTION OF DIRECTOR: Thomas P. Salice Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE METTLER-TOLEDO Mgmt For For
INTERNATIONAL INC. 2013 EQUITY INCENTIVE
PLAN (AMENDED AND RESTATED EFFECTIVE AS OF
MAY 6, 2021).
--------------------------------------------------------------------------------------------------------------------------
MODERNA, INC. Agenda Number: 935347206
--------------------------------------------------------------------------------------------------------------------------
Security: 60770K107
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: MRNA
ISIN: US60770K1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Robert Langer, Sc.D. Mgmt For For
Elizabeth Nabel, M.D. Mgmt For For
Elizabeth Tallett Mgmt For For
2. To cast a non-binding, advisory vote to Mgmt For For
approve the compensation of our named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our registered independent public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935406252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Richard N.
Barton
1B. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Rodolphe
Belmer
1C. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Bradford L.
Smith
1D. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Anne M.
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the Company's Mgmt Against Against
executive officer compensation.
4. Stockholder proposal entitled, "Proposal 4 Shr Against For
- Political Disclosures," if properly
presented at the meeting.
5. Stockholder proposal entitled, "Proposal 5 Shr For Against
- Simple Majority Vote," if properly
presented at the meeting.
6. Stockholder proposal entitled, "Stockholder Shr Against For
Proposal to Improve the Executive
Compensation Philosophy," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
PERKINELMER, INC. Agenda Number: 935345505
--------------------------------------------------------------------------------------------------------------------------
Security: 714046109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: PKI
ISIN: US7140461093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for one year term: Mgmt For For
Peter Barrett, PhD
1B. Election of Director for one year term: Mgmt For For
Samuel R. Chapin
1C. Election of Director for one year term: Mgmt For For
Sylvie Gregoire, PharmD
1D. Election of Director for one year term: Mgmt For For
Alexis P. Michas
1E. Election of Director for one year term: Mgmt For For
Prahlad R. Singh, PhD
1F. Election of Director for one year term: Mgmt For For
Michel Vounatsos
1G. Election of Director for one year term: Mgmt For For
Frank Witney, PhD
1H. Election of Director for one year term: Mgmt For For
Pascale Witz
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as PerkinElmer's independent
registered public accounting firm for the
current fiscal year.
3. To approve, by non-binding advisory vote, Mgmt For For
our executive compensation.
--------------------------------------------------------------------------------------------------------------------------
QIAGEN N.V. Agenda Number: 935455990
--------------------------------------------------------------------------------------------------------------------------
Security: N72482123
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: QGEN
ISIN: NL0012169213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Proposal to adopt the Annual Accounts for Mgmt For For
the year ended December 31, 2020 ("Calendar
Year 2020").
2 Proposal to cast a favorable non-binding Mgmt Against Against
advisory vote in respect of the
Remuneration Report 2020.
3 Proposal to discharge from liability the Mgmt For For
Managing Directors for the performance of
their duties during Calendar Year 2020.
4 Proposal to discharge from liability the Mgmt For For
Supervisory Directors for the performance
of their duties during Calendar Year 2020.
5A Reappointment of the Supervisory Director: Mgmt For For
Dr. Metin Colpan
5B Reappointment of the Supervisory Director: Mgmt For For
Mr. Thomas Ebeling
5C Reappointment of the Supervisory Director: Mgmt For For
Dr. Toralf Haag
5D Reappointment of the Supervisory Director: Mgmt For For
Prof. Dr. Ross L. Levine
5E Reappointment of the Supervisory Director: Mgmt For For
Prof. Dr. Elaine Mardis
5F Reappointment of the Supervisory Director: Mgmt For For
Mr. Lawrence A. Rosen
5G Reappointment of the Supervisory Director: Mgmt For For
Ms. Elizabeth E. Tallett
6A Reappointment of the Managing Director: Mr. Mgmt For For
Thierry Bernard
6B Reappointment of the Managing Director: Mr. Mgmt For For
Roland Sackers
7 Proposal to adopt the Remuneration Policy Mgmt Against Against
with respect to the Managing Board.
8A Remuneration of the Supervisory Board: Mgmt Against Against
Proposal to adopt the partial amendment of
the Remuneration Policy with respect to the
Supervisory Board.
8B Remuneration of the Supervisory Board: Mgmt Against Against
Proposal to determine the remuneration of
members of the Supervisory Board.
9 Proposal to reappoint KPMG Accountants N.V. Mgmt For For
as auditors of the Company for the calendar
year ending December 31, 2021.
10A Proposal to authorize the Supervisory Mgmt Against Against
Board, until December 29, 2022 to: issue a
number of ordinary shares and financing
preference shares and grant rights to
subscribe for such shares of up to 50% of
the aggregate par value of all shares
issued and outstanding.
10B Proposal to authorize the Supervisory Mgmt For For
Board, until December 29, 2022 to: restrict
or exclude the pre-emptive rights with
respect to issuing ordinary shares or
granting subscription rights of up to 10%
of the aggregate par value of all shares
issued and outstanding.
10C Proposal to authorize the Supervisory Mgmt Against Against
Board, until December 29, 2022 to: solely
for the purpose of strategic transactions
such as mergers, acquisitions or strategic
alliances, to restrict or exclude the
pre-emptive rights with respect to issuing
additional ordinary shares or granting
subscription rights of up to 10% of the
aggregate par value of all shares issued
and outstanding.
11 Proposal to authorize the Managing Board, Mgmt For For
until December 29, 2022, to acquire shares
in the Company's own share capital.
12 Proposal to resolve upon the amendment of Mgmt For For
the Company's Articles of Association in
connection with changes to Dutch law.
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 935378819
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Vicky B. Gregg Mgmt For For
1.2 Election of Director: Wright L. Lassiter Mgmt For For
III
1.3 Election of Director: Timothy L. Main Mgmt For For
1.4 Election of Director: Denise M. Morrison Mgmt For For
1.5 Election of Director: Gary M. Pfeiffer Mgmt For For
1.6 Election of Director: Timothy M. Ring Mgmt For For
1.7 Election of Director: Stephen H. Rusckowski Mgmt For For
1.8 Election of Director: Helen I. Torley Mgmt For For
1.9 Election of Director: Gail R. Wilensky Mgmt For For
2. An advisory resolution to approve the Mgmt For For
executive officer compensation disclosed in
the Company's 2021 proxy statement.
3. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
4. Stockholder proposal regarding the right to Shr For Against
act by written consent, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935414627
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1B. Election of Director: Arthur F. Ryan Mgmt For For
1C. Election of Director: George L. Sing Mgmt For For
1D. Election of Director: Marc Tessier-Lavigne, Mgmt Against Against
Ph.D.
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SANOFI Agenda Number: 935384848
--------------------------------------------------------------------------------------------------------------------------
Security: 80105N105
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: SNY
ISIN: US80105N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the individual company Mgmt For For
financial statements for the year ended
December 31, 2020.
2. Approval of the consolidated financial Mgmt For For
statements for the year ended December 31,
2020.
3. Appropriation of results for the year ended Mgmt For For
December 31, 2020 and declaration of
dividend.
4. Ratification of the co-opting of Gilles Mgmt For For
Schnepp as a director.
5. Reappointment of Fabienne Lecorvaisier as a Mgmt For For
Director.
6. Reappointment of Melanie Lee as a director. Mgmt For For
7. Appointment of Barbara Lavernos as a Mgmt For For
director.
8. Approval of the report on the compensation Mgmt For For
of corporate officers issued in accordance
with Article L. 22-10-9 of the French
Commercial Code.
9. Approval of the components of the Mgmt For For
compensation paid or awarded in respect of
the year ended December 31, 2020 to Serge
Weinberg, Chairman of the Board.
10. Approval of the components of the Mgmt For For
compensation paid or awarded in respect of
the year ended December 31, 2020 to Paul
Hudson, Chief Executive Officer.
11. Approval of the compensation policy for Mgmt For For
directors.
12. Approval of the compensation policy for the Mgmt For For
Chairman of the Board of Directors.
13. Approval of the compensation policy for the Mgmt For For
Chief Executive Officer.
14. Authorization to the Board of Directors to Mgmt For For
carry out transactions in the Company's
shares (usable outside the period of a
public tender offer).
15. Authorization to the Board of Directors to Mgmt For For
reduce the share capital by cancellation of
treasury shares.
16. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
17. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
18. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
19. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
20. Delegation to the Board of Directors of Mgmt For For
competence to increase ...(due to space
limits, see proxy statement for full
proposal).
21. Delegation to the Board of Directors of Mgmt For For
competence with a view ...(due to space
limits, see proxy statement for full
proposal).
22. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
23. Delegation to the Board of Directors of Mgmt For For
competence to decide on ...(due to space
limits, see proxy statement for full
proposal).
24. Authorization to the Board of Directors to Mgmt For For
carry out consideration-free allotments of
existing or new shares to some or all of
the salaried employees and corporate
officers of the Group.
25. Amendment to Article 13 of the Articles of Mgmt For For
Association to allow the Board of Directors
to take decisions by written consultation.
26. Amendment to Articles 14 and 17 of the Mgmt For For
Articles of Association to align their
content with the PACTE law.
27. Powers for formalities. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STEPAN COMPANY Agenda Number: 935367246
--------------------------------------------------------------------------------------------------------------------------
Security: 858586100
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: SCL
ISIN: US8585861003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Randall S. Dearth Mgmt For For
1.2 Election of Director: Gregory E. Lawton Mgmt For For
1.3 Election of Director: Jan Stern Reed Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as Stepan Company's independent
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
STERICYCLE, INC. Agenda Number: 935394813
--------------------------------------------------------------------------------------------------------------------------
Security: 858912108
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SRCL
ISIN: US8589121081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert S. Murley Mgmt For For
1B. Election of Director: Cindy J. Miller Mgmt For For
1C. Election of Director: Brian P. Anderson Mgmt For For
1D. Election of Director: Lynn D. Bleil Mgmt For For
1E. Election of Director: Thomas F. Chen Mgmt For For
1F. Election of Director: J. Joel Hackney, Jr. Mgmt For For
1G. Election of Director: Veronica M. Hagen Mgmt For For
1H. Election of Director: Stephen C. Hooley Mgmt For For
1I. Election of Director: James J. Martell Mgmt For For
1J. Election of Director: Kay G. Priestly Mgmt For For
1K. Election of Director: James L. Welch Mgmt For For
1L. Election of Director: Mike S. Zafirovski Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approval of the Stericycle, Inc. 2021 Mgmt For For
Long-Term Incentive Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2021.
5. Stockholder proposal entitled Improve our Shr For Against
Excess Baggage Special Shareholder Meeting
"Right".
6. Stockholder proposal with respect to Shr Against For
amendment of our compensation clawback
policy.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935274794
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Special
Meeting Date: 29-Oct-2020
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Share Issuance. To approve the Mgmt For For
issuance of shares of Teladoc Health, Inc.
("Teladoc") common stock to the
shareholders of Livongo Health, Inc.
("Livongo") pursuant to the Agreement and
Plan of Merger, dated as of August 5, 2020,
by and among Teladoc, Livongo, and
Tempranillo Merger Sub, Inc., a
wholly-owned subsidiary of Teladoc (the
"Teladoc share issuance proposal").
2. Adoption of Charter Amendment. To adopt an Mgmt For For
amendment to the certificate of
incorporation of Teladoc (the "Teladoc
charter amendment proposal")
3. Adjournment of Teladoc Shareholder Meeting. Mgmt For For
To approve the adjournment of the Teladoc
shareholder meeting to solicit additional
proxies if there are not sufficient votes
at the time of the Teladoc shareholder
meeting to approve the Teladoc share
issuance proposal and the Teladoc charter
amendment proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Teladoc shareholders.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935377437
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Christopher Bischoff
1B. Election of Director for a term of one Mgmt For For
year: Karen L. Daniel
1C. Election of Director for a term of one Mgmt For For
year: Sandra L. Fenwick
1D. Election of Director for a term of one Mgmt For For
year: William H. Frist, MD
1E. Election of Director for a term of one Mgmt For For
year: Jason Gorevic
1F. Election of Director for a term of one Mgmt For For
year: Catherine A. Jacobson
1G. Election of Director for a term of one Mgmt For For
year: Thomas G. McKinley
1H. Election of Director for a term of one Mgmt For For
year: Kenneth H. Paulus
1I. Election of Director for a term of one Mgmt For For
year: David Shedlarz
1J. Election of Director for a term of one Mgmt For For
year: Mark Douglas Smith, MD
1K. Election of Director for a term of one Mgmt For For
year: David B. Snow, Jr.
2. Approve, on an advisory basis, the Mgmt For For
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY Agenda Number: 935281383
--------------------------------------------------------------------------------------------------------------------------
Security: 189054109
Meeting Type: Annual
Meeting Date: 18-Nov-2020
Ticker: CLX
ISIN: US1890541097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Banse Mgmt For For
1B. Election of Director: Richard H. Carmona Mgmt For For
1C. Election of Director: Benno Dorer Mgmt For For
1D. Election of Director: Spencer C. Fleischer Mgmt For For
1E. Election of Director: Esther Lee Mgmt For For
1F. Election of Director: A.D. David Mackay Mgmt For For
1G. Election of Director: Paul Parker Mgmt For For
1H. Election of Director: Linda Rendle Mgmt For For
1I. Election of Director: Matthew J. Shattock Mgmt For For
1J. Election of Director: Kathryn Tesija Mgmt For For
1K. Election of Director: Pamela Thomas-Graham Mgmt For For
1L. Election of Director: Russell Weiner Mgmt For For
1M. Election of Director: Christopher J. Mgmt For For
Williams
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as the Clorox Company's
Independent Registered Public Accounting
Firm.
4. Approval of the Amended and Restated Mgmt For For
Certificate of Incorporation to Eliminate
Supermajority Voting Provision.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935365874
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG Mgmt For For
LLP.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay").
4. Shareholder Proposal Regarding Amendment of Shr Against For
Shareholder Written Consent Right.
5. Shareholder Proposal Regarding Political Shr Against For
Contributions Congruency Analysis.
6. Shareholder Proposal Regarding Report on Shr Against For
Prison Labor in the Supply Chain.
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 935432889
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nora A. Aufreiter Mgmt For For
1B. Election of Director: Kevin M. Brown Mgmt For For
1C. Election of Director: Anne Gates Mgmt For For
1D. Election of Director: Karen M. Hoguet Mgmt For For
1E. Election of Director: W. Rodney McMullen Mgmt For For
1F. Election of Director: Clyde R. Moore Mgmt For For
1G. Election of Director: Ronald L. Sargent Mgmt For For
1H. Election of Director: J. Amanda Sourry Knox Mgmt For For
1I. Election of Director: Mark S. Sutton Mgmt For For
1J. Election of Director: Ashok Vemuri Mgmt For For
2. Approval, on an advisory basis, of Kroger's Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP, Mgmt For For
as auditors.
4. A shareholder proposal, if properly Shr Against For
presented, to issue a report assessing the
environmental impacts of using unrecyclable
packaging for private label brands.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935375736
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: R. Alexandra Keith Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: James C. Mullen Mgmt For For
1I. Election of Director: Lars R. Sorensen Mgmt For For
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt For For
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2021.
4. A shareholder Proposal regarding special Shr For Against
Shareholder Meetings.
--------------------------------------------------------------------------------------------------------------------------
VIR BIOTECHNOLOGY, INC. Agenda Number: 935372615
--------------------------------------------------------------------------------------------------------------------------
Security: 92764N102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: VIR
ISIN: US92764N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Robert Mgmt For For
Nelsen
1B. Election of Class II Director: Robert Perez Mgmt For For
1C. Election of Class II Director: Phillip Mgmt For For
Sharp, Ph.D.
2. Advisory vote on the frequency of Mgmt 1 Year For
solicitation of advisory stockholder
approval of executive compensation.
3. Ratification of selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC. Agenda Number: 935315071
--------------------------------------------------------------------------------------------------------------------------
Security: 931427108
Meeting Type: Annual
Meeting Date: 28-Jan-2021
Ticker: WBA
ISIN: US9314271084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose E. Almeida Mgmt For For
1B. Election of Director: Janice M. Babiak Mgmt For For
1C. Election of Director: David J. Brailer Mgmt For For
1D. Election of Director: William C. Foote Mgmt For For
1E. Election of Director: Ginger L. Graham Mgmt For For
1F. Election of Director: Valerie B. Jarrett Mgmt For For
1G. Election of Director: John A. Lederer Mgmt For For
1H. Election of Director: Dominic P. Murphy Mgmt For For
1I. Election of Director: Stefano Pessina Mgmt For For
1J. Election of Director: Nancy M. Schlichting Mgmt For For
1K. Election of Director: James A. Skinner Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for fiscal year
2021.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
4. Approval of the 2021 Walgreens Boots Mgmt For For
Alliance, Inc. Omnibus Incentive Plan.
5. Stockholder proposal requesting an Shr Against For
independent Board Chairman.
6. Stockholder proposal requesting report on Shr Against For
how health risks from COVID-19 impact the
Company's tobacco sales decision-making.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935404866
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cesar Conde Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Sarah J. Friar Mgmt For For
1D. Election of Director: Carla A. Harris Mgmt For For
1E. Election of Director: Thomas W. Horton Mgmt For For
1F. Election of Director: Marissa A. Mayer Mgmt For For
1G. Election of Director: C. Douglas McMillon Mgmt For For
1H. Election of Director: Gregory B. Penner Mgmt For For
1I. Election of Director: Steven S Reinemund Mgmt For For
1J. Election of Director: Randall L. Stephenson Mgmt For For
1K. Election of Director: S. Robson Walton Mgmt For For
1L. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants.
4. Report on Refrigerants Released from Shr Against For
Operations.
5. Report on Lobbying Disclosures. Shr Against For
6. Report on Alignment of Racial Justice Goals Shr Against For
and Starting Wages.
7. Create a Pandemic Workforce Advisory Shr Against For
Council.
8. Report on Statement of the Purpose of a Shr Against For
Corporation.
--------------------------------------------------------------------------------------------------------------------------
WATERS CORPORATION Agenda Number: 935361888
--------------------------------------------------------------------------------------------------------------------------
Security: 941848103
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: WAT
ISIN: US9418481035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of Mgmt For For
one year: Udit Batra
1.2 Election of Director to serve for a term of Mgmt For For
one year: Linda Baddour
1.3 Election of Director to serve for a term of Mgmt For For
one year: Michael J. Berendt
1.4 Election of Director to serve for a term of Mgmt For For
one year: Edward Conard
1.5 Election of Director to serve for a term of Mgmt For For
one year: Gary E. Hendrickson
1.6 Election of Director to serve for a term of Mgmt For For
one year: Pearl S. Huang
1.7 Election of Director to serve for a term of Mgmt For For
one year: Christopher A. Kuebler
1.8 Election of Director to serve for a term of Mgmt For For
one year: Flemming Ornskov
1.9 Election of Director to serve for a term of Mgmt For For
one year: Thomas P. Salice
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for the fiscal year ending December
31, 2021.
3. To approve, by non-binding vote, named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
XYLEM INC. Agenda Number: 935365658
--------------------------------------------------------------------------------------------------------------------------
Security: 98419M100
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: XYL
ISIN: US98419M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeanne Beliveau-Dunn Mgmt For For
1B. Election of Director: Patrick K. Decker Mgmt For For
1C. Election of Director: Robert F. Friel Mgmt For For
1D. Election of Director: Jorge M. Gomez Mgmt For For
1E. Election of Director: Victoria D. Harker Mgmt For For
1F. Election of Director: Steven R. Loranger Mgmt For For
1G. Election of Director: Surya N. Mohapatra, Mgmt For For
Ph.D.
1H. Election of Director: Jerome A. Peribere Mgmt For For
1I. Election of Director: Markos I. Tambakeras Mgmt For For
1J. Election of Director: Lila Tretikov Mgmt For For
1K. Election of Director: Uday Yadav Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our Independent Registered
Public Accounting Firm for 2021.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Shareholder proposal requesting amendments Shr Against For
to our proxy access by-law, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC. Agenda Number: 935412926
--------------------------------------------------------------------------------------------------------------------------
Security: 98980L101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: ZM
ISIN: US98980L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Chadwick Mgmt For For
Kimberly L. Hammonds Mgmt For For
Dan Scheinman Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
3. To approve, on an advisory non-binding Mgmt Against Against
basis, the compensation of our named
executive officers as disclosed in our
proxy statement.
4. To approve, on an advisory non-binding Mgmt 1 Year For
basis, the frequency of future advisory
non-binding votes on the compensation of
our named executive officers.
Pacer CFRA-Stovall Equal Weight Seasonal Rotation ETF
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 935359085
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Thomas "Tony" K.
Brown
1B. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Pamela J. Craig
1C. Elect the member to the Board of Directors Mgmt For For
for a term of one year: David B. Dillon
1D. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Michael L. Eskew
1E. Elect the member to the Board of Directors Mgmt For For
for a term of one year: James R. Fitterling
1F. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Herbert L. Henkel
1G. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Amy E. Hood
1H. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Muhtar Kent
1I. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Dambisa F. Moyo
1J. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Gregory R. Page
1K. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Michael F. Roman
1L. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Patricia A. Woertz
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as 3M's
independent registered public accounting
firm.
3. Advisory approval of executive Mgmt For For
compensation.
4. To approve the amendment and restatement of Mgmt For For
3M Company 2016 Long-Term Incentive Plan.
5. Shareholder proposal on setting target Shr Against For
amounts for CEO compensation.
6. Shareholder proposal on transitioning the Shr Against For
Company to a public benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
A.O. SMITH CORPORATION Agenda Number: 935340529
--------------------------------------------------------------------------------------------------------------------------
Security: 831865209
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: AOS
ISIN: US8318652091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald D. Brown Mgmt For For
Dr. Ilham Kadri Mgmt For For
Idelle K. Wolf Mgmt For For
Gene C. Wulf Mgmt For For
2. Proposal to approve, by nonbinding advisory Mgmt For For
vote, the compensation of our named
executive officers.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm of the corporation.
--------------------------------------------------------------------------------------------------------------------------
ABIOMED, INC. Agenda Number: 935242761
--------------------------------------------------------------------------------------------------------------------------
Security: 003654100
Meeting Type: Annual
Meeting Date: 12-Aug-2020
Ticker: ABMD
ISIN: US0036541003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dorothy E. Puhy Mgmt For For
Paul G. Thomas Mgmt For For
C.D. Van Gorder Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt For For
the compensation of our named executive
officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935318128
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Appointment of Director: Jaime Ardila Mgmt For For
1B. Appointment of Director: Herbert Hainer Mgmt For For
1C. Appointment of Director: Nancy McKinstry Mgmt For For
1D. Appointment of Director: Beth E. Mooney Mgmt For For
1E. Appointment of Director: Gilles C. Pelisson Mgmt For For
1F. Appointment of Director: Paula A. Price Mgmt For For
1G. Appointment of Director: Venkata (Murthy) Mgmt For For
Renduchintala
1H. Appointment of Director: David Rowland Mgmt For For
1I. Appointment of Director: Arun Sarin Mgmt For For
1J. Appointment of Director: Julie Sweet Mgmt For For
1K. Appointment of Director: Frank K. Tang Mgmt For For
1L. Appointment of Director: Tracey T. Travis Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To ratify, in a non-binding vote, the Mgmt For For
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
4. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
5. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
6. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC Agenda Number: 935343412
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Amy Banse
1B. Election of Director for a term of one Mgmt For For
year: Melanie Boulden
1C. Election of Director for a term of one Mgmt For For
year: Frank Calderoni
1D. Election of Director for a term of one Mgmt For For
year: James Daley
1E. Election of Director for a term of one Mgmt For For
year: Laura Desmond
1F. Election of Director for a term of one Mgmt For For
year: Shantanu Narayen
1G. Election of Director for a term of one Mgmt For For
year: Kathleen Oberg
1H. Election of Director for a term of one Mgmt For For
year: Dheeraj Pandey
1I. Election of Director for a term of one Mgmt For For
year: David Ricks
1J. Election of Director for a term of one Mgmt For For
year: Daniel Rosensweig
1K. Election of Director for a term of one Mgmt For For
year: John Warnock
2. Approve the Adobe Inc. 2019 Equity Mgmt For For
Incentive Plan, as amended, to increase the
available share reserve by 6 million
shares.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on December
3, 2021.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC. Agenda Number: 935378718
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AAP
ISIN: US00751Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carla J. Bailo Mgmt For For
1B. Election of Director: John F. Ferraro Mgmt For For
1C. Election of Director: Thomas R. Greco Mgmt For For
1D. Election of Director: Jeffrey J. Jones II Mgmt For For
1E. Election of Director: Eugene I. Lee, Jr. Mgmt For For
1F. Election of Director: Sharon L. McCollam Mgmt For For
1G. Election of Director: Douglas A. Pertz Mgmt For For
1H. Election of Director: Nigel Travis Mgmt For For
1I. Election of Director: Arthur L. Valdez Jr. Mgmt For For
2. Approve, by advisory vote, the compensation Mgmt For For
of our named executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP (Deloitte) as our independent
registered public accounting firm for 2021.
4. Advisory vote on the stockholder proposal, Shr Against For
if presented at the Annual Meeting,
regarding amending our proxy access rights
to remove the shareholder aggregation
limit.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935345810
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Special
Meeting Date: 07-Apr-2021
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of common Mgmt For For
stock, par value $0.01 per share, of AMD to
the stockholders of Xilinx, Inc. ("Xilinx")
in connection with the merger contemplated
by the Agreement and Plan of Merger, dated
October 26, 2020, as it may be amended from
time to time, by and among AMD, Thrones
Merger Sub, Inc., a wholly owned subsidiary
of AMD, and Xilinx (the "AMD share issuance
proposal").
2. Approve the adjournment of the Special Mgmt For For
Meeting, if necessary or appropriate, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve the AMD share
issuance proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to the stockholders of AMD.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935366523
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John E. Caldwell Mgmt For For
1B. Election of Director: Nora M. Denzel Mgmt For For
1C. Election of Director: Mark Durcan Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Joseph A. Householder Mgmt For For
1F. Election of Director: John W. Marren Mgmt For For
1G. Election of Director: Lisa T. Su Mgmt For For
1H. Election of Director: Abhi Y. Talwalkar Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
3. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 935315045
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 28-Jan-2021
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan K. Carter Mgmt For For
1b. Election of Director: Charles I. Cogut Mgmt For For
1c. Election of Director: Lisa A. Davis Mgmt For For
1d. Election of Director: Chadwick C. Deaton Mgmt For For
1e. Election of Director: Seifollah Ghasemi Mgmt For For
1f. Election of Director: David H.Y. Ho Mgmt For For
1g. Election of Director: Edward L. Monser Mgmt For For
1h. Election of Director: Matthew H. Paull Mgmt For For
2. Advisory vote approving the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the Air Products and Chemicals, Mgmt For For
Inc. 2021 Long-Term Incentive Plan.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 935407420
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon Bowen Mgmt For For
1B. Election of Director: Marianne Brown Mgmt For For
1C. Election of Director: Monte Ford Mgmt For For
1D. Election of Director: Jill Greenthal Mgmt For For
1E. Election of Director: Dan Hesse Mgmt For For
1F. Election of Director: Tom Killalea Mgmt For For
1G. Election of Director: Tom Leighton Mgmt For For
1H. Election of Director: Jonathan Miller Mgmt For For
1I. Election of Director: Madhu Ranganathan Mgmt For For
1J. Election of Director: Ben Verwaayen Mgmt For For
1K. Election of Director: Bill Wagner Mgmt For For
2. To approve an amendment and restatement of Mgmt For For
the Akamai Technologies, Inc. 2013 Stock
Incentive Plan.
3. To approve, on an advisory basis, our Mgmt For For
executive officer compensation.
4. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALASKA AIR GROUP, INC. Agenda Number: 935362905
--------------------------------------------------------------------------------------------------------------------------
Security: 011659109
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ALK
ISIN: US0116591092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to One-Year Terms: Mgmt For For
Patricia M. Bedient
1b. Election of Director to One-Year Terms: Mgmt For For
James A. Beer
1c. Election of Director to One-Year Terms: Mgmt For For
Raymond L. Conner
1d. Election of Director to One-Year Terms: Mgmt For For
Daniel K. Elwell
1e. Election of Director to One-Year Terms: Mgmt For For
Dhiren R. Fonseca
1f. Election of Director to One-Year Terms: Mgmt For For
Kathleen T. Hogan
1g. Election of Director to One-Year Terms: Mgmt Against Against
Jessie J. Knight, Jr.
1h. Election of Director to One-Year Terms: Mgmt For For
Susan J. Li
1i. Election of Director to One-Year Terms: Mgmt For For
Benito Minicucci
1j. Election of Director to One-Year Terms: Mgmt For For
Helvi K. Sandvik
1k. Election of Director to One-Year Terms: J. Mgmt For For
Kenneth Thompson
1l. Election of Director to One-Year Terms: Mgmt For For
Bradley D. Tilden
1m. Election of Director to One-Year Terms: Mgmt For For
Eric K. Yeaman
2. Approve (on an advisory basis) the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accountants for the fiscal year 2021.
4. Approve the amendment and restatement of Mgmt For For
the Company's 2016 Performance Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION Agenda Number: 935355936
--------------------------------------------------------------------------------------------------------------------------
Security: 012653101
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: ALB
ISIN: US0126531013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the non-binding advisory Mgmt For For
resolution approving the compensation of
our named executive officers.
2A. Elect nominee to the Board of Director: Mgmt For For
Mary Lauren Brlas
2B. Elect nominee to the Board of Director: J. Mgmt For For
Kent Masters, Jr.
2C. Elect nominee to the Board of Director: Mgmt For For
Glenda J. Minor
2D. Elect nominee to the Board of Director: Mgmt For For
James J. O'Brien
2E. Elect nominee to the Board of Director: Mgmt For For
Diarmuid B. O'Connell
2F. Elect nominee to the Board of Director: Mgmt For For
Dean L. Seavers
2G. Elect nominee to the Board of Director: Mgmt For For
Gerald A. Steiner
2H. Elect nominee to the Board of Director: Mgmt For For
Holly A. Van Deursen
2I. Elect nominee to the Board of Director: Mgmt For For
Alejandro D. Wolff
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Albemarle's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALLEGION PLC Agenda Number: 935404133
--------------------------------------------------------------------------------------------------------------------------
Security: G0176J109
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: ALLE
ISIN: IE00BFRT3W74
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kirk S. Hachigian Mgmt For For
1B. Election of Director: Steven C. Mizell Mgmt For For
1C. Election of Director: Nicole Parent Haughey Mgmt For For
1D. Election of Director: David D. Petratis Mgmt For For
1E. Election of Director: Dean I. Schaffer Mgmt For For
1F. Election of Director: Charles L. Szews Mgmt For For
1G. Election of Director: Dev Vardhan Mgmt For For
1H. Election of Director: Martin E. Welch III Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the appointment of Mgmt For For
PricewaterhouseCoopers as independent
auditors of the Company and authorize the
Audit and Finance Committee of the Board of
Directors to set the auditors'
remuneration.
4. Approval of renewal of the Board of Mgmt For For
Directors' existing authority to issue
shares.
5. Approval of renewal of the Board of Mgmt For For
Directors' existing authority to issue
shares for cash without first offering
shares to existing shareholders (Special
Resolution).
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP INC. Agenda Number: 935416734
--------------------------------------------------------------------------------------------------------------------------
Security: 02376R102
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: AAL
ISIN: US02376R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: James F. Albaugh
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Jeffrey D. Benjamin
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Adriane M. Brown
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: John T. Cahill
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Michael J. Embler
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Matthew J. Hart
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Susan D. Kronick
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Martin H. Nesbitt
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Denise M. O'Leary
1J. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: W. Douglas Parker
1K. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Ray M. Robinson
1L. Election of Director to serve until the Mgmt Against Against
2022 Annual Meeting: Douglas M. Steenland
2. A proposal to ratify the appointment of Mgmt For For
KPMG LLP as the independent registered
public accounting firm of American Airlines
Group Inc. for the fiscal year ending
December 31, 2021.
3. A proposal to consider and approve, on a Mgmt Against Against
non-binding, advisory basis, executive
compensation of American Airlines Group
Inc. as disclosed in the proxy statement.
4. Advisory vote on a stockholder proposal to Shr For Against
amend certain voting thresholds.
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 935352586
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: AME
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for three years term: Mgmt For For
Tod E. Carpenter
1B. Election of Director for three years term: Mgmt For For
Karleen M. Oberton
2. Approval, by advisory vote, of the Mgmt For For
compensation of AMETEK, Inc.'s named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION Agenda Number: 935397782
--------------------------------------------------------------------------------------------------------------------------
Security: 032095101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: APH
ISIN: US0320951017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Stanley L. Clark Mgmt For For
1.2 Election of Director: John D. Craig Mgmt For For
1.3 Election of Director: David P. Falck Mgmt For For
1.4 Election of Director: Edward G. Jepsen Mgmt For For
1.5 Election of Director: Rita S. Lane Mgmt For For
1.6 Election of Director: Robert A. Livingston Mgmt For For
1.7 Election of Director: Martin H. Loeffler Mgmt For For
1.8 Election of Director: R. Adam Norwitt Mgmt For For
1.9 Election of Director: Anne Clarke Wolff Mgmt For For
2. Ratify the Selection of Deloitte & Touche Mgmt For For
LLP as Independent Public Accountants.
3. Advisory Vote to Approve Compensation of Mgmt For For
Named Executive Officers.
4. Ratify and Approve the Amended and Restated Mgmt Against Against
2017 Stock Purchase Option Plan for Key
Employees of Amphenol and Subsidiaries.
5. Approve an Amendment to the Company's Mgmt For For
Certificate of Incorporation to Increase
the Number of Authorized Shares.
6. Stockholder Proposal: Improve Our Catch-22 Shr Against For
Proxy Access.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935326252
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ray Stata Mgmt For For
1B. Election of Director: Vincent Roche Mgmt For For
1C. Election of Director: James A. Champy Mgmt For For
1D. Election of Director: Anantha P. Mgmt For For
Chandrakasan
1E. Election of Director: Bruce R. Evans Mgmt For For
1F. Election of Director: Edward H. Frank Mgmt For For
1G. Election of Director: Laurie H. Glimcher Mgmt For For
1H. Election of Director: Karen M. Golz Mgmt For For
1I. Election of Director: Mark M. Little Mgmt For For
1J. Election of Director: Kenton J. Sicchitano Mgmt For For
1K. Election of Director: Susie Wee Mgmt For For
2. Advisory resolution to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
ANSYS, INC. Agenda Number: 935371459
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ANSS
ISIN: US03662Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director for Three-Year Mgmt For For
Term: Jim Frankola
1B. Election of Class I Director for Three-Year Mgmt For For
Term: Alec D. Gallimore
1C. Election of Class I Director for Three-Year Mgmt For For
Term: Ronald W. Hovsepian
2. Ratification of the Selection of Deloitte & Mgmt For For
Touche LLP as the Company's Independent
Registered Public Accounting Firm for
Fiscal Year 2021.
3. Approval of the ANSYS, Inc. 2021 Equity and Mgmt For For
Incentive Compensation Plan.
4. Advisory Approval of the Compensation of Mgmt For For
Our Named Executive Officers.
5. Stockholder Proposal Requesting the Shr For Against
Adoption of a Simple Majority Voting
Provision, if Properly Presented.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Against For
"Shareholder Proposal to Improve Executive
Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 935329373
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rani Borkar Mgmt For For
1B. Election of Director: Judy Bruner Mgmt For For
1C. Election of Director: Xun (Eric) Chen Mgmt For For
1D. Election of Director: Aart J. de Geus Mgmt For For
1E. Election of Director: Gary E. Dickerson Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt For For
1G. Election of Director: Alexander A. Karsner Mgmt For For
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2020.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Applied Materials' independent
registered public accounting firm for
fiscal year 2021.
4. Approval of the amended and restated Mgmt For For
Employee Stock Incentive Plan.
5. Approval of the Omnibus Employees' Stock Mgmt For For
Purchase Plan.
6. Shareholder proposal to adopt a policy, and Shr Against For
amend our governing documents as necessary,
to require the Chairman of the Board to be
independent whenever possible including the
next Chairman of the Board transition.
7. Shareholder proposal to improve the Shr Against For
executive compensation program and policy
to include CEO pay ratio and other factors.
--------------------------------------------------------------------------------------------------------------------------
APTIV PLC Agenda Number: 935344349
--------------------------------------------------------------------------------------------------------------------------
Security: G6095L109
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: APTV
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin P. Clark Mgmt For For
1B. Election of Director: Richard L. Clemmer Mgmt For For
1C. Election of Director: Nancy E. Cooper Mgmt For For
1D. Election of Director: Nicholas M. Donofrio Mgmt For For
1E. Election of Director: Rajiv L. Gupta Mgmt For For
1F. Election of Director: Joseph L. Hooley Mgmt For For
1G. Election of Director: Merit E. Janow Mgmt For For
1H. Election of Director: Sean O. Mahoney Mgmt For For
1I. Election of Director: Paul M. Meister Mgmt For For
1J. Election of Director: Robert K. Ortberg Mgmt For For
1K. Election of Director: Colin J. Parris Mgmt For For
1L. Election of Director: Ana G. Pinczuk Mgmt For For
2. Proposal to re-appoint auditors, ratify Mgmt For For
independent public accounting firm and
authorize the directors to determine the
fees paid to the auditors.
3. Say-on-Pay - To approve, by advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ARISTA NETWORKS, INC. Agenda Number: 935400325
--------------------------------------------------------------------------------------------------------------------------
Security: 040413106
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: ANET
ISIN: US0404131064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kelly Battles Mgmt For For
Andreas Bechtolsheim Mgmt For For
Jayshree Ullal Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 935412899
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew Anagnost Mgmt For For
1B. Election of Director: Karen Blasing Mgmt For For
1C. Election of Director: Reid French Mgmt For For
1D. Election of Director: Dr. Ayanna Howard Mgmt For For
1E. Election of Director: Blake Irving Mgmt For For
1F. Election of Director: Mary T. McDowell Mgmt For For
1G. Election of Director: Stephen Milligan Mgmt For For
1H. Election of Director: Lorrie M. Norrington Mgmt For For
1I. Election of Director: Betsy Rafael Mgmt For For
1J. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Autodesk, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
AVERY DENNISON CORPORATION Agenda Number: 935342294
--------------------------------------------------------------------------------------------------------------------------
Security: 053611109
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: AVY
ISIN: US0536111091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bradley Alford Mgmt For For
1B. Election of Director: Anthony Anderson Mgmt For For
1C. Election of Director: Mark Barrenechea Mgmt For For
1D. Election of Director: Mitchell Butier Mgmt For For
1E. Election of Director: Ken Hicks Mgmt For For
1F. Election of Director: Andres Lopez Mgmt For For
1G. Election of Director: Patrick Siewert Mgmt For For
1H. Election of Director: Julia Stewart Mgmt For For
1I. Election of Director: Martha Sullivan Mgmt For For
2. Approval, on an advisory basis, of our Mgmt For For
executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
BALL CORPORATION Agenda Number: 935351445
--------------------------------------------------------------------------------------------------------------------------
Security: 058498106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: BLL
ISIN: US0584981064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John A. Bryant Mgmt For For
Michael J. Cave Mgmt For For
Daniel W. Fisher Mgmt For For
Pedro H. Mariani Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Corporation for 2021.
3. To approve, by non-binding vote, the Mgmt For For
compensation paid to the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 935420656
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Corie S. Barry Mgmt For For
1B. Election of Director: Lisa M. Caputo Mgmt For For
1C. Election of Director: J. Patrick Doyle Mgmt For For
1D. Election of Director: David W. Kenny Mgmt For For
1E. Election of Director: Mario J. Marte Mgmt For For
1F. Election of Director: Karen A. McLoughlin Mgmt For For
1G. Election of Director: Thomas L. Millner Mgmt For For
1H. Election of Director: Claudia F. Munce Mgmt For For
1I. Election of Director: Richelle P. Parham Mgmt For For
1J. Election of Director: Steven E. Rendle Mgmt For For
1K. Election of Director: Eugene A. Woods Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 29, 2022.
3. To approve in a non-binding advisory vote Mgmt For For
our named executive officer compensation.
4. To vote on a shareholder proposal entitled Shr Against For
"Right to Act by Written Consent".
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935408434
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Bob van Dijk Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2020 executive Mgmt For For
compensation.
3. Management proposal to amend the Company's Mgmt For For
1999 Omnibus Plan.
4. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
5. Management proposal to amend the Company's Mgmt Abstain Against
Certificate of Incorporation to allow
stockholders the right to act by written
consent.
6. Stockholder proposal requesting the right Shr For Against
of stockholders to act by written consent.
7. Stockholder proposal requesting the Company Shr For Against
issue a climate transition report.
8. Stockholder proposal requesting the Company Shr Against For
hold an annual advisory stockholder vote on
the Company's climate policies and
strategies.
--------------------------------------------------------------------------------------------------------------------------
BORGWARNER INC. Agenda Number: 935350190
--------------------------------------------------------------------------------------------------------------------------
Security: 099724106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: BWA
ISIN: US0997241064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nelda J. Connors Mgmt For For
1B. Election of Director: Dennis C. Cuneo Mgmt For For
1C. Election of Director: David S. Haffner Mgmt For For
1D. Election of Director: Michael S. Hanley Mgmt For For
1E. Election of Director: Frederic B. Lissalde Mgmt For For
1F. Election of Director: Paul A. Mascarenas Mgmt For For
1G. Election of Director: Shaun E. McAlmont Mgmt For For
1H. Election of Director: Deborah D. McWhinney Mgmt For For
1I. Election of Director: Alexis P. Michas Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
our named executive officers.
3. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
Company for 2021.
4. Stockholder proposal to enable 10% of Shr For Against
shares to request a record date to initiate
stockholder written consent.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 935335768
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 05-Apr-2021
Ticker: AVGO
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ms. Diane M. Bryant Mgmt For For
1B. Election of Director: Ms. Gayla J. Delly Mgmt For For
1C. Election of Director: Mr. Raul J. Fernandez Mgmt For For
1D. Election of Director: Mr. Eddy W. Mgmt For For
Hartenstein
1E. Election of Director: Mr. Check Kian Low Mgmt For For
1F. Election of Director: Ms. Justine F. Page Mgmt For For
1G. Election of Director: Dr. Henry Samueli Mgmt For For
1H. Election of Director: Mr. Hock E. Tan Mgmt For For
1I. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
Pricewaterhouse-Coopers LLP as Broadcom's
independent registered public accounting
firm for the fiscal year ending October 31,
2021.
3. Approval of an amendment and restatement of Mgmt For For
Broadcom's 2012 Stock Incentive Plan.
4. Advisory vote to approve compensation of Mgmt For For
Broadcom's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
C.H. ROBINSON WORLDWIDE, INC. Agenda Number: 935352930
--------------------------------------------------------------------------------------------------------------------------
Security: 12541W209
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CHRW
ISIN: US12541W2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott P. Anderson Mgmt For For
1B. Election of Director: Robert C. Biesterfeld Mgmt For For
Jr.
1C. Election of Director: Kermit R. Crawford Mgmt For For
1D. Election of Director: Wayne M. Fortun Mgmt For For
1E. Election of Director: Timothy C. Gokey Mgmt For For
1F. Election of Director: Mary J. Steele Mgmt For For
Guilfoile
1G. Election of Director: Jodee A. Kozlak Mgmt For For
1H. Election of Director: Brian P. Short Mgmt For For
1I. Election of Director: James B. Stake Mgmt For For
1J. Election of Director: Paula C. Tolliver Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC. Agenda Number: 935363375
--------------------------------------------------------------------------------------------------------------------------
Security: 127387108
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CDNS
ISIN: US1273871087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Mark W. Adams Mgmt For For
1B Election of Director: Ita Brennan Mgmt For For
1C Election of Director: Lewis Chew Mgmt For For
1D Election of Director: Julia Liuson Mgmt For For
1E Election of Director: James D. Plummer Mgmt For For
1F Election of Director: Alberto Mgmt For For
Sangiovanni-Vincentelli
1G Election of Director: John B. Shoven Mgmt For For
1H Election of Director: Young K. Sohn Mgmt For For
1I Election of Director: Lip-Bu Tan Mgmt For For
2. Advisory resolution to approve named Mgmt For For
executive officer compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Cadence for its fiscal year ending
January 1, 2022.
4. Stockholder proposal regarding written Shr Against For
consent.
--------------------------------------------------------------------------------------------------------------------------
CAESARS ENTERTAINMENT, INC. Agenda Number: 935424438
--------------------------------------------------------------------------------------------------------------------------
Security: 12769G100
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: CZR
ISIN: US12769G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary L. Carano Mgmt For For
Bonnie S. Biumi Mgmt For For
Jan Jones Blackhurst Mgmt For For
Frank J. Fahrenkopf Mgmt For For
Don R. Kornstein Mgmt For For
Courtney R. Mather Mgmt For For
Michael E. Pegram Mgmt For For
Thomas R. Reeg Mgmt For For
David P. Tomick Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2021.
5. TO APPROVE AND ADOPT AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK TO
500,000,000.
6. TO APPROVE AND ADOPT AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO AUTHORIZE THE ISSUANCE
OF 150,000,000 SHARES OF PREFERRED STOCK.
--------------------------------------------------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY Agenda Number: 935279528
--------------------------------------------------------------------------------------------------------------------------
Security: 134429109
Meeting Type: Annual
Meeting Date: 18-Nov-2020
Ticker: CPB
ISIN: US1344291091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 Election of Director: Fabiola R. Arredondo Mgmt For For
02 Election of Director: Howard M. Averill Mgmt For For
03 Election of Director: John P. (JP) Bilbrey Mgmt For For
04 Election of Director: Mark A. Clouse Mgmt For For
05 Election of Director: Bennett Dorrance Mgmt For For
06 Election of Director: Maria Teresa (Tessa) Mgmt For For
Hilado
07 Election of Director: Sarah Hofstetter Mgmt For For
08 Election of Director: Marc B. Lautenbach Mgmt For For
09 Election of Director: Mary Alice D. Malone Mgmt For For
10 Election of Director: Keith R. McLoughlin Mgmt For For
11 Election of Director: Kurt T. Schmidt Mgmt For For
12 Election of Director: Archbold D. van Mgmt For For
Beuren
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent registered public accounting
firm for fiscal 2021.
3. To vote on an advisory resolution to Mgmt For For
approve the fiscal 2020 compensation of our
named executive officers, commonly referred
to as "say on pay" vote.
--------------------------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC. Agenda Number: 935274631
--------------------------------------------------------------------------------------------------------------------------
Security: 14149Y108
Meeting Type: Annual
Meeting Date: 04-Nov-2020
Ticker: CAH
ISIN: US14149Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carrie S. Cox Mgmt For For
1B. Election of Director: Calvin Darden Mgmt For For
1C. Election of Director: Bruce L. Downey Mgmt For For
1D. Election of Director: Sheri H. Edison Mgmt For For
1E. Election of Director: David C. Evans Mgmt For For
1F. Election of Director: Patricia A. Hemingway Mgmt For For
Hall
1G. Election of Director: Akhil Johri Mgmt For For
1H. Election of Director: Michael C. Kaufmann Mgmt For For
1I. Election of Director: Gregory B. Kenny Mgmt For For
1J. Election of Director: Nancy Killefer Mgmt For For
1K. Election of Director: J. Michael Losh Mgmt For For
1L. Election of Director: Dean A. Scarborough Mgmt For For
1M. Election of Director: John H. Weiland Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent auditor for the
fiscal year ending June 30, 2021.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
4. To approve an amendment to our Restated Mgmt For For
Code of Regulations to reduce the share
ownership threshold for calling a special
meeting of shareholders.
5. Shareholder proposal to reduce the share Shr Against For
ownership threshold for calling a special
meeting of shareholders, if properly
presented.
6. Shareholder proposal to adopt a policy that Shr Against For
the chairman of the board be an independent
director, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 935430188
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Peter J. Bensen
1B. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Ronald E. Blaylock
1C. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Sona Chawla
1D. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Thomas J. Folliard
1E. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Shira Goodman
1F. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Robert J. Hombach
1G. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: David W. McCreight
1H. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: William D. Nash
1I. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Mark F. O'Neil
1J. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Pietro Satriano
1K. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Marcella Shinder
1L. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Mitchell D. Steenrod
2. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accounting
firm.
3. To vote on an advisory resolution to Mgmt For For
approve the compensation of our named
executive officers.
4. To vote on a shareholder proposal regarding Shr Against For
a report on political contributions, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 935339158
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Micky Arison as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
2. To re-elect Sir Jonathon Band as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
3. To re-elect Jason Glen Cahilly as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
4. To re-elect Helen Deeble as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
5. To re-elect Arnold W. Donald as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
6. To elect Jeffery J. Gearhart as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
7. To re-elect Richard J. Glasier as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
8. To re-elect Katie Lahey as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
9. To re-elect Sir John Parker as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
10. To re-elect Stuart Subotnick as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
11. To re-elect Laura Weil as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
12. To re-elect Randall J. Weisenburger as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
13. To hold a (non-binding) advisory vote to Mgmt For For
approve executive compensation (in
accordance with legal requirements
applicable to U.S. companies).
14. To hold a (non-binding) advisory vote to Mgmt For For
approve the Carnival plc Director's
Remuneration Report (in accordance with
legal requirements applicable to UK
companies).
15. To re-appoint the UK firm of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors of Carnival plc and to ratify the
selection of the U.S. firm of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Carnival Corporation.
16. To authorize the Audit Committee of Mgmt For For
Carnival plc to determine the remuneration
of the independent auditors of Carnival plc
(in accordance with legal requirements
applicable to UK companies).
17. To receive the UK accounts and reports of Mgmt For For
the Directors and auditors of Carnival plc
for the year ended November 30, 2020 (in
accordance with legal requirements
applicable to UK companies).
18. To approve the giving of authority for the Mgmt For For
allotment of new shares by Carnival plc (in
accordance with customary practice for UK
companies).
19. To approve the disapplication of Mgmt For For
pre-emption rights in relation to the
allotment of new shares by Carnival plc (in
accordance with customary practice for UK
companies).
20. To approve a general authority for Carnival Mgmt For For
plc to buy back Carnival plc ordinary
shares in the open market (in accordance
with legal requirements applicable to UK
companies desiring to implement share buy
back programs).
21. To approve the Amendment of the Carnival Mgmt For For
Corporation 2020 Stock Plan.
--------------------------------------------------------------------------------------------------------------------------
CARRIER GLOBAL CORPORATION Agenda Number: 935340404
--------------------------------------------------------------------------------------------------------------------------
Security: 14448C104
Meeting Type: Annual
Meeting Date: 19-Apr-2021
Ticker: CARR
ISIN: US14448C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John V. Faraci Mgmt For For
1B. Election of Director: Jean-Pierre Garnier Mgmt For For
1C. Election of Director: David Gitlin Mgmt For For
1D. Election of Director: John J. Greisch Mgmt For For
1E. Election of Director: Charles M. Holley, Mgmt For For
Jr.
1F. Election of Director: Michael M. McNamara Mgmt For For
1G. Election of Director: Michael A. Todman Mgmt For For
1H. Election of Director: Virginia M. Wilson Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
4. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Shareowner Votes to Approve Named Executive
Officer Compensation.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 935415617
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kelly A. Ayotte Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Daniel M. Dickinson Mgmt For For
1D. Election of Director: Gerald Johnson Mgmt For For
1E. Election of Director: David W. MacLennan Mgmt For For
1F. Election of Director: Debra L. Reed-Klages Mgmt For For
1G. Election of Director: Edward B. Rust, Jr. Mgmt For For
1H. Election of Director: Susan C. Schwab Mgmt For For
1I. Election of Director: D. James Umpleby III Mgmt For For
1J. Election of Director: Miles D. White Mgmt For For
1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratification of our Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Shareholder Proposal - Report on Climate Shr For Against
Policy.
5. Shareholder Proposal - Report on Diversity Shr For Against
and Inclusion.
6. Shareholder Proposal - Transition to a Shr Against For
Public Benefit Corporation.
7. Shareholder Proposal - Shareholder Action Shr For Against
by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
CDW CORP Agenda Number: 935380307
--------------------------------------------------------------------------------------------------------------------------
Security: 12514G108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CDW
ISIN: US12514G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Virginia C.
Addicott
1B. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: James A. Bell
1C. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Lynda M. Clarizio
1D. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Paul J. Finnegan
1E. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Anthony R. Foxx
1F. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Christine A. Leahy
1G. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Sanjay Mehrotra
1H. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: David W. Nelms
1I. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Joseph R. Swedish
1J. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Donna F. Zarcone
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
4. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the supermajority voting requirement in
Article Eleven and to make certain
non-substantive changes.
5. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the obsolete competition and corporate
opportunity provision.
6. To approve the CDW Corporation 2021 Mgmt For For
Long-Term Incentive Plan.
7. To approve the amendment to the CDW Mgmt For For
Corporation Coworker Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
CELANESE CORPORATION Agenda Number: 935340846
--------------------------------------------------------------------------------------------------------------------------
Security: 150870103
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: CE
ISIN: US1508701034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jean S. Blackwell Mgmt For For
1B. Election of Director: William M. Brown Mgmt For For
1C. Election of Director: Edward G. Galante Mgmt For For
1D. Election of Director: Kathryn M. Hill Mgmt For For
1E. Election of Director: David F. Hoffmeister Mgmt For For
1F. Election of Director: Dr. Jay V. Ihlenfeld Mgmt For For
1G. Election of Director: Deborah J. Kissire Mgmt For For
1H. Election of Director: Kim K.W. Rucker Mgmt For For
1I. Election of Director: Lori J. Ryerkerk Mgmt For For
1J. Election of Director: John K. Wulff Mgmt For For
2. Ratification of the selection of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC. Agenda Number: 935357651
--------------------------------------------------------------------------------------------------------------------------
Security: 125269100
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: CF
ISIN: US1252691001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Javed Ahmed Mgmt For For
1B. Election of Director: Robert C. Arzbaecher Mgmt For For
1C. Election of Director: Deborah L. DeHaas Mgmt For For
1D. Election of Director: John W. Eaves Mgmt For For
1E. Election of Director: Stephen A. Furbacher Mgmt For For
1F. Election of Director: Stephen J. Hagge Mgmt For For
1G. Election of Director: Anne P. Noonan Mgmt For For
1H. Election of Director: Michael J. Toelle Mgmt For For
1I. Election of Director: Theresa E. Wagler Mgmt For For
1J. Election of Director: Celso L. White Mgmt For For
1K. Election of Director: W. Anthony Will Mgmt For For
2. Approval of an advisory resolution Mgmt For For
regarding the compensation of CF Industries
Holdings, Inc.'s named executive officers.
3. Approval of an amendment to CF Industries Mgmt Against Against
Holdings, Inc.'s bylaws to provide for
courts located in Delaware to be the
exclusive forum for certain legal actions
and for federal district courts of the
United States of America to be the
exclusive forum for certain other legal
actions.
4. Ratification of the selection of KPMG LLP Mgmt For For
as CF Industries Holdings, Inc.'s
independent registered public accounting
firm for 2021.
5. Shareholder proposal regarding the right to Shr For Against
act by written consent, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 935375320
--------------------------------------------------------------------------------------------------------------------------
Security: 169656105
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: CMG
ISIN: US1696561059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Albert S. Baldocchi Mgmt For For
Matthew A. Carey Mgmt For For
Gregg Engles Mgmt For For
Patricia Fili-Krushel Mgmt For For
Neil W. Flanzraich Mgmt For For
Mauricio Gutierrez Mgmt For For
Robin Hickenlooper Mgmt For For
Scott Maw Mgmt For For
Ali Namvar Mgmt For For
Brian Niccol Mgmt For For
Mary Winston Mgmt For For
2. An advisory vote to approve the Mgmt For For
compensation of our executive officers as
disclosed in the proxy statement
("say-on-pay").
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Shareholder Proposal - Written Consent of Shr For Against
Shareholders.
--------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS, INC. Agenda Number: 935400666
--------------------------------------------------------------------------------------------------------------------------
Security: 177376100
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: CTXS
ISIN: US1773761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert M. Calderoni Mgmt For For
1B. Election of Director: Nanci E. Caldwell Mgmt For For
1C. Election of Director: Murray J. Demo Mgmt For For
1D. Election of Director: Ajei S. Gopal Mgmt For For
1E. Election of Director: David J. Henshall Mgmt For For
1F. Election of Director: Thomas E. Hogan Mgmt For For
1G. Election of Director: Moira A. Kilcoyne Mgmt For For
1H. Election of Director: Robert E. Knowling, Mgmt For For
Jr.
1I. Election of Director: Peter J. Sacripanti Mgmt For For
1J. Election of Director: J. Donald Sherman Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2021.
3. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
4. Shareholder proposal regarding simple Shr For
majority voting provisions.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 935406973
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting: Zein Abdalla
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: Vinita Bali
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting: Maureen
Breakiron-Evans
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting: Archana Deskus
1E. Election of Director to serve until the Mgmt For For
2022 annual meeting: John M. Dineen
1F. Election of Director to serve until the Mgmt For For
2022 annual meeting: Brian Humphries
1G. Election of Director to serve until the Mgmt For For
2022 annual meeting: Leo S. Mackay, Jr.
1H. Election of Director to serve until the Mgmt For For
2022 annual meeting: Michael Patsalos-Fox
1I. Election of Director to serve until the Mgmt For For
2022 annual meeting: Joseph M. Velli
1J. Election of Director to serve until the Mgmt For For
2022 annual meeting: Sandra S. Wijnberg
2. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of the company's
named executive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent registered public accounting
firm for the year ending December 31, 2021.
4. Shareholder proposal requesting that the Shr Against For
board of directors take action as necessary
to permit shareholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
CONAGRA BRANDS, INC. Agenda Number: 935259374
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 23-Sep-2020
Ticker: CAG
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anil Arora Mgmt For For
1B. Election of Director: Thomas K. Brown Mgmt For For
1C. Election of Director: Sean M. Connolly Mgmt For For
1D. Election of Director: Joie A. Gregor Mgmt For For
1E. Election of Director: Rajive Johri Mgmt For For
1F. Election of Director: Richard H. Lenny Mgmt For For
1G. Election of Director: Melissa Lora Mgmt For For
1H. Election of Director: Ruth Ann Marshall Mgmt For For
1I. Election of Director: Craig P. Omtvedt Mgmt For For
1J. Election of Director: Scott Ostfeld Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent auditor for fiscal 2021.
3. Advisory approval of our named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC. Agenda Number: 935230754
--------------------------------------------------------------------------------------------------------------------------
Security: 21036P108
Meeting Type: Annual
Meeting Date: 21-Jul-2020
Ticker: STZ
ISIN: US21036P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christy Clark Mgmt For For
Jennifer M. Daniels Mgmt For For
Jerry Fowden Mgmt For For
Ernesto M. Hernandez Mgmt For For
S. Somersille Johnson Mgmt For For
James A. Locke III Mgmt For For
J. Manuel Madero Garza Mgmt For For
Daniel J. McCarthy Mgmt For For
William A. Newlands Mgmt For For
Richard Sands Mgmt For For
Robert Sands Mgmt For For
Judy A. Schmeling Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
February 28, 2021.
3. To approve, by an advisory vote, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 935346975
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald W. Blair Mgmt For For
1B. Election of Director: Leslie A. Brun Mgmt For For
1C. Election of Director: Stephanie A. Burns Mgmt For For
1D. Election of Director: Richard T. Clark Mgmt For For
1E. Election of Director: Robert F. Cummings, Mgmt For For
Jr.
1F. Election of Director: Roger W. Ferguson, Mgmt For For
Jr.
1G. Election of Director: Deborah A. Henretta Mgmt For For
1H. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1I. Election of Director: Kurt M. Landgraf Mgmt For For
1J. Election of Director: Kevin J. Martin Mgmt For For
1K. Election of Director: Deborah D. Rieman Mgmt For For
1L. Election of Director: Hansel E. Tookes, II Mgmt For For
1M. Election of Director: Wendell P. Weeks Mgmt For For
1N. Election of Director: Mark S. Wrighton Mgmt For For
2. Advisory approval of our executive Mgmt For For
compensation (Say on Pay).
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. Approval of our 2021 Long-Term Incentive Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
CORTEVA INC. Agenda Number: 935363779
--------------------------------------------------------------------------------------------------------------------------
Security: 22052L104
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CTVA
ISIN: US22052L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lamberto Andreotti Mgmt For For
1B. Election of Director: James C. Collins, Jr. Mgmt For For
1C. Election of Director: Klaus A. Engel Mgmt For For
1D. Election of Director: David C. Everitt Mgmt For For
1E. Election of Director: Janet P. Giesselman Mgmt For For
1F. Election of Director: Karen H. Grimes Mgmt For For
1G. Election of Director: Michael O. Johanns Mgmt For For
1H. Election of Director: Rebecca B. Liebert Mgmt For For
1I. Election of Director: Marcos M. Lutz Mgmt For For
1J. Election of Director: Nayaki Nayyar Mgmt For For
1K. Election of Director: Gregory R. Page Mgmt For For
1L. Election of Director: Kerry J. Preete Mgmt For For
1M. Election of Director: Patrick J. Ward Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
COTY INC. Agenda Number: 935274578
--------------------------------------------------------------------------------------------------------------------------
Security: 222070203
Meeting Type: Annual
Meeting Date: 03-Nov-2020
Ticker: COTY
ISIN: US2220702037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Beatrice Ballini Mgmt For For
Joachim Creus Mgmt For For
Nancy G. Ford Mgmt For For
Olivier Goudet Mgmt For For
Peter Harf Mgmt For For
Johannes P. Huth Mgmt For For
Paul S. Michaels Mgmt For For
Sue Y. Nabi Mgmt For For
Isabelle Parize Mgmt For For
Erhard Schoewel Mgmt For For
Robert Singer Mgmt For For
Justine Tan Mgmt For For
2. Approval of the Amended and Restated Coty Mgmt For For
Inc. Equity and Long- Term Incentive Plan.
3. Approval of the Amended and Restated Coty Mgmt For For
Inc. Stock Plan for Directors.
4. Approval, on an advisory (non-binding) Mgmt Against Against
basis, the compensation of Coty Inc.'s
named executive officers, as disclosed in
the proxy statement.
5. Advisory vote on the frequency of an Mgmt 1 Year For
advisory vote on named executive officer
compensation.
6. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP to serve as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 935354390
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donna M. Alvarado Mgmt For For
1B. Election of Director: Thomas P. Bostick Mgmt For For
1C. Election of Director: James M. Foote Mgmt For For
1D. Election of Director: Steven T. Halverson Mgmt For For
1E. Election of Director: Paul C. Hilal Mgmt For For
1F. Election of Director: David M. Moffett Mgmt For For
1G. Election of Director: Linda H. Riefler Mgmt For For
1H. Election of Director: Suzanne M. Vautrinot Mgmt For For
1I. Election of Director: James L. Wainscott Mgmt For For
1J. Election of Director: J. Steven Whisler Mgmt For For
1K. Election of Director: John J. Zillmer Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Independent
Registered Public Accounting Firm for 2021.
3. Advisory (non-binding) resolution to Mgmt For For
approve compensation for the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 935361662
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Election of Director: N. Thomas Linebarger Mgmt For For
2) Election of Director: Robert J. Bernhard Mgmt For For
3) Election of Director: Dr. Franklin R. Chang Mgmt For For
Diaz
4) Election of Director: Bruno V. Di Leo Allen Mgmt For For
5) Election of Director: Stephen B. Dobbs Mgmt For For
6) Election of Director: Carla A. Harris Mgmt For For
7) Election of Director: Robert K. Herdman Mgmt For For
8) Election of Director: Alexis M. Herman Mgmt For For
9) Election of Director: Thomas J. Lynch Mgmt For For
10) Election of Director: William I. Miller Mgmt For For
11) Election of Director: Georgia R. Nelson Mgmt For For
12) Election of Director: Kimberly A. Nelson Mgmt For For
13) Election of Director: Karen H. Quintos Mgmt For For
14) Advisory vote to approve the compensation Mgmt For For
of our named executive officers as
disclosed in the proxy statement.
15) Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our auditors
for 2021.
16) The shareholder proposal regarding Shr Against For
professional services allowance for our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
D.R. HORTON, INC. Agenda Number: 935320870
--------------------------------------------------------------------------------------------------------------------------
Security: 23331A109
Meeting Type: Annual
Meeting Date: 20-Jan-2021
Ticker: DHI
ISIN: US23331A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Donald R. Horton Mgmt For For
1B. Election of director: Barbara K. Allen Mgmt For For
1C. Election of director: Brad S. Anderson Mgmt For For
1D. Election of director: Michael R. Buchanan Mgmt For For
1E. Election of director: Michael W. Hewatt Mgmt For For
1F. Election of director: Maribess L. Miller Mgmt For For
2. Approval of the advisory resolution on Mgmt Against Against
executive compensation.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935323143
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 24-Feb-2021
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tamra A. Erwin Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sherry M. Smith Mgmt For For
1J. Election of Director: Dmitri L. Stockton Mgmt For For
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 935430241
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward H. Bastian Mgmt For For
1B. Election of Director: Francis S. Blake Mgmt For For
1C. Election of Director: Ashton B. Carter Mgmt For For
1D. Election of Director: David G. DeWalt Mgmt For For
1E. Election of Director: William H. Easter III Mgmt For For
1F. Election of Director: Christopher A. Mgmt For For
Hazleton
1G. Election of Director: Michael P. Huerta Mgmt For For
1H. Election of Director: Jeanne P. Jackson Mgmt For For
1I. Election of Director: George N. Mattson Mgmt For For
1J. Election of Director: Sergio A.L. Rial Mgmt For For
1K. Election of Director: David S. Taylor Mgmt For For
1L. Election of Director: Kathy N. Waller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Delta's named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Delta's independent auditors for the
year ending December 31, 2021.
4. A shareholder proposal related to the right Shr For Against
to act by written consent.
5. A shareholder proposal related to a climate Shr For Against
lobbying report.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION Agenda Number: 935374924
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: DG
ISIN: US2566771059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warren F. Bryant Mgmt For For
1B. Election of Director: Michael M. Calbert Mgmt For For
1C. Election of Director: Patricia D. Mgmt For For
Fili-Krushel
1D. Election of Director: Timothy I. McGuire Mgmt For For
1E. Election of Director: William C. Rhodes, Mgmt For For
III
1F. Election of Director: Debra A. Sandler Mgmt For For
1G. Election of Director: Ralph E. Santana Mgmt For For
1H. Election of Director: Todd J. Vasos Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the resolution regarding the
compensation of Dollar General
Corporation's named executive officers as
disclosed in the proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Dollar General Corporation's
independent registered public accounting
firm for fiscal 2021.
4. To approve the Dollar General Corporation Mgmt For For
2021 Stock Incentive Plan.
5. To approve an amendment to the amended and Mgmt Abstain Against
restated charter of Dollar General
Corporation to allow shareholders holding
25% or more of our common stock to request
special meetings of shareholders.
6. To vote on a shareholder proposal regarding Shr For Against
shareholders' ability to call special
meetings of shareholders.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 935408509
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Arnold S. Barron Mgmt For For
1B. Election of Director: Gregory M. Bridgeford Mgmt For For
1C. Election of Director: Thomas W. Dickson Mgmt For For
1D. Election of Director: Lemuel E. Lewis Mgmt For For
1E. Election of Director: Jeffrey G. Naylor Mgmt For For
1F. Election of Director: Winnie Y. Park Mgmt For For
1G. Election of Director: Bob Sasser Mgmt For For
1H. Election of Director: Stephanie P. Stahl Mgmt For For
1I. Election of Director: Carrie A. Wheeler Mgmt For For
1J. Election of Director: Thomas E. Whiddon Mgmt For For
1K. Election of Director: Michael A. Witynski Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year 2021.
4. To approve the Company's 2021 Omnibus Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
DOMINO'S PIZZA, INC. Agenda Number: 935348400
--------------------------------------------------------------------------------------------------------------------------
Security: 25754A201
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: DPZ
ISIN: US25754A2015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David A. Brandon Mgmt For For
Richard E. Allison, Jr. Mgmt For For
C. Andrew Ballard Mgmt For For
Andrew B. Balson Mgmt For For
Corie S. Barry Mgmt For For
Diana F. Cantor Mgmt For For
Richard L. Federico Mgmt For For
James A. Goldman Mgmt For For
Patricia E. Lopez Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for the 2021 fiscal
year.
3. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of the
Company.
--------------------------------------------------------------------------------------------------------------------------
DOVER CORPORATION Agenda Number: 935360672
--------------------------------------------------------------------------------------------------------------------------
Security: 260003108
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: DOV
ISIN: US2600031080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Deborah L. DeHaas Mgmt For For
1B. Election of Director: H. J. Gilbertson, Jr. Mgmt For For
1C. Election of Director: K. C. Graham Mgmt For For
1D. Election of Director: M. F. Johnston Mgmt For For
1E. Election of Director: E. A. Spiegel Mgmt For For
1F. Election of Director: R. J. Tobin Mgmt For For
1G. Election of Director: S. M. Todd Mgmt For For
1H. Election of Director: S. K. Wagner Mgmt For For
1I. Election of Director: K. E. Wandell Mgmt For For
1J. Election of Director: M. A. Winston Mgmt For For
2. To adopt the Dover Corporation 2021 Omnibus Mgmt For For
Incentive Plan.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
5. To consider a shareholder proposal Shr Against For
regarding the right to allow shareholders
to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
DOW INC. Agenda Number: 935340567
--------------------------------------------------------------------------------------------------------------------------
Security: 260557103
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: DOW
ISIN: US2605571031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Gaurdie Banister Jr. Mgmt For For
1C. Election of Director: Wesley G. Bush Mgmt For For
1D. Election of Director: Richard K. Davis Mgmt For For
1E. Election of Director: Debra L. Dial Mgmt For For
1F. Election of Director: Jeff M. Fettig Mgmt For For
1G. Election of Director: Jim Fitterling Mgmt For For
1H. Election of Director: Jacqueline C. Hinman Mgmt For For
1I. Election of Director: Luis A. Moreno Mgmt For For
1J. Election of Director: Jill S. Wyant Mgmt For For
1K. Election of Director: Daniel W. Yohannes Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation.
3. Approval of the Amendment to the 2019 Stock Mgmt For For
Incentive Plan.
4. Approval of the 2021 Employee Stock Mgmt For For
Purchase Plan.
5. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm for 2021.
6. Stockholder Proposal - Shareholder Right to Shr For Against
Act by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
DUPONT DE NEMOURS INC Agenda Number: 935348436
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: DD
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy G. Brady Mgmt For For
1B. Election of Director: Edward D. Breen Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Franklin K. Clyburn, Mgmt For For
Jr.
1E. Election of Director: Terrence R. Curtin Mgmt For For
1F. Election of Director: Alexander M. Cutler Mgmt For For
1G. Election of Director: Eleuthere I. du Pont Mgmt For For
1H. Election of Director: Luther C. Kissam Mgmt For For
1I. Election of Director: Frederick M. Lowery Mgmt For For
1J. Election of Director: Raymond J. Milchovich Mgmt For For
1K. Election of Director: Deanna M. Mulligan Mgmt For For
1L. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
4. Amendment and Restatement of the Company's Mgmt For For
Certificate of Incorporation to Decrease
the Ownership Threshold for Stockholders to
Call a Special Meeting.
5. Right to Act by Written Consent. Shr Against For
6. Annual Disclosure of EEO-1 Data. Shr For Against
7. Annual Report on Plastic Pollution. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY Agenda Number: 935370572
--------------------------------------------------------------------------------------------------------------------------
Security: 277432100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: EMN
ISIN: US2774321002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: HUMBERTO P. ALFONSO Mgmt For For
1b. Election of Director: VANESSA L. ALLEN Mgmt For For
SUTHERLAND
1c. Election of Director: BRETT D. BEGEMANN Mgmt For For
1d. Election of Director: MARK J. COSTA Mgmt For For
1e. Election of Director: EDWARD L. DOHENY II Mgmt For For
1f. Election of Director: JULIE F. HOLDER Mgmt For For
1g. Election of Director: RENEE J. HORNBAKER Mgmt For For
1h. Election of Director: KIM ANN MINK Mgmt For For
1i. Election of Director: JAMES J. O'BRIEN Mgmt For For
1j. Election of Director: DAVID W. RAISBECK Mgmt For For
1k. Election of Director: CHARLES K. STEVENS Mgmt For For
III
2. Advisory Approval of Executive Compensation Mgmt For For
as Disclosed in Proxy Statement
3. Approve the 2021 Omnibus Stock Compensation Mgmt For For
Plan
4. Ratify Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm
5. Advisory Vote on Stockholder Proposal Shr For Against
Requesting that the Board of Directors Take
Steps Necessary to Permit Stockholders to
Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 935349692
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig Arnold Mgmt For For
1B. Election of Director: Christopher M. Connor Mgmt For For
1C. Election of Director: Olivier Leonetti Mgmt For For
1D. Election of Director: Deborah L. McCoy Mgmt For For
1E. Election of Director: Silvio Napoli Mgmt For For
1F. Election of Director: Gregory R. Page Mgmt For For
1G. Election of Director: Sandra Pianalto Mgmt For For
1H. Election of Director: Lori J. Ryerkerk Mgmt For For
1I. Election of Director: Gerald B. Smith Mgmt For For
1J. Election of Director: Dorothy C. Thompson Mgmt For For
2. Approving the appointment of Ernst & Young Mgmt For For
as independent auditor for 2021 and
authorizing the Audit Committee of the
Board of Directors to set its remuneration.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Approving a proposal to grant the Board Mgmt For For
authority to issue shares.
5. Approving a proposal to grant the Board Mgmt For For
authority to opt out of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Company shares.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 935418790
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony J. Bates Mgmt For For
1B. Election of Director: Adriane M. Brown Mgmt For For
1C. Election of Director: Diana Farrell Mgmt For For
1D. Election of Director: Logan D. Green Mgmt For For
1E. Election of Director: Bonnie S. Hammer Mgmt For For
1F. Election of Director: E. Carol Hayles Mgmt For For
1G. Election of Director: Jamie Iannone Mgmt For For
1H. Election of Director: Kathleen C. Mitic Mgmt For For
1I. Election of Director: Matthew J. Murphy Mgmt For For
1J. Election of Director: Paul S. Pressler Mgmt For For
1K. Election of Director: Mohak Shroff Mgmt For For
1L. Election of Director: Robert H. Swan Mgmt For For
1M. Election of Director: Perry M. Traquina Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
4. Executive Compensation, if properly Shr Against For
presented.
5. Right to Act by Written Consent, if Shr For Against
properly presented.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 935355405
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: Shari L. Ballard Mgmt For For
1C. Election of Director: Barbara J. Beck Mgmt For For
1D. Election of Director: Christophe Beck Mgmt For For
1E. Election of Director: Jeffrey M. Ettinger Mgmt For For
1F. Election of Director: Arthur J. Higgins Mgmt For For
1G. Election of Director: Michael Larson Mgmt For For
1H. Election of Director: David W. MacLennan Mgmt For For
1I. Election of Director: Tracy B. McKibben Mgmt For For
1J. Election of Director: Lionel L. Nowell, III Mgmt For For
1K. Election of Director: Victoria J. Reich Mgmt For For
1L. Election of Director: Suzanne M. Vautrinot Mgmt For For
1M. Election of Director: John J. Zillmer Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
current year ending December 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of executives disclosed in the Proxy
Statement.
4. Stockholder proposal regarding proxy Shr Against For
access, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 935317190
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 02-Feb-2021
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. A. Blinn Mgmt For For
A. F. Golden Mgmt For For
C. Kendle Mgmt For For
J. S. Turley Mgmt For For
2. Ratification of KPMG LLP as Independent Mgmt For For
Registered Public Accounting Firm.
3. Approval, by non-binding advisory vote, of Mgmt For For
Emerson Electric Co. executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
EQUIFAX INC. Agenda Number: 935362171
--------------------------------------------------------------------------------------------------------------------------
Security: 294429105
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: EFX
ISIN: US2944291051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark W. Begor Mgmt For For
1B. Election of Director: Mark L. Feidler Mgmt For For
1C. Election of Director: G. Thomas Hough Mgmt For For
1D. Election of Director: Robert D. Marcus Mgmt For For
1E. Election of Director: Scott A. McGregor Mgmt For For
1F. Election of Director: John A. McKinley Mgmt For For
1G. Election of Director: Robert W. Selander Mgmt For For
1H. Election of Director: Melissa D. Smith Mgmt For For
1I. Election of Director: Audrey Boone Tillman Mgmt For For
1J. Election of Director: Heather H. Wilson Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ETSY, INC. Agenda Number: 935412611
--------------------------------------------------------------------------------------------------------------------------
Security: 29786A106
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ETSY
ISIN: US29786A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Gary S.
Briggs
1B. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Edith W.
Cooper
1C. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Melissa
Reiff
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 935416645
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel Altman Mgmt For For
1B. Election of Director: Beverly Anderson (To Mgmt For For
be voted upon by the holders of Expedia
Group, Inc.'s Common Stock voting as a
separate class.)
1C. Election of Director: Susan Athey Mgmt For For
1D. Election of Director: Chelsea Clinton Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Director Withdrawn Mgmt For For
1G. Election of Director: Craig Jacobson (To be Mgmt For For
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
1H. Election of Director: Peter Kern Mgmt For For
1I. Election of Director: Dara Khosrowshahi Mgmt For For
1J. Election of Director: Patricia Mgmt For For
Menendez-Cambo (To be voted upon by the
holders of Expedia Group, Inc.'s Common
Stock voting as a separate class.)
1K. Election of Director: Greg Mondre Mgmt For For
1L. Director Withdrawn Mgmt For For
1M. Election of Director: Alexander von Mgmt For For
Furstenberg
1N. Election of Director: Julie Whalen (To be Mgmt For For
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
2. Approval of the Expedia Group, Inc. 2013 Mgmt For For
Employee Stock Purchase Plan, as amended
and restated, and the Expedia Group, Inc.
2013 International Stock Purchase Plan, as
amended and restated, including an
amendment to increase the number of shares
authorized for issuance thereunder by
1,000,000.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP as Expedia Group's independent
registered public accounting firm for the
year ending December 31, 2021.
4. Stockholder proposal on political Shr Against For
contributions and expenditures, if properly
presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
EXPEDITORS INT'L OF WASHINGTON, INC. Agenda Number: 935356255
--------------------------------------------------------------------------------------------------------------------------
Security: 302130109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: EXPD
ISIN: US3021301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert R. Wright Mgmt For For
1.2 Election of Director: Glenn M. Alger Mgmt For For
1.3 Election of Director: Robert P. Carlile Mgmt For For
1.4 Election of Director: James M. DuBois Mgmt For For
1.5 Election of Director: Mark A. Emmert Mgmt For For
1.6 Election of Director: Diane H. Gulyas Mgmt For For
1.7 Election of Director: Jeffrey S. Musser Mgmt For For
1.8 Election of Director: Liane J. Pelletier Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 935329638
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sandra E. Bergeron Mgmt For For
1B. Election of Director: Elizabeth L. Buse Mgmt For For
1C. Election of Director: Michel Combes Mgmt Against Against
1D. Election of Director: Michael L. Dreyer Mgmt For For
1E. Election of Director: Alan J. Higginson Mgmt For For
1F. Election of Director: Peter S. Klein Mgmt For For
1G. Election of Director: Francois Locoh-Donou Mgmt For For
1H. Election of Director: Nikhil Mehta Mgmt For For
1I. Election of Director: Marie E. Myers Mgmt For For
1J. Election of Director: Sripada Shivananda Mgmt For For
2. Approve the F5 Networks, Inc. 2014 Mgmt For For
Incentive Plan.
3. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2021.
4. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FASTENAL COMPANY Agenda Number: 935342270
--------------------------------------------------------------------------------------------------------------------------
Security: 311900104
Meeting Type: Annual
Meeting Date: 24-Apr-2021
Ticker: FAST
ISIN: US3119001044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott A. Satterlee Mgmt For For
1B. Election of Director: Michael J. Ancius Mgmt For For
1C. Election of Director: Stephen L. Eastman Mgmt For For
1D. Election of Director: Daniel L. Florness Mgmt For For
1E. Election of Director: Rita J. Heise Mgmt For For
1F. Election of Director: Hsenghung Sam Hsu Mgmt For For
1G. Election of Director: Daniel L. Johnson Mgmt For For
1H. Election of Director: Nicholas J. Lundquist Mgmt For For
1I. Election of Director: Reyne K. Wisecup Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as independent registered public accounting
firm for the 2021 fiscal year.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935378097
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen R. Alemany Mgmt For For
1B. Election of Director: Jeffrey A. Goldstein Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt For For
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Mgmt For For
Jr.
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Mgmt For For
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 935377893
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Bisignano Mgmt For For
Alison Davis Mgmt For For
Henrique de Castro Mgmt For For
Harry F. DiSimone Mgmt For For
Dennis F. Lynch Mgmt For For
Heidi G. Miller Mgmt For For
Scott C. Nuttall Mgmt For For
Denis J. O'Leary Mgmt For For
Doyle R. Simons Mgmt For For
Kevin M. Warren Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers of Fiserv, Inc.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of Fiserv, Inc. for
2021.
--------------------------------------------------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES INC. Agenda Number: 935413271
--------------------------------------------------------------------------------------------------------------------------
Security: 339041105
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: FLT
ISIN: US3390411052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Steven T. Stull
1B. Election of Director for a one-year term: Mgmt For For
Michael Buckman
1C. Election of Director for a one-year term: Mgmt For For
Thomas M. Hagerty
1D. Election of Director for a one-year term: Mgmt For For
Mark A. Johnson
1E. Election of Director for a one-year term: Mgmt For For
Archie L. Jones, Jr.
1F. Election of Director for a one-year term: Mgmt For For
Hala G. Moddelmog
1G. Election of Director for a one-year term: Mgmt For For
Jeffrey S. Sloan
2. Ratify the reappointment of Ernst & Young Mgmt For For
LLP as FLEETCOR's independent public
accounting firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal for a shareholder Shr For Against
right to act by written consent, if
properly presented.
--------------------------------------------------------------------------------------------------------------------------
FLIR SYSTEMS, INC. Agenda Number: 935403624
--------------------------------------------------------------------------------------------------------------------------
Security: 302445101
Meeting Type: Special
Meeting Date: 13-May-2021
Ticker: FLIR
ISIN: US3024451011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger Mgmt For For
by and among Teledyne Technologies
Incorporated ("Teledyne"), Firework Merger
Sub I, Inc. ("Merger Sub I"), Firework
Merger Sub II, LLC ("Merger Sub II"), and
FLIR Systems, Inc. ("FLIR"), pursuant to
which Merger Sub I will merge with and into
FLIR, with FLIR surviving, and immediately
thereafter FLIR will merge with and into
Merger Sub II ("Mergers"), with Merger Sub
II surviving and continuing as a wholly
owned subsidiary of Teledyne ("FLIR Merger
Proposal").
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation that will or may
become payable to FLIR's named executive
officers in connection with the Mergers.
3. To approve one or more adjournments of the Mgmt For For
special meeting of stockholders of FLIR, if
necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to approve the FLIR
Merger Proposal at the time of the special
meeting.
--------------------------------------------------------------------------------------------------------------------------
FMC CORPORATION Agenda Number: 935346999
--------------------------------------------------------------------------------------------------------------------------
Security: 302491303
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: FMC
ISIN: US3024913036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Pierre
Brondeau
1B. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Eduardo E.
Cordeiro
1C. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Carol
Anthony ("John") Davidson
1D. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Mark
Douglas
1E. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: C. Scott
Greer
1F. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: K'Lynne
Johnson
1G. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Dirk A.
Kempthorne
1H. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Paul J.
Norris
1I. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Margareth
Ovrum
1J. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Robert C.
Pallash
1K. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Vincent R.
Volpe, Jr.
2. Ratification of the appointment of Mgmt For For
independent registered public accounting
firm.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 935364783
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kimberly A. Casiano Mgmt For For
1B. Election of Director: Anthony F. Earley, Mgmt For For
Jr.
1C. Election of Director: Alexandra Ford Mgmt For For
English
1D. Election of Director: James D. Farley, Jr. Mgmt For For
1E. Election of Director: Henry Ford III Mgmt For For
1F. Election of Director: William Clay Ford, Mgmt For For
Jr.
1G. Election of Director: William W. Helman IV Mgmt For For
1H. Election of Director: Jon M. Huntsman, Jr. Mgmt For For
1I. Election of Director: William E. Kennard Mgmt For For
1J. Election of Director: Beth E. Mooney Mgmt For For
1K. Election of Director: John L. Thornton Mgmt For For
1L. Election of Director: John B. Veihmeyer Mgmt For For
1M. Election of Director: Lynn M. Vojvodich Mgmt For For
1N. Election of Director: John S. Weinberg Mgmt For For
2. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
3. Say-on-Pay - An Advisory Vote to Approve Mgmt For For
the Compensation of the Named Executives.
4. Relating to Consideration of a Shr For Against
Recapitalization Plan to Provide That All
of the Company's Outstanding Stock Have One
Vote Per Share.
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935425391
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting: Ken
Xie
1.2 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Michael Xie
1.3 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Kelly Ducourty
1.4 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Kenneth A. Goldman
1.5 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Ming Hsieh
1.6 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Jean Hu
1.7 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
William Neukom
1.8 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Judith Sim
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Fortinet's independent
registered accounting firm for the fiscal
year ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation, as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
FORTIVE CORPORATION Agenda Number: 935402292
--------------------------------------------------------------------------------------------------------------------------
Security: 34959J108
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: FTV
ISIN: US34959J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 annual
meeting: Daniel L. Comas
1B. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 annual
meeting: Feroz Dewan
1C. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 annual
meeting: Sharmistha Dubey
1D. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 annual
meeting: Rejji P. Hayes
1E. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 annual
meeting: James A. Lico
1F. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 annual
meeting: Kate D. Mitchell
1G. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 annual
meeting: Jeannine P. Sargent
1H. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 annual
meeting: Alan G. Spoon
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Fortive's independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve on an advisory basis Fortive's Mgmt Against Against
named executive officer compensation.
4. To approve Fortive's Amendment to Amended Mgmt For For
and Restated Certificate of Incorporation
to allow holders of at least 25% of
Fortive's outstanding shares of common
stock to call a special meeting of the
shareholders.
5. To consider and act upon a shareholder Shr For Against
proposal regarding shareholders' ability to
act by written consent.
--------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS HOME & SECURITY, INC. Agenda Number: 935352473
--------------------------------------------------------------------------------------------------------------------------
Security: 34964C106
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: FBHS
ISIN: US34964C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Ann F. Mgmt For For
Hackett
1B. Election of Class I Director: John G. Mgmt For For
Morikis
1C. Election of Class I Director: Jeffery S. Mgmt For For
Perry
1D. Election of Class I Director: Ronald V. Mgmt For For
Waters, III
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN INC. Agenda Number: 935412762
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David P. Abney Mgmt For For
1.2 Election of Director: Richard C. Adkerson Mgmt For For
1.3 Election of Director: Robert W. Dudley Mgmt For For
1.4 Election of Director: Lydia H. Kennard Mgmt For For
1.5 Election of Director: Dustan E. McCoy Mgmt For For
1.6 Election of Director: John J. Stephens Mgmt For For
1.7 Election of Director: Frances Fragos Mgmt For For
Townsend
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
GAP INC. Agenda Number: 935363236
--------------------------------------------------------------------------------------------------------------------------
Security: 364760108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: GPS
ISIN: US3647601083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John J. Fisher Mgmt For For
1B. Election of Director: Robert J. Fisher Mgmt For For
1C. Election of Director: William S. Fisher Mgmt For For
1D. Election of Director: Tracy Gardner Mgmt For For
1E. Election of Director: Isabella D. Goren Mgmt For For
1F. Election of Director: Bob L. Martin Mgmt For For
1G. Election of Director: Amy Miles Mgmt For For
1H. Election of Director: Jorge P. Montoya Mgmt For For
1I. Election of Director: Chris O'Neill Mgmt For For
1J. Election of Director: Mayo A. Shattuck III Mgmt For For
1K. Election of Director: Elizabeth A. Smith Mgmt For For
1L. Election of Director: Salaam Coleman Smith Mgmt For For
1M. Election of Director: Sonia Syngal Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending on January 29, 2022.
3. Approval, on an advisory basis, of the Mgmt For For
overall compensation of the named executive
officers.
4. Approval of the amendment and restatement Mgmt For For
of The Gap Inc. Employee Stock Purchase
Plan.
5. Approval of the amendment and restatement Mgmt Against Against
of The Gap Inc. 2016 Long-Term Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
GARMIN LTD Agenda Number: 935402507
--------------------------------------------------------------------------------------------------------------------------
Security: H2906T109
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: GRMN
ISIN: CH0114405324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Garmin's 2020 Annual Report, Mgmt For For
including the consolidated financial
statements of Garmin for the fiscal year
ended December 26, 2020 and the statutory
financial statements of Garmin for the
fiscal year ended December 26, 2020.
2. Approval of the appropriation of available Mgmt For For
earnings.
3. Approval of the payment of a cash dividend Mgmt For For
in the aggregate amount of U.S. $2.68 per
outstanding share out of Garmin's reserve
from capital contribution in four equal
installments.
4. Discharge of the members of the Board of Mgmt For For
Directors and the Executive Management from
liability for the fiscal year ended
December 26, 2020.
5A. Re-election of Director: Jonathan C. Mgmt For For
Burrell
5B. Re-election of Director: Joseph J. Hartnett Mgmt For For
5C. Re-election of Director: Min H. Kao Mgmt For For
5D. Re-election of Director: Catherine A. Lewis Mgmt For For
5E. Re-election of Director: Charles W. Peffer Mgmt For For
5F. Re-election of Director: Clifton A. Pemble Mgmt For For
6. Re-election of Min H. Kao as Executive Mgmt Against Against
Chairman of the Board of Directors.
7A. Re-election of Compensation Committee Mgmt Against Against
member: Jonathan C. Burrell
7B. Re-election of Compensation Committee Mgmt For For
member: Joseph J. Hartnett
7C. Re-election of Compensation Committee Mgmt For For
member: Catherine A. Lewis
7D. Re-election of Compensation Committee Mgmt For For
member: Charles W. Peffer
8. Re-election of the law firm Wuersch & Mgmt For For
Gering LLP as independent voting rights
representative.
9. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Garmin's Independent
Registered Public Accounting Firm for the
fiscal year ending December 25, 2021 and
re-election of Ernst & Young Ltd as
Garmin's statutory auditor for another
one-year term.
10. Advisory vote on executive compensation. Mgmt For For
11. Binding vote to approve Fiscal Year 2022 Mgmt For For
maximum aggregate compensation for the
Executive Management.
12. Binding vote to approve maximum aggregate Mgmt For For
compensation for the Board of Directors for
the period between the 2021 Annual General
Meeting and the 2022 Annual General
Meeting.
--------------------------------------------------------------------------------------------------------------------------
GARTNER, INC. Agenda Number: 935402608
--------------------------------------------------------------------------------------------------------------------------
Security: 366651107
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: IT
ISIN: US3666511072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring in Mgmt For For
2022: Peter E. Bisson
1B. Election of Director for term expiring in Mgmt For For
2022: Richard J. Bressler
1C. Election of Director for term expiring in Mgmt For For
2022: Raul E. Cesan
1D. Election of Director for term expiring in Mgmt For For
2022: Karen E. Dykstra
1E. Election of Director for term expiring in Mgmt For For
2022: Anne Sutherland Fuchs
1F. Election of Director for term expiring in Mgmt For For
2022: William O. Grabe
1G. Election of Director for term expiring in Mgmt For For
2022: Eugene A. Hall
1H. Election of Director for term expiring in Mgmt For For
2022: Stephen G. Pagliuca
1I. Election of Director for term expiring in Mgmt For For
2022: Eileen M. Serra
1J. Election of Director for term expiring in Mgmt For For
2022: James C. Smith
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2021 fiscal
year.
4. Approval of the Amended and Restated 2011 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
GENERAC HOLDINGS INC. Agenda Number: 935423222
--------------------------------------------------------------------------------------------------------------------------
Security: 368736104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: GNRC
ISIN: US3687361044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert D. Dixon Mgmt For For
David A. Ramon Mgmt For For
William D. Jenkins, Jr. Mgmt For For
Kathryn V. Roedel Mgmt For For
2. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
3. Advisory vote on the non-binding Mgmt For For
"say-on-pay" resolution to approve the
compensation of our executive officers.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 935359338
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James S. Crown Mgmt For For
1B. Election of Director: Rudy F. deLeon Mgmt For For
1C. Election of Director: Cecil D. Haney Mgmt For For
1D. Election of Director: Mark M. Malcolm Mgmt For For
1E. Election of Director: James N. Mattis Mgmt For For
1F. Election of Director: Phebe N. Novakovic Mgmt For For
1G. Election of Director: C. Howard Nye Mgmt For For
1H. Election of Director: Catherine B. Reynolds Mgmt For For
1I. Election of Director: Laura J. Schumacher Mgmt For For
1J. Election of Director: Robert K. Steel Mgmt For For
1K. Election of Director: John G. Stratton Mgmt For For
1L. Election of Director: Peter A. Wall Mgmt For For
2. Advisory Vote on the Selection of Mgmt For For
Independent Auditors.
3. Advisory Vote to approve Executive Mgmt For For
Compensation.
4. Shareholder Proposal to reduce the Shr For Against
ownership threshold required to call a
Special Shareholder meeting.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 935357954
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sebastien Bazin Mgmt For For
1B. Election of Director: Ashton Carter Mgmt For For
1C. Election of Director: H. Lawrence Culp, Jr. Mgmt For For
1D. Election of Director: Francisco D'Souza Mgmt For For
1E. Election of Director: Edward Garden Mgmt For For
1F. Election of Director: Thomas Horton Mgmt For For
1G. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1H. Election of Director: Catherine Lesjak Mgmt For For
1I. Election of Director: Paula Rosput Reynolds Mgmt For For
1J. Election of Director: Leslie Seidman Mgmt For For
1K. Election of Director: James Tisch Mgmt For For
2. Advisory Approval of Our Named Executives' Mgmt Against Against
Compensation.
3. Ratification of Deloitte as Independent Mgmt For For
Auditor for 2021.
4. Approval of Reverse Stock Split and Mgmt For For
Reduction in our Authorized Stock and Par
Value.
5. Require Nomination of at Least Two Shr Against For
Candidates for Each Board Seat.
6. Require the Chairman of the Board to be Shr Against For
Independent.
7. Report on Meeting the Criteria of the Net Mgmt For For
Zero Indicator.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. Agenda Number: 935257976
--------------------------------------------------------------------------------------------------------------------------
Security: 370334104
Meeting Type: Annual
Meeting Date: 22-Sep-2020
Ticker: GIS
ISIN: US3703341046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: R. Kerry Clark Mgmt For For
1B. Election of Director: David M. Cordani Mgmt For For
1C. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1D. Election of Director: Jeffrey L. Harmening Mgmt For For
1E. Election of Director: Maria G. Henry Mgmt For For
1F. Election of Director: Jo Ann Jenkins Mgmt For For
1G. Election of Director: Elizabeth C. Lempres Mgmt For For
1H. Election of Director: Diane L. Neal Mgmt For For
1I. Election of Director: Steve Odland Mgmt For For
1J. Election of Director: Maria A. Sastre Mgmt For For
1K. Election of Director: Eric D. Sprunk Mgmt For For
1L. Election of Director: Jorge A. Uribe Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratify Appointment of the Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 935420632
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 14-Jun-2021
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary T. Barra Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Linda R. Gooden Mgmt For For
1D. Election of Director: Joseph Jimenez Mgmt For For
1E. Election of Director: Jane L. Mendillo Mgmt For For
1F. Election of Director: Judith A. Miscik Mgmt For For
1G. Election of Director: Patricia F. Russo Mgmt For For
1H. Election of Director: Thomas M. Schoewe Mgmt For For
1I. Election of Director: Carol M. Stephenson Mgmt For For
1J. Election of Director: Mark A. Tatum Mgmt For For
1K. Election of Director: Devin N. Wenig Mgmt For For
1L. Election of Director: Margaret C. Whitman Mgmt For For
2. Advisory Approval of Named Executive Mgmt For For
Officer Compensation.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm for 2021.
4. Shareholder Proposal Regarding Shareholder Shr For Against
Written Consent.
5. Shareholder Proposal Regarding a Report on Shr For Against
Greenhouse Gas Emissions Targets as a
Performance Element of Executive
Compensation.
--------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY Agenda Number: 935340478
--------------------------------------------------------------------------------------------------------------------------
Security: 372460105
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GPC
ISIN: US3724601055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth W. Camp Mgmt For For
Richard Cox, Jr. Mgmt For For
Paul D. Donahue Mgmt For For
Gary P. Fayard Mgmt For For
P. Russell Hardin Mgmt For For
John R. Holder Mgmt For For
Donna W. Hyland Mgmt For For
John D. Johns Mgmt For For
Jean-Jacques Lafont Mgmt For For
Robert C Loudermilk Jr. Mgmt For For
Wendy B. Needham Mgmt For For
Juliette W. Pryor Mgmt For For
E. Jenner Wood III Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as the Company's Independent
Auditor for the Fiscal Year Ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935351584
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: F. Thaddeus Arroyo Mgmt For For
1B. Election of Director: Robert H.B. Baldwin, Mgmt For For
Jr.
1C. Election of Director: John G. Bruno Mgmt For For
1D. Election of Director: Kriss Cloninger III Mgmt For For
1E. Election of Director: William I Jacobs Mgmt For For
1F. Election of Director: Joia M. Johnson Mgmt For For
1G. Election of Director: Ruth Ann Marshall Mgmt For For
1H. Election of Director: Connie D. McDaniel Mgmt For For
1I. Election of Director: William B. Plummer Mgmt For For
1J. Election of Director: Jeffrey S. Sloan Mgmt For For
1K. Election of Director: John T. Turner Mgmt For For
1L. Election of Director: M. Troy Woods Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers for 2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Advisory vote on shareholder proposal Shr For Against
regarding shareholder right to act by
written consent.
--------------------------------------------------------------------------------------------------------------------------
HANESBRANDS INC. Agenda Number: 935343474
--------------------------------------------------------------------------------------------------------------------------
Security: 410345102
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: HBI
ISIN: US4103451021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl K. Beebe Mgmt For For
1B. Election of Director: Stephen B. Bratspies Mgmt For For
1C. Election of Director: Geralyn R. Breig Mgmt For For
1D. Election of Director: Bobby J. Griffin Mgmt For For
1E. Election of Director: James C. Johnson Mgmt For For
1F. Election of Director: Franck J. Moison Mgmt For For
1G. Election of Director: Robert F. Moran Mgmt For For
1H. Election of Director: Ronald L. Nelson Mgmt For For
1I. Election of Director: Ann E. Ziegler Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Hanesbrands'
independent registered public accounting
firm for Hanesbrands' 2021 fiscal year.
3. To approve, on an advisory basis, named Mgmt For For
executive officer compensation as described
in the proxy statement for the Annual
Meeting.
--------------------------------------------------------------------------------------------------------------------------
HASBRO, INC. Agenda Number: 935373807
--------------------------------------------------------------------------------------------------------------------------
Security: 418056107
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HAS
ISIN: US4180561072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth A. Bronfin Mgmt For For
1B. Election of Director: Michael R. Burns Mgmt For For
1C. Election of Director: Hope F. Cochran Mgmt For For
1D. Election of Director: Lisa Gersh Mgmt For For
1E. Election of Director: Brian D. Goldner Mgmt For For
1F. Election of Director: Tracy A. Leinbach Mgmt For For
1G. Election of Director: Edward M. Philip Mgmt For For
1H. Election of Director: Laurel J. Richie Mgmt For For
1I. Election of Director: Richard S. Stoddart Mgmt For For
1J. Election of Director: Mary Best West Mgmt For For
1K. Election of Director: Linda K. Zecher Mgmt For For
2. The adoption, on an advisory basis, of a Mgmt For For
resolution approving the compensation of
the Named Executive Officers of Hasbro,
Inc., as described in the "Compensation
Discussion and Analysis" and "Executive
Compensation" sections of the 2021 Proxy
Statement.
3. Ratification of the selection of KPMG LLP Mgmt For For
as Hasbro, Inc.'s independent registered
public accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY Agenda Number: 935339045
--------------------------------------------------------------------------------------------------------------------------
Security: 42824C109
Meeting Type: Annual
Meeting Date: 14-Apr-2021
Ticker: HPE
ISIN: US42824C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel Ammann Mgmt For For
1B. Election of Director: Pamela L. Carter Mgmt For For
1C. Election of Director: Jean M. Hobby Mgmt For For
1D. Election of Director: George R. Kurtz Mgmt For For
1E. Election of Director: Raymond J. Lane Mgmt For For
1F. Election of Director: Ann M. Livermore Mgmt For For
1G. Election of Director: Antonio F. Neri Mgmt For For
1H. Election of Director: Charles H. Noski Mgmt For For
1I. Election of Director: Raymond E. Ozzie Mgmt For For
1J. Election of Director: Gary M. Reiner Mgmt For For
1K. Election of Director: Patricia F. Russo Mgmt For For
1L. Election of Director: Mary Agnes Mgmt For For
Wilderotter
2. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2021.
3. Approval of the Hewlett Packard Enterprise Mgmt For For
2021 Stock Incentive Plan.
4. Advisory vote to approve executive Mgmt For For
compensation.
5. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 935382527
--------------------------------------------------------------------------------------------------------------------------
Security: 43300A203
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: HLT
ISIN: US43300A2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher J. Mgmt For For
Nassetta
1B. Election of Director: Jonathan D. Gray Mgmt For For
1C. Election of Director: Charlene T. Begley Mgmt For For
1D. Election of Director: Chris Carr Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Raymond E. Mabus, Jr. Mgmt For For
1G. Election of Director: Judith A. McHale Mgmt For For
1H. Election of Director: John G. Schreiber Mgmt For For
1I. Election of Director: Elizabeth A. Smith Mgmt For For
1J. Election of Director: Douglas M. Steenland Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2021.
3. Approval, in a non-binding advisory vote, Mgmt Against Against
of the compensation paid to the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 935374861
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: D. Scott Davis Mgmt For For
1F. Election of Director: Deborah Flint Mgmt For For
1G. Election of Director: Judd Gregg Mgmt For For
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Raymond T. Odierno Mgmt For For
1J. Election of Director: George Paz Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of Independent Accountants. Mgmt For For
4. Shareholder Right To Act By Written Shr Against For
Consent.
--------------------------------------------------------------------------------------------------------------------------
HOWMET AEROSPACE INC. Agenda Number: 935394990
--------------------------------------------------------------------------------------------------------------------------
Security: 443201108
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: HWM
ISIN: US4432011082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James F. Albaugh Mgmt For For
1B. Election of Director: Amy E. Alving Mgmt For For
1C. Election of Director: Sharon R. Barner Mgmt For For
1D. Election of Director: Joseph S. Cantie Mgmt For For
1E. Election of Director: Robert F. Leduc Mgmt For For
1F. Election of Director: David J. Miller Mgmt For For
1G. Election of Director: Jody G. Miller Mgmt For For
1H. Election of Director: Tolga I. Oal Mgmt For For
1I. Election of Director: Nicole W. Piasecki Mgmt For For
1J. Election of Director: John C. Plant Mgmt For For
1K. Election of Director: Ulrich R. Schmidt Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
3. To approve, on an advisory basis, executive Mgmt Against Against
compensation.
4. Shareholder Proposal regarding an Shr Against For
independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
HP INC. Agenda Number: 935339021
--------------------------------------------------------------------------------------------------------------------------
Security: 40434L105
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: HPQ
ISIN: US40434L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Aida M. Alvarez Mgmt For For
1B. Election of Director: Shumeet Banerji Mgmt For For
1C. Election of Director: Robert R. Bennett Mgmt For For
1D. Election of Director: Charles V. Bergh Mgmt For For
1E. Election of Director: Stacy Brown-Philpot Mgmt For For
1F. Election of Director: Stephanie A. Burns Mgmt For For
1G. Election of Director: Mary Anne Citrino Mgmt For For
1H. Election of Director: Richard Clemmer Mgmt For For
1I. Election of Director: Enrique Lores Mgmt For For
1J. Election of Director: Judith Miscik Mgmt For For
1K. Election of Director: Subra Suresh Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as HP Inc.'s independent registered
public accounting firm for the fiscal year
ending October 31, 2021.
3. To approve, on an advisory basis, HP Inc.'s Mgmt For For
executive compensation.
4. Stockholder proposal requesting Shr Against For
stockholders' right to act by written
consent, if properly presented at the
annual meeting.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON INGALLS INDUSTRIES, INC. Agenda Number: 935353970
--------------------------------------------------------------------------------------------------------------------------
Security: 446413106
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: HII
ISIN: US4464131063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Philip M. Bilden Mgmt For For
Augustus L. Collins Mgmt For For
Kirkland H. Donald Mgmt For For
Victoria D. Harker Mgmt For For
Anastasia D. Kelly Mgmt For For
Tracy B. McKibben Mgmt For For
Stephanie L. O'Sullivan Mgmt For For
C. Michael Petters Mgmt For For
Thomas C. Schievelbein Mgmt For For
John K. Welch Mgmt For For
Stephen R. Wilson Mgmt For For
2. Approve executive compensation on an Mgmt For For
advisory basis.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as independent auditors for 2021.
4. Approve amendment to Restated Certificate Mgmt For For
of Incorporation to eliminate remaining
supermajority voting requirements.
--------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION Agenda Number: 935361484
--------------------------------------------------------------------------------------------------------------------------
Security: 45167R104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: IEX
ISIN: US45167R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three Mgmt For For
years: WILLIAM M. COOK
1B. Election of Director for a term of three Mgmt For For
years: MARK A. BUTHMAN
1C. Election of Director for a term of three Mgmt For For
years: LAKECIA N. GUNTER
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
IHS MARKIT LTD Agenda Number: 935329462
--------------------------------------------------------------------------------------------------------------------------
Security: G47567105
Meeting Type: Special
Meeting Date: 11-Mar-2021
Ticker: INFO
ISIN: BMG475671050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval and Adoption of the Merger Mgmt For For
Agreement, the Statutory Merger Agreement
and the Transactions Contemplated Thereby.
To vote on a proposal to approve and adopt
the Agreement and Plan of Merger, dated as
of November 29, 2020, as amended by
Amendment No. 1, dated as of January 20,
2021, and as it may further be amended from
time to time, by and among S&P Global Inc.,
Sapphire Subsidiary, Ltd., and IHS Markit
Ltd., the statutory merger agreement among
the same, and the transactions contemplated
thereby.
2. IHS Markit Ltd. Merger-Related Mgmt Against Against
Compensation. To vote on a proposal to
approve, by advisory (non-binding) vote,
certain compensation arrangements that may
be paid or become payable to IHS Markit
Ltd.'s named executive officers in
connection with the merger.
--------------------------------------------------------------------------------------------------------------------------
IHS MARKIT LTD Agenda Number: 935359679
--------------------------------------------------------------------------------------------------------------------------
Security: G47567105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: INFO
ISIN: BMG475671050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lance Uggla Mgmt For For
1B. Election of Director: John Browne (The Lord Mgmt For For
Browne of Madingley)
1C. Election of Director: Dinyar S. Devitre Mgmt For For
1D. Election of Director: Ruann F. Ernst Mgmt For For
1E. Election of Director: Jacques Esculier Mgmt For For
1F. Election of Director: Gay Huey Evans Mgmt For For
1G. Election of Director: William E. Ford Mgmt For For
1H. Election of Director: Nicoletta Giadrossi Mgmt For For
1I. Election of Director: Robert P. Kelly Mgmt For For
1J. Election of Director: Deborah Doyle Mgmt For For
McWhinney
1K. Election of Director: Jean-Paul L. Montupet Mgmt For For
1L. Election of Director: Deborah K. Orida Mgmt For For
1M. Election of Director: James A. Rosenthal Mgmt For For
2. To approve, on an advisory, non-binding Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. To approve the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accountants until the close of the
next Annual General Meeting of Shareholders
and to authorize the Company's Board of
Directors, acting by the Audit Committee,
to determine the remuneration of the
independent registered public accountants.
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 935361509
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel J. Brutto Mgmt For For
1B. Election of Director: Susan Crown Mgmt For For
1C. Election of Director: Darrell L. Ford Mgmt For For
1D. Election of Director: James W. Griffith Mgmt For For
1E. Election of Director: Jay L. Henderson Mgmt For For
1F. Election of Director: Richard H. Lenny Mgmt For For
1G. Election of Director: E. Scott Santi Mgmt For For
1H. Election of Director: David B. Smith, Jr. Mgmt For For
1I. Election of Director: Pamela B. Strobel Mgmt For For
1J. Election of Director: Anre D. Williams Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as ITW's independent
registered public accounting firm for 2021.
3. Advisory vote to approve compensation of Mgmt For For
ITW's named executive officers.
4. A non-binding stockholder proposal, if Shr For Against
properly presented at the meeting, to
permit stockholders to act by written
consent.
--------------------------------------------------------------------------------------------------------------------------
INGERSOLL RAND INC. Agenda Number: 935424490
--------------------------------------------------------------------------------------------------------------------------
Security: 45687V106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: IR
ISIN: US45687V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the amendment of Article VI of Mgmt For For
the Amended and Restated Certificate of
Ingersoll Rand Inc., as amended (the
"Certificate of Incorporation"), to
declassify the board of directors and to
provide for the immediate election of all
directors.
2. To approve the amendment of Article V of Mgmt For For
the Certificate of Incorporation to
eliminate the supermajority stockholder
vote required to amend, alter, repeal or
rescind provisions of the Certificate of
Incorporation and to make a corresponding
change to the title of such Article V.
3. To approve the amendment of Article V of Mgmt For For
the Certificate of Incorporation to
eliminate the supermajority stockholder
vote required for stockholders to amend,
alter, repeal or rescind, in whole or in
part, any provision of the Bylaws of the
Company or to adopt any provision
inconsistent therewith.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2021.
5. To approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to our named
executive officers.
6. DIRECTOR
Peter M. Stavros* Mgmt For For
Kirk E. Arnold* Mgmt For For
Elizabeth Centoni* Mgmt For For
William P. Donnelly* Mgmt For For
Gary D. Forsee* Mgmt For For
John Humphrey* Mgmt For For
Marc E. Jones* Mgmt For For
Vicente Reynal* Mgmt For For
Joshua T. Weisenbeck* Mgmt For For
Tony L. White* Mgmt For For
Peter M. Stavros# Mgmt For For
Elizabeth Centoni# Mgmt For For
Gary D. Forsee# Mgmt For For
Tony L. White# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935369012
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick P. Gelsinger Mgmt For For
1B. Election of Director: James J. Goetz Mgmt For For
1C. Election of Director: Alyssa Henry Mgmt For For
1D. Election of Director: Omar Ishrak Mgmt For For
1E. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1F. Election of Director: Tsu-Jae King Liu Mgmt For For
1G. Election of Director: Gregory D. Smith Mgmt For For
1H. Election of Director: Dion J. Weisler Mgmt For For
1I. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. Advisory vote to approve executive Mgmt Against Against
compensation of our listed officers.
4. Stockholder proposal on whether to allow Shr Against For
stockholders to act by written consent, if
properly presented at the meeting.
5. Stockholder proposal requesting a report on Shr Against For
median pay gaps across race and gender, if
properly presented at the meeting.
6. Stockholder proposal requesting a report on Shr Against For
whether written policies or unwritten norms
at the company reinforce racism in company
culture, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935346949
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for one year term: Mgmt For For
Thomas Buberl
1B. Election of Director for one year term: Mgmt For For
Michael L. Eskew
1C. Election of Director for one year term: Mgmt For For
David N. Farr
1D. Election of Director for one year term: Mgmt For For
Alex Gorsky
1E. Election of Director for one year term: Mgmt For For
Michelle J. Howard
1F. Election of Director for one year term: Mgmt For For
Arvind Krishna
1G. Election of Director for one year term: Mgmt For For
Andrew N. Liveris
1H. Election of Director for one year term: F. Mgmt For For
William McNabb III
1I. Election of Director for one year term: Mgmt For For
Martha E. Pollack
1J. Election of Director for one year term: Mgmt For For
Joseph R. Swedish
1K. Election of Director for one year term: Mgmt For For
Peter R. Voser
1L. Election of Director for one year term: Mgmt For For
Frederick H. Waddell
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt Against Against
4. Stockholder Proposal to Have an Independent Shr Against For
Board Chairman.
5. Stockholder Proposal on the Right to Act by Shr For Against
Written Consent.
6. Stockholder Proposal Requesting the Company Shr For For
Publish Annually a Report Assessing its
Diversity, Equity and Inclusion Efforts.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES INC. Agenda Number: 935364721
--------------------------------------------------------------------------------------------------------------------------
Security: 459506101
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: IFF
ISIN: US4595061015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Kathryn J. Boor
1b. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Edward D. Breen
1c. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Carol Anthony Davidson
1d. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Michael L. Ducker
1e. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Roger W. Ferguson, Jr.
1f. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: John F. Ferraro
1g. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Andreas Fibig
1h. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Christina Gold
1i. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Ilene Gordon
1j. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Matthias J. Heinzel
1k. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Dale F. Morrison
1l. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Kare Schultz
1m. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Stephen Williamson
2. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2021 fiscal year.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers in 2020.
4. Approve our 2021 Stock Award and Incentive Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda Number: 935359833
--------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: IP
ISIN: US4601461035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director (one-year term): Mgmt For For
Christopher M. Connor
1b. Election of Director (one-year term): Ahmet Mgmt For For
C. Dorduncu
1c. Election of Director (one-year term): Ilene Mgmt For For
S. Gordon
1d. Election of Director (one-year term): Mgmt For For
Anders Gustafsson
1e. Election of Director (one-year term): Mgmt For For
Jacqueline C. Hinman
1f. Election of Director (one-year term): Mgmt For For
Clinton A. Lewis, Jr.
1g. Election of Director (one-year term): DG Mgmt For For
Macpherson
1h. Election of Director (one-year term): Mgmt For For
Kathryn D. Sullivan
1i. Election of Director (one-year term): Mark Mgmt For For
S. Sutton
1j. Election of Director (one-year term): Anton Mgmt For For
V. Vincent
1k. Election of Director (one-year term): Ray Mgmt For For
G. Young
2. Ratification of Deloitte & Touche LLP as Mgmt For For
the Company's Independent Registered Public
Accounting Firm for 2021.
3. A Non-Binding Resolution to Approve the Mgmt For For
Compensation of the Company's Named
Executive Officers, as Disclosed Under the
Heading "Compensation Discussion &
Analysis".
4. Shareowner Proposal to Reduce Ownership Shr For Against
Threshold for Requesting Action by Written
Consent.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935313217
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eve Burton Mgmt For For
1b. Election of Director: Scott D. Cook Mgmt For For
1c. Election of Director: Richard L. Dalzell Mgmt For For
1d. Election of Director: Sasan K. Goodarzi Mgmt For For
1e. Election of Director: Deborah Liu Mgmt For For
1f. Election of Director: Tekedra Mawakana Mgmt For For
1g. Election of Director: Suzanne Nora Johnson Mgmt For For
1h. Election of Director: Dennis D. Powell Mgmt For For
1i. Election of Director: Brad D. Smith Mgmt For For
1j. Election of Director: Thomas Szkutak Mgmt For For
1k. Election of Director: Raul Vazquez Mgmt For For
1l. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 935389014
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Valentin P. Mgmt For For
Gapontsev, Ph.D.
1.2 Election of Director: Eugene A. Scherbakov, Mgmt For For
Ph.D.
1.3 Election of Director: Michael C. Child Mgmt For For
1.4 Election of Director: Jeanmarie F. Desmond Mgmt For For
1.5 Election of Director: Gregory P. Dougherty Mgmt For For
1.6 Election of Director: Eric Meurice Mgmt For For
1.7 Election of Director: Natalia Pavlova Mgmt For For
1.8 Election of Director: John R. Peeler Mgmt For For
1.9 Election of Director: Thomas J. Seifert Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
J.B. HUNT TRANSPORT SERVICES, INC. Agenda Number: 935353855
--------------------------------------------------------------------------------------------------------------------------
Security: 445658107
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: JBHT
ISIN: US4456581077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas G. Duncan Mgmt For For
1B. Election of Director: Francesca M. Mgmt For For
Edwardson
1C. Election of Director: Wayne Garrison Mgmt For For
1D. Election of Director: Sharilyn S. Gasaway Mgmt For For
1E. Election of Director: Gary C. George Mgmt For For
1F. Election of Director: Thad Hill Mgmt For For
1G. Election of Director: J. Bryan Hunt, Jr. Mgmt For For
1H. Election of Director: Gale V. King Mgmt For For
1I. Election of Director: John N. Roberts III Mgmt For For
1J. Election of Director: James L. Robo Mgmt For For
1K. Election of Director: Kirk Thomspon Mgmt For For
2. To approve an advisory resolution regarding Mgmt For For
the Company's compensation of its named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent public
accountants for calendar year 2021.
--------------------------------------------------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC. Agenda Number: 935315057
--------------------------------------------------------------------------------------------------------------------------
Security: 469814107
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: J
ISIN: US4698141078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven J. Demetriou Mgmt For For
1B. Election of Director: Christopher M.T. Mgmt For For
Thompson
1C. Election of Director: General Vincent K. Mgmt For For
Brooks
1D. Election of Director: Robert C. Davidson, Mgmt For For
Jr.
1E. Election of Director: General Ralph E. Mgmt For For
Eberhart
1F. Election of Director: Manny Fernandez Mgmt For For
1G. Election of Director: Georgette D. Kiser Mgmt For For
1H. Election of Director: Linda Fayne Levinson Mgmt For For
II. Election of Director: Barbara L. Loughran Mgmt For For
IJ. Election of Director: Robert A. McNamara Mgmt For For
1K. Election of Director: Peter J. Robertson Mgmt For For
2. Advisory vote to approve the Company's Mgmt For For
executive compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC Agenda Number: 935328244
--------------------------------------------------------------------------------------------------------------------------
Security: G51502105
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: JCI
ISIN: IE00BY7QL619
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jean Blackwell Mgmt For For
1B. Election of Director: Pierre Cohade Mgmt For For
1C. Election of Director: Michael E. Daniels Mgmt For For
1D. Election of Director: Juan Pablo del Valle Mgmt For For
Perochena
1E. Election of Director: W. Roy Dunbar Mgmt For For
1F. Election of Director: Gretchen R. Haggerty Mgmt For For
1G. Election of Director: Simone Menne Mgmt For For
1H. Election of Director: George R. Oliver Mgmt For For
1I. Election of Director: Jurgen Tinggren Mgmt For For
1J. Election of Director: Mark Vergnano Mgmt For For
1K. Election of Director: R. David Yost Mgmt For For
1L. Election of Director: John D. Young Mgmt For For
2.A To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent auditors of the Company.
2.B To authorize the Audit Committee of the Mgmt For For
Board of Directors to set the auditors'
remuneration.
3. To authorize the Company and/or any Mgmt For For
subsidiary of the Company to make market
purchases of Company shares.
4. To determine the price range at which the Mgmt For For
Company can re-allot shares that it holds
as treasury shares (Special Resolution).
5. To approve, in a non-binding advisory vote, Mgmt For For
the compensation of the named executive
officers.
6. To approve the Johnson Controls Mgmt For For
International plc 2021 Equity and Incentive
Plan.
7. To approve the Directors' authority to Mgmt For For
allot shares up to approximately 33% of
issued share capital.
8. To approve the waiver of statutory Mgmt For For
pre-emption rights with respect to up to 5%
of issued share capital (Special
Resolution).
--------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 935369024
--------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: JNPR
ISIN: US48203R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gary Daichendt Mgmt For For
1B. Election of Director: Anne DelSanto Mgmt For For
1C. Election of Director: Kevin DeNuccio Mgmt For For
1D. Election of Director: James Dolce Mgmt For For
1E. Election of Director: Christine Gorjanc Mgmt For For
1F. Election of Director: Janet Haugen Mgmt For For
1G. Election of Director: Scott Kriens Mgmt For For
1H. Election of Director: Rahul Merchant Mgmt For For
1I. Election of Director: Rami Rahim Mgmt For For
1J. Election of Director: William Stensrud Mgmt For For
2. Ratification of Ernst & Young LLP, an Mgmt For For
independent registered public accounting
firm, as our auditors for the fiscal year
ending December 31, 2021.
3. Approval of a non-binding advisory Mgmt For For
resolution on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 935380977
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lydia I. Beebe Mgmt For For
1B. Election of Director: Lu M. Cordova Mgmt For For
1C. Election of Director: Robert J. Druten Mgmt For For
1D. Election of Director: Antonio O. Garza, Jr. Mgmt For For
1E. Election of Director: David Garza-Santos Mgmt For For
1F. Election of Director: Janet H. Kennedy Mgmt For For
1G. Election of Director: Mitchell J. Krebs Mgmt For For
1H. Election of Director: Henry J. Maier Mgmt For For
1I. Election of Director: Thomas A. McDonnell Mgmt For For
1J. Election of Director: Patrick J. Mgmt For For
Ottensmeyer
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
our independent registered public
accounting firm for 2021.
3. An Advisory vote to approve the 2020 Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
KEYSIGHT TECHNOLOGIES, INC. Agenda Number: 935329361
--------------------------------------------------------------------------------------------------------------------------
Security: 49338L103
Meeting Type: Annual
Meeting Date: 18-Mar-2021
Ticker: KEYS
ISIN: US49338L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ronald S. Nersesian Mgmt For For
1.2 Election of Director: Charles J. Mgmt For For
Dockendorff
1.3 Election of Director: Robert A. Rango Mgmt For For
2. To ratify the Audit and Finance Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Keysight's independent registered public
accounting firm.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of Keysight's named
executive officers.
4. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of the stockholder
vote on the compensation of Keysight's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
L BRANDS, INC. Agenda Number: 935380434
--------------------------------------------------------------------------------------------------------------------------
Security: 501797104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LB
ISIN: US5017971046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patricia S. Bellinger Mgmt For For
1B. Election of Director: Donna A. James Mgmt For For
1C. Election of Director: Francis A. Hondal Mgmt For For
1D. Election of Director: Danielle Lee Mgmt For For
1E. Election of Director: Andrew M. Meslow Mgmt For For
1F. Election of Director: Michael G. Morris Mgmt For For
1G. Election of Director: Sarah E. Nash Mgmt For For
1H. Election of Director: Robert H. Mgmt For For
Schottenstein
1I. Election of Director: Anne Sheehan Mgmt For For
1J. Election of Director: Stephen D. Steinour Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent registered public accountants.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
4. Stockholder proposal regarding stockholder Shr For Against
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
L3HARRIS TECHNOLOGIES INC. Agenda Number: 935345694
--------------------------------------------------------------------------------------------------------------------------
Security: 502431109
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: LHX
ISIN: US5024311095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Sallie B. Bailey
1B. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
William M. Brown
1C. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Peter W. Chiarelli
1D. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Thomas A. Corcoran
1E. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Thomas A. Dattilo
1F. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Roger B. Fradin
1G. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Lewis Hay III
1H. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Lewis Kramer
1I. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Christopher E. Kubasik
1J. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Rita S. Lane
1K. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Robert B. Millard
1L. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Lloyd W. Newton
2. Approval, in an Advisory Vote, of the Mgmt For For
Compensation of Named Executive Officers as
Disclosed in the Proxy Statement.
3. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for Fiscal Year 2021.
--------------------------------------------------------------------------------------------------------------------------
LAMB WESTON HOLDINGS, INC. Agenda Number: 935257178
--------------------------------------------------------------------------------------------------------------------------
Security: 513272104
Meeting Type: Annual
Meeting Date: 24-Sep-2020
Ticker: LW
ISIN: US5132721045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Bensen Mgmt Against Against
1B. Election of Director: Charles A. Blixt Mgmt For For
1C. Election of Director: Robert J. Coviello Mgmt For For
1D. Election of Director: Andre J. Hawaux Mgmt For For
1E. Election of Director: W.G. Jurgensen Mgmt For For
1F. Election of Director: Thomas P. Maurer Mgmt For For
1G. Election of Director: Robert A. Niblock Mgmt For For
1H. Election of Director: Hala G. Moddelmog Mgmt For For
1I. Election of Director: Maria Renna Sharpe Mgmt For For
1J. Election of Director: Thomas P. Werner Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as Independent Auditors for Fiscal Year
2021.
--------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 935369961
--------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: LVS
ISIN: US5178341070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Irwin Chafetz Mgmt For For
Micheline Chau Mgmt For For
Patrick Dumont Mgmt For For
Charles D. Forman Mgmt For For
Robert G. Goldstein Mgmt For For
George Jamieson Mgmt For For
Nora M. Jordan Mgmt For For
Charles A. Koppelman Mgmt For For
Lewis Kramer Mgmt For For
David F. Levi Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
3. An advisory (non-binding) vote to approve Mgmt Against Against
the compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
LEGGETT & PLATT, INCORPORATED Agenda Number: 935385244
--------------------------------------------------------------------------------------------------------------------------
Security: 524660107
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: LEG
ISIN: US5246601075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK A. BLINN Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT E. BRUNNER Mgmt For For
1C. ELECTION OF DIRECTOR: MARY CAMPBELL Mgmt For For
1D. Election of Director: J. Mitchell Dolloff Mgmt For For
1E. Election of Director: Manuel A. Fernandez Mgmt For For
1F. Election of Director: Karl G. Glassman Mgmt For For
1G. Election of Director: Joseph W. McClanathan Mgmt For For
1H. Election of Director: Judy C. Odom Mgmt For For
1I. Election of Director: Srikanth Padmanabhan Mgmt For For
1J. Election of Director: Jai Shah Mgmt For For
1K Election of Director: Phoebe A. Wood Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2021.
3. An advisory vote to approve named executive Mgmt For For
officer compensation as described in the
Company's proxy statement.
--------------------------------------------------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC. Agenda Number: 935355582
--------------------------------------------------------------------------------------------------------------------------
Security: 525327102
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: LDOS
ISIN: US5253271028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory R. Dahlberg Mgmt For For
1B. Election of Director: David G. Fubini Mgmt For For
1C. Election of Director: Miriam E. John Mgmt For For
1D. Election of Director: Frank Kendall III Mgmt For For
1E. Election of Director: Robert C. Kovarik, Mgmt For For
Jr.
1F. Election of Director: Harry M.J. Kraemer, Mgmt For For
Jr.
1G. Election of Director: Roger A. Krone Mgmt For For
1H. Election of Director: Gary S. May Mgmt For For
1I. Election of Director: Surya N. Mohapatra Mgmt For For
1J. Election of Director: Robert S. Shapard Mgmt For For
1K. Election of Director: Susan M. Stalnecker Mgmt For For
1L. Election of Director: Noel B. Williams Mgmt For For
2. Approve, by an advisory vote, executive Mgmt For For
compensation.
3. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 935339300
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 07-Apr-2021
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Amy Banse
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Rick Beckwitt
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Steven L. Gerard
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Tig Gilliam
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Sherrill W. Hudson
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Jonathan M. Jaffe
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Sidney Lapidus
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Teri P. McClure
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Stuart Miller
1J. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Armando Olivera
1K. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Jeffrey Sonnenfeld
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending November 30, 2021.
4. Approval of a stockholder proposal Shr For Against
regarding our common stock voting
structure.
--------------------------------------------------------------------------------------------------------------------------
LINDE PLC Agenda Number: 935214065
--------------------------------------------------------------------------------------------------------------------------
Security: G5494J103
Meeting Type: Annual
Meeting Date: 27-Jul-2020
Ticker: LIN
ISIN: IE00BZ12WP82
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Prof. Dr. Wolfgang Mgmt For For
Reitzle
1B. Election of Director: Stephen F. Angel Mgmt For For
1C. Election of Director: Prof. DDr. Mgmt For For
Ann-Kristin Achleitner
1D. Election of Director: Prof. Dr. Clemens Mgmt For For
Borsig
1E. Election of Director: Dr. Nance K. Dicciani Mgmt For For
1F. Election of Director: Dr. Thomas Enders Mgmt For For
1G. Election of Director: Franz Fehrenbach Mgmt For For
1H. Election of Director: Edward G. Galante Mgmt For For
1I. Election of Director: Larry D. McVay Mgmt For For
1J. Election of Director: Dr. Victoria Ossadnik Mgmt For For
1K. Election of Director: Prof. Dr. Martin H. Mgmt For For
Richenhagen
1L. Election of Director: Robert L. Wood Mgmt For For
2A. To ratify, on an advisory and non-binding Mgmt For For
basis, the appointment of
PricewaterhouseCoopers ("PWC") as the
independent auditor.
2B. To authorize the Board, acting through the Mgmt For For
Audit Committee, to determine PWC's
remuneration.
3. To determine the price range at which Linde Mgmt For For
plc can re-allot shares that it acquires as
treasury shares under Irish law.
4. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of Linde plc's
Named Executive Officers, as disclosed in
the 2020 Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 935362878
--------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: LKQ
ISIN: US5018892084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Berard Mgmt For For
1B. Election of Director: Meg A. Divitto Mgmt For For
1C. Election of Director: Robert M. Hanser Mgmt For For
1D. Election of Director: Joseph M. Holsten Mgmt For For
1E. Election of Director: Blythe J. McGarvie Mgmt For For
1F. Election of Director: John W. Mendel Mgmt For For
1G. Election of Director: Jody G. Miller Mgmt For For
1H. Election of Director: Guhan Subramanian Mgmt For For
1I. Election of Director: Xavier Urbain Mgmt For For
1J. Election of Director: Jacob H. Welch Mgmt For For
1K. Election of Director: Dominick Zarcone Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 935349933
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel F. Akerson Mgmt For For
1B. Election of Director: David B. Burritt Mgmt For For
1C. Election of Director: Bruce A. Carlson Mgmt For For
1D. Election of Director: Joseph F. Dunford, Mgmt For For
Jr.
1E. Election of Director: James O. Ellis, Jr. Mgmt For For
1F. Election of Director: Thomas J. Falk Mgmt For For
1G. Election of Director: Ilene S. Gordon Mgmt For For
1H. Election of Director: Vicki A. Hollub Mgmt For For
1I. Election of Director: Jeh C. Johnson Mgmt For For
1J. Election of Director: Debra L. Reed-Klages Mgmt For For
1K. Election of Director: James D. Taiclet Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors for 2021.
3. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay).
4. Stockholder Proposal to Adopt Stockholder Shr For Against
Action By Written Consent.
5. Stockholder Proposal to issue a Report on Shr Against For
Human Rights Due Diligence.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935387729
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Daniel J. Heinrich Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Mary Beth West Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2021.
4. Shareholder proposal regarding amending the Shr Against For
Company's proxy access bylaw to remove
shareholder aggregation limits.
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 935432815
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jacques Aigrain Mgmt For For
1B. Election of Director: Lincoln Benet Mgmt For For
1C. Election of Director: Jagjeet (Jeet) Bindra Mgmt For For
1D. Election of Director: Robin Buchanan Mgmt For For
1E. Election of Director: Anthony (Tony) Chase Mgmt For For
1F. Election of Director: Stephen Cooper Mgmt For For
1G. Election of Director: Nance Dicciani Mgmt For For
1H. Election of Director: Robert (Bob) Dudley Mgmt For For
1I. Election of Director: Claire Farley Mgmt For For
1J. Election of Director: Michael Hanley Mgmt For For
1K. Election of Director: Albert Manifold Mgmt For For
1L. Election of Director: Bhavesh (Bob) Patel Mgmt For For
2. Discharge of Directors from Liability. Mgmt For For
3. Adoption of 2020 Dutch Statutory Annual Mgmt For For
Accounts.
4. Appointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as the Auditor of our 2021
Dutch Statutory Annual Accounts.
5. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm.
6. Advisory Vote Approving Executive Mgmt For For
Compensation (Say-on-Pay).
7. Authorization to Conduct Share Repurchases. Mgmt For For
8. Cancellation of Shares. Mgmt For For
9. Amendment and Restatement of Long Term Mgmt For For
Incentive Plan.
10. Amendment and Restatement of Employee Stock Mgmt For For
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC. Agenda Number: 935390029
--------------------------------------------------------------------------------------------------------------------------
Security: 571903202
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: MAR
ISIN: US5719032022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J.W. Marriott, Jr. Mgmt For For
1B. ELECTION OF DIRECTOR: Anthony G. Capuano Mgmt For For
1C. ELECTION OF DIRECTOR: Deborah M. Harrison Mgmt For For
1D. ELECTION OF DIRECTOR: Frederick A. Mgmt For For
Henderson
1E. ELECTION OF DIRECTOR: Eric Hippeau Mgmt For For
1F. ELECTION OF DIRECTOR: Lawrence W. Kellner Mgmt For For
1G. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1H. ELECTION OF DIRECTOR: Aylwin B. Lewis Mgmt For For
1I. ELECTION OF DIRECTOR: David S. Marriott Mgmt For For
1J. ELECTION OF DIRECTOR: Margaret M. McCarthy Mgmt For For
1K. ELECTION OF DIRECTOR: George Munoz Mgmt For For
1L. ELECTION OF DIRECTOR: Horacio D. Rozanski Mgmt For For
1M. ELECTION OF DIRECTOR: Susan C. Schwab Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2021.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4A. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS TO REMOVE
SUPERMAJORITY VOTING STANDARDS: AMENDMENTS
TO REMOVE THE SUPERMAJORITY VOTING STANDARD
FOR REMOVAL OF DIRECTORS.
4B. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS TO REMOVE
SUPERMAJORITY VOTING STANDARDS: AMENDMENTS
TO REMOVE THE SUPERMAJORITY VOTING
STANDARDS FOR FUTURE AMENDMENTS TO THE
CERTIFICATE OF INCORPORATION APPROVED BY
OUR STOCKHOLDERS.
4C. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS TO REMOVE
SUPERMAJORITY VOTING STANDARDS: AMENDMENTS
TO REMOVE THE REQUIREMENT FOR A
SUPERMAJORITY STOCKHOLDER VOTE FOR FUTURE
AMENDMENTS TO CERTAIN BYLAW PROVISIONS.
4D. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS TO REMOVE
SUPERMAJORITY VOTING STANDARDS: AMENDMENT
TO REMOVE THE REQUIREMENT FOR A
SUPERMAJORITY STOCKHOLDER VOTE FOR CERTAIN
TRANSACTIONS.
4E. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS TO REMOVE
SUPERMAJORITY VOTING STANDARDS: AMENDMENT
TO REMOVE THE SUPERMAJORITY VOTING STANDARD
FOR CERTAIN BUSINESS COMBINATIONS.
--------------------------------------------------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC. Agenda Number: 935406238
--------------------------------------------------------------------------------------------------------------------------
Security: 573284106
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: MLM
ISIN: US5732841060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dorothy M. Ables Mgmt For For
1B. Election of Director: Sue W. Cole Mgmt For For
1C. Election of Director: Smith W. Davis Mgmt For For
1D. Election of Director: Anthony R. Foxx Mgmt For For
1E. Election of Director: John J. Koraleski Mgmt For For
1F. Election of Director: C. Howard Nye Mgmt For For
1G. Election of Director: Laree E. Perez Mgmt For For
1H. Election of Director: Thomas H. Pike Mgmt For For
1I. Election of Director: Michael J. Quillen Mgmt For For
1J. Election of Director: Donald W. Slager Mgmt For For
1K. Election of Director: David C. Wajsgras Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as independent
auditors.
3. Approval, by a non-binding advisory vote, Mgmt For For
of the compensation of Martin Marietta
Materials, Inc.'s named executive officers.
--------------------------------------------------------------------------------------------------------------------------
MASCO CORPORATION Agenda Number: 935383101
--------------------------------------------------------------------------------------------------------------------------
Security: 574599106
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: MAS
ISIN: US5745991068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark R. Alexander Mgmt For For
1B. Election of Director: Marie A. Ffolkes Mgmt For For
1C. Election of Director: John C. Plant Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation paid to the Company's
named executive officers, as disclosed
pursuant to the compensation disclosure
rules of the SEC, including the
Compensation Discussion and Analysis, the
compensation tables and the related
materials disclosed in the Proxy Statement.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for the Company for 2021.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935420644
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ajay Banga Mgmt For For
1B. Election of Director: Merit E. Janow Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Oki Matsumoto Mgmt For For
1H. Election of Director: Michael Miebach Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2021.
4. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006 Long
Term Incentive Plan.
5. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006
Non-Employee Director Equity Compensation
Plan.
6. Approval of amendments to Mastercard's Mgmt For For
Certificate of Incorporation to remove
supermajority voting requirements.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 935380395
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring in 2022: Lloyd Dean
1B. Election of Director for a one-year term Mgmt For For
expiring in 2022: Robert Eckert
1C. Election of Director for a one-year term Mgmt For For
expiring in 2022: Catherine Engelbert
1D. Election of Director for a one-year term Mgmt For For
expiring in 2022: Margaret Georgiadis
1E. Election of Director for a one-year term Mgmt For For
expiring in 2022: Enrique Hernandez, Jr.
1F. Election of Director for a one-year term Mgmt For For
expiring in 2022: Christopher Kempczinski
1G. Election of Director for a one-year term Mgmt For For
expiring in 2022: Richard Lenny
1H. Election of Director for a one-year term Mgmt For For
expiring in 2022: John Mulligan
1I. Election of Director for a one-year term Mgmt For For
expiring in 2022: Sheila Penrose
1J. Election of Director for a one-year term Mgmt For For
expiring in 2022: John Rogers, Jr.
1K. Election of Director for a one-year term Mgmt For For
expiring in 2022: Paul Walsh
1L. Election of Director for a one-year term Mgmt For For
expiring in 2022: Miles White
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Advisory vote to ratify the appointment of Mgmt For For
Ernst & Young LLP as independent auditor
for 2021.
4. Advisory vote on a shareholder proposal Shr Against For
requesting a report on sugar and public
health, if properly presented.
5. Advisory vote on a shareholder proposal Shr Against For
requesting a report on antibiotics and
public health costs, if properly presented.
6. Advisory vote on a shareholder proposal Shr For Against
requesting the ability for shareholders to
act by written consent, if properly
presented.
--------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda Number: 935239182
--------------------------------------------------------------------------------------------------------------------------
Security: 58155Q103
Meeting Type: Annual
Meeting Date: 29-Jul-2020
Ticker: MCK
ISIN: US58155Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Dominic J. Caruso
1B. Election of Director for a one-year term: Mgmt For For
N. Anthony Coles, M.D.
1C. Election of Director for a one-year term: Mgmt For For
M. Christine Jacobs
1D. Election of Director for a one-year term: Mgmt For For
Donald R. Knauss
1E. Election of Director for a one-year term: Mgmt For For
Marie L. Knowles
1F. Election of Director for a one-year term: Mgmt For For
Bradley E. Lerman
1G. Election of Director for a one-year term: Mgmt For For
Maria Martinez
1H. Election of Director for a one-year term: Mgmt For For
Edward A. Mueller
1I. Election of Director for a one-year term: Mgmt For For
Susan R. Salka
1J. Election of Director for a one-year term: Mgmt For For
Brian S. Tyler
1K. Election of Director for a one-year term: Mgmt For For
Kenneth E. Washington, Ph.D.
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the company's independent
registered public accounting firm for the
fiscal year ending March 31, 2021.
3. Advisory vote on executive compensation. Mgmt For For
4. Shareholder proposal on action by written Shr Against For
consent of shareholders.
5. Shareholder proposal on disclosure of Shr Against For
lobbying activities and expenditures.
6. Shareholder proposal on statement of Shr Against For
purpose of a corporation.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935288286
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 11-Dec-2020
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Michael O. Leavitt Mgmt For For
1G. Election of Director: James T. Lenehan Mgmt For For
1H. Election of Director: Kevin E. Lofton Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt For For
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as the Company's independent auditor for
fiscal year 2021 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL Agenda Number: 935359491
--------------------------------------------------------------------------------------------------------------------------
Security: 552953101
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: MGM
ISIN: US5529531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Barry Diller Mgmt For For
1B. Election of Director: William W. Grounds Mgmt For For
1C. Election of Director: Alexis M. Herman Mgmt For For
1D. Election of Director: William J. Hornbuckle Mgmt For For
1E. Election of Director: Mary Chris Jammet Mgmt For For
1F. Election of Director: John Kilroy Mgmt Against Against
1G. Election of Director: Joey Levin Mgmt For For
1H. Election of Director: Rose McKinney-James Mgmt For For
1I. Election of Director: Keith A. Meister Mgmt For For
1J. Election of Director: Paul Salem Mgmt For For
1K. Election of Director: Gregory M. Spierkel Mgmt For For
1L. Election of Director: Jan G. Swartz Mgmt For For
1M. Election of Director: Daniel J. Taylor Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP, as the independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
4. To approve and adopt the amendment to our Mgmt Against Against
charter.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 935308975
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 14-Jan-2021
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard M. Beyer Mgmt For For
1b. Election of Director: Lynn A. Dugle Mgmt For For
1c. Election of Director: Steven J. Gomo Mgmt For For
1d. Election of Director: Mary Pat McCarthy Mgmt For For
1e. Election of Director: Sanjay Mehrotra Mgmt For For
1f. Election of Director: Robert E. Switz Mgmt For For
1g. Election of Director: MaryAnn Wright Mgmt For For
2. PROPOSAL BY THE COMPANY TO APPROVE A Mgmt Against Against
NON-BINDING RESOLUTION TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT.
3. PROPOSAL BY THE COMPANY TO APPROVE OUR Mgmt For For
AMENDED AND RESTATED 2007 EQUITY INCENTIVE
PLAN AND INCREASE THE SHARES RESERVED FOR
ISSUANCE THEREUNDER BY 35 MILLION AS
DESCRIBED IN THE PROXY STATEMENT.
4. PROPOSAL BY THE COMPANY TO RATIFY THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING SEPTEMBER 2, 2021.
--------------------------------------------------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC. Agenda Number: 935372918
--------------------------------------------------------------------------------------------------------------------------
Security: 608190104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MHK
ISIN: US6081901042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three Mgmt For For
years: Bruce C. Bruckmann
1B. Election of Director for a term of three Mgmt For For
years: John M. Engquist
2. The ratification of the selection of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm.
3. Advisory vote to approve executive Mgmt For For
compensation, as disclosed in the Company's
Proxy Statement for the 2021 Annual Meeting
of Stockholders.
--------------------------------------------------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC. Agenda Number: 935418966
--------------------------------------------------------------------------------------------------------------------------
Security: 609839105
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: MPWR
ISIN: US6098391054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eugen Elmiger Mgmt For For
Jeff Zhou Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. Approve, on an advisory basis, the 2020 Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 935363274
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for One-Year Term: Mgmt For For
Gregory Q. Brown
1B. Election of Director for One-Year Term: Mgmt For For
Kenneth D. Denman
1C. Election of Director for One-Year Term: Mgmt For For
Egon P. Durban
1D. Election of Director for One-Year Term: Mgmt For For
Clayton M. Jones
1E. Election of Director for One-Year Term: Mgmt For For
Judy C. Lewent
1F. Election of Director for One-Year Term: Mgmt For For
Gregory K. Mondre
1G. Election of Director for One-Year Term: Mgmt For For
Joseph M. Tucci
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for 2021.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
NEWELL BRANDS INC. Agenda Number: 935352687
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: NWL
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bridget Ryan Berman Mgmt For For
1B. Election of Director: Patrick D. Campbell Mgmt For For
1C. Election of Director: James R. Craigie Mgmt For For
1D. Election of Director: Brett M. Icahn Mgmt For For
1E. Election of Director: Jay L. Johnson Mgmt For For
1F. Election of Director: Gerardo I. Lopez Mgmt For For
1G. Election of Director: Courtney R. Mather Mgmt For For
1H. Election of Director: Ravichandra K. Mgmt For For
Saligram
1I. Election of Director: Judith A. Sprieser Mgmt For For
1J. Election of Director: Robert A. Steele Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory resolution to approve executive Mgmt For For
compensation.
4. A stockholder proposal to amend the Shr Against For
stockholder right to act by written
consent.
--------------------------------------------------------------------------------------------------------------------------
NEWMONT CORPORATION Agenda Number: 935348183
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Awuah. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1B. Election of Director: Gregory Boyce. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1C. Election of Director: Bruce Brook. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1D. Election of Director: Maura Clark. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1E. Election of Director: Matthew Coon Come. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1F. Election of Director: Jose Manuel Madero. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1G. Election of Director: Rene Medori. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1H. Election of Director: Jane Nelson. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1I. Election of Director: Thomas Palmer. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1J. Election of Director: Julio Quintana. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1K. Election of Director: Susan Story. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify Appointment of Independent Mgmt For For
Registered Public Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
NIELSEN HOLDINGS PLC Agenda Number: 935321517
--------------------------------------------------------------------------------------------------------------------------
Security: G6518L108
Meeting Type: Special
Meeting Date: 11-Feb-2021
Ticker: NLSN
ISIN: GB00BWFY5505
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the proposed sale to Indy US Mgmt For For
BidCo, LLC and Indy Dutch BidCo B.V.
("Purchaser"), two newly formed entities
which are controlled by affiliates of
Advent International Corporation
("Advent"), pursuant to the terms and
subject to the conditions set forth in the
Stock Purchase Agreement, dated as of
October 31, 2020 ("Stock Purchase
Agreement"), between Nielsen and Purchaser,
of the equity interests of certain Nielsen
subsidiaries that contain Nielsen's Global
Connect business ("Connect" and the
"Transaction").
--------------------------------------------------------------------------------------------------------------------------
NIELSEN HOLDINGS PLC Agenda Number: 935389836
--------------------------------------------------------------------------------------------------------------------------
Security: G6518L108
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: NLSN
ISIN: GB00BWFY5505
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James A. Attwood, Jr. Mgmt For For
1B. Election of Director: Thomas H. Castro Mgmt For For
1C. Election of Director: Guerrino De Luca Mgmt For For
1D. Election of Director: Karen M. Hoguet Mgmt For For
1E. Election of Director: David Kenny Mgmt For For
1F. Election of Director: Janice Marinelli Mgmt For For
Mazza
1G. Election of Director: Jonathan Miller Mgmt For For
1H. Election of Director: Stephanie Plaines Mgmt For For
1I. Election of Director: Nancy Tellem Mgmt For For
1J. Election of Director: Lauren Zalaznick Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. To reappoint Ernst & Young LLP as our UK Mgmt For For
statutory auditor to audit our UK statutory
annual accounts for the year ending
December 31, 2021.
4. To authorize the Audit Committee to Mgmt For For
determine the compensation of our UK
statutory auditor.
5. To approve on a non-binding, advisory basis Mgmt For For
the compensation of our named executive
officers as disclosed in the proxy
statement.
6. To approve on a non-binding, advisory basis Mgmt For For
the Directors' Compensation Report for the
year ended December 31, 2020.
7. To approve the Directors' Compensation Mgmt Against Against
Policy.
8. To authorize the Board of Directors to Mgmt For For
allot equity securities.
9. To authorize the Board of Directors to Mgmt For For
allot equity securities without rights of
pre-emption.
10. To authorize the Board of Directors to Mgmt For For
allot equity securities without rights of
pre-emption in connection with an
acquisition or specified capital
investment.
11. To approve of forms of share repurchase Mgmt For For
contracts and share repurchase
counterparties.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 935363046
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas D. Bell, Jr. Mgmt For For
1b. Election of Director: Mitchell E. Daniels, Mgmt For For
Jr.
1c. Election of Director: Marcela E. Donadio Mgmt For For
1d. Election of Director: John C. Huffard, Jr. Mgmt For For
1e. Election of Director: Christopher T. Jones Mgmt For For
1f. Election of Director: Thomas C. Kelleher Mgmt For For
1g. Election of Director: Steven F. Leer Mgmt For For
1h. Election of Director: Michael D. Lockhart Mgmt For For
1i. Election of Director: Amy E. Miles Mgmt For For
1j. Election of Director: Claude Mongeau Mgmt For For
1k. Election of Director: Jennifer F. Scanlon Mgmt For For
1l. Election of Director: James A. Squires Mgmt For For
1m. Election of Director: John R. Thompson Mgmt For For
2. Ratification of the appointment of KPMG Mgmt For For
LLP, independent registered public
accounting firm, as Norfolk Southern's
independent auditors for the year ending
December 31, 2021.
3. Approval of the advisory resolution on Mgmt For For
executive compensation, as disclosed in the
proxy statement for the 2021 Annual Meeting
of Shareholders.
4. Proposal regarding revisions to ownership Shr Against For
requirements for proxy access.
5. Proposal regarding a report on lobbying Shr For Against
activity alignment with Paris Climate
Agreement.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 935386018
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathy J. Warden Mgmt For For
1B. Election of Director: David P. Abney Mgmt For For
1C. Election of Director: Marianne C. Brown Mgmt For For
1D. Election of Director: Donald E. Felsinger Mgmt For For
1E. Election of Director: Ann M. Fudge Mgmt For For
1F. Election of Director: William H. Hernandez Mgmt For For
1G. Election of Director: Madeleine A. Kleiner Mgmt For For
1H. Election of Director: Karl J. Krapek Mgmt For For
1I. Election of Director: Gary Roughead Mgmt For For
1J. Election of Director: Thomas M. Schoewe Mgmt For For
1K. Election of Director: James S. Turley Mgmt For For
1L. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2021.
4. Shareholder proposal that the Company Shr Against For
assess and report on potential human rights
impacts that could result from governments'
use of the Company's products and services,
including in conflict-affected areas.
5. Shareholder proposal to move to a 10% Shr For Against
ownership threshold for shareholders to
request action by written consent.
--------------------------------------------------------------------------------------------------------------------------
NORWEGIAN CRUISE LINE HOLDINGS LTD. Agenda Number: 935378148
--------------------------------------------------------------------------------------------------------------------------
Security: G66721104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: NCLH
ISIN: BMG667211046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Adam M. Aron Mgmt For For
1B. Election of Class II Director: Stella David Mgmt For For
1C. Election of Class II Director: Mary E. Mgmt For For
Landry
2. Approval, on a non-binding, advisory basis, Mgmt Against Against
of the compensation of our named executive
officers.
3. Approval of an increase in our authorized Mgmt For For
share capital to increase the number of
ordinary shares authorized for issuance
from 490,000,000 to 980,000,000.
4. Approval of an amendment to our 2013 Mgmt For For
Performance Incentive Plan (our "Plan"),
including an increase in the number of
shares available for grant under our Plan.
5. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP ("PwC") as our
independent registered public accounting
firm for the year ending December 31, 2021
and the determination of PwC's remuneration
by our Audit Committee.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 935365165
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick J. Dempsey Mgmt For For
Christopher J. Kearney Mgmt For For
Laurette T. Koellner Mgmt For For
Joseph D. Rupp Mgmt For For
Leon J. Topalian Mgmt For For
John H. Walker Mgmt For For
Nadja Y. West Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as
Nucor's independent registered public
accounting firm for 2021.
3. Approval, on an advisory basis, of Nucor's Mgmt For For
named executive officer compensation in
2020.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
NVR, INC. Agenda Number: 935356130
--------------------------------------------------------------------------------------------------------------------------
Security: 62944T105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: NVR
ISIN: US62944T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dwight C. Schar Mgmt For For
1B. Election of Director: C.E. Andrews Mgmt For For
1C. Election of Director: Sallie B. Bailey Mgmt For For
1D. Election of Director: Thomas D. Eckert Mgmt For For
1E. Election of Director: Alfred E. Festa Mgmt For For
1F. Election of Director: Manuel H. Johnson Mgmt For For
1G. Election of Director: Alexandra A. Jung Mgmt For For
1H. Election of Director: Mel Martinez Mgmt For For
1I. Election of Director: William A. Moran Mgmt For For
1J. Election of Director: David A. Preiser Mgmt For For
1K. Election of Director: W. Grady Rosier Mgmt For For
1L. Election of Director: Susan Williamson Ross Mgmt For For
2. Ratification of appointment of KPMG LLP as Mgmt For For
independent auditor for the year ending
December 31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935428335
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2020 Statutory Annual Mgmt For For
Accounts.
2. Discharge of the members of the Board for Mgmt For For
their responsibilities in the financial
year ended December 31, 2020
3A. Re-appoint Kurt Sievers as executive Mgmt For For
director
3B. Re-appoint Sir Peter Bonfield as Mgmt For For
non-executive director
3C. Appoint Annette Clayton as non-executive Mgmt For For
director
3D. Appoint Anthony Foxx as non-executive Mgmt For For
director
3E. Re-appoint Kenneth A. Goldman as Mgmt For For
non-executive director
3F. Re-appoint Josef Kaeser as non-executive Mgmt For For
director
3G. Re-appoint Lena Olving as non-executive Mgmt For For
director
3H. Re-appoint Peter Smitham as non-executive Mgmt For For
director
3I. Re-appoint Julie Southern as non-executive Mgmt For For
director
3J. Re-appoint Jasmin Staiblin as non-executive Mgmt For For
director
3K. Re-appoint Gregory Summe as non-executive Mgmt For For
director
3L. Re-appoint Karl-Henrik Sundstrom as Mgmt For For
non-executive director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company and grant
rights to acquire ordinary shares
5. Authorization of the Board to restrict or Mgmt For For
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights.
6. Authorization of the Board to repurchase Mgmt For For
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Approval of the amended remuneration of the Mgmt For For
non-executive members of the Board
9. Non-binding, advisory approval of the Named Mgmt For For
Executive Officers' compensation
--------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. Agenda Number: 935362121
--------------------------------------------------------------------------------------------------------------------------
Security: 67103H107
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: ORLY
ISIN: US67103H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David O'Reilly Mgmt For For
1B. Election of Director: Larry O'Reilly Mgmt For For
1C. Election of Director: Greg Henslee Mgmt For For
1D. Election of Director: Jay D. Burchfield Mgmt For For
1E. Election of Director: Thomas T. Hendrickson Mgmt For For
1F. Election of Director: John R. Murphy Mgmt For For
1G. Election of Director: Dana M. Perlman Mgmt For For
1H. Election of Director: Maria A. Sastre Mgmt For For
1I. Election of Director: Andrea M. Weiss Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP, as independent auditors for the
fiscal year ending December 31, 2021.
4. Shareholder proposal entitled "Improve Our Shr Against For
Catch-22 Proxy Access."
--------------------------------------------------------------------------------------------------------------------------
OLD DOMINION FREIGHT LINE, INC. Agenda Number: 935402317
--------------------------------------------------------------------------------------------------------------------------
Security: 679580100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ODFL
ISIN: US6795801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sherry A. Aaholm Mgmt For For
David S. Congdon Mgmt For For
John R. Congdon, Jr. Mgmt For For
Bradley R. Gabosch Mgmt For For
Greg C. Gantt Mgmt For For
Patrick D. Hanley Mgmt For For
John D. Kasarda Mgmt For For
Wendy T. Stallings Mgmt For For
Thomas A. Stith, III Mgmt For For
Leo H. Suggs Mgmt For For
D. Michael Wray Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
OTIS WORLDWIDE CORPORATION Agenda Number: 935346127
--------------------------------------------------------------------------------------------------------------------------
Security: 68902V107
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: OTIS
ISIN: US68902V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey H. Black Mgmt For For
1B. Election of Director: Kathy Hopinkah Hannan Mgmt For For
1C. Election of Director: Shailesh G. Jejurikar Mgmt For For
1D. Election of Director: Christopher J. Mgmt For For
Kearney
1E. Election of Director: Judith F. Marks Mgmt For For
1F. Election of Director: Harold W. McGraw III Mgmt For For
1G. Election of Director: Margaret M. V. Mgmt For For
Preston
1H. Election of Director: Shelley Stewart, Jr. Mgmt For For
1I. Election of Director: John H. Walker Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Advisory Vote on Frequency of Advisory Vote Mgmt 1 Year For
to Approve Executive Compensation.
4. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
--------------------------------------------------------------------------------------------------------------------------
PACCAR INC Agenda Number: 935351457
--------------------------------------------------------------------------------------------------------------------------
Security: 693718108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: PCAR
ISIN: US6937181088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark C. Pigott Mgmt For For
1B. Election of Director: Dame Alison J. Mgmt For For
Carnwath
1C. Election of Director: Franklin L. Feder Mgmt For For
1D. Election of Director: R. Preston Feight Mgmt For For
1E. Election of Director: Beth E. Ford Mgmt For For
1F. Election of Director: Kirk S. Hachigian Mgmt For For
1G. Election of Director: Roderick C. McGeary Mgmt For For
1H. Election of Director: John M. Pigott Mgmt For For
1I. Election of Director: Ganesh Ramaswamy Mgmt For For
1J. Election of Director: Mark A. Schulz Mgmt For For
1K. Election of Director: Gregory M. E. Mgmt For For
Spierkel
2. Stockholder proposal regarding Shr For Against
supermajority voting provisions if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA Agenda Number: 935356382
--------------------------------------------------------------------------------------------------------------------------
Security: 695156109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: PKG
ISIN: US6951561090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl K. Beebe Mgmt For For
1B. Election of Director: Duane C. Farrington Mgmt For For
1C. Election of Director: Donna A. Harman Mgmt For For
1D. Election of Director: Mark W. Kowlzan Mgmt For For
1E. Election of Director: Robert C. Lyons Mgmt For For
1F. Election of Director: Thomas P. Maurer Mgmt For For
1G. Election of Director: Samuel M. Mencoff Mgmt For For
1H. Election of Director: Roger B. Porter Mgmt For For
1I. Election of Director: Thomas S. Souleles Mgmt For For
1J. Election of Director: Paul T. Stecko Mgmt For For
1K. Election of Director: James D. Woodrum Mgmt For For
2. Proposal to ratify appointment of KPMG LLP Mgmt For For
as our auditors.
3. Proposal to approve our executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
PAYCOM SOFTWARE, INC. Agenda Number: 935382692
--------------------------------------------------------------------------------------------------------------------------
Security: 70432V102
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: PAYC
ISIN: US70432V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert J. Levenson Mgmt For For
Frederick C. Peters II Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
4. Stockholder proposal requesting that the Shr For
Board of Directors prepare a diversity
report.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder right to Shr For Against
act by written consent.
5. Stockholder Proposal - Assessing Inclusion Shr Against For
in the Workplace.
--------------------------------------------------------------------------------------------------------------------------
PENN NATIONAL GAMING, INC. Agenda Number: 935411291
--------------------------------------------------------------------------------------------------------------------------
Security: 707569109
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: PENN
ISIN: US7075691094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David A. Handler Mgmt For For
John M. Jacquemin Mgmt For For
2. Approval of the Company's Second Amended Mgmt For For
and Restated Articles of Incorporation to
increase the number of authorized shares of
common stock from 200,000,000 to
400,000,000.
3. Approval of the Company's Amended and Mgmt For For
Restated 2018 Long Term Incentive
Compensation Plan.
4. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
2021 fiscal year.
5. Approval, on an advisory basis, of the Mgmt Against Against
compensation paid to the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR PLC Agenda Number: 935355378
--------------------------------------------------------------------------------------------------------------------------
Security: G7S00T104
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: PNR
ISIN: IE00BLS09M33
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: Mona Abutaleb Mgmt For For
Stephenson
1B. Re-election of Director: Glynis A. Bryan Mgmt For For
1C. Re-election of Director: T. Michael Glenn Mgmt For For
1D. Re-election of Director: Theodore L. Harris Mgmt For For
1E. Re-election of Director: Gregory E. Knight Mgmt For For
1F. Re-election of Director: David A. Jones Mgmt For For
1G. Re-election of Director: Michael T. Mgmt For For
Speetzen
1H. Re-election of Director: John L. Stauch Mgmt For For
1I. Re-election of Director: Billie I. Mgmt For For
Williamson
2. To approve, by nonbinding, advisory vote, Mgmt For For
the compensation of the named executive
officers.
3. To ratify, by nonbinding, advisory vote, Mgmt For For
the appointment of Deloitte & Touche LLP as
the independent auditor of Pentair plc and
to authorize, by binding vote, the Audit
and Finance Committee of the Board of
Directors to set the auditor's
remuneration.
4. To approve the Pentair plc Employee Stock Mgmt For For
Purchase and Bonus Plan, as amended and
restated.
5. To authorize the Board of Directors to Mgmt For For
allot new shares under Irish law.
6. To authorize the Board of Directors to Mgmt For For
opt-out of statutory preemption rights
under Irish law (Special Resolution).
7. To authorize the price range at which Mgmt For For
Pentair plc can re-allot shares it holds as
treasury shares under Irish law (Special
Resolution).
--------------------------------------------------------------------------------------------------------------------------
POOL CORPORATION Agenda Number: 935369416
--------------------------------------------------------------------------------------------------------------------------
Security: 73278L105
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: POOL
ISIN: US73278L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter D. Arvan Mgmt For For
1B. Election of Director: Timothy M. Graven Mgmt For For
1C. Election of Director: Debra S. Oler Mgmt For For
1D. Election of Director: Manuel J. Perez de la Mgmt For For
Mesa
1E. Election of Director: Harlan F. Seymour Mgmt For For
1F. Election of Director: Robert C. Sledd Mgmt For For
1G. Election of Director: John E. Stokely Mgmt For For
1H. Election of Director: David G. Whalen Mgmt For For
2. Ratification of the retention of Ernst & Mgmt For For
Young LLP, certified public accountants, as
our independent registered public
accounting firm for the 2021 fiscal year.
3. Say-on-pay vote: Advisory vote to approve Mgmt For For
the compensation of our named executive
officers as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda Number: 935339336
--------------------------------------------------------------------------------------------------------------------------
Security: 693506107
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: PPG
ISIN: US6935061076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: STEVEN A. DAVIS
1B. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: MICHAEL W. LAMACH
1C. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: MICHAEL T. NALLY
1D. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: GUILLERMO NOVO
1E. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: MARTIN H. RICHENHAGEN
1F. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: CATHERINE R. SMITH
2. APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS.
3. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
4. PROPOSAL TO APPROVE AMENDMENTS TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION AND
BYLAWS TO REPLACE THE SUPERMAJORITY VOTING
REQUIREMENTS.
5. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2021.
6. SHAREHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
REQUIRING AN INDEPENDENT BOARD CHAIRMAN, IF
PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
PULTEGROUP, INC. Agenda Number: 935365646
--------------------------------------------------------------------------------------------------------------------------
Security: 745867101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: PHM
ISIN: US7458671010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian P. Anderson Mgmt For For
1B. Election of Director: Bryce Blair Mgmt For For
1C. Election of Director: Richard W. Dreiling Mgmt For For
1D. Election of Director: Thomas J. Folliard Mgmt For For
1E. Election of Director: Cheryl W. Grise Mgmt For For
1F. Election of Director: Andre J. Hawaux Mgmt For For
1G. Election of Director: J. Phillip Holloman Mgmt For For
1H. Election of Director: Ryan R. Marshall Mgmt For For
1I. Election of Director: John R. Peshkin Mgmt For For
1J. Election of Director: Scott F. Powers Mgmt For For
1K. Election of Director: Lila Snyder Mgmt For For
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
3. Say-on-pay: Advisory vote to approve Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PVH CORP. Agenda Number: 935421266
--------------------------------------------------------------------------------------------------------------------------
Security: 693656100
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: PVH
ISIN: US6936561009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRENT CALLINICOS Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE CHEEKS Mgmt For For
1C. ELECTION OF DIRECTOR: EMANUEL CHIRICO Mgmt For For
1D. ELECTION OF DIRECTOR: JOSEPH B. FULLER Mgmt For For
1E. ELECTION OF DIRECTOR: STEFAN LARSSON Mgmt For For
1F. ELECTION OF DIRECTOR: V. JAMES MARINO Mgmt For For
1G. ELECTION OF DIRECTOR: G. PENNY McINTYRE Mgmt For For
1H. ELECTION OF DIRECTOR: AMY McPHERSON Mgmt For For
1I. ELECTION OF DIRECTOR: HENRY NASELLA Mgmt For For
1J. ELECTION OF DIRECTOR: ALLISON PETERSON Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD R. ROSENFELD Mgmt For For
1L. ELECTION OF DIRECTOR: JUDITH AMANDA SOURRY Mgmt For For
KNOX
2. Approval of the advisory resolution on Mgmt For For
executive compensation.
3. Ratification of auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935327569
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sylvia Acevedo Mgmt For For
1B. Election of Director: Mark Fields Mgmt For For
1C. Election of Director: Jeffrey W. Henderson Mgmt For For
1D. Election of Director: Gregory N. Johnson Mgmt For For
1E. Election of Director: Ann M. Livermore Mgmt For For
1F. Election of Director: Harish Manwani Mgmt For For
1G. Election of Director: Mark D. McLaughlin Mgmt For For
1H. Election of Director: Jamie S. Miller Mgmt For For
1I. Election of Director: Steve Mollenkopf Mgmt For For
1J. Election of Director: Clark T. Randt, Jr. Mgmt For For
1K. Election of Director: Irene B. Rosenfeld Mgmt For For
1L. Election of Director: Kornelis "Neil" Smit Mgmt For For
1M. Election of Director: Jean-Pascal Tricoire Mgmt Against Against
1N. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 26, 2021.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
QUANTA SERVICES, INC. Agenda Number: 935394851
--------------------------------------------------------------------------------------------------------------------------
Security: 74762E102
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PWR
ISIN: US74762E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Earl C. (Duke) Mgmt For For
Austin, Jr.
1.2 Election of Director: Doyle N. Beneby Mgmt For For
1.3 Election of Director: Vincent D. Foster Mgmt For For
1.4 Election of Director: Bernard Fried Mgmt For For
1.5 Election of Director: Worthing F. Jackman Mgmt For For
1.6 Election of Director: David M. McClanahan Mgmt For For
1.7 Election of Director: Margaret B. Shannon Mgmt For For
1.8 Election of Director: Pat Wood, III Mgmt For For
1.9 Election of Director: Martha B. Wyrsch Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt For For
Quanta's executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Quanta's
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES Agenda Number: 935347218
--------------------------------------------------------------------------------------------------------------------------
Security: 75513E101
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: RTX
ISIN: US75513E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tracy A. Atkinson Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Thomas A. Kennedy Mgmt For For
1D. Election of Director: Marshall O. Larsen Mgmt For For
1E. Election of Director: George R. Oliver Mgmt For For
1F. Election of Director: Robert K. (Kelly) Mgmt For For
Ortberg
1G. Election of Director: Margaret L. Mgmt For For
O'Sullivan
1H. Election of Director: Dinesh C. Paliwal Mgmt For For
1I. Election of Director: Ellen M. Pawlikowski Mgmt For For
1J. Election of Director: Denise L. Ramos Mgmt For For
1K. Election of Director: Fredric G. Reynolds Mgmt For For
1L. Election of Director: Brian C. Rogers Mgmt For For
1M. Election of Director: James A. Winnefeld, Mgmt For For
Jr.
1N. Election of Director: Robert O. Work Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
4. Approve Raytheon Technologies Corporation Mgmt For For
Executive Annual Incentive Plan.
5. Approve Amendment to the Raytheon Mgmt For For
Technologies Corporation 2018 Long-Term
Incentive Plan.
6. Shareowner Proposal to Amend Proxy Access Shr Against For
Bylaw.
--------------------------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. Agenda Number: 935380775
--------------------------------------------------------------------------------------------------------------------------
Security: 760759100
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: RSG
ISIN: US7607591002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Manuel Kadre Mgmt For For
1B. Election of Director: Tomago Collins Mgmt For For
1C. Election of Director: Michael A. Duffy Mgmt For For
1D. Election of Director: Thomas W. Handley Mgmt For For
1E. Election of Director: Jennifer M. Kirk Mgmt For For
1F. Election of Director: Michael Larson Mgmt For For
1G. Election of Director: Kim S. Pegula Mgmt For For
1H. Election of Director: James P. Snee Mgmt For For
1I. Election of Director: Brian S. Tyler Mgmt For For
1J. Election of Director: Sandra M. Volpe Mgmt For For
1K. Election of Director: Katharine B. Weymouth Mgmt For For
2. Advisory vote to approve our named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
4. Shareholder Proposal to incorporate ESG Shr Against For
metrics into executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RESMED INC. Agenda Number: 935280115
--------------------------------------------------------------------------------------------------------------------------
Security: 761152107
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: RMD
ISIN: US7611521078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2021 Mgmt For For
annual meeting: Karen Drexler
2B. Election of Director to serve until 2021 Mgmt For For
annual meeting: Michael Farrell
2. Ratify our appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
3. Approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers, as disclosed in the proxy
statement ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC. Agenda Number: 935406098
--------------------------------------------------------------------------------------------------------------------------
Security: 770323103
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: RHI
ISIN: US7703231032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Julia L. Coronado Mgmt For For
1B. Election of Director: Dirk A. Kempthorne Mgmt For For
1C. Election of Director: Harold M. Messmer, Mgmt For For
Jr.
1D. Election of Director: Marc H. Morial Mgmt For For
1E. Election of Director: Barbara J. Novogradac Mgmt For For
1F. Election of Director: Robert J. Pace Mgmt For For
1G. Election of Director: Frederick A. Richman Mgmt For For
1H. Election of Director: M. Keith Waddell Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP, as the
Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. Agenda Number: 935318534
--------------------------------------------------------------------------------------------------------------------------
Security: 773903109
Meeting Type: Annual
Meeting Date: 02-Feb-2021
Ticker: ROK
ISIN: US7739031091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
William P. Gipson Mgmt For For
J. Phillip Holloman Mgmt For For
Steven R. Kalmanson Mgmt For For
Lawrence D. Kingsley Mgmt For For
Lisa A. Payne Mgmt For For
B. To approve, on an advisory basis, the Mgmt For For
compensation of the Corporation's named
executive officers.
C. To approve the selection of Deloitte & Mgmt For For
Touche LLP as the Corporation's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
ROLLINS, INC. Agenda Number: 935349921
--------------------------------------------------------------------------------------------------------------------------
Security: 775711104
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: ROL
ISIN: US7757111049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary W. Rollins Mgmt For For
Harry J. Cynkus Mgmt For For
Pamela R. Rollins Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as independent registered public
accounting firm of the Company for fiscal
year ending December 31, 2021.
3. To amend the Restated Certificate of Mgmt For For
Incorporation of the Company to increase
the total number of authorized shares of
capital stock from 550,500,000 shares to
800,500,000 shares, such that authorized
shares of common stock would be increased
from 550,000,000 to 800,000,000 and
authorized shares of preferred stock would
remain 500,000.
--------------------------------------------------------------------------------------------------------------------------
ROPER TECHNOLOGIES, INC. Agenda Number: 935422775
--------------------------------------------------------------------------------------------------------------------------
Security: 776696106
Meeting Type: Annual
Meeting Date: 14-Jun-2021
Ticker: ROP
ISIN: US7766961061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Shellye L. Archambeau Mgmt For For
1.2 Election of Director: Amy Woods Brinkley Mgmt For For
1.3 Election of Director: John F. Fort III Mgmt For For
1.4 Election of Director: L. Neil Hunn Mgmt For For
1.5 Election of Director: Robert D. Johnson Mgmt For For
1.6 Election of Director: Laura G. Thatcher Mgmt For For
1.7 Election of Director: Richard F. Wallman Mgmt For For
1.8 Election of Director: Christopher Wright Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval of the Roper Technologies, Inc. Mgmt For For
2021 Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 935372778
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: K. Gunnar Bjorklund Mgmt For For
1B. Election of Director: Michael J. Bush Mgmt For For
1C. Election of Director: Sharon D. Garrett Mgmt For For
1D. Election of Director: Michael J. Hartshorn Mgmt For For
1E. Election of Director: Stephen D. Milligan Mgmt For For
1F. Election of Director: Patricia H. Mueller Mgmt For For
1G. Election of Director: George P. Orban Mgmt For For
1H. Election of Director: Gregory L. Quesnel Mgmt For For
1I. Election of Director: Larree M. Renda Mgmt For For
1J. Election of Director: Barbara Rentler Mgmt For For
1K. Election of Director: Doniel N. Sutton Mgmt For For
2. Advisory vote to approve the resolution on Mgmt Against Against
the compensation of the named executive
officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending January 29, 2022.
4. To vote on a stockholder proposal regarding Shr Abstain Against
executive share retention, if properly
presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. Agenda Number: 935411215
--------------------------------------------------------------------------------------------------------------------------
Security: V7780T103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: RCL
ISIN: LR0008862868
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John F. Brock Mgmt For For
1B. Election of Director: Richard D. Fain Mgmt For For
1C. Election of Director: Stephen R. Howe, Jr. Mgmt For For
1D. Election of Director: William L. Kimsey Mgmt For For
1E. Election of Director: Amy McPherson Mgmt For For
1F. Election of Director: Maritza G. Montiel Mgmt For For
1G. Election of Director: Ann S. Moore Mgmt For For
1H. Election of Director: Eyal M. Ofer Mgmt For For
1I. Election of Director: William K. Reilly Mgmt For For
1J. Election of Director: Vagn O. Sorensen Mgmt For For
1K. Election of Director: Donald Thompson Mgmt For For
1L. Election of Director: Arne Alexander Mgmt For For
Wilhelmsen
2. Advisory approval of the Company's Mgmt For For
compensation of its named executive
officers.
3. Approval of the amendment to the Company's Mgmt For For
1994 Employee Stock Purchase Plan.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
5. The shareholder proposal regarding Shr Against For
political contributions disclosure.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935416811
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan to increase the
number of shares reserved for issuance.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
4. An advisory vote to approve the fiscal 2021 Mgmt For For
compensation of our named executive
officers.
5. A stockholder proposal requesting that the Shr Against For
Board of Directors take steps necessary to
transition Salesforce to a Public Benefit
Corporation, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 935342028
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Special
Meeting Date: 14-Apr-2021
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Scheme, as described in the Mgmt For For
proxy statement, in its original form or
with or subject to any modification,
addition or condition approved or imposed
by the Irish Court, and the directors of
Seagate be authorized to take all such
action as they consider necessary or
appropriate for carrying the Scheme of
Arrangement into effect.
2. Amend the articles of association of Mgmt For For
Seagate, which are part of the Seagate
Constitution, referred to as the
"Articles", by adding a new Article 194, so
that the Seagate Ordinary Shares that are
issued on or after the Voting Record Time
will either be subject to the terms of the
Scheme or will be immediately and
automatically acquired by Holdings for the
Scheme Consideration.
3. Approve, on an advisory, non-binding basis, Mgmt For For
the reduction of the share premium of
Holdings resulting from a capitalisation of
the merger reserve arising in its books of
account as a result of the consummation of
the Scheme in order to create distributable
reserves in Holdings.
4. Approve any motion by the chair of the EGM Mgmt For For
to adjourn the EGM, or any adjournments
thereof, to another time and place if
necessary or appropriate to solicit
additional proxies if there are
insufficient votes at the time of the EGM
to approve proposals 1 and 2.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 935342030
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M111
Meeting Type: Special
Meeting Date: 14-Apr-2021
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Scheme, as described in the Mgmt For For
proxy statement, in its original form or
with or subject to any modification,
addition or condition approved or imposed
by the Irish Court.
--------------------------------------------------------------------------------------------------------------------------
SEALED AIR CORPORATION Agenda Number: 935377247
--------------------------------------------------------------------------------------------------------------------------
Security: 81211K100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: SEE
ISIN: US81211K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zubaid Ahmad Mgmt For For
1B. Election of Director: Francoise Colpron Mgmt For For
1C. Election of Director: Edward L. Doheny II Mgmt For For
1D. Election of Director: Michael P. Doss Mgmt For For
1E. Election of Director: Henry R. Keizer Mgmt For For
1F. Election of Director: Harry A. Lawton III Mgmt For For
1G. Election of Director: Neil Lustig Mgmt For For
1H. Election of Director: Suzanne B. Rowland Mgmt For For
1I. Election of Director: Jerry R. Whitaker Mgmt For For
2. Amendment and restatement of 2014 Omnibus Mgmt For For
Incentive Plan.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Sealed Air's
independent auditor for the year ending
December 31, 2021.
4. Approval, as an advisory vote, of Sealed Mgmt Against Against
Air's 2020 executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935416746
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan L. Bostrom Mgmt For For
1B. Election of Director: Jonathan C. Chadwick Mgmt For For
1C. Election of Director: Lawrence J. Jackson, Mgmt For For
Jr.
1D. Election of Director: Frederic B. Luddy Mgmt For For
1E. Election of Director: Jeffrey A. Miller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers ("Say-on-Pay").
3. To ratify PricewaterhouseCoopers LLP as the Mgmt For For
independent registered public accounting
firm for 2021.
4. To approve an amendment to our Restated Mgmt For For
Certificate of Incorporation, as amended,
to provide shareholders with the right to
call a special meeting.
5. To approve the 2021 Equity Incentive Plan Mgmt Against Against
to replace the 2012 Equity Incentive Plan.
6. To approve the Amended and Restated 2012 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 935366799
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alan S. Batey Mgmt For For
1b. Election of Director: Kevin L. Beebe Mgmt For For
1c. Election of Director: Timothy R. Furey Mgmt For For
1d. Election of Director: Liam K. Griffin Mgmt For For
1e. Election of Director: Christine King Mgmt For For
1f. Election of Director: David P. McGlade Mgmt For For
1g. Election of Director: Robert A. Schriesheim Mgmt For For
1h. Election of Director: Kimberly S. Stevenson Mgmt For For
2. To ratify the selection by the Company's Mgmt For For
Audit Committee of KPMG LLP as the
independent registered public accounting
firm for the Company for fiscal year 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as described in the
Company's Proxy Statement.
4. To approve the Company's Amended and Mgmt For For
Restated 2015 Long-Term Incentive Plan.
5. To approve a stockholder proposal regarding Shr For
supermajority voting provisions.
--------------------------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED Agenda Number: 935351332
--------------------------------------------------------------------------------------------------------------------------
Security: 833034101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: SNA
ISIN: US8330341012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David C. Adams Mgmt For For
1B. Election of Director: Karen L. Daniel Mgmt For For
1C. Election of Director: Ruth Ann M. Gillis Mgmt For For
1D. Election of Director: James P. Holden Mgmt For For
1E. Election of Director: Nathan J. Jones Mgmt For For
1F. Election of Director: Henry W. Knueppel Mgmt For For
1G. Election of Director: W. Dudley Lehman Mgmt For For
1H. Election of Director: Nicholas T. Pinchuk Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Donald J. Stebbins Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as Snap-on
Incorporated's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve the compensation Mgmt For For
of Snap-on Incorporated's named executive
officers, as disclosed in "Compensation
Discussion and Analysis" and "Executive
Compensation Information" in the Proxy
Statement.
4. Proposal to amend and restate the Snap-on Mgmt For For
Incorporated 2011 Incentive Stock and
Awards Plan.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 935392744
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: LUV
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David W. Biegler Mgmt For For
1B. Election of Director: J. Veronica Biggins Mgmt For For
1C. Election of Director: Douglas H. Brooks Mgmt For For
1D. Election of Director: William H. Cunningham Mgmt For For
1E. Election of Director: John G. Denison Mgmt For For
1F. Election of Director: Thomas W. Gilligan Mgmt For For
1G. Election of Director: Gary C. Kelly Mgmt For For
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Nancy B. Loeffler Mgmt For For
1J. Election of Director: John T. Montford Mgmt For For
1K. Election of Director: Ron Ricks Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2021.
4. Advisory vote on shareholder proposal to Shr Against For
permit shareholder action by written
consent.
5. Advisory vote on shareholder proposal to Shr For Against
permit shareholder removal of directors
without cause.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC. Agenda Number: 935369125
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrea J. Ayers Mgmt For For
1B. Election of Director: George W. Buckley Mgmt For For
1C. Election of Director: Patrick D. Campbell Mgmt For For
1D. Election of Director: Carlos M. Cardoso Mgmt For For
1E. Election of Director: Robert B. Coutts Mgmt For For
1F. Election of Director: Debra A. Crew Mgmt For For
1G. Election of Director: Michael D. Hankin Mgmt For For
1H. Election of Director: James M. Loree Mgmt For For
1I. Election of Director: Jane M. Palmieri Mgmt For For
1J. Election of Director: Mojdeh Poul Mgmt For For
1K. Election of Director: Dmitri L. Stockton Mgmt For For
1L. Election of Director: Irving Tan Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve the selection of Ernst & Young Mgmt For For
LLP as the Company's independent auditors
for the Company's 2021 fiscal year.
4. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to allow
shareholders to act by written consent.
5. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to
eliminate supermajority vote provisions
applicable to the Company under the
Connecticut Business Corporation Act.
6. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to
eliminate supermajority vote provisions of
capital stock related to approval of
business combinations with interested
shareholders and clarify when no
shareholder vote is required.
7. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to adopt a
majority voting standard in an uncontested
election of Directors.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 935326935
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 17-Mar-2021
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard E. Allison, Mgmt For For
Jr.
1B. Election of Director: Rosalind G. Brewer Mgmt For For
(Withdrawn)
1C. Election of Director: Andrew Campion Mgmt For For
1D. Election of Director: Mary N. Dillon Mgmt For For
1E. Election of Director: Isabel Ge Mahe Mgmt For For
1F. Election of Director: Mellody Hobson Mgmt For For
1G. Election of Director: Kevin R. Johnson Mgmt For For
1H. Election of Director: Jorgen Vig Knudstorp Mgmt For For
1I. Election of Director: Satya Nadella Mgmt For For
1J. Election of Director: Joshua Cooper Ramo Mgmt For For
1K. Election of Director: Clara Shih Mgmt For For
1L. Election of Director: Javier G. Teruel Mgmt For For
2. Advisory resolution to approve our Mgmt Against Against
executive officer compensation.
3. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal 2021.
4. Employee Board Representation. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
STERIS PLC Agenda Number: 935236768
--------------------------------------------------------------------------------------------------------------------------
Security: G8473T100
Meeting Type: Annual
Meeting Date: 28-Jul-2020
Ticker: STE
ISIN: IE00BFY8C754
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: Richard C. Breeden Mgmt For For
1b. Re-election of Director: Cynthia L. Mgmt For For
Feldmann
1c. Re-election of Director: Dr. Jacqueline B. Mgmt For For
Kosecoff
1d. Re-election of Director: David B. Lewis Mgmt For For
1e. Re-election of Director: Walter M Mgmt For For
Rosebrough, Jr.
1f. Re-election of Director: Dr. Nirav R. Shah Mgmt For For
1g. Re-election of Director: Dr. Mohsen M. Sohi Mgmt For For
1h. Re-election of Director: Dr. Richard M. Mgmt For For
Steeves
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
March 31, 2021.
3. To appoint Ernst & Young Chartered Mgmt For For
Accountants as the Company's Irish
statutory auditor under the Act to hold
office until the conclusion of the
Company's next Annual General Meeting.
4. To authorize the Directors of the Company Mgmt For For
or the Audit Committee to determine the
remuneration of Ernst & Young Chartered
Accountants as the Company's Irish
statutory auditor.
5. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed
pursuant to the disclosure rules of the
Securities and Exchange Commission,
including the Compensation Discussion and
Analysis and the tabular and narrative
disclosure contained in the Company's proxy
statement dated June 12, 2020.
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 935337255
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 08-Apr-2021
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Aart J. de Geus Mgmt For For
1B. Election of Director: Chi-Foon Chan Mgmt For For
1C. Election of Director: Janice D. Chaffin Mgmt For For
1D. Election of Director: Bruce R. Chizen Mgmt For For
1E. Election of Director: Mercedes Johnson Mgmt For For
1F. Election of Director: Chrysostomos L. "Max" Mgmt For For
Nikias
1G. Election of Director: Jeannine P. Sargent Mgmt For For
1H. Election of Director: John Schwarz Mgmt For For
1I. Election of Director: Roy Vallee Mgmt For For
2. To approve our 2006 Employee Equity Mgmt For For
Incentive Plan, as amended, in order to,
among other items, increase the number of
shares available for issuance under the
plan by 4,700,000 shares.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
4. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 30,
2021.
5. To vote on the stockholder proposal Shr For Against
regarding special stockholder meetings, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
SYSCO CORPORATION Agenda Number: 935276457
--------------------------------------------------------------------------------------------------------------------------
Security: 871829107
Meeting Type: Annual
Meeting Date: 20-Nov-2020
Ticker: SYY
ISIN: US8718291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel J. Brutto Mgmt For For
1B. Election of Director: John M. Cassaday Mgmt For For
1C. Election of Director: Joshua D. Frank Mgmt For For
1D. Election of Director: Larry C. Glasscock Mgmt For For
1E. Election of Director: Bradley M. Halverson Mgmt For For
1F. Election of Director: John M. Hinshaw Mgmt For For
1G. Election of Director: Kevin P. Hourican Mgmt For For
1H. Election of Director: Hans-Joachim Koerber Mgmt For For
1I. Election of Director: Stephanie A. Mgmt For For
Lundquist
1J. Election of Director: Nelson Peltz Mgmt For For
1K. Election of Director: Edward D. Shirley Mgmt For For
1L. Election of Director: Sheila G. Talton Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation paid to Sysco's named
executive officers, as disclosed in Sysco's
2020 proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Sysco's independent registered
public accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935412635
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Robert L. Edwards Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Donald R. Knauss Mgmt For For
1G. Election of Director: Christine A. Leahy Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
1K. Election of Director: Kenneth L. Salazar Mgmt For For
1L. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt For For
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt For For
basis, our executive compensation (Say on
Pay).
4. Shareholder proposal to amend the proxy Shr Against For
access bylaw to remove the shareholder
group limit.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 935327571
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pierre R. Brondeau Mgmt For For
1B. Election of Director: Terrence R. Curtin Mgmt For For
1C. Election of Director: Carol A. ("John") Mgmt For For
Davidson
1D. Election of Director: Lynn A. Dugle Mgmt For For
1E. Election of Director: William A. Jeffrey Mgmt For For
1F. Election of Director: David M. Kerko Mgmt For For
1G. Election of Director: Thomas J. Lynch Mgmt For For
1H. Election of Director: Heath A. Mitts Mgmt For For
1I. Election of Director: Yong Nam Mgmt For For
1J. Election of Director: Daniel J. Phelan Mgmt For For
1K. Election of Director: Abhijit Y. Talwalkar Mgmt For For
1L. Election of Director: Mark C. Trudeau Mgmt For For
1M. Election of Director: Dawn C. Willoughby Mgmt For For
1N. Election of Director: Laura H. Wright Mgmt For For
2. To elect Thomas J. Lynch as the Chairman of Mgmt For For
the Board of Directors
3A. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Daniel J. Phelan
3B. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Abhijit Y. Talwalkar
3C. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Mark C. Trudeau
3D. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Dawn C. Willoughby
4. To elect Dr. Rene Schwarzenbach, of Proxy Mgmt For For
Voting Services GmbH, or another individual
representative of Proxy Voting Services
GmbH if Dr. Schwarzenbach is unable to
serve at the relevant meeting, as the
independent proxy at the 2022 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting
5.1 To approve the 2020 Annual Report of TE Mgmt For For
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 25, 2020, the consolidated
financial statements for the fiscal year
ended September 25, 2020 and the Swiss
Compensation Report for the fiscal year
ended September 25, 2020)
5.2 To approve the statutory financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020
5.3 To approve the consolidated financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020
6. To release the members of the Board of Mgmt For For
Directors and executive officers of TE
Connectivity for activities during the
fiscal year ended September 25, 2020
7.1 To elect Deloitte & Touche LLP as TE Mgmt For For
Connectivity's independent registered
public accounting firm for fiscal year 2021
7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt For For
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity
7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For
Switzerland, as TE Connectivity's special
auditor until the next annual general
meeting of TE Connectivity
8. An advisory vote to approve named executive Mgmt For For
officer compensation
9. A binding vote to approve fiscal year 2022 Mgmt For For
maximum aggregate compensation amount for
executive management
10. A binding vote to approve fiscal year 2022 Mgmt For For
maximum aggregate compensation amount for
the Board of Directors
11. To approve the carryforward of Mgmt For For
unappropriated accumulated earnings at
September 25, 2020
12. To approve a dividend payment to Mgmt For For
shareholders equal to $2.00 per issued
share to be paid in four equal quarterly
installments of $0.50 starting with the
third fiscal quarter of 2021 and ending in
the second fiscal quarter of 2022 pursuant
to the terms of the dividend resolution
13. To approve a reduction of share capital for Mgmt For For
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association
of TE Connectivity Ltd.
14. To approve the authorization of additional Mgmt For For
shares under the TE Connectivity Ltd.
Employee Stock Purchase Plan
15. To approve the Amended and Restated TE Mgmt For For
Connectivity Ltd. 2007 Stock Incentive Plan
for purposes of Section 162(m) of the
Internal Revenue Code
16. To approve any adjournments or Mgmt For For
postponements of the meeting
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 935338144
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pierre R. Brondeau Mgmt For For
1B. Election of Director: Terrence R. Curtin Mgmt For For
1C. Election of Director: Carol A. ("John") Mgmt For For
Davidson
1D. Election of Director: Lynn A. Dugle Mgmt For For
1E. Election of Director: William A. Jeffrey Mgmt For For
1F. Election of Director: David M. Kerko Mgmt For For
1G. Election of Director: Thomas J. Lynch Mgmt For For
1H. Election of Director: Heath A. Mitts Mgmt For For
1I. Election of Director: Yong Nam Mgmt For For
1J. Election of Director: Daniel J. Phelan Mgmt For For
1K. Election of Director: Abhijit Y. Talwalkar Mgmt For For
1L. Election of Director: Mark C. Trudeau Mgmt For For
1M. Election of Director: Dawn C. Willoughby Mgmt For For
1N. Election of Director: Laura H. Wright Mgmt For For
2. To elect Thomas J. Lynch as the Chairman of Mgmt For For
the Board of Directors
3A. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Daniel J. Phelan
3B. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Abhijit Y. Talwalkar
3C. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Mark C. Trudeau
3D. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Dawn C. Willoughby
4. To elect Dr. Rene Schwarzenbach, of Proxy Mgmt For For
Voting Services GmbH, or another individual
representative of Proxy Voting Services
GmbH if Dr. Schwarzenbach is unable to
serve at the relevant meeting, as the
independent proxy at the 2022 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting
5.1 To approve the 2020 Annual Report of TE Mgmt For For
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 25, 2020, the consolidated
financial statements for the fiscal year
ended September 25, 2020 and the Swiss
Compensation Report for the fiscal year
ended September 25, 2020)
5.2 To approve the statutory financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020
5.3 To approve the consolidated financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020
6. To release the members of the Board of Mgmt For For
Directors and executive officers of TE
Connectivity for activities during the
fiscal year ended September 25, 2020
7.1 To elect Deloitte & Touche LLP as TE Mgmt For For
Connectivity's independent registered
public accounting firm for fiscal year 2021
7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt For For
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity
7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For
Switzerland, as TE Connectivity's special
auditor until the next annual general
meeting of TE Connectivity
8. An advisory vote to approve named executive Mgmt For For
officer compensation
9. A binding vote to approve fiscal year 2022 Mgmt For For
maximum aggregate compensation amount for
executive management
10. A binding vote to approve fiscal year 2022 Mgmt For For
maximum aggregate compensation amount for
the Board of Directors
11. To approve the carryforward of Mgmt For For
unappropriated accumulated earnings at
September 25, 2020
12. To approve a dividend payment to Mgmt For For
shareholders equal to $2.00 per issued
share to be paid in four equal quarterly
installments of $0.50 starting with the
third fiscal quarter of 2021 and ending in
the second fiscal quarter of 2022 pursuant
to the terms of the dividend resolution
13. To approve a reduction of share capital for Mgmt For For
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association
of TE Connectivity Ltd.
14. To approve the authorization of additional Mgmt For For
shares under the TE Connectivity Ltd.
Employee Stock Purchase Plan
15. To approve the Amended and Restated TE Mgmt For For
Connectivity Ltd. 2007 Stock Incentive Plan
for purposes of Section 162(m) of the
Internal Revenue Code
16. To approve any adjournments or Mgmt For For
postponements of the meeting
--------------------------------------------------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED Agenda Number: 935345593
--------------------------------------------------------------------------------------------------------------------------
Security: 879360105
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: TDY
ISIN: US8793601050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Denise R. Cade Mgmt For For
Simon M. Lorne Mgmt For For
Wesley W. von Schack Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for
fiscal year 2021.
3. Approval of a non-binding advisory Mgmt For For
resolution on the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED Agenda Number: 935401834
--------------------------------------------------------------------------------------------------------------------------
Security: 879360105
Meeting Type: Special
Meeting Date: 13-May-2021
Ticker: TDY
ISIN: US8793601050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance (the "Teledyne Mgmt For For
Share Issuance Proposal") of Teledyne
Technologies Incorporated ("Teledyne")
common stock, $0.01 par value per share, in
connection with the transactions
contemplated by the Agreement and Plan of
Merger, dated as of January 4, 2021, by and
among Teledyne, Firework Merger Sub I,
Inc., a Delaware corporation and a wholly
owned subsidiary of Teledyne, Firework
Merger Sub II, LLC, and FLIR Systems, Inc.
2. To approve one or more adjournments of the Mgmt For For
Teledyne Special Meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes to approve
the Teledyne Share Issuance Proposal at the
time of the Teledyne Special Meeting.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 935359516
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: Michael A. Bradley
1B. Election of Director to serve for a one Mgmt For For
year term: Edwin J. Gillis
1C. Election of Director to serve for a one Mgmt For For
year term: Timothy E. Guertin
1D. Election of Director to serve for a one Mgmt For For
year term: Peter Herweck
1E. Election of Director to serve for a one Mgmt For For
year term: Mark E. Jagiela
1F. Election of Director to serve for a one Mgmt For For
year term: Mercedes Johnson
1G. Election of Director to serve for a one Mgmt For For
year term: Marilyn Matz
1H. Election of Director to serve for a one Mgmt For For
year term: Paul J. Tufano
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To approve an amendment to the Company's Mgmt For For
Articles of Organization to lower the
voting requirement for shareholder approval
of mergers, share exchanges and substantial
sales of Company assets from a
super-majority to a simple majority.
4. To approve an amendment to the Company's Mgmt For For
Articles of Organization to permit
shareholders to act by a simple majority
written consent, rather than by unanimous
written consent.
5. To approve an amendment to the 1996 Mgmt For For
Employee Stock Purchase Plan to increase
the aggregate number of shares of common
stock that may be issued pursuant to the
plan by 3,000,000 shares.
6. To approve the 2006 Equity and Cash Mgmt For For
Compensation Incentive Plan, as amended, to
include, among other changes, a new total
annual compensation cap for non-employee
directors.
7. To ratify the selection of the firm of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935341709
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2021.
4. Stockholder proposal to permit shareholder Shr For Against
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
TEXTRON INC. Agenda Number: 935343323
--------------------------------------------------------------------------------------------------------------------------
Security: 883203101
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: TXT
ISIN: US8832031012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott C. Donnelly Mgmt For For
1B. Election of Director: Kathleen M. Bader Mgmt For For
1C. Election of Director: R. Kerry Clark Mgmt For For
1D. Election of Director: James T. Conway Mgmt For For
1E. Election of Director: Paul E. Gagne Mgmt For For
1F. Election of Director: Ralph D. Heath Mgmt For For
1G. Election of Director: Deborah Lee James Mgmt For For
1H. Election of Director: Lionel L. Nowell III Mgmt For For
1I. Election of Director: James L. Ziemer Mgmt For For
1J. Election of Director: Maria T. Zuber Mgmt For For
2. Approval of the advisory (non-binding) Mgmt For For
resolution to approve executive
compensation.
3. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
4. Shareholder proposal regarding shareholder Shr For Against
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 935340884
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Bradway Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Lynne M. Doughtie Mgmt For For
1D. Election of Director: Edmund P. Mgmt For For
Giambastiani Jr.
1E. Election of Director: Lynn J. Good Mgmt For For
1F. Election of Director: Akhil Johri Mgmt For For
1G. Election of Director: Lawrence W. Kellner Mgmt For For
1H. Election of Director: Steven M. Mollenkopf Mgmt For For
1I. Election of Director: John M. Richardson Mgmt For For
1J. Election of Director: Ronald A. Williams Mgmt For For
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify the Appointment of Deloitte & Touche Mgmt For For
LLP as Independent Auditor for 2021.
4. Additional Report on Lobbying Activities. Shr Against For
5. Written Consent. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY Agenda Number: 935281383
--------------------------------------------------------------------------------------------------------------------------
Security: 189054109
Meeting Type: Annual
Meeting Date: 18-Nov-2020
Ticker: CLX
ISIN: US1890541097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Banse Mgmt For For
1B. Election of Director: Richard H. Carmona Mgmt For For
1C. Election of Director: Benno Dorer Mgmt For For
1D. Election of Director: Spencer C. Fleischer Mgmt For For
1E. Election of Director: Esther Lee Mgmt For For
1F. Election of Director: A.D. David Mackay Mgmt For For
1G. Election of Director: Paul Parker Mgmt For For
1H. Election of Director: Linda Rendle Mgmt For For
1I. Election of Director: Matthew J. Shattock Mgmt For For
1J. Election of Director: Kathryn Tesija Mgmt For For
1K. Election of Director: Pamela Thomas-Graham Mgmt For For
1L. Election of Director: Russell Weiner Mgmt For For
1M. Election of Director: Christopher J. Mgmt For For
Williams
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as the Clorox Company's
Independent Registered Public Accounting
Firm.
4. Approval of the Amended and Restated Mgmt For For
Certificate of Incorporation to Eliminate
Supermajority Voting Provision.
--------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda Number: 935274530
--------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 10-Nov-2020
Ticker: EL
ISIN: US5184391044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Charlene Mgmt For For
Barshefsky
1B. Election of Class III Director: Wei Sun Mgmt For For
Christianson
1C. Election of Class III Director: Fabrizio Mgmt For For
Freda
1D. Election of Class III Director: Jane Lauder Mgmt For For
1E. Election of Class III Director: Leonard A. Mgmt For For
Lauder
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for the 2021 fiscal year.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935365874
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG Mgmt For For
LLP.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay").
4. Shareholder Proposal Regarding Amendment of Shr Against For
Shareholder Written Consent Right.
5. Shareholder Proposal Regarding Political Shr Against For
Contributions Congruency Analysis.
6. Shareholder Proposal Regarding Report on Shr Against For
Prison Labor in the Supply Chain.
--------------------------------------------------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY Agenda Number: 935244599
--------------------------------------------------------------------------------------------------------------------------
Security: 832696405
Meeting Type: Annual
Meeting Date: 19-Aug-2020
Ticker: SJM
ISIN: US8326964058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director whose term of office Mgmt For For
will expire in 2021: Susan E.
Chapman-Hughes
1B. Election of Director whose term of office Mgmt For For
will expire in 2021: Paul J. Dolan
1C. Election of Director whose term of office Mgmt For For
will expire in 2021: Jay L. Henderson
1D. Election of Director whose term of office Mgmt For For
will expire in 2021: Kirk L. Perry
1E. Election of Director whose term of office Mgmt For For
will expire in 2021: Sandra Pianalto
1F. Election of Director whose term of office Mgmt For For
will expire in 2021: Nancy Lopez Russell
1G. Election of Director whose term of office Mgmt For For
will expire in 2021: Alex Shumate
1H. Election of Director whose term of office Mgmt For For
will expire in 2021: Mark T. Smucker
1I. Election of Director whose term of office Mgmt For For
will expire in 2021: Richard K. Smucker
1J. Election of Director whose term of office Mgmt For For
will expire in 2021: Timothy P. Smucker
1K. Election of Director whose term of office Mgmt For For
will expire in 2021: Jodi L. Taylor
1L. Election of Director whose term of office Mgmt For For
will expire in 2021: Dawn C. Willoughby
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm for the
2021 fiscal year.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Approval of The J. M. Smucker Company 2020 Mgmt For For
Equity and Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 935377348
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl K. Beebe Mgmt For For
1B. Election of Director: Oscar P. Bernardes Mgmt For For
1C. Election of Director: Gregory L. Ebel Mgmt For For
1D. Election of Director: Timothy S. Gitzel Mgmt For For
1E. Election of Director: Denise C. Johnson Mgmt For For
1F. Election of Director: Emery N. Koenig Mgmt For For
1G. Election of Director: James ("Joc") C. Mgmt For For
O'Rourke
1H. Election of Director: David T. Seaton Mgmt For For
1I. Election of Director: Steven M. Seibert Mgmt For For
1J. Election of Director: Luciano Siani Pires Mgmt For For
1K. Election of Director: Gretchen H. Watkins Mgmt For For
1L. Election of Director: Kelvin R. Westbrook Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as Mosaic's independent registered public
accounting firm for the year ending
December 31, 2021.
3. An advisory vote to approve the Mgmt For For
compensation of our named executive
officers as disclosed in the accompanying
Proxy Statement.
4. Stockholder proposal relating to adoption Shr For Against
of written consent right.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935264969
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 13-Oct-2020
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Francis S. Blake Mgmt For For
1B. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For
1C. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For
1D. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For
1E. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1F. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For
1G. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For
1H. ELECTION OF DIRECTOR: W. James McNerney, Mgmt For For
Jr.
1I. ELECTION OF DIRECTOR: Nelson Peltz Mgmt For For
1J. ELECTION OF DIRECTOR: David S. Taylor Mgmt For For
1K. ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For
1L. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation (the "Say on Pay"
vote).
4. Approval of The Procter & Gamble Company Mgmt For For
International Stock Ownership Plan, As
Amended and Restated.
5. Shareholder Proposal - Report on Efforts to Shr Against For
Eliminate Deforestation.
6. Shareholder Proposal - Annual Report on Shr Against For
Diversity.
--------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY Agenda Number: 935342585
--------------------------------------------------------------------------------------------------------------------------
Security: 824348106
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: SHW
ISIN: US8243481061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kerrii B. Anderson Mgmt For For
1B. Election of Director: Arthur F. Anton Mgmt For For
1C. Election of Director: Jeff M. Fettig Mgmt For For
1D. Election of Director: Richard J. Kramer Mgmt For For
1E. Election of Director: John G. Morikis Mgmt For For
1F. Election of Director: Christine A. Poon Mgmt For For
1G. Election of Director: Aaron M. Powell Mgmt For For
1H. Election of Director: Michael H. Thaman Mgmt For For
1I. Election of Director: Matthew Thornton III Mgmt For For
1J. Election of Director: Steven H. Wunning Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the named executives.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935414831
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Jose B. Alvarez Mgmt For For
1C. Election of Director: Alan M. Bennett Mgmt For For
1D. Election of Director: Rosemary T. Berkery Mgmt For For
1E. Election of Director: David T. Ching Mgmt For For
1F. Election of Director: C. Kim Goodwin Mgmt For For
1G. Election of Director: Ernie Herrman Mgmt For For
1H. Election of Director: Michael F. Hines Mgmt For For
1I. Election of Director: Amy B. Lane Mgmt For For
1J. Election of Director: Carol Meyrowitz Mgmt For For
1K. Election of Director: Jackwyn L. Nemerov Mgmt For For
1L. Election of Director: John F. O'Brien Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2022.
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on-pay vote).
4. Shareholder proposal for a report on animal Shr Against For
welfare.
5. Shareholder proposal for setting target Shr Against For
amounts for CEO compensation.
--------------------------------------------------------------------------------------------------------------------------
THE WESTERN UNION COMPANY Agenda Number: 935371005
--------------------------------------------------------------------------------------------------------------------------
Security: 959802109
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: WU
ISIN: US9598021098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Martin I. Cole Mgmt For For
1b. Election of Director: Hikmet Ersek Mgmt For For
1c. Election of Director: Richard A. Goodman Mgmt For For
1d. Election of Director: Betsy D. Holden Mgmt For For
1e. Election of Director: Jeffrey A. Joerres Mgmt For For
1f. Election of Director: Michael A. Miles, Jr. Mgmt For For
1g. Election of Director: Timothy P. Murphy Mgmt For For
1h. Election of Director: Joyce A. Phillips Mgmt For For
1i. Election of Director: Jan Siegmund Mgmt For For
1j. Election of Director: Angela A. Sun Mgmt For For
1k. Election of Director: Solomon D. Trujillo Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation
3. Ratification of Selection of Ernst & Young Mgmt For For
LLP as Independent Registered Public
Accounting Firm for 2021
4. Stockholder Proposal Regarding Stockholder Shr Against For
Right to Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. Agenda Number: 935313053
--------------------------------------------------------------------------------------------------------------------------
Security: 886547108
Meeting Type: Special
Meeting Date: 30-Dec-2020
Ticker: TIF
ISIN: US8865471085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Amended and Restated Agreement Mgmt For For
and Plan of Merger, dated as of October 28,
2020, (the "merger agreement"), by and
among the Tiffany & Co. (the "Company"),
LVMH Moet Hennessy- Louis Vuitton SE, a
societas Europaea (European company)
organized under the laws of France
("Parent"), Breakfast Holdings Acquisition
Corp., a Delaware corporation and an
indirect wholly owned subsidiary of Parent
("Holding"), and Breakfast Acquisition
Corp., a Delaware corporation and a direct
wholly owned subsidiary of Holding ("Merger
Sub").
2. The compensation proposal - To approve, by Mgmt Against Against
non-binding, advisory vote, certain
compensation arrangements for the Company's
named executive officers in connection with
the merger.
3. N/A Mgmt For
--------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY Agenda Number: 935363731
--------------------------------------------------------------------------------------------------------------------------
Security: 892356106
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: TSCO
ISIN: US8923561067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia T. Jamison Mgmt For For
Joy Brown Mgmt For For
Ricardo Cardenas Mgmt For For
Denise L. Jackson Mgmt For For
Thomas A. Kingsbury Mgmt For For
Ramkumar Krishnan Mgmt For For
Edna K. Morris Mgmt For For
Mark J. Weikel Mgmt For For
Harry A. Lawton III Mgmt For For
2. To ratify the re-appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 25, 2021.
3. Say on Pay - An advisory vote to approve Mgmt For For
executive compensation.
4. Stockholder Proposal titled "Transition to Shr Against For
Public Benefit Corporation".
--------------------------------------------------------------------------------------------------------------------------
TRANE TECHNOLOGIES PLC Agenda Number: 935408927
--------------------------------------------------------------------------------------------------------------------------
Security: G8994E103
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: TT
ISIN: IE00BK9ZQ967
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kirk E. Arnold Mgmt For For
1B. Election of Director: Ann C. Berzin Mgmt For For
1C. Election of Director: John Bruton Mgmt For For
1D. Election of Director: Jared L. Cohon Mgmt For For
1E. Election of Director: Gary D. Forsee Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Michael W. Lamach Mgmt For For
1H. Election of Director: Myles P. Lee Mgmt For For
1I. Election of Director: April Miller Boise Mgmt For For
1J. Election of Director: Karen B. Peetz Mgmt For For
1K. Election of Director: John P. Surma Mgmt For For
1L. Election of Director: Tony L. White Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the appointment of independent Mgmt For For
auditors of the Company and authorization
of the Audit Committee of the Board of
Directors to set the auditors'
remuneration.
4. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares.
5. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares for cash
without first offering shares to existing
shareholders. (Special Resolution)
6. Determination of the price range at which Mgmt For For
the Company can re-allot shares that it
holds as treasury shares. (Special
Resolution)
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 935331873
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Annual
Meeting Date: 18-Mar-2021
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Barr Mgmt For For
Mervin Dunn Mgmt For For
Michael Graff Mgmt For For
Sean Hennessy Mgmt For For
W. Nicholas Howley Mgmt For For
Raymond Laubenthal Mgmt For For
Gary E. McCullough Mgmt For For
Michele Santana Mgmt For For
Robert Small Mgmt For For
John Staer Mgmt For For
Kevin Stein Mgmt For For
2. To approve (in an advisory vote) Mgmt Against Against
compensation paid to the Company's named
executive officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent
accountants for the fiscal year ending
September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC. Agenda Number: 935397388
--------------------------------------------------------------------------------------------------------------------------
Security: 902252105
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: TYL
ISIN: US9022521051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Glenn A. Carter Mgmt For For
1B. Election of Director: Brenda A. Cline Mgmt For For
1C. Election of Director: Ronnie D. Hawkins, Mgmt For For
Jr.
1D. Election of Director: Mary L. Landrieu Mgmt For For
1E. Election of Director: John S. Marr, Jr. Mgmt For For
1F. Election of Director: H. Lynn Moore, Jr. Mgmt For For
1G. Election of Director: Daniel M. Pope Mgmt For For
1H. Election of Director: Dustin R. Womble Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent auditors.
3. Approval of an advisory resolution on Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ULTA BEAUTY, INC. Agenda Number: 935406086
--------------------------------------------------------------------------------------------------------------------------
Security: 90384S303
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: ULTA
ISIN: US90384S3031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Catherine A. Halligan Mgmt For For
David C. Kimbell Mgmt For For
George R. Mrkonic Mgmt For For
Lorna E. Nagler Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year 2021,
ending January 29, 2022.
3. To vote on an advisory resolution to Mgmt For For
approve the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
UNDER ARMOUR, INC. Agenda Number: 935366725
--------------------------------------------------------------------------------------------------------------------------
Security: 904311107
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: UAA
ISIN: US9043111072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin A. Plank Mgmt For For
Douglas E. Coltharp Mgmt For For
Jerri L. DeVard Mgmt For For
Mohamed A. El-Erian Mgmt For For
Patrik Frisk Mgmt For For
Karen W. Katz Mgmt For For
Westley Moore Mgmt For For
Eric T. Olson Mgmt For For
Harvey L. Sanders Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt Against Against
the compensation of executives as disclosed
in the "Executive Compensation" section of
the proxy statement, including the
Compensation Discussion and Analysis and
tables.
3. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 935364947
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew H. Card Jr. Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: David B. Dillon Mgmt For For
1D. Election of Director: Lance M. Fritz Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Jane H. Lute Mgmt For For
1G. Election of Director: Michael R. McCarthy Mgmt For For
1H. Election of Director: Thomas F. McLarty III Mgmt For For
1I. Election of Director: Jose H. Villarreal Mgmt For For
1J. Election of Director: Christopher J. Mgmt For For
Williams
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
2021.
3. An advisory vote to approve executive Mgmt For For
compensation ("Say on Pay").
4. Adoption of the Union Pacific Corporation Mgmt For For
2021 Stock Incentive Plan.
5. Adoption of the Union Pacific Corporation Mgmt For For
2021 Employee Stock Purchase Plan.
6. Shareholder proposal requesting an EEO-1 Shr For Against
Report Disclosure, if properly presented at
the Annual Meeting.
7. Shareholder proposal requesting an Annual Shr For Against
Diversity and Inclusion Efforts Report, if
properly presented at the Annual Meeting.
8. Shareholder proposal requesting an Annual Shr Against For
Emissions Reduction Plan & annual advisory
vote on Emissions Reduction Plan, if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITED AIRLINES HOLDINGS, INC. Agenda Number: 935394899
--------------------------------------------------------------------------------------------------------------------------
Security: 910047109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: UAL
ISIN: US9100471096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carolyn Corvi Mgmt For For
1B. Election of Director: Barney Harford Mgmt For For
1C. Election of Director: Michele J. Hooper Mgmt For For
1D. Election of Director: Walter Isaacson Mgmt For For
1E. Election of Director: James A. C. Kennedy Mgmt For For
1F. Election of Director: J. Scott Kirby Mgmt For For
1G. Election of Director: Edward M. Philip Mgmt For For
1H. Election of Director: Edward L. Shapiro Mgmt For For
1I. Election of Director: David J. Vitale Mgmt For For
1J. Election of Director: Laysha Ward Mgmt For For
1K. Election of Director: James M. Whitehurst Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm for the
Fiscal Year Ending December 31, 2021.
3. Advisory Vote to Approve the Compensation Mgmt Against Against
of the Company's Named Executive Officers.
4. Approve the United Airlines Holdings, Inc. Mgmt For For
2021 Incentive Compensation Plan.
5. Approve and Adopt an Amendment and Mgmt For For
Restatement of the Company's Certificate of
Incorporation to Preserve Certain Tax
Benefits.
6. Approve the Company's Tax Benefits Mgmt For For
Preservation Plan.
7. Stockholder Proposal Regarding Disclosure Shr Against For
of Political Spending.
8. Stockholder Proposal Regarding a Report on Shr For Against
Climate-related Lobbying Activities.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 935365002
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Carol B. Tome
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Rodney C. Adkins
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Eva C. Boratto
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Michael J. Burns
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Wayne M. Hewett
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Angela Hwang
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Kate E. Johnson
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: William R. Johnson
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Ann M. Livermore
1J. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Franck J. Moison
1K. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Christiana Smith Shi
1L. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Russell Stokes
1M. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Kevin Warsh
2. To approve on an advisory basis a Mgmt For For
resolution on UPS executive compensation.
3. To approve the 2021 UPS Omnibus Incentive Mgmt For For
Compensation Plan.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as UPS's independent registered
public accounting firm for the year ending
December 31, 2021.
5. To prepare an annual report on UPS's Shr Against For
lobbying activities.
6. To reduce the voting power of UPS class A Shr For Against
stock from 10 votes per share to one vote
per share.
7. To prepare a report on reducing UPS's total Shr For Against
contribution to climate change.
8. To transition UPS to a public benefit Shr Against For
corporation.
9. To prepare a report assessing UPS's Shr For Against
diversity and inclusion efforts.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 935359782
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose B. Alvarez Mgmt For For
1B. Election of Director: Marc A. Bruno Mgmt For For
1C. Election of Director: Matthew J. Flannery Mgmt For For
1D. Election of Director: Bobby J. Griffin Mgmt For For
1E. Election of Director: Kim Harris Jones Mgmt For For
1F. Election of Director: Terri L. Kelly Mgmt For For
1G. Election of Director: Michael J. Kneeland Mgmt For For
1H. Election of Director: Gracia C. Martore Mgmt For For
1I. Election of Director: Filippo Passerini Mgmt For For
1J. Election of Director: Donald C. Roof Mgmt For For
1K. Election of Director: Shiv Singh Mgmt For For
2. Ratification of Appointment of Public Mgmt For For
Accounting Firm.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Stockholder Proposal to Improve Shareholder Shr For Against
Written Consent.
--------------------------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 935274821
--------------------------------------------------------------------------------------------------------------------------
Security: 92220P105
Meeting Type: Special
Meeting Date: 15-Oct-2020
Ticker: VAR
ISIN: US92220P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve and adopt the Agreement and Plan Mgmt For For
of Merger, dated as of August 2, 2020 (as
it may be amended from time to time, the
"merger agreement").
2. To adjourn the Special Meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies in favor of the proposal
to approve and adopt the merger agreement
if there are not sufficient votes at the
time of such adjournment to approve and
adopt the merger agreement.
3. To approve, on a non-binding, advisory Mgmt Against Against
basis, certain compensation that will or
may be paid or become payable to Varian's
named executive officers that is based on
or otherwise relates to the merger.
--------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 935395889
--------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: VRSN
ISIN: US92343E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: D. James Bidzos Mgmt For For
1.2 Election of Director: Yehuda Ari Buchalter Mgmt For For
1.3 Election of Director: Kathleen A. Cote Mgmt For For
1.4 Election of Director: Thomas F. Frist III Mgmt For For
1.5 Election of Director: Jamie S. Gorelick Mgmt For For
1.6 Election of Director: Roger H. Moore Mgmt For For
1.7 Election of Director: Louis A. Simpson Mgmt For For
1.8 Election of Director: Timothy Tomlinson Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the Company's executive
compensation.
3. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board take steps to
permit stockholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS, INC. Agenda Number: 935377475
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel G. Liss Mgmt For For
1B. Election of Director: Bruce E. Hansen Mgmt For For
1C. Election of Director: Therese M. Vaughan Mgmt For For
1D. Election of Director: Kathleen A. Hogenson Mgmt For For
2. To approve executive compensation on an Mgmt For For
advisory, non-binding basis.
3. To approve the 2021 Equity Incentive Plan. Mgmt For For
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditor for
the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt For For
1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Mgmt For For
Incentive Compensation Plan, as amended and
restated.
5. Approval of an amendment to our Certificate Mgmt For For
of Incorporation to enable the adoption of
a special meeting right for Class A common
stockholders.
6. To vote on a stockholder proposal Shr Against For
requesting stockholders' right to act by
written consent, if properly presented.
7. To vote on a stockholder proposal to amend Shr Against For
our principles of executive compensation
program, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY Agenda Number: 935362917
--------------------------------------------------------------------------------------------------------------------------
Security: 929160109
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: VMC
ISIN: US9291601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Fanning Mgmt For For
1B. Election of Director: J. Thomas Hill Mgmt For For
1C. Election of Director: Cynthia L. Hostetler Mgmt For For
1D. Election of Director: Richard T. O'Brien Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
W.W. GRAINGER, INC. Agenda Number: 935352423
--------------------------------------------------------------------------------------------------------------------------
Security: 384802104
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: GWW
ISIN: US3848021040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Adkins Mgmt For For
Brian P. Anderson Mgmt For For
V. Ann Hailey Mgmt For For
Katherine D. Jaspon Mgmt For For
Stuart L. Levenick Mgmt For For
D.G. Macpherson Mgmt For For
Neil S. Novich Mgmt For For
Beatriz R. Perez Mgmt For For
Michael J. Roberts Mgmt For For
E. Scott Santi Mgmt For For
Susan Slavik Williams Mgmt For For
Lucas E. Watson Mgmt For For
Steven A. White Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as independent auditor for the
year ending December 31, 2021.
3. Say on Pay: To approve on a non-binding Mgmt For For
advisory basis the compensation of the
Company's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 935369199
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James C. Fish, Jr. Mgmt For For
1B. Election of Director: Andres R. Gluski Mgmt For For
1C. Election of Director: Victoria M. Holt Mgmt For For
1D. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1E. Election of Director: Sean E. Menke Mgmt For For
1F. Election of Director: William B. Plummer Mgmt For For
1G. Election of Director: John C. Pope Mgmt For For
1H. Election of Director: Maryrose T. Sylvester Mgmt For For
1I. Election of Director: Thomas H. Weidemeyer Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for 2021.
3. Non-binding, advisory proposal to approve Mgmt For For
our executive compensation.
--------------------------------------------------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP Agenda Number: 935373516
--------------------------------------------------------------------------------------------------------------------------
Security: 929740108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: WAB
ISIN: US9297401088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Linda Harty Mgmt For For
Brian Hehir Mgmt For For
Michael Howell Mgmt For For
2. Approve an advisory (non-binding) Mgmt For For
resolution relating to the approval of 2020
named executive officer compensation.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WESTROCK COMPANY Agenda Number: 935315691
--------------------------------------------------------------------------------------------------------------------------
Security: 96145D105
Meeting Type: Annual
Meeting Date: 29-Jan-2021
Ticker: WRK
ISIN: US96145D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Colleen F. Arnold Mgmt For For
1B. Election of Director: Timothy J. Bernlohr Mgmt For For
1C. Election of Director: J. Powell Brown Mgmt For For
1D. Election of Director: Terrell K. Crews Mgmt For For
1E. Election of Director: Russell M. Currey Mgmt For For
1F. Election of Director: Suzan F. Harrison Mgmt For For
1G. Election of Director: John A. Luke, Jr. Mgmt For For
1H. Election of Director: Gracia C. Martore Mgmt For For
1I. Election of Director: James E. Nevels Mgmt For For
1J. Election of Director: Steven C. Voorhees Mgmt For For
1K. Election of Director: Bettina M. Whyte Mgmt For For
1L. Election of Director: Alan D. Wilson Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of WestRock Company 2020 Incentive Mgmt For For
Stock Plan.
4. Ratification of Appointment of Ernst & Mgmt For For
Young LLP.
--------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda Number: 935342307
--------------------------------------------------------------------------------------------------------------------------
Security: 963320106
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: WHR
ISIN: US9633201069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Marc R. Bitzer Mgmt For For
1C. Election of Director: Greg Creed Mgmt For For
1D. Election of Director: Gary T. DiCamillo Mgmt For For
1E. Election of Director: Diane M. Dietz Mgmt For For
1F. Election of Director: Gerri T. Elliott Mgmt For For
1G. Election of Director: Jennifer A. LaClair Mgmt For For
1H. Election of Director: John D. Liu Mgmt For For
1I. Election of Director: James M. Loree Mgmt For For
1J. Election of Director: Harish Manwani Mgmt For For
1K. Election of Director: Patricia K. Poppe Mgmt For For
1L. Election of Director: Larry O. Spencer Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
2. Advisory vote to approve Whirlpool Mgmt For For
Corporation's executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Whirlpool Corporation's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 935362335
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Betsy S. Atkins Mgmt For For
Matthew O. Maddox Mgmt For For
Philip G. Satre Mgmt For For
Darnell O. Strom Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers as described in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 935346735
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Special
Meeting Date: 07-Apr-2021
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to adopt the Agreement and Plan of Mgmt For For
Merger, dated October 26, 2020, as it may
be amended from time to time, which is
referred to as the "merger agreement,"
among Advanced Micro Devices, Inc., which
is referred to as "AMD," Thrones Merger
Sub, Inc., a wholly owned subsidiary of
AMD, which is referred to as "Merger Sub,"
and Xilinx, which proposal is referred to
as the "Xilinx merger proposal".
2. Proposal to approve, on a non-binding Mgmt For For
advisory basis, the compensation that may
be paid or become payable to Xilinx's named
executive officers that is based on or
otherwise relates to the transactions
contemplated by the merger agreement, which
proposal is referred to as the "Xilinx
compensation proposal".
3. Proposal to approve the adjournment of the Mgmt For For
Xilinx special meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes at the time
of the Xilinx special meeting to approve
the Xilinx merger proposal or to ensure
that any supplement or amendment to the
accompanying joint proxy
statement/prospectus is timely provided to
Xilinx stockholders, which proposal is
referred to as the "Xilinx adjournment
proposal".
--------------------------------------------------------------------------------------------------------------------------
XYLEM INC. Agenda Number: 935365658
--------------------------------------------------------------------------------------------------------------------------
Security: 98419M100
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: XYL
ISIN: US98419M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeanne Beliveau-Dunn Mgmt For For
1B. Election of Director: Patrick K. Decker Mgmt For For
1C. Election of Director: Robert F. Friel Mgmt For For
1D. Election of Director: Jorge M. Gomez Mgmt For For
1E. Election of Director: Victoria D. Harker Mgmt For For
1F. Election of Director: Steven R. Loranger Mgmt For For
1G. Election of Director: Surya N. Mohapatra, Mgmt For For
Ph.D.
1H. Election of Director: Jerome A. Peribere Mgmt For For
1I. Election of Director: Markos I. Tambakeras Mgmt For For
1J. Election of Director: Lila Tretikov Mgmt For For
1K. Election of Director: Uday Yadav Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our Independent Registered
Public Accounting Firm for 2021.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Shareholder proposal requesting amendments Shr Against For
to our proxy access by-law, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
YUM! BRANDS, INC. Agenda Number: 935373198
--------------------------------------------------------------------------------------------------------------------------
Security: 988498101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: YUM
ISIN: US9884981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paget L. Alves Mgmt For For
1B. Election of Director: Keith Barr Mgmt For For
1C. Election of Director: Christopher M. Connor Mgmt For For
1D. Election of Director: Brian C. Cornell Mgmt For For
1E. Election of Director: Tanya L. Domier Mgmt For For
1F. Election of Director: David W. Gibbs Mgmt For For
1G. Election of Director: Mirian M. Mgmt For For
Graddick-Weir
1H. Election of Director: Lauren R. Hobart Mgmt For For
1I. Election of Director: Thomas C. Nelson Mgmt For For
1J. Election of Director: P. Justin Skala Mgmt For For
1K. Election of Director: Elane B. Stock Mgmt For For
1L. Election of Director: Annie Young-Scrivner Mgmt For For
2. Ratification of Independent Auditors. Mgmt For For
3. Advisory Vote on Executive Compensation. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION Agenda Number: 935369252
--------------------------------------------------------------------------------------------------------------------------
Security: 989207105
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ZBRA
ISIN: US9892071054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chirantan "CJ" Desai Mgmt For For
Richard L. Keyser Mgmt For For
Ross W. Manire Mgmt For For
2. Proposal to approve, by non-binding vote, Mgmt For For
compensation of named executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent auditors for 2021.
Pacer CFRA-Stovall Global Seasonal Rotation Index ETF
--------------------------------------------------------------------------------------------------------------------------
The fund has not yet commenced operations; therefore no proxies have been voted this reporting period.
Pacer CSOP FTSE China A50 ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Pacer Cash Cows Fund of Funds ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Pacer Developed Markets International Cash Cows 100 ETF
--------------------------------------------------------------------------------------------------------------------------
A.P. MOELLER - MAERSK A/S Agenda Number: 713626313
--------------------------------------------------------------------------------------------------------------------------
Security: K0514G101
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: DK0010244508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU
A REPORT ON THE ACTIVITIES OF THE COMPANY Non-Voting
DURING THE PAST FINANCIAL YEAR
B SUBMISSION OF THE AUDITED ANNUAL REPORT FOR Non-Voting
ADOPTION
C RESOLUTION TO GRANT DISCHARGE TO DIRECTORS Non-Voting
D RESOLUTION ON APPROPRIATION OF PROFIT, Non-Voting
INCLUDING THE AMOUNT OF DIVIDENDS, OR
COVERING OF LOSS IN ACCORDANCE WITH THE
ADOPTED ANNUAL REPORT: THE BOARD PROPOSES
PAYMENT OF A DIVIDEND OF DKK 330 PER SHARE
OF DKK 1,000
E SUBMISSION OF THE REMUNERATION REPORT FOR Non-Voting
ADOPTION
F THE BOARD PROPOSES THAT THE GENERAL MEETING Non-Voting
AUTHORISES THE BOARD TO ALLOW THE COMPANY
TO ACQUIRE OWN SHARES ON AN ONGOING BASIS
TO THE EXTENT THAT THE NOMINAL VALUE OF THE
COMPANY'S TOTAL HOLDING OF OWN SHARES AT NO
TIME EXCEEDS 15% OF THE COMPANY'S SHARE
CAPITAL. THE PURCHASE PRICE MUST NOT
DEVIATE BY MORE THAN 10% FROM THE PRICE
QUOTED ON NASDAQ COPENHAGEN ON THE DATE OF
THE ACQUISITION. THIS AUTHORISATION SHALL
BE IN FORCE UNTIL 30 APRIL 2023
G.I RE-ELECTION OF MEMBER FOR THE BOARD OF Non-Voting
DIRECTOR: BERNARD L. BOT
G.II RE-ELECTION OF MEMBER FOR THE BOARD OF Non-Voting
DIRECTOR: MARC ENGEL
G.III RE-ELECTION OF MEMBER FOR THE BOARD OF Non-Voting
DIRECTOR: ARNE KARLSSON
G.IV ELECTION OF MEMBER FOR THE BOARD OF Non-Voting
DIRECTOR: AMPARO MORALEDA
H THE BOARD PROPOSES RE-ELECTION OF: Non-Voting
PRICEWATERHOUSECOOPERS STATSAUTORISERET
REVISIONSPARTNERSELSKAB
I.1 THE BOARD PROPOSES THAT THE COMPANY'S BOARD Non-Voting
BE AUTHORISED TO DECLARE EXTRAORDINARY
DIVIDEND
I.2 THE BOARD PROPOSES THAT THE COMPANY'S SHARE Non-Voting
CAPITAL BE DECREASED IN ACCORDANCE WITH THE
COMPANY'S SHARE BUY-BACK PROGRAMME
I.3.I THE BOARD PROPOSES THE FOLLOWING AMENDMENTS Non-Voting
TO THE ARTICLES OF ASSOCIATION:
SIMPLIFICATION OF ART. 1 AND AMENDMENT OF
THE OBJECTS CLAUSE
I.3II THE BOARD PROPOSES THE FOLLOWING AMENDMENTS Non-Voting
TO THE ARTICLES OF ASSOCIATION: REQUIREMENT
FOR DIRECTORS TO HOLD SHARES TO BE DELETED
(ART. 3)
I3III THE BOARD PROPOSES THE FOLLOWING AMENDMENTS Non-Voting
TO THE ARTICLES OF ASSOCIATION: THE DANISH
WORD "AFGORELSER" TO BE CHANGED TO
"BESLUTNINGER" [IN ENGLISH "DECISIONS"]
(ART. 6)
I.3IV THE BOARD PROPOSES THE FOLLOWING AMENDMENTS Non-Voting
TO THE ARTICLES OF ASSOCIATION: DELETION OF
ART. 15.1
I.4 THE BOARD PROPOSES THAT THE BOARD OF Non-Voting
DIRECTORS BE AUTHORIZED TO DECIDE THAT A
GENERAL MEETING CAN BE HELD COMPLETELY
ELECTRONICALLY
--------------------------------------------------------------------------------------------------------------------------
ACS, ACTIVIDADES DE CONSTRUCCION Y SERVICIOS SA Agenda Number: 713820315
--------------------------------------------------------------------------------------------------------------------------
Security: E7813W163
Meeting Type: OGM
Meeting Date: 06-May-2021
Ticker:
ISIN: ES0167050915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1.1 APPROVAL OF THE ANNUAL ACCOUNTS AND Mgmt For For
MANAGEMENT REPORTS CORRESPONDING TO THE
2020 FINANCIAL YEAR, BOTH FOR THE COMPANY
AND FOR THE CONSOLIDATED GROUP OF COMPANIES
OF WHICH ACS, ACTIVIDADES DE CONSTRUCCION Y
SERVICIOS, S.A. IT IS A DOMINANT COMPANY
1.2 ALLOCATION OF RESULTS Mgmt For For
2 APPROVAL OF THE CONSOLIDATED NON-FINANCIAL Mgmt For For
INFORMATION STATEMENT CORRESPONDING TO THE
2020 FISCAL YEAR
3 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt For For
DIRECTORS DURING THE 2020 FINANCIAL YEAR
4.1 RE-ELECTION OF MS. CARMEN FERNANDEZ ROZADO, Mgmt For For
WITH THE CATEGORY OF INDEPENDENT DIRECTOR
4.2 RE-ELECTION OF MR. JOSE ELADIO SECO Mgmt For For
DOMINGUEZ, WITH THE CATEGORY OF INDEPENDENT
DIRECTOR
5 ANNUAL REPORT ON THE REMUNERATION OF Mgmt Against Against
DIRECTORS, CORRESPONDING TO THE 2020
FINANCIAL YEAR, WHICH IS SUBMITTED TO A
CONSULTATIVE VOTE
6 CAPITAL INCREASE CHARGED ENTIRELY TO Mgmt For For
RESERVES AND AUTHORIZATION TO REDUCE
CAPITAL TO AMORTIZE TREASURY STOCK
7 AUTHORIZATION FOR THE DERIVATIVE Mgmt For For
ACQUISITION OF OWN SHARES AND FOR THE
REDUCTION OF THE SHARE CAPITAL WITH THE
PURPOSE OF AMORTIZATION OF OWN SHARES
8 DELEGATION OF POWERS FOR THE EXECUTION AND Mgmt For For
FORMALIZATION OF AGREEMENTS
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 07 MAY 2021 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ADECCO GROUP SA Agenda Number: 713694568
--------------------------------------------------------------------------------------------------------------------------
Security: H00392318
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: CH0012138605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REPORT 2020 Mgmt For For
1.2 ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt For For
2020
2 APPROPRIATION OF AVAILABLE EARNINGS 2020 Mgmt For For
AND DISTRIBUTION OF DIVIDEND
3 GRANTING OF DISCHARGE TO THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND OF THE EXECUTIVE
COMMITTEE
4.1 APPROVAL OF MAXIMUM TOTAL AMOUNT OF Mgmt For For
REMUNERATION OF THE BOARD OF DIRECTORS
4.2 APPROVAL OF MAXIMUM TOTAL AMOUNT OF Mgmt For For
REMUNERATION OF THE EXECUTIVE COMMITTEE
5.1.1 RE-ELECTION OF JEAN- CHRISTOPHE DESLARZES Mgmt For For
AS MEMBER AND AS CHAIR OF THE BOARD OF
DIRECTORS
5.1.2 RE-ELECTION OF ARIANE GORIN AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.3 RE-ELECTION OF ALEXANDER GUT AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.4 RE-ELECTION OF DIDIER LAMOUCHE AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.5 RE-ELECTION OF DAVID PRINCE AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.6 RE-ELECTION OF KATHLEEN TAYLOR AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.7 RE-ELECTION OF REGULA WALLIMANN AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.1.8 ELECTION OF RACHEL DUAN AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.2.1 RE-ELECTION OF KATHLEEN TAYLOR AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
5.2.2 RE-ELECTION OF DIDIER LAMOUCHE AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
5.2.3 ELECTION OF RACHEL DUAN AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
5.3 ELECTION OF THE INDEPENDENT PROXY Mgmt For For
REPRESENTATIVE: LAW OFFICE KELLER
PARTNERSHIP, ZURICH
5.4 RE-ELECTION OF THE AUDITORS: ERNST & YOUNG Mgmt For For
LTD, ZURICH
6 RENEWAL OF AUTHORIZED SHARE CAPITAL Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AGL ENERGY LTD Agenda Number: 713040119
--------------------------------------------------------------------------------------------------------------------------
Security: Q01630195
Meeting Type: AGM
Meeting Date: 07-Oct-2020
Ticker:
ISIN: AU000000AGL7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 FINANCIAL REPORT, DIRECTORS' REPORT AND Non-Voting
AUDITOR'S REPORT
2 REMUNERATION REPORT Mgmt Against Against
3.A RE-ELECTION OF PETER BOTTEN Mgmt For For
3.B ELECTION OF MARK BLOOM Mgmt For For
4 GRANT OF PERFORMANCE RIGHTS UNDER THE AGL Mgmt For For
LONG TERM INCENTIVE PLAN TO BRETT REDMAN
5 APPROVAL OF TERMINATION BENEFITS FOR Mgmt For For
ELIGIBLE SENIOR EXECUTIVES
CMMT "IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE OFFER
OR CANNOT BE REGISTERED UNTIL THE BID IS
APPROVED BY MEMBERS NOT ASSOCIATED WITH THE
BIDDER. THE RESOLUTION MUST BE CONSIDERED
AT A MEETING HELD MORE THAN 14 DAYS BEFORE
THE BID CLOSES. EACH MEMBER HAS ONE VOTE
FOR EACH FULLY PAID SHARE HELD. THE VOTE IS
DECIDED ON A SIMPLE MAJORITY. THE BIDDER
AND ITS ASSOCIATES ARE NOT ALLOWED TO
VOTE."
6 REINSERTION OF PROPORTIONAL TAKEOVER Mgmt For For
PROVISIONS FOR A FURTHER 3 YEARS
7.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: AMENDMENT TO THE
CONSTITUTION (SPECIAL RESOLUTION
7.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: COAL CLOSURE DATES
--------------------------------------------------------------------------------------------------------------------------
ALFA LAVAL AB Agenda Number: 713725313
--------------------------------------------------------------------------------------------------------------------------
Security: W04008152
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: SE0000695876
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF THE CHAIRMAN FOR THE GENERAL Non-Voting
MEETING: DENNIS JONSSON
2 ELECTION OF PERSON TO ATTEST THE MINUTES: Non-Voting
ADVOKAT ANNIKA BOSTROM
3 PREPARATION AND APPROVAL OF THE VOTING Non-Voting
REGISTER
4 APPROVAL OF THE AGENDA FOR THE GENERAL Non-Voting
MEETING
5 DETERMINATION WHETHER THE GENERAL MEETING Non-Voting
HAS BEEN DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT, AS WELL AS THE
CONSOLIDATED ANNUAL REPORT AND THE
AUDITOR'S REPORT FOR THE GROUP, AND THE
AUDITOR'S REPORT REGARDING COMPLIANCE WITH
THE EXECUTIVE REMUNERATION POLICY ADOPTED
AT THE 2020 ANNUAL GENERAL MEETING
7.a ADOPTION OF THE INCOME STATEMENT AND THE Mgmt For For
BALANCE SHEET AS WELL AS THE CONSOLIDATED
INCOME STATEMENT AND THE CONSOLIDATED
BALANCE SHEET
7.b RESOLUTION REGARDING ALLOCATION OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE ADOPTED
BALANCE SHEET: THE BOARD OF DIRECTORS
PROPOSES A DISTRIBUTION OF PROFITS IN AN
AMOUNT OF SEK 5,50 PER SHARE FOR 2020.
THURSDAY 29 APRIL 2021 IS PROPOSED AS
RECORD DATE FOR THE RIGHT TO RECEIVE
DIVIDEND
7.c.1 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR CEO TOM ERIXON
7.c.2 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER AND CHAIRMAN OF
THE BOARD DENNIS JONSSON
7.c.3 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER MARIA MORAEUS
HANSSEN
7.c.4 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER HENRIK LANGE
7.c.5 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER RAY MAURITSSON
7.c.6 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER HELENE MELLQUIST
7.c.7 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER FINN RAUSING
7.c.8 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER JORN RAUSING
7.c.9 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER ULF WIINBERG
7.c10 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR FORMER BOARD MEMBER AND
CHAIRMAN OF THE BOARD ANDERS NARVINGER
7.c11 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR FORMER BOARD MEMBER ANNA
OHLSSON-LEIJON
7.c12 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR EMPLOYEE REPRESENTATIVE BROR
GARCIA LANTZ
7.C13 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR EMPLOYEE REPRESENTATIVE
SUSANNE JONSSON
7.c14 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR EMPLOYEE REPRESENTATIVE
HENRIK NIELSEN
7.c15 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR DEPUTY EMPLOYEE
REPRESENTATIVE LEIF NORKVIST
7.c16 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR DEPUTY EMPLOYEE
REPRESENTATIVE STEFAN SANDELL
7.c17 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR DEPUTY EMPLOYEE
REPRESENTATIVE JOHNNY HULTHEN
8 PRESENTATION OF THE BOARD OF DIRECTORS' Mgmt Against Against
REMUNERATION REPORT FOR APPROVAL
9.1 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND DEPUTY MEMBERS:
THE NOMINATION COMMITTEE PROPOSES THAT THE
NUMBER OF MEMBERS OF THE BOARD OF
DIRECTORS, WHO ARE ELECTED BY THE GENERAL
MEETING, SHALL BE NINE ELECTED MEMBERS AND
NO DEPUTY MEMBERS
9.2 DETERMINATION OF THE NUMBER OF AUDITORS AND Mgmt For For
DEPUTY AUDITORS: THE NOMINATION COMMITTEE
PROPOSES THAT BOTH THE NUMBER OF AUDITORS
AND THE NUMBER OF DEPUTY AUDITORS SHALL BE
TWO
10.1 DETERMINATION OF THE COMPENSATION TO THE Mgmt For For
BOARD OF DIRECTORS IN ACCORDANCE WITH THE
NOMINATION COMMITTEE'S PROPOSAL
10.2 DETERMINATION OF THE ADDITIONAL Mgmt For For
COMPENSATION TO MEMBERS OF THE BOARD WHO
ALSO HOLDS A POSITION AS CHAIRMAN OR MEMBER
OF THE AUDIT COMMITTEE OR THE REMUNERATION
COMMITTEE IN ACCORDANCE WITH THE NOMINATION
COMMITTEE'S PROPOSAL
10.3 DETERMINATION OF THE COMPENSATION TO THE Mgmt For For
AUDITORS AS PROPOSED BY THE NOMINATION
COMMITTEE
11.1 RE-ELECTION OF MARIA MORAEUS HANSSEN AS Mgmt For For
BOARD MEMBER
11.2 RE-ELECTION OF DENNIS JONSSON AS BOARD Mgmt For For
MEMBER
11.3 RE-ELECTION OF HENRIK LANGE AS BOARD MEMBER Mgmt For For
11.4 RE-ELECTION OF RAY MAURITSSON AS BOARD Mgmt For For
MEMBER
11.5 RE-ELECTION OF HELENE MELLQUIST AS BOARD Mgmt For For
MEMBER
11.6 RE-ELECTION OF FINN RAUSING AS BOARD MEMBER Mgmt For For
11.7 RE-ELECTION OF JORN RAUSING AS BOARD MEMBER Mgmt For For
11.8 RE-ELECTION OF ULF WIINBERG AS BOARD MEMBER Mgmt For For
11.9 ELECTION OF LILIAN FOSSUM BINER AS BOARD Mgmt For For
MEMBER
11.10 RE-APPOINTMENT OF DENNIS JONSSON AS Mgmt For For
CHAIRMAN OF THE BOARD
11.11 RE-ELECTION OF STAFFAN LANDEN AS AUDITOR Mgmt For For
11.12 RE-ELECTION OF KAROLINE TEDEVALL AS AUDITOR Mgmt For For
11.13 RE-ELECTION OF HENRIK JONZEN AS DEPUTY Mgmt For For
AUDITOR
11.14 RE-ELECTION OF ANDREAS MAST AS DEPUTY Mgmt For For
AUDITOR
12 RESOLUTION ON AMENDMENT OF EXECUTIVE Mgmt For For
REMUNERATION POLICY FOR COMPENSATION TO
EXECUTIVE OFFICERS
13 RESOLUTION ON AUTHORIZATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO PURCHASE SHARES IN THE
COMPANY
14 RESOLUTION TO AMEND THE ARTICLES OF Mgmt For For
ASSOCIATION: SECTION 10
CMMT 26 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 29 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING FOR
RESOLUTION 7 AND ADDITION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 29 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
--------------------------------------------------------------------------------------------------------------------------
ANRITSU CORPORATION Agenda Number: 714243817
--------------------------------------------------------------------------------------------------------------------------
Security: J01554104
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3128800004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hamada,
Hirokazu
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kubota,
Akifumi
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Niimi, Masumi
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shima, Takeshi
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Aoki,
Kazuyoshi
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Masamura,
Tatsuro
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Igarashi,
Norio
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Ueda, Nozomi
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Aoyagi,
Junichi
3.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Wakinaga, Toru
4 Approve Payment of Bonuses to Directors Mgmt For For
(Excluding Directors who are Audit and
Supervisory Committee Members)
--------------------------------------------------------------------------------------------------------------------------
ATOS SE Agenda Number: 713156417
--------------------------------------------------------------------------------------------------------------------------
Security: F06116101
Meeting Type: OGM
Meeting Date: 27-Oct-2020
Ticker:
ISIN: FR0000051732
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 469953 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT 1 OCT 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202009212004060-114 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202009282004118-117 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING OF RES 3. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
1 FAVOURABLE OPINION ON THE COMPANY'S Mgmt For For
MEDIUM-TERM ORIENTATIONS
2 APPOINTMENT OF MR. EDOUARD PHILIPPE AS Mgmt For For
DIRECTOR
3 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT 15 OCT 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM AGM TO OGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES TO MID
471500, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ATOS SE Agenda Number: 713839794
--------------------------------------------------------------------------------------------------------------------------
Security: F06116101
Meeting Type: MIX
Meeting Date: 12-May-2021
Ticker:
ISIN: FR0000051732
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 23 APR 2021:PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104232101143-49 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt Against Against
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE MEETING
3 THE SHAREHOLDERS' MEETING RESOLVES TO Mgmt For For
ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN:
EARNINGS: EUR 1,378,572,313.17 RETAINED
EARNINGS: EUR 3,528,430,291.23
DISTRIBUTABLE INCOME: EUR 4,907,002,604.40
ALLOCATION: ORDINARY DIVIDENDS: EUR
98,945,910.90 (BASED ON 109,993,166 SHARES
COMPOSING THE SHARE CAPITAL AS OF THE 31ST
OF DECEMBER 2020, INCLUDING 53,265 TREASURY
SHARES) RETAINED EARNINGS: EUR
4,808,056,693.50 THE SHAREHOLDERS WILL BE
GRANTED A DIVIDEND OF EUR 0.90 PER SHARE
(BASED ON 109,939,901 SHARES), ELIGIBLE TO
THE 40 PER CENT DEDUCTION PROVIDED BY THE
FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL
BE PAID ON THE 18TH OF MAY 2021. FOLLOWING
THIS ALLOCATION, THE LEGAL RESERVE ACCOUNT
WILL SHOW A NEW BALANCE OF EUR
10,999,316.60. THE AMOUNT CORRESPONDING TO
THE TREASURY SHARES WILL BE ALLOCATED TO
THE OTHER RESERVES ACCOUNT. FOR THE LAST
THREE FINANCIAL YEARS, THE DIVIDENDS WERE
PAID AS FOLLOWS: EUR 0.00 PER SHARE FOR
FISCAL YEAR 2019 EUR 1.70 PER SHARE FOR
FISCAL YEAR 2018 EUR 1.60 PER SHARE FOR
FISCAL YEAR 2017
4 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR VIVEK BADRINATH AS A
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR
5 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt Against Against
APPOINTMENT OF MR BERTRAND MEUNIER AS A
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MRS AMINATA NIANE AS A
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR
7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MRS LYNN PAINE AS A DIRECTOR
FOR A 3-YEAR PERIOD, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE 2023 FISCAL
YEAR
8 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE,
APPROVES SAID REPORT AND THE AGREEMENTS
AUTHORIZED FOR SAID FISCAL YEAR REFERRED TO
THEREIN
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR BERTRAND MEUNIER AS CHAIRMAN
OF THE BOARD OF DIRECTORS FOR THE 2020
FINANCIAL YEAR
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR ELIE GIRARD AS MANAGING
DIRECTOR FOR THE 2020 FINANCIAL YEAR
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION RELATED TO THE COMPENSATION
APPLICABLE TO THE CORPORATE OFFICERS IN
ACCORDANCE WITH THE ARTICLE L.22-10-9 I OF
THE FRENCH COMMERCIAL CODE
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE DIRECTORS
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE MANAGING DIRECTOR
15 THE SHAREHOLDERS' MEETING GIVES A Mgmt Abstain Against
FAVOURABLE OPINION ON THE AMBITION OF THE
COMPANY AND ITS GROUP IN TERMS OF 'NET ZERO
EMISSIONS' DECARBONISATION
16 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 120.00, MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED: 10 PER CENT OF THE SHARES
COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
1,319,917,920.00. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
DELEGATION OF POWERS SUPERSEDES ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
17 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt For For
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND
AT ITS SOLE DISCRETION, BY CANCELLING ALL
OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH THE STOCK REPURCHASE
PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE
SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS
AUTHORIZATION IS GIVEN FOR A 26-MONTH
PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT
18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, ON ONE OR MORE OCCASIONS, IN
FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS
OF THE COMPANY OR RELATED COMPANIES WHO ARE
MEMBERS OF A COMPANY SAVINGS PLAN OR ANY
OTHER QUALIFIED EQUIVALENT PLAN, BY
ISSUANCE OF SHARES OR OTHER EQUITY
SECURITIES OF THE COMPANY, OR SECURITIES
GIVING ACCESS TO EXISTING OR TO BE ISSUED
SHARES OR OTHER EQUITY SECURITIES OF THE
COMPANY, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. THIS DELEGATION IS
GIVEN FOR AN 18-MONTH PERIOD AND FOR A
NOMINAL AMOUNT THAT SHALL NOT EXCEED 2 PER
CENT OF THE SHARE CAPITAL. THIS AMOUNT
SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION NUMBER 24 GRANTED BY
THE SHAREHOLDERS' MEETING OF THE 16TH OF
JUNE 2020. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
19 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL IN FAVOUR OF (I) EMPLOYEES,
CORPORATE OFFICERS OF RELATED COMPANIES
WITH THEIR HEAD OFFICE ABROAD, (II) AIF,
UCITS, EMPLOYEE SHAREHOLDING INVESTED IN
COMPANY'S EQUITIES WHOSE SHAREHOLDERS ARE
REFERRED IN (I), (III) ANY CREDIT
INSTITUTION SETTING UP ON BEHALF OF THE
COMPANY A SHAREHOLDING OR SAVINGS PLAN FOR
THE PERSONS REFERRED IN (I) TO OFFER A
SHAREHOLDING-EMPLOYEE SAVINGS PLAN SIMILAR
TO THE PLAN GRANTED TO THE OTHER EMPLOYEES
OF THE ATOS GROUP, BY ISSUANCE OF SHARES
(PREFERENCE SHARES EXCLUDED), SECURITIES
GIVING ACCESS TO THE COMPANY'S SHARE
CAPITAL (INCLUDING EQUITY SECURITIES GIVING
RIGHT TO THE ALLOCATION OF DEBT
SECURITIES), WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS.
DELEGATION FOR 18 MONTHS, FOR A NOMINAL
AMOUNT THAT SHALL NOT EXCEED 0.2 PER CENT
OF THE SHARE CAPITAL AND COUNTING AGAINST
THE OVERALL VALUE SET FORTH IN RESOLUTION
24 GRANTED ON JUNE 16, 2020. ALL POWERS TO
THE BOARD OF DIRECTORS
20 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO GRANT, FOR FREE, ON
ONE OR MORE OCCASIONS, EXISTING OR TO BE
ISSUED SHARES, IN FAVOUR OF BENEFICIARIES
TO BE CHOSEN AMONG THE EMPLOYEES OR THE
CORPORATE OFFICERS OF THE COMPANY AND OR
RELATED COMPANIES OR ECONOMIC INTEREST
GROUPINGS. THEY MAY NOT REPRESENT MORE THAN
0.9 PER CENT OF THE SHARE CAPITAL, AMONG
WHICH THE SHARES GRANTED TO THE MANAGING
CORPORATE OFFICERS MAY NOT REPRESENT MORE
THAN 0.09 PER CENT OF THE SHARE CAPITAL.
THIS AUTHORIZATION IS GIVEN FOR A 38-MONTH
PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
21 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLES: NR 25: 'REGULATED AGREEMENTS', NR
28: 'PROVISIONS COMMON TO THE SHAREHOLDERS'
MEETINGS', NR 33: 'DELIBERATIONS OF THE
SHAREHOLDERS' MEETINGS', OF THE BYLAWS
22 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
BARRATT DEVELOPMENTS PLC Agenda Number: 713130716
--------------------------------------------------------------------------------------------------------------------------
Security: G08288105
Meeting Type: AGM
Meeting Date: 14-Oct-2020
Ticker:
ISIN: GB0000811801
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE AUDITOR'S AND DIRECTORS' Mgmt For For
REPORTS, THE STRATEGIC REPORT AND THE
ACCOUNTS FOR THE YEAR ENDED 30 JUNE 2020
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 30 JUNE 2020
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY)
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
4 TO RE-ELECT JOHN ALLAN AS A DIRECTOR OF THE Mgmt For For
COMPANY
5 TO RE-ELECT DAVID THOMAS AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT STEVEN BOYES AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT JESSICA WHITE AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT RICHARD AKERS AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT NINA BIBBY AS A DIRECTOR OF THE Mgmt For For
COMPANY
10 TO RE-ELECT JOCK LENNOX AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT SHARON WHITE AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-APPOINT DELOITTE LLP AS THE AUDITOR Mgmt For For
OF THE COMPANY
13 TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE Mgmt For For
AUDITOR'S REMUNERATION
14 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE
15 TO AUTHORISE THE BOARD TO ALLOT SHARES AND Mgmt For For
GRANT SUBSCRIPTION/CONVERSION RIGHTS OVER
SHARES
16 TO AUTHORISE THE BOARD TO ALLOT OR SELL Mgmt For For
ORDINARY SHARES WITHOUT COMPLYING WITH
PRE-EMPTION RIGHTS
17 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS ORDINARY SHARES
18 TO ALLOW THE COMPANY TO HOLD GENERAL Mgmt For For
MEETINGS, OTHER THAN AN ANNUAL GENERAL
MEETING, ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
19 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BHP GROUP LTD Agenda Number: 935274213
--------------------------------------------------------------------------------------------------------------------------
Security: 088606108
Meeting Type: Annual
Meeting Date: 14-Oct-2020
Ticker: BHP
ISIN: US0886061086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the 2020 Financial Statements Mgmt For For
and Reports for BHP.
2. To reappoint Ernst & Young LLP as the Mgmt For For
auditor of BHP Group Plc.
3. To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Group Plc.
4. To approve the general authority to issue Mgmt For For
shares in BHP Group Plc.
5. To approve the authority to allot equity Mgmt For For
securities in BHP Group Plc for cash.
6. To authorise the repurchase of shares in Mgmt For For
BHP Group Plc.
7. To approve the 2020 Remuneration Report Mgmt For For
other than the part containing the
Directors' remuneration policy.
8. To approve the 2020 Remuneration Report. Mgmt For For
9. To approve the grant to the Executive Mgmt For For
Director.
10. To approve leaving entitlements. Mgmt For For
11. To elect Xiaoqun Clever as a Director of Mgmt For For
BHP.
12. To elect Gary Goldberg as a Director of Mgmt For For
BHP.
13. To elect Mike Henry as a Director of BHP. Mgmt For For
14. To elect Christine O'Reilly as a Director Mgmt For For
of BHP.
15. To elect Dion Weisler as a Director of BHP. Mgmt For For
16. To re-elect Terry Bowen as a Director of Mgmt For For
BHP.
17. To re-elect Malcolm Broomhead as a Director Mgmt For For
of BHP.
18. To re-elect Ian Cockerill as a Director of Mgmt For For
BHP.
19. To re-elect Anita Frew as a Director of Mgmt For For
BHP.
20. To re-elect Susan Kilsby as a Director of Mgmt For For
BHP.
21. To re-elect John Mogford as a Director of Mgmt For For
BHP.
22. To re-elect Ken MacKenzie as a Director of Mgmt For For
BHP.
23. To amend the constitution of BHP Group Mgmt Against For
Limited.
24. To adopt interim cultural heritage Mgmt Abstain Against
protection measures.
25. To suspend memberships of Industry Mgmt Against For
Associations where COVID-19 related
advocacy is inconsistent with Paris
Agreement goals.
--------------------------------------------------------------------------------------------------------------------------
BOUYGUES Agenda Number: 712995731
--------------------------------------------------------------------------------------------------------------------------
Security: F11487125
Meeting Type: OGM
Meeting Date: 04-Sep-2020
Ticker:
ISIN: FR0000120503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 19 AUG 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202007312003534-92 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202008192003789-100; PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
1 DISTRIBUTION OF A DIVIDEND Mgmt For For
2 APPROVAL OF THE UPDATE OF THE COMPENSATION Mgmt For For
POLICY FOR EXECUTIVE CORPORATE OFFICERS
3 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BOUYGUES Agenda Number: 713660721
--------------------------------------------------------------------------------------------------------------------------
Security: F11487125
Meeting Type: MIX
Meeting Date: 22-Apr-2021
Ticker:
ISIN: FR0000120503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 08 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 06 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT AND
CHANGE IN NUMBERING FOR ALL RESOLUTIONS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
AND PLEASE NOTE THAT IMPORTANT ADDITIONAL
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103052100426-28
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2020 AND SETTING OF THE DIVIDEND
4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt Against Against
REFERRED TO IN ARTICLES L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
5 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt Against Against
EXECUTIVE CORPORATE OFFICERS
6 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
DIRECTORS
7 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS REFERRED
TO IN SECTION I OF ARTICLE L. 22-10-9 OF
THE FRENCH COMMERCIAL CODE
8 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt For For
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING OR AWARDED FOR THE FINANCIAL
YEAR 2020 TO MR. MARTIN BOUYGUES, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
9 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt For For
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING OR AWARDED FOR THE FINANCIAL
YEAR 2020 TO MR. OLIVIER BOUYGUES, DEPUTY
CHIEF EXECUTIVE OFFICER UNTIL 31 AUGUST
2020
10 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt For For
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING OR AWARDED FOR THE FINANCIAL
YEAR 2020 TO MR. PHILIPPE MARIEN, DEPUTY
CHIEF EXECUTIVE OFFICER UNTIL 19 FEBRUARY
2020
11 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt Against Against
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING OR AWARDED FOR THE FINANCIAL
YEAR 2020 TO MR. OLIVIER ROUSSAT, DEPUTY
CHIEF EXECUTIVE OFFICER
12 RENEWAL OF THE TERM OF OFFICE OF MR. MARTIN Mgmt Against Against
BOUYGUES AS DIRECTOR
13 APPOINTMENT OF MRS. PASCALINE DE DREUZY AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MRS.
ANNE-MARIE IDRAC
14 RENEWAL OF THE TERM OF OFFICE OF ERNST Mgmt For For
&YOUNG AUDIT AS PRINCIPAL STATUTORY AUDITOR
15 AUTHORISATION GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS,
IN ORDER TO TRADE IN THE COMPANY'S SHARES
16 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS,
IN ORDER TO REDUCE THE SHARE CAPITAL BY
CANCELLING TREASURY SHARES
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt Against Against
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
SHARE CAPITAL, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY ISSUING SHARES AND ANY
TRANSFERABLE SECURITIES GRANTING IMMEDIATE
AND/OR FUTURE ACCESS TO SHARES OF THE
COMPANY OR ONE OF ITS SUBSIDIARIES
18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt Against Against
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
SHARE CAPITAL BY CAPITALISATION OF
PREMIUMS, RESERVES, PROFITS OR OTHERS
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO INCREASE THE SHARE
CAPITAL BY MEANS OF A PUBLIC OFFERING OTHER
THAN THOSE REFERRED TO IN ARTICLE L. 411-2
OF THE FRENCH MONETARY AND FINANCIAL CODE,
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING
SHARES AND ANY TRANSFERABLE SECURITIES
GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO
SHARES OF THE COMPANY OR ONE OF ITS
SUBSIDIARIES
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO INCREASE THE SHARE
CAPITAL BY MEANS OF PUBLIC OFFERINGS AS
REFERRED TO IN ARTICLE L. 411-2 1DECREE OF
THE FRENCH MONETARY AND FINANCIAL CODE,
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING
SHARES AND ANY TRANSFERABLE SECURITIES
GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO
SHARES OF THE COMPANY OR ONE OF ITS
SUBSIDIARIES
21 AUTHORISATION GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO SET, IN ACCORDANCE WITH
THE TERMS AND CONDITIONS DETERMINED BY THE
GENERAL MEETING, THE ISSUE PRICE, WITHOUT
THE SHAREHOLDERS' PRE-EMPTIVE RIGHT TO
SUBSCRIBE TO EQUITY SECURITIES TO BE ISSUED
IMMEDIATELY OR IN THE FUTURE
22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt Against Against
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF A CAPITAL INCREASE, WITH OR
WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT
23 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt Against Against
OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO INCREASE THE SHARE
CAPITAL WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS
IN KIND GRANTED TO THE COMPANY AND
CONSISTING OF EQUITY SECURITIES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF ANOTHER COMPANY, OUTSIDE A
PUBLIC EXCHANGE OFFER
24 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt Against Against
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
SHARE CAPITAL, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS
OF SECURITIES IN THE EVENT OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE COMPANY
25 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt Against Against
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO ISSUE SHARES
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, AS A RESULT
OF THE ISSUE, BY A SUBSIDIARY, OF
TRANSFERABLE SECURITIES GRANTING ACCESS TO
SHARES OF THE COMPANY
26 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt Against Against
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
SHARE CAPITAL, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, FOR THE BENEFIT OF THE EMPLOYEES OR
CORPORATE OFFICERS OF THE COMPANY OR
RELATED COMPANIES, WHO ARE MEMBERS OF A
COMPANY SAVINGS PLAN
27 AUTHORISATION GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO GRANT SHARE
SUBSCRIPTION OR PURCHASE OPTIONS TO
EMPLOYEES OR CORPORATE OFFICERS OF THE
COMPANY OR RELATED COMPANIES
28 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO PROCEED WITH FREE
ALLOCATIONS OF EXISTING SHARES OR SHARES TO
BE ISSUED, WITH WAIVER BY SHAREHOLDERS OF
THEIR PRE-EMPTIVE SUBSCRIPTION RIGHTS, FOR
THE BENEFIT OF EMPLOYEES OR CORPORATE
OFFICERS OF THE COMPANY OR RELATED
COMPANIES
29 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO PROCEED WITH FREE
ALLOCATIONS OF EXISTING SHARES OR SHARES TO
BE ISSUED DEDICATED TO RETIREMENT BENEFITS,
WITH WAIVER BY THE SHAREHOLDERS OF THEIR
PRE-EMPTIVE SUBSCRIPTION RIGHTS, FOR THE
BENEFIT OF ELIGIBLE EMPLOYEES OR CORPORATE
OFFICERS OF THE COMPANY OR RELATED
COMPANIES
30 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt Against Against
BOARD OF DIRECTORS, FOR A PERIOD OF
EIGHTEEN MONTHS, IN ORDER TO ISSUE SHARE
SUBSCRIPTION WARRANTS, WITHIN THE LIMIT OF
25% OF THE SHARE CAPITAL, DURING A PERIOD
OF PUBLIC OFFERING FOR THE COMPANY
31 AMENDMENT TO ARTICLE 13 OF THE COMPANY'S Mgmt For For
BY-LAWS IN ORDER TO CHANGE THE AGE LIMIT
FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS
32 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BRENNTAG SE Agenda Number: 714036399
--------------------------------------------------------------------------------------------------------------------------
Security: D12459117
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: DE000A1DAHH0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.35 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY FOR THE Mgmt For For
MANAGEMENT BOARD
7.1 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
7.2 APPROVE REMUNERATION POLICY FOR THE Mgmt For For
SUPERVISORY BOARD
CMMT 04 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 04 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BRIDGESTONE CORPORATION Agenda Number: 713633661
--------------------------------------------------------------------------------------------------------------------------
Security: J04578126
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3830800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Minor Revisions Mgmt For For
3.1 Appoint a Director Ishibashi, Shuichi Mgmt For For
3.2 Appoint a Director Higashi, Masahiro Mgmt For For
3.3 Appoint a Director Scott Trevor Davis Mgmt For For
3.4 Appoint a Director Okina, Yuri Mgmt For For
3.5 Appoint a Director Masuda, Kenichi Mgmt For For
3.6 Appoint a Director Yamamoto, Kenzo Mgmt For For
3.7 Appoint a Director Terui, Keiko Mgmt For For
3.8 Appoint a Director Sasa, Seiichi Mgmt For For
3.9 Appoint a Director Shiba, Yojiro Mgmt For For
3.10 Appoint a Director Suzuki, Yoko Mgmt For For
3.11 Appoint a Director Hara, Hideo Mgmt For For
3.12 Appoint a Director Yoshimi, Tsuyoshi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO P.L.C. Agenda Number: 935356685
--------------------------------------------------------------------------------------------------------------------------
Security: 110448107
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: BTI
ISIN: US1104481072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the 2020 Annual Report and Mgmt For For
Accounts.
2. Directors' remuneration report. Mgmt Against Against
3. Reappointment of the Auditors. Mgmt For For
4. Authority for the Audit Committee to agree Mgmt For For
the Auditors' remuneration.
5. Re-election of Luc Jobin as a Director Mgmt For For
(Audit, Nominations).
6. Re-election of Jack Bowles as a Director. Mgmt For For
7. Re-election of Tadeu Marroco as a Director. Mgmt For For
8. Re-election of Sue Farr as a Director Mgmt For For
(Nominations, Remuneration).
9. Re-election of Jeremy Fowden as a Director Mgmt For For
(Audit, Nominations).
10. Re-election of Dr Marion Helmes as a Mgmt For For
Director (Nominations, Remuneration).
11. Re-election of Holly Keller Koeppel as a Mgmt For For
Director (Audit, Nominations).
12. Re-election of Savio Kwan as a Director Mgmt For For
(Nominations, Remuneration).
13. Re-election of Dimitri Panayotopoulos as a Mgmt For For
Director (Nominations, Remuneration).
14. Election of Karen Guerra (Nominations, Mgmt For For
Remuneration) who has been appointed since
the last Annual General Meeting.
15. Election of Darrell Thomas (Audit, Mgmt For For
Nominations) who has been appointed since
the last Annual General Meeting.
16. Renewal of the Directors' authority to Mgmt For For
allot shares.
17. Renewal of the Directors' authority to Mgmt For For
disapply pre-emption rights.
18. Authority for the Company to purchase its Mgmt For For
own shares.
19. Authority to make donations to political Mgmt For For
organisations and to incur political
expenditure.
20. Notice period for General Meetings. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BRITISH LAND COMPANY PLC Agenda Number: 712909019
--------------------------------------------------------------------------------------------------------------------------
Security: G15540118
Meeting Type: AGM
Meeting Date: 29-Jul-2020
Ticker:
ISIN: GB0001367019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND AUDITED Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED 31
MARCH 2020
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 MARCH 2020
3 TO RE-ELECT SIMON CARTER AS A DIRECTOR Mgmt For For
4 TO RE-ELECT LYNN GLADDEN AS A DIRECTOR Mgmt For For
5 TO RE-ELECT CHRIS GRIGG AS A DIRECTOR Mgmt For For
6 TO RE-ELECT ALASTAIR HUGHES AS A DIRECTOR Mgmt For For
7 TO RE-ELECT WILLIAM JACKSON AS A DIRECTOR Mgmt For For
8 TO RE-ELECT NICHOLAS MACPHERSON AS A Mgmt For For
DIRECTOR
9 TO RE-ELECT PREBEN PREBENSEN AS A DIRECTOR Mgmt For For
10 TO RE-ELECT TIM SCORE AS A DIRECTOR Mgmt For For
11 TO RE-ELECT LAURA WADE-GERY AS A DIRECTOR Mgmt For For
12 TO RE-ELECT REBECCA WORTHINGTON AS A Mgmt For For
DIRECTOR
13 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY
14 TO AUTHORISE THE AUDIT COMMITTEE TO AGREE Mgmt For For
THE AUDITORS REMUNERATION
15 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS AND POLITICAL EXPENDITURE OF NOT
MORE THAN 20000 POUNDS IN TOTAL
16 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
UP TO A LIMITED AMOUNT
17 TO EMPOWER THE DIRECTORS TO ALLOT SHARES Mgmt For For
FOR CASH WITHOUT MAKING A PRE-EMPTIVE OFFER
TO SHAREHOLDERS UP TO THE SPECIFIED AMOUNT
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
19 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES UP TO THE SPECIFIED LIMIT
20 TO AUTHORISE THE CALLING OF GENERAL Mgmt For For
MEETINGS OTHER THAN AN ANNUAL GENERAL
MEETING ON NOT LESS THAN 14 CLEAR DAYS
NOTICE
CMMT 03 JUL 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 18. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BUNZL PLC Agenda Number: 713704080
--------------------------------------------------------------------------------------------------------------------------
Security: G16968110
Meeting Type: AGM
Meeting Date: 21-Apr-2021
Ticker:
ISIN: GB00B0744B38
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE ACCOUNTS FOR Mgmt For For
THE YEAR ENDED 31 DECEMBER 2020 TOGETHER
WITH THE REPORTS OF THE DIRECTORS AND
AUDITORS
2 TO DECLARE A FINAL DIVIDEND: FINAL DIVIDEND Mgmt For For
OF 38.3P PER ORDINARY SHARE
3 TO RE-APPOINT PETER VENTRESS AS A DIRECTOR Mgmt For For
4 TO RE-APPOINT FRANK VAN ZANTEN AS A Mgmt For For
DIRECTOR
5 TO RE-APPOINT RICHARD HOWES AS A DIRECTOR Mgmt For For
6 TO RE-APPOINT VANDA MURRAY AS A DIRECTOR Mgmt For For
7 TO RE-APPOINT LLOYD PITCHFORD AS A DIRECTOR Mgmt For For
8 TO RE-APPOINT STEPHAN NANNINGA AS A Mgmt For For
DIRECTOR
9 TO APPOINT VIN MURRIA AS A DIRECTOR Mgmt For For
10 TO APPOINT MARIA FERNANDA MEJIA AS A Mgmt For For
DIRECTOR
11 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS TO HOLD OFFICE FROM THE CONCLUSION
OF THIS YEAR'S AGM UNTIL THE CONCLUSION OF
THE NEXT GENERAL MEETING AT WHICH ACCOUNTS
ARE LAID BEFORE THE COMPANY
12 TO AUTHORISE THE DIRECTORS, ACTING THROUGH Mgmt For For
THE AUDIT COMMITTEE, TO DETERMINE THE
REMUNERATION OF THE AUDITORS
13 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY AS SET OUT ON PAGES 119 TO 127
(INCLUSIVE) OF THE ANNUAL REPORT FOR THE
YEAR ENDED 31 DECEMBER 2020
14 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT AS SET OUT ON PAGES 114 TO 139
(INCLUSIVE) (EXCLUDING THE DIRECTORS'
REMUNERATION POLICY AS SET OUT ON PAGES 119
TO 127 (INCLUSIVE)) OF THE ANNUAL REPORT
FOR THE YEAR ENDED 31 DECEMBER 2020
15 APPROVAL OF POLICY RELATED AMENDMENTS TO Mgmt For For
THE COMPANY'S LONG-TERM INCENTIVE PLAN
16 APPROVAL OF NEW US EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN
17 RENEWAL OF SAVINGS-RELATED SHARE OPTION Mgmt For For
SCHEME
18 AUTHORITY TO ALLOT ORDINARY SHARES Mgmt For For
19 GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For
RIGHTS
20 SPECIFIC AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For
RIGHTS IN CONNECTION WITH AN ACQUISITION OR
SPECIFIED CAPITAL INVESTMENT
21 PURCHASE OF OWN ORDINARY SHARES Mgmt For For
22 NOTICE OF GENERAL MEETINGS Mgmt For For
23 AMENDMENTS TO ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CANADIAN TIRE CORP LTD Agenda Number: 713833160
--------------------------------------------------------------------------------------------------------------------------
Security: 136681202
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: CA1366812024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.3. THANK YOU
1.1 ELECTION OF DIRECTOR: DIANA CHANT Mgmt For For
1.2 ELECTION OF DIRECTOR: NORMAN JASKOLKA Mgmt For For
1.3 ELECTION OF DIRECTOR: CYNTHIA TRUDELL Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CAPGEMINI SE Agenda Number: 713823513
--------------------------------------------------------------------------------------------------------------------------
Security: F4973Q101
Meeting Type: MIX
Meeting Date: 20-May-2021
Ticker:
ISIN: FR0000125338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538214 DUE TO CHANGE IN
NUMBERING OF RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING NET
EARNINGS AMOUNTING TO EUR 181,627,000.73.
APPROVAL OF THE COMPANY'S FINANCIAL
STATEMENTS
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE
MEETING, SHOWING NET EARNINGS (GROUP SHARE)
AMOUNTING TO EUR 957,000,000.00.
CONSOLIDATED FINANCIAL STATEMENTS
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES TO ALLOCATE THE EARNINGS AS
FOLLOWS: ORIGIN: NET EARNINGS: EUR
181,627,000.73 RETAINED EARNINGS: EUR
5,976,182,226.62 DISTRIBUTABLE INCOME: EUR
6,157,809,227.35 ALLOCATION: DIVIDENDS: EUR
329,130,432.15 RETAINED EARNINGS: EUR
5,828,678,795.20 THE SHAREHOLDERS WILL BE
GRANTED A DIVIDEND OF EUR 1.95 PER SHARE,
THAT WILL BE ELIGIBLE TO THE 40 PER CENT
DEDUCTION PROVIDED BY THE FRENCH GENERAL
TAX CODE. THIS DIVIDEND WILL BE PAID FROM
THE 4TH OF JUNE 2021. THE AMOUNT
CORRESPONDING TO THE TREASURY SHARES WILL
BE ALLOCATED TO THE RETAINED EARNINGS
ACCOUNT. AS REQUIRED BY LAW, IT IS REMINDED
THAT, FOR THE LAST THREE FINANCIAL YEARS,
THE DIVIDENDS WERE PAID AS FOLLOWS: EUR
1.35 PER SHARE FOR FISCAL YEAR 2019 EUR
1.70 PER SHARE FOR FISCAL YEARS 2018 AND
2017 RESULTS APPROPRIATION
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE,
APPROVES SAID REPORT AND THE AGREEMENT
REFERRED TO THEREIN AND NOT APPROVED YET.
SPECIAL AUDITORS' REPORT ON AGREEMENTS
5 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR PAUL HERMELIN AS CHIEF
EXECUTIVE OFFICER UNTIL THE 20TH OF MAY
2020 FOR THE 2020 FINANCIAL YEAR. APPROVAL
OF COMPENSATION
6 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR AIMAN EZZAT AS DEPUTY
MANAGING DIRECTOR UNTIL THE 20TH OF MAY
2020 FOR THE 2020 FINANCIAL YEAR. APPROVAL
OF COMPENSATION
7 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR PAUL HERMELIN AS CHAIRMAN OF
THE BOARD OF DIRECTORS FROM THE 20TH OF MAY
2020 FOR THE 2020 FINANCIAL YEAR. APPROVAL
OF COMPENSATION
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR AIMAN EZZAT AS MANAGING
DIRECTOR FROM THE 20TH OF MAY 2020 FOR THE
2020 FINANCIAL YEAR. APPROVAL OF
COMPENSATION
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION RELATED TO THE COMPENSATION
APPLICABLE TO THE CORPORATE OFFICERS IN
ACCORDANCE WITH THE ARTICLE L.22-10-9 I OF
THE FRENCH COMMERCIAL CODE. APPROVAL OF THE
INFORMATION RELATED TO THE COMPENSATION
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS.
APPROVAL OF THE COMPENSATION POLICY
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE MANAGING DIRECTOR APPROVAL OF THE
COMPENSATION POLICY
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE DIRECTORS. APPROVAL OF THE COMPENSATION
POLICY
13 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR PATRICK POUYANNE AS A
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR. RENEWAL OF A TERM OF OFFICE
14 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt For For
DIRECTOR, MRS TANJA RUECKERT FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR.
APPOINTMENT
15 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt For For
DIRECTOR, MR KURT SIEVERS FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR.
APPOINTMENT
16 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 190.00, MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED: 10 PER CENT OF THE SHARES
COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
3,200,000,000.00. THE NUMBER OF SHARES
ACQUIRED BY THE COMPANY WITH A VIEW TO
RETAINING OR DELIVERING IN CASH OR IN AN
EXCHANGE AS PART OF A MERGER, DIVESTMENT OR
CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER
CENT OF ITS CAPITAL. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 20TH OF MAY
2020 IN ITS RESOLUTION NUMBER 20. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES. AUTHORIZATION TO BUY
BACK SHARES
17 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE NR 12: 'PRESENCE OF THE DIRECTORS
BY VIDEO CONFERENCE CALL OR OTHER MEANS OF
TELECOMMUNICATION' OF THE BYLAWS. AMENDMENT
TO ARTICLES OF THE BYLAWS
18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS, TO GRANT, UNDER
PERFORMANCE CONDITIONS, EXISTING OR TO BE
ISSUED COMPANY'S SHARES, IN FAVOUR OF
BENEFICIARIES TO BE CHOSEN AMONG THE
EMPLOYEES OF THE COMPANY, AND THE EMPLOYEES
AND THE CORPORATE OFFICERS OF THE FRENCH
AND FOREIGN RELATED COMPANY'S SUBSIDIARIES,
WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. THEY MAY NOT REPRESENT
MORE THAN 1.2 PER CENT OF THE SHARE
CAPITAL, AMONG WHICH (I) 10 PER CENT MAY BE
GRANTED TO THE COMPANY'S MANAGING CORPORATE
OFFICERS, (II) 15 PER CENT MAY BE GRANTED
TO THE EMPLOYEES OF THE COMPANY AND ITS
FRENCH OR FOREIGN SUBSIDIARIES, THE MEMBERS
OF EXECUTIVE COMMITTEE EXCLUDED, WITHOUT
PERFORMANCE CONDITIONS. THIS DELEGATION IS
GIVEN FOR AN 18-MONTH PERIOD, SUPERSEDES
THE FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF THE
20TH OF MAY 2020 IN ITS RESOLUTION NUMBER
30. ALL POWERS TO THE BOARD OF DIRECTORS TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES. ALLOCATION OF
SHARES
19 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS
SOLE DISCRETION, IN FAVOUR OF THE MEMBERS
OF ONE OR SEVERAL WAGE SAVINGS PLANS SET UP
BY FRENCH OR FOREIGN COMPANY OR GROUP OF
COMPANIES WITHIN THE COMPANY'S ACCOUNT
CONSOLIDATION OR COMBINATION SCOPE, BY
ISSUANCE OF COMPANY'S SHARES (PREFERENCE
SHARES EXCLUDED) AND OR SECURITIES GIVING
ACCESS TO THE COMPANY'S SHARE CAPITAL, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS. THIS DELEGATION IS GIVEN FOR AN
18-MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED EUR 32,000,000.00.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 20TH OF MAY
2020 IN ITS RESOLUTION NUMBER 31. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES. SHARE CAPITAL
INCREASE RESERVED FOR EMPLOYEES
20 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL IN FAVOUR OF (I) FOREIGN EMPLOYEES,
(II) UCITS, EMPLOYEE SHAREHOLDING INVESTED
IN COMPANY'S EQUITIES WHOSE SHAREHOLDERS
ARE COMPOSED OF FOREIGN EMPLOYEES, (III)
ANY FINANCIAL INSTITUTION UNDERTAKING ON
BEHALF OF THE COMPANY THE SETTING UP OF A
STRUCTURED PLAN TO THE BENEFIT OF THE
FOREIGN EMPLOYEES SIMILAR TO AN EMPLOYEE
SHAREHOLDING SCHEME AS THE ONE OFFERED
WITHIN THE CONTEXT OF RESOLUTION 19, BY
ISSUANCE OF COMPANY'S SHARES (PREFERENCE
SHARES EXCLUDED) AND OR SECURITIES GIVING
ACCESS TO THE COMPANY'S SHARE CAPITAL, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS. THIS DELEGATION IS GIVEN FOR 18
MONTHS ALONG WITH THE IMPLEMENTATION OF
RESOLUTION 19, FOR A NOMINAL AMOUNT THAT
SHALL NOT EXCEED EUR 16,000,000.00, THAT
SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION 19, AND SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION 32
GRANTED ON THE 20TH OF MAY 2020. ALL POWERS
TO THE BOARD OF DIRECTORS. SHARE CAPITAL
INCREASE RESERVED FOR EMPLOYEES
21 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW. POWERS
TO ACCOMPLISH FORMALITIES
CMMT 28 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104282101109-51 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES TO MID 547998, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CK HUTCHISON HOLDINGS LTD Agenda Number: 713870891
--------------------------------------------------------------------------------------------------------------------------
Security: G21765105
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: KYG217651051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041200611.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041200595.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE REPORTS OF THE DIRECTORS
AND THE INDEPENDENT AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR IP TAK CHUEN, EDMOND AS Mgmt Against Against
DIRECTOR
3.B TO RE-ELECT MR LAI KAI MING, DOMINIC AS Mgmt Against Against
DIRECTOR
3.C TO RE-ELECT MR LEE YEH KWONG, CHARLES AS Mgmt Against Against
DIRECTOR
3.D TO RE-ELECT MR GEORGE COLIN MAGNUS AS Mgmt Against Against
DIRECTOR
3.E TO RE-ELECT MR PAUL JOSEPH TIGHE AS Mgmt For For
DIRECTOR
3.F TO RE-ELECT DR WONG YICK-MING, ROSANNA AS Mgmt For For
DIRECTOR
4 TO APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5.1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DISPOSE OF ADDITIONAL
SHARES OF THE COMPANY
5.2 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE DE SAINT-GOBAIN SA Agenda Number: 713823549
--------------------------------------------------------------------------------------------------------------------------
Security: F80343100
Meeting Type: MIX
Meeting Date: 03-Jun-2021
Ticker:
ISIN: FR0000125007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 03 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104282101234-51 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
MEETING TYPE FROM EGM TO MIX AND RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, FOR MID: 548001 PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 539254 DUE TO RECEIVED CHANGE IN
THE NUMBERING OF THE RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND
4 APPOINTMENT OF MR. BENOIT BAZIN AS DIRECTOR Mgmt For For
5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
PAMELA KNAPP AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MRS. AGNES Mgmt For For
LEMARCHAND AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MR. GILLES Mgmt For For
SCHNEPP AS DIRECTOR
8 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
SIBYLLE DAUNIS AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
9 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt Against Against
DURING THE FINANCIAL YEAR 2020 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO MR.
PIERRE-ANDRE DE CHALENDAR, CHAIRMAN AND
CHIEF EXECUTIVE OFFICER
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt Against Against
DURING THE FINANCIAL YEAR 2020 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO MR. BENOIT
BAZIN, DEPUTY CHIEF EXECUTIVE OFFICER
11 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS
MENTIONED IN SECTION I OF ARTICLE L.22-10-9
OF THE FRENCH COMMERCIAL CODE AND INCLUDED
IN THE CORPORATE GOVERNANCE REPORT
12 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
ELEMENTS OF THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER FOR 2021 (UNTIL 30 JUNE
2021 INCLUSIVE)
13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
ELEMENTS OF THE DEPUTY CHIEF EXECUTIVE
OFFICER FOR 2021 (UNTIL 30 JUNE 2021
INCLUSIVE
14 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
ELEMENTS OF THE CHIEF EXECUTIVE OFFICER FOR
2021 (AS OF THE 1ST JULY 2021)
15 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
ELEMENTS OF THE CHAIRMAN OF THE BOARD OF
DIRECTORS FOR 2021(AS OF THE 1ST JULY 2021)
16 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
ELEMENTS OF DIRECTORS FOR 2021
17 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
TRADE IN THE COMPANY'S SHARES
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH AN INCREASE IN
THE SHARE CAPITAL, BY ISSUING, WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHT, SHARES OF THE COMPANY OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY OR OF
SUBSIDIARIES, BY THE ISSUE OF NEW SHARES,
FOR A MAXIMUM NOMINAL AMOUNT OF FOUR
HUNDRED AND TWENTY-SIX MILLION EUROS
(SHARES), EXCLUDING ANY ADJUSTMENTS I.E.
APPROXIMATELY 20% OF THE SHARE CAPITAL,
WITH THE AMOUNTS SET OUT IN THE NINETEENTH,
THE TWENTIETH, THE TWENTY-FIRST, THE
TWENTY-SECOND AND THE TWENTY-THIRD
RESOLUTIONS BEING DEDUCTED FROM THIS AMOUNT
AND ONE AND A HALF BILLION EUROS
(TRANSFERABLE SECURITIES IN THE FORM OF
DEBT SECURITIES GRANTING ACCESS TO THE
CAPITAL OF THE COMPANY OR OF SUBSIDIARIES),
WITH IMPUTATION ON THIS AMOUNT OF THOSE SET
OUT IN THE NINETEENTH, THE TWENTIETH AND
THE TWENTY-FIRST RESOLUTIONS FOR THE ISSUE
OF TRANSFERABLE SECURITIES IN THE FORM OF
DEBT SECURITIES GRANTING ACCESS TO THE
CAPITAL OF THE COMPANY OR OF SUBSIDIARIES
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT BUT WITH
THE POSSIBILITY OF GRANTING A PRIORITY
PERIOD FOR SHAREHOLDERS, BY A PUBLIC
OFFERING OTHER THAN THOSE REFERRED TO IN
ARTICLE L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, WITH THE ISSUE OF SHARES OF
THE COMPANY OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL OF THE
COMPANY OR OF ITS SUBSIDIARIES BY THE ISSUE
OF NEW SHARES, OR NEW SHARES OF THE COMPANY
TO WHICH WOULD GRANT ENTITLEMENT TO
TRANSFERABLE SECURITIES TO BE ISSUED, IF
ANY, BY SUBSIDIARIES, FOR A MAXIMUM NOMINAL
AMOUNT OF TWO HUNDRED AND THIRTEEN MILLION
EUROS (SHARES), EXCLUDING ANY ADJUSTMENTS,
I.E., APPROXIMATELY 10% OF THE SHARE
CAPITAL, WITH IMPUTATION ON THIS AMOUNT OF
THOSE SET OUT IN THE TWENTIETH, THE
TWENTY-FIRST AND THE TWENTY-SECOND
RESOLUTIONS, AND ONE AND A HALF BILLION
EUROS (TRANSFERABLE SECURITIES IN THE FORM
OF DEBT SECURITIES GRANTING ACCESS TO THE
CAPITAL OF THE COMPANY OR OF SUBSIDIARIES)
WITH IMPUTATION ON THIS AMOUNT OF THOSE SET
OUT IN THE TWENTIETH, THE TWENTY-FIRST AND
THE TWENTY-SECOND RESOLUTIONS FOR THE ISSUE
OF TRANSFERABLE SECURITIES IN THE FORM OF
DEBT SECURITIES GRANTING ACCESS TO THE
CAPITAL OF THE COMPANY OR OF SUBSIDIARIES,
THE AMOUNTS OF THE CAPITAL INCREASE AND THE
ISSUE OF DEBT SECURITIES TO BE DEDUCTED
FROM THE CORRESPONDING CEILINGS SET IN THE
EIGHTEENTH RESOLUTION
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH THE ISSUE, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS, OF SHARES OF THE
COMPANY OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL OF THE COMPANY OR OF
SUBSIDIARIES BY THE ISSUE OF NEW SHARES, OR
OF NEW SHARES OF THE COMPANY TO WHICH WOULD
GRANT ENTITLEMENT TO TRANSFERABLE
SECURITIES TO BE ISSUED BY SUBSIDIARIES, IF
ANY, BY WAY OF A PUBLIC OFFERING AS
REFERRED TO IN SECTION 1 OF ARTICLE L.411-2
OF THE FRENCH MONETARY AND FINANCIAL CODE,
FOR A MAXIMUM NOMINAL AMOUNT OF TWO HUNDRED
AND THIRTEEN MILLION EUROS (SHARES)
EXCLUDING ANY ADJUSTMENTS, I.E.,
APPROXIMATELY 10% OF THE SHARE CAPITAL, AND
OF ONE AND A HALF BILLION EUROS
(TRANSFERABLE SECURITIES IN THE FORM OF
DEBT SECURITIES GRANTING ACCESS TO THE
CAPITAL OF THE COMPANY OR OF SUBSIDIARIES),
THE AMOUNTS OF THE CAPITAL INCREASE AND THE
ISSUE OF DEBT SECURITIES TO BE DEDUCTED
FROM THE CORRESPONDING CEILINGS SET IN THE
NINETEENTH RESOLUTION
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF
OVERSUBSCRIPTION DURING THE ISSUE, WITH OR
WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS, OF
SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL, WITHIN THE LEGAL AND
REGULATORY LIMITS (15% OF THE INITIAL
ISSUES AS OF THE DATE OF THIS MEETING) AND
WITHIN THE CORRESPONDING CEILINGS SET BY
THE RESOLUTIONS THAT DECIDED ON THE INITIAL
ISSUE
22 POSSIBILITY TO PROCEED WITH A CAPITAL Mgmt For For
INCREASE, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, WITHIN THE
LIMIT OF 10% OF THE SHARE CAPITAL,
EXCLUDING ANY ADJUSTMENT, IN ORDER TO
REMUNERATE CONTRIBUTIONS IN KIND CONSISTING
OF EQUITY SECURITIES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL,
THE AMOUNTS OF THE CAPITAL INCREASE AND OF
THE TRANSFERABLE SECURITIES TO BE ISSUED TO
BE DEDUCTED FROM THE CEILING SET IN THE
NINETEENTH RESOLUTION
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH AN INCREASE IN
THE SHARE CAPITAL BY INCORPORATION OF
PREMIUMS, RESERVES, PROFITS OR OTHERS, FOR
A MAXIMUM NOMINAL AMOUNT OF ONE HUNDRED AND
SIX MILLION EUROS EXCLUDING ANY
ADJUSTMENTS, I.E., APPROXIMATELY 5% OF THE
SHARE CAPITAL, THIS AMOUNT TO BE DEDUCTED
FROM THE CEILING SET IN THE EIGHTEENTH
RESOLUTION
24 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO SET, IN ACCORDANCE WITH THE
TERMS AND CONDITIONS DETERMINED BY THE
GENERAL MEETING, THE ISSUE PRICE BY THE
COMPANY OF SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL,
BY WAY OF A PUBLIC OFFERING WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, WITHIN THE LIMIT OF 10%
OF THE SHARE CAPITAL PER 12-MONTH PERIOD
25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO PROCEED WITH ISSUES OF EQUITY
SECURITIES RESERVED FOR MEMBERS OF EMPLOYEE
SAVINGS PLANS, WITH CANCELLATION OF THE
PRE-EMPTIVE RIGHT OF SUBSCRIPTION, FOR A
MAXIMUM NOMINAL AMOUNT OF FIFTY-TWO MILLION
EUROS, EXCLUDING ANY ADJUSTMENTS, I.E.
APPROXIMATELY 2.4% OF THE SHARE CAPITAL
26 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE THE SHARE CAPITAL BY CANCELLING
SHARES REPRESENTING UP TO 10% OF THE
COMPANY'S CAPITAL PER 24-MONTHS PERIOD
27 POWERS FOR THE EXECUTION OF THE DECISIONS Mgmt For For
OF THE MEETING AND FOR FORMALITIES
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CRH PLC Agenda Number: 935327812
--------------------------------------------------------------------------------------------------------------------------
Security: 12626K203
Meeting Type: Special
Meeting Date: 09-Feb-2021
Ticker: CRH
ISIN: US12626K2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Migration of the Migrating Mgmt For For
Shares to Euroclear Bank's central
securities depository.
2. To adopt new Articles of Association of the Mgmt For For
Company.
3. To authorise the Company to take all Mgmt For For
actions necessary to implement the
Migration.
4. To amend the Articles of Association to Mgmt For For
provide for the surrender for nil
consideration, and authorise the
cancellation of, the Income Shares of the
Company of Euro 0.02 each.
5. Subject to the approval of Resolution 4, to Mgmt For For
diminish the authorised share capital of
the Company by Euro 25,000,000 from Euro
426,297,940 to Euro 401,297,940.
6. To amend the Articles of Association to Mgmt For For
delete all references to the Income Shares.
--------------------------------------------------------------------------------------------------------------------------
CRH PLC Agenda Number: 935376144
--------------------------------------------------------------------------------------------------------------------------
Security: 12626K203
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: CRH
ISIN: US12626K2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Review of Company's affairs and Mgmt For For
consideration of Financial Statements and
Reports of Directors (including the
Governance Appendix) and Auditors for the
year ended 31 December 2020.
2. Declaration of a dividend on Ordinary Mgmt For For
Shares.
3. Consideration of Directors' Remuneration Mgmt For For
Report.
4A. Re-election of Director: R. Boucher Mgmt For For
4B. Re-election of Director: C. Dowling Mgmt For For
4C. Re-election of Director: R. Fearon Mgmt For For
4D. Re-election of Director: J. Karlstrom Mgmt For For
4E. Re-election of Director: S. Kelly Mgmt For For
4F. Re-election of Director: L. McKay Mgmt For For
4G. Re-election of Director: A. Manifold Mgmt For For
4H. Re-election of Director: G.L. Platt Mgmt For For
4I. Re-election of Director: M.K. Rhinehart Mgmt For For
4J. Re-election of Director: S. Talbot Mgmt For For
5. Remuneration of Auditors. Mgmt For For
6. Continuation of Deloitte Ireland LLP as Mgmt For For
Auditors.
7. Authority to allot Shares. Mgmt For For
8. Disapplication of pre-emption rights (Re Mgmt For For
allotment of up to 5% for cash and for
regulatory purposes).
9. Disapplication of pre-emption rights (Re Mgmt For For
allotment of up to 5% for
acquisitions/specified capital
investments).
10. Authority to purchase own Ordinary Shares. Mgmt For For
11. Authority to reissue Treasury Shares. Mgmt For For
12. Authority to offer Scrip Dividends. Mgmt For For
13. Establishment of new Savings-related Share Mgmt For For
Option Schemes.
14. Authority to reduce the capital of the Mgmt For For
Company for the reasons set out in the
circular to shareholders.
--------------------------------------------------------------------------------------------------------------------------
DENTSU GROUP INC. Agenda Number: 713648256
--------------------------------------------------------------------------------------------------------------------------
Security: J1207N108
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3551520004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yamamoto,
Toshihiro
1.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sakurai, Shun
1.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Timothy Andree
1.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Igarashi,
Hiroshi
1.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Soga, Arinobu
1.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nick Priday
1.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Wendy Clark
1.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Matsui, Gan
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE POST AG Agenda Number: 713717823
--------------------------------------------------------------------------------------------------------------------------
Security: D19225107
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: DE0005552004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.35 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6.1 ELECT INGRID DELTENRE TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT KATJA WINDT TO THE SUPERVISORY BOARD Mgmt For For
6.3 ELECT NIKOLAUS VON BOMHARD TO THE Mgmt For For
SUPERVISORY BOARD
7 APPROVE CREATION OF EUR 130 MILLION POOL OF Mgmt For For
CAPITAL WITHOUT PREEMPTIVE RIGHTS
8 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
9 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
10 APPROVE REMUNERATION POLICY Mgmt For For
11 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ELECTROLUX AB Agenda Number: 713606498
--------------------------------------------------------------------------------------------------------------------------
Security: W24713120
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: SE0000103814
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIRMAN OF THE MEETING: BJORN Non-Voting
KRISTIANSSON
2 ELECTION OF TWO MINUTES-CHECKERS: THE BOARD Non-Voting
OF DIRECTORS PROPOSES RAMSAY BRUFER,
ALECTA, AND ANDERS OSCARSSON, AMF
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION AS TO WHETHER THE MEETING HAS Non-Voting
BEEN PROPERLY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDIT REPORT AS WELL AS THE CONSOLIDATED
ACCOUNTS AND THE AUDIT REPORT FOR THE GROUP
7 RESOLUTION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND THE BALANCE SHEET AS WELL AS
THE CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
8.1 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: STAFFAN BOHMAN
8.2 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: PETRA HEDENGRAN
8.3 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: HENRIK HENRIKSSON
8.4 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: ULLA LITZEN
8.5 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: KARIN OVERBECK
8.6 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: FREDRIK PERSSON
8.7 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: DAVID PORTER
8.8 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: JONAS SAMUELSON
8.9 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: KAI WARN
8.10 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: HASSE JOHANSSON
8.11 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: ULRIKA SAXON
8.12 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: MINA BILLING
8.13 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: VIVECA
BRINKENFELDT-LEVER
8.14 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: PETER FERM
8.15 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: ULF CARLSSON
8.16 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: ULRIK DANESTAD
8.17 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: RICHARD DELLNER
8.18 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: WILSON QUISPE
8.19 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: JOACHIM NORD
8.20 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE PRESIDENT FOR 2020: JONAS SAMUELSON
9 RESOLUTION ON DISPOSITIONS IN RESPECT OF Mgmt For For
THE COMPANY'S PROFIT PURSUANT TO THE
ADOPTED BALANCE SHEET AND DETERMINATION OF
RECORD DATES FOR DIVIDEND: THE BOARD OF
DIRECTORS PROPOSES A DIVIDEND FOR THE
FISCAL YEAR 2020 OF SEK 8.00 PER SHARE. THE
DIVIDEND IS PROPOSED TO BE PAID IN TWO
EQUAL INSTALLMENTS OF SEK 4.00 PER
INSTALLMENT AND SHARE, THE FIRST WITH THE
RECORD DATE MONDAY, MARCH 29, 2021, AND THE
SECOND WITH THE RECORD DATE WEDNESDAY,
SEPTEMBER 29, 2021. SUBJECT TO RESOLUTION
BY THE GENERAL MEETING IN ACCORDANCE WITH
THIS PROPOSAL, THE FIRST INSTALLMENT OF
DIVIDEND IS EXPECTED TO BE DISTRIBUTED BY
EUROCLEAR SWEDEN AB ON THURSDAY, APRIL 1,
2021 AND THE SECOND INSTALLMENT ON MONDAY,
OCTOBER 4, 2021
CMMT PLEASE NOTE THAT RESOLUTIONS 10 TO 13 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATIONS ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
10 DETERMINATION OF THE NUMBER OF DIRECTORS Mgmt For
AND DEPUTY DIRECTORS: EIGHT DIRECTORS AND
NO DEPUTY DIRECTORS
11.1 DETERMINATION OF FEES TO THE MEMBERS OF THE Mgmt For
BOARD
11.2 DETERMINATION OF FEES TO THE AUDITOR Mgmt For
12.A RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For
STAFFAN BOHMAN
12.B RE-ELECTION OF THE BOARD OF DIRECTOR: PETRA Mgmt For
HEDENGRAN
12.C RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For
HENRIK HENRIKSSON
12.D RE-ELECTION OF THE BOARD OF DIRECTOR: ULLA Mgmt For
LITZEN
12.E RE-ELECTION OF THE BOARD OF DIRECTOR: KARIN Mgmt For
OVERBECK
12.F RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For
FREDRIK PERSSON
12.G RE-ELECTION OF THE BOARD OF DIRECTOR: DAVID Mgmt For
PORTER
12.H RE-ELECTION OF THE BOARD OF DIRECTOR: JONAS Mgmt For
SAMUELSON
12.I RE-ELECTION OF STAFFAN BOHMAN AS THE Mgmt For
CHAIRMAN OF THE BOARD
13 ELECTION OF AUDITOR: THE NOMINATION Mgmt For
COMMITTEE PROPOSES, IN ACCORDANCE WITH THE
RECOMMENDATION BY THE AUDIT COMMITTEE,
RE-ELECTION OF THE AUDIT FIRM DELOITTE AB
AS THE COMPANY'S AUDITOR FOR THE PERIOD
UNTIL THE END OF THE 2022 ANNUAL GENERAL
MEETING
14 RESOLUTION ON APPROVAL OF REMUNERATION Mgmt For For
REPORT
15 RESOLUTION ON IMPLEMENTATION OF A Mgmt For For
PERFORMANCE BASED, LONG-TERM SHARE PROGRAM
FOR 2021
16.1 RESOLUTION ON ACQUISITION OF OWN SHARES Mgmt For For
16.2 RESOLUTION ON TRANSFER OF OWN SHARES ON Mgmt For For
ACCOUNT OF COMPANY ACQUISITIONS
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 16 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 16 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ENEOS HOLDINGS,INC. Agenda Number: 714196400
--------------------------------------------------------------------------------------------------------------------------
Security: J29699105
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3386450005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sugimori,
Tsutomu
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ota, Katsuyuki
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yokoi,
Yoshikazu
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Iwase, Junichi
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yatabe,
Yasushi
2.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hosoi, Hiroshi
2.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Murayama,
Seiichi
2.8 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Saito, Takeshi
2.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ota, Hiroko
2.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Miyata,
Yoshiiku
2.11 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kudo, Yasumi
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nishimura,
Shingo
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Mitsuya, Yuko
--------------------------------------------------------------------------------------------------------------------------
FAMILYMART CO.,LTD. Agenda Number: 713161901
--------------------------------------------------------------------------------------------------------------------------
Security: J1340R107
Meeting Type: EGM
Meeting Date: 22-Oct-2020
Ticker:
ISIN: JP3802600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Share Consolidation Mgmt For For
2 Amend Articles to: Amend the Articles Mgmt For For
Related to the Delisting of the Company's
stock
--------------------------------------------------------------------------------------------------------------------------
FORTESCUE METALS GROUP LTD Agenda Number: 713181016
--------------------------------------------------------------------------------------------------------------------------
Security: Q39360104
Meeting Type: AGM
Meeting Date: 11-Nov-2020
Ticker:
ISIN: AU000000FMG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF DR ANDREW FORREST AO Mgmt For For
3 RE-ELECTION OF MR MARK BARNABA AM Mgmt For For
4 RE-ELECTION OF MS PENNY BINGHAM-HALL Mgmt For For
5 RE-ELECTION OF MS JENNIFER MORRIS OAM Mgmt For For
6 PARTICIPATION IN THE FORTESCUE METALS GROUP Mgmt For For
LTD PERFORMANCE RIGHTS PLAN BY MS ELIZABETH
GAINES
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 15
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
7 RENEWAL OF PROPORTIONAL TAKEOVER APPROVAL Mgmt For For
PROVISIONS
--------------------------------------------------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA Agenda Number: 713838348
--------------------------------------------------------------------------------------------------------------------------
Security: D2734Z107
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: DE0005785802
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.34 PER SHARE
3 APPROVE DISCHARGE OF PERSONALLY LIABLE Mgmt For For
PARTNER FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6.1 ELECT DIETER SCHENK TO THE SUPERVISORY Mgmt For For
BOARD AND TO THE JOINT COMMITTEE
6.2 ELECT ROLF CLASSON TO THE SUPERVISORY BOARD Mgmt For For
AND TO THE JOINT COMMITTEE
6.3 ELECT GREGORY SORENSEN TO THE SUPERVISORY Mgmt For For
BOARD AND TO THE JOINT COMMITTEE
6.4 ELECT DOROTHEA WENZEL TO THE SUPERVISORY Mgmt For For
BOARD AND TO THE JOINT COMMITTEE
6.5 ELECT PASCALE WITZ TO THE SUPERVISORY BOARD Mgmt For For
AND TO THE JOINT COMMITTEE
6.6 ELECT GREGOR ZUEND TO THE SUPERVISORY BOARD Mgmt For For
AND TO THE JOINT COMMITTEE
7 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
--------------------------------------------------------------------------------------------------------------------------
FRESENIUS SE & CO. KGAA Agenda Number: 713839895
--------------------------------------------------------------------------------------------------------------------------
Security: D27348263
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: DE0005785604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.88 PER SHARE
3 APPROVE DISCHARGE OF PERSONALLY LIABLE Mgmt For For
PARTNER FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8.1 ELECT MICHAEL ALBRECHT TO THE SUPERVISORY Mgmt For For
BOARD
8.2 ELECT MICHAEL DIEKMANN TO THE SUPERVISORY Mgmt For For
BOARD
8.3 ELECT WOLFGANG KIRSCH TO THE SUPERVISORY Mgmt For For
BOARD
8.4 ELECT IRIS LOEW-FRIEDRICH TO THE Mgmt For For
SUPERVISORY BOARD
8.5 ELECT KLAUS-PETER MUELLER TO THE Mgmt For For
SUPERVISORY BOARD
8.6 ELECT HAUKE STARS TO THE SUPERVISORY BOARD Mgmt For For
9.1 ELECT MICHAEL DIEKMANN AS MEMBER OF THE Mgmt For For
JOINT COMMITTEE
9.2 ELECT HAUKE STARS AS MEMBER OF THE JOINT Mgmt For For
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
FUJITSU LIMITED Agenda Number: 714250406
--------------------------------------------------------------------------------------------------------------------------
Security: J15708159
Meeting Type: AGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: JP3818000006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tokita, Takahito Mgmt For For
1.2 Appoint a Director Furuta, Hidenori Mgmt For For
1.3 Appoint a Director Isobe, Takeshi Mgmt For For
1.4 Appoint a Director Yamamoto, Masami Mgmt For For
1.5 Appoint a Director Mukai, Chiaki Mgmt For For
1.6 Appoint a Director Abe, Atsushi Mgmt For For
1.7 Appoint a Director Kojo, Yoshiko Mgmt For For
1.8 Appoint a Director Scott Callon Mgmt For For
1.9 Appoint a Director Sasae, Kenichiro Mgmt For For
2 Appoint a Corporate Auditor Hirose, Yoichi Mgmt Against Against
3 Appoint a Substitute Corporate Auditor Mgmt For For
Namba, Koichi
4 Approve Details of the Compensation to be Mgmt For For
received by Directors
5 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
HEIDELBERGCEMENT AG Agenda Number: 713721707
--------------------------------------------------------------------------------------------------------------------------
Security: D31709104
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: DE0006047004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 2.20 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER BERND SCHEIFELE FOR FISCAL YEAR 2020
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER DOMINIK VON ACHTEN FOR FISCAL YEAR
2020
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER LORENZ NAEGER FOR FISCAL YEAR 2020
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER KEVIN GLUSKIE FOR FISCAL YEAR 2020
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER HAKAN GURDAL FOR FISCAL YEAR 2020
3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER ERNEST JELITO FOR FISCAL YEAR 2020
3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JON MORRISH FOR FISCAL YEAR 2020
3.8 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER CHRISTOPHER WARD FOR FISCAL YEAR
2020
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER FRITZ-JUERGEN HECKMANN FOR FISCAL
YEAR 2020
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HEINZ SCHMITT FOR FISCAL YEAR 2020
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BARBARA BREUNINGER FOR FISCAL YEAR
2020
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BIRGIT JOCHENS FOR FISCAL YEAR 2020
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER LUDWIG MERCKLE FOR FISCAL YEAR 2020
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER TOBIAS MERCKLE FOR FISCAL YEAR 2020
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER LUKA MUCIC FOR FISCAL YEAR 2020
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER INES PLOSS FOR FISCAL YEAR 2020
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PETER RIEDEL FOR FISCAL YEAR 2020
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WERNER SCHRAEDER FOR FISCAL YEAR
2020
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MARGRET SUCKALE FOR FISCAL YEAR 2020
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MARION WEISSENBERGER-EIBL FOR FISCAL
YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
7 APPROVE REMUNERATION POLICY Mgmt For For
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
9 AMEND ARTICLES RE: PROOF OF ENTITLEMENT Mgmt For For
10 AMEND ARTICLES RE: DIVIDEND IN KIND Mgmt For For
11 AMEND ARTICLES RE: SUPERVISORY BOARD TERM Mgmt For For
OF OFFICE
12 AMEND AFFILIATION AGREEMENT WITH Mgmt For For
HEIDELBERGCEMENT INTERNATIONAL HOLDING GMBH
--------------------------------------------------------------------------------------------------------------------------
HENKEL AG & CO. KGAA Agenda Number: 713737647
--------------------------------------------------------------------------------------------------------------------------
Security: D3207M110
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: DE0006048432
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 527351 DUE TO CHANGE IN RECORD
DATE FROM 26 MAR 2021 TO 25 MAR 2021
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Non-Voting
OF EUR 1.83 PER ORDINARY SHARE AND EUR 1.85
PER PREFERRED SHARE
3 APPROVE DISCHARGE OF PERSONALLY LIABLE Non-Voting
PARTNER FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Non-Voting
FISCAL YEAR 2020
5 APPROVE DISCHARGE OF SHAREHOLDERS' Non-Voting
COMMITTEE FOR FISCAL YEAR 2020
6 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Non-Voting
AUDITORS FOR FISCAL YEAR 2021
7 ELECT JAMES ROWAN TO THE SHAREHOLDERS' Non-Voting
COMMITTEE
8 APPROVE REMUNERATION POLICY Non-Voting
9 AMEND ARTICLES RE: REMUNERATION OF Non-Voting
SUPERVISORY BOARD AND SHAREHOLDERS'
COMMITTEE
10 APPROVE REMUNERATION OF SUPERVISORY BOARD Non-Voting
AND SHAREHOLDERS' COMMITTEE
11 AMEND ARTICLES RE: ELECTRONIC PARTICIPATION Non-Voting
IN THE GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI ENGINEERING AND CONSTRUCTION CO LTD, SEOUL Agenda Number: 713623230
--------------------------------------------------------------------------------------------------------------------------
Security: Y38382100
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: KR7000720003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR: YUN YEONG JUN Mgmt For For
3.2 ELECTION OF INSIDE DIRECTOR: I WON U Mgmt For For
3.3 ELECTION OF INSIDE DIRECTOR: GIM GWANG Mgmt For For
PYEONG
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: JO HYE GYEONG
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI GLOVIS CO LTD, SEOUL Agenda Number: 713616704
--------------------------------------------------------------------------------------------------------------------------
Security: Y27294100
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: KR7086280005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt Against Against
2.1 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
2.2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
2.3 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
2.4 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
2.5 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
2.6 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
2.7 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
2.8 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
2.9 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
3.1 ELECTION OF INSIDE DIRECTOR: KIM JUNGHOON Mgmt Against Against
3.2 ELECTION OF INSIDE DIRECTOR: KIM YOUNGSUN Mgmt Against Against
3.3 ELECTION OF INSIDE DIRECTOR: JUNG JIN WOO Mgmt Against Against
3.4 ELECTION OF OUTSIDE DIRECTOR: YOON YOONJIN Mgmt For For
3.5 ELECTION OF OUTSIDE DIRECTOR: LEE HOGEUN Mgmt For For
3.6 ELECTION OF OUTSIDE DIRECTOR: CHO MYUNG Mgmt For For
HYUN
4 ELECTION OF OUTSIDE DIRECTOR AS AUDIT Mgmt For For
COMMITTEE MEMBER: GIL JAEWOOK
5.1 ELECTION OF AUDIT COMMITTEE MEMBER AS Mgmt For For
OUTSIDE DIRECTOR: YOON YOONJIN
5.2 ELECTION OF AUDIT COMMITTEE MEMBER AS Mgmt For For
OUTSIDE DIRECTOR: LEE HOGEUN
6 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt For For
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
ICA GRUPPEN AB Agenda Number: 713036413
--------------------------------------------------------------------------------------------------------------------------
Security: W4241E105
Meeting Type: EGM
Meeting Date: 22-Sep-2020
Ticker:
ISIN: SE0000652216
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN FOR THE MEETING: Non-Voting
CLAES-GORAN SYLVEN OR, IN HIS ABSENCE, THE
PERSON DESIGNATED BY THE BOARD OF
DIRECTORS, IS PROPOSED AS CHAIRMAN OF THE
GENERAL MEETING
3 ELECTION OF TWO PERSONS TO ATTEST THE Non-Voting
MINUTES ALONGSIDE THE CHAIRMAN: ANNA-KARIN
LILJEHOLM, WHO REPRESENTS ICA-HANDLARNAS
FORBUND AND TOMMI SAUKKORIIPI, WHO
REPRESENTS SEB INVESTMENT MANAGEMENT, OR,
IF ONE OR BOTH OF THEM ARE ABSENT, THE
PERSON(S) DESIGNATED BY THE BOARD OF
DIRECTORS, ARE PROPOSED AS PERSONS TO
ATTEST THE MINUTES. ALSO, SUCH ASSIGNMENT
INCLUDES VERIFYING THE VOTING LIST AND THAT
THE RECEIVED MAIL VOTES ARE CORRECTLY
REFLECTED IN THE MINUTES
4 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
5 APPROVAL OF THE AGENDA Non-Voting
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 DECISION ON DIVIDEND: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES THAT DIVIDENDS BE PAID
WITH A CASH AMOUNT OF SEK 6 PER SHARE. AS
RECORD DATE FOR THE DIVIDEND, THE BOARD OF
DIRECTORS PROPOSES 24 SEPTEMBER 2020. IF
THE GENERAL MEETING APPROVES THE PROPOSAL,
THE DIVIDEND IS EXPECTED TO BE PAID THROUGH
EUROCLEAR SWEDEN AB ON 29 SEPTEMBER 2020
8 DECISION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION: THE BOARD OF DIRECTORS
PROPOSES THAT THE FOLLOWING PROVISIONS IS
INCLUDED IN THE ARTICLES OF ASSOCIATION.
SECTION 11 THE BOARD OF DIRECTORS MAY
COLLECT POWERS OF ATTORNEY IN ACCORDANCE
WITH THE PROCEDURE SET OUT IN CHAPTER 7,
SECTION 4 SECOND PARAGRAPH OF THE SWEDISH
COMPANIES ACT. IN CONNECTION WITH A GENERAL
MEETING, THE BOARD OF DIRECTORS MAY DECIDE
THAT THE SHAREHOLDERS SHOULD BE ABLE TO
EXERCISE THEIR VOTING RIGHTS BY MAIL, PRIOR
TO THE GENERAL MEETING." AS A CONSEQUENCE,
THE EXISTING PROVISIONS OF THE ARTICLES OF
ASSOCIATION IS PROPOSED TO BE RENUMBERED,
WHEREBY THE CURRENT SECTION 11 BECOMES
SECTION 12 AND THE CURRENT SECTION 12
BECOMES SECTION 13. FOR A DECISION IN
ACCORDANCE WITH THE BOARD OF DIRECTORS'
PROPOSAL, THE DECISION MUST BE SUPPORTED BY
SHAREHOLDERS REPRESENTING AT LEAST TWO
THIRDS OF BOTH THE VOTES CAST AND THE
SHARES REPRESENTED AT THE MEETING
9 CONCLUSION OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL BRANDS PLC Agenda Number: 713464888
--------------------------------------------------------------------------------------------------------------------------
Security: G4720C107
Meeting Type: AGM
Meeting Date: 03-Feb-2021
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE ANNUAL REPORT AND ACCOUNTS FOR THE Mgmt For For
FINANCIAL YEAR ENDED 30 SEPTEMBER 2020 BE
RECEIVED
2 THAT THE DIRECTORS' REMUNERATION REPORT Mgmt Against Against
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY) SET OUT ON PAGES 96 TO 123 OF THE
ANNUAL REPORT AND ACCOUNTS FOR THE
FINANCIAL YEAR ENDED 30 SEPTEMBER 2020, BE
APPROVED
3 THAT THE DIRECTORS' REMUNERATION POLICY, Mgmt For For
THE FULL TEXT OF WHICH IS SET OUT ON PAGES
100 TO 109 OF THE ANNUAL REPORT AND
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 30
SEPTEMBER 2020, BE APPROVED
4 THAT THE RULES OF THE IMPERIAL BRANDS PLC Mgmt For For
INTERNATIONAL SHARESAVE PLAN 2021 (THE 'NEW
SHARESAVE'), A COPY OF THE DRAFT RULES OF
WHICH HAS BEEN PRODUCED TO THE AGM AND
INITIALLED BY THE CHAIR (FOR THE PURPOSE OF
IDENTIFICATION ONLY) AND A SUMMARY OF THE
MAIN PROVISIONS OF WHICH IS SET OUT IN PART
I OF APPENDIX II TO THE NOTICE OF AGM, BE
AND ARE HEREBY APPROVED AND THE DIRECTORS
BE AUTHORISED TO: (A) MAKE SUCH
MODIFICATIONS TO THE NEW SHARESAVE AS THEY
MAY CONSIDER APPROPRIATE TO TAKE ACCOUNT OF
THE REQUIREMENTS OF BEST PRACTICE AND
APPLICABLE LEGISLATION, AND TO ADOPT THE
NEW SHARESAVE AS SO MODIFIED AND TO DO ALL
SUCH OTHER ACTS AND THINGS AS THEY MAY
CONSIDER NECESSARY AND EXPEDIENT TO GIVE
EFFECT TO THE NEW SHARESAVE; AND (B)
ESTABLISH FURTHER PLANS BASED ON THE NEW
SHARESAVE BUT MODIFIED TO TAKE ACCOUNT OF
LOCAL TAX, EXCHANGE CONTROL OR SECURITIES
LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT
SUCH FURTHER PLANS ARE MATERIALLY SIMILAR
TO THE NEW SHARESAVE AND THAT ANY SHARES
MADE AVAILABLE UNDER SUCH FURTHER PLANS ARE
TREATED AS COUNTING AGAINST THE LIMITS ON
INDIVIDUAL OR OVERALL PARTICIPATION IN THE
NEW SHARESAVE
5 THAT THE RULES OF THE IMPERIAL BRANDS PLC Mgmt For For
LONG TERM INCENTIVE PLAN 2021 (THE 'NEW
LTIP'), A COPY OF THE DRAFT RULES OF WHICH
HAS BEEN PRODUCED TO THE AGM AND INITIALLED
BY THE CHAIR (FOR THE PURPOSE OF
IDENTIFICATION ONLY) AND A SUMMARY OF THE
MAIN PROVISIONS OF WHICH IS SET OUT IN PART
II OF APPENDIX II TO THE NOTICE OF AGM, BE
AND ARE HEREBY APPROVED AND THE DIRECTORS
BE AUTHORISED TO: (A) MAKE SUCH
MODIFICATIONS TO THE NEW LTIP AS THEY MAY
CONSIDER APPROPRIATE TO TAKE ACCOUNT OF THE
REQUIREMENTS OF BEST PRACTICE AND
APPLICABLE LEGISLATION, AND TO ADOPT THE
NEW LTIP AS SO MODIFIED AND TO DO ALL SUCH
OTHER ACTS AND THINGS AS THEY MAY CONSIDER
NECESSARY AND EXPEDIENT TO GIVE EFFECT TO
THE NEW LTIP; AND (B) ESTABLISH FURTHER
PLANS BASED ON THE NEW LTIP BUT MODIFIED TO
TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL
OR SECURITIES LAWS IN OVERSEAS TERRITORIES,
PROVIDED THAT SUCH FURTHER PLANS ARE
MATERIALLY SIMILAR TO THE NEW LTIP AND THAT
ANY SHARES MADE AVAILABLE UNDER SUCH
FURTHER PLANS ARE TREATED AS COUNTING
AGAINST THE LIMITS ON INDIVIDUAL OR OVERALL
PARTICIPATION IN THE NEW LTIP
6 THAT THE RULES OF THE IMPERIAL BRANDS PLC Mgmt For For
DEFERRED SHARE BONUS PLAN 2021 (THE
'DSBP'), A COPY OF THE DRAFT RULES OF WHICH
HAS BEEN PRODUCED TO THE AGM AND INITIALLED
BY THE CHAIR (FOR THE PURPOSE OF
IDENTIFICATION ONLY) AND A SUMMARY OF THE
MAIN PROVISIONS OF WHICH IS SET OUT IN PART
III OF APPENDIX II TO THE NOTICE OF AGM, BE
AND ARE HEREBY APPROVED AND THE DIRECTORS
BE AUTHORISED TO: (A) MAKE SUCH
MODIFICATIONS TO THE DSBP AS THEY MAY
CONSIDER APPROPRIATE TO TAKE ACCOUNT OF THE
REQUIREMENTS OF BEST PRACTICE AND
APPLICABLE LEGISLATION, AND TO ADOPT THE
DSBP AS SO MODIFIED AND TO DO ALL SUCH
OTHER ACTS AND THINGS AS THEY MAY CONSIDER
NECESSARY AND EXPEDIENT TO GIVE EFFECT TO
THE DSBP; AND (B) ESTABLISH FURTHER PLANS
BASED ON THE DSBP BUT MODIFIED TO TAKE
ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR
SECURITIES LAWS IN OVERSEAS TERRITORIES,
PROVIDED THAT SUCH FURTHER PLANS ARE
MATERIALLY SIMILAR TO THE DSBP AND THAT ANY
SHARES MADE AVAILABLE UNDER SUCH FURTHER
PLANS ARE TREATED AS COUNTING AGAINST THE
LIMITS ON INDIVIDUAL OR OVERALL
PARTICIPATION IN THE DSBP
7 THAT A FINAL DIVIDEND FOR THE FINANCIAL Mgmt For For
YEAR ENDED 30 SEPTEMBER 2020 OF 48.01 PENCE
PER ORDINARY SHARE OF 10 PENCE PAYABLE ON
31 MARCH 2021 TO THOSE SHAREHOLDERS ON THE
REGISTER AT THE CLOSE OF BUSINESS ON 19
FEBRUARY 2021 BE DECLARED
8 THAT STEFAN BOMHARD BE ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
9 THAT SUSAN CLARK BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 THAT THERESE ESPERDY BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 THAT ALAN JOHNSON BE ELECTED AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 THAT ROBERT KUNZE-CONCEWITZ BE ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
13 THAT SIMON LANGELIER BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
14 THAT PIERRE-JEAN SIVIGNON BE ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
15 THAT STEVEN STANBROOK BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
16 THAT JONATHAN STANTON BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
17 THAT OLIVER TANT BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
18 THAT ERNST & YOUNG LLP ('EY') BE Mgmt For For
RE-APPOINTED AS AUDITOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE
LAID BEFORE THE COMPANY
19 THAT THE AUDIT COMMITTEE (FOR AND ON BEHALF Mgmt For For
OF THE BOARD) BE AUTHORISED TO SET THE
REMUNERATION OF THE AUDITOR
20 THAT IN ACCORDANCE WITH SECTION 366 OF THE Mgmt For For
COMPANIES ACT 2006 THE COMPANY AND ALL
COMPANIES THAT ARE SUBSIDIARIES OF THE
COMPANY AT ANY TIME DURING THE PERIOD FOR
WHICH THIS RESOLUTION HAS EFFECT ARE
AUTHORISED TO: (A) MAKE POLITICAL DONATIONS
TO POLITICAL PARTIES OR INDEPENDENT
ELECTION CANDIDATES, NOT EXCEEDING GBP
100,000 IN TOTAL; (B) MAKE POLITICAL
DONATIONS TO POLITICAL ORGANISATIONS OTHER
THAN POLITICAL PARTIES, NOT EXCEEDING GBP
100,000 IN TOTAL; AND (C) INCUR POLITICAL
EXPENDITURE NOT EXCEEDING GBP 100,000 IN
TOTAL, PROVIDED THAT THE AGGREGATE AMOUNT
OF ANY SUCH DONATIONS AND EXPENDITURE SHALL
NOT EXCEED GBP 100,000, DURING THE PERIOD
BEGINNING WITH THE DATE OF THE PASSING OF
THIS RESOLUTION AND ENDING AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 31 MARCH 2022. FOR THE
PURPOSE OF THIS RESOLUTION THE TERMS
"POLITICAL DONATIONS", "POLITICAL PARTIES",
"INDEPENDENT ELECTION CANDIDATES",
"POLITICAL ORGANISATIONS" AND "POLITICAL
EXPENDITURE" HAVE THE MEANINGS SET OUT IN
SECTIONS 363 TO 365 OF THE COMPANIES ACT
2006
21 THAT THE DIRECTORS BE AUTHORISED TO ALLOT Mgmt For For
ORDINARY SHARES OF 10 PENCE EACH IN THE
CAPITAL OF THE COMPANY (THE 'ORDINARY
SHARES') OR GRANT RIGHTS TO SUBSCRIBE FOR,
OR CONVERT ANY SECURITY INTO, ORDINARY
SHARES IN ACCORDANCE WITH ARTICLE 7 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, UP TO A
MAXIMUM NOMINAL AMOUNT OF GBP 14,150,000
THIS AUTHORITY SHALL EXPIRE AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 31 MARCH 2022; AND ALL
PREVIOUS UNUTILISED AUTHORITIES UNDER
SECTION 551 OF THE COMPANIES ACT 2006 (THE
'ACT') SHALL CEASE TO HAVE EFFECT (SAVE TO
THE EXTENT THAT A PREVIOUS AUTHORITY IS
EXERCISABLE PURSUANT TO SECTION 551(7) OF
THE ACT BY REASON OF ANY OFFER OR AGREEMENT
MADE PRIOR TO THE DATE OF THIS RESOLUTION
WHICH WOULD OR MIGHT REQUIRE ORDINARY
SHARES TO BE ALLOTTED OR RIGHTS TO BE
GRANTED ON OR AFTER THAT DATE)
22 THAT, IN ACCORDANCE WITH ARTICLE 8 OF THE Mgmt For For
COMPANY'S ARTICLES OF ASSOCIATION, IF
RESOLUTION 21 IS PASSED, THE BOARD BE
AUTHORISED TO ALLOT EQUITY SECURITIES (AS
DEFINED IN SECTION 560(1) THE COMPANIES ACT
2006 (THE 'ACT')) FOR CASH UNDER THE
AUTHORITY GIVEN BY RESOLUTION 21 AND/OR TO
SELL ORDINARY SHARES OF 10 PENCE EACH IN
THE CAPITAL OF THE COMPANY (THE 'ORDINARY
SHARES') HELD BY THE COMPANY AS TREASURY
SHARES FOR CASH AS IF SECTION 561 OF THE
ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR
SALE, SUCH AUTHORITY TO BE LIMITED TO: I.
THE ALLOTMENT OF EQUITY SECURITIES AND SALE
OF TREASURY SHARES FOR CASH IN CONNECTION
WITH AN OFFER OF, OR INVITATION TO APPLY
FOR, EQUITY SECURITIES FOR A PERIOD FIXED
BY THE BOARD: A. TO OR IN FAVOUR OF HOLDERS
OF ORDINARY SHARES IN PROPORTION (OR AS
CLOSELY AS MAY BE PRACTICABLE) TO THEIR
EXISTING HOLDINGS; AND B. TO HOLDERS OF
OTHER EQUITY SECURITIES AS REQUIRED BY THE
RIGHTS ATTACHED TO THOSE SECURITIES OR AS
THE DIRECTORS OTHERWISE CONSIDER NECESSARY,
AND SO THAT THE DIRECTORS MAY IMPOSE ANY
LIMITS OR RESTRICTIONS AND MAKE ANY
ARRANGEMENTS AS THE DIRECTORS DEEM
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, ANY LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN, OR UNDER THE LAWS
OF, ANY TERRITORY, OR ANY OTHER MATTER; AND
II. TO THE ALLOTMENT OF EQUITY SECURITIES
OR SALE OF TREASURY SHARES (OTHERWISE THAN
UNDER PARAGRAPH (I) ABOVE) UP TO A NOMINAL
AMOUNT OF GBP 4,730,000, SUCH AUTHORITY TO
EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY (OR, IF
EARLIER, AT THE CLOSE OF BUSINESS ON 31
MARCH 2022) BUT, IN EACH CASE, PRIOR TO ITS
EXPIRY THE COMPANY MAY MAKE OFFERS, AND
ENTER INTO AGREEMENTS, WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD)
AFTER THE AUTHORITY EXPIRES AND THE
DIRECTORS MAY ALLOT EQUITY SECURITIES (AND
SELL TREASURY SHARES) UNDER ANY SUCH OFFER
OR AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
23 THAT IN ACCORDANCE WITH THE COMPANIES ACT Mgmt For For
2006 (THE 'ACT'), THE COMPANY IS HEREBY
GENERALLY AND UNCONDITIONALLY AUTHORISED
FOR THE PURPOSES OF SECTION 701 OF THE ACT
TO MAKE MARKET PURCHASES (WITHIN THE
MEANING OF SECTION 693(4) OF THE ACT) OF
ORDINARY SHARES OF 10 PENCE EACH IN THE
CAPITAL OF THE COMPANY (ORDINARY SHARES) ON
SUCH TERMS AND IN SUCH MANNER AS THE
DIRECTORS MAY FROM TIME TO TIME DETERMINE,
PROVIDED THAT: I. THE MAXIMUM NUMBER OF
ORDINARY SHARES THAT MAY BE PURCHASED UNDER
THIS AUTHORITY IS 94,600,000; II. THE
MINIMUM PRICE WHICH MAY BE PAID FOR EACH
ORDINARY SHARE IS 10 PENCE (EXCLUSIVE OF
ALL EXPENSES); III. THE MAXIMUM PRICE WHICH
MAY BE PAID FOR EACH ORDINARY SHARE
(EXCLUSIVE OF ALL EXPENSES) SHALL NOT BE
MORE THAN THE HIGHER OF: A. AN AMOUNT EQUAL
TO 105 PER CENT OF THE AVERAGE OF THE
MIDDLE MARKET PRICES SHOWN IN THE
QUOTATIONS FOR THE ORDINARY SHARES IN THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST
FOR THE FIVE BUSINESS DAYS IMMEDIATELY
PRECEDING THE DAY ON WHICH THAT ORDINARY
SHARE IS PURCHASED; AND B. AN AMOUNT EQUAL
TO THE HIGHER OF THE PRICE OF THE LAST
INDEPENDENT TRADE OF AN ORDINARY SHARE AND
THE HIGHEST CURRENT INDEPENDENT BID FOR AN
ORDINARY SHARE ON THE TRADING VENUE WHERE
THE PURCHASE IS CARRIED OUT; AND IV. THE
AUTHORITY HEREBY CONFERRED SHALL, UNLESS
PREVIOUSLY REVOKED OR VARIED, EXPIRE AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 31 MARCH 2022 SAVE IN
RELATION TO PURCHASES OF ORDINARY SHARES
THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE
THE EXPIRY OF THIS AUTHORITY AND WHICH WILL
OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY, WHERE THE COMPANY MAY MAKE A
PURCHASE OF ORDINARY SHARES IN PURSUANCE OF
ANY SUCH CONTRACT OR CONTRACTS. ALL
PREVIOUS UNUTILISED AUTHORITIES FOR THE
COMPANY TO MAKE MARKET PURCHASES OF
ORDINARY SHARES ARE REVOKED, EXCEPT IN
RELATION TO THE PURCHASE OF ORDINARY SHARES
UNDER A CONTRACT OR CONTRACTS CONCLUDED
BEFORE THE DATE OF THIS RESOLUTION AND
WHERE SUCH PURCHASE HAS NOT YET BEEN
EXECUTED
24 THAT A GENERAL MEETING OF THE COMPANY OTHER Mgmt For For
THAN AN ANNUAL GENERAL MEETING OF THE
COMPANY MAY BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL S.A. Agenda Number: 712823613
--------------------------------------------------------------------------------------------------------------------------
Security: E6282J125
Meeting Type: OGM
Meeting Date: 14-Jul-2020
Ticker:
ISIN: ES0148396007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE ANNUAL ACCOUNTS (BALANCE SHEET, INCOME
STATEMENT, STATEMENT OF CHANGES IN EQUITY,
STATEMENT OF CASH FLOWS AND NOTES TO THE
ACCOUNTS) AND DIRECTORS' REPORT OF
INDUSTRIA DE DISENO TEXTIL, SOCIEDAD
ANONIMA, (INDITEX, S.A.) FOR FINANCIAL YEAR
2019, ENDED 31 JANUARY 2020
2 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE CONSOLIDATED ANNUAL ACCOUNTS
(CONSOLIDATED BALANCE SHEET, CONSOLIDATED
INCOME STATEMENT, CONSOLIDATED STATEMENT OF
COMPREHENSIVE INCOME, CONSOLIDATED
STATEMENT OF CHANGES IN EQUITY,
CONSOLIDATED STATEMENT OF CASH FLOWS AND
NOTES TO THE CONSOLIDATED ACCOUNTS) AND
CONSOLIDATED DIRECTORS' REPORT OF THE
CONSOLIDATED GROUP (INDITEX GROUP) FOR
FINANCIAL YEAR 2019, ENDED 31 JANUARY 2020,
AND OF THE MANAGEMENT OF THE COMPANY
3 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE STATEMENT ON NON-FINANCIAL INFORMATION
(ACT 11/2018 OF 28 DECEMBER ON MANDATORY
DISCLOSURE OF NON-FINANCIAL INFORMATION)
4 DISTRIBUTION OF THE INCOME OR LOSS OF THE Mgmt For For
FINANCIAL YEAR
5 DECLARATION OF A DIVIDEND IN THE GROSS Mgmt For For
AMOUNT OF EUR 0.35 PER SHARE CHARGED TO
UNRESTRICTED RESERVES
6.A RE-ELECTION OF PONTEGADEA INVERSIONES, S.L. Mgmt For For
(REPRESENTED BY MS FLORA PEREZ MARCOTE) TO
THE BOARD OF DIRECTORS AS NON-EXECUTIVE
PROPRIETARY DIRECTOR
6.B RE-ELECTION OF BNS. DENISE PATRICIA Mgmt For For
KINGSMILL TO THE BOARD OF DIRECTORS AS
NON-EXECUTIVE INDEPENDENT DIRECTOR
6.C RATIFICATION AND APPOINTMENT OF MS ANNE Mgmt For For
LANGE TO THE BOARD OF DIRECTORS AS
NON-EXECUTIVE INDEPENDENT DIRECTOR
7 RE-ELECTION OF DELOITTE, S.L. AS STATUTORY Mgmt For For
AUDITOR OF THE COMPANY AND ITS GROUP FOR
FINANCIAL YEAR 2020
8.A AMENDMENT OF THE ARTICLES OF ASSOCIATION IN Mgmt For For
ORDER TO EXPRESSLY PROVIDE FOR THE
POSSIBILITY OF REMOTE ATTENDANCE AT THE
ANNUAL GENERAL MEETING VIA: APPROVAL OF THE
AMENDMENT OF ARTICLE 16 ("ELIGIBILITY TO
ATTEND THE GENERAL MEETINGS OF
SHAREHOLDERS. RIGHT TO VOTE") AND ARTICLE
17 ("REPRESENTATION AT THE GENERAL MEETING
OF SHAREHOLDERS") IN PART I ("GENERAL
MEETING OF SHAREHOLDERS") OF CHAPTER III
("GOVERNING BODIES OF THE COMPANY")
8.B AMENDMENT OF THE ARTICLES OF ASSOCIATION IN Mgmt For For
ORDER TO EXPRESSLY PROVIDE FOR THE
POSSIBILITY OF REMOTE ATTENDANCE AT THE
ANNUAL GENERAL MEETING VIA: APPROVAL OF THE
REVISED TEXT OF THE ARTICLES OF ASSOCIATION
9.A AMENDMENT OF THE REGULATIONS OF THE GENERAL Mgmt For For
MEETING OF SHAREHOLDERS IN ORDER TO INCLUDE
THE APPROVAL OF THE STATEMENT ON
NON-FINANCIAL INFORMATION AMONG THE POWERS
OF THE GENERAL MEETING OF SHAREHOLDERS AND
TO EXPRESSLY PROVIDE FOR THE POSSIBILITY OF
REMOTE ATTENDANCE AT ANNUAL GENERAL MEETING
VIA: APPROVAL OF THE AMENDMENT OF ARTICLE 6
("POWERS OF THE GENERAL MEETING OF
SHAREHOLDERS") IN CHAPTER II ("THE GENERAL
MEETING OF SHAREHOLDERS")
9.B AMENDMENT OF THE REGULATIONS OF THE GENERAL Mgmt For For
MEETING OF SHAREHOLDERS IN ORDER TO INCLUDE
THE APPROVAL OF THE STATEMENT ON
NON-FINANCIAL INFORMATION AMONG THE POWERS
OF THE GENERAL MEETING OF SHAREHOLDERS AND
TO EXPRESSLY PROVIDE FOR THE POSSIBILITY OF
REMOTE ATTENDANCE AT ANNUAL GENERAL MEETING
VIA: APPROVAL OF THE ADDITION OF ARTICLE
11BIS ("REMOTE ATTENDANCE") IN PART I
("ATTENDANCE AND PROXIES") AND THE
AMENDMENT OF ARTICLE 12 ("PROXY
REPRESENTATION AT THE GENERAL MEETING OF
SHAREHOLDERS") IN PART I ("ATTENDANCE AND
PROXIES"), ARTICLE 19 ("QUORUM") IN PART II
("THE GENERAL MEETING OF SHAREHOLDERS") AND
ARTICLE 20 ("REQUEST BY SHAREHOLDERS TO
TAKE THE FLOOR. IDENTIFICATION") IN PART
III ("USE OF THE FLOOR BY SHAREHOLDERS"),
ALL OF THEM IN CHAPTER IV ("HOLDING OF THE
GENERAL MEETING OF SHAREHOLDERS")
9.C AMENDMENT OF THE REGULATIONS OF THE GENERAL Mgmt For For
MEETING OF SHAREHOLDERS IN ORDER TO INCLUDE
THE APPROVAL OF THE STATEMENT ON
NON-FINANCIAL INFORMATION AMONG THE POWERS
OF THE GENERAL MEETING OF SHAREHOLDERS AND
TO EXPRESSLY PROVIDE FOR THE POSSIBILITY OF
REMOTE ATTENDANCE AT ANNUAL GENERAL MEETING
VIA: APPROVAL OF THE REVISED TEXT OF THE
REGULATIONS OF THE GENERAL MEETING OF
SHAREHOLDERS
10 ADVISORY VOTE (SAY ON PAY) OF THE ANNUAL Mgmt For For
REPORT ON THE REMUNERATION OF DIRECTORS
11 GRANTING OF POWERS TO IMPLEMENT RESOLUTIONS Mgmt For For
12 REPORTING TO THE ANNUAL GENERAL MEETING ON Mgmt For For
THE AMENDMENT OF THE BOARD OF DIRECTORS'
REGULATIONS
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 15 JUL 2020. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 432741 DUE TO SPLITTING OF
RESOLUTION 9. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ITOCHU CORPORATION Agenda Number: 714183302
--------------------------------------------------------------------------------------------------------------------------
Security: J2501P104
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3143600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Okafuji, Masahiro Mgmt Against Against
2.2 Appoint a Director Suzuki, Yoshihisa Mgmt Against Against
2.3 Appoint a Director Ishii, Keita Mgmt Against Against
2.4 Appoint a Director Yoshida, Tomofumi Mgmt Against Against
2.5 Appoint a Director Fukuda, Yuji Mgmt Against Against
2.6 Appoint a Director Kobayashi, Fumihiko Mgmt Against Against
2.7 Appoint a Director Hachimura, Tsuyoshi Mgmt Against Against
2.8 Appoint a Director Muraki, Atsuko Mgmt For For
2.9 Appoint a Director Kawana, Masatoshi Mgmt For For
2.10 Appoint a Director Nakamori, Makiko Mgmt For For
2.11 Appoint a Director Ishizuka, Kunio Mgmt For For
3.1 Appoint a Corporate Auditor Majima, Shingo Mgmt For For
3.2 Appoint a Corporate Auditor Kikuchi, Masumi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ITV PLC Agenda Number: 713724020
--------------------------------------------------------------------------------------------------------------------------
Security: G4984A110
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: GB0033986497
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE ANNUAL REPORT AND Mgmt For For
ACCOUNTS
2 TO RECEIVE AND ADOPT THE ANNUAL REPORT ON Mgmt For For
REMUNERATION
3 TO APPROVE THE REMUNERATION POLICY Mgmt For For
4 TO RE-ELECT SALMAN AMIN Mgmt For For
5 TO RE-ELECT PETER BAZALGETTE Mgmt For For
6 TO RE-ELECT EDWARD BONHAM CARTER Mgmt For For
7 TO ELECT GRAHAM COOKE Mgmt For For
8 TO RE-ELECT MARGARET EWING Mgmt For For
9 TO RE-ELECT MARY HARRIS Mgmt For For
10 TO RE-ELECT CHRIS KENNEDY Mgmt For For
11 TO RE-ELECT ANNA MANZ Mgmt For For
12 TO RE-ELECT CAROLYN MCCALL Mgmt For For
13 TO ELECT SHARMILA NEBHRAJANI Mgmt For For
14 TO RE-ELECT DUNCAN PAINTER Mgmt For For
15 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS
16 AUTHORITY TO DETERMINE THE AUDITORS' Mgmt For For
REMUNERATION
17 POLITICAL DONATIONS Mgmt For For
18 AUTHORITY TO ALLOT SHARES Mgmt For For
19 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
20 ADDITIONAL DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
21 PURCHASE OF OWN SHARES Mgmt For For
22 LENGTH OF NOTICE PERIOD FOR GENERAL Mgmt For For
MEETINGS
23 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
24 TO APPROVE THE RULES OF THE ITV PLC Mgmt For For
EXECUTIVE SHARE SCHEME
--------------------------------------------------------------------------------------------------------------------------
J.SAINSBURY PLC Agenda Number: 712766318
--------------------------------------------------------------------------------------------------------------------------
Security: G77732173
Meeting Type: AGM
Meeting Date: 02-Jul-2020
Ticker:
ISIN: GB00B019KW72
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE AUDITED ACCOUNTS Mgmt For For
FOR THE 52 WEEKS TO 7 MARCH 2020, TOGETHER
WITH THE REPORTS OF THE DIRECTORS AND
AUDITOR
2 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
4 TO ELECT TANUJ KAPILASHRAMI AS A DIRECTOR Mgmt For For
5 TO ELECT SIMON ROBERTS AS A DIRECTOR Mgmt For For
6 TO ELECT KEITH WEED AS A DIRECTOR Mgmt For For
7 TO RE-ELECT BRIAN CASSIN AS A DIRECTOR Mgmt For For
8 TO RE-ELECT JO HARLOW AS A DIRECTOR Mgmt For For
9 TO RE-ELECT DAVID KEENS AS A DIRECTOR Mgmt For For
10 TO RE-ELECT KEVIN O'BYRNE AS A DIRECTOR Mgmt For For
11 TO RE-ELECT DAME SUSAN RICE AS A DIRECTOR Mgmt For For
12 TO RE-ELECT MARTIN SCICLUNA AS A DIRECTOR Mgmt For For
13 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt For For
14 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITOR'S REMUNERATION
15 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
16 AUTHORITY TO DISAPPLY PRE-EMPTION WITHOUT Mgmt For For
RESTRICTION AS TO USE
17 AUTHORITY TO DISAPPLY PRE-EMPTION FOR Mgmt For For
ACQUISITIONS OR SPECIFIED CAPITAL
INVESTMENTS
18 TO AUTHORISE THE COMPANY TO MAKE 'POLITICAL Mgmt For For
DONATIONS' AND INCUR 'POLITICAL
EXPENDITURE'
19 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
20 TO APPROVE THE J SAINSBURY PLC SHARE Mgmt For For
INCENTIVE PLAN RULES AND TRUST DEED
21 TO APPROVE THE AMENDMENTS TO THE ARTICLES Mgmt For For
OF ASSOCIATION
22 TO AUTHORISE THE COMPANY TO CALL A GENERAL Mgmt For For
MEETING ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
CMMT 02 JUN 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 2. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
JAPAN TOBACCO INC. Agenda Number: 713633560
--------------------------------------------------------------------------------------------------------------------------
Security: J27869106
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: JP3726800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Director Kitera, Masato Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KDDI CORPORATION Agenda Number: 714212711
--------------------------------------------------------------------------------------------------------------------------
Security: J31843105
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3496400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tanaka, Takashi Mgmt Against Against
2.2 Appoint a Director Takahashi, Makoto Mgmt Against Against
2.3 Appoint a Director Shoji, Takashi Mgmt Against Against
2.4 Appoint a Director Muramoto, Shinichi Mgmt Against Against
2.5 Appoint a Director Mori, Keiichi Mgmt Against Against
2.6 Appoint a Director Morita, Kei Mgmt Against Against
2.7 Appoint a Director Amamiya, Toshitake Mgmt Against Against
2.8 Appoint a Director Takeyama, Hirokuni Mgmt Against Against
2.9 Appoint a Director Yoshimura, Kazuyuki Mgmt Against Against
2.10 Appoint a Director Yamaguchi, Goro Mgmt Against Against
2.11 Appoint a Director Yamamoto, Keiji Mgmt Against Against
2.12 Appoint a Director Oyagi, Shigeo Mgmt For For
2.13 Appoint a Director Kano, Riyo Mgmt For For
2.14 Appoint a Director Goto, Shigeki Mgmt For For
3 Appoint a Corporate Auditor Asahina, Mgmt For For
Yukihiro
--------------------------------------------------------------------------------------------------------------------------
KESKO CORP Agenda Number: 713690546
--------------------------------------------------------------------------------------------------------------------------
Security: X44874109
Meeting Type: AGM
Meeting Date: 12-Apr-2021
Ticker:
ISIN: FI0009000202
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF PERSON TO CONFIRM THE MINUTES Non-Voting
AND TO SUPERVISE THE COUNTING OF VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 REVIEW BY THE PRESIDENT AND CEO Non-Voting
7 PRESENTATION OF THE 2020 FINANCIAL Non-Voting
STATEMENTS, THE REPORT BY THE BOARD OF
DIRECTORS AND THE AUDITOR'S REPORT
8 ADOPTION OF THE FINANCIAL STATEMENTS Mgmt For For
9 USE OF THE PROFIT SHOWN ON THE BALANCE Mgmt For For
SHEET AND RESOLUTION ON THE PAYMENT OF
DIVIDEND: THE BOARD PROPOSES THAT A
DIVIDEND OF EURO 0.75 PER SHARE BE PAID FOR
THE YEAR 2020 BASED ON THE ADOPTED BALANCE
SHEET ON SHARES HELD OUTSIDE THE COMPANY AT
THE DATE OF DIVIDEND DISTRIBUTION. THE
REMAINING DISTRIBUTABLE ASSETS WILL REMAIN
IN EQUITY. THE BOARD PROPOSES THAT THE
DIVIDEND BE PAID IN TWO INSTALMENTS. THE
FIRST INSTALMENT, EURO 0.38 PER SHARE, IS
TO BE PAID TO SHAREHOLDERS REGISTERED IN
THE COMPANY'S REGISTER OF SHAREHOLDERS KEPT
BY EUROCLEAR FINLAND LTD ON THE FIRST
DIVIDEND INSTALMENT PAYMENT RECORD DATE 14
APRIL 2021. THE BOARD PROPOSES THAT THE
FIRST DIVIDEND INSTALMENT PAY DATE BE 21
APRIL 2021. THE SECOND INSTALMENT, EURO
0.37 PER SHARE, IS TO BE PAID TO
SHAREHOLDERS REGISTERED IN THE COMPANY'S
REGISTER OF SHAREHOLDERS KEPT BY EUROCLEAR
FINLAND LTD ON THE SECOND DIVIDEND
INSTALMENT PAYMENT RECORD DATE 1 OCTOBER
2021. THE BOARD PROPOSES THAT THE SECOND
DIVIDEND INSTALMENT PAY DATE BE 8 OCTOBER
2021. THE BOARD PROPOSES THAT IT BE
AUTHORISED TO DECIDE, IF NECESSARY, ON A
NEW DIVIDEND~|~USE OF THE PROFIT SHOWN ON
THE BALANCE SHEET AND RESOLUTION ON THE
PAYMENT OF DIVIDEND
10 RESOLUTION ON DISCHARGING THE BOARD MEMBERS Mgmt For For
AND THE MANAGING DIRECTOR FROM LIABILITY
FOR THE FINANCIAL YEAR 1 JAN - 31 DEC 2020
11 REVIEWING THE REMUNERATION REPORT FOR Mgmt For For
GOVERNING BODIES
CMMT PLEASE NOTE THAT RESOLUTIONS 12 TO 14 ARE Non-Voting
PROPOSED BY SHAREHOLDERS' NOMINATION
COMMITTEE AND BOARD DOES NOT MAKE ANY
RECOMMENDATION ON THESE PROPOSALS. THE
STANDING INSTRUCTIONS ARE DISABLED FOR THIS
MEETING
12 RESOLUTION ON THE BOARD MEMBERS' Mgmt For
REMUNERATION AND THE BASIS FOR
REIMBURSEMENT OF THEIR EXPENSES
13 RESOLUTION ON THE NUMBER OF BOARD MEMBERS: Mgmt For
SEVEN
14 ELECTION OF BOARD MEMBERS: THE Mgmt For
SHAREHOLDERS' NOMINATION COMMITTEE PROPOSES
THAT THE FOLLOWING MEMBERS BE ELECTED TO
THE COMPANY'S BOARD OF DIRECTORS FOR THE
THREE-YEAR TERM OF OFFICE THAT WILL END, AS
DETERMINED IN THE COMPANY'S ARTICLES OF
ASSOCIATION, AT THE CLOSE OF THE 2024
ANNUAL GENERAL MEETING. THE COMMITTEE
PROPOSES THE RE-ELECTION OF ESA KIISKINEN,
RETAILER, BUSINESS COLLEGE GRADUATE: PETER
FAGERN S, MASTER OF LAWS: JANNICA
FAGERHOLM, M.SC. ECONOMICS: PIIA KARHU,
DOCTOR OF SCIENCE, ECONOMICS AND BUSINESS
ADMINISTRATION: AND TONI POKELA, RETAILER,
EMBA. THE COMMITTEE PROPOSES THAT TIMO
RITAKALLIO, DOCTOR OF SCIENCE (TECHNOLOGY),
LL.M., MBA, AND JUSSI PER L, RETAILER,
BUSINESS COLLEGE GRADUATE, BE ELECTED AS
NEW BOARD MEMBERS
15 RESOLUTION ON THE AUDITOR'S FEE AND THE Mgmt For For
BASIS FOR REIMBURSEMENT OF EXPENSES
16 ELECTION OF THE AUDITOR: THE BOARD PROPOSES Mgmt For For
TO THE GENERAL MEETING, AT THE
RECOMMENDATION OF THE BOARD'S AUDIT
COMMITTEE, THAT THE FIRM OF AUTHORISED
PUBLIC ACCOUNTANTS DELOITTE OY BE ELECTED
AS THE COMPANY'S AUDITOR FOR THE FINANCIAL
YEAR 2021. IF DELOITTE OY IS ELECTED AS
KESKO'S AUDITOR, THE FIRM HAS ANNOUNCED
THAT APA JUKKA VATTULAINEN WILL BE THE
AUDITOR WITH PRINCIPAL RESPONSIBILITY
17 PROPOSAL BY THE BOARD OF DIRECTORS FOR ITS Mgmt For For
AUTHORISATION TO DECIDE ON THE ISSUANCE OF
SHARES
18 DONATIONS FOR CHARITABLE PURPOSES Mgmt For For
19 CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KIA MOTORS CORP Agenda Number: 713614762
--------------------------------------------------------------------------------------------------------------------------
Security: Y47601102
Meeting Type: AGM
Meeting Date: 22-Mar-2021
Ticker:
ISIN: KR7000270009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR: CHOE JUN YEONG Mgmt Against Against
3.2 ELECTION OF OUTSIDE DIRECTOR: HAN CHEOL SU Mgmt Against Against
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDITOR: JO HWA SUN
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KINGFISHER PLC Agenda Number: 712888304
--------------------------------------------------------------------------------------------------------------------------
Security: G5256E441
Meeting Type: AGM
Meeting Date: 24-Jul-2020
Ticker:
ISIN: GB0033195214
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE COMPANY'S ANNUAL ACCOUNTS FOR THE Mgmt For For
FINANCIAL YEAR ENDED 31 JANUARY 2020
TOGETHER WITH THE STRATEGIC REPORT, THE
DIRECTOR'S REPORT AND INDEPENDENT AUDITOR'S
REPORT ON THOSE ACCOUNTS (THE 'ANNUAL
REPORT AND ACCOUNTS') BE RECEIVED
2 THAT THE DIRECTOR'S REMUNERATION REPORT Mgmt For For
(EXCLUDING THAT PART CONTAINING THE
DIRECTORS REMUNERATION POLICY) (THE 'DRR')
SET OUT ON PAGES 68 TO 93 OF THE ANNUAL
REPORT AND ACCOUNTS BE RECEIVED AND
APPROVED
3 THAT BERNARD BOT BE ELECTED AS A DIRECTOR Mgmt For For
OF THE COMPANY WITH EFFECT FROM THE END OF
THE MEETING
4 THAT THIERRY GARNIER BE ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE END OF THE MEETING
5 THAT ANDREW COSSLETT BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE END OF THE MEETING
6 THAT CLAUDIA ARNEY BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE END OF THE MEETING
7 THAT JEFF CARR BE RE-ELECTED AS A DIRECTOR Mgmt For For
OF THE COMPANY WITH EFFECT FROM THE END OF
THE MEETING
8 THAT SOPHIE GASPERMENT BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE END OF THE MEETING
9 THAT RAKHI GOSS-CUSTARD BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE END OF THE MEETING
10 THAT MARK SELIGMAN BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE END OF THE MEETING
11 THAT DELOITTE LLP BE RE-ELECTED AS AUDITOR Mgmt For For
OF THE COMPANY TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY
12 THAT THE AUDIT COMMITTEE BE AUTHORISED TO Mgmt For For
DETERMINE THE REMUNERATION OF THE AUDITOR
13 THAT THE COMPANY BE AUTHORISED TO MAKE Mgmt For For
POLITICAL DONATIONS
14 THAT THE COMPANY BE AUTHORISED TO ALLOT NEW Mgmt For For
SHARES
15 THAT THE COMPANY BE AUTHORISED TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
16 THAT THE COMPANY BE AUTHORISED TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS FOR AN ADDITIONAL FIVE
PERCENT
17 THAT THE COMPANY BE AUTHORISED TO PURCHASE Mgmt For For
ITS OWN SHARES
18 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAY'S NOTICE
--------------------------------------------------------------------------------------------------------------------------
KINGFISHER PLC Agenda Number: 713867503
--------------------------------------------------------------------------------------------------------------------------
Security: G5256E441
Meeting Type: AGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: GB0033195214
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE COMPANY'S ANNUAL ACCOUNTS FOR THE Mgmt For For
FINANCIAL YEAR ENDED 31 JANUARY 2021
TOGETHER WITH THE STRATEGIC REPORT, THE
DIRECTORS' REPORT, AND INDEPENDENT
AUDITOR'S REPORT ON THOSE ACCOUNTS (THE
'ANNUAL REPORT AND ACCOUNTS') BE RECEIVED
2 THAT THE DIRECTORS' REMUNERATION REPORT Mgmt For For
(EXCLUDING THAT PART CONTAINING THE
DIRECTORS' REMUNERATION POLICY) (THE 'DRR')
SET OUT ON PAGES 82 TO 107 OF THE ANNUAL
REPORT AND ACCOUNTS BE RECEIVED AND
APPROVED
3 THAT A FINAL DIVIDEND OF 5.50 PENCE PER Mgmt For For
ORDINARY SHARE BE DECLARED FOR PAYMENT ON 5
JULY 2021 TO THOSE SHAREHOLDERS ON THE
REGISTER AT THE CLOSE OF BUSINESS ON 4 JUNE
2021
4 THAT CATHERINE BRADLEY BE ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE END OF THE MEETING
5 THAT TONY BUFFIN BE ELECTED AS A DIRECTOR Mgmt For For
OF THE COMPANY WITH EFFECT FROM THE END OF
THE MEETING
6 THAT CLAUDIA ARNEY BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE END OF THE MEETING
7 THAT BERNARD BOT BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE END OF THE MEETING
8 THAT JEFF CARR BE RE-ELECTED AS A DIRECTOR Mgmt For For
OF THE COMPANY WITH EFFECT FROM THE END OF
THE MEETING
9 THAT ANDREW COSSLETT BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE END OF THE MEETING
10 THAT THIERRY GARNIER BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE END OF THE MEETING
11 THAT SOPHIE GASPERMENT BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE END OF THE MEETING
12 THAT RAKHI GOSS-CUSTARD BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE END OF THE MEETING
13 THAT DELOITTE LLP BE RE-ELECTED AS AUDITOR Mgmt For For
OF THE COMPANY TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY
14 THAT THE AUDIT COMMITTEE BE AUTHORISED TO Mgmt For For
DETERMINE THE REMUNERATION OF THE AUDITOR
15 THAT THE COMPANY BE AUTHORISED TO MAKE Mgmt For For
POLITICAL DONATIONS
16 THAT THE COMPANY BE AUTHORISED TO ALLOT NEW Mgmt For For
SHARES
17 THAT THE COMPANY BE AUTHORISED TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
18 THAT THE COMPANY BE AUTHORISED TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS FOR AN ADDITIONAL FIVE
PERCENT
19 THAT THE COMPANY BE AUTHORISED TO PURCHASE Mgmt For For
ITS OWN SHARES
20 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE AHOLD DELHAIZE N.V. Agenda Number: 713650718
--------------------------------------------------------------------------------------------------------------------------
Security: N0074E105
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: NL0011794037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2. REPORT OF THE MANAGEMENT BOARD FOR THE Non-Voting
FINANCIAL YEAR 2020
3. EXPLANATION OF POLICY ON ADDITIONS TO Non-Voting
RESERVES AND DIVIDENDS
4. PROPOSAL TO ADOPT THE 2020 FINANCIAL Mgmt For For
STATEMENTS
5. PROPOSAL TO DETERMINE THE DIVIDEND OVER Mgmt For For
FINANCIAL YEAR 2020
6. REMUNERATION REPORT Mgmt For For
7. PROPOSAL FOR DISCHARGE OF LIABILITIES OF Mgmt For For
THE MEMBERS OF THE MANAGEMENT BOARD
8. PROPOSAL FOR DISCHARGE OF LIABILITIES OF Mgmt For For
THE MEMBERS OF THE SUPERVISORY BOARD
9. PROPOSAL TO APPOINT JAN ZIJDERVELD AS A NEW Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
10. PROPOSAL TO APPOINT BALA SUBRAMANIAN AS NEW Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
11. PROPOSAL TO RE-APPOINT Mgmt For For
PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS
EXTERNAL AUDITOR FOR FINANCIAL YEAR 2021
12. AUTHORIZATION TO ISSUE SHARES Mgmt For For
13. AUTHORIZATION TO RESTRICT OR EXCLUDE Mgmt For For
PRE-EMPTIVE RIGHTS
14. AUTHORIZATION TO ACQUIRE COMMON SHARES Mgmt For For
15. CANCELLATION OF SHARES Mgmt For For
16. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KT&G CORPORATION Agenda Number: 713656037
--------------------------------------------------------------------------------------------------------------------------
Security: Y49904108
Meeting Type: AGM
Meeting Date: 19-Mar-2021
Ticker:
ISIN: KR7033780008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 ELECTION OF CEO: PAEK BOK IN Mgmt For For
3 ELECTION OF INSIDE DIRECTOR: BANG KYUNG MAN Mgmt For For
4 ELECTION OF OUTSIDE DIRECTOR: LIM MIN GYU Mgmt For For
5 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: PAEK JONG SOO
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
CMMT 5 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TEXT OF
RESOLUTIONS 2 TO 5. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KUEHNE + NAGEL INTERNATIONAL AG Agenda Number: 713023909
--------------------------------------------------------------------------------------------------------------------------
Security: H4673L145
Meeting Type: EGM
Meeting Date: 02-Sep-2020
Ticker:
ISIN: CH0025238863
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 RESOLUTION REGARDING THE DISTRIBUTION OF Mgmt For For
DIVIDENDS UPON APPROVAL BY THE
EXTRAORDINARY GENERAL MEETING, PAYMENT OF
THE DIVIDEND FOR THE BUSINESS YEAR 2019
WILL BE EFFECTED AS OF 8 SEPTEMBER 2020
CMMT 13 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO REMOVED SPACES FROM THE
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KUEHNE + NAGEL INTERNATIONAL AG Agenda Number: 713902105
--------------------------------------------------------------------------------------------------------------------------
Security: H4673L145
Meeting Type: AGM
Meeting Date: 04-May-2021
Ticker:
ISIN: CH0025238863
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF ANNUAL REPORT, CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS
2020
2 APPROPRIATION OF BALANCE SHEET PROFIT Mgmt For For
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE BOARD
4.1.A RE-ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTOR: MR DOMINIK BUERGY
4.1.B RE-ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTOR: DR RENATO FASSBIND
4.1.C RE-ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTOR: MR KARL GERNANDT
4.1.D RE-ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTOR: MR DAVID KAMENETZKY
4.1.E RE-ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTOR: MR KLAUS-MICHAEL KUEHNE
4.1.F RE-ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTOR: MS HAUKE STARS
4.1.G RE-ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTOR: DR MARTIN WITTIG
4.1.H RE-ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTOR: DR. JOERG WOLLE
4.2 NEW ELECTION TO THE BOARD OF DIRECTOR: MR Mgmt For For
TOBIAS B. STAEHELIN
4.3 RE-ELECTION OF MR. DR. JOERG WOLLE AS Mgmt For For
CHAIRMAN
4.4.A ELECTION OF THE COMPENSATION COMMITTEE: MR Mgmt Against Against
KARL GERNANDT
4.4.B ELECTION OF THE COMPENSATION COMMITTEE: MR Mgmt For For
KLAUS-MICHAEL KUEHNE
4.4.C ELECTION OF THE COMPENSATION COMMITTEE: MS Mgmt For For
HAUKE STARS
4.5 ELECTION OF THE INDEPENDENT PROXY / Mgmt For For
INVESTARIT AG, ZURICH
4.6 RE-ELECTION OF THE AUDITORS / ERNST AND Mgmt For For
YOUNG AG, ZURICH, FOR 2021
5 ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt Against Against
6.1 REMUNERATION OF THE BOARD OF DIRECTORS Mgmt For For
6.2 REMUNERATION OF THE EXECUTIVE BOARD Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KUMHO PETRO CHEMICAL CO LTD Agenda Number: 713671255
--------------------------------------------------------------------------------------------------------------------------
Security: Y5S159113
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: KR7011780004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 APPROVAL OF FY2020 FINANCIAL STATEMENTS Mgmt Against Against
(EXCLUDING STATEMENTS OF APPROPRIATION OF
RETAINED EARNINGS)
1.2.1 APPROVAL OF FY ANNUAL DIVIDENDS AND Mgmt Against Against
STATEMENT FOR APPROPRIATION OF RETAINED
EARNINGS): CASH DIVIDENDS (PROPOSED BY THE
BOARD)
1.2.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: APPROVAL OF FY ANNUAL
DIVIDENDS AND STATEMENT FOR APPROPRIATION
OF RETAINED EARNINGS): CASH DIVIDENDS
(PROPOSED BY SHAREHOLDER)
2.1.1 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against
("AOI"): SEPARATION OF THE ROLES OF CEO AND
THE CHAIR OF THE BOARD (AMENDMENT TO
ARTICLES 31 AND 32 OF AOI)
2.1.2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against
("AOI"): ESTABLISHMENT OF COMMITTEES WITHIN
THE BOARD (ESG COMMITTEE, RELATED PARTY
TRANSACTION COMMITTEE, COMPENSATION
COMMITTEE) (AMENDMENT TO ARTICLE 34 OF AOI)
2.2.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: AMENDMENT OF ARTICLES
OF INCORPORATION ("AOI"): SEPARATION OF THE
ROLES OF CEO AND THE CHAIR OF THE BOARD
(AMENDMENT TO ARTICLES 31 OF AOI) (PROPOSED
BY CHUL WHAN PARK, SHAREHOLDER)
2.2.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: AMENDMENT OF ARTICLES
OF INCORPORATION ("AOI"): ESTABLISHMENT OF
NEW COMMITTEES WITHIN THE BOARD (RELATED
PARTY TRANSACTION COMMITTEE, COMPENSATION
COMMITTEE) (AMENDMENT TO ARTICLE 34 OF AOI)
(PROPOSED BY CHUL WHAN PARK, SHAREHOLDER)
2.2.3 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: AMENDMENT OF ARTICLES
OF INCORPORATION ("AOI"): COMPOSITION OF
RELATED PARTY TRANSACTION COMMITTEE
(ADDITION OF AOI 35-5) (PROPOSED BY CHUL
WHAN PARK, SHAREHOLDER)
2.2.4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: AMENDMENT OF ARTICLES
OF INCORPORATION ("AOI"): COMPOSITION OF
COMPENSATION COMMITTEE (ADDITION OF AOI
35-6, AMENDMENT TO ARTICLES 29 OF AOI)
(PROPOSED BY CHUL WHAN PARK, SHAREHOLDER)
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE IS ONLY 1 VACANCY AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON
ONLY 1 OF THE 2 DIRECTORS AND TO SELECT
'CLEAR' FOR THE OTHERS. THANK YOU
3.1 APPOINTMENT OF LEE-SEOK HWANG AS AN Mgmt For For
INDEPENDENT DIRECTOR THAT WILL BECOME A
MEMBER OF THE AUDIT COMMITTEE (PROPOSED BY
THE BOARD)
3.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Split 50% Abstain
SHAREHOLDER PROPOSAL: APPOINTMENT OF
BYUN-NAM LEE AS AN INDEPENDENT DIRECTOR
THAT WILL BECOME A MEMBER OF THE AUDIT
COMMITTEE (PROPOSED BY CHUL WHAN PARK,
SHAREHOLDER)
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY 1 CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU
4.1 APPOINTMENT OF JONG-HOON BAEK AS AN Mgmt For For
EXECUTIVE DIRECTOR (PROPOSED BY THE BOARD)
4.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: APPOINTMENT OF CHUL
WHAN PARK AS AN EXECUTIVE DIRECTOR
(PROPOSED BY CHUL WHAN PARK, SHAREHOLDER)
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 6 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY 3 CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 3 OF THE 6
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU
5.1 APPOINTMENT OF DO-SOUNG CHOI AS AN Mgmt For For
INDEPENDENT DIRECTOR (PROPOSED BY THE
BOARD)
5.2 APPOINTMENT OF JUNG-MI LEE AS AN Mgmt For For
INDEPENDENT DIRECTOR (PROPOSED BY THE
BOARD)
5.3 APPOINTMENT OF SOON-AE PARK AS AN Mgmt For For
INDEPENDENT DIRECTOR (PROPOSED BY THE
BOARD)
5.4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MIN
JOHN K AS AN INDEPENDENT DIRECTOR (PROPOSED
BY THE CHUL WHAN PARK, SHAREHOLDER)
5.5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: APPOINTMENT OF
YONG-BEOM CHO AS AN INDEPENDENT DIRECTOR
(PROPOSED BY THE CHUL WHAN PARK,
SHAREHOLDER)
5.6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: APPOINTMENT OF
JUNG-HYUN CHOI AS AN INDEPENDENT DIRECTOR
(PROPOSED BY THE CHUL WHAN PARK,
SHAREHOLDER)
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY 1 CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU
6.1 APPOINTMENT OF DO-SOUNG CHOI AS AN Mgmt Abstain Against
INDEPENDENT DIRECTOR AND MEMBER OF THE
AUDIT COMMITTEE (PROPOSED BY THE BOARD)
6.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MIN
JOHN K AS AN INDEPENDENT DIRECTOR AND
MEMBER OF THE AUDIT COMMITTEE (PROPOSED BY
THE CHUL WHAN PARK, SHAREHOLDER)
7 APPROVAL OF DIRECTOR REMUNERATION LIMIT Mgmt For For
(FY2020)
--------------------------------------------------------------------------------------------------------------------------
KUMHO PETRO CHEMICAL CO LTD Agenda Number: 714049764
--------------------------------------------------------------------------------------------------------------------------
Security: Y5S159113
Meeting Type: EGM
Meeting Date: 15-Jun-2021
Ticker:
ISIN: KR7011780004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF INSIDE DIRECTOR: GO YEONG HUN Mgmt For For
1.2 ELECTION OF INSIDE DIRECTOR: GO YEONG DO Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LAFARGEHOLCIM LTD Agenda Number: 713905834
--------------------------------------------------------------------------------------------------------------------------
Security: H4768E105
Meeting Type: AGM
Meeting Date: 04-May-2021
Ticker:
ISIN: CH0012214059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 528775 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 7. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
IF VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
ANNUAL CONSOLIDATED FINANCIAL STATEMENTS OF
THE GROUP, AND THE ANNUAL FINANCIAL
STATEMENTS OF LAFARGEHOLCIM LTD
1.2 ADVISORY VOTE ON THE COMPENSATION REPORT Mgmt For For
2 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE PERSONS ENTRUSTED WITH
MANAGEMENT
3.1 APPROPRIATION OF AVAILABLE EARNINGS: THE Mgmt For For
BOARD OF DIRECTORS' MOTION IS THAT THE
AVAILABLE EARNINGS OF CHF 14,824 MILLION
(COMPRISING RETAINED EARNINGS OF CHF 13,343
MILLION CARRIED FORWARD FROM THE PREVIOUS
YEAR AND NET INCOME FOR 2020 OF CHF 1,481
MILLION) BE CARRIED FORWARD TO THE NEW
ACCOUNT
3.2 DISTRIBUTION PAYABLE OUT OF CAPITAL Mgmt For For
CONTRIBUTION RESERVES: THE BOARD OF
DIRECTORS' MOTION IS TO DISTRIBUTE CHF 2.00
PER REGISTERED SHARE OF CHF 2.00 PAR VALUE
UP TO AN AMOUNT OF CHF 1,224 MILLION
4.1 CHANGE OF NAME OF HOLDING COMPANY: THE Mgmt For For
BOARD OF DIRECTORS' MOTION IS TO AMEND THE
FIRST PART OF ART. 1 OF THE ARTICLES OF
INCORPORATION AS FOLLOWS (CHANGES ARE
HIGHLIGHTED IN ITALICS): ARTICLE 1: UNDER
THE NAME HOLCIM LTD (HOLCIM AG) (HOLCIM
S.A.) SHALL EXIST A CORPORATION UNDER SWISS
LAW, OF UNDETERMINED DURATION
4.2 RELOCATION OF REGISTERED OFFICE OF HOLDING Mgmt For For
COMPANY
5.1.1 RE-ELECTION OF DR. BEAT HESS AS A MEMBER Mgmt For For
AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS
5.1.2 RE-ELECTION OF PROF. DR. PHILIPPE BLOCK AS Mgmt For For
A MEMBER OF THE BOARD OF DIRECTORS
5.1.3 RE-ELECTION OF KIM FAUSING AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.4 RE-ELECTION OF COLIN HALL AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.5 RE-ELECTION OF NAINA LAL KIDWAI AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.1.6 RE-ELECTION OF PATRICK KRON AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.7 RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.8 RE-ELECTION OF JURG OLEAS AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.9 RE-ELECTION OF CLAUDIA SENDER RAMIREZ AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
5.110 RE-ELECTION OF HANNE BIRGITTE BREINBJERG Mgmt For For
SORENSEN AS A MEMBER OF THE BOARD OF
DIRECTORS
5.111 RE-ELECTION OF DR. DIETER SPALTI AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
5.2.1 ELECTION OF JAN JENISCH AS A MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.3.1 RE-ELECTION OF COLIN HALL AS A MEMBER OF Mgmt For For
THE NOMINATION, COMPENSATION & GOVERNANCE
COMMITTEE
5.3.2 RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF Mgmt For For
THE NOMINATION, COMPENSATION & GOVERNANCE
COMMITTEE
5.3.3 RE-ELECTION OF CLAUDIA SENDER RAMIREZ AS A Mgmt For For
MEMBER OF THE NOMINATION, COMPENSATION &
GOVERNANCE COMMITTEE
5.3.4 RE-ELECTION OF HANNE BIRGITTE BREINBJERG Mgmt For For
SORENSEN AS A MEMBER OF THE NOMINATION,
COMPENSATION & GOVERNANCE COMMITTEE
5.4.1 ELECTION OF DR. DIETER SPALTI AS A MEMBER Mgmt For For
OF THE NOMINATION, COMPENSATION &
GOVERNANCE COMMITTEE
5.5.1 RE-ELECTION OF THE AUDITOR: CONFERRAL OF Mgmt For For
THE MANDATE FOR THE AUDITOR FOR THE
FINANCIAL YEAR 2021 ON DELOITTE AG, ZURICH,
SWITZERLAND
5.5.2 RE-ELECTION OF THE INDEPENDENT PROXY: Mgmt For For
RE-ELECTION OF DR. SABINE BURKHALTER
KAIMAKLIOTIS OF VOSER ATTORNEYS AT LAW,
STADTTURMSTRASSE 19, 5401 BADEN,
SWITZERLAND, AS THE INDEPENDENT PROXY FOR A
TERM OF OFFICE OF ONE YEAR, EXPIRING AFTER
THE COMPLETION OF THE ANNUAL GENERAL
MEETING 2022
6.1 COMPENSATION OF THE BOARD OF DIRECTORS FOR Mgmt For For
THE NEXT TERM OF OFFICE
6.2 COMPENSATION OF THE EXECUTIVE COMMITTEE FOR Mgmt For For
THE FINANCIAL YEAR 2022
7 GENERAL INSTRUCTIONS ON UNANNOUNCED Mgmt Against Against
PROPOSALS/NEW ITEMS ON THE AGENDA. FOR = IN
ACCORDANCE WITH THE BOARD OF DIRECTORS,
AGAINST = REJECTION, ABSTAIN = ABSTENTION
--------------------------------------------------------------------------------------------------------------------------
LENOVO GROUP LTD Agenda Number: 713542113
--------------------------------------------------------------------------------------------------------------------------
Security: Y5257Y107
Meeting Type: OGM
Meeting Date: 04-Feb-2021
Ticker:
ISIN: HK0992009065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0117/2021011700101.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0117/2021011700103.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE AND ADMISSION OF CHINESE
DEPOSITARY RECEIPTS ("CDRS") AND THE
SPECIFIC MANDATE (INCLUDING BUT NOT LIMITED
TO THE PARTICULARS AS SET OUT IN THE
SECTION HEADED "RESOLUTION ON THE PROPOSED
ISSUANCE AND ADMISSION OF CDRS AND THE
SPECIFIC MANDATE" UNDER THE LETTER FROM THE
BOARD IN THE CIRCULAR OF THE COMPANY DATED
JANUARY 18, 2021 ("CIRCULAR"))
2 TO CONSIDER AND APPROVE THE AUTHORIZATION Mgmt For For
TO THE BOARD AND ITS AUTHORIZED PERSON(S)
TO DEAL WITH MATTERS RELATING TO THE
PROPOSED ISSUANCE AND ADMISSION OF CDRS
(INCLUDING BUT NOT LIMITED TO THE
PARTICULARS AS SET OUT IN THE SUBSECTION
HEADED "RESOLUTION ON AUTHORIZATION TO THE
BOARD AND ITS AUTHORIZED PERSON(S) TO DEAL
WITH MATTERS RELATING TO THE PROPOSED
ISSUANCE AND ADMISSION OF CDRS" UNDER THE
LETTER FROM THE BOARD IN THE CIRCULAR)
3 TO CONSIDER AND APPROVE THE PLAN FOR Mgmt For For
DISTRIBUTION OF PROFITS ACCUMULATED AND
UNDISTRIBUTED BEFORE THE PROPOSED ISSUANCE
AND ADMISSION OF CDRS (INCLUDING BUT NOT
LIMITED TO THE PARTICULARS AS SET OUT IN
THE SUBSECTION HEADED "RESOLUTION ON THE
PLAN FOR DISTRIBUTION OF PROFITS
ACCUMULATED AND UNDISTRIBUTED BEFORE THE
PROPOSED ISSUANCE AND ADMISSION OF CDRS"
UNDER THE LETTER FROM THE BOARD IN THE
CIRCULAR) WHICH WILL TAKE EFFECT UPON THE
LISTING OF THE CDRS ON THE STAR MARKET
4 TO CONSIDER AND APPROVE THE PRICE Mgmt For For
STABILISATION PLAN OF CDRS FOR THREE YEARS
AFTER THE PROPOSED ISSUANCE AND ADMISSION
OF CDRS IN THE FORM AS SET FORTH IN
APPENDIX I TO THE CIRCULAR WHICH WILL TAKE
EFFECT UPON THE LISTING OF THE CDRS ON THE
STAR MARKET
5 TO CONSIDER AND APPROVE THE DIVIDEND RETURN Mgmt For For
PLAN FOR SHAREHOLDERS FOR THREE YEARS AFTER
THE PROPOSED ISSUANCE AND ADMISSION OF CDRS
IN THE FORM AS SET FORTH IN APPENDIX II TO
THE CIRCULAR WHICH WILL TAKE EFFECT UPON
THE LISTING OF THE CDRS ON THE STAR MARKET
6 TO CONSIDER AND APPROVE THE USE OF PROCEEDS Mgmt For For
FROM THE PROPOSED ISSUANCE AND ADMISSION OF
CDRS (INCLUDING BUT NOT LIMITED TO THE
PARTICULARS AS SET OUT IN THE SUBSECTION
HEADED "RESOLUTION ON THE USE OF PROCEEDS
FROM THE PROPOSED ISSUANCE AND ADMISSION OF
CDRS" UNDER THE LETTER FROM THE BOARD IN
THE CIRCULAR) WHICH WILL TAKE EFFECT UPON
THE LISTING OF THE CDRS ON THE STAR MARKET
7 TO CONSIDER AND APPROVE THE RISK ALERT Mgmt For For
REGARDING DILUTION OF IMMEDIATE RETURN BY
THE PUBLIC OFFERING OF CDRS AND RELEVANT
RECOVERY MEASURES IN THE FORM AS SET FORTH
IN APPENDIX III TO THE CIRCULAR WHICH WILL
TAKE EFFECT UPON THE LISTING OF THE CDRS ON
THE STAR MARKET
8 TO CONSIDER AND APPROVE THE BINDING Mgmt For For
MEASURES ON NON-PERFORMANCE OF RELEVANT
UNDERTAKINGS IN CONNECTION WITH THE
PROPOSED ISSUANCE AND ADMISSION OF CDRS IN
THE FORM AS SET FORTH IN APPENDIX IV TO THE
CIRCULAR WHICH WILL TAKE EFFECT UPON THE
LISTING OF THE CDRS ON THE STAR MARKET
9 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt For For
RULES OF PROCEDURE OF GENERAL MEETINGS IN
THE FORM AS SET FORTH IN APPENDIX VI TO THE
CIRCULAR WHICH WILL TAKE EFFECT UPON THE
LISTING OF THE CDRS ON THE STAR MARKET
10 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt For For
RULES OF PROCEDURE OF BOARD MEETINGS IN THE
FORM AS SET FORTH IN APPENDIX VII TO THE
CIRCULAR WHICH WILL TAKE EFFECT UPON THE
LISTING OF THE CDRS ON THE STAR MARKET
11 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION AS SET FORTH IN
APPENDIX V TO THE CIRCULAR AND THE ADOPTION
OF THE AMENDED AND RESTATED ARTICLES OF
ASSOCIATION OF THE COMPANY WHICH WILL TAKE
EFFECT UPON THE LISTING OF THE CDRS ON THE
STAR MARKET
--------------------------------------------------------------------------------------------------------------------------
LG ELECTRONICS INC Agenda Number: 713630285
--------------------------------------------------------------------------------------------------------------------------
Security: Y5275H177
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: KR7066570003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt Against Against
2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
3 ELECTION OF INSIDE DIRECTOR: BAE DOO YONG Mgmt For For
4 ELECTION OF OUTSIDE DIRECTOR AS AUDIT Mgmt For For
COMMITTEE MEMBER: KANG SOO JIN
5 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt For For
DIRECTORS
6 APPROVAL OF DIVISION PLAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LIXIL CORPORATION Agenda Number: 714243677
--------------------------------------------------------------------------------------------------------------------------
Security: J3893W103
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3626800001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Establish the Articles Mgmt For For
Related to Shareholders Meeting held
without specifying a venue
2.1 Appoint a Director Seto, Kinya Mgmt For For
2.2 Appoint a Director Matsumoto, Sachio Mgmt For For
2.3 Appoint a Director Hwa Jin Song Montesano Mgmt For For
2.4 Appoint a Director Uchibori, Tamio Mgmt For For
2.5 Appoint a Director Suzuki, Teruo Mgmt For For
2.6 Appoint a Director Nishiura, Yuji Mgmt For For
2.7 Appoint a Director Hamaguchi, Daisuke Mgmt For For
2.8 Appoint a Director Matsuzaki, Masatoshi Mgmt For For
2.9 Appoint a Director Konno, Shiho Mgmt For For
2.10 Appoint a Director Watahiki, Mariko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LOBLAW COMPANIES LTD Agenda Number: 713823765
--------------------------------------------------------------------------------------------------------------------------
Security: 539481101
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: CA5394811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.12 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: PAVITER S. BINNING Mgmt For For
1.2 ELECTION OF DIRECTOR: SCOTT B. BONHAM Mgmt For For
1.3 ELECTION OF DIRECTOR: WARREN BRYANT Mgmt For For
1.4 ELECTION OF DIRECTOR: CHRISTIE J.B. CLARK Mgmt For For
1.5 ELECTION OF DIRECTOR: DANIEL DEBOW Mgmt For For
1.6 ELECTION OF DIRECTOR: WILLIAM A. DOWNE Mgmt For For
1.7 ELECTION OF DIRECTOR: JANICE FUKAKUSA Mgmt For For
1.8 ELECTION OF DIRECTOR: M. MARIANNE HARRIS Mgmt For For
1.9 ELECTION OF DIRECTOR: CLAUDIA KOTCHKA Mgmt For For
1.10 ELECTION OF DIRECTOR: BETH PRITCHARD Mgmt For For
1.11 ELECTION OF DIRECTOR: SARAH RAISS Mgmt For For
1.12 ELECTION OF DIRECTOR: GALEN G. WESTON Mgmt For For
2 APPOINTMENT OF KPMG LLP AS AUDITOR AND Mgmt For For
AUTHORIZATION OF THE DIRECTORS TO FIX THE
AUDITOR'S REMUNERATION
3 VOTE ON THE ADVISORY RESOLUTION ON THE Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION
4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLVED:
SHAREHOLDERS REQUEST THE BOARD PREPARE AND
PUBLISH A REPORT EXAMINING CAPITAL AND RISK
MANAGEMENT PRACTICES DURING THE PANDEMIC,
IN TERMS OF BALANCING THE INTERESTS OF
LOBLAW'S STAKEHOLDERS AND
MONITORING/ASSESSING ACTIONS THAT COULD
CAUSE LOBLAW UNDUE REPUTATIONAL RISK. THE
REPORT SHOULD INCLUDE THE RATIONALE FOR (I)
LOBLAW'S DECISION TO PURCHASE CAD261
MILLION IN SHARES FROM ITS MAJORITY
SHAREHOLDER WHILE ENDING HERO TO FRONTLINE
EMPLOYEES AFTER THREE MONTHS, AND (II) NOT
HAVING THE BOARD OR THE RISK AND COMPLIANCE
COMMITTEE DELIBERATE ON THE DECISION TO END
HERO PAY.
CMMT 08 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
LUNDIN ENERGY AB Agenda Number: 713625917
--------------------------------------------------------------------------------------------------------------------------
Security: W64566107
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: SE0000825820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL Non-Voting
MEETING: ADVOKAT KLAES EDHALL
3 PREPARATION AND APPROVAL OF THE VOTING Non-Voting
REGISTER
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO APPROVE Non-Voting
THE MINUTES
6 DETERMINATION AS TO WHETHER THE ANNUAL Non-Voting
GENERAL MEETING HAS BEEN DULY CONVENED
7 INTRODUCTORY COMMENTS BY THE CHIEF Non-Voting
EXECUTIVE OFFICER
8 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT, THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITOR'S
GROUP REPORT AS WELL AS THE REMUNERATION
REPORT PREPARED BY THE BOARD OF DIRECTORS
AND THE AUDITOR'S STATEMENT ON COMPLIANCE
WITH THE POLICY ON REMUNERATION
9 RESOLUTION IN RESPECT OF ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND THE BALANCE SHEET AND
THE CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
10 RESOLUTION IN RESPECT OF DISPOSITION OF THE Mgmt For For
COMPANY'S RESULT ACCORDING TO THE ADOPTED
BALANCE SHEET AND DETERMINATION OF RECORD
DATES FOR THE DIVIDEND
11.A RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
PEGGY BRUZELIUS (BOARD MEMBER)
11.B RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
C. ASHLEY HEPPENSTALL (BOARD MEMBER)
11.C RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
IAN H. LUNDIN (CHAIRMAN)
11.D RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
LUKAS H. LUNDIN (BOARD MEMBER)
11.E RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
GRACE REKSTEN SKAUGEN (BOARD MEMBER)
11.F RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
TORSTEIN SANNESS (BOARD MEMBER)
11.G RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
ALEX SCHNEITER (BOARD MEMBER AND CEO)
11.H RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
JAKOB THOMASEN (BOARD MEMBER)
11.I RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
CECILIA VIEWEG (BOARD MEMBER)
12 RESOLUTION IN RESPECT OF ADOPTION OF THE Mgmt Against Against
REMUNERATION REPORT PREPARED BY THE BOARD
OF DIRECTORS
13 PRESENTATION BY THE NOMINATION COMMITTEE: Non-Voting
PROPOSAL FOR THE NUMBER OF MEMBERS OF THE
BOARD OF DIRECTORS; PROPOSAL FOR
REMUNERATION OF THE CHAIRMAN AND OTHER
MEMBERS OF THE BOARD OF DIRECTORS; PROPOSAL
FOR ELECTION OF CHAIRMAN OF THE BOARD OF
DIRECTORS AND OTHER MEMBERS OF THE BOARD OF
DIRECTORS; PROPOSAL FOR REMUNERATION OF THE
AUDITOR; PROPOSAL FOR ELECTION OF AUDITOR
CMMT PLEASE NOTE THAT RESOLUTIONS 14 TO 18 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
14 RESOLUTION IN RESPECT OF THE NUMBER OF Mgmt For
MEMBERS OF THE BOARD OF DIRECTORS: TEN
MEMBERS OF THE BOARD OF DIRECTORS TO BE
APPOINTED WITHOUT DEPUTY MEMBERS
15 RESOLUTION IN RESPECT OF REMUNERATION OF Mgmt For
THE CHAIRMAN AND OTHER MEMBERS OF THE BOARD
OF DIRECTORS
16.A RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF PEGGY BRUZELIUS AS A BOARD
MEMBER
16.B RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF C. ASHLEY HEPPENSTALL AS A
BOARD MEMBER
16.C RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF IAN H. LUNDIN AS A BOARD
MEMBER
16.D RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF LUKAS H. LUNDIN AS A BOARD
MEMBER
16.E RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF GRACE REKSTEN SKAUGEN AS A
BOARD MEMBER
16.F RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF TORSTEIN SANNESS AS A BOARD
MEMBER
16.G RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF ALEX SCHNEITER AS A BOARD
MEMBER
16.H RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF JAKOB THOMASEN AS A BOARD
MEMBER
16.I RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF CECILIA VIEWEG AS A BOARD
MEMBER
16.J RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
ELECTION OF ADAM I. LUNDIN AS A BOARD
MEMBER
16.K RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF IAN H. LUNDIN AS THE
CHAIRMAN OF THE BOARD OF DIRECTORS
17 RESOLUTION IN RESPECT OF REMUNERATION OF Mgmt For
THE AUDITOR
18 ELECTION OF AUDITOR: RE-ELECTION OF THE Mgmt For
REGISTERED ACCOUNTING FIRM ERNST & YOUNG AB
AS THE AUDITOR OF THE COMPANY, WHICH
INTENDS TO APPOINT AUTHORISED PUBLIC
ACCOUNTANT ANDERS KRISTROM AS THE AUDITOR
IN CHARGE, FOR A PERIOD UNTIL THE END OF
THE 2022 ANNUAL GENERAL MEETING
19 RESOLUTION IN RESPECT OF THE 2021 Mgmt For For
LONG-TERM, PERFORMANCE-BASED INCENTIVE PLAN
20 RESOLUTION IN RESPECT OF DELIVERY OF SHARES Mgmt For For
UNDER THE 2021 LONG-TERM, PERFORMANCE-BASED
INCENTIVE PLAN
21 RESOLUTION TO GRANT EXTRAORDINARY CASH Mgmt Against Against
COMPENSATION TO A BOARD MEMBER, EQUALLY THE
FORMER CEO
22 RESOLUTION TO AUTHORISE THE BOARD OF Mgmt For For
DIRECTORS TO RESOLVE ON NEW ISSUE OF SHARES
AND CONVERTIBLE DEBENTURES
23 RESOLUTION TO AUTHORISE THE BOARD OF Mgmt For For
DIRECTORS TO RESOLVE ON REPURCHASE AND SALE
OF SHARES
24.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTION IN RESPECT
OF MATTERS INITIATED BY A SHAREHOLDER: A
SHAREHOLDER PROPOSES THAT THE COMPANY
ALIGNS ITS LEGAL DEFENCE STRATEGY WITH ITS
HUMAN RIGHTS POLICY
24.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: RESOLUTION IN RESPECT
OF MATTERS INITIATED BY A SHAREHOLDER: A
SHAREHOLDER PROPOSES THAT THE COMPANY
DISCLOSES IN DETAIL ALL CURRENT AND
PROJECTED DIRECT AND INDIRECT COSTS
CONNECTED WITH THE LEGAL DEFENCE
25 CLOSING OF THE ANNUAL GENERAL MEETING Non-Voting
CMMT 01 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 01 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
MARUBENI CORPORATION Agenda Number: 714204106
--------------------------------------------------------------------------------------------------------------------------
Security: J39788138
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3877600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kokubu, Fumiya Mgmt Against Against
1.2 Appoint a Director Takahara, Ichiro Mgmt Against Against
1.3 Appoint a Director Kakinoki, Masumi Mgmt Against Against
1.4 Appoint a Director Terakawa, Akira Mgmt Against Against
1.5 Appoint a Director Ishizuki, Mutsumi Mgmt Against Against
1.6 Appoint a Director Oikawa, Kenichiro Mgmt Against Against
1.7 Appoint a Director Furuya, Takayuki Mgmt Against Against
1.8 Appoint a Director Kitabata, Takao Mgmt For For
1.9 Appoint a Director Takahashi, Kyohei Mgmt For For
1.10 Appoint a Director Okina, Yuri Mgmt Against Against
1.11 Appoint a Director Hatchoji, Takashi Mgmt For For
1.12 Appoint a Director Kitera, Masato Mgmt For For
1.13 Appoint a Director Ishizuka, Shigeki Mgmt For For
2.1 Appoint a Corporate Auditor Kida, Toshiaki Mgmt For For
2.2 Appoint a Corporate Auditor Yoneda, Mgmt For For
Tsuyoshi
3 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Outside Directors)
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI CORPORATION Agenda Number: 714204132
--------------------------------------------------------------------------------------------------------------------------
Security: J43830116
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3898400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kobayashi, Ken Mgmt Against Against
2.2 Appoint a Director Kakiuchi, Takehiko Mgmt Against Against
2.3 Appoint a Director Masu, Kazuyuki Mgmt Against Against
2.4 Appoint a Director Murakoshi, Akira Mgmt Against Against
2.5 Appoint a Director Hirai, Yasuteru Mgmt Against Against
2.6 Appoint a Director Kashiwagi, Yutaka Mgmt Against Against
2.7 Appoint a Director Nishiyama, Akihiko Mgmt For For
2.8 Appoint a Director Saiki, Akitaka Mgmt For For
2.9 Appoint a Director Tatsuoka, Tsuneyoshi Mgmt For For
2.10 Appoint a Director Miyanaga, Shunichi Mgmt Against Against
2.11 Appoint a Director Akiyama, Sakie Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI ELECTRIC CORPORATION Agenda Number: 714265041
--------------------------------------------------------------------------------------------------------------------------
Security: J43873116
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3902400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Sakuyama, Masaki Mgmt Against Against
1.2 Appoint a Director Sugiyama, Takeshi Mgmt Against Against
1.3 Appoint a Director Sagawa, Masahiko Mgmt Against Against
1.4 Appoint a Director Kawagoishi, Tadashi Mgmt Against Against
1.5 Appoint a Director Sakamoto, Takashi Mgmt Against Against
1.6 Appoint a Director Uruma, Kei Mgmt Against Against
1.7 Appoint a Director Masuda, Kuniaki Mgmt Against Against
1.8 Appoint a Director Yabunaka, Mitoji Mgmt For For
1.9 Appoint a Director Obayashi, Hiroshi Mgmt For For
1.10 Appoint a Director Watanabe, Kazunori Mgmt For For
1.11 Appoint a Director Koide, Hiroko Mgmt For For
1.12 Appoint a Director Oyamada, Takashi Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NEC CORPORATION Agenda Number: 714218256
--------------------------------------------------------------------------------------------------------------------------
Security: J48818207
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3733000008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Endo, Nobuhiro Mgmt Against Against
1.2 Appoint a Director Niino, Takashi Mgmt Against Against
1.3 Appoint a Director Morita, Takayuki Mgmt Against Against
1.4 Appoint a Director Ishiguro, Norihiko Mgmt Against Against
1.5 Appoint a Director Matsukura, Hajime Mgmt Against Against
1.6 Appoint a Director Nishihara, Motoo Mgmt Against Against
1.7 Appoint a Director Seto, Kaoru Mgmt Against Against
1.8 Appoint a Director Iki, Noriko Mgmt For For
1.9 Appoint a Director Ito, Masatoshi Mgmt For For
1.10 Appoint a Director Nakamura, Kuniharu Mgmt For For
1.11 Appoint a Director Ota, Jun Mgmt Against Against
1.12 Appoint a Director Christina Ahmadjian Mgmt For For
2 Appoint a Corporate Auditor Odake, Nobuhiro Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEXON CO.,LTD. Agenda Number: 713663068
--------------------------------------------------------------------------------------------------------------------------
Security: J4914X104
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: JP3758190007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Owen Mahoney
1.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Uemura, Shiro
1.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Patrick
Soderlund
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kevin Mayer
2 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
3 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
4 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
5 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Employees, etc.
--------------------------------------------------------------------------------------------------------------------------
NEXT PLC Agenda Number: 713959700
--------------------------------------------------------------------------------------------------------------------------
Security: G6500M106
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: GB0032089863
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE ACCOUNTS AND Mgmt For For
REPORTS
2 TO APPROVE THE REMUNERATION REPORT Mgmt For For
3 TO ELECT TOM HALL Mgmt For For
4 TO RE-ELECT JONATHAN BEWES Mgmt For For
5 TO RE-ELECT TRISTIA HARRISON Mgmt For For
6 TO RE-ELECT AMANDA JAMES Mgmt Against Against
7 TO RE-ELECT RICHARD PAPP Mgmt Against Against
8 TO RE-ELECT MICHAEL RONEY Mgmt Against Against
9 TO RE-ELECT JANE SHIELDS Mgmt Against Against
10 TO RE-ELECT DAME DIANNE THOMPSON Mgmt For For
11 TO RE-ELECT LORD WOLFSON Mgmt Against Against
12 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR
13 TO AUTHORISE THE AUDIT COMMITTEE TO SET THE Mgmt For For
AUDITORS REMUNERATION
14 DIRECTORS AUTHORITY TO ALLOT SHARES Mgmt For For
15 GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For
RIGHTS
16 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
17 AUTHORITY FOR ON-MARKET PURCHASES OF OWN Mgmt For For
SHARES
18 AUTHORITY FOR OFF-MARKET PURCHASES OF OWN Mgmt For For
SHARES
19 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
20 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 935356647
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Annual
Meeting Date: 08-Apr-2021
Ticker: NOK
ISIN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
7. Adoption of the Annual Accounts. Mgmt For For
8. Resolution on the use of the profit shown Mgmt For For
on the balance sheet.
9. Resolution on the discharge of the members Mgmt For For
of the Board of Directors and the President
and CEO from liability for the financial
year 2020.
10. Addressing the Remuneration Report. Mgmt For For
11. Resolution on the remuneration to the Mgmt For For
members of the Board of Directors.
12. Resolution on the number of members of the Mgmt For For
Board of Directors.
13. DIRECTOR
Sari Baldauf Mgmt For For
Bruce Brown Mgmt For For
Thomas Dannenfeldt Mgmt For For
Jeanette Horan Mgmt For For
Edward Kozel Mgmt For For
Soren Skou Mgmt For For
Carla Smits-Nusteling Mgmt For For
Kari Stadigh Mgmt For For
14. Resolution on the remuneration of the Mgmt For For
Auditor.
15. Election of Auditor for the financial year Mgmt For For
2022.
16. Authorization to the Board of Directors to Mgmt For For
resolve to repurchase the Company's own
shares.
17. Authorization to the Board of Directors to Mgmt For For
resolve to issue shares and special rights
entitling to shares.
--------------------------------------------------------------------------------------------------------------------------
NORSK HYDRO ASA Agenda Number: 713907294
--------------------------------------------------------------------------------------------------------------------------
Security: R61115102
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: NO0005052605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
2 DESIGNATE INSPECTOR(S) OF MINUTES OF Mgmt For For
MEETING
3 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 1.25 PER SHARE
4 APPROVE REMUNERATION OF AUDITORS Mgmt For For
5 DISCUSS COMPANY'S CORPORATE GOVERNANCE Non-Voting
STATEMENT
6 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
7.1 APPROVE REMUNERATION OF CORPORATE ASSEMBLY Mgmt For For
7.2 APPROVE REMUNERATION OF NOMINATION Mgmt For For
COMMITTEE
CMMT 16 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A
TRANSFER OF THE RELEVANT CDIS TO THE ESCROW
ACCOUNT SPECIFIED IN THE ASSOCIATED
CORPORATE EVENT IN THE CREST SYSTEM. THIS
TRANSFER WILL NEED TO BE COMPLETED BY THE
SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS
TRANSFER HAS SETTLED, THE CDIS WILL BE
BLOCKED IN THE CREST SYSTEM. THE CDIS WILL
BE RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON THE BUSINESS DAY PRIOR TO
MEETING DATE UNLESS OTHERWISE SPECIFIED. IN
ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED
POSITION MUST BE BLOCKED IN THE REQUIRED
ESCROW ACCOUNT IN THE CREST SYSTEM. BY
VOTING ON THIS MEETING, YOUR CUSTODIAN MAY
USE YOUR VOTE INSTRUCTION AS THE
AUTHORIZATION TO TAKE THE NECESSARY ACTION
WHICH WILL INCLUDE TRANSFERRING YOUR
INSTRUCTED POSITION TO ESCROW. PLEASE
CONTACT YOUR CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 16 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
OMV AG Agenda Number: 713059334
--------------------------------------------------------------------------------------------------------------------------
Security: A51460110
Meeting Type: AGM
Meeting Date: 29-Sep-2020
Ticker:
ISIN: AT0000743059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 27 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR MID:
460645, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 458200 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT PLEASE NOTE THAT THE MEETING HAS BEEN SET Non-Voting
UP USING THE RECORD DATE 18 SEP 2020, SINCE
AT THIS TIME WE ARE UNABLE TO
SYSTEMATICALLY UPDATE THE ACTUAL RECORD
DATE. THE TRUE RECORD DATE FOR THIS MEETING
IS 19 SEP 2020. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
BALANCE SHEET PROFIT REPORTED IN THE
FINANCIAL STATEMENTS 2019: DIVIDENDS OF EUR
1.75 PER SHARE
3 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE EXECUTIVE BOARD FOR THE FINANCIAL
YEAR 2019
4 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE SUPERVISORY BOARD FOR THE FINANCIAL
YEAR 2019
5 RESOLUTION ON THE REMUNERATION FOR THE Mgmt For For
MEMBERS OF THE SUPERVISORY BOARD FOR THE
FINANCIAL YEAR 2019
6 APPOINTMENT OF THE AUDITOR AND GROUP Mgmt For For
AUDITOR FOR THE FINANCIAL YEAR 2020: ERNST
YOUNG AS AUDITORS FOR FISCAL 2020
7 RESOLUTION ON THE REMUNERATION POLICY FOR Mgmt For For
THE EXECUTIVE BOARD AND THE SUPERVISORY
BOARD
8.I RESOLUTIONS ON THE LONG TERM INCENTIVE PLAN Mgmt For For
8.II RESOLUTIONS ON THE EQUITY DEFERRAL Mgmt For For
9.A ELECTION TO THE SUPERVISORY BOARD: MS. Mgmt For For
GERTRUDE TUMPEL-GUGERELL
9.B ELECTION TO THE SUPERVISORY BOARD: MR. Mgmt Abstain Against
WOLFGANG C. BERNDT
10 RESOLUTION ON THE AUTHORIZATION OF THE Mgmt For For
EXECUTIVE BOARD TO INCREASE THE SHARE
CAPITAL ACCORDING TO SECTION 169 AUSTRIAN
STOCK CORPORATION ACT WITH THE POSSIBILITY
TO EXCLUDE THE SUBSCRIPTION RIGHT (I) TO
ADJUST FRACTIONAL AMOUNTS OR (II) TO
SATISFY STOCK TRANSFER PROGRAMS, IN
PARTICULAR LONG TERM INCENTIVE PLANS,
EQUITY DEFERRALS OR OTHER PARTICIPATION
PROGRAMS AND EMPLOYEE STOCK OWNERSHIP PLANS
(AUTHORIZED CAPITAL) AND ON THE AMENDMENT
OF THE ARTICLES OF ASSOCIATION IN SECTION 3
AND AUTHORIZATION OF THE SUPERVISORY BOARD
TO ADOPT AMENDMENTS TO THE ARTICLES OF
ASSOCIATION RESULTING FROM THE ISSUANCE OF
SHARES ACCORDING TO THE AUTHORIZED CAPITAL
--------------------------------------------------------------------------------------------------------------------------
OMV AG Agenda Number: 714067647
--------------------------------------------------------------------------------------------------------------------------
Security: A51460110
Meeting Type: AGM
Meeting Date: 02-Jun-2021
Ticker:
ISIN: AT0000743059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 570490 DUE TO RECEIVED SPLITTING
OF RESOLUTION 8. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.85 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
MEMBERS
6 RATIFY ERNST & YOUNG AS AUDITORS FOR FISCAL Mgmt For For
YEAR 2021
7 APPROVE REMUNERATION REPORT Mgmt For For
8.1 APPROVE LONG TERM INCENTIVE PLAN 2021 FOR Mgmt For For
KEY EMPLOYEES
8.2 APPROVE EQUITY DEFERRAL PLAN Mgmt For For
9 ELECT SAEED AL MAZROUEI AS SUPERVISORY Mgmt For For
BOARD MEMBER
10 APPROVE USE OF REPURCHASED SHARES FOR LONG Mgmt For For
TERM INCENTIVE PLANS, DEFERRALS OR OTHER
STOCK OWNERSHIP PLANS
--------------------------------------------------------------------------------------------------------------------------
PANDORA A/S Agenda Number: 713603098
--------------------------------------------------------------------------------------------------------------------------
Security: K7681L102
Meeting Type: AGM
Meeting Date: 11-Mar-2021
Ticker:
ISIN: DK0060252690
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.1 TO 6.8 AND 7. THANK
YOU
1 THE BOARD OF DIRECTORS (THE BOARD) REPORT Non-Voting
ON THE COMPANY'S ACTIVITIES DURING THE PAST
FINANCIAL YEAR
2 ADOPTION OF THE AUDITED 2020 ANNUAL REPORT Mgmt For For
3 PRESENTATION OF THE 2020 REMUNERATION Mgmt For For
REPORT (ADVISORY VOTE ONLY)
4 ADOPTION OF PROPOSAL ON THE BOARDS Mgmt For For
REMUNERATION FOR 2021
5 PROPOSED DISTRIBUTION OF PROFIT AS RECORDED Mgmt For For
IN THE ADOPTED 2020 ANNUAL REPORT,
INCLUDING THE PROPOSED AMOUNT OF ANY
DIVIDEND TO BE DISTRIBUTED OR PROPOSAL TO
COVER ANY LOSS
6.1 ELECTION OF MEMBER TO THE BOARD: PETER A. Mgmt For For
RUZICKA
6.2 ELECTION OF MEMBER TO THE BOARD: CHRISTIAN Mgmt For For
FRIGAST
6.3 ELECTION OF MEMBER TO THE BOARD: BIRGITTA Mgmt For For
STYMNE GOERANSSON
6.4 ELECTION OF MEMBER TO THE BOARD: ISABELLE Mgmt For For
PARIZE
6.5 ELECTION OF MEMBER TO THE BOARD: CATHERINE Mgmt For For
SPINDLER
6.6 ELECTION OF MEMBER TO THE BOARD: MARIANNE Mgmt For For
KIRKEGAARD
6.7 ELECTION OF MEMBER TO THE BOARD: HEINE Mgmt For For
DALSGAARD
6.8 ELECTION OF MEMBER TO THE BOARD: JAN Mgmt For For
ZIJDERVELD
7 ELECTION OF AUDITOR: THE BOARD PROPOSES Mgmt For For
RE-ELECTION OF ERNST & YOUNG P/S AS THE
COMPANY'S AUDITOR
8 RESOLUTION ON THE DISCHARGE FROM LIABILITY Mgmt For For
OF THE BOARD AND EXECUTIVE MANAGEMENT
9.1 PROPOSAL BY THE BOARD OF DIRECTORS: Mgmt For For
AUTHORISATION TO THE BOARD TO EFFECT ONE OR
MORE CAPITAL INCREASES WITH PRE-EMPTIVE
RIGHTS FOR THE SHAREHOLDERS
9.2 PROPOSAL BY THE BOARD OF DIRECTORS: Mgmt For For
AUTHORISATION TO THE BOARD TO EFFECT ONE OR
MORE CAPITAL INCREASES WITHOUT PRE-EMPTIVE
RIGHTS FOR THE SHAREHOLDERS
9.3 PROPOSAL BY THE BOARD OF DIRECTORS: Mgmt For For
AUTHORISATION TO THE BOARD TO LET THE
COMPANY CONDUCT FULLY ELECTRONIC (VIRTUAL)
GENERAL MEETINGS
9.4 PROPOSAL BY THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF A NEW REMUNERATION POLICY
9.5 PROPOSAL BY THE BOARD OF DIRECTORS: Mgmt For For
AUTHORISATION TO THE BOARD TO DISTRIBUTE
EXTRAORDINARY DIVIDEND: DKK 15.00 PER SHARE
OF DKK 1
9.6 PROPOSAL BY THE BOARD OF DIRECTORS: Mgmt For For
AUTHORISATION TO THE CHAIR OF THE MEETING
10 ANY OTHER BUSINESS Non-Voting
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
POSCO Agenda Number: 935339920
--------------------------------------------------------------------------------------------------------------------------
Security: 693483109
Meeting Type: Annual
Meeting Date: 12-Mar-2021
Ticker: PKX
ISIN: US6934831099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Financial Statements for the Mgmt Against Against
53rd FY (From January 1, 2020 to December
31, 2020).
2. Partial Amendments of the Articles of Mgmt For For
Incorporation.
3.1 Election of Inside Director: Choi, Mgmt For For
Jeong-Woo
3.2 Election of Inside Director: Kim, Hag-Dong Mgmt For For
3.3 Election of Inside Director: Chon, Jung-Son Mgmt For For
3.4 Election of Inside Director: Jeong, Tak Mgmt For For
3.5 Election of Inside Director: Chung, Mgmt For For
Chang-Hwa
4.1 Election of Outside Director: Yoo, Mgmt For For
Young-Sook
4.2 Election of Outside Director: Kwon, Mgmt For For
Tae-Kyun
5. Election of an Outside Director to Become Mgmt For For
an Audit Committee Member Kim, Sung-Jin.
6. Approval of the Ceiling Amount of Total Mgmt For For
Remuneration for Directors.
--------------------------------------------------------------------------------------------------------------------------
PUBLICIS GROUPE SA Agenda Number: 713867212
--------------------------------------------------------------------------------------------------------------------------
Security: F7607Z165
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker:
ISIN: FR0000130577
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 13 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU. AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104092100836-43 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105072101454-55 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT AND DUE TO RECEIPT OF UPDATED
BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE EXECUTIVE
COMMITTEE, THE SUPERVISORY BOARD AND THE
AUDITORS, APPROVES THE COMPANY'S FINANCIAL
STATEMENTS FOR THE FISCAL YEAR THAT ENDED
IN 2020, AS PRESENTED TO THE MEETING,
SHOWING EARNINGS AMOUNTING TO EUR
63,769,554.31
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE EXECUTIVE
COMMITTEE, THE SUPERVISORY BOARD AND THE
AUDITORS, APPROVES THE CONSOLIDATED
FINANCIAL STATEMENTS FOR SAID FISCAL YEAR,
AS PRESENTED TO THE MEETING, SHOWING NET
EARNINGS AMOUNTING TO EUR 576,000,000.00
(GROUP SHARE)
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
RECOMMENDATIONS OF THE EXECUTIVE COMMITTEE
AND RESOLVES TO ALLOCATE THE EARNINGS FOR
THE YEAR AS FOLLOWS: ORIGIN EARNINGS: EUR
63,769,554.31 LEGAL RESERVE: EUR
(293,279.08) RETAINED EARNINGS: EUR
2,228,793.85 DISTRIBUTABLE INCOME: EUR
65,705,069.08 SHARE PREMIUM: EUR
429,833,006.92 ALLOCATION DIVIDENDS: EUR
495,538,076.00 (ON THE BASIS OF 247,769,038
SHARES ON DECEMBER 31ST 2020) THE
SHAREHOLDERS WILL BE GRANTED A NET DIVIDEND
OF EUR 2.00 PER SHARE THAT WILL BE ELIGIBLE
FOR THE 40 PERCENT DEDUCTION PROVIDED BY
THE FRENCH GENERAL TAX CODE. THIS DIVIDEND
WILL BE PAID ON JULY 6TH 2021. AS REQUIRED
BY LAW, IT IS REMINDED THAT, FOR THE LAST
THREE FINANCIAL YEARS, THE DIVIDENDS
ELIGIBLE FOR THE 40 PERCENT DEDUCTION
PROVIDED BY THE FRENCH GENERAL TAX CODE
WERE PAID AS FOLLOWS: EUR 2.00 PER SHARE
FOR FISCAL YEAR 2017, EUR 2.12 PER SHARE
FOR FISCAL YEAR 2018, EUR 1.15 PER SHARE
FOR FISCAL YEAR 2019
4 THE DIVIDEND PAYMENT WILL BE FULLY-PARTLY Mgmt For For
CARRIED OUT EITHER IN CASH OR IN SHARES AS
PER THE FOLLOWING CONDITIONS: THE OPTION
WILL BE EFFECTIVE FROM JUNE 17TH TO JUNE
30TH 2021 (INCLUSIVE), THE SHAREHOLDERS WHO
HAVE NOT OPTED FOR A DIVIDEND PAYMENT IN
SHARES AT THE END OF THIS PERIOD, WILL BE
PAID IN CASH. IF THE AMOUNT OF THE
DIVIDENDS FOR WHICH THE OPTION IS EXERCISED
DOES NOT CORRESPOND TO A WHOLE NUMBER OF
SECURITIES, THE SHAREHOLDER WILL RECEIVE
THE NUMBER OF SHARES IMMEDIATELY HIGHER AND
WILL PAY THE DIFFERENCE IN CASH, OR THE
NUMBER OF SHARES IMMEDIATELY LOWER PLUS AN
AMOUNT IN CASH. THE DIVIDEND PAYMENT WILL
BE CARRIED OUT IN CASH OR IN SHARES ON JULY
6TH 2021. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE EXECUTIVE
COMMITTEE TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
5 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-86 ET
SEQ. OF THE FRENCH COMMERCIAL CODE, DULY
NOTES THE CONCLUSIONS OF SAID REPORT WHICH
INCLUDES NO NEW AGREEMENTS ENTERED INTO
DURING SAID FISCAL YEAR
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR. MAURICE LEVY AS MEMBER
OF THE SUPERVISORY BOARD FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR. SIMON BADINTER AS MEMBER
OF THE SUPERVISORY BOARD FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
8 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR. JEAN CHAREST AS MEMBER
OF THE SUPERVISORY BOARD FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
COMPENSATION POLICY APPLICABLE TO THE
CHAIRMAN OF THE SUPERVISORY BOARD FOR THE
2021 FISCAL YEAR
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
MEMBERS OF THE SUPERVISORY BOARD FOR THE
2021 FISCAL YEAR
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR THE
2021 FISCAL YEAR
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
MEMBER OF THE EXECUTIVE COMMITTEE, MR.
MICHEL-ALAIN PROCH, FOR THE 2021 FISCAL
YEAR
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE
2021 FISCAL YEAR
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION RELATED TO THE COMPENSATION FOR
SAID FISCAL YEAR, IN ACCORDANCE WITH THE
ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL
CODE
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE CHAIRMAN OF THE SUPERVISORY
BOARD, MR. MAURICE LEVY, FOR SAID FISCAL
YEAR
16 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE CHAIRMAN OF THE EXECUTIVE
COMMITTEE, MR. ARTHUR SADOUN, FOR SAID
FISCAL YEAR
17 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE MEMBER OF THE EXECUTIVE
COMMITTEE, MR. JEAN-MICHEL ETIENNE, FOR
SAID FISCAL YEAR
18 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE MEMBER OF THE EXECUTIVE
COMMITTEE, MRS. ANNE-GARBIELLE HEILBRONNER,
FOR SAID FISCAL YEAR
19 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE MEMBER OF THE EXECUTIVE
COMMITTEE, MR. STEVE KING, FOR SAID FISCAL
YEAR
20 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
EXECUTIVE COMMITTEE TO BUY BACK THE
COMPANY'S SHARES ON THE OPEN MARKET,
SUBJECT TO THE CONDITIONS DESCRIBED BELOW:
MAXIMUM PURCHASE PRICE: EUR 85.00, MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT
OF THE SHARE CAPITAL, MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
2,106,036,823.00. THE NUMBER OF SHARES
ACQUIRED BY THE COMPANY WITH A VIEW TO
RETAINING OR DELIVERING IN CASH OR IN AN
EXCHANGE AS PART OF A MERGER, DIVESTMENT OR
CAPITAL CONTRIBUTION CANNOT EXCEED 5
PERCENT OF ITS CAPITAL. THIS AUTHORISATION
IS GIVEN FOR AN 18-MONTH PERIOD AND
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORISATION GIVEN BY THE SHAREHOLDERS'
MEETING OF MAY 27TH 2020 IN RESOLUTION NR,
20. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE EXECUTIVE COMMITTEE TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
21 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt For For
TO THE EXECUTIVE COMMITTEE TO REDUCE THE
SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY
CANCELLING ALL OR PART OF THE SHARES HELD
BY THE COMPANY IN CONNECTION WITH THE STOCK
REPURCHASE PLANS AUTHORISED BY THE
SHAREHOLDERS' MEETING UNDER ARTICLE
L.22-10-62 OF THE FRENCH COMMERCIAL CODE,
IN PARTICULAR UNDER PREVIOUS RESOLUTION
NUMBER 20, UP TO A MAXIMUM OF 10 PERCENT OF
THE SHARE CAPITAL OVER A 24-MONTH PERIOD.
THIS AUTHORISATION IS GIVEN FOR A 26-MONTH
PERIOD AND SUPERSEDES THE FRACTION UNUSED
OF THE AUTHORISATION GIVEN BY THE
SHAREHOLDERS' MEETING OF MAY 29TH 2019 IN
RESOLUTION NR, 23. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE
EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
22 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
EXECUTIVE COMMITTEE TO GRANT, FOR FREE, ON
ONE OR MORE OCCASIONS, EXISTING OR FUTURE
ORDINARY SHARES, IN FAVOUR OF THE
BENEFICIARIES TO BE CHOSEN AMONG THE
EMPLOYEES OR CERTAIN AMONG THEM, OR CERTAIN
CATEGORIES OF EMPLOYEES, AND-OR THE
EXECUTIVE CORPORATE OFFICERS OF THE COMPANY
OR RELATED COMPANIES OR ECONOMIC INTEREST
GROUPS. THEY MAY NOT REPRESENT MORE THAN 3
PERCENT OF THE SHARE CAPITAL, GIVEN THAT
THE NUMBER OF SHARES ALLOCATED TO THE
EXECUTIVE CORPORATE OFFICERS SHALL NOT
EXCEED 0.3 PERCENT OF THE SHARE CAPITAL.
THE PRESENT DELEGATION IS GIVEN FOR A
38-MONTH PERIOD AND SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORISATION GIVEN BY THE
SHAREHOLDERS' MEETING OF MAY 30TH 2018 IN
RESOLUTION NR, 27. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE
EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
23 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
EXECUTIVE COMMITTEE TO INCREASE THE SHARE
CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS
SOLE DISCRETION, UP TO A MAXIMUM NOMINAL
AMOUNT OF EUR 2,800,000.00, IN FAVOUR OF
MEMBERS OF A COMPANY SAVINGS PLAN OF THE
COMPANY OR RELATED COMPANIES, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, BY ISSUANCE OF ORDINARY SHARES OR
ANY SECURITIES GIVING ACCESS TO ORDINARY
SHARES TO BE ISSUED BY THE COMPANY OR ONE
OF ITS SUBSIDIARIES (PREFERENCE SHARES AND
SECURITIES GIVING ACCESS TO PREFERENCE
SHARES EXCLUDED). THIS AMOUNT SHALL COUNT
AGAINST THE OVERALL VALUE OF EUR
30,000,000.00 SET FORTH IN RESOLUTION
NUMBER 21 ADOPTED BY THE MEETING OF MAY
27TH 2020 OR IN RESOLUTIONS OF THE SAME
KIND WHICH COULD POSSIBLY REPLACE SAID
RESOLUTIONS DURING THIS DELEGATION'S
VALIDITY. THIS DELEGATION, GIVEN FOR 26
MONTHS, SUPERSEDES THE AUTHORISATION GIVEN
BY THE MEETING OF MAY 27TH 2020 IN
RESOLUTION NR, 29. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE
EXECUTIVE COMMITTEE
24 THE MEETING AUTHORISES THE EXECUTIVE Mgmt For For
COMMITTEE TO INCREASE THE CAPITAL UP TO EUR
2,800,000.00, BY ISSUANCE OF ORDINARY
SHARES OR SECURITIES GIVING ACCESS TO
ORDINARY SHARES TO BE ISSUED BY THE COMPANY
OR ONE OF ITS SUBSIDIARIES OR GIVING RIGHT
TO THE ALLOCATION OF DEBT SECURITIES
(PREFERENCE SHARES AND SECURITIES GIVING
ACCESS TO PREFERENCE SHARES EXCLUDED), WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS IN FAVOUR OF BENEFICIARIES TO BE
CHOSEN AMONG GROUP'S EMPLOYEES OR CORPORATE
OFFICERS, OPCVM OR ENTITIES OF EMPLOYEE
SHAREHOLDING THAT HOLDS COMPANY'S SHARES
AND WHOSE SHAREHOLDERS ARE PERSONS
MENTIONED ABOVE, FINANCIAL INSTITUTIONS OR
SUBSIDIARIES ACTING ON THE COMPANY'S
REQUEST TO IMPLEMENT A SHAREHOLDING OR
SAVINGS PLAN IN FAVOUR OF PERSONS MENTIONED
ABOVE. THIS AMOUNT SHALL COUNT AGAINST THE
OVERALL VALUE SET FORTH IN RESOLUTION NR 21
ADOPTED BY THE MEETING OF MAY 27TH 2020.
DELEGATION GIVEN FOR 18 MONTHS, SUPERSEDED
THE AUTHORISATION GIVEN BY THE MEETING OF
MAY 27TH 2020 IN RESOLUTION NR 30
25 THE SHAREHOLDERS' MEETING RESOLVES TO BRING Mgmt For For
THE ARTICLES OF THE BYLAWS INTO CONFORMITY
WITH THE LEGAL AND REGULATORY PROVISIONS,
SUBJECT TO THE RATIFICATION OF THESE
AMENDMENTS BY THE NEXT EXTRAORDINARY
SHAREHOLDERS' MEETING
26 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
RANDSTAD N.V. Agenda Number: 713598007
--------------------------------------------------------------------------------------------------------------------------
Security: N7291Y137
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: NL0000379121
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2.a. REPORT OF THE EXECUTIVE BOARD AND REPORT OF Non-Voting
THE SUPERVISORY BOARD FOR THE FINANCIAL
YEAR 2020
2.b. REMUNERATION REPORT 2020 (ADVISORY VOTE) Mgmt For For
2.c. PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
2020
2.d. EXPLANATION OF THE POLICY ON RESERVES AND Non-Voting
DIVIDENDS
2.e. PROPOSAL TO DETERMINE A REGULAR DIVIDEND Mgmt For For
FOR THE FINANCIAL YEAR 2020
2.f. PROPOSAL TO DETERMINE A SPECIAL DIVIDEND Mgmt For For
FOR THE FINANCIAL YEAR 2020
3.a. DISCHARGE OF LIABILITY OF THE MEMBERS OF Mgmt For For
THE EXECUTIVE BOARD FOR THE MANAGEMENT
3.b. DISCHARGE OF LIABILITY OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD FOR THE SUPERVISION
OF THE MANAGEMENT
4. PROPOSAL TO AMEND THE REMUNERATION POLICY Mgmt For For
OF THE EXECUTIVE BOARD
5. PROPOSAL TO APPOINT SANDER VAN 'T NOORDENDE Mgmt For For
AS MEMBER OF THE SUPERVISORY BOARD
6.a. PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD Mgmt For For
AS THE AUTHORIZED CORPORATE BODY TO ISSUE
SHARES AND TO RESTRICT OR EXCLUDE THE
PRE-EMPTIVE RIGHT TO ANY ISSUE OF SHARES
6.b. PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO REPURCHASE SHARES
6.c. PROPOSAL TO CANCEL REPURCHASED SHARES Mgmt For For
7. PROPOSAL TO REAPPOINT DELOITTE ACCOUNTANTS Mgmt For For
BV AS EXTERNAL AUDITOR FOR THE FINANCIAL
YEAR 2022
8. ANY OTHER BUSINESS Non-Voting
9. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT 10 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
RESOLUTIONS 2, 3 AND 6. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
RENESAS ELECTRONICS CORPORATION Agenda Number: 713633762
--------------------------------------------------------------------------------------------------------------------------
Security: J4881V107
Meeting Type: AGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: JP3164720009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Shibata, Hidetoshi Mgmt For For
1.2 Appoint a Director Toyoda, Tetsuro Mgmt For For
1.3 Appoint a Director Iwasaki, Jiro Mgmt For For
1.4 Appoint a Director Selena Loh Lacroix Mgmt For For
1.5 Appoint a Director Arunjai Mittal Mgmt For For
1.6 Appoint a Director Yamamoto, Noboru Mgmt For For
2.1 Appoint a Corporate Auditor Sekine, Takeshi Mgmt Against Against
2.2 Appoint a Corporate Auditor Mizuno, Tomoko Mgmt For For
3 Approve Details of the Stock Compensation Mgmt For For
to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 935347636
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 09-Apr-2021
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the 2020 Annual Report Mgmt For For
2. Approval of the Remuneration Policy Mgmt For For
3. Approval of the Directors' Remuneration Mgmt Against Against
Report: Implementation Report
4. Approval of the Directors' Remuneration Mgmt Against Against
Report
5. To re-elect Megan Clark AC as a director Mgmt For For
6. To re-elect Hinda Gharbi as a director Mgmt For For
7. To re-elect Simon Henry as a director Mgmt For For
8. To re-elect Sam Laidlaw as a director Mgmt For For
9. To re-elect Simon McKeon AO as a director Mgmt For For
10. To re-elect Jennifer Nason as a director Mgmt For For
11. To re-elect Jakob Stausholm as a director Mgmt For For
12. To re-elect Simon Thompson as a director Mgmt For For
13. To re-elect Ngaire Woods CBE as a director Mgmt For For
14. Re- appointment of auditors Mgmt For For
15. Remuneration of auditors Mgmt For For
16. Authority to make political donations Mgmt For For
17. Renewal of and amendment to the Rio Tinto Mgmt For For
Global Employee Share Plan
18. Renewal of and amendment to the Rio Tinto Mgmt For For
UK Share Plan
19. General authority to allot shares Mgmt For For
20. Disapplication of pre-emption rights Mgmt For For
21. Authority to purchase Rio Tinto plc shares Mgmt For For
22. Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC Agenda Number: 713170671
--------------------------------------------------------------------------------------------------------------------------
Security: G76225104
Meeting Type: OGM
Meeting Date: 27-Oct-2020
Ticker:
ISIN: GB00B63H8491
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 AUTHORISE ISSUE OF EQUITY IN CONNECTION Mgmt For For
WITH THE RIGHTS ISSUE
CMMT 13 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 935396653
--------------------------------------------------------------------------------------------------------------------------
Security: 780259107
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: RDSB
ISIN: US7802591070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of Annual Report & Accounts. Mgmt For For
2. Approval of Directors' Remuneration Report. Mgmt For For
3. Appointment of Jane Holl Lute as a Director Mgmt For For
of the Company.
4. Reappointment of Ben van Beurden as a Mgmt For For
Director of the Company.
5. Reappointment of Dick Boer as a Director of Mgmt For For
the Company.
6. Reappointment of Neil Carson as a Director Mgmt For For
of the Company.
7. Reappointment of Ann Godbehere as a Mgmt For For
Director of the Company.
8. Reappointment of Euleen Goh as a Director Mgmt For For
of the Company.
9. Reappointment of Catherine Hughes as a Mgmt For For
Director of the Company.
10. Reappointment of Martina Hund-Mejean as a Mgmt For For
Director of the Company.
11. Reappointment of Sir Andrew Mackenzie as a Mgmt For For
Director of the Company.
12. Reappointment of Abraham (Bram) Schot as a Mgmt For For
Director of the Company.
13. Reappointment of Jessica Uhl as a Director Mgmt For For
of the Company.
14. Reappointment of Gerrit Zalm as a Director Mgmt For For
of the Company.
15. Reappointment of Auditors. Mgmt For For
16. Remuneration of Auditors. Mgmt For For
17. Authority to allot shares. Mgmt For For
18. Disapplication of pre-emption rights. Mgmt For For
19. Authority to purchase own shares. Mgmt For For
20. Shell's Energy Transition Strategy. Mgmt For For
21. Shareholder resolution. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SANTOS LTD Agenda Number: 713717544
--------------------------------------------------------------------------------------------------------------------------
Security: Q82869118
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: AU000000STO6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 515683 DUE TO RECEIVED
WITHDRAWAL OF RESOLUTION 6.C. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
2.A TO RE-ELECT MR KEITH SPENCE AS A DIRECTOR Mgmt For For
2.B TO RE-ELECT DR VANESSA GUTHRIE AS A Mgmt For For
DIRECTOR
3 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
4 GRANT OF SHARE ACQUISITION RIGHTS TO MR Mgmt For For
KEVIN GALLAGHER
5 SPECIAL RESOLUTION - RENEWAL OF THE Mgmt For For
PROPORTIONAL TAKEOVER PROVISIONS FOR A
FURTHER THREE YEARS
6.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain Against
SHAREHOLDER PROPOSAL: SPECIAL RESOLUTION -
AMENDMENT TO THE CONSTITUTION
6.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: CAPITAL PROTECTION
6.C PLEASE NOTE THAT THIS RESOLUTION IS A Non-Voting
SHAREHOLDER PROPOSAL: SPECIAL RESOLUTION -
AMENDMENT TO THE CONSTITUTION
--------------------------------------------------------------------------------------------------------------------------
SCREEN HOLDINGS CO.,LTD. Agenda Number: 714257929
--------------------------------------------------------------------------------------------------------------------------
Security: J6988U114
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3494600004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kakiuchi, Eiji Mgmt For For
2.2 Appoint a Director Hiroe, Toshio Mgmt For For
2.3 Appoint a Director Kondo, Yoichi Mgmt For For
2.4 Appoint a Director Ando, Kimito Mgmt For For
2.5 Appoint a Director Saito, Shigeru Mgmt For For
2.6 Appoint a Director Yoda, Makoto Mgmt For For
2.7 Appoint a Director Takasu, Hidemi Mgmt For For
2.8 Appoint a Director Okudaira, Hiroko Mgmt For For
3 Approve Details of the Stock Compensation Mgmt For For
to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
SEIKO EPSON CORPORATION Agenda Number: 714242550
--------------------------------------------------------------------------------------------------------------------------
Security: J7030F105
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3414750004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Usui, Minoru
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ogawa,
Yasunori
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kubota, Koichi
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Seki, Tatsuaki
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shigemoto,
Taro
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Omiya, Hideaki
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Matsunaga,
Mari
3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kawana,
Masayuki
4 Approve Payment of Bonuses to Directors Mgmt For For
(Excluding Directors who are Audit and
Supervisory Committee Members)
--------------------------------------------------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO.,LTD. Agenda Number: 713987569
--------------------------------------------------------------------------------------------------------------------------
Security: J7165H108
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: JP3422950000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Isaka, Ryuichi Mgmt Against Against
2.2 Appoint a Director Goto, Katsuhiro Mgmt Against Against
2.3 Appoint a Director Ito, Junro Mgmt Against Against
2.4 Appoint a Director Yamaguchi, Kimiyoshi Mgmt Against Against
2.5 Appoint a Director Maruyama, Yoshimichi Mgmt Against Against
2.6 Appoint a Director Nagamatsu, Fumihiko Mgmt Against Against
2.7 Appoint a Director Kimura, Shigeki Mgmt Against Against
2.8 Appoint a Director Joseph Michael DePinto Mgmt Against Against
2.9 Appoint a Director Tsukio, Yoshio Mgmt For For
2.10 Appoint a Director Ito, Kunio Mgmt For For
2.11 Appoint a Director Yonemura, Toshiro Mgmt For For
2.12 Appoint a Director Higashi, Tetsuro Mgmt For For
2.13 Appoint a Director Kazuko Rudy Mgmt For For
3 Appoint a Corporate Auditor Habano, Mgmt For For
Noriyuki
--------------------------------------------------------------------------------------------------------------------------
SHIONOGI & CO.,LTD. Agenda Number: 714212204
--------------------------------------------------------------------------------------------------------------------------
Security: J74229105
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3347200002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Teshirogi, Isao Mgmt Against Against
2.2 Appoint a Director Sawada, Takuko Mgmt Against Against
2.3 Appoint a Director Ando, Keiichi Mgmt For For
2.4 Appoint a Director Ozaki, Hiroshi Mgmt For For
2.5 Appoint a Director Takatsuki, Fumi Mgmt Against Against
3 Appoint a Corporate Auditor Fujiwara, Mgmt For For
Takaoki
--------------------------------------------------------------------------------------------------------------------------
SKANSKA AB Agenda Number: 713152041
--------------------------------------------------------------------------------------------------------------------------
Security: W83567110
Meeting Type: EGM
Meeting Date: 22-Oct-2020
Ticker:
ISIN: SE0000113250
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 ELECT CHAIRMAN OF MEETING Non-Voting
2 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 APPROVE AGENDA OF MEETING Non-Voting
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 APPROVE DIVIDENDS OF SEK 3.25 PER SHARE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SKANSKA AB Agenda Number: 713625638
--------------------------------------------------------------------------------------------------------------------------
Security: W83567110
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: SE0000113250
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 472154 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1 ELECTION OF CHAIRMAN OF THE MEETING: Non-Voting
ANDREAS STEEN
2 ELECTION OF TWO PERSONS TO VERIFY THE Non-Voting
MINUTES TOGETHER WITH THE CHAIRMAN OF THE
MEETING
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND Non-Voting
AUDITORS' REPORT FOR 2020 AND THE
CONSOLIDATED ACCOUNTS AND THE AUDITORS'
REPORT ON THE CONSOLIDATED ACCOUNTS FOR
2020, AS WELL AS THE AUDITOR'S STATEMENT
REGARDING THE APPLICATION OF GUIDELINES FOR
SALARY AND OTHER REMUNERATION TO SENIOR
EXECUTIVES WHICH HAVE APPLIED SINCE THE
PREVIOUS ANNUAL GENERAL MEETING
7 RESOLUTION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND THE BALANCE SHEET AND THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
8 RESOLUTION ON THE DISPOSITIONS OF THE Mgmt For For
COMPANY'S RESULTS PURSUANT TO THE ADOPTED
BALANCE SHEET AND DETERMINATION OF THE
RECORD DATE FOR DIVIDEND: THE BOARD
PROPOSES A DIVIDEND FOR 2020 OF SEK 9.50
PER SHARE, OF WHICH SEK 6.50 PER SHARE AS
ORDINARY DIVIDEND AND SEK 3.00 PER SHARE AS
EXTRAORDINARY DIVIDEND. THE BOARD PROPOSES
TUESDAY APRIL 1, 2021, AS THE RECORD DATE
FOR RECEIVING DIVIDEND. IF THE MEETING
RESOLVES IN ACCORDANCE WITH THE BOARD'S
PROPOSAL, THE DIVIDEND IS EXPECTED TO BE
DISTRIBUTED BY EUROCLEAR SWEDEN AB ON
THURSDAY APRIL 8, 2021
9.A RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020: HANS
BIORCK
9.B RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020: PAR
BOMAN
9.C RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020: JAN
GURANDER
9.D RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
FREDRIK LUNDBERG
9.E RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
CATHERINE MARCUS
9.F RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
JAYNE MCGIVERN
9.G RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020: ASA
SODERSTROM WINBERG (FOR THE PERIOD MARCH
26, 2020 - DECEMBER 31, 2020)
9.H RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
CHARLOTTE STROMBERG (FOR THE PERIOD JANUARY
1, 2020 - MARCH 26, 2020)
9.I RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
RICHARD HORSTEDT (EMPLOYEE REPRESENTATIVE)
9.J RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020: OLA
FALT (EMPLOYEE REPRESENTATIVE)
9.K RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
YVONNE STENMAN (EMPLOYEE REPRESENTATIVE)
9.L RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
ANDERS RATTGARD, DEPUTY BOARD MEMBER
(EMPLOYEE REPRESENTATIVE)
9.M RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
PAR-OLOW JOHANSSON, DEPUTY BOARD MEMBER
(EMPLOYEE REPRESENTATIVE) (FOR THE PERIOD
JANUARY 1, 2020 - JULY 1, 2020)
9.N RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020: HANS
REINHOLDSSON, DEPUTY BOARD MEMBER (EMPLOYEE
REPRESENTATIVE) (FOR THE PERIOD DECEMBER
16, 2020 - DECEMBER 31, 2020)
9.O RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
ANDERS DANIELSSON
CMMT PLEASE NOTE THAT RESOLUTION 10.A, 10.B, Non-Voting
11.A, 11.B, 12.A TO 12.H AND 13 ARE
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
10.A NUMBER OF MEMBERS OF THE BOARD AND DEPUTY Mgmt For
MEMBERS TO BE ELECTED BY THE MEETING: THE
NOMINATION COMMITTEE PROPOSES THAT THE
NUMBER OF MEMBERS OF THE BOARD ELECTED BY
THE MEETING SHALL BE SEVEN AND THAT NO
DEPUTIES BE ELECTED
10.B NUMBER OF AUDITORS AND DEPUTY AUDITORS: ONE Mgmt For
REGISTERED ACCOUNTING FIRM BE ELECTED AS
AUDITOR WITH NO DEPUTY AUDITOR
11.A FEES PAYABLE TO MEMBERS OF THE BOARD Mgmt For
ELECTED BY THE MEETING
11.B FEES PAYABLE TO THE AUDITOR Mgmt For
12.A ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: HANS BIORCK (RE-ELECTION AS BOARD
MEMBER)
12.B ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: PAR BOMAN (RE-ELECTION)
12.C ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: JAN GURANDER (RE-ELECTION)
12.D ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: FREDRIK LUNDBERG (RE-ELECTION)
12.E ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: CATHERINE MARCUS (RE-ELECTION)
12.F ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: JAYNE MCGIVERN (RE-ELECTION)
12.G ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: ASA SODERSTROM WINBERG (RE-ELECTION)
12.H ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: HANS BIORCK (RE-ELECTION AS CHAIRMAN
OF THE BOARD)
13 ELECTION OF AUDITOR: ERNST & YOUNG AB Mgmt For
14 RESOLUTION ON APPROVAL OF THE REMUNERATION Mgmt For For
REPORT FOR 2020
15 DECISION TO AUTHORIZE THE BOARD TO RESOLVE Mgmt For For
ON ACQUISITION OF OWN SERIES B SHARES IN
SKANSKA ON A REGULATED MARKET
16 RESOLUTION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK CORP. Agenda Number: 714250696
--------------------------------------------------------------------------------------------------------------------------
Security: J75963132
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3732000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Establish the Articles Mgmt For For
Related to Shareholders Meeting held
without specifying a venue
2.1 Appoint a Director Miyauchi, Ken Mgmt For For
2.2 Appoint a Director Miyakawa, Junichi Mgmt For For
2.3 Appoint a Director Shimba, Jun Mgmt For For
2.4 Appoint a Director Imai, Yasuyuki Mgmt For For
2.5 Appoint a Director Fujihara, Kazuhiko Mgmt For For
2.6 Appoint a Director Son, Masayoshi Mgmt For For
2.7 Appoint a Director Kawabe, Kentaro Mgmt For For
2.8 Appoint a Director Horiba, Atsushi Mgmt For For
2.9 Appoint a Director Kamigama, Takehiro Mgmt For For
2.10 Appoint a Director Oki, Kazuaki Mgmt For For
2.11 Appoint a Director Uemura, Kyoko Mgmt For For
2.12 Appoint a Director Hishiyama, Reiko Mgmt For For
2.13 Appoint a Director Koshi, Naomi Mgmt For For
3 Approve Details of the Compensation to be Mgmt For For
received by Directors
--------------------------------------------------------------------------------------------------------------------------
SONY GROUP CORPORATION Agenda Number: 935442234
--------------------------------------------------------------------------------------------------------------------------
Security: 835699307
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: SONY
ISIN: US8356993076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenichiro Yoshida Mgmt For For
1B. Election of Director: Hiroki Totoki Mgmt For For
1C. Election of Director: Shuzo Sumi Mgmt For For
1D. Election of Director: Tim Schaaff Mgmt For For
1E. Election of Director: Toshiko Oka Mgmt For For
1F. Election of Director: Sakie Akiyama Mgmt For For
1G. Election of Director: Wendy Becker Mgmt For For
1H. Election of Director: Yoshihiko Hatanaka Mgmt For For
1I. Election of Director: Adam Crozier Mgmt For For
1J. Election of Director: Keiko Kishigami Mgmt For For
1K. Election of Director: Joseph A. Kraft, Jr. Mgmt For For
2. To issue Stock Acquisition Rights for the Mgmt For For
purpose of granting stock options.
--------------------------------------------------------------------------------------------------------------------------
SOUTH32 LTD Agenda Number: 713154033
--------------------------------------------------------------------------------------------------------------------------
Security: Q86668102
Meeting Type: AGM
Meeting Date: 29-Oct-2020
Ticker:
ISIN: AU000000S320
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT DELETED Non-Voting
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A RE-ELECTION OF MR FRANK COOPER AS A Mgmt For For
DIRECTOR
2.B RE-ELECTION OF DR XIAOLING LIU AS A Mgmt For For
DIRECTOR
2.C RE-ELECTION OF DR NTOMBIFUTHI (FUTHI) MTOBA Mgmt For For
AS A DIRECTOR
2.D RE-ELECTION OF MS KAREN WOOD AS A DIRECTOR Mgmt For For
3 ELECTION OF MR GUY LANSDOWN AS A DIRECTOR Mgmt For For
4 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
5 GRANT OF AWARDS TO EXECUTIVE DIRECTOR Mgmt For For
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
6 RENEWAL OF PROPORTIONAL TAKEOVER PROVISIONS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STOCKLAND Agenda Number: 713143282
--------------------------------------------------------------------------------------------------------------------------
Security: Q8773B105
Meeting Type: AGM
Meeting Date: 20-Oct-2020
Ticker:
ISIN: AU000000SGP0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 5, 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 ELECTION OF MS KATE MCKENZIE AS A DIRECTOR Mgmt For For
3 RE-ELECTION OF MR TOM POCKETT AS A DIRECTOR Mgmt For For
4 RE-ELECTION OF MR ANDREW STEVENS AS A Mgmt For For
DIRECTOR
5 APPROVAL OF REMUNERATION REPORT Mgmt For For
6 RENEWAL OF TERMINATION BENEFITS FRAMEWORK Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.) Agenda Number: 714204120
--------------------------------------------------------------------------------------------------------------------------
Security: J77282119
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3404600003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nakamura, Kuniharu Mgmt Against Against
2.2 Appoint a Director Hyodo, Masayuki Mgmt Against Against
2.3 Appoint a Director Nambu, Toshikazu Mgmt Against Against
2.4 Appoint a Director Yamano, Hideki Mgmt Against Against
2.5 Appoint a Director Seishima, Takayuki Mgmt Against Against
2.6 Appoint a Director Shiomi, Masaru Mgmt Against Against
2.7 Appoint a Director Ehara, Nobuyoshi Mgmt For For
2.8 Appoint a Director Ishida, Koji Mgmt For For
2.9 Appoint a Director Iwata, Kimie Mgmt For For
2.10 Appoint a Director Yamazaki, Hisashi Mgmt For For
2.11 Appoint a Director Ide, Akiko Mgmt For For
3 Appoint a Corporate Auditor Nagashima, Mgmt For For
Yukiko
4 Approve Details of the Restricted Mgmt For For
Performance-based Stock Compensation to be
received by Directors
5 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Adoption and disclosure of a
plan outlining the company's business
strategy to align its business with the
goals of the Paris Agreement)
--------------------------------------------------------------------------------------------------------------------------
SWISSCOM AG Agenda Number: 713621969
--------------------------------------------------------------------------------------------------------------------------
Security: H8398N104
Meeting Type: OGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: CH0008742519
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
FINANCIAL STATEMENTS OF SWISSCOM LTD FOR
THE FINANCIAL YEAR 2020
1.2 CONSULTATIVE VOTE ON THE REMUNERATION Mgmt Against Against
REPORT 2020
2 APPROPRIATION OF THE RETAINED EARNINGS 2020 Mgmt For For
AND DECLARATION OF DIVIDEND: THE BOARD OF
DIRECTORS PROPOSES TO THE SHAREHOLDERS'
MEETING A DIVIDEND OF CHF 22 GROSS PER
SHARE (PRIOR YEAR: CHF 22). THE TOTAL
DIVIDEND OF APPROX. CHF 1,140 MILLION IS
BASED ON A PORTFOLIO OF 51,800,516 SHARES
WITH A DIVIDEND ENTITLEMENT (AS OF 31
DECEMBER 2020). SUBJECT TO THE APPROVAL OF
THE PROPOSAL BY THE SHAREHOLDERS' MEETING,
AFTER DEDUCTING FEDERAL WITHHOLDING TAX OF
35%, A NET DIVIDEND OF CHF 14.30 PER SHARE
WILL BE PAID OUT ON 8 APRIL 2021. THE LAST
TRADING DAY WITH ENTITLEMENT TO RECEIVE A
DIVIDEND IS 1 APRIL 2021. AS OF 6 APRIL
2021, THE SHARES WILL BE TRADED EX DIVIDEND
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE GROUP EXECUTIVE BOARD
4.1 RE-ELECTION OF ROLAND ABT TO THE BOARD OF Mgmt For For
DIRECTORS
4.2 RE-ELECTION OF ALAIN CARRUPT TO THE BOARD Mgmt For For
OF DIRECTORS
4.3 ELECTION OF GUUS DEKKERS TO THE BOARD OF Mgmt For For
DIRECTORS
4.4 RE-ELECTION OF FRANK ESSER TO THE BOARD OF Mgmt For For
DIRECTORS
4.5 RE-ELECTION OF BARBARA FREI TO THE BOARD OF Mgmt For For
DIRECTORS
4.6 RE-ELECTION OF SANDRA LATHION-ZWEIFEL TO Mgmt For For
THE BOARD OF DIRECTORS
4.7 RE-ELECTION OF ANNA MOSSBERG TO THE BOARD Mgmt For For
OF DIRECTORS
4.8 RE-ELECTION OF MICHAEL RECHSTEINER TO THE Mgmt For For
BOARD OF DIRECTORS
4.9 ELECTION OF MICHAEL RECHSTEINER AS CHAIRMAN Mgmt For For
TO THE BOARD OF DIRECTORS
5.1 RE-ELECTION OF ROLAND ABT TO THE Mgmt For For
COMPENSATION COMMITTEE
5.2 RE-ELECTION OF FRANK ESSER TO THE Mgmt For For
COMPENSATION COMMITTEE
5.3 RE-ELECTION OF BARBARA FREI TO THE Mgmt For For
COMPENSATION COMMITTEE
5.4 ELECTION OF MICHAEL RECHSTEINER TO THE Mgmt For For
COMPENSATION COMMITTEE
5.5 RE-ELECTION OF RENZO SIMONI TO THE Mgmt For For
COMPENSATION COMMITTEE
6.1 APPROVAL OF THE TOTAL REMUNERATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS FOR 2022
6.2 APPROVAL OF THE TOTAL REMUNERATION OF THE Mgmt For For
MEMBERS OF THE GROUP EXECUTIVE BOARD FOR
2022
7 RE-ELECTION OF THE INDEPENDENT PROXY: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THAT THE LAW
FIRM REBER RECHTSANWALTE, ZURICH, BE
RE-ELECTED AS INDEPENDENT PROXY FOR THE
PERIOD OF TIME UNTIL THE CONCLUSION OF THE
NEXT ORDINARY SHAREHOLDERS' MEETING
8 RE-ELECTION OF THE STATUTORY AUDITORS: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THAT
PRICEWATERHOUSECOOPERS AG, ZURICH, BE
RE-ELECTED AS STATUTORY AUDITORS FOR THE
2021 FINANCIAL YEAR
--------------------------------------------------------------------------------------------------------------------------
TAISEI CORPORATION Agenda Number: 714226417
--------------------------------------------------------------------------------------------------------------------------
Security: J79561148
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3443600006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Yamauchi, Takashi Mgmt Against Against
2.2 Appoint a Director Aikawa, Yoshiro Mgmt Against Against
2.3 Appoint a Director Sakurai, Shigeyuki Mgmt Against Against
2.4 Appoint a Director Tanaka, Shigeyoshi Mgmt Against Against
2.5 Appoint a Director Yaguchi, Norihiko Mgmt Against Against
2.6 Appoint a Director Kimura, Hiroshi Mgmt Against Against
2.7 Appoint a Director Yamamoto, Atsushi Mgmt Against Against
2.8 Appoint a Director Teramoto, Yoshihiro Mgmt Against Against
2.9 Appoint a Director Nishimura, Atsuko Mgmt For For
2.10 Appoint a Director Murakami, Takao Mgmt Against Against
2.11 Appoint a Director Otsuka, Norio Mgmt Against Against
2.12 Appoint a Director Kokubu, Fumiya Mgmt Against Against
3 Appoint a Corporate Auditor Miura, Mgmt For For
Masamitsu
--------------------------------------------------------------------------------------------------------------------------
TELE2 AB Agenda Number: 713035500
--------------------------------------------------------------------------------------------------------------------------
Security: W95878166
Meeting Type: EGM
Meeting Date: 11-Sep-2020
Ticker:
ISIN: SE0005190238
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 ELECTION OF CHAIRMAN OF THE EXTRAORDINARY Non-Voting
GENERAL MEETING: CHARLOTTE LEVIN, MEMBER OF
THE SWEDISH BAR ASSOCIATION
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES
5 DETERMINATION OF WHETHER THE EXTRAORDINARY Non-Voting
GENERAL MEETING HAS BEEN DULY CONVENED
6 RESOLUTION ON EXTRAORDINARY DIVIDEND: SEK Mgmt For For
3.50 PER SHARE
7.A RESOLUTION ON DELIVERY OF CLASS B SHARES Mgmt For For
UNDER LTI 2020: TRANSFER OF OWN CLASS B
SHARES
7.B RESOLUTION ON DELIVERY OF CLASS B SHARES Mgmt For For
UNDER LTI 2020: EQUITY SWAP AGREEMENT WITH
A THIRD PARTY
8 RESOLUTION ON ALLOTMENT OF RIGHTS UNDER LTI Mgmt For For
2020
--------------------------------------------------------------------------------------------------------------------------
TELE2 AB Agenda Number: 713714574
--------------------------------------------------------------------------------------------------------------------------
Security: W95878166
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: SE0005190238
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECT CHAIRMAN OF MEETING: CHARLOTTE LEVIN, Non-Voting
MEMBER OF THE SWEDISH BAR ASSOCIATION
2.1 DESIGNATE OSSIAN EKDAHL AS INSPECTOR OF Non-Voting
MINUTES OF MEETING
2.2 DESIGNATE JAN SARLVIK AS INSPECTOR OF Non-Voting
MINUTES OF MEETING
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 APPROVE AGENDA OF MEETING Non-Voting
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
7 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
8 APPROVE ALLOCATION OF INCOME AND ORDINARY Mgmt For For
DIVIDENDS OF SEK 6 PER SHARE
9A APPROVE DISCHARGE OF CARLA SMITS-NUSTELING Mgmt For For
9B APPROVE DISCHARGE OF ANDREW BARRON Mgmt For For
9C APPROVE DISCHARGE OF ANDERS BJORKMAN Mgmt For For
9D APPROVE DISCHARGE OF GEORGI GANEV Mgmt For For
9E APPROVE DISCHARGE OF CYNTHIA GORDON Mgmt For For
9F APPROVE DISCHARGE OF EVA LINDQVIST Mgmt For For
9G APPROVE DISCHARGE OF LARS-AKE NORLING Mgmt For For
9H APPROVE DISCHARGE OF ANDERS NILSSON (CEO) Mgmt For For
9I APPROVE DISCHARGE OF KJELL JOHNSEN (CEO) Mgmt For For
10 DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY Mgmt For For
MEMBERS OF BOARD
11A APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AGGREGATE AMOUNT OF SEK 6.6 MILLION
11B APPROVE REMUNERATION OF AUDITORS Mgmt For For
12A REELECT ANDREW BARRON AS DIRECTOR Mgmt For For
12B ELECT STINA BERGFORS AS NEW DIRECTOR Mgmt For For
12C REELECT GEORGI GANEV AS DIRECTOR Mgmt For For
12D ELECT SAM KINI AS NEW DIRECTOR Mgmt For For
12E REELECT EVA LINDQVIST AS DIRECTOR Mgmt For For
12F REELECT LARS-AKE NORLING AS DIRECTOR Mgmt For For
12G REELECT CARLA SMITS-NUSTELING AS DIRECTOR Mgmt For For
13 REELECT CARLA SMITS-NUSTELING AS BOARD Mgmt For For
CHAIRMAN
14A DETERMINE NUMBER OF AUDITORS AND DEPUTY Mgmt For For
AUDITORS
14B RATIFY DELOITTE AS AUDITORS Mgmt For For
15 APPROVE REMUNERATION REPORT Mgmt For For
16A APPROVE PERFORMANCE SHARE MATCHING PLAN LTI Mgmt For For
2021
16B APPROVE EQUITY PLAN FINANCING THROUGH Mgmt For For
ISSUANCE OF CLASS C SHARES
16C APPROVE EQUITY PLAN FINANCING THROUGH Mgmt For For
REPURCHASE OF CLASS C SHARES
16D APPROVE EQUITY PLAN FINANCING THROUGH Mgmt For For
TRANSFER OF CLASS B SHARES TO PARTICIPANTS
16E APPROVE EQUITY PLAN FINANCING THROUGH Mgmt For For
REISSUANCE OF CLASS B SHARES
16F AUTHORIZE SHARE SWAP AGREEMENT Mgmt For For
17 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For
18A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL SUBMITTED BY MARTIN
GREEN: INVESTIGATE IF CURRENT BOARD MEMBERS
AND LEADERSHIP TEAM FULFIL RELEVANT
LEGISLATIVE AND REGULATORY REQUIREMENTS, AS
WELL AS THE DEMANDS OF THE PUBLIC OPINIONS'
ETHICAL VALUES
18B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL SUBMITTED BY MARTIN
GREEN: IN THE EVENT THAT THE INVESTIGATION
CLARIFIES THAT THERE IS NEED, RELEVANT
MEASURES SHALL BE TAKEN TO ENSURE THAT THE
REQUIREMENTS ARE FULFILLED
18C PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL SUBMITTED BY MARTIN
GREEN: THE INVESTIGATION AND ANY MEASURES
SHOULD BE PRESENTED AS SOON AS POSSIBLE,
HOWEVER NOT LATER THAN AGM 2022
19A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL SUBMITTED BY THOMAS
AHLIN: GIVE FULL COMPENSATION TO PRIVATE
CUSTOMERS WHO HAVE LOST THEIR POOL OF PHONE
CALL
19B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL SUBMITTED BY THOMAS
AHLIN: INSTRUCT THE EXECUTIVE MANAGEMENT TO
PREPARE A CODE OF CONDUCT FOR THE CUSTOMER
SERVICE DEPARTMENT
20 CLOSE MEETING Non-Voting
CMMT 26 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 30 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 30 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
--------------------------------------------------------------------------------------------------------------------------
TELE2 AB Agenda Number: 714263681
--------------------------------------------------------------------------------------------------------------------------
Security: W95878166
Meeting Type: EGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: SE0005190238
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECT CHAIRMAN OF MEETING Non-Voting
2.1 DESIGNATE MARIANNE NILSSON AS INSPECTOR OF Non-Voting
MINUTES OF MEETING
2.2 DESIGNATE JOHN HERNANDER AS INSPECTOR OF Non-Voting
MINUTES OF MEETING
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 APPROVE AGENDA OF MEETING Non-Voting
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 APPROVE EXTRA DIVIDENDS OF SEK 3.00 PER Mgmt For For
SHARE
CMMT 03 JUNE 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 04 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 04 JUN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA SPA Agenda Number: 713694467
--------------------------------------------------------------------------------------------------------------------------
Security: T92778108
Meeting Type: AGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: IT0003497168
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 529788 DUE TO SPLITTING OF
RESOLUTION 10. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
O.1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
O.2 APPROVE ALLOCATION OF INCOME Mgmt No vote
O.3 APPROVE REMUNERATION POLICY Mgmt No vote
O.4 APPROVE SECOND SECTION OF THE REMUNERATION Mgmt No vote
REPORT
O.5 FIX NUMBER OF DIRECTORS Mgmt No vote
O.6 FIX BOARD TERMS FOR DIRECTORS Mgmt No vote
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS DIRECTORS THERE IS
ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU CHOOSE
TO INSTRUCT, YOU ARE REQUIRED TO VOTE FOR
ONLY 1 SLATE OF THE 2 SLATES OF ELECTION OF
DIRECTORS. THANK YOU
O.7.1 TO APPOINT THE BOARD OF DIRECTORS. TO Mgmt No vote
APPOINT DIRECTORS. LIST PRESENTED BY THE
BOARD OF DIRECTORS. SALVATORE ROSSI, LUIGI
GUBITOSI, PAOLA BONOMO, FRANCK CADORET,
LUCA DE MEO, ARNAUD DE PUYFONTAINE,
CRISTIANA FALCONE, GIOVANNI GORNO TEMPINI,
MARELLA MORETTI, ILARIA ROMAGNOLI
O.7.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD
OF DIRECTORS. TO APPOINT DIRECTORS. LIST
PRESENTED BY A GROUP OF SGRS: MAURIZIO
CARLI, PAOLA SAPIENZA, FEDERICO FERRO
LUZZI, PAOLA CAMAGNI, PAOLO BOCCARDELLI
O.8 APPROVE REMUNERATION OF DIRECTORS Mgmt No vote
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 3 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY ONE CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 3
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU
O.9.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE
INTERNAL AUDITORS. TO APPOINT THE EFFECTIVE
AND ALTERNATE AUDITORS. LIST PRESENTED BY
VIVENDI. EFFECTIVE AUDITORS: ANGELO ROCCO
BONISSONI FRANCESCA DI DONATO, MASSIMO
GAMBINI, GIULIA DE MARTINO, FRANCESCO
SCHIAVONE PANNI, ALTERNATE AUDITORS: FRANCO
MAURIZIO LAGRO, ILARIA ANTONELLA BELLUCO
O.9.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE
INTERNAL AUDITORS. TO APPOINT THE EFFECTIVE
AND ALTERNATE AUDITORS. LIST PRESENTED BY A
GROUP OF SGRS. EFFECTIVE AUDITORS:
FRANCESCO FALLACARA, ANNA DORO, FRANCESCO
VELLA, ALTERNATE AUDITORS: PAOLO PRANDI,
LAURA FIORDELISI
O.9.3 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE
INTERNAL AUDITORS. TO APPOINT THE EFFECTIVE
AND ALTERNATE AUDITORS. LIST PRESENTED BY
CASSA DEPOSITI E PRESTITI. EFFECTIVE
AUDITORSFRANCO LUCIANO TUTINO, INES
GANDINI, ALTERNATE AUDITORS: STEFANO
FIORINI, MARIA SARDELLI
O.10A PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: APPOINT ANGELO ROCCO
BONISSONI AS CHAIRMAN OF INTERNAL STATUTORY
AUDITORS SHAREHOLDER PROPOSAL SUBMITTED BY
A GROUP OF FUND MANAGERS AND SICAVS
O.10B PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: APPOINT FRANCESCO
FALLACARA AS CHAIRMAN OF INTERNAL STATUTORY
AUDITORS SHAREHOLDER PROPOSAL SUBMITTED BY
CASSA DEPOSITI E PRESTITI SPA
O.10C PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: APPOINT FRANCO
LUCIANO TUTINO AS CHAIRMAN OF INTERNAL
STATUTORY AUDITORS SHAREHOLDER PROPOSAL
SUBMITTED BY VIVENDI SA
O.11 APPROVE INTERNAL AUDITORS' REMUNERATION Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA, S.A. Agenda Number: 935374669
--------------------------------------------------------------------------------------------------------------------------
Security: 879382208
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: TEF
ISIN: US8793822086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Approval of the Annual Accounts and of the Mgmt For
Management Report of both Telefonica, S.A.
and its Consolidated Group of Companies for
fiscal year 2020.
1.2 Approval of the Statement of Non-Financial Mgmt For
Information of the Consolidated Group of
Companies led by Telefonica, S.A. for
fiscal year 2020 included in the
Consolidated Management Report of
Telefonica, S.A. and of its Group of
Companies for such fiscal year.
1.3 Approval of the management of the Board of Mgmt For
Directors of Telefonica, S.A. during fiscal
year 2020.
2. Approval of the Proposed Allocation of the Mgmt For
Profits/Losses of Telefonica, S.A. for
fiscal year 2020.
3. Re-election of the Statutory Auditor for Mgmt For
fiscal year 2021.
4.1 Re-election of Mr. Jose Maria Mgmt For
Alvarez-Pallete Lopez as executive
Director.
4.2 Re-election of Ms. Carmen Garcia de Andres Mgmt For
as independent Director.
4.3 Re-election of Mr. Ignacio Moreno Martinez Mgmt For
as proprietary Director.
4.4 Re-election of Mr. Francisco Jose Riberas Mgmt For
Mera as independent Director.
5. Reduction of share capital through the Mgmt For
cancellation of own shares, excluding the
right of creditors to object, amending the
text of Article 6 of the By-Laws relating
to share capital.
6.1 First scrip dividend resolution. Approval Mgmt For
of an increase in share capital with a
charge to reserves by such amount as may be
..(due to space limits, see proxy statement
for full proposal).
6.2 Second scrip dividend resolution. Approval Mgmt For
of an increase in share capital with a
charge to reserves by such amount as may be
..(due to space limits, see proxy statement
for full proposal).
7.1 Amendment of the By-Laws to enable the Mgmt For
General Shareholders' Meeting to be held
exclusively by telematic means: articles 17
..(due to space limits, see proxy statement
for full proposal).
7.2 Amendment of the By-Laws to expressly Mgmt For
regulate the possibility of granting
proxies and casting votes prior to the
General ..(due to space limits, see proxy
statement for full proposal).
8.1 Amendment of the Regulations for the Mgmt For
General Shareholders' Meeting to enable the
General Shareholders' Meeting to be held
..(due to space limits, see proxy statement
for full proposal).
8.2 Amendment of the Regulations for the Mgmt For
General Shareholders' Meeting to expressly
regulate the possibility of granting ..(due
to space limits, see proxy statement for
full proposal).
9. Approval of the Director Remuneration Mgmt For
Policy of Telefonica, S.A.
10. Approval of a Long-Term Incentive Plan Mgmt For
consisting of the delivery of shares of
Telefonica, S.A. allocated to Senior
Executive Officers of the Telefonica Group.
11. Delegation of powers to formalize, Mgmt For
interpret, remedy and carry out the
resolutions adopted by the shareholders at
the General Shareholders' Meeting.
12. Consultative vote on the 2020 Annual Report Mgmt For
on Directors' Remuneration.
--------------------------------------------------------------------------------------------------------------------------
TELENOR ASA Agenda Number: 714103049
--------------------------------------------------------------------------------------------------------------------------
Security: R21882106
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: NO0010063308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 REGISTRATION OF ATTENDING SHAREHOLDERS AND Non-Voting
PROXIES
3 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
4 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
5 RECEIVE CHAIRMAN'S REPORT Non-Voting
6 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 9 PER SHARE
7 APPROVE REMUNERATION OF AUDITORS Mgmt For For
8 APPROVE COMPANY'S CORPORATE GOVERNANCE Mgmt For For
STATEMENT
9 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
10 APPROVE EQUITY PLAN FINANCING Mgmt For For
11.1 ELECT BJORN ERIK NAESS AS MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.2 ELECT JOHN GORDON BERNANDER AS MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.3 ELECT HEIDI FINSKAS AS MEMBER OF CORPORATE Mgmt For For
ASSEMBLY
11.4 ELECT WIDAR SALBUVIK AS MEMBER OF CORPORATE Mgmt For For
ASSEMBLY
11.5 ELECT SILVIJA SERES AS MEMBER OF CORPORATE Mgmt For For
ASSEMBLY
11.6 ELECT LISBETH KARIN NAERO AS MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.7 ELECT TRINE SAETHER ROMULD AS MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.8 ELECT MARIANNE BERGMANN ROREN AS MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.9 ELECT MAALFRID BRATH AS MEMBER OF CORPORATE Mgmt For For
ASSEMBLY
11.10 ELECT KJETIL HOUG AS MEMBER OF CORPORATE Mgmt For For
ASSEMBLY
11.11 ELECT ELIN MYRMEL-JOHANSEN AS DEPUTY MEMBER Mgmt For For
OF CORPORATE ASSEMBLY
11.12 ELECT RANDI MARJAMAA AS DEPUTY MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.13 ELECT LARS TRONSGAARD AS DEPUTY MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
12.1 ELECT JAN TORE FOSUND AS MEMBER OF Mgmt For For
NOMINATING COMMITTEE
13 APPROVE REMUNERATION OF CORPORATE ASSEMBLY Mgmt For For
AND NOMINATING COMMITTEE
14 CLOSE MEETING Non-Voting
CMMT 10 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 10 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TENARIS, S.A. Agenda Number: 935414095
--------------------------------------------------------------------------------------------------------------------------
Security: 88031M109
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: TS
ISIN: US88031M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Consideration of the consolidated Mgmt For
management report and related management
certifications on the Company's
consolidated financial statements as of and
for the year ended 31st December 2020, and
on the annual accounts as at 31st December
2020, and of the external auditors' reports
on such consolidated financial statements
and annual accounts.
2. Approval of the Company's consolidated Mgmt For
financial statements as of and for the year
ended 31st December 2020.
3. Approval of the Company's annual accounts Mgmt For
as at 31st December 2020.
4. Allocation of results and approval of Mgmt For
dividend payment for the year ended 31st
December 2020.
5. Discharge of the members of the Board of Mgmt Against
Directors for the exercise of their mandate
throughout the year ended 31st December
2020.
6. Election of the members of the Board of Mgmt Against
Directors.
7. Approval of the compensation payable to the Mgmt For
members of the Board of Directors for the
year ending 31st December 2021.
8. Approval of the Company's compensation Mgmt Against
report for the year ended 31st December
2020.
9. Appointment of the external auditors for Mgmt For
the fiscal year ending 31st December 2021,
and approval of their fees.
10. Authorization to the Board of Directors to Mgmt For
cause the distribution of all shareholder
communications, including its shareholder
meeting and proxy materials and annual
reports to shareholders, by such electronic
means as is permitted by any applicable
laws or regulations.
--------------------------------------------------------------------------------------------------------------------------
THE BERKELEY GROUP HOLDINGS PLC Agenda Number: 713002602
--------------------------------------------------------------------------------------------------------------------------
Security: G1191G120
Meeting Type: AGM
Meeting Date: 04-Sep-2020
Ticker:
ISIN: GB00B02L3W35
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ACCOUNTS FOR THE YEAR ENDED Mgmt For For
30 APRIL 2020, TOGETHER WITH THE REPORTS OF
THE DIRECTORS AND AUDITOR THEREON
2 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION FOR THE FINANCIAL YEAR ENDED
30 APRIL 2020
3 TO RE-ELECT G BARKER AS A DIRECTOR OF THE Mgmt For For
COMPANY
4 TO RE-ELECT R C PERRINS AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT R J STEARN AS A DIRECTOR OF THE Mgmt For For
COMPANY
6 TO RE-ELECT K WHITEMAN AS A DIRECTOR OF THE Mgmt For For
COMPANY
7 TO RE-ELECT S ELLIS AS A DIRECTOR OF THE Mgmt For For
COMPANY
8 TO RE-ELECT SIR J ARMITT AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT DAME A NIMMO, DBE AS A DIRECTOR Mgmt For For
OF THE COMPANY
10 TO RE-ELECT V WADLEY, CBE AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT A LI AS A DIRECTOR OF THE Mgmt For For
COMPANY
12 TO RE-ELECT A MYERS AS A DIRECTOR OF THE Mgmt For For
COMPANY
13 TO RE-ELECT D BRIGHTMORE-ARMOUR AS A Mgmt For For
DIRECTOR OF THE COMPANY
14 TO RE-ELECT J TIBALDI AS A DIRECTOR OF THE Mgmt For For
COMPANY
15 TO RE-ELECT P VALLONE AS A DIRECTOR OF THE Mgmt For For
COMPANY
16 TO RE-ELECT P VERNON AS A DIRECTOR OF THE Mgmt For For
COMPANY
17 TO RE-ELECT R DOWNEY AS A DIRECTOR OF THE Mgmt For For
COMPANY
18 TO RE-APPOINT KPMG LLP AS AUDITOR OF THE Mgmt For For
COMPANY
19 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITOR'S REMUNERATION
20 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
RELEVANT SECURITIES
21 TO DIS-APPLY PRE-EMPTION RIGHTS UP TO 5 Mgmt For For
PERCENT
22 TO DIS-APPLY PRE-EMPTION RIGHTS FOR A Mgmt For For
FURTHER 5 PERCENT FOR THE PURPOSES OF
ACQUISITIONS OR CAPITAL INVESTMENTS
23 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN SHARES
24 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS
25 TO PERMIT EXTRAORDINARY GENERAL MEETINGS TO Mgmt For For
BE CALLED BY NOTICE OF NOT LESS THAN 14
DAYS
--------------------------------------------------------------------------------------------------------------------------
TREND MICRO INCORPORATED Agenda Number: 713625804
--------------------------------------------------------------------------------------------------------------------------
Security: J9298Q104
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: JP3637300009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Reduce Term of Office of Mgmt For For
Directors to One Year, Allow the Board of
Directors to Authorize Appropriation of
Surplus and Purchase Own Shares
3.1 Appoint a Director Chang Ming-Jang Mgmt Against Against
3.2 Appoint a Director Eva Chen Mgmt Against Against
3.3 Appoint a Director Mahendra Negi Mgmt Against Against
3.4 Appoint a Director Omikawa, Akihiko Mgmt Against Against
3.5 Appoint a Director Nonaka, Ikujiro Mgmt For For
3.6 Appoint a Director Koga, Tetsuo Mgmt For For
4.1 Appoint a Corporate Auditor Sempo, Masaru Mgmt For For
4.2 Appoint a Corporate Auditor Hasegawa, Fumio Mgmt For For
4.3 Appoint a Corporate Auditor Kameoka, Yasuo Mgmt For For
4.4 Appoint a Corporate Auditor Fujita, Koji Mgmt For For
5 Approve Details of Compensation as Stock Mgmt For For
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 935240630
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W308
Meeting Type: Annual
Meeting Date: 28-Jul-2020
Ticker: VOD
ISIN: US92857W3088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's accounts, the Mgmt For For
strategic report and reports of the
Directors and the auditor for the year
ended 31 March 2020.
2. To elect Jean-Francois van Boxmeer as a Mgmt For For
Director
3. To re-elect Gerard Kleisterlee as a Mgmt For For
Director
4. To re-elect Nick Read as a Director Mgmt For For
5. To re-elect Margherita Della Valle as a Mgmt For For
Director
6. To re-elect Sir Crispin Davis as a Director Mgmt For For
7. To re-elect Michel Demare as a Director Mgmt For For
8. To re-elect Dame Clara Furse as a Director Mgmt For For
9. To re-elect Valerie Gooding as a Director Mgmt For For
10. To re-elect Renee James as a Director Mgmt Against Against
11. To re-elect Maria Amparo Moraleda Martinez Mgmt For For
as a Director
12. To re-elect Sanjiv Ahuja as a Director Mgmt For For
13. To re-elect David Thodey as a Director Mgmt For For
14. To re-elect David Nish as a Director Mgmt For For
15. To declare a final dividend of 4.50 Mgmt For For
eurocents per ordinary share for the year
ended 31 March 2020.
16. To approve the Directors' Remuneration Mgmt For For
Policy set out on pages 102 to 107 of the
Annual Report.
17. To approve the Annual Report on Mgmt For For
Remuneration contained in the Remuneration
Report of the Board for the year ended 31
March 2020.
18. To reappoint Ernst & Young LLP as the Mgmt For For
Company's auditor until the end of the next
general meeting at which accounts are laid
before the Company.
19. To authorise the Audit and Risk Committee Mgmt For For
to determine the remuneration of the
auditor.
20. To authorise the Directors to allot shares. Mgmt For For
21. To authorise the Directors to dis-apply Mgmt For For
pre-emption rights. (Special Resolution)
22. To authorise the Directors to dis-apply Mgmt For For
pre-emption rights up to a further 5 per
cent for the purposes of financing an
acquisition or other capital investment.
(Special Resolution)
23. To authorise the Company to purchase its Mgmt For For
own shares. (Special Resolution)
24. To authorise political donations and Mgmt For For
expenditure.
25. To authorise the Company to call general Mgmt For For
meetings (other than AGMs) on 14 clear
days' notice. (Special Resolution)
26. To approve the rules of the Vodafone Share Mgmt For For
Incentive Plan (SIP).
--------------------------------------------------------------------------------------------------------------------------
WAERTSILAE CORPORATION Agenda Number: 713575530
--------------------------------------------------------------------------------------------------------------------------
Security: X98155116
Meeting Type: AGM
Meeting Date: 04-Mar-2021
Ticker:
ISIN: FI0009003727
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER: JUHA VAYRYNEN Non-Voting
3 ELECTION OF THE PERSON TO SCRUTINIZE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES: TERESA KAUPPILA
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
REPORT OF THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE ANNUAL ACCOUNTS Mgmt For For
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: THE BOARD OF DIRECTORS PROPOSES
TO THE GENERAL MEETING THAT A DIVIDEND OF
EUR 0.20 PER SHARE SHALL BE PAID FOR THE
FINANCIAL YEAR 2020. THE DIVIDEND SHALL BE
PAID IN TWO INSTALMENTS. THE FIRST
INSTALMENT OF EUR 0.10 PER SHARE SHALL BE
PAID TO THE SHAREHOLDERS WHO ARE REGISTERED
IN THE LIST OF SHAREHOLDERS MAINTAINED BY
EUROCLEAR FINLAND OY ON THE DIVIDEND RECORD
DAY OF 8 MARCH 2021. THE PAYMENT DAY
PROPOSED BY THE BOARD FOR THIS INSTALMENT
IS 15 MARCH 2021. THE SECOND INSTALMENT OF
EUR 0.10 PER SHARE SHALL BE PAID IN
SEPTEMBER 2021. THE SECOND INSTALMENT OF
THE DIVIDEND SHALL BE PAID TO SHAREHOLDERS
WHO ARE REGISTERED IN THE LIST OF
SHAREHOLDERS MAINTAINED BY EUROCLEAR
FINLAND OY ON THE DIVIDEND RECORD DAY,
WHICH, TOGETHER WITH THE PAYMENT DAY, SHALL
BE DECIDED BY THE BOARD OF DIRECTORS IN ITS
MEETING SCHEDULED FOR 9 SEPTEMBER 2021. THE
DIVIDEND RECORD DAY FOR THE SECOND
INSTALMENT AS PER THE CURRENT RULES OF THE
FINNISH BOOK-ENTRY SYSTEM WOULD BE 13
SEPTEMBER 2021 AND THE DIVIDEND PAYMENT DAY
20 SEPTEMBER 2021
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY
10 ADVISORY HANDLING OF THE REVISED Mgmt For For
REMUNERATION POLICY FOR GOVERNING BODIES
11 ADVISORY HANDLING OF THE REMUNERATION Mgmt For For
REPORT 2020 FOR GOVERNING BODIES
CMMT PLEASE NOTE THAT RESOLUTIONS 12, 13 AND 14 Non-Voting
ARE PROPOSED BY SHAREHOLDERS NOMINATION
BOARD AND BOARD DOES NOT MAKE ANY
RECOMMENDATION ON THESE PROPOSAL. THE
STANDING INSTRUCTIONS ARE DISABLED FOR THIS
MEETING
12 RESOLUTION ON THE REMUNERATION OF THE Mgmt For
MEMBERS OF THE BOARD OF DIRECTORS
13 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For
BOARD OF DIRECTORS: THE SHAREHOLDERS'
NOMINATION BOARD PROPOSES TO THE GENERAL
MEETING THAT THE NUMBER OF THE BOARD
MEMBERS BE EIGHT
14 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS: MARKUS RAURAMO HAS INFORMED THAT
HE IS NOT AVAILABLE FOR THE RE-ELECTION TO
THE BOARD OF DIRECTORS. THE SHAREHOLDERS'
NOMINATION BOARD PROPOSES TO THE GENERAL
MEETING THAT MAARIT AARNI-SIRVIO, KAREN
BOMBA, KARIN FALK, JOHAN FORSSELL, TOM
JOHNSTONE, RISTO MURTO AND MATS RAHMSTROM
BE RE-ELECTED AS MEMBERS OF THE BOARD. THE
SHAREHOLDERS' NOMINATION BOARD PROPOSES
THAT TIINA TUOMELA BE ELECTED AS A NEW
MEMBER OF THE BOARD. THE ABOVE-MENTIONED
PERSONS HAVE GIVEN THEIR CONSENT TO THE
ELECTION. ALSO, THE ABOVE-MENTIONED PERSONS
HAVE BROUGHT TO THE ATTENTION OF THE
COMPANY THAT, IF THEY BECOME SELECTED, THEY
WILL SELECT TOM JOHNSTONE AS CHAIR AND
RISTO MURTO AS DEPUTY CHAIR OF THE BOARD
15 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR
16 ELECTION OF AUDITOR: PRICEWATERHOUSECOOPERS Mgmt For For
OY
17 AUTHORISATION TO REPURCHASE THE COMPANY'S Mgmt For For
OWN SHARES
18 AUTHORISATION TO ISSUE SHARES Mgmt For For
19 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
WH GROUP LTD Agenda Number: 713975855
--------------------------------------------------------------------------------------------------------------------------
Security: G96007102
Meeting Type: AGM
Meeting Date: 01-Jun-2021
Ticker:
ISIN: KYG960071028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042200601.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042200585.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND AUDITOR FOR
THE YEAR ENDED DECEMBER 31, 2020
2.A TO RE-ELECT MR. WAN LONG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
2.B TO RE-ELECT MR. WAN HONGJIAN AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
2.C TO RE-ELECT MR. MA XIANGJIE AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
2.D TO RE-ELECT MR. DENNIS PAT RICK ORGAN AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
3 TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF ALL
DIRECTORS OF THE COMPANY
4 TO RE-APPOINT ERNST & YOUNG AS THE AUDITOR Mgmt For For
OF THE COMPANY, TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY, AND TO AUTHORIZE
THE BOARD OF DIRECTORS OF THE COMPANY TO
FIX THEIR REMUNERATION
5 TO DECLARE A FINAL DIVIDEND OF HKD 0.125 Mgmt For For
PER SHARE OF THE COMPANY FOR THE YEAR ENDED
DECEMBER 31, 2020
6 TO GIVE A GENERAL MANDATE TO THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY TO REPURCHASE
SHARES OF THE COMPANY NOT EXCEEDING 10% OF
THE TOTAL ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
7 TO GIVE A GENERAL MANDATE TO THE BOARD OF Mgmt Against Against
DIRECTORS OF THE COMPANY TO ISSUE, ALLOT
AND DEAL WITH ADDITIONAL SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE TOTAL
ISSUED SHARES OF THE COMPANY AS AT THE DATE
OF PASSING OF THIS RESOLUTION
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS OF THE COMPANY TO
ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY BY THE TOTAL NUMBER
OF SHARES REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
WOODSIDE PETROLEUM LTD Agenda Number: 713713546
--------------------------------------------------------------------------------------------------------------------------
Security: 980228100
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: AU000000WPL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 515684 DUE TO WITHDRAWAL OF
RESOLUTION 6. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU.
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A RE-ELECTION OF DR CHRISTOPHER HAYNES Mgmt For For
2.B RE-ELECTION OF MR RICHARD GOYDER Mgmt For For
2.C RE-ELECTION OF MR GENE TILBROOK Mgmt For For
3 REMUNERATION REPORT Mgmt For For
4 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
CEO AND MANAGING DIRECTOR
5.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain Against
SHAREHOLDER PROPOSAL: AMENDMENT TO THE
CONSTITUTION (MARKET FORCES)
5.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: CONTINGENT RESOLUTION
- CAPITAL PROTECTION (MARKET FORCES)
6 AMENDMENT TO THE CONSTITUTION (ACCR) Non-Voting
--------------------------------------------------------------------------------------------------------------------------
WPP PLC Agenda Number: 714065453
--------------------------------------------------------------------------------------------------------------------------
Security: G9788D103
Meeting Type: AGM
Meeting Date: 09-Jun-2021
Ticker:
ISIN: JE00B8KF9B49
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE FINAL DIVIDEND Mgmt For For
3 APPROVE COMPENSATION COMMITTEE REPORT Mgmt For For
4 ELECT ANGELA AHRENDTS AS DIRECTOR Mgmt For For
5 ELECT TOM ILUBE AS DIRECTOR Mgmt For For
6 ELECT YA-QIN ZHANG AS DIRECTOR Mgmt For For
7 RE-ELECT JACQUES AIGRAIN AS DIRECTOR Mgmt For For
8 RE-ELECT SANDRINE DUFOUR AS DIRECTOR Mgmt For For
9 RE-ELECT TAREK FARAHAT AS DIRECTOR Mgmt For For
10 RE-ELECT ROBERTO QUARTA AS DIRECTOR Mgmt For For
11 RE-ELECT MARK READ AS DIRECTOR Mgmt For For
12 RE-ELECT JOHN ROGERS AS DIRECTOR Mgmt For For
13 RE-ELECT CINDY ROSE AS DIRECTOR Mgmt For For
14 RE-ELECT NICOLE SELIGMAN AS DIRECTOR Mgmt For For
15 RE-ELECT SALLY SUSMAN AS A DIRECTOR Mgmt For For
16 RE-ELECT KEITH WEED AS A DIRECTOR Mgmt For For
17 RE-ELECT JASMINE WHITBREAD AS A DIRECTOR Mgmt For For
18 REAPPOINT DELOITTE LLP AS AUDITORS Mgmt For For
19 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
20 AUTHORISE ISSUE OF EQUITY Mgmt For For
21 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
22 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
23 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
24 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
CMMT 28 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
YARA INTERNATIONAL ASA Agenda Number: 713888684
--------------------------------------------------------------------------------------------------------------------------
Security: R9900C106
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: NO0010208051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING APPROVE NOTICE OF MEETING AND Mgmt For For
AGENDA
2 ELECT CHAIRMAN OF MEETING DESIGNATE Mgmt For For
INSPECTOR(S) OF MINUTES OF MEETING
3 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 20.00 PER SHARE
4 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
5 APPROVE COMPANY'S CORPORATE GOVERNANCE Mgmt For For
STATEMENT
6 APPROVE REMUNERATION OF AUDITORS Mgmt For For
7 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF NOK 690 ,000 FOR THE CHAIRMAN,
NOK 412,000 FOR THE VICE CHAIRMAN, AND NOK
363 ,000 FOR THE OTHER DIRECTORS APPROVE
COMMITTEE FEES
8 APPROVE REMUNERATION OF NOMINATING Mgmt For For
COMMITTEE
9 APPROVE NOK 22.8 MILLION REDUCTION IN SHARE Mgmt For For
CAPITAL VIA SHARE CANCELLATION AND
REDEMPTION
10 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For
11 AMEND ARTICLES RE: ELECTRONIC GENERAL Mgmt For For
MEETINGS
CMMT 13 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 13 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
Z HOLDINGS CORPORATION Agenda Number: 714218143
--------------------------------------------------------------------------------------------------------------------------
Security: J9894K105
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3933800009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Establish the Articles Mgmt For For
Related to Shareholders Meeting held
without specifying a venue
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kawabe,
Kentaro
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Idezawa,
Takeshi
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Jungho Shin
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ozawa, Takao
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Masuda, Jun
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Oketani, Taku
3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Usumi, Yoshio
Pacer Emerging Markets Cash Cows 100 ETF
--------------------------------------------------------------------------------------------------------------------------
ACER INCORPORATED Agenda Number: 714163956
--------------------------------------------------------------------------------------------------------------------------
Security: Y0003F171
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: TW0002353000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RATIFICATION PROPOSAL OF THE FINANCIAL Mgmt For For
STATEMENTS AND BUSINESS REPORT FOR THE YEAR
2020
2 DISCUSSION PROPOSAL OF PROFIT AND LOSS Mgmt For For
APPROPRIATION FOR THE YEAR 2020. PROPOSED
CASH DIVIDEND :TWD 1.5 PER SHARE.
3 TO APPROVE THE PROPOSAL OF AMENDMENTS TO Mgmt For For
ACERS INTERNAL RULES: I. PROCEDURES
GOVERNING ACQUIRING OR DISPOSING OF ASSETS
II. PROCEDURES GOVERNING LENDING OF CAPITAL
TO OTHERS
--------------------------------------------------------------------------------------------------------------------------
ADVANCED INFO SERVICE PUBLIC CO LTD Agenda Number: 712765811
--------------------------------------------------------------------------------------------------------------------------
Security: Y0014U183
Meeting Type: AGM
Meeting Date: 23-Jul-2020
Ticker:
ISIN: TH0268010Z11
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN
1 TO ACKNOWLEDGE THE BOARD OF DIRECTORS Mgmt For For
REPORT ON OPERATING RESULTS 2019
2 TO APPROVE THE STATEMENTS OF FINANCIAL Mgmt For For
POSITION AND STATEMENTS OF INCOME FOR THE
YEAR ENDED 31 DECEMBER 2019
3 TO ACKNOWLEDGE THE INTERIM DIVIDEND Mgmt For For
PAYMENTS IN 2019 AND NO PROPOSAL FOR
ADDITIONAL DIVIDEND PAYMENT FOR THE YEAR
2019
4 TO APPROVE THE APPOINTMENT OF THE COMPANY'S Mgmt For For
EXTERNAL AUDITORS AND THE AUDIT FEE FOR
2020: DELOITTE TOUCHE TOHMATSU JAIYOS AUDIT
CO. LTD.
5.A TO CONSIDER AND ELECT MR. SOMPRASONG Mgmt For For
BOONYACHAI AS DIRECTOR
5.B TO CONSIDER AND ELECT MR. KRAIRIT Mgmt For For
EUCHUKANONCHAI AS DIRECTOR
5.C TO CONSIDER AND ELECT MR. PRASAN Mgmt For For
CHUAPHANICH AS DIRECTOR
5.D TO CONSIDER AND ELECT MR. HUI WENG CHEONG Mgmt For For
AS DIRECTOR
6 TO APPROVE THE REMUNERATION OF THE BOARD OF Mgmt Against Against
DIRECTORS FOR THE YEAR 2020
7 TO APPROVE THE DEBENTURE ISSUANCE OF UP TO Mgmt For For
BAHT 20,000 MILLION
8 OTHER BUSINESS (IF ANY) Mgmt Against Against
CMMT 02 JUN 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AFRICAN RAINBOW MINERALS LIMITED Agenda Number: 713288202
--------------------------------------------------------------------------------------------------------------------------
Security: S01680107
Meeting Type: AGM
Meeting Date: 04-Dec-2020
Ticker:
ISIN: ZAE000054045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 RE-ELECTION OF MR TA BOARDMAN Mgmt For For
2.O.2 RE-ELECTION OF MR AD BOTHA Mgmt Against Against
3.O.3 RE-ELECTION OF MR JA CHISSANO Mgmt Against Against
4.O.4 RE-ELECTION OF DR RV SIMELANE Mgmt Against Against
5.O.5 ELECTION OF MS P MNISI Mgmt For For
6.O.6 ELECTION OF MS TTA MHLANGA Mgmt Against Against
7.O.7 ELECTION OF MS J MAGAGULA Mgmt Against Against
8.O.8 RE-APPOINTMENT OF EXTERNAL AUDITOR AND MR Mgmt For For
PD GROBBELAAR AS THE DESIGNATED AUDITOR:
RESOLVED THAT THE RE-APPOINTMENT OF ERNST &
YOUNG INC. AS THE EXTERNAL AUDITOR OF THE
COMPANY BE AND IS HEREBY APPROVED AND THAT
MR PD GROBBELAAR BE AND IS HEREBY
RE-APPOINTED AS THE PERSON DESIGNATED TO
ACT ON BEHALF OF THE EXTERNAL AUDITOR FOR
THE FINANCIAL YEAR ENDING 30 JUNE 2021, TO
REMAIN IN OFFICE UNTIL THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING
9O9.1 TO ELECT THE INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTOR AS MEMBER OF THE AUDIT AND RISK
COMMITTEE: MR TA BOARDMAN
9O9.2 TO ELECT THE INDEPENDENT NON-EXECUTIVE Mgmt Against Against
DIRECTOR AS MEMBER OF THE AUDIT AND RISK
COMMITTEE: MR AD BOTHA
9O9.3 TO ELECT THE INDEPENDENT NON-EXECUTIVE Mgmt Against Against
DIRECTOR AS MEMBER OF THE AUDIT AND RISK
COMMITTEE: MR AK MADITSI
9O9.4 TO ELECT THE INDEPENDENT NON-EXECUTIVE Mgmt Against Against
DIRECTOR AS MEMBER OF THE AUDIT AND RISK
COMMITTEE: DR RV SIMELANE
9O9.5 TO ELECT THE INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTOR AS MEMBER OF THE AUDIT AND RISK
COMMITTEE: MS P MNISI
NB.10 NON-BINDING ADVISORY VOTE ON THE COMPANY'S Mgmt For For
REMUNERATION POLICY
NB.11 NON-BINDING ADVISORY VOTE ON THE COMPANY'S Mgmt For For
REMUNERATION IMPLEMENTATION REPORT
12O12 PLACING CONTROL OF AUTHORISED BUT UNISSUED Mgmt For For
COMPANY SHARES IN THE HANDS OF THE BOARD
13O13 GENERAL AUTHORITY TO ALLOT AND ISSUE SHARES Mgmt For For
FOR CASH
141S1 TO AUTHORISE THE COMPANY TO PAY THE Mgmt For For
REMUNERATION TO NON-EXECUTIVE DIRECTORS
WITH EFFECT FROM 1 JULY 2020: ANNUAL
RETAINER FEES AS OUTLINED IN THE NOTICE OF
ANNUAL GENERAL MEETING
141S2 TO AUTHORISE THE COMPANY TO PAY THE Mgmt For For
REMUNERATION TO NON-EXECUTIVE DIRECTORS
WITH EFFECT FROM 1 JULY 2020: FEES FOR
ATTENDING BOARD MEETINGS AS OUTLINED THE
NOTICE OF ANNUAL GENERAL MEETING
15.S2 COMMITTEE MEETING ATTENDANCE FEES WITH Mgmt For For
EFFECT FROM 1 JULY 2020 AS OUTLINED THE
NOTICE OF ANNUAL GENERAL MEETING
16.S3 FINANCIAL ASSISTANCE FOR SUBSCRIPTION FOR Mgmt For For
SECURITIES
17.S4 FINANCIAL ASSISTANCE FOR RELATED OR Mgmt For For
INTER-RELATED COMPANIES
18.S5 ISSUE OF SHARES TO PERSONS LISTED IN Mgmt For For
SECTION 41(1) OF THE COMPANIES ACT IN
CONNECTION WITH THE COMPANY'S SHARE OR
EMPLOYEE INCENTIVE SCHEMES
19.S6 GENERAL AUTHORITY TO REPURCHASE SHARES Mgmt For For
CMMT 29 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
RESOLUTIONS 9O9.1 TO 9O9.5. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AIR CHINA LTD Agenda Number: 713332942
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A6104
Meeting Type: EGM
Meeting Date: 18-Dec-2020
Ticker:
ISIN: CNE1000001S0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1102/2020110203272.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1102/2020110203258.pdf
1 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt Against Against
MS. LYU YANFANG AS A SUPERVISOR OF THE
FIFTH SESSION OF THE SUPERVISORY COMMITTEE
OF THE COMPANY
2 TO CONSIDER AND APPROVE THE TRADEMARK Mgmt For For
LICENSE FRAMEWORK AGREEMENT DATED 28 AUGUST
2020 ENTERED INTO BETWEEN THE COMPANY AND
CHINA NATIONAL AVIATION HOLDING CORPORATION
LIMITED ("CNAHC") FOR A TERM OF THREE YEARS
FROM 1 JANUARY 2021 TO 31 DECEMBER 2023 AND
THE TRANSACTIONS CONTEMPLATED THEREUNDER
3 TO CONSIDER AND APPROVE THE RENEWAL OF THE Mgmt For For
FINANCIAL SERVICES FRAMEWORK AGREEMENT
BETWEEN THE COMPANY AND CHINA NATIONAL
AVIATION FINANCE CO., LTD. (THE "CNAF") IN
RELATION TO THE PROVISIONS OF A RANGE OF
FINANCIAL SERVICES BY CNAF TO THE COMPANY
AND ITS SUBSIDIARIES (THE "GROUP") FOR A
TERM OF THREE YEARS COMMENCING FROM 1
JANUARY 2021 AND ENDING ON 31 DECEMBER
2023, AND TO CONSIDER AND APPROVE THE
PROVISION OF DEPOSIT SERVICES BY CNAF AS
STIPULATED THEREUNDER AND THE PROPOSED
MAXIMUM DAILY BALANCE OF DEPOSITS
(INCLUDING ACCRUED INTERESTS) PLACED BY THE
GROUP WITH CNAF, BEING RMB15 BILLION, RMB15
BILLION AND RMB15 BILLION FOR THE THREE
YEARS ENDING 31 DECEMBER 2021, 2022 AND
2023, RESPECTIVELY
4 TO CONSIDER AND APPROVE THE RENEWAL OF THE Mgmt For For
FINANCIAL SERVICES FRAMEWORK AGREEMENT
BETWEEN CNAF AND CNAHC IN RELATION TO THE
PROVISIONS OF A RANGE OF FINANCIAL SERVICES
BY CNAF TO CNAHC, ITS SUBSIDIARIES AND
THEIR ASSOCIATES, COMPANIES FALLING WITHIN
THE DEFINITION OF COMMONLY HELD ENTITY
UNDER THE RULES GOVERNING THE LISTING OF
SECURITIES ON THE STOCK EXCHANGE OF HONG
KONG LIMITED, AS WELL AS ANY OTHER CNAHC
MEMBER COMPANY WHICH, IN ACCORDANCE WITH
THE LISTING RULES OF THE PLACES WHERE THE
SHARES OF THE COMPANY ARE LISTED AS IN
FORCE AND AS AMENDED FROM TIME TO TIME, IS
A CONNECTED PERSON OR RELATED PARTY OF THE
COMPANY (EXCLUDING THE GROUP) (THE "CNAHC
GROUP") FOR A TERM OF THREE YEARS
COMMENCING FROM 1 JANUARY 2021 AND ENDING
ON 31 DECEMBER 2023, AND TO CONSIDER AND
APPROVE THE PROVISION OF LOANS, FINANCE
LEASE AND OTHER CREDIT SERVICES (THE
"CREDIT SERVICES") BY CNAF AS STIPULATED
THEREUNDER AND THE PROPOSED MAXIMUM DAILY
BALANCE OF CREDIT SERVICES (INCLUDING
ACCRUED INTERESTS) PROVIDED BY CNAF TO THE
CNAHC GROUP, BEING RMB6.5 BILLION, RMB6.5
BILLION AND RMB6.5 BILLION FOR THE THREE
YEARS ENDING 31 DECEMBER 2021, 2022 AND
2023, RESPECTIVELY
--------------------------------------------------------------------------------------------------------------------------
AMBEV S.A. Agenda Number: 935401872
--------------------------------------------------------------------------------------------------------------------------
Security: 02319V103
Meeting Type: Special
Meeting Date: 29-Apr-2021
Ticker: ABEV
ISIN: US02319V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 To analyze and approve the management Mgmt For For
accounts, with examination, discussion and
voting on the financial statements related
to the fiscal year ended December 31, 2020.
O2 To resolve on the allocation of the net Mgmt For For
profits for the fiscal year ended December
31, 2020 and ratification of the payments
of interest on own capital and dividends
related to the fiscal year ended December
31, 2020, approved by the Board of
Directors at the meetings held,
respectively, on December 9 and December
21, 2020.
O3A Controller Slate - Fiscal Council: Jose Mgmt Abstain
Ronaldo Vilela Rezende, Elidie Palma
Bifano, Emanuel Sotelino Schifferle
(Alternate) Eduardo Rogatto Luque
(Alternate). You can only vote in favor of
either 3A or 3B.
O3B Separate Election of the fiscal council - Mgmt For
Candidates nominated by minority
shareholders: Vinicius Balbino Bouhid,
Carlos Tersandro Fonseca Adeodato
(Alternate). You can only vote in favor of
either 3A or 3B.
O4 To determine the managers' overall Mgmt Against Against
compensation for the year of 2021, in the
annual amount of up to R$ 123,529,137.63,
including expenses related to the
recognition of the fair amount of (x) the
stock options that the Company intends to
grant in the fiscal year, and (y) the
compensation based on shares that the
Company intends to execute in the fiscal
year.
O5 To determine the overall compensation of Mgmt For For
the Fiscal Council's members for the year
of 2021, in the annual amount of up to R$
1,845,504.00, with alternate members'
compensation corresponding to half of the
amount received by the effective members,
in accordance with the Management Proposal.
E1 To approve the amendment of the heading of Mgmt For For
article 2 of the Bylaws to reflect the
change in the management body responsible
for deciding on the opening, maintenance
and closure of branches, offices, deposits
or representation agencies of the Company,
according to Exhibit B.I of the Management
Proposal.
E2 To approve the amendment of items "b", "h", Mgmt For For
"i" and "m" and include items "o" and "p",
all of article 3 of the Bylaws, to detail
in the corporate purpose ancillary
activities to the Company's main
activities, according to Exhibit B.i of the
Management Proposal.
E3 To approve the amendment of the heading of Mgmt For For
article 5 of the Bylaws in order to reflect
the capital increases approved by the Board
of Directors, within the authorized capital
limit until the date of the Shareholders'
Meeting, according to Exhibit B.I of the
Management Proposal.
E4 To approve the amendment of item "s" of Mgmt For For
article 21 of the Bylaws in order to
specify the competence of the Board of
Directors to decide on the participation of
the Company in other companies and
ventures, according to Exhibit B.I of the
Management Proposal.
E5 In view of the proposed amendments to the Mgmt For For
Bylaws described above, to approve the
consolidation of the Company's Bylaws,
according to the Management Proposal.
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. Agenda Number: 935410059
--------------------------------------------------------------------------------------------------------------------------
Security: 02364W105
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: AMX
ISIN: US02364W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Appointment or, ratification of the member Mgmt For
of the Board of Director of the Company:
Pablo Roberto Gonzalez Guajardo
1B Appointment or, ratification of the member Mgmt For
of the Board of Director of the Company:
David Ibarra Munoz
2 Appointment of delegates to execute and, if Mgmt For
applicable, formalize the resolutions
adopted by the meeting. Adoption of
resolutions thereon.
--------------------------------------------------------------------------------------------------------------------------
ANGANG STEEL COMPANY LTD Agenda Number: 713448555
--------------------------------------------------------------------------------------------------------------------------
Security: Y0132D105
Meeting Type: EGM
Meeting Date: 31-Dec-2020
Ticker:
ISIN: CNE1000001V4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1210/2020121000875.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1210/2020121000857.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ADOPTION OF THE 2020 RESTRICTED SHARE
INCENTIVE SCHEME OF A SHARES OF THE COMPANY
(DRAFT) AND ITS SUMMARY
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ADOPTION OF THE PERFORMANCE APPRAISAL
MEASURES FOR THE 2020 RESTRICTED SHARE
INCENTIVE SCHEME OF A SHARES OF THE COMPANY
3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ADOPTION OF THE MANAGEMENT MEASURES OF THE
2020 SHARE INCENTIVE SCHEME OF A SHARES OF
THE COMPANY
4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AUTHORIZATION TO THE BOARD TO DEAL WITH
MATTERS IN RELATION TO THE 2020 RESTRICTED
SHARE INCENTIVE SCHEME OF A SHARES OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
ANGANG STEEL COMPANY LTD Agenda Number: 713911077
--------------------------------------------------------------------------------------------------------------------------
Security: Y0132D105
Meeting Type: EGM
Meeting Date: 07-May-2021
Ticker:
ISIN: CNE1000001V4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0415/2021041500921.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0415/2021041500907.pdf
1 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. WANG BAOJUN (AS SPECIFIED) AS AN
EXECUTIVE DIRECTOR OF THE EIGHTH SESSION OF
THE BOARD OF THE COMPANY
2 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt Against Against
MR. SHEN CHANGCHUN (AS SPECIFIED) AS A
SHAREHOLDERS' REPRESENTATIVE SUPERVISOR OF
THE EIGHTH SESSION OF THE SUPERVISORY
COMMITTEE OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
ANGANG STEEL COMPANY LTD Agenda Number: 713969838
--------------------------------------------------------------------------------------------------------------------------
Security: Y0132D105
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: CNE1000001V4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0421/2021042100818.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0421/2021042100876.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR OF 2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR OF 2020
3 TO CONSIDER AND APPROVE THE 2020 ANNUAL Mgmt For For
REPORT OF THE COMPANY AND ITS EXTRACTS
4 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL REPORT OF THE COMPANY FOR THE
YEAR OF 2020
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR OF 2020
6 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
THE DIRECTORS AND SUPERVISORS OF THE
COMPANY FOR THE YEAR OF 2020
7 TO CONSIDER AND APPROVE THE PROPOSAL FOR Mgmt For For
APPOINTMENT OF SHINEWING CERTIFIED PUBLIC
ACCOUNTANTS LLP AS THE AUDITOR OF THE
COMPANY FOR THE YEAR OF 2021 AND ITS
REMUNERATION
8 TO CONSIDER AND APPROVE THE PROPOSAL FOR Mgmt For For
THE PURCHASE OF LIABILITY INSURANCE FOR
DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
ANHUI CONCH CEMENT CO LTD Agenda Number: 713523896
--------------------------------------------------------------------------------------------------------------------------
Security: Y01373102
Meeting Type: EGM
Meeting Date: 03-Feb-2021
Ticker:
ISIN: CNE1000001W2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0113/2021011300352.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0113/2021011300358.pdf
1 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. ZHANG XIAORONG (AS SPECIFIED) ("MR.
ZHANG") AS AN INDEPENDENT NONEXECUTIVE
DIRECTOR OF THE EIGHTH SESSION OF THE BOARD
("BOARD") OF DIRECTORS OF THE COMPANY FOR A
TERM COMMENCING. FROM THE DATE OF APPROVAL
AT THE MEETING (I.E. 3 FEBRUARY 2021) UNTIL
THE DATE OF EXPIRY OF THE TERM OF THE
EIGHTH SESSION OF THE BOARD (EXPECTED TO BE
29 MAY 2022)
--------------------------------------------------------------------------------------------------------------------------
ANHUI CONCH CEMENT CO LTD Agenda Number: 713986529
--------------------------------------------------------------------------------------------------------------------------
Security: Y01373102
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: CNE1000001W2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042301467.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042301505.pdf
1 TO APPROVE THE REPORT OF THE BOARD (THE Mgmt For For
"BOARD") OF DIRECTORS (THE "DIRECTOR(S)")
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO APPROVE THE REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2020
3 TO APPROVE THE AUDITED FINANCIAL REPORTS Mgmt For For
PREPARED IN ACCORDANCE WITH THE PRC
ACCOUNTING STANDARDS AND THE INTERNATIONAL
FINANCIAL REPORTING STANDARDS RESPECTIVELY
FOR THE YEAR ENDED 31 DECEMBER 2020
4 TO APPROVE THE REAPPOINTMENT OF KPMG Mgmt For For
HUAZHEN LLP AND KPMG AS THE PRC AND
INTERNATIONAL (FINANCIAL) AUDITORS OF THE
COMPANY RESPECTIVELY, THE REAPPOINTMENT OF
KPMG HUAZHEN LLP AS THE INTERNAL CONTROL
AUDITOR OF THE COMPANY, AND THE
AUTHORIZATION OF THE BOARD TO DETERMINE THE
REMUNERATION OF THE AUDITORS IN ACCORDANCE
WITH THE VOLUME OF AUDITING WORK PERFORMED
BY THE AUDITORS AS REQUIRED BY THE BUSINESS
AND SCALE OF THE COMPANY
5 TO APPROVE THE COMPANY'S 2020 PROFIT Mgmt For For
APPROPRIATION PROPOSAL (INCLUDING
DECLARATION OF FINAL DIVIDEND)
6 TO APPROVE THE PROVISION OF GUARANTEE BY Mgmt For For
THE COMPANY IN RESPECT OF THE BANK
BORROWINGS OR TRADE FINANCE CREDIT OF 9
SUBSIDIARIES AND INVESTED COMPANIES
7 TO APPROVE THE APPOINTMENT OF MR. WANG Mgmt Against Against
CHENG (AS SPECIFIED) AS AN EXECUTIVE
DIRECTOR OF THE EIGHTH SESSION OF THE BOARD
OF THE COMPANY FOR A TERM COMMENCING FROM
THE DATE OF APPROVAL AT THE MEETING (I.E.
28 MAY 2021) UNTIL THE DATE OF EXPIRY OF
THE TERM OF THE EIGHTH SESSION OF THE BOARD
(EXPECTED TO BE 29 MAY 2022)
8 TO APPROVE THE GRANT OF A MANDATE TO THE Mgmt Against Against
BOARD TO EXERCISE THE POWER TO ALLOT AND
ISSUE NEW SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
ARCA CONTINENTAL SAB DE CV Agenda Number: 713673019
--------------------------------------------------------------------------------------------------------------------------
Security: P0448R103
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: MX01AC100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I SUBMISSION AND, AS THE CASE MAY BE, Mgmt Abstain Against
APPROVAL. I OF THE CHIEF EXECUTIVE OFFICERS
REPORT PREPARED PURSUANT TO ARTICLE 44,
SECTION XI OF THE SECURITIES MARKET LAW, IN
RESPECT TO THE COMPANY'S TRANSACTIONS AND
RESULTS FOR THE FISCAL YEAR ENDED AS OF
DECEMBER 31, 2020, TOGETHER WITH THE
EXTERNAL AUDITORS REPORT, AS WELL AS THE
BOARD OF DIRECTORS OPINION ON THE CONTENT
OF SUCH REPORT, II OF THE BOARD OF
DIRECTORS REPORT ON THE TRANSACTIONS AND
ACTIVITIES IN WHICH THE SAME PARTICIPATED,
PURSUANT TO THE PROVISIONS SET FORTH IN THE
SECURITIES MARKET LAW, AS WELL AS IN
RESPECT SO SECTION B OF ARTICLE 172 OF THE
GENERAL CORPORATION AND PARTNERSHIP LAW,
AND III OF THE ANNUAL REPORT OF THE
CHAIRMAN OF THE AUDIT AND CORPORATE
PRACTICES COMMITTEE. READING OF THE REPORT
ON THE COMPLIANCE WITH THE TAX OBLIGATIONS
II PROPOSAL ON THE ALLOCATION OF THE PROFIT Mgmt For For
AND LOSS ACCOUNT OF FISCAL YEAR 2020, WHICH
INCLUDES TO DECLARE AND PAY A DIVIDEND IN
CASH, IN MEXICAN CURRENCY, AT A RATIO OF
2.94 TWO PESOS AND NINETY FOUR CENTS,
MEXICAN CURRENCY PER EACH OF THE SHARES
OUTSTANDING
III PROPOSAL IN RESPECT TO THE MAXIMUM AMOUNT Mgmt Abstain Against
OF FUNDS THAT MAY BE USED FOR THE PURCHASE
OF OWN SHARES
IV ELECTION OF THE MEMBERS OF THE COMPANY'S Mgmt Abstain Against
BOARD OF DIRECTORS, ASSESSMENT OF THE
INDEPENDENCE THEREOF, UNDER THE TERMS OF
ARTICLE 26 OF THE SECURITIES MARKET LAW,
DETERMINATION OF COMPENSATIONS THERETO AND
RESOLUTIONS IN CONNECTION THEREWITH.
ELECTION OF SECRETARIES
V DETERMINATION OF COMPENSATIONS TO THE Mgmt Abstain Against
MEMBERS OF THE DIFFERENT COMMITTEES OF THE
BOARD OF DIRECTORS, AS WELL AS APPOINTMENT
OF THE CHAIRMAN OF THE AUDIT AND CORPORATE
PRACTICES COMMITTEE
VI APPOINTMENT OF REPRESENTATIVES Mgmt For For
VII READING AND, AS THE CASE MAY BE, APPROVAL Mgmt For For
OF THE MEETINGS MINUTE
CMMT 16 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
07 APR 2021 TO 09 APR 2021 AND FURTHER
CHANGE IN RECORD DATE FROM 09 APR 2021 TO
31 MAR 2021. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ARCELIK AS Agenda Number: 713620640
--------------------------------------------------------------------------------------------------------------------------
Security: M1490L104
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: TRAARCLK91H5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 OPENING AND ELECTION OF THE CHAIRMAN OF THE Mgmt For For
MEETING
2 READING, DISCUSSING AND APPROVING THE 2020 Mgmt For For
ANNUAL REPORT PREPARED BY THE COMPANY BOARD
OF DIRECTORS
3 READING THE SUMMARY OF INDEPENDENT AUDIT Mgmt For For
REPORT FOR 2020 ACCOUNTING PERIOD
4 READING, DISCUSSING AND APPROVING THE Mgmt For For
FINANCIAL STATEMENTS RELATED TO THE 2020
ACCOUNTING PERIOD
5 ACQUITTAL OF EACH MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS IN RELATION TO THE ACTIVITIES OF
COMPANY IN 2020
6 ACCEPTANCE, ACCEPTANCE AFTER AMENDMENT OR Mgmt For For
REFUSAL OF THE OFFER OF THE BOARD OF
DIRECTORS IN ACCORDANCE WITH THE COMPANY S
PROFIT DISTRIBUTION POLICY REGARDING THE
DISTRIBUTION OF THE PROFITS OF 2020 AND THE
DATE OF THE DISTRIBUTION OF PROFITS
7 ACCEPTANCE, ACCEPTANCE AFTER AMENDMENT OR Mgmt Against Against
REFUSAL OF THE BOARD OF DIRECTORS OFFER FOR
AMENDING ARTICLE 6 ENTITLED CAPITAL OF THE
COMPANY ARTICLES OF ASSOCIATION
8 ACCEPTANCE, ACCEPTANCE AFTER AMENDMENT OR Mgmt For For
REFUSAL OF OUR SUBSIDIARY ARCELIK PAZARLAMA
A.S. S SHARE PLEDGE PROGRAM FOR TAKING
PLEDGE OF ARCELIK A.S. SHARES OWNED BY
ARCELIK PAZARLAMA A.S. S DEALERS FOR THE
PURPOSE OF COLLATERAL AGAINST THE
RECEIVABLES, IN ACCORDANCE WITH THE CAPITAL
MARKETS LAW AND THE RELEVANT REGULATIONS
9 DETERMINING THE NUMBER AND DUTY TERM OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS, MAKING
ELECTIONS IN ACCORDANCE WITH THE DETERMINED
NUMBER OF MEMBERS, SELECTING THE
INDEPENDENT MEMBERS OF THE BOARD OF
DIRECTORS
10 INFORMING AND APPROVAL OF THE SHAREHOLDERS Mgmt For For
ABOUT THE REMUNERATION POLICY FOR THE
MEMBERS OF THE BOARD OF DIRECTORS AND TOP
MANAGERS AND THE PAYMENTS MADE WITHIN THE
SCOPE OF THE POLICY IN ACCORDANCE WITH THE
CORPORATE GOVERNANCE PRINCIPLES
11 DETERMINING ANNUAL GROSS SALARIES OF THE Mgmt Against Against
MEMBERS OF THE BOARD OF DIRECTORS
12 APPROVAL OF THE INDEPENDENT AUDITING Mgmt For For
INSTITUTION SELECTED BY THE BOARD OF
DIRECTORS IN ACCORDANCE WITH THE TURKISH
COMMERCIAL CODE AND THE CAPITAL MARKETS
BOARD REGULATIONS
13 APPROVAL OF THE DONATION AND SPONSORSHIP Mgmt Against Against
POLICY, INFORMING THE SHAREHOLDERS ABOUT
THE DONATIONS MADE BY THE COMPANY IN 2020
AND DETERMINING AN UPPER LIMIT FOR
DONATIONS TO BE MADE IN 2021
14 INFORMING THE SHAREHOLDERS ABOUT THE Mgmt For For
COLLATERALS, PLEDGES, MORTGAGES AND SURETY
GRANTED IN FAVOUR OF THIRD PARTIES AND THE
INCOME AND BENEFITS OBTAINED IN 2020 BY THE
COMPANY AND SUBSIDIARIES IN ACCORDANCE WITH
CAPITAL MARKETS BOARD REGULATIONS
15 AUTHORISING THE SHAREHOLDERS HOLDING Mgmt Against Against
MANAGEMENT CAPACITY, THE MEMBERS OF THE
BOARD OF DIRECTORS, TOP MANAGERS AND THEIR
SPOUSES AND RELATIVES BY BLOOD AND MARRIAGE
UP TO THE SECOND DEGREE WITHIN THE
FRAMEWORK OF THE ARTICLES 395TH AND 396TH
OF TURKISH COMMERCIAL CODE AND INFORMING
SHAREHOLDERS ABOUT TRANSACTIONS PERFORMED
WITHIN THE SCOPE DURING 2020 AS PER THE
CORPORATE GOVERNANCE COMMUNIQUE OF CAPITAL
MARKETS BOARD
16 WISHES AND OPINIONS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASIA CEMENT CORP Agenda Number: 714227130
--------------------------------------------------------------------------------------------------------------------------
Security: Y0275F107
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: TW0001102002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPTANCE OF THE 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 ACCEPTANCE OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2020 PROFITS. PROPOSED CASH DIVIDEND TWD
3.55 PER SHARE.
3 AMENDMENT TO THE ELECTION RULES OF THE Mgmt For For
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
ASUSTEK COMPUTER INC Agenda Number: 714130969
--------------------------------------------------------------------------------------------------------------------------
Security: Y04327105
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: TW0002357001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT 2020 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS
2 TO ADOPT THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2020 PROFITS. PROPOSED CASH DIVIDEND: TWD
26 PER SHARE.
3 AMENDMENT TO THE ARTICLES OF INCORPORATION Mgmt For For
4 AMENDMENT TO THE RULES FOR ELECTION OF Mgmt For For
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LTD Agenda Number: 713673487
--------------------------------------------------------------------------------------------------------------------------
Security: Y0506H104
Meeting Type: EGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: CNE100001TJ4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 518882 DUE TO RECEIPT OF 1.12,
1.13, 1.14 AND 1.15 AS ADDITIONAL
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0204/2021020401693.pdf,
1.1 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. JIANG DEYI AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.2 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. LIAO ZHENBO AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.3 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. CHEN HONGLIANG AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.4 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. HU HANJUN AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.5 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. HUANG WENBING AS
EXECUTIVE DIRECTOR OF THE COMPANY
1.6 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. YE QIAN AS NON-EXECUTIVE
DIRECTOR OF THE COMPANY
1.7 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. GE SONGLIN AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
1.8 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MS. YIN YUANPING AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
1.9 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. XU XIANGYANG AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
1.10 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. TANGJUN AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.11 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. EDMUND SIT AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
1.12 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. HUBERTUS TROSKA AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.13 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. HARALD EMIL WILHELM AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.14 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. JIN WEI AS NON-EXECUTIVE
DIRECTOR OF THE COMPANY
1.15 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. SUN LI AS NON-EXECUTIVE
DIRECTOR OF THE COMPANY
2 REMUNERATION OF INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTORS
3.1 PROPOSED APPOINTMENT OF NON-EMPLOYEE Mgmt Against Against
REPRESENTATIVE SUPERVISOR OF THE FOURTH
SESSION OF THE BOARD OF SUPERVISORS:
APPOINTMENT OF MR. SUN ZHIHUA AS
NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF
THE COMPANY
3.2 PROPOSED APPOINTMENT OF NON-EMPLOYEE Mgmt Against Against
REPRESENTATIVE SUPERVISOR OF THE FOURTH
SESSION OF THE BOARD OF SUPERVISORS:
APPOINTMENT OF MR. ZHOU XUEHUI AS
NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF
THE COMPANY
3.3 PROPOSED APPOINTMENT OF NON-EMPLOYEE Mgmt For For
REPRESENTATIVE SUPERVISOR OF THE FOURTH
SESSION OF THE BOARD OF SUPERVISORS:
APPOINTMENT OF MS. QIAO YUFEI AS
NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF
THE COMPANY
4 PROPOSED AMENDMENTS TO THE RULES OF Mgmt Against Against
PROCEDURES FOR THE SHAREHOLDERS' GENERAL
MEETINGS
5 PROPOSED PROVISION OF FACILITY GUARANTEE TO Mgmt Abstain Against
BAIC HK
6 PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt Against Against
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LTD Agenda Number: 714179618
--------------------------------------------------------------------------------------------------------------------------
Security: Y0506H104
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: CNE100001TJ4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0517/2021051700943.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0517/2021051700919.pdf
1 REPORT OF THE BOARD OF DIRECTORS FOR 2020 Mgmt For For
2 REPORT OF THE BOARD OF SUPERVISORS FOR 2020 Mgmt For For
3 FINANCIAL REPORT FOR 2020 Mgmt For For
4 PROFITS DISTRIBUTION AND DIVIDENDS Mgmt For For
DISTRIBUTION PLAN FOR 2020
5 RE-APPOINTMENT OF THE INTERNATIONAL AUDITOR Mgmt For For
AND DOMESTIC AUDITOR FOR 2021
6 PROPOSED APPOINTMENT OF NON-EXECUTIVE Mgmt Against Against
DIRECTOR
7 GENERAL MANDATE FOR THE ISSUANCE OF DEBT Mgmt For For
FINANCING INSTRUMENTS
8 GENERAL MANDATE FOR THE ISSUANCE OF SHARES Mgmt Against Against
9 GENERAL MANDATE FOR THE REPURCHASE OF Mgmt For For
SHARES
--------------------------------------------------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LTD Agenda Number: 714179620
--------------------------------------------------------------------------------------------------------------------------
Security: Y0506H104
Meeting Type: CLS
Meeting Date: 18-Jun-2021
Ticker:
ISIN: CNE100001TJ4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0517/2021051700939.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0517/2021051700949.pdf
1 GENERAL MANDATE FOR THE REPURCHASE OF Mgmt For For
SHARES
--------------------------------------------------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT CO LTD Agenda Number: 713383773
--------------------------------------------------------------------------------------------------------------------------
Security: Y07717104
Meeting Type: EGM
Meeting Date: 29-Dec-2020
Ticker:
ISIN: CNE100000221
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1112/2020111201110.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1112/2020111201120.pdf
1 TO CONSIDER AND APPROVE THE INVESTMENT PLAN Mgmt For For
IN RESPECT OF THE FORMATION OF A JOINT
VENTURE COMPANY FOR THE TRANSFORMATION OF
TECHNOLOGICAL ACHIEVEMENTS
2 TO CONSIDER AND APPROVE THE INTERNATIONAL Mgmt For For
RETAIL MANAGEMENT AGREEMENT ENTERED INTO
BETWEEN THE COMPANY AND BEIJING CAPITAL
AIRPORT COMMERCIAL AND TRADING COMPANY
LIMITED AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER
3 TO CONSIDER AND APPROVE THE SUPPLY OF POWER Mgmt For For
AND ENERGY AGREEMENT ENTERED INTO BETWEEN
THE COMPANY AND CAPITAL AIRPORTS POWER AND
ENERGY CO., LTD. AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER
--------------------------------------------------------------------------------------------------------------------------
BEIJING ENTERPRISES HOLDINGS LTD Agenda Number: 714012969
--------------------------------------------------------------------------------------------------------------------------
Security: Y07702122
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: HK0392044647
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042800453.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042800479.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE.
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS AND REPORTS OF THE
DIRECTORS AND OF THE AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.1 TO RE-ELECT MR. ZHAO XIAODONG AS EXECUTIVE Mgmt For For
DIRECTOR
3.2 TO RE-ELECT MR. DAI XIAOFENG AS EXECUTIVE Mgmt For For
DIRECTOR
3.3 TO RE-ELECT MR. XIONG BIN AS EXECUTIVE Mgmt For For
DIRECTOR
3.4 TO RE-ELECT MR. TAM CHUN FAI AS EXECUTIVE Mgmt For For
DIRECTOR
3.5 TO RE-ELECT DR. YU SUN SAY AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
3.6 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
DIRECTORS' REMUNERATION
4 TO RE-APPOINT MESSRS. ERNST & YOUNG AS Mgmt For For
AUDITORS AND TO AUTHORISE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE BOARD OF Mgmt For For
DIRECTORS TO BUY BACK SHARES NOT EXCEEDING
10% OF THE TOTAL NUMBER OF SHARES OF THE
COMPANY IN ISSUE ON THE DATE OF THIS
RESOLUTION
6 TO GIVE A GENERAL MANDATE TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES NOT EXCEEDING 10% OF THE
TOTAL NUMBER OF SHARES OF THE COMPANY IN
ISSUE ON THE DATE OF THIS RESOLUTION
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS TO ISSUE SHARES IN
THE CAPITAL OF THE COMPANY BY THE NUMBER OF
SHARES BOUGHT BACK
--------------------------------------------------------------------------------------------------------------------------
BIM BIRLESIK MAGAZALAR A.S. Agenda Number: 713447616
--------------------------------------------------------------------------------------------------------------------------
Security: M2014F102
Meeting Type: EGM
Meeting Date: 06-Jan-2021
Ticker:
ISIN: TREBIMM00018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 OPENING, ELECTION OF CHAIRMAN AND GRANTING Mgmt For For
CHAIRMAN AUTHORIZATION TO SIGN
EXTRAORDINARY GENERAL ASSEMBLY MEETING
MINUTES
2 DISCUSSION AND RESOLUTION OF THE BOARD OF Mgmt For For
DIRECTORS' RECOMMENDATION ON DIVIDEND
PAYMENT FROM EXTRAORDINARY RESERVES
3 INFORMING THE GENERAL ASSEMBLY ABOUT THE Mgmt For For
SHARE PAYBACK PROGRAM TRANSACTIONS REALIZED
BETWEEN 07.08.2020 - 26.11.2020
4 WISHES AND CLOSING Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BIM BIRLESIK MAGAZALAR A.S. Agenda Number: 713711198
--------------------------------------------------------------------------------------------------------------------------
Security: M2014F102
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: TREBIMM00018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 OPENING, ELECTION OF MODERATOR AND Mgmt For For
AUTHORIZATION OF THE MODERATOR TO SIGN THE
ORDINARY GENERAL ASSEMBLY MEETING MINUTES
2 READING AND NEGOTIATING THE ANNUAL REPORT Mgmt For For
FOR THE YEAR 2020
3 READING AND NEGOTIATING THE AUDITORS Mgmt For For
REPORTS FOR THE YEAR 2020
4 REVIEW, NEGOTIATION AND APPROVAL OF THE Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR 2020
5 DECISION ON ACQUITTAL OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS DUE TO THEIR ACTIVITIES
IN THE YEAR 2020
6 DISCUSSION AND RESOLUTION OF RECOMMENDATION Mgmt For For
OF THE BOARD OF DIRECTORS REGARDING PROFIT
DISTRIBUTION FOR THE YEAR 2020
7 ELECTION OF THE NEW BOARD MEMBERS AND Mgmt Against Against
DETERMINATION OF THEIR MONTHLY
PARTICIPATION FEE
8 GRANT OF AUTHORIZATION TO THE MEMBERS OF Mgmt Against Against
THE BOARD OF DIRECTORS SO THAT THEY CAN
CARRY OUT THE DUTIES SPECIFIED IN ARTICLES
395 AND 396 OF THE TURKISH COMMERCIAL CODE
AND IN COMPLIANCE WITH THE CORPORATE
GOVERNANCE PRINCIPLES ISSUED BY CAPITAL
MARKET BOARD, INFORMING THE GENERAL
ASSEMBLY ON TRANSACTIONS PERFORMED WITH
RELATED PARTIES IN 2020
9 PRESENTATION OF THE DONATIONS AND AIDS BY Mgmt For For
THE COMPANY IN 2020 FOR THE GENERAL
ASSEMBLY'S INFORMATION
10 INFORMING SHAREHOLDERS THAT NO PLEDGE, Mgmt For For
GUARANTEE AND HYPOTHEC WERE GRANTED BY THE
COMPANY IN FAVOR OF THIRD PARTIES BASED ON
THE CORPORATE GOVERNANCE COMMUNIQU OF THE
CAPITAL MARKETS BOARD
11 APPROVAL OF THE INDEPENDENT AUDITOR Mgmt For For
SELECTION MADE BY THE BOARD OF DIRECTORS AS
PER THE TURKISH COMMERCIAL LAW AND
REGULATIONS OF THE CAPITAL MARKETS BOARD
12 WISHES AND CLOSING Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BRF S.A. Agenda Number: 935386664
--------------------------------------------------------------------------------------------------------------------------
Security: 10552T107
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: BRFS
ISIN: US10552T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 To approve the management's accounts and Mgmt For For
financial statements of the Company related
to the fiscal year ended on December 31,
2020, including the absorption of the
profit of such year by the balance of
accumulated losses.
O2 To set the annual global compensation for Mgmt Against Against
the year 2021 for the Company's Managers
(Board of Directors and Board of Officers)
in ...(due to space limits, see proxy
material for full proposal).
O3A Election of member of the Fiscal Council: Mgmt Against Against
Attilio Guaspari (Effective) / Marcus
Vinicius Dias Severini (Alternate)
O3B Election of member of the Fiscal Council: Mgmt For For
Maria Paula Soares Aranha (Effective) /
Monica Hojaij Carvalho Molina (Alternate)
O3C Election of member of the Fiscal Council: Mgmt For For
Andre Vicentini (Effective) / Valdecyr
Maciel Gomes (Alternate)
O4 To set the compensation for the fiscal year Mgmt For For
2020 for the effective members of the
Fiscal Council in an amount corresponding
to 10% (ten percent) of the average amount
of the compensation attributed to the
Company's Officers (excluding benefits,
sums of representation and profit sharing),
pursuant to article 162, paragraph 3, of
Law no. 6.404/1976.
E1 To amend article 3 of the Company's Bylaws, Mgmt For For
in order to include, in the corporate
purpose, the (i) manufacture by its own or
on ...(due to space limits, see proxy
material for full proposal).
E2 To amend Article 33 of the Company's Mgmt For For
Bylaws, in order to (1) establish that the
Coordinator of the Audit and Integrity
...(due to space limits, see proxy material
for full proposal).
E3 Consolidate the Company's Bylaws with the Mgmt For For
approved changes.
E4A Exclude the concepts of "Parity Actions", Mgmt For For
"Total Shareholder Return - TSR" and "Funds
Committed", and, therefore change items
1.1, 5.3, 5.3.1 and 7.1 and exclude items
5.3.2 and 7.2 of the Restricted Stocks
Plan.
E4B Insert the possibility for the Company, at Mgmt For For
its sole discretion and subject to any
restrictions and procedures provided for in
the applicable legislation and regulation,
to grant restricted shares in the form of
American Depositary Receipts - ADRs, with
the consequent inclusion of a new item 6.2
in the Restricted Stocks Plan.
E4C Consolidate the competence of the Board of Mgmt For For
Directors to establish the effects of the
Beneficiary's termination in relation to
"Restricted Stock Not Fully Acquired", with
the consequent amendment of item 8.1 and
the exclusion of the current items 8.2 and
8.3 of the Restricted Stocks Plan.
E4D Implement wording adjustments, without Mgmt For For
material alteration of content, with the
consequent alteration of items 1.1
(concepts of "Restricted Stock Not Fully
Acquired" and "Committee"), 2.1, 3.1, 3.2,
4.1, 4.2(d), 4.3, 6.1, 7.3, 7.4, 10.2 and
10.3 and the exclusion of the current item
6.2 of the Restricted Stocks Plan.
--------------------------------------------------------------------------------------------------------------------------
CATCHER TECHNOLOGY CO LTD Agenda Number: 713143220
--------------------------------------------------------------------------------------------------------------------------
Security: Y1148A101
Meeting Type: EGM
Meeting Date: 05-Oct-2020
Ticker:
ISIN: TW0002474004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 LYRA INTERNATIONAL CO., LTD., THE Mgmt For For
SUBSIDIARY OF THE COMPANY, INTENDS TO SELL
100PCT OF ITS STAKES OF TOPO TECHNOLOGY
(TAIZHOU) CO., LIMITED, AND MEECA
TECHNOLOGY (TAIZHOU) CO., LIMITED IN
MAINLAND CHINA TO LENS INTERNATIONAL (HONG
KONG) CO., LTD.
CMMT 22 SEP 2020: THE MEETING SCHEDULED TO BE Non-Voting
HELD ON 05 OCT 2020, IS FOR MERGER AND
ACQUISITION OF CATCHER TECHNOLOGY CO LTD &
ISIN TW0002474004 AND TOPO TECHNOLOGY
(TAIZHOU) CO., LTD. AND MEECA TECHNOLOGY
(TAIZHOU) CO., LTD. IF YOU WISH TO DISSENT
ON THE MERGER PLEASE SUBMIT THIS IN WRITING
BEFORE THE MEETING TO WAIVE YOUR VOTING
RIGHTS. PLEASE CONTACT YOUR GLOBAL
CUSTODIAN DIRECTLY IF YOU WISH TO DISSENT
ON THE MERGER
CMMT 22 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CATCHER TECHNOLOGY CO LTD Agenda Number: 714041720
--------------------------------------------------------------------------------------------------------------------------
Security: Y1148A101
Meeting Type: AGM
Meeting Date: 31-May-2021
Ticker:
ISIN: TW0002474004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACCEPT 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2020 PROFITSPROPOSED CASH DIVIDEND: TWD 12
PER SHARE.
3 TO RAISE FUNDS THROUGH ISSUING NEW SHARES Mgmt For For
OR GDR.
--------------------------------------------------------------------------------------------------------------------------
CHENG SHIN RUBBER INDUSTRY CO LTD Agenda Number: 714172549
--------------------------------------------------------------------------------------------------------------------------
Security: Y1306X109
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: TW0002105004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROPOSAL TO ACCEPT THE COMPANYS 2020 Mgmt For For
BUSINESS REPORT AND FINANCIAL STATEMENTS.
2 PROPOSAL TO ACCEPT THE COMPANYS 2020 Mgmt For For
EARNINGS DISTRIBUTION. CASH DIVIDEND WITH
NT1.2 PER SHARE.
3 DISCUSSION OF THE PROPOSED AMENDMENTS TO Mgmt For For
THE COMPANYS ARTICLES OF INCORPORATION.
4 DISCUSSION OF THE PROPOSED AMENDMENTS OF Mgmt For For
THE COMPANYS OPERATIONAL PROCEDURES FOR
MAKING ENDORSEMENTS/GUARANTEES AND LOANING
FUNDS TO OTHERS.
5 DISCUSS THE AMENDMENT TO THE PROCEDURES FOR Mgmt For For
THE ACQUISITION AND DISPOSAL OF ASSETS.
6 DISCUSS THE AMENDMENT TO THE DIRECTOR Mgmt For For
ELECTION METHOD.
7 DISCUSS THE AMENDMENT TO THE RULES AND Mgmt For For
PROCEDURES OF THE SHAREHOLDERS MEETING.
--------------------------------------------------------------------------------------------------------------------------
CHICONY ELECTRONICS CO LTD Agenda Number: 714114559
--------------------------------------------------------------------------------------------------------------------------
Security: Y1364B106
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: TW0002385002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROPOSALS FOR ACKNOWLEDGEMENT OF 2020 Mgmt For For
BUSINESS REPORT, FINANCIAL STATEMENTS AND
THE PROPOSED DISTRIBUTION OF EARNINGS OF
THE COMPANY. PROPOSED CASH DIVIDEND: TWD
5.5 PER SHARE
2 PROPOSAL FOR AMENDMENT TO THE RULES FOR Mgmt For For
PROCEDURE FOR SHAREHOLDERS MEETINGS
3 PROPOSAL FOR AMENDMENT TO THE PROCEDURES Mgmt For For
FOR LOANING OF FUNDS
4 PROPOSAL FOR AMENDMENT TO THE PROCEDURES Mgmt For For
FOR THE ACQUISITION OR DISPOSAL OF ASSETS
--------------------------------------------------------------------------------------------------------------------------
CHINA COMMUNICATIONS SERVICES CORPORATION LTD Agenda Number: 713154540
--------------------------------------------------------------------------------------------------------------------------
Security: Y1436A102
Meeting Type: EGM
Meeting Date: 21-Oct-2020
Ticker:
ISIN: CNE1000002G3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0928/2020092800427.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0928/2020092800467.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 THAT THE APPOINTMENT OF MR. HUANG XIAOQING Mgmt For For
AS AN EXECUTIVE DIRECTOR OF THE COMPANY BE
AND IS HEREBY CONSIDERED AND APPROVED, WITH
EFFECT FROM THE DATE ON WHICH THIS
RESOLUTION IS PASSED UNTIL THE EXPIRATION
OF THE TERM OF OFFICE OF THE FIFTH SESSION
OF THE BOARD; THAT ANY DIRECTOR BE AND IS
HEREBY AUTHORIZED TO SIGN ON BEHALF OF THE
COMPANY THE DIRECTOR'S SERVICE CONTRACT
WITH MR. HUANG XIAOQING; AND THAT THE BOARD
BE AND IS HEREBY AUTHORIZED TO DETERMINE
HIS REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
CHINA EASTERN AIRLINES CORPORATION LTD Agenda Number: 713160606
--------------------------------------------------------------------------------------------------------------------------
Security: Y1406M102
Meeting Type: EGM
Meeting Date: 18-Nov-2020
Ticker:
ISIN: CNE1000002K5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0929/2020092901266.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0929/2020092901246.pdf
1 THAT, TO CONSIDER AND APPROVE THE CATERING Mgmt For For
AND AIRCRAFT ON-BOARD SUPPLIES SUPPORT
CONTINUING CONNECTED TRANSACTIONS AND THE
PROPOSED ANNUAL CAPS THEREFOR
2 THAT, TO CONSIDER AND APPROVE THE EXCLUSIVE Mgmt For For
OPERATION AGREEMENT AND THE EXCLUSIVE
OPERATION OF PASSENGER AIRCRAFT CARGO
BUSINESS CONTINUING CONNECTED TRANSACTIONS
3 THAT, TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ANNUAL CAPS OF THE EXCLUSIVE OPERATION OF
PASSENGER AIRCRAFT CARGO BUSINESS
CONTINUING CONNECTED TRANSACTIONS
--------------------------------------------------------------------------------------------------------------------------
CHINA HONGQIAO GROUP LTD Agenda Number: 713833603
--------------------------------------------------------------------------------------------------------------------------
Security: G21150100
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: KYG211501005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0407/2021040701271.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0407/2021040701213.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND THE AUDITORS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2020
2.1 TO RE-ELECT MR. ZHANG BO AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
2.2 TO RE-ELECT MS. ZHENG SHULIANG AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
2.3 TO RE-ELECT MS. ZHANG RUILIAN AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
2.4 TO RE-ELECT MR. YANG CONGSEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.5 TO RE-ELECT MR. ZHANG JINGLEI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.6 TO RE-ELECT MR. LI ZIMIN (MR. ZHANG HAO AS Mgmt For For
HIS ALTERNATE) AS A NON-EXECUTIVE DIRECTOR
OF THE COMPANY
2.7 TO RE-ELECT MS. SUN DONGDONG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.8 TO RE-ELECT MR. WEN XIANJUN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2.9 TO RE-ELECT MR. XING JIAN, WHO HAS SERVED Mgmt For For
THE COMPANY FOR MORE THAN NINE YEARS, AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2.10 TO RE-ELECT MR. HAN BENWEN, WHO HAS SERVED Mgmt For For
THE COMPANY FOR MORE THAN NINE YEARS, AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2.11 TO RE-ELECT MR. DONG XINYI AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2.12 TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE RESPECTIVE DIRECTORS'
REMUNERATION
3 TO RE-APPOINT SHINEWING (HK) CPA LIMITED AS Mgmt For For
AUDITORS OF THE COMPANY AND TO AUTHORIZE
THE BOARD OF DIRECTORS OF THE COMPANY TO
FIX THEIR REMUNERATION
4 TO DECLARE A FINAL DIVIDEND OF HKD 50 CENTS Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2020 TO THE SHAREHOLDERS OF THE COMPANY
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE THE SHARES OF
THE COMPANY NOT EXCEEDING 10% OF THE
AGGREGATE NOMINAL AMOUNT OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AS AT THE DATE
OF PASSING OF THIS RESOLUTION
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ISSUE, ALLOT AND DEAL
WITH THE SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ISSUE,
ALLOT AND DEAL WITH THE NEW SHARES OF THE
COMPANY REPRESENTING THE TOTAL NUMBER OF
THE SHARES REPURCHASED
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES CEMENT HOLDINGS LTD Agenda Number: 713722545
--------------------------------------------------------------------------------------------------------------------------
Security: G2113L106
Meeting Type: AGM
Meeting Date: 14-May-2021
Ticker:
ISIN: KYG2113L1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0324/2021032400532.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0324/2021032400538.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE REPORT OF THE
DIRECTORS AND THE INDEPENDENT AUDITOR'S
REPORT FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.34 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2020
3.1 TO RE-ELECT MR. LI FULI AS DIRECTOR Mgmt For For
3.2 TO RE-ELECT MR. CHEN YING AS DIRECTOR Mgmt For For
3.3 TO RE-ELECT MR. WANG YAN AS DIRECTOR Mgmt Against Against
3.4 TO RE-ELECT MADAM WAN SUET FEI AS DIRECTOR Mgmt For For
3.5 TO RE-ELECT MR. JING SHIQING AS DIRECTOR Mgmt For For
3.6 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS OF THE
COMPANY
4 TO RE-APPOINT MESSRS. ERNST & YOUNG AS Mgmt For For
AUDITOR AND TO AUTHORISE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE ADDITIONAL SHARES OF THE COMPANY
7 TO EXTEND THE GENERAL MANDATE TO BE GIVEN Mgmt Against Against
TO THE DIRECTORS TO ISSUE NEW SHARES
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD Agenda Number: 713088638
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: EGM
Meeting Date: 25-Sep-2020
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0908/2020090800595.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0908/2020090800579.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE FOLLOWING GENERAL MANDATE FOR THE BOARD
OF DIRECTORS AND THE PERSONS AUTHORISED BY
THE BOARD OF DIRECTORS TO REPURCHASE THE
COMPANY'S H SHARES: (1) THE BOARD OF
DIRECTORS BE GRANTED A GENERAL MANDATE, BY
REFERENCE TO MARKET CONDITIONS AND IN
ACCORDANCE WITH NEEDS OF THE COMPANY, TO
REPURCHASE THE COMPANY'S H SHARES NOT
EXCEEDING 10% OF THE NUMBER OF THE
COMPANY'S H SHARES IN ISSUE AT THE TIME
WHEN THIS RESOLUTION IS PASSED AT THE
MEETING AND THE CLASS MEETINGS OF
SHAREHOLDERS. (2) THE BOARD OF DIRECTORS BE
AUTHORISED TO (INCLUDING BUT NOT LIMITED TO
THE FOLLOWING): (I) FORMULATE AND IMPLEMENT
THE REPURCHASE PLAN, INCLUDING BUT NOT
LIMITED TO DETERMINING THE TIME OF
REPURCHASE, PERIOD OF REPURCHASE,
REPURCHASE PRICE AND NUMBER OF SHARES TO
REPURCHASE, ETC.; (II) NOTIFY CREDITORS AND
ISSUE ANNOUNCEMENTS PURSUANT TO THE
REQUIREMENTS OF THE LAWS AND REGULATIONS
SUCH AS COMPANY LAW AND THE ARTICLES OF
ASSOCIATION OF THE COMPANY; (III) OPEN
OVERSEAS SHARE ACCOUNTS AND MONEY ACCOUNTS
AND TO CARRY OUT RELATED CHANGE OF FOREIGN
EXCHANGE REGISTRATION PROCEDURES; (IV)
CARRY OUT RELEVANT APPROVAL OR FILING
PROCEDURES (IF ANY) PURSUANT TO THE
APPLICABLE LAWS, REGULATIONS AND RULES; (V)
CARRY OUT CANCELATION PROCEDURES FOR
REPURCHASED SHARES, MAKE CORRESPONDING
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY RELATING TO, AMONG OTHERS,
SHARE CAPITAL AND SHAREHOLDINGS, AND CARRY
OUT MODIFICATION REGISTRATIONS AND MAKE
FILINGS; (VI) EXECUTE AND DEAL WITH ANY
DOCUMENTS AND MATTERS RELATED TO SHARE
REPURCHASE. (3) AUTHORISATION PERIOD THE
PERIOD OF ABOVE GENERAL MANDATE SHALL NOT
EXCEED THE RELEVANT PERIOD (THE "RELEVANT
PERIOD"). THE RELEVANT PERIOD COMMENCES
FROM THE DAY WHEN THE AUTHORITY CONFERRED
BY THIS SPECIAL RESOLUTION IS APPROVED BY A
SPECIAL RESOLUTION AT THE EXTRAORDINARY
GENERAL MEETING, THE CLASS MEETING OF
HOLDERS OF A SHARES AND THE CLASS MEETING
OF HOLDERS OF H SHARES AND ENDS AT THE
EARLIER OF: (A) THE CONCLUSION OF THE
ANNUAL GENERAL MEETING FOR 2020; OR (B) THE
DATE ON WHICH THE AUTHORITY CONFERRED BY
THIS SPECIAL RESOLUTION IS REVOKED OR
VARIED BY A SPECIAL RESOLUTION AT A GENERAL
MEETING, OR A SPECIAL RESOLUTION AT A CLASS
MEETING OF HOLDERS OF A SHARES OR A CLASS
MEETING OF HOLDERS OF H SHARES
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD Agenda Number: 713088640
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: CLS
Meeting Date: 25-Sep-2020
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0908/2020090800581.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0908/2020090800601.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE FOLLOWING GENERAL MANDATE FOR THE BOARD
OF DIRECTORS AND THE PERSONS AUTHORISED BY
THE BOARD OF DIRECTORS TO REPURCHASE THE
COMPANY'S H SHARES: (1) THE BOARD OF
DIRECTORS BE GRANTED A GENERAL MANDATE, BY
REFERENCE TO MARKET CONDITIONS AND IN
ACCORDANCE WITH NEEDS OF THE COMPANY, TO
REPURCHASE THE COMPANY'S H SHARES NOT
EXCEEDING 10% OF THE NUMBER OF THE
COMPANY'S H SHARES IN ISSUE AT THE TIME
WHEN THIS RESOLUTION IS PASSED AT THE
EXTRAORDINARY GENERAL MEETING AND THE CLASS
MEETINGS OF SHAREHOLDERS. (2) THE BOARD OF
DIRECTORS BE AUTHORISED TO (INCLUDING BUT
NOT LIMITED TO THE FOLLOWING): (I)
FORMULATE AND IMPLEMENT REPURCHASE PLAN,
INCLUDING BUT NOT LIMITED TO DETERMINING
THE TIME OF REPURCHASE, PERIOD OF
REPURCHASE, REPURCHASE PRICE AND NUMBER OF
SHARES TO REPURCHASE, ETC.; (II) NOTIFY
CREDITORS AND ISSUE ANNOUNCEMENTS PURSUANT
TO THE REQUIREMENTS OF THE LAWS AND
REGULATIONS SUCH AS COMPANY LAW AND THE
ARTICLES OF ASSOCIATION OF THE COMPANY;
(III) OPEN OVERSEAS SHARE ACCOUNTS AND
MONEY ACCOUNTS AND TO CARRY OUT RELATED
CHANGE OF FOREIGN EXCHANGE REGISTRATION
PROCEDURES; (IV) CARRY OUT RELEVANT
APPROVAL OR FILING PROCEDURES (IF ANY)
PURSUANT TO THE APPLICABLE LAWS,
REGULATIONS AND RULES; (V) CARRY OUT
CANCELATION PROCEDURES FOR REPURCHASED
SHARES, MAKE CORRESPONDING AMENDMENTS TO
THE ARTICLES OF ASSOCIATION OF THE COMPANY
RELATING TO, AMONG OTHERS, SHARE CAPITAL
AND SHAREHOLDINGS, AND CARRY OUT
MODIFICATION REGISTRATIONS AND MAKE
FILINGS; (VI) EXECUTE AND DEAL WITH ANY
DOCUMENTS AND MATTERS RELATED TO SHARE
REPURCHASE. (3) AUTHORISATION PERIOD THE
PERIOD OF ABOVE GENERAL MANDATE SHALL NOT
EXCEED THE RELEVANT PERIOD (THE "RELEVANT
PERIOD"). THE RELEVANT PERIOD COMMENCES
FROM THE DAY WHEN THE AUTHORITY CONFERRED
BY THIS SPECIAL RESOLUTION IS APPROVED BY A
SPECIAL RESOLUTION AT THE EXTRAORDINARY
GENERAL MEETING, THE CLASS MEETING OF
HOLDERS OF A SHARES AND THE CLASS MEETING
OF HOLDERS OF H SHARES AND ENDS AT THE
EARLIER OF: (A) THE CONCLUSION OF THE
ANNUAL GENERAL MEETING FOR 2020; OR (B) THE
DATE ON WHICH THE AUTHORITY CONFERRED BY
THIS SPECIAL RESOLUTION IS REVOKED OR
VARIED BY A SPECIAL RESOLUTION AT A GENERAL
MEETING, OR A SPECIAL RESOLUTION AT A CLASS
MEETING OF HOLDERS OF A SHARES OR A CLASS
MEETING OF HOLDERS OF H SHARES
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD Agenda Number: 714168273
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051400777.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051400763.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE REPORT OF THE BOARD OF DIRECTORS OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE REPORT OF THE SUPERVISORY COMMITTEE OF
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2020
3 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE AUDITED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020
4 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE COMPANY'S PROFIT DISTRIBUTION PLAN FOR
THE YEAR ENDED 31 DECEMBER 2020: (1) FINAL
DIVIDEND FOR THE YEAR ENDED 31 DECEMBER
2020 IN THE AMOUNT OF RMB1.81 PER SHARE
(INCLUSIVE OF TAX) BE DECLARED AND
DISTRIBUTED, THE AGGREGATE AMOUNT OF WHICH
IS APPROXIMATELY RMB35,962 MILLION
(INCLUSIVE OF TAX); (2) TO AUTHORISE THE
CHAIRMAN AND THE CHIEF EXECUTIVE OFFICER TO
IMPLEMENT THE ABOVE-MENTIONED PROFIT
DISTRIBUTION MATTERS AND TO DEAL WITH
RELEVANT MATTERS IN RELATION TO TAX
WITHHOLDING AND FOREIGN EXCHANGE AS
REQUIRED BY RELEVANT LAWS, REGULATIONS AND
REGULATORY AUTHORITIES
5 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE REMUNERATION OF THE DIRECTORS AND
SUPERVISORS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2020: (1) CHAIRMAN AND
EXECUTIVE DIRECTOR, WANG XIANGXI, AND
FORMER EXECUTIVE DIRECTORS, LI DONG, GAO
SONG AND MI SHUHUA ARE REMUNERATED BY CHINA
ENERGY INVESTMENT CORPORATION LIMITED
("CHINA ENERGY") AND ARE NOT REMUNERATED BY
THE COMPANY IN CASH; AGGREGATE REMUNERATION
OF THE EXECUTIVE DIRECTORS, YANG JIPING, XU
MINGJUN, EMPLOYEE DIRECTOR, WANG XINGZHONG,
AMOUNTED TO RMB1,433,303; (2) AGGREGATE
REMUNERATION OF THE INDEPENDENT
NON-EXECUTIVE DIRECTORS IS IN THE AMOUNT OF
RMB1,350,000, AND THE NON-EXECUTIVE
DIRECTORS (OTHER THAN THE INDEPENDENT NON-
EXECUTIVE DIRECTORS) ARE REMUNERATED BY
CHINA ENERGY AND ARE NOT REMUNERATED BY THE
COMPANY IN CASH; (3) CHAIRMAN OF THE
SUPERVISORY COMMITTEE OF THE COMPANY, LUO
MEIJIAN, SHAREHOLDER REPRESENTATIVE
SUPERVISOR, ZHOU DAYU, AND FORMER CHAIRMAN
OF THE SUPERVISORY COMMITTEE OF THE
COMPANY, ZHAI RICHENG, ARE REMUNERATED BY
CHINA ENERGY AND ARE NOT REMUNERATED BY THE
COMPANY IN CASH. AGGREGATE REMUNERATION OF
EMPLOYEES' REPRESENTATIVE SUPERVISOR, ZHANG
CHANGYAN, AMOUNTED TO RMB846,632
6 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE EXTENSION OF APPOINTMENT OF KPMG AND
KPMG HUAZHEN LLP AS THE INTERNATIONAL AND
THE PRC AUDITORS OF THE COMPANY FOR THE
YEAR OF 2021 UNTIL THE COMPLETION OF THE
NEXT ANNUAL GENERAL MEETING AND TO
AUTHORISE A DIRECTORS' COMMITTEE COMPRISING
OF THE CHAIRMAN AND CHAIRMAN OF THE AUDIT
COMMITTEE TO DETERMINE THEIR 2021
REMUNERATION
7 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE COMPANY ENTERING INTO THE 2021-2023
FINANCIAL SERVICES AGREEMENT WITH CHINA
ENERGY FINANCE CO., LTD. AND THE TERMS,
PROPOSED ANNUAL CAPS AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER
8 TO CONSIDER AND, IF THOUGHT FIT, TO ELECT Mgmt For For
MR. YANG RONGMING AS A NONEXECUTIVE
DIRECTOR OF THE FIFTH SESSION OF THE BOARD
OF DIRECTORS OF THE COMPANY, WITH A TERM OF
OFFICE FROM THE DATE OF ELECTION AND
APPROVAL AT THE ANNUAL GENERAL MEETING TO
THE DATE OF EXPIRY TERM OF THE FIFTH
SESSION OF THE BOARD OF DIRECTORS OF THE
COMPANY, BEING 28 MAY 2023
9 TO CONSIDER AND, IF THOUGHT FIT, TO Mgmt Against Against
DECREASE REGISTERED CAPITAL OF THE COMPANY
AND APPROVE THE AMENDMENTS TO THE ARTICLES
OF ASSOCIATION OF THE COMPANY
10 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE FOLLOWING GENERAL MANDATE FOR THE BOARD
OF DIRECTORS AND THE PERSONS AUTHORISED BY
THE BOARD OF DIRECTORS TO REPURCHASE THE
COMPANY'S H SHARES: (1) THE BOARD OF
DIRECTORS BE GRANTED A GENERAL MANDATE, BY
REFERENCE TO THE REQUIREMENTS OF THE
RELEVANT LAWS AND REGULATIONS, TO
REPURCHASE THE COMPANY'S H SHARES ON MARKET
OF THE STOCK EXCHANGE OF HONG KONG LIMITED
NOT EXCEEDING 10% OF THE NUMBER OF THE
COMPANY'S H SHARES IN ISSUE AT THE TIME
WHEN THIS RESOLUTION IS PASSED AT THE
ANNUAL GENERAL MEETING AND THE CLASS
MEETINGS OF SHAREHOLDERS. (2) THE BOARD OF
DIRECTORS BE AUTHORISED TO (INCLUDING BUT
NOT LIMITED TO THE FOLLOWING): (I)
FORMULATE AND IMPLEMENT REPURCHASE PLAN,
INCLUDING BUT NOT LIMITED TO DETERMINING
THE TIME OF REPURCHASE, PERIOD OF
REPURCHASE, REPURCHASE PRICE AND NUMBER OF
SHARES TO REPURCHASE, ETC.; (II) NOTIFY
CREDITORS AND ISSUE ANNOUNCEMENTS PURSUANT
TO THE REQUIREMENTS OF THE LAWS AND
REGULATIONS SUCH AS COMPANY LAW OF THE
PEOPLE'S REPUBLIC OF CHINA AND THE ARTICLES
OF ASSOCIATION OF THE COMPANY; (III) OPEN
OVERSEAS SHARE ACCOUNTS AND MONEY ACCOUNTS
AND TO CARRY OUT RELATED CHANGE OF FOREIGN
EXCHANGE REGISTRATION PROCEDURES; (IV)
CARRY OUT RELEVANT APPROVAL OR FILING
PROCEDURES (IF ANY) PURSUANT TO THE
APPLICABLE LAWS, REGULATIONS AND RULES; (V)
CARRY OUT CANCELATION PROCEDURES FOR
REPURCHASED SHARES, MAKE CORRESPONDING
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY RELATING TO, AMONG OTHERS,
SHARE CAPITAL AND SHAREHOLDINGS, AND CARRY
OUT MODIFICATION REGISTRATIONS AND MAKE
FILINGS; (VI) EXECUTE AND DEAL WITH ANY
DOCUMENTS AND MATTERS RELATED TO SHARE
REPURCHASE. (3) AUTHORISATION PERIOD THE
PERIOD OF ABOVE GENERAL MANDATE SHALL NOT
EXCEED THE RELEVANT PERIOD (THE "RELEVANT
PERIOD"). THE RELEVANT PERIOD COMMENCES
FROM THE DAY WHEN THE AUTHORITY CONFERRED
BY THIS SPECIAL RESOLUTION IS APPROVED BY A
SPECIAL RESOLUTION AT THE ANNUAL GENERAL
MEETING, THE CLASS MEETING OF HOLDERS OF A
SHARES AND THE CLASS MEETING OF HOLDERS OF
H SHARES AND ENDS AT THE EARLIER OF: (A)
THE CONCLUSION OF THE ANNUAL GENERAL
MEETING FOR 2021; OR (B) THE DATE ON WHICH
THE AUTHORITY CONFERRED BY THIS SPECIAL
RESOLUTION IS REVOKED OR VARIED BY A
SPECIAL RESOLUTION AT A GENERAL MEETING, OR
A SPECIAL RESOLUTION AT A CLASS MEETING OF
HOLDERS OF A SHARES OR A CLASS MEETING OF
HOLDERS OF H SHARES
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD Agenda Number: 714171066
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: CLS
Meeting Date: 25-Jun-2021
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051400786.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051400784.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE FOLLOWING GENERAL MANDATE FOR THE BOARD
OF DIRECTORS AND THE PERSONS AUTHORISED BY
THE BOARD OF DIRECTORS TO REPURCHASE THE
COMPANY'S H SHARES: (1) THE BOARD OF
DIRECTORS BE GRANTED A GENERAL MANDATE, BY
REFEREMCE TO THE REQUIREMENTS OF THE
RELEVANT LAWS AND REGULATIONS, TO
REPURCHASE THE COMPANY'S H SHARES ON MARKET
OF THE STOCK EXCHANGE OF HONG KONG LIMITED
NOT EXCEEDING 10% OF THE NUMBER OF THE
COMPANY'S H SHARES IN ISSUE AT THE TIME
WHEN THIS RESOLUTION IS PASSED AT THE
ANNUAL GENERAL MEETING AND THE CLASS
MEETINGS OF SHAREHOLDERS. (2) THE BOARD OF
DIRECTORS BE AUTHORISED TO (INCLUDING BUT
NOT LIMITED TO THE FOLLOWING): (I)
FORMULATE AND IMPLEMENT REPURCHASE PLAN,
INCLUDING BUT NOT LIMITED TO DETERMINING
THE TIME OF REPURCHASE, PERIOD OF
REPURCHASE, REPURCHASE PRICE AND NUMBER OF
SHARES TO REPURCHASE, ETC.; (II) NOTIFY
CREDITORS AND ISSUE ANNOUNCEMENTS PURSUANT
TO THE REQUIREMENTS OF THE LAWS AND
REGULATIONS SUCH AS COMPANY LAW OF THE
PEOPLE'S REPUBLIC OF CHINA AND THE ARTICLES
OF ASSOCIATION OF THE COMPANY; (III) OPEN
OVERSEAS SHARE ACCOUNTS AND MONEY ACCOUNTS
AND TO CARRY OUT RELATED CHANGE OF FOREIGN
EXCHANGE REGISTRATION PROCEDURES; (IV)
CARRY OUT RELEVANT APPROVAL OR FILING
PROCEDURES (IF ANY) PURSUANT TO THE
APPLICABLE LAWS, REGULATIONS AND RULES; (V)
CARRY OUT CANCELATION PROCEDURES FOR
REPURCHASED SHARES, MAKE CORRESPONDING
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY RELATING TO, AMONG OTHERS,
SHARE CAPITAL AND SHAREHOLDINGS, AND CARRY
OUT MODIFICATION REGISTRATIONS AND MAKE
FILINGS; (VI) EXECUTE AND DEAL WITH ANY
DOCUMENTS AND MATTERS RELATED TO SHARE
REPURCHASE. (3) AUTHORISATION PERIOD THE
PERIOD OF ABOVE GENERAL MANDATE SHALL NOT
EXCEED THE RELEVANT PERIOD (THE "RELEVANT
PERIOD"). THE RELEVANT PERIOD COMMENCES
FROM THE DAY WHEN THE AUTHORITY CONFERRED
BY THIS SPECIAL RESOLUTION IS APPROVED BY A
SPECIAL RESOLUTION AT THE ANNUAL GENERAL
MEETING, THE CLASS MEETING OF HOLDERS OF A
SHARES AND THE CLASS MEETING OF HOLDERS OF
H SHARES AND ENDS AT THE EARLIER OF: (A)
THE CONCLUSION OF THE ANNUAL GENERAL
MEETING FOR 2021; OR (B) THE DATE ON WHICH
THE AUTHORITY CONFERRED BY THIS SPECIAL
RESOLUTION IS REVOKED OR VARIED BY A
SPECIAL RESOLUTION AT A GENERAL MEETING, OR
A SPECIAL RESOLUTION AT A CLASS MEETING OF
HOLDERS OF A SHARES OR A CLASS MEETING OF
HOLDERS OF H SHARES
--------------------------------------------------------------------------------------------------------------------------
CITIC LTD Agenda Number: 714064641
--------------------------------------------------------------------------------------------------------------------------
Security: Y1639J116
Meeting Type: AGM
Meeting Date: 09-Jun-2021
Ticker:
ISIN: HK0267001375
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0506/2021050601273.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0506/2021050601305.pdf
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For
AND THE REPORTS OF THE DIRECTORS AND THE
AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.388 Mgmt For For
PER ORDINARY SHARE OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2020
3 TO RE-ELECT MR. XI GUOHUA AS DIRECTOR OF Mgmt For For
THE COMPANY
4 TO RE-ELECT MR. SONG KANGLE AS DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT MR. LIU ZHUYU AS DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT MR. PENG YANXIANG AS DIRECTOR Mgmt For For
OF THE COMPANY
7 TO RE-ELECT MS. YU YANG AS DIRECTOR OF THE Mgmt For For
COMPANY
8 TO RE-ELECT MR. LIU ZHONGYUAN AS DIRECTOR Mgmt For For
OF THE COMPANY
9 TO RE-ELECT DR. XU JINWU AS DIRECTOR OF THE Mgmt For For
COMPANY
10 TO RE-ELECT MR. TOSHIKAZU TAGAWA AS Mgmt For For
DIRECTOR OF THE COMPANY
11 TO RE-APPOINT MESSRS. Mgmt For For
PRICEWATERHOUSECOOPERS AS THE AUDITOR OF
THE COMPANY AND AUTHORISE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
12 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE AND DISPOSE OF ADDITIONAL SHARES
NOT EXCEEDING 20% OF THE NUMBER OF SHARES
OF THE COMPANY IN ISSUE AS AT THE DATE OF
THIS RESOLUTION
13 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO PURCHASE OR OTHERWISE ACQUIRE SHARES OF
THE COMPANY NOT EXCEEDING 10% OF THE NUMBER
OF SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
CNOOC LIMITED Agenda Number: 935289288
--------------------------------------------------------------------------------------------------------------------------
Security: 126132109
Meeting Type: Special
Meeting Date: 20-Nov-2020
Ticker: CEO
ISIN: US1261321095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Supplemental Agreement and Mgmt For For
the amendments to the Existing Non-Compete
Undertaking contemplated thereunder.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ICECEK A.S. Agenda Number: 713565325
--------------------------------------------------------------------------------------------------------------------------
Security: M2R39A121
Meeting Type: EGM
Meeting Date: 17-Feb-2021
Ticker:
ISIN: TRECOLA00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 OPENING, THE ELECTION OF THE PRESIDENTIAL Mgmt For For
BOARD
2 APPROVAL OF THE BOARD OF DIRECTORS PROPOSAL Mgmt For For
ON DISTRIBUTION OF PROFITS
3 CLOSING Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ICECEK A.S. Agenda Number: 713753754
--------------------------------------------------------------------------------------------------------------------------
Security: M2R39A121
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: TRECOLA00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 OPENING OF THE MEETING, ELECTION OF THE Mgmt For For
CHAIRMANSHIP COUNCIL
2 READING AND DISCUSSION OF THE INTEGRATED Mgmt For For
ANNUAL REPORT PREPARED BY THE BOARD OF
DIRECTORS
3 READING OF THE INDEPENDENT AUDIT REPORT Mgmt For For
4 READING, DISCUSSION AND APPROVAL OF OUR Mgmt For For
COMPANY'S FINANCIAL STATEMENTS FOR THE YEAR
2020 PREPARED IN ACCORDANCE WITH THE
CAPITAL MARKETS LEGISLATION
5 RELEASE OF EACH AND EVERY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS FROM LIABILITY WITH
REGARDS TO THE 2020 ACTIVITIES OF THE
COMPANY
6 APPROVAL OF THE BOARD OF DIRECTORS' Mgmt For For
PROPOSAL ON DISTRIBUTION OF PROFITS
7 APPROVAL OF THE CHANGES MADE IN THE BOARD Mgmt For For
OF DIRECTORS DURING THE YEAR IN ACCORDANCE
WITH ARTICLE 363 OF THE TURKISH COMMERCIAL
CODE
8 APPOINTMENT OF THE BOARD OF DIRECTORS AND Mgmt Against Against
DETERMINATION OF THEIR TERM OF OFFICE AND
FEES
9 PROVIDED THAT THE NECESSARY PERMISSIONS Mgmt For For
HAVE BEEN OBTAINED FROM THE CAPITAL MARKETS
BOARD AND T.C. MINISTRY OF TRADE,
DISCUSSION AND APPROVAL OF THE COMPANY
ARTICLES OF ASSOCIATION NUMBERED 8.2 AND
TITLED BOARD OF DIRECTORS' MEETINGS ON THE
AMENDMENT PROPOSAL AS IN THE ANNEX 1
10 APPROVAL OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT AUDIT FIRM, SELECTED BY THE
BOARD OF DIRECTORS, IN ACCORDANCE WITH
TURKISH COMMERCIAL CODE AND CAPITAL MARKETS
BOARD'S REGULATIONS
11 INFORMING THE GENERAL ASSEMBLY ON THE Mgmt For For
DONATIONS MADE BY THE COMPANY IN 2020, IN
ACCORDANCE WITH THE CAPITAL MARKETS BOARD'S
REGULATIONS
12 INFORMING THE GENERAL ASSEMBLY ON ANY Mgmt For For
GUARANTEES, PLEDGES, MORTGAGES AND SURETY
ISSUED BY THE COMPANY IN FAVOUR OF THIRD
PARTIES FOR THE YEAR 2020 AND THE INCOME OR
BENEFIT OBTAINED BY THE COMPANY, IN
ACCORDANCE WITH THE CAPITAL MARKETS BOARD'S
REGULATIONS
13 INFORMING THE GENERAL ASSEMBLY, ON THE Mgmt For For
TRANSACTIONS, IF ANY, WITHIN THE CONTEXT OF
ARTICLE 1.3.6. OF ANNEX I OF THE CORPORATE
GOVERNANCE COMMUNIQUE (II 17.1.) OF THE OF
THE CAPITAL MARKETS BOARD
14 GRANTING AUTHORITY TO MEMBERS OF THE BOARD Mgmt Against Against
OF DIRECTORS ACCORDING TO ARTICLES 395 AND
396 OF TURKISH COMMERCIAL CODE
15 CLOSING Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COMPAL ELECTRONICS INC Agenda Number: 714218876
--------------------------------------------------------------------------------------------------------------------------
Security: Y16907100
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: TW0002324001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RATIFY THE BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR 2020
2 TO RATIFY THE DISTRIBUTION OF EARNINGS FOR Mgmt For For
THE YEAR 2020 PROPOSED CASH DIVIDEND:TWD
1.2 PER SHARE, PROPOSED CASH DISTRIBUTION
FROM CAPITAL ACCOUNT : TWD 0.4 PER SHARE.
3 TO APPROVE THE AMENDMENT TO THE REGULATIONS Mgmt For For
FOR ELECTION OF DIRECTORS
4.1 THE ELECTION OF THE DIRECTOR.:SHENG-HSIUNG Mgmt Against Against
HSU,SHAREHOLDER NO.23
4.2 THE ELECTION OF THE DIRECTOR.:JUI-TSUNG Mgmt Against Against
CHEN,SHAREHOLDER NO.83
4.3 THE ELECTION OF THE DIRECTOR.:BINPAL Mgmt Against Against
INVESTMENT CO LTD,SHAREHOLDER
NO.632194,WEN-BEING HSU AS REPRESENTATIVE
4.4 THE ELECTION OF THE DIRECTOR.:KINPO Mgmt Against Against
ELECTRONICS INC,SHAREHOLDER NO.85,CHIEH-LI
HSU AS REPRESENTATIVE
4.5 THE ELECTION OF THE DIRECTOR.:CHARNG-CHYI Mgmt Against Against
KO,SHAREHOLDER NO.55
4.6 THE ELECTION OF THE DIRECTOR.:SHENG-CHIEH Mgmt Against Against
HSU,SHAREHOLDER NO.3
4.7 THE ELECTION OF THE DIRECTOR.:YEN-CHIA Mgmt Against Against
CHOU,SHAREHOLDER NO.60
4.8 THE ELECTION OF THE DIRECTOR.:CHUNG-PIN Mgmt Against Against
WONG,SHAREHOLDER NO.1357
4.9 THE ELECTION OF THE DIRECTOR.:CHIUNG-CHI Mgmt Against Against
HSU,SHAREHOLDER NO.91
4.10 THE ELECTION OF THE DIRECTOR.:MING-CHIH Mgmt Against Against
CHANG,SHAREHOLDER NO.1633
4.11 THE ELECTION OF THE DIRECTOR.:ANTHONY PETER Mgmt Against Against
BONADERO,SHAREHOLDER NO.548777XXX
4.12 THE ELECTION OF THE DIRECTOR.:SHENG-HUA Mgmt Against Against
PENG,SHAREHOLDER NO.375659
4.13 THE ELECTION OF THE INDEPENDENT Mgmt Against Against
DIRECTOR.:MIN CHIH HSUAN,SHAREHOLDER
NO.F100588XXX
4.14 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:DUEI TSAI,SHAREHOLDER
NO.L100933XXX
4.15 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:WEN-CHUNG SHEN,SHAREHOLDER
NO.19173
5 TO APPROVE THE RELEASE OF NON-COMPETITION Mgmt For For
RESTRICTIONS FOR DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA ENERGETICA DE MINAS GERAIS Agenda Number: 935250908
--------------------------------------------------------------------------------------------------------------------------
Security: 204409601
Meeting Type: Annual
Meeting Date: 31-Jul-2020
Ticker: CIG
ISIN: US2044096012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
10. Separate election to the Board of Directors Mgmt Against
- Preferred shares: Nomination of
candidates for the Board of Directors by
holders of preferred shares without the
right to vote, or with restricted voting
rights. (The stockholder may only fill in
this field if they have held the shares
with which they vote continuously for at
least three months immediately prior to the
date on which the Meeting is held): Jose
Joao Abdalla Filho (nominated by holders of
preferred shares).
11. If it is found that neither the holders of Mgmt Against
voting shares, nor the holders of preferred
shares without the right to vote or with
restricted voting rights, respectively,
constitute the quorum required by Sub-items
I and II of Paragraph 4 of Article 141 of
Law 6404 of 1976, do you want your vote to
be aggregated to the votes of the shares
with voting rights for the purpose of
electing to the Board of Directors the
candidate with the largest number of votes
among all those whose names are on this
Remote Voting Form and who are competing
for separate election?
13. Separate election to the Audit Board - Mgmt For
Holders of preferred shares: Nomination of
candidates to the Audit Board by holders of
preferred shares without the right to vote,
or with restricted voting rights: Michele
da Silva Gonsales Torres - Sitting member
(nominated by holders of preferred shares)
/Ronaldo Dias (Alternate) (nominated by
holders of preferred shares).
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA PARANAENSE DE ENERGIA - COPEL Agenda Number: 713858578
--------------------------------------------------------------------------------------------------------------------------
Security: P30557139
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: BRCPLEACNPB9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEM 1 AND 2 ONLY. THANK YOU.
1 NOMINATION OF MEMBERS TO THE BOARD OF Mgmt For For
DIRECTORS BY THE COMPANY'S PREFERRED
SHAREHOLDERS WITHOUT VOTING RIGHTS OR WITH
RESTRICTED VOTING RIGHTS. MARCO ANTONIO
BOLOGNA
2 IN THE EVENT IT IS FOUND THAT NEITHER THE Mgmt For For
OWNERS OF SHARES WITH VOTING RIGHTS NOR THE
OWNERS OF PREFERRED SHARES WITHOUT VOTING
RIGHTS OR WITH RESTRICTED VOTING RIGHTS
MAKE UP, RESPECTIVELY, THE QUORUM THAT IS
REQUIRED BY ARTICLE 141, I AND II, 4 OF LAW
6,404 OF 1976, DO YOU WANT YOUR VOTE TO BE
GROUPED WITH THE VOTES OF THE PREFERRED
SHARES IN ORDER TO ELECT, TO THE BOARD OF
DIRECTORS, THE CANDIDATE WITH THE HIGHEST
NUMBER OF VOTES AMONG ALL OF THOSE WHO,
BEING LISTED ON THIS PROXY CARD, RAN FOR
SEPARATE ELECTION
--------------------------------------------------------------------------------------------------------------------------
COMPANIA DE TRANSMISSAO DE ENERGIA ELETRICA PAULIS Agenda Number: 712847740
--------------------------------------------------------------------------------------------------------------------------
Security: P30576113
Meeting Type: EGM
Meeting Date: 17-Jul-2020
Ticker:
ISIN: BRTRPLACNPR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEM 1 ONLY. THANK YOU
1 SEPARATE ELECTION OF A MEMBER OF THE FISCAL Mgmt For For
COUNCIL BY SHAREHOLDERS WHO HOLD PREFERRED
SHARES WITHOUT VOTING RIGHTS OR WITH
RESTRICTED VOTING RIGHTS. RAQUEL MAZAL
KRAUSS, SUBSTITUTE
--------------------------------------------------------------------------------------------------------------------------
COSAN SA Agenda Number: 712912965
--------------------------------------------------------------------------------------------------------------------------
Security: P31573101
Meeting Type: AGM
Meeting Date: 29-Jul-2020
Ticker:
ISIN: BRCSANACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO RECEIVE THE ADMINISTRATORS ACCOUNTS, TO Mgmt For For
EXAMINE, DISCUSS AND VOTE ON THE
ADMINISTRATIONS REPORT, THE FINANCIAL
STATEMENTS, ACCOMPANIED BY THE ANNUAL
REPORT OF THE INDEPENDENT AUDITORS, THE
OPINION OF THE FISCAL COUNCIL AND THE
OPINION OF THE STATUTORY AUDIT COMMITTEE
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2019
2 DELIBERATE THE DESTINATION OF THE RESULTS Mgmt For For
FROM THE FISCAL YEAR THAT ENDED ON DECEMBER
31, 2019
3 DO YOU WISH TO REQUEST THE INSTATEMENT OF Mgmt For For
THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 161 OF LAW 6,404 OF 1976
4 TO SET THE NUMBER OF 3 MEMBERS TO COMPOSE Mgmt Abstain Against
THE FISCAL COUNCIL
5.1 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt Abstain Against
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
MARCELO CURTI, HENRIQUE ACHE PILLAR
5.2 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt Abstain Against
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
VANESSA CLARO LOPES, CARLA ALESSANDRA
TREMATORE
6 SEPARATE ELECTION OF A MEMBER OF THE FISCAL Mgmt For For
COUNCIL BY MINORITY SHAREHOLDERS HOLDING
SHARES OF VOTING RIGHTS. THE SHAREHOLDER
MUST COMPLETE THIS FIELD SHOULD HE HAVE
LEFT THE GENERAL ELECTION FIELD BLANK.
EDISON CARLOS FERNANDES, FRANCISCO SILVERIO
MORALES CESPEDE
7 TO RATIFY AGAIN THE AGGREGATE COMPENSATION Mgmt Against Against
OF THE EXECUTIVE COMMITTEE IN REGARD TO
2019
8 TO ESTABLISH AT BRL 34.003.432,52 THE Mgmt Against Against
AMOUNT OF THE COMPENSATION OF THE MANAGERS
AND MEMBERS OF THE FISCAL COUNCIL FOR THE
2020 FISCAL YEAR
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
COSAN SA Agenda Number: 712912953
--------------------------------------------------------------------------------------------------------------------------
Security: P31573101
Meeting Type: EGM
Meeting Date: 29-Jul-2020
Ticker:
ISIN: BRCSANACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO RATIFY THE CANCELLATION OF 4.694.353 Mgmt For For
SHARES ISSUED BY THE COMPANY THAT WERE HELD
IN TREASURY, WHICH WAS CARRIED OUT BY THE
BOARD OF DIRECTORS ON OCTOBER 10, 2019,
AMENDING, AS A CONSEQUENCE, THE MAIN PART
OF ARTICLE 5 OF THE CORPORATE BYLAWS OF THE
COMPANY
2 TO APPROVE THE INCREASE OF THE SHARE Mgmt For For
CAPITAL OF THE COMPANY IN THE AMOUNT OF BRL
682.264.484,33, WITHOUT THE ISSUANCE OF NEW
SHARES, BY MEANS OF THE CONVERSION OF PART
OF THE EXISTING BALANCE IN THE CAPITAL
RESERVE ACCOUNT AND IN THE LEGAL RESERVE
ACCOUNT, AMENDING ARTICLE 5 OF THE
CORPORATE BYLAWS OF THE COMPANY
3 TO APPROVE THE INCREASE OF THE AUTHORIZED Mgmt For For
CAPITAL OF THE COMPANY TO BRL
7,000,000,000.00, AND CONSEQUENTLY TO AMEND
THE MAIN PART OF ARTICLE 6 OF THE CORPORATE
BYLAWS OF THE COMPANY
4 TO APPROVE THE RISK MANAGEMENT POLICY OF Mgmt For For
THE MANAGERS OF THE COMPANY
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CPFL ENERGIA SA Agenda Number: 712908017
--------------------------------------------------------------------------------------------------------------------------
Security: P3179C105
Meeting Type: AGM
Meeting Date: 27-Jul-2020
Ticker:
ISIN: BRCPFEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO ACKNOWLEDGE THE MANAGEMENT ACCOUNTS, Mgmt For For
EXAMINE, DISCUSS AND VOTE ON THE COMPANY'S
FINANCIAL STATEMENTS, THE INDEPENDENT
AUDITORS REPORT AND THE FISCAL COUNCIL
REPORT FOR THE FISCAL YEAR ENDED ON
DECEMBER 31ST, 2019
2 TO APPROVE THE PROPOSAL OF ALLOCATION OF Mgmt For For
NET INCOME FOR THE FISCAL YEAR ENDED
DECEMBER 31ST, 2019 AND THE DISTRIBUTION OF
DIVIDENDS
3 TO DEFINE, ACCORDING TO THE MANAGEMENT Mgmt For For
PROPOSAL, AS 7 THE NUMBER OF MEMBERS FOR
THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE
15 OF THE COMPANY'S BYLAWS, BEING 2
INDEPENDENT MEMBERS
4 RESOLVE ON QUALIFICATION OF MESSRS. ANTONIO Mgmt For For
KANDIR AND MARCELO AMARAL MORAES AS
INDEPENDENT MEMBER CANDIDATES OF THE BOARD
OF DIRECTORS
5.1 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS PER CANDIDATE. POSITIONS LIMIT TO
BE COMPLETED, 7 THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IN THE EVENT THE
SHAREHOLDER WHO OWNS SHARES WITH VOTING
RIGHTS ALSO FILLS OUT THE FIELDS PRESENT IN
THE SEPARATE ELECTION OF A MEMBER OF THE
BOARD OF DIRECTORS AND THE SEPARATE
ELECTION THAT IS DEALT WITH IN THESE FIELDS
OCCURS. BO WEN
5.2 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS PER CANDIDATE. POSITIONS LIMIT TO
BE COMPLETED, 7 THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IN THE EVENT THE
SHAREHOLDER WHO OWNS SHARES WITH VOTING
RIGHTS ALSO FILLS OUT THE FIELDS PRESENT IN
THE SEPARATE ELECTION OF A MEMBER OF THE
BOARD OF DIRECTORS AND THE SEPARATE
ELECTION THAT IS DEALT WITH IN THESE FIELDS
OCCURS. SHIRONG LYU
5.3 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS PER CANDIDATE. POSITIONS LIMIT TO
BE COMPLETED, 7 THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IN THE EVENT THE
SHAREHOLDER WHO OWNS SHARES WITH VOTING
RIGHTS ALSO FILLS OUT THE FIELDS PRESENT IN
THE SEPARATE ELECTION OF A MEMBER OF THE
BOARD OF DIRECTORS AND THE SEPARATE
ELECTION THAT IS DEALT WITH IN THESE FIELDS
OCCURS. GUSTAVO ESTRELLA
5.4 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS PER CANDIDATE. POSITIONS LIMIT TO
BE COMPLETED, 7 THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IN THE EVENT THE
SHAREHOLDER WHO OWNS SHARES WITH VOTING
RIGHTS ALSO FILLS OUT THE FIELDS PRESENT IN
THE SEPARATE ELECTION OF A MEMBER OF THE
BOARD OF DIRECTORS AND THE SEPARATE
ELECTION THAT IS DEALT WITH IN THESE FIELDS
OCCURS. ANTONIO KANDIR
5.5 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS PER CANDIDATE. POSITIONS LIMIT TO
BE COMPLETED, 7 THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IN THE EVENT THE
SHAREHOLDER WHO OWNS SHARES WITH VOTING
RIGHTS ALSO FILLS OUT THE FIELDS PRESENT IN
THE SEPARATE ELECTION OF A MEMBER OF THE
BOARD OF DIRECTORS AND THE SEPARATE
ELECTION THAT IS DEALT WITH IN THESE FIELDS
OCCURS. MARCELO AMARAL MORAES
5.6 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS PER CANDIDATE. POSITIONS LIMIT TO
BE COMPLETED, 7 THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IN THE EVENT THE
SHAREHOLDER WHO OWNS SHARES WITH VOTING
RIGHTS ALSO FILLS OUT THE FIELDS PRESENT IN
THE SEPARATE ELECTION OF A MEMBER OF THE
BOARD OF DIRECTORS AND THE SEPARATE
ELECTION THAT IS DEALT WITH IN THESE FIELDS
OCCURS. LI HONG
5.7 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS PER CANDIDATE. POSITIONS LIMIT TO
BE COMPLETED, 7 THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IN THE EVENT THE
SHAREHOLDER WHO OWNS SHARES WITH VOTING
RIGHTS ALSO FILLS OUT THE FIELDS PRESENT IN
THE SEPARATE ELECTION OF A MEMBER OF THE
BOARD OF DIRECTORS AND THE SEPARATE
ELECTION THAT IS DEALT WITH IN THESE FIELDS
OCCURS. ANSELMO HENRIQUE SETO LEAL
CMMT FOR THE PROPOSAL 6 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 7.1 TO 7.7. IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS
6 IN THE EVENT OF THE ADOPTION OF THE Mgmt For For
CUMULATIVE VOTING PROCESS, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES BE DISTRIBUTED
IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF
THE SLATE THAT YOU HAVE CHOSEN. PLEASE NOTE
THAT IF INVESTOR CHOOSES FOR, THE
PERCENTAGES DO NOT NEED TO BE PROVIDED, IF
INVESTOR CHOOSES AGAINST, IT IS MANDATORY
TO INFORM THE PERCENTAGES ACCORDING TO
WHICH THE VOTES SHOULD BE DISTRIBUTED,
OTHERWISE THE ENTIRE VOTE WILL BE REJECTED
DUE TO LACK OF INFORMATION, IF INVESTOR
CHOOSES ABSTAIN, THE PERCENTAGES DO NOT
NEED TO BE PROVIDED, HOWEVER IN CASE
CUMULATIVE VOTING IS ADOPTED THE INVESTOR
WILL NOT PARTICIPATE ON THIS MATTER OF THE
MEETING
7.1 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
BO WEN
7.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
SHIRONG LYU
7.3 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
GUSTAVO ESTRELLA
7.4 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
ANTONIO KANDIR
7.5 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
MARCELO AMARAL MORAES
7.6 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
LI HONG
7.7 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
ANSELMO HENRIQUE SETO LEAL
8 DO YOU REQUEST THE ADOPTION OF THE SEPARATE Mgmt Abstain Against
ELECTION OF A MEMBER TO THE BOARD OF
DIRECTORS, UNDER THE TERMS OF THE ARTICLE
141, PARAGRAPH 4, ITEM I OF BRAZILIAN
CORPORATE LAW IN CASE YOU CHOOSE NO OR
ABSTAIN, YOUR SHARES WILL NOT BE COMPUTED
FOR THE REQUEST OF SEPARATE ELECTION OF A
BOARD OF DIRECTORS MEMBER
9 DO YOU WISH TO VOTE IN THE SEPARATE Mgmt Abstain Against
ELECTION FOR ANY OF THE CANDIDATES
SUGGESTED BY THE COMPANY'S MANAGEMENT AS
INDEPENDENT MEMBERS OF THE BOARD OF
DIRECTORS. THE SHAREHOLDER MAY APPOINT ONLY
ONE MEMBER OF THE BOARD OF DIRECTORS
10 DO YOU WISH TO REQUEST THE ADOPTION OF THE Mgmt Against Against
CUMULATIVE VOTING PROCESS FOR THE ELECTION
OF THE BOARD OF DIRECTORS, UNDER THE TERMS
OF ARTICLE 141 OF LAW 6,404 OF 1976
11 RESOLVE ON THE MANAGEMENT PROPOSAL FOR Mgmt For For
SETTING THE OVERALL ANNUAL AMOUNT OF THE
COMPANY'S MANAGEMENT REMUNERATION FOR THE
PERIOD FROM MAY 2020 TO APRIL 2021
12.1 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL PER CANDIDATE. POSITIONS LIMIT TO
BE COMPLETED, 3. THE SHAREHOLDER MAY
APPOINT AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. VINICIUS NISHIOKA, PRINCIPAL
MEMBER. CHENGGANG LIU, SUBSTITUTE MEMBER
12.2 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL PER CANDIDATE. POSITIONS LIMIT TO
BE COMPLETED, 3. THE SHAREHOLDER MAY
APPOINT AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. RAN ZHANG, PRINCIPAL MEMBER. JIA
JIA SUBSTITUTE MEMBER,
12.3 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL PER CANDIDATE. POSITIONS LIMIT TO
BE COMPLETED, 3. THE SHAREHOLDER MAY
APPOINT AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. RICARDO FLORENCE DOS SANTOS,
PRINCIPAL MEMBER, REGINALDO FERREIRA
ALEXANDRE, SUBSTITUTE MEMBER
13 DO YOU REQUEST THE ADOPTION OF THE SEPARATE Mgmt Abstain Against
ELECTION OF A MEMBER TO THE FISCAL COUNCIL,
UNDER THE TERMS OF THE ARTICLE 161,
PARAGRAPH 4, ITEM A OF BRAZILIAN CORPORATE
LAW. IN CASE YOU CHOOSE NO OR ABSTAIN, YOUR
SHARES WILL NOT BE COMPUTED FOR THE REQUEST
OF SEPARATE ELECTION OF A FISCAL COUNCILS
MEMBER
14 DO YOU WISH TO VOTE FOR ANY OF THE Mgmt Abstain Against
CANDIDATES BELOW IN THE SEPARATE ELECTION
FOR A MEMBER OF THE FISCAL COUNCIL. THE
SHAREHOLDER MAY APPOINT ONLY ONE EFFECTIVE
COUNCIL MEMBER AND HIS ALTERNATE COUNCIL
MEMBER . VINICIUS NISHIOKA, EFFECTIVE
COUNCIL MEMBER. CHENGGANG LIU, ALTERNATE
COUNCIL MEMBER RAN ZHANG, EFFECTIVE COUNCIL
MEMBER. JIA JIA, ALTERNATE COUNCIL MEMBER
RICARDO FLORENCE DOS SANTOS, EFFECTIVE
COUNCIL MEMBER. REGINALDO FERREIRA
ALEXANDRE, ALTERNATE COUNCIL MEMBER
15 RESOLVE ON THE MANAGEMENT PROPOSAL FOR Mgmt For For
SETTING THE OVERALL ANNUAL AMOUNT OF THE
COMPANY'S FISCAL COUNCIL REMUNERATION FOR
THE PERIOD FROM MAY 2020 TO APRIL 2021
16 RESOLVE ON MANAGEMENTS PROPOSAL TO RATIFY Mgmt For For
THE GLOBAL COMPENSATION PAID TO THE
COMPANY'S MANAGEMENT AND MEMBERS OF THE
FISCAL COUNCIL FOR THE PERIOD FROM MAY 2019
TO APRIL 2020
17 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt Against Against
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CPFL ENERGIA SA Agenda Number: 712906227
--------------------------------------------------------------------------------------------------------------------------
Security: P3179C105
Meeting Type: EGM
Meeting Date: 27-Jul-2020
Ticker:
ISIN: BRCPFEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO APPROVE THE AMENDMENT TO THE COMPANY'S Mgmt Against Against
BYLAWS, AS PROPOSED BY THE MANAGEMENT TO ,
I TO AMEND ITEMS A, B AND C OF ART. 2 TO
IMPROVE THE WORDING WITHOUT CHANGING THE
CORPORATE PURPOSE II TO AMEND ART. 5 TO
REFLECT THE CAPITAL INCREASE RESULTING FROM
THE EXERCISE OF STOCK OPTIONS, WITHIN THE
LIMIT OF THE AUTHORIZED CAPITAL, APPROVED
IN MEETINGS OF THE BOARD OF DIRECTORS BOD
HELD ON 06 12 19 AND 06 27 19 III TO AMEND
ART. 6 TO REFLECT THE AUTHORIZED CAPITAL
FOLLOWING THE EXERCISE OF STOCK OPTIONS AS
ABOVE IV TO AMEND ART. 15 SO THAT NUMBER OF
SEATS IN THE BOD ARE A MINIMUM OF 7 AND A
MAXIMUM OF 9 AND TO CHANGE THE TERM OF
OFFICE V INCLUDE ITEMS K AND L IN ART. 17
TO REFLECT THE CORPORATE GOVERNANCE
PRACTICES ADOPTED VI AMEND ITEMS I, K, M, N
AND S OF ART. 17 AND ITEMS I.1, I.2 AND I.3
OF ART. 21 TO UPDATE THE THRESHOLD OF THE
JURISDICTION, AS PROVIDED IN ART. 39 OF THE
BYLAWS VII AMEND ITEMS A TO J OF THE SOLE
OF ART. 18 TO ADJUST THE COMPETENCES OF THE
EXECUTIVE OFFICERS VIII EXCLUDE ITEM E OF
AND INCLUDE ITEM G IN ART. 21 TO ADJUST THE
COMPETENCES OF THE BOD AND IMPROVE THE
WORDING IX INCLUDE A SOLE IN ART. 22 TO
ALLOW MEETINGS OF THE BOD TO BE HELD
REMOTELY X AMEND ART. 23 AND ITS SECOND AND
THIRD TO ADJUST THE FORM OF REPRESENTATION
OF THE COMPANY XI INCLUDE NEW 3RD AND 6TH
IN ART. 26 TO INCLUDE PROCEDURES APPLICABLE
TO THE FISCAL COUNCIL XII INCLUDE A SOLE IN
ART. 35 TO INCLUDE A FORUM FOR
PRECAUTIONARY OR URGENT MEASURES IN THE
EVENT OF ARBITRATION XIII TO INCLUDE ART.
36 TO PROVIDE THAT ANY RIGHT OF WITHDRAWAL
SHALL BE FOR EQUITY VALUE XIV AMEND OF ART.
39 TO UPDATE THE REFERENCE YEAR OF THE
MONETARY ADJUSTMENT RULE XV ADAPT THE
RELEVANT PROVISIONS OF THE COMPANY'S BYLAWS
TO THE NEW RULES OF THE NOVO MERCADO
REGULATION AND XVI ADJUST THE DEFINED
TERMS, EXPRESSIONS AND WORDING OF CERTAIN
PROVISIONS OF THE BYLAWS, AS A RESULT OF
THE AMENDMENTS PROPOSED ABOVE AND OF
ADDITION IMPROVEMENTS SUGGESTED XVII
REALLOCATE CERTAIN PROVISIONS OF THE BYLAWS
FOR BETTER ORGANIZATION AND READING AND
XVIII ADJUST THE NUMBERING AND
CROSSREFERENCE
2 APPROVE THE CONSOLIDATION OF COMPANY'S Mgmt Against Against
BYLAWS
3 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt For For
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
--------------------------------------------------------------------------------------------------------------------------
CPFL ENERGIA SA Agenda Number: 713285232
--------------------------------------------------------------------------------------------------------------------------
Security: P3179C105
Meeting Type: EGM
Meeting Date: 27-Nov-2020
Ticker:
ISIN: BRCPFEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO APPROVE THE AMENDMENT TO THE COMPANY'S Mgmt For For
BYLAWS, AS PROPOSED BY THE MANAGEMENT TO,
I, AMENDMENT OF ARTICLE 10, ARTICLE 15,
ARTICLE 16 AND ARTICLE 18 IN ORDER TO, A,
CHANGE THE NUMBER OF MEMBERS OF THE BOARD
OF DIRECTORS, FROM AT LEAST 7, SEVEN,
MEMBERS UP TO 9, NINE, MEMBERS, TO AT LEAST
5, FIVE, MEMBERS UP TO 9, NINE, MEMBERS,
AND, B, EXCLUSION OF THE POSITION OF VICE
CHAIRMAN OF THE BOARD OF DIRECTORS, II,
AMENDMENT OF ARTICLE 19 IN ORDER TO, A,
CHANGE THE COMPOSITION OF THE BOARD OF
EXECUTIVE OFFICERS, WHICH SHALL BE COMPOSED
BY 9, NINE, MEMBERS, DUE TO EXCLUSION OF
THE POSITION OF SENIOR EXECUTIVE VICE
PRESIDENT, AND, B, INCLUSION OF THE
ASSIGNMENT OF TO CONDUCT AND LEAD THE HUMAN
RESOURCES MANAGEMENT OF THE COMPANY AND
SUPERVISE THE HUMAN RESOURCES MANAGEMENT OF
THE COMPANY'S SUBSIDIARY AND AFFILIATED
COMPANIES, TO THE POSITION OF EXECUTIVE
VICE PRESIDENT, III, ADJUST THE WORDING OF
CERTAIN PROVISIONS OF THE BYLAWS, AS A
RESULT OF THE AMENDMENTS PROPOSED ABOVE,
AND, IV, ADJUST THE NUMBERING OF THE
ARTICLES IMPACTED BY THE AMENDMENTS
PROPOSED ABOVE
2 APPROVE THE CONSOLIDATION OF COMPANY'S Mgmt For For
BYLAWS
3 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS PER CANDIDATE. THE SHAREHOLDER
CAN INDICATE AS MANY CANDIDATES AS THERE
ARE VACANCIES TO BE FILLED IN THE GENERAL
ELECTION. POSITIONS LIMIT TO BE COMPLETED,
THE VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IN THE EVENT THE SHAREHOLDER
WHO OWNS SHARES WITH VOTING RIGHTS ALSO
FILLS OUT THE FIELDS PRESENT IN THE
SEPARATE ELECTION OF A MEMBER OF THE BOARD
OF DIRECTORS AND THE SEPARATE ELECTION THAT
IS DEALT WITH IN THESE FIELDS OCCURS:
YUEHUI PAN
4 IN THE EVENT OF THE ADOPTION OF THE Mgmt Against Against
CUMULATIVE VOTING PROCESS, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES BE DISTRIBUTED
IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF
THE SLATE THAT YOU HAVE CHOSEN. PLEASE NOTE
THAT IF INVESTOR CHOOSES FOR, THE
PERCENTAGES DO NOT NEED TO BE PROVIDED, IF
INVESTOR CHOOSES AGAINST, IT IS MANDATORY
TO INFORM THE PERCENTAGES ACCORDING TO
WHICH THE VOTES SHOULD BE DISTRIBUTED,
OTHERWISE THE ENTIRE VOTE WILL BE REJECTED
DUE TO LACK OF INFORMATION, IF INVESTOR
CHOOSES ABSTAIN, THE PERCENTAGES DO NOT
NEED TO BE PROVIDED, HOWEVER IN CASE
CUMULATIVE VOTING IS ADOPTED THE INVESTOR
WILL NOT PARTICIPATE ON THIS MATTER OF THE
MEETING
5 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED:
YUEHUI PAN
6 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt Against Against
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
--------------------------------------------------------------------------------------------------------------------------
CPFL ENERGIA SA Agenda Number: 713815201
--------------------------------------------------------------------------------------------------------------------------
Security: P3179C105
Meeting Type: EGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: BRCPFEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO APPROVE THE AMENDMENT OF THE COMPANY'S Mgmt For For
BYLAWS AS FOLLOWS I AMEND AS ITEMS N, O AND
P, Q, R OF ARTICLE 17 TO UPDATE THE
THRESHOLD OF THE BOARD OF DIRECTORS, IN
ACCORDANCE WITH THE NEW MONETARY
RESTATEMENT INDEX, II AMEND ARTICLE 18 TO
IMPROVE WORDING, III AMEND AS ITEM H.I,
H.II AND H.III OF ARTICLE 22 TO UPDATE THE
THRESHOLD OF THE EXECUTIVE BOARD, IN
ACCORDANCE WITH THE NEW MONETARY
RESTATEMENT INDEX, AND IV AMEND ARTICLE 39
TO CHANGE THE INDEX FOR UPDATING THE IGPM
LIMIT TO IPCA FOR THE APPROVAL LEVELS OF
THE BOARD OF DIRECTORS AND THE EXECUTIVE
BOARD
2 APPROVE THE CONSOLIDATION OF COMPANY'S Mgmt For For
BYLAWS
3 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt For For
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
--------------------------------------------------------------------------------------------------------------------------
CPFL ENERGIA SA Agenda Number: 713900389
--------------------------------------------------------------------------------------------------------------------------
Security: P3179C105
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: BRCPFEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 547584 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 TAKE COGNIZANCE OF THE MANAGEMENT ACCOUNTS, Mgmt For For
EXAMINE, DISCUSS AND VOTE ON THE COMPANY'S
FINANCIAL STATEMENTS AND INDEPENDENT
AUDITORS AND FISCAL COUNCIL REPORTS FOR THE
FISCAL YEAR ENDED ON DECEMBER 31, 2020
2 APPROVE THE MANAGEMENT PROPOSAL FOR Mgmt For For
ALLOCATION OF THE NET INCOME FROM THE
FISCAL YEAR ENDED ON DECEMBER 31, 2020
3 TO DEFINE, ACCORDING TO THE MANAGEMENT Mgmt For For
PROPOSAL, AS SEVEN THE NUMBER OF MEMBERS
FOR THE BOARD OF DIRECTORS, PURSUANT TO
ARTICLE 15 OF THE COMPANY'S BYLAWS, BEING
TWO INDEPENDENT MEMBERS
4 DO YOU WISH TO REQUEST THE ADOPTION OF THE Mgmt Against Against
CUMULATIVE VOTING PROCESS FOR THE ELECTION
OF THE BOARD OF DIRECTORS, UNDER THE TERMS
OF ARTICLE 141 OF LAW 6,404 OF 1976
5 RESOLVE ON QUALIFICATION OF MESSRS. ANTONIO Mgmt For For
KANDIR AND MARCELO AMARAL MORAES AS
INDEPENDENT MEMBER CANDIDATES OF THE BOARD
OF DIRECTORS
6.1 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER CAN INDICATE AS
MANY CANDIDATES AS THERE ARE VACANCIES TO
BE FILLED IN THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, 7. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IN THE EVENT THE SHAREHOLDER
WHO OWNS SHARES WITH VOTING RIGHTS ALSO
FILLS OUT THE FIELDS PRESENT IN THE
SEPARATE ELECTION OF A MEMBER OF THE BOARD
OF DIRECTORS AND THE SEPARATE ELECTION THAT
IS DEALT WITH IN THESE FIELDS OCCURS: BO
WEN
6.2 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER CAN INDICATE AS
MANY CANDIDATES AS THERE ARE VACANCIES TO
BE FILLED IN THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, 7. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IN THE EVENT THE SHAREHOLDER
WHO OWNS SHARES WITH VOTING RIGHTS ALSO
FILLS OUT THE FIELDS PRESENT IN THE
SEPARATE ELECTION OF A MEMBER OF THE BOARD
OF DIRECTORS AND THE SEPARATE ELECTION THAT
IS DEALT WITH IN THESE FIELDS OCCURS:
YUEHUI PAN
6.3 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER CAN INDICATE AS
MANY CANDIDATES AS THERE ARE VACANCIES TO
BE FILLED IN THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, 7. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IN THE EVENT THE SHAREHOLDER
WHO OWNS SHARES WITH VOTING RIGHTS ALSO
FILLS OUT THE FIELDS PRESENT IN THE
SEPARATE ELECTION OF A MEMBER OF THE BOARD
OF DIRECTORS AND THE SEPARATE ELECTION THAT
IS DEALT WITH IN THESE FIELDS OCCURS:
GUSTAVO ESTRELLA
6.4 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER CAN INDICATE AS
MANY CANDIDATES AS THERE ARE VACANCIES TO
BE FILLED IN THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, 7. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IN THE EVENT THE SHAREHOLDER
WHO OWNS SHARES WITH VOTING RIGHTS ALSO
FILLS OUT THE FIELDS PRESENT IN THE
SEPARATE ELECTION OF A MEMBER OF THE BOARD
OF DIRECTORS AND THE SEPARATE ELECTION THAT
IS DEALT WITH IN THESE FIELDS OCCURS:
ANTONIO KANDIR
6.5 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER CAN INDICATE AS
MANY CANDIDATES AS THERE ARE VACANCIES TO
BE FILLED IN THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, 7. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IN THE EVENT THE SHAREHOLDER
WHO OWNS SHARES WITH VOTING RIGHTS ALSO
FILLS OUT THE FIELDS PRESENT IN THE
SEPARATE ELECTION OF A MEMBER OF THE BOARD
OF DIRECTORS AND THE SEPARATE ELECTION THAT
IS DEALT WITH IN THESE FIELDS OCCURS:
MARCELO AMARAL MORAES
6.6 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER CAN INDICATE AS
MANY CANDIDATES AS THERE ARE VACANCIES TO
BE FILLED IN THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, 7. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IN THE EVENT THE SHAREHOLDER
WHO OWNS SHARES WITH VOTING RIGHTS ALSO
FILLS OUT THE FIELDS PRESENT IN THE
SEPARATE ELECTION OF A MEMBER OF THE BOARD
OF DIRECTORS AND THE SEPARATE ELECTION THAT
IS DEALT WITH IN THESE FIELDS OCCURS: LI
HONG
6.7 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER CAN INDICATE AS
MANY CANDIDATES AS THERE ARE VACANCIES TO
BE FILLED IN THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, 7. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IN THE EVENT THE SHAREHOLDER
WHO OWNS SHARES WITH VOTING RIGHTS ALSO
FILLS OUT THE FIELDS PRESENT IN THE
SEPARATE ELECTION OF A MEMBER OF THE BOARD
OF DIRECTORS AND THE SEPARATE ELECTION THAT
IS DEALT WITH IN THESE FIELDS OCCURS:
ANSELMO HENRIQUE SETO LEAL
CMMT PLEASE NOTE THAT FOR THE PROPOSAL 7 Non-Voting
REGARDING THE ADOPTION OF CUMULATIVE
VOTING, PLEASE BE ADVISED THAT YOU CAN ONLY
VOTE FOR OR ABSTAIN. AN AGAINST VOTE ON
THIS PROPOSAL REQUIRES PERCENTAGES TO BE
ALLOCATED AMONGST THE DIRECTORS IN PROPOSAL
8.1 TO 8.7 IN THIS CASE PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE IN ORDER TO
ALLOCATE PERCENTAGES AMONGST THE DIRECTORS
7 IN THE EVENT OF THE ADOPTION OF THE Mgmt For For
CUMULATIVE VOTING PROCESS, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES BE DISTRIBUTED
IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF
THE SLATE THAT YOU HAVE CHOSEN. IF THE
SHAREHOLDER CHOOSES TO ABSTAIN AND THE
ELECTION OCCURS THROUGH THE CUMULATIVE
VOTING PROCESS, HIS VOTE MUST BE COUNTED AS
ABSTENTION IN THE RESPECTIVE RESOLUTION OF
THE MEETING
8.1 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED:
BO WEN
8.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED:
YUEHUI PAN
8.3 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. .
GUSTAVO ESTRELLA
8.4 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED:
ANTONIO KANDIR
8.5 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED:
MARCELO AMARAL MORAES
8.6 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED:
LI HONG
8.7 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. .
ANSELMO HENRIQUE SETO LEAL
9 DO YOU WISH TO REQUEST THE SEPARATE Mgmt For For
ELECTION OF A MEMBER OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141,
4, I OF LAW 6,404 OF 1976. SHAREHOLDER CAN
ONLY FILL OUT THIS FIELD IF HE HAS BEEN THE
OWNER, WITHOUT INTERRUPTION, OF THE SHARES
WITH WHICH HE OR SHE IS VOTING DURING THE
THREE MONTHS IMMEDIATELY PRIOR TO THE
HOLDING OF THE GENERAL MEETING
10 DO YOU WISH TO VOTE IN THE SEPARATE Mgmt Abstain Against
ELECTION FOR THE CANDIDATE ANTONIO KANDIR
SUGGESTED BY THE COMPANY'S MANAGEMENT AS
INDEPENDENT MEMBERS OF THE BOARD OF
DIRECTORS. THE SHAREHOLDER SHALL ONLY
FULFILL THE FIELD IF THE RESOLUTIONS 6, 7,
8 AND 11 WERE LEFT IN BLANK AND IF HE SHE
IT HAS CHOSEN TO REQUEST THE SEPARATE
ELECTION OF A MEMBER OF THE BOARD OF
DIRECTORS IN FIELD 9 ABOVE AND HAS VOTED NO
OR ABSTAIN IN FIELD 4 BELOW. ONCE THAT ONLY
ONE CANDIDATE WILL BE ELECTED TO THE
POSITION OF MEMBER OF THE BOARD OF
DIRECTORS THROUGH THE SEPARATE VOTING
PROCEDURE, THE SHAREHOLDER WILL BE ABLE TO
VOTE FOR ONLY ONE OF THE CANDIDATES
INDICATED IN RESOLUTION 10 OR 11
11 DO YOU WISH TO VOTE IN THE SEPARATE Mgmt Abstain Against
ELECTION FOR THE CANDIDATE MARCELO AMARAL
MORAES SUGGESTED BY THE COMPANY'S
MANAGEMENT AS INDEPENDENT MEMBERS OF THE
BOARD OF DIRECTORS. THE SHAREHOLDER SHALL
ONLY FULFILL THE FIELD IF THE RESOLUTIONS
6, 7, 8 AND 11 WERE LEFT IN BLANK AND IF HE
SHE IT HAS CHOSEN TO REQUEST THE SEPARATE
ELECTION OF A MEMBER OF THE BOARD OF
DIRECTORS IN FIELD 9 ABOVE AND HAS VOTED NO
OR ABSTAIN IN FIELD 4 BELOW. ONCE THAT ONLY
ONE CANDIDATE WILL BE ELECTED TO THE
POSITION OF MEMBER OF THE BOARD OF
DIRECTORS THROUGH THE SEPARATE VOTING
PROCEDURE, THE SHAREHOLDER WILL BE ABLE TO
VOTE FOR ONLY ONE OF THE CANDIDATES
INDICATED IN RESOLUTION 10 OR 11
12 RESOLVE ON THE MANAGEMENT PROPOSAL FOR Mgmt For For
SETTING THE OVERALL ANNUAL AMOUNT OF THE
COMPANY'S MANAGEMENT REMUNERATION FOR THE
PERIOD FROM MAY 2021 TO APRIL 2022
13.1 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL PER CANDIDATE. THE SHAREHOLDER MAY
APPOINT AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. POSITIONS LIMIT TO BE COMPLETED,
3. RICARDO FLORENCE DOS SANTOS, PRINCIPAL
MEMBER. REGINALDO FERREIRA ALEXANDRE,
SUBSTITUTE MEMBER
13.2 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt Against Against
COUNCIL PER CANDIDATE. THE SHAREHOLDER MAY
APPOINT AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. POSITIONS LIMIT TO BE COMPLETED,
3. VINICIUS NISHIOKA, PRINCIPAL MEMBER.
LUIZ CLAUDIO GOMES DO NASCIMENTO,
SUBSTITUTE MEMBER
13.3 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL PER CANDIDATE. THE SHAREHOLDER MAY
APPOINT AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. POSITIONS LIMIT TO BE COMPLETED,
3. RAN ZHANG, PRINCIPAL MEMBER. LI RUIJUAN,
SUBSTITUTE MEMBER
14 DO YOU REQUEST THE ADOPTION OF THE SEPARATE Mgmt Abstain Against
ELECTION OF A MEMBER TO THE FISCAL COUNCIL,
UNDER THE TERMS OF THE ARTICLE 161,
PARAGRAPH 4, ITEM A OF BRAZILIAN CORPORATE
LAW. IN CASE YOU CHOOSE NO OR ABSTAIN, YOUR
SHARES WILL NOT BE COMPUTED FOR THE REQUEST
OF SEPARATE ELECTION OF A FISCAL COUNCILS
MEMBER. THE SHAREHOLDER SHALL ONLY FULFILL
THE FIELD IF THE RESOLUTIONS 13 WERE LEFT
IN BLANK
15 DO YOU WISH TO VOTE FOR THE CANDIDATES Mgmt Abstain Against
RICARDO FLORENCE DOS SANTOS, EFFECTIVE
COUNCIL MEMBER, REGINALDO FERREIRA
ALEXANDRE, ALTERNATE COUNCIL MEMBER, IN THE
SEPARATE ELECTION FOR A MEMBER OF THE
FISCAL COUNCIL. THE SHAREHOLDER SHALL ONLY
FULFILL THE FIELD IF THE RESOLUTION 13 WAS
LEFT IN BLANK AND IF HAD OPTED FOR
SEPARATED ELECTION FOR FISCAL COUNCIL ON
RESOLUTION 14 ABOVE. ONCE THAT ONLY ONE
CANDIDATE WILL BE ELECTED TO THE POSITION
OF MEMBER OF THE FISCAL COUNCIL THROUGH THE
SEPARATE VOTING PROCEDURE, THE SHAREHOLDER
WILL BE ABLE TO VOTE FOR ONLY ONE OF THE
CANDIDATES INDICATED IN RESOLUTION 24 OR 25
16 DO YOU WISH TO VOTE FOR THE CANDIDATES Mgmt Abstain Against
MARCIO PRADO, EFFECTIVE COUNCIL MEMBER,
PAULO NOBREGA FRADE, ALTERNATE COUNCIL
MEMBER, IN THE SEPARATE ELECTION FOR A
MEMBER OF THE FISCAL COUNCIL. THE
SHAREHOLDER SHALL ONLY FULFILL THE FIELD IF
THE RESOLUTION 13 WAS LEFT IN BLANK AND IF
HAD OPTED FOR SEPARATED ELECTION FOR FISCAL
COUNCIL ON RESOLUTION 14 ABOVE. ONCE THAT
ONLY ONE CANDIDATE WILL BE ELECTED TO THE
POSITION OF MEMBER OF THE FISCAL COUNCIL
THROUGH THE SEPARATE VOTING PROCEDURE, THE
SHAREHOLDER WILL BE ABLE TO VOTE FOR ONLY
ONE OF THE CANDIDATES INDICATED IN
RESOLUTION 24 OR 25
17 RESOLVE ON THE MANAGEMENT PROPOSAL FOR Mgmt For For
SETTING THE OVERALL ANNUAL AMOUNT OF THE
COMPANY'S FISCAL COUNCIL REMUNERATION FOR
THE PERIOD FROM MAY 2021 TO APRIL 2022
18 IF A SECOND CALL NOTICE FOR THE AGM IS Mgmt Against Against
NECESSARY, CAN THE VOTING INSTRUCTIONS
CONTAINED IN THIS FORM BE ALSO USED IF AN
AGM IS HELD AT SECOND CALL
--------------------------------------------------------------------------------------------------------------------------
DURATEX SA Agenda Number: 713773237
--------------------------------------------------------------------------------------------------------------------------
Security: P3593G146
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: BRDTEXACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO RECEIVE THE ADMINISTRATORS ACCOUNTS, Mgmt For For
EXAMINE, DISCUSS AND VOTE ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDED ON
12.31.2020
2 TO DELIBERATE ON THE BOARD OF DIRECTORS Mgmt For For
PROPOSAL FOR THE ALLOCATION OF NET INCOME
FOR THE YEAR 2020, INCLUDING THE
RATIFICATION OF THE ANTICIPATED
DISTRIBUTION OF INTEREST ON OWN CAPITAL AND
ADDITIONAL DIVIDENDS, AS DETAILED IN THE
MEETING MANUAL AVAILABLE. NO NEW
DISTRIBUTION OF EARNINGS WILL BE PROPOSED
AT THE MEETING ON ACCOUNT OF THE 2020
FINANCIAL YEAR
3 TO DELIBERATE ON THE MANAGEMENTS PROPOSAL Mgmt For For
TO ESTABLISH, IN 9 MEMBERS OF WHICH 3 ARE
INDEPENDENT AND 3 ALTERNATES, THE NUMBER OF
MEMBERS OF THE BOARD OF DIRECTORS FOR THE
NEXT ANNUAL TERM
4 DO YOU WISH TO REQUEST THE ADOPTION OF THE Mgmt Against Against
CUMULATIVE VOTING PROCESS FOR THE ELECTION
OF THE BOARD OF DIRECTORS, UNDER THE TERMS
OF ARTICLE 141 OF LAW 6,404 OF 1976
5 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS BY SLATE. INDICATION OF ALL THE
NAMES THAT MAKE UP THE BY SLATE. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IF THE SHAREHOLDER HOLDING SHARES WITH
VOTING RIGHTS ALSO FILLS IN THE FIELDS
PRESENT IN THE SEPARATE ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. . ALFREDO EGYDIO ARRUDA VILLELA FILHO
AND ALEXANDRE DE BARROS ALFREDO EGYDIO
SETUBAL AND PAULA LUCAS SETUBAL ANDREA
LASERNA SEIBEL AND ALEX LASERNA SEIBEL
HELIO SEIBEL AND ALEX LASERNA SEIBEL
JULIANA ROZENBAUM MUNEMORI MARCIO FROES
TORRES RAUL CALFAT RICARDO EGYDIO SETUBAL
AND PAULA LUCAS SETUBAL RODOLFO VILLELA
MARINO AND ALEXANDRE DE BARROS
6 IN THE EVENT THAT ONE OF THE CANDIDATES WHO Mgmt Against Against
IS ON THE SLATE CHOSEN CEASES TO BE PART OF
THAT SLATE, CAN THE VOTES CORRESPONDING TO
YOUR SHARES CONTINUE TO BE CONFERRED ON THE
CHOSEN SLATE
CMMT FOR THE PROPOSAL 7 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 8.1 TO 8.9 IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS
7 IN THE EVENT OF THE ADOPTION OF THE Mgmt Against Against
CUMULATIVE VOTING PROCESS, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES BE DISTRIBUTED
IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF
THE SLATE THAT YOU HAVE CHOSEN. IF THE
SHAREHOLDER CHOOSES TO ABSTAIN AND THE
ELECTION OCCURS THROUGH THE CUMULATIVE
VOTING PROCESS, HIS VOTE MUST BE COUNTED AS
ABSTENTION IN THE RESPECTIVE RESOLUTION OF
THE MEETING
8.1 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. ALFREDO EGYDIO ARRUDA
VILLELA FILHO AND ALEXANDRE DE BARROS
8.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. ALFREDO EGYDIO SETUBAL
AND PAULA LUCAS SETUBAL
8.3 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. ANDREA LASERNA SEIBEL
AND ALEX LASERNA SEIBEL
8.4 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. HELIO SEIBEL AND ALEX
LASERNA SEIBEL
8.5 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. JULIANA ROZENBAUM
MUNEMORI
8.6 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. MARCIO FROES TORRES
8.7 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION RAUL CALFAT
8.8 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Against Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. RICARDO EGYDIO SETUBAL
AND PAULA LUCAS SETUBAL
8.9 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Against Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. RODOLFO VILLELA MARINO
AND ALEXANDRE DE BARROS
9 DO YOU WISH TO REQUEST THE SEPARATE Mgmt Abstain Against
ELECTION OF A MEMBER OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141,
4, I OF LAW 6,404 OF 1976
10 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt Abstain Against
DIRECTORS BY MINORITY SHAREHOLDERS HOLDING
VOTING SHARES. SHAREHOLDER CAN ONLY FILL
OUT THIS FIELD IF HE HAS BEEN THE OWNER,
WITHOUT INTERRUPTION, OF THE SHARES WITH
WHICH HE OR SHE IS VOTING DURING THE THREE
MONTHS IMMEDIATELY PRIOR TO THE HOLDING OF
THE GENERAL MEETING AND IS NOT A
CONTROLLING SHAREHOLDER OR IS LINKED TO IT
11 RATIFY THE REMUNERATION PAID TO MANAGEMENT Mgmt For For
IN 2020 AND DELIBERATE ON THE PROPOSAL OF
THE BOARD OF DIRECTORS TO SET THE GLOBAL
AND ANNUAL AMOUNT DESTINED TO THE
REMUNERATION OF THE ADMINISTRATORS, BOARD
OF DIRECTORS AND EXECUTIVE BOARD, UP TO BRL
48 MILLIONS
12 DO YOU WISH TO REQUEST THE INSTATEMENT OF Mgmt Abstain Against
THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 161 OF LAW 6,404 OF 1976
13 DO YOU AUTHORIZE THE DRAWING UP OF THE Mgmt Against Against
MINUTES OF THIS MEETING IN SUMMARY FORM,
PURSUANT TO PARAGRAPH 1 OF ARTICLE 130 OF
LAW NO. 6,404, OF 1976
14 DO YOU AUTHORIZE THE PUBLICATION OF THE Mgmt For For
MINUTES OF THIS MEETING, OMITTING THE NAMES
OF THE SHAREHOLDERS, PURSUANT TO PARAGRAPH
2 OF ARTICLE 130 OF LAW NO. 6,404, OF 1976
--------------------------------------------------------------------------------------------------------------------------
DURATEX SA Agenda Number: 713773275
--------------------------------------------------------------------------------------------------------------------------
Security: P3593G146
Meeting Type: EGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: BRDTEXACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO RESOLVE ON THE BOARD OF DIRECTORS Mgmt For For
PROPOSAL TO AMEND THE DURATEX LONG TERM
INCENTIVE PLAN REGULATION
2 DO YOU AUTHORIZE THE DRAWING UP OF THE Mgmt Against Against
MINUTES OF THIS MEETING IN SUMMARY FORM,
PURSUANT TO PARAGRAPH 1 OF ARTICLE 130 OF
LAW NO. 6,404, OF 1976
3 DO YOU AUTHORIZE THE PUBLICATION OF THE Mgmt For For
MINUTES OF THIS MEETING, OMITTING THE NAMES
OF THE SHAREHOLDERS, PURSUANT TO PARAGRAPH
2 OF ARTICLE 130 OF LAW NO. 6,404, OF 1976
--------------------------------------------------------------------------------------------------------------------------
ELECTRICITY GENERATING PUBLIC CO LTD Agenda Number: 712856989
--------------------------------------------------------------------------------------------------------------------------
Security: Y22834116
Meeting Type: AGM
Meeting Date: 20-Jul-2020
Ticker:
ISIN: TH0465010013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND APPROVE THE MINUTES OF THE Mgmt For For
SHAREHOLDERS 2019 ANNUAL GENERAL MEETING
HELD ON APRIL 18, 2019
2 TO CONSIDER AND ACKNOWLEDGE THE COMPANY'S Mgmt For For
PERFORMANCE FOR YEAR 2019
3 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
STATEMENTS AS AT DECEMBER 31, 2019
4 TO CONSIDER AND APPROVE THE OMISSION OF Mgmt For For
ADDITIONAL DIVIDEND PAYMENT FROM OPERATING
RESULTS OF 2019 AND ACKNOWLEDGE THE INTERIM
DIVIDEND PAYMENT
5 TO CONSIDER THE APPOINTMENT OF THE AUDITORS Mgmt Against Against
AND DETERMINE THE AUDIT FEE:
PRICEWATERHOUSECOOPERS ABAS LIMITED
6 TO CONSIDER AND DETERMINE THE DIRECTORS Mgmt Against Against
REMUNERATION
7.A TO CONSIDER AND ELECT MR. ANYA KHANTHAVIT Mgmt Against Against
AS INDEPENDENT DIRECTOR
7.B TO CONSIDER AND ELECT MR. PAISAN Mgmt For For
MAHAPUNNAPORN AS INDEPENDENT DIRECTOR
7.C TO CONSIDER AND ELECT MR. TOSHIRO KUDAMA AS Mgmt Against Against
DIRECTOR
7.D TO CONSIDER AND ELECT MR. TOMOYUKI OCHIAI Mgmt Against Against
AS DIRECTOR
7.E TO CONSIDER AND ELECT MR. NAOKI TSUTSUMI AS Mgmt Against Against
DIRECTOR
8.1 TO CONSIDER AND APPROVE THE AMENDMENT OF Mgmt For For
THE COMPANY'S OBJECTIVE NO.6
8.2 TO CONSIDER AND APPROVE THE INCLUSION OF Mgmt For For
THE COMPANY'S NEW OBJECTIVE
9 TO CONSIDER OTHER MATTERS (IF ANY) Mgmt Against Against
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 435813 DUE TO SPLITTING OF
RESOLUTION 8. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ELECTRICITY GENERATING PUBLIC CO LTD Agenda Number: 713709458
--------------------------------------------------------------------------------------------------------------------------
Security: Y22834116
Meeting Type: AGM
Meeting Date: 19-Apr-2021
Ticker:
ISIN: TH0465010013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 524848 DUE TO RECEIPT OF CHANGE
IN SEQUENCE OF DIRECTOR NAMES. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN
1 TO CONSIDER AND APPROVE THE MINUTES OF THE Mgmt For For
SHAREHOLDERS' 2020 ANNUAL GENERAL MEETING
2 TO ACKNOWLEDGE THE COMPANY'S PERFORMANCES Mgmt For For
IN 2020
3 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2020
4 TO CONSIDER AND APPROVE THE DIVIDEND Mgmt For For
PAYMENT FROM OPERATING RESULTS OF 2020
5 TO CONSIDER THE APPOINTMENT OF THE AUDITORS Mgmt Against Against
AND TO DETERMINE THE AUDIT FEE
6 TO CONSIDER AND DETERMINE THE DIRECTORS' Mgmt Against Against
REMUNERATION
7.A TO CONSIDER AND ELECT DIRECTOR TO REPLACE Mgmt Against Against
THE RETIRING DIRECTOR: MRS. WANNIPA
BHAKDIBUTR
7.B TO CONSIDER AND ELECT DIRECTOR TO REPLACE Mgmt Against Against
THE RETIRING DIRECTOR: MR. POOMJAI ATTANUN
7.C TO CONSIDER AND ELECT DIRECTOR TO REPLACE Mgmt Against Against
THE RETIRING DIRECTOR: DR. PASU LOHARJUN
7.D TO CONSIDER AND ELECT DIRECTOR TO REPLACE Mgmt Against Against
THE RETIRING DIRECTOR: MR. KULIT SOMBATSIRI
7.E TO CONSIDER AND ELECT DIRECTOR TO REPLACE Mgmt Against Against
THE RETIRING DIRECTOR: PROF. DR. PISUT
PAINMANAKUL
8 TO CONSIDER OTHER MATTERS (IF ANY) Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ELECTRICITY GENERATING PUBLIC COMPANY LIMITED Agenda Number: 712856991
--------------------------------------------------------------------------------------------------------------------------
Security: Y22834108
Meeting Type: AGM
Meeting Date: 20-Jul-2020
Ticker:
ISIN: TH0465010005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND APPROVE THE MINUTES OF THE Non-Voting
SHAREHOLDERS' 2019 ANNUAL GENERAL MEETING
HELD ON APRIL 18, 2019
2 TO CONSIDER AND ACKNOWLEDGE THE COMPANY'S Non-Voting
PERFORMANCE FOR YEAR 2019
3 TO CONSIDER AND APPROVE THE FINANCIAL Non-Voting
STATEMENTS AS AT DECEMBER 31, 2019
4 TO CONSIDER AND APPROVE THE OMISSION OF Non-Voting
ADDITIONAL DIVIDEND PAYMENT FROM OPERATING
RESULTS OF 2019 AND ACKNOWLEDGE THE INTERIM
DIVIDEND PAYMENT
5 TO CONSIDER THE APPOINTMENT OF THE AUDITORS Non-Voting
AND DETERMINE THE AUDIT FEE
6 TO CONSIDER AND DETERMINE THE DIRECTORS' Non-Voting
REMUNERATION
7.1 TO CONSIDER AND ELECT DIRECTOR TO REPLACE Non-Voting
THE RETIRING DIRECTOR: MR. ANYA KHANTHAVIT
7.2 TO CONSIDER AND ELECT DIRECTOR TO REPLACE Non-Voting
THE RETIRING DIRECTOR: MR. PAISAN
MAHAPUNNAPORN
7.3 TO CONSIDER AND ELECT DIRECTOR TO REPLACE Non-Voting
THE RETIRING DIRECTOR: MR. TOSHIRO KUDAMA
7.4 TO CONSIDER AND ELECT DIRECTOR TO REPLACE Non-Voting
THE RETIRING DIRECTOR: MR. TOMOYUKI OCHIAI
7.5 TO CONSIDER AND ELECT DIRECTOR TO REPLACE Non-Voting
THE RETIRING DIRECTOR: MR. NAOKI TSUTSUMI
8 TO CONSIDER AND APPROVE THE AMENDMENT AND Non-Voting
INCLUSION OF THE MEMORANDUM OF ASSOCIATION
NO. 3 (COMPANY'S OBJECTIVE)
9 TO CONSIDER OTHER MATTERS (IF ANY) Non-Voting
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EMIRATES TELECOMMUNICATIONS GROUP COMPANY PJSC (ET Agenda Number: 713679578
--------------------------------------------------------------------------------------------------------------------------
Security: M4040L103
Meeting Type: AGM
Meeting Date: 17-Mar-2021
Ticker:
ISIN: AEE000401019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 24 MAR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 525145 DUE TO RECEIPT SPLITTING
OF RESOLUTION 15. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
1 TO APPROVE THE APPOINTMENT OF MR. HASAN Mgmt For For
ALHOSANI, GROUP CORPORATE SECRETARY AS
RAPPORTEUR OF THE MEETING, AND FIRST ABU
DHABI BANK AS COLLECTOR OF VOTES
2 TO HEAR AND APPROVE THE REPORT OF THE BOARD Mgmt Abstain Against
OF DIRECTORS ON THE COMPANY'S ACTIVITIES
AND ITS FINANCIAL POSITION FOR THE
FINANCIAL YEAR ENDED 31 DEC 2020
3 TO DISCUSS AND APPROVE THE EXTERNAL Mgmt For For
AUDITORS REPORT FOR THE FINANCIAL YEAR
ENDED 31 DEC 2020
4 TO DISCUSS AND APPROVE THE COMPANY'S Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DEC 2020
5 TO CONSIDER THE BOARD OF DIRECTORS Mgmt For For
RECOMMENDATION REGARDING DISTRIBUTION OF
DIVIDENDS FOR THE SECOND HALF OF THE YEAR
2020 AT THE RATE OF 40 FILS PER SHARE AND
ONE TIME SPECIAL DIVIDEND OF 40 FILS PER
SHARE. THUS, THE TOTAL AMOUNT OF DIVIDENDS
PER SHARE FOR THE FINANCIAL YEAR ENDED 31
DEC 2020 WILL BE 1.20 DIRHAM, 120PCT OF THE
NOMINAL VALUE OF THE SHARE
6 TO ABSOLVE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS FROM LIABILITY FOR THE FINANCIAL
YEAR ENDED 31 DEC 2020
7 TO ABSOLVE THE EXTERNAL AUDITOR FROM Mgmt For For
LIABILITY FOR THE FINANCIAL YEAR ENDED 31
DEC 2020
8 TO APPOINT THE EXTERNAL AUDITORS FOR THE Mgmt For For
YEAR 2021 AND DETERMINE THEIR FEES
9 TO APPROVE THE PROPOSAL CONCERNING THE Mgmt For For
REMUNERATIONS OF THE BOARD MEMBERS FOR THE
FINANCIAL YEAR ENDED 31 DEC 2020
10 TO APPROVE BOARD REMUNERATION POLICY Mgmt For For
11 TO DELEGATE AUTHORITY TO THE BOARD OF Mgmt For For
APPOINTING TWO REPRESENTATIVES TO REPRESENT
SHAREHOLDERS WHO ARE UNABLE TO PARTICIPATE
IN FUTURE ANNUAL GENERAL ASSEMBLY MEETINGS
AND DETERMINE THEIR FEES, IN LINE WITH THE
DECISION OF THE CHAIRMAN OF THE SECURITIES
AND COMMODITIES AUTHORITY
12 TO APPROVE A BUDGET OF NOT MORE THAN 1PCT Mgmt For For
OF THE COMPANY'S NET PROFITS OF THE LAST
TWO YEARS 2019 TO 2020 FOR VOLUNTARY
CONTRIBUTIONS TO THE COMMUNITY, CORPORATE
SOCIAL RESPONSIBILITY, AND TO AUTHORIZE THE
BOARD OF DIRECTORS TO EFFECT THE PAYMENTS
OF SUCH CONTRIBUTIONS TO THE BENEFICIARIES
DETERMINED AT ITS OWN DISCRETION
13 TO APPROVE AMENDING THE COMPANY'S ARTICLES Mgmt For For
OF ASSOCIATION WHEREBY, A. THE CURRENT
20PCT OWNERSHIP LIMIT FOR THE NON UAE
NATIONAL SHAREHOLDING IN ETISALAT GROUP
WILL BE INCREASED TO 49PCT, B. THE THREE
CONSECUTIVE YEARS LIMIT OF THE EXTERNAL
AUDITOR APPOINTMENT WILL BE AMENDED TO BE
IN LINE WITH THE AMENDED COMMERCIAL
COMPANIES LAW WHICH INCREASED THE LIMIT TO
SIX CONSECUTIVE YEARS
14 TO APPROVE CANCELLING THE SHARE BUYBACK Mgmt For For
PROGRAM
15.1 ELECTION OF BOARD MEMBER TO REPRESENT Mgmt For For
ETISALAT GROUP SHAREHOLDERS OTHER THAN THE
GOVERNMENT SHAREHOLDER, AS THE TERM OF THE
CURRENT BOARD WILL END ON 20 MAR 2021:
SHEIKH AHMED MOHAMED SULTAN BIN SUROOR AL
DHAHIRI
15.2 ELECTION OF BOARD MEMBER TO REPRESENT Mgmt For For
ETISALAT GROUP SHAREHOLDERS OTHER THAN THE
GOVERNMENT SHAREHOLDER, AS THE TERM OF THE
CURRENT BOARD WILL END ON 20 MAR 2021: MR.
ABDELMONEM BIN EISA BIN NASSER ALSERKAL
15.3 ELECTION OF BOARD MEMBER TO REPRESENT Mgmt For For
ETISALAT GROUP SHAREHOLDERS OTHER THAN THE
GOVERNMENT SHAREHOLDER, AS THE TERM OF THE
CURRENT BOARD WILL END ON 20 MAR 2021: MR.
KHALID ABDULWAHID HASSAN ALRUSTAMANI
15.4 ELECTION OF BOARD MEMBER TO REPRESENT Mgmt For For
ETISALAT GROUP SHAREHOLDERS OTHER THAN THE
GOVERNMENT SHAREHOLDER, AS THE TERM OF THE
CURRENT BOARD WILL END ON 20 MAR 2021: MR.
OTAIBA KHALAF AHMED KHALAF AL OTAIBA
--------------------------------------------------------------------------------------------------------------------------
ENGIE BRASIL ENERGIA SA Agenda Number: 712847738
--------------------------------------------------------------------------------------------------------------------------
Security: P37625103
Meeting Type: EGM
Meeting Date: 17-Jul-2020
Ticker:
ISIN: BREGIEACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER CAN INDICATE AS
MANY CANDIDATES AS THERE ARE VACANCIES TO
BE FILLED IN THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, 1. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IN THE EVENT THE SHAREHOLDER
WHO OWNS SHARES WITH VOTING RIGHTS ALSO
FILLS OUT THE FIELDS PRESENT IN THE
SEPARATE ELECTION OF A MEMBER OF THE BOARD
OF DIRECTORS AND THE SEPARATE ELECTION THAT
IS DEALT WITH IN THESE FIELDS OCCURS.
MANOEL EDUARDO LIMA LOPES, PRINCIPAL
2 IN THE EVENT OF THE ADOPTION OF THE Mgmt Abstain Against
CUMULATIVE VOTING PROCESS, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES BE DISTRIBUTED
IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF
THE SLATE THAT YOU HAVE CHOSEN. PLEASE NOTE
THAT IF INVESTOR CHOOSES FOR, THE
PERCENTAGES DO NOT NEED TO BE PROVIDED, IF
INVESTOR CHOOSES AGAINST, IT IS MANDATORY
TO INFORM THE PERCENTAGES ACCORDING TO
WHICH THE VOTES SHOULD BE DISTRIBUTED,
OTHERWISE THE ENTIRE VOTE WILL BE REJECTED
DUE TO LACK OF INFORMATION, IF INVESTOR
CHOOSES ABSTAIN, THE PERCENTAGES DO NOT
NEED TO BE PROVIDED, HOWEVER IN CASE
CUMULATIVE VOTING IS ADOPTED THE INVESTOR
WILL NOT PARTICIPATE ON THIS MATTER OF THE
MEETING
3 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
MANOEL EDUARDO LIMA LOPES, PRINCIPAL
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EQUATORIAL ENERGIA SA Agenda Number: 713838297
--------------------------------------------------------------------------------------------------------------------------
Security: P3773H104
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: BREQTLACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 547957 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 ANALYSIS, DISCUSSION AND VOTING OF Mgmt For For
MANAGEMENT REPORT, ADMINISTRATORS ACCOUNTS,
COMPANY'S FINANCIAL STATEMENTS AND OF THE
REPORT OF THE INDEPENDENT AUDITORS AND
FISCAL COUNCILS OPINION, REFERRING TO THE
FISCAL YEAR ENDED ON DECEMBER 31ST, 2020
2 RESOLUTION OF THE ALLOCATION OF NET INCOME Mgmt For For
FROM THE FISCAL YEAR ENDED ON DECEMBER
31ST, 2020
3 DETERMINE AS 8 EIGHT THE NUMBER OF MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS
4.1 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt Against Against
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. NOTE CARLOS AUGUSTO LEONE PIANI
4.2 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt Against Against
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. NOTE GUILHERME MEXIAS ACHE
4.3 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. NOTE TANIA SZTAMFATER CHOCOLAT
4.4 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. NOTE PAULO JERONIMO BANDEIRA DE MELLO
PEDROSA
4.5 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. NOTE LUIS HENRIQUE DE MOURA GONCALVES
4.6 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt Against Against
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. NOTE EDUARDO HAIAMA
4.7 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt Against Against
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. NOTE AUGUSTO MIRANDA DA PAZ JUNIOR
4.8 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt Against Against
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. NOTE TIAGO DE ALMEIDA NOEL:
CMMT FOR THE PROPOSAL 5 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 6.1 TO 6.8. IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS
5 IN THE EVENT OF THE ADOPTION OF THE Mgmt Against Against
CUMULATIVE VOTING PROCESS, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES BE DISTRIBUTED
IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF
THE SLATE THAT YOU HAVE CHOSEN. IF THE
SHAREHOLDER CHOOSES TO ABSTAIN AND THE
ELECTION OCCURS THROUGH THE CUMULATIVE
VOTING PROCESS, HIS VOTE MUST BE COUNTED AS
ABSTENTION IN THE RESPECTIVE RESOLUTION OF
THE MEETING
6.1 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
NOTE CARLOS AUGUSTO LEONE PIANI
6.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
NOTE GUILHERME MEXIAS ACHE
6.3 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
NOTE TANIA SZTAMFATER CHOCOLAT
6.4 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
NOTE PAULO JERONIMO BANDEIRA DE MELLO
PEDROSA
6.5 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
NOTE LUIS HENRIQUE DE MOURA GONCALVES
6.6 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Against Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
NOTE EDUARDO HAIAMA
6.7 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
NOTE AUGUSTO MIRANDA DA PAZ JUNIOR
6.8 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
NOTE TIAGO DE ALMEIDA NOEL
7 SET THE ANNUAL GLOBAL COMPENSATION OF THE Mgmt For For
MANAGERS FOR THE FISCAL YEAR OF 2021
8 RESOLUTION OF THE INSTALLATION AND Mgmt For For
OPERATION OF THE FISCAL COUNCIL FOR THE
FISCAL YEAR OF 2021
9 DETERMINE AS THREE THE NUMBER OF MEMBERS OF Mgmt For For
THE FISCAL COUNCIL
10.1 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, NOTE SAULO
DE TARSO ALVES DE LARA, CLAUDIA LUCIANA
CECCATTO DE TROTTA
10.2 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, NOTE MARIA
SALETE GARCIA PINHEIRO, PAULO ROBERTO
FRANCESCHI
10.3 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, NOTE
VANDERLEI DOMINGUEZ DA ROSA, RICARDO
BERTUCCI
11 SET THE ANNUAL GLOBAL COMPENSATION OF THE Mgmt For For
MEMBERS OF THE FISCAL COUNCIL FOR THE
FISCAL YEAR OF 2021
12 AUTHORIZATION FOR THE MANAGERS OF THE Mgmt For For
COMPANY TO PERFORM ALL ACTS NECESSARY TO
MAKE THE RESOLUTIONS APPROVED AT THE
MEETING EFFECTIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EQUATORIAL ENERGIA SA Agenda Number: 713823258
--------------------------------------------------------------------------------------------------------------------------
Security: P3773H104
Meeting Type: EGM
Meeting Date: 28-May-2021
Ticker:
ISIN: BREQTLACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 INCREASE OF CAPITAL OF THE COMPANY WITH Mgmt For For
AMENDMENT TO THE 6TH ARTICLE OF COMPANY'S
BYLAWS, IN ORDER TO REFLECT THE CAPITAL
INCREASES APPROVED AT THIS MEETING AND BY
THE COMPANY'S BOARD OF DIRECTORS, WITHIN
THE AUTHORIZED LIMIT OF CAPITAL
2 CONSOLIDATION OF THE COMPANY'S BYLAWS Mgmt For For
3 AUTHORIZATION FOR THE MANAGERS OF THE Mgmt For For
COMPANY TO PERFORM ALL ACTS NECESSARY TO
MAKE THE RESOLUTIONS APPROVED AT THE
MEETING EFFECTIVE
CMMT 24 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM 30 APR 2021 TO 28 MAY 2021 AND
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 24 MAY 2021: PLEASE NOTE THAT THIS MEETING Non-Voting
IS SECOND CALL FOR THE MEETING THAT TOOK
PLACE ON 30 APR 2021 UNDER JOB 547969. IF
YOU HAVE ALREADY VOTED THE PRIOR MEETING,
YOUR VOTING INSTRUCTIONS WILL REMAIN VALID
WITH YOUR SUBCUSTODIAN AND YOU ARE NOT
REQUIRED TO SUBMIT NEW VOTING INSTRUCTIONS
FOR THIS MEETING UNLESS YOU WISH TO CHANGE
YOUR VOTE.
--------------------------------------------------------------------------------------------------------------------------
EREGLI DEMIR VE CELIK FABRIKALARI TURK ANONIM SIRK Agenda Number: 712854454
--------------------------------------------------------------------------------------------------------------------------
Security: M40710101
Meeting Type: AGM
Meeting Date: 14-Jul-2020
Ticker:
ISIN: TRAEREGL91G3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 OPENING, FORMATION OF THE GENERAL ASSEMBLY Mgmt For For
MEETING CHAIRMANSHIP AND STAND IN SILENCE
2 THE AUTHORIZATION OF MEETING CHAIRMANSHIP Mgmt For For
FOR SIGNING OF THE MEETING MINUTES AND
OTHER DOCUMENTS
3 READING AND DISCUSSION OF THE 2019 BOARD OF Mgmt For For
DIRECTORS' ANNUAL ACTIVITY REPORT
4 READING OF THE 2019 INDEPENDENT AUDIT Mgmt For For
REPORT
5 READING, DISCUSSION, SUBMISSION TO VOTING Mgmt For For
AND RESOLVING THE BALANCE SHEET AND PROFIT
LOSS ACCOUNTS SEPARATELY FOR THE FINANCIAL
YEAR OF 2019
6 DISCUSSION, SUBMISSION TO VOTING AND Mgmt For For
RESOLVING THE ACQUITTAL OF MEMBERS OF THE
BOARD OF DIRECTORS SEPARATELY FOR THE
FINANCIAL YEAR OF 2019
7 DISCUSSION, SUBMISSION TO VOTING AND Mgmt For For
RESOLVING THE PROPOSAL OF BOARD OF
DIRECTORS FOR THE DISTRIBUTION OF PROFIT
FOR THE YEAR 2019 AND DIVIDEND PAYMENT DATE
8 DISCUSSION, SUBMISSION TO VOTING AND Mgmt For For
RESOLVING THE DETERMINATION OF THE NUMBER
OF THE BOARD MEMBERS, THEIR TERM OF OFFICE
AND ELECTION OF THE BOARD MEMBERS IN
ACCORDANCE WITH THE LEGISLATION PROVISIONS
9 DISCUSSION, SUBMISSION TO VOTING AND Mgmt For For
RESOLVING THE REMUNERATION OF THE MEMBERS
OF BOARD OF DIRECTORS
10 SUBMISSION TO VOTING AND RESOLVING FOR Mgmt Against Against
GRANTING AUTHORITY TO THE MEMBERS OF THE
BOARD OF DIRECTORS IN ACCORDANCE WITH
ARTICLE 395 AND ARTICLE 396 OF THE TURKISH
COMMERCIAL CODE
11 DISCUSSION, SUBMISSION TO VOTING AND Mgmt For For
RESOLVING THE PROPOSAL OF BOARD OF
DIRECTORS FOR THE ELECTION OF AN
INDEPENDENT EXTERNAL AUDITOR FOR AUDITING
OF COMPANY'S ACCOUNTS AND TRANSACTIONS FOR
2020 IN ACCORDANCE WITH THE TURKISH
COMMERCIAL CODE AND CAPITAL MARKET LAW
12 INFORMING THE GENERAL ASSEMBLY ON Mgmt For For
GUARANTEE, PLEDGE AND MORTGAGES GRANTED IN
FAVOR OF THE THIRD PARTIES AND OF ANY
BENEFITS OR INCOME THEREOF
13 INFORMING THE GENERAL ASSEMBLY REGARDING Mgmt Against Against
THE DONATIONS AND CONTRIBUTIONS MADE IN
2019 AND SUBMISSION TO VOTING AND RESOLVING
THE LIMIT OF DONATIONS TO BE MADE BETWEEN
01.01.2020 31.12.2020
14 SUBMISSION TO VOTING AND RESOLVING OF THE Mgmt For For
APPROVAL OF THE SHARE BUY BACK PROGRAM
PREPARED BY THE BOARD OF DIRECTORS IN
ACCORDANCE WITH THE COMMUNIQU ON BUY BACKED
SHARES (II 22.1) OF THE CAPITAL MARKETS
BOARD AND AUTHORIZATION OF BOARD OF
DIRECTORS
15 CLOSING Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EREGLI DEMIR YE CELIK FABRIKALARI T.A.S. Agenda Number: 713615740
--------------------------------------------------------------------------------------------------------------------------
Security: M40710101
Meeting Type: AGM
Meeting Date: 17-Mar-2021
Ticker:
ISIN: TRAEREGL91G3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 OPENING, FORMATION OF THE GENERAL ASSEMBLY Mgmt For For
MEETING CHAIRMANSHIP AND STAND IN SILENCE
2 THE AUTHORIZATION OF MEETING CHAIRMANSHIP Mgmt For For
FOR SIGNING OF THE MEETING MINUTES AND
OTHER DOCUMENTS
3 READING AND DISCUSSION OF THE 2020 BOARD OF Mgmt For For
DIRECTORS ANNUAL ACTIVITY REPORT
4 READING OF THE 2020 INDEPENDENT AUDIT Mgmt For For
REPORT
5 READING, DISCUSSION, SUBMISSION TO VOTING Mgmt For For
AND RESOLVING THE BALANCE SHEET AND PROFIT
LOSS ACCOUNTS SEPARATELY FOR THE FINANCIAL
YEAR OF 2020
6 SUBMISSION TO VOTING AND RESOLVING THE Mgmt For For
CHANGES IN THE MEMBERSHIP OF THE BOARD OF
DIRECTORS DURING THE PERIOD
7 DISCUSSION, SUBMISSION TO VOTING AND Mgmt For For
RESOLVING THE ACQUITTAL OF MEMBERS OF THE
BOARD OF DIRECTORS SEPARATELY FOR THE
FINANCIAL YEAR OF 2020
8 DISCUSSION, SUBMISSION TO VOTING AND Mgmt For For
RESOLVING THE PROPOSAL OF BOARD OF
DIRECTORS FOR THE DISTRIBUTION OF PROFIT
FOR THE YEAR 2020 AND DIVIDEND PAYMENT DATE
9 DISCUSSION, SUBMISSION TO VOTING AND Mgmt For For
RESOLVING THE DETERMINATION OF THE ELECTION
AND TERM OF OFFICE OF THE INDEPENDENT BOARD
MEMBERS IN ACCORDANCE WITH THE LEGISLATION
PROVISIONS
10 DISCUSSION, SUBMISSION TO VOTING AND Mgmt Against Against
RESOLVING THE REMUNERATION OF THE MEMBERS
OF BOARD OF DIRECTORS
11 SUBMISSION TO VOTING AND RESOLVING FOR Mgmt Against Against
GRANTING AUTHORITY TO THE MEMBERS OF THE
BOARD OF DIRECTORS IN ACCORDANCE WITH
ARTICLE 395 AND ARTICLE 396 OF THE TURKISH
COMMERCIAL CODE
12 DISCUSSION, SUBMISSION TO VOTING AND Mgmt For For
RESOLVING THE PROPOSAL OF BOARD OF
DIRECTORS FOR THE ELECTION OF AN
INDEPENDENT EXTERNAL AUDITOR FOR AUDITING
OF COMPANY'S ACCOUNTS AND TRANSACTIONS FOR
2021 IN ACCORDANCE WITH THE TURKISH
COMMERCIAL CODE AND CAPITAL MARKET LAW
13 INFORMING THE GENERAL ASSEMBLY ON Mgmt For For
GUARANTEE, PLEDGE AND MORTGAGES GRANTED IN
FAVOR OF THE THIRD PARTIES AND OF ANY
BENEFITS OR INCOME THEREOF
14 INFORMING THE GENERAL ASSEMBLY REGARDING Mgmt Against Against
THE DONATIONS AND CONTRIBUTIONS MADE IN
2020 AND SUBMISSION TO VOTING AND RESOLVING
THE LIMIT OF DONATIONS TO BE MADE BETWEEN
01.01.2021 - 31.12.2021
15 CLOSING Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EXXARO RESOURCES LTD Agenda Number: 714039814
--------------------------------------------------------------------------------------------------------------------------
Security: S26949107
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: ZAE000084992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1.1 ELECTION OF MS L MBATHA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
O.1.2 ELECTION OF MR LI MOPHATLANE AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
O.1.3 ELECTION OF MS CJ NXUMALO AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
O.1.4 ELECTION OF MS MLB MSIMANG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
O.1.5 ELECTION OF DR N TSENGWA AS AN EXECUTIVE Mgmt For For
DIRECTOR AND APPROVAL OF HER DESIGNATION
O.1.6 ELECTION OF MR MG QHENA AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
O.2.1 ELECTION OF MR MJ MOFFETT AS A MEMBER OF Mgmt For For
THE GROUP AUDIT COMMITTEE
O.2.2 ELECTION OF MR LI MOPHATLANE AS A MEMBER OF Mgmt For For
THE GROUP AUDIT COMMITTEE
O.2.3 ELECTION OF MR EJ MYBURGH AS A MEMBER OF Mgmt For For
THE GROUP AUDIT COMMITTEE
O.2.4 ELECTION OF MR V NKONYENI AS A MEMBER OF Mgmt For For
THE GROUP AUDIT COMMITTEE
O.2.5 ELECTION OF MS CJ NXUMALO AS A MEMBER OF Mgmt For For
THE GROUP AUDIT COMMITTEE
O.3.1 ELECTION OF DR GJ FRASER-MOLEKETI AS A Mgmt For For
MEMBER OF THE GROUP SOCIAL, ETHICS AND
RESPONSIBILITY COMMITTEE
O.3.2 ELECTION OF MS L MBATHA AS A MEMBER OF THE Mgmt For For
GROUP SOCIAL, ETHICS AND RESPONSIBILITY
COMMITTEE
O.3.3 ELECTION OF MR LI MOPHATLANE AS A MEMBER OF Mgmt For For
THE GROUP SOCIAL, ETHICS AND RESPONSIBILITY
COMMITTEE
O.3.4 ELECTION OF MR PCCH SNYDERS AS A MEMBER OF Mgmt For For
THE GROUP SOCIAL, ETHICS AND RESPONSIBILITY
COMMITTEE
O.4 RESOLUTION TO RE-APPOINT Mgmt For For
PRICEWATERHOUSECOOPERS INCORPORATED AS
INDEPENDENT EXTERNAL AUDITOR UNTIL
CONCLUSION OF THEIR EXTERNAL AUDIT
RESPONSIBILITIES FOR THE FINANCIAL YEAR
ENDING 31 DECEMBER 202
O.5 RESOLUTION TO APPOINT KPMG CONSORTIUM AS Mgmt For For
INDEPENDENT EXTERNAL AUDITOR FOR THE
FINANCIAL YEAR STARTING ON 1 JANUARY 2022
UNTIL THE NEXT ANNUAL GENERAL MEETING
O.6 RESOLUTION TO AUTHORISE DIRECTORS AND/OR Mgmt For For
GROUP COMPANY SECRETARY TO IMPLEMENT THE
RESOLUTIONS SET OUT IN THE NOTICE CONVENING
THE ANNUAL GENERAL MEETING
O.7 RESOLUTION TO APPROVE THE AMENDMENT OF THE Mgmt For For
DEFERRED BONUS PLAN RULES TO INCLUDE MALUS
PROVISIONS
O.8 RESOLUTION TO APPROVE THE AMENDMENT OF THE Mgmt For For
LONG TERM INCENTIVE PLAN RULES TO INCLUDE
MALUS PROVISIONS
S.1 SPECIAL RESOLUTION TO APPROVE NON-EXECUTIVE Mgmt For For
DIRECTORS' FEES FOR THE PERIOD 1 JUNE 2021
TO THE NEXT ANNUAL GENERAL MEETING
S.2 SPECIAL RESOLUTION TO AUTHORISE FINANCIAL Mgmt For For
ASSISTANCE FOR THE SUBSCRIPTION OF
SECURITIES
S.3 SPECIAL RESOLUTION FOR A GENERAL AUTHORITY Mgmt For For
TO REPURCHASE SHARES
S.4 SPECIAL RESOLUTION TO AUTHORISE FINANCIAL Mgmt For For
ASSISTANCE TO RELATED AND INTER-RELATED
COMPANIES
NB.1 RESOLUTION THROUGH NON-BINDING ADVISORY Mgmt For For
NOTE TO APPROVE THE REMUNERATION POLICY
NB.2 RESOLUTION THROUGH NON-BINDING ADVISORY Mgmt For For
NOTE TO ENDORSE THE IMPLEMENTATION OF THE
REMUNERATION POLICY
--------------------------------------------------------------------------------------------------------------------------
FALABELLA SA Agenda Number: 713814944
--------------------------------------------------------------------------------------------------------------------------
Security: P3880F108
Meeting Type: OGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: CLP3880F1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 ANNUAL REPORT. A VOTE FROM THE ANNUAL Mgmt For For
GENERAL MEETING IN REGARD TO THE ANNUAL
REPORT OF THE COMPANY FOR THE FISCAL YEAR
THAT ENDED ON DECEMBER 31, 2020, FROM HERE
ONWARDS REFERRED TO RESPECTIVELY AS THE
ANNUAL REPORT AND AS THE 2020 FISCAL YEAR
2 2020 BALANCE SHEET. A VOTE FROM THE ANNUAL Mgmt For For
GENERAL MEETING IN REGARD TO THE
CONSOLIDATED AND AUDITED BALANCE SHEET OF
THE COMPANY FOR THE 2020 FISCAL YEAR, FROM
HERE ONWARDS REFERRED TO AS THE BALANCE
SHEET
3 2020 INCOME STATEMENT. A VOTE FROM THE Mgmt For For
ANNUAL GENERAL MEETING IN REGARD TO THE
CONSOLIDATED AND AUDITED INCOME STATEMENT
OF THE COMPANY FOR THE 2020 FISCAL YEAR
4 OPINION OF THE OUTSIDE AUDITORS. A VOTE Mgmt For For
FROM THE ANNUAL GENERAL MEETING IN REGARD
TO THE REPORT FROM THE OUTSIDE AUDITORS OF
THE COMPANY FOR THE 2020 FISCAL YEAR
5 DISTRIBUTION OF THE PROFIT FROM THE 2020 Mgmt For For
FISCAL YEAR, PAYMENT OF A SINGLE,
DEFINITIVE AND FINAL DIVIDEND.
DETERMINATION BY THE ANNUAL GENERAL MEETING
OF THE PAYMENT OF A SINGLE, DEFINITIVE AND
FINAL DIVIDEND, WITH A CHARGE AGAINST THE
DISTRIBUTABLE NET PROFIT FROM THE 2020
FISCAL YEAR, FROM HERE ONWARDS REFERRED TO
AS THE 2020 PROFIT
6 ALLOCATION OF THE UNDISTRIBUTED 2020 Mgmt For For
PROFIT. A VOTE FROM THE ANNUAL GENERAL
MEETING IN REGARD TO THE ALLOCATION TO GIVE
TO THE PART OF THE 2020 PROFIT THAT WILL
NOT BE THE OBJECT OF DISTRIBUTION TO THE
SHAREHOLDERS OF THE COMPANY
7 DIVIDEND POLICY FOR THE 2021 FISCAL YEAR. A Mgmt For For
VOTE FROM THE ANNUAL GENERAL MEETING IN
REGARD TO THE POLICY FOR THE PAYMENT OF
DIVIDENDS OF THE COMPANY FOR THE FISCAL
YEAR THAT WILL END ON DECEMBER 31, 2021,
FROM HERE ONWARDS REFERRED TO AS THE 2021
FISCAL YEAR.7. DIVIDEND POLICY FOR THE 2021
FISCAL YEAR. A VOTE FROM THE ANNUAL GENERAL
MEETING IN REGARD TO THE POLICY FOR THE
PAYMENT OF DIVIDENDS OF THE COMPANY FOR THE
FISCAL YEAR THAT WILL END ON DECEMBER 31,
2021, FROM HERE ONWARDS REFERRED TO AS THE
2021 FISCAL YEAR
8 COMPENSATION FOR THE MEMBERS OF THE BOARD Mgmt Against Against
OF DIRECTORS. DETERMINATION BY THE ANNUAL
GENERAL MEETING OF THE AMOUNT OF THE
COMPENSATION FOR THE MEMBERS OF THE BOARD
OF DIRECTORS FOR THE TIME THAT RUNS BETWEEN
THE HOLDING OF THE ANNUAL GENERAL MEETING
AND OF THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS THAT WILL BE HELD IN THE FIRST
FOUR MONTHS OF 2022, FROM HERE ONWARDS
REFERRED TO AS THE 2021 THROUGH 2022 PERIOD
9 DESIGNATION OF THE OUTSIDE AUDITORS FOR THE Mgmt For For
2021 FISCAL YEAR. ELECTION BY THE ANNUAL
GENERAL MEETING OF THOSE WHO WILL BE THE
OUTSIDE AUDITORS OF THE COMPANY FOR THE
2021 FISCAL YEAR
10 DESIGNATION OF THE RISK RATING AGENCIES FOR Mgmt For For
THE 2021 THROUGH 2022 PERIOD. ELECTION BY
THE ANNUAL GENERAL MEETING OF THOSE WHO
WILL BE THE RISK RATING AGENCIES OF THE
SECURITIES ISSUED BY THE COMPANY DURING THE
2021 THROUGH 2022 PERIOD
11 GIVING AN ACCOUNTING OF THE RELATED PARTY Mgmt For For
TRANSACTIONS. RECEIPT BY THE ANNUAL GENERAL
MEETING OF THE ACCOUNTING FROM THE BOARD OF
DIRECTORS OF THE RELATED PARTY TRANSACTIONS
THAT WERE ENTERED INTO DURING THE 2020
FISCAL YEAR, GOVERNED BY TITLE XVI OF LAW
NUMBER 18,046, THE SHARE CORPORATIONS LAW,
FROM HERE ONWARDS REFERRED TO AS THE LSA
12 ACCOUNT FROM THE COMMITTEE OF DIRECTORS. Mgmt For For
RECEIPT BY THE ANNUAL GENERAL MEETING OF
THE ACCOUNT OF THE TERM IN OFFICE OF THE
COMMITTEE OF DIRECTORS OF THE COMPANY THAT
WAS ESTABLISHED IN COMPLIANCE WITH AND IN
CONFORMITY WITH ARTICLE 50 BIS OF THE LSA,
FROM HERE ONWARDS REFERRED TO AS THE
COMMITTEE OF DIRECTORS, DURING THE 2020
FISCAL YEAR
13 COMPENSATION FOR THE MEMBERS OF THE Mgmt Against Against
COMMITTEE OF DIRECTORS. DETERMINATION BY
THE ANNUAL GENERAL MEETING OF THE
COMPENSATION THAT THE MEMBERS OF THE BOARD
OF DIRECTORS OF THE COMPANY WHO ARE MEMBERS
OF THE COMMITTEE OF DIRECTORS WILL RECEIVE,
IN ACCORDANCE WITH THE LAW AND IN ADDITION
TO THE COMPENSATION TO WHICH THEY ARE
ENTITLED AS MEMBERS OF THE BOARD OF
DIRECTORS, FOR THE 2021 THROUGH 2022 PERIOD
14 EXPENSE BUDGET OF THE COMMITTEE OF Mgmt For For
DIRECTORS. DETERMINATION BY THE ANNUAL
GENERAL MEETING OF THE BUDGET OF THE
COMMITTEE OF DIRECTORS FOR THE 2021 THROUGH
2022 PERIOD, FOR THE OPERATING EXPENSES OF
THE MENTIONED COMMITTEE AND THE HIRING OF
ADVISORS AND SERVICES FOR MATTERS THAT ARE
WITHIN ITS AREA OF AUTHORITY
15 NEWSPAPER FOR PUBLICATION OF CORPORATE Mgmt For For
NOTICES. DETERMINATION BY THE ANNUAL
GENERAL MEETING OF THE NEWSPAPER IN WHICH
THE NOTIFICATIONS FROM THE COMPANY THAT ARE
REQUIRED BY LAW DURING THE 2021 THROUGH
2022 PERIOD WILL BE PUBLISHED
--------------------------------------------------------------------------------------------------------------------------
FEDERAL HYDRO-GENERATING COMPANY - RUSHYDRO PJSC Agenda Number: 714300136
--------------------------------------------------------------------------------------------------------------------------
Security: X2393H107
Meeting Type: AGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: RU000A0JPKH7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 592855 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1.1 APPROVAL OF THE ANNUAL REPORT OF THE Mgmt Split 50% For Split
COMPANY FOR 2020
2.1 APPROVAL OF THE ANNUAL ACCOUNTING Mgmt Split 50% For Split
(FINANCIAL) STATEMENTS OF THE COMPANY AT
THE END OF 2020
3.1 APPROVAL OF THE DISTRIBUTION OF THE Mgmt Split 50% For Split
COMPANY'S PROFIT BASED ON THE RESULTS OF
2020
4.1 ON THE AMOUNT OF DIVIDENDS, THE TIMING AND Mgmt Split 50% For Split
FORM OF THEIR PAYMENT BASED ON THE RESULTS
OF WORK FOR 2020 AND THE ESTABLISHMENT OF
THE DATE ON WHICH THE PERSONS ENTITLED TO
RECEIVE DIVIDENDS ARE DETERMINED
CMMT 08 JUNE 2021: PLEASE NOTE CUMULATIVE VOTING Non-Voting
APPLIES TO THIS RESOLUTION REGARDING THE
ELECTION OF DIRECTORS. OUT OF THE 14
DIRECTORS PRESENTED FOR ELECTION, A MAXIMUM
OF 13 DIRECTORS ARE TO BE ELECTED.
BROADRIDGE WILL APPLY CUMULATIVE VOTING
EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU
VOTE 'FOR, AND WILL SUBMIT INSTRUCTION TO
THE LOCAL AGENT IN THIS MANNER. CUMULATIVE
VOTES CANNOT BE APPLIED UNEVENLY AMONG
DIRECTORS VIA PROXYEDGE. HOWEVER IF YOU
WISH TO DO SO, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE. STANDING
INSTRUCTIONS HAVE BEEN REMOVED FOR THIS
MEETING. IF YOU HAVE FURTHER QUESTIONS
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
5.1.1 ELECTION OF MEMBER OF THE BOARD OF Mgmt Split 50% Abstain Split
DIRECTORS OF THE COMPANY: BYSTROV MAXIM
SERGEEVICH
5.1.2 ELECTION OF MEMBER OF THE BOARD OF Mgmt Split 50% For Split
DIRECTORS OF THE COMPANY: GRACHEV PAVEL
SERGEEVICH
5.1.3 ELECTION OF MEMBER OF THE BOARD OF Mgmt Split 50% Abstain Split
DIRECTORS OF THE COMPANY: KOZLOV ALEXEY
VLADIMIROVICH
5.1.4 ELECTION OF MEMBER OF THE BOARD OF Mgmt Split 50% Abstain Split
DIRECTORS OF THE COMPANY: PAVLOV ALEXEY
YURIEVICH
5.1.5 ELECTION OF MEMBER OF THE BOARD OF Mgmt Split 50% Abstain Split
DIRECTORS OF THE COMPANY: PIVOVAROV
VYACHESLAV VIKTOROVICH
5.1.6 ELECTION OF MEMBER OF THE BOARD OF Mgmt Split 50% Abstain Split
DIRECTORS OF THE COMPANY: ROGALEV NIKOLAY
DMITRIEVICH
5.1.7 ELECTION OF MEMBER OF THE BOARD OF Mgmt Split 50% Abstain Split
DIRECTORS OF THE COMPANY: SNESAR DMITRY
NIKOLAEVICH
5.1.8 ELECTION OF MEMBER OF THE BOARD OF Mgmt Split 50% Abstain Split
DIRECTORS OF THE COMPANY: SNIKKARS PAVEL
NIKOLAEVICH
5.1.9 ELECTION OF MEMBER OF THE BOARD OF Mgmt Split 50% Abstain Split
DIRECTORS OF THE COMPANY: TRUTNEV YURI
PETROVICH
5.110 ELECTION OF MEMBER OF THE BOARD OF Mgmt Split 50% Abstain Split
DIRECTORS OF THE COMPANY: FILIPPOVA NATALIA
OLEGOVNA
5.111 ELECTION OF MEMBER OF THE BOARD OF Mgmt Split 50% Abstain Split
DIRECTORS OF THE COMPANY: KHMARIN VIKTOR
VIKTOROVICH
5.112 ELECTION OF MEMBER OF THE BOARD OF Mgmt Split 50% Abstain Split
DIRECTORS OF THE COMPANY: CHEKUNKOV ALEXEY
OLEGOVICH
5.113 ELECTION OF MEMBER OF THE BOARD OF Mgmt Split 50% For Split
DIRECTORS OF THE COMPANY: SHEVCHUK ALEXANDR
VIKTOROVICH
5.114 ELECTION OF MEMBER OF THE BOARD OF Mgmt Split 50% Abstain Split
DIRECTORS OF THE COMPANY: SHULGINOV NIKOLAY
GRIGORIEVICH
6.1 ELECTION OF MEMBER OF THE COMPANY'S AUDIT Mgmt Split 50% For Split
COMMISSION: ANNIKOVA NATALIA NIKOLAEVNA
6.2 ELECTION OF MEMBER OF THE COMPANY'S AUDIT Mgmt Split 50% For Split
COMMISSION: KULAGIN ALEXEY VLADIMIROVICH
6.3 ELECTION OF MEMBER OF THE COMPANY'S AUDIT Mgmt Split 50% For Split
COMMISSION: MALSAGOV YAKUB
KHADZHIMURATOVICH
6.4 ELECTION OF MEMBER OF THE COMPANY'S AUDIT Mgmt Split 50% For Split
COMMISSION: REPIN IGOR NIKOLAEVICH
6.5 ELECTION OF MEMBERS OF THE COMPANY'S AUDIT Mgmt Split 50% For Split
COMMISSION: KHAZOV ILYA NIKOLAEVICH
7.1 APPROVAL OF THE AUDITOR OF THE COMPANY: Mgmt Split 50% For Split
PRAISVOTERHAUSKUPERS AUDIT
8.1 APPROVAL OF THE NEW VERSION OF THE CHARTER Mgmt Split 50% For Split
OF PJSC RUSHYDRO
9.1 APPROVAL OF THE NEW VERSION OF THE Mgmt Split 50% For Split
REGULATIONS ON THE PAYMENT OF REMUNERATION
AND COMPENSATION TO MEMBERS OF THE BOARD OF
DIRECTORS OF PJSC RUSHYDRO
CMMT 08 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FORD OTOMOTIV SANAYI AS Agenda Number: 713617984
--------------------------------------------------------------------------------------------------------------------------
Security: M7608S105
Meeting Type: AGM
Meeting Date: 17-Mar-2021
Ticker:
ISIN: TRAOTOSN91H6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 OPENING AND ELECTION OF CHAIRMANSHIP PANEL Mgmt For For
2 READING, DISCUSSION AND APPROVAL OF THE Mgmt For For
ANNUAL REPORT OF YEAR 2020 PREPARED BY THE
BOARD OF DIRECTORS
3 READING OF THE SUMMARY REPORT OF THE Mgmt For For
INDEPENDENT AUDIT FIRM OF 2020 FISCAL
PERIOD
4 READING, DISCUSSION AND APPROVAL OF THE Mgmt For For
FINANCIAL STATEMENTS OF 2020 FISCAL PERIOD
5 APPROVAL OF THE MEMBER CHANGES IN THE BOARD Mgmt For For
OF DIRECTORS DURING THE YEAR AS PER ARTICLE
363 OF TURKISH COMMERCIAL CODE
6 RELEASE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS SEPARATELY FOR YEAR 2020
ACTIVITIES
7 APPROVAL, OR APPROVAL WITH AMENDMENTS OR Mgmt For For
REFUSAL OF THE BOARD OF DIRECTORS PROPOSAL
FOR PROFIT DISTRIBUTION FOR THE YEAR 2020
AND THE DISTRIBUTION DATE WHICH PREPARED IN
ACCORDANCE WITH THE COMPANY'S PROFIT
DISTRIBUTION POLICY
8 APPROVAL, OR APPROVAL WITH AMENDMENTS OR Mgmt Against Against
REFUSAL OF THE BOARD OF DIRECTORS PROPOSAL
FOR AMENDMENT OF ARTICLE NO. 6 OF THE
COMPANY'S ARTICLES OF INCORPORATION WITH
THE HEADING SHARE CAPITAL PROVIDED THAT THE
NECESSARY APPROVALS HAVE BEEN RECEIVED FROM
CAPITAL MARKETS BOARD AND THE MINISTRY
TRADE OF TURKEY
9 DETERMINATION OF THE NUMBER AND THE TERM OF Mgmt For For
DUTY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND ELECTION OF THE MEMBERS BASE
ON THE DETERMINED NUMBER, ELECTION OF THE
INDEPENDENT BOARD MEMBERS
10 AS PER THE CORPORATE GOVERNANCE PRINCIPLES, Mgmt For For
INFORMING THE SHAREHOLDERS REGARDING THE
REMUNERATION POLICY FOR MEMBERS OF THE
BOARD OF DIRECTORS AND THE SENIOR
EXECUTIVES AND PAYMENTS MADE UNDER THIS
POLICY AND APPROVAL OF THE REMUNERATION
POLICY AND RELATED PAYMENTS
11 DETERMINATION OF THE ANNUAL GROSS FEES TO Mgmt Against Against
BE PAID TO THE MEMBERS OF THE BOARD OF
DIRECTORS
12 AS PER THE REGULATIONS OF THE TURKISH Mgmt For For
COMMERCIAL CODE AND CAPITAL MARKETS BOARD,
APPROVAL OF THE BOARD OF DIRECTORS ELECTION
FOR THE INDEPENDENT AUDIT FIRM
13 APPROVAL OF THE COMPANY'S DONATION AND Mgmt Against Against
SPONSORSHIP POLICY, GIVING INFORMATION TO
THE SHAREHOLDERS REGARDING THE DONATIONS
MADE BY THE COMPANY IN 2020 AND
DETERMINATION OF A UPPER LIMIT FOR
DONATIONS TO BE MADE IN 2021
14 IN ACCORDANCE WITH THE CAPITAL MARKETS Mgmt For For
BOARD REGULATIONS, PRESENTATION TO THE
SHAREHOLDERS OF THE SECURITIES, PLEDGES AND
MORTGAGES GRANTED IN FAVOR OF THE THIRD
PARTIES IN THE YEAR 2020 AND OF ANY
BENEFITS OR INCOME THEREOF
15 UNDER ARTICLES 395 AND 396 OF THE TURKISH Mgmt Against Against
COMMERCIAL CODE, AUTHORIZING: SHAREHOLDERS
WITH MANAGEMENT CONTROL, MEMBERS OF THE
BOARD OF DIRECTORS, SENIOR EXECUTIVES AND
THEIR SPOUSES AND RELATIVES RELATED BY
BLOOD OR AFFINITY UP TO THE SECOND DEGREE
AND ALSO INFORMING THE SHAREHOLDERS
REGARDING THE TRANSACTIONS MADE IN THIS
EXTENT IN 2020 PURSUANT TO THE CAPITAL
MARKETS BOARDS COMMUNIQUE ON CORPORATE
GOVERNANCE
16 WISHES AND OPINIONS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GREAT WALL MOTOR CO LTD Agenda Number: 712823574
--------------------------------------------------------------------------------------------------------------------------
Security: Y2882P106
Meeting Type: EGM
Meeting Date: 10-Jul-2020
Ticker:
ISIN: CNE100000338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0612/2020061200537.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0612/2020061200607.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE ORDINARY RELATED PARTY TRANSACTION OF
THE GROUP AND SPOTLIGHT AUTOMOTIVE LTD. SET
OUT IN THE CIRCULAR OF THE COMPANY DATED 12
JUNE 2020 (THE DETAILS OF WHICH ARE
PUBLISHED ON THE WEBSITES OF THE STOCK
EXCHANGE OF HONG KONG LIMITED
(www.hkexnews.hk) AND THE COMPANY
(www.gwm.com.cn) ON 12 JUNE 2020)
--------------------------------------------------------------------------------------------------------------------------
GREAT WALL MOTOR CO LTD Agenda Number: 713155489
--------------------------------------------------------------------------------------------------------------------------
Security: Y2882P106
Meeting Type: EGM
Meeting Date: 23-Oct-2020
Ticker:
ISIN: CNE100000338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0928/2020092800485.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0928/2020092800521.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE CAPITAL INCREASE AND RELATED PARTY
TRANSACTION SET OUT IN THE CIRCULAR OF THE
COMPANY DATED 28 SEPTEMBER 2020 (THE
DETAILS OF WHICH ARE PUBLISHED ON THE
WEBSITES OF THE STOCK EXCHANGE OF HONG KONG
LIMITED (www.hkexnews.hk) AND THE COMPANY
(www.gwm.com.cn) ON 28 SEPTEMBER 2020)
--------------------------------------------------------------------------------------------------------------------------
GREAT WALL MOTOR CO LTD Agenda Number: 713350142
--------------------------------------------------------------------------------------------------------------------------
Security: Y2882P106
Meeting Type: EGM
Meeting Date: 18-Dec-2020
Ticker:
ISIN: CNE100000338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1106/2020110600986.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1106/2020110601009.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE SATISFACTION OF THE
CONDITIONS FOR THE PUBLIC ISSUANCE OF A
SHARE CONVERTIBLE CORPORATE BONDS OF THE
COMPANY
2.01 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PLAN OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY:
TYPE OF SECURITIES TO BE ISSUED
2.02 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PLAN OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY:
SIZE OF THE ISSUANCE
2.03 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PLAN OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY:
PAR VALUE AND ISSUE PRICE
2.04 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PLAN OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY:
BONDS TERM
2.05 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PLAN OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY:
COUPON RATE
2.06 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PLAN OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY:
TERM AND METHOD OF REPAYMENT OF PRINCIPAL
AND INTEREST PAYMENT
2.07 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PLAN OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY:
CONVERSION PERIOD
2.08 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PLAN OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY:
DETERMINATION AND ADJUSTMENT OF THE
CONVERSION PRICE
2.09 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PLAN OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY:
TERMS OF DOWNWARD ADJUSTMENT TO CONVERSION
PRICE
2.10 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PLAN OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY:
METHOD FOR DETERMINING THE NUMBER OF A
SHARES FOR CONVERSION AND TREATMENT FOR
REMAINING BALANCE OF THE A SHARE
CONVERTIBLE CORPORATE BONDS WHICH IS
INSUFFICIENT TO BE CONVERTED INTO ONE A
SHARE
2.11 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PLAN OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY:
TERMS OF REDEMPTION
2.12 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PLAN OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY:
TERMS OF SALE BACK
2.13 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PLAN OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY:
ENTITLEMENT TO DIVIDEND IN THE YEAR OF
CONVERSION
2.14 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PLAN OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY:
METHOD OF THE ISSUANCE AND TARGET
SUBSCRIBERS
2.15 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PLAN OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY:
SUBSCRIPTION ARRANGEMENT FOR THE EXISTING A
SHAREHOLDERS
2.16 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PLAN OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY:
BONDHOLDERS AND BONDHOLDERS' MEETINGS
2.17 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PLAN OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY:
USE OF PROCEEDS
2.18 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PLAN OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY:
RATING
2.19 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PLAN OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY:
MANAGEMENT AND DEPOSIT FOR PROCEEDS RAISED
2.20 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PLAN OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY:
GUARANTEE AND SECURITY
2.21 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PLAN OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY:
VALIDITY PERIOD OF THE RESOLUTION
3 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE PLAN OF THE PUBLIC ISSUANCE
OF A SHARE CONVERTIBLE CORPORATE BONDS OF
THE COMPANY
4 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE FEASIBILITY REPORT ON THE
PROJECT FUNDED BY THE PROCEEDS IN THE
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY
5 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE EXEMPTION FROM THE
PREPARATION OF THE REPORTS ON THE USE OF
PROCEEDS PREVIOUSLY RAISED
6 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO RECOVERY MEASURES AND
UNDERTAKINGS BY RELEVANT PARTIES IN
RELATION TO DILUTIVE IMPACT ON IMMEDIATE
RETURNS OF THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS OF THE COMPANY
7 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE FORMULATION OF THE
SHAREHOLDERS' RETURN PLAN FOR THE NEXT
THREE YEARS (YEAR 2020-2022) OF THE COMPANY
8 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO FORMULATION OF RULES FOR A
SHARE CONVERTIBLE CORPORATE BONDHOLDERS'
MEETINGS OF THE COMPANY
9 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt Abstain Against
RELATION TO THE AMENDMENTS ON THE
ADMINISTRATIVE RULES FOR USE OF PROCEEDS
FROM FUND RAISINGS OF GREAT WALL MOTOR
COMPANY LIMITED (REVISED)
10 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE CONNECTED TRANSACTIONS OF
POSSIBLE SUBSCRIPTIONS OF A SHARE
CONVERTIBLE CORPORATE BONDS UNDER THE
PUBLIC ISSUANCE BY THE COMPANY'S
CONTROLLING SHAREHOLDER, DIRECTOR OR
GENERAL MANAGER OF CERTAIN SIGNIFICANT
SUBSIDIARIES
11 TO PROPOSE THE PROPOSAL IN RELATION TO THE Mgmt For For
AUTHORISATION FROM SHAREHOLDERS' GENERAL
MEETING TO THE BOARD OR ITS AUTHORISED
PERSONS TO HANDLE IN FULL DISCRETION
MATTERS RELATING TO THE PUBLIC ISSUANCE OF
A SHARE CONVERTIBLE CORPORATE BONDS OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
GREAT WALL MOTOR CO LTD Agenda Number: 713350154
--------------------------------------------------------------------------------------------------------------------------
Security: Y2882P106
Meeting Type: CLS
Meeting Date: 18-Dec-2020
Ticker:
ISIN: CNE100000338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1106/2020110601000.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1106/2020110601018.pdf
1.01 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY: TYPE OF
SECURITIES TO BE ISSUED
1.02 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY: SIZE OF THE
ISSUANCE
1.03 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY: PAR VALUE
AND ISSUE PRICE
1.04 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY: BONDS TERM
1.05 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY: COUPON RATE
1.06 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY: TERM AND
METHOD OF REPAYMENT OF PRINCIPAL AND
INTEREST PAYMENT
1.07 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY: CONVERSION
PERIOD
1.08 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY:
DETERMINATION AND ADJUSTMENT OF THE
CONVERSION PRICE
1.09 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY: TERMS OF
DOWNWARD ADJUSTMENT TO CONVERSION PRICE
1.10 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY: METHOD FOR
DETERMINING THE NUMBER OF A SHARES FOR
CONVERSION AND TREATMENT FOR REMAINING
BALANCE OF THE A SHARE CONVERTIBLE
CORPORATE BONDS WHICH IS INSUFFICIENT TO BE
CONVERTED INTO ONE A SHARE
1.11 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY: TERMS OF
REDEMPTION
1.12 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY: TERMS OF
SALE BACK
1.13 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY: ENTITLEMENT
TO DIVIDEND IN THE YEAR OF CONVERSION
1.14 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY: METHOD OF
THE ISSUANCE AND TARGET SUBSCRIBERS
1.15 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY:
SUBSCRIPTION ARRANGEMENT FOR THE EXISTING A
SHAREHOLDERS
1.16 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY: BONDHOLDERS
AND BONDHOLDERS' MEETINGS
1.17 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY: USE OF
PROCEEDS
1.18 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY: RATING
1.19 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY: MANAGEMENT
AND DEPOSIT FOR PROCEEDS RAISED
1.20 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY: GUARANTEE
AND SECURITY
1.21 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY: VALIDITY
PERIOD OF THE RESOLUTION
2 TO CONSIDER AND APPROVE THE PLAN OF THE Mgmt For For
PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS OF THE COMPANY
3 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE AUTHORISATION FROM THE
SHAREHOLDERS' GENERAL MEETING TO THE BOARD
OR ITS AUTHORISED PERSONS TO HANDLE IN FULL
DISCRETION MATTERS RELATING TO THE PUBLIC
ISSUANCE OF A SHARE CONVERTIBLE CORPORATE
BONDS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
GRUMA SAB DE CV Agenda Number: 713818360
--------------------------------------------------------------------------------------------------------------------------
Security: P4948K121
Meeting Type: AGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: MXP4948K1056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I SUBMISSION OF THE REPORTS REFERRED TO IN Mgmt Abstain Against
ARTICLE 28 SECTION IV OF THE SECURITIES
MARKET LAW AND ARTICLE NINETEENTH SECTION
IV OF THE CORPORATE BYLAWS, CORRESPONDING
TO THE FISCAL YEAR ENDED AS OF DECEMBER 31,
2020, INCLUDING THE FINANCIAL STATEMENTS OF
GRUMA, S.A.B. DE C.V. FOR THE PERIOD
COMPRISED FROM JANUARY 1ST TO DECEMBER 31,
2020, FOR THE DISCUSSION AND APPROVAL
THEREOF, AS THE CASE MAY BE
II PROPOSAL AND, AS THE CASE MAY BE, APPROVAL Mgmt For For
OF THE ALLOCATION OF PROFITS FOR THE PERIOD
MENTIONED IN THE PRECEDING ITEM I ABOVE,
INCLUDING, AS THE CASE MAY BE, THE
PROCEDURE FOR THE PAYMENT OF DIVIDENDS, IF
DECLARED BY THE MEETING
III PROPOSAL TO DETERMINE THE MAXIMUM AMOUNT OF Mgmt For For
FUNDS TO BE USED FOR THE PURCHASE OF OWN
SHARES AND REPORT ON THE TRANSACTIONS
PERFORMED BY THE FUND FOR THE REPURCHASE OF
SHARES
IV ELECTION AND,OR RATIFICATION OF THE REGULAR Mgmt For For
AND ALTERNATE MEMBERS OF THE BOARD OF
DIRECTORS AND SECRETARY, AS WELL AS OF THE
CHAIRMAN AND VICE-CHAIRMAN OF SUCH
CORPORATE BODY, ASSESSMENT OF THE
INDEPENDENCE OF THE MEMBERS THEREOF BODY,
PROPOSED WITH THE INDEPENDENT CAPACITY AND
DETERMINATION OF COMPENSATIONS THERETO, AS
WELL AS THE COMPENSATIONS CORRESPONDING TO
THE MEMBERS OF THE AUDIT AND CORPORATE
PRACTICES COMMITTEES OF THE BOARD OF
DIRECTORS
V ELECTION OF THE CHAIRMEN OF THE COMPANY'S Mgmt For For
AUDIT AND CORPORATE PRACTICES COMMITTEES
VI DESIGNATION OF SPECIAL REPRESENTATIVES TO Mgmt For For
COMPLY WITH AND FORMALIZE THE RESOLUTIONS
ADOPTED BY THE MEETING
--------------------------------------------------------------------------------------------------------------------------
GRUMA SAB DE CV Agenda Number: 713825149
--------------------------------------------------------------------------------------------------------------------------
Security: P4948K121
Meeting Type: EGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: MXP4948K1056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I ANALYSIS, DISCUSSION AND, WHERE Mgmt For For
APPROPRIATE, APPROVAL OF A PROPOSAL TO
CANCEL 11,285,140 ELEVEN MILLION TWO
HUNDRED EIGHTY FIVE THOUSAND AND ONE
HUNDRED FORTY ORDINARY, NOMINATIVE SHARES,
WITHOUT EXPRESSION OF NOMINAL VALUE, SERIES
B, CLASS I, ISSUED BY THE COMPANY AND WHICH
HAVE BEEN REPURCHASED BY THE SAME AND AS A
CONSEQUENCE OF THE ABOVE, REDUCTION OF THE
FIXED PORTION OF THE CAPITAL STOCK AND
AMENDMENT TO ARTICLE SIX OF THE COMPANY
BYLAWS
II ANALYSIS, DISCUSSION AND, WHERE Mgmt Against Against
APPROPRIATE, APPROVAL OF A PROPOSAL TO
MODIFY ARTICLES ELEVENTH REQUIREMENTS FOR
THE ACQUISITION AND SALE OF COMPANY SHARES
AND THIRTY SEVENTH RIGHT OF ATTENDANCE OF
THE COMPANY BYLAWS
III APPOINTMENT OF SPECIAL DELEGATES WHO Mgmt For For
FULFILL AND FORMALIZE THE RESOLUTIONS
ADOPTED BY THE MEETING
--------------------------------------------------------------------------------------------------------------------------
GRUPO BIMBO SAB DE CV Agenda Number: 713164363
--------------------------------------------------------------------------------------------------------------------------
Security: P4949B104
Meeting Type: EGM
Meeting Date: 19-Oct-2020
Ticker:
ISIN: MXP495211262
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 469879 DUE TO CHANGE IN MEETING
DATE FROM 5 OCT 2020 TO 19 OCT 2020 AND
CHANGE IN RECORD DATE FROM 25 SEP 2020 TO 9
OCT 2020. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
I PRESENTATION, DISCUSSION AND, WHERE Mgmt For For
APPROPRIATE, ADOPTION OF RESOLUTIONS IN
RELATION TO THE RATIFICATION OF THE CAPITAL
REDUCTION OF THE COMPANY AND THE CONSEQUENT
CANCELLATION OF THE 169,441,413, ONE
HUNDRED SIXTY NINE MILLION, FOUR HUNDRED
AND FORTY ONE THOUSAND FOUR HUNDRED AND
THIRTEEN, ORDINARY SHARES A SERIES,
REGISTERED, WITHOUT EXPRESSION OF PAR
VALUE, BELONGING TO THE COMPANY DEPOSITED
IN THE TREASURY, ACQUIRED BY THE COMPANY'S
REPURCHASE FUND
II PRESENTATION, DISCUSSION AND, WHERE Mgmt For For
APPROPRIATE, ADOPTION OF RESOLUTIONS IN
RELATION TO THE AMENDMENT TO ARTICLE SIX OF
THE COMPANY'S BYLAWS AS A RESULT OF THE
RESOLUTIONS TAKEN IN THE IMMEDIATELY
PRECEDING POINT
III APPOINTMENT OF SPECIAL DELEGATES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GRUPO BIMBO SAB DE CV Agenda Number: 713906812
--------------------------------------------------------------------------------------------------------------------------
Security: P4949B104
Meeting Type: OGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: MXP495211262
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PRESENTATION, DISCUSSION AND, IF DEEMED Mgmt For For
APPROPRIATE, APPROVAL OF THE REPORT FROM
THE BOARD OF DIRECTORS THAT IS REFERRED TO
IN THE MAIN PART OF ARTICLE 172 OF THE
GENERAL MERCANTILE COMPANIES LAW, INCLUDING
THE AUDITED FINANCIAL STATEMENTS OF THE
COMPANY, FOR THE FISCAL YEAR THAT ENDED ON
DECEMBER 31, 2020, AFTER THE READING OF THE
FOLLOWING REPORTS, THE ONE FROM THE
CHAIRPERSON OF THE BOARD OF DIRECTORS AND
GENERAL DIRECTOR, THE ONE FROM THE OUTSIDE
AUDITOR AND THE ONE FROM THE CHAIRPERSON OF
THE AUDIT AND CORPORATE PRACTICES COMMITTEE
OF THE COMPANY. RESOLUTIONS IN THIS REGARD
II PRESENTATION, DISCUSSION AND, IF DEEMED Mgmt For For
APPROPRIATE, APPROVAL OF THE ALLOCATION OF
THE RESULTS FOR THE FISCAL YEAR THAT ENDED
ON DECEMBER 31, 2020. RESOLUTIONS IN THIS
REGARD
III PRESENTATION, DISCUSSION AND, IF DEEMED Mgmt For For
APPROPRIATE, APPROVAL OF THE PAYMENT OF A
DIVIDEND, IN A PAYMENT AT THE RATE OF MXN
1.00 FOR EACH ONE OF THE SHARES THAT ARE
REPRESENTATIVE OF THE SHARE CAPITAL OF THE
COMPANY THAT ARE IN CIRCULATION AT THE TIME
OF THE PAYMENT. RESOLUTIONS IN THIS REGARD
IV DESIGNATION OR, IF DEEMED APPROPRIATE, Mgmt For For
RATIFICATION OF THE APPOINTMENTS OF THE
GENERAL DIRECTOR AND OF EACH ONE OF THE
MEMBERS OF THE BOARD OF DIRECTORS AND THE
DETERMINATION OF THEIR COMPENSATION.
RESOLUTIONS IN THIS REGARD
V DESIGNATION OR, IF DEEMED APPROPRIATE, Mgmt For For
RATIFICATION OF THE APPOINTMENTS OF THE
CHAIRPERSON AND THE MEMBERS OF THE AUDIT
AND CORPORATE PRACTICES COMMITTEE OF THE
COMPANY, AS WELL AS THE DETERMINATION OF
THEIR COMPENSATION. RESOLUTIONS IN THIS
REGARD
VI PRESENTATION, DISCUSSION AND, IF DEEMED Mgmt Abstain Against
APPROPRIATE, APPROVAL OF THE REPORT IN
REGARD TO SHARE BUYBACKS, AS WELL AS THE
DETERMINATION OF THE MAXIMUM AMOUNT OF
FUNDS THAT THE COMPANY CAN ALLOCATE TO
SHARE BUYBACKS, UNDER THE TERMS OF ARTICLE
56 OF THE SECURITIES MARKET LAW.
RESOLUTIONS IN THIS REGARD
VII PRESENTATION, DISCUSSION AND, IF DEEMED Mgmt For For
APPROPRIATE, THE PASSAGE OF RESOLUTIONS
WITH RELATION TO THE RATIFICATION OF THE
REDUCTION OF THE AUTHORIZED CAPITAL OF THE
COMPANY AND THE CONSEQUENT CANCELLATION OF
THE INSTRUMENTS OF THE 17,428,926 SERIES A,
COMMON, NOMINATIVE SHARES, WITHOUT A STATED
PAR VALUE FOR EACH OF THEM, OF THE COMPANY
AND WHICH ARE HELD IN TREASURY. RESOLUTIONS
IN THIS REGARD
VIII PRESENTATION, DISCUSSION AND, IF DEEMED Mgmt Abstain Against
APPROPRIATE, PASSAGE OF RESOLUTIONS WITH
RELATION TO THE AMENDMENT OF THE CORPORATE
BYLAWS OF THE COMPANY. RESOLUTIONS IN THIS
REGARD
IX DESIGNATION OF SPECIAL DELEGATES. Mgmt For For
RESOLUTIONS IN THIS REGARD
CMMT 19 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE MODIFICATION OF
NUMBERING FOR ALL RESOLUTIONS AND CHANGE IN
MEETING TYPE TO OGM AND MODIFICATION OF THE
TEXT OF ALL RESOLUTIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HAITIAN INTERNATIONAL HOLDINGS LTD Agenda Number: 713455043
--------------------------------------------------------------------------------------------------------------------------
Security: G4232C108
Meeting Type: EGM
Meeting Date: 06-Jan-2021
Ticker:
ISIN: KYG4232C1087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1216/2020121600507.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1216/2020121600515.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 THAT THE 2021 FRAMEWORK AGREEMENT DATED 27 Mgmt For For
NOVEMBER 2020 ENTERED INTO BETWEEN (AS
SPECIFIED) (HAITIAN PLASTICS MACHINERY
GROUP CO., LTD.) AND (AS SPECIFIED) (NINGBO
HAITIAN DRIVING SYSTEMS CO., LTD.) AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER AND
THE RELATED ANNUAL CAPS BE AND ARE HEREBY
APPROVED, RATIFIED AND CONFIRMED AND ANY
DIRECTOR OF THE COMPANY BE AUTHORIZED TO DO
ALL ACTS OR THINGS FOR SUCH AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
HAITIAN INTERNATIONAL HOLDINGS LTD Agenda Number: 713931942
--------------------------------------------------------------------------------------------------------------------------
Security: G4232C108
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: KYG4232C1087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0415/2021041501165.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0415/2021041501178.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND THE AUDITORS
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO RE-ELECT MR. CHEN WEIQUN AS AN EXECUTIVE Mgmt Against Against
DIRECTOR OF THE COMPANY AND TO AUTHORISE
THE BOARD OF DIRECTORS OF THE COMPANY TO
FIX HIS REMUNERATION
3 TO RE-ELECT MR. ZHANG BIN AS AN EXECUTIVE Mgmt Against Against
DIRECTOR OF THE COMPANY AND TO AUTHORISE
THE BOARD OF DIRECTORS OF THE COMPANY TO
FIX HIS REMUNERATION
4 TO RE-ELECT MR. GUO MINGGUANG AS A Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY AND
TO AUTHORISE THE BOARD OF DIRECTORS OF THE
COMPANY TO FIX HIS REMUNERATION
5 TO RE-ELECT DR. YU JUNXIAN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY AND TO AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX HER
REMUNERATION
6 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
COMPANY'S DIRECTORS
7 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
COMPANY'S AUDITORS AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION
8 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH THE COMPANY'S SHARES
9 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE THE COMPANY'S
SHARES
10 TO ADD THE AMOUNT OF SHARES REPURCHASED BY Mgmt Against Against
THE COMPANY TO THE MANDATE GRANTED TO THE
DIRECTORS OF THE COMPANY UNDER RESOLUTION
NO. 8
--------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A. Agenda Number: 713396100
--------------------------------------------------------------------------------------------------------------------------
Security: X3258B102
Meeting Type: EGM
Meeting Date: 04-Dec-2020
Ticker:
ISIN: GRS260333000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 496413 DUE TO CHANGE IN GPS CODE
FOR RESOLUTIONS 6 AND 7. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A
REPETITIVE MEETING ON 10 DEC 2020 AT 16:30
HRS. ALSO, YOUR VOTING INSTRUCTIONS WILL
NOT BE CARRIED OVER TO THE SECOND CALL. ALL
VOTES RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
1. APPROVAL OF THE DRAFT DEMERGERS AGREEMENT Mgmt For For
THROUGH SPIN-OFF OF OTE S.A.S BUSINESS
SECTORS OF CUSTOMER SERVICE, SHOPS AND
TECHNICAL FIELD OPERATIONS AND THEIR
ABSORPTION BY THE OTE GROUP SOCIETE
ANONYMES COSMOTE E-VALUE S.A, GERMANOS S.A.
AND COSMOTE TECHNICAL SERVICES S.A. (FORMER
OTEPLUS), RESPECTIVELY, IN ACCORDANCE WITH
ARTICLES 54 PAR.3, 57 PAR.2, 58 73 AND 83
87 OF L.4601 2019), L.4548 2018, ARTICLE 52
OF L. 4172 2013 AND LEGISLATIVE DECREE 1297
1972, WITH ACCOUNTING STATEMENTS DATED
30.06.2020. APPOINTMENT OF REPRESENTATIVE
OF OTE S.A. TO SIGN THE DEMERGERS AGREEMENT
NOTARIAL DEED
2. APPROVAL OF THE CANCELLATION OF NINE Mgmt For For
MILLION, NINE HUNDRED AND SIXTY FIVE
THOUSAND, NINE HUNDRED AND FIFTY SIX
(9,965,956) OWN SHARES PURCHASED BY THE
COMPANY UNDER THE APPROVED OWN SHARE
BUY-BACK PROGRAM IN ORDER TO CANCEL THEM,
WITH THE CORRESPONDING REDUCTION OF ITS
SHARE CAPITAL BY THE AMOUNT OF TWENTY EIGHT
MILLION TWO HUNDRED AND THREE THOUSAND SIX
HUNDRED AND FIFTY FIVE EURO AND FORTY EIGHT
CENTS (EUR 28,203,655.48), ACCORDING TO
ARTICLE 49 OF L.4548/2018 AND THE
SUBSEQUENT AMENDMENT OF ARTICLE 5 (SHARE
CAPITAL) OF THE COMPANY'S ARTICLES OF
INCORPORATION
3. APPROVAL OF THE CONCLUSION OF A Mgmt For For
CONFIDENTIALITY AGREEMENT BETWEEN OTE S.A.
AND ERNST & YOUNG (GREECE) CERTIFIED
AUDITORS SA (EY) IN THE CONTEXT OF
PREPARING THE TRANSITION TO A NEW STATUTORY
AUDITOR FOR THE FISCAL YEAR 2021
4. GRANTING OF PERMISSION, ACCORDING TO Mgmt For For
ARTICLE 98 PAR.1 OF L.4548/2018 AND ARTICLE
14 OF THE ARTICLES OF INCORPORATION, TO THE
MEMBERS OF THE BOARD OF DIRECTORS AND
OFFICERS TO PARTICIPATE IN BOARDS OF
DIRECTORS OR IN THE MANAGEMENT OF OTE GROUP
COMPANIES WITH THE SAME OR SIMILAR
OBJECTIVES
5. DECISION FOLLOWING THE TEMPORARY Mgmt For For
APPOINTMENT BY THE BOARD OF DIRECTORS
(MEETING NO. 3116/29-6-2020) OF THE CURRENT
NON-EXECUTIVE MEMBER MR. DIMITRIOS
GEORGOUTSOS AS AN INDEPENDENT MEMBER, AS
PER ARTICLE 4 OF L.3016/2002, IN
REPLACEMENT OF A RESIGNED INDEPENDENT
NON-EXECUTIVE MEMBER
6. ANNOUNCEMENT OF THE ELECTION BY THE BOARD Non-Voting
OF DIRECTORS OF A NEW NON-EXECUTIVE MEMBER
OF THE BOARD OF DIRECTORS IN REPLACEMENT OF
A RESIGNED NON-EXECUTIVE MEMBER
7. MISCELLANEOUS ANNOUNCEMENTS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A. Agenda Number: 714198911
--------------------------------------------------------------------------------------------------------------------------
Security: X3258B102
Meeting Type: OGM
Meeting Date: 09-Jun-2021
Ticker:
ISIN: GRS260333000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 585676 DUE TO RECEIPT OF
SPLITTING OF RESOLUTION 12. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1. APPROVAL OF THE FINANCIAL STATEMENTS OF OTE Mgmt For For
S.A. IN ACCORDANCE WITH THE INTERNATIONAL
FINANCIAL REPORTING STANDARDS (BOTH
SEPARATE AND CONSOLIDATED) OF THE FISCAL
YEAR 2020 (1/1/2020-31/12/2020), WITH THE
RELEVANT REPORTS OF THE BOARD OF DIRECTORS
AND THE AUDITORS AND APPROVAL OF THE ANNUAL
PROFITS' DISTRIBUTION
2. APPROVAL OF THE ACTIVITIES REPORT OF THE Non-Voting
OTE AUDIT COMMITTEE FOR THE YEAR 2020
3. APPROVAL, ACCORDING TO ARTICLE 108 OF LAW Mgmt For For
4548/2018, OF THE OVERALL MANAGEMENT OF THE
COMPANY BY THE BOARD OF DIRECTORS DURING
THE FISCAL YEAR 2020 (1/1/2020-31/12/2020)
AND EXONERATION OF THE AUDITORS FOR THE
FISCAL YEAR 2020 (1/1/2020-31/12/2020),
PURSUANT TO ARTICLE 117 PAR. 1(C) OF LAW
4548/2018
4. APPOINTMENT OF AN AUDIT FIRM FOR THE Mgmt For For
STATUTORY AUDIT OF THE FINANCIAL STATEMENTS
(BOTH SEPARATE AND CONSOLIDATED) OF OTE
S.A., IN ACCORDANCE WITH THE INTERNATIONAL
FINANCIAL REPORTING STANDARDS, FOR THE
FISCAL YEAR 2021 (1/1/2021- 31/12/2021)
5. FINAL DETERMINATION OF THE REMUNERATION AND Mgmt For For
EXPENSES OF THE MEMBERS OF THE BOARD OF
DIRECTORS FOR THEIR PARTICIPATION IN THE
PROCEEDINGS OF THE BOARD OF DIRECTORS AND
ITS COMMITTEES DURING THE FISCAL YEAR 2020
(1/1/2020-31/12/2020). - DETERMINATION OF
THE REMUNERATION AND EXPENSES OF THE
MEMBERS OF THE BOARD OF DIRECTORS FOR THEIR
PARTICIPATION IN THE PROCEEDINGS OF THE
BOARD OF DIRECTORS AND ITS COMMITTEES FOR
THE FISCAL YEAR 2021 AND PRE-APPROVAL FOR
THEIR PAYMENT UNTIL THE ORDINARY (ANNUAL)
GENERAL MEETING OF THE SHAREHOLDERS WHICH
WILL TAKE PLACE WITHIN 2022 AND WILL
FINALLY DETERMINE THEM
6. APPROVAL OF THE VARIABLE REMUNERATION OF Mgmt For For
THE EXECUTIVE MEMBERS OF THE BOARD OF
DIRECTORS FOR THE FISCAL YEAR 2020
(1/1/2020-31/12/2020)
7. REMUNERATION REPORT FOR THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS FOR THE FISCAL YEAR
2020, ACCORDING TO ARTICLE 112 OF LAW
4548/2018
8. GRANTING OF A SPECIAL PERMISSION, ACCORDING Mgmt For For
TO ARTICLES 97 PAR.3, 99 PAR.1, 2 AND 100
PAR.2 OF LAW 4548/2018, FOR THE
CONTINUATION FOR THE PERIOD 31/12/2021
UNTIL 31/12/2022 OF THE INSURANCE COVERAGE
OF DIRECTORS & OFFICERS OF OTE S.A. AND ITS
AFFILIATED COMPANIES, AGAINST LIABILITIES
INCURRED IN THE EXERCISE OF THEIR
COMPETENCES, DUTIES AND POWERS
9. PUBLICATION TO THE ORDINARY GENERAL MEETING Non-Voting
OF THE SHAREHOLDERS OF THE COMPANY,
ACCORDING TO ARTICLE 97 PAR. 1 (B) OF LAW
4548/2018, OF ANY CASES OF CONFLICT OF
INTEREST AND AGREEMENTS OF THE FISCAL YEAR
2020 WHICH FALL UNDER ARTICLE 99 OF LAW
N.4548/2018 (RELATED PARTY TRANSACTIONS)
10. APPROVAL OF THE CANCELLATION OF THREE Mgmt For For
MILLION, FOUR HUNDRED AND SIXTY NINE
THOUSAND, FIVE HUNDRED (3,469,500) OWN
SHARES PURCHASED BY THE COMPANY UNDER THE
APPROVED OWN SHARE BUY-BACK PROGRAM IN
ORDER TO CANCEL THEM, WITH THE
CORRESPONDING REDUCTION OF ITS SHARE
CAPITAL BY THE AMOUNT OF NINE MILLION,
EIGHT HUNDRED AND EIGHTEEN THOUSAND, SIX
HUNDRED AND EIGHTY FIVE EUROS (EUR
9,818,685.00), ACCORDING TO ARTICLE 49 OF
LAW 4548/2018 AND THE SUBSEQUENT AMENDMENT
OF ARTICLE 5 (SHARE CAPITAL) OF THE
COMPANY'S ARTICLES OF INCORPORATION
11. APPROVAL OF THE "SUITABILITY POLICY FOR THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS", IN
ACCORDANCE WITH LAW 4706/2020 AND THE
HELLENIC CAPITAL MARKET COMMISSION'S
CIRCULAR NO. 60/18.09.2020
12.1. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt Against Against
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MR. MICHAEL TSAMAZ (EXECUTIVE)
12.2. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt Against Against
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MR. CHARALAMPOS MAZARAKIS
(EXECUTIVE)
12.3. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt Against Against
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MR. ROBERT HAUBER
(NON-EXECUTIVE)
12.4. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt Against Against
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MRS. KYRA ORTH (NON-EXECUTIVE)
12.5. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt Against Against
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MRS DOMINIQUE LEROY
(NON-EXECUTIVE)
12.6. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt Against Against
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MR. MICHAEL WILKENS
(NON-EXECUTIVE)
12.7. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt Against Against
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MR GREGORY ZARIFOPOULOS
(NON-EXECUTIVE)
12.8. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt For For
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MR EELCO BLOK (INDEPENDENT
NON-EXECUTIVE)
12.9. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt For For
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MR. DIMITRIS GEORGOUTSOS
(INDEPENDENT NON-EXECUTIVE)
1210. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt For For
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MRS. CATHERINE DORLODOT
(INDEPENDENT NON-EXECUTIVE)
13. IT IS PROPOSED THAT THE AUDIT COMMITTEE Mgmt Abstain Against
REMAIN A COMMITTEE OF THE BOARD OF
DIRECTORS, TO BE CONSISTED OF THREE (3)
BOARD MEMBERS, ALL OF WHOM SHALL BE
INDEPENDENT NON- EXECUTIVE AND SHALL HAVE
THE SAME TENURE AS MEMBERS OF THE BOARD OF
DIRECTORS
14. GRANTING OF PERMISSION, ACCORDING TO Mgmt For For
ARTICLE 98 PAR.1 OF LAW 4548/2018 AND
ARTICLE 14 OF THE ARTICLES OF
INCORPORATION, TO THE MEMBERS OF THE BOARD
OF DIRECTORS AND OFFICERS TO PARTICIPATE IN
BOARDS OF DIRECTORS OR IN THE MANAGEMENT OF
OTE GROUP COMPANIES WITH THE SAME OR
SIMILAR OBJECTIVES
15. MISCELLANEOUS ANNOUNCEMENTS Non-Voting
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE AN A
REPETITIVE MEETING ON 16 JUN 2021. ALSO,
YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HENGAN INTERNATIONAL GROUP CO LTD Agenda Number: 713895184
--------------------------------------------------------------------------------------------------------------------------
Security: G4402L151
Meeting Type: AGM
Meeting Date: 17-May-2021
Ticker:
ISIN: KYG4402L1510
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URLLINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0413/2021041300454.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0413/2021041300412.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED ACCOUNTS AND THE REPORTS OF
THE DIRECTORS AND AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2020
3 TO RE-ELECT MR. HUI CHING LAU AS AN Mgmt Against Against
EXECUTIVE DIRECTOR
4 TO RE-ELECT MR. XU DA ZUO AS AN EXECUTIVE Mgmt Against Against
DIRECTOR
5 TO RE-ELECT MR. HUI CHING CHI AS AN Mgmt Against Against
EXECUTIVE DIRECTOR
6 TO RE-ELECT MR. SZE WONG KIM AS AN Mgmt Against Against
EXECUTIVE DIRECTOR
7 TO RE-ELECT MS. ADA YING KAY WONG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
8 TO RE-ELECT MR. HO KWAI CHING MARK AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
9 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
10 TO RE-APPOINT AUDITORS AND TO AUTHORISE THE Mgmt Against Against
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION: PRICEWATERHOUSECOOPERS
11 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ALLOT AND ISSUE SHARES
12 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt For For
DIRECTORS TO EXERCISE ALL POWERS OF THE
COMPANY TO PURCHASE ITS OWN SECURITIES
13 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS PURSUANT TO
RESOLUTION NO. 11 ABOVE BY AN AMOUNT
REPRESENTING THE AGGREGATE NOMINAL AMOUNT
OF SHARES IN THE CAPITAL OF THE COMPANY
PURCHASED BY THE COMPANY PURSUANT TO THE
GENERAL MANDATE GRANTED PURSUANT TO
RESOLUTION NO. 12 ABOVE
14 TO APPROVE AND ADOPT THE NEW SHARE OPTION Mgmt For For
SCHEME AND TO AUTHORISE THE BOARD TO DO ALL
ACTS NECESSARY THEREFOR
CMMT 16 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 10. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO LTD Agenda Number: 714213434
--------------------------------------------------------------------------------------------------------------------------
Security: Y36861105
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: TW0002317005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2020 EARNINGS. PROPOSED CASH DIVIDEND :TWD
4 PER SHARE.
3 TO APPROVE THE LIFTING OF DIRECTOR OF Mgmt For For
NON-COMPETITION RESTRICTIONS.
--------------------------------------------------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD Agenda Number: 713126387
--------------------------------------------------------------------------------------------------------------------------
Security: S37840113
Meeting Type: OGM
Meeting Date: 14-Oct-2020
Ticker:
ISIN: ZAE000083648
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 AMEND MEMORANDUM OF INCORPORATION Mgmt For For
S.2 AUTHORISE SPECIFIC REPURCHASE OF SHARES Mgmt For For
FROM THE ODD-LOT HOLDERS
O.1 AUTHORISE IMPLEMENTATION OF THE ODD-LOT Mgmt For For
OFFER
O.2 AUTHORISE RATIFICATION OF APPROVED Mgmt For For
RESOLUTIONS
CMMT 15 SEP 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM EGM TO OGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD Agenda Number: 713153322
--------------------------------------------------------------------------------------------------------------------------
Security: S37840113
Meeting Type: AGM
Meeting Date: 26-Oct-2020
Ticker:
ISIN: ZAE000083648
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 APPOINTMENT OF EXTERNAL AUDITORS: DELOITTE Mgmt For For
O.2.1 RE-ELECTION OF DIRECTOR: DAWN EARP Mgmt For For
O.2.2 RE-ELECTION OF DIRECTOR: SYDNEY MUFAMADI Mgmt For For
O.2.3 RE-ELECTION OF DIRECTOR: BABALWA NGONYAMA Mgmt For For
O.2.4 RE-ELECTION OF DIRECTOR: THANDI ORLEYN Mgmt For For
O.2.5 RE-ELECTION OF DIRECTOR: PRESTON SPECKMANN Mgmt For For
O.2.6 RE-ELECTION OF DIRECTOR: BERNARD SWANEPOEL Mgmt For For
O.3.1 APPOINTMENT OF AUDIT COMMITTEE MEMBER: DAWN Mgmt For For
EARP
O.3.2 APPOINTMENT OF AUDIT COMMITTEE MEMBER: Mgmt For For
PETER DAVEY
O.3.3 APPOINTMENT OF AUDIT COMMITTEE MEMBER: Mgmt For For
PRESTON SPECKMANN
O.4 ENDORSEMENT OF THE COMPANY'S REMUNERATION Mgmt For For
POLICY
O.5 ENDORSEMENT OF THE COMPANY'S REMUNERATION Mgmt For For
IMPLEMENTATION REPORT
O.6 GENERAL ISSUE OF SHARES FOR CASH Mgmt For For
S.1.1 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF THE
CHAIRPERSON OF THE BOARD
S.1.2 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF THE LEAD
INDEPENDENT DIRECTOR
S.1.3 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF NON-EXECUTIVE
DIRECTORS
S.1.4 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF AUDIT
COMMITTEE CHAIRPERSON
S.1.5 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF AUDIT
COMMITTEE MEMBER
S.1.6 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF SOCIAL,
TRANSFORMATION AND REMUNERATION COMMITTEE
CHAIRPERSON
S.1.7 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF SOCIAL,
TRANSFORMATION AND REMUNERATION COMMITTEE
MEMBER
S.1.8 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF NOMINATIONS,
GOVERNANCE AND ETHICS COMMITTEE CHAIRPERSON
S.1.9 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF NOMINATIONS,
GOVERNANCE AND ETHICS COMMITTEE MEMBER
S.110 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF HEALTH,
SAFETY, ENVIRONMENT AND RISK COMMITTEE
CHAIRPERSON
S.111 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF HEALTH,
SAFETY, ENVIRONMENT AND RISK COMMITTEE
MEMBER
S.112 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF CAPITAL
ALLOCATION AND INVESTMENT COMMITTEE
CHAIRPERSON
S.113 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF CAPITAL
ALLOCATION AND INVESTMENT COMMITTEE MEMBER
S.114 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION FOR AD HOC
MEETINGS
S.2 APPROVAL OF FINANCIAL ASSISTANCE Mgmt For For
S.3 REPURCHASE OF COMPANY SHARES BY COMPANY OR Mgmt For For
SUBSIDIARY
S.4 AUTHORITY TO EFFECT AMENDMENTS TO THE Mgmt Abstain Against
MEMORANDUM OF INCORPORATION
S.5 SPECIFIC AUTHORITY TO REPURCHASE 16 233 944 Mgmt For For
ORDINARY SHARES
CMMT 30 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INTER RAO UES PJSC Agenda Number: 713707125
--------------------------------------------------------------------------------------------------------------------------
Security: X39961101
Meeting Type: AGM
Meeting Date: 25-May-2021
Ticker:
ISIN: RU000A0JPNM1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 APPROVAL OF THE ANNUAL REPORT OF THE Mgmt For For
COMPANY
2.1 APPROVAL OF THE ANNUAL ACCOUNTING Mgmt For For
(FINANCIAL) STATEMENTS OF THE COMPANY
3.1 DISTRIBUTION OF PROFIT (INCLUDING ON THE Mgmt For For
PAYMENT (DECLARATION) OF DIVIDENDS) AND
LOSSES OF PJSC -INTER RAO- BASED ON THE
RESULTS OF THE 2020 REPORTING YEAR: RUB
0.18 PER SHARE
4.1 APPROVAL OF THE NEW VERSION OF THE Mgmt For For
REGULATIONS ON THE BOARD OF DIRECTORS OF
THE COMPANY
5.1 PAYMENT OF REMUNERATION TO MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY
6.1 PAYMENT OF REMUNERATION TO MEMBERS OF THE Mgmt For For
AUDIT COMMISSION OF THE COMPANY
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 11 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 11
DIRECTORS ARE TO BE ELECTED. BROADRIDGE
WILL APPLY CUMULATIVE VOTING EVENLY AMONG
ONLY DIRECTORS FOR WHOM YOU VOTE 'FOR,' AND
WILL SUBMIT INSTRUCTION TO THE LOCAL AGENT
IN THIS MANNER. CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
7.1.1 ELECT AYUEV BORIS ILYICH AS A MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY
7.1.2 ELECT BUGROV ANDREY EVGENIEVICH AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS OF THE COMPANY
7.1.3 ELECT GAVRILENKO ANATOLY ANATOLYEVICH AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY
7.1.4 ELECT KOVALCHUK BORIS YURIEVICH AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS OF THE COMPANY
7.1.5 ELECT LOKSHIN ALEXANDER MARKOVICH AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY
7.1.6 ELECT MILOVIDOV VLADIMIR DMITRIEVICH AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY
7.1.7 ELECT MUROV ANDREY EVGENIEVICH AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS OF THE COMPANY
7.1.8 ELECT RONALD (RON) JAMES POLLETT AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY
7.1.9 ELECT SAPOZHNIKOVA ELENA VLADIMIROVNA AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY
7.110 ELECT SECHIN IGOR IVANOVICH AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS OF THE COMPANY
7.111 ELECT SHUGAEV DMITRY EUGENYEVICH AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY
8.1 ELECT BUKAEV GENNADY IVANOVICH AS A MEMBER Mgmt For For
OF THE COMPANY'S AUDIT COMMISSION
8.2 ELECT ZALTSMAN TATYANA BORISOVNA AS A Mgmt For For
MEMBER OF THE COMPANY'S AUDIT COMMISSION
8.3 ELECT KOVALEVA SVETLANA NIKOLAEVNA AS A Mgmt For For
MEMBER OF THE COMPANY'S AUDIT COMMISSION
8.4 ELECT FEOKTISTOV IGOR VLADIMIROVICH AS A Mgmt For For
MEMBER OF THE COMPANY'S AUDIT COMMISSION
8.5 ELECT SNIGIREVA EKATERINA ALEKSEEVNA AS A Mgmt For For
MEMBER OF THE COMPANY'S AUDIT COMMISSION
9.1 APPROVAL OF THE AUDITOR OF THE COMPANY: Mgmt For For
ERNST YOUNG
CMMT 4 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION NUMBERING OF
ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
JBS SA Agenda Number: 713162472
--------------------------------------------------------------------------------------------------------------------------
Security: P59695109
Meeting Type: EGM
Meeting Date: 30-Oct-2020
Ticker:
ISIN: BRJBSSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO AMEND THE CORPORATE BYLAWS OF THE Mgmt For For
COMPANY, BY MEANS OF THE INCLUSION OF A
SOLE PARAGRAPH IN ARTICLE 19, IN ORDER TO
PROVIDE FOR THE ESTABLISHMENT AND
FUNCTIONING, ON A PERMANENT BASIS, OF A
BYLAWS AUDIT COMMITTEE AS A BODY TO ADVISE
THE BOARD OF DIRECTORS OF JBS
2 TO AMEND THE CORPORATE BYLAWS OF THE Mgmt For For
COMPANY, BY MEANS OF THE AMENDMENT OF
ARTICLE 5, IN ORDER TO REFLECT THE CURRENT
NUMBER OF SHARES ISSUED, BY VIRTUE OF THE
CANCELLATION OF SHARES THAT WERE PREVIOUSLY
HELD IN TREASURY BY RESOLUTION OF THE BOARD
OF DIRECTORS ON AUGUST 13, 2020
3 TO RESOLVE IN REGARD TO THE RESTATEMENT OF Mgmt For For
THE CORPORATE BYLAWS OF THE COMPANY BY
VIRTUE OF THE AMENDMENTS THAT ARE DESCRIBED
IN ITEMS 1 AND 2
4 TO RATIFY THE ELECTION OF A FULL MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS OF THE COMPANY, WHO
WAS ELECTED BY THE BOARD OF DIRECTORS ON
AUGUST 13, 2020, TO SERVE OUT THE CURRENT
TERM IN OFFICE, UNDER ARTICLE 150 OF THE
SHARE CORPORATIONS LAW AND OF PARAGRAPH 9
OF ARTICLE 16 OF THE CORPORATE BYLAWS OF
JBS AND TO RESOLVE ON CLASSIFYING HIM AS AN
INDEPENDENT MEMBER OF THE BOARD OF
DIRECTORS, UNDER ARTICLE 16 OF THE NOVO
MERCADO REGULATIONS AND OF PARAGRAPH 4 OF
ARTICLE 16 OF THE CORPORATE BYLAWS OF THE
COMPANY
5 TO RESOLVE IN REGARD TO THE CLASSIFICATION Mgmt For For
OF MR. GILBERTO MEIRELLES XANDO BAPTISTA AS
AN INDEPENDENT MEMBER OF THE BOARD OF
DIRECTORS UNDER ARTICLE 16 OF THE NOVO
MERCADO REGULATIONS AND OF PARAGRAPH 4 OF
ARTICLE 16 OF THE CORPORATE BYLAWS OF THE
COMPANY
6 BY A REQUEST THAT WAS PRESENTED BY THE Mgmt Against Against
SHAREHOLDER BNDES PARTICIPACOES S.A.,
BNDESPAR, ON THE BASIS OF LINE C OF THE
SOLE PARAGRAPH OF ARTICLE 123 OF THE SHARE
CORPORATIONS LAW, TO RESOLVE IN REGARD TO
THE FILING OF A LIABILITY SUIT AGAINST
WESLEY MENDONCA BATISTA AND JOESLY MENDONCA
BATISTA, FORMER MANAGERS OF THE COMPANY,
AND AGAINST THE DIRECT AND OR INDIRECT
CONTROLLING SHAREHOLDER OF THE COMPANY,
UNDER ARTICLES 159 AND 246 OF LAW NUMBER
6404.76, WITH A VIEW TO THE DEFENSE OF ITS
RIGHTS AND INTERESTS, INCLUDING WITH
RELATION TO THE LIABILITIES FOR LOSSES
CAUSED TO THE COMPANY BY MANAGERS, FORMER
MANAGERS AND CONTROLLING SHAREHOLDERS
INVOLVED IN ILLEGAL ACTS THAT WERE
CONFESSED IN COOPERATING WITNESS AGREEMENTS
AND OTHER AGREEMENTS, THE SIGNING OF WHICH
WAS DISCLOSED IN NOTICES TO THE MARKET AND
NOTICES OF MATERIAL FACT THAT WERE
PUBLISHED BY JBS
7 BY A REQUEST THAT WAS PRESENTED BY THE Mgmt Against Against
SHAREHOLDER BNDES PARTICIPACOES S.A.,
BNDESPAR, ON THE BASIS OF LINE C OF THE
SOLE PARAGRAPH OF ARTICLE 123 OF THE SHARE
CORPORATIONS LAW, TO RESOLVE IN REGARD TO
THE FILING OF A LIABILITY SUIT AGAINST
FLORISVALDO CAETANO DE OLIVEIRA AND
FRANCISCO DE ASSIS E SILVA, FORMER MANAGERS
OF THE COMPANY, UNDER ARTICLE 159 OF LAW
NUMBER 6404.76, WITH A VIEW TO THE DEFENSE
OF ITS RIGHTS AND INTERESTS, INCLUDING WITH
RELATION TO THE LIABILITIES FOR LOSSES
CAUSED TO THE COMPANY BY MANAGERS, FORMER
MANAGERS AND CONTROLLING SHAREHOLDERS
INVOLVED IN ILLEGAL ACTS THAT WERE
CONFESSED IN COOPERATING WITNESS AGREEMENTS
AND OTHER AGREEMENTS, THE SIGNING OF WHICH
WAS DISCLOSED IN NOTICES TO THE MARKET AND
NOTICES OF MATERIAL FACT THAT WERE
PUBLISHED BY JBS
8 IN THE EVENT OF THE APPROVAL OF THE Mgmt For For
RESOLUTION THAT IS THE OBJECT OF ITEM VI
AND OR ITEM VII, TO RESOLVE THAT IT WILL BE
THE DUTY OF THE MANAGEMENT TO EVALUATE AND
TAKE THE MEASURES THAT ARE PERTINENT
REGARDING THIS MATTER, IN ACCORDANCE WITH
THE CORPORATE INTEREST, INCLUDING TO
EVALUATE BRINGING NEW CLAIMS OR THE
PARTICIPATION OF THE COMPANY IN CAM
PROCEEDINGS 93.17 AND 110.18, WHICH ARE
CURRENTLY BEING HEARD BY THE MARKET
ARBITRATION CHAMBER
CMMT 07 OCT 2020: PLEASE NOTE THAT VOTES 'IN Non-Voting
FAVOR' AND 'AGAINST' IN THE SAME AGENDA
ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR
AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE ALLOWED. THANK YOU
CMMT 07 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
JBS SA Agenda Number: 713739134
--------------------------------------------------------------------------------------------------------------------------
Security: P59695109
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: BRJBSSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO VOTE ON THE FINANCIAL STATEMENTS AND THE Mgmt For For
ACCOUNTS OF ADMINISTRATOR OF THE FINANCIAL
YEAR ENDED IN DECEMBER 31, 2020
2 TO VOTE ON ALLOCATION OF THE NET PROFIT OF Mgmt For For
THE FINANCIAL YEAR ENDED IN DECEMBER 31,
2020
3 TO VOTE ON THE NUMBER OF 9 NINE MEMBERS FOR Mgmt For For
THE COMPANY'S BOARD OF DIRECTORS
4 DO YOU WISH TO ELECT A MEMBER OF THE BOARD Mgmt Abstain Against
OF DIRECTORS BY A SEPARATE ELECTION, IN THE
TERMS OF ARTICLE 141, 4, I, OF THE
BRAZILIAN LAW NO. 6.404 OF DECEMBER 15,
1976
5 DO YOU WISH TO REQUEST A MULTIPLE VOTING Mgmt Against Against
PROCEDURE FOR THE ELECTION OF MEMBERS OF
THE COMPANY'S BOARD OF DIRECTORS, IN THE
TERMS OF ARTICLE 141 OF THE BRAZILIAN LAW
NO. 6.404 OF DECEMBER 15, 1976
6.1 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. JEREMIAH ALPHONSUS OCALLAGHAN
6.2 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. JOSE BATISTA SOBRINHO
6.3 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. AGUINALDO GOMES RAMOS FILHO
6.4 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. ALBA PETTENGILL. INDEPENDENT
6.5 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. GELSON LUIZ MERISIO. INDEPENDENT
6.6 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. GILBERTO MEIRELLES XANDO BAPTISTA.
INDEPENDENTE
6.7 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. LEILA ABRAHAM LORIA. INDEPENDENT
6.8 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. MARCIO GUEDES PEREIRA JUNIOR.
INDEPENDENT
6.9 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. WESLEY MENDONCA BATISTA FILHO
CMMT FOR THE PROPOSAL 7 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 8.1 TO 8.9. IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS
7 IN THE EVENT OF THE ADOPTION OF THE Mgmt Against Against
CUMULATIVE VOTING PROCESS, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES BE DISTRIBUTED
IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF
THE SLATE THAT YOU HAVE CHOSEN. IF THE
SHAREHOLDER CHOOSES TO ABSTAIN AND THE
ELECTION OCCURS THROUGH THE CUMULATIVE
VOTING PROCESS, HIS VOTE MUST BE COUNTED AS
ABSTENTION IN THE RESPECTIVE RESOLUTION OF
THE MEETING
8.1 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt Against Against
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
JEREMIAH ALPHONSUS OCALLAGHAN
8.2 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt For For
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
JOSE BATISTA SOBRINHO
8.3 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt For For
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
AGUINALDO GOMES RAMOS FILHO
8.4 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt For For
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
ALBA PETTENGILL. INDEPENDENT
8.5 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt For For
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
GELSON LUIZ MERISIO. INDEPENDENT
8.6 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt For For
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
GILBERTO MEIRELLES XANDO BAPTISTA.
INDEPENDENT
8.7 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt For For
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
LEILA ABRAHAM LORIA. INDEPENDENT
8.8 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt For For
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
MARCIO GUEDES PEREIRA JUNIOR. INDEPENDENT
8.9 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt For For
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
WESLEY MENDONCA BATISTA FILHO
9 TO VOTE ON THE NUMBER OF 4 FOUR MEMBERS AND Mgmt For For
4 FOUR ALTERNATES FOR THE COMPANY'S FISCAL
COUNCIL, GIVEN THAT SUCH NUMBER COULD BE
INCREASED BY 1 ONE MEMBER TO A TOTAL OF 5
FIVE MEMBERS, IN CASE OF SEPARATED ELECTION
10 DO YOU WISH TO REQUEST THE INSTATEMENT OF Mgmt Abstain Against
THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 161 OF LAW 6,404 OF 1976
11.1 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
ADRIAN LIMA DA HORA. ANDRE ALCANTARA
OCAMPOS
11.2 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt Against Against
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
DEMETRIUS NICHELE MACEI. MARCOS GODOY
BROGIATO
11.3 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt Against Against
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. JOSE
PAULO DA SILVA FILHO. SANDRO DOMINGUES
RAFFAI
11.4 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
ROBERTO LAMB. ORLANDO OCTAVIO DE FREITAS
JUNIOR
12 TO FIX THE TOTAL AMOUNT OF THE ANNUAL Mgmt Against Against
REMUNERATION OF THE COMPANY'S
ADMINISTRATORS AND MEMBERS OF THE COMPANY'S
FISCAL COUNCIL
--------------------------------------------------------------------------------------------------------------------------
JBS SA Agenda Number: 713739184
--------------------------------------------------------------------------------------------------------------------------
Security: P59695109
Meeting Type: EGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: BRJBSSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO VOTE ON THE CHANGE ARTICLES 1, 2, 5, 6, Mgmt For For
10, 11, 12, 13, 14, 15, 18, 19, 20, 21, 27,
29, 30, 32 E 54, AS WELL AS EXCLUDE ARTICLE
25 OF THE BYLAWS, AS PER ADMINISTRATION
PROPOSAL
2 TO CONSOLIDATE THE BYLAWS OF THE COMPANY Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK DE MEXICO SAB DE CV Agenda Number: 713602755
--------------------------------------------------------------------------------------------------------------------------
Security: P60694117
Meeting Type: OGM
Meeting Date: 26-Feb-2021
Ticker:
ISIN: MXP606941179
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ONLY MEXICAN NATIONALS Non-Voting
HAVE VOTING RIGHTS AT THIS MEETING.
ACCOUNTS ARE REQUIRED TO BE REGISTERED AS
MEXICAN NATIONAL ACCOUNTS WITH THE LOCAL
SUB-CUSTODIAN IN ORDER FOR VOTING TO BE
ACCEPTED. VOTING SUBMITTED BY NON-MEXICAN
NATIONALS WILL BE PROCESSED HOWEVER RISK
BEING REJECTED
I PRESENTATION AND, WHERE APPROPRIATE, Mgmt Abstain Against
APPROVAL OF THE CEOS REPORT PREPARED IN
ACCORDANCE WITH ARTICLE 172 OF THE LEY
GENERAL DE SOCIEDADES MERCANTILES, ALONG
WITH THE REPORT OF THE EXTERNAL AUDITOR,
REGARDING THE OPERATIONS AND RESULTS OF THE
COMPANY FOR THE FISCAL YEAR THAT ENDED ON
DECEMBER 31ST, 2020, AS WELL AS THE OPINION
OF THE BOARD OF DIRECTORS ON THE CONTENT OF
SAID REPORT, PRESENTATION AND, WHERE
APPROPRIATE, APPROVAL OF THE REPORT OF THE
BOARD OF DIRECTORS REFERRED TO IN ARTICLE
172, PARAGRAPH B. OF THE LEY GENERAL DE
SOCIEDADES MERCANTILES, WHICH CONTAINS THE
MAIN POLICIES AND ACCOUNTING AND
INFORMATION CRITERIA FOLLOWED IN THE
PREPARATION OF THE FINANCIAL INFORMATION OF
THE COMPANY, PRESENTATION AND, WHERE
APPROPRIATE, APPROVAL OF THE FINANCIAL
STATEMENTS OF THE COMPANY AS OF DECEMBER
31ST, 2020, AND APPLICATION OF THE RESULTS
OF THE YEAR, PRESENTATION AND, WHERE
APPROPRIATE, APPROVAL OF THE REPORT
REGARDING COMPLIANCE WITH THE TAX
OBLIGATIONS OF THE COMPANY, PRESENTATION
AND, WHERE APPROPRIATE, APPROVAL OF THE
ANNUAL REPORT ON THE ACTIVITIES CARRIED OUT
BY THE AUDIT AND CORPORATE PRACTICES
COMMITTEE. RESOLUTIONS IN THIS REGARD
II APPOINTMENT AND OR RATIFICATION OF THE Mgmt Abstain Against
MEMBERS OF THE BOARD OF DIRECTORS,
PROPRIETARY MEMBERS AND ALTERNATES, AS WELL
AS THE CHAIRMAN OF THE AUDIT AND CORPORATE
PRACTICES COMMITTEE AND SECRETARY OF THE
BOARD OF DIRECTORS, RATING ON THE
INDEPENDENCE OF THE MEMBERS OF THE
COMPANY'S BOARD OF DIRECTORS, IN ACCORDANCE
WITH THE PROVISIONS OF ARTICLE 26 OF THE
LEY DEL MERCADO DE VALORES. RESOLUTIONS IN
THIS REGARD
III REMUNERATION OF THE MEMBERS OF THE BOARD OF Mgmt Abstain Against
DIRECTORS AND OF THE DIFFERENT COMMITTEES,
PROPRIETARY MEMBERS AND ALTERNATES, AS WELL
AS THE SECRETARY OF THE BOARD OF DIRECTORS
OF THE COMPANY. RESOLUTIONS IN THIS REGARD
IV PRESENTATION AND, WHERE APPROPRIATE, Mgmt For For
APPROVAL OF THE REPORT OF THE BOARD OF
DIRECTORS ON THE COMPANY'S POLICIES
REGARDING THE ACQUISITION OF TREASURY
SHARES AND, WHERE APPROPRIATE, PLACEMENT
THEREOF, PROPOSITION, AND WHERE
APPROPRIATE, APPROVAL OF THE MAXIMUM AMOUNT
OF RESOURCES THAT MAY BE USED TO PURCHASE
TREASURY SHARES FOR FISCAL YEAR 2021 UP TO
AN AMOUNT OF 850,000,000.00 M.N. EIGHT
HUNDRED AND FIFTY MILLION PESOS 00.100
NATIONAL CURRENCY. RESOLUTIONS IN THIS
REGARD
V PRESENTATION AND, WHERE APPROPRIATE, Mgmt For For
APPROVAL OF THE BOARD OF DIRECTORS PROPOSAL
TO PAY A CASH DIVIDEND IN THE AMOUNT OF
1.72 M.N. ONE PESO 72.100 NATIONAL
CURRENCY, PER SHARE, TO EACH OF THE
ORDINARY, NOMINATIVE SHARES, WITHOUT
EXPRESSION OF PAR VALUE, IN CIRCULATION OF
SERIES A AND B. SAID DIVIDEND WILL BE PAID
IN 4 EXHIBITIONS, EACH OF 0.43 M.N. FORTY
THREE CENTS NATIONAL CURRENCY, PER SHARE,
ON APRIL 8TH, JULY 1ST, OCTOBER 7TH AND
DECEMBER 2ND, 2021. EXHIBITIONS WILL BE
PAID OUT OF THE BALANCE OF THE NET FISCAL
PROFIT ACCOUNT FOR THE YEAR 2014 AND LATER.
IN 2020 A DIVIDEND OF 1.60 M.N. WAS PAID.
ONE PESO 60.100 NATIONAL CURRENCY, PER
SHARE. RESOLUTIONS IN THIS REGARD
VI APPOINTMENT OF DELEGATES TO FORMALIZE AND Mgmt For For
COMPLY WITH THE RESOLUTIONS ADOPTED BY THE
ORDINARY GENERAL ANNUAL SHAREHOLDERS
MEETING. RESOLUTIONS IN THIS REGARD
--------------------------------------------------------------------------------------------------------------------------
KOC HOLDING AS Agenda Number: 713666280
--------------------------------------------------------------------------------------------------------------------------
Security: M63751107
Meeting Type: AGM
Meeting Date: 09-Apr-2021
Ticker:
ISIN: TRAKCHOL91Q8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 OPENING AND ELECTION OF THE CHAIRMAN OF THE Mgmt For For
MEETING
2 PRESENTATION FOR DISCUSSION AND APPROVAL OF Mgmt For For
THE ANNUAL REPORT OF THE COMPANY PREPARED
BY THE BOARD OF DIRECTORS FOR THE YEAR 2020
3 PRESENTATION OF THE SUMMARY OF THE Mgmt For For
INDEPENDENT AUDIT REPORT FOR THE YEAR 2020
4 PRESENTATION, DISCUSSION AND APPROVAL OF Mgmt For For
THE FINANCIAL STATEMENTS OF THE COMPANY FOR
THE YEAR 2020
5 RELEASE OF EACH MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS FROM THEIR LIABILITY FOR THE
COMPANY S ACTIVITIES FOR THE YEAR 2020
6 APPROVAL, APPROVAL WITH AMENDMENT, OR Mgmt For For
REJECTION OF THE BOARD OF DIRECTORS
PROPOSAL ON THE DISTRIBUTION OF PROFITS FOR
THE YEAR 2020 AND THE DISTRIBUTION DATE
7 APPROVAL, APPROVAL WITH AMENDMENT, OR Mgmt Against Against
REJECTION OF THE BOARD OF DIRECTORS
PROPOSAL ON THE AMENDMENT OF ARTICLE 6 OF
THE ARTICLES OF ASSOCIATION OF THE COMPANY
CAPITAL
8 DETERMINING THE NUMBER OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THEIR TERMS OF
OFFICE AND ELECTION OF THE MEMBERS OF THE
BOARD OF DIRECTORS IN ACCORDANCE WITH THE
NEWLY RESOLVED NUMBER AND ELECTION OF THE
INDEPENDENT BOARD MEMBERS
9 PRESENTATION TO THE SHAREHOLDERS AND Mgmt For For
APPROVAL BY THE GENERAL ASSEMBLY OF THE
REMUNERATION POLICY FOR THE MEMBERS OF THE
BOARD OF DIRECTORS AND THE SENIOR
EXECUTIVES AND THE PAYMENTS MADE ON THAT
BASIS IN ACCORDANCE WITH THE CORPORATE
GOVERNANCE PRINCIPLES
10 DETERMINING THE ANNUAL GROSS SALARIES TO BE Mgmt Against Against
PAID TO THE MEMBERS OF THE BOARD OF
DIRECTORS
11 APPROVAL OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT AUDIT FIRM AS SELECTED BY THE
BOARD OF DIRECTORS IN ACCORDANCE WITH THE
PROVISIONS OF THE TURKISH COMMERCIAL CODE
AND THE CAPITAL MARKETS BOARD REGULATIONS
12 APPROVAL OF THE DONATIONS AND SPONSORSHIP Mgmt Against Against
POLICY ADOPTED BY THE BOARD OF DIRECTORS,
PRESENTATION TO THE SHAREHOLDERS OF THE
DONATIONS MADE BY THE COMPANY IN 2020, AND
RESOLUTION DECISION ON AN UPPER LIMIT FOR
DONATIONS FOR THE YEAR 2021
13 PRESENTATION TO THE SHAREHOLDERS OF THE Mgmt For For
COLLATERALS, PLEDGES, MORTGAGES AND
SURETIES GRANTED IN FAVOR OF THIRD PARTIES
IN THE YEAR 2020 AND OF ANY BENEFITS OR
INCOME THEREOF IN ACCORDANCE WITH THE
CAPITAL MARKETS BOARD REGULATIONS
14 AUTHORIZATION OF THE SHAREHOLDERS THAT HAVE Mgmt Against Against
MANAGEMENT CONTROL, THE MEMBERS OF THE
BOARD OF DIRECTORS, THE SENIOR EXECUTIVES
AND THEIR SPOUSES AND RELATIVES RELATED BY
BLOOD OR AFFINITY UP TO THE SECOND DEGREE
AS PER THE PROVISIONS OF ARTICLES 395 AND
396 OF THE TURKISH COMMERCIAL CODE AND
PRESENTATION TO THE SHAREHOLDERS OF THE
TRANSACTIONS CARRIED OUT THEREOF IN THE
YEAR 2020 PURSUANT TO THE CORPORATE
GOVERNANCE COMMUNIQUE OF THE CAPITAL
MARKETS BOARD
15 WISHES AND OBSERVATIONS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KUMBA IRON ORE LTD Agenda Number: 712442588
--------------------------------------------------------------------------------------------------------------------------
Security: S4341C103
Meeting Type: AGM
Meeting Date: 07-Aug-2020
Ticker:
ISIN: ZAE000085346
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 APPOINTMENT OF INDEPENDENT EXTERNAL Mgmt For For
AUDITOR: TO APPOINT PRICEWATERHOUSECOOPERS
INC (PWC) AS INDEPENDENT EXTERNAL AUDITOR
OF THE COMPANY AND THAT MR SIZWE MASONDO BE
APPOINTED AS THE INDIVIDUAL DESIGNATED
AUDITOR
O.2.1 TO RE-ELECT DR MANDLA GANTSHO AS A DIRECTOR Mgmt For For
OF THE COMPANY
O.2.2 TO RE-ELECT MR SEAMUS FRENCH AS A DIRECTOR Mgmt Against Against
OF THE COMPANY
O.2.3 TO RE-ELECT MR SANGO NTSALUBA AS A DIRECTOR Mgmt Against Against
OF THE COMPANY
O.2.4 TO ELECT MR DUNCAN WANBLAD AS A DIRECTOR OF Mgmt For For
THE COMPANY
O.2.5 TO ELECT MRS MICHELLE JENKINS AS A DIRECTOR Mgmt For For
OF THE COMPANY
O.3.1 ELECTION OF MR SANGO NTSALUBA AS A MEMBER Mgmt Against Against
OF THE AUDIT COMMITTE
O.3.2 ELECTION OF MR TERENCE GOODLACE AS A MEMBER Mgmt For For
OF THE AUDIT COMMITTEE
O.3.3 ELECTION OF MRS MARY BOMELA AS A MEMBER OF Mgmt For For
THE AUDIT COMMITTEE
O.3.4 ELECTION OF MRS MICHELLE JENKINS AS A Mgmt For For
MEMBER OF THE AUDIT COMMITTEE
NB4.1 NON-BINDING ADVISORY VOTE: APPROVAL OF THE Mgmt For For
REMUNERATION POLICY
NB4.2 NON-BINDING ADVISORY VOTE: APPROVAL FOR THE Mgmt For For
IMPLEMENTATION OF THE REMUNERATION POLICY
O.5 GENERAL AUTHORITY FOR DIRECTORS TO ALLOT Mgmt For For
AND ISSUE ORDINARY SHARES
O.6 AUTHORISATION TO SIGN DOCUMENTS TO GIVE Mgmt For For
EFFECT TO RESOLUTIONS
S.1 GENERAL AUTHORITY TO ISSUE SHARES FOR CASH Mgmt For For
S.2 REMUNERATION PAYABLE TO NON-EXECUTIVE Mgmt For For
DIRECTORS
S.3 APPROVAL FOR THE GRANTING OF FINANCIAL Mgmt For For
ASSISTANCE IN TERMS OF SECTIONS 44 AND 45
OF THE COMPANIES ACT
S.4 GENERAL AUTHORITY TO REPURCHASE SHARES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KUMBA IRON ORE LTD Agenda Number: 713911724
--------------------------------------------------------------------------------------------------------------------------
Security: S4341C103
Meeting Type: AGM
Meeting Date: 14-May-2021
Ticker:
ISIN: ZAE000085346
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 RE-APPOINTMENT OF INDEPENDENT EXTERNAL Mgmt For For
AUDITOR: PRICEWATERHOUSECOOPERSINC
O.2.1 ROTATION OF DIRECTORS: TO RE-ELECT MRS MARY Mgmt For For
BOMELA AS A DIRECTOR OF THE COMPANY
O.2.2 ROTATION OF DIRECTORS: TO RE-ELECT MRS Mgmt For For
NTOMBI LANGA-ROYDS AS A DIRECTOR OF THE
COMPANY
O.2.3 ROTATION OF DIRECTORS: TO RE-ELECT MS Mgmt For For
BUYELWA SONJICA AS A DIRECTOR OF THE
COMPANY
O.3.1 ELECTION OF AUDIT COMMITTEE MEMBERS: Mgmt For For
ELECTION OF MR SANGO NTSALUBA AS A MEMBER
OF THE COMMITTEE
O.3.2 ELECTION OF AUDIT COMMITTEE MEMBERS: Mgmt For For
ELECTION OF MR TERENCE GOODLACE AS A MEMBER
OF THE COMMITTEE
O.3.3 ELECTION OF AUDIT COMMITTEE MEMBERS: Mgmt For For
ELECTION OF MRS MARY BOMELA AS A MEMBER OF
THE COMMITTEE
O.3.4 ELECTION OF AUDIT COMMITTEE MEMBERS: Mgmt For For
ELECTION OF MRS MICHELLE JENKINS AS A
MEMBER OF THE COMMITTEE:
O.4.1 APPROVAL OF THE REMUNERATION POLICY: Mgmt For For
NON-BINDING ADVISORY VOTE: APPROVAL OF THE
REMUNERATION POLICY
O.4.2 APPROVAL OF THE REMUNERATION POLICY: Mgmt For For
NON-BINDING ADVISORY VOTE: APPROVAL FOR THE
IMPLEMENTATION OF THE REMUNERATION POLICY
O.5 GENERAL AUTHORITY FOR DIRECTORS TO ALLOT Mgmt For For
AND ISSUE ORDINARY SHARES
O.6 AUTHORISATION TO SIGN DOCUMENTS TO GIVE Mgmt For For
EFFECT TO RESOLUTIONS
S.1 GENERAL AUTHORITY TO ISSUE SHARES FOR CASH Mgmt For For
S.2 REMUNERATION PAYABLE TO NON-EXECUTIVE Mgmt For For
DIRECTORS
S.3 APPROVAL FOR THE GRANTING OF FINANCIAL Mgmt For For
ASSISTANCE IN TERMS OF SECTIONS 44 AND 45
OF THE COMPANIES ACT
S.4 GENERAL AUTHORITY TO REPURCHASE SHARES Mgmt For For
S.5 APPROVAL OF THE EXTENSION OF THE EMPLOYEE Mgmt For For
SHARE OWNERSHIP SCHEME REFER TO THE NOTICE
OF MEETING FOR MORE INFORMATION ON
ELECTRONIC PARTICIPATION
CMMT 20 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING FOR ALL
RESOLUTIONS AND DUE TO MODIFICATION OF THE
TEXT OF RESOLUTION O.1. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
LARGAN PRECISION CO LTD Agenda Number: 714114270
--------------------------------------------------------------------------------------------------------------------------
Security: Y52144105
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: TW0003008009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS
2 2020 EARNINGS DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND :TWD 91.5 PER SHARE.
3 AMENDMENT TO THE ARTICLES OF INCORPORATION Mgmt For For
4 AMENDMENT TO THE PROCEDURES FOR ELECTION OF Mgmt For For
DIRECTORS AND SUPERVISORS
--------------------------------------------------------------------------------------------------------------------------
LITE-ON TECHNOLOGY CORP Agenda Number: 714041415
--------------------------------------------------------------------------------------------------------------------------
Security: Y5313K109
Meeting Type: AGM
Meeting Date: 31-May-2021
Ticker:
ISIN: TW0002301009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF 2020 FINANCIAL STATEMENTS. Mgmt For For
2 ADOPTION OF 2020 EARNINGS DISTRIBUTION. Mgmt For For
PROPOSED CASH DIVIDEND: TWD 3.4 PER SHARE.
3 DISCUSSION OF THE AMENDMENT TO ARTICLES OF Mgmt For For
INCORPORATION.
4 DISCUSSION OF THE AMENDMENT TO RULES AND Mgmt For For
PROCEDURES OF SHAREHOLDERS MEETING.
5 DISCUSSION OF THE AMENDMENT TO PROCEDURES Mgmt For For
FOR ACQUISITION AND DISPOSAL OF ASSETS.
6.1 THE ELECTION OF THE INDEPENDENT DIRECTOR:MK Mgmt For For
LU,SHAREHOLDER NO.K100673XXX
7 DISCUSSION OF RELEASE OF DIRECTORS FROM Mgmt For For
NON-COMPETITION RESTRICTIONS.
--------------------------------------------------------------------------------------------------------------------------
MAGNITOGORSK IRON & STEEL WORKS PUBLIC JOINT STOCK Agenda Number: 712987873
--------------------------------------------------------------------------------------------------------------------------
Security: X5171A103
Meeting Type: EGM
Meeting Date: 11-Sep-2020
Ticker:
ISIN: RU0009084396
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ON DIVIDEND PAYMENT ON RESULTS OF THE FIRST Mgmt For For
HALF OF 2020 FY
CMMT 19 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MAGNITOGORSK IRON & STEEL WORKS PUBLIC JOINT STOCK Agenda Number: 713258261
--------------------------------------------------------------------------------------------------------------------------
Security: X5171A103
Meeting Type: EGM
Meeting Date: 25-Dec-2020
Ticker:
ISIN: RU0009084396
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ON PAYMENT OF DIVIDENDS ON PLACED SHARES OF Mgmt For For
PJSC MMK BASED ON THE RESULTS OF NINE
MONTHS OF THE REPORTING YEAR 2020.
(EXPECTED DVCA RATE - RUB2.391 PER ORD
SHARE, DCA RECORD DATE - 14.01.2021,
EXPECTED PAY DATE - 28.01.2021)
CMMT 1 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
MAGNITOGORSK IRON & STEEL WORKS PUBLIC JOINT STOCK Agenda Number: 714067089
--------------------------------------------------------------------------------------------------------------------------
Security: X5171A103
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: RU0009084396
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 567349 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1.1 APPROVAL OF COMPANY'S ANNUAL REPORT FOR Mgmt For For
2020 FY
1.2 APPROVAL OF COMPANY'S ANNUAL ACCOUNTING Mgmt For For
(FINANCIAL) STATEMENTS FOR 2020 FY
2.1 APPROVAL OF COMPANY'S PROFIT DISTRIBUTION Mgmt For For
INCLUDING DIVIDEND PAYMENT ON RESULTS OF
2020 FY
2.2 TO PAY DIVIDENDS ON THE COMPANY'S ORDINARY Mgmt For For
SHARES IN AMOUNT OF RUB 0,945 ON RESULTS OF
2020 FY. TO FIX RECORD DATE AS 17 JUNE 2021
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 10 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 10
DIRECTORS ARE TO BE ELECTED. BROADRIDGE
WILL APPLY CUMULATIVE VOTING EVENLY AMONG
ONLY DIRECTORS FOR WHOM YOU VOTE 'FOR,' AND
WILL SUBMIT INSTRUCTION TO THE LOCAL AGENT
IN THIS MANNER. CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
3.1.1 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: RAQNIKOVA VIKTORA FILIPPOVICA
3.1.2 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: EREMINA ANDREA ANATOLXEVICA
3.1.3 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ISMAILOVA RAQIDA RUSTAM OGLY
3.1.4 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MARCINOVICA VALERIA AROSLAVOVICA
3.1.5 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MORGANA RALXFA TAVAKOLANA
3.1.6 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: NAUMOVU OLXGU VALERXEVNU
3.1.7 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: OSEEVSKOGO MIHAILA EDUARDOVICA
3.1.8 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: RAQNIKOVU OLXGU VIKTOROVNU
3.1.9 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: UQAKOVA SERGEA NIKOLAEVICA
3.110 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: QILAEVA PAVLA VLADIMIROVICA
4.1 APPROVAL OF THE COMPANY'S AUDITOR: PJSC MMK Mgmt For For
- PWC
5.1 APPROVAL OF THE AMOUNT OF REMUNERATION AND Mgmt Against Against
COMPENSATION TO BE PAID TO THE MEMBERS OF
THE COMPANY'S BOARD OF DIRECTORS
6.1 TO PAY DIVIDENDS ON THE COMPANY'S ORDINARY Mgmt For For
SHARES IN AMOUNT OF RUB 1,795 ON RESULTS OF
THE FIRST QUARTER OF 2021 FY. TO FIX RECORD
DATE AS 17 JUNE 2021
--------------------------------------------------------------------------------------------------------------------------
MICRO-STAR INTERNATIONAL CO LTD Agenda Number: 714164112
--------------------------------------------------------------------------------------------------------------------------
Security: Y6037M108
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: TW0002377009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT 2020 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 TO ADOPT THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2020 PROFITS. PROPOSED CASH DIVIDEND: TWD
6.1 PER SHARE.
3 AMENDMENT TO THE RULES OF SHAREHOLDERS Mgmt For For
MEETING OF THE COMPANY.
4.1 THE ELECTION OF THE DIRECTOR:HSU, Mgmt Against Against
HSIANG,SHAREHOLDER NO.1
4.2 THE ELECTION OF THE DIRECTOR:HUANG, Mgmt Against Against
CHIN-CHING,SHAREHOLDER NO.5
4.3 THE ELECTION OF THE DIRECTOR:YU, Mgmt Against Against
HSIEN-NENG,SHAREHOLDER NO.9
4.4 THE ELECTION OF THE DIRECTOR:LIN, Mgmt Against Against
WEN-TUNG,SHAREHOLDER NO.10
4.5 THE ELECTION OF THE DIRECTOR:KUO, Mgmt Against Against
HSU-KUANG,SHAREHOLDER NO.99
4.6 THE ELECTION OF THE DIRECTOR:LIAO, Mgmt Against Against
CHUN-KENG,SHAREHOLDER NO.492
4.7 THE ELECTION OF THE DIRECTOR:HUNG, Mgmt Against Against
YU-SHENG,SHAREHOLDER NO.11864
4.8 THE ELECTION OF THE DIRECTOR:CHEN, Mgmt Against Against
TE-LING,SHAREHOLDER NO.A224121XXX
4.9 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:HSU, JUN-SHYAN,SHAREHOLDER NO.26
4.10 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:HSU, KAO-SHAN,SHAREHOLDER NO.461
4.11 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:LIU, CHENG-YI,SHAREHOLDER
NO.P120217XXX
CMMT 14 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTION 4.1 TO 4.10. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
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MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ Agenda Number: 713402030
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Security: 55315J102
Meeting Type: EGM
Meeting Date: 10-Dec-2020
Ticker:
ISIN: US55315J1025
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 PAYMENT (DECLARATION) OF DIVIDENDS ON THE Mgmt For For
SHARES OF PJSC MMC NORILSK NICKEL FOR NINE
MONTHS OF 2020. 1. PAY OUT DIVIDENDS ON
ORDINARY NOMINAL SHARES OF PJSC MMC NORILSK
NICKEL FOR THE NINE MONTHS OF 2020 IN CASH
AT RUB 623,35 PER ORDINARY SHARE. 2. TO
SET DECEMBER 24TH, 2020 AS THE DATE FOR
DETERMINING WHICH PERSONS ARE ENTITLED TO
RECEIVE THE DIVIDENDS
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MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ Agenda Number: 713989032
--------------------------------------------------------------------------------------------------------------------------
Security: 55315J102
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: US55315J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 TO RATIFY THE 2020 REPORT FROM PJSC MMC Mgmt For For
NORILSK NICKEL
2 TO RATIFY THE 2020 ANNUAL ACCOUNTING Mgmt For For
(FINANCIAL) STATEMENTS OF PJSC MMC NORILSK
NICKEL
3 TO APPROVE 2020 PJSC MMC NORILSK NICKEL Mgmt For For
CONSOLIDATE FINANCIAL STATEMENTS
4 DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK Mgmt For For
NICKEL FOR 2020, INCLUDING PAYMENT
(DECLARATION) OF DIVIDENDS, BASED ON THE
RESULTS OF 2020: 1. APPROVE THE
DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK
NICKEL IN 2020 IN ACCORDANCE WITH THE
RECOMMENDATION OF THE BOARD OF DIRECTORS OF
PJSC MMC NORILSK NICKEL, INCLUDED IN THE
REPORT OF THE BOARD OF DIRECTORS OF PJSC
MMC NORILSK NICKEL WITH THE MOTIVATED
POSITION OF THE BOARD OF DIRECTORS OF PJSC
MMC NORILSK NICKEL ON THE ITEMS OF THE
AGENDA OF ANNUAL GENERAL MEETING OF
SHAREHOLDERS OF PJSC MMC NORILSK NICKEL. 2.
PAY MONETARY DIVIDENDS ON ORDINARY SHARES
OF PJSC MMC NORILSK NICKEL FOR 2020 IN CASH
IN THE AMOUNT OF RUB 1 021,22 PER ORDINARY
SHARE. 3. SET JUNE 1, 2021 AS THE RECORD
DATE FOR DETERMINING PERSONS ELIGIBLE TO
RECEIVE THE DIVIDENDS
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 13 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 13
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
5.1 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY VALENTINOVICH BARBASHEV
5.2 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY LEONIDOVICH BATEKHIN
5.3 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
ALEXEY VLADIMIROVICH BASHKIROV
5.4 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY BORISOVICH BRATUKHIN
5.5 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY NIKOLAEVICH VOLK
5.6 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
MARIANNA ALEXANDROVNA ZAKHAROVA
5.7 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
LUCHITSKY STANISLAV LVOVICH
5.8 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL: ROGER
LLEWELYN MUNNINGS
5.9 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
GARETH PETER PENNY
5.10 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL: MAXIM
VLADIMIROVICH POLETAEV
5.11 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
VYACHESLAV ALEXEEVICH SOLOMIN
5.12 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
EVGENY ARKADIEVICH SCHWARTZ
5.13 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
ROBERT WILLEM JOHN EDWARDS
6.1 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL:
ALEXEY SERGEEVICH DZYBALOV
6.2 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL: ANNA
VIKTOROVNA MASALOVA
6.3 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL:
GEORGIY EDUARDOVICH SVANIDZE
6.4 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL:
VLADIMIR NIKOLAEVICH SHILKOV
6.5 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL:
ELENA ALEXANDROVNA YANEVICH
7 TO APPROVE JSC KPMG AS THE AUDITOR OF Mgmt For For
RUSSIAN ACCOUNTING STANDARDS FINANCIAL
STATEMENTS FOR PJSC MMC NORILSK NICKEL FOR
2021
8 TO APPROVE JSC KPMG AS THE AUDITOR OF Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS FOR PJSC
MMC NORILSK NICKEL FOR 2021 AND INTERIM
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FIRST HALF OF 2021
9 REMUNERATION FOR AND REIMBURSEMENT OF Mgmt Against Against
EXPENSES INCURRED BY MEMBERS OF THE BOARD
OF DIRECTORS AT PJSC MMC NORILSK NICKEL: 1.
TO ESTABLISH THAT THE MEMBERS OF THE BOARD
OF DIRECTORS OF PJSC MMC NORILSK NICKEL
SHALL RECEIVE REMUNERATION AND
REIMBURSEMENT OF EXPENSES RELATED TO
PERFORMANCE OF THEIR DUTIES IN ACCORDANCE
WITH THE POLICY ON REMUNERATION OF MEMBERS
OF THE BOARD OF DIRECTORS OF PJSC MMC
NORILSK NICKEL APPROVED BY THE AGM
RESOLUTION ON MAY 13, 2020. 2. THE CHAIRMAN
OF THE BOARD OF DIRECTORS OF PJSC MMC
NORILSK NICKEL ELECTED AS THE CHAIRMAN OF
THE BOARD OF DIRECTORS AT THE FIRST MEETING
OF THE BOARD OF DIRECTORS HELD AFTER THIS
MEETING SHALL RECEIVE REMUNERATION,
REIMBURSEMENT OF EXPENSES RELATED TO
PERFORMANCE OF HIS/HER DUTIES AND CASUALTY
INSURANCE IN THE FOLLOWING AMOUNTS AND
PROCEDURE: 2.1. REMUNERATION IN THE AMOUNT
OF USD 1,000,000 (ONE MILLION) PER YEAR
SHALL BE PAID OUT ON A QUARTERLY BASIS IN
EQUAL INSTALLMENTS IN RUBLES AT THE
EXCHANGE RATE SET BY THE CENTRAL BANK OF
THE RUSSIAN FEDERATION ON THE LAST BUSINESS
DAY OF THE REPORTING QUARTER. THE
REMUNERATION AMOUNT IS INDICATED AFTER
DEDUCTING TAXES UNDER THE APPLICABLE
RUSSIAN LAWS. THE ABOVE REMUNERATION SHALL
BE ESTABLISHED FOR THE PERIOD FROM THE DATE
WHEN A DIRECTOR IS ELECTED AS THE CHAIRMAN
OF THE BOARD OF DIRECTORS TO THE END OF
HIS/HER TERM AS THE CHAIRMAN OF THE BOARD
OF DIRECTORS; 2.2. IN CASE A PERSON ELECTED
AS THE CHAIRMAN OF THE BOARD OF DIRECTORS
AT THE FIRST MEETING OF THE BOARD OF
DIRECTORS HELD AFTER THIS MEETING IS NOT
ELECTED AS A MEMBER OF THE BOARD OF
DIRECTORS AT THE ANNUAL GENERAL MEETING OF
THE SHAREHOLDERS 2021 AND AS THE CHAIRMAN
OF THE NEWLY ELECTED BOARD OF DIRECTORS, OR
IN CASE HIS/HER POWERS AS THE CHAIRMAN OF
THE BOARD OF DIRECTORS ARE TERMINATED
EARLIER THAN THE ANNUAL GENERAL MEETING OF
THE SHAREHOLDERS 2021, S/HE SHALL RECEIVE
ADDITIONAL REMUNERATION IN THE AMOUNT OF
USD 1,000,000.00 LESS THE REMUNERATION PAID
TO HIM/HER FOR HIS/HER DUTIES AS THE
CHAIRMAN OF THE BOARD OF DIRECTORS FROM THE
DATE S/HE HAS BEEN ELECTED AS SUCH AT THE
FIRST MEETING OF THE BOARD OF DIRECTORS
HELD AFTER THIS MEETING. THE
ABOVE-MENTIONED ADDITIONAL REMUNERATION
SHALL BE PAID OUT ON A QUARTERLY BASIS IN
EQUAL INSTALLMENTS TILL JUNE 10, 2022 IN
RUBLES AT THE EXCHANGE RATE SET BY THE
CENTRAL BANK OF THE RUSSIAN FEDERATION ON
THE LAST BUSINESS DAY OF THE REPORTING
QUARTER. THE ADDITIONAL REMUNERATION AMOUNT
IS INDICATED AFTER DEDUCTING TAXES UNDER
THE APPLICABLE RUSSIAN LAWS. IF S/HE IS
AGAIN ELECTED AS THE CHAIRMAN OF THE BOARD
OF DIRECTORS BEFORE THE ANNUAL GENERAL
MEETING OF THE SHAREHOLDERS 2021, NO
REMUNERATION FOR PERFORMANCE OF HIS/HER
DUTIES AS THE CHAIRMAN OF THE BOARD OF
DIRECTORS PROVIDED FOR IN SUBPAR. 2.1 OF
THIS PARAGRAPH SHALL BE PAID TO HIM/HER;
2.3. THE CHAIRMAN OF THE BOARD OF DIRECTORS
SHALL BE COMPENSATED THE EXPENSES CONFIRMED
BY DOCUMENTS RELATED TO PERFORMANCE OF
HIS/HER DUTIES IN ACCORDANCE WITH THE
POLICY ON REMUNERATION OF MEMBERS OF THE
BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL APPROVED BY THE AGM RESOLUTION ON
MAY 13, 2020; 2.4. PJSC MMC NORILSK NICKEL
SHALL AT ITS OWN EXPENSE PROVIDE LIFE
INSURANCE FOR THE CHAIRMAN OF THE BOARD OF
DIRECTORS AGAINST THE FOLLOWING RISK IN THE
PERFORMANCE OF OFFICIAL DUTIES: -
"ACCIDENTAL DEATH" AND "SERIOUS BODILY
INJURY IN AN ACCIDENT" (OR DISABILITY
RESULTING FROM AN ACCIDENT) PER RISK AND IN
AGGREGATE THROUGH THE TERM OF INSURANCE
WITH A COVERAGE IN THE AMOUNT OF AT LEAST
USD 3,000,000 (THREE MILLION); - "INJURY IN
AN ACCIDENT (OR TEMPORARY DISABILITY
RESULTING FROM AN ACCIDENT) WITH THE
COVERAGE IN AMOUNT OF AT LEAST USD 100,000
(ONE HUNDRED THOUSAND)."
10 TO SET THE REMUNERATION FOR ANY AUDIT Mgmt For For
COMMISSION MEMBER AT PJSC MMC NORILSK
NICKEL WHO IS NOT EMPLOYED BY THE COMPANY
AT THE AMOUNT OF RUB 1,800,000 (ONE MILLION
EIGHT HUNDRED THOUSAND) PER ANNUM BEFORE
TAXES, PAYABLE IN EQUAL AMOUNTS TWICE PER
YEAR. THE AMOUNT ABOVE IS BEFORE TAXES, IN
ACCORDANCE WITH APPLICABLE RUSSIAN
FEDERATION LEGISLATION
11 TO AUTHORIZE ASSOCIATED TRANSACTIONS THAT Mgmt For For
REPRESENT RELATED PARTY TRANSACTIONS FOR
ALL MEMBERS OF THE BOARD OF DIRECTORS AND
THE MANAGEMENT BOARD OF PJSC MMC NORILSK
NICKEL, THE SUBJECT MATTER OF WHICH IMPLIES
THE OBLIGATION OF PJSC MMC NORILSK NICKEL
TO INDEMNIFY THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE MANAGEMENT BOARD OF PJSC
MMC NORILSK NICKEL FOR ANY AND ALL LOSSES
WHICH THE ABOVE-MENTIONED PERSONS MAY INCUR
AS A RESULT OF THEIR ELECTION TO THE
ABOVE-MENTIONED POSITIONS TO THE AMOUNT OF
NO MORE THAN USD 115,000,000 (ONE HUNDRED
FIFTEEN MILLION) PER TRANSACTION
12 TO APPROVE AN INTERESTED PARTY TRANSACTION Mgmt For For
FOR ALL MEMBERS OF THE BOARD OF DIRECTORS
AND THE MANAGEMENT BOARD AT PJSC MMC
NORILSK NICKEL AND THAT CONCERNS
INDEMNIFICATION INSURANCE FOR MEMBERS OF
THE BOARD OF DIRECTORS AND THE MANAGEMENT
BOARD AT PJSC MMC NORILSK NICKEL, AND FOR
OFFICIALS AT THE COMPANY ITSELF AND ITS
SUBSIDIARIES WHO ARE THE BENEFICIARIES
UNDER THE TRANSACTION, AND THAT IS PROVIDED
BY A RUSSIAN INSURANCE COMPANY; THE
EFFECTIVE PERIOD OF THE INDEMNIFICATION
INSURANCE IS ONE YEAR, AND THE TOTAL
LIABILITY LIMIT (INSURANCE AMOUNT), WITH
ALL THE COVERAGE AND EXTENSIONS, WITH THE
EXCEPTION OF THOSE CASES SPELLED OUT
DIRECTLY IN THE INSURANCE AGREEMENT, IS NOT
LESS THAN USD 150,000,000 (ONE HUNDRED
FIFTY MILLION), AND HAS AN INSURANCE
PREMIUM PAYMENT FOR THE COMPANY NOT TO
EXCEED USD 5,000,000 (FIVE MILLION). IF,
BASED ON MARKET CONDITIONS, THE INSURANCE
AVAILABLE TO THE COMPANY AT THE TIME THE
TRANSACTION IS ENTERED INTO CANNOT HAVE AN
ESTABLISHED SUM IN THE INSURANCE AGREEMENT
OF USD 150,000,000 (ONE HUNDRED FIFTY
MILLION), THEN AN INSURANCE AGREEMENT WILL
BE SIGNED THAT HAS THE GREATEST POSSIBLE
SCOPE OF INSURANCE THAT IS AVAILABLE TO THE
COMPANY AT REASONABLE COMMERCIAL TERMS
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MOBILE TELESYSTEMS PJSC Agenda Number: 935269539
--------------------------------------------------------------------------------------------------------------------------
Security: 607409109
Meeting Type: Special
Meeting Date: 30-Sep-2020
Ticker: MBT
ISIN: US6074091090
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Distribution of MTS PJSC profit (payment of Mgmt For For
dividends) according to the results for the
1st half year 2020. EFFECTIVE NOVEMBER 6,
2013, HOLDERS OF RUSSIAN SECURITIES ARE
REQUIRED TO DISCLOSE THEIR NAME, ADDRESS
NUMBER OR SHARES AND THE MANNER OF THE VOTE
AS A CONDITION TO VOTING
2. MTS PJSC membership in non-commercial Mgmt For For
organizations.
3. Approval of the revised Regulations on MTS Mgmt For For
PJSC Board of Directors.
4. Approval of the revised Regulations on MTS Mgmt For For
PJSC Management Board.
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MR. PRICE GROUP LIMITED Agenda Number: 712986441
--------------------------------------------------------------------------------------------------------------------------
Security: S5256M135
Meeting Type: AGM
Meeting Date: 26-Aug-2020
Ticker:
ISIN: ZAE000200457
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 ADOPTION OF THE ANNUAL FINANCIAL STATEMENTS Mgmt For For
O.2.1 RE-ELECTION OF DIRECTOR RETIRING BY Mgmt For For
ROTATION: NIGEL PAYNE
O.2.2 RE-ELECTION OF DIRECTOR RETIRING BY Mgmt For For
ROTATION: BOBBY JOHNSTON
O.2.3 RE-ELECTION OF DIRECTOR RETIRING BY Mgmt For For
ROTATION: MAUD MOTANYANE-WELCH
O.3 RE-ELECTION OF INDEPENDENT AUDITOR: Mgmt For For
RESOLVED THAT, AS APPROVED BY THE AUDIT AND
COMPLIANCE COMMITTEE AND RECOMMENDED TO
SHAREHOLDERS, ERNST & YOUNG INC. BE AND ARE
HEREBY RE-ELECTED AS THE INDEPENDENT
REGISTERED AUDITOR OF THE COMPANY, AND THAT
MERISHA KASSIE BE APPOINTED AS THE
DESIGNATED REGISTERED AUDITOR, TO HOLD
OFFICE FOR THE ENSUING FINANCIAL YEAR
O.4.1 ELECTION OF MEMBER OF THE AUDIT AND Mgmt For For
COMPLIANCE COMMITTEE: BOBBY JOHNSTON
O.4.2 ELECTION OF MEMBER OF THE AUDIT AND Mgmt For For
COMPLIANCE COMMITTEE: DAISY NAIDOO
O.4.3 ELECTION OF MEMBER OF THE AUDIT AND Mgmt For For
COMPLIANCE COMMITTEE: MARK BOWMAN
O.4.4 ELECTION OF MEMBER OF THE AUDIT AND Mgmt For For
COMPLIANCE COMMITTEE: MMABOSHADI CHAUKE
O.5 NON-BINDING ADVISORY VOTE ON THE Mgmt For For
REMUNERATION POLICY
O.6 NON-BINDING ADVISORY VOTE ON THE Mgmt For For
REMUNERATION IMPLEMENTATION REPORT
O.7 ADOPTION OF THE SETS COMMITTEE REPORT Mgmt For For
O.8 SIGNATURE OF DOCUMENTS Mgmt For For
O.9 CONTROL OF UNISSUED SHARES (EXCLUDING Mgmt For For
ISSUES FOR CASH)
O.10 GENERAL ISSUE OF SHARES FOR CASH Mgmt For For
S.1.1 NON-EXECUTIVE DIRECTOR REMUNERATION: Mgmt For For
INDEPENDENT NON-EXECUTIVE CHAIR OF THE
BOARD: R 1 636 583
S.1.2 NON-EXECUTIVE DIRECTOR REMUNERATION: Mgmt For For
HONORARY CHAIR OF THE BOARD: R 818 291
S.1.3 NON-EXECUTIVE DIRECTOR REMUNERATION: LEAD Mgmt For For
INDEPENDENT DIRECTOR OF THE BOARD: R 484
523
S.1.4 NON-EXECUTIVE DIRECTOR REMUNERATION: Mgmt For For
NON-EXECUTIVE DIRECTORS: R 405 908
S.1.5 NON-EXECUTIVE DIRECTOR REMUNERATION: AUDIT Mgmt For For
AND COMPLIANCE COMMITTEE CHAIR: R 281 164
S.1.6 NON-EXECUTIVE DIRECTOR REMUNERATION: AUDIT Mgmt For For
AND COMPLIANCE COMMITTEE MEMBERS: R 149 932
S.1.7 NON-EXECUTIVE DIRECTOR REMUNERATION: Mgmt For For
REMUNERATION AND NOMINATIONS COMMITTEE
CHAIR: R 206 904
S.1.8 NON-EXECUTIVE DIRECTOR REMUNERATION: Mgmt For For
REMUNERATION AND NOMINATIONS COMMITTEE
MEMBERS: R 108 046
S.1.9 NON-EXECUTIVE DIRECTOR REMUNERATION: Mgmt For For
SOCIAL, ETHICS, TRANSFORMATION AND
SUSTAINABILITY COMMITTEE CHAIR: R 164 909
S.110 NON-EXECUTIVE DIRECTOR REMUNERATION: Mgmt For For
SOCIAL, ETHICS, TRANSFORMATION AND
SUSTAINABILITY COMMITTEE MEMBERS: R 104 728
S.111 NON-EXECUTIVE DIRECTOR REMUNERATION: RISK Mgmt For For
AND IT COMMITTEE MEMBERS: R 130 896
S.112 NON-EXECUTIVE DIRECTOR REMUNERATION: RISK Mgmt For For
AND IT COMMITTEE - IT SPECIALIST: R 295 476
S.2 GENERAL AUTHORITY TO REPURCHASE SHARES Mgmt For For
S.3 FINANCIAL ASSISTANCE TO RELATED OR Mgmt For For
INTER-RELATED COMPANIES
--------------------------------------------------------------------------------------------------------------------------
MTN GROUP LTD Agenda Number: 714041023
--------------------------------------------------------------------------------------------------------------------------
Security: S8039R108
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: ZAE000042164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1.1 ELECTION OF S MABASO- KOYANA, AS A DIRECTOR Mgmt For For
O.1.2 ELECTION OF N MOLOPE AS A DIRECTOR Mgmt For For
O.1.3 ELECTION OF N GOSA AS A DIRECTOR Mgmt For For
O.1.4 RE-ELECTION OF S KHERADPIR AS A DIRECTOR Mgmt For For
O.1.5 RE-ELECTION OF PB HANRATTY AS A DIRECTOR Mgmt For For
O.1.6 RE-ELECTION OF SB MILLER AS A DIRECTOR Mgmt For For
O.1.7 RE-ELECTION OF NL SOWAZI AS A DIRECTOR Mgmt For For
O.1.8 ELECTION OF T MOLEFE AS A DIRECTOR Mgmt For For
O.2.1 TO ELECT S MABASO- KOYANA AS A MEMBER OF Mgmt For For
THE AUDIT COMMITTEE
O.2.2 TO ELECT N MOLOPE AS A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE
O.2.3 TO ELECT N GOSA AS A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE
O.2.4 TO ELECT BS TSHABALALA AS A MEMBER OF THE Mgmt For For
AUDIT COMMITTEE
O.2.5 TO ELECT V RAGUE AS A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE
O.3.1 TO ELECT N GOSA AS A MEMBER OF THE SOCIAL Mgmt For For
AND ETHICS COMMITTEE
O.3.2 TO ELECT L SANUSI AS A MEMBER OF THE SOCIAL Mgmt For For
AND ETHICS COMMITTEE
O.3.3 TO ELECT SB MILLER AS A MEMBER OF THE Mgmt For For
SOCIAL AND ETHICS COMMITTEE
O.3.4 TO ELECT NL SOWAZI AS A MEMBER OF THE Mgmt For For
SOCIAL AND ETHICS COMMITTEE
O.3.5 TO ELECT K MOKHELE AS A MEMBER OF THE Mgmt For For
SOCIAL AND ETHICS COMMITTEE
O.4 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
INC. AS AN AUDITOR OF THE COMPANY
O.5 APPOINTMENT OF ERNST AND YOUNG INC. AS AN Mgmt For For
AUDITOR OF THE COMPANY
O.6 GENERAL AUTHORITY FOR DIRECTORS TO ALLOT Mgmt For For
AND ISSUE ORDINARY SHARES
O.7 GENERAL AUTHORITY FOR DIRECTORS TO ALLOT Mgmt For For
AND ISSUE ORDINARY SHARES FOR CASH
NB.8 NON-BINDING ADVISORY VOTE: ENDORSEMENT OF Mgmt For For
THE COMPANY'S REMUNERATION POLICY
NB.9 NON-BINDING ADVISORY VOTE: ENDORSEMENT OF Mgmt For For
THE COMPANY'S REMUNERATION IMPLEMENTATION
REPORT
O.10 AUTHORISATION TO SIGN DOCUMENTS TO GIVE Mgmt For For
EFFECT TO RESOLUTIONS
S.1.1 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP BOARD LOCAL CHAIRMAN
S.1.2 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP BOARD INTERNATIONAL CHAIRMAN
S.1.3 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP BOARD LOCAL MEMBER
S.1.4 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP BOARD INTERNATIONAL MEMBER
S.1.5 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP BOARD LOCAL LEAD INDEPENDENT DIRECTOR
S.1.6 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP BOARD INTERNATIONAL LEAD INDEPENDENT
DIRECTOR
S.1.7 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
REMUNERATION AND HUMAN RESOURCES COMMITTEE
LOCAL CHAIRMAN
S.1.8 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
REMUNERATION AND HUMAN RESOURCES COMMITTEE
INTERNATIONAL CHAIRMAN
S.1.9 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
REMUNERATION AND HUMAN RESOURCES COMMITTEE
LOCAL MEMBER
S1.10 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
REMUNERATION AND HUMAN RESOURCES COMMITTEE
INTERNATIONAL MEMBER
S1.11 TO APPROVE REMUNERATION PAYABLE TO SOCIAL Mgmt For For
AND ETHICS COMMITTEE LOCAL CHAIRMAN
S1.12 TO APPROVE REMUNERATION PAYABLE TO SOCIAL Mgmt For For
AND ETHICS COMMITTEE INTERNATIONAL CHAIRMAN
S1.13 TO APPROVE REMUNERATION PAYABLE TO SOCIAL Mgmt For For
AND ETHICS COMMITTEE LOCAL MEMBER
S1.14 TO APPROVE REMUNERATION PAYABLE TO SOCIAL Mgmt For For
AND ETHICS COMMITTEE INTERNATIONAL MEMBER
S1.15 TO APPROVE REMUNERATION PAYABLE TO AUDIT Mgmt For For
COMMITTEE LOCAL CHAIRMAN
S1.16 TO APPROVE REMUNERATION PAYABLE TO AUDIT Mgmt For For
COMMITTEE INTERNATIONAL CHAIRMAN
S1.17 TO APPROVE REMUNERATION PAYABLE TO AUDIT Mgmt For For
COMMITTEE LOCAL MEMBER
S1.18 TO APPROVE REMUNERATION PAYABLE TO AUDIT Mgmt For For
COMMITTEE INTERNATIONAL MEMBER
OT119 TO APPROVE REMUNERATION PAYABLE TO RISK Mgmt For For
MANAGEMENT AND COMPLIANCE COMMITTEE LOCAL
CHAIRMAN
S1.20 TO APPROVE REMUNERATION PAYABLE TO RISK Mgmt For For
MANAGEMENT AND COMPLIANCE COMMITTEE
INTERNATIONAL CHAIRMAN
S1.21 TO APPROVE REMUNERATION PAYABLE TO RISK Mgmt For For
MANAGEMENT AND COMPLIANCE COMMITTEE LOCAL
MEMBER
S1.22 TO APPROVE REMUNERATION PAYABLE TO RISK Mgmt For For
MANAGEMENT AND COMPLIANCE COMMITTEE
INTERNATIONAL MEMBER
S1.23 TO APPROVE REMUNERATION PAYABLE TO LOCAL Mgmt For For
MEMBER FOR SPECIAL ASSIGNMENTS OR PROJECTS
(PER DAY)
S1.24 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
INTERNATIONAL MEMBER FOR SPECIAL
ASSIGNMENTS OR PROJECTS (PER DAY)
S1.25 TO APPROVE REMUNERATION PAYABLE FOR AD-HOC Mgmt For For
WORK PERFORMED BY NON-EXECUTIVE DIRECTORS
FOR SPECIAL PROJECTS (HOURLY RATE)
S1.26 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP SHARE TRUST (TRUSTEES) LOCAL CHAIRMAN
S1.27 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP SHARE TRUST (TRUSTEES) INTERNATIONAL
CHAIRMAN
S1.28 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP SHARE TRUST (TRUSTEES) LOCAL MEMBER
S1.29 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP SHARE TRUST (TRUSTEES) INTERNATIONAL
MEMBER
S1.30 TO APPROVE REMUNERATION PAYABLE TO SOURCING Mgmt For For
COMMITTEE LOCAL CHAIRMAN
S1.31 TO APPROVE REMUNERATION PAYABLE TO SOURCING Mgmt For For
COMMITTEE INTERNATIONAL CHAIRMAN
S1.32 TO APPROVE REMUNERATION PAYABLE TO SOURCING Mgmt For For
COMMITTEE LOCAL MEMBER
S1.33 TO APPROVE REMUNERATION PAYABLE TO SOURCING Mgmt For For
COMMITTEE INTERNATIONAL MEMBER
S1.34 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
DIRECTORS AFFAIRS AND CORPORATE GOVERNANCE
COMMITTEE LOCAL CHAIRMAN
S1.35 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
DIRECTORS AFFAIRS AND CORPORATE GOVERNANCE
COMMITTEE INTERNATIONAL CHAIRMAN
S1.36 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
DIRECTORS AFFAIRS AND CORPORATE GOVERNANCE
COMMITTEE LOCAL MEMBER
S1.37 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
DIRECTORS AFFAIRS AND CORPORATE GOVERNANCE
COMMITTEE INTERNATIONAL MEMBER
S.2 TO APPROVE THE REPURCHASE OF THE COMPANY'S Mgmt For For
SHARES
S.3 TO APPROVE THE GRANTING OF FINANCIAL Mgmt For For
ASSISTANCE TO SUBSIDIARIES AND OTHER
RELATED AND INTERRELATED ENTITIES
S.4 TO APPROVE THE GRANTING OF FINANCIAL Mgmt For For
ASSISTANCE TO DIRECTORS AND OR PRESCRIBED
OFFICERS AND EMPLOYEE SHARE SCHEME
BENEFICIARIES
S.5 TO APPROVE THE GRANTING OF FINANCIAL Mgmt For For
ASSISTANCE TO MTN ZAKHELE FUTHI (RF)
LIMITED
--------------------------------------------------------------------------------------------------------------------------
MULTICHOICE GROUP LIMITED Agenda Number: 712908106
--------------------------------------------------------------------------------------------------------------------------
Security: S8039U101
Meeting Type: AGM
Meeting Date: 27-Aug-2020
Ticker:
ISIN: ZAE000265971
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 PRESENTING THE ANNUAL REPORTING SUITE Mgmt For For
O.2.1 RE-ELECTION OF DIRECTOR: FRANCIS Mgmt For For
LEHLOHONOLO NAPO LETELE
O.2.2 RE-ELECTION OF DIRECTOR: JABULANE ALBERT Mgmt For For
MABUZA
O.2.3 RE-ELECTION OF DIRECTOR: KGOMOTSO DITSEBE Mgmt For For
MOROKA
O.3 REAPPOINTMENT OF INDEPENDENT AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS INC.
O.4.1 APPOINTMENT OF AUDIT COMMITTEE MEMBER: Mgmt For For
LOUISA STEPHENS (CHAIR):
O.4.2 APPOINTMENT OF AUDIT COMMITTEE MEMBER: Mgmt For For
CHRISTINE MDEVA SABWA
O.4.3 APPOINTMENT OF AUDIT COMMITTEE MEMBER: Mgmt For For
ELIAS MASILELA
O.5 GENERAL AUTHORITY TO ISSUE SHARES FOR CASH Mgmt For For
O.6 APPROVAL OF AMENDMENTS TO MULTICHOICE Mgmt For For
RESTRICTED SHARE PLANS
NB.1 ENDORSEMENT OF THE COMPANYS REMUNERATION Mgmt For For
POLICY
NB.2 ENDORSEMENT OF THE IMPLEMENTATION OF THE Mgmt For For
COMPANYS REMUNERATION POLICY
S.1.1 APPROVAL OF THE REMUNERATION OF Mgmt For For
NON-EXECUTIVE DIRECTORS: NON-EXECUTIVE
DIRECTOR - R750 000
S.1.2 APPROVAL OF THE REMUNERATION OF Mgmt For For
NON-EXECUTIVE DIRECTORS: LEAD INDEPENDENT
NON-EXECUTIVE DIRECTOR- R1 087 500
S.1.3 APPROVAL OF THE REMUNERATION OF Mgmt For For
NON-EXECUTIVE DIRECTOR: AUDIT COMMITTEE:
CHAIR - R420 000
S.1.4 APPROVAL OF THE REMUNERATION OF Mgmt For For
NON-EXECUTIVE DIRECTOR: MEMBER OF AUDIT
COMMITTEE - R210 000
S.1.5 APPROVAL OF THE REMUNERATION OF Mgmt For For
NON-EXECUTIVE DIRECTOR: RISK COMMITTEE:
CHAIR - R250 000
S.1.6 APPROVAL OF THE REMUNERATION OF Mgmt For For
NON-EXECUTIVE DIRECTOR: MEMBER OF RISK
COMMITTEE - R125 000
S.1.7 APPROVAL OF THE REMUNERATION OF Mgmt For For
NON-EXECUTIVE DIRECTOR: REMUNERATION
COMMITTEE: CHAIR - R295 000
S.1.8 APPROVAL OF THE REMUNERATION OF Mgmt For For
NON-EXECUTIVE DIRECTORS: MEMBER OF
REMUNERATION COMMITTEE - R147 500
S.1.9 APPROVAL OF THE REMUNERATION OF Mgmt For For
NON-EXECUTIVE DIRECTOR: NOMINATION
COMMITTEE: CHAIR - R200 000
S1.10 APPROVAL OF THE REMUNERATION OF Mgmt For For
NON-EXECUTIVE DIRECTOR: MEMBER OF
NOMINATION COMMITTEE - R100 000
S1.11 APPROVAL OF THE REMUNERATION OF Mgmt For For
NON-EXECUTIVE DIRECTOR: SOCIAL AND ETHICS
COMMITTEE: CHAIR - R230 000
S1.12 APPROVAL OF THE REMUNERATION OF Mgmt For For
NON-EXECUTIVE DIRECTOR: MEMBER OF SOCIAL
AND ETHICS COMMITTEE - R115 000
S.2 GENERAL AUTHORITY TO REPURCHASE SHARES Mgmt For For
S.3 GENERAL AUTHORITY TO PROVIDED FINANCIAL Mgmt For For
ASSISTANCE IN TERMS OF SECTION 44 OF THE
ACT
S.4 GENERAL AUTHORITY TO PROVIDED FINANCIAL Mgmt For For
ASSISTANCE IN TERMS OF SECTION 45 OF THE
ACT
O.7 AUTHORISATION TO IMPLEMENT RESOLUTIONS Mgmt For For
MEETING RESOLUTIONS UPDATED
CMMT 09 JUL 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION O.3 AND NUMBERING OF S1.12. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
NINE DRAGONS PAPER (HOLDINGS) LTD Agenda Number: 712918640
--------------------------------------------------------------------------------------------------------------------------
Security: G65318100
Meeting Type: SGM
Meeting Date: 27-Jul-2020
Ticker:
ISIN: BMG653181005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0707/2020070700782.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0707/2020070700772.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO APPROVE, RATIFY AND CONFIRM THE Mgmt For For
RECOVERED PAPER AND RECYCLED PULP
AGREEMENT, AND THE PROPOSED ANNUAL CAPS IN
RELATION TO THE RECOVERED PAPER AND
RECYCLED PULP AGREEMENT FOR THE THREE
FINANCIAL YEARS ENDING 30 JUNE 2023, AND TO
AUTHORISE ANY ONE DIRECTOR OF THE COMPANY
TO EXECUTE ALL DOCUMENTS, INSTRUMENTS AND
AGREEMENTS AND TO DO ALL OTHER ACTS OR
THINGS DEEMED BY HIM/HER TO BE INCIDENTAL,
ANCILLARY TO OR IN CONNECTION WITH THE
RECOVERED PAPER AND RECYCLED PULP
AGREEMENT, THE TRANSACTIONS CONTEMPLATED
THEREUNDER AND THE PROPOSED ANNUAL CAPS FOR
THE THREE FINANCIAL YEARS ENDING 30 JUNE
2023
--------------------------------------------------------------------------------------------------------------------------
NINE DRAGONS PAPER (HOLDINGS) LTD Agenda Number: 713256293
--------------------------------------------------------------------------------------------------------------------------
Security: G65318100
Meeting Type: AGM
Meeting Date: 07-Dec-2020
Ticker:
ISIN: BMG653181005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1022/2020102200571.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1022/2020102200575.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS AND THE REPORTS OF THE DIRECTORS
AND INDEPENDENT AUDITOR FOR THE YEAR ENDED
30TH JUNE, 2020
2 TO DECLARE THE FINAL DIVIDEND TO BE PAID Mgmt For For
OUT OF THE CONTRIBUTED SURPLUS ACCOUNT OF
THE COMPANY FOR THE YEAR ENDED 30TH JUNE,
2020
3.A.I TO RE-ELECT MS. CHEUNG YAN AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.AII TO RE-ELECT MR. ZHANG CHENG FEI AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
3AIII TO RE-ELECT MR. LAU CHUN SHUN AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
3.AIV TO RE-ELECT MS. TAM WAI CHU, MARIA AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.A.V TO RE-ELECT MR. CHEN KEFU AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3.B TO AUTHORISE THE BOARD TO FIX DIRECTORS' Mgmt For For
REMUNERATION
4 TO RE-APPOINT MESSRS. Mgmt For For
PRICEWATERHOUSECOOPERS AS AUDITOR AND TO
AUTHORISE THE BOARD OF DIRECTORS TO FIX ITS
REMUNERATION
5.A TO GRANT AN UNCONDITIONAL MANDATE TO THE Mgmt Against Against
DIRECTORS TO ALLOT ORDINARY SHARES
5.B TO GRANT AN UNCONDITIONAL MANDATE TO THE Mgmt For For
DIRECTORS TO PURCHASE THE COMPANY'S OWN
SHARES
5.C TO EXTEND THE ORDINARY SHARE ISSUE MANDATE Mgmt Against Against
GRANTED TO THE DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
NOVOLIPETSK STEEL Agenda Number: 712980463
--------------------------------------------------------------------------------------------------------------------------
Security: X58996103
Meeting Type: EGM
Meeting Date: 25-Sep-2020
Ticker:
ISIN: RU0009046452
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ON DIVIDEND PAYMENT (DECLARATION) ON Mgmt For For
RESULTS OF THE FIRST HALF OF 2020 FY: THE
BOARD OF DIRECTORS HAS RECOMMENDED PAYING
RUB 4.75 PER SHARE IN DIVIDENDS FOR
THEFIRST HALF OF 2020. RECORD DATE IS
OCTOBER 12, 2020
CMMT 01 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 1.1 AND DUE TO CHANGE IN
NUMBERING OF RESOLUTION 1.1. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NOVOLIPETSK STEEL Agenda Number: 713255669
--------------------------------------------------------------------------------------------------------------------------
Security: X58996103
Meeting Type: EGM
Meeting Date: 18-Dec-2020
Ticker:
ISIN: RU0009046452
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ON PAYMENT (DECLARATION) OF DIVIDENDS BASED Mgmt For For
ON THE RESULTS OF NINE MONTHS OF 2020.
(EXPECTED DVCA RATE - RUB6.43 PER ORD
SHARE, DVCA RECORD DATE - 29.12.2020)
2.1 TO APPROVE THE PARTICIPATION OF THE COMPANY Mgmt For For
IN THE ASSOCIATION CENTRAL ASSOCIATION OF
ENGINEERING SURVEYS FOR CONSTRUCTION
TSENTRI ZYSKANIYA SELF-REGULATORY
ORGANIZATION
CMMT 25 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
OIL COMPANY LUKOIL PJSC Agenda Number: 713281727
--------------------------------------------------------------------------------------------------------------------------
Security: 69343P105
Meeting Type: EGM
Meeting Date: 03-Dec-2020
Ticker:
ISIN: US69343P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO PAY OUT DIVIDENDS ON ORDINARY SHARES OF Mgmt For For
PJSC "LUKOIL" BASED ON THE RESULTS OF THE
FIRST NINE MONTHS OF 2020 IN THE AMOUNT OF
46 ROUBLES PER ORDINARY SHARE IN CASH FROM
PJSC "LUKOIL" BANK ACCOUNT TO NOMINEE
SHAREHOLDERS AND TRUST MANAGERS WHO ARE
PROFESSIONAL MARKET PARTICIPANTS WHOSE
NAMES ARE ON THE SHAREHOLDER REGISTER OF
PJSC "LUKOIL" NOT LATER THAN 31 DECEMBER
2020, AND TO OTHER SHAREHOLDERS WHOSE NAMES
ARE ON THE SHAREHOLDER REGISTER OF PJSC
"LUKOIL" NOT LATER THAN ON 29 JANUARY 2021.
THE COSTS ON THE TRANSFER OF DIVIDENDS,
REGARDLESS OF THE MEANS, WILL BE BORNE BY
PJSC "LUKOIL". TO SET 18 DECEMBER 2020 AS
THE DATE ON WHICH PERSONS ENTITLED TO
RECEIVE DIVIDENDS BASED ON THE RESULTS OF
THE FIRST NINE MONTHS OF 2020 ARE
DETERMINED
2 TO PAY A PART OF THE REMUNERATION TO Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS OF PJSC
"LUKOIL" FOR PERFORMANCE OF THEIR FUNCTIONS
(BOARD FEE) FOR THE PERIOD FROM THE DATE
THE DECISION ON THE ELECTION OF THE BOARD
OF DIRECTORS WAS TAKEN TO THE DATE THIS
DECISION IS TAKEN CONSTITUTING ONE-HALF
(I.E. 3,625,000 ROUBLES EACH) OF THE BOARD
FEE ESTABLISHED BY DECISION OF THE ANNUAL
GENERAL SHAREHOLDERS MEETING OF PJSC
"LUKOIL" ON 23 JUNE 2020 (MINUTES NO.1)
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED.
--------------------------------------------------------------------------------------------------------------------------
OIL COMPANY LUKOIL PJSC Agenda Number: 714219892
--------------------------------------------------------------------------------------------------------------------------
Security: 69343P105
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: US69343P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 APPROVE ANNUAL REPORT, FINANCIAL Mgmt For For
STATEMENTS, AND ALLOCATION OF INCOME,
INCLUDING DIVIDENDS OF RUB 213 PER SHARE
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 11 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 11
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
2.1 ELECTION OF BOARD OF DIRECTOR: ALEKPEROV, Mgmt For For
VAGIT YUSUFOVICH
2.2 ELECTION OF BOARD OF DIRECTOR: BLAZHEEV, Mgmt For For
VICTOR VLADIMIROVICH
2.3 ELECTION OF BOARD OF DIRECTOR: GATI, TOBY Mgmt For For
TRISTER
2.4 ELECTION OF BOARD OF DIRECTOR: MAGANOV, Mgmt For For
RAVIL ULFATOVICH
2.5 ELECTION OF BOARD OF DIRECTOR: MUNNINGS, Mgmt For For
ROGER
2.6 ELECTION OF BOARD OF DIRECTOR: PORFIREV , Mgmt For For
BORIS NIKOLAEVICH
2.7 ELECTION OF BOARD OF DIRECTOR: TEPLUKHIN, Mgmt For For
PAVEL MIKHAILOVICH
2.8 ELECTION OF BOARD OF DIRECTOR: FEDUN, Mgmt For For
LEONID ARNOLDOVICH
2.9 ELECTION OF BOARD OF DIRECTOR: KHOBA, Mgmt For For
LYUBOV NIKOLAEVNA
2.10 ELECTION OF BOARD OF DIRECTOR: SHATALOV, Mgmt For For
SERGEY DMITRIEVICH
2.11 ELECTION OF BOARD OF DIRECTOR: SCHUSSEL, Mgmt For For
WOLFGANG
3 ELECT VAGIT ALEKPEROV AS PRESIDENT Mgmt For For
4.1 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
4.2 APPROVE REMUNERATION OF NEW DIRECTORS Mgmt For For
5 RATIFY KPMG AS AUDITOR Mgmt For For
6 AMEND CHARTER Mgmt For For
7 APPROVE RELATED-PARTY TRANSACTION RE: Mgmt For For
LIABILITY INSURANCE FOR DIRECTORS,
EXECUTIVES, AND COMPANIES
--------------------------------------------------------------------------------------------------------------------------
PETROBRAS DISTRIBUIDORA SA PETROBRAS BR Agenda Number: 712903601
--------------------------------------------------------------------------------------------------------------------------
Security: P1904D109
Meeting Type: AGM
Meeting Date: 28-Jul-2020
Ticker:
ISIN: BRBRDTACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 ANALYSIS OF THE MANAGEMENT REPORT, THE Mgmt For For
MANAGERS ACCOUNTS, THE FINANCIAL STATEMENTS
OF THE COMPANY, THE OPINION OF THE
INDEPENDENT AUDITORS AND THE OPINION OF THE
FISCAL COUNCIL FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2019
2 APPROVAL OF THE CAPITAL BUDGET FOR THE Mgmt For For
FISCAL YEAR TO BE ENDED ON DECEMBER 31,
2020
3 APPROVAL OF ALLOCATION OF THE RESULT OF Mgmt For For
FISCAL YEAR ENDED DECEMBER 31, 2019,
INCLUDING DISTRIBUTION OF DIVIDENDS
4.1 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL PER CANDIDATE, THE SHAREHOLDER MAY
APPOINT AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. POSITIONS LIMIT TO BE COMPLETED,
2. MARIA SALETE GARCIA PINHEIRO. PRINCIPAL.
MANUEL LUIZ DA SILVA ARAUJO, SUBSTITUTE
4.2 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL PER CANDIDATE, THE SHAREHOLDER MAY
APPOINT AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. POSITIONS LIMIT TO BE COMPLETED,
2. JOAO VERNER JUENEMANN, PRINCIPAL. MARIA
CARMEN WESTERLUND MONTERA, SUBSTITUTE
5 ESTABLISHMENT OF THE GLOBAL AMOUNT OF THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S MANAGEMENT,
THE MEMBERS OF THE FISCAL COUNCIL AND THE
BOARD OF DIRECTORS ADVISORY STATUTORY
COMMITTEES
6 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt Against Against
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PETROBRAS DISTRIBUIDORA SA PETROBRAS BR Agenda Number: 712892428
--------------------------------------------------------------------------------------------------------------------------
Security: P1904D109
Meeting Type: EGM
Meeting Date: 28-Jul-2020
Ticker:
ISIN: BRBRDTACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 APPROVAL OF THE AMENDMENT TO THE COMPANY'S Mgmt Against Against
BYLAWS, AS WELL AS ITS CONSOLIDATION, IN
ACCORDANCE WITH THE MANAGEMENT PROPOSAL
2 APPROVAL OF THE REVISION OF THE Mgmt For For
COMPENSATION STRUCTURE OF THE COMPANY'S
MANAGEMENT IN ORDER TO ADOPT SHORT AND LONG
TERM INCENTIVES PROPORTIONAL TO ADEQUATE
GOALS, AS WELL AS THE STOCK OPTION
REMUNERATION PLAN, UP TO THE AUTHORIZED
CAPITAL LIMIT PROVIDED FOR IN THE COMPANY'S
BYLAWS, AND THE RESTRICTED SHARES PLAN
PROGRAM OF MATCHING SHARES
3 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt For For
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PETROBRAS DISTRIBUIDORA SA PETROBRAS BR Agenda Number: 713694289
--------------------------------------------------------------------------------------------------------------------------
Security: P1904D109
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: BRBRDTACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 ANALYSIS OF THE MANAGEMENT REPORT, THE Mgmt For For
MANAGERS ACCOUNTS, THE FINANCIAL STATEMENTS
OF THE COMPANY, THE OPINION OF THE
INDEPENDENT AUDITORS AND THE OPINION OF THE
FISCAL COUNCIL FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2020
2 APPROVAL OF THE CAPITAL BUDGET FOR THE Mgmt For For
FISCAL YEAR TO BE ENDED ON DECEMBER 31,
2021
3 APPROVAL OF ALLOCATION OF THE RESULT OF Mgmt For For
FISCAL YEAR ENDED DECEMBER 31, 2020,
INCLUDING DISTRIBUTION OF DIVIDENDS
4.1 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt Abstain Against
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED. ALEXANDRE
ANTONIO GERMANO BITTENCOURT. PRINCIPAL.
CAIO CESAR RIBEIRO. SUBSTITUTE
4.2 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED. JOAO
VERNER JUENEMANN. PRINCIPAL. MARIA CARMEN
WESTERLUND MONTERA. SUBSTITUTE
4.3 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED. MARIA
SALETE GARCIA PINHEIRO. PRINCIPAL. MANUEL
LUIZ DA SILVA ARAUJO. SUBSTITUTE
4.4 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED. RINALDO
PECCHIO JUNIOR. PRINCIPAL. WALBERT ANTONIO
DOS SANTOS. SUBSTITUTE
5 ESTABLISHMENT OF THE GLOBAL AMOUNT OF THE Mgmt Against Against
COMPENSATION OF THE COMPANYS MANAGEMENT,
THE MEMBERS OF THE FISCAL COUNCIL AND THE
BOARD OF DIRECTORS ADVISORY STATUTORY
COMMITTEES
6 IN CASE OF A SECOND CALL NOTICE FOR THE Mgmt Against Against
ANNUAL GENERAL MEETING, CAN THE VOTE
INSTRUCTIONS HELD IN THIS DISTANCE VOTING
BALLOT BE CONSIDERED THE SAME FOR THE
ANNUAL GENERAL MEETING IN A SECOND CALL
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
POU CHEN CORP Agenda Number: 714172715
--------------------------------------------------------------------------------------------------------------------------
Security: Y70786101
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: TW0009904003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACKNOWLEDGEMENT OF 2020 BUSINESS REPORT, Mgmt For For
FINANCIAL STATEMENTS AND PROFIT
DISTRIBUTION PLAN. PROPOSED CASH DIVIDEND
:TWD 0.5 PER SHARE.
2 DISCUSSION ON THE AMENDMENTS TO THE Mgmt For For
COMPANY'S RULES FOR ELECTION OF DIRECTORS.
3 DISCUSSION ON THE AMENDMENTS TO THE Mgmt For For
COMPANY'S RULES AND PROCEDURES OF
SHAREHOLDERS MEETINGS.
4 PROPOSAL FOR RELEASE THE COMPANYS DIRECTOR Mgmt For For
FROM NON-COMPETITION RESTRICTIONS
--------------------------------------------------------------------------------------------------------------------------
PT ADARO ENERGY TBK Agenda Number: 713795079
--------------------------------------------------------------------------------------------------------------------------
Security: Y7087B109
Meeting Type: AGM
Meeting Date: 26-Apr-2021
Ticker:
ISIN: ID1000111305
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE COMPANY'S ANNUAL REPORT AND Mgmt For For
UNDERSTANDING OF THE COMPANY'S CONSOLIDATED
FINANCIAL STATEMENTS FOR THE 2020 FINANCIAL
YEAR
2 APPROVAL OF THE DETERMINATION OF THE USE OF Mgmt For For
THE COMPANY'S NET PROFIT FOR THE 2020
FINANCIAL YEAR
3 APPROVAL OF THE RE-APPOINTMENT OF ALL Mgmt For For
MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS
4 APPROVAL OF THE APPOINTMENT OF A PUBLIC Mgmt For For
ACCOUNTANT AND A PUBLIC ACCOUNTING FIRM
THAT WILL CONDUCT AN AUDIT FOR THE FISCAL
YEAR 2021
5 APPROVAL OF THE DETERMINATION OF THE Mgmt For For
HONORARIUM OR SALARY AND OTHER ALLOWANCES
FOR THE BOARD OF COMMISSIONERS AND BOARD OF
DIRECTORS FOR THE FISCAL YEAR 2021
6 APPROVAL OF AMENDMENTS TO THE COMPANY'S Mgmt Against Against
ARTICLES OF ASSOCIATION TO COMPLY WITH POJK
NO. 15 / POJK.04 / 2020 REGARDING THE PLAN
TO HOLD A GENERAL MEETING OF SHAREHOLDERS
OF A PUBLIC COMPANY
--------------------------------------------------------------------------------------------------------------------------
PT ASTRA INTERNATIONAL TBK Agenda Number: 713748246
--------------------------------------------------------------------------------------------------------------------------
Security: Y7117N172
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: ID1000122807
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE AMENDMENT OF THE ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY
2 APPROVAL OF THE 2020 ANNUAL REPORT Mgmt For For
INCLUDING RATIFICATION OF THE BOARD OF
COMMISSIONERS SUPERVISION REPORT, AND
RATIFICATION OF THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY FOR FINANCIAL
YEAR 2020
3 DETERMINATION ON THE APPROPRIATION OF THE Mgmt For For
COMPANY'S NET PROFIT FOR FINANCIAL YEAR
2020
4 A. CHANGE OF COMPOSITION OF THE MEMBERS OF Mgmt For For
THE BOARD OF COMMISSIONERS OF THE COMPANY
B. DETERMINATION ON THE SALARY AND BENEFIT
OF THE BOARD OF DIRECTORS AND DETERMINATION
ON THE HONORARIUM AND OR BENEFIT OF THE
BOARD OF COMMISSIONERS OF THE COMPANY
5 APPOINTMENT OF THE PUBLIC ACCOUNTANT FIRM Mgmt For For
TO CONDUCT AN AUDIT OF THE COMPANY'S
FINANCIAL STATEMENTS FOR FINANCIAL YEAR
2021
--------------------------------------------------------------------------------------------------------------------------
PT ASTRA INTERNATIONAL TBK Agenda Number: 714219436
--------------------------------------------------------------------------------------------------------------------------
Security: Y7117N172
Meeting Type: EGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: ID1000122807
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CHANGE ON BOARD OF COMMISSIONERS MEMBER Mgmt For For
STRUCTURE AND DETERMINE HONORARIUM AND/OR
ALLOWANCE FOR BOARD OF COMMISSIONERS
--------------------------------------------------------------------------------------------------------------------------
PT BUKIT ASAM TBK Agenda Number: 713679770
--------------------------------------------------------------------------------------------------------------------------
Security: Y8520P101
Meeting Type: AGM
Meeting Date: 05-Apr-2021
Ticker:
ISIN: ID1000094006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF BOARD OF DIRECTORS ANNUAL Mgmt For For
REPORT ABOUT COMPANY ACTIVITY AND CONDITION
REPORT FOR BOOK YEAR 2020, INCLUDING BOARD
OF COMMISSIONER SUPERVISORY REPORT FOR BOOK
YEAR 2020 AND RATIFICATION OF FINANCIAL
REPORT FOR BOOK YEAR 2020 AS WELL AS TO
GRANT ACQUIT ET DE CHARGE TO BOARD OF
DIRECTORS AND COMMISSIONERS FOR MANAGEMENT
ACTION AND SUPERVISORY THAT HAVE BEEN
PERFORMED FOR BOOK YEAR 2020
2 RATIFICATION OF FINANCIAL REPORT INCLUDING Mgmt For For
FINANCIAL REPORT OF PARTNERSHIP AND
ENVIRONMENTAL PROGRAM FOR BOOK YEAR 2020 AS
WELL AS TO GRANT ACQUIT ET DE CHARGE TO
BOARD OF DIRECTORS AND COMMISSIONERS FOR
MANAGEMENT ACTION AND SUPERVISORY OF
PARTNERSHIP AND ENVIRONMENTAL PROGRAM FOR
BOOK YEAR 2020
3 DETERMINE THE UTILIZATION OF COMPANY PROFIT Mgmt For For
INCLUDING DIVIDEND DISTRIBUTION FOR BOOK
YEAR 2020
4 DETERMINETANTIEM FOR BOARD OF DIRECTORS AND Mgmt For For
COMMISSIONERS FOR BOOK YEAR 2020 AND SALARY
OR HONORARIUM, ALSO FACILITY AND ALLOWANCE
FOR BOOK YEAR 2021
5 APPROVAL ON THE APPOINTMENT OF PUBLIC Mgmt Against Against
ACCOUNTANT TO AUDIT FINANCIAL REPORT AND
PARTNERSHIP AND ENVIRONMENTAL PROGRAM
FINANCIAL REPORT FOR BOOK YEAR 2021
6 APPROVAL ON THE AMENDMENT OF ARTICLES OF Mgmt Against Against
ASSOCIATIONS IN ACCORDANCE WITH FINANCIAL
SERVICES AUTHORITY REGULATION NO.
15/POJK.04/2020
7 CHANGE ON COMPANY'S MANAGEMENT STRUCTURE Mgmt Against Against
AND NOMENCLATURE
--------------------------------------------------------------------------------------------------------------------------
PT TELKOM INDONESIA (PERSERO) TBK Agenda Number: 714064944
--------------------------------------------------------------------------------------------------------------------------
Security: Y71474145
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: ID1000129000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF ANNUAL REPORT AND RATIFICATION Mgmt For For
OF THE COMPANY'S CONSOLIDATED FINANCIAL
STATEMENT FOR FINANCIAL YEAR OF 2020 AS
WELL AS THE BOARD OF COMMISSIONERS
SUPERVISION DUTY IMPLEMENTATION REPORT FOR
FINANCIAL YEAR OF 2020
2 RATIFICATION OF THE COMPANY ANNUAL REPORT Mgmt For For
OF PARTNERSHIPS AND COMMUNITY DEVELOPMENT
PROGRAM FOR FINANCIAL YEAR OF 2020
3 DETERMINATION ON UTILIZATION OF THE COMPANY Mgmt For For
NET PROFIT FOR FINANCIAL YEAR OF 2020
4 DETERMINATION OF BONUS FOR THE FINANCIAL Mgmt Against Against
YEAR OF 2020, SALARY FOR BOARD OF DIRECTORS
AND HONORARIUM FOR BOARD OF COMMISSIONERS
INCLUDING OTHER FACILITIES AND BENEFITS FOR
THE YEAR OF 2021
5 APPOINTMENT OF PUBLIC ACCOUNTING FIRM TO Mgmt For For
AUDIT THE COMPANY'S CONSOLIDATED FINANCIAL
STATEMENT AND FINANCIAL STATEMENT OF THE
SOCIAL AND ENVIRONMENTAL RESPONSIBILITY
PROGRAM FOR FINANCIAL YEAR OF 2021
6 APPROVAL ON AMENDMENT OF THE ARTICLES OF Mgmt Against Against
ASSOCIATION OF THE COMPANY
7 RATIFICATION ON REGULATION OF MINISTER OF Mgmt For For
STATE OWNED ENTERPRISE ABOUT CONCERNING
MANAGEMENT CONTRACT AND ANNUAL MANAGEMENT
CONTRACT OF STATE OWNED ENTERPRISE
DIRECTORS
8 CHANGES TO THE MANAGEMENT OF THE COMPANY Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
PT UNITED TRACTORS TBK Agenda Number: 713707404
--------------------------------------------------------------------------------------------------------------------------
Security: Y7146Y140
Meeting Type: AGM
Meeting Date: 09-Apr-2021
Ticker:
ISIN: ID1000058407
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL ON ANNUAL REPORT YEAR 2020 Mgmt For For
INCLUDING RATIFICATION OF BOARD OF
COMMISSIONERS SUPERVISORY REPORT AND
CONSOLIDATED FINANCIAL REPORT FOR BOOK YEAR
2020
2 DETERMINE THE UTILIZATION OF COMPANY PROFIT Mgmt For For
FOR BOOK YEAR 2020
3 APPOINTMENT OF BOARD OF DIRECTORS AND Mgmt Against Against
COMMISSIONERS MEMBER FOR TERM OF SERVICE
2021-2023
4 DETERMINE SALARY AND ALLOWANCE FOR BOARD OF Mgmt For For
DIRECTORS AS WELL AS SALARY OR HONORARIUM
AND ALLOWANCE FOR BOARD OF COMMISSIONERS
TERM OF SERVICE 2021-2022
5 APPOINTMENT OF PUBLIC ACCOUNTANT TO AUDIT Mgmt For For
FINANCIAL REPORT FOR BOOK YEAR 2021
6 AMENDMENT OF THE ARTICLES OF ASSOCIATION OF Mgmt Against Against
THE COMPANY TO COMPLY WITH REGULATION OF
FINANCIAL SERVICES AUTHORITY
NO.15/POJK.04/2020 REGARDING THE GENERAL
MEETINGS OF SHAREHOLDERS OF PUBLIC
COMPANIES AND REGULATION OF FINANCIAL
SERVICES AUTHORITY NO.16/POJK.04/2020
REGARDING THE IMPLEMENTATION OF THE GENERAL
MEETINGS OF SHAREHOLDERS OF PUBLIC
COMPANIES ELECTRONICALLY
--------------------------------------------------------------------------------------------------------------------------
PTT EXPLORATION AND PRODUCTION PUBLIC CO LTD Agenda Number: 713683197
--------------------------------------------------------------------------------------------------------------------------
Security: Y7145P165
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: TH0355A10Z12
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 521155 DUE TO DELETION OF
RESOLUTION 7. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
1 TO ACKNOWLEDGE THE 2020 PERFORMANCE RESULTS Mgmt For For
AND 2021 WORK PLAN OF THE COMPANY
2 TO APPROVE THE FINANCIAL STATEMENTS FOR THE Mgmt For For
YEAR ENDED DECEMBER 31, 2020
3 TO APPROVE THE DIVIDEND PAYMENT FOR 2020 Mgmt For For
PERFORMANCE
4 TO APPOINT THE AUDITOR AND CONSIDER THE Mgmt For For
AUDITOR'S FEES FOR THE YEAR 2021:
PRICEWATERHOUSECOOPERS ABAS LTD
5 TO APPROVE THE BOARD OF DIRECTORS' AND THE Mgmt Against Against
SUB-COMMITTEE'S REMUNERATION
6.1 TO APPROVE THE APPOINTMENT OF NEW DIRECTOR Mgmt For For
IN REPLACEMENT OF THOSE WHO ARE DUE TO
RETIRE BY ROTATION: MR. KRAIRIT
EUCHUKANONCHAI
6.2 TO APPROVE THE APPOINTMENT OF NEW DIRECTOR Mgmt For For
IN REPLACEMENT OF THOSE WHO ARE DUE TO
RETIRE BY ROTATION: ADMIRAL TANARAT UBOL
6.3 TO APPROVE THE APPOINTMENT OF NEW DIRECTOR Mgmt For For
IN REPLACEMENT OF THOSE WHO ARE DUE TO
RETIRE BY ROTATION: MR. PITIPAN
TEPARTIMARGORN
6.4 TO APPROVE THE APPOINTMENT OF NEW DIRECTOR Mgmt For For
IN REPLACEMENT OF THOSE WHO ARE DUE TO
RETIRE BY ROTATION: MR. BUNDHIT EUA-ARPORN
6.5 TO APPROVE THE APPOINTMENT OF NEW DIRECTOR Mgmt For For
IN REPLACEMENT OF THOSE WHO ARE DUE TO
RETIRE BY ROTATION: MRS. ANGKARAT
PRIEBJRIVAT
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
PTT PUBLIC COMPANY LIMITED Agenda Number: 712581746
--------------------------------------------------------------------------------------------------------------------------
Security: Y6883U139
Meeting Type: AGM
Meeting Date: 03-Jul-2020
Ticker:
ISIN: TH0646010Z18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
1 ACKNOWLEDGE PERFORMANCE STATEMENT AND Mgmt For For
APPROVE FINANCIAL STATEMENTS
2 APPROVE ALLOCATION OF INCOME AND DIVIDEND Mgmt For For
PAYMENT
3 APPROVE EY OFFICE COMPANY LIMITED AS Mgmt For For
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
4 APPROVE REMUNERATION OF DIRECTORS Mgmt Against Against
5.1 ELECT KRISHNA BOONYACHAI AS DIRECTOR Mgmt For For
5.2 ELECT SUPATTANAPONG PUNMEECHAOW DIRECTOR Mgmt For For
5.3 ELECT RUNGROJ SANGKRAM AS DIRECTOR Mgmt For For
5.4 ELECT KITTIPONG KITTAYARAK AS DIRECTOR Mgmt For For
5.5 ELECT PREMRUTAI VINAIPHAT AS DIRECTOR Mgmt For For
6 OTHER BUSINESS Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
QUANTA COMPUTER INC Agenda Number: 714173200
--------------------------------------------------------------------------------------------------------------------------
Security: Y7174J106
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: TW0002382009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACCEPT FY2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS (INCLUDING INDEPENDENT
AUDITORS REPORT AND AUDIT COMMITTEES REVIEW
REPORT)
2 TO APPROVE THE ALLOCATION OF FY2020 Mgmt For For
DISTRIBUTABLE EARNINGS. PROPOSED CASH
DIVIDEND :TWD 5.2 PER SHARE.
3 TO APPROVE THE REVISION OF PROCEDURES FOR Mgmt For For
LENDING FUNDS TO OTHER PARTIES AND
ENDORSEMENTS AND GUARANTEES.
--------------------------------------------------------------------------------------------------------------------------
RATCH GROUP PUBLIC CO LTD Agenda Number: 712665782
--------------------------------------------------------------------------------------------------------------------------
Security: Y719E9103
Meeting Type: AGM
Meeting Date: 10-Jul-2020
Ticker:
ISIN: TH0637010Y18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND APPROVE THE MINUTES OF THE Mgmt For For
2019 SHAREHOLDERS ANNUAL GENERAL MEETING
HELD ON 12 APRIL 2019
2 TO ACKNOWLEDGE THE BOARD OF DIRECTORS Mgmt For For
ANNUAL REPORT ON THE COMPANY'S PERFORMANCES
IN THE PREVIOUS YEAR AND OTHER ACTIVITIES
TO BE PERFORMED IN THE FUTURE
3 TO CONSIDER AND APPROVE THE STATEMENTS OF Mgmt For For
FINANCIAL POSITION AND THE STATEMENTS OF
INCOME FOR THE FISCAL YEAR ENDED 31
DECEMBER 2019
4 TO CONSIDER AND APPROVE THE APPROPRIATION Mgmt For For
OF ANNUAL PROFIT YEAR 2019 AND DIVIDEND
PAYMENT
5 TO CONSIDER THE APPOINTMENT OF THE Mgmt For For
COMPANY'S AUDITOR AND DETERMINATION OF THE
AUDITORS REMUNERATION: KPMG PHOOMCHAI AUDIT
LIMITED
6 TO CONSIDER AND DETERMINE THE DIRECTORS Mgmt Against Against
REMUNERATION
7.1 TO CONSIDER THE ELECTION OF DIRECTOR IN Mgmt Against Against
PLACE OF THOSE RETIRED BY ROTATION: MISS
NANTIKA THANGSUPHANICH
7.2 TO CONSIDER THE ELECTION OF DIRECTOR IN Mgmt Against Against
PLACE OF THOSE RETIRED BY ROTATION: MR.
CHARTCHAI ROJANARATANANGKULE
7.3 TO CONSIDER THE ELECTION OF DIRECTOR IN Mgmt Against Against
PLACE OF THOSE RETIRED BY ROTATION: MR.
SOMBOON NHOOKEAW
7.4 TO CONSIDER THE ELECTION OF DIRECTOR IN Mgmt For For
PLACE OF THOSE RETIRED BY ROTATION: MR.
KRIENGKRAI RUKKULCHON
8 TO CONSIDER OTHER BUSINESSES (IF ANY) Mgmt Against Against
CMMT 21 MAY 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 5 AND ADDITION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 01 JUNE 2020: IN THE SITUATION WHERE THE Non-Voting
CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE
AGENDA AND/OR ADD NEW AGENDA DURING THE
MEETING, WE WILL VOTE THAT AGENDA AS
ABSTAIN.
--------------------------------------------------------------------------------------------------------------------------
REALTEK SEMICONDUCTOR CORP Agenda Number: 714115361
--------------------------------------------------------------------------------------------------------------------------
Security: Y7220N101
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: TW0002379005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 DISTRIBUTION OF 2020 RETAINED Mgmt For For
EARNINGS.PROPOSED CASH DIVIDEND TWD 12 PER
SHARE FROM RETAINED EARNINGS. PROPOSED CASH
DIVIDEND TWD 2 PER SHARE FROM CAPITAL
RESERVES.
3.1 THE ELECTION OF THE DIRECTOR.:COTEK Mgmt Against Against
PHARMACEUTICAL INDUSTRY CO.,
LTD,SHAREHOLDER NO.256,YEH NAN HORNG AS
REPRESENTATIVE
3.2 THE ELECTION OF THE DIRECTOR.:SONNEN Mgmt Against Against
LIMITED,SHAREHOLDER NO.239637,YEH PO LEN AS
REPRESENTATIVE
3.3 THE ELECTION OF THE DIRECTOR.:UNITED GLORY Mgmt Against Against
CO., LTD.,SHAREHOLDER NO.65704,CHIU SUN
CHIEN AS REPRESENTATIVE
3.4 THE ELECTION OF THE DIRECTOR.:UNITED GLORY Mgmt Against Against
CO., LTD.,SHAREHOLDER NO.65704,CHEN KUO
JONG AS REPRESENTATIVE
3.5 THE ELECTION OF THE DIRECTOR.:HUANG YUNG Mgmt Against Against
FANG,SHAREHOLDER NO.4926
3.6 THE ELECTION OF THE DIRECTOR.:YEN KUANG Mgmt Against Against
YU,SHAREHOLDER NO.36744
3.7 THE ELECTION OF THE DIRECTOR.:NI SHU Mgmt Against Against
CHING,SHAREHOLDER NO.88
3.8 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:TSAI TYAU CHANG,SHAREHOLDER
NO.Q102343XXX
3.9 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:CHEN FU YEN,SHAREHOLDER
NO.P100255XXX
3.10 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:LO CHUN PA,SHAREHOLDER
NO.J121210XXX
4 RELEASE THE DIRECTORS AND THEIR Mgmt For For
REPRESENTATIVES FROM NON-COMPETITION
RESTRICTIONS.
--------------------------------------------------------------------------------------------------------------------------
SIBANYE STILLWATER LIMITED Agenda Number: 935425593
--------------------------------------------------------------------------------------------------------------------------
Security: 82575P107
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: SBSW
ISIN: US82575P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Re-appointment of Auditors and Designated Mgmt For
Individual Partner: Ernst & Young Inc. as
the Auditors and Lance Tomlinson as
Designated Individual Partner.
O2 Election of a director: Sindiswa V Zilwa Mgmt For
O3 Re-election of a director: Richard P Menell Mgmt For
O4 Re-election of a director: Keith A Rayner Mgmt For
O5 Re-election of a director: Jerry S Vilakazi Mgmt For
O6 Election of a member and chair of the audit Mgmt For
committee: Keith A Rayner
O7 Election of a member and chair of the audit Mgmt For
committee: Timothy J Cumming
O8 Election of a member and chair of the audit Mgmt For
committee: Savannah N Danson
O9 Election of a member and chair of the audit Mgmt For
committee: Richard P Menell
O10 Election of a member and chair of the audit Mgmt For
committee: Nkosemntu G Nika
O11 Election of a member and chair of the audit Mgmt For
committee: Susan C van der Merwe
O12 Election of a member and chair of the audit Mgmt For
committee: Sindiswa V Zilwa
O13 Approval for the issue of authorised but Mgmt For
unissued ordinary shares.
O14 Issuing equity securities for cash. Mgmt For
O15 Advisory endorsement of the Company's Mgmt For
remuneration policy.
O16 Advisory endorsement of the Company's Mgmt Against
remuneration Implementation Report.
S1 Approval for the remuneration of Mgmt For
non-executive Directors.
S2 Approval for fees for Investment Committee Mgmt For
members.
S3 Approval for a per diem allowance. Mgmt For
S4 Approval for the company to grant financial Mgmt For
assistance in terms of sections 44 and 45
of the Act.
S5 Acquisition of the Company's own shares. Mgmt For
--------------------------------------------------------------------------------------------------------------------------
SINA CORPORATION Agenda Number: 935311390
--------------------------------------------------------------------------------------------------------------------------
Security: G81477104
Meeting Type: Special
Meeting Date: 22-Dec-2020
Ticker: SINA
ISIN: KYG814771047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT the Agreement and Plan of Merger, Mgmt Against Against
dated as of September 28, 2020 (the "Merger
Agreement"), among the Company, New Wave
Holdings Limited, an exempted company with
limited liability incorporated under the
laws of the Cayman Islands ("Parent"), and
New Wave Mergersub Limited, an exempted
company with limited liability incorporated
under the laws of the Cayman Islands and a
wholly owned subsidiary of Parent ("Merger
Sub").
2. THAT each member of a special committee of Mgmt Against Against
the Board, composed solely of independent
and disinterested directors of the Company
(the "Special Committee") and the Chief
Financial Officer of the Company each be
authorized to do all things necessary to
give effect to the Merger Agreement, the
Plan of Merger and the consummation of the
Transactions, including the Merger, the
Variation of Capital and the Adoption of
Amended M&A.
3. THAT the Extraordinary General Meeting be Mgmt Against Against
adjourned in order to allow the Company to
solicit additional proxies in the event
that there are insufficient proxies
received at the time of the Extraordinary
General Meeting to pass the special
resolutions mentioned above to be proposed
at the Extraordinary General Meeting.
--------------------------------------------------------------------------------------------------------------------------
SINOTRANS LTD Agenda Number: 714130426
--------------------------------------------------------------------------------------------------------------------------
Security: Y6145J104
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: CNE1000004F1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0510/2021051000761.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0510/2021051000687.pdf
CMMT 19 MAY 2021: DELETION OF COMMENT Non-Voting
1 TO CONSIDER AND APPROVE THE GENERAL MANDATE Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH SHARES
2 TO CONSIDER AND APPROVE THE GENERAL MANDATE Mgmt For For
TO REPURCHASE H SHARES
3 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE UPDATED MANDATE OF THE
ISSUE OF DEBT FINANCING INSTRUMENTS
4 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE ESTIMATED GUARANTEES OF THE
COMPANY FOR THE YEAR 2021
5 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE WORK REPORT OF THE BOARD
FOR THE YEAR 2020
6 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE WORK REPORT OF THE
SUPERVISORY COMMITTEE FOR THE YEAR 2020
7 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO DEBRIEFING THE WORK REPORT OF
THE INDEPENDENT NON-EXECUTIVE DIRECTORS FOR
THE YEAR 2020
8 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE FINAL FINANCIAL ACCOUNTS
REPORT OF THE COMPANY FOR THE YEAR 2020
9 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE ANNUAL REPORT OF THE
COMPANY AND ITS SUMMARY FOR THE YEAR 2020
10 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE FINANCIAL BUDGET OF THE
COMPANY FOR THE YEAR 2021
11 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROFIT DISTRIBUTION PLAN OF
THE COMPANY FOR THE YEAR 2020
12 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE RE-APPOINTMENT OF AUDITOR
FOR THE YEAR 2021
13 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE DIRECTORS' REMUNERATION FOR
THE YEAR 2020
14 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE RENEWAL OF LIABILITY
INSURANCE FOR DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT MEMBERS OF THE COMPANY
15 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE ADJUSTMENT OF BUSINESS
SCOPE
16 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE AMENDMENT TO THE ARTICLES
OF ASSOCIATION
17.1 TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
FOLLOWING PERSON AS EXECUTIVE DIRECTOR AND
NON-EXECUTIVE DIRECTOR OF THE COMPANY: MR.
LI GUANPENG BE ELECTED AS AN EXECUTIVE
DIRECTOR OF THE COMPANY WITH A TERM OF
OFFICE FROM THE APPROVAL OF THE
SHAREHOLDERS AT THE AGM TO THE DATE OF
CONCLUSION OF THE THIRD SESSION OF THE
BOARD
17.2 TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt Against Against
FOLLOWING PERSON AS EXECUTIVE DIRECTOR AND
NON-EXECUTIVE DIRECTOR OF THE COMPANY: MR.
SONG RONG BE ELECTED AS AN EXECUTIVE
DIRECTOR OF THE COMPANY WITH A TERM OF
OFFICE FROM THE APPROVAL OF THE
SHAREHOLDERS AT THE AGM TO THE DATE OF
CONCLUSION OF THE THIRD SESSION OF THE
BOARD
17.3 TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
FOLLOWING PERSON AS EXECUTIVE DIRECTOR AND
NON-EXECUTIVE DIRECTOR OF THE COMPANY: MR.
SONG DEXING BE ELECTED AS A NON-EXECUTIVE
DIRECTOR OF THE COMPANY WITH A TERM OF
OFFICE FROM THE APPROVAL OF THE
SHAREHOLDERS AT THE AGM TO THE DATE OF
CONCLUSION OF THE THIRD SESSION OF THE
BOARD
17.4 TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
FOLLOWING PERSON AS EXECUTIVE DIRECTOR AND
NON-EXECUTIVE DIRECTOR OF THE COMPANY: MR.
LIU WEIWU BE ELECTED AS A NON-EXECUTIVE
DIRECTOR OF THE COMPANY WITH A TERM OF
OFFICE FROM THE APPROVAL OF THE
SHAREHOLDERS AT THE AGM TO THE DATE OF
CONCLUSION OF THE THIRD SESSION OF THE
BOARD
17.5 TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
FOLLOWING PERSON AS EXECUTIVE DIRECTOR AND
NON-EXECUTIVE DIRECTOR OF THE COMPANY: MR.
XIONG XIANLIANG BE ELECTED AS A
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
A TERM OF OFFICE FROM THE APPROVAL OF THE
SHAREHOLDERS AT THE AGM TO THE DATE OF
CONCLUSION OF THE THIRD SESSION OF THE
BOARD
17.6 TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
FOLLOWING PERSON AS EXECUTIVE DIRECTOR AND
NON-EXECUTIVE DIRECTOR OF THE COMPANY: MR.
JIANG JIAN BE ELECTED AS A NON-EXECUTIVE
DIRECTOR OF THE COMPANY WITH A TERM OF
OFFICE FROM THE APPROVAL OF THE
SHAREHOLDERS AT THE AGM TO THE DATE OF
CONCLUSION OF THE THIRD SESSION OF THE
BOARD
17.7 TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt Against Against
FOLLOWING PERSON AS EXECUTIVE DIRECTOR AND
NON-EXECUTIVE DIRECTOR OF THE COMPANY: MR.
JERRY HSU BE ELECTED AS A NON-EXECUTIVE
DIRECTOR OF THE COMPANY WITH A TERM OF
OFFICE FROM THE APPROVAL OF THE
SHAREHOLDERS AT THE AGM TO THE DATE OF
CONCLUSION OF THE THIRD SESSION OF THE
BOARD
18.1 TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
FOLLOWING PERSON AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY: MR.
WANG TAIWEN BE ELECTED AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
A TERM OF OFFICE FROM THE APPROVAL OF THE
SHAREHOLDERS AT THE AGM TO THE DATE OF
CONCLUSION OF THE THIRD SESSION OF THE
BOARD
18.2 TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
FOLLOWING PERSON AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY: MR.
MENG YAN BE ELECTED AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
A TERM OF OFFICE FROM THE APPROVAL OF THE
SHAREHOLDERS AT THE AGM TO THE DATE OF
CONCLUSION OF THE THIRD SESSION OF THE
BOARD
18.3 TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
FOLLOWING PERSON AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY: MR.
SONG HAIQING BE ELECTED AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
A TERM OF OFFICE FROM THE APPROVAL OF THE
SHAREHOLDERS AT THE AGM TO THE DATE OF
CONCLUSION OF THE THIRD SESSION OF THE
BOARD
18.4 TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
FOLLOWING PERSON AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY: MS.
LI QIAN BE ELECTED AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
A TERM OF OFFICE FROM THE APPROVAL OF THE
SHAREHOLDERS AT THE AGM TO THE DATE OF
CONCLUSION OF THE THIRD SESSION OF THE
BOARD
19.1 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF THE FOLLOWING PERSON AS SUPERVISOR OF
THE COMPANY: MR. LIU YINGJIE BE
RE-APPOINTED AS A SUPERVISOR OF THE COMPANY
WITH A TERM OF OFFICE FROM THE APPROVAL OF
THE SHAREHOLDERS AT THE AGM TO THE DATE OF
CONCLUSION OF THE THIRD SESSION OF THE
BOARD
19.2 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF THE FOLLOWING PERSON AS SUPERVISOR OF
THE COMPANY: MR. ZHOU FANGSHENG BE
RE-APPOINTED AS A SUPERVISOR OF THE COMPANY
WITH A TERM OF OFFICE FROM THE APPROVAL OF
THE SHAREHOLDERS AT THE AGM TO THE DATE OF
CONCLUSION OF THE THIRD SESSION OF THE
BOARD
19.3 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF THE FOLLOWING PERSON AS SUPERVISOR OF
THE COMPANY: MR. FAN ZHAOPING BE
RE-APPOINTED AS A SUPERVISOR OF THE COMPANY
WITH A TERM OF OFFICE FROM THE APPROVAL OF
THE SHAREHOLDERS AT THE AGM TO THE DATE OF
CONCLUSION OF THE THIRD SESSION OF THE
BOARD
CMMT 19 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SINOTRANS LTD Agenda Number: 714130438
--------------------------------------------------------------------------------------------------------------------------
Security: Y6145J104
Meeting Type: CLS
Meeting Date: 10-Jun-2021
Ticker:
ISIN: CNE1000004F1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0510/2021051000709.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0510/2021051000772.pdf
1 TO CONSIDER AND APPROVE THE GENERAL MANDATE Mgmt Against Against
TO REPURCHASE THE H SHARES
--------------------------------------------------------------------------------------------------------------------------
SINOTRUK (HONG KONG) LTD Agenda Number: 714211707
--------------------------------------------------------------------------------------------------------------------------
Security: Y8014Z102
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: HK3808041546
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0521/2021052100021.pdf,
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 542988 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES, THE REPORT OF
THE DIRECTORS OF THE COMPANY (THE
"DIRECTOR") AND THE REPORT OF THE
INDEPENDENT AUDITOR OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF EITHER HKD Mgmt For For
1.04 OR RMB0.88 PER SHARE OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2020
3.A TO RE-ELECT MR. DAI LIXIN, A RETIRING Mgmt For For
DIRECTOR, AS AN EXECUTIVE DIRECTOR
3.B TO RE-ELECT MR. LI SHAOHUA, A RETIRING Mgmt For For
DIRECTOR, AS AN EXECUTIVE DIRECTOR
3.C TO RE-ELECT MR. MATTHIAS GRUNDLER, A Mgmt For For
RETIRING DIRECTOR, AS A NON-EXECUTIVE
DIRECTOR
3.D TO RE-ELECT DR. H.C. ANDREAS TOSTMANN, A Mgmt For For
RETIRING DIRECTOR, AS A NON-EXECUTIVE
DIRECTOR
3.E TO RE-ELECT DR. WANG DENGFENG, A RETIRING Mgmt For For
DIRECTOR, AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR
3.F TO RE-ELECT MR. ZHAO HANG, A RETIRING Mgmt For For
DIRECTOR, AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR
3.G TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
4 TO APPOINT ERNST & YOUNG AS THE INDEPENDENT Mgmt For For
AUDITOR OF THE COMPANY FOR THE FINANCIAL
YEAR ENDING 31 DECEMBER 2021 AND TO
AUTHORISE THE BOARD OF DIRECTORS TO FIX ITS
REMUNERATION
5 TO APPROVE THE TRANSACTIONS CONTEMPLATED Mgmt For For
UNDER THE 2023 PRODUCTS PURCHASE AGREEMENT
(AS DEFINED IN THE CIRCULAR OF THE COMPANY
DATED 21 MAY 2021 (THE "CIRCULAR")) AND THE
PROPOSED ANNUAL CAPS FOR THE TRANSACTIONS
THEREUNDER FOR THE TWO YEARS ENDING 31
DECEMBER 2023 AS SET OUT IN THE CIRCULAR
6 TO APPROVE THE TRANSACTIONS CONTEMPLATED Mgmt For For
UNDER THE 2021 WEICHAI PARTS PURCHASE
AGREEMENT (AS DEFINED IN THE CIRCULAR) AND
THE PROPOSED ANNUAL CAP FOR THE
TRANSACTIONS THEREUNDER FOR THE YEAR ENDING
31 DECEMBER 2021 AS SET OUT IN THE CIRCULAR
7.A TO RE-ELECT MS. LI XIA, A RETIRING Mgmt For For
DIRECTOR, AS AN EXECUTIVE DIRECTOR
7.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF MS. LI XIA AS AN
EXECUTIVE DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
SURGUTNEFTEGAS PUBLIC JOINT STOCK COMPANY Agenda Number: 713978546
--------------------------------------------------------------------------------------------------------------------------
Security: X8799U105
Meeting Type: AGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: RU0008926258
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 APPROVAL OF THE ANNUAL REPORT OF PJSC Mgmt No vote
SURGUTNEFTEGAZ FOR 2020
2.1 APPROVAL OF THE ANNUAL ACCOUNTING Mgmt No vote
(FINANCIAL) STATEMENTS OF PJSC
SURGUTNEFTEGAZ FOR 2020
3.1 APPROVAL OF THE DISTRIBUTION OF PROFITS Mgmt No vote
(INCLUDING PAYMENT (DECLARATION) OF
DIVIDENDS) AND LOSSES OF PJSC
SURGUTNEFTEGAS BASED ON THE RESULTS OF
2020, APPROVAL OF THE SIZE, FORM AND
PROCEDURE FOR PAYMENT OF DIVIDENDS ON
SHARES OF EACH CATEGORY, SETTING THE DATE
ON WHICH PERSONS ENTITLED TO RECEIVE
DIVIDENDS ARE DETERMINED
4.1 ON THE PAYMENT OF REMUNERATION TO THE Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS OF PJSC
SURGUTNEFTEGAS
5.1 ON THE PAYMENT OF REMUNERATION TO THE Mgmt No vote
MEMBERS OF THE AUDIT COMMISSION OF PJSC
SURGUTNEFTEGAS
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 10 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 9
DIRECTORS ARE TO BE ELECTED. BROADRIDGE
WILL APPLY CUMULATIVE VOTING EVENLY AMONG
ONLY DIRECTORS FOR WHOM YOU VOTE 'FOR,' AND
WILL SUBMIT INSTRUCTION TO THE LOCAL AGENT
IN THIS MANNER. CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
6.1.1 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC SURGUTNEFTEGAS: AGAREV
ALEXANDER VALENTINOVICH
6.1.2 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC SURGUTNEFTEGAS: BOGDANOV
VLADIMIR LEONIDOVICH
6.1.3 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC SURGUTNEFTEGAS: BULANOV
ALEXANDER NIKOLAEVICH
6.1.4 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC SURGUTNEFTEGAS:
DINICHENKO IVAN KALISTRATOVICH
6.1.5 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC SURGUTNEFTEGAS: EGOROV
VALERY NIKOLAEVICH
6.1.6 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC SURGUTNEFTEGAS: EROKHIN
VLADIMIR PETROVICH
6.1.7 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC SURGUTNEFTEGAS: RIVOSHEEV
VIKTOR MIKHAILOVICH
6.1.8 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC SURGUTNEFTEGAS: MATVEEV
NIKOLAY IVANOVICH
6.1.9 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC SURGUTNEFTEGAS:
MUKHAMADEEV GEORGY RASHITOVICH
6.110 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC SURGUTNEFTEGAS: USMANOV
ILDUS SHAGALIEVICH
7.1 ELECTION OF MEMBER OF THE AUDIT COMMISSION Mgmt No vote
OF PJSC SURGUTNEFTEGAS: MUSIKHINA VALENTINA
VIKTOROVNA
7.2 ELECTION OF MEMBER OF THE AUDIT COMMISSION Mgmt No vote
OF PJSC SURGUTNEFTEGAS: OLEINIK TAMARA
FEDOROVNA
7.3 ELECTION OF MEMBER OF THE AUDIT COMMISSION Mgmt No vote
OF PJSC SURGUTNEFTEGAS: PRISHCHEPOVA
LYUDMILA ARKADYEVNA
8.1 APPROVAL OF THE AUDITOR OF PJSC Mgmt No vote
SURGUTNEFTEGAS
CMMT 10 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TEXT OF
RESOLUTION 7.3. AND CHANGE IN NUMBERING OF
ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TATNEFT PJSC Agenda Number: 713092574
--------------------------------------------------------------------------------------------------------------------------
Security: 876629205
Meeting Type: EGM
Meeting Date: 30-Sep-2020
Ticker:
ISIN: US8766292051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO PAY DIVIDENDS FOR 6 MONTHS OF 2020 AS Mgmt For For
FOLLOWS: A) 994% OF THE PAR VALUE PER
PREFERRED SHARE. B) 994% OF THE PAR VALUE
PER ORDINARY SHARE. TO ESTABLISH 12 OCTOBER
2020 AS THE DIVIDEND ENTITLEMENT
HOLDER-OF-RECORD DATE. TO HAVE THE
DIVIDENDS PAID IN CASH
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA BRASIL SA Agenda Number: 935266761
--------------------------------------------------------------------------------------------------------------------------
Security: 87936R106
Meeting Type: Special
Meeting Date: 01-Oct-2020
Ticker: VIV
ISIN: US87936R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Ratify, pursuant to article 136, first Mgmt For For
paragraph, of Law No. 6,404/76 (the
"Brazilian Corporations Law"), the
conversion of all the preferred shares
issued by the Company into common shares,
in the proportion of one (1) common share
for one (1) preferred share, which shall be
subject to a resolution by the
Extraordinary General Meeting of the
Company to be held at 10:00 a.m., on
October 1, 2020.
2) Ratify, under the terms of articles 9, sole Mgmt For For
paragraph, and 10, subsection (i), of the
Company's Bylaws, the amendment of article
9, caput and sole paragraph, of the
Company's Bylaws, which shall be subject to
a resolution by the Extraordinary General
Meeting of the Company to be held at 10:00
a.m., on October 1, 2020.
--------------------------------------------------------------------------------------------------------------------------
TELEKOM MALAYSIA BHD Agenda Number: 713979461
--------------------------------------------------------------------------------------------------------------------------
Security: Y8578H118
Meeting Type: AGM
Meeting Date: 25-May-2021
Ticker:
ISIN: MYL4863OO006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RE-ELECT THE FOLLOWING DIRECTOR, WHO Mgmt Against Against
RETIRE PURSUANT TO CLAUSE 106(2) OF THE
COMPANY'S CONSTITUTION AND BEING ELIGIBLE,
OFFER HERSELF FOR RE-ELECTION: DATUK SITI
ZAUYAH MD DESA
2 TO RE-ELECT THE FOLLOWING DIRECTOR, WHO Mgmt Against Against
RETIRE PURSUANT TO CLAUSE 106(2) OF THE
COMPANY'S CONSTITUTION AND BEING ELIGIBLE,
OFFER HERSELF FOR RE-ELECTION: ANIS RIZANA
MOHD ZAINUDIN MOHD ZAINUDDIN
3 TO RE-ELECT THE FOLLOWING DIRECTOR, WHO Mgmt Against Against
RETIRE PURSUANT TO CLAUSE 106(2) OF THE
COMPANY'S CONSTITUTION AND BEING ELIGIBLE,
OFFER HIMSELF FOR RE-ELECTION: SHAZRIL IMRI
MOKHTAR
4 TO RE-ELECT THE FOLLOWING DIRECTOR, WHO Mgmt Against Against
RETIRE BY ROTATION PURSUANT TO CLAUSE 112
OF THE COMPANY'S CONSTITUTION AND BEING
ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION:
DATO' MOHD NAIM DARUWISH
5 TO RE-ELECT THE FOLLOWING DIRECTOR, WHO Mgmt Against Against
RETIRE BY ROTATION PURSUANT TO CLAUSE 112
OF THE COMPANY'S CONSTITUTION AND BEING
ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION:
HISHAM ZAINAL MOKHTAR
6 TO RE-ELECT THE FOLLOWING DIRECTOR, WHO Mgmt For For
RETIRE BY ROTATION PURSUANT TO CLAUSE 112
OF THE COMPANY'S CONSTITUTION AND BEING
ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION:
SUHENDRAN SOCKANATHAN
7 TO APPROVE THE PAYMENT OF THE FOLLOWING Mgmt For For
DIRECTORS' FEES WITH EFFECT FROM THE 36TH
AGM UNTIL THE NEXT AGM OF THE COMPANY: (I)
RM30,000 PER MONTH FOR THE NON-EXECUTIVE
CHAIRMAN (NEC), RM22,250 PER MONTH FOR
SENIOR INDEPENDENT DIRECTOR (SID) AND
RM20,000 PER MONTH FOR EACH NON-EXECUTIVE
DIRECTOR (NED); AND (II) RM15,000 PER MONTH
AND RM10,000 PER MONTH FOR NEC AND NEDS
RESPECTIVELY, OF TIER 1 SUBSIDIARIES
8 TO APPROVE THE PAYMENT OF BENEFITS PAYABLE Mgmt For For
TO NEC AND NEDS OF THE COMPANY UP TO AN
AMOUNT OF RM2,350,000 FROM THE 36TH AGM
UNTIL THE NEXT AGM OF THE COMPANY
9 TO RE-APPOINT ERNST & YOUNG PLT (EY), Mgmt For For
HAVING CONSENTED TO ACT AS AUDITORS OF THE
COMPANY, FOR THE FINANCIAL YEAR ENDING 31
DECEMBER 2021 AND TO AUTHORISE THE BOARD OF
DIRECTORS TO DETERMINE THEIR REMUNERATION
10 PROPOSED RENEWAL OF THE AUTHORITY FOR Mgmt For For
DIRECTORS TO ALLOT AND ISSUE NEW ORDINARY
SHARES IN THE COMPANY (TM SHARES) IN
RELATION TO THE DIVIDEND REINVESTMENT
SCHEME (DRS)
11 PROPOSED RENEWAL OF SHAREHOLDERS' MANDATE Mgmt For For
FOR RECURRENT RELATED PARTY TRANSACTIONS OF
A REVENUE OR TRADING NATURE (PROPOSED
RENEWAL OF SHAREHOLDERS' MANDATE) WITH
AXIATA GROUP BERHAD AND ITS SUBSIDIARIES
(AXIATA GROUP)
12 PROPOSED RENEWAL OF SHAREHOLDERS' MANDATE Mgmt For For
FOR RECURRENT RELATED PARTY TRANSACTIONS OF
A REVENUE OR TRADING NATURE (PROPOSED
RENEWAL OF SHAREHOLDERS' MANDATE) WITH
TENAGA NASIONAL BERHAD AND ITS SUBSIDIARIES
(TNB GROUP)
CMMT 26 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN RECORD DATE
FROM 11 MAY 2021 TO 18 MAY 2021. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TENAGA NASIONAL BHD Agenda Number: 713841814
--------------------------------------------------------------------------------------------------------------------------
Security: Y85859109
Meeting Type: AGM
Meeting Date: 10-May-2021
Ticker:
ISIN: MYL5347OO009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE BY ROTATION IN ACCORDANCE WITH
CLAUSE 64(1) OF THE COMPANY'S CONSTITUTION
AND BEING ELIGIBLE OFFER THEMSELVES FOR
RE-ELECTION: JUNIWATI RAHMAT HUSSIN
2 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE BY ROTATION IN ACCORDANCE WITH
CLAUSE 64(1) OF THE COMPANY'S CONSTITUTION
AND BEING ELIGIBLE OFFER THEMSELVES FOR
RE-ELECTION: GOPALA KRISHNAN K.SUNDARAM
3 TO RE-ELECT THE FOLLOWING DIRECTOR WHO WERE Mgmt For For
APPOINTED TO THE BOARD AND RETIRE IN
ACCORDANCE WITH CLAUSE 63(2) OF THE
COMPANY'S CONSTITUTION AND BEING ELIGIBLE
OFFER THEMSELVES FOR RE-ELECTION: DATO'
ASRI BIN HAMIDIN @ HAMIDON
4 TO RE-ELECT THE FOLLOWING DIRECTOR WHO WERE Mgmt For For
APPOINTED TO THE BOARD AND RETIRE IN
ACCORDANCE WITH CLAUSE 63(2) OF THE
COMPANY'S CONSTITUTION AND BEING ELIGIBLE
OFFER THEMSELVES FOR RE-ELECTION: DATO' IR.
NAWAWI BIN AHMAD
5 TO RE-ELECT THE FOLLOWING DIRECTOR WHO WERE Mgmt For For
APPOINTED TO THE BOARD AND RETIRE IN
ACCORDANCE WITH CLAUSE 63(2) OF THE
COMPANY'S CONSTITUTION AND BEING ELIGIBLE
OFFER THEMSELVES FOR RE-ELECTION: DATUK
RAWISANDRAN A/L NARAYANAN
6 TO RE-ELECT THE FOLLOWING DIRECTOR WHO WERE Mgmt For For
APPOINTED TO THE BOARD AND RETIRE IN
ACCORDANCE WITH CLAUSE 63(2) OF THE
COMPANY'S CONSTITUTION AND BEING ELIGIBLE
OFFER THEMSELVES FOR RE-ELECTION: DATUK IR.
BAHARIN BIN DIN
7 TO APPROVE THE PAYMENT OF THE FOLLOWING Mgmt For For
NON-EXECUTIVE DIRECTORS' FEES FROM THE 31ST
AGM UNTIL THE NEXT ANNUAL GENERAL MEETING
(AGM) OF THE COMPANY: (I) DIRECTOR'S FEE OF
RM30,000.00 PER MONTH FOR THE NON-EXECUTIVE
CHAIRMAN; (II) DIRECTOR'S FEE OF
RM20,000.00 PER MONTH FOR EACH
NON-EXECUTIVE DIRECTOR; (III) DIRECTOR'S
FEE OF RM7,000.00 AND RM5,000.00 PER MONTH
FOR TNB SUBSIDIARIES CATEGORY II AND III
RESPECTIVELY TO NON-EXECUTIVE CHAIRMAN
8 TO APPROVE THE PAYMENT OF BENEFITS PAYABLE Mgmt For For
TO THE NON-EXECUTIVE DIRECTORS (EXCLUDING
NON-EXECUTIVE DIRECTORS' FEES) AMOUNTING TO
RM1,968,200.00 FROM THE 31ST AGM UNTIL THE
NEXT AGM OF THE COMPANY.
9 TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS Mgmt For For
PLT, HAVING CONSENTED TO ACT, AS AUDITORS
OF THE COMPANY, TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT AGM AND TO AUTHORISE
THE DIRECTORS TO FIX THEIR REMUNERATION.
10 PROPOSED GRANT AND ALLOTMENT OF SHARES TO Mgmt For For
DATUK IR. BAHARIN BIN DIN. "THAT THE BOARD
(SAVE FOR DATUK IR. BAHARIN BIN DIN) BE AND
IS HEREBY AUTHORISED AT ANY TIME AND FROM
TIME TO TIME, TO CAUSE OR PROCURE THE
OFFERING AND ALLOCATION TO DATUK IR.
BAHARIN BIN DIN, PRESIDENT/CHIEF EXECUTIVE
OFFICER OF THE COMPANY, OF UP TO 850,000
ORDINARY SHARES IN TNB (TNB SHARES) UNDER
THE LONG TERM INCENTIVE PLAN FOR THE
ELIGIBLE EMPLOYEES OF TNB AND ITS
SUBSIDIARIES AND EXECUTIVE DIRECTORS OF TNB
(LTIP) AS THEY SHALL DEEM FIT, WHICH WILL
BE VESTED TO HIM AT A FUTURE DATE, SUBJECT
TO SUCH TERMS AND CONDITIONS OF THE LTIP
BY-LAWS." "AND THAT THE BOARD BE AND IS
HEREBY AUTHORISED TO ALLOT AND ISSUE NEW
TNB SHARES PURSUANT TO THE LTIP TO HIM FROM
TIME TO TIME IN ACCORDANCE WITH THE VESTING
OF HIS GRANT."
11 PROPOSED GRANT AND ALLOTMENT OF SHARES TO Mgmt For For
NOOR LIYANA BINTI BAHARIN. "THAT THE BOARD
(SAVE FOR DATUK IR. BAHARIN BIN DIN) BE AND
IS HEREBY AUTHORISED AT ANY TIME AND FROM
TIME TO TIME, TO CAUSE OR PROCURE THE
OFFERING AND ALLOCATION TO NOOR LIYANA
BINTI BAHARIN, ELECTRICAL ENGINEER OF THE
COMPANY, BEING PERSON CONNECTED TO DATUK
IR. BAHARIN BIN DIN, OF UP TO 4,400 TNB
SHARES UNDER THE LTIP AS THEY SHALL DEEM
FIT, WHICH WILL BE VESTED TO HER AT A
FUTURE DATE, SUBJECT TO SUCH TERMS AND
CONDITIONS OF THE LTIP BY-LAWS." "AND THAT
THE BOARD BE AND IS HEREBY AUTHORISED TO
ALLOT AND ISSUE NEW TNB SHARES PURSUANT TO
THE LTIP TO HER FROM TIME TO TIME IN
ACCORDANCE WITH THE VESTING OF HER GRANT."
--------------------------------------------------------------------------------------------------------------------------
THAI UNION GROUP PUBLIC COMPANY LTD Agenda Number: 713723939
--------------------------------------------------------------------------------------------------------------------------
Security: Y8730K116
Meeting Type: AGM
Meeting Date: 05-Apr-2021
Ticker:
ISIN: TH0450010Y16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
1 TO CERTIFY THE MINUTES OF THE ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS FOR 2020
HELD ON 16TH SEPTEMBER 2020
2 TO CONSIDER AND ACKNOWLEDGE THE COMPANY Mgmt For For
ANNUAL REPORT AND THE OPERATIONAL RESULTS
FOR YEAR 2020
3 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDED 31ST
DECEMBER 2020 AND REPORT OF INDEPENDENT
AUDITOR
4 TO CONSIDER AND APPROVE THE ALLOCATION OF Mgmt For For
NET PROFIT FOR 2020S OPERATIONAL RESULTS
INCLUDING ACKNOWLEDGE THE INTERIM DIVIDEND
PAYMENT
5.A TO CONSIDER AND ELECT MR. KRAISORN CHANSIRI Mgmt Against Against
AS DIRECTOR
5.B TO CONSIDER AND ELECT MR. RITTIRONG Mgmt Against Against
BOONMECHOTE AS DIRECTOR
5.C TO CONSIDER AND ELECT MR. KIRATI ASSAKUL AS Mgmt Against Against
INDEPENDENT DIRECTOR
5.D TO CONSIDER AND ELECT MR. RAVINDER SINGH Mgmt Against Against
GREWAL SARBJIT S AS DIRECTOR
6 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt Against Against
THE BOARD MEMBERS FOR YEAR 2021 AND THE
DIRECTORS BONUS BASED ON THE 2020
OPERATIONAL RESULTS
7 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
THE COMPANY'S AUDITOR AND FIX THE AUDITING
FEE FOR YEAR 2021
8 TO CONSIDER AND APPROVE THE AMENDMENT TO Mgmt For For
ARTICLE 3 (OBJECTIVES) OF MEMORANDUM UNDER
SECTION 31 OF PUBLIC LIMITED COMPANY ACT
B.E.2535(1992)
9 TO CONSIDER AND APPROVE THE OFFERING OF NEW Mgmt For For
ORDINARY SHARES TO BE ISSUED BY TFM TO ITS
DIRECTORS, EXECUTIVES AND/OR EMPLOYEES
10 TO CONSIDER OTHER BUSINESS (IF ANY) Mgmt Against Against
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 522624 DUE TO CHANGE OF SEQUENCE
OF RESOLUTION 5. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TIM PARTICIPACOES SA Agenda Number: 935263234
--------------------------------------------------------------------------------------------------------------------------
Security: 88706P205
Meeting Type: Special
Meeting Date: 31-Aug-2020
Ticker: TSU
ISIN: US88706P2056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To examine, discuss and resolve on the Mgmt For For
approval of the "Protocol and Justification
of the Merger of TIM ParticipacoesS.A. into
TIM S.A.", executed on July 29th, 2020 by
the management of the Company and of TIM
S.A. (respectively, "TSA" and "Protocol"),
which establishes the terms and conditions
of the proposal of the merger of the
Company into into TSA ("Merger").
2) To examine, discuss and resolve on the Mgmt For For
ratification of the appointment and hiring
of Apsis Consultoria e AvaliacoesLtda. and
of Apsis Consultoria Empresarial Ltda.,
specialized companies responsible for
preparing, respectively, the appraisal
report of the Company's equity at book
value and the appraisal reports of the
shareholders' equity of the Company and TSA
at market price, for the purposes of the
Merger (respectively, "Appraisal Report at
Book Value", "Appraisal Reports at Market
Price" and, together, "Appraisal Reports").
3) To examine, discuss and resolve on the Mgmt For For
approval of the Appraisal Reports.
4) To examine, discuss and resolve on the Mgmt For For
approval of the Merger, under the terms of
the Protocol and subject to compliance with
the suspensive condition established
therein.
5) To examine, discuss and resolve on the Mgmt For For
authorization for the performance, by the
officers and attorneys-in-fact of the
Company, of all necessary measures for the
consummation of the Merger, under the terms
of the Protocol.
6) To examine, discuss and resolve on the Mgmt For For
proposal to amend the Company's Long-Term
Incentive Plans, so that TSA will appear
exclusively as the company responsible for
the obligations arising thereon.
--------------------------------------------------------------------------------------------------------------------------
TIM S.A. Agenda Number: 935343828
--------------------------------------------------------------------------------------------------------------------------
Security: 88706T108
Meeting Type: Annual
Meeting Date: 30-Mar-2021
Ticker: TIMB
ISIN: US88706T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 To resolve on the management's report and Mgmt For For
the financial statements of the Company for
the fiscal year ended on December 31st,
2020.
A2 To resolve on the management's proposal for Mgmt For For
the allocation of the results of the 2020
fiscal year and the distribution of
dividends by the Company.
A3 To resolve on the composition of the Board Mgmt For For
of Directors of the Company.
A4 To resolve on the classification of the Mgmt For For
candidates for the positions of independent
members of the Board of Directors according
to the independence criteria of the Novo
Mercado Regulations of B3 S.A. - Brasil
Bolsa, Balcao ("Novo Mercado Regulations"):
Flavia Maria Bittencourt, Gesner Jose de
Oliveira Filho, Herculano Anibal Alves,
Nicandro Durante.
A5 To elect the members of the Board of Mgmt For For
Directors of the Company by single group of
candidates. Slate of candidates: Agostino
Nuzzolo, Carlo Nardello, Elisabetta Paola
Romano, Flavia Maria Bittencourt, Gesner
Jose de Oliveira Filho, Herculano Anibal
Alves, Michele Valensise, Nicandro Durante,
Pietro Labriola, Sabrina Di Bartolomeo
A6 If one of the candidates that make up the Mgmt Against Against
chosen slate ceases to be part of it, can
the votes corresponding to his shares
continue to be cast on the chosen slate.
A7 To resolve on the composition of the Fiscal Mgmt For For
Council of the Company.
A8 To elect the effective and alternate Mgmt For For
members of the Fiscal Council by single
slate of candidates. Slate of candidates:
Walmir Urbano Kesseli (effective) /Heinz
Egon Lowen (alternate) Josino de Almeida
Fonseca (effective) / Joao Verner Juenemann
(alternate) Jarbas Tadeu Barsanti Ribeiro
(effective) / Anna Maria C. Gouvea
Guimaraes (alternate).
A9 If one of the candidates leaves the single Mgmt Against Against
group to accommodate the election in a
separate manner referred in Article 161,
Paragraph 4, and Article 240 of Law Nr.
6,404/1976, the votes corresponding to your
shares can still be given to the chosen
group.
A10 To resolve on the compensation proposal for Mgmt For For
the Company's management, members of
Committees and members of the Fiscal
Council of the Company for the 2021 fiscal
year.
E1 To resolve on the proposal for the Mgmt For For
extension of the Cooperation and Support
Agreement, through the execution of its
14th amendment, to be entered into between
Telecom Italia S.p.A., on the one hand, and
the Company, on the other hand.
E2 To resolve on the Company's Long-Term Mgmt For For
Incentive Plan proposal.
E3 To resolve on the amendment and restatement Mgmt For For
of the Company's By- laws.
--------------------------------------------------------------------------------------------------------------------------
TOTAL ACCESS COMMUNICATION PUBLIC CO LTD Agenda Number: 713669604
--------------------------------------------------------------------------------------------------------------------------
Security: Y8904F141
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: TH0554010Z14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 517624 DUE TO RECEIPT OF CHANGE
IN SEQUENCE OF DIRECTOR NAMES FOR UNDER
RESOLUTION 5. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN
1 ADOPTION OF THE MINUTES OF THE 2020 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS HELD ON 31
AUGUST 2020
2 ACKNOWLEDGEMENT OF THE ANNUAL REPORT ON THE Mgmt For For
BUSINESS OPERATIONS OF THE COMPANY FOR 2020
3 APPROVAL OF THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2020
4 APPROVAL OF ANNUAL DIVIDEND PAYMENTS FOR Mgmt For For
2020 AND ACKNOWLEDGEMENT OF THE INTERIM
DIVIDEND PAYMENT
5.1 APPROVAL OF THE RE-ELECTION OF DIRECTOR IN Mgmt Against Against
PLACE OF THE RETIRED DIRECTOR: MR. STEPHEN
WOODRUFF FORDHAM
5.2 APPROVAL OF THE RE-ELECTION OF DIRECTOR IN Mgmt Against Against
PLACE OF THE RETIRED DIRECTOR: MRS.
CHANANYARAK PHETCHARAT
5.3 APPROVAL OF THE RE-ELECTION OF DIRECTOR IN Mgmt For For
PLACE OF THE RETIRED DIRECTOR: MRS.
KAMONWAN WIPULAKORN
5.4 APPROVAL OF THE RE-ELECTION OF DIRECTOR IN Mgmt Against Against
PLACE OF THE RETIRED DIRECTOR: MRS. TONE
RIPEL
6 APPROVAL OF THE REMUNERATION OF DIRECTORS Mgmt For For
FOR 2021
7 APPROVAL OF THE APPOINTMENT OF AUDITORS OF Mgmt For For
THE COMPANY AND FIXING THEIR REMUNERATION
FOR 2021
8 OTHER MATTERS Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
TURK TELEKOMUNIKASYON A.S. Agenda Number: 712914440
--------------------------------------------------------------------------------------------------------------------------
Security: M9T40N131
Meeting Type: AGM
Meeting Date: 25-Jul-2020
Ticker:
ISIN: TRETTLK00013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 OPENING AND ELECTION OF THE CHAIRMANSHIP Mgmt For For
COMMITTEE
2 AUTHORIZING THE CHAIRMANSHIP COMMITTEE TO Mgmt For For
SIGN THE MINUTES OF THE GENERAL ASSEMBLY
MEETING AND THE LIST OF ATTENDEES
3 READING THE BOARD OF DIRECTORS ANNUAL Mgmt For For
REPORT FOR THE YEAR 2019
4 READING THE AUDITOR S REPORT FOR THE YEAR Mgmt For For
2019
5 READING, DISCUSSING AND APPROVING THE Mgmt For For
BALANCE SHEET AND PROFIT/LOSS ACCOUNTS FOR
THE YEAR 2019
6 RELEASING EACH MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS FOR THE OPERATIONS AND
TRANSACTIONS OF THE COMPANY DURING 2019
7 APPROVAL OF THE TEMPORARY APPOINTMENTS MADE Mgmt Against Against
TO THE BOARD OF DIRECTORS TO THE POSITIONS
WHICH BECAME VACANT BECAUSE OF THE
RESIGNATIONS BY THE GENERAL ASSEMBLY
PURSUANT TO ARTICLE 363 OF THE TURKISH
COMMERCIAL CODE
8 DEFINING THE SALARIES OF THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS
9 RESOLVING ON THE DISTRIBUTION OF PROFIT Mgmt For For
10 ELECTION OF THE AUDITOR FOR THE PURPOSE OF Mgmt For For
AUDITING THE COMPANY'S OPERATIONS AND
ACCOUNTS FOR THE YEAR 2020 PURSUANT TO
ARTICLE 399 OF TURKISH COMMERCIAL CODE AND
ARTICLE 17/A OF THE ARTICLES OF ASSOCIATION
OF THE COMPANY
11 INFORMING THE GENERAL ASSEMBLY ABOUT THE Mgmt For For
DONATIONS AND AIDS EXECUTED IN 2019
12 INFORMING THE GENERAL ASSEMBLY ABOUT THE Mgmt For For
GUARANTEES, PLEDGES AND MORTGAGES GIVEN BY
THE COMPANY IN 2019 IN FAVOR OF THIRD
PARTIES, AND ABOUT REVENUES OR INTERESTS
GENERATED IN 2019
13 INFORMING THE GENERAL ASSEMBLY OF THE Mgmt For For
CHANGES THAT HAVE MATERIAL IMPACT ON THE
MANAGEMENT AND THE ACTIVITIES OF THE
COMPANY AND ITS SUBSIDIARIES AND THAT WERE
REALIZED WITHIN THE PREVIOUS FISCAL YEAR OR
BEING PLANNED FOR THE FOLLOWING FISCAL YEAR
AND OF THE REASONS OF SUCH CHANGES,
PURSUANT TO THE OF CAPITAL MARKETS BOARD
CORPORATE GOVERNANCE PRINCIPLE NO 1.3.1 (B)
14 INFORMING THE GENERAL ASSEMBLY OF THE Mgmt For For
TRANSACTIONS OF THE CONTROLLING
SHAREHOLDERS, THE BOARD OF DIRECTORS
MEMBERS, THE EXECUTIVES WHO ARE UNDER
ADMINISTRATIVE LIABILITY, THEIR SPOUSES AND
THEIR RELATIVES BY BLOOD AND MARRIAGE UP TO
THE SECOND DEGREE THAT ARE PERFORMED WITHIN
THE YEAR 2019 RELATING TO MAKE A MATERIAL
TRANSACTION WHICH MAY CAUSE CONFLICT OF
INTEREST FOR THE COMPANY OR COMPANY'S
SUBSIDIARIES AND/OR TO CARRY OUT WORKS
WITHIN OR OUT OF THE SCOPE OF THE COMPANY'S
OPERATIONS ON THEIR OWN BEHALF OR ON BEHALF
OF OTHERS OR TO BE A UNLIMITED PARTNER TO
THE COMPANIES OPERATING IN THE SAME KIND OF
FIELDS OF ACTIVITY IN ACCORDANCE WITH THE
CAPITAL MARKETS BOARD CORPORATE GOVERNANCE
PRINCIPLE NO 1.3.6
15 INFORMING THE GENERAL ASSEMBLY REGARDING Mgmt For For
THE REMUNERATION POLICY FOR THE BOARD OF
DIRECTORS MEMBERS AND THE SENIOR EXECUTIVES
IN ACCORDANCE WITH THE CAPITAL MARKETS
BOARD CORPORATE GOVERNANCE PRINCIPLE NO
4.6.2
16 DISCUSSING AND VOTING FOR AUTHORIZING THE Mgmt For For
BOARD OF DIRECTORS OR PERSON(S) DESIGNATED
BY THE BOARD OF DIRECTORS FOR COMPANY
ACQUISITIONS TO BE MADE BY OUR COMPANY OR
ITS SUBSIDIARIES UNTIL THE NEXT ORDINARY
GENERAL ASSEMBLY MEETING UP TO 125 MILLION
EUROS WHICH WILL BE SEPARATELY VALID FOR
EACH ACQUISITION
17 DISCUSSING AND VOTING FOR AUTHORIZING THE Mgmt For For
BOARD OF DIRECTORS TO ESTABLISH SPECIAL
PURPOSE VEHICLE(S) WHEN REQUIRED FOR ABOVE
MENTIONED ACQUISITIONS
18 PURSUANT TO THE ARTICLE 21/F OF THE Mgmt Against Against
ARTICLES OF ASSOCIATION, AUTHORIZING THE
BOARD OF DIRECTORS REGARDING THE SHARE BUY
BACK TRANSACTIONS THAT MAY BE PERFORMED BY
THE COMPANY
19 RESOLVING ON GIVING PERMISSION TO THE BOARD Mgmt Against Against
OF DIRECTORS FOR PERFORMING THE WORKS
MENTIONED UNDER ARTICLE 395 AND 396 OF
TURKISH COMMERCIAL CODE
20 COMMENTS AND CLOSING Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TURK TELEKOMUNIKASYON A.S. Agenda Number: 713628406
--------------------------------------------------------------------------------------------------------------------------
Security: M9T40N131
Meeting Type: AGM
Meeting Date: 19-Mar-2021
Ticker:
ISIN: TRETTLK00013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 OPENING AND ELECTION OF THE CHAIRMANSHIP Mgmt For For
COMMITTEE
2 AUTHORIZING THE CHAIRMANSHIP COMMITTEE TO Mgmt For For
SIGN THE MINUTES OF THE GENERAL ASSEMBLY
MEETING AND THE LIST OF ATTENDEES
3 READING THE BOARD OF DIRECTORS ANNUAL Mgmt For For
REPORT FOR THE YEAR 2020
4 READING THE AUDITORS REPORT FOR THE YEAR Mgmt For For
2020
5 READING, DISCUSSING AND APPROVING THE Mgmt For For
BALANCE SHEET AND PROFIT/LOSS ACCOUNTS FOR
THE YEAR 2020
6 RELEASING EACH MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS FOR THE OPERATIONS AND
TRANSACTIONS OF THE COMPANY DURING 2020
7 DEFINING THE SALARIES OF THE MEMBERS OF THE Mgmt Against Against
BOARD OF DIRECTORS
8 RESOLVING ON THE DISTRIBUTION OF PROFIT Mgmt Against Against
9 ELECTION OF THE AUDITOR FOR THE PURPOSE OF Mgmt For For
AUDITING THE COMPANY'S OPERATIONS AND
ACCOUNTS FOR THE YEAR 2021 PURSUANT TO
ARTICLE 399 OF TURKISH COMMERCIAL CODE AND
ARTICLE 17/A OF THE ARTICLES OF ASSOCIATION
OF THE COMPANY
10 INFORMING THE GENERAL ASSEMBLY ABOUT THE Mgmt For For
DONATIONS AND AIDS EXECUTED IN 2020 AND
APPROVAL OF THE DONATIONS EXECUTED WITHIN
THE RELEVANT YEAR
11 INFORMING THE GENERAL ASSEMBLY ABOUT THE Mgmt For For
GUARANTEES, PLEDGES AND MORTGAGES GIVEN IN
FAVOR OF THIRD PARTIES AND THE REVENUES OR
INTERESTS GENERATED BY THE COMPANY IN 2020
12 INFORMING THE GENERAL ASSEMBLY OF THE Mgmt For For
CHANGES THAT HAVE MATERIAL IMPACT ON THE
MANAGEMENT AND THE ACTIVITIES OF THE
COMPANY AND ITS SUBSIDIARIES AND THAT WERE
REALIZED WITHIN THE PREVIOUS FISCAL YEAR OR
BEING PLANNED FOR THE FOLLOWING FISCAL YEAR
AND OF THE REASONS OF SUCH CHANGES,
PURSUANT TO THE OF CAPITAL MARKETS BOARD
CORPORATE GOVERNANCE PRINCIPLE NO:1.3.1 (B)
13 INFORMING THE GENERAL ASSEMBLY OF THE Mgmt For For
TRANSACTIONS OF THE CONTROLLING
SHAREHOLDERS, THE BOARD OF DIRECTORS
MEMBERS, THE EXECUTIVES WHO ARE UNDER
ADMINISTRATIVE LIABILITY, THEIR SPOUSES AND
THEIR RELATIVES BY BLOOD AND MARRIAGE UP TO
THE SECOND DEGREE THAT ARE PERFORMED WITHIN
THE YEAR 2020 RELATING TO MAKE A MATERIAL
TRANSACTION WHICH MAY CAUSE CONFLICT OF
INTEREST FOR THE COMPANY OR COMPANY'S
SUBSIDIARIES AND/OR TO CARRY OUT WORKS
WITHIN OR OUT OF THE SCOPE OF THE COMPANY'S
OPERATIONS ON THEIR OWN BEHALF OR ON BEHALF
OF OTHERS OR TO BE AN UNLIMITED PARTNER TO
THE COMPANIES OPERATING IN THE SAME KIND OF
FIELDS OF ACTIVITY IN ACCORDANCE WITH THE
CAPITAL MARKETS BOARD CORPORATE GOVERNANCE
PRINCIPLE NO:1.3.6
14 INFORMING THE GENERAL ASSEMBLY REGARDING Mgmt For For
THE REMUNERATION POLICY FOR THE BOARD OF
DIRECTORS MEMBERS AND THE SENIOR EXECUTIVES
IN ACCORDANCE WITH THE CAPITAL MARKETS
BOARD CORPORATE GOVERNANCE PRINCIPLE
NO:4.6.2
15 DISCUSSING AND VOTING FOR AUTHORIZING THE Mgmt For For
BOARD OF DIRECTORS OR PERSON(S) DESIGNATED
BY THE BOARD OF DIRECTORS FOR COMPANY
ACQUISITIONS TO BE MADE BY THE COMPANY OR
ITS SUBSIDIARIES UNTIL THE NEXT ORDINARY
GENERAL ASSEMBLY MEETING UP TO 125 MILLION
EUROS WHICH WILL BE SEPARATELY VALID FOR
EACH ACQUISITION
16 DISCUSSING AND VOTING FOR AUTHORIZING THE Mgmt For For
BOARD OF DIRECTORS TO ESTABLISH SPECIAL
PURPOSE VEHICLE(S) WHEN REQUIRED FOR ABOVE
MENTIONED ACQUISITIONS
17 RESOLVING ON GIVING PERMISSION TO THE Mgmt Against Against
MEMBERS OF THE BOARD OF DIRECTORS FOR
PERFORMING THE WORKS MENTIONED UNDER
ARTICLE 395 AND 396 OF TURKISH COMMERCIAL
CODE
18 COMMENTS AND CLOSING Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TURKCELL ILETISIM HIZMETLERI A.S. Agenda Number: 713153461
--------------------------------------------------------------------------------------------------------------------------
Security: M8903B102
Meeting Type: OGM
Meeting Date: 21-Oct-2020
Ticker:
ISIN: TRATCELL91M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 OPENING AND CONSTITUTION OF THE PRESIDING Mgmt For For
COMMITTEE
2 AUTHORIZING THE PRESIDING COMMITTEE TO SIGN Mgmt For For
THE MINUTES OF THE MEETING
3 DISCUSSION OF AND DECISION ON THE Mgmt For For
AMENDMENTS OF ARTICLES 3, 6, 7, 8, 9, 10,
11, 12, 13, 14, 15, 16, 17, 18, 19, 21, 22,
25 AND 26 OF THE ARTICLES OF ASSOCIATION OF
THE COMPANY IN ACCORDANCE WITH THE
AMENDMENT TEXT ANNEXED TO THE AGENDA, AS
APPROVED BY THE MINISTRY OF TRADE OF THE
REPUBLIC OF TURKEY AND CAPITAL MARKETS
BOARD
4 READING AND DISCUSSION OF THE ACTIVITY Mgmt For For
REPORT OF THE BOARD OF DIRECTORS RELATING
TO THE FISCAL YEAR 2019
5 READING THE SUMMARY OF THE INDEPENDENT Mgmt For For
AUDIT REPORT RELATING TO THE FISCAL YEAR
2019
6 READING, DISCUSSION AND APPROVAL OF THE Mgmt For For
CONSOLIDATED BALANCE SHEETS AND
PROFITS/LOSS STATEMENTS PREPARED PURSUANT
TO THE TURKISH COMMERCIAL CODE AND CAPITAL
MARKETS BOARD LEGISLATION RELATING TO
FISCAL YEAR 2019, SEPARATELY
7 DISCUSSION OF AND DECISION ON THE RELEASE Mgmt For For
OF THE BOARD MEMBERS INDIVIDUALLY FROM THE
ACTIVITIES AND OPERATIONS OF THE COMPANY
PERTAINING TO THE FISCAL YEAR 2019
8 INFORMING THE GENERAL ASSEMBLY ON THE Mgmt For For
DONATION AND CONTRIBUTIONS MADE IN THE
FISCAL YEAR 2019 DISCUSSION OF AND DECISION
ON BOARD OF DIRECTORS' PROPOSAL CONCERNING
DETERMINATION OF THE LIMIT ON THE DONATIONS
THAT SHALL BE MADE BY OUR COMPANY DURING
THE PERIOD COMMENCING 1 JANUARY 2020 AND
ENDING ON THE DATE OF THE COMPANY'S GENERAL
ASSEMBLY MEETING RELATING TO THE 2020
FISCAL YEAR
9 SUBMISSION OF THE BOARD MEMBERS, WHO WERE Mgmt For For
ELECTED AS PER ARTICLE 363 OF THE TURKISH
COMMERCIAL CODE DUE TO THE VACANCIES IN THE
MEMBERSHIPS OF THE BOARD OF DIRECTORS, TO
THE APPROVAL OF GENERAL ASSEMBLY
10 DETERMINATION OF THE REMUNERATION OF THE Mgmt Against Against
BOARD MEMBERS
11 DISCUSSION OF AND APPROVAL OF THE ELECTION Mgmt For For
OF THE INDEPENDENT AUDIT FIRM SUGGESTED BY
THE BOARD OF DIRECTORS PURSUANT TO TURKISH
COMMERCIAL CODE AND THE CAPITAL MARKETS
LEGISLATION FOR AUDITING OF THE ACCOUNTS
AND TRANSACTIONS OF THE FISCAL YEAR 2020
12 DISCUSSION OF AND DECISION ON THE Mgmt For For
DISTRIBUTION OF DIVIDEND AS WELL AS ON THE
DIVIDEND DISTRIBUTION DATE FOR THE FISCAL
YEAR 2019
13 DECISION PERMITTING THE BOARD MEMBERS TO, Mgmt Against Against
DIRECTLY OR ON BEHALF OF OTHERS, BE ACTIVE
IN AREAS FALLING WITHIN OR OUTSIDE THE
SCOPE OF THE COMPANY'S OPERATIONS AND TO
PARTICIPATE IN COMPANIES OPERATING IN THE
SAME BUSINESS AND TO PERFORM OTHER ACTS IN
COMPLIANCE WITH ARTICLES 395 AND 396 OF THE
TURKISH COMMERCIAL CODE
14 INFORMING THE SHAREHOLDERS REGARDING THE Mgmt For For
GUARANTEES, PLEDGES AND MORTGAGES PROVIDED
BY THE COMPANY IN FAVOUR OF THIRD PARTIES
OR THE DERIVED INCOME THEREOF, IN
ACCORDANCE WITH THE CAPITAL MARKETS BOARD
REGULATIONS
15 CLOSING Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TURKCELL ILETISIM HIZMETLERI A.S. Agenda Number: 713697223
--------------------------------------------------------------------------------------------------------------------------
Security: M8903B102
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: TRATCELL91M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 OPENING AND CONSTITUTION OF THE PRESIDING Mgmt For For
COMMITTEE
2 AUTHORIZING THE PRESIDING COMMITTEE TO SIGN Mgmt For For
THE MINUTES OF THE MEETING
3 READING AND DISCUSSION OF THE ACTIVITY Mgmt For For
REPORT OF THE BOARD OF DIRECTORS RELATING
TO THE FISCAL YEAR 2020
4 READING THE SUMMARY OF THE INDEPENDENT Mgmt For For
AUDIT REPORT RELATING TO THE FISCAL YEAR
2020
5 READING, DISCUSSION AND APPROVAL OF THE Mgmt For For
CONSOLIDATED BALANCE SHEETS AND
PROFITS/LOSS STATEMENTS PREPARED PURSUANT
TO THE TURKISH COMMERCIAL CODE AND CAPITAL
MARKETS BOARD LEGISLATION RELATING TO
FISCAL YEAR 2020, SEPARATELY
6 DISCUSSION OF AND DECISION ON THE RELEASE Mgmt For For
OF THE BOARD MEMBERS INDIVIDUALLY FROM THE
ACTIVITIES AND OPERATIONS OF THE COMPANY
PERTAINING TO THE FISCAL YEAR 2020
7 INFORMING THE GENERAL ASSEMBLY ON THE Mgmt For For
DONATION AND CONTRIBUTIONS MADE IN THE
FISCAL YEAR 2020 DISCUSSION OF AND DECISION
ON BOARD OF DIRECTORS' PROPOSAL CONCERNING
DETERMINATION OF THE LIMIT ON DONATIONS
THAT SHALL BE MADE BY OUR COMPANY DURING
THE PERIOD COMMENCING 1 JANUARY 2021 AND
ENDING ON THE DATE OF THE COMPANY'S GENERAL
ASSEMBLY MEETING RELATING TO THE 2021
FISCAL YEAR
8 SUBMISSION OF THE BOARD MEMBER, WHO WAS Mgmt Against Against
ELECTED AS PER ARTICLE 363 OF THE TURKISH
COMMERCIAL CODE DUE TO THE VACANCY IN THE
MEMBERSHIP OF THE BOARD OF DIRECTORS, TO
THE APPROVAL OF GENERAL ASSEMBLY DISCUSSION
OF AND DECISION ON THE ELECTION FOR BOARD
MEMBERSHIPS IN ACCORDANCE WITH RELATED
LEGISLATION AND DETERMINATION OF TERM OF
OFFICE
9 DETERMINATION OF THE REMUNERATION OF THE Mgmt Against Against
BOARD MEMBERS
10 DISCUSSION OF AND APPROVAL OF THE ELECTION Mgmt For For
OF THE INDEPENDENT AUDIT FIRM SUGGESTED BY
THE BOARD OF DIRECTORS PURSUANT TO TURKISH
COMMERCIAL CODE AND THE CAPITAL MARKETS
LEGISLATION FOR AUDITING OF THE ACCOUNTS
AND TRANSACTIONS OF THE FISCAL YEAR 2021
11 DISCUSSION OF AND DECISION ON THE Mgmt For For
DISTRIBUTION OF DIVIDEND AS WELL AS ON THE
DIVIDEND DISTRIBUTION DATE FOR THE FISCAL
YEAR 2020
12 DECISION PERMITTING THE BOARD MEMBERS TO, Mgmt Against Against
DIRECTLY OR ON BEHALF OF OTHERS, BE ACTIVE
IN AREAS FALLING WITHIN OR OUTSIDE THE
SCOPE OF THE COMPANY'S OPERATIONS AND TO
PARTICIPATE IN COMPANIES OPERATING IN THE
SAME BUSINESS AND TO PERFORM OTHER ACTS IN
COMPLIANCE WITH ARTICLES 395 AND 396 OF THE
TURKISH COMMERCIAL CODE
13 INFORMING THE SHAREHOLDERS REGARDING THE Mgmt For For
GUARANTEES, PLEDGES AND MORTGAGES PROVIDED
BY THE COMPANY IN FAVOUR OF THIRD PARTIES
OR THE DERIVED INCOME THEREOF, IN
ACCORDANCE WITH THE CAPITAL MARKETS BOARD
REGULATIONS
14 CLOSING Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNI-PRESIDENT ENTERPRISES CORP Agenda Number: 714205045
--------------------------------------------------------------------------------------------------------------------------
Security: Y91475106
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: TW0001216000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 COMPANY'S BUSINESS REPORTS AND Mgmt For For
FINANCIAL STATEMENTS.
2 ADOPTION OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2020 PROFITS. PROPOSED CASH DIVIDEND:
TWD 2.7 PER SHARE.
3 AMENDMENT TO THE COMPANY'S RULES OF Mgmt For For
PROCEDURE FOR SHAREHOLDERS MEETING.
4 AMENDMENT TO THE COMPANY'S PROCEDURES FOR Mgmt For For
ELECTION OF DIRECTORS.
5 DELETION OF THE NON COMPETITION PROMISE BAN Mgmt For For
IMPOSED UPON THE COMPANY'S DIRECTORS AND
INDEPENDENT DIRECTORS ACCORDING TO THE
ARTICLE 209 OF COMPANY ACT.
--------------------------------------------------------------------------------------------------------------------------
UNITED MICROELECTRONICS CORPORATION Agenda Number: 935434922
--------------------------------------------------------------------------------------------------------------------------
Security: 910873405
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: UMC
ISIN: US9108734057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Company's 2020 business report and Mgmt For For
financial statements.
2. The Company's 2020 earnings distribution. Mgmt For For
3. To propose the issuance plan of private Mgmt Against Against
placement for common shares, DRs, or
Euro/Domestic convertible bonds (including
secured or unsecured corporate bonds). The
amount of shares is proposed to be no more
than 10% of total common shares issued plus
the total common shares represented by the
above equity-type securities which are
fully issued.
4. DIRECTOR
Wenyi Chu* Mgmt For For
Lih J. Chen* Mgmt For For
Jyuo-Min Shyu* Mgmt For For
Kuang Si Shiu* Mgmt For For
Wen-Hsin Hsu* Mgmt For For
Ting-Yu Lin# Mgmt For For
Stan Hung# Mgmt For For
SC Chien#+ Mgmt For For
Jason Wang#! Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 935337089
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Special
Meeting Date: 12-Mar-2021
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amendments of wording: 1a. Amendment to the Mgmt For For
wording in Article 1, head paragraph, to
include the definition of Vale as "Company"
and consequent amendment in subsequent
provisions (Article 2, head paragraph;
Article 3; Article 4; Article 5, paragraph
6; Article 6, head paragraph and paragraph
3; Article 7, IV to VI; Article 8,
paragraph 2; Article 9, head paragraph;
Article 10, head paragraph; Article 11,
paragraphs 2 and 12; Article 12, Sole
Paragraph; Article 14, I, V to IX,XI, XIII,
...(due to space limits, see proxy
statement for full proposal).
2. Change in the positions of alternate member Mgmt For For
and new rule for replacing directors: 2a.
Elimination of the position of alternate
member of the Board of Directors, except
for the member and his or her alternate
elected, in a separate vote, by the
employees, according to the Management
Proposal (Article 9, paragraph 1, Article
11, paragraph 2, and new, paragraphs 8, 9,
and 12 of Article 11). 2b. New rule for
replacement of Directors in the event of
impediment/temporary absence or vacancy,
...(due to space limits, see proxy
statement for full proposal).
3. Bringing flexibility in terms of the number Mgmt For For
of members of the Board of Directors, which
may be comprised of at least 11 and at most
13 members, according to the Management
Proposal (head paragraph of Article 11).
4. Amendments of items referring to the Mgmt For For
independence structure: 4a. Increasing the
minimum number of independent members of
the Board of Directors, according to the
Management Proposal (Article 11, paragraph
3). 4b. According to the Management
Proposal, including a new provision to
define the concept of independent
directors, in line with the best
international practices in the market (new
paragraph 4 of Article 11).
5. Provisions for the Chairman and Mgmt For For
Vice-Chairman: 5a. Provision that the
Chairman and Vice-Chairman of the Board of
Directors be individually elected by the
Shareholders' Meeting. 5b. Consolidation of
former paragraphs 5 and 6 of Article 11
into the new paragraph 8 of Article 11 to
address cases of vacancy of the positions
of Chairman and Vice-Chairman of the Board.
5c. Provision that the Board of Directors
shall be represented externally by its
Chairman or by a director appointed by the
latter (new paragraph 7 of Article 11).
6. Inclusion of the appointment, by the Mgmt For For
elected independent members, of a lead
independent member, and provision of the
respective duties, according to the
Management Proposal (new paragraph 6 of
Article 11).
7. Inclusion of the procedure for submission Mgmt For For
of a voting list, individually, by
candidate, for the election of members of
the Board of Directors, according to the
Management Proposal (new paragraph 10,
items I, II, III, IV and VII, of Article
11).
8. Provision that, for the election of members Mgmt Against Against
of the Board of Directors, those candidates
who receive the highest number of votes in
favor are considered elected, and those
candidates who have more votes against than
in favor are excluded, subject to the
number of vacancies to be filled, according
to the Management Proposal (new paragraph
10, items V and VI, of Article 11).
9. Renumbering and adjustment to the wording Mgmt For For
in new paragraphs 11 and 12 of Article 11,
according to the Management Proposal.
10. Amendment to the head paragraph of Article Mgmt For For
12 to reduce the number of ordinary
meetings and amend the minimum number of
members to call a meeting of the Board of
Directors, according to the Management
Proposal.
11. Amendments on the responsibilities of the Mgmt For For
Board of Directors and the Executive Board:
11a. Inclusion in Article 14, item VI, of
the safety of people as a factor to be
considered when establishing the purpose,
guidelines and strategic plan of the
Company, according to the Management
Proposal. 11b. Inclusion to expressly state
practices already adopted by Management,
for approval of the Company's purposes,
according to the Management Proposal
(Article 14, item VII and Article 29, IV).
...(due to space limits, see proxy
statement for full proposal).
12. Provisions about the Committees and the Mgmt For For
committees' coordinators coordinators: 12a.
Amendment in Article 15, head paragraph, of
the number of permanent advisory
committees, inclusion of the Compensation
scope for the Personnel and Governance
Committee and inclusion of the Nomination
and Innovation Committees, according to the
Management Proposal. 12b. According to the
Management Proposal, inclusion in Article
15, paragraph 3, to regulate how to choose
the advisory committees' coordinators.
13. Amendment of Article 23, paragraph 3, to Mgmt For For
increase the term of office of the members
of the Executive Board, according to the
Management Proposal.
14. Restatement of the By-Laws to reflect the Mgmt For For
changes approved at the Shareholders'
Meeting.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 935403472
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Resolution 1 Mgmt No vote
2 Resolution 2 Mgmt No vote
3 Resolution 3 Mgmt No vote
4 Resolution 4 Mgmt No vote
5A Election of Director: Jose Luciano Duarte Mgmt No vote
Penido (Vale Nominee). (You may only vote
"FOR" in up to 12 of the 16 Directors in
proposals 5A-5P. Your vote will be deemed
invalid for proposal 5A-5P if you vote in
favor of more than 12 directors)
5B Election of Director: Fernando Jorge Buso Mgmt No vote
Gomes (Vale Nominee). (You may only vote
"FOR" in up to 12 of the 16 Directors in
proposals 5A-5P. Your vote will be deemed
invalid for proposal 5A-5P if you vote in
favor of more than 12 directors)
5C Election of Director: Clinton James Dines Mgmt No vote
(Vale Nominee). (You may only vote "FOR" in
up to 12 of the 16 Directors in proposals
5A-5P. Your vote will be deemed invalid for
proposal 5A-5P if you vote in favor of more
than 12 directors)
5D Election of Director: Eduardo de Oliveira Mgmt No vote
Rodrigues Filho (Vale Nominee). (You may
only vote "FOR" in up to 12 of the 16
Directors in proposals 5A-5P. Your vote
will be deemed invalid for proposal 5A-5P
if you vote in favor of more than 12
directors)
5E Election of Director: Elaine Dorward-King Mgmt No vote
(Vale Nominee). (You may only vote "FOR" in
up to 12 of the 16 Directors in proposals
5A-5P. Your vote will be deemed invalid for
proposal 5A-5P if you vote in favor of more
than 12 directors)
5F Election of Director: Jose Mauricio Pereira Mgmt No vote
Coelho (Vale Nominee). (You may only vote
"FOR" in up to 12 of the 16 Directors in
proposals 5A-5P. Your vote will be deemed
invalid for proposal 5A-5P if you vote in
favor of more than 12 directors)
5G Election of Director: Ken Yasuhara (Vale Mgmt No vote
Nominee). (You may only vote "FOR" in up to
12 of the 16 Directors in proposals 5A-5P.
Your vote will be deemed invalid for
proposal 5A 5P. Your vote will be deemed
invalid for proposal 5A-5P if you vote in
favor of more than 12 directors)
5H Election of Director: Manuel Lino Silva de Mgmt No vote
Sousa Oliveira (Ollie Oliveira) (Vale
Nominee). (You may only vote "FOR" in up to
12 of the 16 Directors in proposals 5A-5P.
Your vote will be deemed invalid for
proposal 5A-5P if you vote in favor of more
than 12 directors)
5I Election of Director: Maria Fernanda dos Mgmt No vote
Santos Teixeira (Vale Nominee). (You may
only vote "FOR" in up to 12 of the 16
Directors in proposals 5A-5P. Your vote
will be deemed invalid for proposal 5A-5P
if you vote in favor of more than 12
directors)
5J Election of Director: Murilo Cesar Lemos Mgmt No vote
dos Santos Passos (Vale Nominee). (You may
only vote "FOR" in up to 12 of the 16
Directors in proposals 5A-5P. Your vote
will be deemed invalid for proposal 5A-5P
if you vote in favor of more than 12
directors)
5K Election of Director: Roger Allan Downey Mgmt No vote
(Vale Nominee). (You may only vote "FOR" in
up to 12 of the 16 Directors in proposals
5A-5P. Your vote will be deemed invalid for
proposal 5A-5P if you vote in favor of more
than 12 directors)
5L Election of Director: Sandra Maria Guerra Mgmt No vote
de Azevedo (Vale Nominee). (You may only
vote "FOR" in up to 12 of the 16 Directors
in proposals 5A-5P. Your vote will be
deemed invalid for proposal 5A-5P if you
vote in favor of more than 12 directors)
5M Election of Director: Marcelo Gasparino da Mgmt No vote
Silva (Other Nominee). (You may only vote
"FOR" in up to 12 of the 16 Directors in
proposals 5A-5P. Your vote will be deemed
invalid for proposal 5A-5P if you vote in
favor of more than 12 directors)
5N Election of Director: Mauro Gentile Mgmt No vote
Rodrigues Cunha (Other Nominee). (You may
only vote "FOR" in up to 12 of the 16
Directors in proposals 5A-5P. Your vote
will be deemed invalid for proposal 5A-5P
if you vote in favor of more than 12
directors)
5O Election of Director: Rachel de Oliveira Mgmt No vote
Maia (Other Nominee). (You may only vote
"FOR" in up to 12 of the 16 Directors in
proposals 5A-5P. Your vote will be deemed
invalid for proposal 5A-5P if you vote in
favor of more than 12 directors)
5P Election of Director: Roberto da Cunha Mgmt No vote
Castello Branco (Other Nominee). (You may
only vote "FOR" in up to 12 of the 16
Directors in proposals 5A-5P. Your vote
will be deemed invalid for proposal 5A-5P
if you vote in favor of more than 12
directors)
6 Resolution 6. (You may only vote "FOR" Mgmt No vote
proposal 6 or you may vote in 7A-7P. Your
vote for these proposals will be deemed
invalid if you vote in favor of both
groups)
7A Election of Director: Jose Luciano Duarte Mgmt No vote
Penido (Vale Nominee). (You may only vote
"FOR" proposal 6 or you may vote in 7A-7P.
Your vote for these proposals will be
deemed invalid if you vote in favor of both
groups)
7B Election of Director: Fernando Jorge Buso Mgmt No vote
Gomes (Vale Nominee). (You may only vote
"FOR" proposal 6 or you may vote in 7A-7P.
Your vote for these proposals will be
deemed invalid if you vote in favor of both
groups)
7C Election of Director: Clinton James Dines Mgmt No vote
(Vale Nominee). (You may only vote "FOR"
proposal 6 or you may vote in 7A-7P. Your
vote for these proposals will be deemed
invalid if you vote in favor of both
groups)
7D Election of Director: Eduardo de Oliveira Mgmt No vote
Rodrigues Filho (Vale Nominee). (You may
only vote "FOR" proposal 6 or you may vote
in 7A-7P. Your vote for these proposals
will be deemed invalid if you vote in favor
of both groups)
7E Election of Director: Elaine Dorward-King Mgmt No vote
(Vale Nominee). (You may only vote "FOR"
proposal 6 or you may vote in 7A-7P. Your
vote for these proposals will be deemed
invalid if you vote in favor of both
groups)
7F Election of Director: Jose Mauricio Pereira Mgmt No vote
Coelho (Vale Nominee). (You may only vote
"FOR" proposal 6 or you may vote in 7A-7P.
Your vote for these proposals will be
deemed invalid if you vote in favor of both
groups)
7G Election of Director: Ken Yasuhara (Vale Mgmt No vote
Nominee). (You may only vote "FOR" proposal
6 or you may vote in 7A-7P. Your vote for
these proposals will be deemed invalid if
you vote in favor of both groups)
7H Election of Director: Manuel Lino Silva de Mgmt No vote
Sousa Oliveira (Ollie Oliveira) (Vale
Nominee). (You may only vote "FOR" proposal
6 or you may vote in 7A-7P. Your vote for
these proposals will be deemed invalid if
you vote in favor of both groups)
7I Election of Director: Maria Fernanda dos Mgmt No vote
Santos Teixeira (Vale Nominee). (You may
only vote "FOR" proposal 6 or you may vote
in 7A-7P. Your vote for these proposals
will be deemed invalid if you vote in favor
of both groups)
7J Election of Director: Murilo Cesar Lemos Mgmt No vote
dos Santos Passos (Vale Nominee). (You may
only vote "FOR" proposal 6 or you may vote
in 7A-7P. Your vote for these proposals
will be deemed invalid if you vote in favor
of both groups)
7K Election of Director: Roger Allan Downey Mgmt No vote
(Vale Nominee). (You may only vote "FOR"
proposal 6 or you may vote in 7A-7P. Your
vote for these proposals will be deemed
invalid if you vote in favor of both
groups)
7L Election of Director: Sandra Maria Guerra Mgmt No vote
de Azevedo (Vale Nominee). (You may only
vote "FOR" proposal 6 or you may vote in
7A-7P. Your vote for these proposals will
be deemed invalid if you vote in favor of
both groups)
7M Election of Director: Marcelo Gasparino da Mgmt No vote
Silva (Other Nominee). (You may only vote
"FOR" proposal 6 or you may vote in 7A-7P.
Your vote for these proposals will be
deemed invalid if you vote in favor of both
groups)
7N Election of Director: Mauro Gentile Mgmt No vote
Rodrigues Cunha (Other Nominee). (You may
only vote "FOR" proposal 6 or you may vote
in 7A-7P. Your vote for these proposals
will be deemed invalid if you vote in favor
of both groups)
7O Election of Director: Rachel de Oliveira Mgmt No vote
Maia (Other Nominee). (You may only vote
"FOR" proposal 6 or you may vote in 7A-7P.
Your vote for these proposals will be
deemed invalid if you vote in favor of both
groups)
7P Election of Director: Roberto da Cunha Mgmt No vote
Castello Branco (Other Nominee). (You may
only vote "FOR" proposal 6 or you may vote
in 7A-7P. Your vote for these proposals
will be deemed invalid if you vote in favor
of both groups)
8 Election of Chairman of the Board of Mgmt No vote
Director: Jose Luciano Penido (An ADS
holder may only vote "FOR" in Resolution 8
or Resolution 9)
9 Election of Chairman of the Board of Mgmt No vote
Director: Roberto Castello Branco (An ADS
holder may only vote "FOR" in Resolution 8
or Resolution 9)
10 Election of Vice-Chairman of the Board: Mgmt No vote
Fernando Jorge Buso Gomes (An ADS holder
may only vote "FOR" in Resolution 10 or
Resolution 11)
11 Election of Vice-Chairman of the Board: Mgmt No vote
Mauro Gentile Rodrigues Cunha (An ADS
holder may only vote "FOR" in Resolution 10
or Resolution 11)
12A Election of the Fiscal Council by Mgmt No vote
Candidate: Cristina Fontes Doherty / Nelson
de Menezes Filho
12B Election of the Fiscal Council by Mgmt No vote
Candidate: Marcus Vinicius Dias Severini /
Vera Elias
12C Election of the Fiscal Council by Mgmt No vote
Candidate: Marcelo Moraes/Vacant
12D Election of the Fiscal Council by Mgmt No vote
Candidate: Raphael Manhaes Martins /
Adriana de Andrade Sole
13 Resolution 13 Mgmt No vote
E1 Resolution 1 Mgmt No vote
E2 Resolution 2 Mgmt No vote
E3 Resolution 3 Mgmt No vote
E4 Resolution 4 Mgmt No vote
E5 Resolution 5 Mgmt No vote
E6 Resolution 6 Mgmt No vote
E7 Resolution 7 Mgmt No vote
E8 Resolution 8 Mgmt No vote
E9 Resolution 9 Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
VODACOM GROUP LIMITED Agenda Number: 712823637
--------------------------------------------------------------------------------------------------------------------------
Security: S9453B108
Meeting Type: AGM
Meeting Date: 21-Jul-2020
Ticker:
ISIN: ZAE000132577
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 ADOPTION OF AUDITED CONSOLIDATED ANNUAL Mgmt For For
FINANCIAL STATEMENTS
2.O.2 APPOINTMENT OF MR K SHUENYANE AS A DIRECTOR Mgmt For For
3.O.3 ELECTION OF MS LS WOOD AS A DIRECTOR Mgmt For For
4.O.4 ELECTION OF MR P KLOTZ AS A DIRECTOR Mgmt For For
5.O.5 ELECTION OF MR CB THOMSON, AS A DIRECTOR Mgmt For For
6.O.6 RE-ELECTION OF MR V BADRINATH AS A DIRECTOR Mgmt For For
7.O.7 RE-ELECTION OF MR MS AZIZ JOOSUB AS A Mgmt For For
DIRECTOR
8.O.8 APPOINTMENT OF ERNST & YOUNG INC. AS Mgmt For For
AUDITORS OF THE COMPANY
9.O.9 APPROVAL OF THE REMUNERATION POLICY Mgmt For For
10O10 APPROVAL FOR THE IMPLEMENTATION OF THE Mgmt For For
REMUNERATION POLICY
11O11 RE-ELECTION OF MR DH BROWN AS A MEMBER OF Mgmt For For
THE AUDIT, RISK AND COMPLIANCE COMMITTEE OF
THE COMPANY
12O12 ELECTION OF MR CB THOMSON AS A MEMBER OF Mgmt For For
THE AUDIT, RISK AND COMPLIANCE COMMITTEE OF
THE COMPANY
13O13 ELECTION OF MR K SHUENYANE AS A MEMBER OF Mgmt For For
AUDIT, RISK AND COMPLIANCE COMMITTEE OF THE
COMPANY
14O14 ELECTION OF MS NC NGWENI AS A MEMBER OF THE Mgmt For For
AUDIT, RISK AND COMPLIANCE COMMITTEE OF THE
COMPANY
15S.1 GENERAL AUTHORITY TO REPURCHASE SHARES IN Mgmt For For
THE COMPANY
16S.2 INCREASE IN NON-EXECUTIVE DIRECTORS' FEES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WEICHAI POWER CO LTD Agenda Number: 713502171
--------------------------------------------------------------------------------------------------------------------------
Security: Y9531A109
Meeting Type: EGM
Meeting Date: 29-Jan-2021
Ticker:
ISIN: CNE1000004L9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0110/2021011000021.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0110/2021011000019.pdf
1 TO CONSIDER AND APPROVE THE GRANT OF THE Mgmt Against Against
GENERAL MANDATE TO ISSUE SHARES TO THE
BOARD
2 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE COMPANY'S COMPLIANCE WITH THE
CONDITIONS OF NON-PUBLIC ISSUANCE OF A
SHARES
3.1 TO CONSIDER AND APPROVE THE ISSUANCE Mgmt For For
PROPOSAL FOR THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES:CLASS AND PAR VALUE OF
SHARES TO BE ISSUED
3.2 TO CONSIDER AND APPROVE THE ISSUANCE Mgmt For For
PROPOSAL FOR THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES:METHOD AND TIME OF
ISSUANCE
3.3 TO CONSIDER AND APPROVE THE ISSUANCE Mgmt For For
PROPOSAL FOR THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES:TARGET SUBSCRIBERS AND
SUBSCRIPTION METHOD
3.4 TO CONSIDER AND APPROVE THE ISSUANCE Mgmt For For
PROPOSAL FOR THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES:PRICING BENCHMARK
DATE, ISSUE PRICE AND PRICING
3.5 TO CONSIDER AND APPROVE THE ISSUANCE Mgmt For For
PROPOSAL FOR THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES:NUMBER OF SHARES TO BE
ISSUED
3.6 TO CONSIDER AND APPROVE THE ISSUANCE Mgmt For For
PROPOSAL FOR THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES:LOCK-UP PERIOD
ARRANGEMENT
3.7 TO CONSIDER AND APPROVE THE ISSUANCE Mgmt For For
PROPOSAL FOR THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES:PLACE OF LISTING OF
THE NEW A SHARES TO BE ISSUED
3.8 TO CONSIDER AND APPROVE THE ISSUANCE Mgmt For For
PROPOSAL FOR THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES:ARRANGEMENT OF
ACCUMULATED UNDISTRIBUTED PROFITS
3.9 TO CONSIDER AND APPROVE THE ISSUANCE Mgmt For For
PROPOSAL FOR THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES:VALIDITY OF THE
RESOLUTIONS IN RESPECT OF THE NON-PUBLIC
ISSUANCE OF A SHARES
3.10 TO CONSIDER AND APPROVE THE ISSUANCE Mgmt For For
PROPOSAL FOR THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES: USE OF PROCEEDS
4 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE PLAN FOR THE NON-PUBLIC ISSUANCE OF A
SHARES
5 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE FEASIBILITY ANALYSIS REPORT ON THE USE
OF PROCEEDS FROM THE NON-PUBLIC ISSUANCE OF
A SHARES
6 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE ABSENCE OF NEED TO PREPARE A REPORT ON
THE USE OF PREVIOUSLY RAISED PROCEEDS
7 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE REMEDIAL MEASURES FOR THE DILUTION OF
IMMEDIATE RETURNS UPON THE NON-PUBLIC
ISSUANCE OF A SHARES AND UNDERTAKINGS BY
THE RELEVANT PERSONS
8 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE COMPANY'S PLAN ON SHAREHOLDERS' RETURN
FOR THE UPCOMING THREE YEARS (2021 - 2023)
9 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE AUTHORISATION TO THE BOARD AND ITS
AUTHORISED PERSON(S) TO DEAL WITH MATTERS
RELEVANT TO THE NON-PUBLIC ISSUANCE OF A
SHARES
10 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE PROPOSED AMENDMENTS TO THE COMPANY'S
MANAGEMENT MEASURES ON THE USE OF RAISED
PROCEEDS
--------------------------------------------------------------------------------------------------------------------------
WEICHAI POWER CO LTD Agenda Number: 714034434
--------------------------------------------------------------------------------------------------------------------------
Security: Y9531A109
Meeting Type: EGM
Meeting Date: 21-May-2021
Ticker:
ISIN: CNE1000004L9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0429/2021042902437.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0429/2021042902447.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt Abstain Against
THE SPIN-OFF AND LISTING OF WEICHAI TORCH
TECHNOLOGY CO., LTD. (AS SPECIFIED), A
SUBSIDIARY OF THE COMPANY, ON THE CHINEXT
BOARD OF THE SHENZHEN STOCK EXCHANGE IN
COMPLIANCE WITH THE RELEVANT LAWS AND
REGULATIONS
2 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt Abstain Against
THE PROPOSAL IN RELATION TO THE SPIN-OFF
AND LISTING OF WEICHAI TORCH TECHNOLOGY
CO., LTD. (AS SPECIFIED), A SUBSIDIARY OF
THE COMPANY, ON THE CHINEXT BOARD OF THE
SHENZHEN STOCK EXCHANGE
3 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt Abstain Against
THE "PLAN FOR THE SPIN-OFF AND LISTING OF
WEICHAI TORCH TECHNOLOGY CO., LTD., A
SUBSIDIARY OF WEICHAI POWER CO., LTD., ON
THE CHINEXT BOARD OF THE SHENZHEN STOCK
EXCHANGE" (AS SPECIFIED)
4 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt Abstain Against
THE SPIN-OFF AND LISTING OF WEICHAI TORCH
TECHNOLOGY CO., LTD. (AS SPECIFIED), A
SUBSIDIARY OF THE COMPANY, ON THE CHINEXT
BOARD OF THE SHENZHEN STOCK EXCHANGE IN
COMPLIANCE WITH THE "CERTAIN PROVISIONS ON
PILOT DOMESTIC LISTING OF SPIN-OFF
SUBSIDIARIES OF LISTED COMPANIES" (AS
SPECIFIED)
5 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt Abstain Against
THE SPIN-OFF AND LISTING OF WEICHAI TORCH
TECHNOLOGY CO., LTD. (AS SPECIFIED), A
SUBSIDIARY OF THE COMPANY, ON THE CHINEXT
BOARD OF THE SHENZHEN STOCK EXCHANGE WHICH
BENEFITS TO SAFEGUARD THE LEGAL RIGHTS AND
INTERESTS OF THE SHAREHOLDERS AND CREDITORS
OF THE COMPANY
6 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt Abstain Against
THE ABILITY OF THE COMPANY TO MAINTAIN ITS
INDEPENDENCE AND SUSTAINABLE OPERATION
ABILITY
7 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt Abstain Against
THE CAPACITY OF WEICHAI TORCH TECHNOLOGY
CO., LTD. (AS SPECIFIED), A SUBSIDIARY OF
THE COMPANY, TO OPERATE IN ACCORDANCE WITH
THE CORRESPONDING REGULATIONS
8 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt Abstain Against
THE EXPLANATION REGARDING THE COMPLETENESS
AND COMPLIANCE OF THE STATUTORY PROCEDURES
PERFORMED FOR THE SPIN-OFF AND THE VALIDITY
OF THE LEGAL DOCUMENTS TO BE SUBMITTED IN
RELATION THERETO
9 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt Abstain Against
THE ANALYSIS IN RELATION TO THE OBJECTIVES,
COMMERCIAL REASONABLENESS, NECESSITY AND
FEASIBILITY OF THE SPIN-OFF
10 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt Abstain Against
THE AUTHORISATION TO THE BOARD OF THE
COMPANY AND ITS AUTHORISED PERSONS TO DEAL
WITH THE MATTERS RELATING TO THE SPIN-OFF
11 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY
AS SET OUT IN THE CIRCULAR DATED 30 APRIL
2021
12 TO CONSIDER AND APPROVE THE CONTINUING Mgmt Abstain Against
CONNECTED TRANSACTION BETWEEN THE COMPANY
AND ITS SUBSIDIARIES AND AS SPECIFIED
(SHANTUI CONSTRUCTION MACHINERY CO., LTD.)
13 TO CONSIDER AND APPROVE THE CNHTC PURCHASE Mgmt For For
AGREEMENT DATED 25 FEBRUARY 2021 IN RESPECT
OF THE PURCHASE OF VEHICLES, VEHICLE PARTS
AND COMPONENTS AND RELATED PRODUCTS,
ENGINES, ENGINE PARTS AND COMPONENTS AND
RELATED PRODUCTS, AND RELEVANT SERVICES BY
THE COMPANY (AND ITS SUBSIDIARIES) FROM
CNHTC (AND ITS ASSOCIATES) AND THE RELEVANT
NEW CAP
14 TO CONSIDER AND APPROVE THE CNHTC SUPPLY Mgmt For For
AGREEMENT DATED 25 FEBRUARY 2021 IN RESPECT
OF THE SALE OF VEHICLES, VEHICLE PARTS AND
COMPONENTS AND RELATED PRODUCTS, ENGINES,
ENGINE PARTS AND COMPONENTS AND RELATED
PRODUCTS, AND RELEVANT SERVICES BY THE
COMPANY (AND ITS SUBSIDIARIES) TO CNHTC
(AND ITS ASSOCIATES) AND THE RELEVANT NEW
CAP
--------------------------------------------------------------------------------------------------------------------------
WEICHAI POWER CO LTD Agenda Number: 714324631
--------------------------------------------------------------------------------------------------------------------------
Security: Y9531A109
Meeting Type: AGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: CNE1000004L9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0611/2021061100207.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0611/2021061100203.pdf
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 588243 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
1 TO CONSIDER AND APPROVE THE ANNUAL REPORTS Mgmt For For
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2020
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2020
4 TO CONSIDER AND RECEIVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND THE
AUDITORS' REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
5 TO CONSIDER AND APPROVE THE (AS SPECIFIED) Mgmt For For
(FINAL FINANCIAL REPORT) OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2020
6 TO CONSIDER AND APPROVE THE (AS SPECIFIED) Mgmt For For
(FINANCIAL BUDGET REPORT) OF THE COMPANY
FOR THE YEAR ENDING 31 DECEMBER 2021
7 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF DELOITTE TOUCHE TOHMATSU CERTIFIED
PUBLIC ACCOUNTANTS LLP (AS SPECIFIED) AS
THE AUDITORS OF THE COMPANY FOR THE YEAR
ENDING 31 DECEMBER 2021 AND TO AUTHORISE
THE DIRECTORS TO DETERMINE THEIR
REMUNERATION
8 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF (AS SPECIFIED) (HEXIN ACCOUNTANTS LLP)
AS THE INTERNAL CONTROL AUDITORS OF THE
COMPANY FOR THE YEAR ENDING 31 DECEMBER
2021
9 TO CONSIDER AND APPROVE THE MERGER AND Mgmt Abstain Against
ABSORPTION OF (AS SPECIFIED) (WEICHAI POWER
(WEIFANG) INTENSIVE LOGISTICS CO., LTD.),
BY THE COMPANY
10 TO CONSIDER AND APPROVE THE MERGER AND Mgmt Abstain Against
ABSORPTION OF (AS SPECIFIED) (WEICHAI POWER
(WEIFANG) RECONSTRUCTION CO., LTD.) BY THE
COMPANY
11 TO CONSIDER AND APPROVE THE ADJUSTED Mgmt For For
PROPOSAL FOR THE DISTRIBUTION OF PROFIT TO
THE SHAREHOLDERS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2020
12 TO CONSIDER AND APPROVE THE GRANTING OF A Mgmt For For
MANDATE TO THE BOARD OF DIRECTORS FOR THE
PAYMENT OF INTERIM DIVIDEND (IF ANY) TO THE
SHAREHOLDERS OF THE COMPANY FOR THE YEAR
ENDING 31 DECEMBER 2021
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 13.A THROUGH 13.J. WILL BE
PROCESSED AS TAKE NO ACTIONBY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET."
13.A TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt Against Against
MR. TAN XUGUANG AS A DIRECTOR OF THE
COMPANY FOR A TERM OF THREE YEARS FROM THE
DATE OF THE AGM TO THE CONCLUSION OF THE
ANNUAL GENERAL MEETING OF THE COMPANY FOR
THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS
INCLUSIVE)
13.B TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt Against Against
MR. ZHANG LIANGFU AS A DIRECTOR OF THE
COMPANY FOR A TERM OF THREE YEARS FROM THE
DATE OF THE AGM TO THE CONCLUSION OF THE
ANNUAL GENERAL MEETING OF THE COMPANY FOR
THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS
INCLUSIVE)
13.C TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt Against Against
MR. JIANG KUI AS A DIRECTOR OF THE COMPANY
FOR A TERM OF THREE YEARS FROM THE DATE OF
THE AGM TO THE CONCLUSION OF THE ANNUAL
GENERAL MEETING OF THE COMPANY FOR THE YEAR
ENDING 31 DECEMBER 2023 (BOTH DAYS
INCLUSIVE)
13.D TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt Against Against
MR. ZHANG QUAN AS A DIRECTOR OF THE COMPANY
FOR A TERM OF THREE YEARS FROM THE DATE OF
THE AGM TO THE CONCLUSION OF THE ANNUAL
GENERAL MEETING OF THE COMPANY FOR THE YEAR
ENDING 31 DECEMBER 2023 (BOTH DAYS
INCLUSIVE)
13.E TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt Against Against
MR. XU XINYU AS A DIRECTOR OF THE COMPANY
FOR A TERM OF THREE YEARS FROM THE DATE OF
THE AGM TO THE CONCLUSION OF THE ANNUAL
GENERAL MEETING OF THE COMPANY FOR THE YEAR
ENDING 31 DECEMBER 2023 (BOTH DAYS
INCLUSIVE)
13.F TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt Against Against
MR. SUN SHAOJUN AS A DIRECTOR OF THE
COMPANY FOR A TERM OF THREE YEARS FROM THE
DATE OF THE AGM TO THE CONCLUSION OF THE
ANNUAL GENERAL MEETING OF THE COMPANY FOR
THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS
INCLUSIVE)
13.G TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt Against Against
MR. YUAN HONGMING AS A DIRECTOR OF THE
COMPANY FOR A TERM OF THREE YEARS FROM THE
DATE OF THE AGM TO THE CONCLUSION OF THE
ANNUAL GENERAL MEETING OF THE COMPANY FOR
THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS
INCLUSIVE)
13.H TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt Against Against
MR. YAN JIANBO AS A DIRECTOR OF THE COMPANY
FOR A TERM OF THREE YEARS FROM THE DATE OF
THE AGM TO THE CONCLUSION OF THE ANNUAL
GENERAL MEETING OF THE COMPANY FOR THE YEAR
ENDING 31 DECEMBER 2023 (BOTH DAYS
INCLUSIVE)
13.I TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt Against Against
MR. GORDON RISKE AS A DIRECTOR OF THE
COMPANY FOR A TERM OF THREE YEARS FROM THE
DATE OF THE AGM TO THE CONCLUSION OF THE
ANNUAL GENERAL MEETING OF THE COMPANY FOR
THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS
INCLUSIVE)
13.J TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt Against Against
MR. MICHAEL MARTIN MACHT AS A DIRECTOR OF
THE COMPANY FOR A TERM OF THREE YEARS FROM
THE DATE OF THE AGM TO THE CONCLUSION OF
THE ANNUAL GENERAL MEETING OF THE COMPANY
FOR THE YEAR ENDING 31 DECEMBER 2023 (BOTH
DAYS INCLUSIVE)
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 14.A THROUGH 14.E. WILL BE
PROCESSED AS TAKE NO ACTIONBY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET."
14.A TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. LI HONGWU AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A
TERM OF THREE YEARS FROM THE DATE OF THE
AGM TO 7 JUNE 2023
14.B TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. WEN DAOCAI AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A
TERM OF THREE YEARS FROM THE DATE OF THE
AGM TO THE CONCLUSION OF THE ANNUAL GENERAL
MEETING OF THE COMPANY FOR THE YEAR ENDING
31 DECEMBER 2023 (BOTH DAYS INCLUSIVE)
14.C TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. JIANG YAN AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A
TERM OF THREE YEARS FROM THE DATE OF THE
AGM TO THE CONCLUSION OF THE ANNUAL GENERAL
MEETING OF THE COMPANY FOR THE YEAR ENDING
31 DECEMBER 2023 (BOTH DAYS INCLUSIVE)
14.D TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. YU ZHUOPING AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A
TERM OF THREE YEARS FROM THE DATE OF THE
AGM TO THE CONCLUSION OF THE ANNUAL GENERAL
MEETING OF THE COMPANY FOR THE YEAR ENDING
31 DECEMBER 2023 (BOTH DAYS INCLUSIVE)
14.E TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. ZHAO HUIFANG AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A
TERM OF THREE YEARS FROM THE DATE OF THE
AGM TO THE CONCLUSION OF THE ANNUAL GENERAL
MEETING OF THE COMPANY FOR THE YEAR ENDING
31 DECEMBER 2023 (BOTH DAYS INCLUSIVE)
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 15.A THROUGH 15.B. WILL BE
PROCESSED AS TAKE NO ACTIONBY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET."
15.A TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt Against Against
MR. LU WENWU AS A SUPERVISOR OF THE COMPANY
FOR A TERM OF THREE YEARS FROM THE DATE OF
THE AGM TO THE CONCLUSION OF THE ANNUAL
GENERAL MEETING OF THE COMPANY FOR THE YEAR
ENDING 31 DECEMBER 2023 (BOTH DAYS
INCLUSIVE)
15.B TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. WU HONGWEI AS A SUPERVISOR OF THE
COMPANY FOR A TERM OF THREE YEARS FROM THE
DATE OF THE AGM TO THE CONCLUSION OF THE
ANNUAL GENERAL MEETING OF THE COMPANY FOR
THE YEAR ENDING 31 DECEMBER 2023 (BOTH DAYS
INCLUSIVE)
--------------------------------------------------------------------------------------------------------------------------
YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD Agenda Number: 713824945
--------------------------------------------------------------------------------------------------------------------------
Security: Y9728A102
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: SG1U76934819
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 TOGETHER WITH THE DIRECTORS'
STATEMENT AND AUDITORS' REPORT THEREON
2 TO DECLARE A TAX EXEMPT (ONE-TIER) FINAL Mgmt For For
DIVIDEND OF SGD 0.045 PER ORDINARY SHARES
IN RESPECT OF THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 TO APPROVE THE PAYMENT OF DIRECTORS' FEES Mgmt For For
OF SGD 182,000 FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2020
4 TO RE-ELECT MR REN LETIAN AS DIRECTOR Mgmt For For
5 TO RE-ELECT MR SONG SHUMING AS DIRECTOR Mgmt For For
6 TO RE-ELECT MR TOE TEOW HENG AS DIRECTOR Mgmt For For
7 TO RE-ELECT MR CHEN TIMOTHY TECK-LENG @ Mgmt For For
CHEN TECK LENG AS DIRECTOR
8 TO APPROVE THE CONTINUED APPOINTMENT OF MR Mgmt For For
TEO YI-DAR (ZHANG YIDA) AS AN INDEPENDENT
DIRECTOR, FOR PURPOSES OF RULE
210(5)(D)(III)(A) OF THE SGX-ST (WHICH WILL
TAKE EFFECT FROM 1 JANUARY 2022)
9 TO APPROVE THE CONTINUED APPOINTMENT OF MR Mgmt For For
TEO YI-DAR (ZHANG YIDA) AS AN INDEPENDENT
DIRECTOR, FOR PURPOSES OF RULE
210(5)(D)(III)(B) OF THE LISTING MANUAL OF
THE SGX-ST (WHICH WILL TAKE EFFECT FROM 1
JANUARY 2022)
10 TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITORS AND TO AUTHORISE THE
DIRECTORS TO FIX THEIR REMUNERATION
11 TO AUTHORISE DIRECTORS TO ALLOT AND ISSUE Mgmt For For
SHARES
12 TO RENEW THE SHARE PURCHASE MANDATE Mgmt For For
Pacer Global Cash Cows Dividend ETF
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 935359085
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Thomas "Tony" K.
Brown
1B. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Pamela J. Craig
1C. Elect the member to the Board of Directors Mgmt For For
for a term of one year: David B. Dillon
1D. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Michael L. Eskew
1E. Elect the member to the Board of Directors Mgmt For For
for a term of one year: James R. Fitterling
1F. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Herbert L. Henkel
1G. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Amy E. Hood
1H. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Muhtar Kent
1I. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Dambisa F. Moyo
1J. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Gregory R. Page
1K. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Michael F. Roman
1L. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Patricia A. Woertz
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as 3M's
independent registered public accounting
firm.
3. Advisory approval of executive Mgmt For For
compensation.
4. To approve the amendment and restatement of Mgmt For For
3M Company 2016 Long-Term Incentive Plan.
5. Shareholder proposal on setting target Shr Against For
amounts for CEO compensation.
6. Shareholder proposal on transitioning the Shr Against For
Company to a public benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
ABB LTD Agenda Number: 935341735
--------------------------------------------------------------------------------------------------------------------------
Security: 000375204
Meeting Type: Annual
Meeting Date: 25-Mar-2021
Ticker: ABB
ISIN: US0003752047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the management report, the Mgmt For For
consolidated financial statements and the
annual financial statements for 2020.
2. Consultative vote on the 2020 Compensation Mgmt For For
Report.
3. Discharge of the Board of Directors and the Mgmt For For
persons entrusted with management.
4. Appropriation of earnings. Mgmt For For
5. Capital reduction through cancellation of Mgmt For For
shares repurchased under the share buyback
program.
6. Renewal of authorized share capital. Mgmt For For
7A. Binding vote on the maximum aggregate Mgmt For For
amount of compensation of the Board of
Directors for the next term of office, i.e.
from the 2021 Annual General Meeting to the
2022 Annual General Meeting.
7B. Binding vote on the maximum aggregate Mgmt For For
amount of compensation of the Executive
Committee for the following financial year,
i.e. 2022.
8A. Election of Gunnar Brock as Director Mgmt For For
8B. Election of David Constable as Director Mgmt For For
8C. Election of Frederico Fleury Curado as Mgmt For For
Director
8D. Election of Lars Forberg as Director Mgmt For For
8E. Election of Jennifer Xin-Zhe Li as Director Mgmt For For
8F. Election of Geraldine Matchett as Director Mgmt For For
8G. Election of David Meline as Director Mgmt For For
8H. Election of Satish Pai as Director Mgmt For For
8I. Election of Jacob Wallenberg as Director Mgmt For For
8J. Election of Peter Voser as Director and Mgmt For For
Chairman
9A. Election of member to the Compensation Mgmt For For
Committee: David Constable
9B. Election of member to the Compensation Mgmt For For
Committee: Frederico Fleury Curado
9C. Election of member to the Compensation Mgmt For For
Committee: Jennifer Xin-Zhe Li
10. Election of the independent proxy, Dr. Hans Mgmt For For
Zehnder.
11. Election of the auditors, KPMG AG. Mgmt For For
12. In case of additional or alternative Mgmt Against Against
proposals to the published agenda items
during the Annual General Meeting or of new
agenda items, I authorize the independent
proxy to act.
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935357891
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Richard A. Gonzalez Mgmt For For
Rebecca B. Roberts Mgmt For For
Glenn F. Tilton Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2021.
3. Say on Pay-An advisory vote on the approval Mgmt For For
of executive compensation.
4. Approval of the Amended and Restated 2013 Mgmt For For
Incentive Stock Program.
5. Approval of the Amended and Restated 2013 Mgmt For For
Employee Stock Purchase Plan for non-U.S.
employees.
6. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting.
7. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying.
8. Stockholder Proposal - to Adopt a Policy to Shr Against For
Require Independent Chairman.
--------------------------------------------------------------------------------------------------------------------------
AGL ENERGY LTD Agenda Number: 713040119
--------------------------------------------------------------------------------------------------------------------------
Security: Q01630195
Meeting Type: AGM
Meeting Date: 07-Oct-2020
Ticker:
ISIN: AU000000AGL7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 FINANCIAL REPORT, DIRECTORS' REPORT AND Non-Voting
AUDITOR'S REPORT
2 REMUNERATION REPORT Mgmt No vote
3.A RE-ELECTION OF PETER BOTTEN Mgmt No vote
3.B ELECTION OF MARK BLOOM Mgmt No vote
4 GRANT OF PERFORMANCE RIGHTS UNDER THE AGL Mgmt No vote
LONG TERM INCENTIVE PLAN TO BRETT REDMAN
5 APPROVAL OF TERMINATION BENEFITS FOR Mgmt No vote
ELIGIBLE SENIOR EXECUTIVES
CMMT "IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE OFFER
OR CANNOT BE REGISTERED UNTIL THE BID IS
APPROVED BY MEMBERS NOT ASSOCIATED WITH THE
BIDDER. THE RESOLUTION MUST BE CONSIDERED
AT A MEETING HELD MORE THAN 14 DAYS BEFORE
THE BID CLOSES. EACH MEMBER HAS ONE VOTE
FOR EACH FULLY PAID SHARE HELD. THE VOTE IS
DECIDED ON A SIMPLE MAJORITY. THE BIDDER
AND ITS ASSOCIATES ARE NOT ALLOWED TO
VOTE."
6 REINSERTION OF PROPORTIONAL TAKEOVER Mgmt No vote
PROVISIONS FOR A FURTHER 3 YEARS
7.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: AMENDMENT TO THE
CONSTITUTION (SPECIAL RESOLUTION
7.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: COAL CLOSURE DATES
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 935381640
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John T. Casteen III Mgmt For For
1B. Election of Director: Dinyar S. Devitre Mgmt For For
1C. Election of Director: William F. Gifford, Mgmt For For
Jr.
1D. Election of Director: Debra J. Kelly-Ennis Mgmt For For
1E. Election of Director: W. Leo Kiely III Mgmt For For
1F. Election of Director: Kathryn B. McQuade Mgmt For For
1G. Election of Director: George Munoz Mgmt For For
1H. Election of Director: Mark E. Newman Mgmt For For
1I. Election of Director: Nabil Y. Sakkab Mgmt For For
1J. Election of Director: Virginia E. Shanks Mgmt For For
1K. Election of Director: Ellen R. Strahlman Mgmt For For
2. Ratification of the Selection of Mgmt For For
Independent Registered Public Accounting
Firm.
3. Non-Binding Advisory Vote to Approve the Mgmt Against Against
Compensation of Altria's Named Executive
Officers.
4. Shareholder Proposal - Review and Report on Shr Against For
Underage Tobacco Prevention Policies and
Marketing Practices.
5. Shareholder Proposal - Disclosure of Shr Against For
Lobbying Policies and Practices.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935347179
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William E. Kennard Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1C. Election of Director: Scott T. Ford Mgmt For For
1D. Election of Director: Glenn H. Hutchins Mgmt For For
1E. Election of Director: Debra L. Lee Mgmt For For
1F. Election of Director: Stephen J. Luczo Mgmt For For
1G. Election of Director: Michael B. Mgmt For For
McCallister
1H. Election of Director: Beth E. Mooney Mgmt For For
1I. Election of Director: Matthew K. Rose Mgmt For For
1J. Election of Director: John T. Stankey Mgmt For For
1K. Election of Director: Cynthia B. Taylor Mgmt For For
1L. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory approval of executive Mgmt For For
compensation.
4. Stockholder Right to Act by Written Shr Against For
Consent.
--------------------------------------------------------------------------------------------------------------------------
AURIZON HOLDINGS LTD Agenda Number: 713086038
--------------------------------------------------------------------------------------------------------------------------
Security: Q0695Q104
Meeting Type: AGM
Meeting Date: 14-Oct-2020
Ticker:
ISIN: AU000000AZJ1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 TO 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A ELECTION OF DR SARAH RYAN Mgmt No vote
2.B ELECTION OF MR LYELL STRAMBI Mgmt No vote
3 GRANT OF PERFORMANCE RIGHTS TO THE MANAGING Mgmt No vote
DIRECTOR & CEO, PURSUANT TO THE COMPANY'S
LONG TERM INCENTIVE PLAN (2020 AWARD)
4 APPROVAL OF POTENTIAL TERMINATION BENEFITS Mgmt No vote
5 REMUNERATION REPORT Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
BASF SE Agenda Number: 713711629
--------------------------------------------------------------------------------------------------------------------------
Security: D06216317
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: DE000BASF111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 3.30 PER SHARE
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt No vote
2021
6 ELECT LIMING CHEN TO THE SUPERVISORY BOARD Mgmt No vote
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
21 APR 2021 TO 22 APR 2021 AND ADDITION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
BAYER AG Agenda Number: 713690433
--------------------------------------------------------------------------------------------------------------------------
Security: D0712D163
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: DE000BAY0017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 DISTRIBUTION OF THE PROFIT Mgmt No vote
2 RATIFICATION OF THE ACTIONS OF THE MEMBERS Mgmt No vote
OF THE BOARD OF MANAGEMENT
3 RATIFICATION OF THE ACTIONS OF THE MEMBERS Mgmt No vote
OF THE SUPERVISORY BOARD
4.1 SUPERVISORY BOARD ELECTION: DR. FEI-FEI LI Mgmt No vote
4.2 SUPERVISORY BOARD ELECTION: ALBERTO WEISSER Mgmt No vote
5 COMPENSATION OF THE SUPERVISORY BOARD - Mgmt No vote
AMENDMENT TO THE ARTICLES OF INCORPORATION
6 ELECTION OF THE AUDITOR (FULL-YEAR, Mgmt No vote
HALF-YEAR AND Q3 2021; Q1 2022)
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU"
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG Agenda Number: 713727355
--------------------------------------------------------------------------------------------------------------------------
Security: D12096109
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: DE0005190003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.90 PER ORDINARY SHARE AND EUR 1.92
PER PREFERRED SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL YEAR 2021
6.1 ELECT MARC BITZER TO THE SUPERVISORY BOARD Mgmt No vote
6.2 ELECT RACHEL EMPEY TO THE SUPERVISORY BOARD Mgmt No vote
6.3 ELECT CHRISTOPH SCHMIDT TO THE SUPERVISORY Mgmt No vote
BOARD
7 APPROVE REMUNERATION POLICY Mgmt No vote
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
9.1 AMEND ARTICLES RE: PARTICIPATION OF Mgmt No vote
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND VIDEO
TRANSMISSION
9.2 AMEND ARTICLES RE: PROOF OF ENTITLEMENT Mgmt No vote
9.3 AMEND ARTICLES RE: PARTICIPATION AND VOTING Mgmt No vote
RIGHTS
10 AMEND AFFILIATION AGREEMENT WITH BMW BANK Mgmt No vote
GMBH
--------------------------------------------------------------------------------------------------------------------------
BCE INC. Agenda Number: 935362272
--------------------------------------------------------------------------------------------------------------------------
Security: 05534B760
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: BCE
ISIN: CA05534B7604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
Mirko Bibic Mgmt For For
David F. Denison Mgmt For For
Robert P. Dexter Mgmt For For
Ian Greenberg Mgmt For For
Katherine Lee Mgmt For For
Monique F. Leroux Mgmt For For
Sheila A. Murray Mgmt For For
Gordon M. Nixon Mgmt For For
Louis P. Pagnutti Mgmt For For
Calin Rovinescu Mgmt For For
Karen Sheriff Mgmt For For
Robert C. Simmonds Mgmt For For
Jennifer Tory Mgmt For For
Cornell Wright Mgmt For For
02 Appointment of Deloitte LLP as auditors Mgmt For For
03 Advisory resolution on executive Mgmt For For
compensation as described in the management
proxy circular.
--------------------------------------------------------------------------------------------------------------------------
BHP GROUP LTD Agenda Number: 935274213
--------------------------------------------------------------------------------------------------------------------------
Security: 088606108
Meeting Type: Annual
Meeting Date: 14-Oct-2020
Ticker: BHP
ISIN: US0886061086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the 2020 Financial Statements Mgmt For For
and Reports for BHP.
2. To reappoint Ernst & Young LLP as the Mgmt For For
auditor of BHP Group Plc.
3. To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Group Plc.
4. To approve the general authority to issue Mgmt For For
shares in BHP Group Plc.
5. To approve the authority to allot equity Mgmt For For
securities in BHP Group Plc for cash.
6. To authorise the repurchase of shares in Mgmt For For
BHP Group Plc.
7. To approve the 2020 Remuneration Report Mgmt For For
other than the part containing the
Directors' remuneration policy.
8. To approve the 2020 Remuneration Report. Mgmt For For
9. To approve the grant to the Executive Mgmt For For
Director.
10. To approve leaving entitlements. Mgmt For For
11. To elect Xiaoqun Clever as a Director of Mgmt For For
BHP.
12. To elect Gary Goldberg as a Director of Mgmt For For
BHP.
13. To elect Mike Henry as a Director of BHP. Mgmt For For
14. To elect Christine O'Reilly as a Director Mgmt For For
of BHP.
15. To elect Dion Weisler as a Director of BHP. Mgmt For For
16. To re-elect Terry Bowen as a Director of Mgmt For For
BHP.
17. To re-elect Malcolm Broomhead as a Director Mgmt For For
of BHP.
18. To re-elect Ian Cockerill as a Director of Mgmt For For
BHP.
19. To re-elect Anita Frew as a Director of Mgmt For For
BHP.
20. To re-elect Susan Kilsby as a Director of Mgmt For For
BHP.
21. To re-elect John Mogford as a Director of Mgmt For For
BHP.
22. To re-elect Ken MacKenzie as a Director of Mgmt For For
BHP.
23. To amend the constitution of BHP Group Mgmt Against For
Limited.
24. To adopt interim cultural heritage Mgmt Abstain Against
protection measures.
25. To suspend memberships of Industry Mgmt Against For
Associations where COVID-19 related
advocacy is inconsistent with Paris
Agreement goals.
--------------------------------------------------------------------------------------------------------------------------
BOUYGUES Agenda Number: 713660721
--------------------------------------------------------------------------------------------------------------------------
Security: F11487125
Meeting Type: MIX
Meeting Date: 22-Apr-2021
Ticker:
ISIN: FR0000120503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 08 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 06 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT AND
CHANGE IN NUMBERING FOR ALL RESOLUTIONS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
AND PLEASE NOTE THAT IMPORTANT ADDITIONAL
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103052100426-28
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
2020 AND SETTING OF THE DIVIDEND
4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt No vote
REFERRED TO IN ARTICLES L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
5 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
EXECUTIVE CORPORATE OFFICERS
6 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
DIRECTORS
7 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt No vote
COMPENSATION OF CORPORATE OFFICERS REFERRED
TO IN SECTION I OF ARTICLE L. 22-10-9 OF
THE FRENCH COMMERCIAL CODE
8 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING OR AWARDED FOR THE FINANCIAL
YEAR 2020 TO MR. MARTIN BOUYGUES, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
9 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING OR AWARDED FOR THE FINANCIAL
YEAR 2020 TO MR. OLIVIER BOUYGUES, DEPUTY
CHIEF EXECUTIVE OFFICER UNTIL 31 AUGUST
2020
10 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING OR AWARDED FOR THE FINANCIAL
YEAR 2020 TO MR. PHILIPPE MARIEN, DEPUTY
CHIEF EXECUTIVE OFFICER UNTIL 19 FEBRUARY
2020
11 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING OR AWARDED FOR THE FINANCIAL
YEAR 2020 TO MR. OLIVIER ROUSSAT, DEPUTY
CHIEF EXECUTIVE OFFICER
12 RENEWAL OF THE TERM OF OFFICE OF MR. MARTIN Mgmt No vote
BOUYGUES AS DIRECTOR
13 APPOINTMENT OF MRS. PASCALINE DE DREUZY AS Mgmt No vote
DIRECTOR, AS A REPLACEMENT FOR MRS.
ANNE-MARIE IDRAC
14 RENEWAL OF THE TERM OF OFFICE OF ERNST Mgmt No vote
&YOUNG AUDIT AS PRINCIPAL STATUTORY AUDITOR
15 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS,
IN ORDER TO TRADE IN THE COMPANY'S SHARES
16 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS,
IN ORDER TO REDUCE THE SHARE CAPITAL BY
CANCELLING TREASURY SHARES
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
SHARE CAPITAL, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY ISSUING SHARES AND ANY
TRANSFERABLE SECURITIES GRANTING IMMEDIATE
AND/OR FUTURE ACCESS TO SHARES OF THE
COMPANY OR ONE OF ITS SUBSIDIARIES
18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
SHARE CAPITAL BY CAPITALISATION OF
PREMIUMS, RESERVES, PROFITS OR OTHERS
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO INCREASE THE SHARE
CAPITAL BY MEANS OF A PUBLIC OFFERING OTHER
THAN THOSE REFERRED TO IN ARTICLE L. 411-2
OF THE FRENCH MONETARY AND FINANCIAL CODE,
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING
SHARES AND ANY TRANSFERABLE SECURITIES
GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO
SHARES OF THE COMPANY OR ONE OF ITS
SUBSIDIARIES
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO INCREASE THE SHARE
CAPITAL BY MEANS OF PUBLIC OFFERINGS AS
REFERRED TO IN ARTICLE L. 411-2 1DECREE OF
THE FRENCH MONETARY AND FINANCIAL CODE,
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING
SHARES AND ANY TRANSFERABLE SECURITIES
GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO
SHARES OF THE COMPANY OR ONE OF ITS
SUBSIDIARIES
21 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO SET, IN ACCORDANCE WITH
THE TERMS AND CONDITIONS DETERMINED BY THE
GENERAL MEETING, THE ISSUE PRICE, WITHOUT
THE SHAREHOLDERS' PRE-EMPTIVE RIGHT TO
SUBSCRIBE TO EQUITY SECURITIES TO BE ISSUED
IMMEDIATELY OR IN THE FUTURE
22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF A CAPITAL INCREASE, WITH OR
WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT
23 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt No vote
OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO INCREASE THE SHARE
CAPITAL WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS
IN KIND GRANTED TO THE COMPANY AND
CONSISTING OF EQUITY SECURITIES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF ANOTHER COMPANY, OUTSIDE A
PUBLIC EXCHANGE OFFER
24 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
SHARE CAPITAL, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS
OF SECURITIES IN THE EVENT OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE COMPANY
25 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO ISSUE SHARES
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, AS A RESULT
OF THE ISSUE, BY A SUBSIDIARY, OF
TRANSFERABLE SECURITIES GRANTING ACCESS TO
SHARES OF THE COMPANY
26 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
SHARE CAPITAL, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, FOR THE BENEFIT OF THE EMPLOYEES OR
CORPORATE OFFICERS OF THE COMPANY OR
RELATED COMPANIES, WHO ARE MEMBERS OF A
COMPANY SAVINGS PLAN
27 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO GRANT SHARE
SUBSCRIPTION OR PURCHASE OPTIONS TO
EMPLOYEES OR CORPORATE OFFICERS OF THE
COMPANY OR RELATED COMPANIES
28 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO PROCEED WITH FREE
ALLOCATIONS OF EXISTING SHARES OR SHARES TO
BE ISSUED, WITH WAIVER BY SHAREHOLDERS OF
THEIR PRE-EMPTIVE SUBSCRIPTION RIGHTS, FOR
THE BENEFIT OF EMPLOYEES OR CORPORATE
OFFICERS OF THE COMPANY OR RELATED
COMPANIES
29 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO PROCEED WITH FREE
ALLOCATIONS OF EXISTING SHARES OR SHARES TO
BE ISSUED DEDICATED TO RETIREMENT BENEFITS,
WITH WAIVER BY THE SHAREHOLDERS OF THEIR
PRE-EMPTIVE SUBSCRIPTION RIGHTS, FOR THE
BENEFIT OF ELIGIBLE EMPLOYEES OR CORPORATE
OFFICERS OF THE COMPANY OR RELATED
COMPANIES
30 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS, FOR A PERIOD OF
EIGHTEEN MONTHS, IN ORDER TO ISSUE SHARE
SUBSCRIPTION WARRANTS, WITHIN THE LIMIT OF
25% OF THE SHARE CAPITAL, DURING A PERIOD
OF PUBLIC OFFERING FOR THE COMPANY
31 AMENDMENT TO ARTICLE 13 OF THE COMPANY'S Mgmt No vote
BY-LAWS IN ORDER TO CHANGE THE AGE LIMIT
FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS
32 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 935384014
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: BP
ISIN: US0556221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the annual report and accounts. Mgmt For For
2. To approve the directors' remuneration Mgmt For For
report.
3A. To elect Mr. M. Auchincloss as a director. Mgmt For For
3B. To elect Mr. T. Morzaria as a director. Mgmt For For
3C. To elect Mrs. K. Richardson as a director. Mgmt For For
3D. To elect Dr. J. Teyssen as a director. Mgmt For For
3E. To re-elect Mr. B. Looney as a director. Mgmt For For
3F. To re-elect Miss P. Daley as a director. Mgmt For For
3G. To re-elect Mr. H. Lund as a director. Mgmt For For
3H. To re-elect Mrs. M. B. Meyer as a director. Mgmt For For
3I. To re-elect Mrs. P. R. Reynolds as a Mgmt For For
director.
3J. To re-elect Sir J. Sawers as a director. Mgmt For For
4. To reappoint Deloitte LLP as auditor. Mgmt For For
5. To authorize the audit committee to fix the Mgmt For For
auditor's remuneration.
6. To give limited authority to make political Mgmt For For
donations and incur political expenditure.
7. Renewal of the Scrip Dividend Programme. Mgmt For For
8. To give limited authority to allot shares Mgmt For For
up to a specified amount.
9. Special resolution: to give authority to Mgmt For For
allot a limited number of shares for cash
free of pre-emption rights.
10. Special resolution: to give additional Mgmt For For
authority to allot a limited number of
shares for cash free of pre-emption rights.
11. Special resolution: to give limited Mgmt For For
authority for the purchase of its own
shares by the company.
12. Special resolution: to authorize the Mgmt For For
calling of general meetings (excluding
annual general meetings) by notice of at
least 14 clear days.
13. Special resolution: Follow This shareholder Shr Against For
resolution on climate change targets.
--------------------------------------------------------------------------------------------------------------------------
BRIDGESTONE CORPORATION Agenda Number: 713633661
--------------------------------------------------------------------------------------------------------------------------
Security: J04578126
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3830800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2 Amend Articles to: Approve Minor Revisions Mgmt No vote
3.1 Appoint a Director Ishibashi, Shuichi Mgmt No vote
3.2 Appoint a Director Higashi, Masahiro Mgmt No vote
3.3 Appoint a Director Scott Trevor Davis Mgmt No vote
3.4 Appoint a Director Okina, Yuri Mgmt No vote
3.5 Appoint a Director Masuda, Kenichi Mgmt No vote
3.6 Appoint a Director Yamamoto, Kenzo Mgmt No vote
3.7 Appoint a Director Terui, Keiko Mgmt No vote
3.8 Appoint a Director Sasa, Seiichi Mgmt No vote
3.9 Appoint a Director Shiba, Yojiro Mgmt No vote
3.10 Appoint a Director Suzuki, Yoko Mgmt No vote
3.11 Appoint a Director Hara, Hideo Mgmt No vote
3.12 Appoint a Director Yoshimi, Tsuyoshi Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935359643
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Michael W. Bonney Mgmt For For
1C) Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1D) Election of Director: Julia A. Haller, M.D. Mgmt For For
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen Vousden, Ph.D. Mgmt For For
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers.
3. Approval of the Company's 2021 Stock Award Mgmt For For
and Incentive Plan.
4. Ratification of the Appointment of an Mgmt For For
Independent Registered Public Accounting
Firm.
5. Approval of an Amendment to the Certificate Mgmt For For
of Incorporation to Lower the Ownership
Threshold for Special Shareholder Meetings
to 15%.
6. Shareholder Proposal on Adoption of a Board Shr Against For
Policy that the Chairperson of the Board be
an Independent Director.
7. Shareholder Proposal on Shareholder Right Shr Against For
to Act by Written Consent.
8. Shareholder Proposal to Lower the Ownership Shr Against For
Threshold for Special Shareholder Meetings
to 10%.
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO P.L.C. Agenda Number: 935356685
--------------------------------------------------------------------------------------------------------------------------
Security: 110448107
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: BTI
ISIN: US1104481072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the 2020 Annual Report and Mgmt For For
Accounts.
2. Directors' remuneration report. Mgmt Against Against
3. Reappointment of the Auditors. Mgmt For For
4. Authority for the Audit Committee to agree Mgmt For For
the Auditors' remuneration.
5. Re-election of Luc Jobin as a Director Mgmt For For
(Audit, Nominations).
6. Re-election of Jack Bowles as a Director. Mgmt For For
7. Re-election of Tadeu Marroco as a Director. Mgmt For For
8. Re-election of Sue Farr as a Director Mgmt For For
(Nominations, Remuneration).
9. Re-election of Jeremy Fowden as a Director Mgmt For For
(Audit, Nominations).
10. Re-election of Dr Marion Helmes as a Mgmt For For
Director (Nominations, Remuneration).
11. Re-election of Holly Keller Koeppel as a Mgmt For For
Director (Audit, Nominations).
12. Re-election of Savio Kwan as a Director Mgmt For For
(Nominations, Remuneration).
13. Re-election of Dimitri Panayotopoulos as a Mgmt For For
Director (Nominations, Remuneration).
14. Election of Karen Guerra (Nominations, Mgmt For For
Remuneration) who has been appointed since
the last Annual General Meeting.
15. Election of Darrell Thomas (Audit, Mgmt For For
Nominations) who has been appointed since
the last Annual General Meeting.
16. Renewal of the Directors' authority to Mgmt For For
allot shares.
17. Renewal of the Directors' authority to Mgmt For For
disapply pre-emption rights.
18. Authority for the Company to purchase its Mgmt For For
own shares.
19. Authority to make donations to political Mgmt For For
organisations and to incur political
expenditure.
20. Notice period for General Meetings. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 935335768
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 05-Apr-2021
Ticker: AVGO
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ms. Diane M. Bryant Mgmt For For
1B. Election of Director: Ms. Gayla J. Delly Mgmt For For
1C. Election of Director: Mr. Raul J. Fernandez Mgmt For For
1D. Election of Director: Mr. Eddy W. Mgmt For For
Hartenstein
1E. Election of Director: Mr. Check Kian Low Mgmt For For
1F. Election of Director: Ms. Justine F. Page Mgmt For For
1G. Election of Director: Dr. Henry Samueli Mgmt For For
1H. Election of Director: Mr. Hock E. Tan Mgmt For For
1I. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
Pricewaterhouse-Coopers LLP as Broadcom's
independent registered public accounting
firm for the fiscal year ending October 31,
2021.
3. Approval of an amendment and restatement of Mgmt For For
Broadcom's 2012 Stock Incentive Plan.
4. Advisory vote to approve compensation of Mgmt For For
Broadcom's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 935340860
--------------------------------------------------------------------------------------------------------------------------
Security: 138006309
Meeting Type: Annual
Meeting Date: 30-Mar-2021
Ticker: CAJ
ISIN: US1380063099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Dividend from Surplus. Mgmt For For
2.1 Election of Director: Fujio Mitarai Mgmt Against Against
2.2 Election of Director: Toshizo Tanaka Mgmt Against Against
2.3 Election of Director: Toshio Homma Mgmt Against Against
2.4 Election of Director: Kunitaro Saida Mgmt For For
2.5 Election of Director: Yusuke Kawamura Mgmt For For
3.1 Election of One Audit & Supervisory Board Mgmt For For
Member: Hiroshi Yoshida
4. Grant of Stock Acquisition Rights to Mgmt For For
Directors.
--------------------------------------------------------------------------------------------------------------------------
CAPITALAND COMMERCIAL TRUST Agenda Number: 713091813
--------------------------------------------------------------------------------------------------------------------------
Security: Y1091N100
Meeting Type: EGM
Meeting Date: 17-Sep-2020
Ticker:
ISIN: SG1P32918333
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THERE ARE NO PROPOSALS TO BE
VOTED ON. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST AN
ENTRANCE CARD. THANK YOU
1 TO PARTICIPATE IN A SIAS-CCT VIRTUAL Non-Voting
DIALOGUE SESSION ON THE MERGER AND THE
RATIONALE BEHIND THE MERGER
--------------------------------------------------------------------------------------------------------------------------
CAPITALAND COMMERCIAL TRUST Agenda Number: 713082321
--------------------------------------------------------------------------------------------------------------------------
Security: Y1091N100
Meeting Type: EGM
Meeting Date: 29-Sep-2020
Ticker:
ISIN: SG1P32918333
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE CCT TRUST DEED AMENDMENTS Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
CAPITALAND COMMERCIAL TRUST Agenda Number: 713086747
--------------------------------------------------------------------------------------------------------------------------
Security: Y1091N100
Meeting Type: SCH
Meeting Date: 29-Sep-2020
Ticker:
ISIN: SG1P32918333
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE PROPOSED TRUST SCHEME Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
CHOW TAI FOOK JEWELLERY GROUP LTD Agenda Number: 712850913
--------------------------------------------------------------------------------------------------------------------------
Security: G21146108
Meeting Type: AGM
Meeting Date: 30-Jul-2020
Ticker:
ISIN: KYG211461085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0619/2020061900554.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0619/2020061900566.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt No vote
STATEMENTS FOR THE YEAR ENDED 31 MARCH 2020
TOGETHER WITH THE REPORTS OF THE DIRECTORS
OF THE COMPANY (''DIRECTORS'') AND THE
INDEPENDENT AUDITOR THEREON
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt No vote
ENDED 31 MARCH 2020
3.A TO RE-ELECT DR. CHENG KAR-SHUN, HENRY AS AN Mgmt No vote
EXECUTIVE DIRECTOR
3.B TO RE-ELECT DR. CHENG CHI-KONG, ADRIAN AS Mgmt No vote
AN EXECUTIVE DIRECTOR
3.C TO RE-ELECT MR. CHAN SAI-CHEONG AS AN Mgmt No vote
EXECUTIVE DIRECTOR
3.D TO RE-ELECT MR. CHENG KAM-BIU, WILSON AS AN Mgmt No vote
EXECUTIVE DIRECTOR
3.E TO RE-ELECT DR. FUNG KWOK-KING, VICTOR AS Mgmt No vote
AN INDEPENDENT NON-EXECUTIVE DIRECTOR
3.F TO RE-ELECT MR. KWONG CHE-KEUNG, GORDON AS Mgmt No vote
AN INDEPENDENT NON-EXECUTIVE DIRECTOR
3.G TO AUTHORISE THE BOARD OF DIRECTORS Mgmt No vote
(''BOARD'') TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt No vote
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD TO FIX ITS REMUNERATION
5 TO GRANT THE DIRECTORS A GENERAL MANDATE TO Mgmt No vote
ISSUE NEW SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY AS AT THE DATE OF THIS RESOLUTION
6 TO GRANT THE DIRECTORS A GENERAL MANDATE TO Mgmt No vote
BUY BACK SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY AS AT THE DATE OF THIS RESOLUTION
7 SUBJECT TO THE PASSING OF THE ORDINARY Mgmt No vote
RESOLUTIONS NUMBERED 5 AND 6 ABOVE, TO
EXTEND THE GENERAL MANDATE GRANTED TO THE
DIRECTORS TO ISSUE SHARES OF THE COMPANY BY
ADDING THE AGGREGATE NOMINAL AMOUNT OF
SHARES BOUGHT BACK BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CK HUTCHISON HOLDINGS LTD Agenda Number: 713431815
--------------------------------------------------------------------------------------------------------------------------
Security: G21765105
Meeting Type: EGM
Meeting Date: 18-Dec-2020
Ticker:
ISIN: KYG217651051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1201/2020120101803.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1201/2020120101827.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE THE SECOND TRANCHE TRANSACTIONS Mgmt No vote
CONTEMPLATED UNDER THE SHARE PURCHASE
AGREEMENTS DATED 12 NOVEMBER 2020 ENTERED
INTO BETWEEN, AMONG OTHERS, CK HUTCHISON
NETWORKS EUROPE INVESTMENTS S.A R.L. AND
CELLNEX TELECOM, S.A. AND ALL ACTIONS TAKEN
OR TO BE TAKEN BY THE COMPANY AND/OR ITS
SUBSIDIARIES PURSUANT TO OR INCIDENTAL TO
THE SECOND TRANCHE TRANSACTIONS, AS MORE
PARTICULARLY SET OUT IN THE NOTICE OF
EXTRAORDINARY GENERAL MEETING
2 TO RE-ELECT MR WONG KWAI LAM AS DIRECTOR Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
CK HUTCHISON HOLDINGS LTD Agenda Number: 713870891
--------------------------------------------------------------------------------------------------------------------------
Security: G21765105
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: KYG217651051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041200611.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041200595.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND ADOPT THE AUDITED FINANCIAL Mgmt No vote
STATEMENTS, THE REPORTS OF THE DIRECTORS
AND THE INDEPENDENT AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt No vote
3.A TO RE-ELECT MR IP TAK CHUEN, EDMOND AS Mgmt No vote
DIRECTOR
3.B TO RE-ELECT MR LAI KAI MING, DOMINIC AS Mgmt No vote
DIRECTOR
3.C TO RE-ELECT MR LEE YEH KWONG, CHARLES AS Mgmt No vote
DIRECTOR
3.D TO RE-ELECT MR GEORGE COLIN MAGNUS AS Mgmt No vote
DIRECTOR
3.E TO RE-ELECT MR PAUL JOSEPH TIGHE AS Mgmt No vote
DIRECTOR
3.F TO RE-ELECT DR WONG YICK-MING, ROSANNA AS Mgmt No vote
DIRECTOR
4 TO APPOINT AUDITOR AND AUTHORISE THE Mgmt No vote
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5.1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt No vote
TO ISSUE, ALLOT AND DISPOSE OF ADDITIONAL
SHARES OF THE COMPANY
5.2 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt No vote
TO REPURCHASE SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CK INFRASTRUCTURE HOLDINGS LIMITED Agenda Number: 713870815
--------------------------------------------------------------------------------------------------------------------------
Security: G2178K100
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: BMG2178K1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0409/2021040901401.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0409/2021040901378.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt No vote
STATEMENTS, THE REPORT OF THE DIRECTORS AND
THE INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31ST DECEMBER, 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt No vote
3.1 TO ELECT MR. IP TAK CHUEN, EDMOND AS Mgmt No vote
DIRECTOR
3.2 TO ELECT MR. FOK KIN NING, CANNING AS Mgmt No vote
DIRECTOR
3.3 TO ELECT MR. ANDREW JOHN HUNTER AS DIRECTOR Mgmt No vote
3.4 TO ELECT MR. CHEONG YING CHEW, HENRY AS Mgmt No vote
DIRECTOR
3.5 TO ELECT MR. BARRIE COOK AS DIRECTOR Mgmt No vote
3.6 TO ELECT MRS. LEE PUI LING, ANGELINA AS Mgmt No vote
DIRECTOR
4 TO APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU Mgmt No vote
AS AUDITOR AND AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
5.1 ORDINARY RESOLUTION NO. 5(1) OF THE NOTICE Mgmt No vote
OF ANNUAL GENERAL MEETING (TO GIVE A
GENERAL MANDATE TO THE DIRECTORS TO ISSUE
ADDITIONAL SHARES OF THE COMPANY)
5.2 ORDINARY RESOLUTION NO. 5(2) OF THE NOTICE Mgmt No vote
OF ANNUAL GENERAL MEETING (TO GIVE A
GENERAL MANDATE TO THE DIRECTORS TO BUY
BACK SHARES OF THE COMPANY)
--------------------------------------------------------------------------------------------------------------------------
CLP HOLDINGS LTD Agenda Number: 713718205
--------------------------------------------------------------------------------------------------------------------------
Security: Y1660Q104
Meeting Type: AGM
Meeting Date: 14-May-2021
Ticker:
ISIN: HK0002007356
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0323/2021032300429.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0323/2021032300431.pdf
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt No vote
FOR THE YEAR ENDED 31 DECEMBER 2020 AND THE
REPORTS OF THE DIRECTORS AND INDEPENDENT
AUDITOR THEREON
2.A TO ELECT MS CHRISTINA GAW AS DIRECTOR Mgmt No vote
2.B TO ELECT MR CHUNYUAN GU AS DIRECTOR Mgmt No vote
2.C TO RE-ELECT MR JOHN ANDREW HARRY LEIGH AS Mgmt No vote
DIRECTOR
2.D TO RE-ELECT MR ANDREW CLIFFORD WINAWER Mgmt No vote
BRANDLER AS DIRECTOR
2.E TO RE-ELECT MR NICHOLAS CHARLES ALLEN AS Mgmt No vote
DIRECTOR
2.F TO RE-ELECT MRS LAW FAN CHIU FUN FANNY AS Mgmt No vote
DIRECTOR
2.G TO RE-ELECT MR RICHARD KENDALL LANCASTER AS Mgmt No vote
DIRECTOR
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt No vote
INDEPENDENT AUDITOR OF THE COMPANY AND
AUTHORISE THE DIRECTORS TO FIX THE
AUDITOR'S REMUNERATION FOR THE YEAR ENDING
31 DECEMBER 2021
4 TO APPROVE AND ADOPT THE NEW ARTICLES OF Mgmt No vote
ASSOCIATION IN SUBSTITUTION FOR, AND TO THE
EXCLUSION OF, THE CURRENT ARTICLES OF
ASSOCIATION OF THE COMPANY
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt No vote
TO EXERCISE ALL THE POWERS OF THE COMPANY
TO ALLOT, ISSUE AND DISPOSE OF ADDITIONAL
SHARES IN THE COMPANY; NOT EXCEEDING FIVE
PER CENT OF THE TOTAL NUMBER OF SHARES IN
ISSUE AT THE DATE OF THIS RESOLUTION AND
SUCH SHARES SHALL NOT BE ISSUED AT A
DISCOUNT OF MORE THAN TEN PER CENT TO THE
BENCHMARKED PRICE OF SUCH SHARES
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt No vote
TO EXERCISE ALL THE POWERS OF THE COMPANY
TO BUY BACK OR OTHERWISE ACQUIRE SHARES OF
THE COMPANY IN ISSUE; NOT EXCEEDING TEN PER
CENT OF THE TOTAL NUMBER OF SHARES IN ISSUE
AT THE DATE OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
CONTINENTAL AG Agenda Number: 712789342
--------------------------------------------------------------------------------------------------------------------------
Security: D16212140
Meeting Type: AGM
Meeting Date: 14-Jul-2020
Ticker:
ISIN: DE0005439004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 3.00 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER ELMAR DEGENHART FOR FISCAL 2019
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER HANS JUERGEN DUENSING FOR FISCAL
2019
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER FRANK JOURDAN FOR FISCAL 2019
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER CHRISTIAN KOETZ FOR FISCAL 2019
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER HELMUT MATSCHI FOR FISCAL 2019
3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER ARIANE REINHART FOR FISCAL 2019
3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER WOLFGANG SCHAEFER FOR FISCAL 2019
3.8 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER NIKOLAI SETZER FOR FISCAL 2019
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER WOLFGANG REITZLE FOR FISCAL 2019
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER HASAN ALLAK FOR FISCAL 2019
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER CHRISTIANE BENNER FOR FISCAL 2019
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER GUNTER DUNKEL FOR FISCAL 2019
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER FRANCESCO GRIOLI FOR FISCAL 2019
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER PETER GUTZMER FOR FISCAL 2019
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER MICHAEL IGLHAUT FOR FISCAL 2019
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER SATISH KHATU FOR FISCAL 2019
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER ISABEL KNAUF FOR FISCAL 2019
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER KLAUS MANGOLD FOR FISCAL 2019
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER SABINE NEUSS FOR FISCAL 2019
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER ROLF NONNENMACHER FOR FISCAL 2019
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER DIRK NORDMANN FOR FISCAL 2019
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER LORENZ PFAU FOR FISCAL 2019
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER KLAUS ROSENFELD FOR FISCAL 2019
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER GEORG SCHAEFFLER FOR FISCAL 2019
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER MARIA ELISABETH SCHAEFFLER-THUMANN
FOR FISCAL 2019
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER JOERG SCHOENFELDER FOR FISCAL 2019
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER STEFAN SCHOLZ FOR FISCAL 2019
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER GUDRUN VALTEN FOR FISCAL 2019
4.21 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER KIRSTEN VOERKEL FOR FISCAL 2019
4.22 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER ELKE VOLKMANN FOR FISCAL 2019
4.23 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER ERWIN WOERLE FOR FISCAL 2019
4.24 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER SIEGFRIED WOLF FOR FISCAL 2019
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020 Mgmt No vote
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
DAI NIPPON PRINTING CO.,LTD. Agenda Number: 714296135
--------------------------------------------------------------------------------------------------------------------------
Security: J10584142
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3493800001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2.1 Appoint a Director Kitajima, Yoshitoshi Mgmt No vote
2.2 Appoint a Director Kitajima, Yoshinari Mgmt No vote
2.3 Appoint a Director Miya, Kenji Mgmt No vote
2.4 Appoint a Director Yamaguchi, Masato Mgmt No vote
2.5 Appoint a Director Inoue, Satoru Mgmt No vote
2.6 Appoint a Director Hashimoto, Hirofumi Mgmt No vote
2.7 Appoint a Director Kuroyanagi, Masafumi Mgmt No vote
2.8 Appoint a Director Miyama, Minako Mgmt No vote
2.9 Appoint a Director Miyajima, Tsukasa Mgmt No vote
2.10 Appoint a Director Tomizawa, Ryuichi Mgmt No vote
2.11 Appoint a Director Sasajima, Kazuyuki Mgmt No vote
2.12 Appoint a Director Morita, Ikuo Mgmt No vote
3 Appoint a Corporate Auditor Ishii, Taeko Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
DAIRY FARM INTERNATIONAL HOLDINGS LIMITED Agenda Number: 713872681
--------------------------------------------------------------------------------------------------------------------------
Security: G2624N153
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: BMG2624N1535
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE FINANCIAL STATEMENTS FOR Mgmt No vote
2020
2 TO DECLARE A FINAL DIVIDEND FOR 2020 Mgmt No vote
3 TO RE-ELECT ANTHONY NIGHTINGALE AS A Mgmt No vote
DIRECTOR
4 TO RE-ELECT CLIVE SCHLEE AS A DIRECTOR Mgmt No vote
5 TO RE-ELECT PERCY WEATHERALL AS A DIRECTOR Mgmt No vote
6 TO RE-APPOINT THE AUDITORS AND TO AUTHORISE Mgmt No vote
THE DIRECTORS TO FIX THEIR REMUNERATION
7 TO RENEW THE GENERAL MANDATE TO THE Mgmt No vote
DIRECTORS TO ISSUE NEW SHARES
--------------------------------------------------------------------------------------------------------------------------
DANONE SA Agenda Number: 713755657
--------------------------------------------------------------------------------------------------------------------------
Security: F12033134
Meeting Type: MIX
Meeting Date: 29-Apr-2021
Ticker:
ISIN: FR0000120644
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 14 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104142100917-45 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT AND CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND CHANGE IN TEXT OF COMMENT
AND RECEIPT OF UPDATED BALO. IF YOU HAVE
ALREADY SENT IN YOUR VOTES TO MID 541236,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS AN Non-Voting
AMENDMENT TO MEETING ID 535348 DUE TO
RECEIPT OF ADDITIONAL RESOLUTIONS 27 AND
28. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND AT 1.94 EUROS PER SHARE
4 RENEWAL OF THE TERM OF OFFICE OF MR. GUIDO Mgmt No vote
BARILLA AS DIRECTOR
5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
CECILE CABANIS AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MR. MICHEL Mgmt No vote
LANDEL AS DIRECTOR PURSUANT TO PARAGRAPH 2
OF ARTICLE 15-II OF THE BY-LAWS
7 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
SERPIL TIMURAY AS DIRECTOR
8 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt No vote
GILLES SCHNEPP AS DIRECTOR, AS A
REPLACEMENT FOR MR. GREGG L. ENGLES, WHO
RESIGNED
9 APPROVAL OF THE AGREEMENTS SUBJECT TO THE Mgmt No vote
PROVISIONS OF ARTICLES L.225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
CONCLUDED BY THE COMPANY WITH THE SICAV
DANONE COMMUNITIES
10 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt No vote
REMUNERATION OF CORPORATE OFFICERS
MENTIONED IN SECTION I OF ARTICLE L.22-10-9
OF THE FRENCH COMMERCIAL CODE FOR THE
FINANCIAL YEAR 2020
11 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt No vote
DURING OR AWARDED IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO
MR. EMMANUEL FABER, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
12 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt No vote
EXECUTIVE CORPORATE OFFICERS FOR THE
FINANCIAL YEAR 2021
13 SETTING OF THE OVERALL ANNUAL REMUNERATION Mgmt No vote
AMOUNT OF DIRECTORS
14 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt No vote
DIRECTORS FOR THE FINANCIAL YEAR 2021
15 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO PURCHASE, RETAIN OR
TRANSFER SHARES OF THE COMPANY
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND TRANSFERABLE SECURITIES, WITH RETENTION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT
17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND TRANSFERABLE SECURITIES, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BUT WITH
THE OBLIGATION TO GRANT A PRIORITY RIGHT
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN CASE OF A CAPITAL INCREASE
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO
INCREASE THE NUMBER OF SECURITIES TO BE
ISSUED
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND TRANSFERABLE SECURITIES, WITHOUT THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY
20 DELEGATION OF POWERS TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND TRANSFERABLE SECURITIES, WITHOUT THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, TO REMUNERATE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND CONSTITUTED OF
EQUITY SECURITIES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO INCREASE THE
COMPANY'S CAPITAL BY INCORPORATION OF
RESERVES, PROFITS, PREMIUMS OR OTHER
AMOUNTS WHOSE CAPITALISATION WOULD BE
ALLOWED
22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND TRANSFERABLE SECURITIES RESERVED FOR
EMPLOYEES WHO ARE MEMBERS OF A COMPANY
SAVINGS PLAN AND/OR FOR TRANSFERS OF
RESERVED SECURITIES, WITHOUT THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND TRANSFERABLE SECURITIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, RESERVED FOR CATEGORIES
OF BENEFICIARIES CONSISTING OF EMPLOYEES
WORKING IN FOREIGN COMPANIES OF THE DANONE
GROUP, OR IN A SITUATION OF INTERNATIONAL
MOBILITY, IN THE CONTEXT OF EMPLOYEE
SHAREHOLDING OPERATIONS
24 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO PROCEED WITH ALLOCATIONS OF
EXISTING SHARES OR SHARES TO BE ISSUED OF
THE COMPANY, WITHOUT THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
25 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO REDUCE THE CAPITAL BY
CANCELLING SHARES
26 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
27 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
EXECUTIVE CORPORATE OFFICERS ON AN INTERIM
BASIS FOR THE FINANCIAL YEAR 2021
28 APPROVAL OF THE ELEMENTS OF COMPENSATION Mgmt No vote
PAID DURING OR AWARDED IN RESPECT OF THE
FINANCIAL YEAR 2021 TO MR. EMMANUEL FABER,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER, UNTIL
HIS DEPARTURE
--------------------------------------------------------------------------------------------------------------------------
DEXUS Agenda Number: 713136124
--------------------------------------------------------------------------------------------------------------------------
Security: Q3190P134
Meeting Type: AGM
Meeting Date: 23-Oct-2020
Ticker:
ISIN: AU000000DXS1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 2 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF THE REMUNERATION REPORT Mgmt No vote
2 GRANT 2020 LONG-TERM INCENTIVE PERFORMANCE Mgmt No vote
RIGHTS TO THE CHIEF EXECUTIVE OFFICER
3.1 APPROVAL OF AN INDEPENDENT DIRECTOR - Mgmt No vote
PATRICK ALLAWAY
3.2 APPROVAL OF AN INDEPENDENT DIRECTOR - Mgmt No vote
RICHARD SHEPPARD
3.3 APPROVAL OF AN INDEPENDENT DIRECTOR - PETER Mgmt No vote
ST GEORGE
--------------------------------------------------------------------------------------------------------------------------
DEXUS Agenda Number: 713720591
--------------------------------------------------------------------------------------------------------------------------
Security: Q3190P134
Meeting Type: EGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: AU000000DXS1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE UNSTAPLING OF THE UNITS IN Mgmt No vote
DXO, DDF, DIT AND DOT PURSUANT TO EACH OF
THEIR CONSTITUTIONS (SUBJECT TO THE PASSING
OF RESOLUTIONS 2 AND 3 AND FINAL BOARD
APPROVAL)
2 APPROVAL OF THE AMENDMENTS TO THE Mgmt No vote
CONSTITUTIONS OF EACH DEXUS TRUST TO ENABLE
THE SIMPLIFICATION TO BE IMPLEMENTED AND OF
THE AUTHORISATION OF THE RESPONSIBLE ENTITY
TO EXECUTE THE SUPPLEMENTAL DEEDS POLL TO
GIVE EFFECT TO THOSE AMENDMENTS (SUBJECT TO
THE PASSING OF RESOLUTIONS 1 AND 3 AND
FINAL BOARD APPROVAL)
3 APPROVAL OF THE SIMPLIFICATION FOR ALL Mgmt No vote
PURPOSES (SUBJECT TO THE PASSING OF
RESOLUTIONS 1 AND 2 AND FINAL BOARD
APPROVAL)
--------------------------------------------------------------------------------------------------------------------------
DOW INC. Agenda Number: 935340567
--------------------------------------------------------------------------------------------------------------------------
Security: 260557103
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: DOW
ISIN: US2605571031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Gaurdie Banister Jr. Mgmt For For
1C. Election of Director: Wesley G. Bush Mgmt For For
1D. Election of Director: Richard K. Davis Mgmt For For
1E. Election of Director: Debra L. Dial Mgmt For For
1F. Election of Director: Jeff M. Fettig Mgmt For For
1G. Election of Director: Jim Fitterling Mgmt For For
1H. Election of Director: Jacqueline C. Hinman Mgmt For For
1I. Election of Director: Luis A. Moreno Mgmt For For
1J. Election of Director: Jill S. Wyant Mgmt For For
1K. Election of Director: Daniel W. Yohannes Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation.
3. Approval of the Amendment to the 2019 Stock Mgmt For For
Incentive Plan.
4. Approval of the 2021 Employee Stock Mgmt For For
Purchase Plan.
5. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm for 2021.
6. Stockholder Proposal - Shareholder Right to Shr For Against
Act by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
ENDESA SA Agenda Number: 713721884
--------------------------------------------------------------------------------------------------------------------------
Security: E41222113
Meeting Type: OGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: ES0130670112
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVAL OF THE INDIVIDUAL ANNUAL FINANCIAL Mgmt No vote
STATEMENTS OF ENDESA, S.A. BALANCE SHEE,
INCOME STATEMENT, STATEMENT OF CHANGES IN
NET EQUITY STATEMENT OF RECOGNIZED INCOME
AND EXPENSES AND STATEMENT OF TOTAL CHANGES
IN NET EQUITY, CASH FLOW STATEMENT AND
NOTES TO THE FINANCIAL STATEMENTS, AS WELL
AS OF THE CONSOLIDATED ANNUAL FINANCIAL
STATEMENTS OF ENDESA, S.A. AND ITS
SUBSIDIARY COMPANIES CONSOLIDATED STATEMENT
OF FINANCIAL POSITION, CONSOLIDATED INCOME
STATEMENT, CONSOLIDATED STATEMENT OF OTHER
COMPREHENSIVE INCOME, CONSOLIDATED
STATEMENT OF CHANGES IN NET EQUITY,
CONSOLIDATED CASH FLOW STATEMENT AND NOTES
TO THE FINANCIAL STATEMENTS, FOR FISCAL
YEAR ENDING DECEMBER 31, 2020
2 APPROVAL OF THE INDIVIDUAL MANAGEMENT Mgmt No vote
REPORT OF ENDESA, S.A. AND THE CONSOLIDATED
MANAGEMENT REPORT OF ENDESA, S.A. AND ITS
SUBSIDIARY COMPANIES FOR FISCAL YEAR ENDING
31 DECEMBER 2020
3 APPROVAL OF THE NON FINANCIAL INFORMATION Mgmt No vote
AND SUSTAINABILITY STATEMENT OF THE
CONSOLIDATED GROUP FOR FISCAL YEAR ENDING
31 DECEMBER 2020
4 APPROVAL OF THE CORPORATE MANAGEMENT FOR Mgmt No vote
FISCAL YEAR ENDING 31 DECEMBER 2020
5 APPROVAL OF THE APPLICATION OF EARNINGS FOR Mgmt No vote
FISCAL YEAR ENDING 31 DECEMBER 2020
6.1 ADDITION OF A NEW ARTICLE ARTICLE 26.TER IN Mgmt No vote
THE CORPORATE BYLAWS THAT WOULD PROVIDE THE
OPTION TO HOLD A REMOTE ONLY GENERAL
MEETING
6.2 AMENDMENT OF ARTICLES 26.BIS, 27, 30 AND 33 Mgmt No vote
OF THE CORPORATE BYLAWS, ALLOWING THE
SHAREHOLDERS PROXYHOLDERS TO ATTEND GENERAL
MEETINGS REMOTELY AND INTRODUCING OTHER
IMPROVEMENTS RELATING TO REMOTE ATTENDANCE
6.3 AMENDMENT OF ARTICLE 40 OF THE CORPORATE Mgmt No vote
BYLAWS TO INTRODUCE TECHNICAL IMPROVEMENTS
TO THE PROVISIONS GOVERNING DIRECTOR
COMPENSATION
6.4 AMENDMENT OF ARTICLE 43 OF THE CORPORATE Mgmt No vote
BYLAWS TO UPDATE THE PROVISIONS GOVERNING
REMOTE BOARD MEETINGS
7.1 ADDITION OF A NEW ARTICLE ARTICLE 10.TER IN Mgmt No vote
THE GENERAL SHAREHOLDERS MEETING
REGULATIONS THAT WOULD PROVIDE THE OPTION
TO HOLD A REMOTE ONLY GENERAL MEETING
7.2 AMENDMENT OF ARTICLES 9, 10, 10 BIS, 11, 16 Mgmt No vote
AND 21 OF THE GENERAL SHAREHOLDERS MEETING
REGULATIONS, ALLOWING THE SHAREHOLDERS
PROXYHOLDERS TO ATTEND GENERAL MEETINGS
REMOTELY AND INTRODUCING OTHER IMPROVEMENTS
RELATING TO REMOTE ATTENDANCE
8 ESTABLISHMENT OF THE NUMBER OF MEMBERS OF Mgmt No vote
THE BOARD OF DIRECTORS AT ELEVEN
9 BINDING VOTE ON THE ANNUAL REPORT ON Mgmt No vote
DIRECTORS COMPENSATION
10 APPROVAL OF THE DIRECTORS COMPENSATION Mgmt No vote
POLICY FOR 2021 2023
11 APPROVAL OF THE STRATEGIC INCENTIVE 2021 Mgmt No vote
2023
12 DELEGATION TO THE BOARD OF DIRECTORS TO Mgmt No vote
EXECUTE AND IMPLEMENT RESOLUTIONS ADOPTED
BY THE GENERAL MEETING, AS WELL AS TO
SUBSTITUTE THE POWERS ENTRUSTED THERETO BY
THE GENERAL MEETING, AND GRANTING OF POWERS
TO THE BOARD OF DIRECTORS TO RECORD SUCH
RESOLUTIONS IN A PUBLIC INSTRUMENT AND
REGISTER SUCH RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
ENEOS HOLDINGS,INC. Agenda Number: 714196400
--------------------------------------------------------------------------------------------------------------------------
Security: J29699105
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3386450005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2.1 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Sugimori,
Tsutomu
2.2 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Ota, Katsuyuki
2.3 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Yokoi,
Yoshikazu
2.4 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Iwase, Junichi
2.5 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Yatabe,
Yasushi
2.6 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Hosoi, Hiroshi
2.7 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Murayama,
Seiichi
2.8 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Saito, Takeshi
2.9 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Ota, Hiroko
2.10 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Miyata,
Yoshiiku
2.11 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Kudo, Yasumi
3.1 Appoint a Director who is Audit and Mgmt No vote
Supervisory Committee Member Nishimura,
Shingo
3.2 Appoint a Director who is Audit and Mgmt No vote
Supervisory Committee Member Mitsuya, Yuko
--------------------------------------------------------------------------------------------------------------------------
ENI S.P.A Agenda Number: 935411861
--------------------------------------------------------------------------------------------------------------------------
Security: 26874R108
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: E
ISIN: US26874R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Eni S.p.A. financial statements at December Mgmt For For
31, 2020. Related resolutions. Eni
consolidated financial statements at
December 31, 2020. Reports of the
Directors, the Board of Statutory Auditors
and of the Audit Firm.
2. Allocation of net profit. Mgmt For For
3. Payment of the 2021 interim dividend by Mgmt For For
distribution of the available reserve.
4. Appointment of a standing Statutory Mgmt For
Auditor, to restore full membership of the
Board of Statutory Auditors.
5. Appointment of an alternate Statutory Mgmt For
Auditor, to restore full membership of the
Board of Statutory Auditors.
6. Authorisation to purchase treasury shares; Mgmt For For
Related and consequent resolutions.
7. Report on remuneration paid. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
EVONIK INDUSTRIES AG Agenda Number: 713931360
--------------------------------------------------------------------------------------------------------------------------
Security: D2R90Y117
Meeting Type: AGM
Meeting Date: 02-Jun-2021
Ticker:
ISIN: DE000EVNK013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.15 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt No vote
2021
6.1 ELECT WERNER FUHRMANN TO THE SUPERVISORY Mgmt No vote
BOARD
6.2 ELECT CEDRIK NEIKE TO THE SUPERVISORY BOARD Mgmt No vote
CMMT 20 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 20 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FORTESCUE METALS GROUP LTD Agenda Number: 713181016
--------------------------------------------------------------------------------------------------------------------------
Security: Q39360104
Meeting Type: AGM
Meeting Date: 11-Nov-2020
Ticker:
ISIN: AU000000FMG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt No vote
2 RE-ELECTION OF DR ANDREW FORREST AO Mgmt No vote
3 RE-ELECTION OF MR MARK BARNABA AM Mgmt No vote
4 RE-ELECTION OF MS PENNY BINGHAM-HALL Mgmt No vote
5 RE-ELECTION OF MS JENNIFER MORRIS OAM Mgmt No vote
6 PARTICIPATION IN THE FORTESCUE METALS GROUP Mgmt No vote
LTD PERFORMANCE RIGHTS PLAN BY MS ELIZABETH
GAINES
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 15
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
7 RENEWAL OF PROPORTIONAL TAKEOVER APPROVAL Mgmt No vote
PROVISIONS
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 935366561
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for the next Mgmt For For
year: Jacqueline K. Barton, Ph.D.
1B. Election of Director to serve for the next Mgmt For For
year: Jeffrey A. Bluestone, Ph.D.
1C. Election of Director to serve for the next Mgmt For For
year: Sandra J. Horning, M.D.
1D. Election of Director to serve for the next Mgmt For For
year: Kelly A. Kramer
1E. Election of Director to serve for the next Mgmt For For
year: Kevin E. Lofton
1F. Election of Director to serve for the next Mgmt For For
year: Harish Manwani
1G. Election of Director to serve for the next Mgmt For For
year: Daniel P. O'Day
1H. Election of Director to serve for the next Mgmt For For
year: Javier J. Rodriguez
1I. Election of Director to serve for the next Mgmt For For
year: Anthony Welters
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairperson of the Board of
Directors be an independent director.
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 935376562
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: GSK
ISIN: US37733W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the 2020 Annual Report Mgmt For For
2. To approve the Annual report on Mgmt For For
remuneration
3. To re-elect Sir Jonathan Symonds as a Mgmt For For
Director
4. To re-elect Emma Walmsley as a Director Mgmt For For
5. To re-elect Charles Bancroft as a Director Mgmt For For
6. To re-elect Vindi Banga as a Director Mgmt For For
7. To re-elect Dr Hal Barron as a Director Mgmt For For
8. To re-elect Dr Vivienne Cox as a Director Mgmt For For
9. To re-elect Lynn Elsenhans as a Director Mgmt For For
10. To re-elect Dr Laurie Glimcher as a Mgmt For For
Director
11. To re-elect Dr Jesse Goodman as a Director Mgmt For For
12. To re-elect Iain Mackay as a Director Mgmt For For
13. To re-elect Urs Rohner as a Director Mgmt For For
14. To re-appoint the auditor Mgmt For For
15. To determine remuneration of the auditor Mgmt For For
16. To authorise the Company and its Mgmt For For
subsidiaries to make donations to political
organisations and incur political
expenditure
17. To authorise allotment of shares Mgmt For For
18. To disapply pre-emption rights - general Mgmt For For
power (Special resolution)
19. To disapply pre-emption rights - in Mgmt For For
connection with an acquisition or specified
capital investment (Special resolution)
20. To authorise the Company to purchase its Mgmt For For
own shares (Special resolution)
21. To authorise exemption from statement of Mgmt For For
name of senior statutory auditor
22. To authorise reduced notice of a general Mgmt For For
meeting other than an AGM (Special
resolution)
--------------------------------------------------------------------------------------------------------------------------
GPT GROUP Agenda Number: 713894776
--------------------------------------------------------------------------------------------------------------------------
Security: Q4252X155
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: AU000000GPT8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
CMMT PLEASE NOTE THAT RESOLUTIONS 1, 2 AND 3 ARE Non-Voting
FOR THE COMPANY AND RESOLUTIONS 4 AND 5 ARE
FOR COMPANY AND TRUST. THANK YOU
1 RE-ELECTION OF MS VICKKI MCFADDEN AS A Mgmt No vote
DIRECTOR
2 ELECTION OF MR ROBERT WHITFIELD AM AS A Mgmt No vote
DIRECTOR
3 ADOPTION OF REMUNERATION REPORT Mgmt No vote
4 GRANT OF PERFORMANCE RIGHTS TO THE Mgmt No vote
COMPANY'S CEO & MD, ROBERT JOHNSTON
5 RE-INSERTION OF PROPORTIONAL TAKEOVER Mgmt No vote
PROVISIONS
CMMT 14 APR 2021: IF A PROPORTIONAL TAKEOVER BID Non-Voting
IS MADE FOR THE COMPANY, A SHARE TRANSFER
TO THE OFFEROR CANNOT BE REGISTERED UNTIL
THE BID IS APPROVED BY MEMBERS NOT
ASSOCIATED WITH THE BIDDER. THE RESOLUTION
MUST BE CONSIDERED AT A MEETING HELD MORE
THAN 14 DAYS BEFORE THE BID CLOSES. EACH
MEMBER HAS ONE VOTE FOR EACH FULLY PAID
SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE
MAJORITY. THE BIDDER AND ITS ASSOCIATES ARE
NOT ALLOWED TO VOTE.
CMMT 14 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ICL GROUP LTD Agenda Number: 713106094
--------------------------------------------------------------------------------------------------------------------------
Security: M53213100
Meeting Type: EGM
Meeting Date: 14-Oct-2020
Ticker:
ISIN: IL0002810146
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 APPROVAL OF A BRIDGE SUPPLY AGREEMENT WITH Mgmt No vote
TAMAR RESERVOIR FOR THE PURCHASE OF NATURAL
GAS BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
ICL GROUP LTD Agenda Number: 713421559
--------------------------------------------------------------------------------------------------------------------------
Security: M53213100
Meeting Type: EGM
Meeting Date: 05-Jan-2021
Ticker:
ISIN: IL0002810146
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 REAPPOINTMENT OF RUTH RALBAG AS AN EXTERNAL Mgmt No vote
DIRECTOR
2 APPROVAL OF THE RENEWED MANAGEMENT SERVICES Mgmt No vote
AGREEMENT WITH ISRAEL CORPORATION LTD
3 APPROVAL TO EXTEND THE PERIOD FOR EXEMPTION Mgmt No vote
FROM LIABILITY AND INDEMNIFICATION
UNDERTAKINGS UNDER THE COMPANY'S LETTER OF
EXEMPTION AND INDEMNIFICATION WITH
DIRECTORS WHO ARE OFFICERS OF ISRAEL
CORPORATION LTD
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL BRANDS PLC Agenda Number: 713464888
--------------------------------------------------------------------------------------------------------------------------
Security: G4720C107
Meeting Type: AGM
Meeting Date: 03-Feb-2021
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE ANNUAL REPORT AND ACCOUNTS FOR THE Mgmt No vote
FINANCIAL YEAR ENDED 30 SEPTEMBER 2020 BE
RECEIVED
2 THAT THE DIRECTORS' REMUNERATION REPORT Mgmt No vote
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY) SET OUT ON PAGES 96 TO 123 OF THE
ANNUAL REPORT AND ACCOUNTS FOR THE
FINANCIAL YEAR ENDED 30 SEPTEMBER 2020, BE
APPROVED
3 THAT THE DIRECTORS' REMUNERATION POLICY, Mgmt No vote
THE FULL TEXT OF WHICH IS SET OUT ON PAGES
100 TO 109 OF THE ANNUAL REPORT AND
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 30
SEPTEMBER 2020, BE APPROVED
4 THAT THE RULES OF THE IMPERIAL BRANDS PLC Mgmt No vote
INTERNATIONAL SHARESAVE PLAN 2021 (THE 'NEW
SHARESAVE'), A COPY OF THE DRAFT RULES OF
WHICH HAS BEEN PRODUCED TO THE AGM AND
INITIALLED BY THE CHAIR (FOR THE PURPOSE OF
IDENTIFICATION ONLY) AND A SUMMARY OF THE
MAIN PROVISIONS OF WHICH IS SET OUT IN PART
I OF APPENDIX II TO THE NOTICE OF AGM, BE
AND ARE HEREBY APPROVED AND THE DIRECTORS
BE AUTHORISED TO: (A) MAKE SUCH
MODIFICATIONS TO THE NEW SHARESAVE AS THEY
MAY CONSIDER APPROPRIATE TO TAKE ACCOUNT OF
THE REQUIREMENTS OF BEST PRACTICE AND
APPLICABLE LEGISLATION, AND TO ADOPT THE
NEW SHARESAVE AS SO MODIFIED AND TO DO ALL
SUCH OTHER ACTS AND THINGS AS THEY MAY
CONSIDER NECESSARY AND EXPEDIENT TO GIVE
EFFECT TO THE NEW SHARESAVE; AND (B)
ESTABLISH FURTHER PLANS BASED ON THE NEW
SHARESAVE BUT MODIFIED TO TAKE ACCOUNT OF
LOCAL TAX, EXCHANGE CONTROL OR SECURITIES
LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT
SUCH FURTHER PLANS ARE MATERIALLY SIMILAR
TO THE NEW SHARESAVE AND THAT ANY SHARES
MADE AVAILABLE UNDER SUCH FURTHER PLANS ARE
TREATED AS COUNTING AGAINST THE LIMITS ON
INDIVIDUAL OR OVERALL PARTICIPATION IN THE
NEW SHARESAVE
5 THAT THE RULES OF THE IMPERIAL BRANDS PLC Mgmt No vote
LONG TERM INCENTIVE PLAN 2021 (THE 'NEW
LTIP'), A COPY OF THE DRAFT RULES OF WHICH
HAS BEEN PRODUCED TO THE AGM AND INITIALLED
BY THE CHAIR (FOR THE PURPOSE OF
IDENTIFICATION ONLY) AND A SUMMARY OF THE
MAIN PROVISIONS OF WHICH IS SET OUT IN PART
II OF APPENDIX II TO THE NOTICE OF AGM, BE
AND ARE HEREBY APPROVED AND THE DIRECTORS
BE AUTHORISED TO: (A) MAKE SUCH
MODIFICATIONS TO THE NEW LTIP AS THEY MAY
CONSIDER APPROPRIATE TO TAKE ACCOUNT OF THE
REQUIREMENTS OF BEST PRACTICE AND
APPLICABLE LEGISLATION, AND TO ADOPT THE
NEW LTIP AS SO MODIFIED AND TO DO ALL SUCH
OTHER ACTS AND THINGS AS THEY MAY CONSIDER
NECESSARY AND EXPEDIENT TO GIVE EFFECT TO
THE NEW LTIP; AND (B) ESTABLISH FURTHER
PLANS BASED ON THE NEW LTIP BUT MODIFIED TO
TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL
OR SECURITIES LAWS IN OVERSEAS TERRITORIES,
PROVIDED THAT SUCH FURTHER PLANS ARE
MATERIALLY SIMILAR TO THE NEW LTIP AND THAT
ANY SHARES MADE AVAILABLE UNDER SUCH
FURTHER PLANS ARE TREATED AS COUNTING
AGAINST THE LIMITS ON INDIVIDUAL OR OVERALL
PARTICIPATION IN THE NEW LTIP
6 THAT THE RULES OF THE IMPERIAL BRANDS PLC Mgmt No vote
DEFERRED SHARE BONUS PLAN 2021 (THE
'DSBP'), A COPY OF THE DRAFT RULES OF WHICH
HAS BEEN PRODUCED TO THE AGM AND INITIALLED
BY THE CHAIR (FOR THE PURPOSE OF
IDENTIFICATION ONLY) AND A SUMMARY OF THE
MAIN PROVISIONS OF WHICH IS SET OUT IN PART
III OF APPENDIX II TO THE NOTICE OF AGM, BE
AND ARE HEREBY APPROVED AND THE DIRECTORS
BE AUTHORISED TO: (A) MAKE SUCH
MODIFICATIONS TO THE DSBP AS THEY MAY
CONSIDER APPROPRIATE TO TAKE ACCOUNT OF THE
REQUIREMENTS OF BEST PRACTICE AND
APPLICABLE LEGISLATION, AND TO ADOPT THE
DSBP AS SO MODIFIED AND TO DO ALL SUCH
OTHER ACTS AND THINGS AS THEY MAY CONSIDER
NECESSARY AND EXPEDIENT TO GIVE EFFECT TO
THE DSBP; AND (B) ESTABLISH FURTHER PLANS
BASED ON THE DSBP BUT MODIFIED TO TAKE
ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR
SECURITIES LAWS IN OVERSEAS TERRITORIES,
PROVIDED THAT SUCH FURTHER PLANS ARE
MATERIALLY SIMILAR TO THE DSBP AND THAT ANY
SHARES MADE AVAILABLE UNDER SUCH FURTHER
PLANS ARE TREATED AS COUNTING AGAINST THE
LIMITS ON INDIVIDUAL OR OVERALL
PARTICIPATION IN THE DSBP
7 THAT A FINAL DIVIDEND FOR THE FINANCIAL Mgmt No vote
YEAR ENDED 30 SEPTEMBER 2020 OF 48.01 PENCE
PER ORDINARY SHARE OF 10 PENCE PAYABLE ON
31 MARCH 2021 TO THOSE SHAREHOLDERS ON THE
REGISTER AT THE CLOSE OF BUSINESS ON 19
FEBRUARY 2021 BE DECLARED
8 THAT STEFAN BOMHARD BE ELECTED AS A Mgmt No vote
DIRECTOR OF THE COMPANY
9 THAT SUSAN CLARK BE RE-ELECTED AS A Mgmt No vote
DIRECTOR OF THE COMPANY
10 THAT THERESE ESPERDY BE RE-ELECTED AS A Mgmt No vote
DIRECTOR OF THE COMPANY
11 THAT ALAN JOHNSON BE ELECTED AS A DIRECTOR Mgmt No vote
OF THE COMPANY
12 THAT ROBERT KUNZE-CONCEWITZ BE ELECTED AS A Mgmt No vote
DIRECTOR OF THE COMPANY
13 THAT SIMON LANGELIER BE RE-ELECTED AS A Mgmt No vote
DIRECTOR OF THE COMPANY
14 THAT PIERRE-JEAN SIVIGNON BE ELECTED AS A Mgmt No vote
DIRECTOR OF THE COMPANY
15 THAT STEVEN STANBROOK BE RE-ELECTED AS A Mgmt No vote
DIRECTOR OF THE COMPANY
16 THAT JONATHAN STANTON BE RE-ELECTED AS A Mgmt No vote
DIRECTOR OF THE COMPANY
17 THAT OLIVER TANT BE RE-ELECTED AS A Mgmt No vote
DIRECTOR OF THE COMPANY
18 THAT ERNST & YOUNG LLP ('EY') BE Mgmt No vote
RE-APPOINTED AS AUDITOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE
LAID BEFORE THE COMPANY
19 THAT THE AUDIT COMMITTEE (FOR AND ON BEHALF Mgmt No vote
OF THE BOARD) BE AUTHORISED TO SET THE
REMUNERATION OF THE AUDITOR
20 THAT IN ACCORDANCE WITH SECTION 366 OF THE Mgmt No vote
COMPANIES ACT 2006 THE COMPANY AND ALL
COMPANIES THAT ARE SUBSIDIARIES OF THE
COMPANY AT ANY TIME DURING THE PERIOD FOR
WHICH THIS RESOLUTION HAS EFFECT ARE
AUTHORISED TO: (A) MAKE POLITICAL DONATIONS
TO POLITICAL PARTIES OR INDEPENDENT
ELECTION CANDIDATES, NOT EXCEEDING GBP
100,000 IN TOTAL; (B) MAKE POLITICAL
DONATIONS TO POLITICAL ORGANISATIONS OTHER
THAN POLITICAL PARTIES, NOT EXCEEDING GBP
100,000 IN TOTAL; AND (C) INCUR POLITICAL
EXPENDITURE NOT EXCEEDING GBP 100,000 IN
TOTAL, PROVIDED THAT THE AGGREGATE AMOUNT
OF ANY SUCH DONATIONS AND EXPENDITURE SHALL
NOT EXCEED GBP 100,000, DURING THE PERIOD
BEGINNING WITH THE DATE OF THE PASSING OF
THIS RESOLUTION AND ENDING AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 31 MARCH 2022. FOR THE
PURPOSE OF THIS RESOLUTION THE TERMS
"POLITICAL DONATIONS", "POLITICAL PARTIES",
"INDEPENDENT ELECTION CANDIDATES",
"POLITICAL ORGANISATIONS" AND "POLITICAL
EXPENDITURE" HAVE THE MEANINGS SET OUT IN
SECTIONS 363 TO 365 OF THE COMPANIES ACT
2006
21 THAT THE DIRECTORS BE AUTHORISED TO ALLOT Mgmt No vote
ORDINARY SHARES OF 10 PENCE EACH IN THE
CAPITAL OF THE COMPANY (THE 'ORDINARY
SHARES') OR GRANT RIGHTS TO SUBSCRIBE FOR,
OR CONVERT ANY SECURITY INTO, ORDINARY
SHARES IN ACCORDANCE WITH ARTICLE 7 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, UP TO A
MAXIMUM NOMINAL AMOUNT OF GBP 14,150,000
THIS AUTHORITY SHALL EXPIRE AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 31 MARCH 2022; AND ALL
PREVIOUS UNUTILISED AUTHORITIES UNDER
SECTION 551 OF THE COMPANIES ACT 2006 (THE
'ACT') SHALL CEASE TO HAVE EFFECT (SAVE TO
THE EXTENT THAT A PREVIOUS AUTHORITY IS
EXERCISABLE PURSUANT TO SECTION 551(7) OF
THE ACT BY REASON OF ANY OFFER OR AGREEMENT
MADE PRIOR TO THE DATE OF THIS RESOLUTION
WHICH WOULD OR MIGHT REQUIRE ORDINARY
SHARES TO BE ALLOTTED OR RIGHTS TO BE
GRANTED ON OR AFTER THAT DATE)
22 THAT, IN ACCORDANCE WITH ARTICLE 8 OF THE Mgmt No vote
COMPANY'S ARTICLES OF ASSOCIATION, IF
RESOLUTION 21 IS PASSED, THE BOARD BE
AUTHORISED TO ALLOT EQUITY SECURITIES (AS
DEFINED IN SECTION 560(1) THE COMPANIES ACT
2006 (THE 'ACT')) FOR CASH UNDER THE
AUTHORITY GIVEN BY RESOLUTION 21 AND/OR TO
SELL ORDINARY SHARES OF 10 PENCE EACH IN
THE CAPITAL OF THE COMPANY (THE 'ORDINARY
SHARES') HELD BY THE COMPANY AS TREASURY
SHARES FOR CASH AS IF SECTION 561 OF THE
ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR
SALE, SUCH AUTHORITY TO BE LIMITED TO: I.
THE ALLOTMENT OF EQUITY SECURITIES AND SALE
OF TREASURY SHARES FOR CASH IN CONNECTION
WITH AN OFFER OF, OR INVITATION TO APPLY
FOR, EQUITY SECURITIES FOR A PERIOD FIXED
BY THE BOARD: A. TO OR IN FAVOUR OF HOLDERS
OF ORDINARY SHARES IN PROPORTION (OR AS
CLOSELY AS MAY BE PRACTICABLE) TO THEIR
EXISTING HOLDINGS; AND B. TO HOLDERS OF
OTHER EQUITY SECURITIES AS REQUIRED BY THE
RIGHTS ATTACHED TO THOSE SECURITIES OR AS
THE DIRECTORS OTHERWISE CONSIDER NECESSARY,
AND SO THAT THE DIRECTORS MAY IMPOSE ANY
LIMITS OR RESTRICTIONS AND MAKE ANY
ARRANGEMENTS AS THE DIRECTORS DEEM
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, ANY LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN, OR UNDER THE LAWS
OF, ANY TERRITORY, OR ANY OTHER MATTER; AND
II. TO THE ALLOTMENT OF EQUITY SECURITIES
OR SALE OF TREASURY SHARES (OTHERWISE THAN
UNDER PARAGRAPH (I) ABOVE) UP TO A NOMINAL
AMOUNT OF GBP 4,730,000, SUCH AUTHORITY TO
EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY (OR, IF
EARLIER, AT THE CLOSE OF BUSINESS ON 31
MARCH 2022) BUT, IN EACH CASE, PRIOR TO ITS
EXPIRY THE COMPANY MAY MAKE OFFERS, AND
ENTER INTO AGREEMENTS, WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD)
AFTER THE AUTHORITY EXPIRES AND THE
DIRECTORS MAY ALLOT EQUITY SECURITIES (AND
SELL TREASURY SHARES) UNDER ANY SUCH OFFER
OR AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
23 THAT IN ACCORDANCE WITH THE COMPANIES ACT Mgmt No vote
2006 (THE 'ACT'), THE COMPANY IS HEREBY
GENERALLY AND UNCONDITIONALLY AUTHORISED
FOR THE PURPOSES OF SECTION 701 OF THE ACT
TO MAKE MARKET PURCHASES (WITHIN THE
MEANING OF SECTION 693(4) OF THE ACT) OF
ORDINARY SHARES OF 10 PENCE EACH IN THE
CAPITAL OF THE COMPANY (ORDINARY SHARES) ON
SUCH TERMS AND IN SUCH MANNER AS THE
DIRECTORS MAY FROM TIME TO TIME DETERMINE,
PROVIDED THAT: I. THE MAXIMUM NUMBER OF
ORDINARY SHARES THAT MAY BE PURCHASED UNDER
THIS AUTHORITY IS 94,600,000; II. THE
MINIMUM PRICE WHICH MAY BE PAID FOR EACH
ORDINARY SHARE IS 10 PENCE (EXCLUSIVE OF
ALL EXPENSES); III. THE MAXIMUM PRICE WHICH
MAY BE PAID FOR EACH ORDINARY SHARE
(EXCLUSIVE OF ALL EXPENSES) SHALL NOT BE
MORE THAN THE HIGHER OF: A. AN AMOUNT EQUAL
TO 105 PER CENT OF THE AVERAGE OF THE
MIDDLE MARKET PRICES SHOWN IN THE
QUOTATIONS FOR THE ORDINARY SHARES IN THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST
FOR THE FIVE BUSINESS DAYS IMMEDIATELY
PRECEDING THE DAY ON WHICH THAT ORDINARY
SHARE IS PURCHASED; AND B. AN AMOUNT EQUAL
TO THE HIGHER OF THE PRICE OF THE LAST
INDEPENDENT TRADE OF AN ORDINARY SHARE AND
THE HIGHEST CURRENT INDEPENDENT BID FOR AN
ORDINARY SHARE ON THE TRADING VENUE WHERE
THE PURCHASE IS CARRIED OUT; AND IV. THE
AUTHORITY HEREBY CONFERRED SHALL, UNLESS
PREVIOUSLY REVOKED OR VARIED, EXPIRE AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 31 MARCH 2022 SAVE IN
RELATION TO PURCHASES OF ORDINARY SHARES
THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE
THE EXPIRY OF THIS AUTHORITY AND WHICH WILL
OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY, WHERE THE COMPANY MAY MAKE A
PURCHASE OF ORDINARY SHARES IN PURSUANCE OF
ANY SUCH CONTRACT OR CONTRACTS. ALL
PREVIOUS UNUTILISED AUTHORITIES FOR THE
COMPANY TO MAKE MARKET PURCHASES OF
ORDINARY SHARES ARE REVOKED, EXCEPT IN
RELATION TO THE PURCHASE OF ORDINARY SHARES
UNDER A CONTRACT OR CONTRACTS CONCLUDED
BEFORE THE DATE OF THIS RESOLUTION AND
WHERE SUCH PURCHASE HAS NOT YET BEEN
EXECUTED
24 THAT A GENERAL MEETING OF THE COMPANY OTHER Mgmt No vote
THAN AN ANNUAL GENERAL MEETING OF THE
COMPANY MAY BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935346949
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for one year term: Mgmt For For
Thomas Buberl
1B. Election of Director for one year term: Mgmt For For
Michael L. Eskew
1C. Election of Director for one year term: Mgmt For For
David N. Farr
1D. Election of Director for one year term: Mgmt For For
Alex Gorsky
1E. Election of Director for one year term: Mgmt For For
Michelle J. Howard
1F. Election of Director for one year term: Mgmt For For
Arvind Krishna
1G. Election of Director for one year term: Mgmt For For
Andrew N. Liveris
1H. Election of Director for one year term: F. Mgmt For For
William McNabb III
1I. Election of Director for one year term: Mgmt For For
Martha E. Pollack
1J. Election of Director for one year term: Mgmt For For
Joseph R. Swedish
1K. Election of Director for one year term: Mgmt For For
Peter R. Voser
1L. Election of Director for one year term: Mgmt For For
Frederick H. Waddell
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt Against Against
4. Stockholder Proposal to Have an Independent Shr Against For
Board Chairman.
5. Stockholder Proposal on the Right to Act by Shr For Against
Written Consent.
6. Stockholder Proposal Requesting the Company Shr For For
Publish Annually a Report Assessing its
Diversity, Equity and Inclusion Efforts.
--------------------------------------------------------------------------------------------------------------------------
ITOCHU CORPORATION Agenda Number: 714183302
--------------------------------------------------------------------------------------------------------------------------
Security: J2501P104
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3143600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2.1 Appoint a Director Okafuji, Masahiro Mgmt No vote
2.2 Appoint a Director Suzuki, Yoshihisa Mgmt No vote
2.3 Appoint a Director Ishii, Keita Mgmt No vote
2.4 Appoint a Director Yoshida, Tomofumi Mgmt No vote
2.5 Appoint a Director Fukuda, Yuji Mgmt No vote
2.6 Appoint a Director Kobayashi, Fumihiko Mgmt No vote
2.7 Appoint a Director Hachimura, Tsuyoshi Mgmt No vote
2.8 Appoint a Director Muraki, Atsuko Mgmt No vote
2.9 Appoint a Director Kawana, Masatoshi Mgmt No vote
2.10 Appoint a Director Nakamori, Makiko Mgmt No vote
2.11 Appoint a Director Ishizuka, Kunio Mgmt No vote
3.1 Appoint a Corporate Auditor Majima, Shingo Mgmt No vote
3.2 Appoint a Corporate Auditor Kikuchi, Masumi Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
JAPAN TOBACCO INC. Agenda Number: 713633560
--------------------------------------------------------------------------------------------------------------------------
Security: J27869106
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: JP3726800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2 Appoint a Director Kitera, Masato Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
JARDINE CYCLE & CARRIAGE LTD Agenda Number: 713735275
--------------------------------------------------------------------------------------------------------------------------
Security: Y43703100
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: SG1B51001017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF AUDITED FINANCIAL STATEMENTS, Mgmt No vote
DIRECTORS' STATEMENT AND AUDITORS' REPORT
2 DECLARATION OF FINAL DIVIDEND: USD 0.34 PER Mgmt No vote
SHARE
3 APPROVAL OF DIRECTORS' FEES FOR THE YEAR Mgmt No vote
ENDING 31 DECEMBER 2021
4.A RE-ELECTION OF THE FOLLOWING DIRECTOR Mgmt No vote
RETIRING PURSUANT TO ARTICLE 94: MRS LIM
HWEE HUA
4.B RE-ELECTION OF THE FOLLOWING DIRECTOR Mgmt No vote
RETIRING PURSUANT TO ARTICLE 94: MR
BENJAMIN KESWICK
4.C RE-ELECTION OF THE FOLLOWING DIRECTOR Mgmt No vote
RETIRING PURSUANT TO ARTICLE 94: MR STEPHEN
GORE
5 RE-ELECTION OF MS TAN YEN YEN, A DIRECTOR Mgmt No vote
RETIRING PURSUANT TO ARTICLE 100
6 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
LLP AS AUDITORS
7.A RENEWAL OF THE SHARE ISSUE MANDATE Mgmt No vote
7.B RENEWAL OF THE SHARE PURCHASE MANDATE Mgmt No vote
7.C RENEWAL OF THE GENERAL MANDATE FOR Mgmt No vote
INTERESTED PERSON TRANSACTIONS
8.A "TIER-1" APPROVAL FOR MRS LIM HWEE HUA AS Mgmt No vote
AN INDEPENDENT DIRECTOR
8.B "TIER-2" APPROVAL FOR MRS LIM HWEE HUA AS Mgmt No vote
AN INDEPENDENT DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
JARDINE MATHESON HOLDINGS LTD Agenda Number: 713869420
--------------------------------------------------------------------------------------------------------------------------
Security: G50736100
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: BMG507361001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE FINANCIAL Mgmt No vote
STATEMENTS AND THE INDEPENDENT AUDITORS'
REPORT FOR THE YEAR ENDED 31ST DECEMBER
2020
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt No vote
ENDED 31ST DECEMBER 2020
3 TO RE-ELECT GRAHAM BAKER AS A DIRECTOR Mgmt No vote
4 TO RE-ELECT ALEX NEWBIGGING AS A DIRECTOR Mgmt No vote
5 TO RE-ELECT Y.K. PANG AS A DIRECTOR Mgmt No vote
6 TO RE-ELECT PERCY WEATHERALL AS A DIRECTOR Mgmt No vote
7 TO RE-APPOINT THE AUDITORS AND TO AUTHORISE Mgmt No vote
THE DIRECTORS TO FIX THEIR REMUNERATION
8 THAT: (A) THE EXERCISE BY THE DIRECTORS Mgmt No vote
DURING THE RELEVANT PERIOD (FOR THE
PURPOSES OF THIS RESOLUTION, 'RELEVANT
PERIOD' BEING THE PERIOD FROM THE PASSING
OF THIS RESOLUTION UNTIL THE EARLIER OF THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING, OR THE EXPIRATION OF THE PERIOD
WITHIN WHICH SUCH MEETING IS REQUIRED BY
LAW TO BE HELD, OR THE REVOCATION OR
VARIATION OF THIS RESOLUTION BY AN ORDINARY
RESOLUTION OF THE SHAREHOLDERS OF THE
COMPANY IN GENERAL MEETING) OF ALL POWERS
OF THE COMPANY TO ALLOT OR ISSUE SHARES AND
TO MAKE AND GRANT OFFERS, AGREEMENTS AND
OPTIONS WHICH WOULD OR MIGHT REQUIRE SHARES
TO BE ALLOTTED, ISSUED OR DISPOSED OF
DURING OR AFTER THE END OF THE RELEVANT
PERIOD UP TO AN AGGREGATE NOMINAL AMOUNT OF
USD 60.0 MILLION, BE AND IS HEREBY
GENERALLY AND UNCONDITIONALLY APPROVED; AND
(B) THE AGGREGATE NOMINAL AMOUNT OF SHARE
CAPITAL ALLOTTED OR AGREED CONDITIONALLY OR
UNCONDITIONALLY TO BE ALLOTTED WHOLLY FOR
CASH (WHETHER PURSUANT TO AN OPTION OR
OTHERWISE) BY THE DIRECTORS PURSUANT TO THE
APPROVAL IN PARAGRAPH (A), OTHERWISE THAN
PURSUANT TO A RIGHTS ISSUE (FOR THE
PURPOSES OF THIS RESOLUTION, 'RIGHTS ISSUE'
BEING AN OFFER OF SHARES OR OTHER
SECURITIES TO HOLDERS OF SHARES OR OTHER
SECURITIES ON THE REGISTER ON A FIXED
RECORD DATE IN PROPORTION TO THEIR THEN
HOLDINGS OF SUCH SHARES OR OTHER SECURITIES
OR OTHERWISE IN ACCORDANCE WITH THE RIGHTS
ATTACHING THERETO (SUBJECT TO SUCH
EXCLUSIONS OR OTHER ARRANGEMENTS AS THE
DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT
IN RELATION TO FRACTIONAL ENTITLEMENTS OR
LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS
OF, OR THE REQUIREMENTS OF ANY RECOGNISED
REGULATORY BODY OR ANY STOCK EXCHANGE IN,
ANY TERRITORY)), OR THE ISSUE OF SHARES
PURSUANT TO THE COMPANY'S SHARE-BASED
LONG-TERM INCENTIVE PLANS, SHALL NOT EXCEED
USD 8.9 MILLION, AND THE SAID APPROVAL
SHALL BE LIMITED ACCORDINGLY
--------------------------------------------------------------------------------------------------------------------------
KDDI CORPORATION Agenda Number: 714212711
--------------------------------------------------------------------------------------------------------------------------
Security: J31843105
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3496400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2.1 Appoint a Director Tanaka, Takashi Mgmt No vote
2.2 Appoint a Director Takahashi, Makoto Mgmt No vote
2.3 Appoint a Director Shoji, Takashi Mgmt No vote
2.4 Appoint a Director Muramoto, Shinichi Mgmt No vote
2.5 Appoint a Director Mori, Keiichi Mgmt No vote
2.6 Appoint a Director Morita, Kei Mgmt No vote
2.7 Appoint a Director Amamiya, Toshitake Mgmt No vote
2.8 Appoint a Director Takeyama, Hirokuni Mgmt No vote
2.9 Appoint a Director Yoshimura, Kazuyuki Mgmt No vote
2.10 Appoint a Director Yamaguchi, Goro Mgmt No vote
2.11 Appoint a Director Yamamoto, Keiji Mgmt No vote
2.12 Appoint a Director Oyagi, Shigeo Mgmt No vote
2.13 Appoint a Director Kano, Riyo Mgmt No vote
2.14 Appoint a Director Goto, Shigeki Mgmt No vote
3 Appoint a Corporate Auditor Asahina, Mgmt No vote
Yukihiro
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 935343272
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John W. Culver Mgmt For For
1B. Election of Director: Robert W. Decherd Mgmt For For
1C. Election of Director: Michael D. Hsu Mgmt For For
1D. Election of Director: Mae C. Jemison, M.D. Mgmt For For
1E. Election of Director: S. Todd Maclin Mgmt For For
1F. Election of Director: Sherilyn S. McCoy Mgmt For For
1G. Election of Director: Christa S. Quarles Mgmt For For
1H. Election of Director: Ian C. Read Mgmt For For
1I. Election of Director: Dunia A. Shive Mgmt For For
1J. Election of Director: Mark T. Smucker Mgmt For For
1K. Election of Director: Michael D. White Mgmt For For
2. Ratification of Auditor. Mgmt For For
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Approval of 2021 Equity Participation Plan. Mgmt For For
5. Approval of 2021 Outside Directors' Mgmt For For
Compensation Plan.
6. Reduce Ownership Threshold required to call Mgmt For For
a Special Meeting of Stockholders.
7. Stockholder Proposal Regarding Right to Act Shr Against For
by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 935365420
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term Mgmt For For
expiring in 2022: Richard D. Kinder
1B. Election of Director for a one year term Mgmt For For
expiring in 2022: Steven J. Kean
1C. Election of Director for a one year term Mgmt For For
expiring in 2022: Kimberly A. Dang
1D. Election of Director for a one year term Mgmt For For
expiring in 2022: Ted A. Gardner
1E. Election of Director for a one year term Mgmt For For
expiring in 2022: Anthony W. Hall, Jr.
1F. Election of Director for a one year term Mgmt For For
expiring in 2022: Gary L. Hultquist
1G. Election of Director for a one year term Mgmt For For
expiring in 2022: Ronald L. Kuehn, Jr.
1H. Election of Director for a one year term Mgmt For For
expiring in 2022: Deborah A. Macdonald
1I. Election of Director for a one year term Mgmt For For
expiring in 2022: Michael C. Morgan
1J. Election of Director for a one year term Mgmt For For
expiring in 2022: Arthur C. Reichstetter
1K. Election of Director for a one year term Mgmt For For
expiring in 2022: C. Park Shaper
1L. Election of Director for a one year term Mgmt For For
expiring in 2022: William A. Smith
1M. Election of Director for a one year term Mgmt For For
expiring in 2022: Joel V. Staff
1N. Election of Director for a one year term Mgmt For For
expiring in 2022: Robert F. Vagt
1O. Election of Director for a one year term Mgmt For For
expiring in 2022: Perry M. Waughtal
2. Approval of the Kinder Morgan, Inc. 2021 Mgmt For For
Amended and Restated Stock Incentive Plan.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE AHOLD DELHAIZE N.V. Agenda Number: 713650718
--------------------------------------------------------------------------------------------------------------------------
Security: N0074E105
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: NL0011794037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2. REPORT OF THE MANAGEMENT BOARD FOR THE Non-Voting
FINANCIAL YEAR 2020
3. EXPLANATION OF POLICY ON ADDITIONS TO Non-Voting
RESERVES AND DIVIDENDS
4. PROPOSAL TO ADOPT THE 2020 FINANCIAL Mgmt No vote
STATEMENTS
5. PROPOSAL TO DETERMINE THE DIVIDEND OVER Mgmt No vote
FINANCIAL YEAR 2020
6. REMUNERATION REPORT Mgmt No vote
7. PROPOSAL FOR DISCHARGE OF LIABILITIES OF Mgmt No vote
THE MEMBERS OF THE MANAGEMENT BOARD
8. PROPOSAL FOR DISCHARGE OF LIABILITIES OF Mgmt No vote
THE MEMBERS OF THE SUPERVISORY BOARD
9. PROPOSAL TO APPOINT JAN ZIJDERVELD AS A NEW Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD
10. PROPOSAL TO APPOINT BALA SUBRAMANIAN AS NEW Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD
11. PROPOSAL TO RE-APPOINT Mgmt No vote
PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS
EXTERNAL AUDITOR FOR FINANCIAL YEAR 2021
12. AUTHORIZATION TO ISSUE SHARES Mgmt No vote
13. AUTHORIZATION TO RESTRICT OR EXCLUDE Mgmt No vote
PRE-EMPTIVE RIGHTS
14. AUTHORIZATION TO ACQUIRE COMMON SHARES Mgmt No vote
15. CANCELLATION OF SHARES Mgmt No vote
16. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KT&G CORPORATION Agenda Number: 713656037
--------------------------------------------------------------------------------------------------------------------------
Security: Y49904108
Meeting Type: AGM
Meeting Date: 19-Mar-2021
Ticker:
ISIN: KR7033780008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt No vote
2 ELECTION OF CEO: PAEK BOK IN Mgmt No vote
3 ELECTION OF INSIDE DIRECTOR: BANG KYUNG MAN Mgmt No vote
4 ELECTION OF OUTSIDE DIRECTOR: LIM MIN GYU Mgmt No vote
5 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt No vote
AUDIT COMMITTEE MEMBER: PAEK JONG SOO
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt No vote
CMMT 5 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TEXT OF
RESOLUTIONS 2 TO 5. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LAFARGEHOLCIM LTD Agenda Number: 713905834
--------------------------------------------------------------------------------------------------------------------------
Security: H4768E105
Meeting Type: AGM
Meeting Date: 04-May-2021
Ticker:
ISIN: CH0012214059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 528775 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 7. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
IF VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt No vote
ANNUAL CONSOLIDATED FINANCIAL STATEMENTS OF
THE GROUP, AND THE ANNUAL FINANCIAL
STATEMENTS OF LAFARGEHOLCIM LTD
1.2 ADVISORY VOTE ON THE COMPENSATION REPORT Mgmt No vote
2 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS AND THE PERSONS ENTRUSTED WITH
MANAGEMENT
3.1 APPROPRIATION OF AVAILABLE EARNINGS: THE Mgmt No vote
BOARD OF DIRECTORS' MOTION IS THAT THE
AVAILABLE EARNINGS OF CHF 14,824 MILLION
(COMPRISING RETAINED EARNINGS OF CHF 13,343
MILLION CARRIED FORWARD FROM THE PREVIOUS
YEAR AND NET INCOME FOR 2020 OF CHF 1,481
MILLION) BE CARRIED FORWARD TO THE NEW
ACCOUNT
3.2 DISTRIBUTION PAYABLE OUT OF CAPITAL Mgmt No vote
CONTRIBUTION RESERVES: THE BOARD OF
DIRECTORS' MOTION IS TO DISTRIBUTE CHF 2.00
PER REGISTERED SHARE OF CHF 2.00 PAR VALUE
UP TO AN AMOUNT OF CHF 1,224 MILLION
4.1 CHANGE OF NAME OF HOLDING COMPANY: THE Mgmt No vote
BOARD OF DIRECTORS' MOTION IS TO AMEND THE
FIRST PART OF ART. 1 OF THE ARTICLES OF
INCORPORATION AS FOLLOWS (CHANGES ARE
HIGHLIGHTED IN ITALICS): ARTICLE 1: UNDER
THE NAME HOLCIM LTD (HOLCIM AG) (HOLCIM
S.A.) SHALL EXIST A CORPORATION UNDER SWISS
LAW, OF UNDETERMINED DURATION
4.2 RELOCATION OF REGISTERED OFFICE OF HOLDING Mgmt No vote
COMPANY
5.1.1 RE-ELECTION OF DR. BEAT HESS AS A MEMBER Mgmt No vote
AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS
5.1.2 RE-ELECTION OF PROF. DR. PHILIPPE BLOCK AS Mgmt No vote
A MEMBER OF THE BOARD OF DIRECTORS
5.1.3 RE-ELECTION OF KIM FAUSING AS A MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
5.1.4 RE-ELECTION OF COLIN HALL AS A MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
5.1.5 RE-ELECTION OF NAINA LAL KIDWAI AS A MEMBER Mgmt No vote
OF THE BOARD OF DIRECTORS
5.1.6 RE-ELECTION OF PATRICK KRON AS A MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
5.1.7 RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
5.1.8 RE-ELECTION OF JURG OLEAS AS A MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
5.1.9 RE-ELECTION OF CLAUDIA SENDER RAMIREZ AS A Mgmt No vote
MEMBER OF THE BOARD OF DIRECTORS
5.110 RE-ELECTION OF HANNE BIRGITTE BREINBJERG Mgmt No vote
SORENSEN AS A MEMBER OF THE BOARD OF
DIRECTORS
5.111 RE-ELECTION OF DR. DIETER SPALTI AS A Mgmt No vote
MEMBER OF THE BOARD OF DIRECTORS
5.2.1 ELECTION OF JAN JENISCH AS A MEMBER OF THE Mgmt No vote
BOARD OF DIRECTORS
5.3.1 RE-ELECTION OF COLIN HALL AS A MEMBER OF Mgmt No vote
THE NOMINATION, COMPENSATION & GOVERNANCE
COMMITTEE
5.3.2 RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF Mgmt No vote
THE NOMINATION, COMPENSATION & GOVERNANCE
COMMITTEE
5.3.3 RE-ELECTION OF CLAUDIA SENDER RAMIREZ AS A Mgmt No vote
MEMBER OF THE NOMINATION, COMPENSATION &
GOVERNANCE COMMITTEE
5.3.4 RE-ELECTION OF HANNE BIRGITTE BREINBJERG Mgmt No vote
SORENSEN AS A MEMBER OF THE NOMINATION,
COMPENSATION & GOVERNANCE COMMITTEE
5.4.1 ELECTION OF DR. DIETER SPALTI AS A MEMBER Mgmt No vote
OF THE NOMINATION, COMPENSATION &
GOVERNANCE COMMITTEE
5.5.1 RE-ELECTION OF THE AUDITOR: CONFERRAL OF Mgmt No vote
THE MANDATE FOR THE AUDITOR FOR THE
FINANCIAL YEAR 2021 ON DELOITTE AG, ZURICH,
SWITZERLAND
5.5.2 RE-ELECTION OF THE INDEPENDENT PROXY: Mgmt No vote
RE-ELECTION OF DR. SABINE BURKHALTER
KAIMAKLIOTIS OF VOSER ATTORNEYS AT LAW,
STADTTURMSTRASSE 19, 5401 BADEN,
SWITZERLAND, AS THE INDEPENDENT PROXY FOR A
TERM OF OFFICE OF ONE YEAR, EXPIRING AFTER
THE COMPLETION OF THE ANNUAL GENERAL
MEETING 2022
6.1 COMPENSATION OF THE BOARD OF DIRECTORS FOR Mgmt No vote
THE NEXT TERM OF OFFICE
6.2 COMPENSATION OF THE EXECUTIVE COMMITTEE FOR Mgmt No vote
THE FINANCIAL YEAR 2022
7 GENERAL INSTRUCTIONS ON UNANNOUNCED Mgmt No vote
PROPOSALS/NEW ITEMS ON THE AGENDA. FOR = IN
ACCORDANCE WITH THE BOARD OF DIRECTORS,
AGAINST = REJECTION, ABSTAIN = ABSTENTION
--------------------------------------------------------------------------------------------------------------------------
LENOVO GROUP LTD Agenda Number: 712787045
--------------------------------------------------------------------------------------------------------------------------
Security: Y5257Y107
Meeting Type: AGM
Meeting Date: 09-Jul-2020
Ticker:
ISIN: HK0992009065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0605/2020060500681.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0605/2020060500651.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt No vote
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND THE
INDEPENDENT AUDITOR FOR THE YEAR ENDED
MARCH 31, 2020
2 TO DECLARE A FINAL DIVIDEND FOR THE ISSUED Mgmt No vote
SHARES OF THE COMPANY FOR THE YEAR ENDED
MARCH 31, 2020
3.A TO RE-ELECT MR. YANG YUANQING AS DIRECTOR Mgmt No vote
3.B TO RE-ELECT MR. WILLIAM O. GRABE AS Mgmt No vote
DIRECTOR
3.C TO RE-ELECT MR. WILLIAM TUDOR BROWN AS Mgmt No vote
DIRECTOR
3.D TO RE-ELECT MS. YANG LAN AS DIRECTOR Mgmt No vote
3.E TO RESOLVE NOT TO FILL UP THE VACATED Mgmt No vote
OFFICE RESULTED FROM THE RETIREMENT OF MR.
NOBUYUKI IDEI AS DIRECTOR
3.F TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt No vote
DIRECTORS' FEES
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt No vote
AUDITOR AND AUTHORIZE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX AUDITOR'S
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt No vote
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE AGGREGATE
NUMBER OF SHARES IN ISSUE OF THE COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt No vote
TO BUY BACK SHARES NOT EXCEEDING 10% OF THE
AGGREGATE NUMBER OF SHARES IN ISSUE OF THE
COMPANY
7 TO EXTEND THE GENERAL MANDATE TO THE Mgmt No vote
DIRECTORS TO ISSUE NEW SHARES OF THE
COMPANY BY ADDING THE NUMBER OF THE SHARES
BOUGHT BACK
--------------------------------------------------------------------------------------------------------------------------
LENOVO GROUP LTD Agenda Number: 713542113
--------------------------------------------------------------------------------------------------------------------------
Security: Y5257Y107
Meeting Type: OGM
Meeting Date: 04-Feb-2021
Ticker:
ISIN: HK0992009065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0117/2021011700101.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0117/2021011700103.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt No vote
ISSUANCE AND ADMISSION OF CHINESE
DEPOSITARY RECEIPTS ("CDRS") AND THE
SPECIFIC MANDATE (INCLUDING BUT NOT LIMITED
TO THE PARTICULARS AS SET OUT IN THE
SECTION HEADED "RESOLUTION ON THE PROPOSED
ISSUANCE AND ADMISSION OF CDRS AND THE
SPECIFIC MANDATE" UNDER THE LETTER FROM THE
BOARD IN THE CIRCULAR OF THE COMPANY DATED
JANUARY 18, 2021 ("CIRCULAR"))
2 TO CONSIDER AND APPROVE THE AUTHORIZATION Mgmt No vote
TO THE BOARD AND ITS AUTHORIZED PERSON(S)
TO DEAL WITH MATTERS RELATING TO THE
PROPOSED ISSUANCE AND ADMISSION OF CDRS
(INCLUDING BUT NOT LIMITED TO THE
PARTICULARS AS SET OUT IN THE SUBSECTION
HEADED "RESOLUTION ON AUTHORIZATION TO THE
BOARD AND ITS AUTHORIZED PERSON(S) TO DEAL
WITH MATTERS RELATING TO THE PROPOSED
ISSUANCE AND ADMISSION OF CDRS" UNDER THE
LETTER FROM THE BOARD IN THE CIRCULAR)
3 TO CONSIDER AND APPROVE THE PLAN FOR Mgmt No vote
DISTRIBUTION OF PROFITS ACCUMULATED AND
UNDISTRIBUTED BEFORE THE PROPOSED ISSUANCE
AND ADMISSION OF CDRS (INCLUDING BUT NOT
LIMITED TO THE PARTICULARS AS SET OUT IN
THE SUBSECTION HEADED "RESOLUTION ON THE
PLAN FOR DISTRIBUTION OF PROFITS
ACCUMULATED AND UNDISTRIBUTED BEFORE THE
PROPOSED ISSUANCE AND ADMISSION OF CDRS"
UNDER THE LETTER FROM THE BOARD IN THE
CIRCULAR) WHICH WILL TAKE EFFECT UPON THE
LISTING OF THE CDRS ON THE STAR MARKET
4 TO CONSIDER AND APPROVE THE PRICE Mgmt No vote
STABILISATION PLAN OF CDRS FOR THREE YEARS
AFTER THE PROPOSED ISSUANCE AND ADMISSION
OF CDRS IN THE FORM AS SET FORTH IN
APPENDIX I TO THE CIRCULAR WHICH WILL TAKE
EFFECT UPON THE LISTING OF THE CDRS ON THE
STAR MARKET
5 TO CONSIDER AND APPROVE THE DIVIDEND RETURN Mgmt No vote
PLAN FOR SHAREHOLDERS FOR THREE YEARS AFTER
THE PROPOSED ISSUANCE AND ADMISSION OF CDRS
IN THE FORM AS SET FORTH IN APPENDIX II TO
THE CIRCULAR WHICH WILL TAKE EFFECT UPON
THE LISTING OF THE CDRS ON THE STAR MARKET
6 TO CONSIDER AND APPROVE THE USE OF PROCEEDS Mgmt No vote
FROM THE PROPOSED ISSUANCE AND ADMISSION OF
CDRS (INCLUDING BUT NOT LIMITED TO THE
PARTICULARS AS SET OUT IN THE SUBSECTION
HEADED "RESOLUTION ON THE USE OF PROCEEDS
FROM THE PROPOSED ISSUANCE AND ADMISSION OF
CDRS" UNDER THE LETTER FROM THE BOARD IN
THE CIRCULAR) WHICH WILL TAKE EFFECT UPON
THE LISTING OF THE CDRS ON THE STAR MARKET
7 TO CONSIDER AND APPROVE THE RISK ALERT Mgmt No vote
REGARDING DILUTION OF IMMEDIATE RETURN BY
THE PUBLIC OFFERING OF CDRS AND RELEVANT
RECOVERY MEASURES IN THE FORM AS SET FORTH
IN APPENDIX III TO THE CIRCULAR WHICH WILL
TAKE EFFECT UPON THE LISTING OF THE CDRS ON
THE STAR MARKET
8 TO CONSIDER AND APPROVE THE BINDING Mgmt No vote
MEASURES ON NON-PERFORMANCE OF RELEVANT
UNDERTAKINGS IN CONNECTION WITH THE
PROPOSED ISSUANCE AND ADMISSION OF CDRS IN
THE FORM AS SET FORTH IN APPENDIX IV TO THE
CIRCULAR WHICH WILL TAKE EFFECT UPON THE
LISTING OF THE CDRS ON THE STAR MARKET
9 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt No vote
RULES OF PROCEDURE OF GENERAL MEETINGS IN
THE FORM AS SET FORTH IN APPENDIX VI TO THE
CIRCULAR WHICH WILL TAKE EFFECT UPON THE
LISTING OF THE CDRS ON THE STAR MARKET
10 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt No vote
RULES OF PROCEDURE OF BOARD MEETINGS IN THE
FORM AS SET FORTH IN APPENDIX VII TO THE
CIRCULAR WHICH WILL TAKE EFFECT UPON THE
LISTING OF THE CDRS ON THE STAR MARKET
11 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt No vote
THE ARTICLES OF ASSOCIATION AS SET FORTH IN
APPENDIX V TO THE CIRCULAR AND THE ADOPTION
OF THE AMENDED AND RESTATED ARTICLES OF
ASSOCIATION OF THE COMPANY WHICH WILL TAKE
EFFECT UPON THE LISTING OF THE CDRS ON THE
STAR MARKET
--------------------------------------------------------------------------------------------------------------------------
MARUBENI CORPORATION Agenda Number: 714204106
--------------------------------------------------------------------------------------------------------------------------
Security: J39788138
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3877600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kokubu, Fumiya Mgmt No vote
1.2 Appoint a Director Takahara, Ichiro Mgmt No vote
1.3 Appoint a Director Kakinoki, Masumi Mgmt No vote
1.4 Appoint a Director Terakawa, Akira Mgmt No vote
1.5 Appoint a Director Ishizuki, Mutsumi Mgmt No vote
1.6 Appoint a Director Oikawa, Kenichiro Mgmt No vote
1.7 Appoint a Director Furuya, Takayuki Mgmt No vote
1.8 Appoint a Director Kitabata, Takao Mgmt No vote
1.9 Appoint a Director Takahashi, Kyohei Mgmt No vote
1.10 Appoint a Director Okina, Yuri Mgmt No vote
1.11 Appoint a Director Hatchoji, Takashi Mgmt No vote
1.12 Appoint a Director Kitera, Masato Mgmt No vote
1.13 Appoint a Director Ishizuka, Shigeki Mgmt No vote
2.1 Appoint a Corporate Auditor Kida, Toshiaki Mgmt No vote
2.2 Appoint a Corporate Auditor Yoneda, Mgmt No vote
Tsuyoshi
3 Approve Details of the Restricted-Share Mgmt No vote
Compensation to be received by Directors
(Excluding Outside Directors)
--------------------------------------------------------------------------------------------------------------------------
MERIDIAN ENERGY LTD Agenda Number: 713068535
--------------------------------------------------------------------------------------------------------------------------
Security: Q5997E121
Meeting Type: AGM
Meeting Date: 01-Oct-2020
Ticker:
ISIN: NZMELE0002S7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT MARK VERBIEST, WHO RETIRES BY ROTATION Mgmt No vote
AND IS ELIGIBLE FOR RE-ELECTION, BE
RE-ELECTED AS A DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
MIRVAC GROUP Agenda Number: 713169767
--------------------------------------------------------------------------------------------------------------------------
Security: Q62377108
Meeting Type: AGM
Meeting Date: 19-Nov-2020
Ticker:
ISIN: AU000000MGR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
CMMT PLEASE NOTE THAT RESOLUTIONS 2.1 TO 2.3 AND Non-Voting
3 ARE FOR THE ML
2.1 THAT CHRISTINE NILDRA BARTLETT, WHO RETIRES Mgmt No vote
BY ROTATION IN ACCORDANCE WITH ARTICLE 10.3
OF MIRVAC LIMITED'S CONSTITUTION, AND BEING
ELIGIBLE, IS RE-ELECTED AS A DIRECTOR OF
MIRVAC LIMITED
2.2 THAT SAMANTHA JOY MOSTYN, WHO RETIRES BY Mgmt No vote
ROTATION IN ACCORDANCE WITH ARTICLE 10.3 OF
MIRVAC LIMITED'S CONSTITUTION, AND BEING
ELIGIBLE, IS RE-ELECTED AS A DIRECTOR OF
MIRVAC LIMITED
2.3 THAT ALAN ROBERT HAROLD SINDEL, A DIRECTOR Mgmt No vote
APPOINTED SINCE THE LAST ANNUAL GENERAL
MEETING WHO CEASES TO HOLD OFFICE IN
ACCORDANCE WITH ARTICLE 10.8 OF MIRVAC
LIMITED'S CONSTITUTION, AND BEING ELIGIBLE,
IS ELECTED AS A DIRECTOR OF MIRVAC LIMITED
3 THAT THE REMUNERATION REPORT (WHICH FORMS Mgmt No vote
PART OF THE DIRECTORS' REPORT) OF MIRVAC
LIMITED FOR THE YEAR ENDED 30 JUNE 2020 IS
ADOPTED
CMMT PLEASE NOTE THAT RESOLUTION 4 IS FOR THE ML Non-Voting
AND MPT
4 THAT APPROVAL IS GIVEN FOR ALL PURPOSES, Mgmt No vote
INCLUDING FOR THE PURPOSES OF ASX LISTING
RULE 10.14, TO THE ACQUISITION BY SUSAN
LLOYD-HURWITZ (CEO & MANAGING DIRECTOR OF
MIRVAC) OF PERFORMANCE RIGHTS UNDER THE
MIRVAC GROUP LONG TERM PERFORMANCE PLAN ON
THE TERMS OF THAT PLAN AND AS OTHERWISE SET
OUT IN THE EXPLANATORY NOTES THAT
ACCOMPANIED AND FORMED PART OF THE NOTICE
CONVENING THE MEETINGS
CMMT PLEASE NOTE THAT RESOLUTION 5 IS FOR THE Non-Voting
MPT
5 THAT THE MIRVAC PROPERTY TRUST'S Mgmt No vote
CONSTITUTION BE AMENDED IN THE MANNER
OUTLINED IN THE EXPLANATORY NOTES
ACCOMPANYING THE NOTICE OF ANNUAL GENERAL
AND GENERAL MEETINGS 2020 DATED 6 OCTOBER
2020 AND SET OUT IN THE AMENDED
CONSTITUTION TABLED BY THE CHAIR OF THE
MEETING AND SIGNED FOR THE PURPOSE OF
IDENTIFICATION
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI CHEMICAL HOLDINGS CORPORATION Agenda Number: 714226493
--------------------------------------------------------------------------------------------------------------------------
Security: J44046100
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3897700005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kobayashi, Yoshimitsu Mgmt No vote
1.2 Appoint a Director Jean-Marc Gilson Mgmt No vote
1.3 Appoint a Director Date, Hidefumi Mgmt No vote
1.4 Appoint a Director Fujiwara, Ken Mgmt No vote
1.5 Appoint a Director Glenn H. Fredrickson Mgmt No vote
1.6 Appoint a Director Kobayashi, Shigeru Mgmt No vote
1.7 Appoint a Director Katayama, Hiroshi Mgmt No vote
1.8 Appoint a Director Hashimoto, Takayuki Mgmt No vote
1.9 Appoint a Director Hodo, Chikatomo Mgmt No vote
1.10 Appoint a Director Kikuchi, Kiyomi Mgmt No vote
1.11 Appoint a Director Yamada, Tatsumi Mgmt No vote
1.12 Appoint a Director Masai, Takako Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI CORPORATION Agenda Number: 714204132
--------------------------------------------------------------------------------------------------------------------------
Security: J43830116
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3898400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2.1 Appoint a Director Kobayashi, Ken Mgmt No vote
2.2 Appoint a Director Kakiuchi, Takehiko Mgmt No vote
2.3 Appoint a Director Masu, Kazuyuki Mgmt No vote
2.4 Appoint a Director Murakoshi, Akira Mgmt No vote
2.5 Appoint a Director Hirai, Yasuteru Mgmt No vote
2.6 Appoint a Director Kashiwagi, Yutaka Mgmt No vote
2.7 Appoint a Director Nishiyama, Akihiko Mgmt No vote
2.8 Appoint a Director Saiki, Akitaka Mgmt No vote
2.9 Appoint a Director Tatsuoka, Tsuneyoshi Mgmt No vote
2.10 Appoint a Director Miyanaga, Shunichi Mgmt No vote
2.11 Appoint a Director Akiyama, Sakie Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
MITSUI & CO.,LTD. Agenda Number: 714176864
--------------------------------------------------------------------------------------------------------------------------
Security: J44690139
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3893600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2.1 Appoint a Director Yasunaga, Tatsuo Mgmt No vote
2.2 Appoint a Director Hori, Kenichi Mgmt No vote
2.3 Appoint a Director Uchida, Takakazu Mgmt No vote
2.4 Appoint a Director Fujiwara, Hirotatsu Mgmt No vote
2.5 Appoint a Director Omachi, Shinichiro Mgmt No vote
2.6 Appoint a Director Kometani, Yoshio Mgmt No vote
2.7 Appoint a Director Yoshikawa, Miki Mgmt No vote
2.8 Appoint a Director Uno, Motoaki Mgmt No vote
2.9 Appoint a Director Takemasu, Yoshiaki Mgmt No vote
2.10 Appoint a Director Kobayashi, Izumi Mgmt No vote
2.11 Appoint a Director Jenifer Rogers Mgmt No vote
2.12 Appoint a Director Samuel Walsh Mgmt No vote
2.13 Appoint a Director Uchiyamada, Takeshi Mgmt No vote
2.14 Appoint a Director Egawa, Masako Mgmt No vote
3 Appoint a Corporate Auditor Mori, Kimitaka Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
NAGACORP LTD Agenda Number: 713588703
--------------------------------------------------------------------------------------------------------------------------
Security: G6382M109
Meeting Type: EGM
Meeting Date: 26-Feb-2021
Ticker:
ISIN: KYG6382M1096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0204/2021020400825.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0204/2021020400809.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE THE GRANT OF AN AWARD PURSUANT Mgmt No vote
TO THE SHARE AWARD SCHEME IN RESPECT OF
6,000,000 NEW SHARES TO MR. TIMOTHY PATRICK
MCNALLY AND TO GIVE AUTHORITY TO THE
DIRECTORS TO EXERCISE THE POWERS OF THE
COMPANY TO GIVE EFFECT TO SUCH GRANT OF
SHARES
2 TO APPROVE THE GRANT OF AN AWARD PURSUANT Mgmt No vote
TO THE SHARE AWARD SCHEME IN RESPECT OF
1,166,667 NEW SHARES TO TAN SRI DR CHEN LIP
KEONG AND TO GIVE AUTHORITY TO THE
DIRECTORS TO EXERCISE THE POWERS OF THE
COMPANY TO GIVE EFFECT TO SUCH GRANT OF
SHARES
3 TO APPROVE THE GRANT OF AN AWARD PURSUANT Mgmt No vote
TO THE SHARE AWARD SCHEME IN RESPECT OF
3,000,000 NEW SHARES TO MR. PHILIP LEE WAI
TUCK AND TO GIVE AUTHORITY TO THE DIRECTORS
TO EXERCISE THE POWERS OF THE COMPANY TO
GIVE EFFECT TO SUCH GRANT OF SHARES
4 TO APPROVE THE GRANT OF AN AWARD PURSUANT Mgmt No vote
TO THE SHARE AWARD SCHEME IN RESPECT OF
30,000 NEW SHARES TO MR. LIM MUN KEE AND TO
GIVE AUTHORITY TO THE DIRECTORS TO EXERCISE
THE POWERS OF THE COMPANY TO GIVE EFFECT TO
SUCH GRANT OF SHARES
5 TO APPROVE THE GRANT OF AN AWARD PURSUANT Mgmt No vote
TO THE SHARE AWARD SCHEME IN RESPECT OF
20,000 NEW SHARES TO MR. MICHAEL LAI KAI
JIN AND TO GIVE AUTHORITY TO THE DIRECTORS
TO EXERCISE THE POWERS OF THE COMPANY TO
GIVE EFFECT TO SUCH GRANT OF SHARES
6 TO APPROVE THE GRANT OF AN AWARD PURSUANT Mgmt No vote
TO THE SHARE AWARD SCHEME IN RESPECT OF
10,000 NEW SHARES TO MR. LEONG CHOONG WAH
AND TO GIVE AUTHORITY TO THE DIRECTORS TO
EXERCISE THE POWERS OF THE COMPANY TO GIVE
EFFECT TO SUCH GRANT OF SHARES
--------------------------------------------------------------------------------------------------------------------------
NAGACORP LTD Agenda Number: 713953809
--------------------------------------------------------------------------------------------------------------------------
Security: G6382M109
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: KYG6382M1096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0419/2021041900916.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0419/2021041900946.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND ADOPT THE AUDITED Mgmt No vote
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS OF THE COMPANY
(THE "DIRECTORS") AND INDEPENDENT AUDITOR
FOR THE YEAR ENDED 31 DECEMBER 2020 (THE
"YEAR")
2 TO APPROVE THE PAYMENT OF A FINAL DIVIDEND Mgmt No vote
IN RESPECT OF THE YEAR
3.I TO RE-ELECT TAN SRI DR CHEN LIP KEONG AS AN Mgmt No vote
EXECUTIVE DIRECTOR
3.II TO RE-ELECT MR. CHEN YIY FON AS AN Mgmt No vote
EXECUTIVE DIRECTOR
4 TO RE-ELECT MR. MICHAEL LAI KAI JIN, WHO Mgmt No vote
HAS SERVED THE COMPANY FOR MORE THAN NINE
YEARS, AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR
5 TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt No vote
"BOARD") TO FIX DIRECTORS' REMUNERATION FOR
THE YEAR ENDING 31 DECEMBER 2021
6 TO RE-APPOINT BDO LIMITED AS THE Mgmt No vote
INDEPENDENT AUDITOR OF THE COMPANY AND TO
AUTHORISE THE BOARD TO FIX ITS REMUNERATION
7.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt No vote
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY
7.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt No vote
TO REPURCHASE SHARES NOT EXCEEDING 10% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY
7.C SUBJECT TO THE PASSING OF ORDINARY Mgmt No vote
RESOLUTION NOS. 7(A) AND (B), TO EXTEND THE
AUTHORITY GIVEN TO THE DIRECTORS PURSUANT
TO ORDINARY RESOLUTION NO. 7(A) TO ISSUE
SHARES BY ADDING THE NUMBER OF ISSUED
SHARES OF THE COMPANY REPURCHASED UNDER
ORDINARY RESOLUTION NO. 7(B)
--------------------------------------------------------------------------------------------------------------------------
NATURGY ENERGY GROUP SA Agenda Number: 713590291
--------------------------------------------------------------------------------------------------------------------------
Security: E7S90S109
Meeting Type: OGM
Meeting Date: 09-Mar-2021
Ticker:
ISIN: ES0116870314
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 10 MAR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 APPROVAL OF INDIVIDUAL ANNUAL ACCOUNTS AND Mgmt No vote
MANAGEMENT REPORT
2 APPROVAL OF CONSOLIDATED ANNUAL ACCOUNTS Mgmt No vote
AND MANAGEMENT REPORT
3 APPROVAL OF THE NON FINANCIAL CONSOLIDATED Mgmt No vote
REPORT
4 ALLOCATION OF RESULTS Mgmt No vote
5 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt No vote
DIRECTORS
6 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt No vote
DIRECTORS 2021,2022 AND 2023
7 CONSULTIVE VOTE REGARDING THE ANNUAL Mgmt No vote
REMUNERATION REPORT OF THE BOARD OF
DIRECTORS
8 APPOINTMENT OF AUDITORS: KPMG AUDITORES Mgmt No vote
9 INFORMATION ABOUT THE AMENDMENTS OF THE Non-Voting
REGULATION OF THE BOARD OF DIRECTORS
10 DELEGATION OF POWERS TO IMPLEMENT Mgmt No vote
AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE
GENERAL MEETING
CMMT 11 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 11 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
--------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION Agenda Number: 714183427
--------------------------------------------------------------------------------------------------------------------------
Security: J59396101
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3735400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2 Approve Details of the Performance-based Mgmt No vote
Stock Compensation to be received by
Directors
3 Approve Details of the Compensation to be Mgmt No vote
received by Directors
4 Shareholder Proposal: Remove a Director Shr No vote
Shibutani, Naoki
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 935332584
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 02-Mar-2021
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Operating and Financial Mgmt For For
Review of Novartis AG, the Financial
Statements of Novartis AG and the Group
Consolidated Financial Statements for the
2020 Financial Year.
2. Discharge from Liability of the Members of Mgmt For For
the Board of Directors and the Executive
Committee.
3. Appropriation of Available Earnings of Mgmt For For
Novartis AG as per Balance Sheet and
Declaration of Dividend for 2020.
4. Reduction of Share Capital. Mgmt For For
5. Further Share Repurchases. Mgmt For For
6A. Binding Vote on the Maximum Aggregate Mgmt For For
Amount of Compensation for the Board of
Directors from the 2021 Annual General
Meeting to the 2022 Annual General Meeting.
6B. Binding Vote on the Maximum Aggregate Mgmt For For
Amount of Compensation for the Executive
Committee for the Financial Year 2022.
6C. Advisory Vote on the 2020 Compensation Mgmt For For
Report.
7A. Re-election of Joerg Reinhardt as Member Mgmt For For
and Chairman.
7B. Re-election of Nancy C. Andrews Mgmt For For
7C. Re-election of Ton Buechner Mgmt For For
7D. Re-election of Patrice Bula Mgmt For For
7E. Re-election of Elizabeth Doherty Mgmt For For
7F. Re-election of Ann Fudge Mgmt For For
7G. Re-election of Bridgette Heller Mgmt For For
7H. Re-election of Frans van Houten Mgmt For For
7I. Re-election of Simon Moroney Mgmt For For
7J. Re-election of Andreas von Planta Mgmt For For
7K. Re-election of Charles L. Sawyers Mgmt For For
7L. Re-election of Enrico Vanni Mgmt For For
7M. Re-election of William T. Winters Mgmt For For
8A. Re-election of Patrice Bula to the Mgmt For For
Compensation Committee.
8B. Re-election of Bridgette Heller to the Mgmt For For
Compensation Committee.
8C. Re-election of Enrico Vanni to the Mgmt For For
Compensation Committee.
8D. Re-Election of William T. Winters to the Mgmt For For
Compensation Committee.
8E. Election of Simon Moroney to the Mgmt For For
Compensation Committee.
9. Re-election of the Statutory Auditor. Mgmt For For
10. Re-election of the Independent Proxy. Mgmt For For
11. Amendment to Article 20 Paragraph 3 of the Mgmt For For
Articles of Incorporation.
12. General instructions in case of alternative Mgmt Against Against
motions under the agenda items published in
the Notice of Annual General Meeting,
and/or of motions relating to additional
agenda items according to Article 700
paragraph 3 of the Swiss Code of
Obligations.
--------------------------------------------------------------------------------------------------------------------------
OBAYASHI CORPORATION Agenda Number: 714243209
--------------------------------------------------------------------------------------------------------------------------
Security: J59826107
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3190000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2.1 Appoint a Director Obayashi, Takeo Mgmt No vote
2.2 Appoint a Director Hasuwa, Kenji Mgmt No vote
2.3 Appoint a Director Sato, Takehito Mgmt No vote
2.4 Appoint a Director Kotera, Yasuo Mgmt No vote
2.5 Appoint a Director Murata, Toshihiko Mgmt No vote
2.6 Appoint a Director Sasagawa, Atsushi Mgmt No vote
2.7 Appoint a Director Sato, Toshimi Mgmt No vote
2.8 Appoint a Director Koizumi, Shinichi Mgmt No vote
2.9 Appoint a Director Izumiya, Naoki Mgmt No vote
2.10 Appoint a Director Kobayashi, Yoko Mgmt No vote
2.11 Appoint a Director Orii, Masako Mgmt No vote
2.12 Appoint a Director Kato, Hiroyuki Mgmt No vote
3 Approve Details of the Compensation to be Mgmt No vote
received by Directors
4 Approve Details of the Stock Compensation Mgmt No vote
to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
OMV AG Agenda Number: 713059334
--------------------------------------------------------------------------------------------------------------------------
Security: A51460110
Meeting Type: AGM
Meeting Date: 29-Sep-2020
Ticker:
ISIN: AT0000743059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 27 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR MID:
460645, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 458200 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT PLEASE NOTE THAT THE MEETING HAS BEEN SET Non-Voting
UP USING THE RECORD DATE 18 SEP 2020, SINCE
AT THIS TIME WE ARE UNABLE TO
SYSTEMATICALLY UPDATE THE ACTUAL RECORD
DATE. THE TRUE RECORD DATE FOR THIS MEETING
IS 19 SEP 2020. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote
BALANCE SHEET PROFIT REPORTED IN THE
FINANCIAL STATEMENTS 2019: DIVIDENDS OF EUR
1.75 PER SHARE
3 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt No vote
OF THE EXECUTIVE BOARD FOR THE FINANCIAL
YEAR 2019
4 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt No vote
OF THE SUPERVISORY BOARD FOR THE FINANCIAL
YEAR 2019
5 RESOLUTION ON THE REMUNERATION FOR THE Mgmt No vote
MEMBERS OF THE SUPERVISORY BOARD FOR THE
FINANCIAL YEAR 2019
6 APPOINTMENT OF THE AUDITOR AND GROUP Mgmt No vote
AUDITOR FOR THE FINANCIAL YEAR 2020: ERNST
YOUNG AS AUDITORS FOR FISCAL 2020
7 RESOLUTION ON THE REMUNERATION POLICY FOR Mgmt No vote
THE EXECUTIVE BOARD AND THE SUPERVISORY
BOARD
8.I RESOLUTIONS ON THE LONG TERM INCENTIVE PLAN Mgmt No vote
8.II RESOLUTIONS ON THE EQUITY DEFERRAL Mgmt No vote
9.A ELECTION TO THE SUPERVISORY BOARD: MS. Mgmt No vote
GERTRUDE TUMPEL-GUGERELL
9.B ELECTION TO THE SUPERVISORY BOARD: MR. Mgmt No vote
WOLFGANG C. BERNDT
10 RESOLUTION ON THE AUTHORIZATION OF THE Mgmt No vote
EXECUTIVE BOARD TO INCREASE THE SHARE
CAPITAL ACCORDING TO SECTION 169 AUSTRIAN
STOCK CORPORATION ACT WITH THE POSSIBILITY
TO EXCLUDE THE SUBSCRIPTION RIGHT (I) TO
ADJUST FRACTIONAL AMOUNTS OR (II) TO
SATISFY STOCK TRANSFER PROGRAMS, IN
PARTICULAR LONG TERM INCENTIVE PLANS,
EQUITY DEFERRALS OR OTHER PARTICIPATION
PROGRAMS AND EMPLOYEE STOCK OWNERSHIP PLANS
(AUTHORIZED CAPITAL) AND ON THE AMENDMENT
OF THE ARTICLES OF ASSOCIATION IN SECTION 3
AND AUTHORIZATION OF THE SUPERVISORY BOARD
TO ADOPT AMENDMENTS TO THE ARTICLES OF
ASSOCIATION RESULTING FROM THE ISSUANCE OF
SHARES ACCORDING TO THE AUTHORIZED CAPITAL
--------------------------------------------------------------------------------------------------------------------------
ORANGE SA Agenda Number: 713953455
--------------------------------------------------------------------------------------------------------------------------
Security: F6866T100
Meeting Type: MIX
Meeting Date: 18-May-2021
Ticker:
ISIN: FR0000133308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 524608 DUE TO RECEIVED
ADDITIONAL RESOLUTION A. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED, SHOWING EARNINGS AMOUNTING TO
EUR 2,387,482,026.44. APPROVAL OF THE
COMPANY'S FINANCIAL STATEMENTS
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR AS PRESENTED TO THE MEETING.
CONSOLIDATED FINANCIAL STATEMENTS
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
TO ALLOCATE THE EARNINGS AS FOLLOWS:
ORIGIN: EARNINGS FOR THE FINANCIAL YEAR:
EUR 2,387,482,026.44 RETAINED EARNINGS: EUR
9,107,533,866.28 DISTRIBUTABLE INCOME: EUR
11,495,015,892.72 ALLOCATION: DIVIDENDS:
EUR 0.90 PER SHARES (INCLUDING EUR 0.20
PAID ON AN ON-OFF BASIS) RETAINED EARNINGS:
THE BALANCE THE SHAREHOLDERS WILL BE
GRANTED A NET DIVIDEND OF EUR 0.90 PER
SHARE INCLUDING THE DEPOSIT DIVIDEND OF EUR
0.40 PAID ON DECEMBER 9TH 2020, WHICH WILL
BE ELIGIBLE FOR THE 40 PER CENT DEDUCTION
PROVIDED BY THE FRENCH GENERAL TAX CODE.
THIS DIVIDEND BALANCE OF EUR 0.50 WILL BE
PAID ON JUNE 17TH 2021. IT IS REMINDED
THAT, FOR THE LAST THREE FINANCIAL YEARS,
THE DIVIDENDS WERE PAID FOLLOWS: EUR 0.65
PER SHARE FOR FISCAL YEAR 2017 EUR 0.70 PER
SHARE FOR FISCAL YEAR 2018 EUR 0.50 PER
SHARE FOR FISCAL YEAR 2019 THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS. RESULTS
APPROPRIATION
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L. 225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE, AND
NOTES THAT NO SUCH AGREEMENT WAS ENTERED
INTO DURING SAID FISCAL YEAR. SPECIAL
REPORT
5 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF THE COMPANY BPIFRANCE
PARTICIPATIONS AS DIRECTOR FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR.
RENEWAL OF A TERM OF OFFICE
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF THE COMPANY KPMG S.A. AS
STATUTORY AUDITOR FOR A 6-YEAR PERIOD, I.E.
UNTIL THE SHAREHOLDERS' MEETING CALLED TO
RULE ON THE FINANCIAL STATEMENTS FOR THE
2026 FISCAL YEAR. RENEWAL OF A TERM OF
OFFICE
7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF THE COMPANY SALUSTRO REYDEL
AS ALTERNATE AUDITOR FOR A 6-YEAR PERIOD,
I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED
TO RULE ON THE FINANCIAL STATEMENTS FOR THE
2026 FISCAL YEAR. RENEWAL OF A TERM OF
OFFICE
8 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt No vote
STATUTORY AUDITOR, THE COMPANY DELOITTE FOR
A 6-YEAR PERIOD, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE 2026 FISCAL
YEAR, TO REPLACE THE COMPANY ERNST AND
YOUNG AUDIT AFTER THE END OF ITS TERM.
APPOINTMENT
9 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt No vote
ALTERNATE AUDITOR, THE COMPANY BEAS FOR A
6-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2026 FISCAL YEAR, TO
REPLACE THE COMPANY AUDITEX AFTER THE END
OF ITS TERM. APPOINTMENT
10 THE SHAREHOLDERS' MEETING RESOLVES TO Mgmt No vote
TRANSFER THE HEAD OFFICE OF THE COMPANY TO
111 QUAI DU PRESIDENT ROOSEVELT, 92130
ISSY-LES-MOULINEAUX, FRANCE, AS DECIDED
DURING THE SHAREHOLDERS' MEETING ON
FEBRUARY 17TH 2021. NEW REGISTERED OFFICE
11 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L. 22-10-34
I. OF THE FRENCH COMMERCIAL CODE, APPROVES
SECTIONS 5.4.1.2, 5.4.2.1 AND 5.4.2.3 OF
THE UNIVERSAL REGISTRATION DOCUMENT OF THE
COMPANY FOR THE 2020 FISCAL YEAR. SPECIAL
REPORT
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION AS WELL AS THE BENEFITS OR
PERKS OF ANY KIND PAID AND AWARDED TO MR
STEPHANE RICHARD AS CEO FOR THE 2020
FINANCIAL YEAR. COMPENSATION
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION AS WELL AS THE BENEFITS OR
PERKS OF ANY KIND PAID AND AWARDED TO MR
RAMON FERNANDEZ AS DEPUTY MANAGING DIRECTOR
FOR THE 2020 FINANCIAL YEAR. COMPENSATION
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION AS WELL AS THE BENEFITS OR
PERKS OF ANY KIND PAID AND AWARDED TO MR
GERVAIS PELLISSIER AS DEPUTY MANAGING
DIRECTOR FOR THE 2020 FINANCIAL YEAR.
COMPENSATION
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE CHIEF
EXECUTIVE OFFICER, FOR THE 2020 FISCAL
YEAR. APPROVAL OF THE COMPENSATION POLICY
16 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
DEPUTY MANAGING DIRECTORS, FOR THE 2020
FISCAL YEAR. APPROVAL OF THE COMPENSATION
POLICY
17 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
NON-MANAGERS DIRECTORS, FOR THE 2020 FISCAL
YEAR. APPROVAL OF THE COMPENSATION POLICY
18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES ON THE OPEN MARKET,
SUBJECT TO THE CONDITIONS DESCRIBED BELOW:
MAXIMUM PURCHASE PRICE: EUR 24.00, MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT
OF THE SHARES COMPOSING THE SHARE CAPITAL,
MAXIMUM FUNDS INVESTED IN THE SHARE
BUYBACKS: EUR 6,384,135,837.60. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON MAY 19TH
2020 IN RESOLUTION NR 16. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
AUTHORIZATION TO BUY BACK SHARES
19 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE UP TO EUR 2,000,000,000.00, BY
ISSUANCE, WITH THE SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS
MAINTAINED, OF: -SHARES; -EQUITY SECURITIES
GIVING ACCESS TO OTHER EQUITY SECURITIES OR
GIVING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES OF THE COMPANY -SECURITIES
GIVING ACCESS TO EQUITY SECURITIES TO BE
ISSUED OR TO BE ISSUED BY A SUBSIDIARY
-EQUITIES GIVING ACCESS TO EXISTING EQUITY
SECURITIES OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES OF A COMPANY
OF WHICH THE COMPANY HOLDS RIGHTS IN THE
SHARE CAPITAL HOWEVER, IT CANNOT BE USED IN
THE CONTEXT OF A PUBLIC OFFER, UNLESS
AUTHORIZED IN APPLICATION OF RESOLUTION 20
SUBMITTED TO THIS MEETING. THE PRESENT
DELEGATION IS GIVEN FOR A 26-MONTH PERIOD.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 21TH 2019 IN
RESOLUTION NR 16. CAPITAL INCREASE THROUGH
ISSUANCE, WITH PREFERRED SUBSCRIPTION
RIGHTS MAINTAINED, OF SHARES AND/OR
SECURITIES
20 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 19 (SUBJECT TO
ITS APPROVAL BY THIS MEETING) AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
21 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL UP TO EUR
1,000,000,000.00, BY WAY OF A PUBLIC
OFFERING, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS, OF: - SHARES; - EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES OF THE
COMPANY - SECURITIES GIVING ACCESS TO
EQUITY SECURITIES TO BE ISSUED OR TO BE
ISSUED BY A SUBSIDIARY - EQUITIES GIVING
ACCESS TO EXISTING EQUITY SECURITIES OR
GIVING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES OF A COMPANY OF WHICH THE
COMPANY HOLDS RIGHTS IN THE SHARE CAPITAL
HOWEVER, IT CANNOT BE USED IN THE CONTEXT
OF A PUBLIC OFFER, UNLESS AUTHORIZED IN
APPLICATION OF RESOLUTION 22 SUBMITTED TO
THIS MEETING. THE PRESENT DELEGATION IS
GIVEN FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 21TH 2019 IN
RESOLUTION NR 18. CAPITAL INCREASE BY
ISSUING SHARES WITHOUT PREFERRED
SUBSCRIPTION RIGHT BY OFFERS
22 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 21 (SUBJECT TO
ITS APPROVAL BY THIS MEETING) AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
23 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS, FOR A
26-MONTH PERIOD, TO INCREASE THE SHARE
CAPITAL UP TO EUR 1,000,000,000.00 (OR 20
PERCENT OF THE SHARE CAPITAL) COUNTING
AGAINST RESOLUTION 21, BY WAY OF A PRIVATE
OFFERING, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS, OF: - SHARES; - EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES OF THE
COMPANY - SECURITIES GIVING ACCESS TO
EQUITY SECURITIES TO BE ISSUED OR TO BE
ISSUED BY A SUBSIDIARY - EQUITIES GIVING
ACCESS TO EXISTING EQUITY SECURITIES OR
GIVING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES OF A COMPANY OF WHICH THE
COMPANY HOLDS RIGHTS IN THE SHARE CAPITAL
HOWEVER, IT CANNOT BE USED IN THE CONTEXT
OF A PUBLIC OFFER, UNLESS AUTHORIZED IN
APPLICATION OF RESOLUTION 24 SUBMITTED TO
THIS MEETING. THIS AUTHORIZATION SUPERSEDES
THE FRACTION UNUSED OF THE AUTHORIZATION
GIVEN BY THE SHAREHOLDERS' MEETING ON MAY
21TH 2019 IN RESOLUTION NR 20. CAPITAL
INCREASE BY ISSUING SHARES WITHOUT
PREFERRED SUBSCRIPTION RIGHT BY OFFERS
24 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 23 (SUBJECT TO
ITS APPROVAL BY THIS MEETING) AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
25 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES IN THE EVENT THOSE GRANTED
UNDER RESOLUTIONS 19 TO 24 HEREIN EXCEED
THE INITIAL NUMBER OF SECURITIES TO BE
ISSUED (OVERSUBSCRIPTION), UP TO 15
PERCENT. THIS DELEGATION IS GIVEN FOR A
26-MONTH PERIOD. AUTHORIZATION TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED
(OVERSUBSCRIPTION)
26 THE SHAREHOLDERS' MEETING GIVES ALL POWERS Mgmt No vote
TO THE BOARD OF DIRECTORS TO ISSUE SHARES,
EQUITY SECURITIES GIVING ACCESS TO EXISTING
SHARES OR GIVING RIGHT TO THE ALLOCATION OF
DEBT SECURITIES AND SECURITIES GIVING
RIGHTS TO SHARES TO BE ISSUED, IN
CONSIDERATION FOR SECURITIES TENDERED AS A
PART OF A PUBLIC EXCHANGE OFFER INITIATED
BY THE COMPANY CONCERNING THE SHARES OF
ANOTHER COMPANY. THE AMOUNT OF SHARES TO BE
ISSUED SHALL NOT EXCEED EUR
1,000,000,000.00 AND COUNT AGAINST
RESOLUTION 21 OF THIS MEETING. HOWEVER, IT
CANNOT BE USED IN THE CONTEXT OF A PUBLIC
OFFER, UNLESS AUTHORIZED IN APPLICATION OF
RESOLUTION 27 SUBMITTED TO THIS MEETING.
THIS AUTHORIZATION IS GRANTED FOR A
26-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GIVEN BY THE SHAREHOLDERS'
MEETING ON MAY 21TH 2019 IN RESOLUTION NR
23. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES. ISSUE OF EQUITY
SECURITIES AND SECURITIES IN THE EVENT OF A
PUBLIC EXCHANGE OFFER
27 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 26 (SUBJECT TO
ITS APPROVAL BY THIS MEETING)AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
28 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS, FOR A
26-MONTH PERIOD, TO INCREASE THE SHARE
CAPITAL, UP TO EUR 1,000,000,000.00 (OR 10
PERCENT OF THE SHARE CAPITAL), BY ISSUING
SHARES, EQUITY SECURITIES GIVING ACCESS TO
EXISTING SHARES OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES AND
SECURITIES GIVING ACCESS TO SHARES TO BE
ISSUED, IN CONSIDERATION FOR THE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPOSED OF CAPITAL SECURITIES
OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL. THIS AMOUNT SHALL COUNT AGAINST
RESOLUTION NUMBER 21. HOWEVER, IT CANNOT BE
USED IN THE CONTEXT OF A PUBLIC OFFER,
UNLESS AUTHORIZED IN APPLICATION OF
RESOLUTION 29 SUBMITTED TO THIS MEETING.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 21TH 2019 IN
RESOLUTION NR 25. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
SHARE CAPITAL INCREASE IN CONSIDERATION FOR
CONTRIBUTIONS IN KIND
29 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 28 (SUBJECT TO
ITS APPROVAL BY THIS MEETING) AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
30 THE SHAREHOLDERS' MEETING SETS THE MAXIMUM Mgmt No vote
OVERALL VALUE OF THE CAPITAL INCREASE
CARRIED OUT BY VIRTUE OF DELEGATIONS AND
AUTHORIZATIONS GRANTED TO THE BOARD OF
DIRECTORS BY RESOLUTIONS 19 TO 29 TO EUR
3,000,000,000.00. DETERMINATION OF OVERALL
VALUE OF THE CAPITAL INCREASE
31 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO ALLOCATE, FREE OF
CHARGE, EXISTING OR TO BE ISSUED COMPANY
SHARES, IN FAVOR OF MANAGING CORPORATE
OFFICERS AND SOME EMPLOYEES OF THE COMPANY
OR A RELATED COMPANY, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, THIS
DELEGATION IS GIVEN FOR A 12-MONTH PERIOD
AND FOR A NOMINAL AMOUNT THAT SHALL NOT
EXCEED 0.07 PERCENT OF THE SHARE CAPITAL,
NOTED THAT THE SHARES GIVEN TO THE MANAGING
CORPORATE OFFICERS CANNOT EXCEED 100,000
SHARES THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON MAY 19TH
2020 IN RESOLUTION NR 19. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
SHARE CAPITAL INCREASE RESERVED FOR
EMPLOYEES
32 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, IN FAVOR OF EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY WHO ARE
MEMBERS OF A COMPANY SAVINGS PLAN, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, BY ISSUANCE OF SHARES, EQUITY
SECURITIES GIVING ACCESS TO EXISTING SHARES
OR GIVING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES AND SECURITIES GIVING ACCESS TO
SHARES TO BE ISSUED. THIS DELEGATION IS
GIVEN FOR AN 18-MONTH PERIOD AND FOR A
NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR
200,000,000.00. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GIVEN BY THE SHAREHOLDERS'
MEETING ON MAY 19TH 2020 IN RESOLUTION NR
20. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES. SHARE CAPITAL
INCREASE RESERVED FOR EMPLOYEES
33 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt No vote
BOARD OF DIRECTORS ALL POWERS IN ORDER TO
INCREASE THE SHARE CAPITAL, UP TO EUR
2,000,000,000.00, BY ISSUING BONUS SHARES
OR RAISING THE PAR VALUE OF EXISTING
SHARES, OR BY A COMBINATION OF BOTH
METHODS, BY WAY OF CAPITALIZING RESERVES,
PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED
THAT SUCH CAPITALIZATION IS ALLOWED BY LAW
AND UNDER THE BYLAWS. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 21TH 2019 IN
RESOLUTION NR 30. SHARE CAPITAL INCREASE BY
CAPITALIZING RESERVES, PROFITS OR PREMIUMS
34 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt No vote
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL BY CANCELLING ALL OR PART OF
THE SHARES HELD BY THE COMPANY IN
CONNECTION WITH THE STOCK REPURCHASE PLAN
UNDER RESOLUTION 18, UP TO 10 PERCENT OF
THE SHARE CAPITAL OVER A 24-MONTH PERIOD.
THE SHAREHOLDERS' MEETING DECIDES TO CHARGE
THE EXCESS OF THE PURCHASE PRICE OVER THE
SHARE'S NOMINAL VALUE ON THE ISSUANCE
PREMIUM ACCOUNT, OR ANY OTHER AVAILABLE
RESERVE ACCOUNT, WITHIN THE LIMIT OF 10
PERCENT OF THE CAPITAL REDUCTION. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON MAY 19TH
2020 IN RESOLUTION NR 21. AUTHORIZATION TO
REDUCE THE CAPITAL THROUGH THE CANCELLATION
OF SHARES
35 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW. POWERS
TO ACCOMPLISH FORMALITIES
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: THE SHAREHOLDERS'
MEETING, SUBJECT TO THE ADOPTION OF
RESOLUTION 31, AUTHORIZES THE BOARD OF
DIRECTORS TO GRANT, FOR FREE EXISTING OR
FUTURE SHARES, IN FAVOR OF THE EMPLOYEES OR
THE CORPORATE OFFICERS OF THE COMPANY AND
RELATED COMPANIES, FOR AN AMOUNT
REPRESENTING 0.4 PERCENT OF THE SHARE
CAPITAL. THE PRESENT DELEGATION IS GIVEN
FOR A 12-MONTH PERIOD. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
AMENDMENT TO THE RESOLUTION 31 - SHARE
CAPITAL INCREASE RESERVED FOR EMPLOYEES
B PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: THE SHAREHOLDERS'
MEETING DECIDES TO AMEND ARTICLE 13 OF THE
BYLAWS, IN ORDER TO SET A MAXIMUM NUMBER OF
TERMS OF OFFICE THAT THE DIRECTORS OF THE
COMPANY CAN ACCEPT TO EXERCISE THE
FUNCTIONS OF DIRECTOR OF THE COMPANY.
AMENDMENT TO ARTICLES OF THE BYLAWS
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL
LINK:https://www.journal-officiel.gouv.fr/b
alo/document/202104192101016-47
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU AND PLEASE NOTE
THAT IF YOU HOLD CREST DEPOSITORY INTERESTS
(CDIs) AND PARTICIPATE AT THIS MEETING, YOU
(OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)
WILL BE REQUIRED TO INSTRUCT A TRANSFER OF
THE RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND INTERMEDIARY
CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE
CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER
THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU
SHOULD BE PROVIDING THE UNDERLYING
SHAREHOLDER INFORMATION AT THE VOTE
INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW
TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE
OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR
DEDICATED CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
ORIGIN ENERGY LTD Agenda Number: 713168549
--------------------------------------------------------------------------------------------------------------------------
Security: Q71610101
Meeting Type: AGM
Meeting Date: 20-Oct-2020
Ticker:
ISIN: AU000000ORG5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 454188 DUE TO DELETION OF
RESOLUTION 4. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 RE-ELECTION OF MS MAXINE BRENNER Mgmt No vote
3 ADOPTION OF REMUNERATION REPORT Mgmt No vote
(NON-BINDING ADVISORY VOTE)
5.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: AMENDMENT TO THE
CONSTITUTION (SPECIAL RESOLUTION)
5.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: CONSENT AND FRACKING
(CONTINGENT NON-BINDING ADVISORY
RESOLUTION)
5.C PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: LOBBYING AND COVID-19
RECOVERY (CONTINGENT NON-BINDING ADVISORY
RESOLUTION)
--------------------------------------------------------------------------------------------------------------------------
PCCW LTD Agenda Number: 713756180
--------------------------------------------------------------------------------------------------------------------------
Security: Y6802P120
Meeting Type: AGM
Meeting Date: 07-May-2021
Ticker:
ISIN: HK0008011667
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0331/2021033101270.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0331/2021033101284.pdf
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt No vote
STATEMENTS OF THE COMPANY AND THE REPORTS
OF THE DIRECTORS AND THE INDEPENDENT
AUDITOR FOR THE YEAR ENDED DECEMBER 31,
2020
2 TO DECLARE A FINAL DIVIDEND OF 23 HK CENTS Mgmt No vote
PER ORDINARY SHARE IN RESPECT OF THE YEAR
ENDED DECEMBER 31, 2020
3.A TO RE-ELECT MR. TSE SZE WING, EDMUND AS A Mgmt No vote
DIRECTOR OF THE COMPANY
3.B TO RE-ELECT MR. AMAN MEHTA AS A DIRECTOR OF Mgmt No vote
THE COMPANY
3.C TO RE-ELECT MS. FRANCES WAIKWUN WONG AS A Mgmt No vote
DIRECTOR OF THE COMPANY
3.D TO RE-ELECT MR. BRYCE WAYNE LEE AS A Mgmt No vote
DIRECTOR OF THE COMPANY
3.E TO RE-ELECT MR. DAVID LAWRENCE HERZOG AS A Mgmt No vote
DIRECTOR OF THE COMPANY
3.F TO AUTHORIZE THE COMPANY'S DIRECTORS TO FIX Mgmt No vote
THEIR REMUNERATION
4 TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS Mgmt No vote
AS THE COMPANY'S AUDITOR AND AUTHORIZE THE
COMPANY'S DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE COMPANY'S Mgmt No vote
DIRECTORS TO ISSUE NEW SHARES OF THE
COMPANY
6 TO GRANT A GENERAL MANDATE TO THE COMPANY'S Mgmt No vote
DIRECTORS TO BUY-BACK THE COMPANY'S OWN
SECURITIES
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt No vote
THE COMPANY'S DIRECTORS PURSUANT TO
ORDINARY RESOLUTION NO. 5
8 TO APPROVE THE TERMINATION OF EXISTING Mgmt No vote
SHARE STAPLED UNITS OPTION SCHEME AND THE
ADOPTION OF NEW SHARE STAPLED UNITS OPTION
SCHEME OF HKT TRUST AND HKT LIMITED
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 935344503
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald E. Blaylock Mgmt For For
1B. Election of Director: Albert Bourla Mgmt For For
1C. Election of Director: Susan Mgmt For For
Desmond-Hellmann
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Scott Gottlieb Mgmt For For
1F. Election of Director: Helen H. Hobbs Mgmt For For
1G. Election of Director: Susan Hockfield Mgmt For For
1H. Election of Director: Dan R. Littman Mgmt For For
1I. Election of Director: Shantanu Narayen Mgmt For For
1J. Election of Director: Suzanne Nora Johnson Mgmt For For
1K. Election of Director: James Quincey Mgmt For For
1L. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2021.
3. 2021 advisory approval of executive Mgmt For For
compensation.
4. Shareholder proposal regarding independent Shr Against For
chair policy.
5. Shareholder proposal regarding political Shr Against For
spending report.
6. Shareholder proposal regarding access to Shr Against For
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935359112
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brant Bonin Bough Mgmt For For
1B. Election of Director: Andre Calantzopoulos Mgmt For For
1C. Election of Director: Michel Combes Mgmt For For
1D. Election of Director: Juan Jose Daboub Mgmt For For
1E. Election of Director: Werner Geissler Mgmt For For
1F. Election of Director: Lisa A. Hook Mgmt For For
1G. Election of Director: Jun Makihara Mgmt For For
1H. Election of Director: Kalpana Morparia Mgmt For For
1I. Election of Director: Lucio A. Noto Mgmt For For
1J. Election of Director: Jacek Olczak Mgmt For For
1K. Election of Director: Frederik Paulsen Mgmt For For
1L. Election of Director: Robert B. Polet Mgmt For For
1M. Election of Director: Shlomo Yanai Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For
Compensation.
3. Ratification of the Selection of Mgmt For For
Independent Auditors.
--------------------------------------------------------------------------------------------------------------------------
POWER ASSETS HOLDINGS LTD Agenda Number: 713756724
--------------------------------------------------------------------------------------------------------------------------
Security: Y7092Q109
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: HK0006000050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0401/2021040102791.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0401/2021040102757.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt No vote
STATEMENTS, THE REPORT OF THE DIRECTORS AND
THE INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt No vote
3.A TO ELECT MR. NEIL DOUGLAS MCGEE AS A Mgmt No vote
DIRECTOR
3.B TO ELECT MR. RALPH RAYMOND SHEA AS A Mgmt No vote
DIRECTOR
3.C TO ELECT MR. WAN CHI TIN AS A DIRECTOR Mgmt No vote
3.D TO ELECT MR. WU TING YUK, ANTHONY AS A Mgmt No vote
DIRECTOR
4 TO APPOINT KPMG AS AUDITOR OF THE COMPANY Mgmt No vote
AND TO AUTHORISE THE DIRECTORS TO FIX THE
AUDITOR'S REMUNERATION
5 TO PASS RESOLUTION 5 OF THE NOTICE OF Mgmt No vote
ANNUAL GENERAL MEETING AS AN ORDINARY
RESOLUTION - TO GIVE A GENERAL MANDATE TO
THE DIRECTORS TO ISSUE AND DISPOSE OF
ADDITIONAL SHARES NOT EXCEEDING 10% OF THE
TOTAL NUMBER OF SHARES OF THE COMPANY IN
ISSUE
6 TO PASS RESOLUTION 6 OF THE NOTICE OF Mgmt No vote
ANNUAL GENERAL MEETING AS AN ORDINARY
RESOLUTION - TO GIVE A GENERAL MANDATE TO
THE DIRECTORS TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES
OF THE COMPANY IN ISSUE
--------------------------------------------------------------------------------------------------------------------------
PUBLIC STORAGE Agenda Number: 935350912
--------------------------------------------------------------------------------------------------------------------------
Security: 74460D109
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: PSA
ISIN: US74460D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Ronald L. Havner, Jr. Mgmt For For
1B. Election of Trustee: Tamara Hughes Mgmt For For
Gustavson
1C. Election of Trustee: Leslie S. Heisz Mgmt For For
1D. Election of Trustee: Michelle Mgmt For For
Millstone-Shroff
1E. Election of Trustee: Shankh S. Mitra Mgmt For For
1F. Election of Trustee: David J. Neithercut Mgmt For For
1G. Election of Trustee: Rebecca Owen Mgmt For For
1H. Election of Trustee: Kristy M. Pipes Mgmt For For
1I. Election of Trustee: Avedick B. Poladian Mgmt For For
1J. Election of Trustee: John Reyes Mgmt For For
1K. Election of Trustee: Joseph D. Russell, Jr. Mgmt For For
1L. Election of Trustee: Tariq M. Shaukat Mgmt For For
1M. Election of Trustee: Ronald P. Spogli Mgmt For For
1N. Election of Trustee: Paul S. Williams Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of Named Executive Officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
4. Approval of the 2021 Equity and Mgmt For For
Performance-Based Incentive Compensation
Plan.
5. Approval of the amendment to the Mgmt For For
Declaration of Trust to eliminate
cumulative voting.
--------------------------------------------------------------------------------------------------------------------------
REPSOL S.A. Agenda Number: 713614003
--------------------------------------------------------------------------------------------------------------------------
Security: E8471S130
Meeting Type: OGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: ES0173516115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt No vote
ANNUAL ACCOUNTS AND MANAGEMENT REPORTS
2 ALLOCATION OF RESULTS Mgmt No vote
3 APPROVAL OF THE NON-FINANCIAL INFORMATION Mgmt No vote
REPORT
4 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt No vote
DIRECTORS
5 APPOINTMENT OF AUDITORS: Mgmt No vote
PRICEWATERHOUSECOOPERS
6 DISTRIBUTION OF 0.30 EUR PER SHARE CHARGED Mgmt No vote
TO RESERVES
7 APPROVAL OF A DECREASE IN CAPITAL BY Mgmt No vote
REDEMPTION OF THEIR OWN SHARES MAXIMUM
AMOUNT 40,494,510 SHARES
8 DELEGATION OF POWERS TO ISSUE FIXED INCOME, Mgmt No vote
CONVERTIBLE AND OR EXCHANGEABLE SECURITIES
SHARES, AS WELL AS WARRANTS
9 REELECTION AS DIRECTOR OF MR MANUEL Mgmt No vote
MANRIQUE CECILIA
10 REELECTION AS DIRECTOR OF MR MARIANO MARZO Mgmt No vote
CARPIO
11 REELECTION AS DIRECTOR OF MS ISABEL Mgmt No vote
TORREMOCHE FERREZUELO
12 REELECTION AS DIRECTOR OF MR LUIS SUREZ DE Mgmt No vote
LEZO MANTILLA
13 RATIFICATION OF APPOINTMENT OF MR RENE Mgmt No vote
DAHAN AS DIRECTOR
14 APPOINTMENT OF MS AURORA CATA SALA AS Mgmt No vote
DIRECTOR
15 AMENDMENT OF THE ARTICLE 19 OF THE B LAWS Mgmt No vote
16 AMENDMENT OF THE ARTICLES 5 AND 7 OF THE Mgmt No vote
REGULATION OF THE GENERAL SHAREHOLDERS
MEETING
17 ADVISORY VOTE ON THE ANNUAL REPORT ON Mgmt No vote
DIRECTORS REMUNERATION FOR 2020
18 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt No vote
DIRECTORS 2021 TO 2023
19 DELEGATION OF POWERS TO IMPLEMENT Mgmt No vote
AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE
GENERAL MEETING
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 26 MAR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT 09 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 6. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 935347636
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 09-Apr-2021
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the 2020 Annual Report Mgmt For For
2. Approval of the Remuneration Policy Mgmt For For
3. Approval of the Directors' Remuneration Mgmt Against Against
Report: Implementation Report
4. Approval of the Directors' Remuneration Mgmt Against Against
Report
5. To re-elect Megan Clark AC as a director Mgmt For For
6. To re-elect Hinda Gharbi as a director Mgmt For For
7. To re-elect Simon Henry as a director Mgmt For For
8. To re-elect Sam Laidlaw as a director Mgmt For For
9. To re-elect Simon McKeon AO as a director Mgmt For For
10. To re-elect Jennifer Nason as a director Mgmt For For
11. To re-elect Jakob Stausholm as a director Mgmt For For
12. To re-elect Simon Thompson as a director Mgmt For For
13. To re-elect Ngaire Woods CBE as a director Mgmt For For
14. Re- appointment of auditors Mgmt For For
15. Remuneration of auditors Mgmt For For
16. Authority to make political donations Mgmt For For
17. Renewal of and amendment to the Rio Tinto Mgmt For For
Global Employee Share Plan
18. Renewal of and amendment to the Rio Tinto Mgmt For For
UK Share Plan
19. General authority to allot shares Mgmt For For
20. Disapplication of pre-emption rights Mgmt For For
21. Authority to purchase Rio Tinto plc shares Mgmt For For
22. Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 935396653
--------------------------------------------------------------------------------------------------------------------------
Security: 780259107
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: RDSB
ISIN: US7802591070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of Annual Report & Accounts. Mgmt For For
2. Approval of Directors' Remuneration Report. Mgmt For For
3. Appointment of Jane Holl Lute as a Director Mgmt For For
of the Company.
4. Reappointment of Ben van Beurden as a Mgmt For For
Director of the Company.
5. Reappointment of Dick Boer as a Director of Mgmt For For
the Company.
6. Reappointment of Neil Carson as a Director Mgmt For For
of the Company.
7. Reappointment of Ann Godbehere as a Mgmt For For
Director of the Company.
8. Reappointment of Euleen Goh as a Director Mgmt For For
of the Company.
9. Reappointment of Catherine Hughes as a Mgmt For For
Director of the Company.
10. Reappointment of Martina Hund-Mejean as a Mgmt For For
Director of the Company.
11. Reappointment of Sir Andrew Mackenzie as a Mgmt For For
Director of the Company.
12. Reappointment of Abraham (Bram) Schot as a Mgmt For For
Director of the Company.
13. Reappointment of Jessica Uhl as a Director Mgmt For For
of the Company.
14. Reappointment of Gerrit Zalm as a Director Mgmt For For
of the Company.
15. Reappointment of Auditors. Mgmt For For
16. Remuneration of Auditors. Mgmt For For
17. Authority to allot shares. Mgmt For For
18. Disapplication of pre-emption rights. Mgmt For For
19. Authority to purchase own shares. Mgmt For For
20. Shell's Energy Transition Strategy. Mgmt For For
21. Shareholder resolution. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SANOFI Agenda Number: 935384848
--------------------------------------------------------------------------------------------------------------------------
Security: 80105N105
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: SNY
ISIN: US80105N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the individual company Mgmt For For
financial statements for the year ended
December 31, 2020.
2. Approval of the consolidated financial Mgmt For For
statements for the year ended December 31,
2020.
3. Appropriation of results for the year ended Mgmt For For
December 31, 2020 and declaration of
dividend.
4. Ratification of the co-opting of Gilles Mgmt For For
Schnepp as a director.
5. Reappointment of Fabienne Lecorvaisier as a Mgmt For For
Director.
6. Reappointment of Melanie Lee as a director. Mgmt For For
7. Appointment of Barbara Lavernos as a Mgmt For For
director.
8. Approval of the report on the compensation Mgmt For For
of corporate officers issued in accordance
with Article L. 22-10-9 of the French
Commercial Code.
9. Approval of the components of the Mgmt For For
compensation paid or awarded in respect of
the year ended December 31, 2020 to Serge
Weinberg, Chairman of the Board.
10. Approval of the components of the Mgmt For For
compensation paid or awarded in respect of
the year ended December 31, 2020 to Paul
Hudson, Chief Executive Officer.
11. Approval of the compensation policy for Mgmt For For
directors.
12. Approval of the compensation policy for the Mgmt For For
Chairman of the Board of Directors.
13. Approval of the compensation policy for the Mgmt For For
Chief Executive Officer.
14. Authorization to the Board of Directors to Mgmt For For
carry out transactions in the Company's
shares (usable outside the period of a
public tender offer).
15. Authorization to the Board of Directors to Mgmt For For
reduce the share capital by cancellation of
treasury shares.
16. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
17. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
18. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
19. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
20. Delegation to the Board of Directors of Mgmt For For
competence to increase ...(due to space
limits, see proxy statement for full
proposal).
21. Delegation to the Board of Directors of Mgmt For For
competence with a view ...(due to space
limits, see proxy statement for full
proposal).
22. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
23. Delegation to the Board of Directors of Mgmt For For
competence to decide on ...(due to space
limits, see proxy statement for full
proposal).
24. Authorization to the Board of Directors to Mgmt For For
carry out consideration-free allotments of
existing or new shares to some or all of
the salaried employees and corporate
officers of the Group.
25. Amendment to Article 13 of the Articles of Mgmt For For
Association to allow the Board of Directors
to take decisions by written consultation.
26. Amendment to Articles 14 and 17 of the Mgmt For For
Articles of Association to align their
content with the PACTE law.
27. Powers for formalities. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHIMIZU CORPORATION Agenda Number: 714243211
--------------------------------------------------------------------------------------------------------------------------
Security: J72445117
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3358800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2.1 Appoint a Director Miyamoto, Yoichi Mgmt No vote
2.2 Appoint a Director Inoue, Kazuyuki Mgmt No vote
2.3 Appoint a Director Imaki, Toshiyuki Mgmt No vote
2.4 Appoint a Director Yamaji, Toru Mgmt No vote
2.5 Appoint a Director Handa, Kimio Mgmt No vote
2.6 Appoint a Director Fujimura, Hiroshi Mgmt No vote
2.7 Appoint a Director Ikeda, Kentaro Mgmt No vote
2.8 Appoint a Director Shimizu, Motoaki Mgmt No vote
2.9 Appoint a Director Iwamoto, Tamotsu Mgmt No vote
2.10 Appoint a Director Kawada, Junichi Mgmt No vote
2.11 Appoint a Director Tamura, Mayumi Mgmt No vote
2.12 Appoint a Director Jozuka, Yumiko Mgmt No vote
3.1 Appoint a Corporate Auditor Watanabe, Mgmt No vote
Hideto
3.2 Appoint a Corporate Auditor Ikenaga, Toshie Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
SK TELECOM CO LTD Agenda Number: 713631352
--------------------------------------------------------------------------------------------------------------------------
Security: Y4935N104
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: KR7017670001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt No vote
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt No vote
3 GRANT OF STOCK OPTION Mgmt No vote
4 ELECTION OF INSIDE DIRECTOR: YU YEONG SANG Mgmt No vote
5 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt No vote
AUDIT COMMITTEE MEMBER: YUN YEONG MIN
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK CORP. Agenda Number: 714250696
--------------------------------------------------------------------------------------------------------------------------
Security: J75963132
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3732000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Establish the Articles Mgmt No vote
Related to Shareholders Meeting held
without specifying a venue
2.1 Appoint a Director Miyauchi, Ken Mgmt No vote
2.2 Appoint a Director Miyakawa, Junichi Mgmt No vote
2.3 Appoint a Director Shimba, Jun Mgmt No vote
2.4 Appoint a Director Imai, Yasuyuki Mgmt No vote
2.5 Appoint a Director Fujihara, Kazuhiko Mgmt No vote
2.6 Appoint a Director Son, Masayoshi Mgmt No vote
2.7 Appoint a Director Kawabe, Kentaro Mgmt No vote
2.8 Appoint a Director Horiba, Atsushi Mgmt No vote
2.9 Appoint a Director Kamigama, Takehiro Mgmt No vote
2.10 Appoint a Director Oki, Kazuaki Mgmt No vote
2.11 Appoint a Director Uemura, Kyoko Mgmt No vote
2.12 Appoint a Director Hishiyama, Reiko Mgmt No vote
2.13 Appoint a Director Koshi, Naomi Mgmt No vote
3 Approve Details of the Compensation to be Mgmt No vote
received by Directors
--------------------------------------------------------------------------------------------------------------------------
STOCKLAND Agenda Number: 713143282
--------------------------------------------------------------------------------------------------------------------------
Security: Q8773B105
Meeting Type: AGM
Meeting Date: 20-Oct-2020
Ticker:
ISIN: AU000000SGP0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 5, 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 ELECTION OF MS KATE MCKENZIE AS A DIRECTOR Mgmt No vote
3 RE-ELECTION OF MR TOM POCKETT AS A DIRECTOR Mgmt No vote
4 RE-ELECTION OF MR ANDREW STEVENS AS A Mgmt No vote
DIRECTOR
5 APPROVAL OF REMUNERATION REPORT Mgmt No vote
6 RENEWAL OF TERMINATION BENEFITS FRAMEWORK Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.) Agenda Number: 714204120
--------------------------------------------------------------------------------------------------------------------------
Security: J77282119
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3404600003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2.1 Appoint a Director Nakamura, Kuniharu Mgmt No vote
2.2 Appoint a Director Hyodo, Masayuki Mgmt No vote
2.3 Appoint a Director Nambu, Toshikazu Mgmt No vote
2.4 Appoint a Director Yamano, Hideki Mgmt No vote
2.5 Appoint a Director Seishima, Takayuki Mgmt No vote
2.6 Appoint a Director Shiomi, Masaru Mgmt No vote
2.7 Appoint a Director Ehara, Nobuyoshi Mgmt No vote
2.8 Appoint a Director Ishida, Koji Mgmt No vote
2.9 Appoint a Director Iwata, Kimie Mgmt No vote
2.10 Appoint a Director Yamazaki, Hisashi Mgmt No vote
2.11 Appoint a Director Ide, Akiko Mgmt No vote
3 Appoint a Corporate Auditor Nagashima, Mgmt No vote
Yukiko
4 Approve Details of the Restricted Mgmt No vote
Performance-based Stock Compensation to be
received by Directors
5 Shareholder Proposal: Amend Articles of Shr No vote
Incorporation (Adoption and disclosure of a
plan outlining the company's business
strategy to align its business with the
goals of the Paris Agreement)
--------------------------------------------------------------------------------------------------------------------------
SWISSCOM AG Agenda Number: 713621969
--------------------------------------------------------------------------------------------------------------------------
Security: H8398N104
Meeting Type: OGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: CH0008742519
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt No vote
CONSOLIDATED FINANCIAL STATEMENTS AND THE
FINANCIAL STATEMENTS OF SWISSCOM LTD FOR
THE FINANCIAL YEAR 2020
1.2 CONSULTATIVE VOTE ON THE REMUNERATION Mgmt No vote
REPORT 2020
2 APPROPRIATION OF THE RETAINED EARNINGS 2020 Mgmt No vote
AND DECLARATION OF DIVIDEND: THE BOARD OF
DIRECTORS PROPOSES TO THE SHAREHOLDERS'
MEETING A DIVIDEND OF CHF 22 GROSS PER
SHARE (PRIOR YEAR: CHF 22). THE TOTAL
DIVIDEND OF APPROX. CHF 1,140 MILLION IS
BASED ON A PORTFOLIO OF 51,800,516 SHARES
WITH A DIVIDEND ENTITLEMENT (AS OF 31
DECEMBER 2020). SUBJECT TO THE APPROVAL OF
THE PROPOSAL BY THE SHAREHOLDERS' MEETING,
AFTER DEDUCTING FEDERAL WITHHOLDING TAX OF
35%, A NET DIVIDEND OF CHF 14.30 PER SHARE
WILL BE PAID OUT ON 8 APRIL 2021. THE LAST
TRADING DAY WITH ENTITLEMENT TO RECEIVE A
DIVIDEND IS 1 APRIL 2021. AS OF 6 APRIL
2021, THE SHARES WILL BE TRADED EX DIVIDEND
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS AND THE GROUP EXECUTIVE BOARD
4.1 RE-ELECTION OF ROLAND ABT TO THE BOARD OF Mgmt No vote
DIRECTORS
4.2 RE-ELECTION OF ALAIN CARRUPT TO THE BOARD Mgmt No vote
OF DIRECTORS
4.3 ELECTION OF GUUS DEKKERS TO THE BOARD OF Mgmt No vote
DIRECTORS
4.4 RE-ELECTION OF FRANK ESSER TO THE BOARD OF Mgmt No vote
DIRECTORS
4.5 RE-ELECTION OF BARBARA FREI TO THE BOARD OF Mgmt No vote
DIRECTORS
4.6 RE-ELECTION OF SANDRA LATHION-ZWEIFEL TO Mgmt No vote
THE BOARD OF DIRECTORS
4.7 RE-ELECTION OF ANNA MOSSBERG TO THE BOARD Mgmt No vote
OF DIRECTORS
4.8 RE-ELECTION OF MICHAEL RECHSTEINER TO THE Mgmt No vote
BOARD OF DIRECTORS
4.9 ELECTION OF MICHAEL RECHSTEINER AS CHAIRMAN Mgmt No vote
TO THE BOARD OF DIRECTORS
5.1 RE-ELECTION OF ROLAND ABT TO THE Mgmt No vote
COMPENSATION COMMITTEE
5.2 RE-ELECTION OF FRANK ESSER TO THE Mgmt No vote
COMPENSATION COMMITTEE
5.3 RE-ELECTION OF BARBARA FREI TO THE Mgmt No vote
COMPENSATION COMMITTEE
5.4 ELECTION OF MICHAEL RECHSTEINER TO THE Mgmt No vote
COMPENSATION COMMITTEE
5.5 RE-ELECTION OF RENZO SIMONI TO THE Mgmt No vote
COMPENSATION COMMITTEE
6.1 APPROVAL OF THE TOTAL REMUNERATION OF THE Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS FOR 2022
6.2 APPROVAL OF THE TOTAL REMUNERATION OF THE Mgmt No vote
MEMBERS OF THE GROUP EXECUTIVE BOARD FOR
2022
7 RE-ELECTION OF THE INDEPENDENT PROXY: THE Mgmt No vote
BOARD OF DIRECTORS PROPOSES THAT THE LAW
FIRM REBER RECHTSANWALTE, ZURICH, BE
RE-ELECTED AS INDEPENDENT PROXY FOR THE
PERIOD OF TIME UNTIL THE CONCLUSION OF THE
NEXT ORDINARY SHAREHOLDERS' MEETING
8 RE-ELECTION OF THE STATUTORY AUDITORS: THE Mgmt No vote
BOARD OF DIRECTORS PROPOSES THAT
PRICEWATERHOUSECOOPERS AG, ZURICH, BE
RE-ELECTED AS STATUTORY AUDITORS FOR THE
2021 FINANCIAL YEAR
--------------------------------------------------------------------------------------------------------------------------
TAISEI CORPORATION Agenda Number: 714226417
--------------------------------------------------------------------------------------------------------------------------
Security: J79561148
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3443600006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2.1 Appoint a Director Yamauchi, Takashi Mgmt No vote
2.2 Appoint a Director Aikawa, Yoshiro Mgmt No vote
2.3 Appoint a Director Sakurai, Shigeyuki Mgmt No vote
2.4 Appoint a Director Tanaka, Shigeyoshi Mgmt No vote
2.5 Appoint a Director Yaguchi, Norihiko Mgmt No vote
2.6 Appoint a Director Kimura, Hiroshi Mgmt No vote
2.7 Appoint a Director Yamamoto, Atsushi Mgmt No vote
2.8 Appoint a Director Teramoto, Yoshihiro Mgmt No vote
2.9 Appoint a Director Nishimura, Atsuko Mgmt No vote
2.10 Appoint a Director Murakami, Takao Mgmt No vote
2.11 Appoint a Director Otsuka, Norio Mgmt No vote
2.12 Appoint a Director Kokubu, Fumiya Mgmt No vote
3 Appoint a Corporate Auditor Miura, Mgmt No vote
Masamitsu
--------------------------------------------------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL CO LTD Agenda Number: 935457437
--------------------------------------------------------------------------------------------------------------------------
Security: 874060205
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: TAK
ISIN: US8740602052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Appropriation of Surplus Mgmt For
2 Partial Amendment to the Articles of Mgmt For
Incorporation
3A Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Christophe
Weber
3B Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Masato
Iwasaki
3C Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Andrew Plump
3D Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Costa
Saroukos
3E Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Masahiro
Sakane
3F Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Oliver Bohuon
3G Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Jean-Luc
Butel
3H Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Ian Clark
3I Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Yoshiaki
Fujimori
3J Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Steven Gillis
3K Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Shiro Kuniya
3L Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Toshiyuki
Shiga
4.1 Election of Director who is an Audit and Mgmt For
Supervisory Committee Member: Masami Iijima
5 Payment of Bonuses to Directors who are not Mgmt For
Audit and Supervisory Committee Members
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA, S.A. Agenda Number: 935374669
--------------------------------------------------------------------------------------------------------------------------
Security: 879382208
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: TEF
ISIN: US8793822086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Approval of the Annual Accounts and of the Mgmt For
Management Report of both Telefonica, S.A.
and its Consolidated Group of Companies for
fiscal year 2020.
1.2 Approval of the Statement of Non-Financial Mgmt For
Information of the Consolidated Group of
Companies led by Telefonica, S.A. for
fiscal year 2020 included in the
Consolidated Management Report of
Telefonica, S.A. and of its Group of
Companies for such fiscal year.
1.3 Approval of the management of the Board of Mgmt For
Directors of Telefonica, S.A. during fiscal
year 2020.
2. Approval of the Proposed Allocation of the Mgmt For
Profits/Losses of Telefonica, S.A. for
fiscal year 2020.
3. Re-election of the Statutory Auditor for Mgmt For
fiscal year 2021.
4.1 Re-election of Mr. Jose Maria Mgmt For
Alvarez-Pallete Lopez as executive
Director.
4.2 Re-election of Ms. Carmen Garcia de Andres Mgmt For
as independent Director.
4.3 Re-election of Mr. Ignacio Moreno Martinez Mgmt For
as proprietary Director.
4.4 Re-election of Mr. Francisco Jose Riberas Mgmt For
Mera as independent Director.
5. Reduction of share capital through the Mgmt For
cancellation of own shares, excluding the
right of creditors to object, amending the
text of Article 6 of the By-Laws relating
to share capital.
6.1 First scrip dividend resolution. Approval Mgmt For
of an increase in share capital with a
charge to reserves by such amount as may be
..(due to space limits, see proxy statement
for full proposal).
6.2 Second scrip dividend resolution. Approval Mgmt For
of an increase in share capital with a
charge to reserves by such amount as may be
..(due to space limits, see proxy statement
for full proposal).
7.1 Amendment of the By-Laws to enable the Mgmt For
General Shareholders' Meeting to be held
exclusively by telematic means: articles 17
..(due to space limits, see proxy statement
for full proposal).
7.2 Amendment of the By-Laws to expressly Mgmt For
regulate the possibility of granting
proxies and casting votes prior to the
General ..(due to space limits, see proxy
statement for full proposal).
8.1 Amendment of the Regulations for the Mgmt For
General Shareholders' Meeting to enable the
General Shareholders' Meeting to be held
..(due to space limits, see proxy statement
for full proposal).
8.2 Amendment of the Regulations for the Mgmt For
General Shareholders' Meeting to expressly
regulate the possibility of granting ..(due
to space limits, see proxy statement for
full proposal).
9. Approval of the Director Remuneration Mgmt For
Policy of Telefonica, S.A.
10. Approval of a Long-Term Incentive Plan Mgmt For
consisting of the delivery of shares of
Telefonica, S.A. allocated to Senior
Executive Officers of the Telefonica Group.
11. Delegation of powers to formalize, Mgmt For
interpret, remedy and carry out the
resolutions adopted by the shareholders at
the General Shareholders' Meeting.
12. Consultative vote on the 2020 Annual Report Mgmt For
on Directors' Remuneration.
--------------------------------------------------------------------------------------------------------------------------
TELENOR ASA Agenda Number: 714103049
--------------------------------------------------------------------------------------------------------------------------
Security: R21882106
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: NO0010063308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 REGISTRATION OF ATTENDING SHAREHOLDERS AND Non-Voting
PROXIES
3 APPROVE NOTICE OF MEETING AND AGENDA Mgmt No vote
4 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
5 RECEIVE CHAIRMAN'S REPORT Non-Voting
6 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 9 PER SHARE
7 APPROVE REMUNERATION OF AUDITORS Mgmt No vote
8 APPROVE COMPANY'S CORPORATE GOVERNANCE Mgmt No vote
STATEMENT
9 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt No vote
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
10 APPROVE EQUITY PLAN FINANCING Mgmt No vote
11.1 ELECT BJORN ERIK NAESS AS MEMBER OF Mgmt No vote
CORPORATE ASSEMBLY
11.2 ELECT JOHN GORDON BERNANDER AS MEMBER OF Mgmt No vote
CORPORATE ASSEMBLY
11.3 ELECT HEIDI FINSKAS AS MEMBER OF CORPORATE Mgmt No vote
ASSEMBLY
11.4 ELECT WIDAR SALBUVIK AS MEMBER OF CORPORATE Mgmt No vote
ASSEMBLY
11.5 ELECT SILVIJA SERES AS MEMBER OF CORPORATE Mgmt No vote
ASSEMBLY
11.6 ELECT LISBETH KARIN NAERO AS MEMBER OF Mgmt No vote
CORPORATE ASSEMBLY
11.7 ELECT TRINE SAETHER ROMULD AS MEMBER OF Mgmt No vote
CORPORATE ASSEMBLY
11.8 ELECT MARIANNE BERGMANN ROREN AS MEMBER OF Mgmt No vote
CORPORATE ASSEMBLY
11.9 ELECT MAALFRID BRATH AS MEMBER OF CORPORATE Mgmt No vote
ASSEMBLY
11.10 ELECT KJETIL HOUG AS MEMBER OF CORPORATE Mgmt No vote
ASSEMBLY
11.11 ELECT ELIN MYRMEL-JOHANSEN AS DEPUTY MEMBER Mgmt No vote
OF CORPORATE ASSEMBLY
11.12 ELECT RANDI MARJAMAA AS DEPUTY MEMBER OF Mgmt No vote
CORPORATE ASSEMBLY
11.13 ELECT LARS TRONSGAARD AS DEPUTY MEMBER OF Mgmt No vote
CORPORATE ASSEMBLY
12.1 ELECT JAN TORE FOSUND AS MEMBER OF Mgmt No vote
NOMINATING COMMITTEE
13 APPROVE REMUNERATION OF CORPORATE ASSEMBLY Mgmt No vote
AND NOMINATING COMMITTEE
14 CLOSE MEETING Non-Voting
CMMT 10 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 10 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TELIA COMPANY AB Agenda Number: 713328854
--------------------------------------------------------------------------------------------------------------------------
Security: W95890104
Meeting Type: EGM
Meeting Date: 02-Dec-2020
Ticker:
ISIN: SE0000667925
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF THE CHAIR OF THE MEETING Non-Voting
2 ADOPTION OF THE AGENDA Non-Voting
3 ELECTION OF TWO PERSONS TO CHECK THE Non-Voting
MINUTES OF THE MEETING TOGETHER WITH THE
CHAIR
4 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 RESOLUTION ON EXTRAORDINARY DIVIDEND: SEK Mgmt No vote
0.65 PER SHARE
CMMT 04 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 04 NOV 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
TELIA COMPANY AB Agenda Number: 713658118
--------------------------------------------------------------------------------------------------------------------------
Security: W95890104
Meeting Type: AGM
Meeting Date: 12-Apr-2021
Ticker:
ISIN: SE0000667925
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECT CHAIRMAN OF MEETING: WILHELM LUNING, Non-Voting
ATTORNEY-AT-LAW, OR IF HE IS UNABLE TO
ATTEND THE MEETING, ANY OTHER PERSON
PROPOSED BY THE NOMINATION COMMITTEE
2 APPROVE AGENDA OF MEETING Non-Voting
3 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING: JAN ANDERSSON, REPRESENTING
SWEDBANK ROBUR FUNDS, AND JAVIERA RAGNARTZ,
REPRESENTING SEB FUNDS, OR IF ONE OR BOTH
OF THEM ARE UNABLE TO ATTEND, THE PERSON OR
PERSONS INSTEAD APPOINTED BY THE BOARD OF
DIRECTORS, ARE PROPOSED TO BE ELECTED TO
APPROVE THE MINUTES OF THE MEETING TOGETHER
WITH THE CHAIR
4 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
7 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
8 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF SEK 2.00 PER SHARE
9.1 APPROVE DISCHARGE OF INGRID BONDE Mgmt No vote
9.2 APPROVE DISCHARGE OF RICKARD GUSTAFSON Mgmt No vote
9.3 APPROVE DISCHARGE OF LARS-JOHAN JARNHEIMER Mgmt No vote
9.4 APPROVE DISCHARGE OF JEANETTE JAGER Mgmt No vote
9.5 APPROVE DISCHARGE OF OLLI-PEKKA KALLASVUO Mgmt No vote
9.6 APPROVE DISCHARGE OF NINA LINANDER Mgmt No vote
9.7 APPROVE DISCHARGE OF JIMMY MAYMANN Mgmt No vote
9.8 APPROVE DISCHARGE OF ANNA SETTMAN Mgmt No vote
9.9 APPROVE DISCHARGE OF OLAF SWANTEE Mgmt No vote
9.10 APPROVE DISCHARGE OF MARTIN TIVEUS Mgmt No vote
9.11 APPROVE DISCHARGE OF AGNETA AHLSTROM Mgmt No vote
9.12 APPROVE DISCHARGE OF STEFAN CARLSSON Mgmt No vote
9.13 APPROVE DISCHARGE OF HANS GUSTAVSSON Mgmt No vote
9.14 APPROVE DISCHARGE OF MARTIN SAAF Mgmt No vote
9.15 APPROVE DISCHARGE OF ALLISON KIRKBY Mgmt No vote
9.16 APPROVE DISCHARGE OF CHRISTIAN LUIGA Mgmt No vote
10 APPROVE REMUNERATION REPORT Mgmt No vote
11 DETERMINE NUMBER OF DIRECTORS (8) AND Mgmt No vote
DEPUTY DIRECTORS (0) OF BOARD
12 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt No vote
AMOUNT OF SEK 1.9 MILLION TO CHAIR, SEK
900,000 TO VICE CHAIR AND SEK 640,000 TO
OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK
13.1 REELECT INGRID BONDE AS DIRECTOR Mgmt No vote
13.2 ELECT LUISA DELGADO AS NEW DIRECTOR Mgmt No vote
13.3 REELECT RICKARD GUSTAFSON AS DIRECTOR Mgmt No vote
13.4 REELECT LARS-JOHAN JARNHEIMER AS DIRECTOR Mgmt No vote
13.5 REELECT JEANETTE JAGER AS DIRECTOR Mgmt No vote
13.6 REELECT NINA LINANDER AS DIRECTOR Mgmt No vote
13.7 REELECT JIMMY MAYMANN AS DIRECTOR Mgmt No vote
13.8 REELECT MARTIN TIVEUS AS DIRECTOR Mgmt No vote
14.1 REELECT LARS-JOHAN JARNHEIMER AS BOARD Mgmt No vote
CHAIR
14.2 ELECT INGRID BONDE AS VICE CHAIR Mgmt No vote
15 DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY Mgmt No vote
AUDITORS (0)
16 APPROVE REMUNERATION OF AUDITORS Mgmt No vote
17 RATIFY DELOITTE AS AUDITORS Mgmt No vote
18 APPROVE NOMINATING COMMITTEE PROCEDURES Mgmt No vote
19 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE OF REPURCHASED SHARES
20.a APPROVE PERFORMANCE SHARE PROGRAM 2021/2024 Mgmt No vote
FOR KEY EMPLOYEES
20.b APPROVE EQUITY PLAN FINANCING THROUGH Mgmt No vote
TRANSFER OF SHARES
21 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: APPROVE 1:3 REVERSE
STOCK SPLIT
22 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: COMPANY SHALL REVIEW
ITS ROUTINES AROUND THAT LETTERS SHALL BE
ANSWERED WITHIN TWO MONTHS FROM THE DATE OF
RECEIPT
CMMT 10 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 25 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
TELSTRA CORPORATION LTD Agenda Number: 713062191
--------------------------------------------------------------------------------------------------------------------------
Security: Q8975N105
Meeting Type: AGM
Meeting Date: 13-Oct-2020
Ticker:
ISIN: AU000000TLS2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 5.A, 5.B, 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 CHAIRMAN AND CEO PRESENTATIONS Non-Voting
2 DISCUSSION OF FINANCIAL STATEMENTS AND Non-Voting
REPORTS: TO DISCUSS THE COMPANY'S FINANCIAL
STATEMENTS AND REPORTS FOR THE YEAR ENDED
30 JUNE 2020
3.A THAT PETER HEARL, BEING ELIGIBLE, BE Mgmt No vote
RE-ELECTED AS A DIRECTOR
3.B THAT BRIDGET LOUDON, BEING ELIGIBLE, BE Mgmt No vote
ELECTED AS A DIRECTOR
3.C THAT JOHN MULLEN, BEING ELIGIBLE, BE Mgmt No vote
RE-ELECTED AS A DIRECTOR
3.D THAT ELANA RUBIN, BEING ELIGIBLE, BE Mgmt No vote
ELECTED AS A DIRECTOR
4 NEW CONSTITUTION TO CONSIDER AND, IF Mgmt No vote
THOUGHT FIT, PASS THE FOLLOWING RESOLUTION
AS A SPECIAL RESOLUTION: 'THAT APPROVAL BE
GIVEN TO REPEAL TELSTRA'S EXISTING
CONSTITUTION AND ADOPT A NEW CONSTITUTION
IN THE FORM TABLED AT THE MEETING AND
SIGNED BY THE CHAIRMAN FOR IDENTIFICATION,
WITH EFFECT FROM THE CLOSE OF THE MEETING'
5.A ALLOCATION OF EQUITY TO THE CEO: GRANT OF Mgmt No vote
RESTRICTED SHARES TO THE CEO ' THAT
APPROVAL BE GIVEN FOR ALL PURPOSES, FOR THE
GRANT TO THE CHIEF EXECUTIVE OFFICER AND
MANAGING DIRECTOR, MR ANDREW PENN, OF
394,786 RESTRICTED SHARES UNDER THE TELSTRA
FY20 EXECUTIVE VARIABLE REMUNERATION PLAN
(EVP)'
5.B ALLOCATION OF EQUITY TO THE CEO: B) GRANT Mgmt No vote
OF PERFORMANCE RIGHTS TO THE CEO ' THAT
APPROVAL BE GIVEN FOR ALL PURPOSES, FOR THE
GRANT TO THE CHIEF EXECUTIVE OFFICER AND
MANAGING DIRECTOR, MR ANDREW PENN, OF
451,184 PERFORMANCE RIGHTS UNDER THE
TELSTRA FY20 EVP'
6 TO CONSIDER AND, IF THOUGHT FIT, PASS THE Mgmt No vote
FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION: 'THAT THE REMUNERATION REPORT
FOR THE YEAR ENDED 30 JUNE 2020 BE
ADOPTED.' UNDER THE CORPORATIONS ACT, THE
VOTE ON THIS RESOLUTION IS ADVISORY ONLY
AND WILL NOT BIND TELSTRA OR THE DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
THE KRAFT HEINZ COMPANY Agenda Number: 935357396
--------------------------------------------------------------------------------------------------------------------------
Security: 500754106
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: KHC
ISIN: US5007541064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory E. Abel Mgmt For For
1B. Election of Director: Alexandre Behring Mgmt For For
1C. Election of Director: John T. Cahill Mgmt For For
1D. Election of Director: Joao M. Castro-Neves Mgmt For For
1E. Election of Director: Lori Dickerson Fouche Mgmt For For
1F. Election of Director: Timothy Kenesey Mgmt For For
1G. Election of Director: Elio Leoni Sceti Mgmt For For
1H. Election of Director: Susan Mulder Mgmt For For
1I. Election of Director: Miguel Patricio Mgmt For For
1J. Election of Director: John C. Pope Mgmt For For
1K. Election of Director: Alexandre Van Damme Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for 2021.
--------------------------------------------------------------------------------------------------------------------------
TINGYI (CAYMAN ISLANDS) HOLDING CORP Agenda Number: 713931930
--------------------------------------------------------------------------------------------------------------------------
Security: G8878S103
Meeting Type: AGM
Meeting Date: 07-Jun-2021
Ticker:
ISIN: KYG8878S1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0416/2021041600229.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0416/2021041600215.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt No vote
ACCOUNTS AND THE REPORTS OF THE DIRECTORS
AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2020
2 TO APPROVE THE PAYMENT OF A FINAL DIVIDEND Mgmt No vote
FOR THE YEAR ENDED 31 DECEMBER 2020
3 TO APPROVE THE PAYMENT OF A SPECIAL Mgmt No vote
DIVIDEND FOR THE YEAR ENDED 31 DECEMBER
2020
4 TO RE-ELECT MR. WEI HONG-CHEN AS AN Mgmt No vote
EXECUTIVE DIRECTOR AND TO AUTHORIZE THE
DIRECTORS TO FIX HIS REMUNERATION
5 TO RE-ELECT MR. KOJI SHINOHARA AS AN Mgmt No vote
EXECUTIVE DIRECTOR AND TO AUTHORIZE THE
DIRECTORS TO FIX HIS REMUNERATION
6 TO RE-ELECT MR. LEE TIONG-HOCK AS AN Mgmt No vote
INDEPENDENT NON-EXECUTIVE DIRECTOR AND TO
AUTHORIZE THE DIRECTORS TO FIX HIS
REMUNERATION
7 TO RE-APPOINT AUDITORS OF THE COMPANY AND Mgmt No vote
AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION: MAZARS CPA LIMITED
8 TO CONSIDER AND APPROVE THE GENERAL MANDATE Mgmt No vote
TO ISSUE SHARES
9 TO CONSIDER AND APPROVE THE GENERAL MANDATE Mgmt No vote
TO BUY BACK SHARES OF THE COMPANY
10 TO CONSIDER AND APPROVE THAT THE TOTAL Mgmt No vote
NUMBER OF SHARES WHICH ARE BOUGHT BACK BY
THE COMPANY SHALL BE ADDED TO THE TOTAL
NUMBER OF SHARES WHICH MAY BE ALLOTED
PURSUANT TO THE GENERAL MANDATE FOR ISSUE
OF SHARES
CMMT 20 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 7. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
UNI-PRESIDENT CHINA HOLDINGS LTD Agenda Number: 713953948
--------------------------------------------------------------------------------------------------------------------------
Security: G9222R106
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: KYG9222R1065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000421.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000393.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND APPROVE THE AUDITED Mgmt No vote
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS ("DIRECTORS") AND
THE AUDITORS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2020
2 TO APPROVE AND DECLARE A FINAL DIVIDEND FOR Mgmt No vote
THE YEAR ENDED 31 DECEMBER 2020
3.A TO RE-ELECT MR. CHEN KUO-HUI AS A Mgmt No vote
NON-EXECUTIVE DIRECTOR
3.B TO RE-ELECT MR. CHEN SUN-TE AS AN Mgmt No vote
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.C TO RE-ELECT MR. CHEN JOHNNY AS AN Mgmt No vote
INDEPENDENT NON-EXECUTIVE DIRECTOR
4 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt No vote
THE REMUNERATION OF THE DIRECTORS
5 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt No vote
AUDITORS OF THE COMPANY AND AUTHORISE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt No vote
TO ALLOT, ISSUE AND DEAL WITH THE UNISSUED
SHARES OF HKD 0.01 EACH IN THE SHARE
CAPITAL OF THE COMPANY NOT EXCEEDING 20% OF
THE NUMBER OF THE ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt No vote
TO REPURCHASE THE COMPANY'S SHARES NOT
EXCEEDING 10% OF THE NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
8 TO ADD THE NUMBER OF THE SHARES IN THE Mgmt No vote
COMPANY REPURCHASED BY THE COMPANY TO THE
GENERAL MANDATE GRANTED TO THE DIRECTORS
UNDER RESOLUTION NO. 6 OF THE NOTICE
--------------------------------------------------------------------------------------------------------------------------
UNIBAIL-RODAMCO-WESTFIELD SE Agenda Number: 713252079
--------------------------------------------------------------------------------------------------------------------------
Security: F95094581
Meeting Type: MIX
Meeting Date: 10-Nov-2020
Ticker:
ISIN: FR0013326246
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT 02 NOV 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202009302004130-118; PLEASE NOTE
THAT THE MEETING TYPE CHANGED FROM EGM TO
MIX. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 471851 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
MANAGEMENT BOARD TO ISSUE ORDINARY SHARES
OF THE COMPANY WITH PREFERENTIAL
SUBSCRIPTION RIGHTS
2 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
MANAGEMENT BOARD TO INCREASE THE SHARE
CAPITAL BY ISSUING ORDINARY SHARES AND/OR
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL OF THE COMPANY RESERVED FOR
PARTICIPANTS IN COMPANY SAVINGS PLAN (PLAN
D'EPARGNE ENTREPRISE), WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS, IN ACCORDANCE WITH
ARTICLES L. 3332-18 ET SEQ. OF THE FRENCH
LABOUR CODE
3 POWERS FOR FORMALITIES Mgmt No vote
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: APPOINTMENT OF MR.
LEON BRESSLER AS A MEMBER OF THE
SUPERVISORY BOARD OF
UNIBAIL-RODAMCO-WESTFIELD SE
B PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: APPOINTMENT OF MRS.
SUSANA GALLARDO AS A MEMBER OF THE
SUPERVISORY BOARD OF
UNIBAIL-RODAMCO-WESTFIELD SE
C PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: APPOINTMENT OF MR.
XAVIER NIEL AS A MEMBER OF THE SUPERVISORY
BOARD OF UNIBAIL-RODAMCO-WESTFIELD SE
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 935356659
--------------------------------------------------------------------------------------------------------------------------
Security: 904767704
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: UL
ISIN: US9047677045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Report and Accounts for the Mgmt For For
year ended 31 December 2020.
2. To approve the Directors' Remuneration Mgmt For For
Report.
3. To approve the Directors' Remuneration Mgmt For For
Policy.
4. To approve the Climate Transition Action Mgmt For For
Plan.
5. To re-elect Mr N Andersen as a Mgmt For For
Non-Executive Director.
6. To re-elect Mrs L Cha as a Non-Executive Mgmt For For
Director.
7. To re-elect Dr J Hartmann as a Mgmt For For
Non-Executive Director.
8. To re-elect Mr A Jope as an Executive Mgmt For For
Director.
9. To re-elect Ms A Jung as a Non-Executive Mgmt For For
Director.
10. To re-elect Ms S Kilsby as a Non-Executive Mgmt For For
Director.
11. To re-elect Mr S Masiyiwa as a Mgmt For For
Non-Executive Director.
12. To re-elect Professor Y Moon as a Mgmt For For
Non-Executive Director.
13. To re-elect Mr G Pitkethly as an Executive Mgmt For For
Director.
14. To re-elect Mr J Rishton as a Non-Executive Mgmt For For
Director.
15. To re-elect Mr F Sijbesma as a Mgmt For For
Non-Executive Director.
16. To reappoint KPMG LLP as Auditors of the Mgmt For For
Company.
17. To authorise the Directors to fix the Mgmt For For
remuneration of the Auditors.
18. To authorise Political Donations and Mgmt For For
expenditure.
19. To approve the SHARES Plan. Mgmt For For
20. To renew the authority to Directors to Mgmt For For
issue shares.
21. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights.
22. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights for the
purposes of acquisitions or capital
investments.
23. To renew the authority to the Company to Mgmt For For
purchase its own shares.
24. To shorten the notice period for General Mgmt For For
Meetings.
25. To adopt new Articles of Association. Mgmt For For
26. To reduce the share premium account. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935364846
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Roxanne S. Austin Mgmt For For
1c. Election of Director: Mark T. Bertolini Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2 Advisory Vote to Approve Executive Mgmt For For
Compensation
3 Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4 Shareholder Action by Written Consent Shr Against For
5 Amend Clawback Policy Shr Against For
6 Shareholder Ratification of Annual Equity Shr Against For
Awards
--------------------------------------------------------------------------------------------------------------------------
VICINITY CENTRES Agenda Number: 713179934
--------------------------------------------------------------------------------------------------------------------------
Security: Q9395F102
Meeting Type: AGM
Meeting Date: 12-Nov-2020
Ticker:
ISIN: AU000000VCX7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 NON-BINDING ADVISORY VOTE ON REMUNERATION Mgmt No vote
REPORT
3.A RE-ELECT MR PETER KAHAN AS A DIRECTOR Mgmt No vote
3.B RE-ELECT MS KAREN PENROSE AS A DIRECTOR Mgmt No vote
4 APPROVAL OF EQUITY GRANT TO CEO AND Mgmt No vote
MANAGING DIRECTOR
5 RATIFICATION OF THE ISSUE OF INSTITUTIONAL Mgmt No vote
PLACEMENT STAPLED SECURITIES
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 935240630
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W308
Meeting Type: Annual
Meeting Date: 28-Jul-2020
Ticker: VOD
ISIN: US92857W3088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's accounts, the Mgmt For For
strategic report and reports of the
Directors and the auditor for the year
ended 31 March 2020.
2. To elect Jean-Francois van Boxmeer as a Mgmt For For
Director
3. To re-elect Gerard Kleisterlee as a Mgmt For For
Director
4. To re-elect Nick Read as a Director Mgmt For For
5. To re-elect Margherita Della Valle as a Mgmt For For
Director
6. To re-elect Sir Crispin Davis as a Director Mgmt For For
7. To re-elect Michel Demare as a Director Mgmt For For
8. To re-elect Dame Clara Furse as a Director Mgmt For For
9. To re-elect Valerie Gooding as a Director Mgmt For For
10. To re-elect Renee James as a Director Mgmt Against Against
11. To re-elect Maria Amparo Moraleda Martinez Mgmt For For
as a Director
12. To re-elect Sanjiv Ahuja as a Director Mgmt For For
13. To re-elect David Thodey as a Director Mgmt For For
14. To re-elect David Nish as a Director Mgmt For For
15. To declare a final dividend of 4.50 Mgmt For For
eurocents per ordinary share for the year
ended 31 March 2020.
16. To approve the Directors' Remuneration Mgmt For For
Policy set out on pages 102 to 107 of the
Annual Report.
17. To approve the Annual Report on Mgmt For For
Remuneration contained in the Remuneration
Report of the Board for the year ended 31
March 2020.
18. To reappoint Ernst & Young LLP as the Mgmt For For
Company's auditor until the end of the next
general meeting at which accounts are laid
before the Company.
19. To authorise the Audit and Risk Committee Mgmt For For
to determine the remuneration of the
auditor.
20. To authorise the Directors to allot shares. Mgmt For For
21. To authorise the Directors to dis-apply Mgmt For For
pre-emption rights. (Special Resolution)
22. To authorise the Directors to dis-apply Mgmt For For
pre-emption rights up to a further 5 per
cent for the purposes of financing an
acquisition or other capital investment.
(Special Resolution)
23. To authorise the Company to purchase its Mgmt For For
own shares. (Special Resolution)
24. To authorise political donations and Mgmt For For
expenditure.
25. To authorise the Company to call general Mgmt For For
meetings (other than AGMs) on 14 clear
days' notice. (Special Resolution)
26. To approve the rules of the Vodafone Share Mgmt For For
Incentive Plan (SIP).
--------------------------------------------------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC. Agenda Number: 935315071
--------------------------------------------------------------------------------------------------------------------------
Security: 931427108
Meeting Type: Annual
Meeting Date: 28-Jan-2021
Ticker: WBA
ISIN: US9314271084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose E. Almeida Mgmt For For
1B. Election of Director: Janice M. Babiak Mgmt For For
1C. Election of Director: David J. Brailer Mgmt For For
1D. Election of Director: William C. Foote Mgmt For For
1E. Election of Director: Ginger L. Graham Mgmt For For
1F. Election of Director: Valerie B. Jarrett Mgmt For For
1G. Election of Director: John A. Lederer Mgmt For For
1H. Election of Director: Dominic P. Murphy Mgmt For For
1I. Election of Director: Stefano Pessina Mgmt For For
1J. Election of Director: Nancy M. Schlichting Mgmt For For
1K. Election of Director: James A. Skinner Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for fiscal year
2021.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
4. Approval of the 2021 Walgreens Boots Mgmt For For
Alliance, Inc. Omnibus Incentive Plan.
5. Stockholder proposal requesting an Shr Against For
independent Board Chairman.
6. Stockholder proposal requesting report on Shr Against For
how health risks from COVID-19 impact the
Company's tobacco sales decision-making.
--------------------------------------------------------------------------------------------------------------------------
WANT WANT CHINA HOLDINGS LTD Agenda Number: 712954432
--------------------------------------------------------------------------------------------------------------------------
Security: G9431R103
Meeting Type: AGM
Meeting Date: 18-Aug-2020
Ticker:
ISIN: KYG9431R1039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0715/2020071500227.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0715/2020071500237.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND APPROVE THE AUDITED Mgmt No vote
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND THE AUDITOR OF
THE COMPANY FOR THE YEAR ENDED 31 MARCH
2020
2.A TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt No vote
ENDED 31 MARCH 2020
2.B TO DECLARE A SPECIAL DIVIDEND FOR THE YEAR Mgmt No vote
ENDED 31 MARCH 2020
3.A.I TO RE-ELECT MR. TSAI ENG-MENG AS AN Mgmt No vote
EXECUTIVE DIRECTOR OF THE COMPANY
3.AII TO RE-ELECT MR. TSAI WANG-CHIA AS AN Mgmt No vote
EXECUTIVE DIRECTOR OF THE COMPANY
3AIII TO RE-ELECT MR. LIAO CHING-TSUN AS A Mgmt No vote
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3.AIV TO RE-ELECT MR. HSIEH TIEN-JEN AS AN Mgmt No vote
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.A.V TO RE-ELECT MR. LEE KWOK MING AS AN Mgmt No vote
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.AVI TO RE-ELECT MR. PAN CHIH-CHIANG AS AN Mgmt No vote
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.B TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt No vote
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS OF THE COMPANY
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt No vote
COMPANY'S AUDITOR AND AUTHORIZE THE BOARD
OF DIRECTORS OF THE COMPANY TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt No vote
OF THE COMPANY TO EXERCISE THE POWERS OF
THE COMPANY TO REPURCHASE THE SHARES OF THE
COMPANY IN ACCORDANCE WITH ORDINARY
RESOLUTION NUMBER 5 AS SET OUT IN THE
NOTICE OF ANNUAL GENERAL MEETING
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt No vote
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES OF THE COMPANY IN
ACCORDANCE WITH ORDINARY RESOLUTION NUMBER
6 AS SET OUT IN THE NOTICE OF ANNUAL
GENERAL MEETING
7 CONDITIONAL UPON ORDINARY RESOLUTIONS Mgmt No vote
NUMBER 5 AND 6 BEING PASSED, TO EXTEND THE
GENERAL MANDATE GRANTED TO THE DIRECTORS OF
THE COMPANY TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES OF THE COMPANY IN
ACCORDANCE WITH ORDINARY RESOLUTION NUMBER
7 AS SET OUT IN THE NOTICE OF ANNUAL
GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
WH GROUP LTD Agenda Number: 713975855
--------------------------------------------------------------------------------------------------------------------------
Security: G96007102
Meeting Type: AGM
Meeting Date: 01-Jun-2021
Ticker:
ISIN: KYG960071028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042200601.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042200585.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt No vote
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND AUDITOR FOR
THE YEAR ENDED DECEMBER 31, 2020
2.A TO RE-ELECT MR. WAN LONG AS AN EXECUTIVE Mgmt No vote
DIRECTOR OF THE COMPANY
2.B TO RE-ELECT MR. WAN HONGJIAN AS AN Mgmt No vote
EXECUTIVE DIRECTOR OF THE COMPANY
2.C TO RE-ELECT MR. MA XIANGJIE AS AN EXECUTIVE Mgmt No vote
DIRECTOR OF THE COMPANY
2.D TO RE-ELECT MR. DENNIS PAT RICK ORGAN AS AN Mgmt No vote
EXECUTIVE DIRECTOR OF THE COMPANY
3 TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt No vote
COMPANY TO FIX THE REMUNERATION OF ALL
DIRECTORS OF THE COMPANY
4 TO RE-APPOINT ERNST & YOUNG AS THE AUDITOR Mgmt No vote
OF THE COMPANY, TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY, AND TO AUTHORIZE
THE BOARD OF DIRECTORS OF THE COMPANY TO
FIX THEIR REMUNERATION
5 TO DECLARE A FINAL DIVIDEND OF HKD 0.125 Mgmt No vote
PER SHARE OF THE COMPANY FOR THE YEAR ENDED
DECEMBER 31, 2020
6 TO GIVE A GENERAL MANDATE TO THE BOARD OF Mgmt No vote
DIRECTORS OF THE COMPANY TO REPURCHASE
SHARES OF THE COMPANY NOT EXCEEDING 10% OF
THE TOTAL ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
7 TO GIVE A GENERAL MANDATE TO THE BOARD OF Mgmt No vote
DIRECTORS OF THE COMPANY TO ISSUE, ALLOT
AND DEAL WITH ADDITIONAL SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE TOTAL
ISSUED SHARES OF THE COMPANY AS AT THE DATE
OF PASSING OF THIS RESOLUTION
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS OF THE COMPANY TO
ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY BY THE TOTAL NUMBER
OF SHARES REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
WILMAR INTERNATIONAL LTD Agenda Number: 713723004
--------------------------------------------------------------------------------------------------------------------------
Security: Y9586L109
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: SG1T56930848
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' Mgmt No vote
STATEMENT, AUDITED FINANCIAL STATEMENTS AND
THE AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE FINAL AND SPECIAL DIVIDENDS Mgmt No vote
3 TO APPROVE THE PAYMENT OF DIRECTORS' FEES Mgmt No vote
4 TO RE-ELECT MR LIM SIONG GUAN AS A DIRECTOR Mgmt No vote
5 TO RE-ELECT MR KUOK KHOON HONG AS A Mgmt No vote
DIRECTOR
6 TO RE-ELECT MR PUA SECK GUAN AS A DIRECTOR Mgmt No vote
7 TO RE-ELECT MR KISHORE MAHBUBANI AS A Mgmt No vote
DIRECTOR
8 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt No vote
AND TO AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
9 TO AUTHORISE DIRECTORS TO ISSUE SHARES AND Mgmt No vote
TO MAKE OR GRANT INSTRUMENTS CONVERTIBLE
INTO SHARES PURSUANT TO SECTION 161 OF THE
COMPANIES ACT, CHAPTER 50 OF SINGAPORE
10 TO AUTHORISE DIRECTORS TO OFFER AND GRANT Mgmt No vote
SHARE OPTIONS AND TO ISSUE AND ALLOT SHARES
PURSUANT TO THE WILMAR EXECUTIVES SHARE
OPTION SCHEME 2019
11 TO APPROVE THE RENEWAL OF INTERESTED PERSON Mgmt No vote
TRANSACTIONS MANDATE
12 TO APPROVE THE RENEWAL OF SHARE PURCHASE Mgmt No vote
MANDATE
--------------------------------------------------------------------------------------------------------------------------
WOODSIDE PETROLEUM LTD Agenda Number: 713713546
--------------------------------------------------------------------------------------------------------------------------
Security: 980228100
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: AU000000WPL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 515684 DUE TO WITHDRAWAL OF
RESOLUTION 6. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU.
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A RE-ELECTION OF DR CHRISTOPHER HAYNES Mgmt No vote
2.B RE-ELECTION OF MR RICHARD GOYDER Mgmt No vote
2.C RE-ELECTION OF MR GENE TILBROOK Mgmt No vote
3 REMUNERATION REPORT Mgmt No vote
4 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt No vote
CEO AND MANAGING DIRECTOR
5.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: AMENDMENT TO THE
CONSTITUTION (MARKET FORCES)
5.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: CONTINGENT RESOLUTION
- CAPITAL PROTECTION (MARKET FORCES)
6 AMENDMENT TO THE CONSTITUTION (ACCR) Non-Voting
--------------------------------------------------------------------------------------------------------------------------
WORLEY LTD Agenda Number: 713143307
--------------------------------------------------------------------------------------------------------------------------
Security: Q9858A103
Meeting Type: AGM
Meeting Date: 23-Oct-2020
Ticker:
ISIN: AU000000WOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 TO 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A TO RE-ELECT DR. CHRISTOPHER HAYNES AS A Mgmt No vote
DIRECTOR OF THE COMPANY
2.B TO ELECT DR. MARTIN PARKINSON AS A DIRECTOR Mgmt No vote
OF THE COMPANY
3 TO ADOPT THE REMUNERATION REPORT Mgmt No vote
4 GRANT OF DEFERRED EQUITY RIGHTS TO MR Mgmt No vote
ROBERT CHRISTOPHER ASHTON
5 GRANT OF LONG-TERM PERFORMANCE RIGHTS TO MR Mgmt No vote
ROBERT CHRISTOPHER ASHTON
CMMT IF YOU INTEND TO VOTE FOR THE REMUNERATION Non-Voting
REPORT, THEN YOU SHOULD VOTE AGAINST THE
SPILL RESOLUTION
6 THAT, SUBJECT TO AND CONDITIONAL ON AT Mgmt No vote
LEAST 25% OF THE VOTES CAST ON ITEM 3 BEING
CAST AGAINST THE REMUNERATION REPORT: AN
EXTRAORDINARY GENERAL MEETING OF THE
COMPANY (SPILL MEETING) BE HELD WITHIN 90
DAYS OF THE PASSING OF THIS RESOLUTION; ALL
OF THE NON-EXECUTIVE DIRECTORS IN OFFICE
WHEN THE RESOLUTION TO APPROVE THE
REMUNERATION REPORT FOR THE FINANCIAL YEAR
ENDED 30 JUNE 2020 WAS PASSED (BEING JOHN
GRILL, ANDREW LIVERIS, CHRISTOPHER HAYNES,
THOMAS GORMAN, ROGER HIGGINS, MARTIN
PARKINSON, JUAN SUAREZ COPPEL, ANNE
TEMPLEMAN-JONES, WANG XIAO BIN AND SHARON
WARBURTON) WHO REMAIN IN OFFICE AT THE TIME
OF THE SPILL MEETING, CEASE TO HOLD OFFICE
IMMEDIATELY BEFORE THE END OF THE SPILL
MEETING; AND RESOLUTIONS TO APPOINT PERSONS
TO OFFICES THAT WILL BE VACATED IMMEDIATELY
BEFORE THE END OF THE SPILL MEETING BE PUT
TO THE VOTE AT THE SPILL MEETING
--------------------------------------------------------------------------------------------------------------------------
YUE YUEN INDUSTRIAL (HOLDINGS) LTD Agenda Number: 713350940
--------------------------------------------------------------------------------------------------------------------------
Security: G98803144
Meeting Type: SGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: BMG988031446
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1109/2020110900464.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1109/2020110900468.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
A TO APPROVE, CONFIRM AND RATIFY THE SEVENTH Mgmt No vote
SUPPLEMENTAL PCC SERVICES AGREEMENT AND THE
CAPS AND THE TRANSACTIONS CONTEMPLATED
THEREIN, AND TO AUTHORIZE THE DIRECTORS OF
THE COMPANY TO TAKE ALL ACTIONS AND EXECUTE
ALL DOCUMENTS WHICH THEY DEEM NECESSARY,
REQUIRED OR APPROPRIATE IN ORDER TO
IMPLEMENT AND VALIDATE ANYTHING RELATED TO
THE SEVENTH SUPPLEMENTAL PCC SERVICES
AGREEMENT
B TO APPROVE, CONFIRM AND RATIFY THE SIXTH Mgmt No vote
SUPPLEMENTAL PCC CONNECTED SALES AGREEMENT
AND THE CAPS AND THE TRANSACTIONS
CONTEMPLATED THEREIN, AND TO AUTHORIZE THE
DIRECTORS OF THE COMPANY TO TAKE ALL
ACTIONS AND EXECUTE ALL DOCUMENTS WHICH
THEY DEEM NECESSARY, REQUIRED OR
APPROPRIATE IN ORDER TO IMPLEMENT AND
VALIDATE ANYTHING RELATED TO THE SIXTH
SUPPLEMENTAL PCC CONNECTED SALES AGREEMENT
C TO APPROVE, CONFIRM AND RATIFY THE SIXTH Mgmt No vote
SUPPLEMENTAL PCC CONNECTED PURCHASES
AGREEMENT AND THE CAPS AND THE TRANSACTIONS
CONTEMPLATED THEREIN, AND TO AUTHORIZE THE
DIRECTORS OF THE COMPANY TO TAKE ALL
ACTIONS AND EXECUTE ALL DOCUMENTS WHICH
THEY DEEM NECESSARY, REQUIRED OR
APPROPRIATE IN ORDER TO IMPLEMENT AND
VALIDATE ANYTHING RELATED TO THE SIXTH
SUPPLEMENTAL PCC CONNECTED PURCHASES
AGREEMENT
D TO APPROVE, CONFIRM AND RATIFY THE SEVENTH Mgmt No vote
SUPPLEMENTAL GODALMING TENANCY AGREEMENT
AND THE CAPS AND THE TRANSACTIONS
CONTEMPLATED THEREIN, AND TO AUTHORIZE THE
DIRECTORS OF THE COMPANY TO TAKE ALL
ACTIONS AND EXECUTE ALL DOCUMENTS WHICH
THEY DEEM NECESSARY, REQUIRED OR
APPROPRIATE IN ORDER TO IMPLEMENT AND
VALIDATE ANYTHING RELATED TO THE SEVENTH
SUPPLEMENTAL GODALMING TENANCY AGREEMENT
Pacer International Export Leaders ETF
--------------------------------------------------------------------------------------------------------------------------
The fund has not yet commenced operations; therefore no proxies have been voted this reporting period.
Pacer Lunt Large Cap Alternator ETF
--------------------------------------------------------------------------------------------------------------------------
ALASKA AIR GROUP, INC. Agenda Number: 935362905
--------------------------------------------------------------------------------------------------------------------------
Security: 011659109
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ALK
ISIN: US0116591092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to One-Year Terms: Mgmt For For
Patricia M. Bedient
1b. Election of Director to One-Year Terms: Mgmt For For
James A. Beer
1c. Election of Director to One-Year Terms: Mgmt For For
Raymond L. Conner
1d. Election of Director to One-Year Terms: Mgmt For For
Daniel K. Elwell
1e. Election of Director to One-Year Terms: Mgmt For For
Dhiren R. Fonseca
1f. Election of Director to One-Year Terms: Mgmt For For
Kathleen T. Hogan
1g. Election of Director to One-Year Terms: Mgmt Against Against
Jessie J. Knight, Jr.
1h. Election of Director to One-Year Terms: Mgmt For For
Susan J. Li
1i. Election of Director to One-Year Terms: Mgmt For For
Benito Minicucci
1j. Election of Director to One-Year Terms: Mgmt For For
Helvi K. Sandvik
1k. Election of Director to One-Year Terms: J. Mgmt For For
Kenneth Thompson
1l. Election of Director to One-Year Terms: Mgmt For For
Bradley D. Tilden
1m. Election of Director to One-Year Terms: Mgmt For For
Eric K. Yeaman
2. Approve (on an advisory basis) the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accountants for the fiscal year 2021.
4. Approve the amendment and restatement of Mgmt For For
the Company's 2016 Performance Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. Agenda Number: 935371132
--------------------------------------------------------------------------------------------------------------------------
Security: 016255101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ALGN
ISIN: US0162551016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin J. Dallas Mgmt For For
1B. Election of Director: Joseph M. Hogan Mgmt For For
1C. Election of Director: Joseph Lacob Mgmt For For
1D. Election of Director: C. Raymond Larkin, Mgmt For For
Jr.
1E. Election of Director: George J. Morrow Mgmt For For
1F. Election of Director: Anne M. Myong Mgmt For For
1G. Election of Director: Andrea L. Saia Mgmt For For
1H. Election of Director: Greg J. Santora Mgmt For For
1I. Election of Director: Susan E. Siegel Mgmt For For
1J. Election of Director: Warren S. Thaler Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS: Proposal to
ratify the appointment of
PricewaterhouseCoopers LLP as Align
Technology, Inc.'s independent registered
public accountants for the fiscal year
ending December 31, 2021.
3. BYLAW AMENDMENT: Ratify an Amendment of our Mgmt Against Against
Bylaws to designate Delaware and the
District Courts of the United States as the
Exclusive Forums for adjudication of
certain disputes.
4. APPROVAL OF AMENDED STOCK PLAN: Approve the Mgmt For For
Amendment and Restatement of our 2010
Employee Stock Purchase Plan.
5. ADVISORY VOTE ON NAMED EXECUTIVES Mgmt For For
COMPENSATION: Consider an Advisory Vote to
Approve the Compensation of our Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP INC. Agenda Number: 935416734
--------------------------------------------------------------------------------------------------------------------------
Security: 02376R102
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: AAL
ISIN: US02376R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: James F. Albaugh
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Jeffrey D. Benjamin
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Adriane M. Brown
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: John T. Cahill
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Michael J. Embler
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Matthew J. Hart
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Susan D. Kronick
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Martin H. Nesbitt
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Denise M. O'Leary
1J. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: W. Douglas Parker
1K. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Ray M. Robinson
1L. Election of Director to serve until the Mgmt Against Against
2022 Annual Meeting: Douglas M. Steenland
2. A proposal to ratify the appointment of Mgmt For For
KPMG LLP as the independent registered
public accounting firm of American Airlines
Group Inc. for the fiscal year ending
December 31, 2021.
3. A proposal to consider and approve, on a Mgmt Against Against
non-binding, advisory basis, executive
compensation of American Airlines Group
Inc. as disclosed in the proxy statement.
4. Advisory vote on a stockholder proposal to Shr For Against
amend certain voting thresholds.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 935357358
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Thomas J. Baltimore
1B. Election of Director for a term of one Mgmt For For
year: Charlene Barshefsky
1C. Election of Director for a term of one Mgmt For For
year: John J. Brennan
1D. Election of Director for a term of one Mgmt For For
year: Peter Chernin
1E. Election of Director for a term of one Mgmt For For
year: Ralph de la Vega
1F. Election of Director for a term of one Mgmt For For
year: Michael O. Leavitt
1G. Election of Director for a term of one Mgmt For For
year: Theodore J. Leonsis
1H. Election of Director for a term of one Mgmt For For
year: Karen L. Parkhill
1I. Election of Director for a term of one Mgmt For For
year: Charles E. Phillips
1J. Election of Director for a term of one Mgmt For For
year: Lynn A. Pike
1K. Election of Director for a term of one Mgmt For For
year: Stephen J. Squeri
1L. Election of Director for a term of one Mgmt For For
year: Daniel L. Vasella
1M. Election of Director for a term of one Mgmt For For
year: Lisa W. Wardell
1N. Election of Director for a term of one Mgmt For For
year: Ronald A. Williams
1O. Election of Director for a term of one Mgmt For For
year: Christopher D. Young
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
4. Shareholder proposal relating to action by Shr For Against
written consent.
5. Shareholder proposal relating to annual Shr For Against
report on diversity.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 935359136
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: JAMES COLE, JR. Mgmt For For
1b. Election of Director: W. DON CORNWELL Mgmt For For
1c. Election of Director: BRIAN DUPERREAULT Mgmt For For
1d. Election of Director: JOHN H. FITZPATRICK Mgmt For For
1e. Election of Director: WILLIAM G. JURGENSEN Mgmt For For
1f. Election of Director: CHRISTOPHER S. LYNCH Mgmt For For
1g. Election of Director: LINDA A. MILLS Mgmt For For
1h. Election of Director: THOMAS F. MOTAMED Mgmt For For
1i. Election of Director: PETER R. PORRINO Mgmt For For
1j. Election of Director: AMY L. SCHIOLDAGER Mgmt For For
1k. Election of Director: DOUGLAS M. STEENLAND Mgmt For For
1l. Election of Director: THERESE M. VAUGHAN Mgmt For For
1m. Election of Director: PETER S. ZAFFINO Mgmt For For
2. To vote, on a non-binding advisory basis, Mgmt Against Against
to approve executive compensation.
3. To vote on a proposal to approve the Mgmt For For
American International Group, Inc. 2021
Omnibus Incentive Plan.
4. To act upon a proposal to ratify the Mgmt For For
selection of PricewaterhouseCoopers LLP as
AIG's independent registered public
accounting firm for 2021.
5. To vote on a shareholder proposal to give Shr For Against
shareholders who hold at least 10 percent
of AIG's outstanding common stock the right
to call special meetings.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 935353728
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James M. Cracchiolo Mgmt For For
1B. Election of Director: Dianne Neal Blixt Mgmt For For
1C. Election of Director: Amy DiGeso Mgmt For For
1D. Election of Director: Lon R. Greenberg Mgmt For For
1E. Election of Director: Jeffrey Noddle Mgmt For For
1F. Election of Director: Robert F. Sharpe, Jr. Mgmt For For
1G. Election of Director: Brian T. Shea Mgmt For For
1H. Election of Director: W. Edward Walter III Mgmt For For
1I. Election of Director: Christopher J. Mgmt For For
Williams
2. To approve the compensation of the named Mgmt For For
executive officers by a nonbinding advisory
vote.
3. To ratify the Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
APA CORPORATION Agenda Number: 935379443
--------------------------------------------------------------------------------------------------------------------------
Security: 03743Q108
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: APA
ISIN: US03743Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Annell R. Bay Mgmt For For
2. Election of Director: John J. Christmann IV Mgmt For For
3. Election of Director: Juliet S. Ellis Mgmt For For
4. Election of Director: Chansoo Joung Mgmt For For
5. Election of Director: John E. Lowe Mgmt For For
6. Election of Director: H. Lamar McKay Mgmt For For
7. Election of Director: William C. Montgomery Mgmt For For
8. Election of Director: Amy H. Nelson Mgmt For For
9. Election of Director: Daniel W. Rabun Mgmt For For
10. Election of Director: Peter A. Ragauss Mgmt For For
11. Ratification of Ernst & Young LLP as APA's Mgmt For For
Independent Auditors.
12. Advisory Vote to Approve Compensation of Mgmt For For
APA's Named Executive Officers.
13. Approval of the Apache Charter Amendment. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 935329373
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rani Borkar Mgmt For For
1B. Election of Director: Judy Bruner Mgmt For For
1C. Election of Director: Xun (Eric) Chen Mgmt For For
1D. Election of Director: Aart J. de Geus Mgmt For For
1E. Election of Director: Gary E. Dickerson Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt For For
1G. Election of Director: Alexander A. Karsner Mgmt For For
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2020.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Applied Materials' independent
registered public accounting firm for
fiscal year 2021.
4. Approval of the amended and restated Mgmt For For
Employee Stock Incentive Plan.
5. Approval of the Omnibus Employees' Stock Mgmt For For
Purchase Plan.
6. Shareholder proposal to adopt a policy, and Shr Against For
amend our governing documents as necessary,
to require the Chairman of the Board to be
independent whenever possible including the
next Chairman of the Board transition.
7. Shareholder proposal to improve the Shr Against For
executive compensation program and policy
to include CEO pay ratio and other factors.
--------------------------------------------------------------------------------------------------------------------------
APTIV PLC Agenda Number: 935344349
--------------------------------------------------------------------------------------------------------------------------
Security: G6095L109
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: APTV
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin P. Clark Mgmt For For
1B. Election of Director: Richard L. Clemmer Mgmt For For
1C. Election of Director: Nancy E. Cooper Mgmt For For
1D. Election of Director: Nicholas M. Donofrio Mgmt For For
1E. Election of Director: Rajiv L. Gupta Mgmt For For
1F. Election of Director: Joseph L. Hooley Mgmt For For
1G. Election of Director: Merit E. Janow Mgmt For For
1H. Election of Director: Sean O. Mahoney Mgmt For For
1I. Election of Director: Paul M. Meister Mgmt For For
1J. Election of Director: Robert K. Ortberg Mgmt For For
1K. Election of Director: Colin J. Parris Mgmt For For
1L. Election of Director: Ana G. Pinczuk Mgmt For For
2. Proposal to re-appoint auditors, ratify Mgmt For For
independent public accounting firm and
authorize the directors to determine the
fees paid to the auditors.
3. Say-on-Pay - To approve, by advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES COMPANY Agenda Number: 935366535
--------------------------------------------------------------------------------------------------------------------------
Security: 05722G100
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: BKR
ISIN: US05722G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. Geoffrey Beattie Mgmt For For
Gregory D. Brenneman Mgmt For For
Cynthia B. Carroll Mgmt For For
Clarence P. Cazalot, Jr Mgmt For For
Nelda J. Connors Mgmt For For
Gregory L. Ebel Mgmt For For
Lynn L. Elsenhans Mgmt For For
John G. Rice Mgmt For For
Lorenzo Simonelli Mgmt For For
2. An advisory vote related to the Company's Mgmt For For
executive compensation program.
3. The ratification of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for fiscal year 2021.
4. The approval of the Amendment and Mgmt For For
Restatement of the Baker Hughes Company
Employee Stock Purchase Plan.
5. The approval of the Baker Hughes Company Mgmt For For
2021 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935345670
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1D. Election of Director: Pierre J.P. de Weck Mgmt For For
1E. Election of Director: Arnold W. Donald Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Monica C. Lozano Mgmt For For
1H. Election of Director: Thomas J. May Mgmt For For
1I. Election of Director: Brian T. Moynihan Mgmt For For
1J. Election of Director: Lionel L. Nowell III Mgmt For For
1K. Election of Director: Denise L. Ramos Mgmt For For
1L. Election of Director: Clayton S. Rose Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
1N. Election of Director: Thomas D. Woods Mgmt For For
1O. Election of Director: R. David Yost Mgmt For For
1P. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an Mgmt For For
advisory, nonbinding "Say on Pay"
resolution).
3. Ratifying the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
4. Amending and restating the Bank of America Mgmt For For
Corporation Key Employee Equity Plan.
5. Shareholder proposal requesting amendments Shr Against For
to our proxy access by law.
6. Shareholder proposal requesting amendments Shr Against For
to allow shareholders to act by written
consent.
7. Shareholder proposal requesting a change in Shr Against For
organizational form.
8. Shareholder proposal requesting a racial Shr For Against
equity audit.
--------------------------------------------------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 935279984
--------------------------------------------------------------------------------------------------------------------------
Security: 11133T103
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: BR
ISIN: US11133T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Leslie
A. Brun
1B. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Pamela
L. Carter
1C. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders:
Richard J. Daly
1D. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Robert
N. Duelks
1E. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders:
Timothy C. Gokey
1F. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Brett
A. Keller
1G. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Maura
A. Markus
1H. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Thomas
J. Perna
1I. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Alan
J. Weber
1J. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Amit
K. Zavery
2. Advisory vote to approve the compensation Mgmt For For
of the Company's Named Executive Officers
(the Say on Pay Vote).
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accountants for the
fiscal year ending June 30, 2021.
4. Stockholder Proposal on Political Shr Against For
Contributions.
--------------------------------------------------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY Agenda Number: 935279528
--------------------------------------------------------------------------------------------------------------------------
Security: 134429109
Meeting Type: Annual
Meeting Date: 18-Nov-2020
Ticker: CPB
ISIN: US1344291091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 Election of Director: Fabiola R. Arredondo Mgmt For For
02 Election of Director: Howard M. Averill Mgmt For For
03 Election of Director: John P. (JP) Bilbrey Mgmt For For
04 Election of Director: Mark A. Clouse Mgmt For For
05 Election of Director: Bennett Dorrance Mgmt For For
06 Election of Director: Maria Teresa (Tessa) Mgmt For For
Hilado
07 Election of Director: Sarah Hofstetter Mgmt For For
08 Election of Director: Marc B. Lautenbach Mgmt For For
09 Election of Director: Mary Alice D. Malone Mgmt For For
10 Election of Director: Keith R. McLoughlin Mgmt For For
11 Election of Director: Kurt T. Schmidt Mgmt For For
12 Election of Director: Archbold D. van Mgmt For For
Beuren
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent registered public accounting
firm for fiscal 2021.
3. To vote on an advisory resolution to Mgmt For For
approve the fiscal 2020 compensation of our
named executive officers, commonly referred
to as "say on pay" vote.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 935353730
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Ime Archibong Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Peter Thomas Killalea Mgmt For For
1E. Election of Director: Cornelis "Eli" Mgmt For For
Leenaars
1F. Election of Director: Francois Locoh-Donou Mgmt For For
1G. Election of Director: Peter E. Raskind Mgmt For For
1H. Election of Director: Eileen Serra Mgmt For For
1I. Election of Director: Mayo A. Shattuck III Mgmt For For
1J. Election of Director: Bradford H. Warner Mgmt For For
1K. Election of Director: Catherine G. West Mgmt For For
1L. Election of Director: Craig Anthony Mgmt For For
Williams
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm of Capital One for 2021.
3. Advisory approval of Capital One's 2020 Mgmt For For
Named Executive Officer compensation.
4. Approval and adoption of the Capital One Mgmt For For
Financial Corporation Sixth Amended and
Restated 2004 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 935339158
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Micky Arison as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
2. To re-elect Sir Jonathon Band as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
3. To re-elect Jason Glen Cahilly as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
4. To re-elect Helen Deeble as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
5. To re-elect Arnold W. Donald as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
6. To elect Jeffery J. Gearhart as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
7. To re-elect Richard J. Glasier as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
8. To re-elect Katie Lahey as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
9. To re-elect Sir John Parker as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
10. To re-elect Stuart Subotnick as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
11. To re-elect Laura Weil as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
12. To re-elect Randall J. Weisenburger as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
13. To hold a (non-binding) advisory vote to Mgmt For For
approve executive compensation (in
accordance with legal requirements
applicable to U.S. companies).
14. To hold a (non-binding) advisory vote to Mgmt For For
approve the Carnival plc Director's
Remuneration Report (in accordance with
legal requirements applicable to UK
companies).
15. To re-appoint the UK firm of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors of Carnival plc and to ratify the
selection of the U.S. firm of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Carnival Corporation.
16. To authorize the Audit Committee of Mgmt For For
Carnival plc to determine the remuneration
of the independent auditors of Carnival plc
(in accordance with legal requirements
applicable to UK companies).
17. To receive the UK accounts and reports of Mgmt For For
the Directors and auditors of Carnival plc
for the year ended November 30, 2020 (in
accordance with legal requirements
applicable to UK companies).
18. To approve the giving of authority for the Mgmt For For
allotment of new shares by Carnival plc (in
accordance with customary practice for UK
companies).
19. To approve the disapplication of Mgmt For For
pre-emption rights in relation to the
allotment of new shares by Carnival plc (in
accordance with customary practice for UK
companies).
20. To approve a general authority for Carnival Mgmt For For
plc to buy back Carnival plc ordinary
shares in the open market (in accordance
with legal requirements applicable to UK
companies desiring to implement share buy
back programs).
21. To approve the Amendment of the Carnival Mgmt For For
Corporation 2020 Stock Plan.
--------------------------------------------------------------------------------------------------------------------------
CBRE GROUP, INC. Agenda Number: 935375534
--------------------------------------------------------------------------------------------------------------------------
Security: 12504L109
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CBRE
ISIN: US12504L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brandon B. Boze Mgmt For For
1B. Election of Director: Beth F. Cobert Mgmt For For
1C. Election of Director: Reginald H. Gilyard Mgmt For For
1D. Election of Director: Shira D. Goodman Mgmt For For
1E. Election of Director: Christopher T. Jenny Mgmt For For
1F. Election of Director: Gerardo I. Lopez Mgmt For For
1G. Election of Director: Oscar Munoz Mgmt For For
1H. Election of Director: Robert E. Sulentic Mgmt For For
1I. Election of Director: Laura D. Tyson Mgmt For For
1J. Election of Director: Sanjiv Yajnik Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation for 2020.
4. Stockholder proposal regarding our Shr For Against
stockholders' ability to call special
stockholder meetings.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935390132
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wanda M. Austin Mgmt For For
1B. Election of Director: John B. Frank Mgmt For For
1C. Election of Director: Alice P. Gast Mgmt For For
1D. Election of Director: Enrique Hernandez, Mgmt For For
Jr.
1E. Election of Director: Marillyn A. Hewson Mgmt For For
1F. Election of Director: Jon M. Huntsman Jr. Mgmt For For
1G. Election of Director: Charles W. Moorman IV Mgmt For For
1H. Election of Director: Dambisa F. Moyo Mgmt For For
1I. Election of Director: Debra Reed-Klages Mgmt For For
1J. Election of Director: Ronald D. Sugar Mgmt For For
1K. Election of Director: D. James Umpleby III Mgmt For For
1L. Election of Director: Michael K. Wirth Mgmt For For
2. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Reduce Scope 3 Emissions. Shr Against For
5. Report on Impacts of Net Zero 2050 Shr For Against
Scenario.
6. Shift to Public Benefit Corporation. Shr Against For
7. Report on Lobbying. Shr Against For
8. Independent Chair. Shr Against For
9. Special Meetings. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935349515
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen M. Costello Mgmt For For
1B. Election of Director: Grace E. Dailey Mgmt For For
1C. Election of Director: Barbara J. Desoer Mgmt For For
1D. Election of Director: John C. Dugan Mgmt For For
1E. Election of Director: Jane N. Fraser Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2021.
3. Advisory vote to approve Citi's 2020 Mgmt For For
Executive Compensation.
4. Approval of additional authorized shares Mgmt For For
under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr Against For
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting an Shr Against For
Independent Board Chairman.
7. Stockholder proposal requesting Shr Against For
non-management employees on director
nominee candidate lists.
8. Stockholder proposal requesting a report Shr Against For
disclosing information regarding Citi's
lobbying payments, policies and activities.
9. Stockholder proposal requesting a racial Shr For Against
equity audit analyzing Citi's adverse
impacts on nonwhite stakeholders and
communities of color.
10. Stockholder proposal requesting that the Shr Against For
Board approve an amendment to Citi's
Certificate of Incorporation to become a
Public Benefit Corporation and to submit
the proposed amendment to stockholders for
approval.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC. Agenda Number: 935342826
--------------------------------------------------------------------------------------------------------------------------
Security: 174610105
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: CFG
ISIN: US1746101054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Van Saun Mgmt For For
1B. Election of Director: Lee Alexander Mgmt For For
1C. Election of Director: Christine M. Cumming Mgmt For For
1D. Election of Director: William P. Hankowsky Mgmt For For
1E. Election of Director: Leo I. ("Lee") Higdon Mgmt For For
1F. Election of Director: Edward J. ("Ned") Mgmt For For
Kelly III
1G. Election of Director: Charles J. ("Bud") Mgmt For For
Koch
1H. Election of Director: Robert G. Leary Mgmt For For
1I. Election of Director: Terrance J. Lillis Mgmt For For
1J. Election of Director: Shivan Subramaniam Mgmt For For
1K. Election of Director: Christopher J. Swift Mgmt For For
1L. Election of Director: Wendy A. Watson Mgmt For For
1M. Election of Director: Marita Zuraitis Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 935346444
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: Michael E. Collins Mgmt For For
02 ELECTION OF DIRECTOR: Roger A. Cregg Mgmt For For
03 ELECTION OF DIRECTOR: T. Kevin DeNicola Mgmt For For
04 ELECTION OF DIRECTOR: Curtis C. Farmer Mgmt For For
05 ELECTION OF DIRECTOR: Jacqueline P. Kane Mgmt For For
06 ELECTION OF DIRECTOR: Richard G. Lindner Mgmt For For
07 ELECTION OF DIRECTOR: Barbara R. Smith Mgmt For For
08 ELECTION OF DIRECTOR: Robert S. Taubman Mgmt For For
09 ELECTION OF DIRECTOR: Reginald M. Turner, Mgmt For For
Jr.
10 ELECTION OF DIRECTOR: Nina G. Vaca Mgmt For For
11 ELECTION OF DIRECTOR: Michael G. Van de Ven Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm.
3. Approval of a Non-Binding, Advisory Mgmt For For
Proposal Approving Executive Compensation.
4. Approval of the Comerica Incorporated Mgmt For For
Amended and Restated 2018 Long-Term
Incentive Plan.
5. Approval of the Comerica Incorporated 2021 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 935317962
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Special
Meeting Date: 15-Jan-2021
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock, par value $0.01 per share, of
ConocoPhillips to the stockholders of
Concho Resources Inc. ("Concho") in
connection with the merger contemplated by
the Agreement and Plan of Merger, dated as
of October 18, 2020 (as it may be amended
from time to time), among ConocoPhillips,
Falcon Merger Sub Corp. and Concho.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 935367602
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Charles E. Bunch Mgmt For For
1B. ELECTION OF DIRECTOR: Caroline Maury Devine Mgmt For For
1C. ELECTION OF DIRECTOR: John V. Faraci Mgmt For For
1D. ELECTION OF DIRECTOR: Jody Freeman Mgmt For For
1E. ELECTION OF DIRECTOR: Gay Huey Evans Mgmt For For
1F. ELECTION OF DIRECTOR: Jeffrey A. Joerres Mgmt For For
1G. ELECTION OF DIRECTOR: Ryan M. Lance Mgmt For For
1H. ELECTION OF DIRECTOR: Timothy A. Leach Mgmt For For
1I. ELECTION OF DIRECTOR: William H. McRaven Mgmt For For
1J. ELECTION OF DIRECTOR: Sharmila Mulligan Mgmt For For
1K. ELECTION OF DIRECTOR: Eric D. Mullins Mgmt For For
1L. ELECTION OF DIRECTOR: Arjun N. Murti Mgmt For For
1M. ELECTION OF DIRECTOR: Robert A. Niblock Mgmt For For
1N. ELECTION OF DIRECTOR: David T. Seaton Mgmt For For
1O. ELECTION OF DIRECTOR: R.A. Walker Mgmt For For
2. Proposal to ratify appointment of Ernst & Mgmt For For
Young LLP as ConocoPhillips' independent
registered public accounting firm for 2021.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Simple Majority Vote Standard. Mgmt For For
5. Emission Reduction Targets. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC. Agenda Number: 935257914
--------------------------------------------------------------------------------------------------------------------------
Security: 237194105
Meeting Type: Annual
Meeting Date: 23-Sep-2020
Ticker: DRI
ISIN: US2371941053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Margaret Shan Atkins Mgmt For For
James P. Fogarty Mgmt For For
Cynthia T. Jamison Mgmt For For
Eugene I. Lee, Jr. Mgmt For For
Nana Mensah Mgmt For For
William S. Simon Mgmt For For
Charles M. Sonsteby Mgmt For For
Timothy J. Wilmott Mgmt For For
2. To obtain advisory approval of the Mgmt For For
Company's executive compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
May 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 935430241
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward H. Bastian Mgmt For For
1B. Election of Director: Francis S. Blake Mgmt For For
1C. Election of Director: Ashton B. Carter Mgmt For For
1D. Election of Director: David G. DeWalt Mgmt For For
1E. Election of Director: William H. Easter III Mgmt For For
1F. Election of Director: Christopher A. Mgmt For For
Hazleton
1G. Election of Director: Michael P. Huerta Mgmt For For
1H. Election of Director: Jeanne P. Jackson Mgmt For For
1I. Election of Director: George N. Mattson Mgmt For For
1J. Election of Director: Sergio A.L. Rial Mgmt For For
1K. Election of Director: David S. Taylor Mgmt For For
1L. Election of Director: Kathy N. Waller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Delta's named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Delta's independent auditors for the
year ending December 31, 2021.
4. A shareholder proposal related to the right Shr For Against
to act by written consent.
5. A shareholder proposal related to a climate Shr For Against
lobbying report.
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 935311302
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Special
Meeting Date: 30-Dec-2020
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of Devon Mgmt For For
Energy Corporation common stock to WPX
Energy Inc. stockholders in connection with
the merger, as contemplated by the Merger
Agreement (the "Stock Issuance Proposal").
2. Approve the adjournment of the Devon Energy Mgmt For For
Corporation special meeting, if necessary
or appropriate, for the purpose of
soliciting additional votes for the
approval of the Stock Issuance Proposal.
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 935408446
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara M. Baumann Mgmt For For
John E. Bethancourt Mgmt For For
Ann G. Fox Mgmt For For
David A. Hager Mgmt For For
Kelt Kindick Mgmt For For
John Krenicki Jr. Mgmt For For
Karl F. Kurz Mgmt For For
Robert A. Mosbacher Jr. Mgmt For For
Richard E. Muncrief Mgmt For For
Duane C. Radtke Mgmt For For
Valerie M. Williams Mgmt For For
2. Ratify the appointment of the Company's Mgmt For For
Independent Auditors for 2021.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC. Agenda Number: 935407444
--------------------------------------------------------------------------------------------------------------------------
Security: 25278X109
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: FANG
ISIN: US25278X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steven E. West Mgmt For For
1.2 Election of Director: Travis D. Stice Mgmt For For
1.3 Election of Director: Vincent K. Brooks Mgmt For For
1.4 Election of Director: Michael P. Cross Mgmt For For
1.5 Election of Director: David L. Houston Mgmt For For
1.6 Election of Director: Stephanie K. Mains Mgmt For For
1.7 Election of Director: Mark L. Plaumann Mgmt For For
1.8 Election of Director: Melanie M. Trent Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation paid to the Company's
named executive officers.
3. Proposal to approve an amendment to the Mgmt For For
Company's amended and restated certificate
of incorporation to increase the total
number of authorized shares of common stock
from 200,000,000 shares to 400,000,000
shares.
4. Proposal to approve the Company's 2021 Mgmt For For
Amended and Restated Equity Incentive Plan.
5. Proposal to ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 935348765
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey S. Aronin Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt For For
1C. Election of Director: Gregory C. Case Mgmt For For
1D. Election of Director: Candace H. Duncan Mgmt For For
1E. Election of Director: Joseph F. Eazor Mgmt For For
1F. Election of Director: Cynthia A. Glassman Mgmt For For
1G. Election of Director: Roger C. Hochschild Mgmt For For
1H. Election of Director: Thomas G. Maheras Mgmt For For
1I. Election of Director: Michael H. Moskow Mgmt For For
1J. Election of Director: David L. Rawlinson II Mgmt For For
1K. Election of Director: Mark A. Thierer Mgmt For For
1L. Election of Director: Jennifer L. Wong Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
DISH NETWORK CORPORATION Agenda Number: 935354605
--------------------------------------------------------------------------------------------------------------------------
Security: 25470M109
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: DISH
ISIN: US25470M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen Q. Abernathy Mgmt For For
George R. Brokaw Mgmt For For
James DeFranco Mgmt For For
Cantey M. Ergen Mgmt For For
Charles W. Ergen Mgmt For For
Afshin Mohebbi Mgmt For For
Tom A. Ortolf Mgmt For For
Joseph T. Proietti Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To amend and restate our 2001 Nonemployee Mgmt For For
Director Stock Option Plan.
--------------------------------------------------------------------------------------------------------------------------
DOW INC. Agenda Number: 935340567
--------------------------------------------------------------------------------------------------------------------------
Security: 260557103
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: DOW
ISIN: US2605571031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Gaurdie Banister Jr. Mgmt For For
1C. Election of Director: Wesley G. Bush Mgmt For For
1D. Election of Director: Richard K. Davis Mgmt For For
1E. Election of Director: Debra L. Dial Mgmt For For
1F. Election of Director: Jeff M. Fettig Mgmt For For
1G. Election of Director: Jim Fitterling Mgmt For For
1H. Election of Director: Jacqueline C. Hinman Mgmt For For
1I. Election of Director: Luis A. Moreno Mgmt For For
1J. Election of Director: Jill S. Wyant Mgmt For For
1K. Election of Director: Daniel W. Yohannes Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation.
3. Approval of the Amendment to the 2019 Stock Mgmt For For
Incentive Plan.
4. Approval of the 2021 Employee Stock Mgmt For For
Purchase Plan.
5. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm for 2021.
6. Stockholder Proposal - Shareholder Right to Shr For Against
Act by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
ENPHASE ENERGY, INC. Agenda Number: 935365216
--------------------------------------------------------------------------------------------------------------------------
Security: 29355A107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ENPH
ISIN: US29355A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
B. Kothandaraman Mgmt For For
Joseph Malchow Mgmt For For
2. To approve, on advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in this
proxy statement.
3. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the number of
authorized shares of Common Stock from
200,000,000 to 300,000,000.
4. To approve the Enphase Energy, Inc. 2021 Mgmt For For
Equity Incentive Plan.
5. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 935350835
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Janet F. Clark
1B. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Charles R. Crisp
1C. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Robert P. Daniels
1D. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: James C. Day
1E. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: C. Christopher
Gaut
1F. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Michael T. Kerr
1G. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Julie J. Robertson
1H. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Donald F. Textor
1I. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: William R. Thomas
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP, independent
registered public accounting firm, as
auditors for the Company for the year
ending December 31, 2021.
3. To approve the EOG Resources, Inc. 2021 Mgmt For For
Omnibus Equity Compensation Plan.
4. To approve, by non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 935416645
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel Altman Mgmt For For
1B. Election of Director: Beverly Anderson (To Mgmt For For
be voted upon by the holders of Expedia
Group, Inc.'s Common Stock voting as a
separate class.)
1C. Election of Director: Susan Athey Mgmt For For
1D. Election of Director: Chelsea Clinton Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Director Withdrawn Mgmt For For
1G. Election of Director: Craig Jacobson (To be Mgmt For For
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
1H. Election of Director: Peter Kern Mgmt For For
1I. Election of Director: Dara Khosrowshahi Mgmt For For
1J. Election of Director: Patricia Mgmt For For
Menendez-Cambo (To be voted upon by the
holders of Expedia Group, Inc.'s Common
Stock voting as a separate class.)
1K. Election of Director: Greg Mondre Mgmt For For
1L. Director Withdrawn Mgmt For For
1M. Election of Director: Alexander von Mgmt For For
Furstenberg
1N. Election of Director: Julie Whalen (To be Mgmt For For
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
2. Approval of the Expedia Group, Inc. 2013 Mgmt For For
Employee Stock Purchase Plan, as amended
and restated, and the Expedia Group, Inc.
2013 International Stock Purchase Plan, as
amended and restated, including an
amendment to increase the number of shares
authorized for issuance thereunder by
1,000,000.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP as Expedia Group's independent
registered public accounting firm for the
year ending December 31, 2021.
4. Stockholder proposal on political Shr Against For
contributions and expenditures, if properly
presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 935338980
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Nicholas K. Akins
1B. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: B. Evan Bayh, III
1C. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Jorge L. Benitez
1D. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Katherine B.
Blackburn
1E. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Emerson L.
Brumback
1F. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Greg D. Carmichael
1G. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Linda W.
Clement-Holmes
1H. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: C. Bryan Daniels
1I. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Mitchell S. Feiger
1J. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Thomas H. Harvey
1K. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Gary R. Heminger
1L. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Jewell D. Hoover
1M. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Eileen A. Mallesch
1N. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Michael B.
McCallister
1O. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Marsha C. Williams
2. Ratification of the appointment of the firm Mgmt For For
of Deloitte & Touche LLP to serve as the
independent external audit firm for the
Company for the year 2021.
3. An advisory vote on approval of the Mgmt For For
Company's executive compensation.
4. An advisory vote to determine whether the Mgmt 1 Year For
shareholder vote on the compensation of the
Company's executives will occur every 1, 2,
or 3 years.
5. Approval of the Fifth Third Bancorp 2021 Mgmt For For
Incentive Compensation Plan, including the
issuance of shares of common stock
authorized thereunder.
6. Approval of an amendment to the Fifth Third Mgmt For For
Bancorp Articles of Incorporation to
eliminate statutory supermajority vote
requirements.
7. Approval of an amendment to the Fifth Third Mgmt For For
Bancorp Articles of Incorporation to
eliminate cumulative voting.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN INC. Agenda Number: 935412762
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David P. Abney Mgmt For For
1.2 Election of Director: Richard C. Adkerson Mgmt For For
1.3 Election of Director: Robert W. Dudley Mgmt For For
1.4 Election of Director: Lydia H. Kennard Mgmt For For
1.5 Election of Director: Dustan E. McCoy Mgmt For For
1.6 Election of Director: John J. Stephens Mgmt For For
1.7 Election of Director: Frances Fragos Mgmt For For
Townsend
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
GAP INC. Agenda Number: 935363236
--------------------------------------------------------------------------------------------------------------------------
Security: 364760108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: GPS
ISIN: US3647601083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John J. Fisher Mgmt For For
1B. Election of Director: Robert J. Fisher Mgmt For For
1C. Election of Director: William S. Fisher Mgmt For For
1D. Election of Director: Tracy Gardner Mgmt For For
1E. Election of Director: Isabella D. Goren Mgmt For For
1F. Election of Director: Bob L. Martin Mgmt For For
1G. Election of Director: Amy Miles Mgmt For For
1H. Election of Director: Jorge P. Montoya Mgmt For For
1I. Election of Director: Chris O'Neill Mgmt For For
1J. Election of Director: Mayo A. Shattuck III Mgmt For For
1K. Election of Director: Elizabeth A. Smith Mgmt For For
1L. Election of Director: Salaam Coleman Smith Mgmt For For
1M. Election of Director: Sonia Syngal Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending on January 29, 2022.
3. Approval, on an advisory basis, of the Mgmt For For
overall compensation of the named executive
officers.
4. Approval of the amendment and restatement Mgmt For For
of The Gap Inc. Employee Stock Purchase
Plan.
5. Approval of the amendment and restatement Mgmt Against Against
of The Gap Inc. 2016 Long-Term Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935351584
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: F. Thaddeus Arroyo Mgmt For For
1B. Election of Director: Robert H.B. Baldwin, Mgmt For For
Jr.
1C. Election of Director: John G. Bruno Mgmt For For
1D. Election of Director: Kriss Cloninger III Mgmt For For
1E. Election of Director: William I Jacobs Mgmt For For
1F. Election of Director: Joia M. Johnson Mgmt For For
1G. Election of Director: Ruth Ann Marshall Mgmt For For
1H. Election of Director: Connie D. McDaniel Mgmt For For
1I. Election of Director: William B. Plummer Mgmt For For
1J. Election of Director: Jeffrey S. Sloan Mgmt For For
1K. Election of Director: John T. Turner Mgmt For For
1L. Election of Director: M. Troy Woods Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers for 2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Advisory vote on shareholder proposal Shr For Against
regarding shareholder right to act by
written consent.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 935372829
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Abdulaziz F. Al Mgmt For For
Khayyal
1B. Election of Director: William E. Albrecht Mgmt For For
1C. Election of Director: M. Katherine Banks Mgmt For For
1D. Election of Director: Alan M. Bennett Mgmt For For
1E. Election of Director: Milton Carroll Mgmt For For
1F. Election of Director: Murry S. Gerber Mgmt For For
1G. Election of Director: Patricia Hemingway Mgmt For For
Hall
1H. Election of Director: Robert A. Malone Mgmt For For
1I. Election of Director: Jeffrey A. Miller Mgmt For For
1J. Election of Director: Bhavesh V. Patel Mgmt For For
2. Ratification of Selection of Principal Mgmt For For
Independent Public Accountants.
3. Advisory Approval of Executive Mgmt Against Against
Compensation.
4. Proposal to Amend and Restate the Mgmt For For
Halliburton Company Stock and Incentive
Plan.
5. Proposal to Amend and Restate the Mgmt For For
Halliburton Company Employee Stock Purchase
Plan.
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 935406872
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: T.J. CHECKI
1B. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: L.S.
COLEMAN, JR.
1C. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: J. DUATO
1D. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: J.B. HESS
1E. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: E.E.
HOLIDAY
1F. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: M.S.
LIPSCHULTZ
1G. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: D. MCMANUS
1H. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: K.O. MEYERS
1I. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: K.F.
OVELMEN
1J. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: J.H.
QUIGLEY
1K. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: W.G.
SCHRADER
2. Advisory approval of the compensation of Mgmt For For
our named executive officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as our independent registered
public accountants for the year ending
December 31, 2021.
4. Approval of amendment no. 1 to our 2017 Mgmt For For
long term incentive plan.
--------------------------------------------------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION Agenda Number: 935360216
--------------------------------------------------------------------------------------------------------------------------
Security: 436106108
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: HFC
ISIN: US4361061082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anne-Marie N. Mgmt For For
Ainsworth
1B. Election of Director: Anna C. Catalano Mgmt For For
1C. Election of Director: Leldon E. Echols Mgmt For For
1D. Election of Director: Manuel J. Fernandez Mgmt For For
1E. Election of Director: Michael C. Jennings Mgmt For For
1F. Election of Director: R. Craig Knocke Mgmt For For
1G. Election of Director: Robert J. Kostelnik Mgmt For For
1H. Election of Director: James H. Lee Mgmt For For
1I. Election of Director: Franklin Myers Mgmt For For
1J. Election of Director: Michael E. Rose Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's registered
public accounting firm for the 2021 fiscal
year.
4. Stockholder proposal for simple majority Shr For Against
vote, if properly presented at the Annual
Meeting.
--------------------------------------------------------------------------------------------------------------------------
HOWMET AEROSPACE INC. Agenda Number: 935394990
--------------------------------------------------------------------------------------------------------------------------
Security: 443201108
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: HWM
ISIN: US4432011082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James F. Albaugh Mgmt For For
1B. Election of Director: Amy E. Alving Mgmt For For
1C. Election of Director: Sharon R. Barner Mgmt For For
1D. Election of Director: Joseph S. Cantie Mgmt For For
1E. Election of Director: Robert F. Leduc Mgmt For For
1F. Election of Director: David J. Miller Mgmt For For
1G. Election of Director: Jody G. Miller Mgmt For For
1H. Election of Director: Tolga I. Oal Mgmt For For
1I. Election of Director: Nicole W. Piasecki Mgmt For For
1J. Election of Director: John C. Plant Mgmt For For
1K. Election of Director: Ulrich R. Schmidt Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
3. To approve, on an advisory basis, executive Mgmt Against Against
compensation.
4. Shareholder Proposal regarding an Shr Against For
independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
INVESCO LTD. Agenda Number: 935356457
--------------------------------------------------------------------------------------------------------------------------
Security: G491BT108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: IVZ
ISIN: BMG491BT1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sarah E. Beshar Mgmt For For
1B. Election of Director: Thomas M. Finke Mgmt For For
1C. Election of Director: Martin L. Flanagan Mgmt For For
1D. Election of Director: Edward P. Garden Mgmt For For
1E. Election of Director: William F. Glavin, Mgmt For For
Jr.
1F. Election of Director: C. Robert Henrikson Mgmt For For
1G. Election of Director: Denis Kessler Mgmt For For
1H. Election of Director: Nelson Peltz Mgmt For For
1I. Election of Director: Sir Nigel Sheinwald Mgmt For For
1J. Election of Director: Paula C. Tolliver Mgmt For For
1K. Election of Director: G. Richard Wagoner, Mgmt For For
Jr.
1L. Election of Director: Phoebe A. Wood Mgmt For For
2. Advisory vote to approve the company's 2020 Mgmt For For
executive compensation.
3. Approval of the Amendment and Restatement Mgmt For For
of the Invesco Ltd. 2016 Global Equity
Incentive Plan.
4. Appointment of PricewaterhouseCoopers LLP Mgmt For For
as the company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda Number: 935282006
--------------------------------------------------------------------------------------------------------------------------
Security: 426281101
Meeting Type: Annual
Meeting Date: 17-Nov-2020
Ticker: JKHY
ISIN: US4262811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. Flanigan Mgmt For For
J. Prim Mgmt For For
T. Wilson Mgmt For For
J. Fiegel Mgmt For For
T. Wimsett Mgmt For For
L. Kelly Mgmt For For
S. Miyashiro Mgmt For For
W. Brown Mgmt For For
D. Foss Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve an amendment to our certificate Mgmt For For
of incorporation to remove a supermajority
voting standard for stockholder approval of
an acquisition of the company by another
person or entity.
4. To ratify the selection of the Company's Mgmt For For
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 935364959
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bruce D. Broussard Mgmt For For
1b. Election of Director: Alexander M. Cutler Mgmt For For
1c. Election of Director: H. James Dallas Mgmt For For
1d. Election of Director: Elizabeth R. Gile Mgmt For For
1e. Election of Director: Ruth Ann M. Gillis Mgmt For For
1f. Election of Director: Christopher M. Gorman Mgmt For For
1g. Election of Director: Robin N. Hayes Mgmt For For
1h. Election of Director: Carlton L. Highsmith Mgmt For For
1i. Election of Director: Richard J. Hipple Mgmt For For
1j. Election of Director: Devina A. Rankin Mgmt For For
1k. Election of Director: Barbara R. Snyder Mgmt For For
1l. Election of Director: Todd J. Vasos Mgmt For For
1m. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor.
3. Advisory approval of executive Mgmt For For
compensation.
4. Approval of KeyCorp Second Amended and Mgmt For For
Restated Discounted Stock Purchase Plan.
5. Management proposal to reduce the ownership Mgmt For For
threshold to call a special shareholder
meeting.
--------------------------------------------------------------------------------------------------------------------------
KIMCO REALTY CORPORATION Agenda Number: 935348044
--------------------------------------------------------------------------------------------------------------------------
Security: 49446R109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: KIM
ISIN: US49446R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Milton Cooper Mgmt For For
1B. Election of Director: Philip E. Coviello Mgmt For For
1C. Election of Director: Conor C. Flynn Mgmt For For
1D. Election of Director: Frank Lourenso Mgmt For For
1E. Election of Director: Henry Moniz Mgmt For For
1F. Election of Director: Mary Hogan Preusse Mgmt For For
1G. Election of Director: Valerie Richardson Mgmt For For
1H. Election of Director: Richard B. Saltzman Mgmt For For
2. THE ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION (AS MORE
PARTICULARLY DESCRIBED IN THE PROXY
STATEMENT).
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2021
(AS MORE PARTICULARLY DESCRIBED IN THE
PROXY STATEMENT).
--------------------------------------------------------------------------------------------------------------------------
L BRANDS, INC. Agenda Number: 935380434
--------------------------------------------------------------------------------------------------------------------------
Security: 501797104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LB
ISIN: US5017971046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patricia S. Bellinger Mgmt For For
1B. Election of Director: Donna A. James Mgmt For For
1C. Election of Director: Francis A. Hondal Mgmt For For
1D. Election of Director: Danielle Lee Mgmt For For
1E. Election of Director: Andrew M. Meslow Mgmt For For
1F. Election of Director: Michael G. Morris Mgmt For For
1G. Election of Director: Sarah E. Nash Mgmt For For
1H. Election of Director: Robert H. Mgmt For For
Schottenstein
1I. Election of Director: Anne Sheehan Mgmt For For
1J. Election of Director: Stephen D. Steinour Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent registered public accountants.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
4. Stockholder proposal regarding stockholder Shr For Against
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
LEGGETT & PLATT, INCORPORATED Agenda Number: 935385244
--------------------------------------------------------------------------------------------------------------------------
Security: 524660107
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: LEG
ISIN: US5246601075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK A. BLINN Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT E. BRUNNER Mgmt For For
1C. ELECTION OF DIRECTOR: MARY CAMPBELL Mgmt For For
1D. Election of Director: J. Mitchell Dolloff Mgmt For For
1E. Election of Director: Manuel A. Fernandez Mgmt For For
1F. Election of Director: Karl G. Glassman Mgmt For For
1G. Election of Director: Joseph W. McClanathan Mgmt For For
1H. Election of Director: Judy C. Odom Mgmt For For
1I. Election of Director: Srikanth Padmanabhan Mgmt For For
1J. Election of Director: Jai Shah Mgmt For For
1K Election of Director: Phoebe A. Wood Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2021.
3. An advisory vote to approve named executive Mgmt For For
officer compensation as described in the
Company's proxy statement.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 935381107
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: LNC
ISIN: US5341871094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting:
Deirdre P. Connelly
1B. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting:
William H. Cunningham
1C. Election of director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting:
Reginald E. Davis
1D. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Dennis
R. Glass
1E. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: George
W. Henderson, III
1F. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Eric
G. Johnson
1G. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Gary
C. Kelly
1H. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: M.
Leanne Lachman
1I. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting:
Michael F. Mee
1J. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting:
Patrick S. Pittard
1K. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Lynn
M. Utter
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the independent
registered public accounting firm for 2021.
3. The approval of an advisory resolution on Mgmt Against Against
the compensation of our named executive
officers.
4. Shareholder proposal to amend our bylaws to Shr Against For
remove the one-year holding requirement
from our special shareholder meeting right.
5. Shareholder proposal to amend our proxy Shr Against For
access bylaws to remove the 20-shareholder
aggregation limit.
--------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 935362878
--------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: LKQ
ISIN: US5018892084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Berard Mgmt For For
1B. Election of Director: Meg A. Divitto Mgmt For For
1C. Election of Director: Robert M. Hanser Mgmt For For
1D. Election of Director: Joseph M. Holsten Mgmt For For
1E. Election of Director: Blythe J. McGarvie Mgmt For For
1F. Election of Director: John W. Mendel Mgmt For For
1G. Election of Director: Jody G. Miller Mgmt For For
1H. Election of Director: Guhan Subramanian Mgmt For For
1I. Election of Director: Xavier Urbain Mgmt For For
1J. Election of Director: Jacob H. Welch Mgmt For For
1K. Election of Director: Dominick Zarcone Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
LOEWS CORPORATION Agenda Number: 935359198
--------------------------------------------------------------------------------------------------------------------------
Security: 540424108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: L
ISIN: US5404241086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ann E. Berman Mgmt For For
1B. Election of Director: Joseph L. Bower Mgmt For For
1C. Election of Director: Charles D. Davidson Mgmt For For
1D. Election of Director: Charles M. Diker Mgmt For For
1E. Election of Director: Paul J. Fribourg Mgmt For For
1F. Election of Director: Walter L. Harris Mgmt For For
1G. Election of Director: Philip A. Laskawy Mgmt For For
1H. Election of Director: Susan P. Peters Mgmt For For
1I. Election of Director: Andrew H. Tisch Mgmt For For
1J. Election of Director: James S. Tisch Mgmt For For
1K. Election of Director: Jonathan M. Tisch Mgmt For For
1L. Election of Director: Anthony Welters Mgmt For For
2. Approve, on an advisory basis, executive Mgmt Against Against
compensation.
3. Ratify Deloitte & Touche LLP as independent Mgmt For For
auditors.
4. Shareholder proposal requesting certain Shr Against For
disclosures regarding political
contributions, if presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 935432815
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jacques Aigrain Mgmt For For
1B. Election of Director: Lincoln Benet Mgmt For For
1C. Election of Director: Jagjeet (Jeet) Bindra Mgmt For For
1D. Election of Director: Robin Buchanan Mgmt For For
1E. Election of Director: Anthony (Tony) Chase Mgmt For For
1F. Election of Director: Stephen Cooper Mgmt For For
1G. Election of Director: Nance Dicciani Mgmt For For
1H. Election of Director: Robert (Bob) Dudley Mgmt For For
1I. Election of Director: Claire Farley Mgmt For For
1J. Election of Director: Michael Hanley Mgmt For For
1K. Election of Director: Albert Manifold Mgmt For For
1L. Election of Director: Bhavesh (Bob) Patel Mgmt For For
2. Discharge of Directors from Liability. Mgmt For For
3. Adoption of 2020 Dutch Statutory Annual Mgmt For For
Accounts.
4. Appointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as the Auditor of our 2021
Dutch Statutory Annual Accounts.
5. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm.
6. Advisory Vote Approving Executive Mgmt For For
Compensation (Say-on-Pay).
7. Authorization to Conduct Share Repurchases. Mgmt For For
8. Cancellation of Shares. Mgmt For For
9. Amendment and Restatement of Long Term Mgmt For For
Incentive Plan.
10. Amendment and Restatement of Employee Stock Mgmt For For
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 935385410
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: MRO
ISIN: US5658491064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring in 2022: Chadwick C. Deaton
1B. Election of Director for a one-year term Mgmt For For
expiring in 2022: Marcela E. Donadio
1C. Election of Director for a one-year term Mgmt For For
expiring in 2022: Jason B. Few
1D. Election of Director for a one-year term Mgmt For For
expiring in 2022: M. Elise Hyland
1E. Election of Director for a one-year term Mgmt For For
expiring in 2022: Holli C. Ladhani
1F. Election of Director for a one-year term Mgmt For For
expiring in 2022: Brent J. Smolik
1G. Election of Director for a one-year term Mgmt For For
expiring in 2022: Lee M. Tillman
1H. Election of Director for a one-year term Mgmt For For
expiring in 2022: J. Kent Wells
2. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 935349868
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Abdulaziz F. Mgmt For For
Alkhayyal
1B. Election of Class I Director: Jonathan Z. Mgmt For For
Cohen
1C. Election of Class I Director: Michael J. Mgmt For For
Hennigan
1D. Election of Class I Director: Frank M. Mgmt For For
Semple
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent auditor for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
company's named executive officer
compensation.
4. Approval of the Marathon Petroleum Mgmt For For
Corporation 2021 Incentive Compensation
Plan.
5. Approval of an amendment to the company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority provisions.
6. Approval of an amendment to the company's Mgmt For For
Restated Certificate of Incorporation to
declassify the Board of Directors.
7. Shareholder proposal seeking to prohibit Shr Against For
accelerated vesting of equity awards in
connection with a change in control.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935288286
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 11-Dec-2020
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Michael O. Leavitt Mgmt For For
1G. Election of Director: James T. Lenehan Mgmt For For
1H. Election of Director: Kevin E. Lofton Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt For For
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as the Company's independent auditor for
fiscal year 2021 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 935424274
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl W. Grise Mgmt For For
1B. Election of Director: Carlos M. Gutierrez Mgmt For For
1C. Election of Director: Gerald L. Hassell Mgmt For For
1D. Election of Director: David L. Herzog Mgmt For For
1E. Election of Director: R. Glenn Hubbard, Mgmt For For
Ph.D.
1F. Election of Director: Edward J. Kelly, III Mgmt For For
1G. Election of Director: William E. Kennard Mgmt For For
1H. Election of Director: Michel A. Khalaf Mgmt For For
1I. Election of Director: Catherine R. Kinney Mgmt For For
1J. Election of Director: Diana L. McKenzie Mgmt For For
1K. Election of Director: Denise M. Morrison Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as MetLife, Inc.'s Independent
Auditor for 2021.
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation paid to MetLife, Inc.'s Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL Agenda Number: 935359491
--------------------------------------------------------------------------------------------------------------------------
Security: 552953101
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: MGM
ISIN: US5529531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Barry Diller Mgmt For For
1B. Election of Director: William W. Grounds Mgmt For For
1C. Election of Director: Alexis M. Herman Mgmt For For
1D. Election of Director: William J. Hornbuckle Mgmt For For
1E. Election of Director: Mary Chris Jammet Mgmt For For
1F. Election of Director: John Kilroy Mgmt Against Against
1G. Election of Director: Joey Levin Mgmt For For
1H. Election of Director: Rose McKinney-James Mgmt For For
1I. Election of Director: Keith A. Meister Mgmt For For
1J. Election of Director: Paul Salem Mgmt For For
1K. Election of Director: Gregory M. Spierkel Mgmt For For
1L. Election of Director: Jan G. Swartz Mgmt For For
1M. Election of Director: Daniel J. Taylor Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP, as the independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
4. To approve and adopt the amendment to our Mgmt Against Against
charter.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 935308975
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 14-Jan-2021
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard M. Beyer Mgmt For For
1b. Election of Director: Lynn A. Dugle Mgmt For For
1c. Election of Director: Steven J. Gomo Mgmt For For
1d. Election of Director: Mary Pat McCarthy Mgmt For For
1e. Election of Director: Sanjay Mehrotra Mgmt For For
1f. Election of Director: Robert E. Switz Mgmt For For
1g. Election of Director: MaryAnn Wright Mgmt For For
2. PROPOSAL BY THE COMPANY TO APPROVE A Mgmt Against Against
NON-BINDING RESOLUTION TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT.
3. PROPOSAL BY THE COMPANY TO APPROVE OUR Mgmt For For
AMENDED AND RESTATED 2007 EQUITY INCENTIVE
PLAN AND INCREASE THE SHARES RESERVED FOR
ISSUANCE THEREUNDER BY 35 MILLION AS
DESCRIBED IN THE PROXY STATEMENT.
4. PROPOSAL BY THE COMPANY TO RATIFY THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING SEPTEMBER 2, 2021.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 935372312
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Elizabeth Corley Mgmt For For
1B. Election of Director: Alistair Darling Mgmt For For
1C. Election of Director: Thomas H. Glocer Mgmt For For
1D. Election of Director: James P. Gorman Mgmt For For
1E. Election of Director: Robert H. Herz Mgmt For For
1F. Election of Director: Nobuyuki Hirano Mgmt For For
1G. Election of Director: Hironori Kamezawa Mgmt For For
1H. Election of Director: Shelley B. Leibowitz Mgmt For For
1I. Election of Director: Stephen J. Luczo Mgmt For For
1J. Election of Director: Jami Miscik Mgmt For For
1K. Election of Director: Dennis M. Nally Mgmt For For
1L. Election of Director: Mary L. Schapiro Mgmt For For
1M. Election of Director: Perry M. Traquina Mgmt For For
1N. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent auditor.
3. To approve the compensation of executives Mgmt For For
as disclosed in the proxy statement
(non-binding advisory vote).
4. To approve the amended and restated Equity Mgmt For For
Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
NORWEGIAN CRUISE LINE HOLDINGS LTD. Agenda Number: 935378148
--------------------------------------------------------------------------------------------------------------------------
Security: G66721104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: NCLH
ISIN: BMG667211046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Adam M. Aron Mgmt For For
1B. Election of Class II Director: Stella David Mgmt For For
1C. Election of Class II Director: Mary E. Mgmt For For
Landry
2. Approval, on a non-binding, advisory basis, Mgmt Against Against
of the compensation of our named executive
officers.
3. Approval of an increase in our authorized Mgmt For For
share capital to increase the number of
ordinary shares authorized for issuance
from 490,000,000 to 980,000,000.
4. Approval of an amendment to our 2013 Mgmt For For
Performance Incentive Plan (our "Plan"),
including an increase in the number of
shares available for grant under our Plan.
5. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP ("PwC") as our
independent registered public accounting
firm for the year ending December 31, 2021
and the determination of PwC's remuneration
by our Audit Committee.
--------------------------------------------------------------------------------------------------------------------------
NOV INC. Agenda Number: 935382907
--------------------------------------------------------------------------------------------------------------------------
Security: 62955J103
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: NOV
ISIN: US62955J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Clay C. Williams Mgmt For For
1b. Election of Director: Greg L. Armstrong Mgmt For For
1c. Election of Director: Marcela E. Donadio Mgmt For For
1d. Election of Director: Ben A. Guill Mgmt For For
1e. Election of Director: James T. Hackett Mgmt For For
1f. Election of Director: David D. Harrison Mgmt For For
1g. Election of Director: Eric L. Mattson Mgmt For For
1h. Election of Director: Melody B. Meyer Mgmt For For
1i. Election of Director: William R. Thomas Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent auditors of the Company.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 935359364
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stephen I. Chazen Mgmt For For
1B. Election of Director: Andrew Gould Mgmt For For
1C. Election of Director: Carlos M. Gutierrez Mgmt For For
1D. Election of Director: Vicki Hollub Mgmt For For
1E. Election of Director: Gary Hu Mgmt For For
1F. Election of Director: William R. Klesse Mgmt For For
1G. Election of Director: Andrew N. Langham Mgmt For For
1H. Election of Director: Jack B. Moore Mgmt For For
1I. Election of Director: Margarita Mgmt For For
Palau-Hernandez
1J. Election of Director: Avedick B. Poladian Mgmt For For
1K. Election of Director: Robert M. Shearer Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Selection of KPMG as Mgmt For For
Occidental's Independent Auditor.
--------------------------------------------------------------------------------------------------------------------------
ONEOK, INC. Agenda Number: 935390726
--------------------------------------------------------------------------------------------------------------------------
Security: 682680103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: OKE
ISIN: US6826801036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian L. Derksen Mgmt For For
1B. Election of Director: Julie H. Edwards Mgmt For For
1C. Election of Director: John W. Gibson Mgmt For For
1D. Election of Director: Mark W. Helderman Mgmt For For
1E. Election of Director: Randall J. Larson Mgmt For For
1F. Election of Director: Steven J. Malcolm Mgmt For For
1G. Election of Director: Jim W. Mogg Mgmt For For
1H. Election of Director: Pattye L. Moore Mgmt For For
1I. Election of Director: Eduardo A. Rodriguez Mgmt For For
1J. Election of Director: Gerald B. Smith Mgmt For For
1K. Election of Director: Terry K. Spencer Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of ONEOK, Inc. for the year ending
December 31, 2021.
3. An advisory vote to approve ONEOK, Inc.'s Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PAYCOM SOFTWARE, INC. Agenda Number: 935382692
--------------------------------------------------------------------------------------------------------------------------
Security: 70432V102
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: PAYC
ISIN: US70432V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert J. Levenson Mgmt For For
Frederick C. Peters II Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
4. Stockholder proposal requesting that the Shr For
Board of Directors prepare a diversity
report.
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 935362133
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting of
shareholder: Julie L. Bushman
1B. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting of
shareholder: Lisa A. Davis
2. Management proposal for the annual election Mgmt For For
of directors.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2021.
4. Advisory vote to approve our executive Mgmt For For
compensation.
5. Shareholder proposal regarding greenhouse Shr For Against
gas emissions targets.
6. Shareholder proposal regarding report on Shr For Against
climate lobbying.
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935316403
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Special
Meeting Date: 12-Jan-2021
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO VOTE ON A PROPOSAL TO APPROVE THE Mgmt For For
ISSUANCE OF SHARES OF PIONEER COMMON STOCK,
PAR VALUE $0.01 PER SHARE ("PIONEER COMMON
STOCK"), PURSUANT TO THE TERMS OF THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
OCTOBER 20, 2020 ("MERGER AGREEMENT"), BY
AND AMONG PIONEER, PARSLEY ENERGY, INC.
("PARSLEY") AND CERTAIN SUBSIDIARIES OF
PIONEER AND PARSLEY, AND OTHER SHARES OF
PIONEER COMMON STOCK RESERVED FOR ISSUANCE
IN CONNECTION WITH THE TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT (THE
"STOCK ISSUANCE" AND THE "PIONEER STOCK
ISSUANCE PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935392883
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: A.R. Alameddine Mgmt For For
1B. Election of Director: Edison C. Buchanan Mgmt For For
1C. Election of Director: Matt Gallagher Mgmt For For
1D. Election of Director: Phillip A. Gobe Mgmt For For
1E. Election of Director: Larry R. Grillot Mgmt For For
1F. Election of Director: Stacy P. Methvin Mgmt For For
1G. Election of Director: Royce W. Mitchell Mgmt For For
1H. Election of Director: Frank A. Risch Mgmt For For
1I. Election of Director: Scott D. Sheffield Mgmt For For
1J. Election of Director: J. Kenneth Thompson Mgmt For For
1K. Election of Director: Phoebe A. Wood Mgmt For For
1L. Election of Director: Michael D. Wortley Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2021.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC. Agenda Number: 935380597
--------------------------------------------------------------------------------------------------------------------------
Security: 74251V102
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: PFG
ISIN: US74251V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Roger C. Hochschild Mgmt For For
1B. Election of Director: Daniel J. Houston Mgmt For For
1C. Election of Director: Diane C. Nordin Mgmt For For
1D. Election of Director: Alfredo Rivera Mgmt For For
2. Advisory Approval of Compensation of Our Mgmt For For
Named Executive Officers.
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accountants.
4. Approval of Principal Financial Group, Inc. Mgmt For For
2021 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 935369163
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas J. Baltimore, Mgmt For For
Jr.
1b. Election of Director: Gilbert F. Casellas Mgmt For For
1c. Election of Director: Robert M. Falzon Mgmt For For
1d. Election of Director: Martina Hund-Mejean Mgmt For For
1e. Election of Director: Wendy Jones Mgmt For For
1f. Election of Director: Karl J. Krapek Mgmt For For
1g. Election of Director: Peter R. Lighte Mgmt For For
1h. Election of Director: Charles F. Lowrey Mgmt For For
1i. Election of Director: George Paz Mgmt For For
1j. Election of Director: Sandra Pianalto Mgmt For For
1k. Election of Director: Christine A. Poon Mgmt For For
1l. Election of Director: Douglas A. Scovanner Mgmt For For
1m. Election of Director: Michael A. Todman Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of the Prudential Financial, Inc. Mgmt For For
2021 Omnibus Incentive Plan.
5. Shareholder proposal regarding an Shr Against For
Independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
PULTEGROUP, INC. Agenda Number: 935365646
--------------------------------------------------------------------------------------------------------------------------
Security: 745867101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: PHM
ISIN: US7458671010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian P. Anderson Mgmt For For
1B. Election of Director: Bryce Blair Mgmt For For
1C. Election of Director: Richard W. Dreiling Mgmt For For
1D. Election of Director: Thomas J. Folliard Mgmt For For
1E. Election of Director: Cheryl W. Grise Mgmt For For
1F. Election of Director: Andre J. Hawaux Mgmt For For
1G. Election of Director: J. Phillip Holloman Mgmt For For
1H. Election of Director: Ryan R. Marshall Mgmt For For
1I. Election of Director: John R. Peshkin Mgmt For For
1J. Election of Director: Scott F. Powers Mgmt For For
1K. Election of Director: Lila Snyder Mgmt For For
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
3. Say-on-pay: Advisory vote to approve Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PVH CORP. Agenda Number: 935421266
--------------------------------------------------------------------------------------------------------------------------
Security: 693656100
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: PVH
ISIN: US6936561009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRENT CALLINICOS Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE CHEEKS Mgmt For For
1C. ELECTION OF DIRECTOR: EMANUEL CHIRICO Mgmt For For
1D. ELECTION OF DIRECTOR: JOSEPH B. FULLER Mgmt For For
1E. ELECTION OF DIRECTOR: STEFAN LARSSON Mgmt For For
1F. ELECTION OF DIRECTOR: V. JAMES MARINO Mgmt For For
1G. ELECTION OF DIRECTOR: G. PENNY McINTYRE Mgmt For For
1H. ELECTION OF DIRECTOR: AMY McPHERSON Mgmt For For
1I. ELECTION OF DIRECTOR: HENRY NASELLA Mgmt For For
1J. ELECTION OF DIRECTOR: ALLISON PETERSON Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD R. ROSENFELD Mgmt For For
1L. ELECTION OF DIRECTOR: JUDITH AMANDA SOURRY Mgmt For For
KNOX
2. Approval of the advisory resolution on Mgmt For For
executive compensation.
3. Ratification of auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC. Agenda Number: 935322898
--------------------------------------------------------------------------------------------------------------------------
Security: 754730109
Meeting Type: Annual
Meeting Date: 18-Feb-2021
Ticker: RJF
ISIN: US7547301090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles G. von Mgmt For For
Arentschildt
1B. Election of Director: Marlene Debel Mgmt For For
1C. Election of Director: Robert M. Dutkowsky Mgmt For For
1D. Election of Director: Jeffrey N. Edwards Mgmt For For
1E. Election of Director: Benjamin C. Esty Mgmt For For
1F. Election of Director: Anne Gates Mgmt For For
1G. Election of Director: Francis S. Godbold Mgmt For For
1H. Election of Director: Thomas A. James Mgmt For For
1I. Election of Director: Gordon L. Johnson Mgmt For For
1J. Election of Director: Roderick C. McGeary Mgmt For For
1K. Election of Director: Paul C. Reilly Mgmt For For
1L. Election of Director: Raj Seshadri Mgmt For For
1M. Election of Director: Susan N. Story Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 935344452
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carolyn H. Byrd Mgmt For For
1B. Election of Director: Don DeFosset Mgmt For For
1C. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1D. Election of Director: Zhanna Golodryga Mgmt For For
1E. Election of Director: John D. Johns Mgmt For For
1F. Election of Director: Ruth Ann Marshall Mgmt For For
1G. Election of Director: Charles D. McCrary Mgmt For For
1H. Election of Director: James T. Prokopanko Mgmt For For
1I. Election of Director: Lee J. Styslinger III Mgmt For For
1J. Election of Director: Jose S. Suquet Mgmt For For
1K. Election of Director: John M. Turner, Jr. Mgmt For For
1L. Election of Director: Timothy Vines Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm for 2021.
3. Advisory Vote on Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. Agenda Number: 935411215
--------------------------------------------------------------------------------------------------------------------------
Security: V7780T103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: RCL
ISIN: LR0008862868
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John F. Brock Mgmt For For
1B. Election of Director: Richard D. Fain Mgmt For For
1C. Election of Director: Stephen R. Howe, Jr. Mgmt For For
1D. Election of Director: William L. Kimsey Mgmt For For
1E. Election of Director: Amy McPherson Mgmt For For
1F. Election of Director: Maritza G. Montiel Mgmt For For
1G. Election of Director: Ann S. Moore Mgmt For For
1H. Election of Director: Eyal M. Ofer Mgmt For For
1I. Election of Director: William K. Reilly Mgmt For For
1J. Election of Director: Vagn O. Sorensen Mgmt For For
1K. Election of Director: Donald Thompson Mgmt For For
1L. Election of Director: Arne Alexander Mgmt For For
Wilhelmsen
2. Advisory approval of the Company's Mgmt For For
compensation of its named executive
officers.
3. Approval of the amendment to the Company's Mgmt For For
1994 Employee Stock Purchase Plan.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
5. The shareholder proposal regarding Shr Against For
political contributions disclosure.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935338170
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 07-Apr-2021
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Patrick de La Mgmt For For
Chevardiere
1.2 Election of Director: Miguel M. Galuccio Mgmt For For
1.3 Election of Director: Olivier Le Peuch Mgmt For For
1.4 Election of Director: Tatiana A. Mitrova Mgmt For For
1.5 Election of Director: Maria M. Hanssen Mgmt For For
1.6 Election of Director: Mark G. Papa Mgmt For For
1.7 Election of Director: Henri Seydoux Mgmt For For
1.8 Election of Director: Jeff W. Sheets Mgmt For For
2. Approval of the advisory resolution to Mgmt For For
approve our executive compensation.
3. Approval of our consolidated balance sheet Mgmt For For
as of December 31, 2020; our consolidated
statement of income for the year ended
December 31, 2020; and our Board of
Directors' declarations of dividends in
2020, as reflected in our 2020 Annual
Report to Stockholders.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for 2021.
5. Approval of an amendment and restatement of Mgmt For For
the 2017 Schlumberger Omnibus Stock
Incentive Plan.
6. Approval of an amendment and restatement of Mgmt For For
the Schlumberger Discounted Stock Purchase
Plan.
7. Approval of an amendment and restatement of Mgmt For For
the 2004 Stock and Deferral Plan for
Non-Employee Directors.
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 935360608
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SPG
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Glyn F. Aeppel Mgmt For For
1B. Election of Director: Larry C. Glasscock Mgmt For For
1C. Election of Director: Karen N. Horn, Ph.D. Mgmt For For
1D. Election of Director: Allan Hubbard Mgmt For For
1E. Election of Director: Reuben S. Leibowitz Mgmt For For
1F. Election of Director: Gary M. Rodkin Mgmt For For
1G. Election of Director: Stefan M. Selig Mgmt For For
1H. Election of Director: Daniel C. Smith, Mgmt For For
Ph.D.
1I. Election of Director: J. Albert Smith, Jr. Mgmt For For
1J. Election of Director: Marta R. Stewart Mgmt For For
2. An Advisory Vote to Approve the Mgmt For For
Compensation of our Named Executive
Officers.
3. Ratification of Ernst & Young LLP as our Mgmt For For
Independent Registered Public Accounting
Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 935366799
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alan S. Batey Mgmt For For
1b. Election of Director: Kevin L. Beebe Mgmt For For
1c. Election of Director: Timothy R. Furey Mgmt For For
1d. Election of Director: Liam K. Griffin Mgmt For For
1e. Election of Director: Christine King Mgmt For For
1f. Election of Director: David P. McGlade Mgmt For For
1g. Election of Director: Robert A. Schriesheim Mgmt For For
1h. Election of Director: Kimberly S. Stevenson Mgmt For For
2. To ratify the selection by the Company's Mgmt For For
Audit Committee of KPMG LLP as the
independent registered public accounting
firm for the Company for fiscal year 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as described in the
Company's Proxy Statement.
4. To approve the Company's Amended and Mgmt For For
Restated 2015 Long-Term Incentive Plan.
5. To approve a stockholder proposal regarding Shr For
supermajority voting provisions.
--------------------------------------------------------------------------------------------------------------------------
SL GREEN REALTY CORP. Agenda Number: 935412623
--------------------------------------------------------------------------------------------------------------------------
Security: 78440X804
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: SLG
ISIN: US78440X8048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John H. Alschuler Mgmt For For
1B. Election of Director: Betsy S. Atkins Mgmt For For
1C. Election of Director: Edwin T. Burton, III Mgmt For For
1D. Election of Director: Lauren B. Dillard Mgmt For For
1E. Election of Director: Stephen L. Green Mgmt For For
1F. Election of Director: Craig M. Hatkoff Mgmt For For
1G. Election of Director: Marc Holliday Mgmt For For
1H. Election of Director: John S. Levy Mgmt For For
1I. Election of Director: Andrew W. Mathias Mgmt For For
2. To approve, on a non-binding advisory Mgmt Against Against
basis, our executive compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC. Agenda Number: 935369125
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrea J. Ayers Mgmt For For
1B. Election of Director: George W. Buckley Mgmt For For
1C. Election of Director: Patrick D. Campbell Mgmt For For
1D. Election of Director: Carlos M. Cardoso Mgmt For For
1E. Election of Director: Robert B. Coutts Mgmt For For
1F. Election of Director: Debra A. Crew Mgmt For For
1G. Election of Director: Michael D. Hankin Mgmt For For
1H. Election of Director: James M. Loree Mgmt For For
1I. Election of Director: Jane M. Palmieri Mgmt For For
1J. Election of Director: Mojdeh Poul Mgmt For For
1K. Election of Director: Dmitri L. Stockton Mgmt For For
1L. Election of Director: Irving Tan Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve the selection of Ernst & Young Mgmt For For
LLP as the Company's independent auditors
for the Company's 2021 fiscal year.
4. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to allow
shareholders to act by written consent.
5. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to
eliminate supermajority vote provisions
applicable to the Company under the
Connecticut Business Corporation Act.
6. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to
eliminate supermajority vote provisions of
capital stock related to approval of
business combinations with interested
shareholders and clarify when no
shareholder vote is required.
7. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to adopt a
majority voting standard in an uncontested
election of Directors.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 935380408
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. de Saint-Aignan Mgmt For For
1B. Election of Director: M. Chandoha Mgmt For For
1C. Election of Director: A. Fawcett Mgmt For For
1D. Election of Director: W. Freda Mgmt For For
1E. Election of Director: S. Mathew Mgmt For For
1F. Election of Director: W. Meaney Mgmt For For
1G. Election of Director: R. O'Hanley Mgmt For For
1H. Election of Director: S. O'Sullivan Mgmt For For
1I. Election of Director: J. Portalatin Mgmt For For
1J. Election of Director: J. Rhea Mgmt For For
1K. Election of Director: R. Sergel Mgmt For For
1L. Election of Director: G. Summe Mgmt For For
2. To approve an advisory proposal on Mgmt For For
executive compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as State Street's independent
registered public accounting firm for the
year ending December 31, 2021.
4. Shareholder proposal requesting that the Shr For Against
board oversee a racial equity audit.
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 935339982
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg Becker Mgmt For For
Eric Benhamou Mgmt For For
John Clendening Mgmt For For
Richard Daniels Mgmt For For
Alison Davis Mgmt For For
Roger Dunbar Mgmt For For
Joel Friedman Mgmt For For
Jeffrey Maggioncalda Mgmt For For
Beverly Kay Matthews Mgmt For For
Mary Miller Mgmt For For
Kate Mitchell Mgmt For For
Garen Staglin Mgmt For For
2. To approve, on an advisory basis, our Mgmt For For
executive compensation ("Say on Pay").
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for its fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SYNCHRONY FINANCIAL Agenda Number: 935377881
--------------------------------------------------------------------------------------------------------------------------
Security: 87165B103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: SYF
ISIN: US87165B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Margaret M. Keane Mgmt For For
1B. Election of Director: Fernando Aguirre Mgmt For For
1C. Election of Director: Paget L. Alves Mgmt For For
1D. Election of Director: Arthur W. Coviello, Mgmt For For
Jr.
1E. Election of Director: Brian D. Doubles Mgmt For For
1F. Election of Director: William W. Graylin Mgmt For For
1G. Election of Director: Roy A. Guthrie Mgmt For For
1H. Election of Director: Jeffrey G. Naylor Mgmt For For
1I. Election of Director: Bill Parker Mgmt For For
1J. Election of Director: Laurel J. Richie Mgmt For For
1K. Election of Director: Olympia J. Snowe Mgmt For For
1L. Election of Director: Ellen M. Zane Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Advisory Vote on Frequency of Say-on-Pay Mgmt 1 Year For
Vote.
4. Ratification of Selection of KPMG LLP as Mgmt For For
Independent Registered Public Accounting
Firm of the Company for 2021.
--------------------------------------------------------------------------------------------------------------------------
TEXTRON INC. Agenda Number: 935343323
--------------------------------------------------------------------------------------------------------------------------
Security: 883203101
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: TXT
ISIN: US8832031012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott C. Donnelly Mgmt For For
1B. Election of Director: Kathleen M. Bader Mgmt For For
1C. Election of Director: R. Kerry Clark Mgmt For For
1D. Election of Director: James T. Conway Mgmt For For
1E. Election of Director: Paul E. Gagne Mgmt For For
1F. Election of Director: Ralph D. Heath Mgmt For For
1G. Election of Director: Deborah Lee James Mgmt For For
1H. Election of Director: Lionel L. Nowell III Mgmt For For
1I. Election of Director: James L. Ziemer Mgmt For For
1J. Election of Director: Maria T. Zuber Mgmt For For
2. Approval of the advisory (non-binding) Mgmt For For
resolution to approve executive
compensation.
3. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
4. Shareholder proposal regarding shareholder Shr For Against
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 935340884
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Bradway Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Lynne M. Doughtie Mgmt For For
1D. Election of Director: Edmund P. Mgmt For For
Giambastiani Jr.
1E. Election of Director: Lynn J. Good Mgmt For For
1F. Election of Director: Akhil Johri Mgmt For For
1G. Election of Director: Lawrence W. Kellner Mgmt For For
1H. Election of Director: Steven M. Mollenkopf Mgmt For For
1I. Election of Director: John M. Richardson Mgmt For For
1J. Election of Director: Ronald A. Williams Mgmt For For
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify the Appointment of Deloitte & Touche Mgmt For For
LLP as Independent Auditor for 2021.
4. Additional Report on Lobbying Activities. Shr Against For
5. Written Consent. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY Agenda Number: 935281383
--------------------------------------------------------------------------------------------------------------------------
Security: 189054109
Meeting Type: Annual
Meeting Date: 18-Nov-2020
Ticker: CLX
ISIN: US1890541097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Banse Mgmt For For
1B. Election of Director: Richard H. Carmona Mgmt For For
1C. Election of Director: Benno Dorer Mgmt For For
1D. Election of Director: Spencer C. Fleischer Mgmt For For
1E. Election of Director: Esther Lee Mgmt For For
1F. Election of Director: A.D. David Mackay Mgmt For For
1G. Election of Director: Paul Parker Mgmt For For
1H. Election of Director: Linda Rendle Mgmt For For
1I. Election of Director: Matthew J. Shattock Mgmt For For
1J. Election of Director: Kathryn Tesija Mgmt For For
1K. Election of Director: Pamela Thomas-Graham Mgmt For For
1L. Election of Director: Russell Weiner Mgmt For For
1M. Election of Director: Christopher J. Mgmt For For
Williams
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as the Clorox Company's
Independent Registered Public Accounting
Firm.
4. Approval of the Amended and Restated Mgmt For For
Certificate of Incorporation to Eliminate
Supermajority Voting Provision.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 935343208
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph Alvarado Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt For For
1C. Election of Director: Debra A. Cafaro Mgmt For For
1D. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1E. Election of Director: David L. Cohen Mgmt For For
1F. Election of Director: William S. Demchak Mgmt For For
1G. Election of Director: Andrew T. Feldstein Mgmt For For
1H. Election of Director: Richard J. Harshman Mgmt For For
1I. Election of Director: Daniel R. Hesse Mgmt For For
1J. Election of Director: Linda R. Medler Mgmt For For
1K. Election of Director: Martin Pfinsgraff Mgmt For For
1L. Election of Director: Toni Townes-Whitley Mgmt For For
1M. Election of Director: Michael J. Ward Mgmt For For
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
PNC's independent registered public
accounting firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal regarding report on Shr Against For
risk management and the nuclear weapons
industry.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935264969
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 13-Oct-2020
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Francis S. Blake Mgmt For For
1B. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For
1C. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For
1D. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For
1E. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1F. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For
1G. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For
1H. ELECTION OF DIRECTOR: W. James McNerney, Mgmt For For
Jr.
1I. ELECTION OF DIRECTOR: Nelson Peltz Mgmt For For
1J. ELECTION OF DIRECTOR: David S. Taylor Mgmt For For
1K. ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For
1L. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation (the "Say on Pay"
vote).
4. Approval of The Procter & Gamble Company Mgmt For For
International Stock Ownership Plan, As
Amended and Restated.
5. Shareholder Proposal - Report on Efforts to Shr Against For
Eliminate Deforestation.
6. Shareholder Proposal - Annual Report on Shr Against For
Diversity.
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 935331873
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Annual
Meeting Date: 18-Mar-2021
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Barr Mgmt For For
Mervin Dunn Mgmt For For
Michael Graff Mgmt For For
Sean Hennessy Mgmt For For
W. Nicholas Howley Mgmt For For
Raymond Laubenthal Mgmt For For
Gary E. McCullough Mgmt For For
Michele Santana Mgmt For For
Robert Small Mgmt For For
John Staer Mgmt For For
Kevin Stein Mgmt For For
2. To approve (in an advisory vote) Mgmt Against Against
compensation paid to the Company's named
executive officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent
accountants for the fiscal year ending
September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
TRUIST FINANCIAL CORPORATION Agenda Number: 935345288
--------------------------------------------------------------------------------------------------------------------------
Security: 89832Q109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: TFC
ISIN: US89832Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Jennifer S. Banner
1B. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: K. David Boyer, Jr.
1C. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Agnes Bundy Scanlan
1D. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Anna R. Cablik
1E. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Dallas S. Clement
1F. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Paul D. Donahue
1G. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Paul R. Garcia
1H. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Patrick C. Graney III
1I. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Linnie M. Haynesworth
1J. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Kelly S. King
1K. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Easter A. Maynard
1L. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Donna S. Morea
1M. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Charles A. Patton
1N. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Nido R. Qubein
1O. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: David M. Ratcliffe
1P. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: William H. Rogers, Jr.
1Q. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Frank P. Scruggs, Jr.
1R. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Christine Sears
1S. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Thomas E. Skains
1T. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Bruce L. Tanner
1U. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Thomas N. Thompson
1V. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Steven C. Voorhees
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Truist's
independent registered public accounting
firm for 2021.
3. Advisory vote to approve Truist's executive Mgmt For For
compensation program.
--------------------------------------------------------------------------------------------------------------------------
UNITED AIRLINES HOLDINGS, INC. Agenda Number: 935394899
--------------------------------------------------------------------------------------------------------------------------
Security: 910047109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: UAL
ISIN: US9100471096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carolyn Corvi Mgmt For For
1B. Election of Director: Barney Harford Mgmt For For
1C. Election of Director: Michele J. Hooper Mgmt For For
1D. Election of Director: Walter Isaacson Mgmt For For
1E. Election of Director: James A. C. Kennedy Mgmt For For
1F. Election of Director: J. Scott Kirby Mgmt For For
1G. Election of Director: Edward M. Philip Mgmt For For
1H. Election of Director: Edward L. Shapiro Mgmt For For
1I. Election of Director: David J. Vitale Mgmt For For
1J. Election of Director: Laysha Ward Mgmt For For
1K. Election of Director: James M. Whitehurst Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm for the
Fiscal Year Ending December 31, 2021.
3. Advisory Vote to Approve the Compensation Mgmt Against Against
of the Company's Named Executive Officers.
4. Approve the United Airlines Holdings, Inc. Mgmt For For
2021 Incentive Compensation Plan.
5. Approve and Adopt an Amendment and Mgmt For For
Restatement of the Company's Certificate of
Incorporation to Preserve Certain Tax
Benefits.
6. Approve the Company's Tax Benefits Mgmt For For
Preservation Plan.
7. Stockholder Proposal Regarding Disclosure Shr Against For
of Political Spending.
8. Stockholder Proposal Regarding a Report on Shr For Against
Climate-related Lobbying Activities.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 935359782
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose B. Alvarez Mgmt For For
1B. Election of Director: Marc A. Bruno Mgmt For For
1C. Election of Director: Matthew J. Flannery Mgmt For For
1D. Election of Director: Bobby J. Griffin Mgmt For For
1E. Election of Director: Kim Harris Jones Mgmt For For
1F. Election of Director: Terri L. Kelly Mgmt For For
1G. Election of Director: Michael J. Kneeland Mgmt For For
1H. Election of Director: Gracia C. Martore Mgmt For For
1I. Election of Director: Filippo Passerini Mgmt For For
1J. Election of Director: Donald C. Roof Mgmt For For
1K. Election of Director: Shiv Singh Mgmt For For
2. Ratification of Appointment of Public Mgmt For For
Accounting Firm.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Stockholder Proposal to Improve Shareholder Shr For Against
Written Consent.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC. Agenda Number: 935378059
--------------------------------------------------------------------------------------------------------------------------
Security: 913903100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: UHS
ISIN: US9139031002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Proposal to ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
UNUM GROUP Agenda Number: 935390156
--------------------------------------------------------------------------------------------------------------------------
Security: 91529Y106
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: UNM
ISIN: US91529Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Theodore H. Bunting, Mgmt For For
Jr.
1B. Election of Director: Susan L. Cross Mgmt For For
1C. Election of Director: Susan D. Devore Mgmt For For
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Cynthia L. Egan Mgmt For For
1F. Election of Director: Kevin T. Kabat Mgmt For For
1G. Election of Director: Timothy F. Keaney Mgmt For For
1H. Election of Director: Gloria C. Larson Mgmt For For
1I. Election of Director: Richard P. McKenney Mgmt For For
1J. Election of Director: Ronald P. O'Hanley Mgmt For For
1K. Election of Director: Francis J. Shammo Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the company's named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 935351154
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders: H.
Paulett Eberhart
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders: Joseph
W. Gorder
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders:
Kimberly S. Greene
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders:
Deborah P. Majoras
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders: Eric
D. Mullins
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders: Donald
L. Nickles
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders: Philip
J. Pfeiffer
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders: Robert
A. Profusek
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders:
Stephen M. Waters
1J. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders:
Randall J. Weisenburger
1K. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders:
Rayford Wilkins, Jr.
2. Ratify the appointment of KPMG LLP as Mgmt For For
Valero's independent registered public
accounting firm for 2021.
3. Approve, by non-binding vote, the 2020 Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
VENTAS, INC. Agenda Number: 935387440
--------------------------------------------------------------------------------------------------------------------------
Security: 92276F100
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: VTR
ISIN: US92276F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Melody C. Barnes Mgmt For For
1B. Election of Director: Debra A. Cafaro Mgmt For For
1C. Election of Director: Jay M. Gellert Mgmt For For
1D. Election of Director: Matthew J. Lustig Mgmt For For
1E. Election of Director: Roxanne M. Martino Mgmt For For
1F. Election of Director: Marguerite M. Nader Mgmt For For
1G. Election of Director: Sean P. Nolan Mgmt For For
1H. Election of Director: Walter C. Rakowich Mgmt For For
1I. Election of Director: Robert D. Reed Mgmt For For
1J. Election of Director: James D. Shelton Mgmt For For
1K. Election of Director: Maurice S. Smith Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the selection of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 935349363
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven D. Black Mgmt For For
1B. Election of Director: Mark A. Chancy Mgmt For For
1C. Election of Director: Celeste A. Clark Mgmt For For
1D. Election of Director: Theodore F. Craver, Mgmt For For
Jr.
1E. Election of Director: Wayne M. Hewett Mgmt For For
1F. Election of Director: Maria R. Morris Mgmt For For
1G. Election of Director: Charles H. Noski Mgmt For For
1H. Election of Director: Richard B. Payne, Jr. Mgmt For For
1I. Election of Director: Juan A. Pujadas Mgmt For For
1J. Election of Director: Ronald L. Sargent Mgmt For For
1K. Election of Director: Charles W. Scharf Mgmt For For
1L. Election of Director: Suzanne M. Vautrinot Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2021.
4. Shareholder Proposal - Make Shareholder Shr Against For
Proxy Access More Accessible.
5. Shareholder Proposal - Amend Certificate of Shr Against For
Incorporation to Become a Delaware Public
Benefit Corporation.
6. Shareholder Proposal - Report on Shr Against For
Incentive-Based Compensation and Risks of
Material Losses.
7. Shareholder Proposal - Conduct a Racial Shr Against For
Equity Audit.
--------------------------------------------------------------------------------------------------------------------------
WELLTOWER INC. Agenda Number: 935401997
--------------------------------------------------------------------------------------------------------------------------
Security: 95040Q104
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: WELL
ISIN: US95040Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth J. Bacon Mgmt For For
1B. Election of Director: Karen B. DeSalvo Mgmt For For
1C. Election of Director: Jeffrey H. Donahue Mgmt For For
1D. Election of Director: Philip L. Hawkins Mgmt For For
1E. Election of Director: Dennis G. Lopez Mgmt For For
1F. Election of Director: Shankh Mitra Mgmt For For
1G. Election of Director: Ade J. Patton Mgmt For For
1H. Election of Director: Diana W. Reid Mgmt For For
1I. Election of Director: Sergio D. Rivera Mgmt For For
1J. Election of Director: Johnese M. Spisso Mgmt For For
1K. Election of Director: Kathryn M. Sullivan Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as independent registered
public accounting firm for the fiscal year
2021.
3. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers as disclosed in the 2021 Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
WESTROCK COMPANY Agenda Number: 935315691
--------------------------------------------------------------------------------------------------------------------------
Security: 96145D105
Meeting Type: Annual
Meeting Date: 29-Jan-2021
Ticker: WRK
ISIN: US96145D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Colleen F. Arnold Mgmt For For
1B. Election of Director: Timothy J. Bernlohr Mgmt For For
1C. Election of Director: J. Powell Brown Mgmt For For
1D. Election of Director: Terrell K. Crews Mgmt For For
1E. Election of Director: Russell M. Currey Mgmt For For
1F. Election of Director: Suzan F. Harrison Mgmt For For
1G. Election of Director: John A. Luke, Jr. Mgmt For For
1H. Election of Director: Gracia C. Martore Mgmt For For
1I. Election of Director: James E. Nevels Mgmt For For
1J. Election of Director: Steven C. Voorhees Mgmt For For
1K. Election of Director: Bettina M. Whyte Mgmt For For
1L. Election of Director: Alan D. Wilson Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of WestRock Company 2020 Incentive Mgmt For For
Stock Plan.
4. Ratification of Appointment of Ernst & Mgmt For For
Young LLP.
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 935372297
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Emmert Mgmt For For
1B. Election of Director: Rick R. Holley Mgmt For For
1C. Election of Director: Sara Grootwassink Mgmt For For
Lewis
1D. Election of Director: Deidra C. Merriwether Mgmt For For
1E. Election of Director: Al Monaco Mgmt For For
1F. Election of Director: Nicole W. Piasecki Mgmt For For
1G. Election of Director: Lawrence A. Selzer Mgmt For For
1H. Election of Director: Devin W. Stockfish Mgmt For For
1I. Election of Director: Kim Williams Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers.
3. Ratification of selection of independent Mgmt For For
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda Number: 935342307
--------------------------------------------------------------------------------------------------------------------------
Security: 963320106
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: WHR
ISIN: US9633201069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Marc R. Bitzer Mgmt For For
1C. Election of Director: Greg Creed Mgmt For For
1D. Election of Director: Gary T. DiCamillo Mgmt For For
1E. Election of Director: Diane M. Dietz Mgmt For For
1F. Election of Director: Gerri T. Elliott Mgmt For For
1G. Election of Director: Jennifer A. LaClair Mgmt For For
1H. Election of Director: John D. Liu Mgmt For For
1I. Election of Director: James M. Loree Mgmt For For
1J. Election of Director: Harish Manwani Mgmt For For
1K. Election of Director: Patricia K. Poppe Mgmt For For
1L. Election of Director: Larry O. Spencer Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
2. Advisory vote to approve Whirlpool Mgmt For For
Corporation's executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Whirlpool Corporation's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 935362335
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Betsy S. Atkins Mgmt For For
Matthew O. Maddox Mgmt For For
Philip G. Satre Mgmt For For
Darnell O. Strom Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers as described in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
XEROX HOLDINGS CORPORATION Agenda Number: 935383632
--------------------------------------------------------------------------------------------------------------------------
Security: 98421M106
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: XRX
ISIN: US98421M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Keith Cozza Mgmt For For
1.2 Election of Director: Joseph J. Echevarria Mgmt For For
1.3 Election of Director: Cheryl Gordon Mgmt For For
Krongard
1.4 Election of Director: Scott Letier Mgmt For For
1.5 Election of Director: Nichelle Mgmt For For
Maynard-Elliott
1.6 Election of Director: Steven D. Miller Mgmt For For
1.7 Election of Director: James L. Nelson Mgmt For For
1.8 Election of Director: Margarita Mgmt For For
Palau-Hernandez
1.9 Election of Director: Giovanni ("John") Mgmt For For
Visentin
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
3. Approval, on an advisory basis, of the 2020 Mgmt Against Against
compensation of our named executive
officers.
4. Approval of the Company's amended and Mgmt For For
restated Equity Compensation Plan for
Non-Employee Directors.
5. Consideration of a shareholder proposal for Shr For Against
shareholder action by written consent, if
properly presented at the Annual Meeting.
6. Election of Aris Kekedjian as a Director. Mgmt For For
Pacer Lunt Large Cap Multi-Factor Alternator ETF
--------------------------------------------------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC. Agenda Number: 935427749
--------------------------------------------------------------------------------------------------------------------------
Security: 00507V109
Meeting Type: Annual
Meeting Date: 21-Jun-2021
Ticker: ATVI
ISIN: US00507V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reveta Bowers Mgmt For For
1B. Election of Director: Robert Corti Mgmt For For
1C. Election of Director: Hendrik Hartong III Mgmt For For
1D. Election of Director: Brian Kelly Mgmt For For
1E. Election of Director: Robert Kotick Mgmt For For
1F. Election of Director: Barry Meyer Mgmt For For
1G. Election of Director: Robert Morgado Mgmt For For
1H. Election of Director: Peter Nolan Mgmt For For
1I. Election of Director: Dawn Ostroff Mgmt For For
1J. Election of Director: Casey Wasserman Mgmt For For
2. To provide advisory approval of our Mgmt Against Against
executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 935355556
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: AFL
ISIN: US0010551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
next Annual Meeting: Daniel P. Amos
1B. Election of Director to serve until the Mgmt For For
next Annual Meeting: W. Paul Bowers
1C. Election of Director to serve until the Mgmt For For
next Annual Meeting: Toshihiko Fukuzawa
1D. Election of Director to serve until the Mgmt For For
next Annual Meeting: Thomas J. Kenny
1E. Election of Director to serve until the Mgmt For For
next Annual Meeting: Georgette D. Kiser
1F. Election of Director to serve until the Mgmt For For
next Annual Meeting: Karole F. Lloyd
1G. Election of Director to serve until the Mgmt For For
next Annual Meeting: Nobuchika Mori
1H. Election of Director to serve until the Mgmt For For
next Annual Meeting: Joseph L. Moskowitz
1I. Election of Director to serve until the Mgmt For For
next Annual Meeting: Barbara K. Rimer, DrPH
1J. Election of Director to serve until the Mgmt For For
next Annual Meeting: Katherine T. Rohrer
1K. Election of Director to serve until the Mgmt For For
next Annual Meeting: Melvin T. Stith
2. to consider the following non-binding Mgmt For For
advisory proposal: "Resolved, on an
advisory basis, the shareholders of Aflac
Incorporated approve the compensation of
the named executive officers, as disclosed
pursuant to the compensation disclosure
rules of the Securities and Exchange
Commission, including the Compensation
Discussion and Analysis and accompanying
tables and narrative in the Notice of 2021
Annual Meeting of Shareholders and Proxy
Statement".
3. to consider and act upon the ratification Mgmt For For
of the appointment of KPMG LLP as
independent registered public accounting
firm of the Company for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 935315045
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 28-Jan-2021
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan K. Carter Mgmt For For
1b. Election of Director: Charles I. Cogut Mgmt For For
1c. Election of Director: Lisa A. Davis Mgmt For For
1d. Election of Director: Chadwick C. Deaton Mgmt For For
1e. Election of Director: Seifollah Ghasemi Mgmt For For
1f. Election of Director: David H.Y. Ho Mgmt For For
1g. Election of Director: Edward L. Monser Mgmt For For
1h. Election of Director: Matthew H. Paull Mgmt For For
2. Advisory vote approving the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the Air Products and Chemicals, Mgmt For For
Inc. 2021 Long-Term Incentive Plan.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 935407420
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon Bowen Mgmt For For
1B. Election of Director: Marianne Brown Mgmt For For
1C. Election of Director: Monte Ford Mgmt For For
1D. Election of Director: Jill Greenthal Mgmt For For
1E. Election of Director: Dan Hesse Mgmt For For
1F. Election of Director: Tom Killalea Mgmt For For
1G. Election of Director: Tom Leighton Mgmt For For
1H. Election of Director: Jonathan Miller Mgmt For For
1I. Election of Director: Madhu Ranganathan Mgmt For For
1J. Election of Director: Ben Verwaayen Mgmt For For
1K. Election of Director: Bill Wagner Mgmt For For
2. To approve an amendment and restatement of Mgmt For For
the Akamai Technologies, Inc. 2013 Stock
Incentive Plan.
3. To approve, on an advisory basis, our Mgmt For For
executive officer compensation.
4. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALASKA AIR GROUP, INC. Agenda Number: 935362905
--------------------------------------------------------------------------------------------------------------------------
Security: 011659109
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ALK
ISIN: US0116591092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to One-Year Terms: Mgmt For For
Patricia M. Bedient
1b. Election of Director to One-Year Terms: Mgmt For For
James A. Beer
1c. Election of Director to One-Year Terms: Mgmt For For
Raymond L. Conner
1d. Election of Director to One-Year Terms: Mgmt For For
Daniel K. Elwell
1e. Election of Director to One-Year Terms: Mgmt For For
Dhiren R. Fonseca
1f. Election of Director to One-Year Terms: Mgmt For For
Kathleen T. Hogan
1g. Election of Director to One-Year Terms: Mgmt Against Against
Jessie J. Knight, Jr.
1h. Election of Director to One-Year Terms: Mgmt For For
Susan J. Li
1i. Election of Director to One-Year Terms: Mgmt For For
Benito Minicucci
1j. Election of Director to One-Year Terms: Mgmt For For
Helvi K. Sandvik
1k. Election of Director to One-Year Terms: J. Mgmt For For
Kenneth Thompson
1l. Election of Director to One-Year Terms: Mgmt For For
Bradley D. Tilden
1m. Election of Director to One-Year Terms: Mgmt For For
Eric K. Yeaman
2. Approve (on an advisory basis) the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accountants for the fiscal year 2021.
4. Approve the amendment and restatement of Mgmt For For
the Company's 2016 Performance Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 935410124
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Special
Meeting Date: 11-May-2021
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of December 12, 2020 (as it may be
amended from time to time, the "merger
agreement") by and among Alexion,
AstraZeneca PLC ("AstraZeneca"), Delta
Omega Sub Holdings Inc., a wholly owned
subsidiary of AstraZeneca ("Bidco"), Delta
Omega Sub Holdings Inc. 1, a direct, wholly
owned subsidiary of Bidco and Delta Omega
Sub Holdings LLC 2, a direct, wholly owned
subsidiary of Bidco (the "merger
proposal").
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation that may be paid or
become payable to Alexion's named executive
officers that is based on or otherwise
relates to the transactions contemplated by
the merger agreement.
3. To approve the adjournment of the Alexion Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are not sufficient votes at the
time of the Alexion special meeting to
approve the merger proposal or to ensure
that any supplement or amendment to this
proxy statement/ prospectus is timely
provided to Alexion stockholders.
--------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. Agenda Number: 935371132
--------------------------------------------------------------------------------------------------------------------------
Security: 016255101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ALGN
ISIN: US0162551016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin J. Dallas Mgmt For For
1B. Election of Director: Joseph M. Hogan Mgmt For For
1C. Election of Director: Joseph Lacob Mgmt For For
1D. Election of Director: C. Raymond Larkin, Mgmt For For
Jr.
1E. Election of Director: George J. Morrow Mgmt For For
1F. Election of Director: Anne M. Myong Mgmt For For
1G. Election of Director: Andrea L. Saia Mgmt For For
1H. Election of Director: Greg J. Santora Mgmt For For
1I. Election of Director: Susan E. Siegel Mgmt For For
1J. Election of Director: Warren S. Thaler Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS: Proposal to
ratify the appointment of
PricewaterhouseCoopers LLP as Align
Technology, Inc.'s independent registered
public accountants for the fiscal year
ending December 31, 2021.
3. BYLAW AMENDMENT: Ratify an Amendment of our Mgmt Against Against
Bylaws to designate Delaware and the
District Courts of the United States as the
Exclusive Forums for adjudication of
certain disputes.
4. APPROVAL OF AMENDED STOCK PLAN: Approve the Mgmt For For
Amendment and Restatement of our 2010
Employee Stock Purchase Plan.
5. ADVISORY VOTE ON NAMED EXECUTIVES Mgmt For For
COMPENSATION: Consider an Advisory Vote to
Approve the Compensation of our Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP INC. Agenda Number: 935416734
--------------------------------------------------------------------------------------------------------------------------
Security: 02376R102
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: AAL
ISIN: US02376R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: James F. Albaugh
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Jeffrey D. Benjamin
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Adriane M. Brown
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: John T. Cahill
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Michael J. Embler
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Matthew J. Hart
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Susan D. Kronick
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Martin H. Nesbitt
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Denise M. O'Leary
1J. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: W. Douglas Parker
1K. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Ray M. Robinson
1L. Election of Director to serve until the Mgmt Against Against
2022 Annual Meeting: Douglas M. Steenland
2. A proposal to ratify the appointment of Mgmt For For
KPMG LLP as the independent registered
public accounting firm of American Airlines
Group Inc. for the fiscal year ending
December 31, 2021.
3. A proposal to consider and approve, on a Mgmt Against Against
non-binding, advisory basis, executive
compensation of American Airlines Group
Inc. as disclosed in the proxy statement.
4. Advisory vote on a stockholder proposal to Shr For Against
amend certain voting thresholds.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 935357358
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Thomas J. Baltimore
1B. Election of Director for a term of one Mgmt For For
year: Charlene Barshefsky
1C. Election of Director for a term of one Mgmt For For
year: John J. Brennan
1D. Election of Director for a term of one Mgmt For For
year: Peter Chernin
1E. Election of Director for a term of one Mgmt For For
year: Ralph de la Vega
1F. Election of Director for a term of one Mgmt For For
year: Michael O. Leavitt
1G. Election of Director for a term of one Mgmt For For
year: Theodore J. Leonsis
1H. Election of Director for a term of one Mgmt For For
year: Karen L. Parkhill
1I. Election of Director for a term of one Mgmt For For
year: Charles E. Phillips
1J. Election of Director for a term of one Mgmt For For
year: Lynn A. Pike
1K. Election of Director for a term of one Mgmt For For
year: Stephen J. Squeri
1L. Election of Director for a term of one Mgmt For For
year: Daniel L. Vasella
1M. Election of Director for a term of one Mgmt For For
year: Lisa W. Wardell
1N. Election of Director for a term of one Mgmt For For
year: Ronald A. Williams
1O. Election of Director for a term of one Mgmt For For
year: Christopher D. Young
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
4. Shareholder proposal relating to action by Shr For Against
written consent.
5. Shareholder proposal relating to annual Shr For Against
report on diversity.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 935359136
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: JAMES COLE, JR. Mgmt For For
1b. Election of Director: W. DON CORNWELL Mgmt For For
1c. Election of Director: BRIAN DUPERREAULT Mgmt For For
1d. Election of Director: JOHN H. FITZPATRICK Mgmt For For
1e. Election of Director: WILLIAM G. JURGENSEN Mgmt For For
1f. Election of Director: CHRISTOPHER S. LYNCH Mgmt For For
1g. Election of Director: LINDA A. MILLS Mgmt For For
1h. Election of Director: THOMAS F. MOTAMED Mgmt For For
1i. Election of Director: PETER R. PORRINO Mgmt For For
1j. Election of Director: AMY L. SCHIOLDAGER Mgmt For For
1k. Election of Director: DOUGLAS M. STEENLAND Mgmt For For
1l. Election of Director: THERESE M. VAUGHAN Mgmt For For
1m. Election of Director: PETER S. ZAFFINO Mgmt For For
2. To vote, on a non-binding advisory basis, Mgmt Against Against
to approve executive compensation.
3. To vote on a proposal to approve the Mgmt For For
American International Group, Inc. 2021
Omnibus Incentive Plan.
4. To act upon a proposal to ratify the Mgmt For For
selection of PricewaterhouseCoopers LLP as
AIG's independent registered public
accounting firm for 2021.
5. To vote on a shareholder proposal to give Shr For Against
shareholders who hold at least 10 percent
of AIG's outstanding common stock the right
to call special meetings.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 935353728
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James M. Cracchiolo Mgmt For For
1B. Election of Director: Dianne Neal Blixt Mgmt For For
1C. Election of Director: Amy DiGeso Mgmt For For
1D. Election of Director: Lon R. Greenberg Mgmt For For
1E. Election of Director: Jeffrey Noddle Mgmt For For
1F. Election of Director: Robert F. Sharpe, Jr. Mgmt For For
1G. Election of Director: Brian T. Shea Mgmt For For
1H. Election of Director: W. Edward Walter III Mgmt For For
1I. Election of Director: Christopher J. Mgmt For For
Williams
2. To approve the compensation of the named Mgmt For For
executive officers by a nonbinding advisory
vote.
3. To ratify the Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 935375382
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Wanda M. Austin
1B. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Robert A. Bradway
1C. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Brian J. Druker
1D. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Robert A. Eckert
1E. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Greg C. Garland
1F. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Charles M. Holley, Jr.
1G. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Tyler Jacks
1H. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Ellen J. Kullman
1I. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Amy E. Miles
1J. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Ronald D. Sugar
1K. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr. R.
Sanders Williams
2. Advisory vote to approve our executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935249602
--------------------------------------------------------------------------------------------------------------------------
Security: G0403H108
Meeting Type: Special
Meeting Date: 26-Aug-2020
Ticker: AON
ISIN: IE00BLP1HW54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of the aggregate Mgmt For For
scheme consideration pursuant to the
transaction.
2. Approve any motion by the chair of the Aon Mgmt For For
EGM to adjourn the Aon EGM, or any
adjournments thereof, to another time and
place if necessary or appropriate to
solicit additional proxies if there are
insufficient votes at the time of the Aon
EGM to approve Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935399041
--------------------------------------------------------------------------------------------------------------------------
Security: G0403H108
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: AON
ISIN: IE00BLP1HW54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lester B. Knight Mgmt For For
1B. Election of Director: Gregory C. Case Mgmt For For
1C. Election of Director: Jin-Yong Cai Mgmt For For
1D. Election of Director: Jeffrey C. Campbell Mgmt For For
1E. Election of Director: Fulvio Conti Mgmt For For
1F. Election of Director: Cheryl A. Francis Mgmt For For
1G. Election of Director: J. Michael Losh Mgmt For For
1H. Election of Director: Richard B. Myers Mgmt For For
1I. Election of Director: Richard C. Notebaert Mgmt For For
1J. Election of Director: Gloria Santona Mgmt For For
1K. Election of Director: Byron O. Spruell Mgmt For For
1L. Election of Director: Carolyn Y. Woo Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
4. Re-appoint Ernst & Young Chartered Mgmt For For
Accountants as the Company's statutory
auditor under Irish law.
5. Authorize the Board or the Audit Committee Mgmt For For
of the Board to determine the remuneration
of Ernst & Young Chartered Accountants, in
its capacity as the Company's statutory
auditor under Irish law.
6. Amend Article 190 of the Company's Articles Mgmt For For
of Association.
7. Authorize the Board to capitalize certain Mgmt For For
of the Company's non-distributable
reserves.
8. Approve the creation of distributable Mgmt For For
profits by the reduction and cancellation
of the amounts capitalized pursuant to the
authority given under Proposal 7.
--------------------------------------------------------------------------------------------------------------------------
APA CORPORATION Agenda Number: 935379443
--------------------------------------------------------------------------------------------------------------------------
Security: 03743Q108
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: APA
ISIN: US03743Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Annell R. Bay Mgmt For For
2. Election of Director: John J. Christmann IV Mgmt For For
3. Election of Director: Juliet S. Ellis Mgmt For For
4. Election of Director: Chansoo Joung Mgmt For For
5. Election of Director: John E. Lowe Mgmt For For
6. Election of Director: H. Lamar McKay Mgmt For For
7. Election of Director: William C. Montgomery Mgmt For For
8. Election of Director: Amy H. Nelson Mgmt For For
9. Election of Director: Daniel W. Rabun Mgmt For For
10. Election of Director: Peter A. Ragauss Mgmt For For
11. Ratification of Ernst & Young LLP as APA's Mgmt For For
Independent Auditors.
12. Advisory Vote to Approve Compensation of Mgmt For For
APA's Named Executive Officers.
13. Approval of the Apache Charter Amendment. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
APTIV PLC Agenda Number: 935344349
--------------------------------------------------------------------------------------------------------------------------
Security: G6095L109
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: APTV
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin P. Clark Mgmt For For
1B. Election of Director: Richard L. Clemmer Mgmt For For
1C. Election of Director: Nancy E. Cooper Mgmt For For
1D. Election of Director: Nicholas M. Donofrio Mgmt For For
1E. Election of Director: Rajiv L. Gupta Mgmt For For
1F. Election of Director: Joseph L. Hooley Mgmt For For
1G. Election of Director: Merit E. Janow Mgmt For For
1H. Election of Director: Sean O. Mahoney Mgmt For For
1I. Election of Director: Paul M. Meister Mgmt For For
1J. Election of Director: Robert K. Ortberg Mgmt For For
1K. Election of Director: Colin J. Parris Mgmt For For
1L. Election of Director: Ana G. Pinczuk Mgmt For For
2. Proposal to re-appoint auditors, ratify Mgmt For For
independent public accounting firm and
authorize the directors to determine the
fees paid to the auditors.
3. Say-on-Pay - To approve, by advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935347179
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William E. Kennard Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1C. Election of Director: Scott T. Ford Mgmt For For
1D. Election of Director: Glenn H. Hutchins Mgmt For For
1E. Election of Director: Debra L. Lee Mgmt For For
1F. Election of Director: Stephen J. Luczo Mgmt For For
1G. Election of Director: Michael B. Mgmt For For
McCallister
1H. Election of Director: Beth E. Mooney Mgmt For For
1I. Election of Director: Matthew K. Rose Mgmt For For
1J. Election of Director: John T. Stankey Mgmt For For
1K. Election of Director: Cynthia B. Taylor Mgmt For For
1L. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory approval of executive Mgmt For For
compensation.
4. Stockholder Right to Act by Written Shr Against For
Consent.
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 935276130
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 11-Nov-2020
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter Bisson Mgmt For For
1B. Election of Director: Richard T. Clark Mgmt For For
1C. Election of Director: Linnie M. Haynesworth Mgmt For For
1D. Election of Director: John P. Jones Mgmt For For
1E. Election of Director: Francine S. Katsoudas Mgmt For For
1F. Election of Director: Nazzic S. Keene Mgmt For For
1G. Election of Director: Thomas J. Lynch Mgmt For For
1H. Election of Director: Scott F. Powers Mgmt For For
1I. Election of Director: William J. Ready Mgmt For For
1J. Election of Director: Carlos A. Rodriguez Mgmt For For
1K. Election of Director: Sandra S. Wijnberg Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Mgmt For For
Auditors.
4. Stockholder proposal, if properly presented Shr Against For
at the meeting, to prepare a Report on
Employee Representation on the Board of
Directors.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES COMPANY Agenda Number: 935366535
--------------------------------------------------------------------------------------------------------------------------
Security: 05722G100
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: BKR
ISIN: US05722G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. Geoffrey Beattie Mgmt For For
Gregory D. Brenneman Mgmt For For
Cynthia B. Carroll Mgmt For For
Clarence P. Cazalot, Jr Mgmt For For
Nelda J. Connors Mgmt For For
Gregory L. Ebel Mgmt For For
Lynn L. Elsenhans Mgmt For For
John G. Rice Mgmt For For
Lorenzo Simonelli Mgmt For For
2. An advisory vote related to the Company's Mgmt For For
executive compensation program.
3. The ratification of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for fiscal year 2021.
4. The approval of the Amendment and Mgmt For For
Restatement of the Baker Hughes Company
Employee Stock Purchase Plan.
5. The approval of the Baker Hughes Company Mgmt For For
2021 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935345670
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1D. Election of Director: Pierre J.P. de Weck Mgmt For For
1E. Election of Director: Arnold W. Donald Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Monica C. Lozano Mgmt For For
1H. Election of Director: Thomas J. May Mgmt For For
1I. Election of Director: Brian T. Moynihan Mgmt For For
1J. Election of Director: Lionel L. Nowell III Mgmt For For
1K. Election of Director: Denise L. Ramos Mgmt For For
1L. Election of Director: Clayton S. Rose Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
1N. Election of Director: Thomas D. Woods Mgmt For For
1O. Election of Director: R. David Yost Mgmt For For
1P. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an Mgmt For For
advisory, nonbinding "Say on Pay"
resolution).
3. Ratifying the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
4. Amending and restating the Bank of America Mgmt For For
Corporation Key Employee Equity Plan.
5. Shareholder proposal requesting amendments Shr Against For
to our proxy access by law.
6. Shareholder proposal requesting amendments Shr Against For
to allow shareholders to act by written
consent.
7. Shareholder proposal requesting a change in Shr Against For
organizational form.
8. Shareholder proposal requesting a racial Shr For Against
equity audit.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935351128
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 01-May-2021
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Shareholder proposal regarding the Shr For Against
reporting of climate-related risks and
opportunities.
3. Shareholder proposal regarding diversity Shr For Against
and inclusion reporting.
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 935420656
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Corie S. Barry Mgmt For For
1B. Election of Director: Lisa M. Caputo Mgmt For For
1C. Election of Director: J. Patrick Doyle Mgmt For For
1D. Election of Director: David W. Kenny Mgmt For For
1E. Election of Director: Mario J. Marte Mgmt For For
1F. Election of Director: Karen A. McLoughlin Mgmt For For
1G. Election of Director: Thomas L. Millner Mgmt For For
1H. Election of Director: Claudia F. Munce Mgmt For For
1I. Election of Director: Richelle P. Parham Mgmt For For
1J. Election of Director: Steven E. Rendle Mgmt For For
1K. Election of Director: Eugene A. Woods Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 29, 2022.
3. To approve in a non-binding advisory vote Mgmt For For
our named executive officer compensation.
4. To vote on a shareholder proposal entitled Shr Against For
"Right to Act by Written Consent".
--------------------------------------------------------------------------------------------------------------------------
BORGWARNER INC. Agenda Number: 935350190
--------------------------------------------------------------------------------------------------------------------------
Security: 099724106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: BWA
ISIN: US0997241064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nelda J. Connors Mgmt For For
1B. Election of Director: Dennis C. Cuneo Mgmt For For
1C. Election of Director: David S. Haffner Mgmt For For
1D. Election of Director: Michael S. Hanley Mgmt For For
1E. Election of Director: Frederic B. Lissalde Mgmt For For
1F. Election of Director: Paul A. Mascarenas Mgmt For For
1G. Election of Director: Shaun E. McAlmont Mgmt For For
1H. Election of Director: Deborah D. McWhinney Mgmt For For
1I. Election of Director: Alexis P. Michas Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
our named executive officers.
3. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
Company for 2021.
4. Stockholder proposal to enable 10% of Shr For Against
shares to request a record date to initiate
stockholder written consent.
--------------------------------------------------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 935279984
--------------------------------------------------------------------------------------------------------------------------
Security: 11133T103
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: BR
ISIN: US11133T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Leslie
A. Brun
1B. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Pamela
L. Carter
1C. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders:
Richard J. Daly
1D. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Robert
N. Duelks
1E. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders:
Timothy C. Gokey
1F. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Brett
A. Keller
1G. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Maura
A. Markus
1H. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Thomas
J. Perna
1I. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Alan
J. Weber
1J. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Amit
K. Zavery
2. Advisory vote to approve the compensation Mgmt For For
of the Company's Named Executive Officers
(the Say on Pay Vote).
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accountants for the
fiscal year ending June 30, 2021.
4. Stockholder Proposal on Political Shr Against For
Contributions.
--------------------------------------------------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY Agenda Number: 935279528
--------------------------------------------------------------------------------------------------------------------------
Security: 134429109
Meeting Type: Annual
Meeting Date: 18-Nov-2020
Ticker: CPB
ISIN: US1344291091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 Election of Director: Fabiola R. Arredondo Mgmt For For
02 Election of Director: Howard M. Averill Mgmt For For
03 Election of Director: John P. (JP) Bilbrey Mgmt For For
04 Election of Director: Mark A. Clouse Mgmt For For
05 Election of Director: Bennett Dorrance Mgmt For For
06 Election of Director: Maria Teresa (Tessa) Mgmt For For
Hilado
07 Election of Director: Sarah Hofstetter Mgmt For For
08 Election of Director: Marc B. Lautenbach Mgmt For For
09 Election of Director: Mary Alice D. Malone Mgmt For For
10 Election of Director: Keith R. McLoughlin Mgmt For For
11 Election of Director: Kurt T. Schmidt Mgmt For For
12 Election of Director: Archbold D. van Mgmt For For
Beuren
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent registered public accounting
firm for fiscal 2021.
3. To vote on an advisory resolution to Mgmt For For
approve the fiscal 2020 compensation of our
named executive officers, commonly referred
to as "say on pay" vote.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 935353730
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Ime Archibong Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Peter Thomas Killalea Mgmt For For
1E. Election of Director: Cornelis "Eli" Mgmt For For
Leenaars
1F. Election of Director: Francois Locoh-Donou Mgmt For For
1G. Election of Director: Peter E. Raskind Mgmt For For
1H. Election of Director: Eileen Serra Mgmt For For
1I. Election of Director: Mayo A. Shattuck III Mgmt For For
1J. Election of Director: Bradford H. Warner Mgmt For For
1K. Election of Director: Catherine G. West Mgmt For For
1L. Election of Director: Craig Anthony Mgmt For For
Williams
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm of Capital One for 2021.
3. Advisory approval of Capital One's 2020 Mgmt For For
Named Executive Officer compensation.
4. Approval and adoption of the Capital One Mgmt For For
Financial Corporation Sixth Amended and
Restated 2004 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 935430188
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Peter J. Bensen
1B. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Ronald E. Blaylock
1C. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Sona Chawla
1D. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Thomas J. Folliard
1E. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Shira Goodman
1F. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Robert J. Hombach
1G. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: David W. McCreight
1H. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: William D. Nash
1I. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Mark F. O'Neil
1J. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Pietro Satriano
1K. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Marcella Shinder
1L. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Mitchell D. Steenrod
2. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accounting
firm.
3. To vote on an advisory resolution to Mgmt For For
approve the compensation of our named
executive officers.
4. To vote on a shareholder proposal regarding Shr Against For
a report on political contributions, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 935339158
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Micky Arison as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
2. To re-elect Sir Jonathon Band as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
3. To re-elect Jason Glen Cahilly as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
4. To re-elect Helen Deeble as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
5. To re-elect Arnold W. Donald as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
6. To elect Jeffery J. Gearhart as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
7. To re-elect Richard J. Glasier as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
8. To re-elect Katie Lahey as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
9. To re-elect Sir John Parker as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
10. To re-elect Stuart Subotnick as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
11. To re-elect Laura Weil as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
12. To re-elect Randall J. Weisenburger as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
13. To hold a (non-binding) advisory vote to Mgmt For For
approve executive compensation (in
accordance with legal requirements
applicable to U.S. companies).
14. To hold a (non-binding) advisory vote to Mgmt For For
approve the Carnival plc Director's
Remuneration Report (in accordance with
legal requirements applicable to UK
companies).
15. To re-appoint the UK firm of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors of Carnival plc and to ratify the
selection of the U.S. firm of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Carnival Corporation.
16. To authorize the Audit Committee of Mgmt For For
Carnival plc to determine the remuneration
of the independent auditors of Carnival plc
(in accordance with legal requirements
applicable to UK companies).
17. To receive the UK accounts and reports of Mgmt For For
the Directors and auditors of Carnival plc
for the year ended November 30, 2020 (in
accordance with legal requirements
applicable to UK companies).
18. To approve the giving of authority for the Mgmt For For
allotment of new shares by Carnival plc (in
accordance with customary practice for UK
companies).
19. To approve the disapplication of Mgmt For For
pre-emption rights in relation to the
allotment of new shares by Carnival plc (in
accordance with customary practice for UK
companies).
20. To approve a general authority for Carnival Mgmt For For
plc to buy back Carnival plc ordinary
shares in the open market (in accordance
with legal requirements applicable to UK
companies desiring to implement share buy
back programs).
21. To approve the Amendment of the Carnival Mgmt For For
Corporation 2020 Stock Plan.
--------------------------------------------------------------------------------------------------------------------------
CBOE GLOBAL MARKETS, INC. Agenda Number: 935372300
--------------------------------------------------------------------------------------------------------------------------
Security: 12503M108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CBOE
ISIN: US12503M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward T. Tilly Mgmt For For
1B. Election of Director: Eugene S. Sunshine Mgmt For For
1C. Election of Director: William M. Farrow, Mgmt For For
III
1D. Election of Director: Edward J. Fitzpatrick Mgmt For For
1E. Election of Director: Ivan K. Fong Mgmt For For
1F. Election of Director: Janet P. Froetscher Mgmt For For
1G. Election of Director: Jill R. Goodman Mgmt For For
1H. Election of Director: Alexander J. Mgmt For For
Matturri, Jr.
1I. Election of Director: Jennifer J. McPeek Mgmt For For
1J. Election of Director: Roderick A. Palmore Mgmt For For
1K. Election of Director: James E. Parisi Mgmt For For
1L. Election of Director: Joseph P. Ratterman Mgmt For For
1M. Election of Director: Jill E. Sommers Mgmt For For
1N. Election of Director: Fredric J. Tomczyk Mgmt For For
2. Approve, in a non-binding resolution, the Mgmt For For
compensation paid to our executive
officers.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CENTENE CORPORATION Agenda Number: 935349604
--------------------------------------------------------------------------------------------------------------------------
Security: 15135B101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CNC
ISIN: US15135B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jessica L. Blume Mgmt For For
1B. Election of Director: Frederick H. Eppinger Mgmt For For
1C. Election of Director: David L. Steward Mgmt For For
1D. Election of Director: William L. Trubeck Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2021.
4. APPROVAL OF THE AMENDMENT TO THE 2012 STOCK Mgmt For For
INCENTIVE PLAN, AS AMENDED.
5. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S CERTIFICATE OF
INCORPORATION AS DESCRIBED IN THE PROXY
STATEMENT.
6. THE STOCKHOLDER PROPOSAL TO ELECT EACH Shr For For
DIRECTOR ANNUALLY AS DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 935364822
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Mitchell E. Mgmt For For
Daniels, Jr.
1B. Election of Class II Director: Elder Mgmt For For
Granger, M.D.
1C. Election of Class II Director: John J. Mgmt For For
Greisch
1D. Election of Class II Director: Melinda J. Mgmt For For
Mount
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm of Cerner Corporation for
2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our Named Executive
Officers.
4. Shareholder proposal to eliminate Shr For Against
supermajority voting, if properly presented
at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CINTAS CORPORATION Agenda Number: 935270126
--------------------------------------------------------------------------------------------------------------------------
Security: 172908105
Meeting Type: Annual
Meeting Date: 27-Oct-2020
Ticker: CTAS
ISIN: US1729081059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerald S. Adolph Mgmt For For
1B. Election of Director: John F. Barrett Mgmt For For
1C. Election of Director: Melanie W. Barstad Mgmt For For
1D. Election of Director: Karen L. Carnahan Mgmt For For
1E. Election of Director: Robert E. Coletti Mgmt For For
1F. Election of Director: Scott D. Farmer Mgmt For For
1G. Election of Director: Joseph Scaminace Mgmt For For
1H. Election of Director: Ronald W. Tysoe Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal year 2021.
4. A shareholder proposal requesting the Shr Against For
Company provide a semiannual report on
political contributions, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935349515
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen M. Costello Mgmt For For
1B. Election of Director: Grace E. Dailey Mgmt For For
1C. Election of Director: Barbara J. Desoer Mgmt For For
1D. Election of Director: John C. Dugan Mgmt For For
1E. Election of Director: Jane N. Fraser Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2021.
3. Advisory vote to approve Citi's 2020 Mgmt For For
Executive Compensation.
4. Approval of additional authorized shares Mgmt For For
under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr Against For
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting an Shr Against For
Independent Board Chairman.
7. Stockholder proposal requesting Shr Against For
non-management employees on director
nominee candidate lists.
8. Stockholder proposal requesting a report Shr Against For
disclosing information regarding Citi's
lobbying payments, policies and activities.
9. Stockholder proposal requesting a racial Shr For Against
equity audit analyzing Citi's adverse
impacts on nonwhite stakeholders and
communities of color.
10. Stockholder proposal requesting that the Shr Against For
Board approve an amendment to Citi's
Certificate of Incorporation to become a
Public Benefit Corporation and to submit
the proposed amendment to stockholders for
approval.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC. Agenda Number: 935342826
--------------------------------------------------------------------------------------------------------------------------
Security: 174610105
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: CFG
ISIN: US1746101054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Van Saun Mgmt For For
1B. Election of Director: Lee Alexander Mgmt For For
1C. Election of Director: Christine M. Cumming Mgmt For For
1D. Election of Director: William P. Hankowsky Mgmt For For
1E. Election of Director: Leo I. ("Lee") Higdon Mgmt For For
1F. Election of Director: Edward J. ("Ned") Mgmt For For
Kelly III
1G. Election of Director: Charles J. ("Bud") Mgmt For For
Koch
1H. Election of Director: Robert G. Leary Mgmt For For
1I. Election of Director: Terrance J. Lillis Mgmt For For
1J. Election of Director: Shivan Subramaniam Mgmt For For
1K. Election of Director: Christopher J. Swift Mgmt For For
1L. Election of Director: Wendy A. Watson Mgmt For For
1M. Election of Director: Marita Zuraitis Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 935359340
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Equity Director: Terrence A. Mgmt For For
Duffy
1B. Election of Equity Director: Timothy S. Mgmt For For
Bitsberger
1C. Election of Equity Director: Charles P. Mgmt For For
Carey
1D. Election of Equity Director: Dennis H. Mgmt For For
Chookaszian
1E. Election of Equity Director: Bryan T. Mgmt For For
Durkin
1F. Election of Equity Director: Ana Dutra Mgmt For For
1G. Election of Equity Director: Martin J. Mgmt For For
Gepsman
1H. Election of Equity Director: Larry G. Mgmt For For
Gerdes
1I. Election of Equity Director: Daniel R. Mgmt For For
Glickman
1J. Election of Equity Director: Daniel G. Kaye Mgmt For For
1K. Election of Equity Director: Phyllis M. Mgmt For For
Lockett
1L. Election of Equity Director: Deborah J. Mgmt For For
Lucas
1M. Election of Equity Director: Terry L. Mgmt For For
Savage
1N. Election of Equity Director: Rahael Seifu Mgmt For For
1O. Election of Equity Director: William R. Mgmt For For
Shepard
1P. Election of Equity Director: Howard J. Mgmt For For
Siegel
1Q. Election of Equity Director: Dennis A. Mgmt For For
Suskind
2. Ratification of the appointment of Ernst & Mgmt For For
Young as our independent registered public
accounting firm for 2021.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 935406973
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting: Zein Abdalla
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: Vinita Bali
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting: Maureen
Breakiron-Evans
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting: Archana Deskus
1E. Election of Director to serve until the Mgmt For For
2022 annual meeting: John M. Dineen
1F. Election of Director to serve until the Mgmt For For
2022 annual meeting: Brian Humphries
1G. Election of Director to serve until the Mgmt For For
2022 annual meeting: Leo S. Mackay, Jr.
1H. Election of Director to serve until the Mgmt For For
2022 annual meeting: Michael Patsalos-Fox
1I. Election of Director to serve until the Mgmt For For
2022 annual meeting: Joseph M. Velli
1J. Election of Director to serve until the Mgmt For For
2022 annual meeting: Sandra S. Wijnberg
2. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of the company's
named executive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent registered public accounting
firm for the year ending December 31, 2021.
4. Shareholder proposal requesting that the Shr Against For
board of directors take action as necessary
to permit shareholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 935346444
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: Michael E. Collins Mgmt For For
02 ELECTION OF DIRECTOR: Roger A. Cregg Mgmt For For
03 ELECTION OF DIRECTOR: T. Kevin DeNicola Mgmt For For
04 ELECTION OF DIRECTOR: Curtis C. Farmer Mgmt For For
05 ELECTION OF DIRECTOR: Jacqueline P. Kane Mgmt For For
06 ELECTION OF DIRECTOR: Richard G. Lindner Mgmt For For
07 ELECTION OF DIRECTOR: Barbara R. Smith Mgmt For For
08 ELECTION OF DIRECTOR: Robert S. Taubman Mgmt For For
09 ELECTION OF DIRECTOR: Reginald M. Turner, Mgmt For For
Jr.
10 ELECTION OF DIRECTOR: Nina G. Vaca Mgmt For For
11 ELECTION OF DIRECTOR: Michael G. Van de Ven Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm.
3. Approval of a Non-Binding, Advisory Mgmt For For
Proposal Approving Executive Compensation.
4. Approval of the Comerica Incorporated Mgmt For For
Amended and Restated 2018 Long-Term
Incentive Plan.
5. Approval of the Comerica Incorporated 2021 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
CONCHO RESOURCES INC Agenda Number: 935317924
--------------------------------------------------------------------------------------------------------------------------
Security: 20605P101
Meeting Type: Special
Meeting Date: 15-Jan-2021
Ticker: CXO
ISIN: US20605P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated October 18, 2020 (as it may be
amended from time to time, the "Merger
Agreement"), by and among Concho Resources
Inc., ConocoPhillips and Falcon Merger Sub
Corp.
2. To approve, by non-binding vote, certain Mgmt For For
compensation that may be paid or become
payable to Concho Resources Inc.'s named
executive officers that is based on, or
otherwise relates to, the merger
contemplated by the Merger Agreement.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 935317962
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Special
Meeting Date: 15-Jan-2021
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock, par value $0.01 per share, of
ConocoPhillips to the stockholders of
Concho Resources Inc. ("Concho") in
connection with the merger contemplated by
the Agreement and Plan of Merger, dated as
of October 18, 2020 (as it may be amended
from time to time), among ConocoPhillips,
Falcon Merger Sub Corp. and Concho.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 935367602
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Charles E. Bunch Mgmt For For
1B. ELECTION OF DIRECTOR: Caroline Maury Devine Mgmt For For
1C. ELECTION OF DIRECTOR: John V. Faraci Mgmt For For
1D. ELECTION OF DIRECTOR: Jody Freeman Mgmt For For
1E. ELECTION OF DIRECTOR: Gay Huey Evans Mgmt For For
1F. ELECTION OF DIRECTOR: Jeffrey A. Joerres Mgmt For For
1G. ELECTION OF DIRECTOR: Ryan M. Lance Mgmt For For
1H. ELECTION OF DIRECTOR: Timothy A. Leach Mgmt For For
1I. ELECTION OF DIRECTOR: William H. McRaven Mgmt For For
1J. ELECTION OF DIRECTOR: Sharmila Mulligan Mgmt For For
1K. ELECTION OF DIRECTOR: Eric D. Mullins Mgmt For For
1L. ELECTION OF DIRECTOR: Arjun N. Murti Mgmt For For
1M. ELECTION OF DIRECTOR: Robert A. Niblock Mgmt For For
1N. ELECTION OF DIRECTOR: David T. Seaton Mgmt For For
1O. ELECTION OF DIRECTOR: R.A. Walker Mgmt For For
2. Proposal to ratify appointment of Ernst & Mgmt For For
Young LLP as ConocoPhillips' independent
registered public accounting firm for 2021.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Simple Majority Vote Standard. Mgmt For For
5. Emission Reduction Targets. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COPART, INC. Agenda Number: 935296512
--------------------------------------------------------------------------------------------------------------------------
Security: 217204106
Meeting Type: Annual
Meeting Date: 04-Dec-2020
Ticker: CPRT
ISIN: US2172041061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Willis J. Johnson Mgmt For For
1.2 Election of Director: A. Jayson Adair Mgmt For For
1.3 Election of Director: Matt Blunt Mgmt For For
1.4 Election of Director: Steven D. Cohan Mgmt For For
1.5 Election of Director: Daniel J. Englander Mgmt For For
1.6 Election of Director: James E. Meeks Mgmt For For
1.7 Election of Director: Thomas N. Tryforos Mgmt For For
1.8 Election of Director: Diane M. Morefield Mgmt For For
1.9 Election of Director: Stephen Fisher Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the compensation of our named
executive officers (say-on-pay vote).
3. To approve an amendment to our Amended and Mgmt For For
Restated 2007 Equity Incentive Plan to
increase the number of shares reserved
under the plan from 32,000,000 shares to
36,000,000 shares.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CORTEVA INC. Agenda Number: 935363779
--------------------------------------------------------------------------------------------------------------------------
Security: 22052L104
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CTVA
ISIN: US22052L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lamberto Andreotti Mgmt For For
1B. Election of Director: James C. Collins, Jr. Mgmt For For
1C. Election of Director: Klaus A. Engel Mgmt For For
1D. Election of Director: David C. Everitt Mgmt For For
1E. Election of Director: Janet P. Giesselman Mgmt For For
1F. Election of Director: Karen H. Grimes Mgmt For For
1G. Election of Director: Michael O. Johanns Mgmt For For
1H. Election of Director: Rebecca B. Liebert Mgmt For For
1I. Election of Director: Marcos M. Lutz Mgmt For For
1J. Election of Director: Nayaki Nayyar Mgmt For For
1K. Election of Director: Gregory R. Page Mgmt For For
1L. Election of Director: Kerry J. Preete Mgmt For For
1M. Election of Director: Patrick J. Ward Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 935312796
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan L. Decker Mgmt For For
Kenneth D. Denman Mgmt For For
Richard A. Galanti Mgmt For For
W. Craig Jelinek Mgmt For For
Sally Jewell Mgmt For For
Charles T. Munger Mgmt For For
Jeffrey S. Raikes Mgmt For For
2. Ratification of selection of independent Mgmt For For
auditors.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 935361662
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Election of Director: N. Thomas Linebarger Mgmt For For
2) Election of Director: Robert J. Bernhard Mgmt For For
3) Election of Director: Dr. Franklin R. Chang Mgmt For For
Diaz
4) Election of Director: Bruno V. Di Leo Allen Mgmt For For
5) Election of Director: Stephen B. Dobbs Mgmt For For
6) Election of Director: Carla A. Harris Mgmt For For
7) Election of Director: Robert K. Herdman Mgmt For For
8) Election of Director: Alexis M. Herman Mgmt For For
9) Election of Director: Thomas J. Lynch Mgmt For For
10) Election of Director: William I. Miller Mgmt For For
11) Election of Director: Georgia R. Nelson Mgmt For For
12) Election of Director: Kimberly A. Nelson Mgmt For For
13) Election of Director: Karen H. Quintos Mgmt For For
14) Advisory vote to approve the compensation Mgmt For For
of our named executive officers as
disclosed in the proxy statement.
15) Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our auditors
for 2021.
16) The shareholder proposal regarding Shr Against For
professional services allowance for our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
D.R. HORTON, INC. Agenda Number: 935320870
--------------------------------------------------------------------------------------------------------------------------
Security: 23331A109
Meeting Type: Annual
Meeting Date: 20-Jan-2021
Ticker: DHI
ISIN: US23331A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Donald R. Horton Mgmt For For
1B. Election of director: Barbara K. Allen Mgmt For For
1C. Election of director: Brad S. Anderson Mgmt For For
1D. Election of director: Michael R. Buchanan Mgmt For For
1E. Election of director: Michael W. Hewatt Mgmt For For
1F. Election of director: Maribess L. Miller Mgmt For For
2. Approval of the advisory resolution on Mgmt Against Against
executive compensation.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 935360292
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Rainer M. Blair
1B. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Linda Hefner
Filler
1C. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Teri List
1D. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Walter G. Lohr,
Jr.
1E. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Jessica L. Mega,
MD
1F. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Mitchell P. Rales
1G. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Steven M. Rales
1H. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Pardis C. Sabeti,
MD
1I. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: John T. Schwieters
1J. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Alan G. Spoon
1K. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Raymond C.
Stevens, Ph.D
1L. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Elias A. Zerhouni,
MD
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Danaher's independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve on an advisory basis the Mgmt For For
Company's named executive officer
compensation.
4. To act upon a shareholder proposal Shr For Against
requesting that Danaher amend its governing
documents to reduce the percentage of
shares required for shareholders to call a
special meeting of shareholders from 25% to
10%.
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 935430241
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward H. Bastian Mgmt For For
1B. Election of Director: Francis S. Blake Mgmt For For
1C. Election of Director: Ashton B. Carter Mgmt For For
1D. Election of Director: David G. DeWalt Mgmt For For
1E. Election of Director: William H. Easter III Mgmt For For
1F. Election of Director: Christopher A. Mgmt For For
Hazleton
1G. Election of Director: Michael P. Huerta Mgmt For For
1H. Election of Director: Jeanne P. Jackson Mgmt For For
1I. Election of Director: George N. Mattson Mgmt For For
1J. Election of Director: Sergio A.L. Rial Mgmt For For
1K. Election of Director: David S. Taylor Mgmt For For
1L. Election of Director: Kathy N. Waller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Delta's named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Delta's independent auditors for the
year ending December 31, 2021.
4. A shareholder proposal related to the right Shr For Against
to act by written consent.
5. A shareholder proposal related to a climate Shr For Against
lobbying report.
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 935311302
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Special
Meeting Date: 30-Dec-2020
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of Devon Mgmt For For
Energy Corporation common stock to WPX
Energy Inc. stockholders in connection with
the merger, as contemplated by the Merger
Agreement (the "Stock Issuance Proposal").
2. Approve the adjournment of the Devon Energy Mgmt For For
Corporation special meeting, if necessary
or appropriate, for the purpose of
soliciting additional votes for the
approval of the Stock Issuance Proposal.
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 935408446
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara M. Baumann Mgmt For For
John E. Bethancourt Mgmt For For
Ann G. Fox Mgmt For For
David A. Hager Mgmt For For
Kelt Kindick Mgmt For For
John Krenicki Jr. Mgmt For For
Karl F. Kurz Mgmt For For
Robert A. Mosbacher Jr. Mgmt For For
Richard E. Muncrief Mgmt For For
Duane C. Radtke Mgmt For For
Valerie M. Williams Mgmt For For
2. Ratify the appointment of the Company's Mgmt For For
Independent Auditors for 2021.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 935348765
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey S. Aronin Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt For For
1C. Election of Director: Gregory C. Case Mgmt For For
1D. Election of Director: Candace H. Duncan Mgmt For For
1E. Election of Director: Joseph F. Eazor Mgmt For For
1F. Election of Director: Cynthia A. Glassman Mgmt For For
1G. Election of Director: Roger C. Hochschild Mgmt For For
1H. Election of Director: Thomas G. Maheras Mgmt For For
1I. Election of Director: Michael H. Moskow Mgmt For For
1J. Election of Director: David L. Rawlinson II Mgmt For For
1K. Election of Director: Mark A. Thierer Mgmt For For
1L. Election of Director: Jennifer L. Wong Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 935408509
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Arnold S. Barron Mgmt For For
1B. Election of Director: Gregory M. Bridgeford Mgmt For For
1C. Election of Director: Thomas W. Dickson Mgmt For For
1D. Election of Director: Lemuel E. Lewis Mgmt For For
1E. Election of Director: Jeffrey G. Naylor Mgmt For For
1F. Election of Director: Winnie Y. Park Mgmt For For
1G. Election of Director: Bob Sasser Mgmt For For
1H. Election of Director: Stephanie P. Stahl Mgmt For For
1I. Election of Director: Carrie A. Wheeler Mgmt For For
1J. Election of Director: Thomas E. Whiddon Mgmt For For
1K. Election of Director: Michael A. Witynski Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year 2021.
4. To approve the Company's 2021 Omnibus Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
DUPONT DE NEMOURS INC Agenda Number: 935348436
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: DD
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy G. Brady Mgmt For For
1B. Election of Director: Edward D. Breen Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Franklin K. Clyburn, Mgmt For For
Jr.
1E. Election of Director: Terrence R. Curtin Mgmt For For
1F. Election of Director: Alexander M. Cutler Mgmt For For
1G. Election of Director: Eleuthere I. du Pont Mgmt For For
1H. Election of Director: Luther C. Kissam Mgmt For For
1I. Election of Director: Frederick M. Lowery Mgmt For For
1J. Election of Director: Raymond J. Milchovich Mgmt For For
1K. Election of Director: Deanna M. Mulligan Mgmt For For
1L. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
4. Amendment and Restatement of the Company's Mgmt For For
Certificate of Incorporation to Decrease
the Ownership Threshold for Stockholders to
Call a Special Meeting.
5. Right to Act by Written Consent. Shr Against For
6. Annual Disclosure of EEO-1 Data. Shr For Against
7. Annual Report on Plastic Pollution. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 935418790
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony J. Bates Mgmt For For
1B. Election of Director: Adriane M. Brown Mgmt For For
1C. Election of Director: Diana Farrell Mgmt For For
1D. Election of Director: Logan D. Green Mgmt For For
1E. Election of Director: Bonnie S. Hammer Mgmt For For
1F. Election of Director: E. Carol Hayles Mgmt For For
1G. Election of Director: Jamie Iannone Mgmt For For
1H. Election of Director: Kathleen C. Mitic Mgmt For For
1I. Election of Director: Matthew J. Murphy Mgmt For For
1J. Election of Director: Paul S. Pressler Mgmt For For
1K. Election of Director: Mohak Shroff Mgmt For For
1L. Election of Director: Robert H. Swan Mgmt For For
1M. Election of Director: Perry M. Traquina Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
4. Executive Compensation, if properly Shr Against For
presented.
5. Right to Act by Written Consent, if Shr For Against
properly presented.
--------------------------------------------------------------------------------------------------------------------------
ENPHASE ENERGY, INC. Agenda Number: 935365216
--------------------------------------------------------------------------------------------------------------------------
Security: 29355A107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ENPH
ISIN: US29355A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
B. Kothandaraman Mgmt For For
Joseph Malchow Mgmt For For
2. To approve, on advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in this
proxy statement.
3. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the number of
authorized shares of Common Stock from
200,000,000 to 300,000,000.
4. To approve the Enphase Energy, Inc. 2021 Mgmt For For
Equity Incentive Plan.
5. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 935350835
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Janet F. Clark
1B. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Charles R. Crisp
1C. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Robert P. Daniels
1D. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: James C. Day
1E. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: C. Christopher
Gaut
1F. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Michael T. Kerr
1G. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Julie J. Robertson
1H. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Donald F. Textor
1I. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: William R. Thomas
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP, independent
registered public accounting firm, as
auditors for the Company for the year
ending December 31, 2021.
3. To approve the EOG Resources, Inc. 2021 Mgmt For For
Omnibus Equity Compensation Plan.
4. To approve, by non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ETSY, INC. Agenda Number: 935412611
--------------------------------------------------------------------------------------------------------------------------
Security: 29786A106
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ETSY
ISIN: US29786A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Gary S.
Briggs
1B. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Edith W.
Cooper
1C. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Melissa
Reiff
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 935347597
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony Anderson Mgmt For For
1B. Election of Director: Ann Berzin Mgmt For For
1C. Election of Director: Laurie Brlas Mgmt For For
1D. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1E. Election of Director: Christopher Crane Mgmt For For
1F. Election of Director: Yves de Balmann Mgmt For For
1G. Election of Director: Linda Jojo Mgmt For For
1H. Election of Director: Paul Joskow Mgmt For For
1I. Election of Director: Robert Lawless Mgmt For For
1J. Election of Director: John Richardson Mgmt For For
1K. Election of Director: Mayo Shattuck III Mgmt For For
1L. Election of Director: John Young Mgmt For For
2. Advisory approval of executive Mgmt For For
compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Exelon's Independent Auditor for 2021.
4. A shareholder proposal requesting a report Shr Against For
on the impact of Exelon plans involving
electric vehicles and charging stations
with regard to child labor outside the
United States.
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 935416645
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel Altman Mgmt For For
1B. Election of Director: Beverly Anderson (To Mgmt For For
be voted upon by the holders of Expedia
Group, Inc.'s Common Stock voting as a
separate class.)
1C. Election of Director: Susan Athey Mgmt For For
1D. Election of Director: Chelsea Clinton Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Director Withdrawn Mgmt For For
1G. Election of Director: Craig Jacobson (To be Mgmt For For
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
1H. Election of Director: Peter Kern Mgmt For For
1I. Election of Director: Dara Khosrowshahi Mgmt For For
1J. Election of Director: Patricia Mgmt For For
Menendez-Cambo (To be voted upon by the
holders of Expedia Group, Inc.'s Common
Stock voting as a separate class.)
1K. Election of Director: Greg Mondre Mgmt For For
1L. Director Withdrawn Mgmt For For
1M. Election of Director: Alexander von Mgmt For For
Furstenberg
1N. Election of Director: Julie Whalen (To be Mgmt For For
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
2. Approval of the Expedia Group, Inc. 2013 Mgmt For For
Employee Stock Purchase Plan, as amended
and restated, and the Expedia Group, Inc.
2013 International Stock Purchase Plan, as
amended and restated, including an
amendment to increase the number of shares
authorized for issuance thereunder by
1,000,000.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP as Expedia Group's independent
registered public accounting firm for the
year ending December 31, 2021.
4. Stockholder proposal on political Shr Against For
contributions and expenditures, if properly
presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
FEDERAL REALTY INVESTMENT TRUST Agenda Number: 935358211
--------------------------------------------------------------------------------------------------------------------------
Security: 313747206
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: FRT
ISIN: US3137472060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: David W. Faeder Mgmt For For
1.2 Election of Trustee: Elizabeth I. Holland Mgmt For For
1.3 Election of Trustee: Nicole Y. Lamb-Hale Mgmt For For
1.4 Election of Trustee: Anthony P. Nader, III Mgmt For For
1.5 Election of Trustee: Mark S. Ordan Mgmt For For
1.6 Election of Trustee: Gail P. Steinel Mgmt For For
1.7 Election of Trustee: Donald C. Wood Mgmt For For
2. To hold an advisory vote approving the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 935338980
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Nicholas K. Akins
1B. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: B. Evan Bayh, III
1C. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Jorge L. Benitez
1D. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Katherine B.
Blackburn
1E. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Emerson L.
Brumback
1F. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Greg D. Carmichael
1G. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Linda W.
Clement-Holmes
1H. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: C. Bryan Daniels
1I. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Mitchell S. Feiger
1J. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Thomas H. Harvey
1K. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Gary R. Heminger
1L. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Jewell D. Hoover
1M. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Eileen A. Mallesch
1N. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Michael B.
McCallister
1O. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Marsha C. Williams
2. Ratification of the appointment of the firm Mgmt For For
of Deloitte & Touche LLP to serve as the
independent external audit firm for the
Company for the year 2021.
3. An advisory vote on approval of the Mgmt For For
Company's executive compensation.
4. An advisory vote to determine whether the Mgmt 1 Year For
shareholder vote on the compensation of the
Company's executives will occur every 1, 2,
or 3 years.
5. Approval of the Fifth Third Bancorp 2021 Mgmt For For
Incentive Compensation Plan, including the
issuance of shares of common stock
authorized thereunder.
6. Approval of an amendment to the Fifth Third Mgmt For For
Bancorp Articles of Incorporation to
eliminate statutory supermajority vote
requirements.
7. Approval of an amendment to the Fifth Third Mgmt For For
Bancorp Articles of Incorporation to
eliminate cumulative voting.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. Agenda Number: 935320034
--------------------------------------------------------------------------------------------------------------------------
Security: 354613101
Meeting Type: Annual
Meeting Date: 09-Feb-2021
Ticker: BEN
ISIN: US3546131018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mariann Byerwalter Mgmt For For
1B. Election of Director: Alexander S. Friedman Mgmt For For
1C. Election of Director: Gregory E. Johnson Mgmt For For
1D. Election of Director: Jennifer M. Johnson Mgmt For For
1E. Election of Director: Rupert H. Johnson, Mgmt For For
Jr.
1F. Election of Director: John Y. Kim Mgmt For For
1G. Election of Director: Anthony J. Noto Mgmt For For
1H. Election of Director: John W. Thiel Mgmt For For
1I. Election of Director: Seth H. Waugh Mgmt For For
1J. Election of Director: Geoffrey Y. Yang Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending September
30, 2021.
3. To approve an amendment and restatement of Mgmt For For
the Franklin Resources, Inc. 2002 Universal
Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
GAP INC. Agenda Number: 935363236
--------------------------------------------------------------------------------------------------------------------------
Security: 364760108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: GPS
ISIN: US3647601083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John J. Fisher Mgmt For For
1B. Election of Director: Robert J. Fisher Mgmt For For
1C. Election of Director: William S. Fisher Mgmt For For
1D. Election of Director: Tracy Gardner Mgmt For For
1E. Election of Director: Isabella D. Goren Mgmt For For
1F. Election of Director: Bob L. Martin Mgmt For For
1G. Election of Director: Amy Miles Mgmt For For
1H. Election of Director: Jorge P. Montoya Mgmt For For
1I. Election of Director: Chris O'Neill Mgmt For For
1J. Election of Director: Mayo A. Shattuck III Mgmt For For
1K. Election of Director: Elizabeth A. Smith Mgmt For For
1L. Election of Director: Salaam Coleman Smith Mgmt For For
1M. Election of Director: Sonia Syngal Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending on January 29, 2022.
3. Approval, on an advisory basis, of the Mgmt For For
overall compensation of the named executive
officers.
4. Approval of the amendment and restatement Mgmt For For
of The Gap Inc. Employee Stock Purchase
Plan.
5. Approval of the amendment and restatement Mgmt Against Against
of The Gap Inc. 2016 Long-Term Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
GARMIN LTD Agenda Number: 935402507
--------------------------------------------------------------------------------------------------------------------------
Security: H2906T109
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: GRMN
ISIN: CH0114405324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Garmin's 2020 Annual Report, Mgmt For For
including the consolidated financial
statements of Garmin for the fiscal year
ended December 26, 2020 and the statutory
financial statements of Garmin for the
fiscal year ended December 26, 2020.
2. Approval of the appropriation of available Mgmt For For
earnings.
3. Approval of the payment of a cash dividend Mgmt For For
in the aggregate amount of U.S. $2.68 per
outstanding share out of Garmin's reserve
from capital contribution in four equal
installments.
4. Discharge of the members of the Board of Mgmt For For
Directors and the Executive Management from
liability for the fiscal year ended
December 26, 2020.
5A. Re-election of Director: Jonathan C. Mgmt For For
Burrell
5B. Re-election of Director: Joseph J. Hartnett Mgmt For For
5C. Re-election of Director: Min H. Kao Mgmt For For
5D. Re-election of Director: Catherine A. Lewis Mgmt For For
5E. Re-election of Director: Charles W. Peffer Mgmt For For
5F. Re-election of Director: Clifton A. Pemble Mgmt For For
6. Re-election of Min H. Kao as Executive Mgmt Against Against
Chairman of the Board of Directors.
7A. Re-election of Compensation Committee Mgmt Against Against
member: Jonathan C. Burrell
7B. Re-election of Compensation Committee Mgmt For For
member: Joseph J. Hartnett
7C. Re-election of Compensation Committee Mgmt For For
member: Catherine A. Lewis
7D. Re-election of Compensation Committee Mgmt For For
member: Charles W. Peffer
8. Re-election of the law firm Wuersch & Mgmt For For
Gering LLP as independent voting rights
representative.
9. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Garmin's Independent
Registered Public Accounting Firm for the
fiscal year ending December 25, 2021 and
re-election of Ernst & Young Ltd as
Garmin's statutory auditor for another
one-year term.
10. Advisory vote on executive compensation. Mgmt For For
11. Binding vote to approve Fiscal Year 2022 Mgmt For For
maximum aggregate compensation for the
Executive Management.
12. Binding vote to approve maximum aggregate Mgmt For For
compensation for the Board of Directors for
the period between the 2021 Annual General
Meeting and the 2022 Annual General
Meeting.
--------------------------------------------------------------------------------------------------------------------------
GARTNER, INC. Agenda Number: 935402608
--------------------------------------------------------------------------------------------------------------------------
Security: 366651107
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: IT
ISIN: US3666511072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring in Mgmt For For
2022: Peter E. Bisson
1B. Election of Director for term expiring in Mgmt For For
2022: Richard J. Bressler
1C. Election of Director for term expiring in Mgmt For For
2022: Raul E. Cesan
1D. Election of Director for term expiring in Mgmt For For
2022: Karen E. Dykstra
1E. Election of Director for term expiring in Mgmt For For
2022: Anne Sutherland Fuchs
1F. Election of Director for term expiring in Mgmt For For
2022: William O. Grabe
1G. Election of Director for term expiring in Mgmt For For
2022: Eugene A. Hall
1H. Election of Director for term expiring in Mgmt For For
2022: Stephen G. Pagliuca
1I. Election of Director for term expiring in Mgmt For For
2022: Eileen M. Serra
1J. Election of Director for term expiring in Mgmt For For
2022: James C. Smith
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2021 fiscal
year.
4. Approval of the Amended and Restated 2011 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 935357954
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sebastien Bazin Mgmt For For
1B. Election of Director: Ashton Carter Mgmt For For
1C. Election of Director: H. Lawrence Culp, Jr. Mgmt For For
1D. Election of Director: Francisco D'Souza Mgmt For For
1E. Election of Director: Edward Garden Mgmt For For
1F. Election of Director: Thomas Horton Mgmt For For
1G. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1H. Election of Director: Catherine Lesjak Mgmt For For
1I. Election of Director: Paula Rosput Reynolds Mgmt For For
1J. Election of Director: Leslie Seidman Mgmt For For
1K. Election of Director: James Tisch Mgmt For For
2. Advisory Approval of Our Named Executives' Mgmt Against Against
Compensation.
3. Ratification of Deloitte as Independent Mgmt For For
Auditor for 2021.
4. Approval of Reverse Stock Split and Mgmt For For
Reduction in our Authorized Stock and Par
Value.
5. Require Nomination of at Least Two Shr Against For
Candidates for Each Board Seat.
6. Require the Chairman of the Board to be Shr Against For
Independent.
7. Report on Meeting the Criteria of the Net Mgmt For For
Zero Indicator.
--------------------------------------------------------------------------------------------------------------------------
GLOBE LIFE INC. Agenda Number: 935357752
--------------------------------------------------------------------------------------------------------------------------
Security: 37959E102
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GL
ISIN: US37959E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles E. Adair Mgmt For For
1B. Election of Director: Linda L. Addison Mgmt For For
1C. Election of Director: Marilyn A. Alexander Mgmt For For
1D. Election of Director: Cheryl D. Alston Mgmt For For
1E. Election of Director: Jane M. Buchan Mgmt For For
1F. Election of Director: Gary L. Coleman Mgmt For For
1G. Election of Director: Larry M. Hutchison Mgmt For For
1H. Election of Director: Robert W. Ingram Mgmt For For
1I. Election of Director: Steven P. Johnson Mgmt For For
1J. Election of Director: Darren M. Rebelez Mgmt For For
1K. Election of Director: Mary E. Thigpen Mgmt For For
2. Ratification of Auditors. Mgmt For For
3. Approval of 2020 Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 935372829
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Abdulaziz F. Al Mgmt For For
Khayyal
1B. Election of Director: William E. Albrecht Mgmt For For
1C. Election of Director: M. Katherine Banks Mgmt For For
1D. Election of Director: Alan M. Bennett Mgmt For For
1E. Election of Director: Milton Carroll Mgmt For For
1F. Election of Director: Murry S. Gerber Mgmt For For
1G. Election of Director: Patricia Hemingway Mgmt For For
Hall
1H. Election of Director: Robert A. Malone Mgmt For For
1I. Election of Director: Jeffrey A. Miller Mgmt For For
1J. Election of Director: Bhavesh V. Patel Mgmt For For
2. Ratification of Selection of Principal Mgmt For For
Independent Public Accountants.
3. Advisory Approval of Executive Mgmt Against Against
Compensation.
4. Proposal to Amend and Restate the Mgmt For For
Halliburton Company Stock and Incentive
Plan.
5. Proposal to Amend and Restate the Mgmt For For
Halliburton Company Employee Stock Purchase
Plan.
--------------------------------------------------------------------------------------------------------------------------
HANESBRANDS INC. Agenda Number: 935343474
--------------------------------------------------------------------------------------------------------------------------
Security: 410345102
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: HBI
ISIN: US4103451021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl K. Beebe Mgmt For For
1B. Election of Director: Stephen B. Bratspies Mgmt For For
1C. Election of Director: Geralyn R. Breig Mgmt For For
1D. Election of Director: Bobby J. Griffin Mgmt For For
1E. Election of Director: James C. Johnson Mgmt For For
1F. Election of Director: Franck J. Moison Mgmt For For
1G. Election of Director: Robert F. Moran Mgmt For For
1H. Election of Director: Ronald L. Nelson Mgmt For For
1I. Election of Director: Ann E. Ziegler Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Hanesbrands'
independent registered public accounting
firm for Hanesbrands' 2021 fiscal year.
3. To approve, on an advisory basis, named Mgmt For For
executive officer compensation as described
in the proxy statement for the Annual
Meeting.
--------------------------------------------------------------------------------------------------------------------------
HENRY SCHEIN, INC. Agenda Number: 935367044
--------------------------------------------------------------------------------------------------------------------------
Security: 806407102
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: HSIC
ISIN: US8064071025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mohamad Ali Mgmt For For
1B. Election of Director: Barry J. Alperin Mgmt For For
1C. Election of Director: Gerald A. Benjamin Mgmt For For
1D. Election of Director: Stanley M. Bergman Mgmt For For
1E. Election of Director: James P. Breslawski Mgmt For For
1F. Election of Director: Deborah Derby Mgmt For For
1G. Election of Director: Joseph L. Herring Mgmt For For
1H. Election of Director: Kurt P. Kuehn Mgmt For For
1I. Election of Director: Philip A. Laskawy Mgmt For For
1J. Election of Director: Anne H. Margulies Mgmt For For
1K. Election of Director: Mark E. Mlotek Mgmt For For
1L. Election of Director: Steven Paladino Mgmt For For
1M. Election of Director: Carol Raphael Mgmt For For
1N. Election of Director: E. Dianne Rekow, DDS, Mgmt For For
Ph.D.
1O. Election of Director: Bradley T. Sheares, Mgmt For For
Ph.D.
1P. Election of Director: Reed V. Tuckson, Mgmt For For
M.D., FACP
2. Proposal to approve, by non-binding vote, Mgmt For For
the 2020 compensation paid to the Company's
Named Executive Officers.
3. Proposal to ratify the selection of BDO Mgmt For For
USA, LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 25, 2021.
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 935406872
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: T.J. CHECKI
1B. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: L.S.
COLEMAN, JR.
1C. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: J. DUATO
1D. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: J.B. HESS
1E. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: E.E.
HOLIDAY
1F. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: M.S.
LIPSCHULTZ
1G. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: D. MCMANUS
1H. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: K.O. MEYERS
1I. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: K.F.
OVELMEN
1J. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: J.H.
QUIGLEY
1K. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: W.G.
SCHRADER
2. Advisory approval of the compensation of Mgmt For For
our named executive officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as our independent registered
public accountants for the year ending
December 31, 2021.
4. Approval of amendment no. 1 to our 2017 Mgmt For For
long term incentive plan.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY Agenda Number: 935339045
--------------------------------------------------------------------------------------------------------------------------
Security: 42824C109
Meeting Type: Annual
Meeting Date: 14-Apr-2021
Ticker: HPE
ISIN: US42824C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel Ammann Mgmt For For
1B. Election of Director: Pamela L. Carter Mgmt For For
1C. Election of Director: Jean M. Hobby Mgmt For For
1D. Election of Director: George R. Kurtz Mgmt For For
1E. Election of Director: Raymond J. Lane Mgmt For For
1F. Election of Director: Ann M. Livermore Mgmt For For
1G. Election of Director: Antonio F. Neri Mgmt For For
1H. Election of Director: Charles H. Noski Mgmt For For
1I. Election of Director: Raymond E. Ozzie Mgmt For For
1J. Election of Director: Gary M. Reiner Mgmt For For
1K. Election of Director: Patricia F. Russo Mgmt For For
1L. Election of Director: Mary Agnes Mgmt For For
Wilderotter
2. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2021.
3. Approval of the Hewlett Packard Enterprise Mgmt For For
2021 Stock Incentive Plan.
4. Advisory vote to approve executive Mgmt For For
compensation.
5. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION Agenda Number: 935360216
--------------------------------------------------------------------------------------------------------------------------
Security: 436106108
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: HFC
ISIN: US4361061082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anne-Marie N. Mgmt For For
Ainsworth
1B. Election of Director: Anna C. Catalano Mgmt For For
1C. Election of Director: Leldon E. Echols Mgmt For For
1D. Election of Director: Manuel J. Fernandez Mgmt For For
1E. Election of Director: Michael C. Jennings Mgmt For For
1F. Election of Director: R. Craig Knocke Mgmt For For
1G. Election of Director: Robert J. Kostelnik Mgmt For For
1H. Election of Director: James H. Lee Mgmt For For
1I. Election of Director: Franklin Myers Mgmt For For
1J. Election of Director: Michael E. Rose Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's registered
public accounting firm for the 2021 fiscal
year.
4. Stockholder proposal for simple majority Shr For Against
vote, if properly presented at the Annual
Meeting.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 935374861
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: D. Scott Davis Mgmt For For
1F. Election of Director: Deborah Flint Mgmt For For
1G. Election of Director: Judd Gregg Mgmt For For
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Raymond T. Odierno Mgmt For For
1J. Election of Director: George Paz Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of Independent Accountants. Mgmt For For
4. Shareholder Right To Act By Written Shr Against For
Consent.
--------------------------------------------------------------------------------------------------------------------------
HORMEL FOODS CORPORATION Agenda Number: 935315564
--------------------------------------------------------------------------------------------------------------------------
Security: 440452100
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: HRL
ISIN: US4404521001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Prama Bhatt Mgmt For For
1b. Election of Director: Gary C. Bhojwani Mgmt For For
1c. Election of Director: Terrell K. Crews Mgmt For For
1d. Election of Director: Stephen M. Lacy Mgmt For For
1e. Election of Director: Elsa A. Murano, Ph.D. Mgmt For For
1f. Election of Director: Susan K. Nestegard Mgmt For For
1g. Election of Director: William A. Newlands Mgmt For For
1h. Election of Director: Christopher J. Mgmt For For
Policinski
1i. Election of Director: Jose Luis Prado Mgmt For For
1j. Election of Director: Sally J. Smith Mgmt For For
1k. Election of Director: James P. Snee Mgmt For For
1l. Election of Director: Steven A. White Mgmt For For
2. Ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as independent registered
public accounting firm for the fiscal year
ending October 31, 2021.
3. Approve the Named Executive Officer Mgmt For For
compensation as disclosed in the Company's
2021 annual meeting proxy statement.
--------------------------------------------------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC. Agenda Number: 935375572
--------------------------------------------------------------------------------------------------------------------------
Security: 44107P104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HST
ISIN: US44107P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mary L. Baglivo Mgmt For For
1.2 Election of Director: Richard E. Marriott Mgmt For For
1.3 Election of Director: Sandeep L. Mathrani Mgmt For For
1.4 Election of Director: John B Morse, Jr. Mgmt For For
1.5 Election of Director: Mary Hogan Preusse Mgmt For For
1.6 Election of Director: Walter C. Rakowich Mgmt For For
1.7 Election of Director: James F. Risoleo Mgmt For For
1.8 Election of Director: Gordon H. Smith Mgmt For For
1.9 Election of Director: A. William Stein Mgmt For For
2. Ratify appointment of KPMG LLP as Mgmt For For
independent registered public accountants
for 2021.
3. Advisory resolution to approve executive Mgmt For For
compensation.
4. Approval of the 2021 Employee Stock Mgmt For For
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
HOWMET AEROSPACE INC. Agenda Number: 935394990
--------------------------------------------------------------------------------------------------------------------------
Security: 443201108
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: HWM
ISIN: US4432011082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James F. Albaugh Mgmt For For
1B. Election of Director: Amy E. Alving Mgmt For For
1C. Election of Director: Sharon R. Barner Mgmt For For
1D. Election of Director: Joseph S. Cantie Mgmt For For
1E. Election of Director: Robert F. Leduc Mgmt For For
1F. Election of Director: David J. Miller Mgmt For For
1G. Election of Director: Jody G. Miller Mgmt For For
1H. Election of Director: Tolga I. Oal Mgmt For For
1I. Election of Director: Nicole W. Piasecki Mgmt For For
1J. Election of Director: John C. Plant Mgmt For For
1K. Election of Director: Ulrich R. Schmidt Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
3. To approve, on an advisory basis, executive Mgmt Against Against
compensation.
4. Shareholder Proposal regarding an Shr Against For
independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
HP INC. Agenda Number: 935339021
--------------------------------------------------------------------------------------------------------------------------
Security: 40434L105
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: HPQ
ISIN: US40434L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Aida M. Alvarez Mgmt For For
1B. Election of Director: Shumeet Banerji Mgmt For For
1C. Election of Director: Robert R. Bennett Mgmt For For
1D. Election of Director: Charles V. Bergh Mgmt For For
1E. Election of Director: Stacy Brown-Philpot Mgmt For For
1F. Election of Director: Stephanie A. Burns Mgmt For For
1G. Election of Director: Mary Anne Citrino Mgmt For For
1H. Election of Director: Richard Clemmer Mgmt For For
1I. Election of Director: Enrique Lores Mgmt For For
1J. Election of Director: Judith Miscik Mgmt For For
1K. Election of Director: Subra Suresh Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as HP Inc.'s independent registered
public accounting firm for the fiscal year
ending October 31, 2021.
3. To approve, on an advisory basis, HP Inc.'s Mgmt For For
executive compensation.
4. Stockholder proposal requesting Shr Against For
stockholders' right to act by written
consent, if properly presented at the
annual meeting.
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 935341331
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Kurt J. Hilzinger Mgmt For For
1B) Election of Director: Raquel C. Bono, M.D. Mgmt For For
1C) Election of Director: Bruce D. Broussard Mgmt For For
1D) Election of Director: Frank A. D'Amelio Mgmt For For
1E) Election of Director: Wayne A. I. Mgmt For For
Frederick, M.D.
1F) Election of Director: John W. Garratt Mgmt For For
1G) Election of Director: David A. Jones, Jr. Mgmt For For
1H) Election of Director: Karen W. Katz Mgmt For For
1I) Election of Director: Marcy S. Klevorn Mgmt For For
1J) Election of Director: William J. McDonald Mgmt For For
1K) Election of Director: Jorge S. Mesquita Mgmt For For
1L) Election of Director: James J. O'Brien Mgmt For For
1M) Election of Director: Marissa T. Peterson Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. Non-binding advisory vote for the approval Mgmt For For
of the compensation of the named executive
officers as disclosed in the 2021 proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935338649
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Special
Meeting Date: 25-Mar-2021
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the merger of TCF Financial Mgmt For For
Corporation ("TCF") with and into
Huntington Bancshares Incorporated
("Huntington"), as contemplated by the
Agreement and Plan of Merger, dated as of
December 13, 2020 (as it may be amended
from time to time), by and between
Huntington and TCF, with Huntington as the
surviving corporation (the "Huntington
merger proposal").
2. Approval of an amendment to Huntington's Mgmt For For
charter to increase the number of
authorized shares of Huntington common
stock from one billion five hundred million
shares (1,500,000,000) to two billion two
hundred fifty million shares
(2,250,000,000) (the "Huntington authorized
share count proposal").
3. Approval of the adjournment of special Mgmt For For
meeting of Huntington shareholders, if
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, there are not sufficient
votes at the time of the Huntington special
meeting to approve the Huntington merger
proposal or the Huntington authorized share
count proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to holders of Huntington common
stock (the "Huntington adjournment
proposal").
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935345252
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lizabeth Ardisana Mgmt For For
Alanna Y. Cotton Mgmt For For
Ann B. Crane Mgmt For For
Robert S. Cubbin Mgmt For For
Steven G. Elliott Mgmt For For
Gina D. France Mgmt For For
J Michael Hochschwender Mgmt For For
John C. Inglis Mgmt For For
Katherine M. A. Kline Mgmt For For
Richard W. Neu Mgmt For For
Kenneth J. Phelan Mgmt For For
David L. Porteous Mgmt For For
Stephen D. Steinour Mgmt For For
2. An advisory resolution to approve, on a Mgmt For For
non-binding basis, the compensation of
executives as disclosed in the accompanying
proxy statement.
3. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval of the Amended and Restated 2018 Mgmt For For
Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
IDEXX LABORATORIES, INC. Agenda Number: 935370508
--------------------------------------------------------------------------------------------------------------------------
Security: 45168D104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: IDXX
ISIN: US45168D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce L. Claflin Mgmt For For
1B. Election of Director: Asha S. Collins, PhD Mgmt For For
1C. Election of Director: Daniel M. Junius Mgmt For For
1D. Election of Director: Sam Samad Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm. To
ratify the selection of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current fiscal year (Proposal
Two).
3. Advisory Vote on Executive Compensation. To Mgmt For For
approve a nonbinding advisory resolution on
the Company's executive compensation
(Proposal Three).
--------------------------------------------------------------------------------------------------------------------------
IHS MARKIT LTD Agenda Number: 935359679
--------------------------------------------------------------------------------------------------------------------------
Security: G47567105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: INFO
ISIN: BMG475671050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lance Uggla Mgmt For For
1B. Election of Director: John Browne (The Lord Mgmt For For
Browne of Madingley)
1C. Election of Director: Dinyar S. Devitre Mgmt For For
1D. Election of Director: Ruann F. Ernst Mgmt For For
1E. Election of Director: Jacques Esculier Mgmt For For
1F. Election of Director: Gay Huey Evans Mgmt For For
1G. Election of Director: William E. Ford Mgmt For For
1H. Election of Director: Nicoletta Giadrossi Mgmt For For
1I. Election of Director: Robert P. Kelly Mgmt For For
1J. Election of Director: Deborah Doyle Mgmt For For
McWhinney
1K. Election of Director: Jean-Paul L. Montupet Mgmt For For
1L. Election of Director: Deborah K. Orida Mgmt For For
1M. Election of Director: James A. Rosenthal Mgmt For For
2. To approve, on an advisory, non-binding Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. To approve the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accountants until the close of the
next Annual General Meeting of Shareholders
and to authorize the Company's Board of
Directors, acting by the Audit Committee,
to determine the remuneration of the
independent registered public accountants.
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 935361509
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel J. Brutto Mgmt For For
1B. Election of Director: Susan Crown Mgmt For For
1C. Election of Director: Darrell L. Ford Mgmt For For
1D. Election of Director: James W. Griffith Mgmt For For
1E. Election of Director: Jay L. Henderson Mgmt For For
1F. Election of Director: Richard H. Lenny Mgmt For For
1G. Election of Director: E. Scott Santi Mgmt For For
1H. Election of Director: David B. Smith, Jr. Mgmt For For
1I. Election of Director: Pamela B. Strobel Mgmt For For
1J. Election of Director: Anre D. Williams Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as ITW's independent
registered public accounting firm for 2021.
3. Advisory vote to approve compensation of Mgmt For For
ITW's named executive officers.
4. A non-binding stockholder proposal, if Shr For Against
properly presented at the meeting, to
permit stockholders to act by written
consent.
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 935395485
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Caroline D. Dorsa Mgmt For For
1B. Election of Director: Robert S. Epstein, Mgmt For For
M.D.
1C. Election of Director: Scott Gottlieb, M.D. Mgmt For For
1D. Election of Director: Gary S. Guthart Mgmt For For
1E. Election of Director: Philip W. Schiller Mgmt For For
1F. Election of Director: John W. Thompson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 2, 2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the named executive
officers as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935369012
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick P. Gelsinger Mgmt For For
1B. Election of Director: James J. Goetz Mgmt For For
1C. Election of Director: Alyssa Henry Mgmt For For
1D. Election of Director: Omar Ishrak Mgmt For For
1E. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1F. Election of Director: Tsu-Jae King Liu Mgmt For For
1G. Election of Director: Gregory D. Smith Mgmt For For
1H. Election of Director: Dion J. Weisler Mgmt For For
1I. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. Advisory vote to approve executive Mgmt Against Against
compensation of our listed officers.
4. Stockholder proposal on whether to allow Shr Against For
stockholders to act by written consent, if
properly presented at the meeting.
5. Stockholder proposal requesting a report on Shr Against For
median pay gaps across race and gender, if
properly presented at the meeting.
6. Stockholder proposal requesting a report on Shr Against For
whether written policies or unwritten norms
at the company reinforce racism in company
culture, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935313217
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eve Burton Mgmt For For
1b. Election of Director: Scott D. Cook Mgmt For For
1c. Election of Director: Richard L. Dalzell Mgmt For For
1d. Election of Director: Sasan K. Goodarzi Mgmt For For
1e. Election of Director: Deborah Liu Mgmt For For
1f. Election of Director: Tekedra Mawakana Mgmt For For
1g. Election of Director: Suzanne Nora Johnson Mgmt For For
1h. Election of Director: Dennis D. Powell Mgmt For For
1i. Election of Director: Brad D. Smith Mgmt For For
1j. Election of Director: Thomas Szkutak Mgmt For For
1k. Election of Director: Raul Vazquez Mgmt For For
1l. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
INVESCO LTD. Agenda Number: 935356457
--------------------------------------------------------------------------------------------------------------------------
Security: G491BT108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: IVZ
ISIN: BMG491BT1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sarah E. Beshar Mgmt For For
1B. Election of Director: Thomas M. Finke Mgmt For For
1C. Election of Director: Martin L. Flanagan Mgmt For For
1D. Election of Director: Edward P. Garden Mgmt For For
1E. Election of Director: William F. Glavin, Mgmt For For
Jr.
1F. Election of Director: C. Robert Henrikson Mgmt For For
1G. Election of Director: Denis Kessler Mgmt For For
1H. Election of Director: Nelson Peltz Mgmt For For
1I. Election of Director: Sir Nigel Sheinwald Mgmt For For
1J. Election of Director: Paula C. Tolliver Mgmt For For
1K. Election of Director: G. Richard Wagoner, Mgmt For For
Jr.
1L. Election of Director: Phoebe A. Wood Mgmt For For
2. Advisory vote to approve the company's 2020 Mgmt For For
executive compensation.
3. Approval of the Amendment and Restatement Mgmt For For
of the Invesco Ltd. 2016 Global Equity
Incentive Plan.
4. Appointment of PricewaterhouseCoopers LLP Mgmt For For
as the company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 935389014
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Valentin P. Mgmt For For
Gapontsev, Ph.D.
1.2 Election of Director: Eugene A. Scherbakov, Mgmt For For
Ph.D.
1.3 Election of Director: Michael C. Child Mgmt For For
1.4 Election of Director: Jeanmarie F. Desmond Mgmt For For
1.5 Election of Director: Gregory P. Dougherty Mgmt For For
1.6 Election of Director: Eric Meurice Mgmt For For
1.7 Election of Director: Natalia Pavlova Mgmt For For
1.8 Election of Director: John R. Peeler Mgmt For For
1.9 Election of Director: Thomas J. Seifert Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda Number: 935282006
--------------------------------------------------------------------------------------------------------------------------
Security: 426281101
Meeting Type: Annual
Meeting Date: 17-Nov-2020
Ticker: JKHY
ISIN: US4262811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. Flanigan Mgmt For For
J. Prim Mgmt For For
T. Wilson Mgmt For For
J. Fiegel Mgmt For For
T. Wimsett Mgmt For For
L. Kelly Mgmt For For
S. Miyashiro Mgmt For For
W. Brown Mgmt For For
D. Foss Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve an amendment to our certificate Mgmt For For
of incorporation to remove a supermajority
voting standard for stockholder approval of
an acquisition of the company by another
person or entity.
4. To ratify the selection of the Company's Mgmt For For
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 935364959
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bruce D. Broussard Mgmt For For
1b. Election of Director: Alexander M. Cutler Mgmt For For
1c. Election of Director: H. James Dallas Mgmt For For
1d. Election of Director: Elizabeth R. Gile Mgmt For For
1e. Election of Director: Ruth Ann M. Gillis Mgmt For For
1f. Election of Director: Christopher M. Gorman Mgmt For For
1g. Election of Director: Robin N. Hayes Mgmt For For
1h. Election of Director: Carlton L. Highsmith Mgmt For For
1i. Election of Director: Richard J. Hipple Mgmt For For
1j. Election of Director: Devina A. Rankin Mgmt For For
1k. Election of Director: Barbara R. Snyder Mgmt For For
1l. Election of Director: Todd J. Vasos Mgmt For For
1m. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor.
3. Advisory approval of executive Mgmt For For
compensation.
4. Approval of KeyCorp Second Amended and Mgmt For For
Restated Discounted Stock Purchase Plan.
5. Management proposal to reduce the ownership Mgmt For For
threshold to call a special shareholder
meeting.
--------------------------------------------------------------------------------------------------------------------------
KIMCO REALTY CORPORATION Agenda Number: 935348044
--------------------------------------------------------------------------------------------------------------------------
Security: 49446R109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: KIM
ISIN: US49446R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Milton Cooper Mgmt For For
1B. Election of Director: Philip E. Coviello Mgmt For For
1C. Election of Director: Conor C. Flynn Mgmt For For
1D. Election of Director: Frank Lourenso Mgmt For For
1E. Election of Director: Henry Moniz Mgmt For For
1F. Election of Director: Mary Hogan Preusse Mgmt For For
1G. Election of Director: Valerie Richardson Mgmt For For
1H. Election of Director: Richard B. Saltzman Mgmt For For
2. THE ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION (AS MORE
PARTICULARLY DESCRIBED IN THE PROXY
STATEMENT).
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2021
(AS MORE PARTICULARLY DESCRIBED IN THE
PROXY STATEMENT).
--------------------------------------------------------------------------------------------------------------------------
KLA CORPORATION Agenda Number: 935275176
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 04-Nov-2020
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Edward Barnholt
1B. Election of Director for a one-year term: Mgmt For For
Robert Calderoni
1C. Election of Director for a one-year term: Mgmt For For
Jeneanne Hanley
1D. Election of Director for a one-year term: Mgmt For For
Emiko Higashi
1E. Election of Director for a one-year term: Mgmt For For
Kevin Kennedy
1F. Election of Director for a one-year term: Mgmt For For
Gary Moore
1G. Election of Director for a one-year term: Mgmt For For
Marie Myers
1H. Election of Director for a one-year term: Mgmt For For
Kiran Patel
1I. Election of Director for a one-year term: Mgmt For For
Victor Peng
1J. Election of Director for a one-year term: Mgmt For For
Robert Rango
1K. Election of Director for a one-year term: Mgmt For For
Richard Wallace
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
3. Approval on a non-binding, advisory basis Mgmt For For
of our named executive officer
compensation.
4. Stockholder proposal regarding proxy Shr For Against
access, if properly submitted at the Annual
Meeting.
--------------------------------------------------------------------------------------------------------------------------
L BRANDS, INC. Agenda Number: 935380434
--------------------------------------------------------------------------------------------------------------------------
Security: 501797104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LB
ISIN: US5017971046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patricia S. Bellinger Mgmt For For
1B. Election of Director: Donna A. James Mgmt For For
1C. Election of Director: Francis A. Hondal Mgmt For For
1D. Election of Director: Danielle Lee Mgmt For For
1E. Election of Director: Andrew M. Meslow Mgmt For For
1F. Election of Director: Michael G. Morris Mgmt For For
1G. Election of Director: Sarah E. Nash Mgmt For For
1H. Election of Director: Robert H. Mgmt For For
Schottenstein
1I. Election of Director: Anne Sheehan Mgmt For For
1J. Election of Director: Stephen D. Steinour Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent registered public accountants.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
4. Stockholder proposal regarding stockholder Shr For Against
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 935272675
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 03-Nov-2020
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sohail U. Ahmed Mgmt For For
Timothy M. Archer Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Catherine P. Lego Mgmt For For
Bethany J. Mayer Mgmt For For
Abhijit Y. Talwalkar Mgmt For For
Lih Shyng (Rick L) Tsai Mgmt For For
Leslie F. Varon Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Lam
Research, or "Say on Pay."
3. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
LAMB WESTON HOLDINGS, INC. Agenda Number: 935257178
--------------------------------------------------------------------------------------------------------------------------
Security: 513272104
Meeting Type: Annual
Meeting Date: 24-Sep-2020
Ticker: LW
ISIN: US5132721045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Bensen Mgmt Against Against
1B. Election of Director: Charles A. Blixt Mgmt For For
1C. Election of Director: Robert J. Coviello Mgmt For For
1D. Election of Director: Andre J. Hawaux Mgmt For For
1E. Election of Director: W.G. Jurgensen Mgmt For For
1F. Election of Director: Thomas P. Maurer Mgmt For For
1G. Election of Director: Robert A. Niblock Mgmt For For
1H. Election of Director: Hala G. Moddelmog Mgmt For For
1I. Election of Director: Maria Renna Sharpe Mgmt For For
1J. Election of Director: Thomas P. Werner Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as Independent Auditors for Fiscal Year
2021.
--------------------------------------------------------------------------------------------------------------------------
LEGGETT & PLATT, INCORPORATED Agenda Number: 935385244
--------------------------------------------------------------------------------------------------------------------------
Security: 524660107
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: LEG
ISIN: US5246601075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK A. BLINN Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT E. BRUNNER Mgmt For For
1C. ELECTION OF DIRECTOR: MARY CAMPBELL Mgmt For For
1D. Election of Director: J. Mitchell Dolloff Mgmt For For
1E. Election of Director: Manuel A. Fernandez Mgmt For For
1F. Election of Director: Karl G. Glassman Mgmt For For
1G. Election of Director: Joseph W. McClanathan Mgmt For For
1H. Election of Director: Judy C. Odom Mgmt For For
1I. Election of Director: Srikanth Padmanabhan Mgmt For For
1J. Election of Director: Jai Shah Mgmt For For
1K Election of Director: Phoebe A. Wood Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2021.
3. An advisory vote to approve named executive Mgmt For For
officer compensation as described in the
Company's proxy statement.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 935339300
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 07-Apr-2021
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Amy Banse
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Rick Beckwitt
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Steven L. Gerard
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Tig Gilliam
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Sherrill W. Hudson
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Jonathan M. Jaffe
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Sidney Lapidus
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Teri P. McClure
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Stuart Miller
1J. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Armando Olivera
1K. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Jeffrey Sonnenfeld
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending November 30, 2021.
4. Approval of a stockholder proposal Shr For Against
regarding our common stock voting
structure.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 935381107
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: LNC
ISIN: US5341871094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting:
Deirdre P. Connelly
1B. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting:
William H. Cunningham
1C. Election of director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting:
Reginald E. Davis
1D. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Dennis
R. Glass
1E. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: George
W. Henderson, III
1F. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Eric
G. Johnson
1G. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Gary
C. Kelly
1H. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: M.
Leanne Lachman
1I. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting:
Michael F. Mee
1J. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting:
Patrick S. Pittard
1K. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Lynn
M. Utter
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the independent
registered public accounting firm for 2021.
3. The approval of an advisory resolution on Mgmt Against Against
the compensation of our named executive
officers.
4. Shareholder proposal to amend our bylaws to Shr Against For
remove the one-year holding requirement
from our special shareholder meeting right.
5. Shareholder proposal to amend our proxy Shr Against For
access bylaws to remove the 20-shareholder
aggregation limit.
--------------------------------------------------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC. Agenda Number: 935413411
--------------------------------------------------------------------------------------------------------------------------
Security: 538034109
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: LYV
ISIN: US5380341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maverick Carter Mgmt For For
1B. Election of Director: Ariel Emanuel Mgmt For For
1C. Election of Director: Ping Fu Mgmt For For
1D. Election of Director: Jeffrey T. Hinson Mgmt For For
1E. Election of Director: Chad Hollingsworth Mgmt For For
1F. Election of Director: James Iovine Mgmt For For
1G. Election of Director: James S. Kahan Mgmt For For
1H. Election of Director: Gregory B. Maffei Mgmt For For
1I. Election of Director: Randall T. Mays Mgmt For For
1J. Election of Director: Michael Rapino Mgmt For For
1K. Election of Director: Mark S. Shapiro Mgmt For For
1L. Election of Director: Dana Walden Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Live Nation Entertainment's
independent registered public accounting
firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 935362878
--------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: LKQ
ISIN: US5018892084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Berard Mgmt For For
1B. Election of Director: Meg A. Divitto Mgmt For For
1C. Election of Director: Robert M. Hanser Mgmt For For
1D. Election of Director: Joseph M. Holsten Mgmt For For
1E. Election of Director: Blythe J. McGarvie Mgmt For For
1F. Election of Director: John W. Mendel Mgmt For For
1G. Election of Director: Jody G. Miller Mgmt For For
1H. Election of Director: Guhan Subramanian Mgmt For For
1I. Election of Director: Xavier Urbain Mgmt For For
1J. Election of Director: Jacob H. Welch Mgmt For For
1K. Election of Director: Dominick Zarcone Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 935345733
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. Angela Bontempo Mgmt For For
Robert T. Brady Mgmt For For
Calvin G. Butler, Jr. Mgmt For For
T. J. Cunningham III Mgmt For For
Gary N. Geisel Mgmt For For
Leslie V. Godridge Mgmt For For
Richard S. Gold Mgmt For For
Richard A. Grossi Mgmt For For
Rene F. Jones Mgmt For For
Richard H. Ledgett, Jr. Mgmt For For
Newton P.S. Merrill Mgmt For For
Kevin J. Pearson Mgmt For For
Melinda R. Rich Mgmt For For
Robert E. Sadler, Jr. Mgmt For For
Denis J. Salamone Mgmt For For
John R. Scannell Mgmt For For
David S. Scharfstein Mgmt For For
Rudina Seseri Mgmt For For
Herbert L. Washington Mgmt For For
2. TO APPROVE THE COMPENSATION OF M&T BANK Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 935385410
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: MRO
ISIN: US5658491064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring in 2022: Chadwick C. Deaton
1B. Election of Director for a one-year term Mgmt For For
expiring in 2022: Marcela E. Donadio
1C. Election of Director for a one-year term Mgmt For For
expiring in 2022: Jason B. Few
1D. Election of Director for a one-year term Mgmt For For
expiring in 2022: M. Elise Hyland
1E. Election of Director for a one-year term Mgmt For For
expiring in 2022: Holli C. Ladhani
1F. Election of Director for a one-year term Mgmt For For
expiring in 2022: Brent J. Smolik
1G. Election of Director for a one-year term Mgmt For For
expiring in 2022: Lee M. Tillman
1H. Election of Director for a one-year term Mgmt For For
expiring in 2022: J. Kent Wells
2. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 935349868
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Abdulaziz F. Mgmt For For
Alkhayyal
1B. Election of Class I Director: Jonathan Z. Mgmt For For
Cohen
1C. Election of Class I Director: Michael J. Mgmt For For
Hennigan
1D. Election of Class I Director: Frank M. Mgmt For For
Semple
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent auditor for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
company's named executive officer
compensation.
4. Approval of the Marathon Petroleum Mgmt For For
Corporation 2021 Incentive Compensation
Plan.
5. Approval of an amendment to the company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority provisions.
6. Approval of an amendment to the company's Mgmt For For
Restated Certificate of Incorporation to
declassify the Board of Directors.
7. Shareholder proposal seeking to prohibit Shr Against For
accelerated vesting of equity awards in
connection with a change in control.
--------------------------------------------------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC. Agenda Number: 935390029
--------------------------------------------------------------------------------------------------------------------------
Security: 571903202
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: MAR
ISIN: US5719032022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J.W. Marriott, Jr. Mgmt For For
1B. ELECTION OF DIRECTOR: Anthony G. Capuano Mgmt For For
1C. ELECTION OF DIRECTOR: Deborah M. Harrison Mgmt For For
1D. ELECTION OF DIRECTOR: Frederick A. Mgmt For For
Henderson
1E. ELECTION OF DIRECTOR: Eric Hippeau Mgmt For For
1F. ELECTION OF DIRECTOR: Lawrence W. Kellner Mgmt For For
1G. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1H. ELECTION OF DIRECTOR: Aylwin B. Lewis Mgmt For For
1I. ELECTION OF DIRECTOR: David S. Marriott Mgmt For For
1J. ELECTION OF DIRECTOR: Margaret M. McCarthy Mgmt For For
1K. ELECTION OF DIRECTOR: George Munoz Mgmt For For
1L. ELECTION OF DIRECTOR: Horacio D. Rozanski Mgmt For For
1M. ELECTION OF DIRECTOR: Susan C. Schwab Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2021.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4A. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS TO REMOVE
SUPERMAJORITY VOTING STANDARDS: AMENDMENTS
TO REMOVE THE SUPERMAJORITY VOTING STANDARD
FOR REMOVAL OF DIRECTORS.
4B. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS TO REMOVE
SUPERMAJORITY VOTING STANDARDS: AMENDMENTS
TO REMOVE THE SUPERMAJORITY VOTING
STANDARDS FOR FUTURE AMENDMENTS TO THE
CERTIFICATE OF INCORPORATION APPROVED BY
OUR STOCKHOLDERS.
4C. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS TO REMOVE
SUPERMAJORITY VOTING STANDARDS: AMENDMENTS
TO REMOVE THE REQUIREMENT FOR A
SUPERMAJORITY STOCKHOLDER VOTE FOR FUTURE
AMENDMENTS TO CERTAIN BYLAW PROVISIONS.
4D. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS TO REMOVE
SUPERMAJORITY VOTING STANDARDS: AMENDMENT
TO REMOVE THE REQUIREMENT FOR A
SUPERMAJORITY STOCKHOLDER VOTE FOR CERTAIN
TRANSACTIONS.
4E. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS TO REMOVE
SUPERMAJORITY VOTING STANDARDS: AMENDMENT
TO REMOVE THE SUPERMAJORITY VOTING STANDARD
FOR CERTAIN BUSINESS COMBINATIONS.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr Against For
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr Against For
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
METTLER-TOLEDO INTERNATIONAL INC. Agenda Number: 935348311
--------------------------------------------------------------------------------------------------------------------------
Security: 592688105
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: MTD
ISIN: US5926881054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTORS: Robert F. Spoerry Mgmt For For
1.2 ELECTION OF DIRECTOR: Wah-Hui Chu Mgmt For For
1.3 ELECTION OF DIRECTOR: Domitille Doat-Le Mgmt For For
Bigot
1.4 ELECTION OF DIRECTOR: Olivier A. Filliol Mgmt For For
1.5 ELECTION OF DIRECTOR: Elisha W. Finney Mgmt For For
1.6 ELECTION OF DIRECTOR: Richard Francis Mgmt For For
1.7 ELECTION OF DIRECTOR: Michael A. Kelly Mgmt For For
1.8 ELECTION OF DIRECTOR: Thomas P. Salice Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE METTLER-TOLEDO Mgmt For For
INTERNATIONAL INC. 2013 EQUITY INCENTIVE
PLAN (AMENDED AND RESTATED EFFECTIVE AS OF
MAY 6, 2021).
--------------------------------------------------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL Agenda Number: 935359491
--------------------------------------------------------------------------------------------------------------------------
Security: 552953101
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: MGM
ISIN: US5529531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Barry Diller Mgmt For For
1B. Election of Director: William W. Grounds Mgmt For For
1C. Election of Director: Alexis M. Herman Mgmt For For
1D. Election of Director: William J. Hornbuckle Mgmt For For
1E. Election of Director: Mary Chris Jammet Mgmt For For
1F. Election of Director: John Kilroy Mgmt Against Against
1G. Election of Director: Joey Levin Mgmt For For
1H. Election of Director: Rose McKinney-James Mgmt For For
1I. Election of Director: Keith A. Meister Mgmt For For
1J. Election of Director: Paul Salem Mgmt For For
1K. Election of Director: Gregory M. Spierkel Mgmt For For
1L. Election of Director: Jan G. Swartz Mgmt For For
1M. Election of Director: Daniel J. Taylor Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP, as the independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
4. To approve and adopt the amendment to our Mgmt Against Against
charter.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC. Agenda Number: 935372918
--------------------------------------------------------------------------------------------------------------------------
Security: 608190104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MHK
ISIN: US6081901042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three Mgmt For For
years: Bruce C. Bruckmann
1B. Election of Director for a term of three Mgmt For For
years: John M. Engquist
2. The ratification of the selection of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm.
3. Advisory vote to approve executive Mgmt For For
compensation, as disclosed in the Company's
Proxy Statement for the 2021 Annual Meeting
of Stockholders.
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 935419499
--------------------------------------------------------------------------------------------------------------------------
Security: 61174X109
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: MNST
ISIN: US61174X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Sacks Mgmt For For
Hilton H. Schlosberg Mgmt For For
Mark J. Hall Mgmt For For
James L. Dinkins Mgmt For For
Gary P. Fayard Mgmt For For
Jeanne P. Jackson Mgmt For For
Steven G. Pizula Mgmt For For
Benjamin M. Polk Mgmt For For
Mark S. Vidergauz Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2021.
3. Proposal to approve, on a non-binding, Mgmt For For
advisory basis, the compensation of the
Company's named executive officers.
4. To consider a stockholder proposal Shr Against For
regarding a by-law amendment for an annual
vote and report on climate change; if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935406252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Richard N.
Barton
1B. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Rodolphe
Belmer
1C. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Bradford L.
Smith
1D. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Anne M.
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the Company's Mgmt Against Against
executive officer compensation.
4. Stockholder proposal entitled, "Proposal 4 Shr Against For
- Political Disclosures," if properly
presented at the meeting.
5. Stockholder proposal entitled, "Proposal 5 Shr For Against
- Simple Majority Vote," if properly
presented at the meeting.
6. Stockholder proposal entitled, "Stockholder Shr Against For
Proposal to Improve the Executive
Compensation Philosophy," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 935256378
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 17-Sep-2020
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class B Director: Alan B. Graf, Mgmt For For
Jr.
1b. Election of Class B Director: Peter B. Mgmt For For
Henry
1c. Election of Class B Director: Michelle A. Mgmt For For
Peluso
2. To approve executive compensation by an Mgmt Against Against
advisory vote.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
4. To approve the Nike, Inc. Stock Incentive Mgmt For For
Plan, as amended and restated.
5. To consider a shareholder proposal Shr Against For
regarding political contributions
disclosure.
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 935267422
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Special
Meeting Date: 02-Oct-2020
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of July 20, 2020 (as may be
amended from time to time, the "merger
agreement"), by and among Chevron
Corporation, Chelsea Merger Sub Inc. and
Noble Energy, Inc. ("Noble Energy").
2. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the compensation that may be paid or
become payable to Noble Energy's named
executive officers that is based on or
otherwise related to the merger.
3. To approve the adjournment of the special Mgmt For For
meeting, if necessary or appropriate, to
solicit additional proxies if there are not
sufficient votes to adopt the merger
agreement.
--------------------------------------------------------------------------------------------------------------------------
NORTONLIFELOCK INC. Agenda Number: 935251190
--------------------------------------------------------------------------------------------------------------------------
Security: 668771108
Meeting Type: Annual
Meeting Date: 08-Sep-2020
Ticker: NLOK
ISIN: US6687711084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sue Barsamian Mgmt For For
1B. Election of Director: Eric K. Brandt Mgmt For For
1C. Election of Director: Frank E. Dangeard Mgmt For For
1D. Election of Director: Nora M. Denzel Mgmt For For
1E. Election of Director: Peter A. Feld Mgmt For For
1F. Election of Director: Kenneth Y. Hao Mgmt For For
1G. Election of Director: David W. Humphrey Mgmt For For
1H. Election of Director: Vincent Pilette Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
4. Stockholder proposal regarding political Shr Against For
spending disclosure.
--------------------------------------------------------------------------------------------------------------------------
NORWEGIAN CRUISE LINE HOLDINGS LTD. Agenda Number: 935378148
--------------------------------------------------------------------------------------------------------------------------
Security: G66721104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: NCLH
ISIN: BMG667211046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Adam M. Aron Mgmt For For
1B. Election of Class II Director: Stella David Mgmt For For
1C. Election of Class II Director: Mary E. Mgmt For For
Landry
2. Approval, on a non-binding, advisory basis, Mgmt Against Against
of the compensation of our named executive
officers.
3. Approval of an increase in our authorized Mgmt For For
share capital to increase the number of
ordinary shares authorized for issuance
from 490,000,000 to 980,000,000.
4. Approval of an amendment to our 2013 Mgmt For For
Performance Incentive Plan (our "Plan"),
including an increase in the number of
shares available for grant under our Plan.
5. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP ("PwC") as our
independent registered public accounting
firm for the year ending December 31, 2021
and the determination of PwC's remuneration
by our Audit Committee.
--------------------------------------------------------------------------------------------------------------------------
NOV INC. Agenda Number: 935382907
--------------------------------------------------------------------------------------------------------------------------
Security: 62955J103
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: NOV
ISIN: US62955J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Clay C. Williams Mgmt For For
1b. Election of Director: Greg L. Armstrong Mgmt For For
1c. Election of Director: Marcela E. Donadio Mgmt For For
1d. Election of Director: Ben A. Guill Mgmt For For
1e. Election of Director: James T. Hackett Mgmt For For
1f. Election of Director: David D. Harrison Mgmt For For
1g. Election of Director: Eric L. Mattson Mgmt For For
1h. Election of Director: Melody B. Meyer Mgmt For For
1i. Election of Director: William R. Thomas Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent auditors of the Company.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 935347446
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: E. Spencer Abraham Mgmt For For
1B. Election of Director: Antonio Carrillo Mgmt For For
1C. Election of Director: Matthew Carter, Jr. Mgmt For For
1D. Election of Director: Lawrence S. Coben Mgmt For For
1E. Election of Director: Heather Cox Mgmt For For
1F. Election of Director: Elisabeth B. Donohue Mgmt For For
1G. Election of Director: Mauricio Gutierrez Mgmt For For
1H. Election of Director: Paul W. Hobby Mgmt For For
1I. Election of Director: Alexandra Pruner Mgmt For For
1J. Election of Director: Anne C. Schaumburg Mgmt For For
1K. Election of Director: Thomas H. Weidemeyer Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 935359364
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stephen I. Chazen Mgmt For For
1B. Election of Director: Andrew Gould Mgmt For For
1C. Election of Director: Carlos M. Gutierrez Mgmt For For
1D. Election of Director: Vicki Hollub Mgmt For For
1E. Election of Director: Gary Hu Mgmt For For
1F. Election of Director: William R. Klesse Mgmt For For
1G. Election of Director: Andrew N. Langham Mgmt For For
1H. Election of Director: Jack B. Moore Mgmt For For
1I. Election of Director: Margarita Mgmt For For
Palau-Hernandez
1J. Election of Director: Avedick B. Poladian Mgmt For For
1K. Election of Director: Robert M. Shearer Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Selection of KPMG as Mgmt For For
Occidental's Independent Auditor.
--------------------------------------------------------------------------------------------------------------------------
OLD DOMINION FREIGHT LINE, INC. Agenda Number: 935402317
--------------------------------------------------------------------------------------------------------------------------
Security: 679580100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ODFL
ISIN: US6795801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sherry A. Aaholm Mgmt For For
David S. Congdon Mgmt For For
John R. Congdon, Jr. Mgmt For For
Bradley R. Gabosch Mgmt For For
Greg C. Gantt Mgmt For For
Patrick D. Hanley Mgmt For For
John D. Kasarda Mgmt For For
Wendy T. Stallings Mgmt For For
Thomas A. Stith, III Mgmt For For
Leo H. Suggs Mgmt For For
D. Michael Wray Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ONEOK, INC. Agenda Number: 935390726
--------------------------------------------------------------------------------------------------------------------------
Security: 682680103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: OKE
ISIN: US6826801036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian L. Derksen Mgmt For For
1B. Election of Director: Julie H. Edwards Mgmt For For
1C. Election of Director: John W. Gibson Mgmt For For
1D. Election of Director: Mark W. Helderman Mgmt For For
1E. Election of Director: Randall J. Larson Mgmt For For
1F. Election of Director: Steven J. Malcolm Mgmt For For
1G. Election of Director: Jim W. Mogg Mgmt For For
1H. Election of Director: Pattye L. Moore Mgmt For For
1I. Election of Director: Eduardo A. Rodriguez Mgmt For For
1J. Election of Director: Gerald B. Smith Mgmt For For
1K. Election of Director: Terry K. Spencer Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of ONEOK, Inc. for the year ending
December 31, 2021.
3. An advisory vote to approve ONEOK, Inc.'s Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PAYCHEX, INC. Agenda Number: 935267066
--------------------------------------------------------------------------------------------------------------------------
Security: 704326107
Meeting Type: Annual
Meeting Date: 15-Oct-2020
Ticker: PAYX
ISIN: US7043261079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: B. Thomas Golisano Mgmt For For
1B. Election of Director: Thomas F. Bonadio Mgmt For For
1C. Election of Director: Joseph G. Doody Mgmt For For
1D. Election of Director: David J.S. Flaschen Mgmt For For
1E. Election of Director: Pamela A. Joseph Mgmt For For
1F. Election of Director: Martin Mucci Mgmt For For
1G. Election of Director: Joseph M. Tucci Mgmt For For
1H. Election of Director: Joseph M. Velli Mgmt For For
1I. Election of Director: Kara Wilson Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO APPROVE AND AMEND THE PAYCHEX, INC. 2002 Mgmt For For
STOCK INCENTIVE PLAN.
4. RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
PAYCOM SOFTWARE, INC. Agenda Number: 935382692
--------------------------------------------------------------------------------------------------------------------------
Security: 70432V102
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: PAYC
ISIN: US70432V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert J. Levenson Mgmt For For
Frederick C. Peters II Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
4. Stockholder proposal requesting that the Shr For
Board of Directors prepare a diversity
report.
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 935362133
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting of
shareholder: Julie L. Bushman
1B. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting of
shareholder: Lisa A. Davis
2. Management proposal for the annual election Mgmt For For
of directors.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2021.
4. Advisory vote to approve our executive Mgmt For For
compensation.
5. Shareholder proposal regarding greenhouse Shr For Against
gas emissions targets.
6. Shareholder proposal regarding report on Shr For Against
climate lobbying.
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935316403
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Special
Meeting Date: 12-Jan-2021
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO VOTE ON A PROPOSAL TO APPROVE THE Mgmt For For
ISSUANCE OF SHARES OF PIONEER COMMON STOCK,
PAR VALUE $0.01 PER SHARE ("PIONEER COMMON
STOCK"), PURSUANT TO THE TERMS OF THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
OCTOBER 20, 2020 ("MERGER AGREEMENT"), BY
AND AMONG PIONEER, PARSLEY ENERGY, INC.
("PARSLEY") AND CERTAIN SUBSIDIARIES OF
PIONEER AND PARSLEY, AND OTHER SHARES OF
PIONEER COMMON STOCK RESERVED FOR ISSUANCE
IN CONNECTION WITH THE TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT (THE
"STOCK ISSUANCE" AND THE "PIONEER STOCK
ISSUANCE PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935392883
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: A.R. Alameddine Mgmt For For
1B. Election of Director: Edison C. Buchanan Mgmt For For
1C. Election of Director: Matt Gallagher Mgmt For For
1D. Election of Director: Phillip A. Gobe Mgmt For For
1E. Election of Director: Larry R. Grillot Mgmt For For
1F. Election of Director: Stacy P. Methvin Mgmt For For
1G. Election of Director: Royce W. Mitchell Mgmt For For
1H. Election of Director: Frank A. Risch Mgmt For For
1I. Election of Director: Scott D. Sheffield Mgmt For For
1J. Election of Director: J. Kenneth Thompson Mgmt For For
1K. Election of Director: Phoebe A. Wood Mgmt For For
1L. Election of Director: Michael D. Wortley Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2021.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
POOL CORPORATION Agenda Number: 935369416
--------------------------------------------------------------------------------------------------------------------------
Security: 73278L105
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: POOL
ISIN: US73278L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter D. Arvan Mgmt For For
1B. Election of Director: Timothy M. Graven Mgmt For For
1C. Election of Director: Debra S. Oler Mgmt For For
1D. Election of Director: Manuel J. Perez de la Mgmt For For
Mesa
1E. Election of Director: Harlan F. Seymour Mgmt For For
1F. Election of Director: Robert C. Sledd Mgmt For For
1G. Election of Director: John E. Stokely Mgmt For For
1H. Election of Director: David G. Whalen Mgmt For For
2. Ratification of the retention of Ernst & Mgmt For For
Young LLP, certified public accountants, as
our independent registered public
accounting firm for the 2021 fiscal year.
3. Say-on-pay vote: Advisory vote to approve Mgmt For For
the compensation of our named executive
officers as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC. Agenda Number: 935380597
--------------------------------------------------------------------------------------------------------------------------
Security: 74251V102
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: PFG
ISIN: US74251V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Roger C. Hochschild Mgmt For For
1B. Election of Director: Daniel J. Houston Mgmt For For
1C. Election of Director: Diane C. Nordin Mgmt For For
1D. Election of Director: Alfredo Rivera Mgmt For For
2. Advisory Approval of Compensation of Our Mgmt For For
Named Executive Officers.
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accountants.
4. Approval of Principal Financial Group, Inc. Mgmt For For
2021 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 935369163
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas J. Baltimore, Mgmt For For
Jr.
1b. Election of Director: Gilbert F. Casellas Mgmt For For
1c. Election of Director: Robert M. Falzon Mgmt For For
1d. Election of Director: Martina Hund-Mejean Mgmt For For
1e. Election of Director: Wendy Jones Mgmt For For
1f. Election of Director: Karl J. Krapek Mgmt For For
1g. Election of Director: Peter R. Lighte Mgmt For For
1h. Election of Director: Charles F. Lowrey Mgmt For For
1i. Election of Director: George Paz Mgmt For For
1j. Election of Director: Sandra Pianalto Mgmt For For
1k. Election of Director: Christine A. Poon Mgmt For For
1l. Election of Director: Douglas A. Scovanner Mgmt For For
1m. Election of Director: Michael A. Todman Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of the Prudential Financial, Inc. Mgmt For For
2021 Omnibus Incentive Plan.
5. Shareholder proposal regarding an Shr Against For
Independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
PULTEGROUP, INC. Agenda Number: 935365646
--------------------------------------------------------------------------------------------------------------------------
Security: 745867101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: PHM
ISIN: US7458671010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian P. Anderson Mgmt For For
1B. Election of Director: Bryce Blair Mgmt For For
1C. Election of Director: Richard W. Dreiling Mgmt For For
1D. Election of Director: Thomas J. Folliard Mgmt For For
1E. Election of Director: Cheryl W. Grise Mgmt For For
1F. Election of Director: Andre J. Hawaux Mgmt For For
1G. Election of Director: J. Phillip Holloman Mgmt For For
1H. Election of Director: Ryan R. Marshall Mgmt For For
1I. Election of Director: John R. Peshkin Mgmt For For
1J. Election of Director: Scott F. Powers Mgmt For For
1K. Election of Director: Lila Snyder Mgmt For For
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
3. Say-on-pay: Advisory vote to approve Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
REGENCY CENTERS CORPORATION Agenda Number: 935360634
--------------------------------------------------------------------------------------------------------------------------
Security: 758849103
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: REG
ISIN: US7588491032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Martin E. Stein, Jr. Mgmt For For
1B. Election of Director: Joseph F. Azrack Mgmt For For
1C. Election of Director: Bryce Blair Mgmt For For
1D. Election of Director: C. Ronald Blankenship Mgmt For For
1E. Election of Director: Deirdre J. Evens Mgmt For For
1F. Election of Director: Thomas W. Furphy Mgmt For For
1G. Election of Director: Karin M. Klein Mgmt For For
1H. Election of Director: Peter D. Linneman Mgmt For For
1I. Election of Director: David P. O'Connor Mgmt For For
1J. Election of Director: Lisa Palmer Mgmt For For
1K. Election of Director: Thomas G. Wattles Mgmt For For
2. Adoption of an advisory resolution Mgmt For For
approving executive compensation for fiscal
year 2020.
3. Ratification of appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 935344452
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carolyn H. Byrd Mgmt For For
1B. Election of Director: Don DeFosset Mgmt For For
1C. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1D. Election of Director: Zhanna Golodryga Mgmt For For
1E. Election of Director: John D. Johns Mgmt For For
1F. Election of Director: Ruth Ann Marshall Mgmt For For
1G. Election of Director: Charles D. McCrary Mgmt For For
1H. Election of Director: James T. Prokopanko Mgmt For For
1I. Election of Director: Lee J. Styslinger III Mgmt For For
1J. Election of Director: Jose S. Suquet Mgmt For For
1K. Election of Director: John M. Turner, Jr. Mgmt For For
1L. Election of Director: Timothy Vines Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm for 2021.
3. Advisory Vote on Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RESMED INC. Agenda Number: 935280115
--------------------------------------------------------------------------------------------------------------------------
Security: 761152107
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: RMD
ISIN: US7611521078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2021 Mgmt For For
annual meeting: Karen Drexler
2B. Election of Director to serve until 2021 Mgmt For For
annual meeting: Michael Farrell
2. Ratify our appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
3. Approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers, as disclosed in the proxy
statement ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. Agenda Number: 935411215
--------------------------------------------------------------------------------------------------------------------------
Security: V7780T103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: RCL
ISIN: LR0008862868
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John F. Brock Mgmt For For
1B. Election of Director: Richard D. Fain Mgmt For For
1C. Election of Director: Stephen R. Howe, Jr. Mgmt For For
1D. Election of Director: William L. Kimsey Mgmt For For
1E. Election of Director: Amy McPherson Mgmt For For
1F. Election of Director: Maritza G. Montiel Mgmt For For
1G. Election of Director: Ann S. Moore Mgmt For For
1H. Election of Director: Eyal M. Ofer Mgmt For For
1I. Election of Director: William K. Reilly Mgmt For For
1J. Election of Director: Vagn O. Sorensen Mgmt For For
1K. Election of Director: Donald Thompson Mgmt For For
1L. Election of Director: Arne Alexander Mgmt For For
Wilhelmsen
2. Advisory approval of the Company's Mgmt For For
compensation of its named executive
officers.
3. Approval of the amendment to the Company's Mgmt For For
1994 Employee Stock Purchase Plan.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
5. The shareholder proposal regarding Shr Against For
political contributions disclosure.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935416811
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan to increase the
number of shares reserved for issuance.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
4. An advisory vote to approve the fiscal 2021 Mgmt For For
compensation of our named executive
officers.
5. A stockholder proposal requesting that the Shr Against For
Board of Directors take steps necessary to
transition Salesforce to a Public Benefit
Corporation, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935338170
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 07-Apr-2021
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Patrick de La Mgmt For For
Chevardiere
1.2 Election of Director: Miguel M. Galuccio Mgmt For For
1.3 Election of Director: Olivier Le Peuch Mgmt For For
1.4 Election of Director: Tatiana A. Mitrova Mgmt For For
1.5 Election of Director: Maria M. Hanssen Mgmt For For
1.6 Election of Director: Mark G. Papa Mgmt For For
1.7 Election of Director: Henri Seydoux Mgmt For For
1.8 Election of Director: Jeff W. Sheets Mgmt For For
2. Approval of the advisory resolution to Mgmt For For
approve our executive compensation.
3. Approval of our consolidated balance sheet Mgmt For For
as of December 31, 2020; our consolidated
statement of income for the year ended
December 31, 2020; and our Board of
Directors' declarations of dividends in
2020, as reflected in our 2020 Annual
Report to Stockholders.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for 2021.
5. Approval of an amendment and restatement of Mgmt For For
the 2017 Schlumberger Omnibus Stock
Incentive Plan.
6. Approval of an amendment and restatement of Mgmt For For
the Schlumberger Discounted Stock Purchase
Plan.
7. Approval of an amendment and restatement of Mgmt For For
the 2004 Stock and Deferral Plan for
Non-Employee Directors.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935416746
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan L. Bostrom Mgmt For For
1B. Election of Director: Jonathan C. Chadwick Mgmt For For
1C. Election of Director: Lawrence J. Jackson, Mgmt For For
Jr.
1D. Election of Director: Frederic B. Luddy Mgmt For For
1E. Election of Director: Jeffrey A. Miller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers ("Say-on-Pay").
3. To ratify PricewaterhouseCoopers LLP as the Mgmt For For
independent registered public accounting
firm for 2021.
4. To approve an amendment to our Restated Mgmt For For
Certificate of Incorporation, as amended,
to provide shareholders with the right to
call a special meeting.
5. To approve the 2021 Equity Incentive Plan Mgmt Against Against
to replace the 2012 Equity Incentive Plan.
6. To approve the Amended and Restated 2012 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 935360608
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SPG
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Glyn F. Aeppel Mgmt For For
1B. Election of Director: Larry C. Glasscock Mgmt For For
1C. Election of Director: Karen N. Horn, Ph.D. Mgmt For For
1D. Election of Director: Allan Hubbard Mgmt For For
1E. Election of Director: Reuben S. Leibowitz Mgmt For For
1F. Election of Director: Gary M. Rodkin Mgmt For For
1G. Election of Director: Stefan M. Selig Mgmt For For
1H. Election of Director: Daniel C. Smith, Mgmt For For
Ph.D.
1I. Election of Director: J. Albert Smith, Jr. Mgmt For For
1J. Election of Director: Marta R. Stewart Mgmt For For
2. An Advisory Vote to Approve the Mgmt For For
Compensation of our Named Executive
Officers.
3. Ratification of Ernst & Young LLP as our Mgmt For For
Independent Registered Public Accounting
Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 935366799
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alan S. Batey Mgmt For For
1b. Election of Director: Kevin L. Beebe Mgmt For For
1c. Election of Director: Timothy R. Furey Mgmt For For
1d. Election of Director: Liam K. Griffin Mgmt For For
1e. Election of Director: Christine King Mgmt For For
1f. Election of Director: David P. McGlade Mgmt For For
1g. Election of Director: Robert A. Schriesheim Mgmt For For
1h. Election of Director: Kimberly S. Stevenson Mgmt For For
2. To ratify the selection by the Company's Mgmt For For
Audit Committee of KPMG LLP as the
independent registered public accounting
firm for the Company for fiscal year 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as described in the
Company's Proxy Statement.
4. To approve the Company's Amended and Mgmt For For
Restated 2015 Long-Term Incentive Plan.
5. To approve a stockholder proposal regarding Shr For
supermajority voting provisions.
--------------------------------------------------------------------------------------------------------------------------
SL GREEN REALTY CORP. Agenda Number: 935412623
--------------------------------------------------------------------------------------------------------------------------
Security: 78440X804
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: SLG
ISIN: US78440X8048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John H. Alschuler Mgmt For For
1B. Election of Director: Betsy S. Atkins Mgmt For For
1C. Election of Director: Edwin T. Burton, III Mgmt For For
1D. Election of Director: Lauren B. Dillard Mgmt For For
1E. Election of Director: Stephen L. Green Mgmt For For
1F. Election of Director: Craig M. Hatkoff Mgmt For For
1G. Election of Director: Marc Holliday Mgmt For For
1H. Election of Director: John S. Levy Mgmt For For
1I. Election of Director: Andrew W. Mathias Mgmt For For
2. To approve, on a non-binding advisory Mgmt Against Against
basis, our executive compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 935339982
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg Becker Mgmt For For
Eric Benhamou Mgmt For For
John Clendening Mgmt For For
Richard Daniels Mgmt For For
Alison Davis Mgmt For For
Roger Dunbar Mgmt For For
Joel Friedman Mgmt For For
Jeffrey Maggioncalda Mgmt For For
Beverly Kay Matthews Mgmt For For
Mary Miller Mgmt For For
Kate Mitchell Mgmt For For
Garen Staglin Mgmt For For
2. To approve, on an advisory basis, our Mgmt For For
executive compensation ("Say on Pay").
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for its fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SYNCHRONY FINANCIAL Agenda Number: 935377881
--------------------------------------------------------------------------------------------------------------------------
Security: 87165B103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: SYF
ISIN: US87165B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Margaret M. Keane Mgmt For For
1B. Election of Director: Fernando Aguirre Mgmt For For
1C. Election of Director: Paget L. Alves Mgmt For For
1D. Election of Director: Arthur W. Coviello, Mgmt For For
Jr.
1E. Election of Director: Brian D. Doubles Mgmt For For
1F. Election of Director: William W. Graylin Mgmt For For
1G. Election of Director: Roy A. Guthrie Mgmt For For
1H. Election of Director: Jeffrey G. Naylor Mgmt For For
1I. Election of Director: Bill Parker Mgmt For For
1J. Election of Director: Laurel J. Richie Mgmt For For
1K. Election of Director: Olympia J. Snowe Mgmt For For
1L. Election of Director: Ellen M. Zane Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Advisory Vote on Frequency of Say-on-Pay Mgmt 1 Year For
Vote.
4. Ratification of Selection of KPMG LLP as Mgmt For For
Independent Registered Public Accounting
Firm of the Company for 2021.
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 935357586
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark S. Bartlett Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt For For
1C. Election of Director: Dina Dublon Mgmt For For
1D. Election of Director: Dr. Freeman A. Mgmt For For
Hrabowski, III
1E. Election of Director: Robert F. MacLellan Mgmt For For
1F. Election of Director: Olympia J. Snowe Mgmt For For
1G. Election of Director: Robert J. Stevens Mgmt For For
1H. Election of Director: William J. Stromberg Mgmt For For
1I. Election of Director: Richard R. Verma Mgmt For For
1J. Election of Director: Sandra S. Wijnberg Mgmt For For
1K. Election of Director: Alan D. Wilson Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation paid by the Company to its
Named Executive Officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for 2021.
4. Stockholder proposal for a report on voting Shr Against For
by our funds and portfolios on matters
related to climate change.
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935256758
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109
Meeting Type: Annual
Meeting Date: 16-Sep-2020
Ticker: TTWO
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Strauss Zelnick Mgmt For For
1B. Election of Director: Michael Dornemann Mgmt For For
1C. Election of Director: J. Moses Mgmt For For
1D. Election of Director: Michael Sheresky Mgmt For For
1E. Election of Director: LaVerne Srinivasan Mgmt For For
1F. Election of Director: Susan Tolson Mgmt For For
1G. Election of Director: Paul Viera Mgmt For For
1H. Election of Director: Roland Hernandez Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's "named
executive officers" as disclosed in the
Proxy Statement.
3. Approval of the Amended and Restated Mgmt For For
Take-Two Interactive Software, Inc. 2017
Stock Incentive Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our Independent registered
public accounting firm for the fiscal year
ending March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935412635
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Robert L. Edwards Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Donald R. Knauss Mgmt For For
1G. Election of Director: Christine A. Leahy Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
1K. Election of Director: Kenneth L. Salazar Mgmt For For
1L. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt For For
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt For For
basis, our executive compensation (Say on
Pay).
4. Shareholder proposal to amend the proxy Shr Against For
access bylaw to remove the shareholder
group limit.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 935359516
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: Michael A. Bradley
1B. Election of Director to serve for a one Mgmt For For
year term: Edwin J. Gillis
1C. Election of Director to serve for a one Mgmt For For
year term: Timothy E. Guertin
1D. Election of Director to serve for a one Mgmt For For
year term: Peter Herweck
1E. Election of Director to serve for a one Mgmt For For
year term: Mark E. Jagiela
1F. Election of Director to serve for a one Mgmt For For
year term: Mercedes Johnson
1G. Election of Director to serve for a one Mgmt For For
year term: Marilyn Matz
1H. Election of Director to serve for a one Mgmt For For
year term: Paul J. Tufano
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To approve an amendment to the Company's Mgmt For For
Articles of Organization to lower the
voting requirement for shareholder approval
of mergers, share exchanges and substantial
sales of Company assets from a
super-majority to a simple majority.
4. To approve an amendment to the Company's Mgmt For For
Articles of Organization to permit
shareholders to act by a simple majority
written consent, rather than by unanimous
written consent.
5. To approve an amendment to the 1996 Mgmt For For
Employee Stock Purchase Plan to increase
the aggregate number of shares of common
stock that may be issued pursuant to the
plan by 3,000,000 shares.
6. To approve the 2006 Equity and Cash Mgmt For For
Compensation Incentive Plan, as amended, to
include, among other changes, a new total
annual compensation cap for non-employee
directors.
7. To ratify the selection of the firm of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TEXTRON INC. Agenda Number: 935343323
--------------------------------------------------------------------------------------------------------------------------
Security: 883203101
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: TXT
ISIN: US8832031012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott C. Donnelly Mgmt For For
1B. Election of Director: Kathleen M. Bader Mgmt For For
1C. Election of Director: R. Kerry Clark Mgmt For For
1D. Election of Director: James T. Conway Mgmt For For
1E. Election of Director: Paul E. Gagne Mgmt For For
1F. Election of Director: Ralph D. Heath Mgmt For For
1G. Election of Director: Deborah Lee James Mgmt For For
1H. Election of Director: Lionel L. Nowell III Mgmt For For
1I. Election of Director: James L. Ziemer Mgmt For For
1J. Election of Director: Maria T. Zuber Mgmt For For
2. Approval of the advisory (non-binding) Mgmt For For
resolution to approve executive
compensation.
3. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
4. Shareholder proposal regarding shareholder Shr For Against
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 935338132
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Z. Cook Mgmt For For
1B. Election of Director: Joseph J. Echevarria Mgmt For For
1C. Election of Director: Thomas P. "Todd" Mgmt For For
Gibbons
1D. Election of Director: M. Amy Gilliland Mgmt For For
1E. Election of Director: Jeffrey A. Goldstein Mgmt For For
1F. Election of Director: K. Guru Gowrappan Mgmt For For
1G. Election of Director: Ralph Izzo Mgmt For For
1H. Election of Director: Edmund F. "Ted" Kelly Mgmt For For
1I. Election of Director: Elizabeth E. Robinson Mgmt For For
1J. Election of Director: Samuel C. Scott III Mgmt For For
1K. Election of Director: Frederick O. Terrell Mgmt For For
1L. Election of Director: Alfred W. "Al" Zollar Mgmt For For
2. Advisory resolution to approve the 2020 Mgmt For For
compensation of our named executive
officers.
3. Ratification of KPMG LLP as our independent Mgmt For For
auditor for 2021.
4. Stockholder proposal regarding stockholder Shr For Against
requests for a record date to initiate
written consent.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 935340884
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Bradway Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Lynne M. Doughtie Mgmt For For
1D. Election of Director: Edmund P. Mgmt For For
Giambastiani Jr.
1E. Election of Director: Lynn J. Good Mgmt For For
1F. Election of Director: Akhil Johri Mgmt For For
1G. Election of Director: Lawrence W. Kellner Mgmt For For
1H. Election of Director: Steven M. Mollenkopf Mgmt For For
1I. Election of Director: John M. Richardson Mgmt For For
1J. Election of Director: Ronald A. Williams Mgmt For For
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify the Appointment of Deloitte & Touche Mgmt For For
LLP as Independent Auditor for 2021.
4. Additional Report on Lobbying Activities. Shr Against For
5. Written Consent. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY Agenda Number: 935281383
--------------------------------------------------------------------------------------------------------------------------
Security: 189054109
Meeting Type: Annual
Meeting Date: 18-Nov-2020
Ticker: CLX
ISIN: US1890541097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Banse Mgmt For For
1B. Election of Director: Richard H. Carmona Mgmt For For
1C. Election of Director: Benno Dorer Mgmt For For
1D. Election of Director: Spencer C. Fleischer Mgmt For For
1E. Election of Director: Esther Lee Mgmt For For
1F. Election of Director: A.D. David Mackay Mgmt For For
1G. Election of Director: Paul Parker Mgmt For For
1H. Election of Director: Linda Rendle Mgmt For For
1I. Election of Director: Matthew J. Shattock Mgmt For For
1J. Election of Director: Kathryn Tesija Mgmt For For
1K. Election of Director: Pamela Thomas-Graham Mgmt For For
1L. Election of Director: Russell Weiner Mgmt For For
1M. Election of Director: Christopher J. Mgmt For For
Williams
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as the Clorox Company's
Independent Registered Public Accounting
Firm.
4. Approval of the Amended and Restated Mgmt For For
Certificate of Incorporation to Eliminate
Supermajority Voting Provision.
--------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda Number: 935274530
--------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 10-Nov-2020
Ticker: EL
ISIN: US5184391044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Charlene Mgmt For For
Barshefsky
1B. Election of Class III Director: Wei Sun Mgmt For For
Christianson
1C. Election of Class III Director: Fabrizio Mgmt For For
Freda
1D. Election of Class III Director: Jane Lauder Mgmt For For
1E. Election of Class III Director: Leonard A. Mgmt For For
Lauder
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for the 2021 fiscal year.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935349351
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Drew G. Faust Mgmt For For
1C. Election of Director: Mark A. Flaherty Mgmt For For
1D. Election of Director: Ellen J. Kullman Mgmt For For
1E. Election of Director: Lakshmi N. Mittal Mgmt For For
1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1G. Election of Director: Peter Oppenheimer Mgmt For For
1H. Election of Director: David M. Solomon Mgmt For For
1I. Election of Director: Jan E. Tighe Mgmt For For
1J. Election of Director: Jessica R. Uhl Mgmt For For
1K. Election of Director: David A. Viniar Mgmt For For
1L. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation (Say on Pay).
3. Approval of The Goldman Sachs Amended and Mgmt For For
Restated Stock Incentive Plan (2021).
4. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm for 2021.
5. Shareholder Proposal Regarding Shareholder Shr For Against
Right to Act by Written Consent.
6. Shareholder Proposal Regarding a Report on Shr For Against
the Effects of the Use of Mandatory
Arbitration.
7. Shareholder Proposal Regarding Conversion Shr Against For
to a Public Benefit Corporation.
8. Shareholder Proposal Regarding a Racial Shr For Against
Equity Audit
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 935369264
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert B. Allardice, Mgmt For For
III
1B. Election of Director: Larry D. De Shon Mgmt For For
1C. Election of Director: Carlos Dominguez Mgmt For For
1D. Election of Director: Trevor Fetter Mgmt For For
1E. Election of Director: Donna James Mgmt For For
1F. Election of Director: Kathryn A. Mikells Mgmt For For
1G. Election of Director: Michael G. Morris Mgmt For For
1H. Election of Director: Teresa W. Roseborough Mgmt For For
1I. Election of Director: Virginia P. Mgmt For For
Ruesterholz
1J. Election of Director: Christopher J. Swift Mgmt For For
1K. Election of Director: Matthew E. Winter Mgmt For For
1L. Election of Director: Greig Woodring Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2021.
3. Management proposal to approve, on a Mgmt For For
non-binding advisory basis, the
compensation of the Company's named
executive officers as disclosed in the
Company's proxy statement.
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 935377300
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P. M. Arway Mgmt For For
J. W. Brown Mgmt For For
M. G. Buck Mgmt For For
V. L. Crawford Mgmt For For
R. M. Dutkowsky Mgmt For For
M. K. Haben Mgmt For For
J. C. Katzman Mgmt For For
M. D. Koken Mgmt For For
R. M. Malcolm Mgmt For For
A. J. Palmer Mgmt For For
J. R. Perez Mgmt For For
W. L. Schoppert Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for 2021.
3. Approve named executive officer Mgmt For For
compensation on a non-binding advisory
basis.
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 935432889
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nora A. Aufreiter Mgmt For For
1B. Election of Director: Kevin M. Brown Mgmt For For
1C. Election of Director: Anne Gates Mgmt For For
1D. Election of Director: Karen M. Hoguet Mgmt For For
1E. Election of Director: W. Rodney McMullen Mgmt For For
1F. Election of Director: Clyde R. Moore Mgmt For For
1G. Election of Director: Ronald L. Sargent Mgmt For For
1H. Election of Director: J. Amanda Sourry Knox Mgmt For For
1I. Election of Director: Mark S. Sutton Mgmt For For
1J. Election of Director: Ashok Vemuri Mgmt For For
2. Approval, on an advisory basis, of Kroger's Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP, Mgmt For For
as auditors.
4. A shareholder proposal, if properly Shr Against For
presented, to issue a report assessing the
environmental impacts of using unrecyclable
packaging for private label brands.
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 935377348
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl K. Beebe Mgmt For For
1B. Election of Director: Oscar P. Bernardes Mgmt For For
1C. Election of Director: Gregory L. Ebel Mgmt For For
1D. Election of Director: Timothy S. Gitzel Mgmt For For
1E. Election of Director: Denise C. Johnson Mgmt For For
1F. Election of Director: Emery N. Koenig Mgmt For For
1G. Election of Director: James ("Joc") C. Mgmt For For
O'Rourke
1H. Election of Director: David T. Seaton Mgmt For For
1I. Election of Director: Steven M. Seibert Mgmt For For
1J. Election of Director: Luciano Siani Pires Mgmt For For
1K. Election of Director: Gretchen H. Watkins Mgmt For For
1L. Election of Director: Kelvin R. Westbrook Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as Mosaic's independent registered public
accounting firm for the year ending
December 31, 2021.
3. An advisory vote to approve the Mgmt For For
compensation of our named executive
officers as disclosed in the accompanying
Proxy Statement.
4. Stockholder proposal relating to adoption Shr For Against
of written consent right.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 935343208
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph Alvarado Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt For For
1C. Election of Director: Debra A. Cafaro Mgmt For For
1D. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1E. Election of Director: David L. Cohen Mgmt For For
1F. Election of Director: William S. Demchak Mgmt For For
1G. Election of Director: Andrew T. Feldstein Mgmt For For
1H. Election of Director: Richard J. Harshman Mgmt For For
1I. Election of Director: Daniel R. Hesse Mgmt For For
1J. Election of Director: Linda R. Medler Mgmt For For
1K. Election of Director: Martin Pfinsgraff Mgmt For For
1L. Election of Director: Toni Townes-Whitley Mgmt For For
1M. Election of Director: Michael J. Ward Mgmt For For
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
PNC's independent registered public
accounting firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal regarding report on Shr Against For
risk management and the nuclear weapons
industry.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935264969
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 13-Oct-2020
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Francis S. Blake Mgmt For For
1B. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For
1C. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For
1D. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For
1E. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1F. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For
1G. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For
1H. ELECTION OF DIRECTOR: W. James McNerney, Mgmt For For
Jr.
1I. ELECTION OF DIRECTOR: Nelson Peltz Mgmt For For
1J. ELECTION OF DIRECTOR: David S. Taylor Mgmt For For
1K. ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For
1L. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation (the "Say on Pay"
vote).
4. Approval of The Procter & Gamble Company Mgmt For For
International Stock Ownership Plan, As
Amended and Restated.
5. Shareholder Proposal - Report on Efforts to Shr Against For
Eliminate Deforestation.
6. Shareholder Proposal - Annual Report on Shr Against For
Diversity.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935414831
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Jose B. Alvarez Mgmt For For
1C. Election of Director: Alan M. Bennett Mgmt For For
1D. Election of Director: Rosemary T. Berkery Mgmt For For
1E. Election of Director: David T. Ching Mgmt For For
1F. Election of Director: C. Kim Goodwin Mgmt For For
1G. Election of Director: Ernie Herrman Mgmt For For
1H. Election of Director: Michael F. Hines Mgmt For For
1I. Election of Director: Amy B. Lane Mgmt For For
1J. Election of Director: Carol Meyrowitz Mgmt For For
1K. Election of Director: Jackwyn L. Nemerov Mgmt For For
1L. Election of Director: John F. O'Brien Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2022.
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on-pay vote).
4. Shareholder proposal for a report on animal Shr Against For
welfare.
5. Shareholder proposal for setting target Shr Against For
amounts for CEO compensation.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 935351572
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan S. Armstrong Mgmt For For
1B. Election of Director: Stephen W. Bergstrom Mgmt For For
1C. Election of Director: Nancy K. Buese Mgmt For For
1D. Election of Director: Stephen I. Chazen Mgmt For For
1E. Election of Director: Charles I. Cogut Mgmt For For
1F. Election of Director: Michael A. Creel Mgmt For For
1G. Election of Director: Stacey H. Dore Mgmt For For
1H. Election of Director: Vicki L. Fuller Mgmt For For
1I. Election of Director: Peter A. Ragauss Mgmt For For
1J. Election of Director: Rose M. Robeson Mgmt For For
1K. Election of Director: Scott D. Sheffield Mgmt For For
1L. Election of Director: Murray D. Smith Mgmt For For
1M. Election of Director: William H. Spence Mgmt For For
2. Approval, by nonbinding advisory vote, of Mgmt For For
the Company's executive compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
independent auditors for 2021.
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 935331873
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Annual
Meeting Date: 18-Mar-2021
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Barr Mgmt For For
Mervin Dunn Mgmt For For
Michael Graff Mgmt For For
Sean Hennessy Mgmt For For
W. Nicholas Howley Mgmt For For
Raymond Laubenthal Mgmt For For
Gary E. McCullough Mgmt For For
Michele Santana Mgmt For For
Robert Small Mgmt For For
John Staer Mgmt For For
Kevin Stein Mgmt For For
2. To approve (in an advisory vote) Mgmt Against Against
compensation paid to the Company's named
executive officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent
accountants for the fiscal year ending
September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
TRUIST FINANCIAL CORPORATION Agenda Number: 935345288
--------------------------------------------------------------------------------------------------------------------------
Security: 89832Q109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: TFC
ISIN: US89832Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Jennifer S. Banner
1B. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: K. David Boyer, Jr.
1C. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Agnes Bundy Scanlan
1D. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Anna R. Cablik
1E. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Dallas S. Clement
1F. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Paul D. Donahue
1G. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Paul R. Garcia
1H. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Patrick C. Graney III
1I. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Linnie M. Haynesworth
1J. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Kelly S. King
1K. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Easter A. Maynard
1L. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Donna S. Morea
1M. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Charles A. Patton
1N. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Nido R. Qubein
1O. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: David M. Ratcliffe
1P. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: William H. Rogers, Jr.
1Q. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Frank P. Scruggs, Jr.
1R. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Christine Sears
1S. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Thomas E. Skains
1T. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Bruce L. Tanner
1U. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Thomas N. Thompson
1V. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Steven C. Voorhees
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Truist's
independent registered public accounting
firm for 2021.
3. Advisory vote to approve Truist's executive Mgmt For For
compensation program.
--------------------------------------------------------------------------------------------------------------------------
TYSON FOODS, INC. Agenda Number: 935320476
--------------------------------------------------------------------------------------------------------------------------
Security: 902494103
Meeting Type: Annual
Meeting Date: 11-Feb-2021
Ticker: TSN
ISIN: US9024941034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John H. Tyson Mgmt For For
1b. Election of Director: Les R. Baledge Mgmt For For
1c. Election of Director: Gaurdie E. Banister Mgmt For For
Jr.
1d. Election of Director: Dean Banks Mgmt For For
1e. Election of Director: Mike Beebe Mgmt For For
1f. Election of Director: Maria Claudia Borras Mgmt For For
1g. Election of Director: David J. Bronczek Mgmt For For
1h. Election of Director: Mikel A. Durham Mgmt For For
1i. Election of Director: Jonathan D. Mariner Mgmt For For
1j. Election of Director: Kevin M. McNamara Mgmt For For
1k. Election of Director: Cheryl S. Miller Mgmt For For
1l. Election of Director: Jeffrey K. Mgmt For For
Schomburger
1m. Election of Director: Robert Thurber Mgmt For For
1n. Election of Director: Barbara A. Tyson Mgmt For For
1o. Election of Director: Noel White Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending October 2,
2021.
3. To approve the amendment and restatement of Mgmt For For
the Tyson Foods, Inc. 2000 Stock Incentive
Plan.
4. Shareholder proposal to request a report Shr For Against
regarding human rights due diligence.
5. Shareholder proposal regarding share Shr For Against
voting.
6. Shareholder proposal to request a report Shr Against For
disclosing the policy and procedures,
expenditures, and other activities related
to lobbying and grassroots lobbying
communications.
--------------------------------------------------------------------------------------------------------------------------
ULTA BEAUTY, INC. Agenda Number: 935406086
--------------------------------------------------------------------------------------------------------------------------
Security: 90384S303
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: ULTA
ISIN: US90384S3031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Catherine A. Halligan Mgmt For For
David C. Kimbell Mgmt For For
George R. Mrkonic Mgmt For For
Lorna E. Nagler Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year 2021,
ending January 29, 2022.
3. To vote on an advisory resolution to Mgmt For For
approve the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
UNDER ARMOUR, INC. Agenda Number: 935366725
--------------------------------------------------------------------------------------------------------------------------
Security: 904311107
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: UAA
ISIN: US9043111072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin A. Plank Mgmt For For
Douglas E. Coltharp Mgmt For For
Jerri L. DeVard Mgmt For For
Mohamed A. El-Erian Mgmt For For
Patrik Frisk Mgmt For For
Karen W. Katz Mgmt For For
Westley Moore Mgmt For For
Eric T. Olson Mgmt For For
Harvey L. Sanders Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt Against Against
the compensation of executives as disclosed
in the "Executive Compensation" section of
the proxy statement, including the
Compensation Discussion and Analysis and
tables.
3. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
UNITED AIRLINES HOLDINGS, INC. Agenda Number: 935394899
--------------------------------------------------------------------------------------------------------------------------
Security: 910047109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: UAL
ISIN: US9100471096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carolyn Corvi Mgmt For For
1B. Election of Director: Barney Harford Mgmt For For
1C. Election of Director: Michele J. Hooper Mgmt For For
1D. Election of Director: Walter Isaacson Mgmt For For
1E. Election of Director: James A. C. Kennedy Mgmt For For
1F. Election of Director: J. Scott Kirby Mgmt For For
1G. Election of Director: Edward M. Philip Mgmt For For
1H. Election of Director: Edward L. Shapiro Mgmt For For
1I. Election of Director: David J. Vitale Mgmt For For
1J. Election of Director: Laysha Ward Mgmt For For
1K. Election of Director: James M. Whitehurst Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm for the
Fiscal Year Ending December 31, 2021.
3. Advisory Vote to Approve the Compensation Mgmt Against Against
of the Company's Named Executive Officers.
4. Approve the United Airlines Holdings, Inc. Mgmt For For
2021 Incentive Compensation Plan.
5. Approve and Adopt an Amendment and Mgmt For For
Restatement of the Company's Certificate of
Incorporation to Preserve Certain Tax
Benefits.
6. Approve the Company's Tax Benefits Mgmt For For
Preservation Plan.
7. Stockholder Proposal Regarding Disclosure Shr Against For
of Political Spending.
8. Stockholder Proposal Regarding a Report on Shr For Against
Climate-related Lobbying Activities.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 935359782
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose B. Alvarez Mgmt For For
1B. Election of Director: Marc A. Bruno Mgmt For For
1C. Election of Director: Matthew J. Flannery Mgmt For For
1D. Election of Director: Bobby J. Griffin Mgmt For For
1E. Election of Director: Kim Harris Jones Mgmt For For
1F. Election of Director: Terri L. Kelly Mgmt For For
1G. Election of Director: Michael J. Kneeland Mgmt For For
1H. Election of Director: Gracia C. Martore Mgmt For For
1I. Election of Director: Filippo Passerini Mgmt For For
1J. Election of Director: Donald C. Roof Mgmt For For
1K. Election of Director: Shiv Singh Mgmt For For
2. Ratification of Appointment of Public Mgmt For For
Accounting Firm.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Stockholder Proposal to Improve Shareholder Shr For Against
Written Consent.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC. Agenda Number: 935378059
--------------------------------------------------------------------------------------------------------------------------
Security: 913903100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: UHS
ISIN: US9139031002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Proposal to ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
UNUM GROUP Agenda Number: 935390156
--------------------------------------------------------------------------------------------------------------------------
Security: 91529Y106
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: UNM
ISIN: US91529Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Theodore H. Bunting, Mgmt For For
Jr.
1B. Election of Director: Susan L. Cross Mgmt For For
1C. Election of Director: Susan D. Devore Mgmt For For
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Cynthia L. Egan Mgmt For For
1F. Election of Director: Kevin T. Kabat Mgmt For For
1G. Election of Director: Timothy F. Keaney Mgmt For For
1H. Election of Director: Gloria C. Larson Mgmt For For
1I. Election of Director: Richard P. McKenney Mgmt For For
1J. Election of Director: Ronald P. O'Hanley Mgmt For For
1K. Election of Director: Francis J. Shammo Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the company's named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 935351154
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders: H.
Paulett Eberhart
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders: Joseph
W. Gorder
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders:
Kimberly S. Greene
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders:
Deborah P. Majoras
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders: Eric
D. Mullins
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders: Donald
L. Nickles
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders: Philip
J. Pfeiffer
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders: Robert
A. Profusek
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders:
Stephen M. Waters
1J. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders:
Randall J. Weisenburger
1K. Election of Director to serve until the Mgmt For For
2022 Annual Meeting of Stockholders:
Rayford Wilkins, Jr.
2. Ratify the appointment of KPMG LLP as Mgmt For For
Valero's independent registered public
accounting firm for 2021.
3. Approve, by non-binding vote, the 2020 Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 935274821
--------------------------------------------------------------------------------------------------------------------------
Security: 92220P105
Meeting Type: Special
Meeting Date: 15-Oct-2020
Ticker: VAR
ISIN: US92220P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve and adopt the Agreement and Plan Mgmt For For
of Merger, dated as of August 2, 2020 (as
it may be amended from time to time, the
"merger agreement").
2. To adjourn the Special Meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies in favor of the proposal
to approve and adopt the merger agreement
if there are not sufficient votes at the
time of such adjournment to approve and
adopt the merger agreement.
3. To approve, on a non-binding, advisory Mgmt Against Against
basis, certain compensation that will or
may be paid or become payable to Varian's
named executive officers that is based on
or otherwise relates to the merger.
--------------------------------------------------------------------------------------------------------------------------
VENTAS, INC. Agenda Number: 935387440
--------------------------------------------------------------------------------------------------------------------------
Security: 92276F100
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: VTR
ISIN: US92276F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Melody C. Barnes Mgmt For For
1B. Election of Director: Debra A. Cafaro Mgmt For For
1C. Election of Director: Jay M. Gellert Mgmt For For
1D. Election of Director: Matthew J. Lustig Mgmt For For
1E. Election of Director: Roxanne M. Martino Mgmt For For
1F. Election of Director: Marguerite M. Nader Mgmt For For
1G. Election of Director: Sean P. Nolan Mgmt For For
1H. Election of Director: Walter C. Rakowich Mgmt For For
1I. Election of Director: Robert D. Reed Mgmt For For
1J. Election of Director: James D. Shelton Mgmt For For
1K. Election of Director: Maurice S. Smith Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the selection of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
VIACOMCBS INC. Agenda Number: 935392097
--------------------------------------------------------------------------------------------------------------------------
Security: 92556H206
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: VIAC
ISIN: US92556H2067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE ENCLOSED MATERIALS HAVE BEEN SENT TO Mgmt No vote
YOU FOR INFORMATIONAL PURPOSES ONLY
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt For For
1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Mgmt For For
Incentive Compensation Plan, as amended and
restated.
5. Approval of an amendment to our Certificate Mgmt For For
of Incorporation to enable the adoption of
a special meeting right for Class A common
stockholders.
6. To vote on a stockholder proposal Shr Against For
requesting stockholders' right to act by
written consent, if properly presented.
7. To vote on a stockholder proposal to amend Shr Against For
our principles of executive compensation
program, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
VONTIER CORPORATION Agenda Number: 935383911
--------------------------------------------------------------------------------------------------------------------------
Security: 928881101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VNT
ISIN: US9288811014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Karen C. Francis Mgmt For For
1B. Election of Director: Mark D. Morelli Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Vontier's independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve, on an advisory basis, Vontier's Mgmt For For
named executive officer compensation as
disclosed in the Proxy Statement.
4. To vote, on an advisory basis, on the Mgmt 1 Year For
frequency of holding an advisory vote on
Vontier's named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
VORNADO REALTY TRUST Agenda Number: 935387781
--------------------------------------------------------------------------------------------------------------------------
Security: 929042109
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: VNO
ISIN: US9290421091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven Roth Mgmt For For
Candace K. Beinecke Mgmt For For
Michael D. Fascitelli Mgmt For For
Beatrice Hamza Bassey Mgmt For For
William W. Helman IV Mgmt For For
David M. Mandelbaum Mgmt For For
Mandakini Puri Mgmt For For
Daniel R. Tisch Mgmt For For
Richard R. West Mgmt For For
Russell B. Wight, Jr. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR.
3. NON-BINDING, ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935404866
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cesar Conde Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Sarah J. Friar Mgmt For For
1D. Election of Director: Carla A. Harris Mgmt For For
1E. Election of Director: Thomas W. Horton Mgmt For For
1F. Election of Director: Marissa A. Mayer Mgmt For For
1G. Election of Director: C. Douglas McMillon Mgmt For For
1H. Election of Director: Gregory B. Penner Mgmt For For
1I. Election of Director: Steven S Reinemund Mgmt For For
1J. Election of Director: Randall L. Stephenson Mgmt For For
1K. Election of Director: S. Robson Walton Mgmt For For
1L. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants.
4. Report on Refrigerants Released from Shr Against For
Operations.
5. Report on Lobbying Disclosures. Shr Against For
6. Report on Alignment of Racial Justice Goals Shr Against For
and Starting Wages.
7. Create a Pandemic Workforce Advisory Shr Against For
Council.
8. Report on Statement of the Purpose of a Shr Against For
Corporation.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 935349363
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven D. Black Mgmt For For
1B. Election of Director: Mark A. Chancy Mgmt For For
1C. Election of Director: Celeste A. Clark Mgmt For For
1D. Election of Director: Theodore F. Craver, Mgmt For For
Jr.
1E. Election of Director: Wayne M. Hewett Mgmt For For
1F. Election of Director: Maria R. Morris Mgmt For For
1G. Election of Director: Charles H. Noski Mgmt For For
1H. Election of Director: Richard B. Payne, Jr. Mgmt For For
1I. Election of Director: Juan A. Pujadas Mgmt For For
1J. Election of Director: Ronald L. Sargent Mgmt For For
1K. Election of Director: Charles W. Scharf Mgmt For For
1L. Election of Director: Suzanne M. Vautrinot Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2021.
4. Shareholder Proposal - Make Shareholder Shr Against For
Proxy Access More Accessible.
5. Shareholder Proposal - Amend Certificate of Shr Against For
Incorporation to Become a Delaware Public
Benefit Corporation.
6. Shareholder Proposal - Report on Shr Against For
Incentive-Based Compensation and Risks of
Material Losses.
7. Shareholder Proposal - Conduct a Racial Shr Against For
Equity Audit.
--------------------------------------------------------------------------------------------------------------------------
WELLTOWER INC. Agenda Number: 935401997
--------------------------------------------------------------------------------------------------------------------------
Security: 95040Q104
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: WELL
ISIN: US95040Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth J. Bacon Mgmt For For
1B. Election of Director: Karen B. DeSalvo Mgmt For For
1C. Election of Director: Jeffrey H. Donahue Mgmt For For
1D. Election of Director: Philip L. Hawkins Mgmt For For
1E. Election of Director: Dennis G. Lopez Mgmt For For
1F. Election of Director: Shankh Mitra Mgmt For For
1G. Election of Director: Ade J. Patton Mgmt For For
1H. Election of Director: Diana W. Reid Mgmt For For
1I. Election of Director: Sergio D. Rivera Mgmt For For
1J. Election of Director: Johnese M. Spisso Mgmt For For
1K. Election of Director: Kathryn M. Sullivan Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as independent registered
public accounting firm for the fiscal year
2021.
3. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers as disclosed in the 2021 Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
WESTROCK COMPANY Agenda Number: 935315691
--------------------------------------------------------------------------------------------------------------------------
Security: 96145D105
Meeting Type: Annual
Meeting Date: 29-Jan-2021
Ticker: WRK
ISIN: US96145D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Colleen F. Arnold Mgmt For For
1B. Election of Director: Timothy J. Bernlohr Mgmt For For
1C. Election of Director: J. Powell Brown Mgmt For For
1D. Election of Director: Terrell K. Crews Mgmt For For
1E. Election of Director: Russell M. Currey Mgmt For For
1F. Election of Director: Suzan F. Harrison Mgmt For For
1G. Election of Director: John A. Luke, Jr. Mgmt For For
1H. Election of Director: Gracia C. Martore Mgmt For For
1I. Election of Director: James E. Nevels Mgmt For For
1J. Election of Director: Steven C. Voorhees Mgmt For For
1K. Election of Director: Bettina M. Whyte Mgmt For For
1L. Election of Director: Alan D. Wilson Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of WestRock Company 2020 Incentive Mgmt For For
Stock Plan.
4. Ratification of Appointment of Ernst & Mgmt For For
Young LLP.
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 935372297
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Emmert Mgmt For For
1B. Election of Director: Rick R. Holley Mgmt For For
1C. Election of Director: Sara Grootwassink Mgmt For For
Lewis
1D. Election of Director: Deidra C. Merriwether Mgmt For For
1E. Election of Director: Al Monaco Mgmt For For
1F. Election of Director: Nicole W. Piasecki Mgmt For For
1G. Election of Director: Lawrence A. Selzer Mgmt For For
1H. Election of Director: Devin W. Stockfish Mgmt For For
1I. Election of Director: Kim Williams Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers.
3. Ratification of selection of independent Mgmt For For
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda Number: 935342307
--------------------------------------------------------------------------------------------------------------------------
Security: 963320106
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: WHR
ISIN: US9633201069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Marc R. Bitzer Mgmt For For
1C. Election of Director: Greg Creed Mgmt For For
1D. Election of Director: Gary T. DiCamillo Mgmt For For
1E. Election of Director: Diane M. Dietz Mgmt For For
1F. Election of Director: Gerri T. Elliott Mgmt For For
1G. Election of Director: Jennifer A. LaClair Mgmt For For
1H. Election of Director: John D. Liu Mgmt For For
1I. Election of Director: James M. Loree Mgmt For For
1J. Election of Director: Harish Manwani Mgmt For For
1K. Election of Director: Patricia K. Poppe Mgmt For For
1L. Election of Director: Larry O. Spencer Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
2. Advisory vote to approve Whirlpool Mgmt For For
Corporation's executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Whirlpool Corporation's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 935362335
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Betsy S. Atkins Mgmt For For
Matthew O. Maddox Mgmt For For
Philip G. Satre Mgmt For For
Darnell O. Strom Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers as described in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
XEROX HOLDINGS CORPORATION Agenda Number: 935383632
--------------------------------------------------------------------------------------------------------------------------
Security: 98421M106
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: XRX
ISIN: US98421M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Keith Cozza Mgmt For For
1.2 Election of Director: Joseph J. Echevarria Mgmt For For
1.3 Election of Director: Cheryl Gordon Mgmt For For
Krongard
1.4 Election of Director: Scott Letier Mgmt For For
1.5 Election of Director: Nichelle Mgmt For For
Maynard-Elliott
1.6 Election of Director: Steven D. Miller Mgmt For For
1.7 Election of Director: James L. Nelson Mgmt For For
1.8 Election of Director: Margarita Mgmt For For
Palau-Hernandez
1.9 Election of Director: Giovanni ("John") Mgmt For For
Visentin
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
3. Approval, on an advisory basis, of the 2020 Mgmt Against Against
compensation of our named executive
officers.
4. Approval of the Company's amended and Mgmt For For
restated Equity Compensation Plan for
Non-Employee Directors.
5. Consideration of a shareholder proposal for Shr For Against
shareholder action by written consent, if
properly presented at the Annual Meeting.
6. Election of Aris Kekedjian as a Director. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 935348854
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maria Contreras-Sweet Mgmt For For
1B. Election of Director: Gary L. Crittenden Mgmt For For
1C. Election of Director: Suren K. Gupta Mgmt For For
1D. Election of Director: Claire A. Huang Mgmt For For
1E. Election of Director: Vivian S. Lee Mgmt For For
1F. Election of Director: Scott J. McLean Mgmt For For
1G. Election of Director: Edward F. Murphy Mgmt For For
1H. Election of Director: Stephen D. Quinn Mgmt For For
1I. Election of Director: Harris H. Simmons Mgmt For For
1J. Election of Director: Aaron B. Skonnard Mgmt For For
1K. Election of Director: Barbara A. Yastine Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm to audit the Bank's
financial statements for the current fiscal
year.
3. Approval, on a nonbinding advisory basis, Mgmt For For
of the compensation paid to the Bank's
named executive officers with respect to
fiscal year ended December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ZOETIS INC. Agenda Number: 935383252
--------------------------------------------------------------------------------------------------------------------------
Security: 98978V103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ZTS
ISIN: US98978V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sanjay Khosla Mgmt For For
1B. Election of Director: Antoinette R. Mgmt For For
Leatherberry
1C. Election of Director: Willie M. Reed Mgmt For For
1D. Election of Director: Linda Rhodes Mgmt For For
2. Advisory vote to approve our executive Mgmt For For
compensation (Say on Pay).
3. Ratification of appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
4. Shareholder proposal regarding simple Shr For Against
majority vote.
Pacer Lunt Midcap Multi-Factor Alternator ETF
--------------------------------------------------------------------------------------------------------------------------
ADIENT PLC Agenda Number: 935329323
--------------------------------------------------------------------------------------------------------------------------
Security: G0084W101
Meeting Type: Annual
Meeting Date: 09-Mar-2021
Ticker: ADNT
ISIN: IE00BD845X29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Julie L. Bushman Mgmt For For
1B. Election of Director: Peter H. Carlin Mgmt For For
1C. Election of Director: Raymond L. Conner Mgmt For For
1D. Election of Director: Douglas G. Del Grosso Mgmt For For
1E. Election of Director: Richard Goodman Mgmt For For
1F. Election of Director: Jose M. Gutierrez Mgmt For For
1G. Election of Director: Frederick A. Mgmt For For
Henderson
1H. Election of Director: Barb J. Samardzich Mgmt For For
2. To ratify, by non-binding advisory vote, Mgmt For For
the appointment of PricewaterhouseCoopers
LLP as our independent auditor for fiscal
year 2021 and to authorize, by binding
vote, the Board of Directors, acting
through the Audit Committee, to set the
auditors' remuneration.
3. To approve, on an advisory basis, our named Mgmt For For
executive officer compensation.
4. To approve the adoption of Adient's 2021 Mgmt For For
Omnibus Incentive Plan.
5. To renew the Board of Directors' authority Mgmt For For
to issue shares under Irish law.
6. To renew the Board of Directors' authority Mgmt For For
to opt-out of statutory preemption rights
under Irish law.
--------------------------------------------------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION Agenda Number: 935398708
--------------------------------------------------------------------------------------------------------------------------
Security: 018581108
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: ADS
ISIN: US0185811082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ralph J. Andretta Mgmt For For
1.2 Election of Director: Roger H. Ballou Mgmt For For
1.3 Election of Director: John C. Gerspach, Jr. Mgmt For For
1.4 Election of Director: Karin J. Kimbrough Mgmt For For
1.5 Election of Director: Rajesh Natarajan Mgmt For For
1.6 Election of Director: Timothy J. Theriault Mgmt For For
1.7 Election of Director: Laurie A. Tucker Mgmt For For
1.8 Election of Director: Sharen J. Turney Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of Alliance Data
Systems Corporation for 2021.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC. Agenda Number: 935402759
--------------------------------------------------------------------------------------------------------------------------
Security: 02553E106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: AEO
ISIN: US02553E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Janice E. Page Mgmt For For
1.2 Election of Director: David M. Sable Mgmt For For
1.3 Election of Director: Noel J. Spiegel Mgmt For For
2. Proposal Two. Ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 29,
2022.
3. Proposal Three. Hold an advisory vote on Mgmt Against Against
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ANTERO MIDSTREAM CORPORATION Agenda Number: 935422915
--------------------------------------------------------------------------------------------------------------------------
Security: 03676B102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: AM
ISIN: US03676B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael N. Kennedy Mgmt For For
Brooks J. Klimley Mgmt For For
John C. Mollenkopf Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
Antero Midstream Corporation's independent
registered public accounting firm for the
year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Antero Midstream
Corporation's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ARROWHEAD PHARMACEUTICALS, INC. Agenda Number: 935332255
--------------------------------------------------------------------------------------------------------------------------
Security: 04280A100
Meeting Type: Annual
Meeting Date: 18-Mar-2021
Ticker: ARWR
ISIN: US04280A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher Anzalone Mgmt For For
Marianne De Backer Mgmt For For
Mauro Ferrari Mgmt For For
Douglass Given Mgmt For For
Oye Olukotun Mgmt For For
Michael S. Perry Mgmt For For
William Waddill Mgmt For For
2. To approve, in an advisory (non-binding) Mgmt Against Against
vote, the compensation paid to the
Company's named executive officers, as
disclosed pursuant to Item 402 of
Regulation S-K, including the compensation
tables and narrative discussion.
3. To approve the Arrowhead Pharmaceuticals, Mgmt For For
Inc. 2021 Incentive Plan.
4. To ratify the selection of Rose, Snyder & Mgmt For For
Jacobs LLP as independent auditors of the
Company for the fiscal year ending
September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
AVIS BUDGET GROUP INC. Agenda Number: 935386284
--------------------------------------------------------------------------------------------------------------------------
Security: 053774105
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CAR
ISIN: US0537741052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a one-year term Mgmt For For
expiring in 2022: Bernardo Hees
1.2 Election of Director for a one-year term Mgmt For For
expiring in 2022: Lynn Krominga
1.3 Election of Director for a one-year term Mgmt For For
expiring in 2022: Glenn Lurie
1.4 Election of Director for a one-year term Mgmt For For
expiring in 2022: Jagdeep Pahwa
1.5 Election of Director for a one-year term Mgmt For For
expiring in 2022: Karthik Sarma
1.6 Election of Director for a one-year term Mgmt For For
expiring in 2022: Carl Sparks
2. To ratify the appointment of Deloitte & Mgmt For For
Touche as the independent registered public
accounting firm for fiscal year 2021.
3. Advisory approval of the compensation of Mgmt For For
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
AXON ENTERPRISE, INC. Agenda Number: 935389925
--------------------------------------------------------------------------------------------------------------------------
Security: 05464C101
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: AXON
ISIN: US05464C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard H. Carmona Mgmt For For
Julie Cullivan Mgmt For For
Caitlin Kalinowski Mgmt For For
2. Proposal No. 2 requests that shareholders Mgmt For For
vote to approve, on an advisory basis, the
compensation of the Company's named
executive officers.
3. Proposal No. 3 requests that shareholders Mgmt For For
vote to ratify the appointment of Grant
Thornton LLP as the Company's independent
registered public accounting firm for
fiscal year 2021.
4. Proposal No. 4 requests that shareholders Mgmt For For
vote to approve an amendment to the
Company's Certificate of Incorporation to
increase the maximum size of the Board of
Directors from 9 to 11 directors.
5. Proposal No. 5 is a shareholder proposal Shr For Against
recommending the Company move from a
plurality voting standard to a majority
voting standard.
--------------------------------------------------------------------------------------------------------------------------
BIO-TECHNE CORP Agenda Number: 935270570
--------------------------------------------------------------------------------------------------------------------------
Security: 09073M104
Meeting Type: Annual
Meeting Date: 29-Oct-2020
Ticker: TECH
ISIN: US09073M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To set the number of Directors at nine. Mgmt For For
2A. Election of Director: Robert V. Baumgartner Mgmt For For
2B. Election of Director: Julie L. Bushman Mgmt For For
2C. Election of Director: John L. Higgins Mgmt For For
2D. Election of Director: Joseph D. Keegan Mgmt For For
2E. Election of Director: Charles R. Kummeth Mgmt For For
2F. Election of Director: Roeland Nusse Mgmt For For
2G. Election of Director: Alpna Seth Mgmt For For
2H. Election of Director: Randolph Steer Mgmt For For
2I. Election of Director: Rupert Vessey Mgmt For For
3. Cast a non-binding vote on named executive Mgmt For For
officer compensation.
4. Approve an amendment and restatement to the Mgmt For For
Company's Second Amended and Restated 2010
Equity Incentive Plan to allocate 1,300,000
additional shares to the Plan reserve and
to make certain additional amendments.
5. Ratify the appointment of the Company's Mgmt For For
independent registered public accounting
firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
BJ'S WHOLESALE CLUB HOLDINGS, INC. Agenda Number: 935426367
--------------------------------------------------------------------------------------------------------------------------
Security: 05550J101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: BJ
ISIN: US05550J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher J. Baldwin Mgmt For For
Ken Parent Mgmt For For
Robert Steele Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as BJ's
Wholesale Club Holdings, Inc.'s independent
registered public accounting firm for the
fiscal year ending January 29, 2022.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of the named
executive officers of BJ's Wholesale Club
Holdings, Inc.
--------------------------------------------------------------------------------------------------------------------------
BOYD GAMING CORPORATION Agenda Number: 935359869
--------------------------------------------------------------------------------------------------------------------------
Security: 103304101
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: BYD
ISIN: US1033041013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John R. Bailey Mgmt For For
Robert L. Boughner Mgmt For For
William R. Boyd Mgmt For For
William S. Boyd Mgmt For For
Marianne Boyd Johnson Mgmt For For
Keith E. Smith Mgmt For For
Christine J. Spadafor Mgmt For For
A. Randall Thoman Mgmt For For
Peter M. Thomas Mgmt For For
Paul W. Whetsell Mgmt For For
Veronica J. Wilson Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BRIGHTHOUSE FINANCIAL, INC. Agenda Number: 935412659
--------------------------------------------------------------------------------------------------------------------------
Security: 10922N103
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: BHF
ISIN: US10922N1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve a one-year Mgmt For For
term ending at the 2022 Annual Meeting of
Stockholders: Irene Chang Britt
1b. Election of Director to serve a one-year Mgmt For For
term ending at the 2022 Annual Meeting of
Stockholders: C. Edward ("Chuck") Chaplin
1c. Election of Director to serve a one-year Mgmt For For
term ending at the 2022 Annual Meeting of
Stockholders: Stephen C. ("Steve") Hooley
1d. Election of Director to serve a one-year Mgmt For For
term ending at the 2022 Annual Meeting of
Stockholders: Eileen A. Mallesch
1e. Election of Director to serve a one-year Mgmt For For
term ending at the 2022 Annual Meeting of
Stockholders: Diane E. Offereins
1f. Election of Director to serve a one-year Mgmt For For
term ending at the 2022 Annual Meeting of
Stockholders: Patrick J. ("Pat") Shouvlin
1g. Election of Director to serve a one-year Mgmt For For
term ending at the 2022 Annual Meeting of
Stockholders: Eric T. Steigerwalt
1h. Election of Director to serve a one-year Mgmt For For
term ending at the 2022 Annual Meeting of
Stockholders: Paul M. Wetzel
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Brighthouse's independent
registered public accounting firm for
fiscal year 2021
3. Advisory vote to approve the compensation Mgmt For For
paid to Brighthouse's Named Executive
Officers
--------------------------------------------------------------------------------------------------------------------------
BROWN & BROWN, INC. Agenda Number: 935355772
--------------------------------------------------------------------------------------------------------------------------
Security: 115236101
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: BRO
ISIN: US1152361010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. Hyatt Brown Mgmt For For
Hugh M. Brown Mgmt For For
J. Powell Brown Mgmt For For
L. L. Gellerstedt III Mgmt For For
James C. Hays Mgmt For For
Theodore J. Hoepner Mgmt For For
James S. Hunt Mgmt For For
Toni Jennings Mgmt For For
Timothy R.M. Main Mgmt For For
H. Palmer Proctor, Jr. Mgmt For For
Wendell S. Reilly Mgmt For For
Chilton D. Varner Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Brown & Brown, Inc.'s
independent registered public accountants
for the fiscal year ending December 31,
2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BUILDERS FIRSTSOURCE, INC. Agenda Number: 935306503
--------------------------------------------------------------------------------------------------------------------------
Security: 12008R107
Meeting Type: Special
Meeting Date: 22-Dec-2020
Ticker: BLDR
ISIN: US12008R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the issuance of shares of Mgmt For For
Builders FirstSource, Inc. common stock to
the stockholders of BMC Stock Holdings,
Inc. pursuant to the merger agreement.
2. Adoption of an amendment to the charter to Mgmt For For
increase the number of authorized shares of
common stock.
3. Approval of the adjournment of the Builders Mgmt For For
FirstSource, Inc. stockholder meeting in
accordance with the merger agreement,
including to solicit additional proxies if
there are not sufficient votes.
--------------------------------------------------------------------------------------------------------------------------
CABLE ONE, INC. Agenda Number: 935410364
--------------------------------------------------------------------------------------------------------------------------
Security: 12685J105
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: CABO
ISIN: US12685J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas S. Gayner Mgmt For For
1B. Election of Director: Deborah J. Kissire Mgmt For For
1C. Election of Director: Thomas O. Might Mgmt For For
1D. Election of Director: Kristine E. Miller Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of the Company for the year ending
December 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers for 2020.
--------------------------------------------------------------------------------------------------------------------------
CACI INTERNATIONAL INC Agenda Number: 935274198
--------------------------------------------------------------------------------------------------------------------------
Security: 127190304
Meeting Type: Annual
Meeting Date: 12-Nov-2020
Ticker: CACI
ISIN: US1271903049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Daniels Mgmt For For
1B. Election of Director: Susan M. Gordon Mgmt For For
1C. Election of Director: William L. Jews Mgmt For For
1D. Election of Director: Gregory G. Johnson Mgmt For For
1E. Election of Director: J. Phillip London Mgmt For For
1F. Election of Director: John S. Mengucci Mgmt For For
1G. Election of Director: James L. Pavitt Mgmt For For
1H. Election of Director: Warren R. Phillips Mgmt For For
1I. Election of Director: Debora A. Plunkett Mgmt For For
1J. Election of Director: Charles P. Revoile Mgmt For For
1K. Election of Director: William S. Wallace Mgmt For For
2. To approve on a non-binding, advisory basis Mgmt For For
the compensation of our named executive
officers.
3. To approve an amendment of the Company's Mgmt For For
2016 Amended and Restated Incentive
Compensation Plan to authorize an
additional 1,200,000 shares for issuance.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
CANTEL MEDICAL CORP. Agenda Number: 935389280
--------------------------------------------------------------------------------------------------------------------------
Security: 138098108
Meeting Type: Special
Meeting Date: 29-Apr-2021
Ticker: CMD
ISIN: US1380981084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal No. 1: Cantel Merger Proposal. To Mgmt For For
adopt the Agreement and Plan of Merger,
dated as of January 12, 2021, as such
agreement may be amended from time to time,
among Cantel, and STERIS plc, Solar New US
Holding Co, LLC, which is referred to as US
Holdco, and Crystal Merger Sub 1, LLC,
which is referred to as Crystal Merger Sub,
as amended on March 1, 2021.
2. Proposal No. 2: Compensation Proposal. To Mgmt Against Against
approve, by a non-binding advisory vote,
certain compensation that may be paid or
become payable to Cantel's named executive
officers that is based on or otherwise
relates to the Mergers.
--------------------------------------------------------------------------------------------------------------------------
CARTER'S INC. Agenda Number: 935393087
--------------------------------------------------------------------------------------------------------------------------
Security: 146229109
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CRI
ISIN: US1462291097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hali Borenstein Mgmt For For
1B. Election of Director: Giuseppina Mgmt For For
Buonfantino
1C. Election of Director: Michael D. Casey Mgmt For For
1D. Election of Director: A. Bruce Cleverly Mgmt For For
1E. Election of Director: Jevin S. Eagle Mgmt For For
1F. Election of Director: Mark P. Hipp Mgmt For For
1G. Election of Director: William J. Montgoris Mgmt For For
1H. Election of Director: David Pulver Mgmt For For
1I. Election of Director: Gretchen W. Schar Mgmt For For
2. Advisory approval of executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
CATALENT, INC. Agenda Number: 935271293
--------------------------------------------------------------------------------------------------------------------------
Security: 148806102
Meeting Type: Annual
Meeting Date: 29-Oct-2020
Ticker: CTLT
ISIN: US1488061029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Madhavan Balachandran Mgmt For For
1B. Election of Director: J. Martin Carroll Mgmt For For
1C. Election of Director: Rolf Classon Mgmt For For
1D. Election of Director: John J. Greisch Mgmt For For
1E. Election of Director: Christa Kreuzburg Mgmt For For
1F. Election of Director: Gregory T. Lucier Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent auditor.
3. To approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CDK GLOBAL, INC. Agenda Number: 935277702
--------------------------------------------------------------------------------------------------------------------------
Security: 12508E101
Meeting Type: Annual
Meeting Date: 12-Nov-2020
Ticker: CDK
ISIN: US12508E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Willie A. Deese Mgmt For For
1C. Election of Director: Amy J. Hillman Mgmt For For
1D. Election of Director: Brian M. Krzanich Mgmt For For
1E. Election of Director: Stephen A. Miles Mgmt For For
1F. Election of Director: Robert E. Radway Mgmt For For
1G. Election of Director: Stephen F. Mgmt For For
Schuckenbrock
1H. Election of Director: Frank S. Sowinski Mgmt For For
1I. Election of Director: Eileen J. Voynick Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Named Executive Officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
June 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
CERIDIAN HCM HOLDING INC. Agenda Number: 935345098
--------------------------------------------------------------------------------------------------------------------------
Security: 15677J108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CDAY
ISIN: US15677J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David D. Ossip Mgmt For For
Andrea S. Rosen Mgmt For For
Gerald C. Throop Mgmt For For
2. To approve the de-classification of the Mgmt For For
Board and the adoption of the Fourth
Amended and Restated Certificate of
Incorporation
3. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation of Ceridian's named
executive officers (commonly known as a
"Say on Pay" vote)
4. To ratify the appointment of KPMG LLP as Mgmt For For
Ceridian's independent registered public
accounting firm for the fiscal year ending
December 31, 2021
--------------------------------------------------------------------------------------------------------------------------
CHAMPIONX CORPORATION Agenda Number: 935367513
--------------------------------------------------------------------------------------------------------------------------
Security: 15872M104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: CHX
ISIN: US15872M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
S. Somasundaram Mgmt For For
Stephen K. Wagner Mgmt For For
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Our
Independent Registered Public Accounting
Firm for 2021.
3. Advisory Vote to Approve the Compensation Mgmt For For
of ChampionX's Named Executive Officers for
2020.
4. Approval of the Amended and Restated 2018 Mgmt For For
Equity and Cash Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CHEMED CORPORATION Agenda Number: 935393481
--------------------------------------------------------------------------------------------------------------------------
Security: 16359R103
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: CHE
ISIN: US16359R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin J. McNamara Mgmt For For
1B. Election of Director: Ron DeLyons Mgmt For For
1C. Election of Director: Joel F. Gemunder Mgmt For For
1D. Election of Director: Patrick P. Grace Mgmt For For
1E. Election of Director: Christopher J. Heaney Mgmt For For
1F. Election of Director: Thomas C. Hutton Mgmt For For
1G. Election of Director: Andrea R. Lindell Mgmt For For
1H. Election of Director: Thomas P. Rice Mgmt For For
1I. Election of Director: Donald E. Saunders Mgmt For For
1J. Election of Director: George J. Walsh III Mgmt For For
2. Ratification of Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as
independent accountants for 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Stockholder proposal requesting a Shr Against For
semi-annual report on (a) the Company's
policies on political spending, and (b)
political contributions made.
--------------------------------------------------------------------------------------------------------------------------
CHOICE HOTELS INTERNATIONAL, INC. Agenda Number: 935400197
--------------------------------------------------------------------------------------------------------------------------
Security: 169905106
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CHH
ISIN: US1699051066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brian B. Bainum Mgmt For For
1.2 Election of Director: Stewart W. Bainum, Mgmt For For
Jr.
1.3 Election of Director: William L. Jews Mgmt For For
1.4 Election of Director: Monte J.M. Koch Mgmt For For
1.5 Election of Director: Liza K. Landsman Mgmt For For
1.6 Election of Director: Patrick S. Pacious Mgmt For For
1.7 Election of Director: Ervin R. Shames Mgmt For For
1.8 Election of Director: Maureen D. Sullivan Mgmt For For
1.9 Election of Director: John P. Tague Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CHURCHILL DOWNS INCORPORATED Agenda Number: 935343400
--------------------------------------------------------------------------------------------------------------------------
Security: 171484108
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: CHDN
ISIN: US1714841087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Willam C. Carstanjen Mgmt For For
Karole F. Lloyd Mgmt For For
Paul C. Varga Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2021.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the Company's executive compensation
as disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION Agenda Number: 935335352
--------------------------------------------------------------------------------------------------------------------------
Security: 171779309
Meeting Type: Annual
Meeting Date: 01-Apr-2021
Ticker: CIEN
ISIN: US1717793095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Hassan M. Mgmt For For
Ahmed, Ph.D.
1B. Election of Class III Director: Bruce L. Mgmt For For
Claflin
1C. Election of Class III Director: T. Michael Mgmt For For
Nevens
1D. Election of Class III Director: Patrick T. Mgmt For For
Gallagher
2. Approval of the amendment and restatement Mgmt For For
of our Employee Stock Purchase Plan to (a)
extend the term thereof to April 1, 2031,
(b) increase the number of shares available
for issuance thereunder by 8.7 million
shares, (c) eliminate the evergreen
mechanism thereunder, and (d) make such
other changes described in the proxy
materials.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal 2021.
4. Advisory vote on our named executive Mgmt For For
officer compensation, as described in the
proxy materials.
--------------------------------------------------------------------------------------------------------------------------
CIMAREX ENERGY CO. Agenda Number: 935359097
--------------------------------------------------------------------------------------------------------------------------
Security: 171798101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: XEC
ISIN: US1717981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Kathleen A. Mgmt For For
Hogenson
1.2 Election of Class I Director: Lisa A. Mgmt For For
Stewart
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approve Amended and Restated 2019 Equity Mgmt For For
Incentive Plan.
4. Proposal to amend and restate our Mgmt For For
Certificate of Incorporation to provide for
the annual election of all directors.
5. Ratify the appointment of KPMG LLP as our Mgmt For For
independent auditors for 2021.
--------------------------------------------------------------------------------------------------------------------------
CINEMARK HOLDINGS, INC. Agenda Number: 935372956
--------------------------------------------------------------------------------------------------------------------------
Security: 17243V102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CNK
ISIN: US17243V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Darcy Antonellis Mgmt For For
Carlos Sepulveda Mgmt For For
Mark Zoradi Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche, LLP as the independent registered
public accounting firm for 2021.
3. Non-binding, annual advisory vote on Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CIT GROUP INC. Agenda Number: 935323030
--------------------------------------------------------------------------------------------------------------------------
Security: 125581801
Meeting Type: Special
Meeting Date: 09-Feb-2021
Ticker: CIT
ISIN: US1255818015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The CIT merger proposal: The Board of Mgmt Against Against
Directors recommends you vote FOR the
proposal to adopt the Agreement and Plan of
Merger (the "Merger Agreement"), dated as
of October 15, 2020, by and among CIT Group
Inc. ("CIT"), First Citizens BancShares,
Inc., First-Citizens Bank & Trust Company
and FC Merger Subsidiary IX, Inc.
2. The CIT compensation proposal: The Board of Mgmt Against Against
Directors recommends that you vote FOR the
proposal to approve, on an advisory (non-
binding) basis, the executive officer
compensation that will or may be paid to
CIT's named executive officers in
connection with the transactions
contemplated by the Merger Agreement.
3. The CIT adjournment proposal: The Board of Mgmt Against Against
Directors recommends that you vote FOR the
proposal to adjourn the CIT special
meeting, if necessary or appropriate, to
solicit additional proxies if, immediately
prior to such adjournment, there are not
sufficient votes to approve the CIT merger
proposal or to ensure that any supplement
or amendment to the accompanying joint
proxy statement/prospectus is timely
provided to holders of CIT common stock.
--------------------------------------------------------------------------------------------------------------------------
COGNEX CORPORATION Agenda Number: 935359720
--------------------------------------------------------------------------------------------------------------------------
Security: 192422103
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: CGNX
ISIN: US1924221039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director for the term ending in Mgmt For For
2024: Sachin Lawande
2. To ratify the selection of Grant Thornton Mgmt For For
LLP as Cognex's independent registered
public accounting firm for fiscal year
2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Cognex's named executive
officers as described in the proxy
statement including the Compensation
Discussion and Analysis, compensation
tables and narrative discussion
("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
COHERENT, INC. Agenda Number: 935354718
--------------------------------------------------------------------------------------------------------------------------
Security: 192479103
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: COHR
ISIN: US1924791031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jay T. Flatley Mgmt For For
1B. Election of Director: Pamela Fletcher Mgmt For For
1C. Election of Director: Andreas W. Mattes Mgmt For For
1D. Election of Director: Beverly Kay Matthews Mgmt For For
1E. Election of Director: Michael R. McMullen Mgmt For For
1F. Election of Director: Garry W. Rogerson Mgmt For For
1G. Election of Director: Steve Skaggs Mgmt For For
1H. Election of Director: Sandeep Vij Mgmt For For
2. To approve our amended and restated Mgmt For For
Employee Stock Purchase Plan.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending October 2, 2021.
4. To approve, on a non-binding advisory Mgmt For For
basis, our named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
COMMERCIAL METALS COMPANY Agenda Number: 935308088
--------------------------------------------------------------------------------------------------------------------------
Security: 201723103
Meeting Type: Annual
Meeting Date: 13-Jan-2021
Ticker: CMC
ISIN: US2017231034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vicki L. Avril-Groves Mgmt For For
Barbara R. Smith Mgmt For For
Joseph C. Winkler Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending August 31, 2021.
3. Advisory vote on executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COMMVAULT SYSTEMS, INC. Agenda Number: 935247848
--------------------------------------------------------------------------------------------------------------------------
Security: 204166102
Meeting Type: Annual
Meeting Date: 27-Aug-2020
Ticker: CVLT
ISIN: US2041661024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: R. Todd Bradley Mgmt For For
1B Election of Director: Charles Moran Mgmt For For
1C Election of Director: Allison Pickens Mgmt For For
1D Election of Director: Arlen Shenkman Mgmt For For
2. Approve amendments to the Company's Mgmt For For
articles of incorporation to de-classify
the Board of Directors.
3. Ratify the appointment of Ernst & Young as Mgmt For For
independent public accountants for the
fiscal year ending March 31, 2021.
4. Approve amendment providing additional Mgmt For For
shares for grant under Company's Omnibus
Incentive Plan.
5. Approve, by non-binding vote, the Company's Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CORELOGIC, INC. Agenda Number: 935277409
--------------------------------------------------------------------------------------------------------------------------
Security: 21871D103
Meeting Type: Special
Meeting Date: 17-Nov-2020
Ticker: CLGX
ISIN: US21871D1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To Remove J. David Chatham as director of Mgmt For *
the Company (For = remove director,
Abstain/withhold = do not remove director)
1B. To Remove Douglas C. Curling as director of Mgmt Abstain *
the Company (For = remove director,
Abstain/withhold = do not remove director)
1C. To Remove John C. Dorman as director of the Mgmt Abstain *
Company (For = remove director,
Abstain/withhold = do not remove director)
1D. To Remove Paul F. Folino as director of the Mgmt For *
Company (For = remove director,
Abstain/withhold = do not remove director)
1E. To Remove Thomas C. O'Brien as director of Mgmt For *
the Company (For = remove director,
Abstain/withhold = do not remove director)
1F. To Remove Pamela H. Patenaude as director Mgmt Abstain *
of the Company (For = remove director,
Abstain/withhold = do not remove director)
1G. To Remove Vikrant Raina as director of the Mgmt Abstain *
Company (For = remove director,
Abstain/withhold = do not remove director)
1H. To Remove J. Michael Shepherd as director Mgmt Abstain *
of the Company (For = remove director,
Abstain/withhold = do not remove director)
1I. To Remove David F. Walker as director of Mgmt For *
the Company (For = remove director,
Abstain/withhold = do not remove director)
2A. To Nominate W. Steve Albrecht for Mgmt For *
appointment to the Board
2B. To Nominate Martina Lewis Bradford for Mgmt Against *
appointment to the Board
2C. To Nominate Gail Landis for appointment to Mgmt Against *
the Board
2D. To Nominate Wendy Lane for appointment to Mgmt For *
the Board
2E. To Nominate Ryan McKendrick for appointment Mgmt For *
to the Board
2F. To Nominate Katherine "KT" Rabin for Mgmt Against *
appointment to the Board
2G. To Nominate Sreekanth Ravi for appointment Mgmt Against *
to the Board
2H. To Nominate Lisa Wardell for appointment to Mgmt Against *
the Board
2I. To Nominate Henry W. "Jay" Winship for Mgmt For *
appointment to the Board
3. To Repeal Any Bylaw Amendment to the Mgmt For *
Version Filed on July 6, 2020 (other than
any amendments to the Bylaws set forth in
these Proposals)
4. To Amend Article II, Section 2.2 of the Mgmt For *
Bylaws to provide mechanics for calling a
special meeting if no or less than a
majority of directors are then in office
--------------------------------------------------------------------------------------------------------------------------
CORESITE REALTY CORPORATION Agenda Number: 935372689
--------------------------------------------------------------------------------------------------------------------------
Security: 21870Q105
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: COR
ISIN: US21870Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert G. Stuckey Mgmt For For
Paul E. Szurek Mgmt For For
Jean A. Bua Mgmt For For
Kelly C. Chambliss Mgmt For For
Patricia L. Higgins Mgmt For For
Michael R. Koehler Mgmt For For
Michael H. Millegan Mgmt For For
David A. Wilson Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. The advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CREE, INC. Agenda Number: 935269882
--------------------------------------------------------------------------------------------------------------------------
Security: 225447101
Meeting Type: Annual
Meeting Date: 26-Oct-2020
Ticker: CREE
ISIN: US2254471012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Glenda M. Dorchak Mgmt For For
John C. Hodge Mgmt For For
Clyde R. Hosein Mgmt For For
Darren R. Jackson Mgmt For For
Duy-Loan T. Le Mgmt For For
Gregg A. Lowe Mgmt For For
John B. Replogle Mgmt For For
Thomas H. Werner Mgmt For For
Anne C. Whitaker Mgmt For For
2. APPROVAL OF THE 2020 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING JUNE
27, 2021.
4. ADVISORY (NONBINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC. Agenda Number: 935348638
--------------------------------------------------------------------------------------------------------------------------
Security: 229899109
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: CFR
ISIN: US2298991090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Carlos Alvarez Mgmt For For
1b. Election of Director: Chris M. Avery Mgmt For For
1c. Election of Director: Anthony R. Chase Mgmt For For
1d. Election of Director: Cynthia J. Comparin Mgmt For For
1e. Election of Director: Samuel G. Dawson Mgmt For For
1f. Election of Director: Crawford H. Edwards Mgmt For For
1g. Election of Director: Patrick B. Frost Mgmt For For
1h. Election of Director: Phillip D. Green Mgmt For For
1i. Election of Director: David J. Haemisegger Mgmt For For
1j. Election of Director: Karen E. Jennings Mgmt For For
1k. Election of Director: Charles W. Matthews Mgmt For For
1l. Election of Director: Ida Clement Steen Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP to act as independent auditors of
Cullen/Frost Bankers, Inc. for the fiscal
year that began January 1, 2021
3. To provide nonbinding approval of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
CYRUSONE INC. Agenda Number: 935383454
--------------------------------------------------------------------------------------------------------------------------
Security: 23283R100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: CONE
ISIN: US23283R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bruce W. Duncan Mgmt For For
David H. Ferdman Mgmt For For
John W. Gamble, Jr. Mgmt For For
T. Tod Nielsen Mgmt For For
Denise Olsen Mgmt For For
Alex Shumate Mgmt For For
William E. Sullivan Mgmt For For
Lynn A. Wentworth Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Recommendation, by advisory (non-binding) Mgmt 1 Year For
vote, of the frequency of future advisory
votes on the compensation of the Company's
named executive officers.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DANA INCORPORATED Agenda Number: 935342268
--------------------------------------------------------------------------------------------------------------------------
Security: 235825205
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: DAN
ISIN: US2358252052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rachel A. Gonzalez Mgmt For For
James K. Kamsickas Mgmt For For
Virginia A. Kamsky Mgmt For For
Bridget E. Karlin Mgmt For For
Raymond E. Mabus, Jr. Mgmt For For
Michael J. Mack, Jr. Mgmt For For
R. Bruce McDonald Mgmt For For
Diarmuid B. O'Connell Mgmt For For
Keith E. Wandell Mgmt For For
2. Approval of a non-binding advisory proposal Mgmt For For
approving executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm.
4. Approval of the Dana Incorporated 2021 Mgmt For For
Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC. Agenda Number: 935412887
--------------------------------------------------------------------------------------------------------------------------
Security: 253393102
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: DKS
ISIN: US2533931026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term that Mgmt For For
expires either in 2022, if Item 2 is
approved by the stockholders, or in 2024,
if Item 2 is not approved by the
stockholders: William J. Colombo
1B. Election of Director for a term that Mgmt For For
expires either in 2022, if Item 2 is
approved by the stockholders, or in 2024,
if Item 2 is not approved by the
stockholders: Sandeep Mathrani
1C. Election of Director for a term that Mgmt For For
expires either in 2022, if Item 2 is
approved by the stockholders, or in 2024,
if Item 2 is not approved by the
stockholders: Desiree Ralls-Morrison
1D. Election of Director for a term that Mgmt For For
expires either in 2022, if Item 2 is
approved by the stockholders, or in 2024,
if Item 2 is not approved by the
stockholders: Larry D. Stone
2. An amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation, as
amended, to provide for the annual election
of directors and eliminate the classified
Board structure.
3. An amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation, as
amended, to increase the maximum number of
directors to 13.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for
fiscal 2021.
5. Non-binding advisory vote to approve Mgmt For For
compensation of named executive officers,
as disclosed in the Company's 2021 proxy
statement.
6. An amendment and restatement of the Mgmt Against Against
Company's 2012 Stock and Incentive Plan (as
Amended and Restated) to increase the
number of authorized shares reserved for
issuance under the plan and eliminate
certain provisions related to
performance-based compensation.
--------------------------------------------------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC. Agenda Number: 935385674
--------------------------------------------------------------------------------------------------------------------------
Security: 277276101
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: EGP
ISIN: US2772761019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: D. Pike Aloian
1B. Election of Director to serve for a Mgmt For For
one-year term: H. Eric Bolton, Jr.
1C. Election of Director to serve for a one Mgmt For For
year term: Donald F. Colleran
1D. Election of Director to serve for a one Mgmt For For
year term: Hayden C. Eaves III
1E. Election of Director to serve for a one Mgmt For For
year term: David H. Hoster II
1F. Election of Director to serve for a one Mgmt For For
year term: Marshall A. Loeb
1G. Election of Director to serve for a one Mgmt For For
year term: Mary E. McCormick
1H. Election of Director to serve for a one Mgmt For For
year term: Katherine M. Sandstrom
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve by a non-binding advisory vote Mgmt For For
the compensation of the Company's Named
Executive Officers as described in the
Company's definitive proxy statement.
4. To approve the amendment and restatement of Mgmt For For
the Company's charter and bylaws to allow
the bylaws to be amended by a majority of
stockholder votes.
--------------------------------------------------------------------------------------------------------------------------
EMCOR GROUP, INC. Agenda Number: 935410528
--------------------------------------------------------------------------------------------------------------------------
Security: 29084Q100
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: EME
ISIN: US29084Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John W. Altmeyer Mgmt For For
1B. Election of Director: Anthony J. Guzzi Mgmt For For
1C. Election of Director: Ronald L. Johnson Mgmt For For
1D. Election of Director: David H. Laidley Mgmt For For
1E. Election of Director: Carol P. Lowe Mgmt For For
1F. Election of Director: M. Kevin McEvoy Mgmt For For
1G. Election of Director: William P. Reid Mgmt For For
1H. Election of Director: Steven B. Mgmt For For
Schwarzwaelder
1I. Election of Director: Robin Walker-Lee Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt For For
named executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent auditors for 2021.
4. Stockholder proposal regarding written Shr For Against
consent.
--------------------------------------------------------------------------------------------------------------------------
EQT CORPORATION Agenda Number: 935245832
--------------------------------------------------------------------------------------------------------------------------
Security: 26884L109
Meeting Type: Special
Meeting Date: 23-Jul-2020
Ticker: EQT
ISIN: US26884L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve an amendment to the Restated Mgmt For For
Articles of Incorporation of EQT
Corporation to increase the authorized
number of shares of common stock from
320,000,000 shares to 640,000,000 shares
(the "Amendment Proposal").
2. Approve one or more adjournments of this Mgmt For For
special meeting, if necessary or
appropriate, to permit solicitation of
additional votes if there are not
sufficient votes to approve the Amendment
Proposal.
--------------------------------------------------------------------------------------------------------------------------
EVERCORE INC. Agenda Number: 935424301
--------------------------------------------------------------------------------------------------------------------------
Security: 29977A105
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: EVR
ISIN: US29977A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger C. Altman Mgmt For For
Richard I. Beattie Mgmt For For
Pamela G. Carlton Mgmt For For
Ellen V. Futter Mgmt For For
Gail B. Harris Mgmt For For
Robert B. Millard Mgmt For For
Willard J. Overlock Jr Mgmt For For
Sir Simon M. Robertson Mgmt For For
Ralph L. Schlosstein Mgmt For For
John S. Weinberg Mgmt For For
William J. Wheeler Mgmt For For
Sarah K. Williamson Mgmt For For
Kendrick R. Wilson III Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
executive compensation of our Named
Executive Officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC. Agenda Number: 935289896
--------------------------------------------------------------------------------------------------------------------------
Security: 303075105
Meeting Type: Annual
Meeting Date: 17-Dec-2020
Ticker: FDS
ISIN: US3030751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robin A. Abrams (To Mgmt For For
serve a three-year term expiring in
concurrence with the Annual Meeting of
Stockholders for 2023.)
1b. Election of Director: Laurie Siegel (To Mgmt For For
serve a three-year term expiring in
concurrence with the Annual Meeting of
Stockholders for 2023.)
1c. Election of Director: Malcolm Frank (To Mgmt For For
serve a three-year term expiring in
concurrence with the Annual Meeting of
Stockholders for 2023.)
1d. Election of Director: Siew Kai Choy (To Mgmt For For
serve a one-year term expiring in
concurrence with the Annual Meeting of
Stockholders for 2021.)
1e. Election of Director: Lee Shavel (To serve Mgmt For For
a one-year term expiring in concurrence
with the Annual Meeting of Stockholders for
2021.)
2. To ratify the appointment of the accounting Mgmt For For
firm of Ernst & Young LLP as our
independent registered public accounting
firm for the fiscal year ending August 31,
2021.
3. To vote on a non-binding advisory Mgmt For For
resolution to approve the compensation of
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FIVE BELOW, INC. Agenda Number: 935422573
--------------------------------------------------------------------------------------------------------------------------
Security: 33829M101
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: FIVE
ISIN: US33829M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dinesh S. Lathi Mgmt For For
1B. Election of Director: Richard L. Markee Mgmt For For
1C. Election of Director: Thomas G. Vellios Mgmt For For
1D. Election of Director: Zuhairah S. Mgmt For For
Washington
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the current fiscal year
ending January 29, 2022.
3. To approve, by non-binding advisory vote, Mgmt Against Against
the Company's Named Executive Officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
FLUOR CORPORATION Agenda Number: 935353071
--------------------------------------------------------------------------------------------------------------------------
Security: 343412102
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: FLR
ISIN: US3434121022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan M. Bennett Mgmt For For
1B. Election of Director: Rosemary T. Berkery Mgmt For For
1C. Election of Director: Alan L. Boeckmann Mgmt For For
1D. Election of Director: David E. Constable Mgmt For For
1E. Election of Director: H. Paulett Eberhart Mgmt For For
1F. Election of Director: James T. Hackett Mgmt For For
1G. Election of Director: Thomas C. Leppert Mgmt For For
1H. Election of Director: Teri P. McClure Mgmt For For
1I. Election of Director: Armando J. Olivera Mgmt For For
1J Election of Director: Matthew K. Rose Mgmt For For
2. An advisory vote to approve the company's Mgmt Against Against
executive compensation.
3. The ratification of the appointment by our Mgmt For For
Audit Committee of Ernst & Young LLP as
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 935382387
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FL
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to Serve for One-Year Mgmt For For
Term: Alan D. Feldman
1B. Election of Director to Serve for One-Year Mgmt For For
Term: Richard A. Johnson
1C. Election of Director to Serve for One-Year Mgmt For For
Term: Guillermo G. Marmol
1D. Election of Director to Serve for One-Year Mgmt For For
Term: Matthew M. McKenna
1E. Election of Director to Serve for One-Year Mgmt For For
Term: Darlene Nicosia
1F. Election of Director to Serve for One-Year Mgmt For For
Term: Steven Oakland
1G. Election of Director to Serve for One-Year Mgmt For For
Term: Ulice Payne, Jr.
1H. Election of Director to Serve for One-Year Mgmt For For
Term: Kimberly Underhill
1I. Election of Director to Serve for One-Year Mgmt For For
Term: Tristan Walker
1J. Election of Director to Serve for One-Year Mgmt For For
Term: Dona D. Young
2. Advisory Approval of the Company's Mgmt For For
Executive Compensation.
3. Ratification of the Appointment of Mgmt For For
Independent Registered Public Accounting
Firm.
--------------------------------------------------------------------------------------------------------------------------
GROCERY OUTLET HOLDING CORP Agenda Number: 935402456
--------------------------------------------------------------------------------------------------------------------------
Security: 39874R101
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: GO
ISIN: US39874R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary Kay Haben Mgmt For For
Gail Moody-Byrd Mgmt For For
S. MacGregor Read, Jr. Mgmt For For
Jeffrey York Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
current fiscal year ending January 1, 2022.
3. To hold an advisory (non-binding) vote to Mgmt For For
approve the Company's named executive
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
HALOZYME THERAPEUTICS, INC. Agenda Number: 935356116
--------------------------------------------------------------------------------------------------------------------------
Security: 40637H109
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: HALO
ISIN: US40637H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jean-Pierre Bizzari Mgmt For For
James M. Daly Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
3. To approve the Halozyme Therapeutics, Inc. Mgmt For For
2021 Stock Plan.
4. To approve the Halozyme Therapeutics, Inc. Mgmt For For
2021 Employee Stock Purchase Plan.
5. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HEALTHEQUITY, INC. Agenda Number: 935431421
--------------------------------------------------------------------------------------------------------------------------
Security: 42226A107
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: HQY
ISIN: US42226A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Robert Selander
1B. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Jon Kessler
1C. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Stephen Neeleman,
M.D.
1D. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Frank Corvino
1E. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Adrian Dillon
1F. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Evelyn Dilsaver
1G. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Debra McCowan
1H. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Stuart Parker
1I. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Ian Sacks
1J. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Gayle Wellborn
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the fiscal 2021 compensation paid to
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
IAA, INC Agenda Number: 935412596
--------------------------------------------------------------------------------------------------------------------------
Security: 449253103
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: IAA
ISIN: US4492531037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until our Mgmt For For
2022 annual meeting: Bill Breslin
1B. Election of Director to serve until our Mgmt For For
2022 annual meeting: Brian Bales
1C. Election of Director to serve until our Mgmt For For
2022 annual meeting: Olaf Kastner
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
January 2, 2022.
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 935442993
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Special
Meeting Date: 24-Jun-2021
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the issuance of shares Mgmt For For
of II-VI Incorporated's common stock, no
par value, pursuant to the terms of the
Agreement and Plan of Merger, dated as of
March 25, 2021, as may be amended from time
to time, by and among II-VI Incorporated, a
Pennsylvania corporation, Watson Merger Sub
Inc., a Delaware corporation and a wholly
owned subsidiary of II-VI Incorporated, and
Coherent, Inc., a Delaware corporation, in
the amounts necessary to complete the
merger contemplated thereby.
2. Proposal to adjourn II-VI Incorporated's Mgmt For For
special meeting to a later date or dates,
if necessary or appropriate, including to
solicit additional proxies in the event
there are not sufficient votes at the time
of II-VI Incorporated's special meeting to
approve the share issuance proposal
described above.
--------------------------------------------------------------------------------------------------------------------------
INGEVITY CORPORATION Agenda Number: 935342369
--------------------------------------------------------------------------------------------------------------------------
Security: 45688C107
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: NGVT
ISIN: US45688C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Jean S. Blackwell
1B. Election of Director for a one-year term: Mgmt For For
Luis Fernandez-Moreno
1C. Election of Director for a one-year term: Mgmt For For
J. Michael Fitzpatrick
1D. Election of Director for a one-year term: Mgmt For For
John C. Fortson
1E. Election of Director for a one-year term: Mgmt For For
Diane H. Gulyas
1F. Election of Director for a one-year term: Mgmt For For
Frederick J. Lynch
1G. Election of Director for a one-year term: Mgmt For For
Karen G. Narwold
1H. Election of Director for a one-year term: Mgmt For For
Daniel F. Sansone
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal 2021.
3. Approval, on an advisory (non-binding) Mgmt For For
basis, of the compensation paid to
Ingevity's named executive officers ("Say-
on-Pay").
--------------------------------------------------------------------------------------------------------------------------
INTERACTIVE BROKERS GROUP, INC. Agenda Number: 935346002
--------------------------------------------------------------------------------------------------------------------------
Security: 45841N107
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: IBKR
ISIN: US45841N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Peterffy Mgmt For For
1B. Election of Director: Earl H. Nemser Mgmt For For
1C. Election of Director: Milan Galik Mgmt For For
1D. Election of Director: Paul J. Brody Mgmt For For
1E. Election of Director: Lawrence E. Harris Mgmt For For
1F. Election of Director: Gary Katz Mgmt For For
1G. Election of Director: John M. Damgard Mgmt For For
1H. Election of Director: Philip Uhde Mgmt For For
1I. Election of Director: William Peterffy Mgmt For For
1J. Election of Director: Nicole Yuen Mgmt For For
2. To approve, by non-binding vote, executive Mgmt Against Against
compensation.
3. Ratification of appointment of independent Mgmt For For
registered public accounting firm of
Deloitte & Touche LLP.
--------------------------------------------------------------------------------------------------------------------------
JABIL INC. Agenda Number: 935315615
--------------------------------------------------------------------------------------------------------------------------
Security: 466313103
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: JBL
ISIN: US4663131039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Anousheh Ansari
1b. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Martha F. Brooks
1c. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Christopher S.
Holland
1d. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Timothy L. Main
1e. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Mark T. Mondello
1f. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: John C. Plant
1g. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Steven A. Raymund
1h. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Thomas A. Sansone
1i. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: David M. Stout
1j. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Kathleen A. Walters
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Jabil's independent registered public
accounting firm for the fiscal year ending
August 31, 2021.
3. Approve (on an advisory basis) Jabil's Mgmt For For
executive compensation.
4. Approve the Jabil Inc. 2021 Equity Mgmt For For
Incentive Plan.
5. Approve an Amendment to the Jabil Inc. 2011 Mgmt For For
Employee Stock Purchase Plan to Increase
Shares Available for Issuance.
--------------------------------------------------------------------------------------------------------------------------
KB HOME Agenda Number: 935334641
--------------------------------------------------------------------------------------------------------------------------
Security: 48666K109
Meeting Type: Annual
Meeting Date: 08-Apr-2021
Ticker: KBH
ISIN: US48666K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Arthur R. Collins Mgmt For For
1B. Election of Director: Dorene C. Dominguez Mgmt For For
1C. Election of Director: Kevin P. Eltife Mgmt For For
1D. Election of Director: Timothy W. Finchem Mgmt For For
1E. Election of Director: Dr. Stuart A. Gabriel Mgmt For For
1F. Election of Director: Dr. Thomas W. Mgmt For For
Gilligan
1G. Election of Director: Jodeen A. Kozlak Mgmt For For
1H. Election of Director: Robert L. Johnson Mgmt For For
1I. Election of Director: Melissa Lora Mgmt For For
1J. Election of Director: Jeffrey T. Mezger Mgmt For For
1K. Election of Director: James C. Weaver Mgmt For For
1L. Election of Director: Michael M. Wood Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratify Ernst & Young LLP's appointment as Mgmt For For
KB Home's independent registered public
accounting firm for the fiscal year ending
November 30, 2021.
4. Approve the Amended Rights Agreement. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LANCASTER COLONY CORPORATION Agenda Number: 935284101
--------------------------------------------------------------------------------------------------------------------------
Security: 513847103
Meeting Type: Annual
Meeting Date: 11-Nov-2020
Ticker: LANC
ISIN: US5138471033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert L. Fox Mgmt For For
John B. Gerlach, Jr. Mgmt For For
Robert P. Ostryniec Mgmt For For
2. To approve, by non-binding vote, the Mgmt For For
compensation of the Corporation's named
executive officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche, LLP as the Corporation's
independent registered public accounting
firm for the year ending June 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
LENNOX INTERNATIONAL INC. Agenda Number: 935374912
--------------------------------------------------------------------------------------------------------------------------
Security: 526107107
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LII
ISIN: US5261071071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sherry L. Buck Mgmt For For
Gregory T. Swienton Mgmt For For
Todd J. Teske Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers as
disclosed in our proxy statement.
3. Ratifying the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED Agenda Number: 935302101
--------------------------------------------------------------------------------------------------------------------------
Security: 53220K504
Meeting Type: Special
Meeting Date: 15-Dec-2020
Ticker: LGND
ISIN: US53220K5048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amendment and Restatement of the Ligand Mgmt Against Against
Pharmaceuticals Incorporated 2002 Stock
Incentive Plan.
2. Adjournment of Special Meeting, if Mgmt For For
necessary, to solicit additional proxies if
there are not sufficient votes to approve
Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
LITHIA MOTORS, INC. Agenda Number: 935346242
--------------------------------------------------------------------------------------------------------------------------
Security: 536797103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: LAD
ISIN: US5367971034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sidney B. DeBoer Mgmt For For
1B. Election of Director: Susan O. Cain Mgmt For For
1C. Election of Director: Bryan B. DeBoer Mgmt For For
1D. Election of Director: Shauna F. McIntyre Mgmt For For
1E. Election of Director: Louis P. Miramontes Mgmt For For
1F. Election of Director: Kenneth E. Roberts Mgmt For For
1G. Election of Director: David J. Robino Mgmt For For
2. Approval by advisory vote, of the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratification of Appointment of KPMG LLP as Mgmt For For
our Independent Registered Public
Accounting Firm for 2021.
4. Approval of an Amendment and Restatement of Mgmt For For
our Restated Articles of Incorporation to
eliminate references to Class B Common
Stock, Class A Common Stock and Series M
Preferred Stock, and to reclassify Class A
Common Stock as Common Stock.
--------------------------------------------------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC. Agenda Number: 935276875
--------------------------------------------------------------------------------------------------------------------------
Security: 55024U109
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: LITE
ISIN: US55024U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Penelope A. Herscher Mgmt For For
1B. Election of Director: Harold L. Covert Mgmt For For
1C. Election of Director: Julia S. Johnson Mgmt For For
1D. Election of Director: Brian J. Lillie Mgmt For For
1E. Election of Director: Alan S. Lowe Mgmt For For
1F. Election of Director: Ian S. Small Mgmt For For
1G. Election of Director: Janet S. Wong Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending July 3, 2021.
--------------------------------------------------------------------------------------------------------------------------
MANHATTAN ASSOCIATES, INC. Agenda Number: 935363250
--------------------------------------------------------------------------------------------------------------------------
Security: 562750109
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: MANH
ISIN: US5627501092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Deepak Raghavan Mgmt For For
1B. Election of Director: Edmond I. Eger III Mgmt For For
1C. Election of Director: Linda T. Hollembaek Mgmt For For
2. Nonbinding resolution to approve the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MASIMO CORPORATION Agenda Number: 935399534
--------------------------------------------------------------------------------------------------------------------------
Security: 574795100
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: MASI
ISIN: US5747951003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Mr. Joe Mgmt For For
Kiani
2. To ratify the selection of Grant Thornton Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
ended January 1, 2022.
3. To provide an advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda Number: 935389761
--------------------------------------------------------------------------------------------------------------------------
Security: 577081102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: MAT
ISIN: US5770811025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: R. Todd Bradley Mgmt For For
1B. Election of Director: Adriana Cisneros Mgmt For For
1C. Election of Director: Michael Dolan Mgmt For For
1D. Election of Director: Diana Ferguson Mgmt For For
1E. Election of Director: Ynon Kreiz Mgmt For For
1F. Election of Director: Soren Laursen Mgmt For For
1G. Election of Director: Ann Lewnes Mgmt For For
1H. Election of Director: Roger Lynch Mgmt For For
1I. Election of Director: Dominic Ng Mgmt For For
1J. Election of Director: Dr. Judy Olian Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as Mattel,
Inc.'s independent registered public
accounting firm for the year ending
December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation, as described in the
Mattel, Inc. Proxy Statement.
4. Approval of the Fifth Amendment to Mattel, Mgmt For For
Inc. Amended and Restated 2010 Equity and
Long-Term Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
MEDNAX, INC. Agenda Number: 935254211
--------------------------------------------------------------------------------------------------------------------------
Security: 58502B106
Meeting Type: Annual
Meeting Date: 09-Sep-2020
Ticker: MD
ISIN: US58502B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Karey D. Barker Mgmt For For
Waldemar A. Carlo, M.D. Mgmt For For
Paul G. Gabos Mgmt For For
Manuel Kadre Mgmt For For
Thomas A. McEachin Mgmt For For
Roger J. Medel, M.D. Mgmt For For
Mark S. Ordan Mgmt For For
Michael A. Rucker Mgmt For For
Guy P. Sansone Mgmt For For
John M. Starcher, Jr. Mgmt For For
Shirley A. Weis Mgmt For For
2. Proposal to approve the Articles of Mgmt For For
Amendment to the Amended and Restated
Articles of Incorporation, as amended, of
MEDNAX, Inc. to change the Company's name
to "Pediatrix Medical Group, Inc."
3. Proposal to approve the Articles of Mgmt For For
Amendment to the Amended and Restated
Articles of Incorporation, as amended, of
MEDNAX Services, Inc., a subsidiary of the
Company, to change its name to "PMG
Services, Inc."
4. Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2020 fiscal year.
5. Proposal to approve, by non-binding Mgmt Against Against
advisory vote, the compensation of our
named executive officers for the 2019
fiscal year.
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 935369846
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rajeev Batra Mgmt For For
Gerald G. Colella Mgmt For For
Elizabeth A. Mora Mgmt For For
2. The approval, on an advisory basis, of Mgmt For For
executive compensation.
3. The ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC. Agenda Number: 935349452
--------------------------------------------------------------------------------------------------------------------------
Security: 60855R100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: MOH
ISIN: US60855R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Daniel Cooperman
(Class I)
1B. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Stephen H.
Lockhart (Class I)
1C. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Richard M.
Schapiro (Class I)
1D. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Ronna E. Romney
(Class III)
1E. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Dale B. Wolf
(Class III)
1F. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Joseph M.
Zubretsky (Class III)
2. To consider and approve, on a non-binding, Mgmt For For
advisory basis, the compensation of our
named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
MSA SAFETY INCORPORATED Agenda Number: 935352663
--------------------------------------------------------------------------------------------------------------------------
Security: 553498106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: MSA
ISIN: US5534981064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sandra Phillips Rogers Mgmt For For
John T. Ryan III Mgmt For For
2. Selection of Ernst & Young LLP as the Mgmt For For
Company's independent registered public
accounting firm.
3. To provide an advisory vote to approve the Mgmt For For
executive compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
NAVIENT CORPORATION Agenda Number: 935384103
--------------------------------------------------------------------------------------------------------------------------
Security: 63938C108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: NAVI
ISIN: US63938C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Nominee for one-year term: Mgmt For For
Frederick Arnold
1B. Election of Nominee for one-year term: Anna Mgmt For For
Escobedo Cabral
1C. Election of Nominee for one-year term: Mgmt For For
Larry A. Klane
1D. Election of Nominee for one-year term: Mgmt For For
Katherine A. Lehman
1E. Election of Nominee for one-year term: Mgmt For For
Linda A. Mills
1F. Election of Nominee for one-year term: John Mgmt For For
F. Remondi
1G. Election of Nominee for one-year term: Jane Mgmt For For
J. Thompson
1H. Election of Nominee for one-year term: Mgmt For For
Laura S. Unger
1I. Election of Nominee for one-year term: Mgmt For For
David L. Yowan
2. Ratify the appointment of KPMG LLP as Mgmt For For
Navient's independent registered public
accounting firm for 2021.
3. Approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to Navient's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 935372386
--------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: JWN
ISIN: US6556641008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shellye L. Archambeau Mgmt For For
1B. Election of Director: Stacy Brown-Philpot Mgmt For For
1C. Election of Director: James L. Donald Mgmt For For
1D. Election of Director: Kirsten A. Green Mgmt For For
1E. Election of Director: Glenda G. McNeal Mgmt For For
1F. Election of Director: Erik B. Nordstrom Mgmt For For
1G. Election of Director: Peter E. Nordstrom Mgmt For For
1H. Election of Director: Brad D. Smith Mgmt For For
1I. Election of Director: Bradley D. Tilden Mgmt For For
1J. Election of Director: Mark J. Tritton Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE REGARDING EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 935253966
--------------------------------------------------------------------------------------------------------------------------
Security: 670704105
Meeting Type: Special
Meeting Date: 10-Sep-2020
Ticker: NUVA
ISIN: US6707041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
increase the number of shares of our common
stock authorized for issuance from
120,000,000 shares to 150,000,000 shares
2. To approve the adjournment of the Special Mgmt For For
Meeting to a later date or dates, if
necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to adopt Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
O-I GLASS, INC. Agenda Number: 935366547
--------------------------------------------------------------------------------------------------------------------------
Security: 67098H104
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: OI
ISIN: US67098H1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Chapin Mgmt For For
1B. Election of Director: Gordon J. Hardie Mgmt For For
1C. Election of Director: Peter S. Hellman Mgmt For For
1D. Election of Director: John Humphrey Mgmt For For
1E. Election of Director: Anastasia D. Kelly Mgmt For For
1F. Election of Director: Andres A. Lopez Mgmt For For
1G. Election of Director: Alan J. Murray Mgmt For For
1H. Election of Director: Hari N. Nair Mgmt For For
1I. Election of Director: Joseph D. Rupp Mgmt For For
1J. Election of Director: Catherine I. Slater Mgmt For For
1K. Election of Director: John H. Walker Mgmt For For
1L. Election of Director: Carol A. Williams Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2021.
3. To approve the O-I Glass, Inc. Second Mgmt For For
Amended and Restated 2017 Incentive Award
Plan.
4. To approve, by advisory vote, the Company's Mgmt For For
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
OLIN CORPORATION Agenda Number: 935342422
--------------------------------------------------------------------------------------------------------------------------
Security: 680665205
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: OLN
ISIN: US6806652052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Heidi S. Alderman Mgmt For For
1B. Election of Director: Beverley A. Babcock Mgmt For For
1C. Election of Director: Gray G. Benoist Mgmt For For
1D. Election of Director: C. Robert Bunch Mgmt For For
1E. Election of Director: Scott D. Ferguson Mgmt For For
1F. Election of Director: W. Barnes Hauptfuhrer Mgmt For For
1G. Election of Director: John M. B. O'Connor Mgmt For For
1H. Election of Director: Earl L. Shipp Mgmt For For
1I. Election of Director: Scott M. Sutton Mgmt For For
1J. Election of Director: William H. Weideman Mgmt For For
1K. Election of Director: Carol A. Williams Mgmt For For
2. Approval of the Olin Corporation 2021 Long Mgmt For For
Term Incentive Plan.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Ratification of the appointment of Mgmt For For
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 935364911
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to service for a Mgmt For For
one-year term: Tanya M. Acker
1B. Election of Director to service for a Mgmt For For
one-year term: Paul R. Burke
1C. Election of Director to service for a Mgmt For For
one-year term: Craig A. Carlson
1D. Election of Director to service for a Mgmt For For
one-year term: John M. Eggemeyer, III
1E. Election of Director to service for a Mgmt For For
one-year term: C. William Hosler
1F. Election of Director to service for a Mgmt For For
one-year term: Susan E. Lester
1G. Election of Director to service for a Mgmt For For
one-year term: Roger H. Molvar
1H. Election of Director to service for a Mgmt For For
one-year term: Daniel B. Platt
1I. Election of Director to service for a Mgmt For For
one-year term: Robert A. Stine
1J. Election of Director to service for a Mgmt For For
one-year term: Paul W. Taylor
1K. Election of Director to service for a Mgmt For For
one-year term: Matthew P. Wagner
2. To approve, on an advisory basis Mgmt Against Against
(non-binding), the compensation of the
Company's named executive officers.
3. To approve the Amended and Restated PacWest Mgmt For For
Bancorp 2017 Stock Incentive Plan.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent auditors for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PAPA JOHN'S INTERNATIONAL, INC. Agenda Number: 935361953
--------------------------------------------------------------------------------------------------------------------------
Security: 698813102
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: PZZA
ISIN: US6988131024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher L. Mgmt For For
Coleman
1B. Election of Director: Olivia F. Kirtley Mgmt For For
1C. Election of Director: Laurette T. Koellner Mgmt For For
1D. Election of Director: Robert M. Lynch Mgmt For For
1E. Election of Director: Jocelyn C. Mangan Mgmt For For
1F. Election of Director: Sonya E. Medina Mgmt For For
1G. Election of Director: Shaquille R. O'Neal Mgmt For For
1H. Election of Director: Anthony M. Sanfilippo Mgmt For For
1I. Election of Director: Jeffrey C. Smith Mgmt For For
2. Ratification of the Selection of Mgmt For For
Independent Auditors: To ratify the
selection of Ernst & Young LLP as the
Company's independent auditors for the 2021
fiscal year.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PARK HOTELS & RESORTS INC Agenda Number: 935347965
--------------------------------------------------------------------------------------------------------------------------
Security: 700517105
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: PK
ISIN: US7005171050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas J. Baltimore, Mgmt For For
Jr.
1B. Election of Director: Gordon M. Bethune Mgmt For For
1C. Election of Director: Patricia M. Bedient Mgmt For For
1D. Election of Director: Thomas D. Eckert Mgmt For For
1E. Election of Director: Geoffrey M. Garrett Mgmt For For
1F. Election of Director: Christie B. Kelly Mgmt For For
1G. Election of Director: Sen. Joseph I. Mgmt For For
Lieberman
1H. Election of Director: Thomas A. Natelli Mgmt For For
1I. Election of Director: Timothy J. Naughton Mgmt For For
1J. Election of Director: Stephen I. Sadove Mgmt For For
2. To approve the amendment and restatement of Mgmt For For
our 2017 Stock Plan for Non-Employee
Directors.
3. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the compensation of our named
executive officers.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PAYLOCITY HOLDING CORPORATION Agenda Number: 935286155
--------------------------------------------------------------------------------------------------------------------------
Security: 70438V106
Meeting Type: Annual
Meeting Date: 03-Dec-2020
Ticker: PCTY
ISIN: US70438V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven I. Sarowitz Mgmt For For
Ellen Carnahan Mgmt For For
Jeffrey T. Diehl Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending June 30, 2021.
3. Advisory vote to approve compensation of Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
PERSPECTA INC. Agenda Number: 935389292
--------------------------------------------------------------------------------------------------------------------------
Security: 715347100
Meeting Type: Special
Meeting Date: 05-May-2021
Ticker: PRSP
ISIN: US7153471005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of January 27, 2021, as amended
from time to time (the "Merger Agreement"),
among (i) Perspecta Inc. (the "Company"),
(ii) Jaguar ParentCo Inc., and (iii) Jaguar
Merger Sub Inc. ("Merger Sub"), pursuant to
which Merger Sub will merge with and into
the Company (the "Merger").
2. To approve, by non-binding, advisory vote, Mgmt Against Against
certain compensation arrangements for the
Company's named executive officers in
connection with the Merger.
3. To approve the adjournment of the Special Mgmt For For
Meeting, if necessary or appropriate,
including adjournment to solicit additional
proxies if there are insufficient votes at
the time of the Special Meeting to adopt
the Merger Agreement.
--------------------------------------------------------------------------------------------------------------------------
REPLIGEN CORPORATION Agenda Number: 935406101
--------------------------------------------------------------------------------------------------------------------------
Security: 759916109
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: RGEN
ISIN: US7599161095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tony J. Hunt Mgmt For For
1B. Election of Director: Karen A. Dawes Mgmt For For
1C. Election of Director: Nicolas M. Barthelemy Mgmt For For
1D. Election of Director: Carrie Eglinton Mgmt For For
Manner
1E. Election of Director: Rohin Mhatre, Ph.D. Mgmt For For
1F. Election of Director: Glenn P. Muir Mgmt For For
1G. Election of Director: Thomas F. Ryan, Jr. Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Repligen Corporation's
independent registered public accounting
firm for fiscal year 2021.
3. Advisory vote to approve the compensation Mgmt For For
paid to Repligen Corporation's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ROYAL GOLD, INC. Agenda Number: 935279946
--------------------------------------------------------------------------------------------------------------------------
Security: 780287108
Meeting Type: Annual
Meeting Date: 18-Nov-2020
Ticker: RGLD
ISIN: US7802871084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Fabiana Mgmt For For
Chubbs
1B. Election of Class III Director: Kevin Mgmt For For
McArthur
1C. Election of Class III Director: Sybil Mgmt For For
Veenman
2. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accountant for the fiscal
year ending June 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
RYDER SYSTEM, INC. Agenda Number: 935352598
--------------------------------------------------------------------------------------------------------------------------
Security: 783549108
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: R
ISIN: US7835491082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
Robert J. Eck
1B. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
Robert A. Hagemann
1C. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
Michael F. Hilton
1D. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
Tamara L. Lundgren
1E. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
Luis P. Nieto, Jr.
1F. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
David G. Nord
1G. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
Robert E. Sanchez
1H. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
Abbie J. Smith
1I. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
E. Follin Smith
1J. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
Dmitri L. Stockton
1K. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
Hansel E. Tookes, II
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as independent registered certified public
accounting firm for the 2021 fiscal year.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
4. Approval of the Amendment to the 2019 Mgmt For For
Equity and Incentive Compensation Plan.
5. Shareholder proposal to vote, on an Shr Against For
advisory basis, on a shareholder proposal
regarding written consent.
--------------------------------------------------------------------------------------------------------------------------
SABRE CORPORATION Agenda Number: 935349680
--------------------------------------------------------------------------------------------------------------------------
Security: 78573M104
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: SABR
ISIN: US78573M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: George
Bravante, Jr.
1B. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: Herve Couturier
1C. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: Gary Kusin
1D. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: Gail Mandel
1E. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: Sean Menke
1F. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: Phyllis
Newhouse
1G. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: Karl Peterson
1H. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: Zane Rowe
1I. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: Gregg Saretsky
1J. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: John Scott
1K. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: Wendi Sturgis
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent auditors for the
fiscal year ending December 31, 2021.
3. To approve our 2021 Omnibus Incentive Mgmt For For
Compensation Plan.
4. To hold an advisory vote on the Mgmt Against Against
compensation of our named executive
officers.
5. To hold an advisory vote on the frequency Mgmt 1 Year For
of the advisory stockholder vote on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SCIENTIFIC GAMES CORPORATION Agenda Number: 935409222
--------------------------------------------------------------------------------------------------------------------------
Security: 80874P109
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: SGMS
ISIN: US80874P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jamie R. Odell Mgmt For For
Barry L. Cottle Mgmt For For
Antonia Korsanos Mgmt For For
Jack A. Markell Mgmt For For
Hamish R. McLennan Mgmt For For
Michael J. Regan Mgmt For For
Timothy Throsby Mgmt For For
Maria T. Vullo Mgmt For For
Kneeland C. Youngblood Mgmt For For
Virginia E. Shanks Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify an amendment of the Company's Mgmt For For
regulatory compliance protection rights
plan to extend the term of the plan.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
5. To approve an amendment and restatement of Mgmt For For
the Company's 2003 Incentive Compensation
Plan to increase the shares authorized for
issuance thereunder.
6. To approve an amendment of the Company's Mgmt For For
Employee Stock Purchase Plan to expand the
employees who are eligible to participate
therein.
--------------------------------------------------------------------------------------------------------------------------
SERVICE PROPERTIES TRUST Agenda Number: 935406492
--------------------------------------------------------------------------------------------------------------------------
Security: 81761L102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: SVC
ISIN: US81761L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Nominee (for Independent Mgmt For For
Trustee): Laurie B. Burns
1.2 Election of Nominee (for Independent Mgmt For For
Trustee): William A. Lamkin
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as independent auditors to
serve for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
SIX FLAGS ENTERTAINMENT CORPORATION Agenda Number: 935357372
--------------------------------------------------------------------------------------------------------------------------
Security: 83001A102
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: SIX
ISIN: US83001A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ben Baldanza Mgmt For For
Selim Bassoul Mgmt For For
Esi Eggleston Bracey Mgmt For For
Denise M. Clark Mgmt For For
Enrique Ramirez Mgmt For For
Arik Ruchim Mgmt For For
Michael Spanos Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approve amendments to Restated Certificate Mgmt For For
of Incorporation to eliminate supermajority
voting provision.
4. Approve amendments to Restated Certificate Mgmt For For
of Incorporation to allow stockholder
action by written consent.
5. Advisory vote to ratify the appointment of Mgmt For For
KPMG LLP as independent registered public
accounting firm for the fiscal year ending
January 2, 2022.
--------------------------------------------------------------------------------------------------------------------------
SKECHERS U.S.A., INC. Agenda Number: 935378225
--------------------------------------------------------------------------------------------------------------------------
Security: 830566105
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SKX
ISIN: US8305661055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Greenberg Mgmt For For
Morton Erlich Mgmt For For
Thomas Walsh Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935406048
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nadav Zafrir Mgmt For For
1B. Election of Director: Avery More Mgmt For For
1C. Election of Director: Zvi Lando Mgmt For For
2. Ratification of appointment of EY as Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021.
3. Approval of, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers (the "Say-on-Pay
Proposal").
--------------------------------------------------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC. Agenda Number: 935380422
--------------------------------------------------------------------------------------------------------------------------
Security: 85208M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SFM
ISIN: US85208M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph Fortunato Mgmt For For
Lawrence P. Molloy Mgmt For For
Joseph D. O'Leary Mgmt For For
2. To vote on a non-binding advisory Mgmt For For
resolution to approve the compensation paid
to our named executive officers for fiscal
2020 ("say-on-pay").
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending January 2,
2022.
--------------------------------------------------------------------------------------------------------------------------
STERICYCLE, INC. Agenda Number: 935394813
--------------------------------------------------------------------------------------------------------------------------
Security: 858912108
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SRCL
ISIN: US8589121081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert S. Murley Mgmt For For
1B. Election of Director: Cindy J. Miller Mgmt For For
1C. Election of Director: Brian P. Anderson Mgmt For For
1D. Election of Director: Lynn D. Bleil Mgmt For For
1E. Election of Director: Thomas F. Chen Mgmt For For
1F. Election of Director: J. Joel Hackney, Jr. Mgmt For For
1G. Election of Director: Veronica M. Hagen Mgmt For For
1H. Election of Director: Stephen C. Hooley Mgmt For For
1I. Election of Director: James J. Martell Mgmt For For
1J. Election of Director: Kay G. Priestly Mgmt For For
1K. Election of Director: James L. Welch Mgmt For For
1L. Election of Director: Mike S. Zafirovski Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approval of the Stericycle, Inc. 2021 Mgmt For For
Long-Term Incentive Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2021.
5. Stockholder proposal entitled Improve our Shr For Against
Excess Baggage Special Shareholder Meeting
"Right".
6. Stockholder proposal with respect to Shr Against For
amendment of our compensation clawback
policy.
--------------------------------------------------------------------------------------------------------------------------
SYNAPTICS INCORPORATED Agenda Number: 935271015
--------------------------------------------------------------------------------------------------------------------------
Security: 87157D109
Meeting Type: Annual
Meeting Date: 27-Oct-2020
Ticker: SYNA
ISIN: US87157D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nelson Chan Mgmt For For
1B. Election of Director: Susan Hardman Mgmt For For
2. Proposal to approve, on a non-binding Mgmt Against Against
advisory basis, the compensation of the
Company's Named Executive Officers for
fiscal 2020 ("say-on-pay").
3. Proposal to ratify the appointment of KPMG Mgmt For For
LLP, an independent registered public
accounting firm, as the Company's
independent auditor for the fiscal year
ending June 26, 2021.
4. Proposal to approve the Company's amended Mgmt For For
and restated 2019 Equity and Incentive
Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
SYNNEX CORPORATION Agenda Number: 935335035
--------------------------------------------------------------------------------------------------------------------------
Security: 87162W100
Meeting Type: Annual
Meeting Date: 16-Mar-2021
Ticker: SNX
ISIN: US87162W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin Murai Mgmt For For
Dwight Steffensen Mgmt For For
Dennis Polk Mgmt For For
Fred Breidenbach Mgmt For For
Laurie Simon Hodrick Mgmt For For
Hau Lee Mgmt For For
Matthew Miau Mgmt For For
Ann Vezina Mgmt For For
Thomas Wurster Mgmt For For
Duane Zitzner Mgmt For For
Andrea Zulberti Mgmt For For
2. An advisory vote to approve our Executive Mgmt For For
Compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent auditors for 2021.
--------------------------------------------------------------------------------------------------------------------------
SYNNEX CORPORATION Agenda Number: 935461943
--------------------------------------------------------------------------------------------------------------------------
Security: 87162W100
Meeting Type: Special
Meeting Date: 30-Jun-2021
Ticker: SNX
ISIN: US87162W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adopt the Agreement and Plan of Merger, Mgmt For For
dated as of March 22, 2021 by and among
SYNNEX, Tiger Parent (AP) Corporation, a
Delaware corporation, Spire Sub I, Inc., a
Delaware corporation and a direct wholly
owned subsidiary of SYNNEX and Spire Sub
II, LLC, a Delaware limited liability
company and a direct wholly owned
subsidiary of SYNNEX.
2. Approve the issuance of an aggregate of 44 Mgmt For For
million shares of common stock, par value
$0.001 per share, of SYNNEX.
3. Adopt an amendment to SYNNEX' certificate Mgmt For For
of incorporation to increase the number of
authorized shares of SYNNEX common stock
thereunder from 100 million shares to 200
million shares.
4. Adopt an amendment to SYNNEX' certificate Mgmt For For
of incorporation, pursuant to which SYNNEX
shall waive the corporate opportunity
doctrine with respect to certain directors
and certain other parties.
5. To consider and vote on a proposal to Mgmt For For
adjourn the special meeting to a later date
or time if necessary or appropriate,
including to solicit additional proxies.
--------------------------------------------------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP. Agenda Number: 935341367
--------------------------------------------------------------------------------------------------------------------------
Security: 87161C501
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: SNV
ISIN: US87161C5013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tim E. Bentsen Mgmt For For
1B. Election of Director: Kevin S. Blair Mgmt For For
1C. Election of Director: F. Dixon Brooke, Jr Mgmt For For
1D. Election of Director: Stephen T. Butler Mgmt For For
1E. Election of Director: Elizabeth W. Camp Mgmt For For
1F. Election of Director: Pedro Cherry Mgmt For For
1G. Election of Director: Diana M. Murphy Mgmt For For
1H. Election of Director: Harris Pastides Mgmt For For
1I. Election of Director: Joseph J. Prochaska, Mgmt For For
Jr
1J. Election of Director: John L. Stallworth Mgmt For For
1K. Election of Director: Kessel D. Stelling Mgmt For For
1L. Election of Director: Barry L. Storey Mgmt For For
1M. Election of Director: Teresa White Mgmt For For
2. To approve the Synovus Financial Corp. 2021 Mgmt For For
Employee Stock Purchase Plan.
3. To approve the Synovus Financial Corp. 2021 Mgmt For For
Director Stock Purchase Plan.
4. To approve the Synovus Financial Corp. 2021 Mgmt For For
Omnibus Plan.
5. To approve, on an advisory basis, the Mgmt For For
compensation of Synovus' named executive
officers as determined by the Compensation
Committee.
6. To ratify the appointment of KPMG LLP as Mgmt For For
Synovus' independent auditor for the year
2021.
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 935338043
--------------------------------------------------------------------------------------------------------------------------
Security: 872307103
Meeting Type: Special
Meeting Date: 25-Mar-2021
Ticker: TCF
ISIN: US8723071036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Mgmt For For
Merger, dated as of December 13, 2020 (as
it may be amended from time to time), by
and between TCF Financial Corporation
("TCF") and Huntington Bancshares
Incorporated ("Huntington"), pursuant to
which TCF will merge with and into
Huntington, with Huntington surviving the
merger (the "TCF merger proposal").
2. Approval of, on an advisory (non-binding) Mgmt For For
basis, the merger- related named executive
officer compensation that will or may be
paid to TCF's named executive officers in
connection with the merger (the "TCF
compensation proposal").
3. Approval of the adjournment of the special Mgmt For For
meeting of TCF shareholders to a later date
or dates, if necessary or appropriate, to
solicit additional proxies if, immediately
prior to such adjournment, there are not
sufficient votes at the time of the TCF
special meeting to approve the TCF merger
proposal or to ensure that any supplement
or amendment to this joint proxy
statement/prospectus is timely provided to
holders of TCF common stock (the "TCF
adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION Agenda Number: 935362537
--------------------------------------------------------------------------------------------------------------------------
Security: 88033G407
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: THC
ISIN: US88033G4073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ronald A. Rittenmeyer Mgmt For For
1b. Election of Director: J. Robert Kerrey Mgmt For For
1c. Election of Director: James L. Bierman Mgmt For For
1d. Election of Director: Richard W. Fisher Mgmt For For
1e. Election of Director: Meghan M. FitzGerald Mgmt For For
1f. Election of Director: Cecil D. Haney Mgmt For For
1g. Election of Director: Christopher S. Lynch Mgmt For For
1h. Election of Director: Richard J. Mark Mgmt For For
1i. Election of Director: Tammy Romo Mgmt For For
1j. Election of Director: Saumya Sutaria Mgmt For For
1k. Election of Director: Nadja Y. West Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the company's executive compensation.
3. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as independent
registered public accountants for the year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TEXAS ROADHOUSE,INC. Agenda Number: 935358071
--------------------------------------------------------------------------------------------------------------------------
Security: 882681109
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: TXRH
ISIN: US8826811098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael A. Crawford Mgmt For For
Gregory N. Moore Mgmt For For
Curtis A. Warfield Mgmt For For
Kathleen M. Widmer Mgmt For For
James R. Zarley Mgmt For For
2. Proposal to ratify the appointment of KPMG Mgmt For For
LLP as Texas Roadhouse's independent
auditors for 2021.
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
4. Proposal to approve the Texas Roadhouse, Mgmt For For
Inc. 2021 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
THE BOSTON BEER COMPANY, INC. Agenda Number: 935375750
--------------------------------------------------------------------------------------------------------------------------
Security: 100557107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: SAM
ISIN: US1005571070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Meghan V. Joyce Mgmt For For
Michael Spillane Mgmt For For
Jean-Michel Valette Mgmt For For
2. Advisory vote to approve our Named Mgmt For For
Executive Officers' executive compensation.
--------------------------------------------------------------------------------------------------------------------------
THE BRINK'S COMPANY Agenda Number: 935369226
--------------------------------------------------------------------------------------------------------------------------
Security: 109696104
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: BCO
ISIN: US1096961040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term expiring in Mgmt For For
2022: Kathie J. Andrade
1B. Election of Director for a term expiring in Mgmt For For
2022: Paul G. Boynton
1C. Election of Director for a term expiring in Mgmt For For
2022: Ian D. Clough
1D. Election of Director for a term expiring in Mgmt For For
2022: Susan E. Docherty
1E. Election of Director for a term expiring in Mgmt For For
2022: Michael J. Herling
1F. Election of Director for a term expiring in Mgmt For For
2022: A. Louis Parker
1G. Election of Director for a term expiring in Mgmt For For
2022: Douglas A. Pertz
1H. Election of Director for a term expiring in Mgmt For For
2022: George I. Stoeckert
2. Approval of an advisory resolution on named Mgmt Against Against
executive officer compensation.
3. Approval of the selection of KPMG LLP as Mgmt For For
the Company's independent accounting firm
for the fiscal year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
THE CHEMOURS COMPANY Agenda Number: 935349919
--------------------------------------------------------------------------------------------------------------------------
Security: 163851108
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: CC
ISIN: US1638511089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to Serve One-Year Term Mgmt For For
expiring at the Annual Meeting of
Shareholders in 2022: Curtis V. Anastasio
1B. Election of Director to Serve One-Year Term Mgmt For For
expiring at the Annual Meeting of
Shareholders in 2022: Bradley J. Bell
1C. Election of Director to Serve One-Year Term Mgmt For For
expiring at the Annual Meeting of
Shareholders in 2022: Richard H. Brown
1D. Election of Director to Serve One-Year Term Mgmt For For
expiring at the Annual Meeting of
Shareholders in 2022: Mary B. Cranston
1E. Election of Director to Serve One-Year Term Mgmt For For
expiring at the Annual Meeting of
Shareholders in 2022: Curtis J. Crawford
1F. Election of Director to Serve One-Year Term Mgmt For For
expiring at the Annual Meeting of
Shareholders in 2022: Dawn L. Farrell
1G. Election of Director to Serve One-Year Term Mgmt For For
expiring at the Annual Meeting of
Shareholders in 2022: Erin N. Kane
1H. Election of Director to Serve One-Year Term Mgmt For For
expiring at the Annual Meeting of
Shareholders in 2022: Sean D. Keohane
1I. Election of Director to Serve One-Year Term Mgmt For For
expiring at the Annual Meeting of
Shareholders in 2022: Mark P. Vergnano
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Selection of Mgmt For For
PricewaterhouseCoopers LLP for fiscal year
2021.
4. Proposal to Amend the Amended and Restated Mgmt For For
Certificate of Incorporation to Eliminate
Supermajority Voting Provisions with
Respect to Certificate and Bylaws
Amendments.
5. Approval of the Amendment and Restatement Mgmt For For
of The Chemours Company 2017 Equity and
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY Agenda Number: 935343260
--------------------------------------------------------------------------------------------------------------------------
Security: 382550101
Meeting Type: Annual
Meeting Date: 12-Apr-2021
Ticker: GT
ISIN: US3825501014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James A. Firestone Mgmt For For
1B. Election of Director: Werner Geissler Mgmt For For
1C. Election of Director: Peter S. Hellman Mgmt For For
1D. Election of Director: Laurette T. Koellner Mgmt For For
1E. Election of Director: Richard J. Kramer Mgmt For For
1F. Election of Director: Karla R. Lewis Mgmt For For
1G. Election of Director: W. Alan McCollough Mgmt For For
1H. Election of Director: John E. McGlade Mgmt For For
1I. Election of Director: Roderick A. Palmore Mgmt For For
1J. Election of Director: Hera Siu Mgmt For For
1K. Election of Director: Stephanie A. Streeter Mgmt For For
1L. Election of Director: Michael R. Wessel Mgmt For For
1M. Election of Director: Thomas L. Williams Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm.
4. Shareholder Proposal re: Special Shr For Against
Shareholder Meeting Threshold.
--------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. Agenda Number: 935283630
--------------------------------------------------------------------------------------------------------------------------
Security: 405217100
Meeting Type: Annual
Meeting Date: 24-Nov-2020
Ticker: HAIN
ISIN: US4052171000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard A. Beck Mgmt For For
1b. Election of Director: Celeste A. Clark Mgmt For For
1c. Election of Director: Dean Hollis Mgmt For For
1d. Election of Director: Shervin J. Korangy Mgmt For For
1e. Election of Director: Mark L. Schiller Mgmt For For
1f. Election of Director: Michael B. Sims Mgmt For For
1g. Election of Director: Glenn W. Welling Mgmt For For
1h. Election of Director: Dawn M. Zier Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP to act as registered independent
accountants of the Company for the fiscal
year ending June 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE NEW YORK TIMES COMPANY Agenda Number: 935352409
--------------------------------------------------------------------------------------------------------------------------
Security: 650111107
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: NYT
ISIN: US6501111073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Amanpal S. Bhutani Mgmt For For
Beth Brooke Mgmt For For
Brian P. McAndrews Mgmt For For
Doreen Toben Mgmt For For
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as auditors for the fiscal year
ending December 26, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE SCOTTS MIRACLE-GRO COMPANY Agenda Number: 935315588
--------------------------------------------------------------------------------------------------------------------------
Security: 810186106
Meeting Type: Annual
Meeting Date: 25-Jan-2021
Ticker: SMG
ISIN: US8101861065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas N. Kelly Jr. Mgmt For For
Peter E. Shumlin Mgmt For For
John R. Vines Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE WENDY'S COMPANY Agenda Number: 935370510
--------------------------------------------------------------------------------------------------------------------------
Security: 95058W100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: WEN
ISIN: US95058W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nelson Peltz Mgmt For For
1B. Election of Director: Peter W. May Mgmt For For
1C. Election of Director: Kristin A. Dolan Mgmt For For
1D. Election of Director: Kenneth W. Gilbert Mgmt For For
1E. Election of Director: Dennis M. Kass Mgmt For For
1F. Election of Director: Joseph A. Levato Mgmt For For
1G. Election of Director: Michelle J. Mgmt For For
Mathews-Spradlin
1H. Election of Director: Matthew H. Peltz Mgmt For For
1I. Election of Director: Todd A. Penegor Mgmt For For
1J. Election of Director: Peter H. Rothschild Mgmt For For
1K. Election of Director: Arthur B. Winkleblack Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for 2021.
3. Advisory resolution to approve executive Mgmt For For
compensation.
4. Stockholder proposal requesting a report on Shr For For
the protection of workers in the Company's
supply chain, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
THOR INDUSTRIES, INC. Agenda Number: 935291447
--------------------------------------------------------------------------------------------------------------------------
Security: 885160101
Meeting Type: Annual
Meeting Date: 18-Dec-2020
Ticker: THO
ISIN: US8851601018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Graves Mgmt For For
Amelia A. Huntington Mgmt For For
Wilson Jones Mgmt For For
Christopher Klein Mgmt For For
J.Allen Kosowsky Mgmt For For
Robert W. Martin Mgmt For For
Peter B. Orthwein Mgmt For For
Jan H. Suwinski Mgmt For For
James L. Ziemer Mgmt For For
William J. Kelley Jr. Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our Fiscal Year
2021.
3. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers (NEOs).
--------------------------------------------------------------------------------------------------------------------------
TRAVEL + LEISURE CO. Agenda Number: 935367765
--------------------------------------------------------------------------------------------------------------------------
Security: 894164102
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: TNL
ISIN: US8941641024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Louise F. Brady Mgmt For For
Michael D. Brown Mgmt For For
James E. Buckman Mgmt For For
George Herrera Mgmt For For
Stephen P. Holmes Mgmt For For
Denny Marie Post Mgmt For For
Ronald L. Rickles Mgmt For For
Michael H. Wargotz Mgmt For For
2. A non-binding, advisory resolution to Mgmt For For
approve our executive compensation program.
3. A proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP to serve as our
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
TREX COMPANY, INC. Agenda Number: 935350859
--------------------------------------------------------------------------------------------------------------------------
Security: 89531P105
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: TREX
ISIN: US89531P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: James E. Cline Mgmt For For
1B Election of Director: Bryan H. Fairbanks Mgmt For For
1C Election of Director: Gena C. Lovett Mgmt For For
1D Election of Director: Patricia B. Robinson Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Trex Company's independent
registered public accounting firm for the
2021 fiscal year
--------------------------------------------------------------------------------------------------------------------------
TRI POINTE HOMES, INC. Agenda Number: 935344565
--------------------------------------------------------------------------------------------------------------------------
Security: 87265H109
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: TPH
ISIN: US87265H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas F. Bauer Mgmt For For
1B. Election of Director: Lawrence B. Burrows Mgmt For For
1C. Election of Director: Daniel S. Fulton Mgmt For For
1D. Election of Director: Steven J. Gilbert Mgmt For For
1E. Election of Director: Vicki D. McWilliams Mgmt For For
1F. Election of Director: Constance B. Moore Mgmt For For
2. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of Tri Pointe Homes,
Inc.'s named executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Tri Pointe Homes, Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
UMPQUA HOLDINGS CORPORATION Agenda Number: 935340454
--------------------------------------------------------------------------------------------------------------------------
Security: 904214103
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: UMPQ
ISIN: US9042141039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to Serve until 2022 Mgmt For For
Annual General Meeting: Peggy Fowler
1B. Election of Director to Serve until 2022 Mgmt For For
Annual General Meeting: Stephen Gambee
1C. Election of Director to Serve until 2022 Mgmt For For
Annual General Meeting: James Greene
1D. Election of Director to Serve until 2022 Mgmt For For
Annual General Meeting: Luis Machuca
1E. Election of Director to Serve until 2022 Mgmt For For
Annual General Meeting: Maria Pope
1F. Election of Director to Serve until 2022 Mgmt For For
Annual General Meeting: Cort O'Haver
1G. Election of Director to Serve until 2022 Mgmt For For
Annual General Meeting: John Schultz
1H. Election of Director to Serve until 2022 Mgmt For For
Annual General Meeting: Susan Stevens
1I. Election of Director to Serve until 2022 Mgmt For For
Annual General Meeting: Hilliard Terry
1J. Election of Director to Serve until 2022 Mgmt For For
Annual General Meeting: Bryan Timm
1K. Election of Director to Serve until 2022 Mgmt For For
Annual General Meeting: Anddria Varnado
2. RATIFICATION OF SELECTION OF REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM: The Audit and
Compliance Committee has selected Deloitte
& Touche LLP to serve as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(SAY ON PAY): We are requesting a vote on
the following resolution: "RESOLVED, that
the shareholders approve the compensation
of the named executive officers as
described in the Compensation Discussion
and Analysis and the tabular and
accompanying narrative disclosure of named
executive officer compensation in the Proxy
Statement for the 2021 Annual Meeting of
Shareholders".
--------------------------------------------------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION Agenda Number: 935348979
--------------------------------------------------------------------------------------------------------------------------
Security: 912909108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: X
ISIN: US9129091081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tracy A. Atkinson Mgmt For For
1B. Election of Director: David B. Burritt Mgmt For For
1C. Election of Director: John J. Engel Mgmt For For
1D. Election of Director: John V. Faraci Mgmt For For
1E. Election of Director: Murry S. Gerber Mgmt For For
1F. Election of Director: Jeh C. Johnson Mgmt For For
1G. Election of Director: Paul A. Mascarenas Mgmt For For
1H. Election of Director: Michael H. McGarry Mgmt For For
1I. Election of Director: Eugene B. Sperling Mgmt For For
1J. Election of Director: David S. Sutherland Mgmt For For
1K. Election of Director: Patricia A. Tracey Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation of certain executive
officers.
3. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
4. Approval of the Amended and Restated 2016 Mgmt For For
Omnibus Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL DISPLAY CORPORATION Agenda Number: 935395942
--------------------------------------------------------------------------------------------------------------------------
Security: 91347P105
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: OLED
ISIN: US91347P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term: Steven V. Abramson
1B. Election of Director to serve for a Mgmt For For
one-year term: Cynthia J. Comparin
1C. Election of Director to serve for a Mgmt For For
one-year term: Richard C. Elias
1D. Election of Director to serve for a Mgmt For For
one-year term: Elizabeth H. Gemmill
1E. Election of Director to serve for a Mgmt For For
one-year term: C. Keith Hartley
1F. Election of Director to serve for a Mgmt For For
one-year term: Celia M. Joseph
1G. Election of Director to serve for a Mgmt For For
one-year term: Lawrence Lacerte
1H. Election of Director to serve for a Mgmt For For
one-year term: Sidney D. Rosenblatt
1I. Election of Director to serve for a Mgmt For For
one-year term: Sherwin I. Seligsohn
2. Advisory resolution to approve the Mgmt Against Against
compensation of the Company's named
executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
URBAN OUTFITTERS, INC. Agenda Number: 935388012
--------------------------------------------------------------------------------------------------------------------------
Security: 917047102
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: URBN
ISIN: US9170471026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward N. Antoian Mgmt For For
1B. Election of Director: Sukhinder Singh Mgmt For For
Cassidy
1C. Election of Director: Harry S. Cherken, Jr. Mgmt For For
1D. Election of Director: Margaret A. Hayne Mgmt For For
1E. Election of Director: Richard A. Hayne Mgmt For For
1F. Election of Director: Elizabeth Ann Lambert Mgmt For For
1G. Election of Director: Amin N. Maredia Mgmt For For
1H. Election of Director: Wesley S. McDonald Mgmt For For
1I. Election of Director: Todd R. Morgenfeld Mgmt For For
1J. Election of Director: John C. Mulliken Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
Fiscal Year 2022.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
WEX INC. Agenda Number: 935406923
--------------------------------------------------------------------------------------------------------------------------
Security: 96208T104
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: WEX
ISIN: US96208T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for three-years term: Mgmt For For
Nancy Altobello
1B. Election of Director for three-years term: Mgmt For For
Bhavana Bartholf
1C. Election of Director for three-years term: Mgmt For For
Derrick Roman
1D. Election of Director for three-years term: Mgmt For For
Regina O. Sommer
1E. Election of Director for three-years term: Mgmt For For
Jack VanWoerkom
2. Advisory (non-binding) vote to approve the Mgmt Against Against
compensation of our named executive
officers.
3. To approve the WEX Inc. Amended and Mgmt Against Against
Restated 2019 Equity and Incentive Plan to
increase the number of shares issuable
thereunder.
4. To approve the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
declassify the Board of Directors.
5. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WINGSTOP INC. Agenda Number: 935395764
--------------------------------------------------------------------------------------------------------------------------
Security: 974155103
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: WING
ISIN: US9741551033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles R. Morrison Mgmt For For
Kate S. Lavelle Mgmt For For
Kilandigalu M. Madati Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for fiscal year 2021.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
WW INTERNATIONAL, INC. Agenda Number: 935388303
--------------------------------------------------------------------------------------------------------------------------
Security: 98262P101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: WW
ISIN: US98262P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Denis F. Kelly Mgmt For For
Julie Rice Mgmt For For
Christopher J. Sobecki Mgmt For For
Oprah Winfrey Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal 2021.
3. To approve the Company's Third Amended and Mgmt Against Against
Restated 2014 Stock Incentive Plan to make
certain changes, including increasing the
number of shares of common stock with
respect to which awards may be granted by
4,000,000 shares, to the plan.
4. Advisory vote to approve the Company's Mgmt For For
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
WYNDHAM HOTELS & RESORTS, INC. Agenda Number: 935362955
--------------------------------------------------------------------------------------------------------------------------
Security: 98311A105
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: WH
ISIN: US98311A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen P. Holmes Mgmt For For
Geoffrey A. Ballotti Mgmt For For
Myra J. Biblowit Mgmt For For
James E. Buckman Mgmt For For
Bruce B. Churchill Mgmt For For
Mukul V. Deoras Mgmt For For
Ronald L. Nelson Mgmt For For
Pauline D.E. Richards Mgmt For For
2. To vote on an advisory resolution to Mgmt For For
approve our executive compensation program.
3. To vote on a proposal to ratify the Mgmt For For
appointment of Deloitte & Touche LLP to
serve as our independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
XPO LOGISTICS, INC. Agenda Number: 935409400
--------------------------------------------------------------------------------------------------------------------------
Security: 983793100
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: XPO
ISIN: US9837931008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brad Jacobs Mgmt For For
1.2 Election of Director: Gena Ashe Mgmt For For
1.3 Election of Director: Marlene Colucci Mgmt For For
1.4 Election of Director: AnnaMaria DeSalva Mgmt For For
1.5 Election of Director: Michael Jesselson Mgmt For For
1.6 Election of Director: Adrian Kingshott Mgmt For For
1.7 Election of Director: Jason Papastavrou Mgmt For For
1.8 Election of Director: Oren Shaffer Mgmt For For
2. Ratification of independent auditors for Mgmt For For
fiscal year 2021.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
4. Stockholder proposal regarding additional Shr Against For
disclosure of the company's political
activities.
5. Stockholder proposal regarding appointment Shr Against For
of independent chairman of the board.
6. Stockholder proposal regarding acceleration Shr For Against
of executive equity awards in the case of a
change of control.
Pacer Military Times Best Employers ETF
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935318128
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Appointment of Director: Jaime Ardila Mgmt For For
1B. Appointment of Director: Herbert Hainer Mgmt For For
1C. Appointment of Director: Nancy McKinstry Mgmt For For
1D. Appointment of Director: Beth E. Mooney Mgmt For For
1E. Appointment of Director: Gilles C. Pelisson Mgmt For For
1F. Appointment of Director: Paula A. Price Mgmt For For
1G. Appointment of Director: Venkata (Murthy) Mgmt For For
Renduchintala
1H. Appointment of Director: David Rowland Mgmt For For
1I. Appointment of Director: Arun Sarin Mgmt For For
1J. Appointment of Director: Julie Sweet Mgmt For For
1K. Appointment of Director: Frank K. Tang Mgmt For For
1L. Appointment of Director: Tracey T. Travis Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To ratify, in a non-binding vote, the Mgmt For For
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
4. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
5. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
6. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
AECOM Agenda Number: 935326377
--------------------------------------------------------------------------------------------------------------------------
Security: 00766T100
Meeting Type: Annual
Meeting Date: 24-Feb-2021
Ticker: ACM
ISIN: US00766T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bradley W. Buss Mgmt For For
1B. Election of Director: Robert G. Card Mgmt For For
1C. Election of Director: Diane C. Creel Mgmt For For
1D. Election of Director: Jacqueline C. Hinman Mgmt For For
1E. Election of Director: Lydia H. Kennard Mgmt For For
1F. Election of Director: W. Troy Rudd Mgmt For For
1G. Election of Director: Clarence T. Schmitz Mgmt For For
1H. Election of Director: Douglas W. Stotlar Mgmt For For
1I. Election of Director: Daniel R. Tishman Mgmt For For
1J. Election of Director: Sander van't Mgmt For For
Noordende
1K. Election of Director: General Janet C. Mgmt For For
Wolfenbarger
2. Ratify the selection of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
3. Advisory vote to approve the Company's Mgmt Against Against
executive compensation.
4. Stockholder proposal regarding lobbying Shr Against For
disclosure.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
ASSOCIATED BANC-CORP Agenda Number: 935346278
--------------------------------------------------------------------------------------------------------------------------
Security: 045487105
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: ASB
ISIN: US0454871056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John F. Bergstrom Mgmt For For
Philip B. Flynn Mgmt For For
R. Jay Gerken Mgmt For For
Judith P. Greffin Mgmt For For
Michael J. Haddad Mgmt For For
Robert A. Jeffe Mgmt For For
Eileen A. Kamerick Mgmt For For
Gale E. Klappa Mgmt For For
Cory L. Nettles Mgmt For For
Karen T. van Lith Mgmt For For
John (Jay) B. Williams Mgmt For For
2. Advisory approval of Associated Banc-Corp's Mgmt For For
named executive officer compensation.
3. The ratification of the selection of KPMG Mgmt For For
LLP as the independent registered public
accounting firm for Associated Banc-Corp
for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935347179
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William E. Kennard Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1C. Election of Director: Scott T. Ford Mgmt For For
1D. Election of Director: Glenn H. Hutchins Mgmt For For
1E. Election of Director: Debra L. Lee Mgmt For For
1F. Election of Director: Stephen J. Luczo Mgmt For For
1G. Election of Director: Michael B. Mgmt For For
McCallister
1H. Election of Director: Beth E. Mooney Mgmt For For
1I. Election of Director: Matthew K. Rose Mgmt For For
1J. Election of Director: John T. Stankey Mgmt For For
1K. Election of Director: Cynthia B. Taylor Mgmt For For
1L. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory approval of executive Mgmt For For
compensation.
4. Stockholder Right to Act by Written Shr Against For
Consent.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935345670
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1D. Election of Director: Pierre J.P. de Weck Mgmt For For
1E. Election of Director: Arnold W. Donald Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Monica C. Lozano Mgmt For For
1H. Election of Director: Thomas J. May Mgmt For For
1I. Election of Director: Brian T. Moynihan Mgmt For For
1J. Election of Director: Lionel L. Nowell III Mgmt For For
1K. Election of Director: Denise L. Ramos Mgmt For For
1L. Election of Director: Clayton S. Rose Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
1N. Election of Director: Thomas D. Woods Mgmt For For
1O. Election of Director: R. David Yost Mgmt For For
1P. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an Mgmt For For
advisory, nonbinding "Say on Pay"
resolution).
3. Ratifying the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
4. Amending and restating the Bank of America Mgmt For For
Corporation Key Employee Equity Plan.
5. Shareholder proposal requesting amendments Shr Against For
to our proxy access by law.
6. Shareholder proposal requesting amendments Shr Against For
to allow shareholders to act by written
consent.
7. Shareholder proposal requesting a change in Shr Against For
organizational form.
8. Shareholder proposal requesting a racial Shr For Against
equity audit.
--------------------------------------------------------------------------------------------------------------------------
BOOZ ALLEN HAMILTON HOLDING CORPORATION Agenda Number: 935238508
--------------------------------------------------------------------------------------------------------------------------
Security: 099502106
Meeting Type: Annual
Meeting Date: 29-Jul-2020
Ticker: BAH
ISIN: US0995021062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ralph W. Shrader Mgmt For For
1B. Election of Director: Joan Lordi C. Amble Mgmt For For
1C. Election of Director: Michele A. Flournoy Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's registered
independent public accountants for fiscal
year 2021.
3. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
4. Approval of the adoption of the Fifth Mgmt For For
Amended and Restated Certificate of
Incorporation to, among other things,
eliminate classification of the Board of
Directors.
--------------------------------------------------------------------------------------------------------------------------
CACI INTERNATIONAL INC Agenda Number: 935274198
--------------------------------------------------------------------------------------------------------------------------
Security: 127190304
Meeting Type: Annual
Meeting Date: 12-Nov-2020
Ticker: CACI
ISIN: US1271903049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Daniels Mgmt For For
1B. Election of Director: Susan M. Gordon Mgmt For For
1C. Election of Director: William L. Jews Mgmt For For
1D. Election of Director: Gregory G. Johnson Mgmt For For
1E. Election of Director: J. Phillip London Mgmt For For
1F. Election of Director: John S. Mengucci Mgmt For For
1G. Election of Director: James L. Pavitt Mgmt For For
1H. Election of Director: Warren R. Phillips Mgmt For For
1I. Election of Director: Debora A. Plunkett Mgmt For For
1J. Election of Director: Charles P. Revoile Mgmt For For
1K. Election of Director: William S. Wallace Mgmt For For
2. To approve on a non-binding, advisory basis Mgmt For For
the compensation of our named executive
officers.
3. To approve an amendment of the Company's Mgmt For For
2016 Amended and Restated Incentive
Compensation Plan to authorize an
additional 1,200,000 shares for issuance.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 935353730
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Ime Archibong Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Peter Thomas Killalea Mgmt For For
1E. Election of Director: Cornelis "Eli" Mgmt For For
Leenaars
1F. Election of Director: Francois Locoh-Donou Mgmt For For
1G. Election of Director: Peter E. Raskind Mgmt For For
1H. Election of Director: Eileen Serra Mgmt For For
1I. Election of Director: Mayo A. Shattuck III Mgmt For For
1J. Election of Director: Bradford H. Warner Mgmt For For
1K. Election of Director: Catherine G. West Mgmt For For
1L. Election of Director: Craig Anthony Mgmt For For
Williams
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm of Capital One for 2021.
3. Advisory approval of Capital One's 2020 Mgmt For For
Named Executive Officer compensation.
4. Approval and adoption of the Capital One Mgmt For For
Financial Corporation Sixth Amended and
Restated 2004 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CDW CORP Agenda Number: 935380307
--------------------------------------------------------------------------------------------------------------------------
Security: 12514G108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CDW
ISIN: US12514G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Virginia C.
Addicott
1B. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: James A. Bell
1C. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Lynda M. Clarizio
1D. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Paul J. Finnegan
1E. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Anthony R. Foxx
1F. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Christine A. Leahy
1G. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Sanjay Mehrotra
1H. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: David W. Nelms
1I. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Joseph R. Swedish
1J. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Donna F. Zarcone
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
4. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the supermajority voting requirement in
Article Eleven and to make certain
non-substantive changes.
5. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the obsolete competition and corporate
opportunity provision.
6. To approve the CDW Corporation 2021 Mgmt For For
Long-Term Incentive Plan.
7. To approve the amendment to the CDW Mgmt For For
Corporation Coworker Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935349515
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen M. Costello Mgmt For For
1B. Election of Director: Grace E. Dailey Mgmt For For
1C. Election of Director: Barbara J. Desoer Mgmt For For
1D. Election of Director: John C. Dugan Mgmt For For
1E. Election of Director: Jane N. Fraser Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2021.
3. Advisory vote to approve Citi's 2020 Mgmt For For
Executive Compensation.
4. Approval of additional authorized shares Mgmt For For
under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr Against For
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting an Shr Against For
Independent Board Chairman.
7. Stockholder proposal requesting Shr Against For
non-management employees on director
nominee candidate lists.
8. Stockholder proposal requesting a report Shr Against For
disclosing information regarding Citi's
lobbying payments, policies and activities.
9. Stockholder proposal requesting a racial Shr For Against
equity audit analyzing Citi's adverse
impacts on nonwhite stakeholders and
communities of color.
10. Stockholder proposal requesting that the Shr Against For
Board approve an amendment to Citi's
Certificate of Incorporation to become a
Public Benefit Corporation and to submit
the proposed amendment to stockholders for
approval.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935407139
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of our Mgmt For For
independent auditors.
4. Shareholder Proposal: To conduct Shr For Against
independent investigation and report on
risks posed by failing to prevent sexual
harassment.
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 935366927
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fernando Aguirre Mgmt For For
1B. Election of Director: C. David Brown II Mgmt For For
1C. Election of Director: Alecia A. DeCoudreaux Mgmt For For
1D. Election of Director: Nancy-Ann M. DeParle Mgmt For For
1E. Election of Director: David W. Dorman Mgmt For For
1F. Election of Director: Roger N. Farah Mgmt For For
1G. Election of Director: Anne M. Finucane Mgmt For For
1H. Election of Director: Edward J. Ludwig Mgmt For For
1I. Election of Director: Karen S. Lynch Mgmt For For
1J. Election of Director: Jean-Pierre Millon Mgmt For For
1K. Election of Director: Mary L. Schapiro Mgmt For For
1L. Election of Director: William C. Weldon Mgmt For For
1M. Election of Director: Tony L. White Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
3. Say on Pay, a proposal to approve, on an Mgmt For For
advisory basis, the Company's executive
compensation.
4. Stockholder proposal for reducing the Shr Against For
threshold for our stockholder right to act
by written consent.
5. Stockholder proposal regarding our Shr Against For
independent Board Chair.
--------------------------------------------------------------------------------------------------------------------------
DAVITA INC. Agenda Number: 935415148
--------------------------------------------------------------------------------------------------------------------------
Security: 23918K108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DVA
ISIN: US23918K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pamela M. Arway Mgmt For For
1B. Election of Director: Charles G. Berg Mgmt For For
1C. Election of Director: Barbara J. Desoer Mgmt For For
1D. Election of Director: Paul J. Diaz Mgmt For For
1E. Election of Director: Shawn M. Guertin Mgmt For For
1F. Election of Director: John M. Nehra Mgmt For For
1G. Election of Director: Paula A. Price Mgmt For For
1H. Election of Director: Javier J. Rodriguez Mgmt For For
1I. Election of Director: Phyllis R. Yale Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for fiscal year 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
4. Stockholder proposal regarding political Shr Against For
contributions disclosure, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
DOMINION ENERGY, INC. Agenda Number: 935352853
--------------------------------------------------------------------------------------------------------------------------
Security: 25746U109
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: D
ISIN: US25746U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James A. Bennett Mgmt For For
1B. Election of Director: Robert M. Blue Mgmt For For
1C. Election of Director: Helen E. Dragas Mgmt For For
1D. Election of Director: James O. Ellis, Jr. Mgmt For For
1E. Election of Director: D. Maybank Hagood Mgmt For For
1F. Election of Director: Ronald W. Jibson Mgmt For For
1G. Election of Director: Mark J. Kington Mgmt For For
1H. Election of Director: Joseph M. Rigby Mgmt For For
1I. Election of Director: Pamela J. Royal, M.D. Mgmt For For
1J. Election of Director: Robert H. Spilman, Mgmt For For
Jr.
1K. Election of Director: Susan N. Story Mgmt For For
1L. Election of Director: Michael E. Szymanczyk Mgmt For For
2. Advisory Vote on Approval of Executive Mgmt For For
Compensation (Say on Pay).
3. Ratification of Appointment of Independent Mgmt For For
Auditor.
4. Shareholder Proposal Regarding a Report on Shr Against For
Lobbying.
5. Shareholder Proposal Regarding a Policy to Shr Against For
Require an Independent Chair.
6. Shareholder Proposal Regarding Proxy Access Shr Against For
Shareholder Aggregation.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 935349692
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig Arnold Mgmt For For
1B. Election of Director: Christopher M. Connor Mgmt For For
1C. Election of Director: Olivier Leonetti Mgmt For For
1D. Election of Director: Deborah L. McCoy Mgmt For For
1E. Election of Director: Silvio Napoli Mgmt For For
1F. Election of Director: Gregory R. Page Mgmt For For
1G. Election of Director: Sandra Pianalto Mgmt For For
1H. Election of Director: Lori J. Ryerkerk Mgmt For For
1I. Election of Director: Gerald B. Smith Mgmt For For
1J. Election of Director: Dorothy C. Thompson Mgmt For For
2. Approving the appointment of Ernst & Young Mgmt For For
as independent auditor for 2021 and
authorizing the Audit Committee of the
Board of Directors to set its remuneration.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Approving a proposal to grant the Board Mgmt For For
authority to issue shares.
5. Approving a proposal to grant the Board Mgmt For For
authority to opt out of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Company shares.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 935347597
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony Anderson Mgmt For For
1B. Election of Director: Ann Berzin Mgmt For For
1C. Election of Director: Laurie Brlas Mgmt For For
1D. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1E. Election of Director: Christopher Crane Mgmt For For
1F. Election of Director: Yves de Balmann Mgmt For For
1G. Election of Director: Linda Jojo Mgmt For For
1H. Election of Director: Paul Joskow Mgmt For For
1I. Election of Director: Robert Lawless Mgmt For For
1J. Election of Director: John Richardson Mgmt For For
1K. Election of Director: Mayo Shattuck III Mgmt For For
1L. Election of Director: John Young Mgmt For For
2. Advisory approval of executive Mgmt For For
compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Exelon's Independent Auditor for 2021.
4. A shareholder proposal requesting a report Shr Against For
on the impact of Exelon plans involving
electric vehicles and charging stations
with regard to child labor outside the
United States.
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 935377893
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Bisignano Mgmt For For
Alison Davis Mgmt For For
Henrique de Castro Mgmt For For
Harry F. DiSimone Mgmt For For
Dennis F. Lynch Mgmt For For
Heidi G. Miller Mgmt For For
Scott C. Nuttall Mgmt For For
Denis J. O'Leary Mgmt For For
Doyle R. Simons Mgmt For For
Kevin M. Warren Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers of Fiserv, Inc.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of Fiserv, Inc. for
2021.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 935359338
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James S. Crown Mgmt For For
1B. Election of Director: Rudy F. deLeon Mgmt For For
1C. Election of Director: Cecil D. Haney Mgmt For For
1D. Election of Director: Mark M. Malcolm Mgmt For For
1E. Election of Director: James N. Mattis Mgmt For For
1F. Election of Director: Phebe N. Novakovic Mgmt For For
1G. Election of Director: C. Howard Nye Mgmt For For
1H. Election of Director: Catherine B. Reynolds Mgmt For For
1I. Election of Director: Laura J. Schumacher Mgmt For For
1J. Election of Director: Robert K. Steel Mgmt For For
1K. Election of Director: John G. Stratton Mgmt For For
1L. Election of Director: Peter A. Wall Mgmt For For
2. Advisory Vote on the Selection of Mgmt For For
Independent Auditors.
3. Advisory Vote to approve Executive Mgmt For For
Compensation.
4. Shareholder Proposal to reduce the Shr For Against
ownership threshold required to call a
Special Shareholder meeting.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 935357954
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sebastien Bazin Mgmt For For
1B. Election of Director: Ashton Carter Mgmt For For
1C. Election of Director: H. Lawrence Culp, Jr. Mgmt For For
1D. Election of Director: Francisco D'Souza Mgmt For For
1E. Election of Director: Edward Garden Mgmt For For
1F. Election of Director: Thomas Horton Mgmt For For
1G. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1H. Election of Director: Catherine Lesjak Mgmt For For
1I. Election of Director: Paula Rosput Reynolds Mgmt For For
1J. Election of Director: Leslie Seidman Mgmt For For
1K. Election of Director: James Tisch Mgmt For For
2. Advisory Approval of Our Named Executives' Mgmt Against Against
Compensation.
3. Ratification of Deloitte as Independent Mgmt For For
Auditor for 2021.
4. Approval of Reverse Stock Split and Mgmt For For
Reduction in our Authorized Stock and Par
Value.
5. Require Nomination of at Least Two Shr Against For
Candidates for Each Board Seat.
6. Require the Chairman of the Board to be Shr Against For
Independent.
7. Report on Meeting the Criteria of the Net Mgmt For For
Zero Indicator.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 935420632
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 14-Jun-2021
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary T. Barra Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Linda R. Gooden Mgmt For For
1D. Election of Director: Joseph Jimenez Mgmt For For
1E. Election of Director: Jane L. Mendillo Mgmt For For
1F. Election of Director: Judith A. Miscik Mgmt For For
1G. Election of Director: Patricia F. Russo Mgmt For For
1H. Election of Director: Thomas M. Schoewe Mgmt For For
1I. Election of Director: Carol M. Stephenson Mgmt For For
1J. Election of Director: Mark A. Tatum Mgmt For For
1K. Election of Director: Devin N. Wenig Mgmt For For
1L. Election of Director: Margaret C. Whitman Mgmt For For
2. Advisory Approval of Named Executive Mgmt For For
Officer Compensation.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm for 2021.
4. Shareholder Proposal Regarding Shareholder Shr For Against
Written Consent.
5. Shareholder Proposal Regarding a Report on Shr For Against
Greenhouse Gas Emissions Targets as a
Performance Element of Executive
Compensation.
--------------------------------------------------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 935382527
--------------------------------------------------------------------------------------------------------------------------
Security: 43300A203
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: HLT
ISIN: US43300A2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher J. Mgmt For For
Nassetta
1B. Election of Director: Jonathan D. Gray Mgmt For For
1C. Election of Director: Charlene T. Begley Mgmt For For
1D. Election of Director: Chris Carr Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Raymond E. Mabus, Jr. Mgmt For For
1G. Election of Director: Judith A. McHale Mgmt For For
1H. Election of Director: John G. Schreiber Mgmt For For
1I. Election of Director: Elizabeth A. Smith Mgmt For For
1J. Election of Director: Douglas M. Steenland Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2021.
3. Approval, in a non-binding advisory vote, Mgmt Against Against
of the compensation paid to the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
HORMEL FOODS CORPORATION Agenda Number: 935315564
--------------------------------------------------------------------------------------------------------------------------
Security: 440452100
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: HRL
ISIN: US4404521001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Prama Bhatt Mgmt For For
1b. Election of Director: Gary C. Bhojwani Mgmt For For
1c. Election of Director: Terrell K. Crews Mgmt For For
1d. Election of Director: Stephen M. Lacy Mgmt For For
1e. Election of Director: Elsa A. Murano, Ph.D. Mgmt For For
1f. Election of Director: Susan K. Nestegard Mgmt For For
1g. Election of Director: William A. Newlands Mgmt For For
1h. Election of Director: Christopher J. Mgmt For For
Policinski
1i. Election of Director: Jose Luis Prado Mgmt For For
1j. Election of Director: Sally J. Smith Mgmt For For
1k. Election of Director: James P. Snee Mgmt For For
1l. Election of Director: Steven A. White Mgmt For For
2. Ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as independent registered
public accounting firm for the fiscal year
ending October 31, 2021.
3. Approve the Named Executive Officer Mgmt For For
compensation as disclosed in the Company's
2021 annual meeting proxy statement.
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 935341331
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Kurt J. Hilzinger Mgmt For For
1B) Election of Director: Raquel C. Bono, M.D. Mgmt For For
1C) Election of Director: Bruce D. Broussard Mgmt For For
1D) Election of Director: Frank A. D'Amelio Mgmt For For
1E) Election of Director: Wayne A. I. Mgmt For For
Frederick, M.D.
1F) Election of Director: John W. Garratt Mgmt For For
1G) Election of Director: David A. Jones, Jr. Mgmt For For
1H) Election of Director: Karen W. Katz Mgmt For For
1I) Election of Director: Marcy S. Klevorn Mgmt For For
1J) Election of Director: William J. McDonald Mgmt For For
1K) Election of Director: Jorge S. Mesquita Mgmt For For
1L) Election of Director: James J. O'Brien Mgmt For For
1M) Election of Director: Marissa T. Peterson Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. Non-binding advisory vote for the approval Mgmt For For
of the compensation of the named executive
officers as disclosed in the 2021 proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
J.B. HUNT TRANSPORT SERVICES, INC. Agenda Number: 935353855
--------------------------------------------------------------------------------------------------------------------------
Security: 445658107
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: JBHT
ISIN: US4456581077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas G. Duncan Mgmt For For
1B. Election of Director: Francesca M. Mgmt For For
Edwardson
1C. Election of Director: Wayne Garrison Mgmt For For
1D. Election of Director: Sharilyn S. Gasaway Mgmt For For
1E. Election of Director: Gary C. George Mgmt For For
1F. Election of Director: Thad Hill Mgmt For For
1G. Election of Director: J. Bryan Hunt, Jr. Mgmt For For
1H. Election of Director: Gale V. King Mgmt For For
1I. Election of Director: John N. Roberts III Mgmt For For
1J. Election of Director: James L. Robo Mgmt For For
1K. Election of Director: Kirk Thomspon Mgmt For For
2. To approve an advisory resolution regarding Mgmt For For
the Company's compensation of its named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent public
accountants for calendar year 2021.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935372285
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Phebe N. Novakovic Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Approval of Amended and Restated Long-Term Mgmt For For
Incentive Plan effective May 18, 2021.
4. Ratification of independent registered Mgmt For For
public accounting firm.
5. Improve shareholder written consent. Shr For Against
6. Racial equity audit and report. Shr For Against
7. Independent board chairman. Shr Against For
8. Political and electioneering expenditure Shr Against For
congruency report.
--------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY Agenda Number: 935348359
--------------------------------------------------------------------------------------------------------------------------
Security: 487836108
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: K
ISIN: US4878361082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director (term expires 2024): Mgmt For For
Carter Cast
1B. Election of Director (term expires 2024): Mgmt For For
Zack Gund
1C. Election of Director (term expires 2024): Mgmt For For
Don Knauss
1D. Election of Director (term expires 2024): Mgmt For For
Mike Schlotman
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Kellogg's
independent registered public accounting
firm for fiscal year 2021.
4. Management proposal to reduce supermajority Mgmt For For
vote requirements.
5. Shareowner proposal, if properly presented Shr For
at the meeting, to adopt shareowner right
to call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC. Agenda Number: 935355582
--------------------------------------------------------------------------------------------------------------------------
Security: 525327102
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: LDOS
ISIN: US5253271028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory R. Dahlberg Mgmt For For
1B. Election of Director: David G. Fubini Mgmt For For
1C. Election of Director: Miriam E. John Mgmt For For
1D. Election of Director: Frank Kendall III Mgmt For For
1E. Election of Director: Robert C. Kovarik, Mgmt For For
Jr.
1F. Election of Director: Harry M.J. Kraemer, Mgmt For For
Jr.
1G. Election of Director: Roger A. Krone Mgmt For For
1H. Election of Director: Gary S. May Mgmt For For
1I. Election of Director: Surya N. Mohapatra Mgmt For For
1J. Election of Director: Robert S. Shapard Mgmt For For
1K. Election of Director: Susan M. Stalnecker Mgmt For For
1L. Election of Director: Noel B. Williams Mgmt For For
2. Approve, by an advisory vote, executive Mgmt For For
compensation.
3. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 935349933
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel F. Akerson Mgmt For For
1B. Election of Director: David B. Burritt Mgmt For For
1C. Election of Director: Bruce A. Carlson Mgmt For For
1D. Election of Director: Joseph F. Dunford, Mgmt For For
Jr.
1E. Election of Director: James O. Ellis, Jr. Mgmt For For
1F. Election of Director: Thomas J. Falk Mgmt For For
1G. Election of Director: Ilene S. Gordon Mgmt For For
1H. Election of Director: Vicki A. Hollub Mgmt For For
1I. Election of Director: Jeh C. Johnson Mgmt For For
1J. Election of Director: Debra L. Reed-Klages Mgmt For For
1K. Election of Director: James D. Taiclet Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors for 2021.
3. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay).
4. Stockholder Proposal to Adopt Stockholder Shr For Against
Action By Written Consent.
5. Stockholder Proposal to issue a Report on Shr Against For
Human Rights Due Diligence.
--------------------------------------------------------------------------------------------------------------------------
MANTECH INTERNATIONAL CORP. Agenda Number: 935402432
--------------------------------------------------------------------------------------------------------------------------
Security: 564563104
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: MANT
ISIN: US5645631046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George J. Pedersen Mgmt For For
Kevin M. Phillips Mgmt For For
Richard L. Armitage Mgmt For For
Mary K. Bush Mgmt For For
Barry G. Campbell Mgmt For For
Richard J. Kerr Mgmt For For
Peter B. LaMontagne Mgmt For For
Kenneth A. Minihan Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP to serve as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 935372817
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony K. Anderson Mgmt For For
1B. Election of Director: Oscar Fanjul Mgmt For For
1C. Election of Director: Daniel S. Glaser Mgmt For For
1D. Election of Director: H. Edward Hanway Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Tamara Ingram Mgmt For For
1G. Election of Director: Jane H. Lute Mgmt For For
1H. Election of Director: Steven A. Mills Mgmt For For
1I. Election of Director: Bruce P. Nolop Mgmt For For
1J. Election of Director: Marc D. Oken Mgmt For For
1K. Election of Director: Morton O. Schapiro Mgmt For For
1L. Election of Director: Lloyd M. Yates Mgmt For For
1M. Election of Director: R. David Yost Mgmt For For
2. Advisory (Nonbinding) Vote to Approve Named Mgmt For For
Executive Officer Compensation.
3. Ratification of Selection of Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr Against For
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr Against For
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 935386018
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathy J. Warden Mgmt For For
1B. Election of Director: David P. Abney Mgmt For For
1C. Election of Director: Marianne C. Brown Mgmt For For
1D. Election of Director: Donald E. Felsinger Mgmt For For
1E. Election of Director: Ann M. Fudge Mgmt For For
1F. Election of Director: William H. Hernandez Mgmt For For
1G. Election of Director: Madeleine A. Kleiner Mgmt For For
1H. Election of Director: Karl J. Krapek Mgmt For For
1I. Election of Director: Gary Roughead Mgmt For For
1J. Election of Director: Thomas M. Schoewe Mgmt For For
1K. Election of Director: James S. Turley Mgmt For For
1L. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2021.
4. Shareholder proposal that the Company Shr Against For
assess and report on potential human rights
impacts that could result from governments'
use of the Company's products and services,
including in conflict-affected areas.
5. Shareholder proposal to move to a 10% Shr For Against
ownership threshold for shareholders to
request action by written consent.
--------------------------------------------------------------------------------------------------------------------------
OSHKOSH CORPORATION Agenda Number: 935318231
--------------------------------------------------------------------------------------------------------------------------
Security: 688239201
Meeting Type: Annual
Meeting Date: 02-Feb-2021
Ticker: OSK
ISIN: US6882392011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith J. Allman Mgmt For For
Wilson R. Jones Mgmt For For
Tyrone M. Jordan Mgmt For For
K. Metcalf-Kupres Mgmt For For
Stephen D. Newlin Mgmt For For
Raymond T. Odierno Mgmt For For
Craig P. Omtvedt Mgmt For For
Duncan J. Palmer Mgmt For For
Sandra E. Rowland Mgmt For For
John S. Shiely Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP, an independent registered
public accounting firm, as the Company's
independent auditors for fiscal year 2021.
3. Approval, by advisory vote, of the Mgmt For For
compensation of the Company's named
executive officers.
4. Shareholder proposal regarding shareholder Shr Against For
proxy access.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 935369163
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas J. Baltimore, Mgmt For For
Jr.
1b. Election of Director: Gilbert F. Casellas Mgmt For For
1c. Election of Director: Robert M. Falzon Mgmt For For
1d. Election of Director: Martina Hund-Mejean Mgmt For For
1e. Election of Director: Wendy Jones Mgmt For For
1f. Election of Director: Karl J. Krapek Mgmt For For
1g. Election of Director: Peter R. Lighte Mgmt For For
1h. Election of Director: Charles F. Lowrey Mgmt For For
1i. Election of Director: George Paz Mgmt For For
1j. Election of Director: Sandra Pianalto Mgmt For For
1k. Election of Director: Christine A. Poon Mgmt For For
1l. Election of Director: Douglas A. Scovanner Mgmt For For
1m. Election of Director: Michael A. Todman Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of the Prudential Financial, Inc. Mgmt For For
2021 Omnibus Incentive Plan.
5. Shareholder proposal regarding an Shr Against For
Independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY Agenda Number: 935355760
--------------------------------------------------------------------------------------------------------------------------
Security: 835495102
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: SON
ISIN: US8354951027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. H. Coker Mgmt For For
P. L. Davies Mgmt For For
T. J. Drew Mgmt For For
P. Guillemot Mgmt For For
J. R. Haley Mgmt For For
R. R. Hill, Jr. Mgmt For For
E. Istravidis Mgmt For For
R. G. Kyle Mgmt For For
B. J. McGarvie Mgmt For For
J. M. Micali Mgmt For For
S. Nagarajan Mgmt For For
M. D. Oken Mgmt For For
T. E. Whiddon Mgmt For For
L. M. Yates Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers, LLP as the
independent registered public accounting
firm for the Company for the year ending
December 31, 2021.
3. To approve the advisory (non-binding) Mgmt For For
resolution to approve Executive
Compensation.
4. Board of Directors' proposal to amend the Mgmt For For
Articles of Incorporation to give
shareholders the right to request that the
Company call a special meeting of
shareholders.
5. Advisory (non-binding) shareholder proposal Shr For Against
regarding a majority voting standard for
the election of directors.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 935392744
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: LUV
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David W. Biegler Mgmt For For
1B. Election of Director: J. Veronica Biggins Mgmt For For
1C. Election of Director: Douglas H. Brooks Mgmt For For
1D. Election of Director: William H. Cunningham Mgmt For For
1E. Election of Director: John G. Denison Mgmt For For
1F. Election of Director: Thomas W. Gilligan Mgmt For For
1G. Election of Director: Gary C. Kelly Mgmt For For
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Nancy B. Loeffler Mgmt For For
1J. Election of Director: John T. Montford Mgmt For For
1K. Election of Director: Ron Ricks Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2021.
4. Advisory vote on shareholder proposal to Shr Against For
permit shareholder action by written
consent.
5. Advisory vote on shareholder proposal to Shr For Against
permit shareholder removal of directors
without cause.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 935387402
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald E. Brown Mgmt For For
1B. Election of Director: Kermit R. Crawford Mgmt For For
1C. Election of Director: Michael L. Eskew Mgmt For For
1D. Election of Director: Richard T. Hume Mgmt For For
1E. Election of Director: Margaret M. Keane Mgmt For For
1F. Election of Director: Siddharth N. Mehta Mgmt For For
1G. Election of Director: Jacques P. Perold Mgmt For For
1H. Election of Director: Andrea Redmond Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Judith A. Sprieser Mgmt For For
1K. Election of Director: Perry M. Traquina Mgmt For For
1L. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executives.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Allstate's independent
registered public accountant for 2021.
4. Shareholder proposal to amend proxy access. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 935340884
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Bradway Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Lynne M. Doughtie Mgmt For For
1D. Election of Director: Edmund P. Mgmt For For
Giambastiani Jr.
1E. Election of Director: Lynn J. Good Mgmt For For
1F. Election of Director: Akhil Johri Mgmt For For
1G. Election of Director: Lawrence W. Kellner Mgmt For For
1H. Election of Director: Steven M. Mollenkopf Mgmt For For
1I. Election of Director: John M. Richardson Mgmt For For
1J. Election of Director: Ronald A. Williams Mgmt For For
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify the Appointment of Deloitte & Touche Mgmt For For
LLP as Independent Auditor for 2021.
4. Additional Report on Lobbying Activities. Shr Against For
5. Written Consent. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935378302
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Walter W. Bettinger Mgmt For For
II
1B. Election of Director: Joan T. Dea Mgmt For For
1C. Election of Director: Christopher V. Dodds Mgmt For For
1D. Election of Director: Mark A. Goldfarb Mgmt For For
1E. Election of Director: Bharat B. Masrani Mgmt For For
1F. Election of Director: Charles A. Ruffel Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as independent auditors.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder Proposal requesting disclosure Shr Against For
of lobbying policy, procedures and
oversight; lobbying expenditures; and
participation in organizations engaged in
lobbying.
5. Stockholder Proposal requesting Shr For Against
declassification of the board of directors
to elect each director annually.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935365874
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG Mgmt For For
LLP.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay").
4. Shareholder Proposal Regarding Amendment of Shr Against For
Shareholder Written Consent Right.
5. Shareholder Proposal Regarding Political Shr Against For
Contributions Congruency Analysis.
6. Shareholder Proposal Regarding Report on Shr Against For
Prison Labor in the Supply Chain.
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 935369050
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: PGR
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Philip Bleser Mgmt For For
1B. Election of Director: Stuart B. Burgdoerfer Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Charles A. Davis Mgmt For For
1E. Election of Director: Roger N. Farah Mgmt For For
1F. Election of Director: Lawton W. Fitt Mgmt For For
1G. Election of Director: Susan Patricia Mgmt For For
Griffith
1H. Election of Director: Devin C. Johnson Mgmt For For
1I. Election of Director: Jeffrey D. Kelly Mgmt For For
1J. Election of Director: Barbara R. Snyder Mgmt For For
1K. Election of Director: Jan E. Tighe Mgmt For For
1L. Election of Director: Kahina Van Dyke Mgmt For For
2. Cast an advisory vote to approve our Mgmt For For
executive compensation program.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda Number: 935388555
--------------------------------------------------------------------------------------------------------------------------
Security: 842587107
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SO
ISIN: US8425871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Janaki Akella Mgmt For For
1B. Election of Director: Juanita Powell Mgmt For For
Baranco
1C. Election of Director: Henry A. Clark III Mgmt For For
1D. Election of Director: Anthony F. Earley, Mgmt For For
Jr.
1E. Election of Director: Thomas A. Fanning Mgmt For For
1F. Election of Director: David J. Grain Mgmt For For
1G. Election of Director: Colette D. Honorable Mgmt For For
1H. Election of Director: Donald M. James Mgmt For For
1I. Election of Director: John D. Johns Mgmt For For
1J. Election of Director: Dale E. Klein Mgmt For For
1K. Election of Director: Ernest J. Moniz Mgmt For For
1L. Election of Director: William G. Smith, Jr Mgmt For For
1M. Election of Director: E. Jenner Wood III Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approve the 2021 Equity and Incentive Mgmt For For
Compensation Plan.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public
accounting firm for 2021.
5. Approve an amendment to the Restated Mgmt For For
Certificate of Incorporation to reduce the
supermajority vote requirement to a
majority vote requirement.
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 935372766
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan L. Beller Mgmt For For
1B. Election of Director: Janet M. Dolan Mgmt For For
1C. Election of Director: Patricia L. Higgins Mgmt For For
1D. Election of Director: William J. Kane Mgmt For For
1E. Election of Director: Thomas B. Leonardi Mgmt For For
1F. Election of Director: Clarence Otis Jr. Mgmt For For
1G. Election of Director: Elizabeth E. Robinson Mgmt For For
1H. Election of Director: Philip T. Ruegger III Mgmt For For
1I. Election of Director: Todd C. Schermerhorn Mgmt For For
1J. Election of Director: Alan D. Schnitzer Mgmt For For
1K. Election of Director: Laurie J. Thomsen Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as The Travelers Companies, Inc.'s
independent registered public accounting
firm for 2021.
3. Non-binding vote to approve executive Mgmt For For
compensation.
4. Approve an amendment to The Travelers Mgmt For For
Companies, Inc. Amended and Restated 2014
Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 935344262
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warner L. Baxter Mgmt For For
1B. Election of Director: Dorothy J. Bridges Mgmt For For
1C. Election of Director: Elizabeth L. Buse Mgmt For For
1D. Election of Director: Andrew Cecere Mgmt For For
1E. Election of Director: Kimberly N. Mgmt For For
Ellison-Taylor
1F. Election of Director: Kimberly J. Harris Mgmt For For
1G. Election of Director: Roland A. Hernandez Mgmt For For
1H. Election of Director: Olivia F. Kirtley Mgmt For For
1I. Election of Director: Karen S. Lynch Mgmt For For
1J. Election of Director: Richard P. McKenney Mgmt For For
1K. Election of Director: Yusuf I. Mehdi Mgmt For For
1L. Election of Director: John P. Wiehoff Mgmt For For
1M. Election of Director: Scott W. Wine Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent auditor for
the 2021 fiscal year.
3. An advisory vote to approve the Mgmt For For
compensation of our executives disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 935364947
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew H. Card Jr. Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: David B. Dillon Mgmt For For
1D. Election of Director: Lance M. Fritz Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Jane H. Lute Mgmt For For
1G. Election of Director: Michael R. McCarthy Mgmt For For
1H. Election of Director: Thomas F. McLarty III Mgmt For For
1I. Election of Director: Jose H. Villarreal Mgmt For For
1J. Election of Director: Christopher J. Mgmt For For
Williams
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
2021.
3. An advisory vote to approve executive Mgmt For For
compensation ("Say on Pay").
4. Adoption of the Union Pacific Corporation Mgmt For For
2021 Stock Incentive Plan.
5. Adoption of the Union Pacific Corporation Mgmt For For
2021 Employee Stock Purchase Plan.
6. Shareholder proposal requesting an EEO-1 Shr For Against
Report Disclosure, if properly presented at
the Annual Meeting.
7. Shareholder proposal requesting an Annual Shr For Against
Diversity and Inclusion Efforts Report, if
properly presented at the Annual Meeting.
8. Shareholder proposal requesting an Annual Shr Against For
Emissions Reduction Plan & annual advisory
vote on Emissions Reduction Plan, if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 935359782
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose B. Alvarez Mgmt For For
1B. Election of Director: Marc A. Bruno Mgmt For For
1C. Election of Director: Matthew J. Flannery Mgmt For For
1D. Election of Director: Bobby J. Griffin Mgmt For For
1E. Election of Director: Kim Harris Jones Mgmt For For
1F. Election of Director: Terri L. Kelly Mgmt For For
1G. Election of Director: Michael J. Kneeland Mgmt For For
1H. Election of Director: Gracia C. Martore Mgmt For For
1I. Election of Director: Filippo Passerini Mgmt For For
1J. Election of Director: Donald C. Roof Mgmt For For
1K. Election of Director: Shiv Singh Mgmt For For
2. Ratification of Appointment of Public Mgmt For For
Accounting Firm.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Stockholder Proposal to Improve Shareholder Shr For Against
Written Consent.
--------------------------------------------------------------------------------------------------------------------------
VECTRUS, INC. Agenda Number: 935360420
--------------------------------------------------------------------------------------------------------------------------
Security: 92242T101
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: VEC
ISIN: US92242T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: Bradford J. Mgmt For For
Boston
1B. ELECTION OF CLASS I DIRECTOR: Charles L. Mgmt For For
Prow
1C. ELECTION OF CLASS I DIRECTOR: Phillip C. Mgmt For For
Widman
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Vectrus, Inc.
Independent Registered Public Accounting
Firm for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation paid to our named executive
officers.
4. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of the advisory vote on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935364846
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Roxanne S. Austin Mgmt For For
1c. Election of Director: Mark T. Bertolini Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2 Advisory Vote to Approve Executive Mgmt For For
Compensation
3 Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4 Shareholder Action by Written Consent Shr Against For
5 Amend Clawback Policy Shr Against For
6 Shareholder Ratification of Annual Equity Shr Against For
Awards
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935404866
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cesar Conde Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Sarah J. Friar Mgmt For For
1D. Election of Director: Carla A. Harris Mgmt For For
1E. Election of Director: Thomas W. Horton Mgmt For For
1F. Election of Director: Marissa A. Mayer Mgmt For For
1G. Election of Director: C. Douglas McMillon Mgmt For For
1H. Election of Director: Gregory B. Penner Mgmt For For
1I. Election of Director: Steven S Reinemund Mgmt For For
1J. Election of Director: Randall L. Stephenson Mgmt For For
1K. Election of Director: S. Robson Walton Mgmt For For
1L. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants.
4. Report on Refrigerants Released from Shr Against For
Operations.
5. Report on Lobbying Disclosures. Shr Against For
6. Report on Alignment of Racial Justice Goals Shr Against For
and Starting Wages.
7. Create a Pandemic Workforce Advisory Shr Against For
Council.
8. Report on Statement of the Purpose of a Shr Against For
Corporation.
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 935369199
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James C. Fish, Jr. Mgmt For For
1B. Election of Director: Andres R. Gluski Mgmt For For
1C. Election of Director: Victoria M. Holt Mgmt For For
1D. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1E. Election of Director: Sean E. Menke Mgmt For For
1F. Election of Director: William B. Plummer Mgmt For For
1G. Election of Director: John C. Pope Mgmt For For
1H. Election of Director: Maryrose T. Sylvester Mgmt For For
1I. Election of Director: Thomas H. Weidemeyer Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for 2021.
3. Non-binding, advisory proposal to approve Mgmt For For
our executive compensation.
--------------------------------------------------------------------------------------------------------------------------
WERNER ENTERPRISES, INC. Agenda Number: 935381210
--------------------------------------------------------------------------------------------------------------------------
Security: 950755108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: WERN
ISIN: US9507551086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott C. Arves* Mgmt For For
V. Mansharamani, Ph.D.* Mgmt For For
Alexi A. Wellman* Mgmt For For
Carmen A. Tapio** Mgmt For For
Derek J. Leathers+ Mgmt For For
2. To approve the advisory resolution on Mgmt For For
executive compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm of Werner Enterprises, Inc.
for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 935380321
--------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: XEL
ISIN: US98389B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lynn Casey Mgmt For For
1B. Election of Director: Ben Fowke Mgmt For For
1C. Election of Director: Robert Frenzel Mgmt For For
1D. Election of Director: Netha Johnson Mgmt For For
1E. Election of Director: Patricia Kampling Mgmt For For
1F. Election of Director: George Kehl Mgmt For For
1G. Election of Director: Richard O'Brien Mgmt For For
1H. Election of Director: Charles Pardee Mgmt For For
1I. Election of Director: Christopher Mgmt For For
Policinski
1J. Election of Director: James Prokopanko Mgmt For For
1K. Election of Director: David Westerlund Mgmt For For
1L. Election of Director: Kim Williams Mgmt For For
1M. Election of Director: Timothy Wolf Mgmt For For
1N. Election of Director: Daniel Yohannes Mgmt For For
2. Company proposal to approve, on an advisory Mgmt For For
basis, executive compensation.
3. Company proposal to ratify the appointment Mgmt For For
of Deloitte & Touche LLP as Xcel Energy
Inc.'s independent registered public
accounting firm for 2021.
4. Shareholder proposal regarding a report on Shr Against For
the costs and benefits of Xcel Energy's
voluntary climate-related activities.
Pacer Salt High truBetaTM US Market ETF
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935345810
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Special
Meeting Date: 07-Apr-2021
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of common Mgmt For For
stock, par value $0.01 per share, of AMD to
the stockholders of Xilinx, Inc. ("Xilinx")
in connection with the merger contemplated
by the Agreement and Plan of Merger, dated
October 26, 2020, as it may be amended from
time to time, by and among AMD, Thrones
Merger Sub, Inc., a wholly owned subsidiary
of AMD, and Xilinx (the "AMD share issuance
proposal").
2. Approve the adjournment of the Special Mgmt For For
Meeting, if necessary or appropriate, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve the AMD share
issuance proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to the stockholders of AMD.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935366523
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John E. Caldwell Mgmt For For
1B. Election of Director: Nora M. Denzel Mgmt For For
1C. Election of Director: Mark Durcan Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Joseph A. Householder Mgmt For For
1F. Election of Director: John W. Marren Mgmt For For
1G. Election of Director: Lisa T. Su Mgmt For For
1H. Election of Director: Abhi Y. Talwalkar Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
3. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AECOM Agenda Number: 935326377
--------------------------------------------------------------------------------------------------------------------------
Security: 00766T100
Meeting Type: Annual
Meeting Date: 24-Feb-2021
Ticker: ACM
ISIN: US00766T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bradley W. Buss Mgmt For For
1B. Election of Director: Robert G. Card Mgmt For For
1C. Election of Director: Diane C. Creel Mgmt For For
1D. Election of Director: Jacqueline C. Hinman Mgmt For For
1E. Election of Director: Lydia H. Kennard Mgmt For For
1F. Election of Director: W. Troy Rudd Mgmt For For
1G. Election of Director: Clarence T. Schmitz Mgmt For For
1H. Election of Director: Douglas W. Stotlar Mgmt For For
1I. Election of Director: Daniel R. Tishman Mgmt For For
1J. Election of Director: Sander van't Mgmt For For
Noordende
1K. Election of Director: General Janet C. Mgmt For For
Wolfenbarger
2. Ratify the selection of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
3. Advisory vote to approve the Company's Mgmt Against Against
executive compensation.
4. Stockholder proposal regarding lobbying Shr Against For
disclosure.
--------------------------------------------------------------------------------------------------------------------------
ALASKA AIR GROUP, INC. Agenda Number: 935362905
--------------------------------------------------------------------------------------------------------------------------
Security: 011659109
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ALK
ISIN: US0116591092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to One-Year Terms: Mgmt For For
Patricia M. Bedient
1b. Election of Director to One-Year Terms: Mgmt For For
James A. Beer
1c. Election of Director to One-Year Terms: Mgmt For For
Raymond L. Conner
1d. Election of Director to One-Year Terms: Mgmt For For
Daniel K. Elwell
1e. Election of Director to One-Year Terms: Mgmt For For
Dhiren R. Fonseca
1f. Election of Director to One-Year Terms: Mgmt For For
Kathleen T. Hogan
1g. Election of Director to One-Year Terms: Mgmt Against Against
Jessie J. Knight, Jr.
1h. Election of Director to One-Year Terms: Mgmt For For
Susan J. Li
1i. Election of Director to One-Year Terms: Mgmt For For
Benito Minicucci
1j. Election of Director to One-Year Terms: Mgmt For For
Helvi K. Sandvik
1k. Election of Director to One-Year Terms: J. Mgmt For For
Kenneth Thompson
1l. Election of Director to One-Year Terms: Mgmt For For
Bradley D. Tilden
1m. Election of Director to One-Year Terms: Mgmt For For
Eric K. Yeaman
2. Approve (on an advisory basis) the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accountants for the fiscal year 2021.
4. Approve the amendment and restatement of Mgmt For For
the Company's 2016 Performance Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
ALLY FINANCIAL INC. Agenda Number: 935348070
--------------------------------------------------------------------------------------------------------------------------
Security: 02005N100
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: ALLY
ISIN: US02005N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Franklin W. Hobbs Mgmt For For
1B. Election of Director: Kenneth J. Bacon Mgmt For For
1C. Election of Director: Katryn (Trynka) Mgmt For For
Shineman Blake
1D. Election of Director: Maureen A. Mgmt For For
Breakiron-Evans
1E. Election of Director: William H. Cary Mgmt For For
1F. Election of Director: Mayree C. Clark Mgmt For For
1G. Election of Director: Kim S. Fennebresque Mgmt For For
1H. Election of Director: Marjorie Magner Mgmt For For
1I. Election of Director: Brian H. Sharples Mgmt For For
1J. Election of Director: John J. Stack Mgmt For For
1K. Election of Director: Michael F. Steib Mgmt For For
1L. Election of Director: Jeffrey J. Brown Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Advisory vote on the frequency of the Mgmt 1 Year For
stockholder advisory vote on executive
compensation.
4. Approval of the Ally Financial Inc. Mgmt For For
Incentive Compensation Plan, amended and
restated effective as of May 4, 2021.
5. Approval of the Ally Financial Inc. Mgmt For For
Non-Employee Directors Equity Compensation
Plan, amended and restated effective as of
May 4, 2021.
6. Approval of the Ally Financial Inc. Mgmt For For
Employee Stock Purchase Plan, amended and
restated effective as of May 4, 2021.
7. Ratification of the Audit Committee's Mgmt For For
engagement of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ALTERYX, INC. Agenda Number: 935363084
--------------------------------------------------------------------------------------------------------------------------
Security: 02156B103
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: AYX
ISIN: US02156B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anjali Joshi Mgmt For For
Timothy I. Maudlin Mgmt For For
Eileen M. Schloss Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
3. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 935357358
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Thomas J. Baltimore
1B. Election of Director for a term of one Mgmt For For
year: Charlene Barshefsky
1C. Election of Director for a term of one Mgmt For For
year: John J. Brennan
1D. Election of Director for a term of one Mgmt For For
year: Peter Chernin
1E. Election of Director for a term of one Mgmt For For
year: Ralph de la Vega
1F. Election of Director for a term of one Mgmt For For
year: Michael O. Leavitt
1G. Election of Director for a term of one Mgmt For For
year: Theodore J. Leonsis
1H. Election of Director for a term of one Mgmt For For
year: Karen L. Parkhill
1I. Election of Director for a term of one Mgmt For For
year: Charles E. Phillips
1J. Election of Director for a term of one Mgmt For For
year: Lynn A. Pike
1K. Election of Director for a term of one Mgmt For For
year: Stephen J. Squeri
1L. Election of Director for a term of one Mgmt For For
year: Daniel L. Vasella
1M. Election of Director for a term of one Mgmt For For
year: Lisa W. Wardell
1N. Election of Director for a term of one Mgmt For For
year: Ronald A. Williams
1O. Election of Director for a term of one Mgmt For For
year: Christopher D. Young
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
4. Shareholder proposal relating to action by Shr For Against
written consent.
5. Shareholder proposal relating to annual Shr For Against
report on diversity.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 935359136
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: JAMES COLE, JR. Mgmt For For
1b. Election of Director: W. DON CORNWELL Mgmt For For
1c. Election of Director: BRIAN DUPERREAULT Mgmt For For
1d. Election of Director: JOHN H. FITZPATRICK Mgmt For For
1e. Election of Director: WILLIAM G. JURGENSEN Mgmt For For
1f. Election of Director: CHRISTOPHER S. LYNCH Mgmt For For
1g. Election of Director: LINDA A. MILLS Mgmt For For
1h. Election of Director: THOMAS F. MOTAMED Mgmt For For
1i. Election of Director: PETER R. PORRINO Mgmt For For
1j. Election of Director: AMY L. SCHIOLDAGER Mgmt For For
1k. Election of Director: DOUGLAS M. STEENLAND Mgmt For For
1l. Election of Director: THERESE M. VAUGHAN Mgmt For For
1m. Election of Director: PETER S. ZAFFINO Mgmt For For
2. To vote, on a non-binding advisory basis, Mgmt Against Against
to approve executive compensation.
3. To vote on a proposal to approve the Mgmt For For
American International Group, Inc. 2021
Omnibus Incentive Plan.
4. To act upon a proposal to ratify the Mgmt For For
selection of PricewaterhouseCoopers LLP as
AIG's independent registered public
accounting firm for 2021.
5. To vote on a shareholder proposal to give Shr For Against
shareholders who hold at least 10 percent
of AIG's outstanding common stock the right
to call special meetings.
--------------------------------------------------------------------------------------------------------------------------
ANAPLAN, INC. Agenda Number: 935406416
--------------------------------------------------------------------------------------------------------------------------
Security: 03272L108
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: PLAN
ISIN: US03272L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
David Conte Mgmt For For
Suresh Vasudevan Mgmt For For
Yvonne Wassenaar Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
January 31, 2022;
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 935329373
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rani Borkar Mgmt For For
1B. Election of Director: Judy Bruner Mgmt For For
1C. Election of Director: Xun (Eric) Chen Mgmt For For
1D. Election of Director: Aart J. de Geus Mgmt For For
1E. Election of Director: Gary E. Dickerson Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt For For
1G. Election of Director: Alexander A. Karsner Mgmt For For
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2020.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Applied Materials' independent
registered public accounting firm for
fiscal year 2021.
4. Approval of the amended and restated Mgmt For For
Employee Stock Incentive Plan.
5. Approval of the Omnibus Employees' Stock Mgmt For For
Purchase Plan.
6. Shareholder proposal to adopt a policy, and Shr Against For
amend our governing documents as necessary,
to require the Chairman of the Board to be
independent whenever possible including the
next Chairman of the Board transition.
7. Shareholder proposal to improve the Shr Against For
executive compensation program and policy
to include CEO pay ratio and other factors.
--------------------------------------------------------------------------------------------------------------------------
BUILDERS FIRSTSOURCE, INC. Agenda Number: 935422787
--------------------------------------------------------------------------------------------------------------------------
Security: 12008R107
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: BLDR
ISIN: US12008R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cleveland A. Christophe Mgmt For For
David E. Flitman Mgmt For For
W. Bradley Hayes Mgmt For For
Brett N. Milgrim Mgmt For For
2. Advisory vote on the compensation of the Mgmt For For
named executive officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLC as our
independent registered public accounting
firm for the year 2021.
--------------------------------------------------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC. Agenda Number: 935363375
--------------------------------------------------------------------------------------------------------------------------
Security: 127387108
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CDNS
ISIN: US1273871087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Mark W. Adams Mgmt For For
1B Election of Director: Ita Brennan Mgmt For For
1C Election of Director: Lewis Chew Mgmt For For
1D Election of Director: Julia Liuson Mgmt For For
1E Election of Director: James D. Plummer Mgmt For For
1F Election of Director: Alberto Mgmt For For
Sangiovanni-Vincentelli
1G Election of Director: John B. Shoven Mgmt For For
1H Election of Director: Young K. Sohn Mgmt For For
1I Election of Director: Lip-Bu Tan Mgmt For For
2. Advisory resolution to approve named Mgmt For For
executive officer compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Cadence for its fiscal year ending
January 1, 2022.
4. Stockholder proposal regarding written Shr Against For
consent.
--------------------------------------------------------------------------------------------------------------------------
CAESARS ENTERTAINMENT, INC. Agenda Number: 935424438
--------------------------------------------------------------------------------------------------------------------------
Security: 12769G100
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: CZR
ISIN: US12769G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary L. Carano Mgmt For For
Bonnie S. Biumi Mgmt For For
Jan Jones Blackhurst Mgmt For For
Frank J. Fahrenkopf Mgmt For For
Don R. Kornstein Mgmt For For
Courtney R. Mather Mgmt For For
Michael E. Pegram Mgmt For For
Thomas R. Reeg Mgmt For For
David P. Tomick Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2021.
5. TO APPROVE AND ADOPT AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK TO
500,000,000.
6. TO APPROVE AND ADOPT AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO AUTHORIZE THE ISSUANCE
OF 150,000,000 SHARES OF PREFERRED STOCK.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 935353730
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Ime Archibong Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Peter Thomas Killalea Mgmt For For
1E. Election of Director: Cornelis "Eli" Mgmt For For
Leenaars
1F. Election of Director: Francois Locoh-Donou Mgmt For For
1G. Election of Director: Peter E. Raskind Mgmt For For
1H. Election of Director: Eileen Serra Mgmt For For
1I. Election of Director: Mayo A. Shattuck III Mgmt For For
1J. Election of Director: Bradford H. Warner Mgmt For For
1K. Election of Director: Catherine G. West Mgmt For For
1L. Election of Director: Craig Anthony Mgmt For For
Williams
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm of Capital One for 2021.
3. Advisory approval of Capital One's 2020 Mgmt For For
Named Executive Officer compensation.
4. Approval and adoption of the Capital One Mgmt For For
Financial Corporation Sixth Amended and
Restated 2004 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CARRIER GLOBAL CORPORATION Agenda Number: 935340404
--------------------------------------------------------------------------------------------------------------------------
Security: 14448C104
Meeting Type: Annual
Meeting Date: 19-Apr-2021
Ticker: CARR
ISIN: US14448C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John V. Faraci Mgmt For For
1B. Election of Director: Jean-Pierre Garnier Mgmt For For
1C. Election of Director: David Gitlin Mgmt For For
1D. Election of Director: John J. Greisch Mgmt For For
1E. Election of Director: Charles M. Holley, Mgmt For For
Jr.
1F. Election of Director: Michael M. McNamara Mgmt For For
1G. Election of Director: Michael A. Todman Mgmt For For
1H. Election of Director: Virginia M. Wilson Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
4. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Shareowner Votes to Approve Named Executive
Officer Compensation.
--------------------------------------------------------------------------------------------------------------------------
CENTENE CORPORATION Agenda Number: 935349604
--------------------------------------------------------------------------------------------------------------------------
Security: 15135B101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CNC
ISIN: US15135B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jessica L. Blume Mgmt For For
1B. Election of Director: Frederick H. Eppinger Mgmt For For
1C. Election of Director: David L. Steward Mgmt For For
1D. Election of Director: William L. Trubeck Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2021.
4. APPROVAL OF THE AMENDMENT TO THE 2012 STOCK Mgmt For For
INCENTIVE PLAN, AS AMENDED.
5. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S CERTIFICATE OF
INCORPORATION AS DESCRIBED IN THE PROXY
STATEMENT.
6. THE STOCKHOLDER PROPOSAL TO ELECT EACH Shr For For
DIRECTOR ANNUALLY AS DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CHEGG, INC. Agenda Number: 935389848
--------------------------------------------------------------------------------------------------------------------------
Security: 163092109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CHGG
ISIN: US1630921096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marne Levine Mgmt For For
Richard Sarnoff Mgmt For For
Paul LeBlanc Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 935350772
--------------------------------------------------------------------------------------------------------------------------
Security: 125523100
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: CI
ISIN: US1255231003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David M. Cordani Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: Eric J. Foss Mgmt For For
1D. Election of Director: Elder Granger, MD, Mgmt For For
MG, USA (Retired)
1E. Election of Director: Isaiah Harris, Jr. Mgmt For For
1F. Election of Director: George Kurian Mgmt For For
1G. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1H. Election of Director: Mark B. McClellan, Mgmt For For
MD, PhD
1I. Election of Director: John M. Partridge Mgmt For For
1J. Election of Director: Kimberly A. Ross Mgmt For For
1K. Election of Director: Eric C. Wiseman Mgmt For For
1L. Election of Director: Donna F. Zarcone Mgmt For For
2. Advisory approval of Cigna's executive Mgmt For For
compensation.
3. Approval of the Amended and Restated Cigna Mgmt For For
Long-Term Incentive Plan.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Cigna's
independent registered public accounting
firm for 2021.
5. Shareholder proposal - Shareholder right to Shr For Against
act by written consent.
6. Shareholder proposal - Gender pay gap Shr Against For
report.
7. Shareholder proposal - Board ideology Shr Against For
disclosure policy.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935349515
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen M. Costello Mgmt For For
1B. Election of Director: Grace E. Dailey Mgmt For For
1C. Election of Director: Barbara J. Desoer Mgmt For For
1D. Election of Director: John C. Dugan Mgmt For For
1E. Election of Director: Jane N. Fraser Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2021.
3. Advisory vote to approve Citi's 2020 Mgmt For For
Executive Compensation.
4. Approval of additional authorized shares Mgmt For For
under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr Against For
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting an Shr Against For
Independent Board Chairman.
7. Stockholder proposal requesting Shr Against For
non-management employees on director
nominee candidate lists.
8. Stockholder proposal requesting a report Shr Against For
disclosing information regarding Citi's
lobbying payments, policies and activities.
9. Stockholder proposal requesting a racial Shr For Against
equity audit analyzing Citi's adverse
impacts on nonwhite stakeholders and
communities of color.
10. Stockholder proposal requesting that the Shr Against For
Board approve an amendment to Citi's
Certificate of Incorporation to become a
Public Benefit Corporation and to submit
the proposed amendment to stockholders for
approval.
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 935354390
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donna M. Alvarado Mgmt For For
1B. Election of Director: Thomas P. Bostick Mgmt For For
1C. Election of Director: James M. Foote Mgmt For For
1D. Election of Director: Steven T. Halverson Mgmt For For
1E. Election of Director: Paul C. Hilal Mgmt For For
1F. Election of Director: David M. Moffett Mgmt For For
1G. Election of Director: Linda H. Riefler Mgmt For For
1H. Election of Director: Suzanne M. Vautrinot Mgmt For For
1I. Election of Director: James L. Wainscott Mgmt For For
1J. Election of Director: J. Steven Whisler Mgmt For For
1K. Election of Director: John J. Zillmer Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Independent
Registered Public Accounting Firm for 2021.
3. Advisory (non-binding) resolution to Mgmt For For
approve compensation for the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 935430241
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward H. Bastian Mgmt For For
1B. Election of Director: Francis S. Blake Mgmt For For
1C. Election of Director: Ashton B. Carter Mgmt For For
1D. Election of Director: David G. DeWalt Mgmt For For
1E. Election of Director: William H. Easter III Mgmt For For
1F. Election of Director: Christopher A. Mgmt For For
Hazleton
1G. Election of Director: Michael P. Huerta Mgmt For For
1H. Election of Director: Jeanne P. Jackson Mgmt For For
1I. Election of Director: George N. Mattson Mgmt For For
1J. Election of Director: Sergio A.L. Rial Mgmt For For
1K. Election of Director: David S. Taylor Mgmt For For
1L. Election of Director: Kathy N. Waller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Delta's named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Delta's independent auditors for the
year ending December 31, 2021.
4. A shareholder proposal related to the right Shr For Against
to act by written consent.
5. A shareholder proposal related to a climate Shr For Against
lobbying report.
--------------------------------------------------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC. Agenda Number: 935412887
--------------------------------------------------------------------------------------------------------------------------
Security: 253393102
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: DKS
ISIN: US2533931026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term that Mgmt For For
expires either in 2022, if Item 2 is
approved by the stockholders, or in 2024,
if Item 2 is not approved by the
stockholders: William J. Colombo
1B. Election of Director for a term that Mgmt For For
expires either in 2022, if Item 2 is
approved by the stockholders, or in 2024,
if Item 2 is not approved by the
stockholders: Sandeep Mathrani
1C. Election of Director for a term that Mgmt For For
expires either in 2022, if Item 2 is
approved by the stockholders, or in 2024,
if Item 2 is not approved by the
stockholders: Desiree Ralls-Morrison
1D. Election of Director for a term that Mgmt For For
expires either in 2022, if Item 2 is
approved by the stockholders, or in 2024,
if Item 2 is not approved by the
stockholders: Larry D. Stone
2. An amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation, as
amended, to provide for the annual election
of directors and eliminate the classified
Board structure.
3. An amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation, as
amended, to increase the maximum number of
directors to 13.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for
fiscal 2021.
5. Non-binding advisory vote to approve Mgmt For For
compensation of named executive officers,
as disclosed in the Company's 2021 proxy
statement.
6. An amendment and restatement of the Mgmt Against Against
Company's 2012 Stock and Incentive Plan (as
Amended and Restated) to increase the
number of authorized shares reserved for
issuance under the plan and eliminate
certain provisions related to
performance-based compensation.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 935348765
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey S. Aronin Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt For For
1C. Election of Director: Gregory C. Case Mgmt For For
1D. Election of Director: Candace H. Duncan Mgmt For For
1E. Election of Director: Joseph F. Eazor Mgmt For For
1F. Election of Director: Cynthia A. Glassman Mgmt For For
1G. Election of Director: Roger C. Hochschild Mgmt For For
1H. Election of Director: Thomas G. Maheras Mgmt For For
1I. Election of Director: Michael H. Moskow Mgmt For For
1J. Election of Director: David L. Rawlinson II Mgmt For For
1K. Election of Director: Mark A. Thierer Mgmt For For
1L. Election of Director: Jennifer L. Wong Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
DRAFTKINGS INC. Agenda Number: 935346951
--------------------------------------------------------------------------------------------------------------------------
Security: 26142R104
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: DKNG
ISIN: US26142R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason D. Robins Mgmt For For
Harry Evans Sloan Mgmt For For
Matthew Kalish Mgmt For For
Paul Liberman Mgmt For For
Woodrow H. Levin Mgmt For For
Shalom Meckenzie Mgmt For For
Jocelyn Moore Mgmt For For
Ryan R. Moore Mgmt For For
Valerie Mosley Mgmt For For
Steven J. Murray Mgmt For For
Hany M. Nada Mgmt For For
John S. Salter Mgmt For For
Marni M. Walden Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes.
4. In their discretion, upon such other Mgmt Against
matters that may properly come before the
meeting or any adjournment or adjournments
thereof.
--------------------------------------------------------------------------------------------------------------------------
DUPONT DE NEMOURS INC Agenda Number: 935348436
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: DD
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy G. Brady Mgmt For For
1B. Election of Director: Edward D. Breen Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Franklin K. Clyburn, Mgmt For For
Jr.
1E. Election of Director: Terrence R. Curtin Mgmt For For
1F. Election of Director: Alexander M. Cutler Mgmt For For
1G. Election of Director: Eleuthere I. du Pont Mgmt For For
1H. Election of Director: Luther C. Kissam Mgmt For For
1I. Election of Director: Frederick M. Lowery Mgmt For For
1J. Election of Director: Raymond J. Milchovich Mgmt For For
1K. Election of Director: Deanna M. Mulligan Mgmt For For
1L. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
4. Amendment and Restatement of the Company's Mgmt For For
Certificate of Incorporation to Decrease
the Ownership Threshold for Stockholders to
Call a Special Meeting.
5. Right to Act by Written Consent. Shr Against For
6. Annual Disclosure of EEO-1 Data. Shr For Against
7. Annual Report on Plastic Pollution. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
ETSY, INC. Agenda Number: 935412611
--------------------------------------------------------------------------------------------------------------------------
Security: 29786A106
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ETSY
ISIN: US29786A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Gary S.
Briggs
1B. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Edith W.
Cooper
1C. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Melissa
Reiff
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 935416645
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel Altman Mgmt For For
1B. Election of Director: Beverly Anderson (To Mgmt For For
be voted upon by the holders of Expedia
Group, Inc.'s Common Stock voting as a
separate class.)
1C. Election of Director: Susan Athey Mgmt For For
1D. Election of Director: Chelsea Clinton Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Director Withdrawn Mgmt For For
1G. Election of Director: Craig Jacobson (To be Mgmt For For
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
1H. Election of Director: Peter Kern Mgmt For For
1I. Election of Director: Dara Khosrowshahi Mgmt For For
1J. Election of Director: Patricia Mgmt For For
Menendez-Cambo (To be voted upon by the
holders of Expedia Group, Inc.'s Common
Stock voting as a separate class.)
1K. Election of Director: Greg Mondre Mgmt For For
1L. Director Withdrawn Mgmt For For
1M. Election of Director: Alexander von Mgmt For For
Furstenberg
1N. Election of Director: Julie Whalen (To be Mgmt For For
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
2. Approval of the Expedia Group, Inc. 2013 Mgmt For For
Employee Stock Purchase Plan, as amended
and restated, and the Expedia Group, Inc.
2013 International Stock Purchase Plan, as
amended and restated, including an
amendment to increase the number of shares
authorized for issuance thereunder by
1,000,000.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP as Expedia Group's independent
registered public accounting firm for the
year ending December 31, 2021.
4. Stockholder proposal on political Shr Against For
contributions and expenditures, if properly
presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
FASTLY INC. Agenda Number: 935424351
--------------------------------------------------------------------------------------------------------------------------
Security: 31188V100
Meeting Type: Annual
Meeting Date: 21-Jun-2021
Ticker: FSLY
ISIN: US31188V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David M. Hornik Mgmt For For
Kelly Wright Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm for the
year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future votes on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
FIRST SOLAR, INC. Agenda Number: 935368008
--------------------------------------------------------------------------------------------------------------------------
Security: 336433107
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: FSLR
ISIN: US3364331070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J. Ahearn Mgmt For For
1B. Election of Director: Sharon L. Allen Mgmt For For
1C. Election of Director: Richard D. Chapman Mgmt For For
1D. Election of Director: George A. Hambro Mgmt For For
1E. Election of Director: Kathryn A. Hollister Mgmt For For
1F. Election of Director: Molly E. Joseph Mgmt For For
1G. Election of Director: Craig Kennedy Mgmt For For
1H. Election of Director: William J. Post Mgmt For For
1I. Election of Director: Paul H. Stebbins Mgmt For For
1J. Election of Director: Michael Sweeney Mgmt For For
1K. Election of Director: Mark R. Widmar Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as First Solar's
Independent Registered Public Accounting
Firm for the year ending December 31, 2021.
3. Shareholder proposal requesting a report on Shr For Against
board diversity.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN INC. Agenda Number: 935412762
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David P. Abney Mgmt For For
1.2 Election of Director: Richard C. Adkerson Mgmt For For
1.3 Election of Director: Robert W. Dudley Mgmt For For
1.4 Election of Director: Lydia H. Kennard Mgmt For For
1.5 Election of Director: Dustan E. McCoy Mgmt For For
1.6 Election of Director: John J. Stephens Mgmt For For
1.7 Election of Director: Frances Fragos Mgmt For For
Townsend
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 935420632
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 14-Jun-2021
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary T. Barra Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Linda R. Gooden Mgmt For For
1D. Election of Director: Joseph Jimenez Mgmt For For
1E. Election of Director: Jane L. Mendillo Mgmt For For
1F. Election of Director: Judith A. Miscik Mgmt For For
1G. Election of Director: Patricia F. Russo Mgmt For For
1H. Election of Director: Thomas M. Schoewe Mgmt For For
1I. Election of Director: Carol M. Stephenson Mgmt For For
1J. Election of Director: Mark A. Tatum Mgmt For For
1K. Election of Director: Devin N. Wenig Mgmt For For
1L. Election of Director: Margaret C. Whitman Mgmt For For
2. Advisory Approval of Named Executive Mgmt For For
Officer Compensation.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm for 2021.
4. Shareholder Proposal Regarding Shareholder Shr For Against
Written Consent.
5. Shareholder Proposal Regarding a Report on Shr For Against
Greenhouse Gas Emissions Targets as a
Performance Element of Executive
Compensation.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935351584
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: F. Thaddeus Arroyo Mgmt For For
1B. Election of Director: Robert H.B. Baldwin, Mgmt For For
Jr.
1C. Election of Director: John G. Bruno Mgmt For For
1D. Election of Director: Kriss Cloninger III Mgmt For For
1E. Election of Director: William I Jacobs Mgmt For For
1F. Election of Director: Joia M. Johnson Mgmt For For
1G. Election of Director: Ruth Ann Marshall Mgmt For For
1H. Election of Director: Connie D. McDaniel Mgmt For For
1I. Election of Director: William B. Plummer Mgmt For For
1J. Election of Director: Jeffrey S. Sloan Mgmt For For
1K. Election of Director: John T. Turner Mgmt For For
1L. Election of Director: M. Troy Woods Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers for 2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Advisory vote on shareholder proposal Shr For Against
regarding shareholder right to act by
written consent.
--------------------------------------------------------------------------------------------------------------------------
HCA HEALTHCARE, INC. Agenda Number: 935354237
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: HCA
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas F. Frist III Mgmt For For
1B. Election of Director: Samuel N. Hazen Mgmt For For
1C. Election of Director: Meg G. Crofton Mgmt For For
1D. Election of Director: Robert J. Dennis Mgmt For For
1E. Election of Director: Nancy-Ann DeParle Mgmt For For
1F. Election of Director: William R. Frist Mgmt For For
1G. Election of Director: Charles O. Holliday, Mgmt For For
Jr
1H. Election of Director: Michael W. Michelson Mgmt For For
1I. Election of Director: Wayne J. Riley, M.D. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder proposal, if properly presented Shr Against For
at the meeting, requesting that the Board
of Directors take the steps necessary to
allow stockholders to act by written
consent.
5. Stockholder proposal, if properly presented Shr Against For
at the meeting, requesting a report on the
feasibility of increasing the impact of
quality metrics on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
HOWMET AEROSPACE INC. Agenda Number: 935394990
--------------------------------------------------------------------------------------------------------------------------
Security: 443201108
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: HWM
ISIN: US4432011082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James F. Albaugh Mgmt For For
1B. Election of Director: Amy E. Alving Mgmt For For
1C. Election of Director: Sharon R. Barner Mgmt For For
1D. Election of Director: Joseph S. Cantie Mgmt For For
1E. Election of Director: Robert F. Leduc Mgmt For For
1F. Election of Director: David J. Miller Mgmt For For
1G. Election of Director: Jody G. Miller Mgmt For For
1H. Election of Director: Tolga I. Oal Mgmt For For
1I. Election of Director: Nicole W. Piasecki Mgmt For For
1J. Election of Director: John C. Plant Mgmt For For
1K. Election of Director: Ulrich R. Schmidt Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
3. To approve, on an advisory basis, executive Mgmt Against Against
compensation.
4. Shareholder Proposal regarding an Shr Against For
independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 935442993
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Special
Meeting Date: 24-Jun-2021
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the issuance of shares Mgmt For For
of II-VI Incorporated's common stock, no
par value, pursuant to the terms of the
Agreement and Plan of Merger, dated as of
March 25, 2021, as may be amended from time
to time, by and among II-VI Incorporated, a
Pennsylvania corporation, Watson Merger Sub
Inc., a Delaware corporation and a wholly
owned subsidiary of II-VI Incorporated, and
Coherent, Inc., a Delaware corporation, in
the amounts necessary to complete the
merger contemplated thereby.
2. Proposal to adjourn II-VI Incorporated's Mgmt For For
special meeting to a later date or dates,
if necessary or appropriate, including to
solicit additional proxies in the event
there are not sufficient votes at the time
of II-VI Incorporated's special meeting to
approve the share issuance proposal
described above.
--------------------------------------------------------------------------------------------------------------------------
INVESCO LTD. Agenda Number: 935356457
--------------------------------------------------------------------------------------------------------------------------
Security: G491BT108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: IVZ
ISIN: BMG491BT1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sarah E. Beshar Mgmt For For
1B. Election of Director: Thomas M. Finke Mgmt For For
1C. Election of Director: Martin L. Flanagan Mgmt For For
1D. Election of Director: Edward P. Garden Mgmt For For
1E. Election of Director: William F. Glavin, Mgmt For For
Jr.
1F. Election of Director: C. Robert Henrikson Mgmt For For
1G. Election of Director: Denis Kessler Mgmt For For
1H. Election of Director: Nelson Peltz Mgmt For For
1I. Election of Director: Sir Nigel Sheinwald Mgmt For For
1J. Election of Director: Paula C. Tolliver Mgmt For For
1K. Election of Director: G. Richard Wagoner, Mgmt For For
Jr.
1L. Election of Director: Phoebe A. Wood Mgmt For For
2. Advisory vote to approve the company's 2020 Mgmt For For
executive compensation.
3. Approval of the Amendment and Restatement Mgmt For For
of the Invesco Ltd. 2016 Global Equity
Incentive Plan.
4. Appointment of PricewaterhouseCoopers LLP Mgmt For For
as the company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
INVITAE CORPORATION Agenda Number: 935412736
--------------------------------------------------------------------------------------------------------------------------
Security: 46185L103
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: NVTA
ISIN: US46185L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Kimber D. Mgmt For For
Lockhart
1B. Election of Class II Director: Chitra Nayak Mgmt For For
2. Approval of, on a non-binding advisory Mgmt For For
basis, the compensation paid by us to our
named executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Stockholder proposal concerning proxy Shr Against For
access.
5. Stockholder proposal concerning majority Shr For Against
voting in uncontested director elections.
--------------------------------------------------------------------------------------------------------------------------
IOVANCE BIOTHERAPEUTICS, INC. Agenda Number: 935419324
--------------------------------------------------------------------------------------------------------------------------
Security: 462260100
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: IOVA
ISIN: US4622601007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Iain Dukes, D. Phil Mgmt For For
Maria Fardis, Ph.D, MBA Mgmt For For
Athena Countouriotis MD Mgmt For For
Ryan Maynard Mgmt For For
Merrill A. McPeak Mgmt For For
Wayne P. Rothbaum Mgmt For For
Michael Weiser MD Ph.D Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
L BRANDS, INC. Agenda Number: 935380434
--------------------------------------------------------------------------------------------------------------------------
Security: 501797104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LB
ISIN: US5017971046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patricia S. Bellinger Mgmt For For
1B. Election of Director: Donna A. James Mgmt For For
1C. Election of Director: Francis A. Hondal Mgmt For For
1D. Election of Director: Danielle Lee Mgmt For For
1E. Election of Director: Andrew M. Meslow Mgmt For For
1F. Election of Director: Michael G. Morris Mgmt For For
1G. Election of Director: Sarah E. Nash Mgmt For For
1H. Election of Director: Robert H. Mgmt For For
Schottenstein
1I. Election of Director: Anne Sheehan Mgmt For For
1J. Election of Director: Stephen D. Steinour Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent registered public accountants.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
4. Stockholder proposal regarding stockholder Shr For Against
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 935369961
--------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: LVS
ISIN: US5178341070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Irwin Chafetz Mgmt For For
Micheline Chau Mgmt For For
Patrick Dumont Mgmt For For
Charles D. Forman Mgmt For For
Robert G. Goldstein Mgmt For For
George Jamieson Mgmt For For
Nora M. Jordan Mgmt For For
Charles A. Koppelman Mgmt For For
Lewis Kramer Mgmt For For
David F. Levi Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
3. An advisory (non-binding) vote to approve Mgmt Against Against
the compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 935381107
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: LNC
ISIN: US5341871094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting:
Deirdre P. Connelly
1B. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting:
William H. Cunningham
1C. Election of director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting:
Reginald E. Davis
1D. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Dennis
R. Glass
1E. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: George
W. Henderson, III
1F. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Eric
G. Johnson
1G. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Gary
C. Kelly
1H. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: M.
Leanne Lachman
1I. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting:
Michael F. Mee
1J. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting:
Patrick S. Pittard
1K. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Lynn
M. Utter
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the independent
registered public accounting firm for 2021.
3. The approval of an advisory resolution on Mgmt Against Against
the compensation of our named executive
officers.
4. Shareholder proposal to amend our bylaws to Shr Against For
remove the one-year holding requirement
from our special shareholder meeting right.
5. Shareholder proposal to amend our proxy Shr Against For
access bylaws to remove the 20-shareholder
aggregation limit.
--------------------------------------------------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC. Agenda Number: 935413411
--------------------------------------------------------------------------------------------------------------------------
Security: 538034109
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: LYV
ISIN: US5380341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maverick Carter Mgmt For For
1B. Election of Director: Ariel Emanuel Mgmt For For
1C. Election of Director: Ping Fu Mgmt For For
1D. Election of Director: Jeffrey T. Hinson Mgmt For For
1E. Election of Director: Chad Hollingsworth Mgmt For For
1F. Election of Director: James Iovine Mgmt For For
1G. Election of Director: James S. Kahan Mgmt For For
1H. Election of Director: Gregory B. Maffei Mgmt For For
1I. Election of Director: Randall T. Mays Mgmt For For
1J. Election of Director: Michael Rapino Mgmt For For
1K. Election of Director: Mark S. Shapiro Mgmt For For
1L. Election of Director: Dana Walden Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Live Nation Entertainment's
independent registered public accounting
firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
LOUISIANA-PACIFIC CORPORATION Agenda Number: 935354453
--------------------------------------------------------------------------------------------------------------------------
Security: 546347105
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: LPX
ISIN: US5463471053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: F. Nicholas Mgmt For For
Grasberger, III
1B. Election of Class III Director: Ozey K. Mgmt For For
Horton, Jr.
1C. Election of Class III Director: W. Bradley Mgmt For For
Southern
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as LP's independent auditor for
2021.
3 Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935387729
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Daniel J. Heinrich Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Mary Beth West Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2021.
4. Shareholder proposal regarding amending the Shr Against For
Company's proxy access bylaw to remove
shareholder aggregation limits.
--------------------------------------------------------------------------------------------------------------------------
LYFT, INC. Agenda Number: 935416518
--------------------------------------------------------------------------------------------------------------------------
Security: 55087P104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: LYFT
ISIN: US55087P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Zimmer Mgmt For For
Valerie Jarrett Mgmt For For
David Lawee Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. A stockholder proposal regarding a report Shr Against For
disclosing certain lobbying expenditures
and activities, if properly presented at
the meeting.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 935353475
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Special
Meeting Date: 15-Apr-2021
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE MARVELL BYE-LAW AMENDMENT PROPOSAL: To Mgmt For For
approve an amendment to Marvell's Fourth
Amended and Restated Bye-Laws to reduce the
shareholder vote required to approve a
merger with any other company from the
affirmative vote of 75% of the votes cast
at a general meeting of the shareholders,
the statutory default under Bermuda law, to
a simple majority of the votes cast at a
general meeting of the shareholders.
2. THE MARVELL MERGER PROPOSAL. To approve: Mgmt For For
(i) the Agreement and Plan of Merger and
Reorganization, dated as of October 29,
2020, by and among Marvell, Marvell
Technology, Inc. (f/k/a Maui HoldCo, Inc.),
a wholly owned subsidiary of Marvell
("HoldCo"), Maui Acquisition Company Ltd, a
wholly owned subsidiary of HoldCo ("Bermuda
Merger Sub"), Indigo Acquisition Corp., a
wholly owned subsidiary of HoldCo
("Delaware Merger Sub"), and Inphi
Corporation ("Inphi").
3. THE MARVELL ADJOURNMENT PROPOSAL: To Mgmt For For
approve the adjournment of the Marvell
shareholder meeting, if necessary or
appropriate, to permit further solicitation
of proxies if there are not sufficient
votes at the time of the Marvell
shareholder meeting to approve the Marvell
Bye-Law Amendment Proposal or the Marvell
Merger Proposal.
--------------------------------------------------------------------------------------------------------------------------
MASCO CORPORATION Agenda Number: 935383101
--------------------------------------------------------------------------------------------------------------------------
Security: 574599106
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: MAS
ISIN: US5745991068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark R. Alexander Mgmt For For
1B. Election of Director: Marie A. Ffolkes Mgmt For For
1C. Election of Director: John C. Plant Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation paid to the Company's
named executive officers, as disclosed
pursuant to the compensation disclosure
rules of the SEC, including the
Compensation Discussion and Analysis, the
compensation tables and the related
materials disclosed in the Proxy Statement.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for the Company for 2021.
--------------------------------------------------------------------------------------------------------------------------
MATCH GROUP, INC. Agenda Number: 935411924
--------------------------------------------------------------------------------------------------------------------------
Security: 57667L107
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: MTCH
ISIN: US57667L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wendi Murdoch Mgmt For For
1B. Election of Director: Glenn Schiffman Mgmt For For
1C. Election of Director: Pamela S. Seymon Mgmt For For
2. To approve the Match Group, Inc. 2021 Mgmt For For
Global Employee Stock Purchase Plan.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Match Group, Inc.'s
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL Agenda Number: 935359491
--------------------------------------------------------------------------------------------------------------------------
Security: 552953101
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: MGM
ISIN: US5529531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Barry Diller Mgmt For For
1B. Election of Director: William W. Grounds Mgmt For For
1C. Election of Director: Alexis M. Herman Mgmt For For
1D. Election of Director: William J. Hornbuckle Mgmt For For
1E. Election of Director: Mary Chris Jammet Mgmt For For
1F. Election of Director: John Kilroy Mgmt Against Against
1G. Election of Director: Joey Levin Mgmt For For
1H. Election of Director: Rose McKinney-James Mgmt For For
1I. Election of Director: Keith A. Meister Mgmt For For
1J. Election of Director: Paul Salem Mgmt For For
1K. Election of Director: Gregory M. Spierkel Mgmt For For
1L. Election of Director: Jan G. Swartz Mgmt For For
1M. Election of Director: Daniel J. Taylor Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP, as the independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
4. To approve and adopt the amendment to our Mgmt Against Against
charter.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 935372312
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Elizabeth Corley Mgmt For For
1B. Election of Director: Alistair Darling Mgmt For For
1C. Election of Director: Thomas H. Glocer Mgmt For For
1D. Election of Director: James P. Gorman Mgmt For For
1E. Election of Director: Robert H. Herz Mgmt For For
1F. Election of Director: Nobuyuki Hirano Mgmt For For
1G. Election of Director: Hironori Kamezawa Mgmt For For
1H. Election of Director: Shelley B. Leibowitz Mgmt For For
1I. Election of Director: Stephen J. Luczo Mgmt For For
1J. Election of Director: Jami Miscik Mgmt For For
1K. Election of Director: Dennis M. Nally Mgmt For For
1L. Election of Director: Mary L. Schapiro Mgmt For For
1M. Election of Director: Perry M. Traquina Mgmt For For
1N. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent auditor.
3. To approve the compensation of executives Mgmt For For
as disclosed in the proxy statement
(non-binding advisory vote).
4. To approve the amended and restated Equity Mgmt For For
Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
NEW RESIDENTIAL INVESTMENT CORP. Agenda Number: 935391742
--------------------------------------------------------------------------------------------------------------------------
Security: 64828T201
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: NRZ
ISIN: US64828T2015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin J. Finnerty Mgmt For For
Michael Nierenberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm for New Residential
Investment Corp. for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION Agenda Number: 935372348
--------------------------------------------------------------------------------------------------------------------------
Security: 682189105
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ON
ISIN: US6821891057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Atsushi Abe
1B. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Alan Campbell
1C. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Susan K. Carter
1D. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Thomas L. Deitrich
1E. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Gilles Delfassy
1F. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Hassane S. El-Khoury
1G. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Bruce E. Kiddoo
1H. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Paul A. Mascarenas
1I. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Gregory L. Waters
1J. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Christine Y. Yan
2. Advisory (non-binding) resolution to Mgmt For For
approve the compensation of our named
executive officers.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
4. Approval of an amendment to the ON Mgmt For For
Semiconductor Corporation 2000 Employee
Stock Purchase Plan.
5. Approval of amendments to the ON Mgmt For For
Semiconductor Corporation Amended and
Restated Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
ONEOK, INC. Agenda Number: 935390726
--------------------------------------------------------------------------------------------------------------------------
Security: 682680103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: OKE
ISIN: US6826801036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian L. Derksen Mgmt For For
1B. Election of Director: Julie H. Edwards Mgmt For For
1C. Election of Director: John W. Gibson Mgmt For For
1D. Election of Director: Mark W. Helderman Mgmt For For
1E. Election of Director: Randall J. Larson Mgmt For For
1F. Election of Director: Steven J. Malcolm Mgmt For For
1G. Election of Director: Jim W. Mogg Mgmt For For
1H. Election of Director: Pattye L. Moore Mgmt For For
1I. Election of Director: Eduardo A. Rodriguez Mgmt For For
1J. Election of Director: Gerald B. Smith Mgmt For For
1K. Election of Director: Terry K. Spencer Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of ONEOK, Inc. for the year ending
December 31, 2021.
3. An advisory vote to approve ONEOK, Inc.'s Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder right to Shr For Against
act by written consent.
5. Stockholder Proposal - Assessing Inclusion Shr Against For
in the Workplace.
--------------------------------------------------------------------------------------------------------------------------
PENN NATIONAL GAMING, INC. Agenda Number: 935411291
--------------------------------------------------------------------------------------------------------------------------
Security: 707569109
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: PENN
ISIN: US7075691094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David A. Handler Mgmt For For
John M. Jacquemin Mgmt For For
2. Approval of the Company's Second Amended Mgmt For For
and Restated Articles of Incorporation to
increase the number of authorized shares of
common stock from 200,000,000 to
400,000,000.
3. Approval of the Company's Amended and Mgmt For For
Restated 2018 Long Term Incentive
Compensation Plan.
4. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
2021 fiscal year.
5. Approval, on an advisory basis, of the Mgmt Against Against
compensation paid to the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PINTEREST, INC. Agenda Number: 935394938
--------------------------------------------------------------------------------------------------------------------------
Security: 72352L106
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PINS
ISIN: US72352L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt For For
office until the 2024 annual meeting:
Fredric Reynolds
1B. Election of Class II Director to hold Mgmt For For
office until the 2024 annual meeting: Evan
Sharp
1C. Election of Class II Director to hold Mgmt For For
office until the 2024 annual meeting:
Andrea Wishom
2. Ratify the audit committee's selection of Mgmt For For
Ernst & Young LLP as the company's
independent registered public accounting
firm for the fiscal year 2021.
3. Approve, on an advisory non-binding basis, Mgmt For For
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 935369163
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas J. Baltimore, Mgmt For For
Jr.
1b. Election of Director: Gilbert F. Casellas Mgmt For For
1c. Election of Director: Robert M. Falzon Mgmt For For
1d. Election of Director: Martina Hund-Mejean Mgmt For For
1e. Election of Director: Wendy Jones Mgmt For For
1f. Election of Director: Karl J. Krapek Mgmt For For
1g. Election of Director: Peter R. Lighte Mgmt For For
1h. Election of Director: Charles F. Lowrey Mgmt For For
1i. Election of Director: George Paz Mgmt For For
1j. Election of Director: Sandra Pianalto Mgmt For For
1k. Election of Director: Christine A. Poon Mgmt For For
1l. Election of Director: Douglas A. Scovanner Mgmt For For
1m. Election of Director: Michael A. Todman Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of the Prudential Financial, Inc. Mgmt For For
2021 Omnibus Incentive Plan.
5. Shareholder proposal regarding an Shr Against For
Independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
PURE STORAGE, INC. Agenda Number: 935420771
--------------------------------------------------------------------------------------------------------------------------
Security: 74624M102
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: PSTG
ISIN: US74624M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Rothschild Mgmt For For
Anita Sands Mgmt For For
Susan Taylor Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending February 6, 2022.
3. An advisory vote on our named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935327569
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sylvia Acevedo Mgmt For For
1B. Election of Director: Mark Fields Mgmt For For
1C. Election of Director: Jeffrey W. Henderson Mgmt For For
1D. Election of Director: Gregory N. Johnson Mgmt For For
1E. Election of Director: Ann M. Livermore Mgmt For For
1F. Election of Director: Harish Manwani Mgmt For For
1G. Election of Director: Mark D. McLaughlin Mgmt For For
1H. Election of Director: Jamie S. Miller Mgmt For For
1I. Election of Director: Steve Mollenkopf Mgmt For For
1J. Election of Director: Clark T. Randt, Jr. Mgmt For For
1K. Election of Director: Irene B. Rosenfeld Mgmt For For
1L. Election of Director: Kornelis "Neil" Smit Mgmt For For
1M. Election of Director: Jean-Pascal Tricoire Mgmt Against Against
1N. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 26, 2021.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES Agenda Number: 935347218
--------------------------------------------------------------------------------------------------------------------------
Security: 75513E101
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: RTX
ISIN: US75513E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tracy A. Atkinson Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Thomas A. Kennedy Mgmt For For
1D. Election of Director: Marshall O. Larsen Mgmt For For
1E. Election of Director: George R. Oliver Mgmt For For
1F. Election of Director: Robert K. (Kelly) Mgmt For For
Ortberg
1G. Election of Director: Margaret L. Mgmt For For
O'Sullivan
1H. Election of Director: Dinesh C. Paliwal Mgmt For For
1I. Election of Director: Ellen M. Pawlikowski Mgmt For For
1J. Election of Director: Denise L. Ramos Mgmt For For
1K. Election of Director: Fredric G. Reynolds Mgmt For For
1L. Election of Director: Brian C. Rogers Mgmt For For
1M. Election of Director: James A. Winnefeld, Mgmt For For
Jr.
1N. Election of Director: Robert O. Work Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
4. Approve Raytheon Technologies Corporation Mgmt For For
Executive Annual Incentive Plan.
5. Approve Amendment to the Raytheon Mgmt For For
Technologies Corporation 2018 Long-Term
Incentive Plan.
6. Shareowner Proposal to Amend Proxy Access Shr Against For
Bylaw.
--------------------------------------------------------------------------------------------------------------------------
REDFIN CORPORATION Agenda Number: 935416695
--------------------------------------------------------------------------------------------------------------------------
Security: 75737F108
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: RDFN
ISIN: US75737F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Austin Ligon Mgmt For For
1B. Election of Class I Director: David Lissy Mgmt For For
1C. Election of Class I Director: James Slavet Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
4. A stockholder proposal regarding majority Shr For Against
vote for election of directors.
--------------------------------------------------------------------------------------------------------------------------
ROKU, INC. Agenda Number: 935414932
--------------------------------------------------------------------------------------------------------------------------
Security: 77543R102
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: ROKU
ISIN: US77543R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Ravi Ahuja
1B. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Mai Fyfield
1C. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Laurie Simon
Hodrick
2. Advisory vote to approve our named Mgmt Against Against
executive officer compensation.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. Agenda Number: 935411215
--------------------------------------------------------------------------------------------------------------------------
Security: V7780T103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: RCL
ISIN: LR0008862868
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John F. Brock Mgmt For For
1B. Election of Director: Richard D. Fain Mgmt For For
1C. Election of Director: Stephen R. Howe, Jr. Mgmt For For
1D. Election of Director: William L. Kimsey Mgmt For For
1E. Election of Director: Amy McPherson Mgmt For For
1F. Election of Director: Maritza G. Montiel Mgmt For For
1G. Election of Director: Ann S. Moore Mgmt For For
1H. Election of Director: Eyal M. Ofer Mgmt For For
1I. Election of Director: William K. Reilly Mgmt For For
1J. Election of Director: Vagn O. Sorensen Mgmt For For
1K. Election of Director: Donald Thompson Mgmt For For
1L. Election of Director: Arne Alexander Mgmt For For
Wilhelmsen
2. Advisory approval of the Company's Mgmt For For
compensation of its named executive
officers.
3. Approval of the amendment to the Company's Mgmt For For
1994 Employee Stock Purchase Plan.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
5. The shareholder proposal regarding Shr Against For
political contributions disclosure.
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 935366799
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alan S. Batey Mgmt For For
1b. Election of Director: Kevin L. Beebe Mgmt For For
1c. Election of Director: Timothy R. Furey Mgmt For For
1d. Election of Director: Liam K. Griffin Mgmt For For
1e. Election of Director: Christine King Mgmt For For
1f. Election of Director: David P. McGlade Mgmt For For
1g. Election of Director: Robert A. Schriesheim Mgmt For For
1h. Election of Director: Kimberly S. Stevenson Mgmt For For
2. To ratify the selection by the Company's Mgmt For For
Audit Committee of KPMG LLP as the
independent registered public accounting
firm for the Company for fiscal year 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as described in the
Company's Proxy Statement.
4. To approve the Company's Amended and Mgmt For For
Restated 2015 Long-Term Incentive Plan.
5. To approve a stockholder proposal regarding Shr For
supermajority voting provisions.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935420860
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randy Garutti Mgmt For For
Mary Meeker Mgmt For For
Lawrence Summers Mgmt For For
Darren Walker Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2021.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REGARDING AN INDEPENDENT
CHAIR.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REGARDING A CHANGE IN
STOCKHOLDER VOTING.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 935380408
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. de Saint-Aignan Mgmt For For
1B. Election of Director: M. Chandoha Mgmt For For
1C. Election of Director: A. Fawcett Mgmt For For
1D. Election of Director: W. Freda Mgmt For For
1E. Election of Director: S. Mathew Mgmt For For
1F. Election of Director: W. Meaney Mgmt For For
1G. Election of Director: R. O'Hanley Mgmt For For
1H. Election of Director: S. O'Sullivan Mgmt For For
1I. Election of Director: J. Portalatin Mgmt For For
1J. Election of Director: J. Rhea Mgmt For For
1K. Election of Director: R. Sergel Mgmt For For
1L. Election of Director: G. Summe Mgmt For For
2. To approve an advisory proposal on Mgmt For For
executive compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as State Street's independent
registered public accounting firm for the
year ending December 31, 2021.
4. Shareholder proposal requesting that the Shr For Against
board oversee a racial equity audit.
--------------------------------------------------------------------------------------------------------------------------
SUNRUN INC. Agenda Number: 935406846
--------------------------------------------------------------------------------------------------------------------------
Security: 86771W105
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: RUN
ISIN: US86771W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
K. August-deWilde Mgmt For For
Gerald Risk Mgmt For For
Sonita Lontoh Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. The advisory proposal of the compensation Mgmt For For
of our named executive officers
("Say-on-Pay").
4. Stockholder proposal relating to a public Shr For Against
report on the use of mandatory arbitration.
--------------------------------------------------------------------------------------------------------------------------
SYNCHRONY FINANCIAL Agenda Number: 935377881
--------------------------------------------------------------------------------------------------------------------------
Security: 87165B103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: SYF
ISIN: US87165B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Margaret M. Keane Mgmt For For
1B. Election of Director: Fernando Aguirre Mgmt For For
1C. Election of Director: Paget L. Alves Mgmt For For
1D. Election of Director: Arthur W. Coviello, Mgmt For For
Jr.
1E. Election of Director: Brian D. Doubles Mgmt For For
1F. Election of Director: William W. Graylin Mgmt For For
1G. Election of Director: Roy A. Guthrie Mgmt For For
1H. Election of Director: Jeffrey G. Naylor Mgmt For For
1I. Election of Director: Bill Parker Mgmt For For
1J. Election of Director: Laurel J. Richie Mgmt For For
1K. Election of Director: Olympia J. Snowe Mgmt For For
1L. Election of Director: Ellen M. Zane Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Advisory Vote on Frequency of Say-on-Pay Mgmt 1 Year For
Vote.
4. Ratification of Selection of KPMG LLP as Mgmt For For
Independent Registered Public Accounting
Firm of the Company for 2021.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935377437
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Christopher Bischoff
1B. Election of Director for a term of one Mgmt For For
year: Karen L. Daniel
1C. Election of Director for a term of one Mgmt For For
year: Sandra L. Fenwick
1D. Election of Director for a term of one Mgmt For For
year: William H. Frist, MD
1E. Election of Director for a term of one Mgmt For For
year: Jason Gorevic
1F. Election of Director for a term of one Mgmt For For
year: Catherine A. Jacobson
1G. Election of Director for a term of one Mgmt For For
year: Thomas G. McKinley
1H. Election of Director for a term of one Mgmt For For
year: Kenneth H. Paulus
1I. Election of Director for a term of one Mgmt For For
year: David Shedlarz
1J. Election of Director for a term of one Mgmt For For
year: Mark Douglas Smith, MD
1K. Election of Director for a term of one Mgmt For For
year: David B. Snow, Jr.
2. Approve, on an advisory basis, the Mgmt For For
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 935359516
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: Michael A. Bradley
1B. Election of Director to serve for a one Mgmt For For
year term: Edwin J. Gillis
1C. Election of Director to serve for a one Mgmt For For
year term: Timothy E. Guertin
1D. Election of Director to serve for a one Mgmt For For
year term: Peter Herweck
1E. Election of Director to serve for a one Mgmt For For
year term: Mark E. Jagiela
1F. Election of Director to serve for a one Mgmt For For
year term: Mercedes Johnson
1G. Election of Director to serve for a one Mgmt For For
year term: Marilyn Matz
1H. Election of Director to serve for a one Mgmt For For
year term: Paul J. Tufano
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To approve an amendment to the Company's Mgmt For For
Articles of Organization to lower the
voting requirement for shareholder approval
of mergers, share exchanges and substantial
sales of Company assets from a
super-majority to a simple majority.
4. To approve an amendment to the Company's Mgmt For For
Articles of Organization to permit
shareholders to act by a simple majority
written consent, rather than by unanimous
written consent.
5. To approve an amendment to the 1996 Mgmt For For
Employee Stock Purchase Plan to increase
the aggregate number of shares of common
stock that may be issued pursuant to the
plan by 3,000,000 shares.
6. To approve the 2006 Equity and Cash Mgmt For For
Compensation Incentive Plan, as amended, to
include, among other changes, a new total
annual compensation cap for non-employee
directors.
7. To ratify the selection of the firm of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 935340884
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Bradway Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Lynne M. Doughtie Mgmt For For
1D. Election of Director: Edmund P. Mgmt For For
Giambastiani Jr.
1E. Election of Director: Lynn J. Good Mgmt For For
1F. Election of Director: Akhil Johri Mgmt For For
1G. Election of Director: Lawrence W. Kellner Mgmt For For
1H. Election of Director: Steven M. Mollenkopf Mgmt For For
1I. Election of Director: John M. Richardson Mgmt For For
1J. Election of Director: Ronald A. Williams Mgmt For For
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify the Appointment of Deloitte & Touche Mgmt For For
LLP as Independent Auditor for 2021.
4. Additional Report on Lobbying Activities. Shr Against For
5. Written Consent. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935349351
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Drew G. Faust Mgmt For For
1C. Election of Director: Mark A. Flaherty Mgmt For For
1D. Election of Director: Ellen J. Kullman Mgmt For For
1E. Election of Director: Lakshmi N. Mittal Mgmt For For
1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1G. Election of Director: Peter Oppenheimer Mgmt For For
1H. Election of Director: David M. Solomon Mgmt For For
1I. Election of Director: Jan E. Tighe Mgmt For For
1J. Election of Director: Jessica R. Uhl Mgmt For For
1K. Election of Director: David A. Viniar Mgmt For For
1L. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation (Say on Pay).
3. Approval of The Goldman Sachs Amended and Mgmt For For
Restated Stock Incentive Plan (2021).
4. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm for 2021.
5. Shareholder Proposal Regarding Shareholder Shr For Against
Right to Act by Written Consent.
6. Shareholder Proposal Regarding a Report on Shr For Against
the Effects of the Use of Mandatory
Arbitration.
7. Shareholder Proposal Regarding Conversion Shr Against For
to a Public Benefit Corporation.
8. Shareholder Proposal Regarding a Racial Shr For Against
Equity Audit
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 935351572
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan S. Armstrong Mgmt For For
1B. Election of Director: Stephen W. Bergstrom Mgmt For For
1C. Election of Director: Nancy K. Buese Mgmt For For
1D. Election of Director: Stephen I. Chazen Mgmt For For
1E. Election of Director: Charles I. Cogut Mgmt For For
1F. Election of Director: Michael A. Creel Mgmt For For
1G. Election of Director: Stacey H. Dore Mgmt For For
1H. Election of Director: Vicki L. Fuller Mgmt For For
1I. Election of Director: Peter A. Ragauss Mgmt For For
1J. Election of Director: Rose M. Robeson Mgmt For For
1K. Election of Director: Scott D. Sheffield Mgmt For For
1L. Election of Director: Murray D. Smith Mgmt For For
1M. Election of Director: William H. Spence Mgmt For For
2. Approval, by nonbinding advisory vote, of Mgmt For For
the Company's executive compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
independent auditors for 2021.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 935414716
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Lawson Mgmt For For
Byron Deeter Mgmt For For
Jeffrey Epstein Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Approval of, on a non-binding advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TWITTER, INC. Agenda Number: 935395120
--------------------------------------------------------------------------------------------------------------------------
Security: 90184L102
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: TWTR
ISIN: US90184L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jesse Cohn Mgmt For For
1B. Election of Director: Martha Lane Fox Mgmt For For
1C. Election of Director: Fei-Fei Li Mgmt For For
1D. Election of Director: David Rosenblatt Mgmt For For
2. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers ("Say-on-Pay").
3. The approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
5. The approval of an amendment to our amended Mgmt For For
and restated certificate of incorporation
to declassify our board of directors.
6. Shareholder proposal no. 6 has been Shr Abstain Against
withdrawn
7. A stockholder proposal regarding a director Shr For Against
candidate with human and/or civil rights
expertise, if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITED AIRLINES HOLDINGS, INC. Agenda Number: 935394899
--------------------------------------------------------------------------------------------------------------------------
Security: 910047109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: UAL
ISIN: US9100471096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carolyn Corvi Mgmt For For
1B. Election of Director: Barney Harford Mgmt For For
1C. Election of Director: Michele J. Hooper Mgmt For For
1D. Election of Director: Walter Isaacson Mgmt For For
1E. Election of Director: James A. C. Kennedy Mgmt For For
1F. Election of Director: J. Scott Kirby Mgmt For For
1G. Election of Director: Edward M. Philip Mgmt For For
1H. Election of Director: Edward L. Shapiro Mgmt For For
1I. Election of Director: David J. Vitale Mgmt For For
1J. Election of Director: Laysha Ward Mgmt For For
1K. Election of Director: James M. Whitehurst Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm for the
Fiscal Year Ending December 31, 2021.
3. Advisory Vote to Approve the Compensation Mgmt Against Against
of the Company's Named Executive Officers.
4. Approve the United Airlines Holdings, Inc. Mgmt For For
2021 Incentive Compensation Plan.
5. Approve and Adopt an Amendment and Mgmt For For
Restatement of the Company's Certificate of
Incorporation to Preserve Certain Tax
Benefits.
6. Approve the Company's Tax Benefits Mgmt For For
Preservation Plan.
7. Stockholder Proposal Regarding Disclosure Shr Against For
of Political Spending.
8. Stockholder Proposal Regarding a Report on Shr For Against
Climate-related Lobbying Activities.
--------------------------------------------------------------------------------------------------------------------------
UNUM GROUP Agenda Number: 935390156
--------------------------------------------------------------------------------------------------------------------------
Security: 91529Y106
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: UNM
ISIN: US91529Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Theodore H. Bunting, Mgmt For For
Jr.
1B. Election of Director: Susan L. Cross Mgmt For For
1C. Election of Director: Susan D. Devore Mgmt For For
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Cynthia L. Egan Mgmt For For
1F. Election of Director: Kevin T. Kabat Mgmt For For
1G. Election of Director: Timothy F. Keaney Mgmt For For
1H. Election of Director: Gloria C. Larson Mgmt For For
1I. Election of Director: Richard P. McKenney Mgmt For For
1J. Election of Director: Ronald P. O'Hanley Mgmt For For
1K. Election of Director: Francis J. Shammo Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the company's named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 935372297
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Emmert Mgmt For For
1B. Election of Director: Rick R. Holley Mgmt For For
1C. Election of Director: Sara Grootwassink Mgmt For For
Lewis
1D. Election of Director: Deidra C. Merriwether Mgmt For For
1E. Election of Director: Al Monaco Mgmt For For
1F. Election of Director: Nicole W. Piasecki Mgmt For For
1G. Election of Director: Lawrence A. Selzer Mgmt For For
1H. Election of Director: Devin W. Stockfish Mgmt For For
1I. Election of Director: Kim Williams Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers.
3. Ratification of selection of independent Mgmt For For
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 935362335
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Betsy S. Atkins Mgmt For For
Matthew O. Maddox Mgmt For For
Philip G. Satre Mgmt For For
Darnell O. Strom Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers as described in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC. Agenda Number: 935412926
--------------------------------------------------------------------------------------------------------------------------
Security: 98980L101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: ZM
ISIN: US98980L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Chadwick Mgmt For For
Kimberly L. Hammonds Mgmt For For
Dan Scheinman Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
3. To approve, on an advisory non-binding Mgmt Against Against
basis, the compensation of our named
executive officers as disclosed in our
proxy statement.
4. To approve, on an advisory non-binding Mgmt 1 Year For
basis, the frequency of future advisory
non-binding votes on the compensation of
our named executive officers.
Pacer Salt Low truBetaTM US Market ETF
--------------------------------------------------------------------------------------------------------------------------
AGNC INVESTMENT CORP. Agenda Number: 935345199
--------------------------------------------------------------------------------------------------------------------------
Security: 00123Q104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: AGNC
ISIN: US00123Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donna J. Blank Mgmt For For
1B. Election of Director: Morris A. Davis Mgmt For For
1C. Election of Director: John D. Fisk Mgmt For For
1D. Election of Director: Prue B. Larocca Mgmt For For
1E. Election of Director: Paul E. Mullings Mgmt For For
1F. Election of Director: Frances R. Spark Mgmt For For
1G. Election of Director: Gary D. Kain Mgmt For For
2. Approval of the Amended and Restated AGNC Mgmt For For
Investment Corp. 2016 Equity and Incentive
Compensation Plan.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent public
accountant for the year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 935407420
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon Bowen Mgmt For For
1B. Election of Director: Marianne Brown Mgmt For For
1C. Election of Director: Monte Ford Mgmt For For
1D. Election of Director: Jill Greenthal Mgmt For For
1E. Election of Director: Dan Hesse Mgmt For For
1F. Election of Director: Tom Killalea Mgmt For For
1G. Election of Director: Tom Leighton Mgmt For For
1H. Election of Director: Jonathan Miller Mgmt For For
1I. Election of Director: Madhu Ranganathan Mgmt For For
1J. Election of Director: Ben Verwaayen Mgmt For For
1K. Election of Director: Bill Wagner Mgmt For For
2. To approve an amendment and restatement of Mgmt For For
the Akamai Technologies, Inc. 2013 Stock
Incentive Plan.
3. To approve, on an advisory basis, our Mgmt For For
executive officer compensation.
4. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALLIANT ENERGY CORPORATION Agenda Number: 935372627
--------------------------------------------------------------------------------------------------------------------------
Security: 018802108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LNT
ISIN: US0188021085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger K. Newport Mgmt For For
Dean C. Oestreich Mgmt For For
Carol P. Sanders Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for 2021.
4. Shareowner proposal regarding a report on Shr Against For
the costs and benefits of Alliant Energy's
voluntary climate-related activities.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 935381640
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John T. Casteen III Mgmt For For
1B. Election of Director: Dinyar S. Devitre Mgmt For For
1C. Election of Director: William F. Gifford, Mgmt For For
Jr.
1D. Election of Director: Debra J. Kelly-Ennis Mgmt For For
1E. Election of Director: W. Leo Kiely III Mgmt For For
1F. Election of Director: Kathryn B. McQuade Mgmt For For
1G. Election of Director: George Munoz Mgmt For For
1H. Election of Director: Mark E. Newman Mgmt For For
1I. Election of Director: Nabil Y. Sakkab Mgmt For For
1J. Election of Director: Virginia E. Shanks Mgmt For For
1K. Election of Director: Ellen R. Strahlman Mgmt For For
2. Ratification of the Selection of Mgmt For For
Independent Registered Public Accounting
Firm.
3. Non-Binding Advisory Vote to Approve the Mgmt Against Against
Compensation of Altria's Named Executive
Officers.
4. Shareholder Proposal - Review and Report on Shr Against For
Underage Tobacco Prevention Policies and
Marketing Practices.
5. Shareholder Proposal - Disclosure of Shr Against For
Lobbying Policies and Practices.
--------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION Agenda Number: 935352942
--------------------------------------------------------------------------------------------------------------------------
Security: 023608102
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: AEE
ISIN: US0236081024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WARNER L. BAXTER Mgmt For For
1B. ELECTION OF DIRECTOR: CYNTHIA J. BRINKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE S. BRUNE Mgmt For For
1D. ELECTION OF DIRECTOR: J. EDWARD COLEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: WARD H. DICKSON Mgmt For For
1F. ELECTION OF DIRECTOR: NOELLE K. EDER Mgmt For For
1G. ELECTION OF DIRECTOR: ELLEN M. FITZSIMMONS Mgmt For For
1H. ELECTION OF DIRECTOR: RAFAEL FLORES Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD J. HARSHMAN Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG S. IVEY Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES C. JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: STEVEN H. LIPSTEIN Mgmt For For
1M. ELECTION OF DIRECTOR: LEO S. MACKAY, JR. Mgmt For For
2. COMPANY PROPOSAL - ADVISORY APPROVAL OF Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS DISCLOSED IN THE PROXY STATEMENT.
3. COMPANY PROPOSAL - RATIFICATION OF THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN CAMPUS COMMUNITIES, INC. Agenda Number: 935375089
--------------------------------------------------------------------------------------------------------------------------
Security: 024835100
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: ACC
ISIN: US0248351001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting:
William C. Bayless, Jr.
1B. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Herman
E. Bulls
1C. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: G.
Steven Dawson
1D. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Cydney
C. Donnell
1E. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Mary
C. Egan
1F. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Alison
M. Hill
1G. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Craig
A. Leupold
1H. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Oliver
Luck
1I. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: C.
Patrick Oles, Jr.
1J. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: John
T. Rippel
2. Ratification of Ernst & Young as our Mgmt For For
independent auditors for 2021.
3. To provide a non-binding advisory vote Mgmt For For
approving the Company's executive
compensation program.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 935342749
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nicholas K. Akins Mgmt For For
1B. Election of Director: David J. Anderson Mgmt For For
1C. Election of Director: J. Barnie Beasley, Mgmt For For
Jr.
1D. Election of Director: Art A. Garcia Mgmt For For
1E. Election of Director: Linda A. Goodspeed Mgmt For For
1F. Election of Director: Thomas E. Hoaglin Mgmt For For
1G. Election of Director: Sandra Beach Lin Mgmt For For
1H. Election of Director: Margaret M. McCarthy Mgmt For For
1I. Election of Director: Stephen S. Rasmussen Mgmt For For
1J. Election of Director: Oliver G. Richard III Mgmt For For
1K. Election of Director: Daryl Roberts Mgmt For For
1L. Election of Director: Sara Martinez Tucker Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN HOMES 4 RENT Agenda Number: 935349630
--------------------------------------------------------------------------------------------------------------------------
Security: 02665T306
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: AMH
ISIN: US02665T3068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Kenneth M. Woolley Mgmt For For
1B. Election of Trustee: David P. Singelyn Mgmt For For
1C. Election of Trustee: Douglas N. Benham Mgmt For For
1D. Election of Trustee: Jack Corrigan Mgmt For For
1E. Election of Trustee: David Goldberg Mgmt For For
1F. Election of Trustee: Tamara Hughes Mgmt For For
Gustavson
1G. Election of Trustee: Matthew J. Hart Mgmt For For
1H. Election of Trustee: Michelle C. Kerrick Mgmt For For
1I. Election of Trustee: James H. Kropp Mgmt For For
1J. Election of Trustee: Lynn C. Swann Mgmt For For
1K. Election of Trustee: Winifred M. Webb Mgmt For For
1L. Election of Trustee: Jay Willoughby Mgmt For For
1M. Election of Trustee: Matthew R. Zaist Mgmt For For
2. Approval of the adoption of the American Mgmt For For
Homes 4 Rent 2021 Equity Incentive Plan.
3. Approval of the Adoption of the American Mgmt For For
Homes 4 Rent Employee Stock Purchase Plan.
4. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as American Homes 4 Rent's
Independent Registered Public Accounting
Firm for the Fiscal Year Ending December
31, 2021.
5. Advisory Vote to Approve American Homes 4 Mgmt For For
Rent's Named Executive Officer
Compensation.
6. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Advisory Votes on Executive Compensation.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 935375382
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Wanda M. Austin
1B. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Robert A. Bradway
1C. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Brian J. Druker
1D. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Robert A. Eckert
1E. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Greg C. Garland
1F. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Charles M. Holley, Jr.
1G. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Tyler Jacks
1H. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Ellen J. Kullman
1I. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Amy E. Miles
1J. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Ronald D. Sugar
1K. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr. R.
Sanders Williams
2. Advisory vote to approve our executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 935362400
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M.S. Burke Mgmt For For
1B. Election of Director: T. Colbert Mgmt For For
1C. Election of Director: T.K. Crews Mgmt For For
1D. Election of Director: P. Dufour Mgmt For For
1E. Election of Director: D.E. Felsinger Mgmt For For
1F. Election of Director: S.F. Harrison Mgmt For For
1G. Election of Director: J.R. Luciano Mgmt For For
1H. Election of Director: P.J. Moore Mgmt For For
1I. Election of Director: F.J. Sanchez Mgmt For For
1J. Election of Director: D.A. Sandler Mgmt For For
1K. Election of Director: L.Z. Schlitz Mgmt For For
1L. Election of Director: K.R. Westbrook Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for the year ending
December 31, 2021.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Stockholder Proposal Regarding Shareholder Shr Against For
Aggregation for Proxy Access.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935347179
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William E. Kennard Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1C. Election of Director: Scott T. Ford Mgmt For For
1D. Election of Director: Glenn H. Hutchins Mgmt For For
1E. Election of Director: Debra L. Lee Mgmt For For
1F. Election of Director: Stephen J. Luczo Mgmt For For
1G. Election of Director: Michael B. Mgmt For For
McCallister
1H. Election of Director: Beth E. Mooney Mgmt For For
1I. Election of Director: Matthew K. Rose Mgmt For For
1J. Election of Director: John T. Stankey Mgmt For For
1K. Election of Director: Cynthia B. Taylor Mgmt For For
1L. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory approval of executive Mgmt For For
compensation.
4. Stockholder Right to Act by Written Shr Against For
Consent.
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 935352459
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose (Joe) Almeida Mgmt For For
1B. Election of Director: Thomas F. Chen Mgmt For For
1C. Election of Director: John D. Forsyth Mgmt For For
1D. Election of Director: Peter S. Hellman Mgmt For For
1E. Election of Director: Michael F. Mahoney Mgmt For For
1F. Election of Director: Patricia B. Morrison Mgmt For For
1G. Election of Director: Stephen N. Oesterle Mgmt For For
1H. Election of Director: Cathy R. Smith Mgmt For For
1I. Election of Director: Thomas T. Stallkamp Mgmt For For
1J. Election of Director: Albert P.L. Stroucken Mgmt For For
1K. Election of Director: Amy A. Wendell Mgmt For For
1L. Election of Director: David S. Wilkes Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
4. Vote to Approve the Omnibus Plan. Mgmt For For
5. Vote to Approve the ESPP Amendment. Mgmt For For
6. Stockholder Proposal - Right to Act by Shr For Against
Written Consent.
7. Stockholder Proposal - Independent Board Shr Against For
Chairman.
--------------------------------------------------------------------------------------------------------------------------
BLACK KNIGHT, INC. Agenda Number: 935418752
--------------------------------------------------------------------------------------------------------------------------
Security: 09215C105
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: BKI
ISIN: US09215C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William P. Foley, II Mgmt For For
Anthony M. Jabbour Mgmt For For
Catherine L. Burke Mgmt For For
Thomas M. Hagerty Mgmt For For
Joseph M. Otting Mgmt For For
John D. Rood Mgmt For For
Nancy L. Shanik Mgmt For For
2. Approval of a non-binding advisory Mgmt Against Against
resolution on the compensation paid to our
named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935359643
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Michael W. Bonney Mgmt For For
1C) Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1D) Election of Director: Julia A. Haller, M.D. Mgmt For For
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen Vousden, Ph.D. Mgmt For For
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers.
3. Approval of the Company's 2021 Stock Award Mgmt For For
and Incentive Plan.
4. Ratification of the Appointment of an Mgmt For For
Independent Registered Public Accounting
Firm.
5. Approval of an Amendment to the Certificate Mgmt For For
of Incorporation to Lower the Ownership
Threshold for Special Shareholder Meetings
to 15%.
6. Shareholder Proposal on Adoption of a Board Shr Against For
Policy that the Chairperson of the Board be
an Independent Director.
7. Shareholder Proposal on Shareholder Right Shr Against For
to Act by Written Consent.
8. Shareholder Proposal to Lower the Ownership Shr Against For
Threshold for Special Shareholder Meetings
to 10%.
--------------------------------------------------------------------------------------------------------------------------
BROWN & BROWN, INC. Agenda Number: 935355772
--------------------------------------------------------------------------------------------------------------------------
Security: 115236101
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: BRO
ISIN: US1152361010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. Hyatt Brown Mgmt For For
Hugh M. Brown Mgmt For For
J. Powell Brown Mgmt For For
L. L. Gellerstedt III Mgmt For For
James C. Hays Mgmt For For
Theodore J. Hoepner Mgmt For For
James S. Hunt Mgmt For For
Toni Jennings Mgmt For For
Timothy R.M. Main Mgmt For For
H. Palmer Proctor, Jr. Mgmt For For
Wendell S. Reilly Mgmt For For
Chilton D. Varner Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Brown & Brown, Inc.'s
independent registered public accountants
for the fiscal year ending December 31,
2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. Agenda Number: 935348753
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: CHD
ISIN: US1713401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: James R. Craigie
1B. Election of Director for a term of one Mgmt For For
year: Matthew T. Farrell
1C. Election of Director for a term of one Mgmt For For
year: Bradley C. Irwin
1D. Election of Director for a term of one Mgmt For For
year: Penry W. Price
1E. Election of Director for a term of one Mgmt For For
year: Susan G. Saideman
1F. Election of Director for a term of one Mgmt For For
year: Ravichandra K. Saligram
1G. Election of Director for a term of one Mgmt For For
year: Robert K. Shearer
1H. Election of Director for a term of one Mgmt For For
year: Janet S. Vergis
1I. Election of Director for a term of one Mgmt For For
year: Arthur B. Winkleblack
1J. Election of Director for a term of one Mgmt For For
year: Laurie J. Yoler
2. An advisory vote to approve compensation of Mgmt For For
our named executive officers.
3. Proposal to amend the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
remove the requirement for holders of two-
thirds of our outstanding stock to fill
vacancies on the Board of Directors.
4. Proposal to amend the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
remove the requirement to have holders of
two-thirds of our outstanding stock approve
certain mergers, consolidations or
dispositions of substantial assets.
5. Proposal to amend the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
remove certain procedural provisions that
will no longer be required once the Board
is fully declassified.
6. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS, INC. Agenda Number: 935400666
--------------------------------------------------------------------------------------------------------------------------
Security: 177376100
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: CTXS
ISIN: US1773761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert M. Calderoni Mgmt For For
1B. Election of Director: Nanci E. Caldwell Mgmt For For
1C. Election of Director: Murray J. Demo Mgmt For For
1D. Election of Director: Ajei S. Gopal Mgmt For For
1E. Election of Director: David J. Henshall Mgmt For For
1F. Election of Director: Thomas E. Hogan Mgmt For For
1G. Election of Director: Moira A. Kilcoyne Mgmt For For
1H. Election of Director: Robert E. Knowling, Mgmt For For
Jr.
1I. Election of Director: Peter J. Sacripanti Mgmt For For
1J. Election of Director: J. Donald Sherman Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2021.
3. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
4. Shareholder proposal regarding simple Shr For
majority voting provisions.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 935359340
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Equity Director: Terrence A. Mgmt For For
Duffy
1B. Election of Equity Director: Timothy S. Mgmt For For
Bitsberger
1C. Election of Equity Director: Charles P. Mgmt For For
Carey
1D. Election of Equity Director: Dennis H. Mgmt For For
Chookaszian
1E. Election of Equity Director: Bryan T. Mgmt For For
Durkin
1F. Election of Equity Director: Ana Dutra Mgmt For For
1G. Election of Equity Director: Martin J. Mgmt For For
Gepsman
1H. Election of Equity Director: Larry G. Mgmt For For
Gerdes
1I. Election of Equity Director: Daniel R. Mgmt For For
Glickman
1J. Election of Equity Director: Daniel G. Kaye Mgmt For For
1K. Election of Equity Director: Phyllis M. Mgmt For For
Lockett
1L. Election of Equity Director: Deborah J. Mgmt For For
Lucas
1M. Election of Equity Director: Terry L. Mgmt For For
Savage
1N. Election of Equity Director: Rahael Seifu Mgmt For For
1O. Election of Equity Director: William R. Mgmt For For
Shepard
1P. Election of Equity Director: Howard J. Mgmt For For
Siegel
1Q. Election of Equity Director: Dennis A. Mgmt For For
Suskind
2. Ratification of the appointment of Ernst & Mgmt For For
Young as our independent registered public
accounting firm for 2021.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 935361597
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CMS
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jon E. Barfield Mgmt For For
1b. Election of Director: Deborah H. Butler Mgmt For For
1c. Election of Director: Kurt L. Darrow Mgmt For For
1d. Election of Director: William D. Harvey Mgmt For For
1e. Election of Director: Garrick J. Rochow Mgmt For For
1f. Election of Director: John G. Russell Mgmt For For
1g. Election of Director: Suzanne F. Shank Mgmt For For
1h. Election of Director: Myrna M. Soto Mgmt For For
1i. Election of Director: John G. Sznewajs Mgmt For For
1j. Election of Director: Ronald J. Tanski Mgmt For For
1k. Election of Director: Laura H. Wright Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. Ratify the appointment of independent Mgmt For For
registered public accounting firm
(PricewaterhouseCoopers LLP).
4. Shareholder Proposal - Greenwashing Audit. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 935355392
--------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CL
ISIN: US1941621039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John P. Bilbrey Mgmt For For
1b. Election of Director: John T. Cahill Mgmt For For
1c. Election of Director: Lisa M. Edwards Mgmt For For
1d. Election of Director: C. Martin Harris Mgmt For For
1e. Election of Director: Martina Hund-Mejean Mgmt For For
1f. Election of Director: Kimberly A. Nelson Mgmt For For
1g. Election of Director: Lorrie M. Norrington Mgmt For For
1h. Election of Director: Michael B. Polk Mgmt For For
1i. Election of Director: Stephen I. Sadove Mgmt For For
1j. Election of Director: Noel R. Wallace Mgmt For For
2. Ratify selection of PricewaterhouseCoopers Mgmt For For
LLP as Colgate's independent registered
public accounting firm.
3. Advisory vote on executive compensation. Mgmt For For
4. Stockholder proposal on independent Board Shr Against For
Chairman.
5. Stockholder proposal to reduce the Shr For Against
ownership threshold to call special
stockholder meetings to 10%.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935407139
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of our Mgmt For For
independent auditors.
4. Shareholder Proposal: To conduct Shr For Against
independent investigation and report on
risks posed by failing to prevent sexual
harassment.
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC. Agenda Number: 935372398
--------------------------------------------------------------------------------------------------------------------------
Security: 209115104
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: ED
ISIN: US2091151041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Timothy P. Cawley Mgmt For For
1B. Election of Director: Ellen V. Futter Mgmt For For
1C. Election of Director: John F. Killian Mgmt For For
1D. Election of Director: Karol V. Mason Mgmt For For
1E. Election of Director: John McAvoy Mgmt For For
1F. Election of Director: Dwight A. McBride Mgmt For For
1G. Election of Director: William J. Mulrow Mgmt For For
1H. Election of Director: Armando J. Olivera Mgmt For For
1I. Election of Director: Michael W. Ranger Mgmt For For
1J. Election of Director: Linda S. Sanford Mgmt For For
1K. Election of Director: Deirdre Stanley Mgmt For For
1L. Election of Director: L. Frederick Mgmt For For
Sutherland
2. Ratification of appointment of independent Mgmt For For
accountants.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP Agenda Number: 935372588
--------------------------------------------------------------------------------------------------------------------------
Security: 22822V101
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: CCI
ISIN: US22822V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. Robert Bartolo Mgmt For For
1B. Election of Director: Jay A. Brown Mgmt For For
1C. Election of Director: Cindy Christy Mgmt For For
1D. Election of Director: Ari Q. Fitzgerald Mgmt For For
1E. Election of Director: Andrea J. Goldsmith Mgmt For For
1F. Election of Director: Lee W. Hogan Mgmt For For
1G. Election of Director: Tammy K. Jones Mgmt For For
1H. Election of Director: J. Landis Martin Mgmt For For
1I. Election of Director: Anthony J. Melone Mgmt For For
1J. Election of Director: W. Benjamin Moreland Mgmt For For
1K. Election of Director: Kevin A. Stephens Mgmt For For
1L. Election of Director: Matthew Thornton, III Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for fiscal year 2021.
3. The non-binding, advisory vote to approve Mgmt For For
the compensation of the Company's named
executive officers.
4. The non-binding, advisory vote regarding Mgmt 1 Year For
the frequency of voting on the compensation
of the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CUBESMART Agenda Number: 935356611
--------------------------------------------------------------------------------------------------------------------------
Security: 229663109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: CUBE
ISIN: US2296631094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Piero Bussani Mgmt For For
Dorothy Dowling Mgmt For For
John W. Fain Mgmt For For
Marianne M. Keler Mgmt For For
Christopher P. Marr Mgmt For For
Deborah Ratner Salzberg Mgmt For For
John F. Remondi Mgmt For For
Jeffrey F. Rogatz Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the year ending
December 31, 2021.
3. To cast an advisory vote to approve our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 935366927
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fernando Aguirre Mgmt For For
1B. Election of Director: C. David Brown II Mgmt For For
1C. Election of Director: Alecia A. DeCoudreaux Mgmt For For
1D. Election of Director: Nancy-Ann M. DeParle Mgmt For For
1E. Election of Director: David W. Dorman Mgmt For For
1F. Election of Director: Roger N. Farah Mgmt For For
1G. Election of Director: Anne M. Finucane Mgmt For For
1H. Election of Director: Edward J. Ludwig Mgmt For For
1I. Election of Director: Karen S. Lynch Mgmt For For
1J. Election of Director: Jean-Pierre Millon Mgmt For For
1K. Election of Director: Mary L. Schapiro Mgmt For For
1L. Election of Director: William C. Weldon Mgmt For For
1M. Election of Director: Tony L. White Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
3. Say on Pay, a proposal to approve, on an Mgmt For For
advisory basis, the Company's executive
compensation.
4. Stockholder proposal for reducing the Shr Against For
threshold for our stockholder right to act
by written consent.
5. Stockholder proposal regarding our Shr Against For
independent Board Chair.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 935360292
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Rainer M. Blair
1B. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Linda Hefner
Filler
1C. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Teri List
1D. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Walter G. Lohr,
Jr.
1E. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Jessica L. Mega,
MD
1F. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Mitchell P. Rales
1G. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Steven M. Rales
1H. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Pardis C. Sabeti,
MD
1I. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: John T. Schwieters
1J. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Alan G. Spoon
1K. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Raymond C.
Stevens, Ph.D
1L. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Elias A. Zerhouni,
MD
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Danaher's independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve on an advisory basis the Mgmt For For
Company's named executive officer
compensation.
4. To act upon a shareholder proposal Shr For Against
requesting that Danaher amend its governing
documents to reduce the percentage of
shares required for shareholders to call a
special meeting of shareholders from 25% to
10%.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC. Agenda Number: 935407393
--------------------------------------------------------------------------------------------------------------------------
Security: 253868103
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: DLR
ISIN: US2538681030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Laurence A. Chapman Mgmt For For
1B. Election of Director: Alexis Black Bjorlin Mgmt For For
1C. Election of Director: VeraLinn Jamieson Mgmt For For
1D. Election of Director: Kevin J. Kennedy Mgmt For For
1E. Election of Director: William G. LaPerch Mgmt For For
1F. Election of Director: Jean F.H.P. Mgmt For For
Mandeville
1G. Election of Director: Afshin Mohebbi Mgmt For For
1H. Election of Director: Mark R. Patterson Mgmt For For
1I. Election of Director: Mary Hogan Preusse Mgmt For For
1J. Election of Director: Dennis E. Singleton Mgmt For For
1K. Election of Director: A. William Stein Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers, as more fully
described in the accompanying Proxy
Statement (say on pay).
--------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION Agenda Number: 935374924
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: DG
ISIN: US2566771059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warren F. Bryant Mgmt For For
1B. Election of Director: Michael M. Calbert Mgmt For For
1C. Election of Director: Patricia D. Mgmt For For
Fili-Krushel
1D. Election of Director: Timothy I. McGuire Mgmt For For
1E. Election of Director: William C. Rhodes, Mgmt For For
III
1F. Election of Director: Debra A. Sandler Mgmt For For
1G. Election of Director: Ralph E. Santana Mgmt For For
1H. Election of Director: Todd J. Vasos Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the resolution regarding the
compensation of Dollar General
Corporation's named executive officers as
disclosed in the proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Dollar General Corporation's
independent registered public accounting
firm for fiscal 2021.
4. To approve the Dollar General Corporation Mgmt For For
2021 Stock Incentive Plan.
5. To approve an amendment to the amended and Mgmt Abstain Against
restated charter of Dollar General
Corporation to allow shareholders holding
25% or more of our common stock to request
special meetings of shareholders.
6. To vote on a shareholder proposal regarding Shr For Against
shareholders' ability to call special
meetings of shareholders.
--------------------------------------------------------------------------------------------------------------------------
DOMINION ENERGY, INC. Agenda Number: 935352853
--------------------------------------------------------------------------------------------------------------------------
Security: 25746U109
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: D
ISIN: US25746U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James A. Bennett Mgmt For For
1B. Election of Director: Robert M. Blue Mgmt For For
1C. Election of Director: Helen E. Dragas Mgmt For For
1D. Election of Director: James O. Ellis, Jr. Mgmt For For
1E. Election of Director: D. Maybank Hagood Mgmt For For
1F. Election of Director: Ronald W. Jibson Mgmt For For
1G. Election of Director: Mark J. Kington Mgmt For For
1H. Election of Director: Joseph M. Rigby Mgmt For For
1I. Election of Director: Pamela J. Royal, M.D. Mgmt For For
1J. Election of Director: Robert H. Spilman, Mgmt For For
Jr.
1K. Election of Director: Susan N. Story Mgmt For For
1L. Election of Director: Michael E. Szymanczyk Mgmt For For
2. Advisory Vote on Approval of Executive Mgmt For For
Compensation (Say on Pay).
3. Ratification of Appointment of Independent Mgmt For For
Auditor.
4. Shareholder Proposal Regarding a Report on Shr Against For
Lobbying.
5. Shareholder Proposal Regarding a Policy to Shr Against For
Require an Independent Chair.
6. Shareholder Proposal Regarding Proxy Access Shr Against For
Shareholder Aggregation.
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 935359263
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: DUK
ISIN: US26441C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael G. Browning Mgmt For For
Annette K. Clayton Mgmt For For
Theodore F. Craver, Jr. Mgmt For For
Robert M. Davis Mgmt For For
Caroline Dorsa Mgmt For For
W. Roy Dunbar Mgmt For For
Nicholas C. Fanandakis Mgmt For For
Lynn J. Good Mgmt For For
John T. Herron Mgmt For For
E. Marie McKee Mgmt For For
Michael J. Pacilio Mgmt For For
Thomas E. Skains Mgmt For For
William E. Webster, Jr. Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
Duke Energy's independent registered public
accounting firm for 2021
3. Advisory vote to approve Duke Energy's Mgmt For For
named executive officer compensation
4. Amendment to the Amended and Restated Mgmt For For
Certificate of Incorporation of Duke Energy
Corporation to eliminate supermajority
requirements
5. Shareholder proposal regarding independent Shr Against For
board chair
6. Shareholder proposal regarding providing a Shr Against For
semiannual report on Duke Energy's
political contributions and expenditures
--------------------------------------------------------------------------------------------------------------------------
DUKE REALTY CORPORATION Agenda Number: 935339095
--------------------------------------------------------------------------------------------------------------------------
Security: 264411505
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: DRE
ISIN: US2644115055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: John P. Case
1B. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: James B. Connor
1C. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Tamara D. Fischer
1D. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Norman K. Jenkins
1E. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Kelly T. Killingsworth
1F. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Melanie R. Sabelhaus
1G. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Peter M. Scott, III
1H. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: David P. Stockert
1I. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Chris T. Sultemeier
1J. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Michael E. Szymanczyk
1K. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Warren M. Thompson
1L. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Lynn C. Thurber
2. To vote on an advisory basis to approve the Mgmt For For
compensation of the Company's named
executive officers as set forth in the
proxy statement.
3. To ratify the reappointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accountants for the fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 935355405
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: Shari L. Ballard Mgmt For For
1C. Election of Director: Barbara J. Beck Mgmt For For
1D. Election of Director: Christophe Beck Mgmt For For
1E. Election of Director: Jeffrey M. Ettinger Mgmt For For
1F. Election of Director: Arthur J. Higgins Mgmt For For
1G. Election of Director: Michael Larson Mgmt For For
1H. Election of Director: David W. MacLennan Mgmt For For
1I. Election of Director: Tracy B. McKibben Mgmt For For
1J. Election of Director: Lionel L. Nowell, III Mgmt For For
1K. Election of Director: Victoria J. Reich Mgmt For For
1L. Election of Director: Suzanne M. Vautrinot Mgmt For For
1M. Election of Director: John J. Zillmer Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
current year ending December 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of executives disclosed in the Proxy
Statement.
4. Stockholder proposal regarding proxy Shr Against For
access, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 935343258
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: EIX
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeanne Beliveau-Dunn Mgmt For For
1B. Election of Director: Michael C. Camunez Mgmt For For
1C. Election of Director: Vanessa C.L. Chang Mgmt For For
1D. Election of Director: James T. Morris Mgmt For For
1E. Election of Director: Timothy T. O'Toole Mgmt For For
1F. Election of Director: Pedro J. Pizarro Mgmt For For
1G. Election of Director: Carey A. Smith Mgmt For For
1H. Election of Director: Linda G. Stuntz Mgmt For For
1I. Election of Director: William P. Sullivan Mgmt For For
1J. Election of Director: Peter J. Taylor Mgmt For For
1K. Election of Director: Keith Trent Mgmt For For
2. Ratification of the Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Approval of the Edison International Mgmt For For
Employee Stock Purchase Plan.
5. Shareholder Proposal Regarding Proxy Shr Against For
Access.
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 935354035
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Kieran T. Gallahue Mgmt For For
1.2 Election of Director: Leslie S. Heisz Mgmt For For
1.3 Election of Director: Paul A. LaViolette Mgmt For For
1.4 Election of Director: Steven R. Loranger Mgmt For For
1.5 Election of Director: Martha H. Marsh Mgmt For For
1.6 Election of Director: Michael A. Mussallem Mgmt For For
1.7 Election of Director: Ramona Sequeira Mgmt For For
1.8 Election of Director: Nicholas J. Valeriani Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Approval of the Amendment and Restatement Mgmt For For
of the Company's 2001 Employee Stock
Purchase Plan for United States Employees
(the "U.S. ESPP") to Increase the Total
Number of Shares of Common Stock Available
for Issuance under the U.S. ESPP by
3,300,000 Shares.
4. Approval of the Amendment and Restatement Mgmt For For
of the Company's 2001 Employee Stock
Purchase Plan for International Employees
(the "International ESPP") to Increase the
Total Number of Shares of Common Stock
Available for Issuance under the
International ESPP by 1,200,000 Shares.
5. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
6. Advisory Vote on a Stockholder Proposal Shr Against For
Regarding Action by Written Consent.
7. Advisory Vote on a Stockholder Proposal to Shr Against For
Adopt a Policy to Include Non-Management
Employees as Prospective Director
Candidates.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 935355354
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve a three year Mgmt For For
term: K. Baicker, Ph.D.
1b. Election of Director to serve a three year Mgmt For For
term: J.E. Fyrwald
1c. Election of Director to serve a three year Mgmt For For
term: J. Jackson
1d. Election of Director to serve a three year Mgmt For For
term: G. Sulzberger
1e. Election of Director to serve a three year Mgmt For For
term: J.P. Tai
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent auditor for
2021.
4. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate the
classified board structure.
5. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate
supermajority voting provisions.
6. Shareholder proposal to disclose direct and Shr Against For
indirect lobbying activities and
expenditures.
7. Shareholder proposal to amend the bylaws to Shr Against For
require an independent board chair.
8. Shareholder proposal to implement a bonus Shr For Against
deferral policy.
9. Shareholder proposal to disclose clawbacks Shr For Against
on executive incentive compensation due to
misconduct.
--------------------------------------------------------------------------------------------------------------------------
EQUITY RESIDENTIAL Agenda Number: 935414603
--------------------------------------------------------------------------------------------------------------------------
Security: 29476L107
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: EQR
ISIN: US29476L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Angela M. Aman Mgmt For For
Raymond Bennett Mgmt For For
Linda Walker Bynoe Mgmt For For
Connie K. Duckworth Mgmt For For
Mary Kay Haben Mgmt For For
Tahsinul Zia Huque Mgmt For For
John E. Neal Mgmt For For
David J. Neithercut Mgmt For For
Mark J. Parrell Mgmt For For
Mark S. Shapiro Mgmt For For
Stephen E. Sterrett Mgmt For For
Samuel Zell Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
auditor for 2021.
3. Approval of Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EVERGY, INC. Agenda Number: 935361674
--------------------------------------------------------------------------------------------------------------------------
Security: 30034W106
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: EVRG
ISIN: US30034W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David A. Campbell Mgmt For For
1b. Election of Director: Mollie Hale Carter Mgmt For For
1c. Election of Director: Thomas D. Hyde Mgmt For For
1d. Election of Director: B. Anthony Isaac Mgmt For For
1e. Election of Director: Paul M. Keglevic Mgmt For For
1f. Election of Director: Mary L. Landrieu Mgmt For For
1g. Election of Director: Sandra A.J. Lawrence Mgmt For For
1h. Election of Director: Ann D. Murtlow Mgmt For For
1i. Election of Director: Sandra J. Price Mgmt For For
1j. Election of Director: Mark A. Ruelle Mgmt For For
1k. Election of Director: S. Carl Soderstrom Mgmt For For
Jr.
1l. Election of Director: John Arthur Stall Mgmt For For
1m. Election of Director: C. John Wilder Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
the 2020 compensation of the Company's
named executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
EVERSOURCE ENERGY Agenda Number: 935351774
--------------------------------------------------------------------------------------------------------------------------
Security: 30040W108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: ES
ISIN: US30040W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Cotton M. Cleveland Mgmt For For
1B. Election of Trustee: James S. DiStasio Mgmt For For
1C. Election of Trustee: Francis A. Doyle Mgmt For For
1D. Election of Trustee: Linda Dorcena Forry Mgmt For For
1E. Election of Trustee: Gregory M. Jones Mgmt For For
1F. Election of Trustee: James J. Judge Mgmt For For
1G. Election of Trustee: John Y. Kim Mgmt For For
1H. Election of Trustee: Kenneth R. Leibler Mgmt For For
1I. Election of Trustee: David H. Long Mgmt For For
1J. Election of Trustee: William C. Van Faasen Mgmt For For
1K. Election of Trustee: Frederica M. Williams Mgmt For For
2. Consider an advisory proposal approving the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 935347597
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony Anderson Mgmt For For
1B. Election of Director: Ann Berzin Mgmt For For
1C. Election of Director: Laurie Brlas Mgmt For For
1D. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1E. Election of Director: Christopher Crane Mgmt For For
1F. Election of Director: Yves de Balmann Mgmt For For
1G. Election of Director: Linda Jojo Mgmt For For
1H. Election of Director: Paul Joskow Mgmt For For
1I. Election of Director: Robert Lawless Mgmt For For
1J. Election of Director: John Richardson Mgmt For For
1K. Election of Director: Mayo Shattuck III Mgmt For For
1L. Election of Director: John Young Mgmt For For
2. Advisory approval of executive Mgmt For For
compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Exelon's Independent Auditor for 2021.
4. A shareholder proposal requesting a report Shr Against For
on the impact of Exelon plans involving
electric vehicles and charging stations
with regard to child labor outside the
United States.
--------------------------------------------------------------------------------------------------------------------------
EXPEDITORS INT'L OF WASHINGTON, INC. Agenda Number: 935356255
--------------------------------------------------------------------------------------------------------------------------
Security: 302130109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: EXPD
ISIN: US3021301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert R. Wright Mgmt For For
1.2 Election of Director: Glenn M. Alger Mgmt For For
1.3 Election of Director: Robert P. Carlile Mgmt For For
1.4 Election of Director: James M. DuBois Mgmt For For
1.5 Election of Director: Mark A. Emmert Mgmt For For
1.6 Election of Director: Diane H. Gulyas Mgmt For For
1.7 Election of Director: Jeffrey S. Musser Mgmt For For
1.8 Election of Director: Liane J. Pelletier Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935378097
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen R. Alemany Mgmt For For
1B. Election of Director: Jeffrey A. Goldstein Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt For For
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Mgmt For For
Jr.
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Mgmt For For
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 935365343
--------------------------------------------------------------------------------------------------------------------------
Security: 337932107
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: FE
ISIN: US3379321074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J. Anderson Mgmt For For
1B. Election of Director: Steven J. Demetriou Mgmt For For
1C. Election of Director: Julia L. Johnson Mgmt For For
1D. Election of Director: Jesse A. Lynn Mgmt For For
1E. Election of Director: Donald T. Misheff Mgmt For For
1F. Election of Director: Thomas N. Mitchell Mgmt For For
1G. Election of Director: James F. O'Neil III Mgmt For For
1H. Election of Director: Christopher D. Pappas Mgmt For For
1I. Election of Director: Luis A. Reyes Mgmt For For
1J. Election of Director: John W. Somerhalder Mgmt For For
II
1K. Election of Director: Steven E. Strah Mgmt For For
1L. Election of Director: Andrew Teno Mgmt For For
1M. Election of Director: Leslie M. Turner Mgmt For For
1N. Election of Director: Melvin Williams Mgmt For For
2. Ratify the Appointment of the Independent Mgmt For For
Registered Public Accounting Firm for 2021.
3. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 935359338
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James S. Crown Mgmt For For
1B. Election of Director: Rudy F. deLeon Mgmt For For
1C. Election of Director: Cecil D. Haney Mgmt For For
1D. Election of Director: Mark M. Malcolm Mgmt For For
1E. Election of Director: James N. Mattis Mgmt For For
1F. Election of Director: Phebe N. Novakovic Mgmt For For
1G. Election of Director: C. Howard Nye Mgmt For For
1H. Election of Director: Catherine B. Reynolds Mgmt For For
1I. Election of Director: Laura J. Schumacher Mgmt For For
1J. Election of Director: Robert K. Steel Mgmt For For
1K. Election of Director: John G. Stratton Mgmt For For
1L. Election of Director: Peter A. Wall Mgmt For For
2. Advisory Vote on the Selection of Mgmt For For
Independent Auditors.
3. Advisory Vote to approve Executive Mgmt For For
Compensation.
4. Shareholder Proposal to reduce the Shr For Against
ownership threshold required to call a
Special Shareholder meeting.
--------------------------------------------------------------------------------------------------------------------------
GENTEX CORPORATION Agenda Number: 935380028
--------------------------------------------------------------------------------------------------------------------------
Security: 371901109
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: GNTX
ISIN: US3719011096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ms. Leslie Brown Mgmt For For
Mr. Steve Downing Mgmt For For
Mr. Gary Goode Mgmt For For
Mr. James Hollars Mgmt For For
Mr. Richard Schaum Mgmt For For
Ms. Kathleen Starkoff Mgmt For For
Mr. Brian Walker Mgmt For For
Mr. James Wallace Mgmt For For
Dr. Ling Zang Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's auditors for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 935367397
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring in Mgmt For For
2022: Hon. Sharon Y. Bowen
1B. Election of Director for term expiring in Mgmt For For
2022: Shantella E. Cooper
1C. Election of Director for term expiring in Mgmt For For
2022: Charles R. Crisp
1D. Election of Director for term expiring in Mgmt For For
2022: Duriya M. Farooqui
1E. Election of Director for term expiring in Mgmt For For
2022: The Rt. Hon. the Lord Hague of
Richmond
1F. Election of Director for term expiring in Mgmt For For
2022: Mark F. Mulhern
1G. Election of Director for term expiring in Mgmt For For
2022: Thomas E. Noonan
1H. Election of Director for term expiring in Mgmt For For
2022: Frederic V. Salerno
1I. Election of Director for term expiring in Mgmt For For
2022: Caroline L. Silver
1J. Election of Director for term expiring in Mgmt For For
2022: Jeffrey C. Sprecher
1K. Election of Director for term expiring in Mgmt For For
2022: Judith A. Sprieser
1L. Election of Director for term expiring in Mgmt For For
2022: Vincent Tese
2. To approve, by non-binding vote, the Mgmt For For
advisory resolution on executive
compensation for named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
4. A stockholder proposal regarding adoption Shr For Against
of a simple majority voting standard, if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935345214
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Nadja Y. West Mgmt For For
1N. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021.
4. Report on Government Financial Support and Shr Against For
Access to COVID-19 Vaccines and
Therapeutics.
5. Independent Board Chair. Shr Against For
6. Civil Rights Audit. Shr For Against
7. Executive Compensation Bonus Deferral. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY Agenda Number: 935348359
--------------------------------------------------------------------------------------------------------------------------
Security: 487836108
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: K
ISIN: US4878361082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director (term expires 2024): Mgmt For For
Carter Cast
1B. Election of Director (term expires 2024): Mgmt For For
Zack Gund
1C. Election of Director (term expires 2024): Mgmt For For
Don Knauss
1D. Election of Director (term expires 2024): Mgmt For For
Mike Schlotman
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Kellogg's
independent registered public accounting
firm for fiscal year 2021.
4. Management proposal to reduce supermajority Mgmt For For
vote requirements.
5. Shareowner proposal, if properly presented Shr For
at the meeting, to adopt shareowner right
to call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
KEURIG DR PEPPER INC. Agenda Number: 935422953
--------------------------------------------------------------------------------------------------------------------------
Security: 49271V100
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: KDP
ISIN: US49271V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert Gamgort Mgmt For For
1B. Election of Director: Olivier Goudet Mgmt For For
1C. Election of Director: Peter Harf Mgmt For For
1D. Election of Director: Juliette Hickman Mgmt For For
1E. Election of Director: Genevieve Hovde Mgmt For For
1F. Election of Director: Paul S. Michaels Mgmt For For
1G. Election of Director: Pamela H. Patsley Mgmt For For
1H. Election of Director: Gerhard Pleuhs Mgmt For For
1I. Election of Director: Lubomira Rochet Mgmt For For
1J. Election of Director: Debra Sandler Mgmt For For
1K. Election of Director: Robert Singer Mgmt For For
1L. Election of Director: Justine Tan Mgmt For For
1M. Election of Director: Nelson Urdaneta Mgmt For For
1N. Election of Director: Larry D. Young Mgmt For For
2. To approve an advisory resolution regarding Mgmt For For
Keurig Dr Pepper Inc.'s executive
compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Keurig Dr Pepper Inc.'s
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 935343272
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John W. Culver Mgmt For For
1B. Election of Director: Robert W. Decherd Mgmt For For
1C. Election of Director: Michael D. Hsu Mgmt For For
1D. Election of Director: Mae C. Jemison, M.D. Mgmt For For
1E. Election of Director: S. Todd Maclin Mgmt For For
1F. Election of Director: Sherilyn S. McCoy Mgmt For For
1G. Election of Director: Christa S. Quarles Mgmt For For
1H. Election of Director: Ian C. Read Mgmt For For
1I. Election of Director: Dunia A. Shive Mgmt For For
1J. Election of Director: Mark T. Smucker Mgmt For For
1K. Election of Director: Michael D. White Mgmt For For
2. Ratification of Auditor. Mgmt For For
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Approval of 2021 Equity Participation Plan. Mgmt For For
5. Approval of 2021 Outside Directors' Mgmt For For
Compensation Plan.
6. Reduce Ownership Threshold required to call Mgmt For For
a Special Meeting of Stockholders.
7. Stockholder Proposal Regarding Right to Act Shr Against For
by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC Agenda Number: 935377336
--------------------------------------------------------------------------------------------------------------------------
Security: 499049104
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: KNX
ISIN: US4990491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary Knight Mgmt For For
Kathryn Munro Mgmt For For
2. Conduct an advisory, non-binding vote to Mgmt For For
approve executive compensation.
3. Ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year 2021.
4. Vote on a stockholder proposal regarding Shr For Against
simple majority vote.
--------------------------------------------------------------------------------------------------------------------------
LEXINGTON REALTY TRUST Agenda Number: 935375558
--------------------------------------------------------------------------------------------------------------------------
Security: 529043101
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: LXP
ISIN: US5290431015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
T. Wilson Eglin Mgmt For For
Richard S. Frary Mgmt For For
Lawrence L. Gray Mgmt For For
Jamie Handwerker Mgmt For For
Claire A. Koeneman Mgmt For For
Howard Roth Mgmt For For
2. To consider and vote upon an advisory, Mgmt For For
non-binding resolution to approve the
compensation of the named executive
officers, as disclosed in the accompanying
proxy statement.
3. To consider and vote upon the ratification Mgmt For For
of the appointment of Deloitte & Touche LLP
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 935372817
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony K. Anderson Mgmt For For
1B. Election of Director: Oscar Fanjul Mgmt For For
1C. Election of Director: Daniel S. Glaser Mgmt For For
1D. Election of Director: H. Edward Hanway Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Tamara Ingram Mgmt For For
1G. Election of Director: Jane H. Lute Mgmt For For
1H. Election of Director: Steven A. Mills Mgmt For For
1I. Election of Director: Bruce P. Nolop Mgmt For For
1J. Election of Director: Marc D. Oken Mgmt For For
1K. Election of Director: Morton O. Schapiro Mgmt For For
1L. Election of Director: Lloyd M. Yates Mgmt For For
1M. Election of Director: R. David Yost Mgmt For For
2. Advisory (Nonbinding) Vote to Approve Named Mgmt For For
Executive Officer Compensation.
3. Ratification of Selection of Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 935380395
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring in 2022: Lloyd Dean
1B. Election of Director for a one-year term Mgmt For For
expiring in 2022: Robert Eckert
1C. Election of Director for a one-year term Mgmt For For
expiring in 2022: Catherine Engelbert
1D. Election of Director for a one-year term Mgmt For For
expiring in 2022: Margaret Georgiadis
1E. Election of Director for a one-year term Mgmt For For
expiring in 2022: Enrique Hernandez, Jr.
1F. Election of Director for a one-year term Mgmt For For
expiring in 2022: Christopher Kempczinski
1G. Election of Director for a one-year term Mgmt For For
expiring in 2022: Richard Lenny
1H. Election of Director for a one-year term Mgmt For For
expiring in 2022: John Mulligan
1I. Election of Director for a one-year term Mgmt For For
expiring in 2022: Sheila Penrose
1J. Election of Director for a one-year term Mgmt For For
expiring in 2022: John Rogers, Jr.
1K. Election of Director for a one-year term Mgmt For For
expiring in 2022: Paul Walsh
1L. Election of Director for a one-year term Mgmt For For
expiring in 2022: Miles White
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Advisory vote to ratify the appointment of Mgmt For For
Ernst & Young LLP as independent auditor
for 2021.
4. Advisory vote on a shareholder proposal Shr Against For
requesting a report on sugar and public
health, if properly presented.
5. Advisory vote on a shareholder proposal Shr Against For
requesting a report on antibiotics and
public health costs, if properly presented.
6. Advisory vote on a shareholder proposal Shr For Against
requesting the ability for shareholders to
act by written consent, if properly
presented.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr Against For
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr Against For
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
MOLSON COORS BEVERAGE COMPANY Agenda Number: 935387589
--------------------------------------------------------------------------------------------------------------------------
Security: 60871R209
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: TAP
ISIN: US60871R2094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger G. Eaton Mgmt For For
Charles M. Herington Mgmt For For
H. Sanford Riley Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 935357360
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lewis W.K. Booth Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt For For
1C. Election of Director: Lois D. Juliber Mgmt For For
1D. Election of Director: Peter W. May Mgmt For For
1E. Election of Director: Jorge S. Mesquita Mgmt For For
1F. Election of Director: Jane H. Nielsen Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt For For
1H. Election of Director: Christiana S. Shi Mgmt For For
1I. Election of Director: Patrick T. Siewert Mgmt For For
1J. Election of Director: Michael A. Todman Mgmt For For
1K. Election of Director: Jean-Francois M. L. Mgmt For For
van Boxmeer
1L. Election of Director: Dirk Van de Put Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Independent Registered Public
Accountants for Fiscal Year Ending December
31, 2021.
4. Consider Employee Pay in Setting Chief Shr Against For
Executive Officer Pay.
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 935363274
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for One-Year Term: Mgmt For For
Gregory Q. Brown
1B. Election of Director for One-Year Term: Mgmt For For
Kenneth D. Denman
1C. Election of Director for One-Year Term: Mgmt For For
Egon P. Durban
1D. Election of Director for One-Year Term: Mgmt For For
Clayton M. Jones
1E. Election of Director for One-Year Term: Mgmt For For
Judy C. Lewent
1F. Election of Director for One-Year Term: Mgmt For For
Gregory K. Mondre
1G. Election of Director for One-Year Term: Mgmt For For
Joseph M. Tucci
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for 2021.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 935355342
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Segun Agbaje Mgmt For For
1B. Election of Director: Shona L. Brown Mgmt For For
1C. Election of Director: Cesar Conde Mgmt For For
1D. Election of Director: Ian Cook Mgmt For For
1E. Election of Director: Dina Dublon Mgmt For For
1F. Election of Director: Michelle Gass Mgmt For For
1G. Election of Director: Ramon L. Laguarta Mgmt For For
1H. Election of Director: Dave Lewis Mgmt For For
1I. Election of Director: David C. Page Mgmt For For
1J. Election of Director: Robert C. Pohlad Mgmt For For
1K. Election of Director: Daniel Vasella Mgmt For For
1L. Election of Director: Darren Walker Mgmt For For
1M. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
2021.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Shareholder Proposal - Special Shareholder Shr For Against
Meeting Vote Threshold.
5. Shareholder Proposal - Report on Sugar and Shr Against For
Public Health.
6. Shareholder Proposal - Report on External Shr Against For
Public Health Costs.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 935344503
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald E. Blaylock Mgmt For For
1B. Election of Director: Albert Bourla Mgmt For For
1C. Election of Director: Susan Mgmt For For
Desmond-Hellmann
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Scott Gottlieb Mgmt For For
1F. Election of Director: Helen H. Hobbs Mgmt For For
1G. Election of Director: Susan Hockfield Mgmt For For
1H. Election of Director: Dan R. Littman Mgmt For For
1I. Election of Director: Shantanu Narayen Mgmt For For
1J. Election of Director: Suzanne Nora Johnson Mgmt For For
1K. Election of Director: James Quincey Mgmt For For
1L. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2021.
3. 2021 advisory approval of executive Mgmt For For
compensation.
4. Shareholder proposal regarding independent Shr Against For
chair policy.
5. Shareholder proposal regarding political Shr Against For
spending report.
6. Shareholder proposal regarding access to Shr Against For
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935359112
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brant Bonin Bough Mgmt For For
1B. Election of Director: Andre Calantzopoulos Mgmt For For
1C. Election of Director: Michel Combes Mgmt For For
1D. Election of Director: Juan Jose Daboub Mgmt For For
1E. Election of Director: Werner Geissler Mgmt For For
1F. Election of Director: Lisa A. Hook Mgmt For For
1G. Election of Director: Jun Makihara Mgmt For For
1H. Election of Director: Kalpana Morparia Mgmt For For
1I. Election of Director: Lucio A. Noto Mgmt For For
1J. Election of Director: Jacek Olczak Mgmt For For
1K. Election of Director: Frederik Paulsen Mgmt For For
1L. Election of Director: Robert B. Polet Mgmt For For
1M. Election of Director: Shlomo Yanai Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For
Compensation.
3. Ratification of the Selection of Mgmt For For
Independent Auditors.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION Agenda Number: 935366446
--------------------------------------------------------------------------------------------------------------------------
Security: 723484101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: PNW
ISIN: US7234841010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Glynis A. Bryan Mgmt For For
Denis A. Cortese, M.D. Mgmt For For
Richard P. Fox Mgmt For For
Jeffrey B. Guldner Mgmt For For
Dale E. Klein, Ph.D. Mgmt For For
Kathryn L. Munro Mgmt For For
Bruce J. Nordstrom Mgmt For For
Paula J. Sims Mgmt For For
William H. Spence Mgmt For For
James E. Trevathan, Jr. Mgmt For For
David P. Wagener Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation as disclosed in the 2021 Proxy
Statement.
3. Approval of the Pinnacle West Capital Mgmt For For
Corporation Long-Term Incentive Plan.
4. Ratify the appointment of the independent Mgmt For For
accountant for the year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION Agenda Number: 935382628
--------------------------------------------------------------------------------------------------------------------------
Security: 69351T106
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: PPL
ISIN: US69351T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Arthur P. Beattie Mgmt For For
1B. Election of Director: Steven G. Elliott Mgmt For For
1C. Election of Director: Raja Rajamannar Mgmt For For
1D. Election of Director: Craig A. Rogerson Mgmt Against Against
1E. Election of Director: Vincent Sorgi Mgmt For For
1F. Election of Director: Natica von Althann Mgmt For For
1G. Election of Director: Keith H. Williamson Mgmt For For
1H. Election of Director: Phoebe A. Wood Mgmt For For
1I. Election of Director: Armando Zagalo de Mgmt For For
Lima
2. Advisory vote to approve compensation of Mgmt For For
named executive officers.
3. Ratification of the appointment of Mgmt For For
Independent Registered Public Accounting
Firm.
--------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda Number: 935350734
--------------------------------------------------------------------------------------------------------------------------
Security: 744573106
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: PEG
ISIN: US7445731067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ralph Izzo Mgmt For For
1B. Election of Director: Shirley Ann Jackson Mgmt For For
1C. Election of Director: Willie A. Deese Mgmt For For
1D. Election of Director: David Lilley Mgmt For For
1E. Election of Director: Barry H. Ostrowsky Mgmt For For
1F. Election of Director: Scott G. Stephenson Mgmt For For
1G. Election of Director: Laura A. Sugg Mgmt For For
1H. Election of Director: John P. Surma Mgmt For For
1I. Election of Director: Susan Tomasky Mgmt For For
1J. Election of Director: Alfred W. Zollar Mgmt For For
2. Advisory vote on the approval of executive Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Independent Auditor for the
year 2021.
4. Approval of the 2021 Equity Compensation Mgmt For For
Plan for Outside Directors.
5. Approval of the 2021 Long-Term Incentive Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. Agenda Number: 935380775
--------------------------------------------------------------------------------------------------------------------------
Security: 760759100
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: RSG
ISIN: US7607591002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Manuel Kadre Mgmt For For
1B. Election of Director: Tomago Collins Mgmt For For
1C. Election of Director: Michael A. Duffy Mgmt For For
1D. Election of Director: Thomas W. Handley Mgmt For For
1E. Election of Director: Jennifer M. Kirk Mgmt For For
1F. Election of Director: Michael Larson Mgmt For For
1G. Election of Director: Kim S. Pegula Mgmt For For
1H. Election of Director: James P. Snee Mgmt For For
1I. Election of Director: Brian S. Tyler Mgmt For For
1J. Election of Director: Sandra M. Volpe Mgmt For For
1K. Election of Director: Katharine B. Weymouth Mgmt For For
2. Advisory vote to approve our named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
4. Shareholder Proposal to incorporate ESG Shr Against For
metrics into executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ROLLINS, INC. Agenda Number: 935349921
--------------------------------------------------------------------------------------------------------------------------
Security: 775711104
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: ROL
ISIN: US7757111049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary W. Rollins Mgmt For For
Harry J. Cynkus Mgmt For For
Pamela R. Rollins Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as independent registered public
accounting firm of the Company for fiscal
year ending December 31, 2021.
3. To amend the Restated Certificate of Mgmt For For
Incorporation of the Company to increase
the total number of authorized shares of
capital stock from 550,500,000 shares to
800,500,000 shares, such that authorized
shares of common stock would be increased
from 550,000,000 to 800,000,000 and
authorized shares of preferred stock would
remain 500,000.
--------------------------------------------------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL Agenda Number: 935362804
--------------------------------------------------------------------------------------------------------------------------
Security: 817565104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SCI
ISIN: US8175651046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan R. Buckwalter Mgmt For For
Anthony L. Coelho Mgmt For For
Jakki L. Haussler Mgmt For For
Victor L. Lund Mgmt For For
Clifton H. Morris, Jr. Mgmt For For
Ellen Ochoa Mgmt For For
Thomas L. Ryan Mgmt For For
Sara Martinez Tucker Mgmt For For
W. Blair Waltrip Mgmt For For
Marcus A. Watts Mgmt For For
2. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. To approve, by advisory vote, named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
T-MOBILE US, INC. Agenda Number: 935400921
--------------------------------------------------------------------------------------------------------------------------
Security: 872590104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: TMUS
ISIN: US8725901040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marcelo Claure Mgmt For For
Srikant M. Datar Mgmt For For
Bavan M. Holloway Mgmt For For
Timotheus Hottges Mgmt For For
Christian P. Illek Mgmt For For
Raphael Kubler Mgmt For For
Thorsten Langheim Mgmt For For
Dominique Leroy Mgmt For For
G. Michael Sievert Mgmt For For
Teresa A. Taylor Mgmt For For
Omar Tazi Mgmt For For
Kelvin R. Westbrook Mgmt For For
Michael Wilkens Mgmt For For
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for Fiscal Year 2021.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 935387402
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald E. Brown Mgmt For For
1B. Election of Director: Kermit R. Crawford Mgmt For For
1C. Election of Director: Michael L. Eskew Mgmt For For
1D. Election of Director: Richard T. Hume Mgmt For For
1E. Election of Director: Margaret M. Keane Mgmt For For
1F. Election of Director: Siddharth N. Mehta Mgmt For For
1G. Election of Director: Jacques P. Perold Mgmt For For
1H. Election of Director: Andrea Redmond Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Judith A. Sprieser Mgmt For For
1K. Election of Director: Perry M. Traquina Mgmt For For
1L. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executives.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Allstate's independent
registered public accountant for 2021.
4. Shareholder proposal to amend proxy access. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 935338132
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Z. Cook Mgmt For For
1B. Election of Director: Joseph J. Echevarria Mgmt For For
1C. Election of Director: Thomas P. "Todd" Mgmt For For
Gibbons
1D. Election of Director: M. Amy Gilliland Mgmt For For
1E. Election of Director: Jeffrey A. Goldstein Mgmt For For
1F. Election of Director: K. Guru Gowrappan Mgmt For For
1G. Election of Director: Ralph Izzo Mgmt For For
1H. Election of Director: Edmund F. "Ted" Kelly Mgmt For For
1I. Election of Director: Elizabeth E. Robinson Mgmt For For
1J. Election of Director: Samuel C. Scott III Mgmt For For
1K. Election of Director: Frederick O. Terrell Mgmt For For
1L. Election of Director: Alfred W. "Al" Zollar Mgmt For For
2. Advisory resolution to approve the 2020 Mgmt For For
compensation of our named executive
officers.
3. Ratification of KPMG LLP as our independent Mgmt For For
auditor for 2021.
4. Stockholder proposal regarding stockholder Shr For Against
requests for a record date to initiate
written consent.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 935342547
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Herbert A. Allen Mgmt For For
1B. Election of Director: Marc Bolland Mgmt For For
1C. Election of Director: Ana Botin Mgmt For For
1D. Election of Director: Christopher C. Davis Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Election of Director: Helene D. Gayle Mgmt For For
1G. Election of Director: Alexis M. Herman Mgmt For For
1H. Election of Director: Robert A. Kotick Mgmt For For
1I. Election of Director: Maria Elena Mgmt For For
Lagomasino
1J. Election of Director: James Quincey Mgmt For For
1K. Election of Director: Caroline J. Tsay Mgmt For For
1L. Election of Director: David B. Weinberg Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors.
4. Shareowner proposal on sugar and public Shr Against For
health.
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 935377300
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P. M. Arway Mgmt For For
J. W. Brown Mgmt For For
M. G. Buck Mgmt For For
V. L. Crawford Mgmt For For
R. M. Dutkowsky Mgmt For For
M. K. Haben Mgmt For For
J. C. Katzman Mgmt For For
M. D. Koken Mgmt For For
R. M. Malcolm Mgmt For For
A. J. Palmer Mgmt For For
J. R. Perez Mgmt For For
W. L. Schoppert Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for 2021.
3. Approve named executive officer Mgmt For For
compensation on a non-binding advisory
basis.
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 935432889
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nora A. Aufreiter Mgmt For For
1B. Election of Director: Kevin M. Brown Mgmt For For
1C. Election of Director: Anne Gates Mgmt For For
1D. Election of Director: Karen M. Hoguet Mgmt For For
1E. Election of Director: W. Rodney McMullen Mgmt For For
1F. Election of Director: Clyde R. Moore Mgmt For For
1G. Election of Director: Ronald L. Sargent Mgmt For For
1H. Election of Director: J. Amanda Sourry Knox Mgmt For For
1I. Election of Director: Mark S. Sutton Mgmt For For
1J. Election of Director: Ashok Vemuri Mgmt For For
2. Approval, on an advisory basis, of Kroger's Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP, Mgmt For For
as auditors.
4. A shareholder proposal, if properly Shr Against For
presented, to issue a report assessing the
environmental impacts of using unrecyclable
packaging for private label brands.
--------------------------------------------------------------------------------------------------------------------------
THE NEW YORK TIMES COMPANY Agenda Number: 935352409
--------------------------------------------------------------------------------------------------------------------------
Security: 650111107
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: NYT
ISIN: US6501111073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Amanpal S. Bhutani Mgmt For For
Beth Brooke Mgmt For For
Brian P. McAndrews Mgmt For For
Doreen Toben Mgmt For For
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as auditors for the fiscal year
ending December 26, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 935369050
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: PGR
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Philip Bleser Mgmt For For
1B. Election of Director: Stuart B. Burgdoerfer Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Charles A. Davis Mgmt For For
1E. Election of Director: Roger N. Farah Mgmt For For
1F. Election of Director: Lawton W. Fitt Mgmt For For
1G. Election of Director: Susan Patricia Mgmt For For
Griffith
1H. Election of Director: Devin C. Johnson Mgmt For For
1I. Election of Director: Jeffrey D. Kelly Mgmt For For
1J. Election of Director: Barbara R. Snyder Mgmt For For
1K. Election of Director: Jan E. Tighe Mgmt For For
1L. Election of Director: Kahina Van Dyke Mgmt For For
2. Cast an advisory vote to approve our Mgmt For For
executive compensation program.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda Number: 935388555
--------------------------------------------------------------------------------------------------------------------------
Security: 842587107
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SO
ISIN: US8425871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Janaki Akella Mgmt For For
1B. Election of Director: Juanita Powell Mgmt For For
Baranco
1C. Election of Director: Henry A. Clark III Mgmt For For
1D. Election of Director: Anthony F. Earley, Mgmt For For
Jr.
1E. Election of Director: Thomas A. Fanning Mgmt For For
1F. Election of Director: David J. Grain Mgmt For For
1G. Election of Director: Colette D. Honorable Mgmt For For
1H. Election of Director: Donald M. James Mgmt For For
1I. Election of Director: John D. Johns Mgmt For For
1J. Election of Director: Dale E. Klein Mgmt For For
1K. Election of Director: Ernest J. Moniz Mgmt For For
1L. Election of Director: William G. Smith, Jr Mgmt For For
1M. Election of Director: E. Jenner Wood III Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approve the 2021 Equity and Incentive Mgmt For For
Compensation Plan.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public
accounting firm for 2021.
5. Approve an amendment to the Restated Mgmt For For
Certificate of Incorporation to reduce the
supermajority vote requirement to a
majority vote requirement.
--------------------------------------------------------------------------------------------------------------------------
THE WESTERN UNION COMPANY Agenda Number: 935371005
--------------------------------------------------------------------------------------------------------------------------
Security: 959802109
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: WU
ISIN: US9598021098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Martin I. Cole Mgmt For For
1b. Election of Director: Hikmet Ersek Mgmt For For
1c. Election of Director: Richard A. Goodman Mgmt For For
1d. Election of Director: Betsy D. Holden Mgmt For For
1e. Election of Director: Jeffrey A. Joerres Mgmt For For
1f. Election of Director: Michael A. Miles, Jr. Mgmt For For
1g. Election of Director: Timothy P. Murphy Mgmt For For
1h. Election of Director: Joyce A. Phillips Mgmt For For
1i. Election of Director: Jan Siegmund Mgmt For For
1j. Election of Director: Angela A. Sun Mgmt For For
1k. Election of Director: Solomon D. Trujillo Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation
3. Ratification of Selection of Ernst & Young Mgmt For For
LLP as Independent Registered Public
Accounting Firm for 2021
4. Stockholder Proposal Regarding Stockholder Shr Against For
Right to Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 935364947
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew H. Card Jr. Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: David B. Dillon Mgmt For For
1D. Election of Director: Lance M. Fritz Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Jane H. Lute Mgmt For For
1G. Election of Director: Michael R. McCarthy Mgmt For For
1H. Election of Director: Thomas F. McLarty III Mgmt For For
1I. Election of Director: Jose H. Villarreal Mgmt For For
1J. Election of Director: Christopher J. Mgmt For For
Williams
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
2021.
3. An advisory vote to approve executive Mgmt For For
compensation ("Say on Pay").
4. Adoption of the Union Pacific Corporation Mgmt For For
2021 Stock Incentive Plan.
5. Adoption of the Union Pacific Corporation Mgmt For For
2021 Employee Stock Purchase Plan.
6. Shareholder proposal requesting an EEO-1 Shr For Against
Report Disclosure, if properly presented at
the Annual Meeting.
7. Shareholder proposal requesting an Annual Shr For Against
Diversity and Inclusion Efforts Report, if
properly presented at the Annual Meeting.
8. Shareholder proposal requesting an Annual Shr Against For
Emissions Reduction Plan & annual advisory
vote on Emissions Reduction Plan, if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
1I. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2021.
4. Approval of an amendment to the Mgmt For For
UnitedHealth Group 1993 Employee Stock
Purchase Plan.
5. If properly presented at the 2021 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting a reduction of the share
ownership threshold for calling a special
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935364846
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Roxanne S. Austin Mgmt For For
1c. Election of Director: Mark T. Bertolini Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2 Advisory Vote to Approve Executive Mgmt For For
Compensation
3 Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4 Shareholder Action by Written Consent Shr Against For
5 Amend Clawback Policy Shr Against For
6 Shareholder Ratification of Annual Equity Shr Against For
Awards
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 935369199
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James C. Fish, Jr. Mgmt For For
1B. Election of Director: Andres R. Gluski Mgmt For For
1C. Election of Director: Victoria M. Holt Mgmt For For
1D. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1E. Election of Director: Sean E. Menke Mgmt For For
1F. Election of Director: William B. Plummer Mgmt For For
1G. Election of Director: John C. Pope Mgmt For For
1H. Election of Director: Maryrose T. Sylvester Mgmt For For
1I. Election of Director: Thomas H. Weidemeyer Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for 2021.
3. Non-binding, advisory proposal to approve Mgmt For For
our executive compensation.
--------------------------------------------------------------------------------------------------------------------------
WEC ENERGY GROUP, INC. Agenda Number: 935346420
--------------------------------------------------------------------------------------------------------------------------
Security: 92939U106
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: WEC
ISIN: US92939U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Curt S. Culver Mgmt For For
1B. Election of Director: Danny L. Cunningham Mgmt For For
1C. Election of Director: William M. Farrow Mgmt For For
III
1D. Election of Director: J. Kevin Fletcher Mgmt For For
1E. Election of Director: Cristina A. Mgmt For For
Garcia-Thomas
1F. Election of Director: Maria C. Green Mgmt For For
1G. Election of Director: Gale E. Klappa Mgmt For For
1H. Election of Director: Thomas K. Lane Mgmt For For
1I. Election of Director: Ulice Payne, Jr. Mgmt For For
1J. Election of Director: Mary Ellen Stanek Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
Independent Auditors for 2021.
3. Approval of the Amendment and Restatement Mgmt For For
of the WEC Energy Group Omnibus Stock
Incentive Plan.
4. Advisory Vote to Approve Executive Mgmt For For
Compensation of the Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 935380321
--------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: XEL
ISIN: US98389B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lynn Casey Mgmt For For
1B. Election of Director: Ben Fowke Mgmt For For
1C. Election of Director: Robert Frenzel Mgmt For For
1D. Election of Director: Netha Johnson Mgmt For For
1E. Election of Director: Patricia Kampling Mgmt For For
1F. Election of Director: George Kehl Mgmt For For
1G. Election of Director: Richard O'Brien Mgmt For For
1H. Election of Director: Charles Pardee Mgmt For For
1I. Election of Director: Christopher Mgmt For For
Policinski
1J. Election of Director: James Prokopanko Mgmt For For
1K. Election of Director: David Westerlund Mgmt For For
1L. Election of Director: Kim Williams Mgmt For For
1M. Election of Director: Timothy Wolf Mgmt For For
1N. Election of Director: Daniel Yohannes Mgmt For For
2. Company proposal to approve, on an advisory Mgmt For For
basis, executive compensation.
3. Company proposal to ratify the appointment Mgmt For For
of Deloitte & Touche LLP as Xcel Energy
Inc.'s independent registered public
accounting firm for 2021.
4. Shareholder proposal regarding a report on Shr Against For
the costs and benefits of Xcel Energy's
voluntary climate-related activities.
--------------------------------------------------------------------------------------------------------------------------
YUM! BRANDS, INC. Agenda Number: 935373198
--------------------------------------------------------------------------------------------------------------------------
Security: 988498101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: YUM
ISIN: US9884981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paget L. Alves Mgmt For For
1B. Election of Director: Keith Barr Mgmt For For
1C. Election of Director: Christopher M. Connor Mgmt For For
1D. Election of Director: Brian C. Cornell Mgmt For For
1E. Election of Director: Tanya L. Domier Mgmt For For
1F. Election of Director: David W. Gibbs Mgmt For For
1G. Election of Director: Mirian M. Mgmt For For
Graddick-Weir
1H. Election of Director: Lauren R. Hobart Mgmt For For
1I. Election of Director: Thomas C. Nelson Mgmt For For
1J. Election of Director: P. Justin Skala Mgmt For For
1K. Election of Director: Elane B. Stock Mgmt For For
1L. Election of Director: Annie Young-Scrivner Mgmt For For
2. Ratification of Independent Auditors. Mgmt For For
3. Advisory Vote on Executive Compensation. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ZOETIS INC. Agenda Number: 935383252
--------------------------------------------------------------------------------------------------------------------------
Security: 98978V103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ZTS
ISIN: US98978V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sanjay Khosla Mgmt For For
1B. Election of Director: Antoinette R. Mgmt For For
Leatherberry
1C. Election of Director: Willie M. Reed Mgmt For For
1D. Election of Director: Linda Rhodes Mgmt For For
2. Advisory vote to approve our executive Mgmt For For
compensation (Say on Pay).
3. Ratification of appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
4. Shareholder proposal regarding simple Shr For Against
majority vote.
Pacer Swan SOS Conservative (April) ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Pacer Swan SOS Conservative (December) ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Pacer Swan SOS Conservative (July) ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Pacer Swan SOS Conservative (October) ETF
--------------------------------------------------------------------------------------------------------------------------
The fund has not yet commenced operations; therefore no proxies have been voted this reporting period.
Pacer Swan SOS Flex (April) ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Pacer Swan SOS Flex (December) ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Pacer Swan SOS Flex (July) ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Pacer Swan SOS Flex (October) ETF
--------------------------------------------------------------------------------------------------------------------------
The fund has not yet commenced operations; therefore no proxies have been voted this reporting period.
Pacer Swan SOS Fund of Funds ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Pacer Swan SOS Moderate (April) ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Pacer Swan SOS Moderate (December) ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Pacer Swan SOS Moderate (July) ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Pacer Swan SOS Moderate (October) ETF
--------------------------------------------------------------------------------------------------------------------------
The fund has not yet commenced operations; therefore no proxies have been voted this reporting period.
Pacer Trendpilot 100 ETF
--------------------------------------------------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC. Agenda Number: 935427749
--------------------------------------------------------------------------------------------------------------------------
Security: 00507V109
Meeting Type: Annual
Meeting Date: 21-Jun-2021
Ticker: ATVI
ISIN: US00507V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reveta Bowers Mgmt For For
1B. Election of Director: Robert Corti Mgmt For For
1C. Election of Director: Hendrik Hartong III Mgmt For For
1D. Election of Director: Brian Kelly Mgmt For For
1E. Election of Director: Robert Kotick Mgmt For For
1F. Election of Director: Barry Meyer Mgmt For For
1G. Election of Director: Robert Morgado Mgmt For For
1H. Election of Director: Peter Nolan Mgmt For For
1I. Election of Director: Dawn Ostroff Mgmt For For
1J. Election of Director: Casey Wasserman Mgmt For For
2. To provide advisory approval of our Mgmt Against Against
executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC Agenda Number: 935343412
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Amy Banse
1B. Election of Director for a term of one Mgmt For For
year: Melanie Boulden
1C. Election of Director for a term of one Mgmt For For
year: Frank Calderoni
1D. Election of Director for a term of one Mgmt For For
year: James Daley
1E. Election of Director for a term of one Mgmt For For
year: Laura Desmond
1F. Election of Director for a term of one Mgmt For For
year: Shantanu Narayen
1G. Election of Director for a term of one Mgmt For For
year: Kathleen Oberg
1H. Election of Director for a term of one Mgmt For For
year: Dheeraj Pandey
1I. Election of Director for a term of one Mgmt For For
year: David Ricks
1J. Election of Director for a term of one Mgmt For For
year: Daniel Rosensweig
1K. Election of Director for a term of one Mgmt For For
year: John Warnock
2. Approve the Adobe Inc. 2019 Equity Mgmt For For
Incentive Plan, as amended, to increase the
available share reserve by 6 million
shares.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on December
3, 2021.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935345810
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Special
Meeting Date: 07-Apr-2021
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of common Mgmt For For
stock, par value $0.01 per share, of AMD to
the stockholders of Xilinx, Inc. ("Xilinx")
in connection with the merger contemplated
by the Agreement and Plan of Merger, dated
October 26, 2020, as it may be amended from
time to time, by and among AMD, Thrones
Merger Sub, Inc., a wholly owned subsidiary
of AMD, and Xilinx (the "AMD share issuance
proposal").
2. Approve the adjournment of the Special Mgmt For For
Meeting, if necessary or appropriate, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve the AMD share
issuance proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to the stockholders of AMD.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935366523
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John E. Caldwell Mgmt For For
1B. Election of Director: Nora M. Denzel Mgmt For For
1C. Election of Director: Mark Durcan Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Joseph A. Householder Mgmt For For
1F. Election of Director: John W. Marren Mgmt For For
1G. Election of Director: Lisa T. Su Mgmt For For
1H. Election of Director: Abhi Y. Talwalkar Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
3. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 935410124
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Special
Meeting Date: 11-May-2021
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of December 12, 2020 (as it may be
amended from time to time, the "merger
agreement") by and among Alexion,
AstraZeneca PLC ("AstraZeneca"), Delta
Omega Sub Holdings Inc., a wholly owned
subsidiary of AstraZeneca ("Bidco"), Delta
Omega Sub Holdings Inc. 1, a direct, wholly
owned subsidiary of Bidco and Delta Omega
Sub Holdings LLC 2, a direct, wholly owned
subsidiary of Bidco (the "merger
proposal").
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation that may be paid or
become payable to Alexion's named executive
officers that is based on or otherwise
relates to the transactions contemplated by
the merger agreement.
3. To approve the adjournment of the Alexion Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are not sufficient votes at the
time of the Alexion special meeting to
approve the merger proposal or to ensure
that any supplement or amendment to this
proxy statement/ prospectus is timely
provided to Alexion stockholders.
--------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. Agenda Number: 935371132
--------------------------------------------------------------------------------------------------------------------------
Security: 016255101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ALGN
ISIN: US0162551016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin J. Dallas Mgmt For For
1B. Election of Director: Joseph M. Hogan Mgmt For For
1C. Election of Director: Joseph Lacob Mgmt For For
1D. Election of Director: C. Raymond Larkin, Mgmt For For
Jr.
1E. Election of Director: George J. Morrow Mgmt For For
1F. Election of Director: Anne M. Myong Mgmt For For
1G. Election of Director: Andrea L. Saia Mgmt For For
1H. Election of Director: Greg J. Santora Mgmt For For
1I. Election of Director: Susan E. Siegel Mgmt For For
1J. Election of Director: Warren S. Thaler Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS: Proposal to
ratify the appointment of
PricewaterhouseCoopers LLP as Align
Technology, Inc.'s independent registered
public accountants for the fiscal year
ending December 31, 2021.
3. BYLAW AMENDMENT: Ratify an Amendment of our Mgmt Against Against
Bylaws to designate Delaware and the
District Courts of the United States as the
Exclusive Forums for adjudication of
certain disputes.
4. APPROVAL OF AMENDED STOCK PLAN: Approve the Mgmt For For
Amendment and Restatement of our 2010
Employee Stock Purchase Plan.
5. ADVISORY VOTE ON NAMED EXECUTIVES Mgmt For For
COMPENSATION: Consider an Advisory Vote to
Approve the Compensation of our Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935406264
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt For For
1B. Election of Director: Sergey Brin Mgmt For For
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt For For
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt For For
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt For For
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt For For
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
7. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
8. A stockholder proposal regarding a report Shr For Against
on whistleblower policies and practices, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on charitable contributions, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on risks related to anticompetitive
practices, if properly presented at the
meeting.
11. A stockholder proposal regarding a Shr Against For
transition to a public benefit corporation,
if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 935342749
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nicholas K. Akins Mgmt For For
1B. Election of Director: David J. Anderson Mgmt For For
1C. Election of Director: J. Barnie Beasley, Mgmt For For
Jr.
1D. Election of Director: Art A. Garcia Mgmt For For
1E. Election of Director: Linda A. Goodspeed Mgmt For For
1F. Election of Director: Thomas E. Hoaglin Mgmt For For
1G. Election of Director: Sandra Beach Lin Mgmt For For
1H. Election of Director: Margaret M. McCarthy Mgmt For For
1I. Election of Director: Stephen S. Rasmussen Mgmt For For
1J. Election of Director: Oliver G. Richard III Mgmt For For
1K. Election of Director: Daryl Roberts Mgmt For For
1L. Election of Director: Sara Martinez Tucker Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 935375382
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Wanda M. Austin
1B. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Robert A. Bradway
1C. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Brian J. Druker
1D. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Robert A. Eckert
1E. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Greg C. Garland
1F. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Charles M. Holley, Jr.
1G. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Tyler Jacks
1H. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Ellen J. Kullman
1I. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Amy E. Miles
1J. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Ronald D. Sugar
1K. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr. R.
Sanders Williams
2. Advisory vote to approve our executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935270392
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Special
Meeting Date: 08-Oct-2020
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock, par value $0.16 2/3 per share, of
Analog Devices, Inc. ("Analog Devices") to
the stockholders of Maxim Integrated
Products, Inc. ("Maxim") in connection with
the merger contemplated by the Agreement
and Plan of Merger, dated as of July 12,
2020 (as it may be amended from time to
time), by and among Analog Devices, Magneto
Corp., a Delaware corporation and
wholly-owned subsidiary of Analog Devices,
and Maxim (the "Analog Devices share
issuance proposal").
2. To adjourn the Special Meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if there are not
sufficient votes at the time of the Special
Meeting to approve the Analog Devices share
issuance proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Analog Devices shareholders.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935326252
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ray Stata Mgmt For For
1B. Election of Director: Vincent Roche Mgmt For For
1C. Election of Director: James A. Champy Mgmt For For
1D. Election of Director: Anantha P. Mgmt For For
Chandrakasan
1E. Election of Director: Bruce R. Evans Mgmt For For
1F. Election of Director: Edward H. Frank Mgmt For For
1G. Election of Director: Laurie H. Glimcher Mgmt For For
1H. Election of Director: Karen M. Golz Mgmt For For
1I. Election of Director: Mark M. Little Mgmt For For
1J. Election of Director: Kenton J. Sicchitano Mgmt For For
1K. Election of Director: Susie Wee Mgmt For For
2. Advisory resolution to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
ANSYS, INC. Agenda Number: 935371459
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ANSS
ISIN: US03662Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director for Three-Year Mgmt For For
Term: Jim Frankola
1B. Election of Class I Director for Three-Year Mgmt For For
Term: Alec D. Gallimore
1C. Election of Class I Director for Three-Year Mgmt For For
Term: Ronald W. Hovsepian
2. Ratification of the Selection of Deloitte & Mgmt For For
Touche LLP as the Company's Independent
Registered Public Accounting Firm for
Fiscal Year 2021.
3. Approval of the ANSYS, Inc. 2021 Equity and Mgmt For For
Incentive Compensation Plan.
4. Advisory Approval of the Compensation of Mgmt For For
Our Named Executive Officers.
5. Stockholder Proposal Requesting the Shr For Against
Adoption of a Simple Majority Voting
Provision, if Properly Presented.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Against For
"Shareholder Proposal to Improve Executive
Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 935329373
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rani Borkar Mgmt For For
1B. Election of Director: Judy Bruner Mgmt For For
1C. Election of Director: Xun (Eric) Chen Mgmt For For
1D. Election of Director: Aart J. de Geus Mgmt For For
1E. Election of Director: Gary E. Dickerson Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt For For
1G. Election of Director: Alexander A. Karsner Mgmt For For
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2020.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Applied Materials' independent
registered public accounting firm for
fiscal year 2021.
4. Approval of the amended and restated Mgmt For For
Employee Stock Incentive Plan.
5. Approval of the Omnibus Employees' Stock Mgmt For For
Purchase Plan.
6. Shareholder proposal to adopt a policy, and Shr Against For
amend our governing documents as necessary,
to require the Chairman of the Board to be
independent whenever possible including the
next Chairman of the Board transition.
7. Shareholder proposal to improve the Shr Against For
executive compensation program and policy
to include CEO pay ratio and other factors.
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDINGS N.V. Agenda Number: 935388529
--------------------------------------------------------------------------------------------------------------------------
Security: N07059210
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ASML
ISIN: USN070592100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3a Advisory vote on the remuneration report Mgmt Against Against
for the Board of Management and the
Supervisory Board for the financial year
2020.
3b Proposal to adopt the financial statements Mgmt For For
of the Company for the financial year 2020,
as prepared in accordance with Dutch law.
3d Proposal to adopt a dividend in respect of Mgmt For For
the financial year 2020.
4a Proposal to discharge the members of the Mgmt For For
Board of Management from liability for
their responsibilities in the financial
year 2020.
4b Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability for their
responsibilities in the financial year
2020.
5 Proposal to approve the number of shares Mgmt For For
for the Board of Management.
6 Proposal to adopt certain adjustments to Mgmt For For
the Remuneration Policy for the Board of
Management.
7 Proposal to adopt certain adjustments to Mgmt For For
the Remuneration Policy for the Supervisory
Board.
9a Proposal to appoint Ms. B. Conix as a Mgmt For For
member of the Supervisory Board.
10 Proposal to appoint KPMG Accountants N.V. Mgmt For For
as external auditor for the reporting year
2022.
11a Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% for general purposes.
11b Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with agenda item 11 a).
11c Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% in connection with or on
the occasion of mergers, acquisitions
and/or (strategic) alliances.
11d Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with agenda item 11 c).
12a Authorization to repurchase ordinary shares Mgmt For For
up to 10% of the issued share capital.
12b Authorization to repurchase additional Mgmt For For
ordinary shares up to 10% of the issued
share capital.
13 Proposal to cancel ordinary shares. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 935412899
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew Anagnost Mgmt For For
1B. Election of Director: Karen Blasing Mgmt For For
1C. Election of Director: Reid French Mgmt For For
1D. Election of Director: Dr. Ayanna Howard Mgmt For For
1E. Election of Director: Blake Irving Mgmt For For
1F. Election of Director: Mary T. McDowell Mgmt For For
1G. Election of Director: Stephen Milligan Mgmt For For
1H. Election of Director: Lorrie M. Norrington Mgmt For For
1I. Election of Director: Betsy Rafael Mgmt For For
1J. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Autodesk, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 935276130
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 11-Nov-2020
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter Bisson Mgmt For For
1B. Election of Director: Richard T. Clark Mgmt For For
1C. Election of Director: Linnie M. Haynesworth Mgmt For For
1D. Election of Director: John P. Jones Mgmt For For
1E. Election of Director: Francine S. Katsoudas Mgmt For For
1F. Election of Director: Nazzic S. Keene Mgmt For For
1G. Election of Director: Thomas J. Lynch Mgmt For For
1H. Election of Director: Scott F. Powers Mgmt For For
1I. Election of Director: William J. Ready Mgmt For For
1J. Election of Director: Carlos A. Rodriguez Mgmt For For
1K. Election of Director: Sandra S. Wijnberg Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Mgmt For For
Auditors.
4. Stockholder proposal, if properly presented Shr Against For
at the meeting, to prepare a Report on
Employee Representation on the Board of
Directors.
--------------------------------------------------------------------------------------------------------------------------
BAIDU, INC. Agenda Number: 935333168
--------------------------------------------------------------------------------------------------------------------------
Security: 056752108
Meeting Type: Special
Meeting Date: 01-Mar-2021
Ticker: BIDU
ISIN: US0567521085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Change of Authorised Share Capital by Mgmt For
One-to-Eighty Subdivision of Shares: By an
Ordinary Resolution that each share
classified as Class A ordinary shares,
Class B ordinary shares and preferred
shares of a par value of US$0.00005 each in
the share capital of the Company (including
authorised issued and unissued class A
ordinary shares, class B ordinary shares
and preferred shares) be sub-divided into
80 shares of a par value of US$0.000000625
each (the "Subdivision"), such that,
following ...(due to space limits, see
proxy material for full proposal).
--------------------------------------------------------------------------------------------------------------------------
BIOGEN INC. Agenda Number: 935409032
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Alexander J. Denner
1B. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Caroline D. Dorsa
1C. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Maria C. Freire
1D. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: William A. Hawkins
1E. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: William D. Jones
1F. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Nancy L. Leaming
1G. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Jesus B. Mantas
1H. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Richard C. Mulligan
1I. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Stelios Papadopoulos
1J. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Brian S. Posner
1K. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Eric K. Rowinsky
1L. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Stephen A. Sherwin
1M. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Michel Vounatsos
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Biogen Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Say on Pay - To approve an advisory vote on Mgmt For For
executive compensation.
4. To approve an amendment to Biogen's Amended Mgmt Against Against
and Restated Certificate of Incorporation,
as amended, to add a federal forum
selection provision.
5. Stockholder proposal requesting a report on Shr Against For
Biogen's lobbying activities.
6. Stockholder proposal requesting a report on Shr Against For
Biogen's gender pay gap.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935408434
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Bob van Dijk Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2020 executive Mgmt For For
compensation.
3. Management proposal to amend the Company's Mgmt For For
1999 Omnibus Plan.
4. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
5. Management proposal to amend the Company's Mgmt Abstain Against
Certificate of Incorporation to allow
stockholders the right to act by written
consent.
6. Stockholder proposal requesting the right Shr For Against
of stockholders to act by written consent.
7. Stockholder proposal requesting the Company Shr For Against
issue a climate transition report.
8. Stockholder proposal requesting the Company Shr Against For
hold an annual advisory stockholder vote on
the Company's climate policies and
strategies.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 935335768
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 05-Apr-2021
Ticker: AVGO
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ms. Diane M. Bryant Mgmt For For
1B. Election of Director: Ms. Gayla J. Delly Mgmt For For
1C. Election of Director: Mr. Raul J. Fernandez Mgmt For For
1D. Election of Director: Mr. Eddy W. Mgmt For For
Hartenstein
1E. Election of Director: Mr. Check Kian Low Mgmt For For
1F. Election of Director: Ms. Justine F. Page Mgmt For For
1G. Election of Director: Dr. Henry Samueli Mgmt For For
1H. Election of Director: Mr. Hock E. Tan Mgmt For For
1I. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
Pricewaterhouse-Coopers LLP as Broadcom's
independent registered public accounting
firm for the fiscal year ending October 31,
2021.
3. Approval of an amendment and restatement of Mgmt For For
Broadcom's 2012 Stock Incentive Plan.
4. Advisory vote to approve compensation of Mgmt For For
Broadcom's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC. Agenda Number: 935363375
--------------------------------------------------------------------------------------------------------------------------
Security: 127387108
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CDNS
ISIN: US1273871087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Mark W. Adams Mgmt For For
1B Election of Director: Ita Brennan Mgmt For For
1C Election of Director: Lewis Chew Mgmt For For
1D Election of Director: Julia Liuson Mgmt For For
1E Election of Director: James D. Plummer Mgmt For For
1F Election of Director: Alberto Mgmt For For
Sangiovanni-Vincentelli
1G Election of Director: John B. Shoven Mgmt For For
1H Election of Director: Young K. Sohn Mgmt For For
1I Election of Director: Lip-Bu Tan Mgmt For For
2. Advisory resolution to approve named Mgmt For For
executive officer compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Cadence for its fiscal year ending
January 1, 2022.
4. Stockholder proposal regarding written Shr Against For
consent.
--------------------------------------------------------------------------------------------------------------------------
CDW CORP Agenda Number: 935380307
--------------------------------------------------------------------------------------------------------------------------
Security: 12514G108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CDW
ISIN: US12514G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Virginia C.
Addicott
1B. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: James A. Bell
1C. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Lynda M. Clarizio
1D. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Paul J. Finnegan
1E. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Anthony R. Foxx
1F. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Christine A. Leahy
1G. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Sanjay Mehrotra
1H. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: David W. Nelms
1I. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Joseph R. Swedish
1J. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Donna F. Zarcone
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
4. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the supermajority voting requirement in
Article Eleven and to make certain
non-substantive changes.
5. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the obsolete competition and corporate
opportunity provision.
6. To approve the CDW Corporation 2021 Mgmt For For
Long-Term Incentive Plan.
7. To approve the amendment to the CDW Mgmt For For
Corporation Coworker Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 935364822
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Mitchell E. Mgmt For For
Daniels, Jr.
1B. Election of Class II Director: Elder Mgmt For For
Granger, M.D.
1C. Election of Class II Director: John J. Mgmt For For
Greisch
1D. Election of Class II Director: Melinda J. Mgmt For For
Mount
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm of Cerner Corporation for
2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our Named Executive
Officers.
4. Shareholder proposal to eliminate Shr For Against
supermajority voting, if properly presented
at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. Agenda Number: 935348599
--------------------------------------------------------------------------------------------------------------------------
Security: 16119P108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CHTR
ISIN: US16119P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Lance Conn Mgmt For For
1B. Election of Director: Kim C. Goodman Mgmt For For
1C. Election of Director: Craig A. Jacobson Mgmt For For
1D. Election of Director: Gregory B. Maffei Mgmt For For
1E. Election of Director: John D. Markley, Jr. Mgmt For For
1F. Election of Director: David C. Merritt Mgmt For For
1G. Election of Director: James E. Meyer Mgmt For For
1H. Election of Director: Steven A. Miron Mgmt For For
1I. Election of Director: Balan Nair Mgmt For For
1J. Election of Director: Michael A. Newhouse Mgmt For For
1K. Election of Director: Mauricio Ramos Mgmt For For
1L. Election of Director: Thomas M. Rutledge Mgmt For For
1M. Election of Director: Eric L. Zinterhofer Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ended
December 31, 2021.
3. Stockholder proposal regarding lobbying Shr Against For
activities.
4. Stockholder proposal regarding Chairman of Shr Against For
the Board and CEO roles.
5. Stockholder proposal regarding diversity Shr For Against
and inclusion efforts.
6. Stockholder proposal regarding disclosure Shr Against For
of greenhouse gas emissions.
7. Stockholder proposal regarding EEO-1 Shr For Against
reports.
--------------------------------------------------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 935245729
--------------------------------------------------------------------------------------------------------------------------
Security: M22465104
Meeting Type: Annual
Meeting Date: 03-Aug-2020
Ticker: CHKP
ISIN: IL0010824113
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gil Shwed Mgmt No vote
1b. Election of Director: Jerry Ungerman Mgmt No vote
1c. Election of Director: Dan Propper Mgmt No vote
1d. Election of Director: Dr. Tal Shavit Mgmt No vote
1e. Election of Director: Eyal Waldman Mgmt No vote
1f. Election of Director: Shai Weiss Mgmt No vote
2a. To elect Irwin Federman as outside director Mgmt No vote
for an additional three-year term.
2b. To elect Ray Rothrock as outside director Mgmt No vote
for an additional three-year term
3. To ratify the appointment and compensation Mgmt No vote
of Kost, Forer, Gabbay & Kasierer, a member
of Ernst & Young Global, as our independent
registered public accounting firm for 2020.
4. To approve compensation to Check Point's Mgmt No vote
Chief Executive Officer.
5. To amend the Company's non-executive Mgmt No vote
director compensation arrangement.
6a. The undersigned is not a controlling Mgmt No vote
shareholder and does not have a personal
interest in item 2.
6b. The undersigned is not a controlling Mgmt No vote
shareholder and does not have a personal
interest in item 4.
--------------------------------------------------------------------------------------------------------------------------
CINTAS CORPORATION Agenda Number: 935270126
--------------------------------------------------------------------------------------------------------------------------
Security: 172908105
Meeting Type: Annual
Meeting Date: 27-Oct-2020
Ticker: CTAS
ISIN: US1729081059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerald S. Adolph Mgmt For For
1B. Election of Director: John F. Barrett Mgmt For For
1C. Election of Director: Melanie W. Barstad Mgmt For For
1D. Election of Director: Karen L. Carnahan Mgmt For For
1E. Election of Director: Robert E. Coletti Mgmt For For
1F. Election of Director: Scott D. Farmer Mgmt For For
1G. Election of Director: Joseph Scaminace Mgmt For For
1H. Election of Director: Ronald W. Tysoe Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal year 2021.
4. A shareholder proposal requesting the Shr Against For
Company provide a semiannual report on
political contributions, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935287498
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2020
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Wesley G. Bush Mgmt For For
1c. Election of Director: Michael D. Capellas Mgmt For For
1d. Election of Director: Mark Garrett Mgmt For For
1e. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1f. Election of Director: Roderick C. McGeary Mgmt For For
1g. Election of Director: Charles H. Robbins Mgmt For For
1h. Election of Director: Arun Sarin Mgmt For For
1i. Election of Director: Brenton L. Saunders Mgmt For For
1j. Election of Director: Dr. Lisa T. Su Mgmt For For
2. Approval of the reincorporation of Cisco Mgmt For For
from California to Delaware.
3. Approval of amendment and restatement of Mgmt For For
the 2005 Stock Incentive Plan.
4. Approval, on an advisory basis, of Mgmt For For
executive compensation.
5. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2021.
6. Approval to have Cisco's Board adopt a Shr Against For
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 935406973
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting: Zein Abdalla
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: Vinita Bali
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting: Maureen
Breakiron-Evans
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting: Archana Deskus
1E. Election of Director to serve until the Mgmt For For
2022 annual meeting: John M. Dineen
1F. Election of Director to serve until the Mgmt For For
2022 annual meeting: Brian Humphries
1G. Election of Director to serve until the Mgmt For For
2022 annual meeting: Leo S. Mackay, Jr.
1H. Election of Director to serve until the Mgmt For For
2022 annual meeting: Michael Patsalos-Fox
1I. Election of Director to serve until the Mgmt For For
2022 annual meeting: Joseph M. Velli
1J. Election of Director to serve until the Mgmt For For
2022 annual meeting: Sandra S. Wijnberg
2. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of the company's
named executive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent registered public accounting
firm for the year ending December 31, 2021.
4. Shareholder proposal requesting that the Shr Against For
board of directors take action as necessary
to permit shareholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935407139
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of our Mgmt For For
independent auditors.
4. Shareholder Proposal: To conduct Shr For Against
independent investigation and report on
risks posed by failing to prevent sexual
harassment.
--------------------------------------------------------------------------------------------------------------------------
COPART, INC. Agenda Number: 935296512
--------------------------------------------------------------------------------------------------------------------------
Security: 217204106
Meeting Type: Annual
Meeting Date: 04-Dec-2020
Ticker: CPRT
ISIN: US2172041061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Willis J. Johnson Mgmt For For
1.2 Election of Director: A. Jayson Adair Mgmt For For
1.3 Election of Director: Matt Blunt Mgmt For For
1.4 Election of Director: Steven D. Cohan Mgmt For For
1.5 Election of Director: Daniel J. Englander Mgmt For For
1.6 Election of Director: James E. Meeks Mgmt For For
1.7 Election of Director: Thomas N. Tryforos Mgmt For For
1.8 Election of Director: Diane M. Morefield Mgmt For For
1.9 Election of Director: Stephen Fisher Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the compensation of our named
executive officers (say-on-pay vote).
3. To approve an amendment to our Amended and Mgmt For For
Restated 2007 Equity Incentive Plan to
increase the number of shares reserved
under the plan from 32,000,000 shares to
36,000,000 shares.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 935312796
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan L. Decker Mgmt For For
Kenneth D. Denman Mgmt For For
Richard A. Galanti Mgmt For For
W. Craig Jelinek Mgmt For For
Sally Jewell Mgmt For For
Charles T. Munger Mgmt For For
Jeffrey S. Raikes Mgmt For For
2. Ratification of selection of independent Mgmt For For
auditors.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 935354390
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donna M. Alvarado Mgmt For For
1B. Election of Director: Thomas P. Bostick Mgmt For For
1C. Election of Director: James M. Foote Mgmt For For
1D. Election of Director: Steven T. Halverson Mgmt For For
1E. Election of Director: Paul C. Hilal Mgmt For For
1F. Election of Director: David M. Moffett Mgmt For For
1G. Election of Director: Linda H. Riefler Mgmt For For
1H. Election of Director: Suzanne M. Vautrinot Mgmt For For
1I. Election of Director: James L. Wainscott Mgmt For For
1J. Election of Director: J. Steven Whisler Mgmt For For
1K. Election of Director: John J. Zillmer Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Independent
Registered Public Accounting Firm for 2021.
3. Advisory (non-binding) resolution to Mgmt For For
approve compensation for the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
DEXCOM, INC. Agenda Number: 935383430
--------------------------------------------------------------------------------------------------------------------------
Security: 252131107
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: DXCM
ISIN: US2521311074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Kevin R. Sayer
1.2 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Nicholas
Augustinos
1.3 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Bridgette P.
Heller
2. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To hold a non-binding vote on an advisory Mgmt For For
resolution to approve executive
compensation.
4. To approve the amendment and restatement of Mgmt For For
our Certificate of Incorporation to
declassify our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
DOCUSIGN, INC. Agenda Number: 935397453
--------------------------------------------------------------------------------------------------------------------------
Security: 256163106
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: DOCU
ISIN: US2561631068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Enrique Salem Mgmt For For
Peter Solvik Mgmt For For
Inhi Cho Suh Mgmt For For
Mary Agnes Wilderotter Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year ending January 31,
2022.
3. Approval, on an advisory basis, of our Mgmt For For
named executive officers' compensation.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 935408509
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Arnold S. Barron Mgmt For For
1B. Election of Director: Gregory M. Bridgeford Mgmt For For
1C. Election of Director: Thomas W. Dickson Mgmt For For
1D. Election of Director: Lemuel E. Lewis Mgmt For For
1E. Election of Director: Jeffrey G. Naylor Mgmt For For
1F. Election of Director: Winnie Y. Park Mgmt For For
1G. Election of Director: Bob Sasser Mgmt For For
1H. Election of Director: Stephanie P. Stahl Mgmt For For
1I. Election of Director: Carrie A. Wheeler Mgmt For For
1J. Election of Director: Thomas E. Whiddon Mgmt For For
1K. Election of Director: Michael A. Witynski Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year 2021.
4. To approve the Company's 2021 Omnibus Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 935418790
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony J. Bates Mgmt For For
1B. Election of Director: Adriane M. Brown Mgmt For For
1C. Election of Director: Diana Farrell Mgmt For For
1D. Election of Director: Logan D. Green Mgmt For For
1E. Election of Director: Bonnie S. Hammer Mgmt For For
1F. Election of Director: E. Carol Hayles Mgmt For For
1G. Election of Director: Jamie Iannone Mgmt For For
1H. Election of Director: Kathleen C. Mitic Mgmt For For
1I. Election of Director: Matthew J. Murphy Mgmt For For
1J. Election of Director: Paul S. Pressler Mgmt For For
1K. Election of Director: Mohak Shroff Mgmt For For
1L. Election of Director: Robert H. Swan Mgmt For For
1M. Election of Director: Perry M. Traquina Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
4. Executive Compensation, if properly Shr Against For
presented.
5. Right to Act by Written Consent, if Shr For Against
properly presented.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 935241707
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 06-Aug-2020
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leonard S. Coleman Mgmt For For
1b. Election of Director: Jay C. Hoag Mgmt For For
1c. Election of Director: Jeffrey T. Huber Mgmt For For
1d. Election of Director: Lawrence F. Probst Mgmt For For
III
1e. Election of Director: Talbott Roche Mgmt For For
1f. Election of Director: Richard A. Simonson Mgmt For For
1g. Election of Director: Luis A. Ubinas Mgmt For For
1h. Election of Director: Heidi J. Ueberroth Mgmt For For
1i. Election of Director: Andrew Wilson Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2021.
4. To consider and vote upon a stockholder Shr For Against
proposal, if properly presented at the
Annual Meeting, on whether to allow
stockholders to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 935347597
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony Anderson Mgmt For For
1B. Election of Director: Ann Berzin Mgmt For For
1C. Election of Director: Laurie Brlas Mgmt For For
1D. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1E. Election of Director: Christopher Crane Mgmt For For
1F. Election of Director: Yves de Balmann Mgmt For For
1G. Election of Director: Linda Jojo Mgmt For For
1H. Election of Director: Paul Joskow Mgmt For For
1I. Election of Director: Robert Lawless Mgmt For For
1J. Election of Director: John Richardson Mgmt For For
1K. Election of Director: Mayo Shattuck III Mgmt For For
1L. Election of Director: John Young Mgmt For For
2. Advisory approval of executive Mgmt For For
compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Exelon's Independent Auditor for 2021.
4. A shareholder proposal requesting a report Shr Against For
on the impact of Exelon plans involving
electric vehicles and charging stations
with regard to child labor outside the
United States.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt For For
compensation policy.
4. A shareholder proposal regarding dual class Shr For Against
capital structure.
5. A shareholder proposal regarding an Shr Against For
independent chair.
6. A shareholder proposal regarding child Shr For Against
exploitation.
7. A shareholder proposal regarding Shr For Against
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr For Against
misuse.
9. A shareholder proposal regarding public Shr Against For
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
FASTENAL COMPANY Agenda Number: 935342270
--------------------------------------------------------------------------------------------------------------------------
Security: 311900104
Meeting Type: Annual
Meeting Date: 24-Apr-2021
Ticker: FAST
ISIN: US3119001044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott A. Satterlee Mgmt For For
1B. Election of Director: Michael J. Ancius Mgmt For For
1C. Election of Director: Stephen L. Eastman Mgmt For For
1D. Election of Director: Daniel L. Florness Mgmt For For
1E. Election of Director: Rita J. Heise Mgmt For For
1F. Election of Director: Hsenghung Sam Hsu Mgmt For For
1G. Election of Director: Daniel L. Johnson Mgmt For For
1H. Election of Director: Nicholas J. Lundquist Mgmt For For
1I. Election of Director: Reyne K. Wisecup Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as independent registered public accounting
firm for the 2021 fiscal year.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 935377893
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Bisignano Mgmt For For
Alison Davis Mgmt For For
Henrique de Castro Mgmt For For
Harry F. DiSimone Mgmt For For
Dennis F. Lynch Mgmt For For
Heidi G. Miller Mgmt For For
Scott C. Nuttall Mgmt For For
Denis J. O'Leary Mgmt For For
Doyle R. Simons Mgmt For For
Kevin M. Warren Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers of Fiserv, Inc.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of Fiserv, Inc. for
2021.
--------------------------------------------------------------------------------------------------------------------------
FOX CORPORATION Agenda Number: 935276142
--------------------------------------------------------------------------------------------------------------------------
Security: 35137L204
Meeting Type: Annual
Meeting Date: 12-Nov-2020
Ticker: FOX
ISIN: US35137L2043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: K. Rupert Murdoch AC Mgmt For For
1B. Election of Director: Lachlan K. Murdoch Mgmt For For
1C. Election of Director: Chase Carey Mgmt For For
1D. Election of Director: Anne Dias Mgmt For For
1E. Election of Director: Roland A. Hernandez Mgmt For For
1F. Election of Director: Jacques Nasser AC Mgmt For For
1G. Election of Director: Paul D. Ryan Mgmt For For
2. Proposal to ratify the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
registered accounting firm for the fiscal
year ending June 30, 2021.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
FOX CORPORATION Agenda Number: 935278843
--------------------------------------------------------------------------------------------------------------------------
Security: 35137L105
Meeting Type: Annual
Meeting Date: 12-Nov-2020
Ticker: FOXA
ISIN: US35137L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE ENCLOSED MATERIALS HAVE BEEN SENT TO Mgmt No vote
YOU FOR INFORMATIONAL PURPOSES ONLY.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 935366561
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for the next Mgmt For For
year: Jacqueline K. Barton, Ph.D.
1B. Election of Director to serve for the next Mgmt For For
year: Jeffrey A. Bluestone, Ph.D.
1C. Election of Director to serve for the next Mgmt For For
year: Sandra J. Horning, M.D.
1D. Election of Director to serve for the next Mgmt For For
year: Kelly A. Kramer
1E. Election of Director to serve for the next Mgmt For For
year: Kevin E. Lofton
1F. Election of Director to serve for the next Mgmt For For
year: Harish Manwani
1G. Election of Director to serve for the next Mgmt For For
year: Daniel P. O'Day
1H. Election of Director to serve for the next Mgmt For For
year: Javier J. Rodriguez
1I. Election of Director to serve for the next Mgmt For For
year: Anthony Welters
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairperson of the Board of
Directors be an independent director.
--------------------------------------------------------------------------------------------------------------------------
IDEXX LABORATORIES, INC. Agenda Number: 935370508
--------------------------------------------------------------------------------------------------------------------------
Security: 45168D104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: IDXX
ISIN: US45168D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce L. Claflin Mgmt For For
1B. Election of Director: Asha S. Collins, PhD Mgmt For For
1C. Election of Director: Daniel M. Junius Mgmt For For
1D. Election of Director: Sam Samad Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm. To
ratify the selection of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current fiscal year (Proposal
Two).
3. Advisory Vote on Executive Compensation. To Mgmt For For
approve a nonbinding advisory resolution on
the Company's executive compensation
(Proposal Three).
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 935395485
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Caroline D. Dorsa Mgmt For For
1B. Election of Director: Robert S. Epstein, Mgmt For For
M.D.
1C. Election of Director: Scott Gottlieb, M.D. Mgmt For For
1D. Election of Director: Gary S. Guthart Mgmt For For
1E. Election of Director: Philip W. Schiller Mgmt For For
1F. Election of Director: John W. Thompson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 2, 2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the named executive
officers as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
INCYTE CORPORATION Agenda Number: 935380864
--------------------------------------------------------------------------------------------------------------------------
Security: 45337C102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: INCY
ISIN: US45337C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Julian C. Baker Mgmt For For
1.2 Election of Director: Jean-Jacques Bienaime Mgmt For For
1.3 Election of Director: Paul J. Clancy Mgmt For For
1.4 Election of Director: Wendy L. Dixon Mgmt For For
1.5 Election of Director: Jacqualyn A. Fouse Mgmt For For
1.6 Election of Director: Edmund P. Harrigan Mgmt For For
1.7 Election of Director: Katherine A. High Mgmt For For
1.8 Election of Director: Herve Hoppenot Mgmt For For
2. Approve, on a non-binding, advisory basis, Mgmt For For
the compensation of the Company's named
executive officers.
3. Approve amendments to the Company's Amended Mgmt For For
and Restated 2010 Stock Incentive Plan.
4. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935369012
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick P. Gelsinger Mgmt For For
1B. Election of Director: James J. Goetz Mgmt For For
1C. Election of Director: Alyssa Henry Mgmt For For
1D. Election of Director: Omar Ishrak Mgmt For For
1E. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1F. Election of Director: Tsu-Jae King Liu Mgmt For For
1G. Election of Director: Gregory D. Smith Mgmt For For
1H. Election of Director: Dion J. Weisler Mgmt For For
1I. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. Advisory vote to approve executive Mgmt Against Against
compensation of our listed officers.
4. Stockholder proposal on whether to allow Shr Against For
stockholders to act by written consent, if
properly presented at the meeting.
5. Stockholder proposal requesting a report on Shr Against For
median pay gaps across race and gender, if
properly presented at the meeting.
6. Stockholder proposal requesting a report on Shr Against For
whether written policies or unwritten norms
at the company reinforce racism in company
culture, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935313217
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eve Burton Mgmt For For
1b. Election of Director: Scott D. Cook Mgmt For For
1c. Election of Director: Richard L. Dalzell Mgmt For For
1d. Election of Director: Sasan K. Goodarzi Mgmt For For
1e. Election of Director: Deborah Liu Mgmt For For
1f. Election of Director: Tekedra Mawakana Mgmt For For
1g. Election of Director: Suzanne Nora Johnson Mgmt For For
1h. Election of Director: Dennis D. Powell Mgmt For For
1i. Election of Director: Brad D. Smith Mgmt For For
1j. Election of Director: Thomas Szkutak Mgmt For For
1k. Election of Director: Raul Vazquez Mgmt For For
1l. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 935347460
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig H. Barratt, Mgmt For For
Ph.D.
1B. Election of Director: Joseph C. Beery Mgmt For For
1C. Election of Director: Gary S. Guthart, Mgmt For For
Ph.D.
1D. Election of Director: Amal M. Johnson Mgmt For For
1E. Election of Director: Don R. Kania, Ph.D. Mgmt For For
1F. Election of Director: Amy L. Ladd, M.D. Mgmt For For
1G. Election of Director: Keith R. Leonard, Jr. Mgmt For For
1H. Election of Director: Alan J. Levy, Ph.D. Mgmt For For
1I. Election of Director: Jami Dover Nachtsheim Mgmt For For
1J. Election of Director: Monica P. Reed, M.D. Mgmt For For
1K. Election of Director: Mark J. Rubash Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. The ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. To approve the Company's Amended and Mgmt For For
Restated 2010 Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
JD.COM, INC. Agenda Number: 935446016
--------------------------------------------------------------------------------------------------------------------------
Security: 47215P106
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: JD
ISIN: US47215P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As a special resolution: Resolution No. 1 Mgmt For
set out in the Notice of the Annual General
Meeting to approve the adoption of the
Company's dual foreign name.
2. As a special resolution: Resolution No. 2 Mgmt For For
set out in the Notice of the Annual General
Meeting to approve the adoption of the
Second Amended and Restated Memorandum of
Association and Articles of Association.
--------------------------------------------------------------------------------------------------------------------------
KEURIG DR PEPPER INC. Agenda Number: 935422953
--------------------------------------------------------------------------------------------------------------------------
Security: 49271V100
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: KDP
ISIN: US49271V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert Gamgort Mgmt For For
1B. Election of Director: Olivier Goudet Mgmt For For
1C. Election of Director: Peter Harf Mgmt For For
1D. Election of Director: Juliette Hickman Mgmt For For
1E. Election of Director: Genevieve Hovde Mgmt For For
1F. Election of Director: Paul S. Michaels Mgmt For For
1G. Election of Director: Pamela H. Patsley Mgmt For For
1H. Election of Director: Gerhard Pleuhs Mgmt For For
1I. Election of Director: Lubomira Rochet Mgmt For For
1J. Election of Director: Debra Sandler Mgmt For For
1K. Election of Director: Robert Singer Mgmt For For
1L. Election of Director: Justine Tan Mgmt For For
1M. Election of Director: Nelson Urdaneta Mgmt For For
1N. Election of Director: Larry D. Young Mgmt For For
2. To approve an advisory resolution regarding Mgmt For For
Keurig Dr Pepper Inc.'s executive
compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Keurig Dr Pepper Inc.'s
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
KLA CORPORATION Agenda Number: 935275176
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 04-Nov-2020
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Edward Barnholt
1B. Election of Director for a one-year term: Mgmt For For
Robert Calderoni
1C. Election of Director for a one-year term: Mgmt For For
Jeneanne Hanley
1D. Election of Director for a one-year term: Mgmt For For
Emiko Higashi
1E. Election of Director for a one-year term: Mgmt For For
Kevin Kennedy
1F. Election of Director for a one-year term: Mgmt For For
Gary Moore
1G. Election of Director for a one-year term: Mgmt For For
Marie Myers
1H. Election of Director for a one-year term: Mgmt For For
Kiran Patel
1I. Election of Director for a one-year term: Mgmt For For
Victor Peng
1J. Election of Director for a one-year term: Mgmt For For
Robert Rango
1K. Election of Director for a one-year term: Mgmt For For
Richard Wallace
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
3. Approval on a non-binding, advisory basis Mgmt For For
of our named executive officer
compensation.
4. Stockholder proposal regarding proxy Shr For Against
access, if properly submitted at the Annual
Meeting.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 935272675
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 03-Nov-2020
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sohail U. Ahmed Mgmt For For
Timothy M. Archer Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Catherine P. Lego Mgmt For For
Bethany J. Mayer Mgmt For For
Abhijit Y. Talwalkar Mgmt For For
Lih Shyng (Rick L) Tsai Mgmt For For
Leslie F. Varon Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Lam
Research, or "Say on Pay."
3. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 935415100
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Calvin Mgmt For For
McDonald
1B. Election of Class II Director: Martha Mgmt For For
Morfitt
1C. Election of Class II Director: Emily White Mgmt For For
1D. Election of Class I Director: Kourtney Mgmt For For
Gibson
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 30,
2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC. Agenda Number: 935390029
--------------------------------------------------------------------------------------------------------------------------
Security: 571903202
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: MAR
ISIN: US5719032022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J.W. Marriott, Jr. Mgmt For For
1B. ELECTION OF DIRECTOR: Anthony G. Capuano Mgmt For For
1C. ELECTION OF DIRECTOR: Deborah M. Harrison Mgmt For For
1D. ELECTION OF DIRECTOR: Frederick A. Mgmt For For
Henderson
1E. ELECTION OF DIRECTOR: Eric Hippeau Mgmt For For
1F. ELECTION OF DIRECTOR: Lawrence W. Kellner Mgmt For For
1G. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1H. ELECTION OF DIRECTOR: Aylwin B. Lewis Mgmt For For
1I. ELECTION OF DIRECTOR: David S. Marriott Mgmt For For
1J. ELECTION OF DIRECTOR: Margaret M. McCarthy Mgmt For For
1K. ELECTION OF DIRECTOR: George Munoz Mgmt For For
1L. ELECTION OF DIRECTOR: Horacio D. Rozanski Mgmt For For
1M. ELECTION OF DIRECTOR: Susan C. Schwab Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2021.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4A. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS TO REMOVE
SUPERMAJORITY VOTING STANDARDS: AMENDMENTS
TO REMOVE THE SUPERMAJORITY VOTING STANDARD
FOR REMOVAL OF DIRECTORS.
4B. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS TO REMOVE
SUPERMAJORITY VOTING STANDARDS: AMENDMENTS
TO REMOVE THE SUPERMAJORITY VOTING
STANDARDS FOR FUTURE AMENDMENTS TO THE
CERTIFICATE OF INCORPORATION APPROVED BY
OUR STOCKHOLDERS.
4C. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS TO REMOVE
SUPERMAJORITY VOTING STANDARDS: AMENDMENTS
TO REMOVE THE REQUIREMENT FOR A
SUPERMAJORITY STOCKHOLDER VOTE FOR FUTURE
AMENDMENTS TO CERTAIN BYLAW PROVISIONS.
4D. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS TO REMOVE
SUPERMAJORITY VOTING STANDARDS: AMENDMENT
TO REMOVE THE REQUIREMENT FOR A
SUPERMAJORITY STOCKHOLDER VOTE FOR CERTAIN
TRANSACTIONS.
4E. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS TO REMOVE
SUPERMAJORITY VOTING STANDARDS: AMENDMENT
TO REMOVE THE SUPERMAJORITY VOTING STANDARD
FOR CERTAIN BUSINESS COMBINATIONS.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 935353475
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Special
Meeting Date: 15-Apr-2021
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE MARVELL BYE-LAW AMENDMENT PROPOSAL: To Mgmt For For
approve an amendment to Marvell's Fourth
Amended and Restated Bye-Laws to reduce the
shareholder vote required to approve a
merger with any other company from the
affirmative vote of 75% of the votes cast
at a general meeting of the shareholders,
the statutory default under Bermuda law, to
a simple majority of the votes cast at a
general meeting of the shareholders.
2. THE MARVELL MERGER PROPOSAL. To approve: Mgmt For For
(i) the Agreement and Plan of Merger and
Reorganization, dated as of October 29,
2020, by and among Marvell, Marvell
Technology, Inc. (f/k/a Maui HoldCo, Inc.),
a wholly owned subsidiary of Marvell
("HoldCo"), Maui Acquisition Company Ltd, a
wholly owned subsidiary of HoldCo ("Bermuda
Merger Sub"), Indigo Acquisition Corp., a
wholly owned subsidiary of HoldCo
("Delaware Merger Sub"), and Inphi
Corporation ("Inphi").
3. THE MARVELL ADJOURNMENT PROPOSAL: To Mgmt For For
approve the adjournment of the Marvell
shareholder meeting, if necessary or
appropriate, to permit further solicitation
of proxies if there are not sufficient
votes at the time of the Marvell
shareholder meeting to approve the Marvell
Bye-Law Amendment Proposal or the Marvell
Merger Proposal.
--------------------------------------------------------------------------------------------------------------------------
MATCH GROUP, INC. Agenda Number: 935411924
--------------------------------------------------------------------------------------------------------------------------
Security: 57667L107
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: MTCH
ISIN: US57667L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wendi Murdoch Mgmt For For
1B. Election of Director: Glenn Schiffman Mgmt For For
1C. Election of Director: Pamela S. Seymon Mgmt For For
2. To approve the Match Group, Inc. 2021 Mgmt For For
Global Employee Stock Purchase Plan.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Match Group, Inc.'s
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. Agenda Number: 935270455
--------------------------------------------------------------------------------------------------------------------------
Security: 57772K101
Meeting Type: Special
Meeting Date: 08-Oct-2020
Ticker: MXIM
ISIN: US57772K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of July 12, 2020 (as it may be
amended from time to time, the "Merger
Agreement"), by and among Analog Devices,
Inc. ("Analog Devices"), Magneto Corp., a
Delaware corporation and wholly-owned
subsidiary of Analog Devices, and Maxim
Integrated Products, Inc. ("Maxim" and,
this proposal, the "Maxim merger
proposal").
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation that may be paid or
become payable to Maxim's named executive
officers that is based on or otherwise
relates to the transactions contemplated by
the Merger Agreement (the "Maxim
compensation proposal").
3. To adjourn the Special Meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if there are not
sufficient votes at the time of the Special
Meeting to approve the Maxim merger
proposal or to ensure that any supplement
or amendment to the accompanying joint
proxy statement/prospectus is timely
provided to Maxim stockholders (the "Maxim
adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. Agenda Number: 935275506
--------------------------------------------------------------------------------------------------------------------------
Security: 57772K101
Meeting Type: Annual
Meeting Date: 05-Nov-2020
Ticker: MXIM
ISIN: US57772K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William P. Sullivan Mgmt For For
1B. Election of Director: Tunc Doluca Mgmt For For
1C. Election of Director: Tracy C. Accardi Mgmt For For
1D. Election of Director: James R. Bergman Mgmt For For
1E. Election of Director: Joseph R. Bronson Mgmt For For
1F. Election of Director: Robert E. Grady Mgmt For For
1G. Election of Director: Mercedes Johnson Mgmt For For
1H. Election of Director: William D. Watkins Mgmt For For
1I. Election of Director: MaryAnn Wright Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Maxim
Integrated's independent registered public
accounting firm for the fiscal year ending
June 26, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935420858
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicolas Galperin Mgmt For For
Henrique Dubugras Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers for fiscal year 2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Co. S.A. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 935248357
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 18-Aug-2020
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Steve Sanghi Mgmt For For
1b. Election of Director: Matthew W. Chapman Mgmt For For
1c. Election of Director: L.B. Day Mgmt For For
1d. Election of Director: Esther L. Johnson Mgmt For For
1e. Election of Director: Wade F. Meyercord Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm of Microchip for the
fiscal year ending March 31, 2021.
3. Proposal to approve, on an advisory Mgmt For For
(non-binding) basis, the compensation of
our named executives.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 935308975
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 14-Jan-2021
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard M. Beyer Mgmt For For
1b. Election of Director: Lynn A. Dugle Mgmt For For
1c. Election of Director: Steven J. Gomo Mgmt For For
1d. Election of Director: Mary Pat McCarthy Mgmt For For
1e. Election of Director: Sanjay Mehrotra Mgmt For For
1f. Election of Director: Robert E. Switz Mgmt For For
1g. Election of Director: MaryAnn Wright Mgmt For For
2. PROPOSAL BY THE COMPANY TO APPROVE A Mgmt Against Against
NON-BINDING RESOLUTION TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT.
3. PROPOSAL BY THE COMPANY TO APPROVE OUR Mgmt For For
AMENDED AND RESTATED 2007 EQUITY INCENTIVE
PLAN AND INCREASE THE SHARES RESERVED FOR
ISSUANCE THEREUNDER BY 35 MILLION AS
DESCRIBED IN THE PROXY STATEMENT.
4. PROPOSAL BY THE COMPANY TO RATIFY THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING SEPTEMBER 2, 2021.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MODERNA, INC. Agenda Number: 935347206
--------------------------------------------------------------------------------------------------------------------------
Security: 60770K107
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: MRNA
ISIN: US60770K1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Robert Langer, Sc.D. Mgmt For For
Elizabeth Nabel, M.D. Mgmt For For
Elizabeth Tallett Mgmt For For
2. To cast a non-binding, advisory vote to Mgmt For For
approve the compensation of our named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our registered independent public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 935357360
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lewis W.K. Booth Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt For For
1C. Election of Director: Lois D. Juliber Mgmt For For
1D. Election of Director: Peter W. May Mgmt For For
1E. Election of Director: Jorge S. Mesquita Mgmt For For
1F. Election of Director: Jane H. Nielsen Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt For For
1H. Election of Director: Christiana S. Shi Mgmt For For
1I. Election of Director: Patrick T. Siewert Mgmt For For
1J. Election of Director: Michael A. Todman Mgmt For For
1K. Election of Director: Jean-Francois M. L. Mgmt For For
van Boxmeer
1L. Election of Director: Dirk Van de Put Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Independent Registered Public
Accountants for Fiscal Year Ending December
31, 2021.
4. Consider Employee Pay in Setting Chief Shr Against For
Executive Officer Pay.
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 935419499
--------------------------------------------------------------------------------------------------------------------------
Security: 61174X109
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: MNST
ISIN: US61174X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Sacks Mgmt For For
Hilton H. Schlosberg Mgmt For For
Mark J. Hall Mgmt For For
James L. Dinkins Mgmt For For
Gary P. Fayard Mgmt For For
Jeanne P. Jackson Mgmt For For
Steven G. Pizula Mgmt For For
Benjamin M. Polk Mgmt For For
Mark S. Vidergauz Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2021.
3. Proposal to approve, on a non-binding, Mgmt For For
advisory basis, the compensation of the
Company's named executive officers.
4. To consider a stockholder proposal Shr Against For
regarding a by-law amendment for an annual
vote and report on climate change; if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
NETAPP, INC Agenda Number: 935253877
--------------------------------------------------------------------------------------------------------------------------
Security: 64110D104
Meeting Type: Annual
Meeting Date: 10-Sep-2020
Ticker: NTAP
ISIN: US64110D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: T. Michael Nevens Mgmt For For
1B. Election of Director: Deepak Ahuja Mgmt For For
1C. Election of Director: Gerald Held Mgmt For For
1D. Election of Director: Kathryn M. Hill Mgmt For For
1E. Election of Director: Deborah L. Kerr Mgmt For For
1F. Election of Director: George Kurian Mgmt For For
1G. Election of Director: Scott F. Schenkel Mgmt For For
1H. Election of Director: George T. Shaheen Mgmt For For
2. To hold an advisory vote to approve Named Mgmt For For
Executive Officer compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as NetApp's independent
registered public accounting firm for the
fiscal year ending April 30, 2021.
4. To approve a stockholder proposal for Shr For Against
stockholder action by written consent.
--------------------------------------------------------------------------------------------------------------------------
NETEASE, INC. Agenda Number: 935269452
--------------------------------------------------------------------------------------------------------------------------
Security: 64110W102
Meeting Type: Annual
Meeting Date: 25-Sep-2020
Ticker: NTES
ISIN: US64110W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: William Lei Ding Mgmt For For
1B. Re-election of Director: Alice Yu-Fen Cheng Mgmt For For
1C. Re-election of Director: Denny Ting Bun Lee Mgmt For For
1D. Re-election of Director: Joseph Tze Kay Mgmt For For
Tong
1E. Re-election of Director: Lun Feng Mgmt For For
1F. Re-election of Director: Michael Man Kit Mgmt For For
Leung
1G. Re-election of Director: Michael Sui Bau Mgmt For For
Tong
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP and
PricewaterhouseCoopers as auditors of
NetEase, Inc. for the fiscal year ending
December 31, 2020 for U.S. financial
reporting and Hong Kong financial reporting
purposes, respectively.
--------------------------------------------------------------------------------------------------------------------------
NETEASE, INC. Agenda Number: 935447296
--------------------------------------------------------------------------------------------------------------------------
Security: 64110W102
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: NTES
ISIN: US64110W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: William Lei Ding Mgmt For For
1B. Re-election of Director: Alice Yu-Fen Cheng Mgmt For For
1C. Re-election of Director: Denny Ting Bun Lee Mgmt For For
1D. Re-election of Director: Joseph Tze Kay Mgmt For For
Tong
1E. Re-election of Director: Lun Feng Mgmt For For
1F. Re-election of Director: Michael Man Kit Mgmt For For
Leung
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP and
PricewaterhouseCoopers as auditors of
NetEase, Inc. for the fiscal year ending
December 31, 2021 for U.S. financial
reporting and Hong Kong financial reporting
purposes, respectively.
3. Amend and restate the Company's Memorandum Mgmt For For
and Articles of Association to expressly
permit completely virtual shareholders'
meetings, change the quorum for
shareholders' meetings and reflect other
updates.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935406252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Richard N.
Barton
1B. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Rodolphe
Belmer
1C. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Bradford L.
Smith
1D. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Anne M.
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the Company's Mgmt Against Against
executive officer compensation.
4. Stockholder proposal entitled, "Proposal 4 Shr Against For
- Political Disclosures," if properly
presented at the meeting.
5. Stockholder proposal entitled, "Proposal 5 Shr For Against
- Simple Majority Vote," if properly
presented at the meeting.
6. Stockholder proposal entitled, "Stockholder Shr Against For
Proposal to Improve the Executive
Compensation Philosophy," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935428335
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2020 Statutory Annual Mgmt For For
Accounts.
2. Discharge of the members of the Board for Mgmt For For
their responsibilities in the financial
year ended December 31, 2020
3A. Re-appoint Kurt Sievers as executive Mgmt For For
director
3B. Re-appoint Sir Peter Bonfield as Mgmt For For
non-executive director
3C. Appoint Annette Clayton as non-executive Mgmt For For
director
3D. Appoint Anthony Foxx as non-executive Mgmt For For
director
3E. Re-appoint Kenneth A. Goldman as Mgmt For For
non-executive director
3F. Re-appoint Josef Kaeser as non-executive Mgmt For For
director
3G. Re-appoint Lena Olving as non-executive Mgmt For For
director
3H. Re-appoint Peter Smitham as non-executive Mgmt For For
director
3I. Re-appoint Julie Southern as non-executive Mgmt For For
director
3J. Re-appoint Jasmin Staiblin as non-executive Mgmt For For
director
3K. Re-appoint Gregory Summe as non-executive Mgmt For For
director
3L. Re-appoint Karl-Henrik Sundstrom as Mgmt For For
non-executive director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company and grant
rights to acquire ordinary shares
5. Authorization of the Board to restrict or Mgmt For For
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights.
6. Authorization of the Board to repurchase Mgmt For For
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Approval of the amended remuneration of the Mgmt For For
non-executive members of the Board
9. Non-binding, advisory approval of the Named Mgmt For For
Executive Officers' compensation
--------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. Agenda Number: 935362121
--------------------------------------------------------------------------------------------------------------------------
Security: 67103H107
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: ORLY
ISIN: US67103H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David O'Reilly Mgmt For For
1B. Election of Director: Larry O'Reilly Mgmt For For
1C. Election of Director: Greg Henslee Mgmt For For
1D. Election of Director: Jay D. Burchfield Mgmt For For
1E. Election of Director: Thomas T. Hendrickson Mgmt For For
1F. Election of Director: John R. Murphy Mgmt For For
1G. Election of Director: Dana M. Perlman Mgmt For For
1H. Election of Director: Maria A. Sastre Mgmt For For
1I. Election of Director: Andrea M. Weiss Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP, as independent auditors for the
fiscal year ending December 31, 2021.
4. Shareholder proposal entitled "Improve Our Shr Against For
Catch-22 Proxy Access."
--------------------------------------------------------------------------------------------------------------------------
OKTA, INC. Agenda Number: 935426418
--------------------------------------------------------------------------------------------------------------------------
Security: 679295105
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: OKTA
ISIN: US6792951054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Todd McKinnon Mgmt For For
Michael Stankey Mgmt For For
2. A proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending January 31, 2022.
3. To approve, on an advisory non-binding Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PACCAR INC Agenda Number: 935351457
--------------------------------------------------------------------------------------------------------------------------
Security: 693718108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: PCAR
ISIN: US6937181088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark C. Pigott Mgmt For For
1B. Election of Director: Dame Alison J. Mgmt For For
Carnwath
1C. Election of Director: Franklin L. Feder Mgmt For For
1D. Election of Director: R. Preston Feight Mgmt For For
1E. Election of Director: Beth E. Ford Mgmt For For
1F. Election of Director: Kirk S. Hachigian Mgmt For For
1G. Election of Director: Roderick C. McGeary Mgmt For For
1H. Election of Director: John M. Pigott Mgmt For For
1I. Election of Director: Ganesh Ramaswamy Mgmt For For
1J. Election of Director: Mark A. Schulz Mgmt For For
1K. Election of Director: Gregory M. E. Mgmt For For
Spierkel
2. Stockholder proposal regarding Shr For Against
supermajority voting provisions if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
PAYCHEX, INC. Agenda Number: 935267066
--------------------------------------------------------------------------------------------------------------------------
Security: 704326107
Meeting Type: Annual
Meeting Date: 15-Oct-2020
Ticker: PAYX
ISIN: US7043261079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: B. Thomas Golisano Mgmt For For
1B. Election of Director: Thomas F. Bonadio Mgmt For For
1C. Election of Director: Joseph G. Doody Mgmt For For
1D. Election of Director: David J.S. Flaschen Mgmt For For
1E. Election of Director: Pamela A. Joseph Mgmt For For
1F. Election of Director: Martin Mucci Mgmt For For
1G. Election of Director: Joseph M. Tucci Mgmt For For
1H. Election of Director: Joseph M. Velli Mgmt For For
1I. Election of Director: Kara Wilson Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO APPROVE AND AMEND THE PAYCHEX, INC. 2002 Mgmt For For
STOCK INCENTIVE PLAN.
4. RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder right to Shr For Against
act by written consent.
5. Stockholder Proposal - Assessing Inclusion Shr Against For
in the Workplace.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 935355342
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Segun Agbaje Mgmt For For
1B. Election of Director: Shona L. Brown Mgmt For For
1C. Election of Director: Cesar Conde Mgmt For For
1D. Election of Director: Ian Cook Mgmt For For
1E. Election of Director: Dina Dublon Mgmt For For
1F. Election of Director: Michelle Gass Mgmt For For
1G. Election of Director: Ramon L. Laguarta Mgmt For For
1H. Election of Director: Dave Lewis Mgmt For For
1I. Election of Director: David C. Page Mgmt For For
1J. Election of Director: Robert C. Pohlad Mgmt For For
1K. Election of Director: Daniel Vasella Mgmt For For
1L. Election of Director: Darren Walker Mgmt For For
1M. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
2021.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Shareholder Proposal - Special Shareholder Shr For Against
Meeting Vote Threshold.
5. Shareholder Proposal - Report on Sugar and Shr Against For
Public Health.
6. Shareholder Proposal - Report on External Shr Against For
Public Health Costs.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935327569
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sylvia Acevedo Mgmt For For
1B. Election of Director: Mark Fields Mgmt For For
1C. Election of Director: Jeffrey W. Henderson Mgmt For For
1D. Election of Director: Gregory N. Johnson Mgmt For For
1E. Election of Director: Ann M. Livermore Mgmt For For
1F. Election of Director: Harish Manwani Mgmt For For
1G. Election of Director: Mark D. McLaughlin Mgmt For For
1H. Election of Director: Jamie S. Miller Mgmt For For
1I. Election of Director: Steve Mollenkopf Mgmt For For
1J. Election of Director: Clark T. Randt, Jr. Mgmt For For
1K. Election of Director: Irene B. Rosenfeld Mgmt For For
1L. Election of Director: Kornelis "Neil" Smit Mgmt For For
1M. Election of Director: Jean-Pascal Tricoire Mgmt Against Against
1N. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 26, 2021.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935414627
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1B. Election of Director: Arthur F. Ryan Mgmt For For
1C. Election of Director: George L. Sing Mgmt For For
1D. Election of Director: Marc Tessier-Lavigne, Mgmt Against Against
Ph.D.
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 935372778
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: K. Gunnar Bjorklund Mgmt For For
1B. Election of Director: Michael J. Bush Mgmt For For
1C. Election of Director: Sharon D. Garrett Mgmt For For
1D. Election of Director: Michael J. Hartshorn Mgmt For For
1E. Election of Director: Stephen D. Milligan Mgmt For For
1F. Election of Director: Patricia H. Mueller Mgmt For For
1G. Election of Director: George P. Orban Mgmt For For
1H. Election of Director: Gregory L. Quesnel Mgmt For For
1I. Election of Director: Larree M. Renda Mgmt For For
1J. Election of Director: Barbara Rentler Mgmt For For
1K. Election of Director: Doniel N. Sutton Mgmt For For
2. Advisory vote to approve the resolution on Mgmt Against Against
the compensation of the named executive
officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending January 29, 2022.
4. To vote on a stockholder proposal regarding Shr Abstain Against
executive share retention, if properly
presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
SEAGEN INC. Agenda Number: 935369668
--------------------------------------------------------------------------------------------------------------------------
Security: 81181C104
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: SGEN
ISIN: US81181C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director for term Mgmt For For
expiring in 2024: Felix J. Baker, Ph.D.
1B. Election of Class II Director for term Mgmt For For
expiring in 2024: Clay B. Siegall, Ph.D
1C. Election of Class II Director for term Mgmt For For
expiring in 2024: Nancy A. Simonian, M.D.
2. Approve, on an advisory basis, the Mgmt For For
compensation of Seagen's named executive
officers as disclosed in the accompanying
proxy statement.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Seagen's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SIRIUS XM HOLDINGS INC. Agenda Number: 935405995
--------------------------------------------------------------------------------------------------------------------------
Security: 82968B103
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: SIRI
ISIN: US82968B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David A. Blau Mgmt For For
Eddy W. Hartenstein Mgmt For For
Robin P. Hickenlooper Mgmt For For
James P. Holden Mgmt For For
Gregory B. Maffei Mgmt For For
Evan D. Malone Mgmt For For
James E. Meyer Mgmt For For
Jonelle Procope Mgmt For For
Michael Rapino Mgmt For For
Kristina M. Salen Mgmt For For
Carl E. Vogel Mgmt For For
Jennifer C. Witz Mgmt For For
David M. Zaslav Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accountants for 2021.
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 935366799
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alan S. Batey Mgmt For For
1b. Election of Director: Kevin L. Beebe Mgmt For For
1c. Election of Director: Timothy R. Furey Mgmt For For
1d. Election of Director: Liam K. Griffin Mgmt For For
1e. Election of Director: Christine King Mgmt For For
1f. Election of Director: David P. McGlade Mgmt For For
1g. Election of Director: Robert A. Schriesheim Mgmt For For
1h. Election of Director: Kimberly S. Stevenson Mgmt For For
2. To ratify the selection by the Company's Mgmt For For
Audit Committee of KPMG LLP as the
independent registered public accounting
firm for the Company for fiscal year 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as described in the
Company's Proxy Statement.
4. To approve the Company's Amended and Mgmt For For
Restated 2015 Long-Term Incentive Plan.
5. To approve a stockholder proposal regarding Shr For
supermajority voting provisions.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 935422624
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Sara Baack Mgmt For For
1B. Election of Class III Director: Sean Boyle Mgmt For For
1C. Election of Class III Director: Douglas Mgmt For For
Merritt
1D. Election of Class III Director: Graham Mgmt For For
Smith
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers, as described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 935326935
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 17-Mar-2021
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard E. Allison, Mgmt For For
Jr.
1B. Election of Director: Rosalind G. Brewer Mgmt For For
(Withdrawn)
1C. Election of Director: Andrew Campion Mgmt For For
1D. Election of Director: Mary N. Dillon Mgmt For For
1E. Election of Director: Isabel Ge Mahe Mgmt For For
1F. Election of Director: Mellody Hobson Mgmt For For
1G. Election of Director: Kevin R. Johnson Mgmt For For
1H. Election of Director: Jorgen Vig Knudstorp Mgmt For For
1I. Election of Director: Satya Nadella Mgmt For For
1J. Election of Director: Joshua Cooper Ramo Mgmt For For
1K. Election of Director: Clara Shih Mgmt For For
1L. Election of Director: Javier G. Teruel Mgmt For For
2. Advisory resolution to approve our Mgmt Against Against
executive officer compensation.
3. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal 2021.
4. Employee Board Representation. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 935337255
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 08-Apr-2021
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Aart J. de Geus Mgmt For For
1B. Election of Director: Chi-Foon Chan Mgmt For For
1C. Election of Director: Janice D. Chaffin Mgmt For For
1D. Election of Director: Bruce R. Chizen Mgmt For For
1E. Election of Director: Mercedes Johnson Mgmt For For
1F. Election of Director: Chrysostomos L. "Max" Mgmt For For
Nikias
1G. Election of Director: Jeannine P. Sargent Mgmt For For
1H. Election of Director: John Schwarz Mgmt For For
1I. Election of Director: Roy Vallee Mgmt For For
2. To approve our 2006 Employee Equity Mgmt For For
Incentive Plan, as amended, in order to,
among other items, increase the number of
shares available for issuance under the
plan by 4,700,000 shares.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
4. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 30,
2021.
5. To vote on the stockholder proposal Shr For Against
regarding special stockholder meetings, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
T-MOBILE US, INC. Agenda Number: 935400921
--------------------------------------------------------------------------------------------------------------------------
Security: 872590104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: TMUS
ISIN: US8725901040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marcelo Claure Mgmt For For
Srikant M. Datar Mgmt For For
Bavan M. Holloway Mgmt For For
Timotheus Hottges Mgmt For For
Christian P. Illek Mgmt For For
Raphael Kubler Mgmt For For
Thorsten Langheim Mgmt For For
Dominique Leroy Mgmt For For
G. Michael Sievert Mgmt For For
Teresa A. Taylor Mgmt For For
Omar Tazi Mgmt For For
Kelvin R. Westbrook Mgmt For For
Michael Wilkens Mgmt For For
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for Fiscal Year 2021.
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935256758
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109
Meeting Type: Annual
Meeting Date: 16-Sep-2020
Ticker: TTWO
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Strauss Zelnick Mgmt For For
1B. Election of Director: Michael Dornemann Mgmt For For
1C. Election of Director: J. Moses Mgmt For For
1D. Election of Director: Michael Sheresky Mgmt For For
1E. Election of Director: LaVerne Srinivasan Mgmt For For
1F. Election of Director: Susan Tolson Mgmt For For
1G. Election of Director: Paul Viera Mgmt For For
1H. Election of Director: Roland Hernandez Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's "named
executive officers" as disclosed in the
Proxy Statement.
3. Approval of the Amended and Restated Mgmt For For
Take-Two Interactive Software, Inc. 2017
Stock Incentive Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our Independent registered
public accounting firm for the fiscal year
ending March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935259514
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 22-Sep-2020
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve for a Mgmt For For
term of three years: Elon Musk
1.2 Election of Class I Director to serve for a Mgmt For For
term of three years: Robyn Denholm
1.3 Election of Class I Director to serve for a Mgmt For For
term of three years: Hiromichi Mizuno
2. Tesla proposal to approve executive Mgmt For For
compensation on a non-binding advisory
basis.
3. Tesla proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Tesla's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. Stockholder proposal regarding paid Shr Against For
advertising.
5. Stockholder proposal regarding simple Shr For Against
majority voting provisions in our governing
documents.
6. Stockholder proposal regarding reporting on Shr For Against
employee arbitration.
7. Stockholder proposal regarding additional Shr For Against
reporting on human rights.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935341709
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2021.
4. Stockholder proposal to permit shareholder Shr For Against
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
THE KRAFT HEINZ COMPANY Agenda Number: 935357396
--------------------------------------------------------------------------------------------------------------------------
Security: 500754106
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: KHC
ISIN: US5007541064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory E. Abel Mgmt For For
1B. Election of Director: Alexandre Behring Mgmt For For
1C. Election of Director: John T. Cahill Mgmt For For
1D. Election of Director: Joao M. Castro-Neves Mgmt For For
1E. Election of Director: Lori Dickerson Fouche Mgmt For For
1F. Election of Director: Timothy Kenesey Mgmt For For
1G. Election of Director: Elio Leoni Sceti Mgmt For For
1H. Election of Director: Susan Mulder Mgmt For For
1I. Election of Director: Miguel Patricio Mgmt For For
1J. Election of Director: John C. Pope Mgmt For For
1K. Election of Director: Alexandre Van Damme Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for 2021.
--------------------------------------------------------------------------------------------------------------------------
TRIP.COM GROUP LIMITED Agenda Number: 935338675
--------------------------------------------------------------------------------------------------------------------------
Security: 89677Q107
Meeting Type: Special
Meeting Date: 18-Mar-2021
Ticker: TCOM
ISIN: US89677Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. "THAT BY AN ORDINARY RESOLUTION, each of Mgmt For
the 175,000,000 issued and unissued
ordinary shares of a nominal or par value
of US$0.01 each in the capital of the
Company be and is hereby subdivided into
eight ordinary shares of a nominal or par
value of US$0.00125 each in the capital of
the Company (the "Subdivision"), such that,
following the Subdivision, the authorised
share capital of the Company shall be
US$1,750,000 divided into 1,400,000,000
ordinary shares of a nominal or par value
of US$0.00125 each".
--------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 935395889
--------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: VRSN
ISIN: US92343E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: D. James Bidzos Mgmt For For
1.2 Election of Director: Yehuda Ari Buchalter Mgmt For For
1.3 Election of Director: Kathleen A. Cote Mgmt For For
1.4 Election of Director: Thomas F. Frist III Mgmt For For
1.5 Election of Director: Jamie S. Gorelick Mgmt For For
1.6 Election of Director: Roger H. Moore Mgmt For For
1.7 Election of Director: Louis A. Simpson Mgmt For For
1.8 Election of Director: Timothy Tomlinson Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the Company's executive
compensation.
3. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board take steps to
permit stockholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS, INC. Agenda Number: 935377475
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel G. Liss Mgmt For For
1B. Election of Director: Bruce E. Hansen Mgmt For For
1C. Election of Director: Therese M. Vaughan Mgmt For For
1D. Election of Director: Kathleen A. Hogenson Mgmt For For
2. To approve executive compensation on an Mgmt For For
advisory, non-binding basis.
3. To approve the 2021 Equity Incentive Plan. Mgmt For For
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditor for
the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935383959
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sangeeta Bhatia Mgmt For For
1B. Election of Director: Lloyd Carney Mgmt For For
1C. Election of Director: Alan Garber Mgmt For For
1D. Election of Director: Terrence Kearney Mgmt For For
1E. Election of Director: Reshma Kewalramani Mgmt For For
1F. Election of Director: Yuchun Lee Mgmt For For
1G. Election of Director: Jeffrey Leiden Mgmt For For
1H. Election of Director: Margaret McGlynn Mgmt For For
1I. Election of Director: Diana McKenzie Mgmt For For
1J. Election of Director: Bruce Sachs Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt Against Against
independent Registered Public Accounting
firm for the year ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal, if properly presented Shr Against For
at the meeting, regarding a report on
lobbying activities.
5. Shareholder proposal, if properly presented Shr Against For
at the meeting, regarding a report on
political spending.
--------------------------------------------------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC. Agenda Number: 935315071
--------------------------------------------------------------------------------------------------------------------------
Security: 931427108
Meeting Type: Annual
Meeting Date: 28-Jan-2021
Ticker: WBA
ISIN: US9314271084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose E. Almeida Mgmt For For
1B. Election of Director: Janice M. Babiak Mgmt For For
1C. Election of Director: David J. Brailer Mgmt For For
1D. Election of Director: William C. Foote Mgmt For For
1E. Election of Director: Ginger L. Graham Mgmt For For
1F. Election of Director: Valerie B. Jarrett Mgmt For For
1G. Election of Director: John A. Lederer Mgmt For For
1H. Election of Director: Dominic P. Murphy Mgmt For For
1I. Election of Director: Stefano Pessina Mgmt For For
1J. Election of Director: Nancy M. Schlichting Mgmt For For
1K. Election of Director: James A. Skinner Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for fiscal year
2021.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
4. Approval of the 2021 Walgreens Boots Mgmt For For
Alliance, Inc. Omnibus Incentive Plan.
5. Stockholder proposal requesting an Shr Against For
independent Board Chairman.
6. Stockholder proposal requesting report on Shr Against For
how health risks from COVID-19 impact the
Company's tobacco sales decision-making.
--------------------------------------------------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION Agenda Number: 935281321
--------------------------------------------------------------------------------------------------------------------------
Security: 958102105
Meeting Type: Annual
Meeting Date: 18-Nov-2020
Ticker: WDC
ISIN: US9581021055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election Of Director: Kimberly E. Alexy Mgmt For For
1B. Election Of Director: Martin I. Cole Mgmt For For
1C. Election Of Director: Kathleen A. Cote Mgmt For For
1D. Election Of Director: Tunc Doluca Mgmt For For
1E. Election Of Director: David V. Goeckeler Mgmt For For
1F. Election Of Director: Matthew E. Massengill Mgmt For For
1G. Election Of Director: Paula A. Price Mgmt For For
1H. Election Of Director: Stephanie A. Streeter Mgmt For For
2. To approve on an advisory basis the named Mgmt For For
executive officer compensation disclosed in
the Proxy Statement.
3. To approve an amendment and restatement of Mgmt For For
our 2017 Performance Incentive Plan to
increase by 9.8 million the number of
shares of our common stock available for
issuance under that plan.
4. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935410477
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: WDAY
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aneel Bhusri Mgmt For For
Ann-Marie Campbell Mgmt For For
David A. Duffield Mgmt For For
Lee J. Styslinger III Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Workday's independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers as disclosed in the Proxy
Statement.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes
concerning the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 935380321
--------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: XEL
ISIN: US98389B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lynn Casey Mgmt For For
1B. Election of Director: Ben Fowke Mgmt For For
1C. Election of Director: Robert Frenzel Mgmt For For
1D. Election of Director: Netha Johnson Mgmt For For
1E. Election of Director: Patricia Kampling Mgmt For For
1F. Election of Director: George Kehl Mgmt For For
1G. Election of Director: Richard O'Brien Mgmt For For
1H. Election of Director: Charles Pardee Mgmt For For
1I. Election of Director: Christopher Mgmt For For
Policinski
1J. Election of Director: James Prokopanko Mgmt For For
1K. Election of Director: David Westerlund Mgmt For For
1L. Election of Director: Kim Williams Mgmt For For
1M. Election of Director: Timothy Wolf Mgmt For For
1N. Election of Director: Daniel Yohannes Mgmt For For
2. Company proposal to approve, on an advisory Mgmt For For
basis, executive compensation.
3. Company proposal to ratify the appointment Mgmt For For
of Deloitte & Touche LLP as Xcel Energy
Inc.'s independent registered public
accounting firm for 2021.
4. Shareholder proposal regarding a report on Shr Against For
the costs and benefits of Xcel Energy's
voluntary climate-related activities.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 935240527
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 05-Aug-2020
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Dennis Segers Mgmt For For
1.2 Election of Director: Raman K. Chitkara Mgmt For For
1.3 Election of Director: Saar Gillai Mgmt For For
1.4 Election of Director: Ronald S. Jankov Mgmt For For
1.5 Election of Director: Mary Louise Krakauer Mgmt For For
1.6 Election of Director: Thomas H. Lee Mgmt For For
1.7 Election of Director: Jon A. Olson Mgmt For For
1.8 Election of Director: Victor Peng Mgmt For For
1.9 Election of Director: Elizabeth W. Mgmt For For
Vanderslice
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's named
executive officers.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 935346735
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Special
Meeting Date: 07-Apr-2021
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to adopt the Agreement and Plan of Mgmt For For
Merger, dated October 26, 2020, as it may
be amended from time to time, which is
referred to as the "merger agreement,"
among Advanced Micro Devices, Inc., which
is referred to as "AMD," Thrones Merger
Sub, Inc., a wholly owned subsidiary of
AMD, which is referred to as "Merger Sub,"
and Xilinx, which proposal is referred to
as the "Xilinx merger proposal".
2. Proposal to approve, on a non-binding Mgmt For For
advisory basis, the compensation that may
be paid or become payable to Xilinx's named
executive officers that is based on or
otherwise relates to the transactions
contemplated by the merger agreement, which
proposal is referred to as the "Xilinx
compensation proposal".
3. Proposal to approve the adjournment of the Mgmt For For
Xilinx special meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes at the time
of the Xilinx special meeting to approve
the Xilinx merger proposal or to ensure
that any supplement or amendment to the
accompanying joint proxy
statement/prospectus is timely provided to
Xilinx stockholders, which proposal is
referred to as the "Xilinx adjournment
proposal".
--------------------------------------------------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC. Agenda Number: 935412926
--------------------------------------------------------------------------------------------------------------------------
Security: 98980L101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: ZM
ISIN: US98980L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Chadwick Mgmt For For
Kimberly L. Hammonds Mgmt For For
Dan Scheinman Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
3. To approve, on an advisory non-binding Mgmt Against Against
basis, the compensation of our named
executive officers as disclosed in our
proxy statement.
4. To approve, on an advisory non-binding Mgmt 1 Year For
basis, the frequency of future advisory
non-binding votes on the compensation of
our named executive officers.
Pacer Trendpilot European Index ETF
--------------------------------------------------------------------------------------------------------------------------
1&1 DRILLISCH AKTIENGESELLSCHAFT Agenda Number: 713932754
--------------------------------------------------------------------------------------------------------------------------
Security: D5934B101
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: DE0005545503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.05 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER RALPH DOMMERMUTH FOR FISCAL YEAR
2020
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER MARKUS HUHN FOR FISCAL YEAR 2020
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER ALESSANDRO NAVA FOR FISCAL YEAR 2020
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER KURT DOBITSCH FOR FISCAL YEAR 2020
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER KAI-UWE RICKE FOR FISCAL YEAR 2020
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER MICHAEL SCHEEREN FOR FISCAL YEAR
2020
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER CLAUDIA BORGAS-HEROLD FOR FISCAL
YEAR 2020
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER VLASIOS CHOULIDIS FOR FISCAL YEAR
2020
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER NORBERT LANG FOR FISCAL YEAR 2020
5 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt No vote
FISCAL YEAR 2021
6 ELECT MATTHIAS BALDERMANN TO THE Mgmt No vote
SUPERVISORY BOARD
7 APPROVE REMUNERATION POLICY Mgmt No vote
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
9 AMEND ARTICLES RE: PROOF OF ENTITLEMENT Mgmt No vote
10 CHANGE COMPANY NAME TO 1&1 AG Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
A2A SPA Agenda Number: 713746951
--------------------------------------------------------------------------------------------------------------------------
Security: T0579B105
Meeting Type: MIX
Meeting Date: 29-Apr-2021
Ticker:
ISIN: IT0001233417
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1.1 TO APPROVE BALANCE SHEET AS OF 31 DECEMBER Mgmt No vote
2020; BOARD OF DIRECTORS', INTERNAL AND
EXTERNAL AUDITORS' REPORTS. TO PRESENT THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2020. TO PRESENT THE NON-FINANCIAL
CONSOLIDATED DECLARATION AS PER LEGISLATIVE
DECREE 254/2016 AND RELATED SUPPLEMENT -
2020 INTEGRATED BALANCE SHEET
O.1.2 PROFIT ALLOCATION AND DIVIDEND DISTRIBUTION Mgmt No vote
O.2.1 AUREWARDING REPORT AND REPORT ON EMOLUMENT Mgmt No vote
PAID AS PER EX ART. 123-TER OF THE
LEGISLATIVE DECREE OF 24 FEBRUARY 1998 NO.
58, AS SUCCESSIVELY MODIFIED AND
INTEGRATED: RESOLUTIONS ON THE "FIRST
SECTION" (REWARDING POLICY)
O.2.2 REWARDING REPORT AND REPORT ON EMOLUMENT Mgmt No vote
PAID AS PER EX ART. 123-TER OF THE
LEGISLATIVE DECREE OF 24 FEBRUARY 1998
N.58, AS SUCCESSIVELY MODIFIED AND
INTEGRATED: RESOLUTIONS ON THE "SECOND
SECTION" (EMOLUMENT PAID TO MEMBERS OF
MANAGEMENT AND CONTROL BOARDS, TO DIRECTORS
AND OTHER MANAGERS WITH STRATEGIC
RESPONSIBILITIES)
O.3 AUTHORIZATION TO PURCHASE AND DISPOSE OF Mgmt No vote
OWN SHARES UPON REVOKING, AS FOR THE UNUSED
PART, OF THE PREVIOUS MEETING RESOLUTIONS
OF 13 MAY 2020
E.1 TO APPROVE MERGER BY INCORPORATION OF Mgmt No vote
COMPANY "A2A TELECOMMUNICATIONS S.R.L" IN
THE COMPANY "A2A S.P.A": RESOLUTIONS
RELATED THERETO
E.2 TO APPROVE MERGER BY INCORPORATION OF Mgmt No vote
COMPANY "SUNCITY ENERGY S.R.L" IN THE
COMPANY "A2A S.P.A": RESOLUTIONS RELATED
THERETO
CMMT 31 MAR 2021: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE A SECOND CALL ON 30 ARP 2021.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
CMMT 02 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING DATE FROM
30 APR 2021 TO 29 APR 2021 AND ADDITION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CMMT 02 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
AALBERTS N.V. Agenda Number: 713926307
--------------------------------------------------------------------------------------------------------------------------
Security: N00089271
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: NL0000852564
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2. DISCUSSION OF THE ANNUAL REPORT ON THE Non-Voting
FINANCIAL YEAR 2020
3.a. FINANCIAL STATEMENTS 2020: ADVISORY VOTE Mgmt No vote
REGARDING THE REMUNERATION REPORT 2020
3.b. FINANCIAL STATEMENTS 2020: ADOPTION OF THE Mgmt No vote
COMPANY AND CONSOLIDATED FINANCIAL
STATEMENTS 2020
4.a. DIVIDEND: DISCUSSION OF THE POLICY ON Non-Voting
ADDITIONS TO RESERVES AND DIVIDENDS
4.b. DIVIDEND: ADOPTION OF THE DIVIDEND FOR THE Mgmt No vote
FINANCIAL YEAR 2020
5. GRANTING OF DISCHARGE TO THE MEMBERS OF THE Mgmt No vote
MANAGEMENT BOARD IN OFFICE IN 2020 FOR THE
POLICY PURSUED IN THE FINANCIAL YEAR 2020
6. GRANTING OF DISCHARGE TO THE MEMBERS OF THE Mgmt No vote
SUPERVISORY BOARD IN OFFICE IN 2020 FOR THE
SUPERVISION EXERCISED ON THE POLICY PURSUED
IN THE FINANCIAL YEAR 2020
7. APPOINTMENT OF MRS. L. DECLERCQ AS MEMBER Mgmt No vote
OF THE SUPERVISORY BOARD
8. REAPPOINTMENT OF MR. A.R. MONINCX AS MEMBER Mgmt No vote
OF THE MANAGEMENT BOARD
9 ADOPTION OF THE REVISED REMUNERATION POLICY Mgmt No vote
OF THE MANAGEMENT BOARD
10 DESIGNATION OF THE MANAGEMENT BOARD AS BODY Mgmt No vote
AUTHORISED TO ISSUE ORDINARY SHARES AND TO
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES
11. DESIGNATION OF THE MANAGEMENT BOARD AS BODY Mgmt No vote
AUTHORISED TO RESTRICT OR EXCLUDE
PRE-EMPTIVE RIGHTS WHEN ISSUING ORDINARY
SHARES
12. AUTHORISATION TO REPURCHASE SHARES Mgmt No vote
13. REAPPOINTMENT DELOITTE ACCOUNTANTS B.V. AS Mgmt No vote
EXTERNAL AUDITOR FOR THE FINANCIAL YEAR
2022
14. ANNOUNCEMENTS AND ANY OTHER BUSINESS Non-Voting
15. CLOSING Non-Voting
CMMT 27 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 19 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITIONAL OF COMMENT &
MODIFICATION OF NUMBERING 10. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ABN AMRO BANK NV Agenda Number: 713394118
--------------------------------------------------------------------------------------------------------------------------
Security: N0162C102
Meeting Type: EGM
Meeting Date: 01-Dec-2020
Ticker:
ISIN: NL0011540547
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THERE ARE NO PROPOSALS TO BE
VOTED ON. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST AN
ENTRANCE CARD. THANK YOU
1. OPENING Non-Voting
2. ANNOUNCEMENTS Non-Voting
3. AGENDA OF AND NOTICE CONVENING THE Non-Voting
EXTRAORDINARY GENERAL MEETING OF ABN AMRO
BANK N.V. OF 15 DECEMBER 2020 (ANNEX I)
4. ANY OTHER BUSINESS Non-Voting
5. CLOSURE Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ABN AMRO BANK NV Agenda Number: 713312419
--------------------------------------------------------------------------------------------------------------------------
Security: N0162C102
Meeting Type: EGM
Meeting Date: 15-Dec-2020
Ticker:
ISIN: NL0011540547
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 486104 DUE TO INCLUSION OF
RESOLUTION 2 TO THE AGENDA. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
1. OPENING REMARKS AND ANNOUNCEMENTS Non-Voting
2. APPOINTMENT OF A NEW MEMBER OF THE Non-Voting
SUPERVISORY BOARD
2.i ANNOUNCEMENT TO THE GENERAL MEETING OF THE Non-Voting
SUPERVISORY BOARD'S NOMINATION FOR
APPOINTMENT
2.ii EXPLANATION AND MOTIVATION BY MARIKEN Non-Voting
TANNEMAAT
2.iii PROPOSAL TO BE PUT TO THE EXTRAORDINARY Mgmt No vote
GENERAL MEETING FOR THE APPOINTMENT OF
MARIKEN TANNEMAAT AS A MEMBER OF THE
SUPERVISORY BOARD
3. CLOSE OF THE MEETING Non-Voting
CMMT 07 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS AND ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR MID:
488739, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CMMT 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ABN AMRO BANK NV Agenda Number: 713719360
--------------------------------------------------------------------------------------------------------------------------
Security: N0162C102
Meeting Type: AGM
Meeting Date: 06-Apr-2021
Ticker:
ISIN: NL0011540547
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THERE ARE NO PROPOSALS TO BE
VOTED ON. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST AN
ENTRANCE CARD. THANK YOU.
1 OPENING Non-Voting
2 ANNOUNCEMENTS Non-Voting
3.A REPORT OF ACTIVITIES STAK AAB, EXPLANATION Non-Voting
AND OPPORTUNITY TO EXCHANGE VIEWS ON THE
FOLLOWING ITEMS: REPORT OF THE BOARD OF
STAK AAB 2020 AS WELL AS THE REPORT OF
ACTIVITIES AS REFERRED TO IN CHAPTER 7 OF
THE TRUST CONDITIONS OF STAK AAB (ANNEX I
AND AVAILABLE AT WWW.STAKAAB.ORG)
3.B REPORT OF ACTIVITIES STAK AAB, EXPLANATION Non-Voting
AND OPPORTUNITY TO EXCHANGE VIEWS ON THE
FOLLOWING ITEMS: ANNUAL ACCOUNTS 2020 STAK
AAB (ANNEX I AND AVAILABLE AT
WWW.STAKAAB.ORG)
4 AGENDA OF AND NOTICE CONVENING THE AGM OF Non-Voting
ABN AMRO BANK N.V. OF 21 APRIL 2021 (ANNEX
II): IN ACCORDANCE WITH ARTICLE 4.1.1 OF
THE TRUST CONDITIONS (AVAILABLE AT
WWW.STAKAAB.ORG) THE HOLDERS OF DEPOSITARY
RECEIPTS WILL BE PROVIDED WITH THE
OPPORTUNITY TO EXCHANGE THEIR VIEWS ON THE
ITEMS ON THE AGENDA OF THE AGM, ON WHICH
OCCASION THE BOARD WILL, IN ACCORDANCE WITH
ITS MISSION STATEMENT, MAINLY CONFINE
ITSELF TO CHAIRING THE DISCUSSIONS AND WILL
REFRAIN FROM ADOPTING ANY POSITION ON THE
MERITS OF THE ITEMS TO BE DISCUSSED AT THE
AGM
5 ANY OTHER BUSINESS Non-Voting
6 CLOSURE Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ABN AMRO BANK NV Agenda Number: 713677702
--------------------------------------------------------------------------------------------------------------------------
Security: N0162C102
Meeting Type: AGM
Meeting Date: 21-Apr-2021
Ticker:
ISIN: NL0011540547
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. ANNUAL REPORT, CORPORATE GOVERNANCE AND Non-Voting
ANNUAL FINANCIAL STATEMENTS
2.a. REPORT OF THE EXECUTIVE BOARD OVER 2020 Non-Voting
2.b. REPORT OF THE SUPERVISORY BOARD OVER 2020 Non-Voting
2.c. PRESENTATION BY THE EMPLOYEES COUNCIL Non-Voting
2.d. CORPORATE GOVERNANCE Non-Voting
2.e. REMUNERATION REPORT OVER 2020 (ADVISORY Mgmt No vote
VOTING ITEM)
2.f. EXTERNAL AUDITOR'S PRESENTATION AND Q&A Non-Voting
2.g. ADOPTION OF THE AUDITED 2020 ANNUAL Mgmt No vote
FINANCIAL STATEMENTS
3. RESERVATION- AND DIVIDEND POLICY Non-Voting
4. DISCHARGE Non-Voting
4.a. DISCHARGE OF EACH MEMBER OF THE EXECUTIVE Mgmt No vote
BOARD IN OFFICE DURING THE FINANCIAL YEAR
2020 FOR THE PERFORMANCE OF HIS OR HER
DUTIES DURING 2020
4.b. DISCHARGE OF EACH MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD IN OFFICE DURING THE FINANCIAL YEAR
2020 FOR THE PERFORMANCE OF HIS OR HER
DUTIES DURING 2020
5. REPORT ON FUNCTIONING AND REAPPOINTMENT OF Non-Voting
EXTERNAL AUDITOR
5.a. REPORT ON FUNCTIONING OF EXTERNAL AUDITOR Non-Voting
5.b. REAPPOINTMENT OF ERNST & YOUNG ACCOUNTANTS Mgmt No vote
LLP AS EXTERNAL AUDITOR FOR THE FINANCIAL
YEARS 2022 AND 2023
6. COMPOSITION OF THE EXECUTIVE BOARD Non-Voting
6.a. INTENDED REAPPOINTMENT OF TANJA CUPPEN AS A Non-Voting
MEMBER OF THE EXECUTIVE BOARD (CRO)
6.b. INTENDED REAPPOINTMENT OF CHRISTIAN Non-Voting
BORNFELD AS A MEMBER OF THE EXECUTIVE BOARD
(CI&TO) AND APPOINTMENT AS VICE CHAIRMAN OF
THE EXECUTIVE BOARD
6.c. INTRODUCTION OF LARS KRAMER AS A PROPOSED Non-Voting
MEMBER OF THE EXECUTIVE BOARD (CFO)
7. ISSUANCE OF NEW SHARES AND ACQUISITION OF Non-Voting
(DEPOSITARY RECEIPTS FOR) SHARES BY ABN
AMRO
7.a. AUTHORISATION TO ISSUE SHARES AND/OR GRANT Mgmt No vote
RIGHTS TO SUBSCRIBE FOR SHARES
7.b. AUTHORISATION TO LIMIT OR EXCLUDE Mgmt No vote
PRE-EMPTIVE RIGHTS
7.c. AUTHORISATION TO ACQUIRE (DEPOSITARY Mgmt No vote
RECEIPTS FOR) SHARES IN ABN AMRO'S OWN
CAPITAL
8. CANCELLATION OF (DEPOSITARY RECEIPTS FOR) Mgmt No vote
SHARES IN THE ISSUED SHARE CAPITAL OF ABN
AMRO
9. ANY OTHER BUSINESS AND CLOSE OF THE GENERAL Non-Voting
MEETING
--------------------------------------------------------------------------------------------------------------------------
ACCIONA SA Agenda Number: 713697069
--------------------------------------------------------------------------------------------------------------------------
Security: E0008Z109
Meeting Type: EGM
Meeting Date: 12-Apr-2021
Ticker:
ISIN: ES0125220311
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVE SALE OF SHARES OF CORPORACION Mgmt No vote
ACCIONA ENERGIA RENOVABLES SA
CMMT 22 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 22 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ACCIONA SA Agenda Number: 714240568
--------------------------------------------------------------------------------------------------------------------------
Security: E0008Z109
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: ES0125220311
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1.1 APPROVE CONSOLIDATED AND STANDALONE Mgmt No vote
FINANCIAL STATEMENTS
1.2 APPROVE CONSOLIDATED AND STANDALONE Mgmt No vote
MANAGEMENT REPORTS
1.3 APPROVE DISCHARGE OF BOARD Mgmt No vote
1.4 APPROVE NON-FINANCIAL INFORMATION STATEMENT Mgmt No vote
1.5 APPROVE SUSTAINABILITY REPORT Mgmt No vote
1.6 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
1.7 RENEW APPOINTMENT OF KPMG AUDITORES AS Mgmt No vote
AUDITOR
2.1 REELECT JOSE MANUEL ENTRECANALES DOMECQ AS Mgmt No vote
DIRECTOR
2.2 REELECT JUAN IGNACIO ENTRECANALES FRANCO AS Mgmt No vote
DIRECTOR
2.3 REELECT DANIEL ENTRECANALES DOMECQ AS Mgmt No vote
DIRECTOR
2.4 REELECT JAVIER ENTRECANALES FRANCO AS Mgmt No vote
DIRECTOR
2.5 REELECT JAVIER SENDAGORTA GOMEZ DEL Mgmt No vote
CAMPILLO AS DIRECTOR
2.6 REELECT JOSE MARIA PACHECO GUARDIOLA AS Mgmt No vote
DIRECTOR
2.7 REELECT ANA SAIZ DE VICUNA BEMBERG AS Mgmt No vote
DIRECTOR
2.8 ELECT MARIA DOLORES DANCAUSA TREVINO AS Mgmt No vote
DIRECTOR
3.1 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt No vote
3.2 AUTHORIZE COMPANY TO CALL EGM WITH 15 DAYS' Mgmt No vote
NOTICE
4.1 AMEND ARTICLES RE: CORPORATE PURPOSE AND Mgmt No vote
REPRESENTATION OF SHARES
4.2 AMEND ARTICLE 18 RE: ALLOW SHAREHOLDER Mgmt No vote
MEETINGS TO BE HELD IN VIRTUAL-ONLY FORMAT
4.3 AMEND ARTICLES RE: COMPETENCES, PROXIES, Mgmt No vote
ADOPTION OF RESOLUTION, MINUTES OF MEETINGS
AND CERTIFICATIONS
4.4 AMEND ARTICLE 31 RE: BOARD TERM AND Mgmt No vote
REMUNERATION
4.5 AMEND ARTICLES RE: BOARD OF DIRECTORS AND Mgmt No vote
BOARD COMMITTEES
4.6 AMEND ARTICLES RE: ANNUAL ACCOUNTS Mgmt No vote
5.1 AMEND ARTICLES OF GENERAL MEETING Mgmt No vote
REGULATIONS RE: INTERPRETATION,
COMPETENCES, INFORMATION AVAILABLE FOR
SHAREHOLDERS, INFORMATION SUBJECT TO
REQUEST BY SHAREHOLDERS, MEETING LOCATION
AND REQUEST FOR INFORMATION
5.2 AMEND ARTICLES OF GENERAL MEETING Mgmt No vote
REGULATIONS RE: ALLOW SHAREHOLDER MEETINGS
TO BE HELD IN VIRTUAL-ONLY FORMAT
6 ADVISORY VOTE ON REMUNERATION REPORT Mgmt No vote
7 RECEIVE AMENDMENTS TO BOARD OF DIRECTORS Non-Voting
REGULATIONS
8 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt No vote
APPROVED RESOLUTIONS
CMMT 31 MAY 2021: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE A SECOND CALL ON 30 JUN 2021.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
CMMT 10 JUN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 10 JUN 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ACCOR SA Agenda Number: 713713940
--------------------------------------------------------------------------------------------------------------------------
Security: F00189120
Meeting Type: EGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: FR0000120404
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 12 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104122100847-44 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK AND CHANGE IN NUMBERING
OF RESOLUTIONS AND CHANGE IN MEETING TYPE
FROM MIX TO EGM. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE REPORTS AND THE CORPORATE Mgmt No vote
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020
2 APPROVAL OF THE REPORTS AND CONSOLIDATED Mgmt No vote
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
ENDED 31 DECEMBER 2020 - ACKNOWLEDGEMENT OF
THE DIVIDEND DISTRIBUTED FOR THE LAST THREE
FINANCIAL YEARS
4 APPROVAL OF THE REPORT ON THE REMUNERATION Mgmt No vote
OF ALL CORPORATE OFFICERS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2020 (SAY ON PAY EX
POST)
5 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND, PAID
DURING THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 OR AWARDED IN RESPECT OF THE SAME
FINANCIAL YEAR TO MR. SEBASTIEN BAZIN IN
HIS CAPACITY AS CHAIRMAN AND CHIEF
EXECUTIVE OFFICER (EX POST SAY ON PAY)
6 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt No vote
CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR
THE FINANCIAL YEAR 2021 (EX ANTE SAY ON
PAY)
7 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt No vote
DIRECTORS FOR THE FINANCIAL YEAR 2021 (EX
ANTE SAY ON PAY)
8 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt No vote
REPORT ON THE REGULATED AGREEMENTS REFERRED
TO IN ARTICLES L.225-38 AND FOLLOWING OF
THE FRENCH COMMERCIAL CODE
9 AUTHORISATION FOR THE BOARD OF DIRECTORS TO Mgmt No vote
TRADE IN THE COMPANY'S SHARES
10 AUTHORISATION FOR THE BOARD OF DIRECTORS TO Mgmt No vote
REDUCE THE SHARE CAPITAL BY CANCELLING
TREASURY SHARES
11 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
ISSUING, WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE SHARE CAPITAL
12 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
ISSUING, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON
SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE SHARE CAPITAL, BY PUBLIC
OFFERING
13 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
ISSUING, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON
SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE SHARE CAPITAL, BY MEANS OF AN
OFFER REFERRED TO IN PARAGRAPH 1DECREE OF
ARTICLE L. 411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE
14 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF A
CAPITAL INCREASE WITH OR WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
15 DELEGATION OF POWERS TO THE BOARD OF Mgmt No vote
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES TO REMUNERATE CONTRIBUTIONS IN
KIND GRANTED TO THE COMPANY
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
CAPITALISATION OF RESERVES, PROFITS OR
PREMIUMS
17 LIMITATION OF THE OVERALL AMOUNT OF CAPITAL Mgmt No vote
INCREASES THAT MAY BE CARRIED OUT UNDER THE
PREVIOUS DELEGATIONS
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE SHARE
CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF
THE MEMBERS OF A COMPANY SAVINGS PLAN
19 AUTHORISATION FOR THE BOARD OF DIRECTORS TO Mgmt No vote
FREELY ALLOCATE SHARES WITHOUT PERFORMANCE
CONDITIONS FOR THE BENEFIT OF EMPLOYEES OF
THE ACCOR GROUP
20 STATUTORY AMENDMENTS Mgmt No vote
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO ISSUE SHARE
SUBSCRIPTION WARRANTS TO BE FREELY
ALLOCATED TO SHAREHOLDERS IN THE EVENT OF A
PUBLIC OFFERING CONCERNING THE COMPANY'S
SECURITIES
22 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE.
--------------------------------------------------------------------------------------------------------------------------
ACKERMANS & VAN HAAREN NV Agenda Number: 713179869
--------------------------------------------------------------------------------------------------------------------------
Security: B01165156
Meeting Type: MIX
Meeting Date: 09-Nov-2020
Ticker:
ISIN: BE0003764785
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 30 NOV 2020 FOR EXTRAORDINARY
GENERAL MEETING. CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED. THANK
YOU
SGM1 APPROVAL OF AN INTERMEDIARY DIVIDEND: Mgmt No vote
APPROVAL OF A GROSS DIVIDEND OF 2.32 EUROS
PER SHARE. AS THE TREASURY SHARES ARE NOT
ENTITLED TO DIVIDEND, THE TOTAL AMOUNT OF
THE DIVIDEND PAYMENT DEPENDS ON THE NUMBER
OF TREASURY SHARES HELD BY ACKERMANS & VAN
HAAREN NV AND THE PERSONS ACTING IN THEIR
OWN NAME BUT ON BEHALF OF ACKERMANS & VAN
HAAREN NV ON NOVEMBER 10, 2020 AT 11:59
P.M. BELGIAN TIME (I.E. THE DAY BEFORE THE
EX-DATE). THIS DATE IS RELEVANT FOR
DETERMINING THE DIVIDEND ENTITLEMENT OF THE
SHARES AND THEREFORE FOR THE CANCELLATION
OF THE DIVIDEND RIGHTS ATTACHED TO THE
TREASURY SHARES
EGM1 SPECIAL REPORT OF THE BOARD OF DIRECTORS IN Non-Voting
ACCORDANCE WITH ARTICLE 7:199 OF THE CCA
RELATING TO THE RENEWAL OF THE
AUTHORISATION GRANTED WITHIN THE FRAMEWORK
OF THE AUTHORISED CAPITAL
EGM2 RENEWAL OF THE AUTHORISATION TO INCREASE Mgmt No vote
THE CAPITAL WITHIN THE FRAMEWORK OF THE
AUTHORISED CAPITAL
EGM3 RENEWAL OF THE AUTHORISATION TO ACQUIRE OWN Mgmt No vote
SHARES - AUTHORISATION FOR DISPOSAL
EGM4 REFORMULATION OF THE ARTICLES OF Mgmt No vote
ASSOCIATION
EGM5 AUTHORISATION TO DRAW UP A COORDINATED Non-Voting
VERSION OF THE ARTICLES OF ASSOCIATION
CMMT 29 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ACKERMANS & VAN HAAREN NV Agenda Number: 713978091
--------------------------------------------------------------------------------------------------------------------------
Security: B01165156
Meeting Type: OGM
Meeting Date: 25-May-2021
Ticker:
ISIN: BE0003764785
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ANNUAL REPORT OF THE BOARD OF DIRECTORS FOR Non-Voting
THE FINANCIAL YEAR ENDED DECEMBER 31, 2020
2 AUDITOR'S REPORT FOR THE FINANCIAL YEAR Non-Voting
ENDED DECEMBER 31, 2020
3 APPROVAL OF THE STATUTORY AND CONSOLIDATED Mgmt No vote
ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR
ENDED DECEMBER 31, 2020, INCLUDING THE
APPROVAL OF A GROSS DIVIDEND OF 2.35 EUROS
PER SHARE. AS TREASURY SHARES ARE NOT
ENTITLED TO A DIVIDEND, THE TOTAL AMOUNT OF
THE DIVIDEND PAYMENT WILL DEPEND ON THE
NUMBER OF TREASURY SHARES HELD BY ACKERMANS
& VAN HAAREN NV AND THE PERSONS ACTING IN
THEIR OWN NAME BUT ON ITS BEHALF.
DETERMINATION OF 26 MAY 2021 AT 23:59 PM
BELGIAN TIME (I.E. THE DAY BEFORE THE
EX-DATE) AS RELEVANT TIME FOR DETERMINING
THE DIVIDEND ENTITLEMENT AND THUS THE
CANCELLATION OF DIVIDEND RIGHTS ATTACHED TO
THE TREASURY SHARES. AUTHORISATION FOR THE
BOARD OF DIRECTORS TO INSERT THE FINAL
AMOUNT OF THE TOTAL DIVIDEND PAYMENT (AND
OTHER RESULTING CHANGES IN THE
APPROPRIATION OF RESULTS) IN THE STATUTORY
ANNUAL ACCOUNTS
4.1 GRANTING DISCHARGE TO THE DIRECTOR FOR THE Mgmt No vote
PERFORMANCE OF THEIR MANDATE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2020:
ALEXIA BERTRAND
4.2 GRANTING DISCHARGE TO THE DIRECTOR FOR THE Mgmt No vote
PERFORMANCE OF THEIR MANDATE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2020: LUC
BERTRAND
4.3 GRANTING DISCHARGE TO THE DIRECTOR FOR THE Mgmt No vote
PERFORMANCE OF THEIR MANDATE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2020:
MARION DEBRUYNE BV (MARION DEBRUYNE)
4.4 GRANTING DISCHARGE TO THE DIRECTOR FOR THE Mgmt No vote
PERFORMANCE OF THEIR MANDATE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2020:
JACQUES DELEN
4.5 GRANTING DISCHARGE TO THE DIRECTOR FOR THE Mgmt No vote
PERFORMANCE OF THEIR MANDATE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2020:
PIERRE MACHARIS
4.6 GRANTING DISCHARGE TO THE DIRECTOR FOR THE Mgmt No vote
PERFORMANCE OF THEIR MANDATE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2020:
JULIEN PESTIAUX
4.7 GRANTING DISCHARGE TO THE DIRECTOR FOR THE Mgmt No vote
PERFORMANCE OF THEIR MANDATE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2020:
THIERRY VAN BAREN
4.8 GRANTING DISCHARGE TO THE DIRECTOR FOR THE Mgmt No vote
PERFORMANCE OF THEIR MANDATE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2020:
MENLO PARK BV (VICTORIA VANDEPUTTE)
4.9 GRANTING DISCHARGE TO THE DIRECTOR FOR THE Mgmt No vote
PERFORMANCE OF THEIR MANDATE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2020:
FREDERIC VAN HAAREN
4.10 GRANTING DISCHARGE TO THE DIRECTOR FOR THE Mgmt No vote
PERFORMANCE OF THEIR MANDATE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2020:
PIERRE WILLAERT
5 GRANTING DISCHARGE TO THE AUDITOR FOR THE Mgmt No vote
PERFORMANCE OF ITS MANDATE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2020
6.1 APPROVAL OF THE RENEWAL OF THE MANDATE OF Mgmt No vote
MR LUC BERTRAND FOR A PERIOD OF TWO (2)
YEARS. ALTHOUGH LUC BERTRAND HAS REACHED
THE AGE LIMIT MENTIONED IN ARTICLE 2.3.3 OF
THE COMPANY'S CORPORATE GOVERNANCE CHARTER,
THE BOARD OF DIRECTORS WISHES TO PROPOSE
LUC BERTRAND FOR REAPPOINTMENT IN VIEW OF
HIS PARTICULAR EXPERTISE AND MANY YEARS OF
EXPERIENCE AS AN INVESTOR IN, AND DIRECTOR
AND MANAGER OF, NUMEROUS COMPANIES IN
DIFFERENT SECTORS, INCLUDING THE CORE
SECTORS IN WHICH THE COMPANY IS ACTIVE
6.2 APPROVAL OF THE RENEWAL OF THE MANDATE OF Mgmt No vote
MRS ALEXIA BERTRAND FOR A PERIOD OF FOUR
(4) YEARS
6.3 APPROVAL OF THE RENEWAL OF THE MANDATE OF Mgmt No vote
MR FREDERIC VAN HAAREN FOR A PERIOD OF FOUR
(4) YEARS
7 APPROVAL OF THE REMUNERATION REPORT FOR Mgmt No vote
FINANCIAL YEAR 2020. THIS VOTE IS ADVISORY.
IF NECESSARY, THE COMPANY WILL EXPLAIN IN
THE NEXT REMUNERATION REPORT HOW THE VOTE
OF THE GENERAL MEETING WAS TAKEN INTO
ACCOUNT
8 APPROVAL OF THE REMUNERATION POLICY Mgmt No vote
APPLICABLE AS OF FINANCIAL YEAR 2021
CMMT 29 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 4.10. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ACS, ACTIVIDADES DE CONSTRUCCION Y SERVICIOS SA Agenda Number: 713820315
--------------------------------------------------------------------------------------------------------------------------
Security: E7813W163
Meeting Type: OGM
Meeting Date: 06-May-2021
Ticker:
ISIN: ES0167050915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1.1 APPROVAL OF THE ANNUAL ACCOUNTS AND Mgmt No vote
MANAGEMENT REPORTS CORRESPONDING TO THE
2020 FINANCIAL YEAR, BOTH FOR THE COMPANY
AND FOR THE CONSOLIDATED GROUP OF COMPANIES
OF WHICH ACS, ACTIVIDADES DE CONSTRUCCION Y
SERVICIOS, S.A. IT IS A DOMINANT COMPANY
1.2 ALLOCATION OF RESULTS Mgmt No vote
2 APPROVAL OF THE CONSOLIDATED NON-FINANCIAL Mgmt No vote
INFORMATION STATEMENT CORRESPONDING TO THE
2020 FISCAL YEAR
3 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt No vote
DIRECTORS DURING THE 2020 FINANCIAL YEAR
4.1 RE-ELECTION OF MS. CARMEN FERNANDEZ ROZADO, Mgmt No vote
WITH THE CATEGORY OF INDEPENDENT DIRECTOR
4.2 RE-ELECTION OF MR. JOSE ELADIO SECO Mgmt No vote
DOMINGUEZ, WITH THE CATEGORY OF INDEPENDENT
DIRECTOR
5 ANNUAL REPORT ON THE REMUNERATION OF Mgmt No vote
DIRECTORS, CORRESPONDING TO THE 2020
FINANCIAL YEAR, WHICH IS SUBMITTED TO A
CONSULTATIVE VOTE
6 CAPITAL INCREASE CHARGED ENTIRELY TO Mgmt No vote
RESERVES AND AUTHORIZATION TO REDUCE
CAPITAL TO AMORTIZE TREASURY STOCK
7 AUTHORIZATION FOR THE DERIVATIVE Mgmt No vote
ACQUISITION OF OWN SHARES AND FOR THE
REDUCTION OF THE SHARE CAPITAL WITH THE
PURPOSE OF AMORTIZATION OF OWN SHARES
8 DELEGATION OF POWERS FOR THE EXECUTION AND Mgmt No vote
FORMALIZATION OF AGREEMENTS
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 07 MAY 2021 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG Agenda Number: 713728701
--------------------------------------------------------------------------------------------------------------------------
Security: D0066B185
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: DE000A1EWWW0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 3.00 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 ELECT JACKIE JOYNER-KERSEE TO THE Mgmt No vote
SUPERVISORY BOARD
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
8 AMEND ARTICLES RE: INFORMATION FOR Mgmt No vote
REGISTRATION IN THE SHARE REGISTER
9 APPROVE CREATION OF EUR 50 MILLION POOL OF Mgmt No vote
CAPITAL WITH PREEMPTIVE RIGHTS
10 APPROVE CREATION OF EUR 20 MILLION POOL OF Mgmt No vote
CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
11 CANCEL AUTHORIZED CAPITAL 2016 Mgmt No vote
12 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
13 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt No vote
REPURCHASING SHARES
14 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt No vote
2021
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 713491455
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: EGM
Meeting Date: 12-Feb-2021
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. PROPOSAL APPOINTMENT ALEXANDER MATTHEY AS Mgmt No vote
MEMBER OF THE MANAGEMENT BOARD WITH THE
TITLE CHIEF TECHNOLOGY OFFICER
3. PROPOSAL APPOINTMENT CAOIMHE TREASA KEOGAN Mgmt No vote
AS MEMBER OF THE SUPERVISORY BOARD
4. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 713974219
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: AGM
Meeting Date: 03-Jun-2021
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. ANNUAL REPORT; MANAGEMENT BOARD Non-Voting
REMUNERATION; SUPERVISORY BOARD
REMUNERATION; ADOPTION OF THE ANNUAL
ACCOUNTS; DIVIDEND POLICY; DETERMINATION OF
DIVIDEND
2.a. DISCUSSION OF THE MANAGEMENT BOARD'S REPORT Non-Voting
AND THE SUPERVISORY BOARD'S REPORT FOR THE
PAST FINANCIAL YEAR. THE MANAGEMENT BOARD
WILL GIVE A PRESENTATION ON THE PERFORMANCE
OF THE COMPANY IN 2020. FURTHERMORE, THE
SUPERVISORY BOARD'S REPORT AND ACCOUNTANT
STATEMENTS WILL BE DISCUSSED
2.b. DISCUSSION OF THE REMUNERATION REPORT OVER Mgmt No vote
THE YEAR 2020 INCLUDING THE MANAGEMENT
BOARD AND SUPERVISORY BOARD'S REMUNERATION
FOR THE PAST FINANCIAL YEAR. PLEASE REFER
TO THE REMUNERATION REPORT FOR THE
FINANCIAL YEAR 2020 (IN ACCORDANCE WITH THE
COMPANY'S EXISTING REMUNERATION POLICY AS
APPROVED BY THE GENERAL MEETING OF
SHAREHOLDERS WHICH WAS HELD ON 26 MAY 2020)
INCLUDED IN OUR ANNUAL REPORT ON PAGE 88,
AS PUBLISHED ON OUR WEBSITE
2.c. IT IS PROPOSED TO ADOPT THE ANNUAL ACCOUNTS Mgmt No vote
FOR THE FINANCIAL YEAR 2020 AS DRAWN UP BY
THE MANAGEMENT BOARD AND SIGNED BY THE
MANAGEMENT BOARD AND THE SUPERVISORY BOARD.
PRICEWATERHOUSECOOPERS N.V. (PWC) HAS
AUDITED THE ANNUAL ACCOUNTS AND HAS ISSUED
AN UNQUALIFIED AUDITOR'S REPORT
2.d. DISCUSSION OF THE POLICY ON DIVIDEND, Non-Voting
RESERVATIONS AND DISTRIBUTIONS. PLEASE
REFER TO THE DIVIDEND POLICY PUBLISHED ON
THE COMPANY'S WEBSITE, AS FURTHER REFERRED
TO ON PAGE 128 OF THE ANNUAL REPORT FOR THE
FINANCIAL YEAR 2020. IN ACCORDANCE WITH THE
ARTICLES OF ASSOCIATION OF THE COMPANY, THE
MANAGEMENT BOARD, WITH THE APPROVAL OF THE
SUPERVISORY BOARD, DECIDED TO ALLOCATE THE
PROFITS FOR THE FINANCIAL YEAR 2020 TO THE
RESERVES OF THE COMPANY
3. IT IS PROPOSED TO DISCHARGE THE MEMBERS OF Mgmt No vote
THE MANAGEMENT BOARD (IN 2020 BEING PIETER
VAN DER DOES (CEO), ARNOUT SCHUIJFF (CTO),
INGO UYTDEHAAGE (CFO), ROELANT PRINS (CCO),
MARITTE SWART (CLCO) AND KAMRAN ZAKI (COO))
FROM LIABILITY IN RESPECT OF THE
PERFORMANCE OF THEIR MANAGEMENT DUTIES TO
THE EXTENT THAT SUCH PERFORMANCE IS
APPARENT FROM THE ANNUAL ACCOUNTS FOR THE
FINANCIAL YEAR 2020 OR HAS BEEN OTHERWISE
DISCLOSED TO THE GENERAL MEETING BEFORE THE
RESOLUTION IS ADOPTED. IT IS FURTHERMORE
PROPOSED TO DISCHARGE THE MEMBERS OF THE
MANAGEMENT BOARD WHO RESIGNED IN THE COURSE
OF 2020 (BEING JOOP WIJN (FORMER CSRO) AND
SAM HALSE (FORMER COO)) FROM LIABILITY FOR
MANAGEMENT DUTIES PERFORMED IN THE
FINANCIAL YEAR 2020 UNTIL THEIR EFFECTIVE
DATE OF RESIGNATION
4. IT IS PROPOSED TO DISCHARGE THE MEMBERS OF Mgmt No vote
THE SUPERVISORY BOARD (IN 2020 BEING PIERO
OVERMARS, DELFIN RUEDA, JOEP VAN BEURDEN
AND PAMELA JOSEPH) FROM LIABILITY IN
RESPECT OF THE PERFORMANCE OF THEIR
SUPERVISORY DUTIES TO THE EXTENT THAT SUCH
PERFORMANCE IS APPARENT FROM THE ANNUAL
ACCOUNTS FOR THE FINANCIAL YEAR 2020 OR HAS
BEEN OTHERWISE DISCLOSED TO THE GENERAL
MEETING BEFORE THE RESOLUTION IS ADOPTED
5. PROPOSAL REAPPOINTMENT INGO JEROEN Mgmt No vote
UYTDEHAAGE AS MEMBER OF THE MANAGEMENT
BOARD WITH THE TITLE CHIEF FINANCIAL
OFFICER
6. PROPOSAL REAPPOINTMENT DELFIN RUEDA ARROYO Mgmt No vote
AS MEMBER OF THE SUPERVISORY BOARD
7. IT IS PROPOSED TO RENEW THE AUTHORITY OF Mgmt No vote
THE MANAGEMENT BOARD, SUBJECT TO THE
SUPERVISORY BOARD S APPROVAL, TO ISSUE
ORDINARY SHARES OR TO GRANT RIGHTS TO
SUBSCRIBE FOR ORDINARY SHARES FOR A PERIOD
OF 18 MONTHS FROM THE DATE OF THIS GENERAL
MEETING UP TO 10% OF THE TOTAL NUMBER OF
SHARES ISSUED AT THE TIME OF THE GENERAL
MEETING FOR ANY PURPOSES. ONCE THIS
AUTHORIZATION IS APPROVED, THIS WILL
REPLACE THE CURRENT AUTHORIZATIONS. ONCE
APPROVED, THE AUTHORIZATION CANNOT BE
REVOKED
8. IT IS PROPOSED TO RENEW THE AUTHORITY OF Mgmt No vote
THE MANAGEMENT BOARD, SUBJECT TO THE
SUPERVISORY BOARD'S APPROVAL, TO RESTRICT
OR EXCLUDE APPLICABLE PRE-EMPTIVE RIGHTS
WHEN ISSUING ORDINARY SHARES OR GRANTING
RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES AS
SET OUT IN ITEM 7 ABOVE FOR A PERIOD OF 18
MONTHS FROM THE DATE OF THIS GENERAL
MEETING. ONCE THIS AUTHORIZATION IS
APPROVED, THIS WILL REPLACE THE CURRENT
AUTHORIZATIONS. ONCE APPROVED, THE
AUTHORIZATION CANNOT BE REVOKED
9. AUTHORITY TO ACQUIRE OWN SHARES Mgmt No vote
10. IN ACCORDANCE WITH THE RECOMMENDATIONS OF Mgmt No vote
THE AUDIT COMMITTEE, THE SUPERVISORY BOARD
PROPOSES TO REAPPOINT PWC AS EXTERNAL
AUDITOR OF THE COMPANY FOR THE CURRENT
FINANCIAL YEAR
11. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
--------------------------------------------------------------------------------------------------------------------------
AEGON NV Agenda Number: 713987090
--------------------------------------------------------------------------------------------------------------------------
Security: N00927298
Meeting Type: AGM
Meeting Date: 03-Jun-2021
Ticker:
ISIN: NL0000303709
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1. OPENING Non-Voting
2. 2020 BUSINESS OVERVIEW Non-Voting
3. ANNUAL REPORT AND ANNUAL ACCOUNTS 2020 Non-Voting
3.1 REPORTS OF THE BOARDS FOR 2020 Non-Voting
3.2 ANNUAL ACCOUNTS 2020 AND REPORT OF THE Non-Voting
INDEPENDENT AUDITOR
3.3 REMUNERATION REPORT 2020 (ADVISORY VOTE) Mgmt No vote
3.4 ADOPTION OF THE ANNUAL ACCOUNTS 2020 Mgmt No vote
3.5 APPROVAL OF THE FINAL DIVIDEND 2020: Mgmt No vote
DIVIDENDS OF EUR 0.06 PER COMMON SHARE AND
EUR 0.0015 PER COMMON SHARE B
4. APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
ACCOUNTANTS N.V. AS INDEPENDENT AUDITOR FOR
THE ANNUAL ACCOUNTS 2021, 2022, AND 2023
5. RELEASE FROM LIABILITY Non-Voting
5.1 RELEASE FROM LIABILITY FOR THE MEMBERS OF Mgmt No vote
THE EXECUTIVE BOARD FOR THEIR DUTIES
PERFORMED DURING 2020
5.2 RELEASE FROM LIABILITY FOR THE MEMBERS OF Mgmt No vote
THE SUPERVISORY BOARD FOR THEIR DUTIES
PERFORMED DURING 2020
6. COMPOSITION OF THE SUPERVISORY BOARD Non-Voting
6.1 REAPPOINTMENT OF MS. DONA YOUNG AS MEMBER Mgmt No vote
OF THE SUPERVISORY BOARD
6.2 REAPPOINTMENT OF MR. WILLIAM CONNELLY AS Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD
6.3 REAPPOINTMENT OF MR. MARK ELLMAN AS MEMBER Mgmt No vote
OF THE SUPERVISORY BOARD
6.4 APPOINTMENT OF MR. JACK MCGARRY AS MEMBER Mgmt No vote
OF THE SUPERVISORY BOARD
7. COMPOSITION OF THE EXECUTIVE BOARD Non-Voting
7.1 REAPPOINTMENT OF MR. MATTHEW RIDER AS Mgmt No vote
MEMBER OF THE EXECUTIVE BOARD
8. CANCELLATION, ISSUANCE, AND ACQUISITION OF Non-Voting
SHARES
8.1 PROPOSAL TO CANCEL COMMON SHARES AND COMMON Mgmt No vote
SHARES B
8.2 AUTHORIZATION OF THE EXECUTIVE BOARD TO Mgmt No vote
ISSUE COMMON SHARES WITH OR WITHOUT
PRE-EMPTIVE RIGHTS
8.3 AUTHORIZATION OF THE EXECUTIVE BOARD TO Mgmt No vote
ISSUE SHARES IN CONNECTION WITH A RIGHTS
ISSUE
8.4 AUTHORIZATION OF THE EXECUTIVE BOARD TO Mgmt No vote
ACQUIRE SHARES IN THE COMPANY
9. ANY OTHER BUSINESS Non-Voting
10. CLOSING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AENA SME SA Agenda Number: 713184682
--------------------------------------------------------------------------------------------------------------------------
Security: E526K0106
Meeting Type: AGM
Meeting Date: 29-Oct-2020
Ticker:
ISIN: ES0105046009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 442736 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 30 OCT 2020 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt No vote
THE INDIVIDUAL ANNUAL ACCOUNTS (BALANCE
SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT
OF CHANGES IN EQUITY, CASH FLOW STATEMENT
AND NOTES) AND INDIVIDUAL MANAGEMENT REPORT
OF THE COMPANY FOR THE FISCAL YEAR ENDED 31
DECEMBER 2019
2 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt No vote
THE CONSOLIDATED ANNUAL ACCOUNTS (BALANCE
SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT
OF CHANGES IN EQUITY, CASH FLOW STATEMENT
AND NOTES) AND THE CONSOLIDATED MANAGEMENT
REPORT OF THE COMPANY AND ITS SUBSIDIARIES
FOR THE FISCAL YEAR ENDED 31 DECEMBER 2019
3 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt No vote
THE PROPOSED ALLOCATION OF EARNINGS OF THE
COMPANY FOR THE FISCAL YEAR ENDED 31
DECEMBER 2019
4 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt No vote
THE NON-FINANCIAL INFORMATION STATEMENT
(EINF) FOR THE YEAR 2019
5 RECLASSIFICATION OF VOLUNTARY RESERVES TO Mgmt No vote
CAPITALISATION RESERVE
6 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt No vote
THE CORPORATE MANAGEMENT FOR THE FISCAL
YEAR ENDED 31 DECEMBER 2019
7.1 RE-ELECTION OF MR AMANCIO LOPEZ SEIJAS AS Mgmt No vote
AN INDEPENDENT DIRECTOR
7.2 RE-ELECTION OF MR JAIME TERCEIRO LOMBA AS Mgmt No vote
AN INDEPENDENT DIRECTOR
7.3 APPOINTMENT AS DIRECTOR OF MS IRENE CANO Mgmt No vote
PIQUERO AS AN INDEPENDENT DIRECTOR
7.4 APPOINTMENT OF MR FRANCISCO JAVIER MARIN Mgmt No vote
SAN ANDRES AS DIRECTOR WITH THE STATUS OF
EXECUTIVE DIRECTOR
8 AUTHORISATION FOR THE PURPOSES OF ARTICLE Mgmt No vote
146 OF THE CORPORATE ENTERPRISES ACT FOR
THE POSSIBLE ACQUISITION OF TREASURY SHARES
9 ADVISORY VOTE OF THE ANNUAL REPORT ON Mgmt No vote
DIRECTORS' REMUNERATION FOR THE FISCAL YEAR
2019
10 APPROVAL, WHERE APPROPRIATE, OF THE Mgmt No vote
PRINCIPLES FOR CLIMATE CHANGE ACTION AND
ENVIRONMENTAL GOVERNANCE
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: INSTRUCTIONS TO THE
BOARD OF DIRECTORS TO PRESENT THE CLIMATE
ACTION PLAN IN THE ORDINARY GENERAL
SHAREHOLDERS MEETING OCCURRING IN 2021 AND
CLIMATE ACTION UPDATE REPORTS IN THE
ORDINARY GENERAL SHAREHOLDERS MEETINGS THAT
MAY TAKE PLACE AS FROM 2022 (INCLUSIVE),
AND REQUEST A SHAREHOLDERS ADVISORY VOTE
REGARDING SUCH DOCUMENTS AS A SEPARATE ITEM
ON THE AGENDA
12 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: AMENDMENT OF THE
CORPORATE BYELAWS TO INCLUDE A NEW ARTICLE
50 BIS
13 DELEGATION OF POWERS TO THE BOARD OF Mgmt No vote
DIRECTORS TO FORMALISE AND EXECUTE ALL THE
RESOLUTIONS ADOPTED BY THE GENERAL
SHAREHOLDERS' MEETING AS WELL AS TO
SUB-DELEGATE THE POWERS CONFERRED ON IT BY
THE MEETING, AND TO RECORD SUCH RESOLUTIONS
IN A NOTARIAL INSTRUMENT AND INTERPRET,
CURE A DEFECT IN, COMPLEMENT, DEVELOP AND
REGISTER THEM
--------------------------------------------------------------------------------------------------------------------------
AENA SME SA Agenda Number: 713721872
--------------------------------------------------------------------------------------------------------------------------
Security: E526K0106
Meeting Type: OGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: ES0105046009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 28 APR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt No vote
THE INDIVIDUAL ANNUAL ACCOUNTS (BALANCE
SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT
OF CHANGES IN EQUITY, CASH FLOW STATEMENT
AND NOTES) AND THE INDIVIDUAL MANAGEMENT
REPORT OF THE COMPANY FOR THE FISCAL YEAR
ENDED 31 DECEMBER 2020
2 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt No vote
THE CONSOLIDATED ANNUAL ACCOUNTS BALANCE
SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT
OF CHANGES IN EQUITY, CASH FLOW STATEMENT
AND NOTES AND THE CONSOLIDATED MANAGEMENT
REPORT OF THE COMPANY AND ITS SUBSIDIARIES
FOR THE FISCAL YEAR ENDED 31 DECEMBER 2020
3 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt No vote
THE PROPOSED APPROPRIATION OF EARNINGS OF
THE COMPANY FOR THE FISCAL YEAR ENDED 31
DECEMBER 2020
4 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt No vote
THE NON-FINANCIAL INFORMATION STATEMENT
EINF FOR THE FISCAL YEAR ENDED 31 DECEMBER
2020
5 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt No vote
THE CORPORATE MANAGEMENT FOR THE FISCAL
YEAR ENDED 31 DECEMBER 2020
6 COMPOSITION OF THE BOARD OF DIRECTORS Mgmt No vote
RATIFICATION OF THE APPOINTMENT OF MR. JUAN
RIO CORTES AS INDEPENDENT DIRECTOR
7.1 AMENDMENT TO ARTICLE 15 CALLING OF THE Mgmt No vote
GENERAL SHAREHOLDERS MEETING, ARTICLE 18
RIGHT TO ATTEND, ARTICLE 20 VENUE AND TIME
OF THE GENERAL SHAREHOLDERS MEETING AND
ARTICLE 28 MINUTES, TO REGULATE ATTENDANCE
BY REMOTE MEANS AND THE HOLDING OF THE
GENERAL SHAREHOLDERS MEETING EXCLUSIVELY BY
REMOTE MEANS
7.2 AMENDMENT TO ARTICLE 31 COMPETENCE OF THE Mgmt No vote
BOARD OF DIRECTORS, ARTICLE 41 COMMITTEES
OF THE BOARD OF DIRECTORS AND INCLUSION OF
ARTICLE 44 BIS FOR THE CREATION AND
REGULATION OF A SUSTAINABILITY AND CLIMATE
ACTION COMMITTEE
7.3 AMENDMENT TO ARTICLE 42 EXECUTIVE Mgmt No vote
COMMITTEE, ARTICLE 43 AUDIT COMMITTEE,
ARTICLE 44 APPOINTMENTS, REMUNERATION AND
CORPORATE GOVERNANCE COMMITTEE, ARTICLE 49
ANNUAL CORPORATE GOVERNANCE REPORT, ARTICLE
50 ANNUAL REPORT ON DIRECTORS REMUNERATION
AND ARTICLE 50 BIS CLIMATE ACTION PLAN AND
UPDATED CLIMATE ACTION REPORTS
8 AMENDMENT TO ARTICLE 11 NOTICE OF THE Mgmt No vote
GENERAL SHAREHOLDERS MEETING, ARTICLE 14
RIGHT TO ATTEND, ARTICLE 19 MEETING VENUE
AND ARTICLE 45 MINUTES OF THE REGULATIONS
OF THE GENERAL SHAREHOLDERS MEETING TO
REGULATE ATTENDANCE BY REMOTE MEANS AND THE
HOLDING OF THE GENERAL SHAREHOLDERS MEETING
EXCLUSIVELY BY REMOTE MEANS
9 ADVISORY VOTE OF THE ANNUAL REPORT ON Mgmt No vote
DIRECTORS REMUNERATION FOR THE FISCAL YEAR
2020
10 VOTING, ON A CONSULTATIVE BASIS, ON THE Mgmt No vote
CLIMATE ACTION PLAN 2021 2030
11 DELEGATION OF POWERS TO THE BOARD OF Mgmt No vote
DIRECTORS TO FORMALISE AND EXECUTE ALL THE
RESOLUTIONS ADOPTED BY THE GENERAL
SHAREHOLDERS MEETING AS WELL AS TO SUB
DELEGATE THE POWERS CONFERRED ON IT BY THE
MEETING, AND TO RECORD SUCH RESOLUTIONS IN
A NOTARIAL INSTRUMENT AND INTERPRET, CURE A
DEFECT IN, COMPLEMENT, DEVELOP AND REGISTER
THEM
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
AEROPORTS DE PARIS ADP Agenda Number: 713755859
--------------------------------------------------------------------------------------------------------------------------
Security: F00882104
Meeting Type: MIX
Meeting Date: 11-May-2021
Ticker:
ISIN: FR0010340141
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 19 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104192100953-47 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING FOR ALL RESOLUTIONS AND
MODIFICATION OF THE TEXT IN COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
1 AMENDMENTS TO THE BYLAWS RELATED TO Mgmt No vote
LEGISLATIVE AND REGULATORY CHANGES -
CANCELATION OF THE REFERENCE TO DEPUTY
STATUTORY AUDITORS
2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
4 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
ENDED 31 DECEMBER 2020
5 APPROVAL OF AGREEMENTS CONCLUDED WITH THE Mgmt No vote
FRENCH STATE AS REFERRED TO IN ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
6 APPROVAL OF AN AGREEMENT CONCLUDED WITH THE Mgmt No vote
PUBLIC ESTABLISHMENT GRAND PARIS
AMENAGEMENT REFERRED TO IN ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
7 APPROVAL OF AN AGREEMENT CONCLUDED WITH Mgmt No vote
SOCIETE DU GRAND PARIS REFERRED TO IN
ARTICLES L. 225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
8 APPROVAL OF AN AGREEMENT CONCLUDED WITH Mgmt No vote
ROYAL SCHIPHOL GROUP N.V. COMPANY (FORMERLY
N.V. LUCHTHAVEN SCHIPHOL) REFERRED TO IN
ARTICLES L. 225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
9 APPROVAL OF AN AGREEMENT CONCLUDED WITH THE Mgmt No vote
FRENCH STATE PURSUANT TO ARTICLE L. 225-42
OF THE FRENCH COMMERCIAL CODE
10 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt No vote
TRADE IN THE COMPANY'S SHARES UNDER ARTICLE
L. 22-10-62 OF THE FRENCH COMMERCIAL CODE
11 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt No vote
ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL
CODE CONCERNING THE COMPENSATION OF
CORPORATE OFFICERS
12 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING, OR ALLOCATED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. AUGUSTIN DE
ROMANET, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
13 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS (OTHER
THAN THE CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
14 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt No vote
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
15 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt No vote
JEAN-BENOIT ALBERTINI AS DIRECTOR, AS A
REPLACEMENT FOR MR. CHRISTOPHE MIRMAND, WHO
RESIGNED
16 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt No vote
SEVERIN CABANNES AS DIRECTOR, AS A
REPLACEMENT FOR VINCI COMPANY, WHICH
RESIGNED
17 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt No vote
ROBERT CARSOUW AS DIRECTOR, AS A
REPLACEMENT FOR MRS. JACOBA VAN DER MEIJS,
WHO RESIGNED
18 RENEWAL OF THE TERM OF OFFICE OF ERNST & Mgmt No vote
YOUNG AUDIT COMPANY AS PRINCIPAL STATUTORY
AUDITOR
19 RENEWAL OF THE TERM OF OFFICE OF DELOITTE & Mgmt No vote
ASSOCIES COMPANY AS PRINCIPAL STATUTORY
AUDITOR
20 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
AGEAS NV Agenda Number: 713944026
--------------------------------------------------------------------------------------------------------------------------
Security: B0148L138
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: BE0974264930
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535853 DUE TO RECEIPT OF
POSTPONEMENT OF MEETING FROM 22 APR 2021 TO
19 MAY 2021 AND CHANGE IN RECORD DATE FROM
8 APR 2021 TO 5 MAY 2021. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 OPENING Non-Voting
2.1.1 DISCUSSION OF THE ANNUAL REPORT ON THE Non-Voting
FINANCIAL YEAR 2020
2.1.2 DISCUSSION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS FOR THE FINANCIAL YEAR 2020
2.1.3 PROPOSAL TO APPROVE THE STATUTORY ANNUAL Mgmt No vote
ACCOUNTS OF THE COMPANY FOR THE FINANCIAL
YEAR 2020 AND ALLOCATION OF THE RESULTS
2.2.1 INFORMATION ON THE DIVIDEND POLICY Non-Voting
2.2.2 PROPOSAL TO ADOPT A GROSS DIVIDEND FOR THE Mgmt No vote
2020 FINANCIAL YEAR OF EUR 2.65 PER AGEAS
SA/NV SHARE; THE DIVIDEND WILL BE PAYABLE
AS FROM 4 JUNE 2021. THE DIVIDEND WILL BE
FUNDED FROM THE AVAILABLE RESERVES, AS WELL
AS FROM AMOUNTS RESERVED FOR DIVIDENDS ON
FINANCIAL YEAR 2019, BUT WHICH HAD NOT BEEN
PAID OUT DUE TO THE PURCHASE OF OWN SHARES
2.3.1 PROPOSAL TO GRANT DISCHARGE OF LIABILITY TO Mgmt No vote
THE MEMBERS OF THE BOARD OF DIRECTORS FOR
THE FINANCIAL YEAR 2020
2.3.2 PROPOSAL TO GRANT DISCHARGE OF LIABILITY TO Mgmt No vote
THE AUDITOR FOR THE FINANCIAL YEAR 2020
3 PROPOSAL TO APPROVE THE REMUNERATION REPORT Mgmt No vote
4.1 PROPOSAL TO APPOINT MR. JEAN-MICHEL Mgmt No vote
CHATAGNY AS AN INDEPENDENT1 NON-EXECUTIVE
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY, FOR A PERIOD OF FOUR YEARS, UNTIL
THE CLOSE OF THE ORDINARY GENERAL MEETING
OF SHAREHOLDERS IN 2025
4.2 PROPOSAL TO RE-APPOINT MS. KATLEEN Mgmt No vote
VANDEWEYER AS AN INDEPENDENT3 NON-EXECUTIVE
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY, FOR A PERIOD OF FOUR YEARS, UNTIL
THE CLOSE OF THE ORDINARY GENERAL MEETING
OF SHAREHOLDERS IN 2025
4.3 PROPOSAL TO RE-APPOINT MR. BART DE SMET AS Mgmt No vote
A NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS OF THE COMPANY, FOR A PERIOD OF
FOUR YEARS, UNTIL THE CLOSE OF THE ORDINARY
GENERAL MEETING OF SHAREHOLDERS IN 2025
4.4 UPON RECOMMENDATION OF THE AUDIT COMMITTEE, Mgmt No vote
PROPOSAL TO RE-APPOINT PWC
BEDRIJFSREVISOREN BV / PWC REVISEURS
D'ENTREPRISES SRL AS STATUTORY AUDITOR OF
THE COMPANY FOR A PERIOD OF THREE YEARS FOR
THE FINANCIAL YEARS 2021, 2022 AND 2023 AND
TO SET ITS REMUNERATION AT AN ANNUAL AMOUNT
OF EUR 700,650. FOR THE INFORMATION OF THE
GENERAL MEETING, PWC BEDRIJFSREVISOREN BV /
PWC REVISEURS D'ENTREPRISES SRL WILL
APPOINT MR KURT CAPPOEN AND MR ROLAND
JEANQUART AS ITS PERMANENT REPRESENTATIVES
5.1 PROPOSAL TO AMEND PARAGRAPH A) OF ARTICLE 1 Mgmt No vote
BY ADDING "(IN SHORT AGEAS)", AS INDICATED
IN ITALICS BELOW: A) THE COMPANY: THE
COMPANY WITH LIMITED LIABILITY INCORPORATED
UNDER THE LAWS OF BELGIUM (SOCIETE
ANONYME/NAAMLOZE VENNOOTSCHAP) AGEAS SA/NV
(IN SHORT "AGEAS"), WITH REGISTERED OFFICE
ESTABLISHED IN THE BRUSSELS CAPITAL REGION
5.2.1 COMMUNICATION OF THE SPECIAL REPORT BY THE Non-Voting
BOARD OF DIRECTORS ON THE PROPOSED
AMENDMENTS TO THE PURPOSE CLAUSE IN
ACCORDANCE WITH ARTICLE 7:154 OF THE
BELGIAN COMPANIES AND ASSOCIATIONS CODE
5.2.2 PROPOSAL TO AMEND PARAGRAPH C) AND D) OF Mgmt No vote
ARTICLE 4 BY ADDING "THAT SERVE TO REALIZE
THE PURPOSE OF THE COMPANY" AS INDICATED IN
ITALICS BELOW: C) THE PURCHASE,
SUBSCRIPTION, EXCHANGE, ASSIGNMENT AND SALE
OF, AND ALL OTHER SIMILAR OPERATIONS
RELATING TO, EVERY KIND OF TRANSFERABLE
SECURITY, SHARE, STOCK, BOND, WARRANT AND
GOVERNMENT STOCK, AND, IN A GENERAL WAY,
ALL RIGHTS ON MOVABLE AND IMMOVABLE
PROPERTY, AS WELL AS ALL FORMS OF
INTELLECTUAL RIGHTS, THAT SERVE TO REALIZE
THE PURPOSE OF THE COMPANY. D)
ADMINISTRATIVE, COMMERCIAL AND FINANCIAL
MANAGEMENT AND THE UNDERTAKING OF EVERY
KIND OF STUDY FOR THIRD PARTIES AND IN
PARTICULAR FOR COMPANIES, PARTNERSHIPS,
ENTERPRISES, ESTABLISHMENTS AND FOUNDATIONS
IN WHICH IT HOLDS A PARTICIPATING INTEREST,
EITHER DIRECTLY OR INDIRECTLY; THE GRANTING
OF LOANS, ADVANCES, GUARANTEES OR SECURITY
IN WHATEVER FORM, AND OF TECHNICAL,
ADMINISTRATIVE AND FINANCIAL ASSISTANCE IN
WHATEVER FORM, THAT SERVE TO REALIZE THE
PURPOSE OF THE COMPANY
5.3 PROPOSAL TO CANCEL 3,520,446 OWN SHARES Mgmt No vote
ACQUIRED BY THE COMPANY. THE UNAVAILABLE
RESERVE CREATED FOR THE ACQUISITION OF THE
OWN SHARES AS REQUIRED BY ARTICLE 7:219 OF
THE BELGIAN CODE OF COMPANIES AND
ASSOCIATIONS WILL BE CANCELLED. ARTICLE 5
OF THE ARTICLES OF ASSOCIATION WILL BE
ACCORDINGLY MODIFIED AND WORDED AS FOLLOWS:
THE COMPANY CAPITAL IS SET AT ONE BILLION,
FIVE HUNDRED AND TWO MILLION, THREE HUNDRED
SIXTY-FOUR THOUSAND, TWO HUNDRED
SEVENTY-TWO EUROS AND SIXTY CENTS (EUR
1,502,364,272.60) AND IS FULLY PAID UP. IT
IS REPRESENTED BY ONE HUNDRED AND
NINETY-ONE MILLION, THIRTY-THREE THOUSAND,
ONE HUNDRED AND TWENTY-EIGHT (191.033.128)
SHARES, WITHOUT INDICATION OF NOMINAL
VALUE. THE GENERAL MEETING RESOLVES TO
DELEGATE ALL POWERS TO THE COMPANY
SECRETARY, ACTING INDIVIDUALLY, WITH THE
POSSIBILITY OF SUB-DELEGATION, IN ORDER TO
TAKE ALL MEASURES AND CARRY OUT ALL ACTIONS
REQUIRED FOR THE EXECUTION OF THE DECISION
OF CANCELLATION
5.4.1 COMMUNICATION OF THE SPECIAL REPORT BY THE Non-Voting
BOARD OF DIRECTORS ON THE USE AND PURPOSE
OF THE AUTHORIZED CAPITAL PREPARED IN
ACCORDANCE WITH ARTICLE 7:199 OF THE
BELGIAN COMPANIES AND ASSOCIATIONS CODE.
5.4.2 PROPOSAL TO (I) AUTHORIZE, FOR A PERIOD OF Mgmt No vote
THREE YEARS STARTING ON THE DATE OF THE
PUBLICATION IN THE BELGIAN STATE GAZETTE OF
THE AMENDMENT TO THE ARTICLES OF
ASSOCIATION RESOLVED BY THE EXTRAORDINARY
GENERAL MEETING OF SHAREHOLDERS WHICH WILL
DELIBERATE ON THIS POINT, THE BOARD OF
DIRECTORS TO INCREASE THE COMPANY CAPITAL,
IN ONE OR MORE TRANSACTIONS, BY A MAXIMUM
AMOUNT OF EUR 150,000,000 AS MENTIONED IN
THE SPECIAL REPORT BY THE BOARD OF
DIRECTORS, (II) THEREFORE, CANCEL THE
UNUSED BALANCE OF THE AUTHORIZED CAPITAL,
AS MENTIONED IN ARTICLE 6 A) OF THE
ARTICLES OF ASSOCIATION, EXISTING AT THE
DATE MENTIONED UNDER (I) ABOVE AND (III)
MODIFY ARTICLE 6 A) OF THE ARTICLES OF
ASSOCIATION ACCORDINGLY, AS SET OUT IN THE
SPECIAL REPORT BY THE BOARD OF DIRECTORS
5.5 PROPOSAL TO AMEND PARAGRAPH A) OF ARTICLE Mgmt No vote
12 BY REPLACING THE END OF THAT PARAGRAPH
BY THE TEXT INDICATED IN ITALICS BELOW; A)
THE COMPANY HAS AN EXECUTIVE COMMITTEE IN
ACCORDANCE WITH ARTICLE 45 OF THE LAW
REGARDING THE STATUTE AND SUPERVISION OF
INSURANCE AND REINSURANCE COMPANIES TO
WHICH ALL MANAGEMENT POWERS DESCRIBED IN
ARTICLE 7:110 OF THE COMPANIES AND
ASSOCIATIONS CODE ARE DELEGATED BY THE
BOARD OF DIRECTORS
6 PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt No vote
DIRECTORS OF THE COMPANY FOR A PERIOD OF 24
MONTHS STARTING AFTER THE PUBLICATION OF
THE ARTICLES OF ASSOCIATION IN THE ANNEXES
TO THE BELGIAN STATE GAZETTE, TO ACQUIRE
AGEAS SA/NV SHARES FOR A CONSIDERATION
EQUIVALENT TO THE CLOSING PRICE OF THE
AGEAS SA/NV SHARE ON EURONEXT ON THE DAY
IMMEDIATELY PRECEDING THE ACQUISITION, PLUS
A MAXIMUM OF FIFTEEN PER CENT (15%) OR
MINUS A MAXIMUM OF FIFTEEN PER CENT (15%).
THE NUMBER OF SHARES WHICH CAN BE ACQUIRED
BY THE BOARD OF DIRECTORS OF THE COMPANY
AND ITS DIRECT SUBSIDIARIES WITHIN THE
FRAMEWORK OF THIS AUTHORIZATION CUMULATED
WITH THE AUTHORIZATION GIVEN BY THE GENERAL
MEETING OF SHAREHOLDERS OF 20 MAY 2020 WILL
NOT REPRESENT MORE THAN 10% OF THE ISSUED
SHARE CAPITAL
7 CLOSE Non-Voting
CMMT 27 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM EGM TO MIX AND CHANGE IN
MEETING TYPE MIX TO AGM . IF YOU HAVE
ALREADY SENT IN YOUR VOTES, FOR MID: 561291
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
AIB GROUP PLC Agenda Number: 713502311
--------------------------------------------------------------------------------------------------------------------------
Security: G0R4HJ106
Meeting Type: EGM
Meeting Date: 05-Feb-2021
Ticker:
ISIN: IE00BF0L3536
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 TO APPROVE THE MIGRATION OF THE MIGRATING Mgmt No vote
SHARES TO EUROCLEAR BANK'S CENTRAL
SECURITIES DEPOSITORY
2 TO APPROVE AND ADOPT THE NEW ARTICLES OF Mgmt No vote
ASSOCIATION
3 TO AUTHORISE THE COMPANY TO TAKE ANY AND Mgmt No vote
ALL ACTIONS NECESSARY TO IMPLEMENT THE
MIGRATION
CMMT 12 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 3 AND ADDITION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 12 JAN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AIB GROUP PLC Agenda Number: 713796021
--------------------------------------------------------------------------------------------------------------------------
Security: G0R4HJ106
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: IE00BF0L3536
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 TO RECEIVE AND CONSIDER THE FINANCIAL Mgmt No vote
STATEMENTS FOR THE YEAR TOGETHER WITH THE
REPORTS OF THE DIRECTORS AND THE AUDITOR
THEREON
2 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt No vote
REMUNERATION OF THE AUDITOR
3 TO CONSIDER THE CONTINUATION IN OFFICE OF Mgmt No vote
DELOITTE AS AUDITOR
4A TO REAPPOINT BASIL GEOGHEGAN Mgmt No vote
4B TO REAPPOINT COLIN HUNT Mgmt No vote
4C TO REAPPOINT SANDY KINNEY PRITCHARD Mgmt No vote
4D TO REAPPOINT CAROLAN LENNON Mgmt No vote
4E TO REAPPOINT ELAINE MACLEAN Mgmt No vote
4F TO APPOINT ANDY MAGUIRE Mgmt No vote
4G TO REAPPOINT BRENDAN MCDONAGH Mgmt No vote
4H TO REAPPOINT HELEN NORMOYLE Mgmt No vote
4I TO REAPPOINT ANN O'BRIEN Mgmt No vote
4J TO APPOINT FERGAL O'DWYER Mgmt No vote
4K TO REAPPOINT RAJ SINGH Mgmt No vote
5 TO CONSIDER THE DIRECTORS REMUNERATION Mgmt No vote
REPORT
6 TO CONSIDER THE REMUNERATION POLICY Mgmt No vote
7 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt No vote
RELEVANT SECURITIES
8A LIMITED AUTHORISATION FOR THE DIRECTORS TO Mgmt No vote
DISAPPLY PRE-EMPTION RIGHTS
8B LIMITED AUTHORISATION FOR THE DIRECTORS TO Mgmt No vote
DISAPPLY PRE-EMPTION RIGHTS FOR AN
ACQUISITION OR SPECIFIED CAPITAL EVENT
9 TO AUTHORISE THE PURCHASE BY THE COMPANY OF Mgmt No vote
ITS OWN SHARES
10 TO DETERMINE THE RE-ISSUE PRICE RANGE AT Mgmt No vote
WHICH ANY TREASURY SHARES HELD MAY BE
RE-ISSUED OFF-MARKET
11 TO APPROVE THE AMENDMENT OF THE ARTICLES OF Mgmt No vote
ASSOCIATION
12 TO AUTHORISE THE DIRECTORS TO CONVENE Mgmt No vote
GENERAL MEETINGS ON 14 DAYS' NOTICE
13 TO APPROVE THE TERMS OF THE DIRECTED Mgmt No vote
BUYBACK CONTRACT WITH THE MINISTER FOR
FINANCE AND AUTHORISE THE MAKING OF
OFF-MARKET PURCHASES OF ORDINARY SHARES
CMMT 03 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
04 MAY 2021 TO 30 APR 2021 AND ADDITION OF
COMMENT AND DUE TO CHANGE IN NUMBERING FOR
RESOLUTION 4A TO 4K AND 8A, 8B. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 07 ARP 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
AIR LIQUIDE SA Agenda Number: 713611019
--------------------------------------------------------------------------------------------------------------------------
Security: F01764103
Meeting Type: MIX
Meeting Date: 04-May-2021
Ticker:
ISIN: FR0000120073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 18 FEB 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. PLEASE
NOTE THAT IF YOU HOLD CREST DEPOSITORY
INTERESTS (CDIs) AND PARTICIPATE AT THIS
MEETING, YOU (OR YOUR CREST SPONSORED
MEMBER/CUSTODIAN) WILL BE REQUIRED TO
INSTRUCT A TRANSFER OF THE RELEVANT CDIs TO
THE ESCROW ACCOUNT SPECIFIED IN THE
ASSOCIATED CORPORATE EVENT IN THE CREST
SYSTEM. THIS TRANSFER WILL NEED TO BE
COMPLETED BY THE SPECIFIED CREST SYSTEM
DEADLINE. ONCE THIS TRANSFER HAS SETTLED,
THE CDIs WILL BE BLOCKED IN THE CREST
SYSTEM. THE CDIs WILL BE RELEASED FROM
ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 18 FEB 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202102172100163-21: REVISION DUE TO
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
2020; SETTING OF THE DIVIDEND
4 18-MONTH AUTHORIZATION GRANTED TO THE BOARD Mgmt No vote
OF DIRECTORS TO ALLOW THE COMPANY TO TRADE
IN ITS OWN SHARES
5 RENEWAL OF THE TERM OF OFFICE OF MR. XAVIER Mgmt No vote
HUILLARD AS DIRECTOR
6 APPOINTMENT OF MR. PIERRE BREBER AS Mgmt No vote
DIRECTOR OF THE COMPANY
7 APPOINTMENT OF MR. AIMAN EZZAT AS DIRECTOR Mgmt No vote
OF THE COMPANY
8 APPOINTMENT OF MR. BERTRAND DUMAZY AS Mgmt No vote
DIRECTOR OF THE COMPANY
9 STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt No vote
AGREEMENTS REFERRED TO IN ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt No vote
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. BENOIT POTIER
11 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt No vote
COMPENSATION OF THE CORPORATE OFFICERS
REFERRED TO IN ARTICLE L. 22-10-9 I OF THE
FRENCH COMMERCIAL CODE
12 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
APPLICABLE TO EXECUTIVE CORPORATE OFFICERS
13 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
APPLICABLE TO DIRECTORS
14 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS FOR 24 MONTHS TO REDUCE THE
CAPITAL BY CANCELLING TREASURY SHARES
15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS FOR 26 MONTHS IN ORDER
TO INCREASE THE SHARE CAPITAL BY ISSUING
COMMON SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS, IMMEDIATELY AND/OR IN THE
FUTURE, TO THE COMPANY'S CAPITAL, WITH
RETENTION OF SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS FOR A MAXIMUM NOMINAL
AMOUNT OF 470 MILLION EUROS
16 AUTHORISATION GRANTED FOR 26 MONTHS TO THE Mgmt No vote
BOARD OF DIRECTORS IN ORDER TO INCREASE, IN
THE EVENT OF EXCESS DEMAND, THE AMOUNT OF
ISSUES OF SHARES OR TRANSFERABLE
SECURITIES)
17 DELEGATION OF AUTHORITY GRANTED FOR 26 Mgmt No vote
MONTHS TO THE BOARD OF DIRECTORS IN ORDER
TO PROCEED WITH CAPITAL INCREASES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT RESERVED FOR MEMBERS OF
A COMPANY OR GROUP SAVINGS PLAN
18 DELEGATION OF AUTHORITY GRANTED FOR 18 Mgmt No vote
MONTHS TO THE BOARD OF DIRECTORS IN ORDER
TO PROCEED WITH CAPITAL INCREASES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT RESERVED FOR A CATEGORY
OF BENEFICIARIES
19 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AIRBUS SE Agenda Number: 713648472
--------------------------------------------------------------------------------------------------------------------------
Security: N0280G100
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: NL0000235190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING AND GENERAL INTRODUCTORY STATEMENTS Non-Voting
2.1 PRESENTATION BY THE CHAIRMAN AND THE CHIEF Non-Voting
EXECUTIVE OFFICER, INCLUDING THE REPORT BY
THE BOARD OF DIRECTORS IN RESPECT OF THE:
CORPORATE GOVERNANCE STATEMENT
2.2 PRESENTATION BY THE CHAIRMAN AND THE CHIEF Non-Voting
EXECUTIVE OFFICER, INCLUDING THE REPORT BY
THE BOARD OF DIRECTORS IN RESPECT OF THE:
REPORT ON THE BUSINESS AND FINANCIAL
RESULTS OF 2020
2.3 PRESENTATION BY THE CHAIRMAN AND THE CHIEF Non-Voting
EXECUTIVE OFFICER, INCLUDING THE REPORT BY
THE BOARD OF DIRECTORS IN RESPECT OF THE:
POLICY ON DIVIDEND
3 DISCUSSION OF ALL AGENDA ITEMS Non-Voting
4.1 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt No vote
ADOPTION OF THE AUDITED ACCOUNTS FOR THE
FINANCIAL YEAR 2020
4.2 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt No vote
RELEASE FROM LIABILITY OF THE NON-EXECUTIVE
MEMBERS OF THE BOARD OF DIRECTORS
4.3 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt No vote
RELEASE FROM LIABILITY OF THE EXECUTIVE
MEMBER OF THE BOARD OF DIRECTORS
4.4 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt No vote
RENEWAL OF THE APPOINTMENT OF ERNST & YOUNG
ACCOUNTANTS LLP AS AUDITOR FOR THE
FINANCIAL YEAR 2021
4.5 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt No vote
APPROVAL, AS AN ADVISORY VOTE, OF THE
IMPLEMENTATION OF THE REMUNERATION POLICY
FOR THE FINANCIAL YEAR 2020
4.6 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt No vote
RENEWAL OF THE APPOINTMENT OF MR. RENE
OBERMANN AS NON-EXECUTIVE MEMBER OF THE
BOARD OF DIRECTORS FOR A TERM OF THREE
YEARS
4.7 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt No vote
RENEWAL OF THE APPOINTMENT OF MS. AMPARO
MORALEDA AS NON-EXECUTIVE MEMBER OF THE
BOARD OF DIRECTORS FOR A TERM OF THREE
YEARS
4.8 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt No vote
RENEWAL OF THE APPOINTMENT OF MR. VICTOR
CHU AS NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS FOR A TERM OF THREE YEARS
4.9 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt No vote
RENEWAL OF THE APPOINTMENT OF MR.
JEAN-PIERRE CLAMADIEU AS NON-EXECUTIVE
MEMBER OF THE BOARD OF DIRECTORS FOR A TERM
OF THREE YEARS
4.10 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt No vote
DELEGATION TO THE BOARD OF DIRECTORS OF
POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS FOR THE PURPOSE OF
EMPLOYEE SHARE OWNERSHIP PLANS AND
SHARE-RELATED LONG-TERM INCENTIVE PLANS
4.11 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt No vote
DELEGATION TO THE BOARD OF DIRECTORS OF
POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS FOR THE PURPOSE OF
FUNDING (OR ANY OTHER CORPORATE PURPOSE )
THE COMPANY AND ITS GROUP COMPANIES
4.12 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt No vote
RENEWAL OF THE AUTHORISATION FOR THE BOARD
OF DIRECTORS TO REPURCHASE UP TO 10% OF THE
COMPANY'S ISSUED SHARE CAPITAL
4.13 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt No vote
CANCELLATION OF SHARES REPURCHASED BY THE
COMPANY
5 CLOSING OF THE MEETING Non-Voting
CMMT 05 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 05 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AKZO NOBEL NV Agenda Number: 713674617
--------------------------------------------------------------------------------------------------------------------------
Security: N01803308
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: NL0013267909
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
1. OPENING Non-Voting
2. FINANCIAL YEAR 2020 Non-Voting
2.a REPORT OF THE BOARD OF MANAGEMENT FOR THE Non-Voting
FINANCIAL YEAR 2020
3. FINANCIAL STATEMENTS, RESULT AND DIVIDEND Non-Voting
3.a ADOPTION OF THE 2020 FINANCIAL STATEMENTS Mgmt No vote
OF THE COMPANY
3.b DISCUSSION ON THE DIVIDEND POLICY Non-Voting
3.c PROFIT ALLOCATION AND ADOPTION OF DIVIDEND Mgmt No vote
PROPOSAL
3.d REMUNERATION REPORT 2020 (ADVISORY VOTE) Mgmt No vote
4. DISCHARGE Non-Voting
4.a DISCHARGE FROM LIABILITY OF MEMBERS OF THE Mgmt No vote
BOARD OF MANAGEMENT IN OFFICE IN 2020 FOR
THE PERFORMANCE OF THEIR DUTIES IN 2020
4.b DISCHARGE FROM LIABILITY OF MEMBERS OF THE Mgmt No vote
SUPERVISORY BOARD IN OFFICE IN 2020 FOR THE
PERFORMANCE OF THEIR DUTIES IN 2020
5 REMUNERATION Non-Voting
5.a AMENDMENT REMUNERATION POLICY FOR THE BOARD Mgmt No vote
OF MANAGEMENT
5.b AMENDMENT REMUNERATION POLICY FOR THE Mgmt No vote
SUPERVISORY BOARD
6. BOARD OF MANAGEMENT Non-Voting
6.a RE-APPOINTMENT OF MR. T.F.J. VANLANCKER Mgmt No vote
7. SUPERVISORY BOARD Non-Voting
7.a RE-APPOINTMENT OF MR. P.W. THOMAS Mgmt No vote
8 AUTHORIZATION FOR THE BOARD OF MANAGEMENT Non-Voting
8.a TO ISSUE SHARES Mgmt No vote
8.b TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS Mgmt No vote
OF SHAREHOLDERS
9. AUTHORIZATION FOR THE BOARD OF MANAGEMENT Mgmt No vote
TO ACQUIRE COMMON SHARES IN THE SHARE
CAPITAL OF THE COMPANY ON BEHALF OF THE
COMPANY
10. CANCELLATION OF COMMON SHARES HELD OR Mgmt No vote
ACQUIRED BY THE COMPANY
11. CLOSING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ALD SA Agenda Number: 713901874
--------------------------------------------------------------------------------------------------------------------------
Security: F0195N108
Meeting Type: MIX
Meeting Date: 19-May-2021
Ticker:
ISIN: FR0013258662
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 30 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104122100901-44 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104302101320-52 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF THE TEXT OF RESOLUTION 12 AND DUE TO
RECEIPT OF UPDATED BALO LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE.
1 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2020
2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2020
3 ALLOCATION OF INCOME FOR THE YEAR ENDED Mgmt No vote
DECEMBER 31, 2020 AND DISTRIBUTION OF A
DIVIDEND
4 APPROVAL OF THE STATUTORY AUDITORS' REPORT Mgmt No vote
ON RELATED PARTY AGREEMENTS REFERRED TO IN
ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL
CODE
5 RATIFICATION OF THE COOPTION OF MRS DIONY Mgmt No vote
LEBOT AS DIRECTOR
6 RENEWAL OF MRS DELPHINE GARCIN-MEUNIER AS Mgmt No vote
DIRECTOR
7 RENEWAL OF MR. XAVIER DURAND AS DIRECTOR Mgmt No vote
8 RENEWAL OF MR DIDER HAUGUEL AS DIRECTOR Mgmt No vote
9 APPOINTMENT OF MR BENOIT GRISONI AS Mgmt No vote
DIRECTOR
10 RATIFICATION OF THE COOPTION OF MR TIM Mgmt No vote
ALBERTSEN AS DIRECTOR
11 APPROVAL OF THE REPORT ON THE COMPENSATION Mgmt No vote
OF CORPORATE OFFICERS PURSUANT TO ARTICLE
L. 22-10-34 I OF THE COMMERCIAL CODE
12 APPROVAL OF THE COMPONENTS OF THE TOTAL Mgmt No vote
COMPENSATION AND BENEFITS IN KIND PAID
DURING OR AWARDED IN RESPECT OF THE 2020
FINANCIAL YEAR TO MR MICHAEL MASTERSON,
CHIEF EXECUTIVE OFFICER UNTIL MARCH 27,
2020, PURSUANT TO ARTICLE L. 22-10-34 II OF
THE COMMERCIAL CODE
13 APPROVAL OF THE COMPONENTS OF THE TOTAL Mgmt No vote
COMPENSATION AND BENEFITS IN KIND PAID
DURING OR AWARDED IN RESPECT OF THE 2020
FINANCIAL YEAR TO MR TIM ALBERTSEN, DEPUTY
CHIEF EXECUTIVE OFFICER AND THEN CHIEF
EXECUTIVE OFFICER FROM MARCH 27, 2020,
PURSUANT TO ARTICLE L. 22-10-34 II OF THE
COMMERCIAL CODE
14 APPROVAL OF THE COMPONENTS OF THE TOTAL Mgmt No vote
COMPENSATION AND BENEFITS IN KIND PAID
DURING OR AWARDED IN RESPECT OF THE 2020
FINANCIAL YEAR TO MR GILLES BELLEMERE,
DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO
ARTICLE L. 22-10-34 II OF THE COMMERCIAL
CODE
15 APPROVAL OF THE COMPONENTS OF THE TOTAL Mgmt No vote
COMPENSATION AND BENEFITS IN KIND PAID
DURING OR AWARDED IN RESPECT OF THE 2020
FINANCIAL YEAR TO MR JOHN SAFFRETT, DEPUTY
CHIEF EXECUTIVE OFFICER, PURSUANT TO
ARTICLE L. 22-10-34 II OF THE COMMERCIAL
CODE
16 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
CHIEF EXECUTIVE OFFICER AND THE DEPUTY
CHIEF EXECUTIVE OFFICERS PURSUANT TO
ARTICLE L. 22-10-8 II OF THE COMMERCIAL
CODE
17 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
CHAIRMAN OF THE BOARD OF DIRECTORS AND THE
DIRECTORS OF THE COMPANY PURSUANT TO
ARTICLE L. 22-10-8 II OF THE COMMERCIAL
CODE
18 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt No vote
TRANSACT ON THE COMPANY'S SHARES UP TO A
MAXIMUM OF 5% OF THE SHARE CAPITAL
19 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO REDUCE THE SHARE CAPITAL
THROUGH THE CANCELLATION OF SHARES
PREVIOUSLY REPURCHASED UNDER SHARE BUYBACK
PROGRAMMES
20 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS, FOR A PERIOD OF 38 MONTHS, TO
GRANT BONUS SHARES, EITHER EXISTING OR TO
BE ISSUED, TO THE COMPANY'S OFFICERS,
EMPLOYEES OR CERTAIN CATEGORIES OF THEM, UP
TO A MAXIMUM NOMINAL AMOUNT OF 2,424,621.84
EUROS, I.E., 0.4% OF THE SHARE CAPITAL,
AUTOMATICALLY ENTAILING THE WAIVER BY
SHAREHOLDERS OF THEIR PREFERENTIAL
SUBSCRIPTION RIGHTS
21 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL THROUGH THE ISSUANCE OF EQUITIES OR
EQUITY SECURITIES PROVIDING ACCESS TO OTHER
EQUITY SECURITIES OF THE COMPANY OR
PROVIDING RIGHTS TO THE ALLOCATION OF DEBT
SECURITIES AND THE ISSUANCE OF SECURITIES
GIVING ACCESS TO EQUITY SECURITIES OF THE
COMPANY TO BE ISSUED, WITH PREFERENTIAL
SUBSCRIPTION RIGHTS, WITHIN THE LIMIT OF A
MAXIMUM NOMINAL AMOUNT OF 300 MILLION EUROS
22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES OR EQUITY SECURITIES GIVING
ACCESS TO OTHER EQUITY SECURITIES OF THE
COMPANY OR ENTITLING HOLDERS TO THE
ALLOTMENT OF DEBT SECURITIES, AND TO ISSUE
SECURITIES GIVING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, WITH WAIVER OF
SHAREHOLDERS' PREEMPTIVE RIGHTS AND BY
MEANS OF A PUBLIC OFFERING OTHER THAN THOSE
REFERRED TO IN ARTICLE L. 411-2 1 OF THE
FRENCH MONETARY AND FINANCIAL CODE, UP TO A
MAXIMUM PAR VALUE OF 60 MILLION EUROS, FOR
A PERIOD OF 26 MONTHS
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES OR EQUITY SECURITIES GIVING
ACCESS TO OTHER EQUITY SECURITIES OF THE
COMPANY OR ENTITLING HOLDERS TO THE
ALLOTMENT OF DEBT SECURITIES, AND TO ISSUE
SECURITIES GIVING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, WITHOUT
SHAREHOLDERS' PRE-EMPTIVE RIGHTS AND BY
MEANS OF A PUBLIC OFFERING AS REFERRED TO
IN ARTICLE L. 411-2 1 OF THE FRENCH
MONETARY AND FINANCIAL CODE, UP TO A
MAXIMUM NOMINAL VALUE OF 60 MILLION EUROS,
FOR A PERIOD OF 26 MONTHS
24 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE NUMBER OF SHARES
TO BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE, WITH OR WITHOUT SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS, UP TO A
MAXIMUM OF 15% OF THE INITIAL ISSUE, FOR A
PERIOD OF 26 MONTHS
25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
INCORPORATION OF RESERVES, PROFITS,
PREMIUMS OR OTHER AMOUNTS WHOSE
CAPITALIZATION WOULD BE ALLOWED UP TO A
MAXIMUM NOMINAL AMOUNT OF 300 MILLION
EUROS, FOR A PERIOD OF 26 MONTHS
26 DELEGATION OF POWERS TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES OR EQUITY SECURITIES GIVING
ACCESS TO OTHER EQUITY SECURITIES OF THE
COMPANY OR GIVING ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES, AND TO ISSUE
SECURITIES GIVING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, UP TO A LIMIT OF
10% OF THE SHARE CAPITAL, IN ORDER TO
REMUNERATE CONTRIBUTIONS IN KIND, FOR A
PERIOD OF 26 MONTHS
27 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO CARRY OUT CAPITAL INCREASES OR
SHARE SALES RESERVED FOR MEMBERS OF A
COMPANY OR GROUP SAVINGS PLAN, WITHOUT
SHAREHOLDERS' PREEMPTIVE RIGHTS, UP TO A
MAXIMUM NOMINAL AMOUNT OF 1,818,466.38
EUROS, I.E. 0.3% OF THE SHARE CAPITAL, FOR
A PERIOD OF 26 MONTHS
28 POWERS AND FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE Agenda Number: 713711718
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROPRIATION OF NET EARNINGS Mgmt No vote
3 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt No vote
THE BOARD OF MANAGEMENT
4 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt No vote
THE SUPERVISORY BOARD
5 APPROVAL OF THE REMUNERATION SYSTEM FOR Mgmt No vote
MEMBERS OF THE BOARD OF MANAGEMENT OF
ALLIANZ SE
6 APPROVAL OF THE REMUNERATION OF THE MEMBERS Mgmt No vote
OF THE SUPERVISORY BOARD OF ALLIANZ SE AND
CORRESPONDING AMENDMENT OF THE STATUTES
7 AMENDMENT OF THE STATUTES REGARDING THE Mgmt No vote
TERM OF OFFICE OF THE MEMBERS OF THE
SUPERVISORY BOARD
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ALPHA BANK AE Agenda Number: 712934517
--------------------------------------------------------------------------------------------------------------------------
Security: X0085P155
Meeting Type: OGM
Meeting Date: 31-Jul-2020
Ticker:
ISIN: GRS015003007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ANNUAL AND CONSOLIDATED Mgmt No vote
FINANCIAL STATEMENTS OF THE FINANCIAL YEAR
2019 (1.1.2019 - 31.12.2019), TOGETHER WITH
THE RELEVANT REPORTS OF THE BOARD OF
DIRECTORS AND THE STATUTORY CERTIFIED
AUDITORS
2. APPROVAL, AS PER ARTICLE 108 OF LAW Mgmt No vote
4548/2018, OF THE OVERALL MANAGEMENT FOR
THE FINANCIAL YEAR 2019 (1.1.2019 -
31.12.2019) AND DISCHARGE OF THE STATUTORY
CERTIFIED AUDITORS FOR THE FINANCIAL YEAR
2019, IN ACCORDANCE WITH ARTICLE 117 OF LAW
4548/2018
3. ELECTION OF STATUTORY CERTIFIED AUDITORS Mgmt No vote
FOR THE FINANCIAL YEAR 2020 (1.1.2020 -
31.12.2020) AND APPROVAL OF THEIR
REMUNERATION
4. APPROVAL OF THE MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS' REMUNERATION FOR THE FINANCIAL
YEAR 2019 (1.1.2019 - 31.12.2019)
5. APPROVAL, IN ACCORDANCE WITH ARTICLE 109 OF Mgmt No vote
LAW 4548/2018, OF THE ADVANCE PAYMENT OF
REMUNERATION TO THE MEMBERS OF THE BOARD OF
DIRECTORS FOR THE FINANCIAL YEAR 2020
(1.1.2020 - 31.12.2020)
6. DELIBERATION AND ADVISORY VOTE ON THE Mgmt No vote
REMUNERATION REPORT, IN ACCORDANCE WITH
ARTICLE 112 OF LAW 4548/2018
7. ESTABLISHMENT OF A STOCK OPTIONS PLAN FOR Mgmt No vote
MEMBERS OF THE MANAGEMENT AND OF THE
PERSONNEL OF THE BANK AND ITS AFFILIATED
COMPANIES, WITHIN THE MEANING OF ARTICLE 32
OF LAW 4308/2014, IN THE FORM OF STOCK
OPTIONS RIGHTS BY ISSUING NEW SHARES, IN
ACCORDANCE WITH ARTICLE 113 OF LAW
4548/2018 AND GRANTING OF AUTHORIZATION TO
THE BOARD OF DIRECTORS TO SETTLE PROCEDURAL
ISSUES AND DETAILS
8.A. ANNOUNCEMENT ON THE ELECTION OF MEMBERS OF Non-Voting
THE BOARD OF DIRECTORS IN REPLACEMENT OF
MEMBERS WHO RESIGNED
8.B1. APPOINTMENT OF INDEPENDENT MEMBER OF THE Mgmt No vote
BOARD OF DIRECTORS: DIMITRIS C. TSITSIRAGOS
8.B2. APPOINTMENT OF INDEPENDENT MEMBER OF THE Mgmt No vote
BOARD OF DIRECTORS: ELANOR R. HARDWICK
8.C1. COMPOSITION OF THE COMMITTEE OF THE BOARD Mgmt No vote
OF DIRECTORS APART FROM THE AUDIT
COMMITTEE: RISK MANAGEMENT COMMITTEE
8.C2. COMPOSITION OF THE COMMITTEE OF THE BOARD Mgmt No vote
OF DIRECTORS APART FROM THE AUDIT
COMMITTEE: REMUNERATION COMMITTEE
8.C3. COMPOSITION OF THE COMMITTEE OF THE BOARD Mgmt No vote
OF DIRECTORS APART FROM THE AUDIT
COMMITTEE: CORPORATE GOVERNANCE AND
NOMINATIONS COMMITTEE
9.1. COMPOSITION OF THE AUDIT COMMITTEE: Mgmt No vote
EFTHIMIOS O. VIDALIS
9.2. COMPOSITION OF THE AUDIT COMMITTEE: CAROLYN Mgmt No vote
G. DITTMEIER
9.3. COMPOSITION OF THE AUDIT COMMITTEE: ELANOR Mgmt No vote
R. HARDWICK
9.4. COMPOSITION OF THE AUDIT COMMITTEE: Mgmt No vote
JOHANNES HERMAN FREDERIK G. UMBGROVE
9.5. COMPOSITION OF THE AUDIT COMMITTEE: JAN A. Mgmt No vote
VANHEVEL
10. GRANTING OF AUTHORITY, IN ACCORDANCE WITH Mgmt No vote
ARTICLE 98 OF LAW 4548/2018, TO MEMBERS OF
THE BOARD OF DIRECTORS AND THE GENERAL
MANAGEMENT AS WELL AS TO MANAGERS TO
PARTICIPATE IN THE BOARDS OF DIRECTORS OR
IN THE MANAGEMENT OF COMPANIES HAVING
PURPOSES SIMILAR TO THOSE OF THE BANK
CMMT 13 JUL 2020: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE AN A REPETITIVE MEETING ON 7 AUG 2020.
ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
CMMT 13 JUL 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ALPHA BANK AE Agenda Number: 713686903
--------------------------------------------------------------------------------------------------------------------------
Security: X0085P155
Meeting Type: EGM
Meeting Date: 02-Apr-2021
Ticker:
ISIN: GRS015003007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. APPROVE SPIN-OFF AGREEMENT Mgmt No vote
2. AMEND COMPANY ARTICLES Mgmt No vote
CMMT 18 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION, MODIFICATION AND
DELETION OF COMMENTS. IF YOU HAVE ALREADY
SENT IN YOUR VOTES FOR MID 530686, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 16 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 18 MAR 2021: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE AN A REPETITIVE MEETING ON 08 APR 2021
AT 10:00 HRS. ALSO, YOUR VOTING
INSTRUCTIONS WILL NOT BE CARRIED OVER TO
THE SECOND CALL. ALL VOTES RECEIVED ON THIS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THE REPETITIVE
MEETING. THANK YOU
CMMT 18 MAR 2021: DELETION OF COMMENT Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ALPHA SERVICES AND HOLDINGS S.A. Agenda Number: 714209435
--------------------------------------------------------------------------------------------------------------------------
Security: X0085P155
Meeting Type: EGM
Meeting Date: 15-Jun-2021
Ticker:
ISIN: GRS015003007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. INCREASE OF THE SHARE CAPITAL OF THE Mgmt No vote
COMPANY, IN ACCORDANCE WITH ARTICLE 6 OF
THE COMPANY'S ARTICLES OF ASSOCIATION,
THROUGH PAYMENT IN CASH AND THE ISSUANCE OF
NEW, COMMON, REGISTERED, VOTING,
DEMATERIALIZED SHARES. ABOLITION OF THE
PREEMPTION RIGHTS. AUTHORIZATION PURSUANT
TO ARTICLE 25 PAR. 2 OF LAW 4548/2018 TO
THE BOARD OF DIRECTORS TO DETERMINE THE
OFFER PRICE OF THE NEW SHARES. AMENDMENT OF
ARTICLE 5 (ON SHARE CAPITAL AND SHARE
CAPITAL HISTORICAL EVOLUTION) OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY.
AUTHORIZATION TO THE BOARD OF DIRECTORS TO
SPECIFY THE TERMS OF THE SHARE CAPITAL
INCREASE AND OFFERING OF THE NEW SHARES AND
COMPLETE ALL RELEVANT ACTIONS
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE AN A
REPETITIVE MEETING ON 22 JUNE 2021 AT 10:00
HRS. ALSO, YOUR VOTING INSTRUCTIONS WILL
NOT BE CARRIED OVER TO THE SECOND CALL. ALL
VOTES RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
CMMT 25 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 25 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
ALSTOM SA Agenda Number: 713149993
--------------------------------------------------------------------------------------------------------------------------
Security: F0259M475
Meeting Type: SGM
Meeting Date: 29-Oct-2020
Ticker:
ISIN: FR0010220475
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 14 OCT 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202009232004081-115 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202010142004200-124; PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK IN COMMENT. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, THIS ISIN IS ONLY FOR HOLDERS OF
DOUBLE VOTING RIGHTS. DOUBLE VOTING RIGHTS
ARE AUTOMATICALLY APPLIED BY THE
CENTRALAZING AND THE REGISTERED SHAREHOLDER
WILL RECEIVE A PREFILLED PROXY CARD FROM
THE AGENT
1 CANCELLATION OF DOUBLE VOTING RIGHTS AND Non-Voting
CORRELATIVE AMENDMENT TO THE BY-LAWS
2 POWERS TO CARRY OUT LEGAL FORMALITIES Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ALSTOM SA Agenda Number: 713147444
--------------------------------------------------------------------------------------------------------------------------
Security: F0259M475
Meeting Type: MIX
Meeting Date: 29-Oct-2020
Ticker:
ISIN: FR0010220475
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 22 OCT 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202009232004079-115 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202010142004201-124; PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK IN COMMENT AND CHANGE IN NUMBERING
OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
1 APPOINTMENT OF CAISSE DE DEPOT ET PLACEMENT Mgmt No vote
DU QUEBEC, REPRESENTED BY MRS. KIM
THOMASSIN, AS DIRECTOR
2 APPOINTMENT OF MR. SERGE GODIN AS DIRECTOR Mgmt No vote
3 APPROVAL OF THE AMENDMENT TO THE Mgmt No vote
COMPENSATION POLICY OF THE CHAIRMAN AND
CHIEF EXECUTIVE OFFICER
4 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO INCREASE THE
COMPANY'S SHARE CAPITAL BY ISSUING COMMON
SHARES AND/OR ANY TRANSFERABLE SECURITIES
GRANTING ACCESS, IMMEDIATELY AND/OR IN THE
FUTURE, TO THE CAPITAL OF THE COMPANY OR
ONE OF ITS SUBSIDIARIES, AND/OR BY
INCORPORATION OF PREMIUMS, RESERVES,
PROFITS OR OTHERS, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS)
5 APPROVAL OF THE CREATION OF A CATEGORY OF Mgmt No vote
PREFERENCE SHARES CONVERTIBLE INTO COMMON
SHARES AND OF THE CORRESPONDING AMENDMENT
TO THE BYLAWS
6 INCREASE OF THE COMPANY'S SHARE CAPITAL Mgmt No vote
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING
PREFERENCE SHARES OF B CATEGORY RESERVED
FOR CDP INVESTISSEMENTS INC
7 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE COMPANY'S SHARE CAPITAL BY
ISSUING COMMON SHARES OF THE COMPANY
RESERVED FOR CDP INVESTISSEMENTS INC. WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
8 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE COMPANY'S SHARE CAPITAL BY
ISSUING COMMON SHARES OF THE COMPANY
RESERVED FOR BOMBARDIER UK HOLDING LIMITED,
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
9 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE COMPANY'S SHARE CAPITAL BY
ISSUING SHARES OR TRANSFERABLE SECURITIES
RESERVED FOR MEMBERS OF A COMPANY OR GROUP
SAVINGS PLAN WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
10 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE COMPANY'S SHARE CAPITAL
RESERVED FOR A CATEGORY OF BENEFICIARIES
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
11 CANCELLATION OF DOUBLE VOTING RIGHTS AND Mgmt No vote
AMENDMENT TO ARTICLE 15 OF THE BYLAWS
RELATING TO THE GENERAL MEETINGS
12 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
ALTICE EUROPE N.V. Agenda Number: 713420545
--------------------------------------------------------------------------------------------------------------------------
Security: N0R25F103
Meeting Type: EGM
Meeting Date: 07-Jan-2021
Ticker:
ISIN: NL0011333752
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2a. RECOMMENDED PUBLIC OFFER: EXPLANATION OF Non-Voting
THE RECOMMENDED PUBLIC OFFER BY NEXT
PRIVATE B.V. FOR ALL ISSUED AND OUTSTANDING
COMMON SHARES A AND COMMON SHARES B IN THE
COMPANY'S SHARE CAPITAL
2b. RECOMMENDED PUBLIC OFFER: PROPOSAL TO ADOPT Mgmt No vote
THE BACK-END RESOLUTION (MERGER)
2c. RECOMMENDED PUBLIC OFFER: PROPOSAL TO ADOPT Mgmt No vote
THE BACK-END RESOLUTION (ASSET SALE)
2d. RECOMMENDED PUBLIC OFFER: PROPOSAL TO Mgmt No vote
CONDITIONALLY AMEND THE COMPANY'S ARTICLES
OF ASSOCIATION
3a. TREATMENT OF SHARE-BASED INCENTIVES: Non-Voting
DISCUSSION OF THE TREATMENT OF STOCK
OPTIONS IN CONNECTION WITH THE RECOMMENDED
PUBLIC OFFER
3b. TREATMENT OF SHARE-BASED INCENTIVES: Mgmt No vote
PROPOSAL TO SETTLE THE STOCK OPTIONS HELD
BY MS. NATACHA MARTY IN CONNECTION WITH THE
RECOMMENDED PUBLIC OFFER
3c. TREATMENT OF SHARE-BASED INCENTIVES: Mgmt No vote
PROPOSAL TO AMEND THE TERMS AND CONDITIONS
OF THE 2016 FPPS AND 2018 FPPS, IN
CONNECTION WITH THE RECOMMENDED PUBLIC
OFFER, HELD BY MR. ALAIN WEILL
4. ANY OTHER BUSINESS Non-Voting
5. CLOSING OF THE MEETING Non-Voting
CMMT 07 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF NUMBERING
OF ALL RESOLUTIONS AND CHANGE IN MEETING
TYPE FROM AGM TO EGM WITH ADDITION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CMMT 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ALTICE EUROPE N.V. Agenda Number: 713420533
--------------------------------------------------------------------------------------------------------------------------
Security: N0R25F111
Meeting Type: EGM
Meeting Date: 07-Jan-2021
Ticker:
ISIN: NL0011333760
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2a. RECOMMENDED PUBLIC OFFER: EXPLANATION OF Non-Voting
THE RECOMMENDED PUBLIC OFFER BY NEXT
PRIVATE B.V. FOR ALL ISSUED AND OUTSTANDING
COMMON SHARES A AND COMMON SHARES B IN THE
COMPANY'S SHARE CAPITAL
2b. RECOMMENDED PUBLIC OFFER: PROPOSAL TO ADOPT Mgmt No vote
THE BACK-END RESOLUTION (MERGER)
2c. RECOMMENDED PUBLIC OFFER: PROPOSAL TO ADOPT Mgmt No vote
THE BACK-END RESOLUTION (ASSET SALE)
2d. RECOMMENDED PUBLIC OFFER: PROPOSAL TO Mgmt No vote
CONDITIONALLY AMEND THE COMPANY'S ARTICLES
OF ASSOCIATION
3a. TREATMENT OF SHARE-BASED INCENTIVES: Non-Voting
DISCUSSION OF THE TREATMENT OF STOCK
OPTIONS IN CONNECTION WITH THE RECOMMENDED
PUBLIC OFFER
3b. TREATMENT OF SHARE-BASED INCENTIVES: Mgmt No vote
PROPOSAL TO SETTLE THE STOCK OPTIONS HELD
BY MS. NATACHA MARTY IN CONNECTION WITH THE
RECOMMENDED PUBLIC OFFER
3c. TREATMENT OF SHARE-BASED INCENTIVES: Mgmt No vote
PROPOSAL TO AMEND THE TERMS AND CONDITIONS
OF THE 2016 FPPS AND 2018 FPPS, IN
CONNECTION WITH THE RECOMMENDED PUBLIC
OFFER, HELD BY MR. ALAIN WEILL
4. ANY OTHER BUSINESS Non-Voting
5. CLOSING OF THE MEETING Non-Voting
CMMT 07 DEC 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM AGM TO EGM AND ADDITION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
CMMT 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AMADEUS IT GROUP S.A Agenda Number: 714182906
--------------------------------------------------------------------------------------------------------------------------
Security: E04648114
Meeting Type: OGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: ES0109067019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 582439 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 17 JUNE 2021 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU'
1 APPROVE CONSOLIDATED AND STANDALONE Mgmt No vote
FINANCIAL STATEMENTS
2 APPROVE NON-FINANCIAL INFORMATION STATEMENT Mgmt No vote
3 APPROVE TREATMENT OF NET LOSS Mgmt No vote
4 APPROVE DISCHARGE OF BOARD Mgmt No vote
5.1 ELECT JANA EGGERS AS DIRECTOR Mgmt No vote
5.2 ELECT AMANDA MESLER AS DIRECTOR Mgmt No vote
5.3 REELECT LUIS MAROTO CAMINO AS DIRECTOR Mgmt No vote
5.4 REELECT DAVID WEBSTER AS DIRECTOR Mgmt No vote
5.5 REELECT CLARA FURSE AS DIRECTOR Mgmt No vote
5.6 REELECT NICOLAS HUSS AS DIRECTOR Mgmt No vote
5.7 REELECT STEPHAN GEMKOW AS DIRECTOR Mgmt No vote
5.8 REELECT PETER KUERPICK AS DIRECTOR Mgmt No vote
5.9 REELECT PILAR GARCIA CEBALLOS ZUNIGA AS Mgmt No vote
DIRECTOR
5.10 REELECT FRANCESCO LOREDAN AS DIRECTOR Mgmt No vote
6 ADVISORY VOTE ON REMUNERATION REPORT Mgmt No vote
7 APPROVE REMUNERATION OF DIRECTORS Mgmt No vote
8 APPROVE REMUNERATION POLICY Mgmt No vote
9 APPROVE PERFORMANCE SHARE PLAN Mgmt No vote
10.1 AMEND ARTICLE 11 RE: SHARE CAPITAL INCREASE Mgmt No vote
10.2 AMEND ARTICLE 24 RE: REMOTE VOTING Mgmt No vote
10.3 ADD NEW ARTICLE 24 BIS RE: ALLOW Mgmt No vote
SHAREHOLDER MEETINGS TO BE HELD IN
VIRTUAL-ONLY FORMAT
10.4 AMEND ARTICLES RE: BOARD FUNCTIONS AND Mgmt No vote
REMUNERATION
10.5 AMEND ARTICLES RE: BOARD COMMITTEES Mgmt No vote
11.1 AMEND ARTICLES OF GENERAL MEETING Mgmt No vote
REGULATIONS RE: COMPANY'S NAME AND
CORPORATE WEBSITE
11.2 AMEND ARTICLE 7 OF GENERAL MEETING Mgmt No vote
REGULATIONS RE: RIGHT TO INFORMATION
11.3 AMEND ARTICLES OF GENERAL MEETING Mgmt No vote
REGULATIONS RE: HOLDING OF THE GENERAL
MEETING
11.4 AMEND ARTICLES OF GENERAL MEETING Mgmt No vote
REGULATIONS RE: CONSTITUTION AND START OF
THE SESSION
12 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt No vote
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMPLIFON S.P.A. Agenda Number: 713832081
--------------------------------------------------------------------------------------------------------------------------
Security: T0388E118
Meeting Type: OGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: IT0004056880
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 530413 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
O.1.1 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt No vote
DECEMBER 2020; BOARD OF DIRECTORS' INTERNAL
AND EXTERNAL AUDITORS' REPORTS. TO PRESENT
THE CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2020 AND REPORT ON MANAGEMENT. TO
PRESENT THE NON-FINANCIAL DECLARATION AS OF
31 DECEMBER 2020
O.1.2 PROFIT ALLOCATION FOR FINANCIAL YEAR 2020 Mgmt No vote
O.2 TO STATE DIRECTORS' EMOLUMENT FOR FINANCIAL Mgmt No vote
YEAR 2021
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS EFFECTIVE AND
ALTERNATE AUDITORS, THERE IS ONLY 1 SLATE
AVAILABLE TO BE FILLED AT THE MEETING. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE TO INSTRUCT,
YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE
OF THE 2 SLATES OF EFFECTIVE AND ALTERNATE
AUDITORS
O.311 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT EFFECTIVE
AND ALTERNATE AUDITORS FOR FINANCIAL YEARS
2021/2023. LIST PRESENTED BY AMPLITER
S.R.L., REPRESENTING 42.23 PCT OF SHARE
CAPITAL: EFFECTIVE AUDITORS: PATRIZIA
ARIENTI, DARIO RIGHETTI, ROBERTO SORCI.
ALTERNATE AUDITORS: MARIA VENTURINI,
GIUSEPPE FERRAZZANO
O.312 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT EFFECTIVE
AND ALTERNATE AUDITORS FOR FINANCIAL YEARS
2021/2023. LIST PRESENTED BY ALLIANZ GLOBAL
INVESTORS FUND; AMUNDI ASSET MANAGEMENT SGR
S.P.A.; ARCA FONDI SGR S.P.A.; BANCOPOSTA
FONDI S.P.A. SGR; EURIZON CAPITAL S.A.;
EURIZON CAPITAL SGR S.P.A; EPSILON SGR
S.P.A.; FIDEURAM ASSET MANAGEMENT IRELAND;
FIDEURAM INTESA SANPAOLO PRIVATE BANKING
ASSET MANAGEMENT SGR S.P.A.; INTERFUND
SICAV - INTERFUND EQUITY ITALY; KAIROS
PARTNERS SGR S.P.A. AS MANAGEMENT COMPANY
OF KAIROS INTERNATIONAL SICAV - SECTORS:
ITALIA, ITALIA PIR; LEGAL & GENERAL
INVESTMENT MANAGEMENT; MEDIOLANUM GESTIONE
FONDI SGR S.P.A.; PRAMERICA SICAV SECTOR
ITALIAN EQUITY, REPRESENTING 1.52360 PCT OF
SHARE CAPITAL. EFFECTIVE AUDITORS:
RAFFAELLA ANNAMARIA PAGANI. ALTERNATE
AUDITORS: ALESSANDRO GRANGE
O.3.2 TO STATE INTERNAL AUDITORS' EMOLUMENT FOR Mgmt No vote
FINANCIAL YEARS 2021/2023
O.4.1 2021 REWARDING POLICY AND EMOLUMENT PAID Mgmt No vote
REPORT AS PER EX. ART. 123-TER OF THE
LEGISLATIVE DECREE 58/98 ('TUF') AND ART.
84-QUARTER OF ISSUERS' REGULATION: BINDING
VOTE ON THE FIRST SECTION AS PER ART.
123-TER, ITEM 3-BIS OF TUF
O.4.2 2021 REWARDING POLICY AND EMOLUMENT PAID Mgmt No vote
REPORT AS PER EX. ART. 123-TER OF THE
LEGISLATIVE DECREE 58/98 ('TUF') AND
ART.84-QUARTER OF ISSUERS' REGULATION:
NON-BINDING VOTE ON THE SECOND SECTION AS
PER ART. 123-TER, ITEM 6 OF TUF
O.5 TO APPROVE THE PURCHASE AND DISPOSAL OF OWN Mgmt No vote
SHARES' PLAN AS PER ART. 2357 AND 2357-TER
OF THE ITALIAN CIVIL CODE, UPON REVOCATION
OF THE CURRENT PLAN. RESOLUTIONS RELATED
THERETO
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
AMUNDI SA Agenda Number: 713815340
--------------------------------------------------------------------------------------------------------------------------
Security: F0300Q103
Meeting Type: MIX
Meeting Date: 10-May-2021
Ticker:
ISIN: FR0004125920
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 23 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104232101114-49 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
AND PAYMENT OF THE DIVIDEND
4 APPROVAL OF THE AGREEMENTS SUBJECT TO THE Mgmt No vote
PROVISIONS OF ARTICLES L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
5 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt No vote
SECTION I OF ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE INCLUDED IN THE
CORPORATE GOVERNANCE REPORT
6 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020, OR AWARDED
IN RESPECT OF THE SAME FINANCIAL YEAR, TO
MR. YVES PERRIER, CHIEF EXECUTIVE OFFICER
7 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt No vote
DIRECTORS FOR THE FINANCIAL YEAR 2021,
PURSUANT TO SECTION II OF ARTICLE L.
22-10-8 OF THE FRENCH COMMERCIAL CODE
8 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt No vote
CHIEF EXECUTIVE OFFICER, FOR THE PERIOD
FROM 1ST JANUARY 2021 TO 10 MAY 2021
INCLUSIVE, PURSUANT TO SECTION II OF
ARTICLE L. 22-10-8 OF THE FRENCH COMMERCIAL
CODE
9 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt No vote
CHIEF EXECUTIVE OFFICER, FOR THE PERIOD
FROM 11 MAY 2021 TO 31 DECEMBER 2021
INCLUSIVE, PURSUANT TO SECTION II OF
ARTICLE L. 22-10-8 OF THE FRENCH COMMERCIAL
CODE
10 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt No vote
CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE
PERIOD FROM 1ST JANUARY 2021 TO 10 MAY 2021
INCLUSIVE, PURSUANT TO SECTION II OF
ARTICLE L. 22-10-8 OF THE FRENCH COMMERCIAL
CODE
11 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt No vote
CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE
PERIOD FROM 11 MAY 2021 TO 31 DECEMBER 2021
INCLUSIVE, PURSUANT TO SECTION II OF
ARTICLE L. 22-10-8 OF THE FRENCH COMMERCIAL
CODE
12 OPINION ON THE OVERALL REMUNERATION PACKAGE Mgmt No vote
PAID, DURING THE PAST FINANCIAL YEAR TO
EFFECTIVE MANAGERS PURSUANT TO ARTICLE L.
511-13 OF THE FRENCH MONETARY AND FINANCIAL
CODE AND TO IDENTIFIED CATEGORIES OF STAFF
PURSUANT TO ARTICLE L. 511-71 OF THE FRENCH
MONETARY AND FINANCIAL CODE
13 RATIFICATION OF THE CO-OPTATION OF MRS. Mgmt No vote
MICHELE GUIBERT AS DIRECTOR, AS A
REPLACEMENT FOR MRS. RENEE TALAMONA, WHO
RESIGNED
14 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
MICHELE GUIBERT AS DIRECTOR
15 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
WILLIAM KADOUCH-CHASSAING AS DIRECTOR
16 RENEWAL OF THE TERM OF OFFICE OF MR. MICHEL Mgmt No vote
MATHIEU AS DIRECTOR
17 NON-RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
HENRI BUECHER AS DIRECTOR
18 APPOINTMENT OF MR. PATRICE GENTIE AS Mgmt No vote
DIRECTOR
19 NON-RENEWAL OF ERNST & YOUNG ET AUTRES FIRM Mgmt No vote
AS PRINCIPAL CO-STATUTORY AUDITOR
20 APPOINTMENT OF MAZARS FIRM AS A NEW Mgmt No vote
PRINCIPAL CO-STATUTORY AUDITOR
21 NON-RENEWAL OF PICARLE ET ASSOCIES FIRM AS Mgmt No vote
DEPUTY STATUTORY AUDITOR
22 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO TRADE IN THE
COMPANY'S SHARES
23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE CAPITAL OF THE COMPANY OR OF
ANOTHER COMPANY BY ISSUING SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL IMMEDIATELY OR IN THE FUTURE,
WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
24 POSSIBILITY OF ISSUING SHARES AND/OR Mgmt No vote
TRANSFERABLE SECURITIES GRANTING IMMEDIATE
OR FUTURE ACCESS TO SHARES TO BE ISSUED BY
THE COMPANY AS CONSIDERATION FOR
CONTRIBUTIONS IN KIND CONSISTING OF EQUITY
SECURITIES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL
25 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS IN ORDER TO PROCEED
WITH CAPITAL INCREASES BY ISSUING SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL IMMEDIATELY OR IN THE
FUTURE RESERVED FOR MEMBERS OF SAVINGS
PLANS, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
26 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO PROCEED WITH
ALLOCATIONS OF EXISTING PERFORMANCE SHARES
OR PERFORMANCE SHARES TO BE ISSUED IN
FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS
OF THE GROUP OR SOME OF THEM
27 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING TREASURY SHARES
28 AMENDMENT TO ARTICLE 19 OF THE BY-LAWS Mgmt No vote
29 AMENDMENT TO THE BY-LAWS IN ORDER TO Mgmt No vote
ACKNOWLEDGE THE RENUMBERING OF THE FRENCH
COMMERCIAL CODE RESULTING FROM ORDER NO.
2020-1142 OF 16 SEPTEMBER 2020 CREATING, AS
PART OF THE FRENCH COMMERCIAL CODE, A
CHAPTER RELATING TO COMPANIES WHOSE
SECURITIES ARE ADMITTED TO TRADING ON A
REGULATED MARKET OR ON A MULTILATERAL
TRADING FACILITY
30 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
--------------------------------------------------------------------------------------------------------------------------
ANDRITZ AG Agenda Number: 713621882
--------------------------------------------------------------------------------------------------------------------------
Security: A11123105
Meeting Type: OGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: AT0000730007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME Mgmt No vote
3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
5 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
MEMBERS
6 RATIFY AUDITORS FOR FISCAL YEAR 2021: KPMG Mgmt No vote
AUSTRIA GMBH
7.1 ELECT JUERGEN FECHTER AS SUPERVISORY BOARD Mgmt No vote
MEMBER
7.2 ELECT ALEXANDER ISOLA AS SUPERVISORY BOARD Mgmt No vote
MEMBER
8 APPROVE REMUNERATION REPORT Mgmt No vote
9 APPROVE REMUNERATION POLICY Mgmt No vote
10 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
CMMT 09 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 09 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA Agenda Number: 935378578
--------------------------------------------------------------------------------------------------------------------------
Security: 03524A108
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: BUD
ISIN: US03524A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Renewal of the powers of the Board of Mgmt For For
Directors relating to the acquisition by
the Company of its own shares and
amendments to article 15 of the articles of
association Proposed resolution: cancelling
the current authorization made to the Board
of directors to acquire the Company's own
shares which would have otherwise expired
on 28 September 2021 and replacing it by a
new authorization to the Board of Directors
to purchase the Company's own shares for a
period of five years as from the date
...(Due to space limits, see proxy material
for full proposal).
5. Approval of the statutory annual accounts. Mgmt For For
6. Discharge to the directors. Mgmt Against Against
7. Discharge to the statutory auditor. Mgmt For For
8A. Proposed resolution: upon proposal from the Mgmt Against Against
Restricted Shareholders, renewing the
appointment as Restricted Share Director of
Mr. Martin J. Barrington, for a period of
one year ending at the end of the
shareholders' meeting which will be asked
to approve the accounts for the year 2021.
8B. Proposed resolution: upon proposal from the Mgmt Against Against
Restricted Shareholders, renewing the
appointment as Restricted Share Director of
Mr. William F. Gifford, Jr., for a period
of one year ending at the end of the
shareholders' meeting which will be asked
to approve the accounts for the year 2021.
8C. Proposed resolution: upon proposal from the Mgmt Against Against
Restricted Shareholders, renewing the
appointment as Restricted Share Director of
Mr. Alejandro Santo Domingo Davila, for a
period of one year ending at the end of the
shareholders' meeting which will be asked
to approve the accounts for the year 2021.
9. Proposed resolution: approving the Mgmt Against Against
remuneration policy drafted in accordance
with article 7:89/1 of the Belgian Code of
Companies and Associations as set out in
the 2020 annual report.
10. Proposed resolution: approving the Mgmt Against Against
remuneration report for the financial year
2020 as set out in the 2020 annual report.
11. Approval of a change of control provision Mgmt Against Against
relating to the USD 10,100,000,000
Revolving Credit and Swingline Facilities
Agreement originally dated 26 February
2010, as amended for the last time pursuant
to an Amendment and Restatement Agreement
dated 16 February 2021.
12. Filings. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ARCELORMITTAL SA Agenda Number: 714186283
--------------------------------------------------------------------------------------------------------------------------
Security: L0302D210
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: LU1598757687
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 582463 DUE TO RECEIPT OF 2
SPERATE EVENTS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
I. APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt No vote
II. APPROVE FINANCIAL STATEMENTS Mgmt No vote
III. APPROVE DIVIDENDS OF USD 0.30 PER SHARE Mgmt No vote
IV. APPROVE ALLOCATION OF INCOME Mgmt No vote
V. APPROVE REMUNERATION POLICY Mgmt No vote
VI. APPROVE REMUNERATION REPORT Mgmt No vote
VII. APPROVE REMUNERATION OF THE DIRECTORS, Mgmt No vote
MEMBERS AND CHAIRS OF THE AUDIT AND RISK
COMMITTEE AND MEMBERS AND CHAIRS OF THE
OTHER COMMITTEE
VIII. APPROVE DISCHARGE OF DIRECTORS Mgmt No vote
IX. REELECT KARYN OVELMEN AS DIRECTOR Mgmt No vote
X. REELECT TYE BURT AS DIRECTOR Mgmt No vote
XI. ELECT CLARISSA LINS AS DIRECTOR Mgmt No vote
XII. APPROVE SHARE REPURCHASE Mgmt No vote
XIII. RENEW APPOINTMENT OF DELOITTE AUDIT AS Mgmt No vote
AUDITOR
XIV. APPROVE SHARE PLAN GRANT, RESTRICTED SHARE Mgmt No vote
UNIT PLAN AND PERFORMANCE UNIT PLAN UNDER
THE EXECUTIVE OFFICE PSU PLAN AND
ARCELORMITTAL EQUITY PLAN
CMMT 21 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 21 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCEAND MODIFICATION OF COMMENT
--------------------------------------------------------------------------------------------------------------------------
ARCELORMITTAL SA Agenda Number: 714186271
--------------------------------------------------------------------------------------------------------------------------
Security: L0302D210
Meeting Type: EGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: LU1598757687
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 582463 DUE TO RECEIPT OF 2
SPERATE EVENTS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
I. APPROVE REDUCTION IN SHARE CAPITAL THROUGH Mgmt No vote
CANCELLATION OF SHARES AND AMEND ARTICLES
5.1 AND 5.2 OF THE ARTICLES OF ASSOCIATION
CMMT 21 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCEAND MODIFICATION OF COMMENT
CMMT 21 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ARGENX SE Agenda Number: 935407850
--------------------------------------------------------------------------------------------------------------------------
Security: 04016X101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: ARGX
ISIN: US04016X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. Adoption of the new remuneration policy. Mgmt Against
4. Advisory vote to approve the 2020 Mgmt Against
remuneration report.
5B. Adoption of the 2020 annual accounts. Mgmt For
5D. Allocation of losses of the Company in the Mgmt For
financial year 2020 to the retained
earnings of the Company.
5E. Proposal to release the members of the Mgmt For
board of directors from liability for their
respective duties carried out in the
financial year 2020.
6. Appointment of Yvonne Greenstreet as Mgmt For
non-executive director to the board of
directors of the Company.
7. Re-appointment of Anthony Rosenberg as Mgmt For
non-executive director to the board of
directors of the Company.
8. Authorization of the board of directors to Mgmt For
issue shares and grant rights to subscribe
for shares in the share capital of the
Company up to a maximum of 10% of the
outstanding capital at the date of the
general meeting, for a period of 18 months
from the annual general meeting and to
limit or exclude statutory pre-emptive
rights, if any.
9. Appointment of Deloitte Accountants B.V. as Mgmt For
statutory auditor for the 2021 financial
year.
--------------------------------------------------------------------------------------------------------------------------
ARKEMA SA Agenda Number: 713815477
--------------------------------------------------------------------------------------------------------------------------
Security: F0392W125
Meeting Type: MIX
Meeting Date: 20-May-2021
Ticker:
ISIN: FR0010313833
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 07 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT SHAREHOLDER
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND PLEASE NOTE THAT IF YOU HOLD CREST
DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 30 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104022100751-40 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104302101215-52 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF THE TEXT IN COMMENT AND DUE TO RECEIPT
OF UPDATED BALO LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING. THE SHAREHOLDERS'
MEETING APPROVES THE NONDEDUCTIBLE EXPENSES
AND CHARGES AMOUNTING TO EUR 88,311.00 AND
THEIR CORRESPONDING TAX OF EUR 14,139.00
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR, AS PRESENTED TO THE MEETING
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES TO ALLOCATE THE DISTRIBUTABLE
INCOME FOR THE YEAR AS FOLLOWS: ORIGIN
EARNINGS: EUR 102,815,816.76 RETAINED
EARNINGS: EUR 1,900,510,348.22
DISTRIBUTABLE INCOME: EUR 2,003,326,164.98
ALLOCATION LEGAL RESERVE: EUR 112,256.00
DIVIDENDS: EUR 191,841,190.00 (I.E.
76,736,476 SHARES BEARING RIGHTS FROM
JANUARY 1ST 2020) RETAINED EARNINGS: EUR
1,811,372,718.98 THE SHAREHOLDERS WILL BE
GRANTED A NET DIVIDEND OF EUR 2.50 PER
SHARE THAT WILL BE ELIGIBLE FOR THE 40
PERCENT DEDUCTION PROVIDED BY THE FRENCH
GENERAL TAX CODE, PAID ON MAY 28TH 2021.
THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS TO
DETERMINE THE FINAL OVERALL AMOUNT OF THE
DIVIDEND, THEN THE DISTRIBUTE INCOME AND
THE AMOUNT TO ALLOCATE TO THE RETAINED
EARNING ACCOUNT. FOR THE LAST THREE
FINANCIAL YEARS, THE DIVIDENDS WERE PAID
PER SHARES: EUR 2.20 FOR FISCAL YEAR 2019,
EUR 2.50 FOR FISCAL YEAR 2018, EUR 2.30 FOR
FISCAL YEAR 2017
4 THE SHAREHOLDERS' MEETING HEREBY, AFTER Mgmt No vote
REVIEWING THE SPECIAL REPORT OF THE
AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE
L.225-40 OF THE FRENCH COMMERCIAL CODE,
NOTICES THE INFORMATION RELATED TO THE
AGREEMENTS ENTERED INTO AND THE COMMITMENTS
MADE DURING PREVIOUS FISCAL YEARS AND
APPROVED BY THE SHAREHOLDERS' MEETING, AND
APPROVES THE AGREEMENT AUTHORISED AND
ENTERED INTO DURING SAID FISCAL YEAR
REFERRED TO THEREIN
5 THE SHAREHOLDERS' MEETING APPOINTS MR. Mgmt No vote
THIERRY PILENKO AS DIRECTOR FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
6 THE SHAREHOLDERS' MEETING APPOINTS Mgmt No vote
BPIFRANCE INVESTISSEMENT AS DIRECTOR FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
7 THE SHAREHOLDERS' MEETING APPOINTS MRS. Mgmt No vote
ILSE HENNE AS DIRECTOR FOR A 4-YEAR PERIOD,
I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED
TO RULE ON THE FINANCIAL STATEMENTS FOR THE
2024 FISCAL YEAR
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
CORPORATE OFFICERS (CHIEF EXECUTIVE OFFICER
EXCLUDED)
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE CHIEF
EXECUTIVE OFFICER
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
INFORMATION RELATED TO THE COMPENSATION
APPLICABLE TO THE CORPORATE OFFICERS, IN
ACCORDANCE WITH THE ARTICLE L.22-10-9 OF
THE FRENCH COMMERCIAL CODE
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE CHIEF EXECUTIVE OFFICER, MR.
THIERRY LE HENAFF, FOR SAID FISCAL YEAR
12 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt No vote
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES ON THE OPEN MARKET,
SUBJECT TO THE CONDITIONS DESCRIBED BELOW:
MAXIMUM PURCHASE PRICE: EUR 135.00, MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT
OF THE SHARES COMPOSING THE SHARE CAPITAL,
MAXIMUM FUNDS INVESTED IN THE SHARE
BUYBACKS: EUR 1,035,942,345.00 (ON THE
BASIS OF THE SHARE CAPITAL ON DECEMBER 31ST
2020). THE NUMBER OF TREASURY SHARES TO BE
HELD BY THE COMPANY SHALL NOT EXCEED 10
PERCENT OF THE SHARES COMPOSING THE SHARE
CAPITAL. THIS AUTHORISATION IS GIVEN FOR AN
18-MONTH PERIOD AND SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORISATION GIVEN BY THE
SHAREHOLDERS' MEETING OF MAY 19TH 2020 IN
RESOLUTION NR, 11. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
13 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt No vote
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY
CANCELLING ALL OR PART OF THE SHARES HELD
BY THE COMPANY IN CONNECTION WITH THE STOCK
REPURCHASE PLAN UNDER RESOLUTION 12, UP TO
A MAXIMUM OF 10 PERCENT OF THE SHARE
CAPITAL OVER A 24-MONTH PERIOD. THIS
AUTHORISATION IS GIVEN FOR A 24-MONTH
PERIOD AND SUPERSEDES THE FRACTION UNUSED
OF THE AUTHORISATION GIVEN BY THE
SHAREHOLDERS' MEETING OF MAY 21ST 2019 IN
RESOLUTION NR, 12. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
14 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt No vote
ARTICLE NUMBER 10: 'DIRECTOR REPRESENTING
THE EMPLOYEES' AND ARTICLE 16:
'REPRESENTATION' OF THE BYLAWS
15 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
AROUNDTOWN SA Agenda Number: 713395843
--------------------------------------------------------------------------------------------------------------------------
Security: L0269F109
Meeting Type: OGM
Meeting Date: 15-Dec-2020
Ticker:
ISIN: LU1673108939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVE DIVIDENDS Mgmt No vote
CMMT 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 08 DEC 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM EGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AROUNDTOWN SA Agenda Number: 714253147
--------------------------------------------------------------------------------------------------------------------------
Security: L0269F109
Meeting Type: AGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: LU1673108939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 PRESENTATION OF THE MANAGEMENT REPORT OF Non-Voting
THE BOARD OF DIRECTORS IN RESPECT OF THE
STATUTORY FINANCIAL STATEMENTS OF THE
COMPANY AND THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY AND ITS GROUP FOR
THE FINANCIAL YEAR ENDED ON 31 DECEMBER
2020
2 PRESENTATION OF THE REPORTS OF THE Non-Voting
INDEPENDENT AUDITOR OF THE COMPANY IN
RESPECT OF THE STATUTORY FINANCIAL
STATEMENTS OF THE COMPANY AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS GROUP FOR THE FINANCIAL
YEAR ENDED ON 31 DECEMBER 2020
3 THE GENERAL MEETING, AFTER HAVING REVIEWED Mgmt No vote
THE MANAGEMENT REPORT OF THE BOARD OF
DIRECTORS AND THE REPORT OF THE INDEPENDENT
AUDITOR OF THE COMPANY, APPROVES THE
STATUTORY FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED ON 31
DECEMBER 2020 IN THEIR ENTIRETY
4 THE GENERAL MEETING, AFTER HAVING REVIEWED Mgmt No vote
THE MANAGEMENT REPORT OF THE BOARD OF
DIRECTORS AND THE REPORT OF THE INDEPENDENT
AUDITOR OF THE COMPANY, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS GROUP FOR THE FINANCIAL
YEAR ENDED ON 31 DECEMBER 2020 IN THEIR
ENTIRETY
5 THE GENERAL MEETING NOTES AND ACKNOWLEDGES Mgmt No vote
THE STATUTORY NET PROFIT OF THE COMPANY IN
THE AMOUNT OF EUR 65,174,392 FOR THE
FINANCIAL YEAR ENDED ON 31 DECEMBER 2020
AND RESOLVES TO CARRY IT FORWARD TO THE
NEXT FINANCIAL YEAR
6 THE GENERAL MEETING RESOLVES TO GRANT Mgmt No vote
DISCHARGE TO EACH OF THE MEMBERS OF THE
BOARD OF DIRECTORS (CURRENT AND FORMER) IN
RESPECT OF THE PERFORMANCE OF THEIR DUTIES
DURING THE FINANCIAL YEAR ENDED ON 31
DECEMBER 2020
7 THE GENERAL MEETING RESOLVES TO RENEW THE Mgmt No vote
MANDATE OF KPMG LUXEMBOURG, SOCIETE
COOPERATIVE, HAVING ITS REGISTERED OFFICE
AT 39, AVENUE JOHN F. KENNEDY, L-1855
LUXEMBOURG, GRAND DUCHY OF LUXEMBOURG,
REGISTERED WITH THE RCSL UNDER NUMBER
B149133, AS INDEPENDENT AUDITOR OF THE
COMPANY IN RELATION TO THE STATUTORY
FINANCIAL STATEMENTS OF THE COMPANY AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS GROUP FOR A TERM WHICH WILL
EXPIRE AT THE END OF THE ANNUAL GENERAL
MEETING OF THE SHAREHOLDERS OF THE COMPANY
CALLED TO APPROVE THE STATUTORY FINANCIAL
STATEMENTS OF THE COMPANY AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS GROUP FOR THE FINANCIAL
YEAR ENDING ON 31 DECEMBER 2021
8 THE GENERAL MEETING, UPON THE PROPOSAL OF Mgmt No vote
THE BOARD OF DIRECTORS, RESOLVES TO APPROVE
THE DISTRIBUTION OF A DIVIDEND FROM THE
SHARE PREMIUM ACCOUNT OF THE COMPANY
RELATING TO THE FINANCIAL YEAR ENDED ON 31
DECEMBER 2020 IN THE AMOUNT OF EUR 0.22
(GROSS) PER SHARE FOR THE HOLDERS OF RECORD
IN THE SECURITY SETTLEMENT SYSTEMS ON 2
JULY 2021
9 THE GENERAL MEETING APPROVES ON AN ADVISORY Mgmt No vote
NON-BINDING BASIS THE REMUNERATION REPORT
OF THE COMPANY FOR THE FINANCIAL YEAR ENDED
ON 31 DECEMBER 2020 IN ITS ENTIRETY
10 THE GENERAL MEETING APPROVES ON AN ADVISORY Mgmt No vote
NON-BINDING BASIS THE REMUNERATION POLICY
ESTABLISHED BY THE BOARD OF DIRECTORS OF
THE COMPANY IN ITS ENTIRETY
11 THE GENERAL MEETING RESOLVES TO: (I) Mgmt No vote
INCREASE THE MAXIMUM AGGREGATE NOMINAL
AMOUNT OF THE SHARES OF THE COMPANY WHICH
MAY BE ACQUIRED UNDER THE COMPANY'S
EXISTING BUY-BACK PROGRAMME, AS APPROVED BY
THE ORDINARY GENERAL MEETING OF THE
SHAREHOLDERS OF THE COMPANY ON 6 MAY 2020,
BY 10% OF THE AGGREGATE NOMINAL AMOUNT OF
THE ISSUED SHARE CAPITAL OF THE COMPANY
FROM TIME TO TIME; AND (II) AMEND THE FIRST
PARAGRAPH OF THE BUY-BACK PROGRAMME
RESOLUTION TAKEN ON 6 MAY 2020 TO READ AS
FOLLOWS: "THE GENERAL MEETING GRANTS ALL
POWERS TO THE BOARD OF DIRECTORS, WITH
OPTION TO DELEGATE, TO BUY-BACK, EITHER
DIRECTLY OR THROUGH A SUBSIDIARY OF THE
COMPANY, SHARES OF THE COMPANY FOR A PERIOD
OF FIVE (5) YEARS FOLLOWING THE DATE OF THE
PRESENT GENERAL MEETING. IN PARTICULAR, THE
GENERAL MEETING RESOLVES THAT THE AGGREGATE
NOMINAL AMOUNT OF THE SHARES OF THE COMPANY
WHICH MAY BE ACQUIRED MAY NOT EXCEED 30% OF
THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED
SHARE CAPITAL OF THE COMPANY FROM TIME TO
TIME, AT THE DATE OF EXERCISE OF THE
PRESENT AUTHORISATION."
--------------------------------------------------------------------------------------------------------------------------
ASM INTERNATIONAL NV Agenda Number: 713792821
--------------------------------------------------------------------------------------------------------------------------
Security: N07045201
Meeting Type: AGM
Meeting Date: 17-May-2021
Ticker:
ISIN: NL0000334118
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1. OPENING / ANNOUNCEMENTS Non-Voting
2. REPORT ON THE FINANCIAL YEAR 2020 Non-Voting
3. REMUNERATION REPORT 2020 Mgmt No vote
4. ADOPTION OF THE ANNUAL ACCOUNTS 2020 Mgmt No vote
5. ADOPTION OF DIVIDEND PROPOSAL Mgmt No vote
6. DISCHARGE OF THE MEMBERS OF THE MANAGEMENT Mgmt No vote
BOARD
7. DISCHARGE OF THE MEMBERS OF THE SUPERVISORY Mgmt No vote
BOARD
8. COMPOSITION OF THE MANAGEMENT BOARD: Mgmt No vote
APPOINTMENT OF MR. PAUL VERHAGEN AS MEMBER
TO THE MANAGEMENT BOARD
9. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt No vote
REAPPOINTMENT OF MRS. STEFANIE
KAHLE-GALONSKE TO THE SUPERVISORY BOARD
10. APPOINTMENT OF THE COMPANY'S AUDITOR FOR Mgmt No vote
THE FINANCIAL YEAR 2021: KPMG ACCOUNTANTS
N.V
11. DESIGNATION OF THE MANAGEMENT BOARD AS THE Non-Voting
COMPETENT BODY TO ISSUE COMMON SHARES AND
RIGHTS TO ACQUIRE COMMON SHARES AND TO SET
ASIDE ANY PRE-EMPTIVE RIGHTS
11.a DESIGNATION OF THE MANAGEMENT BOARD AS THE Mgmt No vote
COMPETENT BODY TO ISSUE COMMON SHARES AND
RIGHTS TO ACQUIRE COMMON SHARES
11.b DESIGNATION OF THE MANAGEMENT BOARD AS THE Mgmt No vote
COMPETENT BODY TO SET ASIDE ANY PRE-EMPTIVE
RIGHTS WITH RESPECT TO THE ISSUE OF COMMON
SHARES AND RIGHTS TO ACQUIRE COMMON SHARES
12. AUTHORIZATION OF THE MANAGEMENT BOARD TO Mgmt No vote
REPURCHASE COMMON SHARES IN THE COMPANY
13. AMENDMENT OF ARTICLES OF ASSOCIATION Mgmt No vote
14. WITHDRAWAL OF TREASURY SHARES Mgmt No vote
15. ANY OTHER BUSINESS Non-Voting
16. CLOSURE Non-Voting
CMMT 03 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 10. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDINGS N.V. Agenda Number: 935388529
--------------------------------------------------------------------------------------------------------------------------
Security: N07059210
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ASML
ISIN: USN070592100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3a Advisory vote on the remuneration report Mgmt Against Against
for the Board of Management and the
Supervisory Board for the financial year
2020.
3b Proposal to adopt the financial statements Mgmt For For
of the Company for the financial year 2020,
as prepared in accordance with Dutch law.
3d Proposal to adopt a dividend in respect of Mgmt For For
the financial year 2020.
4a Proposal to discharge the members of the Mgmt For For
Board of Management from liability for
their responsibilities in the financial
year 2020.
4b Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability for their
responsibilities in the financial year
2020.
5 Proposal to approve the number of shares Mgmt For For
for the Board of Management.
6 Proposal to adopt certain adjustments to Mgmt For For
the Remuneration Policy for the Board of
Management.
7 Proposal to adopt certain adjustments to Mgmt For For
the Remuneration Policy for the Supervisory
Board.
9a Proposal to appoint Ms. B. Conix as a Mgmt For For
member of the Supervisory Board.
10 Proposal to appoint KPMG Accountants N.V. Mgmt For For
as external auditor for the reporting year
2022.
11a Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% for general purposes.
11b Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with agenda item 11 a).
11c Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% in connection with or on
the occasion of mergers, acquisitions
and/or (strategic) alliances.
11d Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with agenda item 11 c).
12a Authorization to repurchase ordinary shares Mgmt For For
up to 10% of the issued share capital.
12b Authorization to repurchase additional Mgmt For For
ordinary shares up to 10% of the issued
share capital.
13 Proposal to cancel ordinary shares. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASR NEDERLAND N.V Agenda Number: 713133091
--------------------------------------------------------------------------------------------------------------------------
Security: N0709G103
Meeting Type: EGM
Meeting Date: 28-Oct-2020
Ticker:
ISIN: NL0011872643
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING Non-Voting
2.A APPOINTMENT MEMBER OF THE SUPERVISORY Non-Voting
BOARD: INTRODUCTION JOOP WIJN
2.B. APPOINTMENT MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: PROPOSAL TO APPOINT JOOP WIJN AS
MEMBER AND FUTURE CHAIRMAN OF THE
SUPERVISORY BOARD
3 QUESTIONS BEFORE CLOSING Non-Voting
4 CLOSING Non-Voting
CMMT 19 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTION 2.B. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ASR NEDERLAND N.V Agenda Number: 713836166
--------------------------------------------------------------------------------------------------------------------------
Security: N0709G103
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: NL0011872643
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2a. 2020 ANNUAL REPORT Non-Voting
2b. REPORT OF THE SUPERVISORY BOARD Non-Voting
2c. CORPORATE GOVERNANCE Non-Voting
2d. 2020 REMUNERATION REPORT Mgmt No vote
3a. 2020 FINANCIAL STATEMENTS AND DIVIDEND: Mgmt No vote
PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS
FOR THE 2020 FINANCIAL YEAR
3b. 2020 FINANCIAL STATEMENTS AND DIVIDEND: Non-Voting
EXPLANATORY NOTES ON THE RESERVES AND
DIVIDEND POLICY
3c. 2020 FINANCIAL STATEMENTS AND DIVIDEND: Mgmt No vote
PROPOSAL TO PAY DIVIDEND: EUR 2.04 PER
SHARE
4a. PROPOSAL TO GRANT DISCHARGE TO THE MEMBERS Mgmt No vote
OF THE EXECUTIVE BOARD FOR THE 2020
FINANCIAL YEAR
4b. PROPOSAL TO GRANT DISCHARGE TO THE MEMBERS Mgmt No vote
OF THE SUPERVISORY BOARD FOR THE 2020
FINANCIAL YEAR
5a. PROPOSAL TO EXTEND THE AUTHORIZATION OF THE Mgmt No vote
EXECUTIVE BOARD TO ISSUE ORDINARY SHARES
AND/OR TO GRANT RIGHTS TO SUBSCRIBE FOR
ORDINARY SHARES
5b. PROPOSAL TO EXTEND THE AUTHORIZATION OF THE Mgmt No vote
EXECUTIVE BOARD TO RESTRICT OR EXCLUDE THE
STATUTORY PRE-EMPTIVE RIGHT
5c. PROPOSAL TO AUTHORISE THE EXECUTIVE BOARD Mgmt No vote
TO ACQUIRE THE COMPANY'S OWN SHARES
6a. PROPOSAL TO CANCEL SHARES HELD BY A.S.R Mgmt No vote
6b. PROPOSAL TO AMEND THE ARTICLES OF Mgmt No vote
ASSOCIATION FOR THE CANCELLATION OF THE
SHARES HELD BY A.S.R
7. QUESTIONS BEFORE CLOSING Non-Voting
8a COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
RESIGNATION OF KICK VAN DER POL AS MEMBER
AND CHAIRMAN OF THE SUPERVISORY BOARD
9. CLOSING Non-Voting
CMMT 03 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 3.C AND ADDICTION OF COMMENT AND
CHANGE IN NUMBERING FOR ALL RESOLUTIONS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 23 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
ASSICURAZIONI GENERALI S.P.A. Agenda Number: 713682993
--------------------------------------------------------------------------------------------------------------------------
Security: T05040109
Meeting Type: MIX
Meeting Date: 26-Apr-2021
Ticker:
ISIN: IT0000062072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1.a ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
1.b APPROVE ALLOCATION OF INCOME Mgmt No vote
2.a AMEND COMPANY BYLAWS RE: ARTICLES 8.1, 8.4, Mgmt No vote
8.5, 8.6, AND 8.7
2.b AMEND COMPANY BYLAWS RE: ARTICLE 9.1 Mgmt No vote
3.a APPROVE REMUNERATION POLICY Mgmt No vote
3.b APPROVE SECOND SECTION OF THE REMUNERATION Mgmt No vote
REPORT
4.a APPROVE GROUP LONG TERM INCENTIVE PLAN Mgmt No vote
4.b AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE OF REPURCHASED SHARES TO SERVICE
GROUP LONG TERM INCENTIVE PLAN
4.c AUTHORIZE BOARD TO INCREASE CAPITAL TO Mgmt No vote
SERVICE GROUP LONG TERM INCENTIVE PLAN
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 28 APR 2021 (AND A THIRD CALL ON 29
APR 2021). CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED. THANK
YOU.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
ATLANTIA S.P.A. Agenda Number: 713161470
--------------------------------------------------------------------------------------------------------------------------
Security: T05404107
Meeting Type: MIX
Meeting Date: 30-Oct-2020
Ticker:
ISIN: IT0003506190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 TO APPOINT ONE DIRECTOR AS PER ART. 2386 OF Mgmt No vote
THE ITALIAN CIVIL CODE AND TO STATE HIS
EMOLUMENT. RESOLUTIONS RELATED THERETO
E.1 TO WITHDRAW THE STOCK CAPITAL INCREASE Mgmt No vote
RESOLUTION ADOPTED BY THE EXTRAORDINARY
MEETING HELD ON 8 AUGUST 2013 TO SERVE THE
CONDITIONAL ENTITLEMENT RIGHTS. THEREFORE,
TO RELEASE THE BY-LAWS RESERVE ''BOUND
RESERVE FOR CONDITIONAL ENTITLEMENT
RIGHTS'' CONSTITUTED BY VIRTUE OF THE
MEETING RESOLUTION ITSELF, TO COVER THE
ISSUANCE OF THE SHARES' RELEASE TO THE
SERVICE OF THE CONDITIONAL ENTITLEMENT
RIGHTS; TO AMEND THE ART. 6 OF THE BY-LAWS
(SHARE CAPITAL, SHARES, BONDS); RESOLUTIONS
RELATED THERETO
E.2 TO PROPOSE THE AMENDMENT OF THE ARTICLES Mgmt No vote
(I) 6 (SHARE CAPITAL, SHARES, BONDS) TO
ELIMINATE THE NOMINAL UNIT VALUE PER SHARES
INDICATION; (II) 20 (APPOINTMENT OF THE
BOARD OF DIRECTORS) AND 32 (APPOINTMENT OF
THE INTERNAL AUDITORS) TO ADJUST TO THE
'GENDER QUOTAS' DISCIPLINE; AND (III) 23
(APPOINTMENT OF THE BOARD OF DIRECTORS) TO
AMEND THE BOARD OF DIRECTORS' MEETING'S
PROCEDURE; RESOLUTIONS RELATED THERETO
E.3 TO APPROVE THE PLAN OF PARTIAL SPIN-OFF OF Mgmt No vote
ATLANTIA S.P.A. IN FAVOUR OF THE
FULLY-OWNED SUBSIDIARY AUTOSTRADE
CONCESSIONI E COSTRUZIONI S.P.A.; TO
PROPOSE THE AMENDMENT OF ART. 6 OF THE
BY-LAWS (SHARE CAPITAL, SHARES, BONDS);
RESOLUTIONS RELATED THERETO
--------------------------------------------------------------------------------------------------------------------------
ATLANTIA S.P.A. Agenda Number: 713452908
--------------------------------------------------------------------------------------------------------------------------
Security: T05404107
Meeting Type: EGM
Meeting Date: 15-Jan-2021
Ticker:
ISIN: IT0003506190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
E.1 TO APPROVE THE PLAN OF PARTIAL PROPORTIONAL Mgmt No vote
SPIN-OFF OF ATLANTIA S.P.A. IN FAVOUR OF
THE FULLY-OWNED SUBSIDIARY AUTOSTRADE
CONCESSIONI E COSTRUZIONI S.P.A.; TO
PROPOSE THE AMENDMENT OF ART. 6 OF THE
BY-LAWS (SHARE CAPITAL, SHARES, BONDS);
RESOLUTIONS RELATED THERETO
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ATLANTIA S.P.A. Agenda Number: 713637342
--------------------------------------------------------------------------------------------------------------------------
Security: T05404107
Meeting Type: EGM
Meeting Date: 29-Mar-2021
Ticker:
ISIN: IT0003506190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
E.1 TO EXTEND THE DEADLINE FOR THE FULFILLMENT Mgmt No vote
OF THE SUSPENSIVE CONDITION, PURSUANT TO
ART. 7.1, OF THE PLAN OF PARTIAL
PROPORTIONAL SPIN-OFF OF ATLANTIA S.P.A. IN
FAVOUR OF AUTOSTRADE CONCESSIONI E
COSTRUZIONI S.P.A APPROVED ON 15 JANUARY
2021; RESOLUTIONS RELATED THERETO
--------------------------------------------------------------------------------------------------------------------------
ATLANTIA S.P.A. Agenda Number: 713854897
--------------------------------------------------------------------------------------------------------------------------
Security: T05404107
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: IT0003506190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 534726 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
O.1.a BALANCE SHEET 2020: TO APPROVE ATLANTIA Mgmt No vote
SPA'S BALANCE SHEET AS OF 31 DECEMBER 2020,
TOGETHER WITH INTERNAL AND EXTERNAL
AUDITORS' REPORTS. TO PRESENT THE
INTEGRATED ANNUAL REPORT AND THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2020. RESOLUTIONS RELATED THERETO
O.1.b BALANCE SHEET 2020: PROFIT ALLOCATION. Mgmt No vote
RESOLUTIONS RELATED THERETO
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS INTERNAL AUDITORS',
THERE IS ONLY 1 SLATE AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE TO INSTRUCT,
YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE
OF THE 2 SLATES OF INTERNAL AUDITORS'
O.2a1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE
INTERNAL AUDITORS AND THE INTERNAL
AUDITORS' CHAIRMAN FOR FINANCIAL YEARS
2021-2022-2023. RESOLUTIONS RELATED
THERETO. LIST PRESENTED BY SINTONIA S.P.A.,
REPRESENTING 30.25PCT OF THE SHARE CAPITAL.
EFFECTIVE INTERNAL AUDITORS - LELIO
FORNABAIO - MAURA CAMPRA - ANGELO ROCCO
BONISSONI ALTERNATIVE INTERNAL AUDITORS -
MARIO CIVETTA - ILARIA ANTONELLA BELLUCO
O.2a2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE
INTERNAL AUDITORS AND THE INTERNAL
AUDITORS' CHAIRMAN FOR FINANCIAL YEARS
2021-2022-2023. RESOLUTIONS RELATED
THERETO. LIST PRESENTED BY ABERDEEN
STANDARD INVESTMENTS; ARCA FONDI SGR
S.P.A.; BANCOPOSTA FONDI S.P.A. SGR;
EURIZON CAPITAL S.A.; EURIZON CAPITAL SGR
S.P.A; FIDEURAM ASSET MANAGEMENT IRELAND;
FIDEURAM INTESA SANPAOLO PRIVATE BANKING
ASSET MANAGEMENT SGR S.P.A.; INTERFUND
SICAV - INTERFUND EQUITY ITALY; KAIROS
PARTNERS SGR S.P.A.; MEDIOBANCA SGR S.P.A.;
MEDIOLANUM GESTIONE FONDI SGR S.P.A.;
PRAMERICA SICAV COMPARTO ITALIAN EQUITY,
REPRESENTING TOGETHER 0.71672PCT OF THE
SHARE CAPITAL. EFFECTIVE INTERNAL AUDITORS
- ROBERTO RUGGERO CAPONE - SONIA FERRERO
ALTERNATIVE INTERNAL AUDITORS - FRANCESCO
FALLACARA
O.2.b TO STATE INTERNAL AUDITORS' CHAIRMAN Mgmt No vote
EMOLUMENT AND EFFECTIVE AUDITORS'
EMOLUMENTS. RESOLUTIONS RELATED THERETO
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY ONE CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU
O.3.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT ONE MEMBER
OF THE BOARD OF DIRECTORS. RESOLUTIONS
RELATED THERETO. PROPOSAL PRESENTED BY
SINTONIA S.P.A., REPRESENTING 30.25PCT OF
THE SHARE CAPITAL: NICOLA VERDICCHIO
O.3.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT ONE MEMBER
OF THE BOARD OF DIRECTORS. RESOLUTIONS
RELATED THERETO. PROPOSAL PRESENTED BY
ABERDEEN STANDARD INVESTMENTS; ARCA FONDI
SGR S.P.A.; BANCOPOSTA FONDI S.P.A. SGR;
EURIZON CAPITAL S.A.; EURIZON CAPITAL SGR
S.P.A; FIDEURAM ASSET MANAGEMENT IRELAND;
FIDEURAM INTESA SANPAOLO PRIVATE BANKING
ASSET MANAGEMENT SGR S.P.A.; INTERFUND
SICAV - INTERFUND EQUITY ITALY; KAIROS
PARTNERS SGR S.P.A.; MEDIOBANCA SGR S.P.A.;
MEDIOLANUM GESTIONE FONDI SGR S.P.A.;
PRAMERICA SICAV COMPARTO ITALIAN EQUITY,
REPRESENTING TOGETHER 0.71672PCT OF THE
SHARE CAPITAL: ANDREA BRENTAN
O.4 TO APPROVE AN INCENTIVE PLAN INVOLVING Mgmt No vote
ATLANTIA SPA'S ORDINARY SHARES CALLED
'STOCK GRANT PLAN 2021-2023'. RESOLUTIONS
RELATED THERETO
O.5.a REWARDING POLICY 2021 AND 2020 EMOLUMENT Mgmt No vote
PAID REPORT AS PER ART. 123-TER OF THE
LEGISLATIVE DECREE OF 24TH FEBRUARY
NO.58/1998: TO APPROVE THE 'FIRST SECTION'
OF THE 2021 REWARDING POLICY REPORT
(BINDING RESOLUTION)
O.5.b REWARDING POLICY 2021 AND 2020 EMOLUMENT Mgmt No vote
PAID REPORT AS PER ART. 123-TER OF THE
LEGISLATIVE DECREE OF 24TH FEBRUARY
NO.58/1998: NON-BINDING RESOLUTION ON THE
'SECOND SECTION' OF THE 2021 EMOLUMENTS
PAID REPORT
E.1.a PROPOSALS FOR STATUTORY AMENDMENTS; Mgmt No vote
RESOLUTIONS RELATED THERETO: ART. 8, FOR
THE INCLUSION OF A PROVISION REGARDING THE
IDENTIFICATION OF SHAREHOLDERS
E.1.b PROPOSALS FOR STATUTORY AMENDMENTS; Mgmt No vote
RESOLUTIONS RELATED THERETO: ART. 20,
REGARDING THE APPOINTMENT OF THE BOARD OF
DIRECTORS
E.1.c PROPOSALS FOR STATUTORY AMENDMENTS; Mgmt No vote
RESOLUTIONS RELATED THERETO: ART.23,
REGARDING BOARD OF DIRECTORS' MEETINGS
E.1.d PROPOSALS FOR STATUTORY AMENDMENTS; Mgmt No vote
RESOLUTIONS RELATED THERETO: ARTICLES 26
AND 28, FOR THE INCLUSION OF PROVISIONS
REGARDING INTERNAL BOARD COMMITTEES
--------------------------------------------------------------------------------------------------------------------------
ATLANTIA S.P.A. Agenda Number: 714044550
--------------------------------------------------------------------------------------------------------------------------
Security: T05404107
Meeting Type: AGM
Meeting Date: 31-May-2021
Ticker:
ISIN: IT0003506190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 DISPOSAL OF THE ENTIRE PARTICIPATION HELD Mgmt No vote
BY ATLANTIA S.P.A. IN AUTOSTRADE PER
L'ITALIA S.P.A. TO THE CONSORTIUM FORMED BY
CDP EQUITY S.P.A., THE BLACKSTONE GROUP
INTERNATIONAL PARTNERS LLP AND MACQUARIE
EUROPEAN INFRASTRUCTURE FUND 6 SCSP.
--------------------------------------------------------------------------------------------------------------------------
ATOS SE Agenda Number: 713156417
--------------------------------------------------------------------------------------------------------------------------
Security: F06116101
Meeting Type: OGM
Meeting Date: 27-Oct-2020
Ticker:
ISIN: FR0000051732
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 469953 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT 1 OCT 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202009212004060-114 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202009282004118-117 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING OF RES 3. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
1 FAVOURABLE OPINION ON THE COMPANY'S Mgmt No vote
MEDIUM-TERM ORIENTATIONS
2 APPOINTMENT OF MR. EDOUARD PHILIPPE AS Mgmt No vote
DIRECTOR
3 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
CMMT 15 OCT 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM AGM TO OGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES TO MID
471500, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ATOS SE Agenda Number: 713839794
--------------------------------------------------------------------------------------------------------------------------
Security: F06116101
Meeting Type: MIX
Meeting Date: 12-May-2021
Ticker:
ISIN: FR0000051732
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 23 APR 2021:PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104232101143-49 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE MEETING
3 THE SHAREHOLDERS' MEETING RESOLVES TO Mgmt No vote
ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN:
EARNINGS: EUR 1,378,572,313.17 RETAINED
EARNINGS: EUR 3,528,430,291.23
DISTRIBUTABLE INCOME: EUR 4,907,002,604.40
ALLOCATION: ORDINARY DIVIDENDS: EUR
98,945,910.90 (BASED ON 109,993,166 SHARES
COMPOSING THE SHARE CAPITAL AS OF THE 31ST
OF DECEMBER 2020, INCLUDING 53,265 TREASURY
SHARES) RETAINED EARNINGS: EUR
4,808,056,693.50 THE SHAREHOLDERS WILL BE
GRANTED A DIVIDEND OF EUR 0.90 PER SHARE
(BASED ON 109,939,901 SHARES), ELIGIBLE TO
THE 40 PER CENT DEDUCTION PROVIDED BY THE
FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL
BE PAID ON THE 18TH OF MAY 2021. FOLLOWING
THIS ALLOCATION, THE LEGAL RESERVE ACCOUNT
WILL SHOW A NEW BALANCE OF EUR
10,999,316.60. THE AMOUNT CORRESPONDING TO
THE TREASURY SHARES WILL BE ALLOCATED TO
THE OTHER RESERVES ACCOUNT. FOR THE LAST
THREE FINANCIAL YEARS, THE DIVIDENDS WERE
PAID AS FOLLOWS: EUR 0.00 PER SHARE FOR
FISCAL YEAR 2019 EUR 1.70 PER SHARE FOR
FISCAL YEAR 2018 EUR 1.60 PER SHARE FOR
FISCAL YEAR 2017
4 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR VIVEK BADRINATH AS A
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR
5 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR BERTRAND MEUNIER AS A
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MRS AMINATA NIANE AS A
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR
7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MRS LYNN PAINE AS A DIRECTOR
FOR A 3-YEAR PERIOD, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE 2023 FISCAL
YEAR
8 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE,
APPROVES SAID REPORT AND THE AGREEMENTS
AUTHORIZED FOR SAID FISCAL YEAR REFERRED TO
THEREIN
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR BERTRAND MEUNIER AS CHAIRMAN
OF THE BOARD OF DIRECTORS FOR THE 2020
FINANCIAL YEAR
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR ELIE GIRARD AS MANAGING
DIRECTOR FOR THE 2020 FINANCIAL YEAR
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
INFORMATION RELATED TO THE COMPENSATION
APPLICABLE TO THE CORPORATE OFFICERS IN
ACCORDANCE WITH THE ARTICLE L.22-10-9 I OF
THE FRENCH COMMERCIAL CODE
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
POLICY OF THE COMPENSATION APPLICABLE TO
THE DIRECTORS
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
POLICY OF THE COMPENSATION APPLICABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
POLICY OF THE COMPENSATION APPLICABLE TO
THE MANAGING DIRECTOR
15 THE SHAREHOLDERS' MEETING GIVES A Mgmt No vote
FAVOURABLE OPINION ON THE AMBITION OF THE
COMPANY AND ITS GROUP IN TERMS OF 'NET ZERO
EMISSIONS' DECARBONISATION
16 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 120.00, MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED: 10 PER CENT OF THE SHARES
COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
1,319,917,920.00. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
DELEGATION OF POWERS SUPERSEDES ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
17 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt No vote
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND
AT ITS SOLE DISCRETION, BY CANCELLING ALL
OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH THE STOCK REPURCHASE
PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE
SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS
AUTHORIZATION IS GIVEN FOR A 26-MONTH
PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT
18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, ON ONE OR MORE OCCASIONS, IN
FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS
OF THE COMPANY OR RELATED COMPANIES WHO ARE
MEMBERS OF A COMPANY SAVINGS PLAN OR ANY
OTHER QUALIFIED EQUIVALENT PLAN, BY
ISSUANCE OF SHARES OR OTHER EQUITY
SECURITIES OF THE COMPANY, OR SECURITIES
GIVING ACCESS TO EXISTING OR TO BE ISSUED
SHARES OR OTHER EQUITY SECURITIES OF THE
COMPANY, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. THIS DELEGATION IS
GIVEN FOR AN 18-MONTH PERIOD AND FOR A
NOMINAL AMOUNT THAT SHALL NOT EXCEED 2 PER
CENT OF THE SHARE CAPITAL. THIS AMOUNT
SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION NUMBER 24 GRANTED BY
THE SHAREHOLDERS' MEETING OF THE 16TH OF
JUNE 2020. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
19 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL IN FAVOUR OF (I) EMPLOYEES,
CORPORATE OFFICERS OF RELATED COMPANIES
WITH THEIR HEAD OFFICE ABROAD, (II) AIF,
UCITS, EMPLOYEE SHAREHOLDING INVESTED IN
COMPANY'S EQUITIES WHOSE SHAREHOLDERS ARE
REFERRED IN (I), (III) ANY CREDIT
INSTITUTION SETTING UP ON BEHALF OF THE
COMPANY A SHAREHOLDING OR SAVINGS PLAN FOR
THE PERSONS REFERRED IN (I) TO OFFER A
SHAREHOLDING-EMPLOYEE SAVINGS PLAN SIMILAR
TO THE PLAN GRANTED TO THE OTHER EMPLOYEES
OF THE ATOS GROUP, BY ISSUANCE OF SHARES
(PREFERENCE SHARES EXCLUDED), SECURITIES
GIVING ACCESS TO THE COMPANY'S SHARE
CAPITAL (INCLUDING EQUITY SECURITIES GIVING
RIGHT TO THE ALLOCATION OF DEBT
SECURITIES), WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS.
DELEGATION FOR 18 MONTHS, FOR A NOMINAL
AMOUNT THAT SHALL NOT EXCEED 0.2 PER CENT
OF THE SHARE CAPITAL AND COUNTING AGAINST
THE OVERALL VALUE SET FORTH IN RESOLUTION
24 GRANTED ON JUNE 16, 2020. ALL POWERS TO
THE BOARD OF DIRECTORS
20 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO GRANT, FOR FREE, ON
ONE OR MORE OCCASIONS, EXISTING OR TO BE
ISSUED SHARES, IN FAVOUR OF BENEFICIARIES
TO BE CHOSEN AMONG THE EMPLOYEES OR THE
CORPORATE OFFICERS OF THE COMPANY AND OR
RELATED COMPANIES OR ECONOMIC INTEREST
GROUPINGS. THEY MAY NOT REPRESENT MORE THAN
0.9 PER CENT OF THE SHARE CAPITAL, AMONG
WHICH THE SHARES GRANTED TO THE MANAGING
CORPORATE OFFICERS MAY NOT REPRESENT MORE
THAN 0.09 PER CENT OF THE SHARE CAPITAL.
THIS AUTHORIZATION IS GIVEN FOR A 38-MONTH
PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
21 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt No vote
ARTICLES: NR 25: 'REGULATED AGREEMENTS', NR
28: 'PROVISIONS COMMON TO THE SHAREHOLDERS'
MEETINGS', NR 33: 'DELIBERATIONS OF THE
SHAREHOLDERS' MEETINGS', OF THE BYLAWS
22 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
AXA SA Agenda Number: 713636439
--------------------------------------------------------------------------------------------------------------------------
Security: F06106102
Meeting Type: MIX
Meeting Date: 29-Apr-2021
Ticker:
ISIN: FR0000120628
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 03 MAR 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF UPDATED BALO
LINK AND CHANGE IN NUMBERING FOR ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU AND PLEASE NOTE
THAT IMPORTANT ADDITIONAL MEETING
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103242100647-36.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND AT 1.43 EUROS PER SHARE
4 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt No vote
SECTION I OF ARTICLE L.22-10-9 OF THE
FRENCH COMMERCIAL CODE RELATING TO THE
COMPENSATION OF CORPORATE OFFICERS
5 APPROVAL OF THE INDIVIDUAL REMUNERATION OF Mgmt No vote
MR. DENIS DUVERNE AS CHAIRMAN OF THE BOARD
OF DIRECTORS
6 APPROVAL OF THE INDIVIDUAL REMUNERATION OF Mgmt No vote
MR. THOMAS BUBERL AS CHIEF EXECUTIVE
OFFICER
7 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
ADJUSTMENT FOR THE CHIEF EXECUTIVE OFFICER
APPROVED BY THE 2019 AND 2020 GENERAL
MEETINGS
8 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION
II OF ARTICLE L.22-10-8 OF THE FRENCH
COMMERCIAL CODE
9 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
CHAIRMAN OF THE BOARD OF DIRECTORS PURSUANT
TO SECTION II OF ARTICLE L.22-10-8 OF THE
FRENCH COMMERCIAL CODE
10 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
DIRECTORS PURSUANT TO SECTION II OF ARTICLE
L.22-10-8 OF THE FRENCH COMMERCIAL CODE
11 THE STATUTORY AUDITORS' SPECIAL REPORT ON Mgmt No vote
THE AGREEMENTS REFERRED TO IN ARTICLES
L.225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
12 RENEWAL OF THE TERM OF OFFICE OF MR. RAMON Mgmt No vote
DE OLIVEIRA AS DIRECTOR
13 APPOINTMENT OF MR. GUILLAUME FAURY AS Mgmt No vote
DIRECTOR, AS A REPLACEMENT FOR MRS. ELAINE
SARSYNSKI
14 APPOINTMENT OF MR. RAMON FERNANDEZ AS Mgmt No vote
DIRECTOR
15 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO PURCHASE THE COMPANY'S COMMON
SHARES
16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS OR PREMIUMS
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY OR ONE OF ITS
SUBSIDIARIES, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY OR ONE OF ITS
SUBSIDIARIES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN THE CONTEXT OF PUBLIC OFFERINGS
OTHER THAN THOSE REFERRED TO IN ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE
19 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY OR ONE OF ITS
SUBSIDIARIES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY PUBLIC OFFERINGS REFERRED TO IN
PARAGRAPH 1DECREE OF ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE
20 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS IN THE EVENT OF AN ISSUE, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC
OFFERINGS (INCLUDING PUBLIC OFFERINGS
REFERRED TO IN PARAGRAPH 1DECREE OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE), TO SET THE ISSUE PRICE IN
ACCORDANCE WITH THE TERMS AND CONDITIONS
SET BY THE GENERAL MEETING, WITHIN THE
LIMIT OF 10% OF THE CAPITAL
21 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY, IN THE EVENT
OF A PUBLIC EXCHANGE OFFER INITIATED BY THE
COMPANY WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY, IN
REMUNERATION FOR CONTRIBUTIONS IN KIND,
WITHIN THE LIMIT OF 10% OF THE SHARE
CAPITAL, EXCEPT IN THE CASE OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE COMPANY
23 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO ISSUE, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON
SHARES, AS A RESULT OF THE ISSUE BY
SUBSIDIARIES OF THE COMPANY OF TRANSFERABLE
SECURITIES GRANTING ACCESS TO COMMON SHARES
TO BE ISSUED BY THE COMPANY
24 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO ISSUE, WITH RETENTION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, COMMON SHARES, AS A
RESULT OF THE ISSUE BY SUBSIDIARIES OF THE
COMPANY OF TRANSFERABLE SECURITIES GRANTING
ACCESS TO COMMON SHARES TO BE ISSUED BY THE
COMPANY
25 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt No vote
OF DIRECTORS TO INCREASE THE SHARE CAPITAL
BY ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO COMMON SHARES
OF THE COMPANY RESERVED FOR MEMBERS OF A
COMPANY SAVINGS PLAN, WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
26 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt No vote
OF DIRECTORS TO INCREASE THE SHARE CAPITAL
BY ISSUING COMMON SHARES, WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, FOR THE BENEFIT OF A
SPECIFIC CATEGORY OF BENEFICIARIES
27 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO REDUCE THE SHARE
CAPITAL BY CANCELLING COMMON SHARES
28 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
BANCA MEDIOLANUM S.P.A. Agenda Number: 713728737
--------------------------------------------------------------------------------------------------------------------------
Security: T1R88K108
Meeting Type: OGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: IT0004776628
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1.1 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt No vote
DECEMBER 2020: APPROVAL OF THE BALANCE
SHEET; BOARD OF DIRECTORS' REPORT ON
MANAGEMENT; INTERNAL AUDITORS' AND EXTERNAL
AUDITORS' REPORT; PRESENTATION OF THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2020
O.1.2 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt No vote
DECEMBER 2020: DISTRIBUTION OF THE DIVIDEND
O.2.1 REMUNERATION POLICIES: APPROVAL OF THE Mgmt No vote
REPORT ON REMUNERATION POLICIES - SECTION
I, ALSO AS PER ART. 123-TER OF ITALIAN
LEGISLATIVE DECREE NO. 58/1998
O.2.2 REMUNERATION POLICIES: APPROVAL OF THE Mgmt No vote
REPORT ON REMUNERATION POLICIES - SECTION
II, ALSO AS PER ART. 123-TER OF ITALIAN
LEGISLATIVE DECREE NO. 58/1998
O.2.3 REMUNERATION POLICIES: APPROVAL OF THE Mgmt No vote
CRITERIA TO STATE THE REMUNERATION TO BE
GRANTED IN THE EVENT OF EARLY TERMINATION
OF EMPLOYMENT OR EARLY TERMINATION OF
OFFICE
O.3 TO APPROVE AS PER ART. 114-BIS OF ITALIAN Mgmt No vote
LEGISLATIVE DECREE NO. 58/1998 AND OF
CIRCULAR NO. 285 OF THE BANK OF ITALY DATED
17 DECEMBER 2013 RELATING TO THE
PERFORMANCE SHARE PLANS CONCERNING ORDINARY
BANCA MEDIOLANUM S.P.A. OWN SHARES RESERVED
TO (I) THE DIRECTORS AND EMPLOYEES OF BANCA
MEDIOLANUM S.P.A. AND/OR OF ITS
SUBSIDIARIES, EVEN IF THEY DO NOT BELONG TO
THE MEDIOLANUM BANKING GROUP; AND (II) THE
ASSOCIATES OF BANCA MEDIOLANUM S.P.A.
AND/OR OF ITS SUBSIDIARIES, EVEN IF THEY DO
NOT BELONG TO THE MEDIOLANUM BANKING GROUP
O.4.1 TO APPOINT THE BOARD OF DIRECTORS: TO STATE Mgmt No vote
BOARD OF DIRECTORS' MEMBERS NUMBER
O.4.2 TO APPOINT THE BOARD OF DIRECTORS: TO STATE Mgmt No vote
BOARD OF DIRECTORS' TERM OF OFFICE
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS BOARD OF DIRECTORS,
THERE IS ONLY 1 SLATE AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE TO INSTRUCT,
YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE
OF THE 2 SLATES OF BOARD OF DIRECTORS
O.431 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD
OF DIRECTORS: TO APPOINT DIRECTORS AND
CHAIRMAN. LIST PRESENTED BY ENNIO DORIS
(ALSO ON BEHALF OF THE WHOLLY OWNED COMPANY
LINA S.R.L.), LINA TOMBOLATO (ALSO ON
BEHALF OF THE WHOLLY OWNED COMPANY T-LNVEST
S.R.L.), MASSIMO DORIS (ALSO ON BEHALF OF
THE WHOLLY OWNED COMPANY SNOW PEAK S.R.L.)
E ANNALISA DORIS (ALSO ON BEHALF OF THE
WHOLLY OWNED COMPANY FIVEFLOWERS S.R.L.),
TOGETHER WITH FINPROG ITALIA S.P.A,
REPRESENTING 40.3650 PCT OF THE SHARE
CAPITAL. ENNIO DORIS, MASSIMO DORIS, SARA
DORIS, GIOVANNI PIROVANO, FRANCESCO FRASCA,
MARIO NOTARI, ROBERTA PIERANTONI, ANNA
OMARINI, GIOVANNA LUISA MARIA REDAELLI,
ANNA GERVASONI, PAOLO GIBELLO RIBATTO,
CARLOS TUSQUETS, GAUDIANA GIUSTI
O.432 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD
OF DIRECTORS: TO APPOINT DIRECTORS AND
CHAIRMAN. LIST PRESENTED BY AMUNDI ASSET
MANAGEMENT SGR S.P.A.; ANIMA SGR S.P.A.;
ARCA FONDI SGR S.P.A.; BANCOPOSTA FONDI
S.P.A. SGR; EURIZON CAPITAL S.A.; EURIZON
CAPITAL SGR S.P.A; FIDELITY FUNDS H SICAV;
FIDEURAM ASSET MANAGEMENT IRELAND; FIDEURAM
INTESA SANPAOLO PRIVATE BANKING ASSET
MANAGEMENT SGR S.P.A.; INTERFUND SICAV -
INTERFUND EQUITY ITALY; LEGAL & GENERAL
INVESTMENT MANAGEMENT; MEDIOLANUM GESTIONE
FONDI SGR S.P.A.; PRAMERICA SICAV;
PRAMERICA SGR S.P.A, REPRESENTING TOGETHER
1.16185 PCT OF THE SHARE CAPITAL. GIOVANNI
LO STORTO, GIACINTO GAETANO SARUBBI, LAURA
OLIVA
O.4.4 TO APPOINT THE BOARD OF DIRECTORS: TO STATE Mgmt No vote
DIRECTORS' EMOLUMENT
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY ONE CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU
O.511 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE
INTERNAL AUDITORS: TO APPOINT THREE
EFFECTIVE AUDITORS, THREE ALTERNATE AND THE
CHAIRMAN. LIST PRESENTED BY ENNIO DORIS
(ALSO ON BEHALF OF THE WHOLLY OWNED COMPANY
LINA S.R.L.), LINA TOMBOLATO (ALSO ON
BEHALF OF THE WHOLLY OWNED COMPANY T-LNVEST
S.R.L.), MASSIMO DORIS (ALSO ON BEHALF OF
THE WHOLLY OWNED COMPANY SNOW PEAK S.R.L.)
E ANNALISA DORIS (ALSO ON BEHALF OF THE
WHOLLY OWNED COMPANY FIVEFLOWERS S.R.L.),
TOGETHER WITH FINPROG ITALIA S.P.A,
REPRESENTING 40.3650 PCT OF THE SHARE
CAPITAL. EFFECTIVE INTERNAL AUDITORS: GIAN
PIERO SALA, ANTONELLA LUNARDI, GIANLUCA
ORRU' ALTERNATE INTERNAL AUDITORS: CLAUDIA
MEZZABOTTA, ROBERTO LUIGI RAMPOLDI,
MAURIZIO RIVA
O.512 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE
INTERNAL AUDITORS: TO APPOINT THREE
EFFECTIVE AUDITORS, THREE ALTERNATE AND THE
CHAIRMAN. LIST PRESENTED BY AMUNDI ASSET
MANAGEMENT SGR S.P.A.; ANIMA SGR S.P.A.;
ARCA FONDI SGR S.P.A.; BANCOPOSTA FONDI
S.P.A. SGR; EURIZON CAPITAL S.A.; EURIZON
CAPITAL SGR S.P.A; FIDELITY FUNDS H SICAV;
FIDEURAM ASSET MANAGEMENT IRELAND; FIDEURAM
INTESA SANPAOLO PRIVATE BANKING ASSET
MANAGEMENT SGR S.P.A.; INTERFUND SICAV -
INTERFUND EQUITY ITALY; LEGAL & GENERAL
INVESTMENT MANAGEMENT; MEDIOLANUM GESTIONE
FONDI SGR S.P.A.; PRAMERICA SICAV;
PRAMERICA SGR S.P.A, REPRESENTING TOGETHER
1.16185 PCT OF THE SHARE CAPITAL. EFFECTIVE
INTERNAL AUDITORS: FRANCESCO SCHIAVONE
PANNI ALTERNATE INTERNAL AUDITORS: MARIA
VITTORIA BRUNO
O.5.2 TO APPOINT THE INTERNAL AUDITORS: TO STATE Mgmt No vote
INTERNAL AUDITORS' EMOLUMENT
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 527824 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA S.A. Agenda Number: 935374227
--------------------------------------------------------------------------------------------------------------------------
Security: 05946K101
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BBVA
ISIN: US05946K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Approval of the annual financial statements Mgmt For For
and the management reports of Banco Bilbao
Vizcaya Argentaria, S.A. and its
consolidated Group for the financial year
ended 31 December 2020.
1B. Approval of the non-financial information Mgmt For For
report of Banco Bilbao Vizcaya Argentaria,
S.A. and that of its consolidated Group for
the financial year ended 31 December 2020.
1C. Approval of the allocation of results for Mgmt For For
the 2020 financial year.
1D. Approval of the corporate management during Mgmt For For
the 2020 financial year.
2A. Re-election of Mr. Jose Miguel Andres Mgmt For For
Torrecillas.
2B. Re-election of Mr. Jaime Felix Caruana Mgmt For For
Lacorte.
2C. Re-election of Ms. Belen Garijo Lopez. Mgmt For For
2D. Re-election of Mr. Jose Maldonado Ramos. Mgmt For For
2E. Re-election of Ms. Ana Cristina Peralta Mgmt For For
Moreno.
2F. Re-election of Mr. Juan Pi Llorens. Mgmt For For
2G. Re-election of Mr. Jan Paul Marie Francis Mgmt For For
Verplancke.
3. Approval of a distribution of five point Mgmt For For
nine euro cents (EUR 0,059) per share from
the share premium account.
4. Approval of a distribution charged against Mgmt For For
the Bank's distributable items for a
maximum amount equal to 35% of the
consolidated profit for the first semester
of 2021, excluding extraordinary amounts
and items, subject to certain conditions
and limitations.
5. Authorisation to the Board of Directors, Mgmt For For
with express powers of sub-delegation, to
issue contingently convertible securities
into BBVA shares (CoCos), for a period of
five years, up to a maximum amount of EIGHT
BILLION EUROS (EUR 8,000,000,000),
authorising in turn the power to exclude
pre-emptive subscription rights in such
securities issues, as well as the power to
increase the share capital by the necessary
amount and to amend the corresponding
article of the Bylaws.
6. Approval of the reduction of the share Mgmt For For
capital of the Bank up to a maximum amount
of 10% of the share capital as of the date
of this resolution, through the redemption
of own shares purchased by BBVA by means of
any mechanism for the purpose of being
redeemed, delegating to the Board of
Directors the implementation of the share
capital reduction on one or more occasions.
7. Approval of the Remuneration Policy for Mgmt For For
Directors of Banco Bilbao Vizcaya
Argentaria, S.A., and the maximum number of
shares to be delivered, as the case may be,
as a result of its implementation.
8. Approval of a maximum level of variable Mgmt For For
remuneration of up to 200% of the fixed
component of the total remuneration for a
certain group of employees whose
professional activities have a significant
impact on the Group's risk profile.
9. Re-election of the statutory auditors of Mgmt For For
Banco Bilbao Vizcaya Argentaria, S.A. and
its consolidated Group for the 2021
financial year.
10. Amendment of article 21 (Form and content Mgmt For For
of the notice of meeting) of Banco Bilbao
Vizcaya Argentaria, S.A.'s Bylaws.
11. Amendment of article 5 (Publication of the Mgmt For For
notice of the meeting) of Banco Bilbao
Vizcaya Argentaria, S.A.'s General Meeting
Regulations.
12. Delegation of powers on the Board of Mgmt For For
Directors, with the authority to
substitute, in order to formalise, amend,
interpret and execute the resolutions
adopted by the Annual General Meeting.
13. Consultative vote on the Annual Report on Mgmt For For
the Remuneration of Directors of Banco
Bilbao Vizcaya Argentaria, S.A.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER, S.A. Agenda Number: 935278792
--------------------------------------------------------------------------------------------------------------------------
Security: 05964H105
Meeting Type: Special
Meeting Date: 27-Oct-2020
Ticker: SAN
ISIN: US05964H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Resolution 1 Mgmt For For
2A Resolution 2A Mgmt For For
2B Resolution 2B Mgmt For For
3A Resolution 3A Mgmt For For
3B Resolution 3B Mgmt For For
4 Resolution 4 Mgmt For For
5 Resolution 5 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER, S.A. Agenda Number: 935341797
--------------------------------------------------------------------------------------------------------------------------
Security: 05964H105
Meeting Type: Annual
Meeting Date: 26-Mar-2021
Ticker: SAN
ISIN: US05964H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Resolution 1A. Mgmt For For
1B Resolution 1B. Mgmt For For
1C Resolution 1C. Mgmt For For
2 Resolution 2. Mgmt For For
3A Resolution 3A. Mgmt For For
3B Resolution 3B. Mgmt For For
3C Resolution 3C. Mgmt For For
3D Resolution 3D. Mgmt For For
3E Resolution 3E. Mgmt For For
3F Resolution 3F. Mgmt For For
3G Resolution 3G. Mgmt For For
4 Resolution 4. Mgmt For For
5A Resolution 5A. Mgmt For For
5B Resolution 5B. Mgmt For For
5C Resolution 5C. Mgmt For For
5D Resolution 5D. Mgmt For For
6A Resolution 6A. Mgmt For For
6B Resolution 6B. Mgmt For For
6C Resolution 6C. Mgmt For For
6D Resolution 6D. Mgmt For For
6E Resolution 6E. Mgmt For For
7 Resolution 7. Mgmt For For
8 Resolution 8. Mgmt For For
9 Resolution 9. Mgmt For For
10 Resolution 10. Mgmt For For
11A Resolution 11A. Mgmt For For
11B Resolution 11B. Mgmt For For
11C Resolution 11C. Mgmt For For
11D Resolution 11D. Mgmt For For
11E Resolution 11E. Mgmt For For
12 Resolution 12. Mgmt For For
13 Resolution 13. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BANKIA S.A. Agenda Number: 713280763
--------------------------------------------------------------------------------------------------------------------------
Security: E2R23Z164
Meeting Type: EGM
Meeting Date: 01-Dec-2020
Ticker:
ISIN: ES0113307062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVAL OF THE MERGER BY ABSORPTION OF Mgmt No vote
BANKIA, S.A. BY CAIXABANK,SA WITH THE
EXTINCTION OF THE ABSORBED COMPANY AND THE
TRANSFER EN BLOC OF ALL ITS ASSETS AND
LIABILITIES, UNIVERSALLY, TO THE ABSORBING
COMPANY, IN ACCORDANCE WITH THE JOINT
MERGER PLAN DATED 17 SEPTEMBER 2020
2 APPROVAL OF THE PERFORMANCE OF THE BOARD OF Mgmt No vote
DIRECTORS
3 DELEGATION TO THE BOARD OF DIRECTORS TO Mgmt No vote
IMPLEMENT AGREEMENTS ADOPTED BY
SHAREHOLDERS AT THE GENERAL MEETING
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 02 DEC 2020 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT 29 OCT 2020: SHAREHOLDERS HOLDING LESS THAN Non-Voting
"500" SHARES (MINIMUM AMOUNT TO ATTEND THE
MEETING) MAY GRANT A PROXY TO ANOTHER
SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR
GROUP THEM TO REACH AT LEAST THAT NUMBER,
GIVING REPRESENTATION TO A SHAREHOLDER OF
THE GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
CMMT 29 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT &
CHANGE OF RECORD DATE FROM 25 NOV 2020 TO
26 NOV 2020. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANKIA S.A. Agenda Number: 713616261
--------------------------------------------------------------------------------------------------------------------------
Security: E2R23Z164
Meeting Type: OGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: ES0113307062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 24 MAR 2021 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 521362 DUE TO RECEIPT OF CHANGE
IN VOTING STATUS OF RESOLUTION 5. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT SHAREHOLDERS HOLDING LESS THAN 500 SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
1.1 APPROVAL OF INDIVIDUAL ANNUAL ACCOUNTS AND Mgmt No vote
MANAGEMENT REPORT
1.2 APPROVAL OF CONSOLIDATED ANNUAL ACCOUNTS Mgmt No vote
AND MANAGEMENT REPORT
1.3 APPROVAL OF THE NON-FINANCIAL CONSOLIDATED Mgmt No vote
REPORT
1.4 APPROVAL OF THE SOCIAL MANAGEMENT Mgmt No vote
1.5 ALLOCATION OF RESULTS Mgmt No vote
2.1 REELECTION OF MR JOSE IGNACIO GIORIGOLZARRI Mgmt No vote
TELLAECHE AS DIRECTOR
2.2 REELECTION OF MR ANTONIO ORTEGA PARRA AS Mgmt No vote
DIRECTOR
2.3 REELECTION OF MR JORGE COSMEN MENENDEZ Mgmt No vote
CASTANEDO AS DIRECTOR
2.4 REELECTION OF MR JOSE LUIS FEITO HIGUERUELA Mgmt No vote
AS DIRECTOR
2.5 REELECTION OF MR FERNANDO FERNANDEZ MENDEZ Mgmt No vote
DE ANDES AS DIRECTOR
2.6 REELECTION OF MS LAURA GONZALEZ MOLERO AS Mgmt No vote
DIRECTOR
3 DELEGATION OF POWERS TO IMPLEMENT Mgmt No vote
AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE
GENERAL MEETING
4 CONSULTATIVE VOTE REGARDING THE ANNUAL Mgmt No vote
REMUNERATION REPORT OF THE BOARD OF
DIRECTORS
5 INFORMATION ABOUT THE AMENDMENTS OF THE Non-Voting
REGULATION OF THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
BANKINTER, SA Agenda Number: 713711679
--------------------------------------------------------------------------------------------------------------------------
Security: E2116H880
Meeting Type: OGM
Meeting Date: 21-Apr-2021
Ticker:
ISIN: ES0113679I37
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 22 APRIL 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT SHAREHOLDERS HOLDING LESS THAN "600" SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
1 REVIEW AND APPROVAL OF THE SEPARATE Mgmt No vote
FINANCIAL STATEMENTS (BALANCE SHEET, INCOME
STATEMENT, STATEMENT OF CHANGES IN EQUITY,
STATEMENT OF CASH FLOWS AND THE NOTES TO
THE FINANCIAL STATEMENTS) AND MANAGEMENT
REPORT OF BANKINTER, S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS AND
MANAGEMENT REPORT OF THE CONSOLIDATED GROUP
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2020
2 REVIEW AND APPROVAL OF THE NON-FINANCIAL Mgmt No vote
STATEMENT IN ACCORDANCE WITH LAW 11/2018,
OF 28 DECEMBER
3 REVIEW AND APPROVAL OF THE BOARD OF Mgmt No vote
DIRECTORS' MANAGEMENT AND PERFORMANCE
DURING THE FINANCIAL YEAR ENDED 31 DECEMBER
2020
4 REVIEW AND APPROVAL OF THE PROPOSED Mgmt No vote
DISTRIBUTION OF EARNINGS AND DIVIDENDS FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
5.1 APPROVAL OF PARTIAL AMENDMENT TO THE Mgmt No vote
CORPORATE BY-LAWS: APPROVE THE MODIFICATION
OF ARTICLE 18 OF THE CORPORATE BY-LAWS
REGARDING THE ANNUAL GENERAL MEETING
5.2 APPROVAL OF PARTIAL AMENDMENT TO THE Mgmt No vote
CORPORATE BY-LAWS: APPROVE THE MODIFICATION
OF ARTICLES 33, 34 AND 36 OF THE CORPORATE
BY-LAWS RELATING TO BOARD COMMITTEES
5.3 APPROVAL OF PARTIAL AMENDMENT TO THE Mgmt No vote
CORPORATE BY-LAWS: APPROVE THE MODIFICATION
OF ARTICLE 41 OF THE CORPORATE BY-LAWS
REGARDING THE PAYMENT OF DIVIDENDS
6 APPROVE THE PARTIAL MODIFICATION OF ARTICLE Mgmt No vote
10 OF THE RULES AND REGULATIONS OF THE
ANNUAL GENERAL MEETING TO INTRODUCE THE
POSSIBILITY OF HOLDING THE MEETING REMOTELY
7 RE-ELECTION OF THE AUDITOR OF THE COMPANY Mgmt No vote
AND THE CONSOLIDATED GROUP FOR 2021:
PRICEWATERHOUSECOOPERS AUDITORES, S.L
8.1 APPOINTMENT OF CRISTINA GARCIA-PERI ALVAREZ Mgmt No vote
AS AN INDEPENDENT EXTERNAL DIRECTOR
8.2 RE-ELECTION OF PEDRO GUERRERO GUERRERO, Mgmt No vote
WITH THE STATUS OF OTHER EXTERNAL DIRECTOR
8.3 RE-ELECTION OF MARCELINO BOTIN-SANZ DE Mgmt No vote
SAUTUOLA Y NAVEDA AS AN EXTERNAL
PROPRIETARY DIRECTOR
8.4 RE-ELECTION OF FERNANDO MASAVEU HERRERO AS Mgmt No vote
AN EXTERNAL PROPRIETARY DIRECTOR
8.5 ESTABLISHMENT OF THE NUMBER OF DIRECTORS: Mgmt No vote
TO ESTABLISH AT ELEVEN (11) THE EFFECTIVE
NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS
WITHIN THE LIMIT SET FORTH IN ARTICLE 25 OF
THE COMPANY BY-LAWS
9 APPROVAL OF A RESTRICTED CAPITALISATION Mgmt No vote
RESERVE PURSUANT TO ARTICLE 25.1.B) OF LAW
27/2014 OF 27 NOVEMBER ON CORPORATE INCOME
TAX
10.1 RESOLUTION ON REMUNERATION: APPROVAL OF THE Mgmt No vote
REMUNERATION POLICY FOR THE DIRECTORS OF
BANKINTER, SA, FOR THE YEARS 2022, 2023 AND
2024, WHICH INCLUDES THE MAXIMUM AMOUNT OF
ANNUAL REMUNERATION TO BE PAID TO DIRECTORS
FOR THE EXERCISE OF THEIR FUNCTIONS
10.2 RESOLUTION ON REMUNERATION: APPROVAL OF THE Mgmt No vote
DELIVERY OF SHARES TO EXECUTIVE DIRECTORS
FOR THEIR EXECUTIVE DUTIES, AND TO SENIOR
MANAGEMENT AS PART OF THE ANNUAL VARIABLE
REMUNERATION ACCRUED IN 2020
10.3 RESOLUTION ON REMUNERATION: APPROVAL OF THE Mgmt No vote
MAXIMUM LEVEL OF VARIABLE REMUNERATION FOR
CERTAIN STAFF WHOSE PROFESSIONAL ACTIVITIES
HAVE A MATERIAL IMPACT ON THE COMPANY'S
RISK PROFILE
11 DELEGATION OF POWERS TO THE BOARD OF Mgmt No vote
DIRECTORS, INCLUDING THE POWER OF
SUBSTITUTION, TO FORMALISE, INTERPRET,
CORRECT AND EXECUTE THE RESOLUTIONS OF THE
ANNUAL GENERAL MEETING
CMMT PLEASE NOTE THAT BELOW RESOLUTION 12 IS Non-Voting
SUBMITTED TO A CONSULTATIVE VOTE. THANK YOU
12 ANNUAL REPORT ON THE REMUNERATION OF Mgmt No vote
DIRECTORS PURSUANT TO ARTICLE 541 OF THE
SPANISH COMPANIES ACT
13 INFORMATION ON THE PARTIAL AMENDMENT OF THE Non-Voting
RULES AND REGULATIONS OF THE BOARD OF
DIRECTORS PURSUANT TO SECTION 528 OF THE
SPANISH COMPANIES ACT
--------------------------------------------------------------------------------------------------------------------------
BASF SE Agenda Number: 713711629
--------------------------------------------------------------------------------------------------------------------------
Security: D06216317
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: DE000BASF111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 3.30 PER SHARE
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt No vote
2021
6 ELECT LIMING CHEN TO THE SUPERVISORY BOARD Mgmt No vote
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
21 APR 2021 TO 22 APR 2021 AND ADDITION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
BAYER AG Agenda Number: 713690433
--------------------------------------------------------------------------------------------------------------------------
Security: D0712D163
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: DE000BAY0017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 DISTRIBUTION OF THE PROFIT Mgmt No vote
2 RATIFICATION OF THE ACTIONS OF THE MEMBERS Mgmt No vote
OF THE BOARD OF MANAGEMENT
3 RATIFICATION OF THE ACTIONS OF THE MEMBERS Mgmt No vote
OF THE SUPERVISORY BOARD
4.1 SUPERVISORY BOARD ELECTION: DR. FEI-FEI LI Mgmt No vote
4.2 SUPERVISORY BOARD ELECTION: ALBERTO WEISSER Mgmt No vote
5 COMPENSATION OF THE SUPERVISORY BOARD - Mgmt No vote
AMENDMENT TO THE ARTICLES OF INCORPORATION
6 ELECTION OF THE AUDITOR (FULL-YEAR, Mgmt No vote
HALF-YEAR AND Q3 2021; Q1 2022)
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU"
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG Agenda Number: 713727355
--------------------------------------------------------------------------------------------------------------------------
Security: D12096109
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: DE0005190003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.90 PER ORDINARY SHARE AND EUR 1.92
PER PREFERRED SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL YEAR 2021
6.1 ELECT MARC BITZER TO THE SUPERVISORY BOARD Mgmt No vote
6.2 ELECT RACHEL EMPEY TO THE SUPERVISORY BOARD Mgmt No vote
6.3 ELECT CHRISTOPH SCHMIDT TO THE SUPERVISORY Mgmt No vote
BOARD
7 APPROVE REMUNERATION POLICY Mgmt No vote
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
9.1 AMEND ARTICLES RE: PARTICIPATION OF Mgmt No vote
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND VIDEO
TRANSMISSION
9.2 AMEND ARTICLES RE: PROOF OF ENTITLEMENT Mgmt No vote
9.3 AMEND ARTICLES RE: PARTICIPATION AND VOTING Mgmt No vote
RIGHTS
10 AMEND AFFILIATION AGREEMENT WITH BMW BANK Mgmt No vote
GMBH
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG Agenda Number: 713730186
--------------------------------------------------------------------------------------------------------------------------
Security: D12096125
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: DE0005190037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Non-Voting
OF EUR 1.90 PER ORDINARY SHARE AND EUR 1.92
PER PREFERRED SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Non-Voting
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Non-Voting
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Non-Voting
AUDITORS FOR FISCAL YEAR 2021
6.1 ELECT MARC BITZER TO THE SUPERVISORY BOARD Non-Voting
6.2 ELECT RACHEL EMPEY TO THE SUPERVISORY BOARD Non-Voting
6.3 ELECT CHRISTOPH SCHMIDT TO THE SUPERVISORY Non-Voting
BOARD
7 APPROVE REMUNERATION POLICY Non-Voting
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Non-Voting
9.1 AMEND ARTICLES RE: PARTICIPATION OF Non-Voting
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND VIDEO
TRANSMISSION
9.2 AMEND ARTICLES RE: PROOF OF ENTITLEMENT Non-Voting
9.3 AMEND ARTICLES RE: PARTICIPATION AND VOTING Non-Voting
RIGHTS
10 AMEND AFFILIATION AGREEMENT WITH BMW BANK Non-Voting
GMBH
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
--------------------------------------------------------------------------------------------------------------------------
BECHTLE AKTIENGESELLSCHAFT Agenda Number: 714063550
--------------------------------------------------------------------------------------------------------------------------
Security: D0873U103
Meeting Type: AGM
Meeting Date: 15-Jun-2021
Ticker:
ISIN: DE0005158703
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.35 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt No vote
FISCAL YEAR 2021
6 APPROVE EUR 84 MILLION CAPITALIZATION OF Mgmt No vote
RESERVES FOR BONUS ISSUE OF SHARES
7 APPROVE CREATION OF EUR 18.9 MILLION POOL Mgmt No vote
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
8 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt No vote
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 350 MILLION; APPROVE CREATION
OF EUR 6.3 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
9 APPROVE REMUNERATION POLICY Mgmt No vote
10 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
11 APPROVE AFFILIATION AGREEMENT WITH BECHTLE Mgmt No vote
E-COMMERCE HOLDING AG
--------------------------------------------------------------------------------------------------------------------------
BEIERSDORF AG Agenda Number: 713616639
--------------------------------------------------------------------------------------------------------------------------
Security: D08792109
Meeting Type: AGM
Meeting Date: 01-Apr-2021
Ticker:
ISIN: DE0005200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.70 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt No vote
FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
BIOMERIEUX SA Agenda Number: 713867161
--------------------------------------------------------------------------------------------------------------------------
Security: F1149Y232
Meeting Type: MIX
Meeting Date: 20-May-2021
Ticker:
ISIN: FR0013280286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 13 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU. AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 30 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104092100803-43 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104302101167-52 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT AND DUE TO RECEIPT OF UPDATED
BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING NET
EARNINGS AMOUNTING TO EUR 23,812,951.44.
THE SHAREHOLDERS' MEETING APPROVES THE
NONDEDUCTIBLE EXPENSES AND CHARGES
AMOUNTING TO EUR 518,635.00 AND THEIR
CORRESPONDING TAX OF EUR 160,777.00
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR, AS PRESENTED TO THE MEETING,
SHOWING NET EARNINGS AMOUNTING TO EUR
402,678,126.08
3 THE SHAREHOLDERS' MEETING GIVES PERMANENT Mgmt No vote
DISCHARGE TO THE DIRECTORS FOR THE
PERFORMANCE OF THEIR DUTIES DURING SAID
FISCAL YEAR
4 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
RECOMMENDATIONS OF THE BOARD OF DIRECTORS,
NOTICES THAT THE LEGAL RESERVE EXCEEDS 10
PERCENT OF THE SHARE CAPITAL AND RESOLVES
TO ALLOCATE THE EARNINGS FOR THE YEAR AS
FOLLOWS: ORIGIN EARNINGS: EUR 23,812,951.44
RETAINED EARNINGS: EUR 117,597,841.77
DISTRIBUTABLE INCOME: EUR 141,410,793.21
ALLOCATION GENERAL RESERVE: EUR
10,000,000.00, WHICH BROUGHT THE ACCOUNT
FROM EUR 855,000,000.28 TO EUR
865,000,000.28 PATRONAGE SPECIAL RESERVE:
EUR 0.00, WHICH WILL BE MAINTAINED THE
ACCOUNT AT THE SAME AMOUNT OF EUR
993,092.58 DIVIDENDS: EUR 73,383,956.40
RETAINED EARNINGS: EUR 58,026,836.81 THE
SHAREHOLDERS WILL BE GRANTED A NET DIVIDEND
OF EUR 0.62 PER SHARE THAT WILL BE ELIGIBLE
FOR THE 40 PERCENT DEDUCTION PROVIDED BY
THE FRENCH GENERAL TAX CODE. THIS DIVIDEND
WILL BE PAID ON JUNE 8TH 2021. IT IS
REMINDED THAT, FOR THE LAST THREE FINANCIAL
YEARS, THE DIVIDENDS WERE PAID PER SHARE AS
FOLLOWS: EUR 0.19 FOR 2019, EUR 0.35 FOR
2018, EUR 0.34 FOR 2017
5 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE,
APPROVES THE AGREEMENT CONCLUDED WITH THE
MERIEUX INSITUT IN PARTICULAR, IN
ACCORDANCE WITH THE TERMS AND CONDITIONS
MENTIONED IN THE REPORT AS WELL AS THE
CONCLUSIONS OF SAID REPORT REGARDING TO
THIS AGREEMENT
6 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE,
APPROVES THE AGREEMENT CONCLUDED WITH THE
MERIEUX FONDATION IN PARTICULAR, PERTAINING
TO AN ADDITIONAL ENVELOP OF EUR
12,000,000.00, IN ACCORDANCE WITH THE TERMS
AND CONDITIONS MENTIONED IN THE REPORT AS
WELL AS THE CONCLUSIONS OF SAID REPORT
REGARDING TO THIS AGREEMENT
7 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE,
APPROVES THE AGREEMENT CONCLUDED WITH THE
MERIEUX FONDATION IN PARTICULAR, PERTAINING
TO AN ADDITIONAL ENVELOP OF EUR 500,000.00,
IN ACCORDANCE WITH THE TERMS AND CONDITIONS
MENTIONED IN THE REPORT AS WELL AS THE
CONCLUSIONS OF SAID REPORT REGARDING TO
THIS AGREEMENT
8 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE,
APPROVES THE AGREEMENT CONCLUDED WITH THE
BIOMERIEUX ENDOWMENT FUND IN PARTICULAR, IN
ACCORDANCE WITH THE TERMS AND CONDITIONS
MENTIONED IN THE REPORT AS WELL AS THE
CONCLUSIONS OF SAID REPORT REGARDING TO
THIS AGREEMENT
9 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR. ALAIN MERIEUX AS
FOUNDING PRESIDENT FOR A 4-YEAR PERIOD,
I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED
TO RULE ON THE FINANCIAL STATEMENTS FOR THE
2024 FISCAL YEAR
10 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MRS. MARIE-PAULE KIENY AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
11 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MRS. FANNY LETIER AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
CORPORATE OFFICERS
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE CHIEF
EXECUTIVE OFFICER
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
DEPUTY MANAGING DIRECTOR
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
DIRECTORS
16 THE SHAREHOLDERS' MEETING APPROVES REPORT Mgmt No vote
RELATED TO THE COMPENSATION APPLICABLE TO
THE CORPORATE OFFICERS FOR SAID FISCAL
YEAR, IN ACCORDANCE WITH THE ARTICLE
L.22-10-34 OF THE FRENCH COMMERCIAL CODE
17 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE CHIEF EXECUTIVE OFFICER, MR.
ALEXANDRE MERIEUX, FOR SAID FISCAL YEAR
18 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE DEPUTY MANAGING DIRECTOR,
MR. PIERRE BOULUD, FOR SAID FISCAL YEAR
19 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt No vote
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES ON THE OPEN MARKET,
SUBJECT TO THE CONDITIONS DESCRIBED BELOW:
MAXIMUM PURCHASE PRICE: EUR 250.00, MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT
OF THE SHARE CAPITAL, MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
2,959,030,500.00. THE NUMBER OF SHARES
ACQUIRED BY THE COMPANY WITH A VIEW TO
RETAINING OR DELIVERING IN CASH OR IN AN
EXCHANGE AS PART OF A MERGER, DIVESTMENT OR
CAPITAL CONTRIBUTION CANNOT EXCEED 5
PERCENT OF ITS CAPITAL. THIS AUTHORISATION
IS GIVEN FOR AN 18-MONTH PERIOD AND UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2021
FISCAL YEAR AND SUPERSEDES ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT.
HOWEVER, IT CANNOT BE USED IN THE CONTEXT
OF A PUBLIC OFFER THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
20 SUBJECT TO THE ADOPTION OF RESOLUTION Mgmt No vote
NUMBER 19, THE SHAREHOLDERS' MEETING GRANTS
ALL POWERS TO THE BOARD OF DIRECTORS TO
REDUCE THE SHARE CAPITAL, ON ONE OR MORE
OCCASIONS, BY CANCELLING ALL OR PART OF THE
SHARES HELD BY THE COMPANY IN CONNECTION
WITH THE STOCK REPURCHASE PLAN UNDER
RESOLUTION 19, UP TO A MAXIMUM OF 10
PERCENT OF THE SHARE CAPITAL OVER A
24-MONTH PERIOD. THIS AUTHORISATION IS
GIVEN FOR AN 18-MONTH PERIOD AND SUPERSEDES
ANY AND ALL EARLIER DELEGATIONS TO THE SAME
EFFECT
21 THE SHAREHOLDER'S MEETING AUTHORISES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE CAPITAL,
ON ONE OR MORE OCCASIONS, IN FRANCE OR
ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR
4,210,280.00 (I.E. AROUND 35 PERCENT OF THE
SHARE CAPITAL), BY ISSUANCE (FREE WARRANTS
ALLOCATION INCLUDED) OF SHARES OR
SECURITIES GIVING ACCESS TO EXISTING OR
FUTURE SHARES OF THE COMPANY OR ITS PARENT
COMPANIES OR ITS SUBSIDIARIES, SUBJECT TO,
ONLY FOR SHARES TO BE ISSUED, THE APPROVAL
OF THE SHAREHOLDERS' MEETING OF THE COMPANY
IN WHICH RIGHTS ARE EXERCISED, EXISTING
SHARES OF COMPANIES WHICH HOLD LESS THAN
HALF OF ITS CAPITAL OR WHOSE IT HOLDS LESS
THAN HALF THEIR CAPITAL (PREFERENCE SHARES
OR SECURITIES GIVING ACCESS TO PREFERENCE
SHARES EXCLUDED), WITH PREFERENTIAL
SUBSCRIPTION RIGHTS MAINTAINED. MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES: EUR
1,000,000,000.00. THIS AUTHORISATION,
GRANTED FOR 26 MONTHS, SUPERSEDES ANY
EARLIER DELEGATIONS TO THE SAME EFFECT. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS
22 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE CAPITAL
UP TO EUR 4,210,280.00 (I.E. AROUND 35
PERCENT OF THE CAPITAL), BY ISSUANCE BY WAY
OF A PUBLIC OFFERING OR IN CONSIDERATION
FOR SECURITIES TENDERED AS A PART OF A
PUBLIC EXCHANGE OFFER, OF SHARES OR
SECURITIES GIVING ACCESS TO EXISTING OR
FUTURE SHARES OF THE COMPANY OR ITS PARENT
COMPANIES OR ITS SUBSIDIARIES, SUBJECT TO,
ONLY FOR SHARES TO BE ISSUED, THE APPROVAL
OF THE SHAREHOLDERS' MEETING OF THE COMPANY
IN WHICH RIGHTS ARE EXERCISED, EXISTING
SHARES OF COMPANIES WHICH HOLD LESS THAN
HALF OF ITS CAPITAL OR WHOSE IT HOLDS LESS
THAN HALF THEIR CAPITAL (PREFERENCE SHARES
OR SECURITIES GIVING ACCESS TO PREFERENCE
SHARES EXCLUDED), WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS. MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES: EUR
1,000,000,000.00. THIS AUTHORISATION,
GRANTED FOR 26 MONTHS, SUPERSEDES ANY
EARLIER DELEGATIONS TO THE SAME EFFECT. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS
23 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE ON ONE OR MORE OCCASIONS, IN
FRANCE OR ABROAD, THE SHARE CAPITAL UP TO
20 PERCENT OF THE SHARE CAPITAL PER YEAR,
BY ISSUANCE BY WAY OF AN OFFER GOVERNED BY
ARTICLE L.411-2-I OF THE MONETARY AND
FINANCIAL CODE, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, OF SHARES
OR ANY SECURITIES GIVING ACCESS TO EXISTING
OR FUTURE SHARES OF THE COMPANY OR ITS
SUBSIDIARIES, SUBJECT TO, ONLY FOR SHARES
TO BE ISSUED, THE APPROVAL OF THE
SHAREHOLDERS' MEETING OF THE COMPANY IN
WHICH RIGHTS ARE EXERCISED (PREFERENCE
SHARES OR SECURITIES GIVING ACCESS TO
PREFERENCE SHARES EXCLUDED), WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS. MAXIMUM NOMINAL AMOUNT OF DEBT
SECURITIES: EUR 1,000,000,000.00. THIS
AUTHORISATION IS GRANTED FOR A 26-MONTHS
PERIOD AND SUPERSEDES ANY EARLIER
DELEGATIONS TO THE SAME EFFECT. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS
24 SUBJECT TO THE ADOPTION OF THE RESOLUTIONS Mgmt No vote
NUMBER 23 AND 23, THE SHAREHOLDERS' MEETING
AUTHORISES THE BOARD OF DIRECTORS FOR EACH
OF THE ISSUES DECIDED WITH THE USE OF THE
DELEGATIONS GIVEN BY RESOLUTIONS NUMBER 22
AND 23, FOR A PERIOD OF 26 MONTHS AND
WITHIN THE LIMIT OF 10 PERCENT OF THE SHARE
CAPITAL PER YEAR, TO SET THE ISSUE PRICE OF
THE ORDINARY SHARES AND-OR ANY OTHER
SECURITIES GIVING ACCESS TO ORDINARY SHARES
OF THE COMPANY TO BE ISSUED, IN ACCORDANCE
WITH THE TERMS AND CONDITIONS DETERMINED BY
THE SHAREHOLDERS' MEETING
25 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt No vote
BOARD OF DIRECTORS, IN THE EVENT OF THE
ADOPTION OF RESOLUTIONS NUMBER 21 TO 23, TO
INCREASE THE NUMBER OF SHARES OR SECURITIES
TO BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH OR WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHT OF SHAREHOLDERS DECIDED
UNDER RESOLUTIONS NUMBER 21 TO 23, UP TO
THE LIMIT PROVIDED IN THE RESOLUTION UNDER
WHICH THE INITIAL ISSUE IS DECIDED AND UP
TO THE OVERALL VALUE I AND THE OVERALL
VALUE II PROVIDED IN RESOLUTION NUMBER 32,
WITHIN 30 DAYS OF THE CLOSING OF THE
SUBSCRIPTION PERIOD, UP TO A MAXIMUM OF 15
PERCENT OF THE INITIAL ISSUE AND AT THE
SAME PRICE. THIS DELEGATION IS GRANTED FOR
A 26-MONTH PERIOD AND SUPERSEDES ANY
EARLIER DELEGATIONS TO THE SAME EFFECT
26 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL, UP TO 10
PERCENT OF THE SHARE CAPITAL, BY ISSUING
COMPANY'S ORDINARY SHARES OR SECURITIES
GIVING ACCESS TO ORDINARY SHARES OF THE
COMPANY, IN CONSIDERATION FOR THE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPOSED OF CAPITAL SECURITIES
OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL. THE MAXIMUM NOMINAL AMOUNT OF DEBT
SECURITIES WHICH MAY BE ISSUED SHALL NOT
EXCEED EUR 1,000,000,000.00. THIS
AUTHORISATION IS GRANTED FOR A 26-MONTH
PERIOD AND SUPERSEDES ANY AND ALL EARLIER
DELEGATIONS TO THE SAME EFFECT. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
27 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt No vote
BOARD OF DIRECTORS ALL POWERS IN ORDER TO
INCREASE THE SHARE CAPITAL, IN ONE OR MORE
OCCASIONS AND AT ITS SOLE DISCRETION, UP TO
A MAXIMUM NOMINAL AMOUNT OF EUR
4,210,280.00 (I.E. AROUND 35 PERCENT OF THE
CAPITAL), BY WAY OF CAPITALIZING RESERVES,
PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED
THAT SUCH CAPITALIZATION IS ALLOWED BY LAW
AND UNDER THE BYLAWS, BY ISSUING BONUS
SHARES OR RAISING THE PAR VALUE OF EXISTING
SHARES, OR BY A COMBINATION OF BOTH
METHODS. THIS AUTHORISATION IS GIVEN FOR A
26-MONTH PERIOD AND SUPERSEDES ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT
28 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE CAPITAL
UP TO EUR 4,210,280.00 (I.E. AROUND 35
PERCENT OF THE CAPITAL), BY ISSUANCE OF
SHARES AND-OR ANY SECURITIES OF THE COMPANY
TO WHICH WILL GIVE RIGHT SECURITIES ISSUED
BY ITS SUBSIDIARIES OR ITS PARENT
COMPANIES, GIVEN THAT THIS SECURITIES MAY
BE ISSUED BY THE SUBSIDIARIES SUBJECT TO
THE APPROVAL BY THE BOARD OF DIRECTORS OF
THE COMPANY AND COULD GIVE ACCESS TO
COMPANY'S SHARES, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS. THE
MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES
WHICH MAY BE ISSUED SHALL NOT EXCEED EUR
1,000,000,000.00. THIS AUTHORISATION CANNOT
BE USED IN THE CONTEXT OF A PUBLIC OFFER
THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
29 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt No vote
BOARD OF DIRECTORS TO GRANT, FOR FREE, ON
ONE OR MORE OCCASIONS, EXISTING OR FUTURE
ORDINARY SHARES, IN FAVOUR OF THE
EMPLOYEES, OR CERTAIN AMONG THEM, AS WELL
AS THE CORPORATE OFFICERS, OR CERTAIN AMONG
THEM, OF THE COMPANY AND RELATED COMPANIES.
THEY MAY NOT REPRESENT MORE THAN 10 PERCENT
OF THE SHARE CAPITAL (I.E. EUR 1,202,937.00
CORRESPONDING TO 11,836,122 SHARES), GIVEN
THAT THE NUMBER OF SHARES ALLOCATED FOR
FREE TO THE EXECUTIVE CORPORATE OFFICERS
SHALL NOT EXCEED 1 PERCENT OF THE SHARE
CAPITAL, THIS AMOUNT COUNTING AGAINST THE
OVERALL VALUE MENTIONED ABOVE. FREE SHARES
CANNOT BE ALLOCATED TO EMPLOYEES OR
CORPORATE OFFICERS EACH HOLDING MORE THAN
10 PERCENT OF THE SHARE CAPITAL, AND A FREE
ALLOCATION OF SHARES CANNOT LEAD THEM TO
EACH HOLD MORE THAN 10 PERCENT OF THE SHARE
CAPITAL. THIS DELEGATION, GIVEN FOR A
38-MONTH PERIOD, SUPERSEDES ANY EARLIER
DELEGATIONS TO THE SAME EFFECT. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS
30 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS
SOLE DISCRETION, UP TO THE MAXIMAL NOMINAL
AMOUNT OF 3 PERCENT OF THE SHARE CAPITAL,
IN FAVOUR OF MEMBERS OF A COMPANY SAVINGS
PLAN OF RELATED COMPANIES, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, BY ISSUANCE OF SHARES OR OTHER
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL OF THE COMPANY. THIS AUTHORISATION
IS GRANTED FOR A 26-MONTH PERIOD AND
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
31 THE SHAREHOLDERS' MEETING DECIDES TO Mgmt No vote
CANCEL, IN FAVOUR OF EMPLOYEES, RETIRED
FORMER EMPLOYEES AND ELIGIBLE CORPORATE
OFFICERS WHO ARE MEMBERS OF A COMPANY
SAVINGS PLAN, THE SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS TO SHARES
AND SHARES OF WHICH THE ISSUE OF OTHER
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL PROVIDED IN RESOLUTION NUMBER 30
WILL GIVE RIGHT, SAID SHAREHOLDERS WAIVING
RIGHT TO SHARES OR OTHER SECURITIES WHICH
WILL BE ALLOCATED UNDER THIS RESOLUTION
INCLUDING THE PORTION OF RESERVE, PROFITS
OR SHARE PREMIUM INCORPORATED INTO THE
SHARE CAPITAL DUE TO THE FREE ALLOCATION OF
SAID SECURITIES WHICH MAY BE ISSUED UNDER
RESOLUTION NUMBER 30
32 THE SHAREHOLDERS' MEETING DECIDES THAT THE Mgmt No vote
OVERALL NOMINAL AMOUNT PERTAINING TO: - THE
CAPITAL INCREASES TO BE CARRIED OUT WITH
THE USE OF THE DELEGATIONS GIVEN BY
RESOLUTIONS NUMBER 21 TO 28 AND 30 SHALL
NOT EXCEED EUR 4,210,280.00, I.E. AROUND 35
PERCENT OF THE SHARE CAPITAL (OVERALL VALUE
I), - THE ISSUANCES OF DEBT SECURITIES TO
BE CARRIED OUT WITH THE USE OF THE
DELEGATIONS GIVEN BY RESOLUTIONS NUMBER 21
TO 28 AND 30 SHALL NOT EXCEED EUR
1,000,000,000.00 (OVERALL VALUE II)
33 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt No vote
THIS FOLLOWING ARTICLES OF THE BYLAWS: -
ARTICLE NUMBER 12: 'CHAIRMAN OF THE BOARD
OF DIRECTORS - FOUNDING PRESIDENT -
VICE-PRESIDENT - CENSOR'; - ARTICLE NUMBER
14: 'MEETINGS OF THE BOARD OF DIRECTORS'; -
ARTICLE NUMBER 15: 'POWERS OF THE BOARD OF
DIRECTORS'; - ARTICLE NUMBER 17:
'COMPENSATION'
34 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE TRANSFORMATION PROJECT OF THE
COMPANY INTO AN EUROPEAN COMPANY
ESTABLISHED BY THE BOARD OF DIRECTORS ON
MARCH 30TH 2021, THE REPORT OF THE BOARD OF
DIRECTORS, THE REPORT OF MR OLIVIER
ARTHAUD, TRANSFORMATION COMMISSIONER AND
THE FAVORABLE AND UNANIMOUS OPINION ON
FEBRUARY 25TH 2021 OF THE COMPANY'S
ECONOMIC AND SOCIAL COMMITTEE ON SAID
PROJECT, AND AFTER NOTICING THAT THE
COMPANY MEETS THE NECESSARY CONDITIONS
PROVIDED BY THE REGULATORY PROVISIONS,
APPROVES THE TRANSFORMATION OF THE COMPANY
INTO AN EUROPEAN COMPANY WITH A BOARD OF
DIRECTORS, APPROVES THE TERMS OF SAID
PROJECT DETERMINED BY THE BOARD OF
DIRECTORS AND NOTES THAT THIS
TRANSFORMATION OF THE COMPANY INTO AN
EUROPEAN COMPANY WILL TAKE EFFECT AS FROM
THE REGISTRATION OF THE COMPANY AS EUROPEAN
COMPANY IN THE LYON TRADE AND COMPANIES
REGISTER. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
35 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE TRANSFORMATION PROJECT OF THE
COMPANY INTO AN EUROPEAN COMPANY
ESTABLISHED BY THE BOARD OF DIRECTORS AS AT
MARCH 30TH 2021, THE REPORT OF THE BOARD OF
DIRECTORS, THE PROJECT OF THE ARTICLES OF
THE BYLAWS OF THE COMPANY UNDER ITS NEW
CORPORATE FORM AS EUROPEAN COMPANY, DULY
RECORDS THAT, AS OF THE FINAL COMPLETIONS
OF THE TRANSFORMATION OF THE COMPANY INTO
AN EUROPEAN COMPANY, ITS CORPORATE NAME
BIOMERIEUX WILL BE FOLLOWED BY 'SOCIETE
EUROPEENNE' OR 'SE'. THE SHAREHOLDERS'
MEETING ADOPTS, SUBJECT TO THE ADOPTION OF
THE PREVIOUS RESOLUTION, ARTICLE BY
ARTICLE, AND THEN IN ITS ENTIRETY, THE TEXT
OF THE ARTICLES OF THE BYLAWS OF THE
COMPANY UNDER ITS NEW CORPORATE FORM AS
EUROPEAN COMPANY. IT WILL BE EFFECTIVE AS
OF THE FINAL COMPLETION OF THE
TRANSFORMATION OF THE COMPANY INTO AN
EUROPEAN COMPANY RESULTING FROM ITS
REGISTRATION
36 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA Agenda Number: 713666418
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 18-May-2021
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202102262100347-25 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING FOR RESOLUTIONS 1 TO 21. IF YOU
HAVE ALREADY SENT IN YOUR VOTES TO MID
528360, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR 2020 -
APPROVAL OF THE OVERALL AMOUNT OF THE
EXPENSES AND COSTS REFERRED TO IN ARTICLE
39-4 OF THE FRENCH GENERAL TAX CODE
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
ENDED 31 DECEMBER 2020 AND DISTRIBUTION OF
THE DIVIDEND
4 STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt No vote
AGREEMENTS AND COMMITMENTS REFERRED TO IN
ARTICLES L. 225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
5 AUTHORIZATION FOR BNP PARIBAS TO REPURCHASE Mgmt No vote
ITS OWN SHARES
6 RENEWAL OF THE TERM OF OFFICE OF MR. PIERRE Mgmt No vote
ANDRE AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MRS. RAJNA Mgmt No vote
GIBSON BRANDON AS DIRECTOR
8 APPOINTMENT OF MR. CHRISTIAN NOYER AS Mgmt No vote
DIRECTOR, AS A REPLACEMENT FOR MR. DENIS
KESSLER
9 RESOLUTION PROPOSED BY THE SUPERVISORY Mgmt No vote
BOARD OF THE "BNP PARIBAS ACTIONNARIAT
MONDE" CORPORATE MUTUAL FUND (FCPE) AND
AGREED BY THE BOARD OF DIRECTORS:
APPOINTMENT OF MRS. JULIETTE BRISAC AS
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
IN ACCORDANCE WITH ARTICLE 7 OF THE
BY-LAWS)
10 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt No vote
POLICY ATTRIBUTABLE TO DIRECTORS
11 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt No vote
POLICY ATTRIBUTABLE TO THE CHAIRMAN OF THE
BOARD OF DIRECTORS
12 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt No vote
POLICY ATTRIBUTABLE TO THE CHIEF EXECUTIVE
OFFICER AND THE DEPUTY CHIEF EXECUTIVE
OFFICERS
13 VOTE ON THE INFORMATION RELATING TO THE Mgmt No vote
COMPENSATION PAID DURING THE FINANCIAL YEAR
2020 OR ALLOCATED IN RESPECT OF THE SAME
FINANCIAL YEAR TO ALL CORPORATE OFFICERS
14 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt No vote
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED FOR THE SAME FINANCIAL YEAR TO
MR. JEAN LEMIERRE, CHAIRMAN OF THE BOARD OF
DIRECTORS
15 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt No vote
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED FOR THE SAME FINANCIAL YEAR TO
MR. JEAN-LAURENT BONNAFE, CHIEF EXECUTIVE
OFFICER
16 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt No vote
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED FOR THE SAME FINANCIAL YEAR TO
MR. PHILIPPE BORDENAVE, DEPUTY CHIEF
EXECUTIVE OFFICER
17 CONSULTATIVE VOTE ON THE TOTAL COMPENSATION Mgmt No vote
PACKAGE OF ANY KIND PAID DURING THE
FINANCIAL YEAR 2020 TO THE ACTUAL MANAGERS
AND CERTAIN CATEGORIES OF PERSONNEL
18 SETTING OF THE ANNUAL AMOUNT OF Mgmt No vote
COMPENSATIONS PAID TO THE MEMBERS OF THE
BOARD OF DIRECTORS
19 SETTING OF A CEILING FOR THE VARIABLE Mgmt No vote
PORTION OF THE COMPENSATION OF ACTUAL
MANAGERS AND CERTAIN CATEGORIES OF
PERSONNEL
20 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO REDUCE THE CAPITAL BY
CANCELLING SHARES
21 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED
BY THE SUPERVISORY BOARD OF THE "BNP
PARIBAS ACTIONNARIAT MONDE" CORPORATE
MUTUAL FUND (FCPE) AND NON-AGREED BY THE
BOARD OF DIRECTORS: (APPOINTMENT OF MRS.
ISABELLE CORON AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH
ARTICLE 7 OF THE BY-LAWS)
B PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: RESOLUTIONS PROPOSED
BY EMPLOYEE SHAREHOLDERS AND NON-AGREED BY
THE BOARD OF DIRECTORS: (APPOINTMENT OF
MRS. CECILE BESSE AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH
ARTICLE 7 OF THE BY-LAWS)
C PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: RESOLUTIONS PROPOSED
BY EMPLOYEE SHAREHOLDERS AND NON-AGREED BY
THE BOARD OF DIRECTORS: (APPOINTMENT OF
MRS. DOMINIQUE POTIER AS DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS IN
ACCORDANCE WITH ARTICLE 7 OF THE BY-LAWS)
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXY EDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 524609 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BOLLORE Agenda Number: 713725236
--------------------------------------------------------------------------------------------------------------------------
Security: F10659260
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker:
ISIN: FR0000039299
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 26 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 03 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103242100632-36 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105032101039-53 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF THE TEXT OF COMMENT AND CHANGE IN
NUMBERING OF RESOLUTIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - APPROVAL OF NON-DEDUCTIBLE
EXPENSES - DISCHARGES GRANTED TO ALL
DIRECTORS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME - SETTING OF THE Mgmt No vote
DIVIDEND
4 APPROVAL OF THE REGULATED AGREEMENTS AND Mgmt No vote
COMMITMENTS
5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
DOMINIQUE HERIARD DUBREUIL AS A DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
ALEXANDRE PICCIOTTO AS A DIRECTOR
7 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO ACQUIRE THE COMPANY'S SHARES
8 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt No vote
SECTION L OF ARTICLE L.22-10-9 OF THE
FRENCH COMMERCIAL CODE AS PRESENTED IN THE
CORPORATE GOVERNANCE REPORT - "EX POST" SAY
ON PAY
9 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND PAID
DURING THE PAST FINANCIAL YEAR OR AWARDED
DURING THE SAME PERIOD TO MR. CYRILLE
BOLLORE IN HIS CAPACITY AS CHAIRMAN AND
CHIEF EXECUTIVE OFFICER - "EX POST" SAY ON
PAY
10 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt No vote
DIRECTORS ESTABLISHED BY THE BOARD OF
DIRECTORS - EX-ANTE VOTING PROCEDURE
11 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt No vote
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
ESTABLISHED BY THE BOARD OF DIRECTORS - EX
ANTE VOTING PROCEDURE
12 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE CAPITAL
BY ISSUING COMMON SHARES OR ANY
TRANSFERABLE SECURITIES GRANTING ACCESS,
IMMEDIATELY OR IN THE FUTURE, TO THE
CAPITAL WITH RETENTION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
13 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES TO BE PAID
UP BY CAPITALISATION OF RESERVES, PROFITS
OR PREMIUMS OR BY INCREASING THE NOMINAL
14 DELEGATION OF POWERS TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO PROCEED WITH A
CAPITAL INCREASE LIMITED TO 10% OF THE
CAPITAL TO REMUNERATE CONTRIBUTIONS IN KIND
OF SECURITIES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL
15 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO PROCEED WITH A
CAPITAL INCREASE BY ISSUING SHARES RESERVED
FOR EMPLOYEES WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
16 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO REDUCE THE CAPITAL BY
CANCELLING SHARES PREVIOUSLY REPURCHASED
UNDER A SHARE BUYBACK PROGRAMME
17 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
BOUYGUES Agenda Number: 712995731
--------------------------------------------------------------------------------------------------------------------------
Security: F11487125
Meeting Type: OGM
Meeting Date: 04-Sep-2020
Ticker:
ISIN: FR0000120503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 19 AUG 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202007312003534-92 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202008192003789-100; PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
1 DISTRIBUTION OF A DIVIDEND Mgmt No vote
2 APPROVAL OF THE UPDATE OF THE COMPENSATION Mgmt No vote
POLICY FOR EXECUTIVE CORPORATE OFFICERS
3 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
BOUYGUES Agenda Number: 713660721
--------------------------------------------------------------------------------------------------------------------------
Security: F11487125
Meeting Type: MIX
Meeting Date: 22-Apr-2021
Ticker:
ISIN: FR0000120503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 08 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 06 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT AND
CHANGE IN NUMBERING FOR ALL RESOLUTIONS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
AND PLEASE NOTE THAT IMPORTANT ADDITIONAL
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103052100426-28
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
2020 AND SETTING OF THE DIVIDEND
4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt No vote
REFERRED TO IN ARTICLES L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
5 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
EXECUTIVE CORPORATE OFFICERS
6 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
DIRECTORS
7 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt No vote
COMPENSATION OF CORPORATE OFFICERS REFERRED
TO IN SECTION I OF ARTICLE L. 22-10-9 OF
THE FRENCH COMMERCIAL CODE
8 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING OR AWARDED FOR THE FINANCIAL
YEAR 2020 TO MR. MARTIN BOUYGUES, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
9 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING OR AWARDED FOR THE FINANCIAL
YEAR 2020 TO MR. OLIVIER BOUYGUES, DEPUTY
CHIEF EXECUTIVE OFFICER UNTIL 31 AUGUST
2020
10 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING OR AWARDED FOR THE FINANCIAL
YEAR 2020 TO MR. PHILIPPE MARIEN, DEPUTY
CHIEF EXECUTIVE OFFICER UNTIL 19 FEBRUARY
2020
11 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING OR AWARDED FOR THE FINANCIAL
YEAR 2020 TO MR. OLIVIER ROUSSAT, DEPUTY
CHIEF EXECUTIVE OFFICER
12 RENEWAL OF THE TERM OF OFFICE OF MR. MARTIN Mgmt No vote
BOUYGUES AS DIRECTOR
13 APPOINTMENT OF MRS. PASCALINE DE DREUZY AS Mgmt No vote
DIRECTOR, AS A REPLACEMENT FOR MRS.
ANNE-MARIE IDRAC
14 RENEWAL OF THE TERM OF OFFICE OF ERNST Mgmt No vote
&YOUNG AUDIT AS PRINCIPAL STATUTORY AUDITOR
15 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS,
IN ORDER TO TRADE IN THE COMPANY'S SHARES
16 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS,
IN ORDER TO REDUCE THE SHARE CAPITAL BY
CANCELLING TREASURY SHARES
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
SHARE CAPITAL, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY ISSUING SHARES AND ANY
TRANSFERABLE SECURITIES GRANTING IMMEDIATE
AND/OR FUTURE ACCESS TO SHARES OF THE
COMPANY OR ONE OF ITS SUBSIDIARIES
18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
SHARE CAPITAL BY CAPITALISATION OF
PREMIUMS, RESERVES, PROFITS OR OTHERS
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO INCREASE THE SHARE
CAPITAL BY MEANS OF A PUBLIC OFFERING OTHER
THAN THOSE REFERRED TO IN ARTICLE L. 411-2
OF THE FRENCH MONETARY AND FINANCIAL CODE,
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING
SHARES AND ANY TRANSFERABLE SECURITIES
GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO
SHARES OF THE COMPANY OR ONE OF ITS
SUBSIDIARIES
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO INCREASE THE SHARE
CAPITAL BY MEANS OF PUBLIC OFFERINGS AS
REFERRED TO IN ARTICLE L. 411-2 1DECREE OF
THE FRENCH MONETARY AND FINANCIAL CODE,
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING
SHARES AND ANY TRANSFERABLE SECURITIES
GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO
SHARES OF THE COMPANY OR ONE OF ITS
SUBSIDIARIES
21 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO SET, IN ACCORDANCE WITH
THE TERMS AND CONDITIONS DETERMINED BY THE
GENERAL MEETING, THE ISSUE PRICE, WITHOUT
THE SHAREHOLDERS' PRE-EMPTIVE RIGHT TO
SUBSCRIBE TO EQUITY SECURITIES TO BE ISSUED
IMMEDIATELY OR IN THE FUTURE
22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF A CAPITAL INCREASE, WITH OR
WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT
23 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt No vote
OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO INCREASE THE SHARE
CAPITAL WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS
IN KIND GRANTED TO THE COMPANY AND
CONSISTING OF EQUITY SECURITIES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF ANOTHER COMPANY, OUTSIDE A
PUBLIC EXCHANGE OFFER
24 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
SHARE CAPITAL, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS
OF SECURITIES IN THE EVENT OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE COMPANY
25 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO ISSUE SHARES
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, AS A RESULT
OF THE ISSUE, BY A SUBSIDIARY, OF
TRANSFERABLE SECURITIES GRANTING ACCESS TO
SHARES OF THE COMPANY
26 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
SHARE CAPITAL, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, FOR THE BENEFIT OF THE EMPLOYEES OR
CORPORATE OFFICERS OF THE COMPANY OR
RELATED COMPANIES, WHO ARE MEMBERS OF A
COMPANY SAVINGS PLAN
27 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO GRANT SHARE
SUBSCRIPTION OR PURCHASE OPTIONS TO
EMPLOYEES OR CORPORATE OFFICERS OF THE
COMPANY OR RELATED COMPANIES
28 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO PROCEED WITH FREE
ALLOCATIONS OF EXISTING SHARES OR SHARES TO
BE ISSUED, WITH WAIVER BY SHAREHOLDERS OF
THEIR PRE-EMPTIVE SUBSCRIPTION RIGHTS, FOR
THE BENEFIT OF EMPLOYEES OR CORPORATE
OFFICERS OF THE COMPANY OR RELATED
COMPANIES
29 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO PROCEED WITH FREE
ALLOCATIONS OF EXISTING SHARES OR SHARES TO
BE ISSUED DEDICATED TO RETIREMENT BENEFITS,
WITH WAIVER BY THE SHAREHOLDERS OF THEIR
PRE-EMPTIVE SUBSCRIPTION RIGHTS, FOR THE
BENEFIT OF ELIGIBLE EMPLOYEES OR CORPORATE
OFFICERS OF THE COMPANY OR RELATED
COMPANIES
30 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS, FOR A PERIOD OF
EIGHTEEN MONTHS, IN ORDER TO ISSUE SHARE
SUBSCRIPTION WARRANTS, WITHIN THE LIMIT OF
25% OF THE SHARE CAPITAL, DURING A PERIOD
OF PUBLIC OFFERING FOR THE COMPANY
31 AMENDMENT TO ARTICLE 13 OF THE COMPANY'S Mgmt No vote
BY-LAWS IN ORDER TO CHANGE THE AGE LIMIT
FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS
32 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
BRENNTAG SE Agenda Number: 714036399
--------------------------------------------------------------------------------------------------------------------------
Security: D12459117
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: DE000A1DAHH0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.35 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY FOR THE Mgmt No vote
MANAGEMENT BOARD
7.1 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
7.2 APPROVE REMUNERATION POLICY FOR THE Mgmt No vote
SUPERVISORY BOARD
CMMT 04 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 04 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BUREAU VERITAS SA Agenda Number: 714197325
--------------------------------------------------------------------------------------------------------------------------
Security: F96888114
Meeting Type: MIX
Meeting Date: 25-Jun-2021
Ticker:
ISIN: FR0006174348
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT 24 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 07 JUNE 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105192101757-60 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202106072102367-68 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED ON DECEMBER 31ST
2020, AS PRESENTED TO THE MEETING, SHOWING
EARNINGS AMOUNTING TO EUR 63,524,466.48.
THE SHAREHOLDERS' MEETING APPROVES THE
NON-DEDUCTIBLE EXPENSES AND CHARGES
AMOUNTING TO EUR 75,664.00 AND THEIR
CORRESPONDING TAX OF EUR 21,885.02
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE
MEETING, SHOWING EARNINGS AMOUNTING TO EUR
138,900,000.00
3 ALLOCATION OF EARNINGS: ORIGIN EARNINGS: Mgmt No vote
EUR 63,524,466.48 LEGAL RESERVE: EUR
(1,585,24) FOLLOWING THIS ALLOCATION, THE
LEGAL RESERVE ACCOUNT, WHICH PREVIOUSLY
AMOUNTED TO EUR 5,425,115.86, WILL SHOW A
NEW BALANCE OF EUR 5,426,701.10
REPRESENTING 10 PER CENT OF THE SHARE
CAPITAL. DISTRIBUTABLE INCOME: EUR
63,522,881.24 OTHER RESERVES: EUR
1,137,341,005.78 ALLOCATION DIVIDEND: EUR
162,801,033.12 THE SHAREHOLDERS WILL BE
GRANTED A DIVIDEND OF EUR 0.36 PER SHARE,
THAT WILL BE ELIGIBLE FOR THE 40 PER CENT
DEDUCTION PROVIDED BY THE FRENCH GENERAL
TAX CODE. THIS DIVIDEND WILL BE PAID ON
JULY 7TH 2021. AS REQUIRED BY LAW, IT IS
REMINDED THAT, FOR THE LAST THREE FINANCIAL
YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS:
EUR 0.56 PER SHARE FOR FISCAL YEARS 2017
AND 2018, NO DIVIDEND WAS PAID FOR FISCAL
YEAR 2019
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF
THE FRENCH COMMERCIAL CODE, APPROVES SAID
REPORT AND TAKES NOTICE THAT NO NEW
AGREEMENT AND NOT APPROVED BY THE
SHAREHOLDERS' MEETING AS REFERRED TO
THEREIN HAS BEEN AUTHORIZED FOR SAID FISCAL
YEAR
5 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MS ANA GIROS CALPE AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MS LUCIA SINAPI- THOMAS AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR ANDRE FRANCOIS-PONCET AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
8 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR JEROME MICHIELS AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
9 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt No vote
DIRECTOR, MS JULIE AVRANE-CHOPARD, TO
REPLACE MS IEDA GOMES YELL FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
10 THE SHAREHOLDERS' MEETING RATIFIES THE Mgmt No vote
APPOINTMENT OF MS CHRISTINE
ANGLADE-PIRZADEH AS A DIRECTOR, TO REPLACE
MS STEPHANIE BESNIER, FOR THE REMAINDER OF
MS STEPHANIE BESNIER'S TERM OF OFFICE, I.E.
UNTIL THE SHAREHOLDERS' MEETING CALLED TO
RULE ON THE FINANCIAL STATEMENTS FOR THE
FISCAL YEAR 2023
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
INFORMATION REGARDING THE COMPENSATION OF
THE CORPORATE OFFICERS AS MENTIONED IN
ARTICLE L.22-10-9 I OF THE COMMERCIAL CODE,
FOR THE 2020 FISCAL YEAR
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID AND AWARDED TO MR
ALDO CARDOSO, AS CHAIRMAN OF THE BOARD OF
DIRECTORS FOR THE 2020 FISCAL YEAR
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID AND AWARDED TO MR
DIDIER MICHAUD-DANIEL, AS MANAGING DIRECTOR
FOR THE 2020 FISCAL YEAR
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY OF THE DIRECTORS
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY OF THE CHAIRMAN OF THE
BOARD OF DIRECTORS
16 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY OF THE MANAGING
DIRECTOR
17 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 45.00, MAXIMUM NUMBER OF ORDINARY
SHARES TO BE ACQUIRED: 10 PER CENT OF THE
SHARES COMPOSING THE SHARE CAPITAL (I.E.
45,222,509 SHARES COMPOSING THE SHARE
CAPITAL AS OF DECEMBER 31ST 2020), MAXIMUM
FUNDS INVESTED IN THE SHARE BUYBACKS: EUR
2,035,012,905.00. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF JUNE 26TH 2020IN
ITS RESOLUTION NUMBER 15. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
18 THE SHAREHOLDERS' MEETING DECIDES THAT THE Mgmt No vote
OVERALL NOMINAL AMOUNT PERTAINING TO: - THE
CAPITAL INCREASES TO BE CARRIED OUT WITH
THE USE OF THE DELEGATIONS GIVEN BY
RESOLUTIONS NUMBER 19, 21 TO 24, 26 AND 29
SHALL NOT EXCEED EUR 21,600,000.00, - THE
CAPITAL INCREASES, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS TO BE
CARRIED OUT WITH THE USE OF THE DELEGATIONS
GIVEN BY RESOLUTIONS NUMBER 21 TO 24, 26
AND 29 SHALL NOT EXCEED EUR 5,400,000.00, -
THE ISSUANCES OF DEBT SECURITIES TO BE
CARRIED OUT WITH THE USE OF THE DELEGATIONS
GIVEN BY RESOLUTIONS NUMBER 19, 21 TO 24,
26 AND 29 SHALL NOT EXCEED EUR
1,000,000,000.00 THIS AUTHORIZATION IS
GIVEN FOR A 26-MONTH PERIOD. THIS
DELEGATION OF POWERS SUPERSEDES ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT
19 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt No vote
BOARD OF DIRECTORS THE NECESSARY POWERS TO
INCREASE THE CAPITAL, UP TO EUR
16,200,000.00, BY ISSUANCE, WITH
PREFERENTIAL SUBSCRIPTION RIGHTS
MAINTAINED, OF ORDINARY SHARES, EQUITY
SECURITIES OR DEBT SECURITIES GIVING ACCESS
TO OTHER EXISTING EQUITY SECURITIES OR TO
BE ISSUED BY THE COMPANY PARENT COMPANY OR
SUBSIDIARIES. THE ISSUANCE OF PREFERENCE
SHARES AND SECURITIES GIVING ACCESS TO
PREFERENCE SHARES IS EXCLUDED. THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY
BE ISSUED SHALL NOT EXCEED EUR
1,000,000,000.00. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF MAY 14TH 2019 IN
ITS RESOLUTION NUMBER 12. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
20 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt No vote
BOARD OF DIRECTORS ALL POWERS IN ORDER TO
INCREASE THE SHARE CAPITAL, UP TO EUR
16,200,000.00, BY WAY OF CAPITALIZING
RESERVES, PROFITS, PREMIUMS OR OTHER MEANS,
PROVIDED THAT SUCH CAPITALIZATION IS
ALLOWED BY LAW AND UNDER THE BYLAWS, BY
ISSUING BONUS SHARES OR RAISING THE PAR
VALUE OF EXISTING SHARES, OR BY A
COMBINATION OF BOTH METHODS. THIS
AUTHORIZATION IS GRANTED FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
14TH 2019 IN ITS RESOLUTION NUMBER 13. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
21 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL, UP TO 10 PER
CENT OF THE SHARE CAPITAL, BY ISSUING
ORDINARY SHARES OR SECURITIES GIVING ACCESS
TO THE SHARE CAPITAL, IN CONSIDERATION FOR
THE CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPOSED OF CAPITAL SECURITIES
OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL. THE MAXIMUM NOMINAL AMOUNT OF DEBT
SECURITIES WHICH MAY BE ISSUED SHALL NOT
EXCEED EUR 1,000,000,000.00. THIS
AUTHORIZATION IS GRANTED FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
14TH 2019 IN ITS RESOLUTION NUMBER 14. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
22 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL, UP TO EUR
5,400,000.00, BY ISSUING ORDINARY SHARES OR
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL, IN CONSIDERATION FOR CONTRIBUTIONS
OF SECURITIES GRANTED TO THE COMPANY IN THE
SCOPE OF A PUBLIC EXCHANGE OFFER INITIATED
BY THE COMPANY THE MAXIMUM NOMINAL AMOUNT
OF DEBT SECURITIES WHICH MAY BE ISSUED
SHALL NOT EXCEED EUR 1,000,000,000.00. THIS
AUTHORIZATION IS GRANTED FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
14TH 2019 IN ITS RESOLUTION NUMBER 15. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
23 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL UP TO EUR
5,400,000.00, BY ISSUANCE BY WAY OF A
PUBLIC OFFERING, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, OF
ORDINARY SHARES, EQUITY SECURITIES OR DEBT
SECURITIES GIVING ACCESS TO OTHER EXISTING
EQUITY SECURITIES OR TO BE ISSUED BY THE
COMPANY PARENT COMPANY OR SUBSIDIARIES. THE
ISSUANCE OF PREFERENCE SHARES AND
SECURITIES GIVING ACCESS TO PREFERENCE
SHARES IS EXCLUDED. THE MAXIMUM NOMINAL
AMOUNT OF DEBT SECURITIES WHICH MAY BE
ISSUED SHALL NOT EXCEED EUR
1,000,000,000.00. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF MAY 14TH 2019 IN
ITS RESOLUTION NUMBER 16. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
24 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL UP TO EUR
5,400,000.00, BY ISSUANCE BY WAY OF A
PRIVATE OFFERING, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, OF
ORDINARY SHARES, EQUITY SECURITIES OR DEBT
SECURITIES GIVING ACCESS TO OTHER EXISTING
EQUITY SECURITIES OR TO BE ISSUED BY THE
COMPANY PARENT COMPANY OR SUBSIDIARIES. THE
ISSUANCE OF PREFERENCE SHARES AND
SECURITIES GIVING ACCESS TO PREFERENCE
SHARES IS EXCLUDED. THE MAXIMUM NOMINAL
AMOUNT OF DEBT SECURITIES WHICH MAY BE
ISSUED SHALL NOT EXCEED EUR
1,000,000,000.00. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF MAY 14TH 2019 IN
ITS RESOLUTION NUMBER 17. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
25 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS, FOR A PERIOD OF 12
MONTHS AND WITHIN THE LIMIT OF 10 PER CENT
OF THE SHARE CAPITAL PER YEAR, TO SET THE
ISSUE PRICE OF THE ORDINARY SHARES AND
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL TO BE ISSUED UNDER RESOLUTIONS 23
AND 24, IN ACCORDANCE WITH THE TERMS AND
CONDITIONS DETERMINED BY THE SHAREHOLDERS'
MEETING. THIS AUTHORIZATION IS GRANTED FOR
A 26-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF MAY 14TH 2019 IN ITS RESOLUTION
NUMBER 18
26 SUBJECT TO THE ADOPTION OF RESOLUTION 19 Mgmt No vote
AND 23 TO 25, THE SHAREHOLDERS' MEETING
RESOLVES THAT THE BOARD OF DIRECTORS MAY
DECIDE TO INCREASE THE NUMBER OF ORDINARY
SHARES OR SECURITIES GIVING ACCESS TO THE
SHARE CAPITAL OR SECURITIES GIVING RIGHT TO
THE ALLOCATION OF DEBT SECURITIES TO BE
ISSUED IN THE EVENT OF A CAPITAL INCREASE
WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHT OF SHAREHOLDERS, WITHIN 30 DAYS OF
THE CLOSING OF THE SUBSCRIPTION PERIOD, UP
TO A MAXIMUM OF 15 PER CENT OF THE INITIAL
ISSUE AND AT THE SAME PRICE. THIS
AUTHORIZATION IS GRANTED FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
14TH 2019 IN ITS RESOLUTION NUMBER 19
27 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO GRANT,
IN FAVOR OF BENEFICIARIES TO BE CHOSEN
AMONG EMPLOYEES AND MANAGING CORPORATE
OFFICERS OF THE COMPANY, RELATED COMPANIES
OR SUBSIDIARIES, OPTIONS GIVING THE RIGHT
EITHER TO SUBSCRIBE FOR COMPANY'S SHARES TO
BE ISSUED THROUGH A SHARE CAPITAL INCREASE,
OR TO PURCHASE EXISTING SHARES PURCHASED BY
THE COMPANY. PROVIDED THE OPTIONS SHALL NOT
GIVE RIGHTS TO A TOTAL NUMBER OF SHARES,
EXCEEDING 1.5 PER CENT OF THE SHARE CAPITAL
AND 0.1 PER CENT OF THE SHARE CAPITAL FOR
CORPORATE OFFICERS OF THE COMPANY. THIS
AUTHORIZATION IS GRANTED FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
14TH 2019 IN ITS RESOLUTION NUMBER 20. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
28 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO GRANT, FOR FREE
EXISTING OR FUTURE SHARES, IN FAVOR OF THE
EMPLOYEES OR THE MANAGING CORPORATE
OFFICERS OF THE COMPANY, RELATED COMPANIES
OR SUBSIDIARIES FOR AN AMOUNT REPRESENTING
1 PER CENT OF THE SHARE CAPITAL AND 0.1 PER
CENT FOR THE FREE SHARES ALLOCATED TO THE
MANAGING CORPORATE OFFICERS. THOSE AMOUNTS
SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION NUMBER 27. THIS
AUTHORIZATION IS GRANTED FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
14TH 2019 IN ITS RESOLUTION NUMBER 21. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
29 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, IN FAVOR OF MEMBERS OF A COMPANY
SAVINGS OR RELATED COMPANIES PLAN, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, BY ISSUANCE OF ORDINARY SHARES
AND-OR SECURITIES GIVING ACCESS TO THE
SHARE CAPITAL. THIS DELEGATION IS GIVEN FOR
A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED 1 PER CENT OF THE
SHARE CAPITAL. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF MAY 14TH 2019 IN ITS RESOLUTION
NUMBER 24. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
30 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt No vote
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL BY CANCELLING ALL OR PART OF
THE SHARES HELD BY THE COMPANY IN
CONNECTION WITH THE STOCK REPURCHASE PLAN
UNDER RESOLUTION 17, UP TO 10 PER CENT OF
THE SHARE CAPITAL OVER A 24-MONTH PERIOD.
THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
14TH 2019 IN ITS RESOLUTION NUMBER 23. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
31 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt No vote
ARTICLE NUMBER 10: 'IDENTIFICATION OF
SHAREHOLDERS ' OF THE BYLAWS
32 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt No vote
ARTICLE NUMBER 15: 'CONVENING AND
PROCEEDINGS OF THE BOARD OF DIRECTORS' OF
THE BYLAWS
33 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt No vote
ARTICLE NUMBER 17: 'CHAIR AND VICE-CHAIR OF
THE BOARD OF DIRECTORS' OF THE BYLAWS
34 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt No vote
ARTICLE NUMBER 19: 'EXECUTIVE MANAGEMENT -
THE DEPUTY GENERAL MANAGEMENT ' OF THE
BYLAWS
35 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt No vote
ARTICLE NUMBER 22: 'AUDITORS' OF THE BYLAWS
36 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt No vote
THE FOLLOWING ARTICLES NUMBER 4: 'HEAD
OFFICE' OF THE BYLAW NUMBER 20 :
'COMPENSATION' OF THE BYLAW NUMBER 21:
'NON-VOTING DIRECTORS' OF THE BYLAW NUMBER
28: 'QUORUM- VOTE- NUMBER OF VOTES' OF THE
BYLAW NUMBER 34: 'RESULT FIXATION,
APPROPRIATION AND ALLOCATION' OF THE BYLAW
37 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
BUZZI UNICEM SPA Agenda Number: 713744173
--------------------------------------------------------------------------------------------------------------------------
Security: T2320M109
Meeting Type: AGM
Meeting Date: 07-May-2021
Ticker:
ISIN: IT0001347308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt No vote
DECEMBER 2020; MANAGEMENT'S AND INTERNAL
AUDITORS REPORTS ON FINANCIAL YEAR 2020;
RESOLUTIONS RELATED
O.2 PROFIT ALLOCATION; RESOLUTIONS RELATED Mgmt No vote
THERETO
O.3 RESOLUTIONS RELATED TO THE PURCHASE AND Mgmt No vote
DISPOSAL OF ITS OWN SHARES AS PER ART. 2357
AND 2357 TER OF THE ITALIAN CIVIL LAW
O.4.1 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt No vote
BINDING RESOLUTION ON THE 'FIRST SECTION'
OF THE REWARDING POLICY AS PER ART.
123-TER, ITEM 6, OF THE LEGISLATIVE DECREE
NO. 58/98
O.4.2 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt No vote
NON-BINDING RESOLUTION ON THE 'SECOND
SECTION' OF THE REWARDING POLICY AS PER
ART. 123-TER, ITEM 6, OF THE LEGISLATIVE
DECREE NO. 58/9
CMMT 01 ARP 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 01 ARP 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CAIXABANK S.A. Agenda Number: 713328347
--------------------------------------------------------------------------------------------------------------------------
Security: E2427M123
Meeting Type: EGM
Meeting Date: 02-Dec-2020
Ticker:
ISIN: ES0140609019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 03 DEC 2020 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 486134 DUE TO RECEIPT OF
RESOLUTION 5 AS A NON VOTING ITEM. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU
1 APPROVAL OF THE INDIVIDUAL BALANCE SHEET OF Mgmt No vote
CAIXABANK, S.A. CLOSED AS OF 30 JUNE 2020,
IN ORDER THAT IT MAY CONSIDER THE MERGER
BALANCE FOR THE PURPOSES OF ITEM 2 BELOW ON
THE AGENDA
2 APPROVAL OF THE MERGER BY ABSORPTION OF Mgmt No vote
BANKIA, SA, BY CAIXABANK, SA (THE
'MERGER'), WITH THE EXTINCTION OF THE
ABSORBED COMPANY AND BLOCK TRANSFER OF ITS
ASSETS TO THE ABSORBING COMPANY, AND WITH
PROVISION FOR THAT THE EXCHANGE IS ATTENDED
BY THE DELIVERY OF NEW SHARES OF CAIXABANK,
SA, ALL IN ACCORDANCE WITH THE TERMS OF THE
MERGER PROJECT SIGNED BY THE ADMINISTRATORS
OF THE TWO COMPANIES ON SEPTEMBER 17, 2020
(THE 'MERGER PROJECT')
3.1 APPOINTMENT OF MR. JOSE IGNACIO Mgmt No vote
GOIRIGOLZARRI TELLAECHE
3.2 APPOINTMENT OF MR. JOAQUIN AYUSO GARCIA Mgmt No vote
3.3 APPOINTMENT OF MR. FRANCISCO JAVIER CAMPO Mgmt No vote
GARCIA
3.4 APPOINTMENT OF MRS. EVA CASTILLO SANZ Mgmt No vote
3.5 APPOINTMENT OF MRS. TERESA SANTERO Mgmt No vote
QUINTILLA
3.6 APPOINTMENT OF MR. FERNANDO MARIA COSTA Mgmt No vote
DUARTE ULRICH
4 AUTHORIZATION AND DELEGATION OF POWERS FOR Mgmt No vote
THE INTERPRETATION, CORRECTION, COMPLEMENT,
EXECUTION AND DEVELOPMENT OF THE
RESOLUTIONS ADOPTED BY THE MEETING, AND
DELEGATION OF POWERS FOR THE ELEVATION TO A
PUBLIC INSTRUMENT AND REGISTRATION OF SAID
AGREEMENTS AND FOR THEIR CORRECTION, IN
THEIR CASE
5 COMMUNICATION OF THE REPORT OF THE BOARD OF Non-Voting
DIRECTORS AND THE REPORT OF THE ACCOUNT
AUDITOR FOR THE PURPOSES OF THE PROVISIONS
OF ARTICLE 511 OF ROYAL LEGISLATIVE DECREE
1/2010, OF JULY 2, WHICH APPROVES THE
REVISED TEXT OF THE LAW OF CAPITAL
COMPANIES (THE 'CAPITAL COMPANIES LAW')
CMMT 02 NOV 2020: SHAREHOLDERS HOLDING LESS THAN Non-Voting
"1000" SHARES (MINIMUM AMOUNT TO ATTEND THE
MEETING) MAY GRANT A PROXY TO ANOTHER
SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR
GROUP THEM TO REACH AT LEAST THAT NUMBER,
GIVING REPRESENTATION TO A SHAREHOLDER OF
THE GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
CMMT 02 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR THE
MID: 490365, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CAIXABANK S.A. Agenda Number: 713838401
--------------------------------------------------------------------------------------------------------------------------
Security: E2427M123
Meeting Type: OGM
Meeting Date: 13-May-2021
Ticker:
ISIN: ES0140609019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 542897 DUE TO RECEIVED CHANGE IN
VOTING STATUS FOR RESOLUTION. 19. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 APPROVAL OF THE INDIVIDUAL AND CONSOLIDATED Mgmt No vote
ANNUAL ACCOUNTS AND THE RESPECTIVE
MANAGEMENT REPORTS FOR THE YEAR ENDING 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED NONFINANCIAL Mgmt No vote
INFORMATION STATEMENT FOR THE YEAR ENDING
ON 31 DECEMBER 2020
3 APPROVAL OF THE BOARD OF DIRECTORS Mgmt No vote
MANAGEMENT DURING THE BUSINESS YEAR ENDING
ON 31 DECEMBER 2020
4 POSTING OF THE LEGAL RESERVE Mgmt No vote
5 APPROVAL OF THE PROPOSED ALLOCATION OF Mgmt No vote
PROFIT FOR THE BUSINESS YEAR ENDING ON 31
DECEMBER 2020
6 RECLASSIFICATION OF THE GOODWILL RESERVE TO Mgmt No vote
VOLUNTARY RESERVES
7 RE-ELECTION OF THE ACCOUNTS AUDITOR OF THE Mgmt No vote
COMPANY AND ITS CONSOLIDATED GROUP FOR
2022: PRICEWATERHOUSECOOPERS
8.1 RE-ELECTION OF JOSE SERNA MASIA Mgmt No vote
8.2 RE-ELECTION OF KORO USARRAGA UNSAIN Mgmt No vote
9.1 INTRODUCTION OF A NEW ARTICLE 22 BIS Mgmt No vote
GENERAL MEETING HELD EXCLUSIVELY USING
REMOTE MEANS UNDER SECTION I THE GENERAL
MEETING OF TITLE V THE COMPANY'S GOVERNING
BODIES OF THE BY LAWS
9.2 AMENDMENT OF THE TITLE OF ARTICLE 24 Mgmt No vote
APPOINTING PROXIES AND VOTING THROUGH MEANS
OF REMOTE COMMUNICATION UNDER SECTION I THE
GENERAL SHAREHOLDERS MEETING OF TITLE V THE
COMPANYS GOVERNING BODIES OF THE BY LAWS
9.3 AMENDMENT OF ARTICLES 31 DUTIES OF THE Mgmt No vote
BOARD OF DIRECTORS, 35 APPOINTMENT TO POSTS
ON THE BOARD OF DIRECTORS AND 37 PROCEDURES
FOR MEETINGS UNDER SECTION II THE BOARD OF
DIRECTORS OF TITLE V THE COMPANY'S
GOVERNING BODIES OF THE BY LAWS
9.4 AMENDMENT OF ARTICLE 40 AUDIT AND CONTROL Mgmt No vote
COMMITTEE, RISKS COMMITTEE, APPOINTMENTS
COMMITTEE AND REMUNERATION COMMITTEE UNDER
SECTION III DELEGATION OF POWERS. BOARD
COMMITTEES OF TITLE V THE COMPANY'S
GOVERNING BODIES OF THE BY LAWS
9.5 AMENDMENT OF ARTICLE 46 APPROVAL OF THE Mgmt No vote
ANNUAL ACCOUNTS UNDER TITLE VI BALANCE
SHEETS OF THE BY LAWS
10 AMENDMENT OF THE ADDITIONAL PROVISION Mgmt No vote
TELEMATIC ATTENDANCE AT THE GENERAL MEETING
VIA REMOTE CONNECTION IN REAL TIME OF THE
REGULATIONS OF GENERAL MEETING OF THE
COMPANY
11 TO DELEGATE TO THE BOARD OF DIRECTORS THE Mgmt No vote
POWER TO ISSUE SECURITIES CONTINGENTLY
CONVERTIBLE INTO SHARES OF THE COMPANY, OR
INSTRUMENTS OF A SIMILAR NATURE, FOR THE
PURPOSE OF OR TO MEET REGULATORY
REQUIREMENTS FOR THEIR ELIGIBILITY AS
ADDITIONAL TIER 1 REGULATORY CAPITAL
INSTRUMENTS IN ACCORDANCE WITH APPLICABLE
CAPITAL ADEQUACY REGULATIONS, SUBJECT TO A
MAXIMUM TOTAL AMOUNT OF THREE BILLION FIVE
HUNDRED MILLION EUROS EUR 3,500,000,000 OR
THE EQUIVALENT IN OTHER CURRENCIES AS WELL
AS THE POWER TO INCREASE SHARE CAPITAL BY
THE NECESSARY AMOUNT, INCLUDING AUTHORITY
TO EXCLUDE, WHERE APPROPRIATE, PRE EMPTIVE
SUBSCRIPTION RIGHTS
12 APPROVAL OF THE AMENDMENT TO THE DIRECTORS Mgmt No vote
REMUNERATION POLICY
13 SETTING THE REMUNERATION OF DIRECTORS Mgmt No vote
14 APPROVAL OF THE MAXIMUM NUMBER OF SHARES TO Mgmt No vote
BE DELIVERED AND BROADENING THE NUMBER OF
BENEFICIARIES UNDER THE THIRD CYCLE OF THE
CONDITIONAL ANNUAL INCENTIVE PLAN LINKED TO
THE 2019 2021 STRATEGIC PLAN FOR EXECUTIVE
DIRECTORS, MEMBERS OF THE MANAGEMENT
COMMITTEE AND OTHER MEMBERS OF THE
EXECUTIVE TEAM AND KEY EMPLOYEES OF THE
COMPANY AND OF THE COMPANIES BELONGING TO
ITS GROUP
15 DELIVERY OF SHARES TO EXECUTIVE DIRECTORS Mgmt No vote
AS PART OF THE COMPANYS VARIABLE
REMUNERATION PROGRAMME
16 APPROVAL OF THE MAXIMUM LEVEL OF VARIABLE Mgmt No vote
REMUNERATION PAYABLE TO EMPLOYEES WHOSE
PROFESSIONAL ACTIVITIES HAVE A SIGNIFICANT
IMPACT ON THE COMPANYS RISK PROFILE
17 AUTHORISATION AND DELEGATION OF POWERS Mgmt No vote
CONCERNING THE INTERPRETATION, REMEDIATION,
ADDITION, EXECUTION AND DEVELOPMENT OF THE
RESOLUTIONS ADOPTED BY THE GENERAL MEETING,
AND DELEGATION OF FACULTIES FOR THE
NOTARISATION AND INCLUSION OF THESE
AGREEMENTS AND THEIR REMEDIATION, AS
APPLICABLE
18 CONSULTATIVE VOTE ON THE ANNUAL REPORT ON Mgmt No vote
DIRECTORS REMUNERATION FOR THE FINANCIAL
YEAR 2020
19 INFORMATION ON THE AMENDMENTS TO THE Non-Voting
REGULATIONS OF THE BOARD OF DIRECTORS
AGREED BY THE BOARD OF DIRECTORS AT ITS
MEETING OF 17 DECEMBER 2020
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 14 MAY 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
CMMT 08 APR 2021: SHAREHOLDERS HOLDING LESS THAN Non-Voting
1000 SHARES (MINIMUM AMOUNT TO ATTEND THE
MEETING) MAY GRANT A PROXY TO ANOTHER
SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR
GROUP THEM TO REACH AT LEAST THAT NUMBER,
GIVING REPRESENTATION TO A SHAREHOLDER OF
THE GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
CMMT 16 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHANGE IN TEXT OF RESOLUTION 7. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID: 549519.
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
CMMT 16 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A
TRANSFER OF THE RELEVANT CDIS TO THE ESCROW
ACCOUNT SPECIFIED IN THE ASSOCIATED
CORPORATE EVENT IN THE CREST SYSTEM. THIS
TRANSFER WILL NEED TO BE COMPLETED BY THE
SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS
TRANSFER HAS SETTLED, THE CDIS WILL BE
BLOCKED IN THE CREST SYSTEM. THE CDIS WILL
BE RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON THE BUSINESS DAY PRIOR TO
MEETING DATE UNLESS OTHERWISE SPECIFIED. IN
ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED
POSITION MUST BE BLOCKED IN THE REQUIRED
ESCROW ACCOUNT IN THE CREST SYSTEM. BY
VOTING ON THIS MEETING, YOUR CUSTODIAN MAY
USE YOUR VOTE INSTRUCTION AS THE
AUTHORIZATION TO TAKE THE NECESSARY ACTION
WHICH WILL INCLUDE TRANSFERRING YOUR
INSTRUCTED POSITION TO ESCROW. PLEASE
CONTACT YOUR CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
CAPGEMINI SE Agenda Number: 713823513
--------------------------------------------------------------------------------------------------------------------------
Security: F4973Q101
Meeting Type: MIX
Meeting Date: 20-May-2021
Ticker:
ISIN: FR0000125338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538214 DUE TO CHANGE IN
NUMBERING OF RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING NET
EARNINGS AMOUNTING TO EUR 181,627,000.73.
APPROVAL OF THE COMPANY'S FINANCIAL
STATEMENTS
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE
MEETING, SHOWING NET EARNINGS (GROUP SHARE)
AMOUNTING TO EUR 957,000,000.00.
CONSOLIDATED FINANCIAL STATEMENTS
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES TO ALLOCATE THE EARNINGS AS
FOLLOWS: ORIGIN: NET EARNINGS: EUR
181,627,000.73 RETAINED EARNINGS: EUR
5,976,182,226.62 DISTRIBUTABLE INCOME: EUR
6,157,809,227.35 ALLOCATION: DIVIDENDS: EUR
329,130,432.15 RETAINED EARNINGS: EUR
5,828,678,795.20 THE SHAREHOLDERS WILL BE
GRANTED A DIVIDEND OF EUR 1.95 PER SHARE,
THAT WILL BE ELIGIBLE TO THE 40 PER CENT
DEDUCTION PROVIDED BY THE FRENCH GENERAL
TAX CODE. THIS DIVIDEND WILL BE PAID FROM
THE 4TH OF JUNE 2021. THE AMOUNT
CORRESPONDING TO THE TREASURY SHARES WILL
BE ALLOCATED TO THE RETAINED EARNINGS
ACCOUNT. AS REQUIRED BY LAW, IT IS REMINDED
THAT, FOR THE LAST THREE FINANCIAL YEARS,
THE DIVIDENDS WERE PAID AS FOLLOWS: EUR
1.35 PER SHARE FOR FISCAL YEAR 2019 EUR
1.70 PER SHARE FOR FISCAL YEARS 2018 AND
2017 RESULTS APPROPRIATION
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE,
APPROVES SAID REPORT AND THE AGREEMENT
REFERRED TO THEREIN AND NOT APPROVED YET.
SPECIAL AUDITORS' REPORT ON AGREEMENTS
5 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR PAUL HERMELIN AS CHIEF
EXECUTIVE OFFICER UNTIL THE 20TH OF MAY
2020 FOR THE 2020 FINANCIAL YEAR. APPROVAL
OF COMPENSATION
6 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR AIMAN EZZAT AS DEPUTY
MANAGING DIRECTOR UNTIL THE 20TH OF MAY
2020 FOR THE 2020 FINANCIAL YEAR. APPROVAL
OF COMPENSATION
7 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR PAUL HERMELIN AS CHAIRMAN OF
THE BOARD OF DIRECTORS FROM THE 20TH OF MAY
2020 FOR THE 2020 FINANCIAL YEAR. APPROVAL
OF COMPENSATION
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR AIMAN EZZAT AS MANAGING
DIRECTOR FROM THE 20TH OF MAY 2020 FOR THE
2020 FINANCIAL YEAR. APPROVAL OF
COMPENSATION
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
INFORMATION RELATED TO THE COMPENSATION
APPLICABLE TO THE CORPORATE OFFICERS IN
ACCORDANCE WITH THE ARTICLE L.22-10-9 I OF
THE FRENCH COMMERCIAL CODE. APPROVAL OF THE
INFORMATION RELATED TO THE COMPENSATION
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
POLICY OF THE COMPENSATION APPLICABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS.
APPROVAL OF THE COMPENSATION POLICY
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
POLICY OF THE COMPENSATION APPLICABLE TO
THE MANAGING DIRECTOR APPROVAL OF THE
COMPENSATION POLICY
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
POLICY OF THE COMPENSATION APPLICABLE TO
THE DIRECTORS. APPROVAL OF THE COMPENSATION
POLICY
13 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR PATRICK POUYANNE AS A
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR. RENEWAL OF A TERM OF OFFICE
14 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt No vote
DIRECTOR, MRS TANJA RUECKERT FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR.
APPOINTMENT
15 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt No vote
DIRECTOR, MR KURT SIEVERS FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR.
APPOINTMENT
16 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 190.00, MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED: 10 PER CENT OF THE SHARES
COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
3,200,000,000.00. THE NUMBER OF SHARES
ACQUIRED BY THE COMPANY WITH A VIEW TO
RETAINING OR DELIVERING IN CASH OR IN AN
EXCHANGE AS PART OF A MERGER, DIVESTMENT OR
CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER
CENT OF ITS CAPITAL. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 20TH OF MAY
2020 IN ITS RESOLUTION NUMBER 20. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES. AUTHORIZATION TO BUY
BACK SHARES
17 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt No vote
ARTICLE NR 12: 'PRESENCE OF THE DIRECTORS
BY VIDEO CONFERENCE CALL OR OTHER MEANS OF
TELECOMMUNICATION' OF THE BYLAWS. AMENDMENT
TO ARTICLES OF THE BYLAWS
18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS, TO GRANT, UNDER
PERFORMANCE CONDITIONS, EXISTING OR TO BE
ISSUED COMPANY'S SHARES, IN FAVOUR OF
BENEFICIARIES TO BE CHOSEN AMONG THE
EMPLOYEES OF THE COMPANY, AND THE EMPLOYEES
AND THE CORPORATE OFFICERS OF THE FRENCH
AND FOREIGN RELATED COMPANY'S SUBSIDIARIES,
WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. THEY MAY NOT REPRESENT
MORE THAN 1.2 PER CENT OF THE SHARE
CAPITAL, AMONG WHICH (I) 10 PER CENT MAY BE
GRANTED TO THE COMPANY'S MANAGING CORPORATE
OFFICERS, (II) 15 PER CENT MAY BE GRANTED
TO THE EMPLOYEES OF THE COMPANY AND ITS
FRENCH OR FOREIGN SUBSIDIARIES, THE MEMBERS
OF EXECUTIVE COMMITTEE EXCLUDED, WITHOUT
PERFORMANCE CONDITIONS. THIS DELEGATION IS
GIVEN FOR AN 18-MONTH PERIOD, SUPERSEDES
THE FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF THE
20TH OF MAY 2020 IN ITS RESOLUTION NUMBER
30. ALL POWERS TO THE BOARD OF DIRECTORS TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES. ALLOCATION OF
SHARES
19 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS
SOLE DISCRETION, IN FAVOUR OF THE MEMBERS
OF ONE OR SEVERAL WAGE SAVINGS PLANS SET UP
BY FRENCH OR FOREIGN COMPANY OR GROUP OF
COMPANIES WITHIN THE COMPANY'S ACCOUNT
CONSOLIDATION OR COMBINATION SCOPE, BY
ISSUANCE OF COMPANY'S SHARES (PREFERENCE
SHARES EXCLUDED) AND OR SECURITIES GIVING
ACCESS TO THE COMPANY'S SHARE CAPITAL, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS. THIS DELEGATION IS GIVEN FOR AN
18-MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED EUR 32,000,000.00.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 20TH OF MAY
2020 IN ITS RESOLUTION NUMBER 31. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES. SHARE CAPITAL
INCREASE RESERVED FOR EMPLOYEES
20 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL IN FAVOUR OF (I) FOREIGN EMPLOYEES,
(II) UCITS, EMPLOYEE SHAREHOLDING INVESTED
IN COMPANY'S EQUITIES WHOSE SHAREHOLDERS
ARE COMPOSED OF FOREIGN EMPLOYEES, (III)
ANY FINANCIAL INSTITUTION UNDERTAKING ON
BEHALF OF THE COMPANY THE SETTING UP OF A
STRUCTURED PLAN TO THE BENEFIT OF THE
FOREIGN EMPLOYEES SIMILAR TO AN EMPLOYEE
SHAREHOLDING SCHEME AS THE ONE OFFERED
WITHIN THE CONTEXT OF RESOLUTION 19, BY
ISSUANCE OF COMPANY'S SHARES (PREFERENCE
SHARES EXCLUDED) AND OR SECURITIES GIVING
ACCESS TO THE COMPANY'S SHARE CAPITAL, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS. THIS DELEGATION IS GIVEN FOR 18
MONTHS ALONG WITH THE IMPLEMENTATION OF
RESOLUTION 19, FOR A NOMINAL AMOUNT THAT
SHALL NOT EXCEED EUR 16,000,000.00, THAT
SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION 19, AND SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION 32
GRANTED ON THE 20TH OF MAY 2020. ALL POWERS
TO THE BOARD OF DIRECTORS. SHARE CAPITAL
INCREASE RESERVED FOR EMPLOYEES
21 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW. POWERS
TO ACCOMPLISH FORMALITIES
CMMT 28 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104282101109-51 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES TO MID 547998, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CARL ZEISS MEDITEC AG Agenda Number: 713956590
--------------------------------------------------------------------------------------------------------------------------
Security: D14895102
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: DE0005313704
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2019/20
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.50 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2019/20
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2019/20
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt No vote
FISCAL YEAR 2020/21
6.1 ELECT PETER KAMERITSCH TO THE SUPERVISORY Mgmt No vote
BOARD
6.2 ELECT CHRISTIAN MUELLER TO THE SUPERVISORY Mgmt No vote
BOARD
6.3 ELECT TORSTEN REITZE TO THE SUPERVISORY Mgmt No vote
BOARD
7 APPROVE REMUNERATION POLICY Mgmt No vote
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
CARREFOUR SA Agenda Number: 713937158
--------------------------------------------------------------------------------------------------------------------------
Security: F13923119
Meeting Type: MIX
Meeting Date: 21-May-2021
Ticker:
ISIN: FR0000120172
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CUSTODIAN)
WILL BE REQUIRED TO INSTRUCT A TRANSFER OF
THE RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CUSTODIAN
DIRECTLY FOR FURTHER INFORMATION ON THE
CUSTODY PROCESS AND WHETHER OR NOT THEY
REQUIRE SEPARATE INSTRUCTIONS FROM YOU.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104142100938-45
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE.
1 APPROVAL OF THE COMPANY FINANCIAL Mgmt No vote
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2020
3 ALLOCATION OF EARNINGS AND SETTING OF THE Mgmt No vote
DIVIDEND
4 APPROVAL OF RELATED-PARTY AGREEMENTS Mgmt No vote
REFERRED TO IN ARTICLES L. 225-38 ET SEQ.
OF THE FRENCH COMMERCIAL CODE
5 RENEWAL OF THE APPOINTMENT OF ALEXANDRE Mgmt No vote
BOMPARD AS A MEMBER OF THE BOARD OF
DIRECTORS
6 RENEWAL OF THE APPOINTMENT OF PHILIPPE Mgmt No vote
HOUZE AS A MEMBER OF THE BOARD OF DIRECTORS
7 RENEWAL OF THE APPOINTMENT OF STEPHANE Mgmt No vote
ISRAEL AS A MEMBER OF THE BOARD OF
DIRECTORS
8 RENEWAL OF THE APPOINTMENT OF CLAUDIA Mgmt No vote
ALMEIDA E SILVA AS A MEMBER OF THE BOARD OF
DIRECTORS
9 RENEWAL OF THE APPOINTMENT OF NICOLAS Mgmt No vote
BAZIRE AS A MEMBER OF THE BOARD OF
DIRECTORS
10 RENEWAL OF THE APPOINTMENT OF STEPHANE Mgmt No vote
COURBIT AS A MEMBER OF THE BOARD OF
DIRECTORS
11 RENEWAL OF THE APPOINTMENT OF AURORE DOMONT Mgmt No vote
AS A MEMBER OF THE BOARD OF DIRECTORS
12 RENEWAL OF THE APPOINTMENT OF MATHILDE Mgmt No vote
LEMOINE AS A MEMBER OF THE BOARD OF
DIRECTORS
13 RENEWAL OF THE APPOINTMENT OF PATRICIA Mgmt No vote
MOULIN-LEMOINE AS A MEMBER OF THE BOARD OF
DIRECTORS
14 RENEWAL OF THE APPOINTMENT OF DELOITTE & Mgmt No vote
ASSOCIES AS PRINCIPAL STATUTORY AUDITOR AND
TERMINATION OF THE APPOINTMENT OF BEAS AS
ALTERNATE STATUTORY AUDITOR
15 TERMINATION OF THE APPOINTMENTS OF KPMG SA Mgmt No vote
AS PRINCIPAL STATUTORY AUDITOR AND SALUSTRO
AS ALTERNATE STATUTORY AUDITOR
16 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt No vote
COMPENSATION OF COMPANY OFFICERS REFERRED
TO IN ARTICLE L. 22-10-9 OF THE FRENCH
COMMERCIAL CODE
17 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL COMPONENTS OF THE TOTAL
COMPENSATION AND BENEFITS IN KIND DUE OR
PAID FOR THE 2020 FINANCIAL YEAR TO
ALEXANDRE BOMPARD, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
18 APPROVAL OF THE 2021 COMPENSATION POLICY Mgmt No vote
FOR THE CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
19 APPROVAL OF THE 2021 COMPENSATION POLICY Mgmt No vote
FOR DIRECTORS
20 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS FOR A PERIOD OF 18 MONTHS TO
TRADE IN COMPANY SHARES
21 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS FOR A PERIOD OF 18 MONTHS TO
REDUCE THE SHARE CAPITAL BY CANCELLING
SHARES
22 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS FOR A PERIOD OF 26 MONTHS TO
ISSUE SHARES AND EQUITY SECURITIES GIVING
ACCESS TO OTHER EQUITY SECURITIES OR
CONFERRING ENTITLEMENT TO THE ALLOCATION OF
DEBT SECURITIES, AS WELL AS SECURITIES
GIVING ACCESS TO EQUITY SECURITIES TO BE
ISSUED, WITH PRE-EMPTIVE SUBSCRIPTION
RIGHTS FOR EXISTING SHAREHOLDERS, FOR A
MAXIMUM NOMINAL AMOUNT OF FIVE HUNDRED
(500) MILLION EUROS
23 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS FOR A PERIOD OF 26 MONTHS TO
ISSUE SHARES AND EQUITY SECURITIES GIVING
ACCESS TO OTHER EQUITY SECURITIES OR
CONFERRING ENTITLEMENT TO THE ALLOCATION OF
DEBT SECURITIES, AS WELL AS SECURITIES
GIVING ACCESS TO EQUITY SECURITIES TO BE
ISSUED, WITHOUT PRE-EMPTIVE SUBSCRIPTION
RIGHTS FOR EXISTING SHAREHOLDERS, BY WAY OF
PUBLIC OFFERING OTHER THAN THOSE WITHIN THE
SCOPE OF ARTICLE L. 411-2 1 OF THE FRENCH
MONETARY AND FINANCIAL CODE OR BY WAY OF
PUBLIC OFFERING IMPLEMENTED BY THE COMPANY
ON THE SECURITIES OF ANOTHER COMPANY, FOR A
MAXIMUM NOMINAL AMOUNT OF ONE HUNDRED
SEVENTY-FIVE (175) MILLION EUROS
24 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS FOR A PERIOD OF 26 MONTHS TO
ISSUE SHARES AND EQUITY SECURITIES GIVING
ACCESS TO OTHER EQUITY SECURITIES OR
CONFERRING ENTITLEMENT TO THE ALLOCATION OF
DEBT SECURITIES, AS WELL AS SECURITIES
GIVING ACCESS TO EQUITY SECURITIES TO BE
ISSUED, WITHOUT PRE-EMPTIVE SUBSCRIPTION
RIGHTS FOR EXISTING SHAREHOLDERS, BY WAY OF
AN OFFER WITHIN THE SCOPE OF ARTICLE L.
411-2 1 OF THE FRENCH MONETARY AND
FINANCIAL CODE, FOR A MAXIMUM NOMINAL
AMOUNT OF ONE HUNDRED SEVENTY- VE (175)
MILLION EUROS
25 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS FOR A PERIOD OF 26 MONTHS TO
INCREASE THE NUMBER OF SHARES TO BE ISSUED
IN THE CASE OF AN INCREASE IN SHARE
CAPITAL, WITH OR WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHTS FOR EXISTING
SHAREHOLDERS, BY UP TO 15% ABOVE THE
INITIAL SHARE CAPITAL INCREASE
26 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS FOR A PERIOD OF 26 MONTHS TO
ISSUE SHARES AND EQUITY SECURITIES, NOT
EXCEEDING 10% OF THE SHARE CAPITAL, GIVING
ACCESS TO OTHER EQUITY SECURITIES OR
CONFERRING ENTITLEMENT TO THE ALLOCATION OF
DEBT SECURITIES, AS WELL AS SECURITIES
GIVING ACCESS TO EQUITY SECURITIES TO BE
ISSUED, IN REMUNERATION OF CONTRIBUTIONS IN
KIND GRANTED TO THE COMPANY
27 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS FOR A PERIOD OF 26 MONTHS TO
INCREASE THE SHARE CAPITAL BY INCORPORATION
OF PREMIUMS, RESERVES AND PROFITS FOR A
MAXIMUM NOMINAL AMOUNT OF FIVE HUNDRED
(500) MILLION EUROS
28 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS FOR A PERIOD OF 26 MONTHS TO
INCREASE THE SHARE CAPITAL, WITHOUT
PRE-EMPTIVE SUBSCRIPTIONS RIGHTS FOR
EXISTING SHAREHOLDERS, IN FAVOUR OF
EMPLOYEES WHO ARE MEMBERS OF A COMPANY
SAVINGS PLAN, FOR A MAXIMUM NOMINAL AMOUNT
OF THIRTY-FIVE (35) MILLION EUROS
29 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS FOR A PERIOD OF 26 MONTHS TO
ALLOCATE FREE NEW OR EXISTING SHARES TO
EMPLOYEES AND OFFICERS OF THE COMPANY AND
ITS SUBSIDIARIES, ENTAILING A WAIVER BY
EXISTING SHAREHOLDERS OF THEIR PRE-EMPTIVE
SUBSCRIPTION RIGHTS TO THE FREE SHARES TO
BE ISSUED, WITHIN A LIMIT OF 0.8% OF THE
CAPITAL
30 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
CASINO, GUICHARD-PERRACHON SA Agenda Number: 713824565
--------------------------------------------------------------------------------------------------------------------------
Security: F14133106
Meeting Type: MIX
Meeting Date: 12-May-2021
Ticker:
ISIN: FR0000125585
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 09 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE.
CMMT 23 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL
LINK:https://www.journal-officiel.gouv.fr/b
alo/document/202104232101148-49 AND PLEASE
NOTE THAT THIS IS A REVISION DUE TO
MODIFICATION OF COMMENT AND AND RECEIPT OF
UPDATED BALO. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED, SHOWING NET LOSS AMOUNTING TO
EUR 2,536,425.40. THE SHAREHOLDERS' MEETING
APPROVES THE NON-DEDUCTIBLE EXPENSES AND
CHARGES AMOUNTING TO EUR 19,786.00 AND
THEIR CORRESPONDING TAX OF EUR 5,621,00
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR, AS PRESENTED TO THE MEETING
SHOWING A LOSS AMOUNTING TO EUR
660,000,000.00
3 THE SHAREHOLDERS' MEETING RESOLVES TO Mgmt No vote
RECORD THE LOSS FOR THE YEAR 2020 OF EUR
2,536,425.40 AS A DEFICIT IN RETAINED
EARNINGS, WHICH PREVIOUSLY AMOUNTED TO EUR
4,189,210,516.29. FOLLOWING THIS
ALLOCATION, THE RETAINED EARNINGS ACCOUNT
WILL SHOW A NEW BALANCE OF EUR
4,186,674,090.89. AS REQUIRED BY LAW, IT IS
REMINDED THAT, FOR THE LAST THREE FINANCIAL
YEARS, THE DIVIDENDS PAID, WERE PAID
FOLLOWS: EUR 0.00 PER SHARE FOR FISCAL YEAR
2019 EUR 3.12 PER SHARE FOR FISCAL YEAR
2018 EUR 3.12 PER SHARE FOR FISCAL YEAR
2017
4 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
INFORMATION REGARDING THE COMPENSATION OF
THE CORPORATE OFFICERS AS MENTIONED IN
ARTICLE L.22-10-9 I OF THE COMMERCIAL CODE,
FOR THE 2020 FISCAL YEAR
5 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID AND AWARDED TO THE
CHIEF EXECUTIVE OFFICER FOR THE 2020
FINANCIAL YEAR
6 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY OF THE CHIEF EXECUTIVE
OFFICER, FOR THE 2021 FISCAL YEAR
7 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY OF NON-EXECUTIVE
DIRECTORS, FOR THE 2021 FISCAL YEAR
8 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MRS NATHALIE ANDRIEUX AS
DIRECTOR FOR A 3 YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR
9 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt No vote
DIRECTOR, MRS MAUD BAILLY FOR A 3 YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR
10 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt No vote
DIRECTOR, MR THIERRY BILLOT FOR A 3 YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR
11 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt No vote
DIRECTOR, MRS BEATRICE DUMURGIER FOR A 3
YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR
12 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES ON THE OPEN MARKET,
SUBJECT TO THE CONDITIONS DESCRIBED BELOW:
MAXIMUM PURCHASE PRICE: EUR 100.00 PER
SHARE WITH A NOMINAL VALUE OF EUR 1.53,
MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10
PER CENT OF THE SHARE CAPITAL, I.E, FOR
ILLUSTRATIVE PURPOSES, 10,190,189.00 BASED
ON THE SHARE CAPITAL ON FEBRUARY 28TH 2021
MINUS 652,434.00 TREASURY SHARES. MAXIMUM
FUNDS INVESTED IN THE SHARE BUYBACKS: EUR
1,019,000,000.00 THIS AUTHORIZATION IS
GIVEN FOR AN 18 MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING OF JUNE 17TH 2020 IN
RESOLUTION NR 16. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
13 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt No vote
BOARD OF DIRECTORS THE NECESSARY POWERS TO
INCREASE THE CAPITAL, UP TO EUR
59,000,000.00, BY ISSUANCE WITH
PREFERENTIAL SUBSCRIPTION RIGHTS
MAINTAINED, OF COMPANY SHARES AND
SECURITIES GRANTING ACCESS TO THE SHARE
CAPITAL OF THE COMPANY, BY ALLOCATING, AT
THE OPTION OF THE COMPANY, EITHER NEW
SHARES OR EXISTING SHARES OF THE COMPANY,
OR A COMBINATION OF BOTH, OR EXISTING
SHARES OF ANOTHER COMPANY IN WHICH IT OWNS,
DIRECTLY OR INDIRECTLY, AN INTEREST. THE
SHAREHOLDER'S MEETING DECIDES THESE ISSUED
SECURITIES MAY CONSIST OF DEBT SECURITIES
OR BE ASSOCIATED WITH THE ISSUE OF SUCH
SECURITIES,OR ALLOW ISSUANCE AS
INTERMEDIATE SECURITIES. THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY
BE ISSUED SHALL NOT EXCEED EUR
2,000,000,000.00. THIS AUTHORIZATION IS
GRANTED FOR A 26 MONTH PERIOD AND
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GIVEN BY THE SHAREHOLDERS'
MEETING OF MAY 7TH 2019 IN RESOLUTION NR 12
14 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL UP TO EUR
16,500,000.00 BY ISSUANCE BY WAY OF A
PUBLIC OFFERING, WITH CANCELLATION OF
PREFERRED SUBSCRIPTION RIGHTS, OF COMPANY
SHARES AND SECURITIES GRANTING ACCESS TO
THE SHARE CAPITAL OF THE COMPANY, BY
ALLOCATING, AT THE OPTION OF THE COMPANY,
EITHER NEW SHARES OR EXISTING SHARES OF THE
COMPANY, OR A COMBINATION OF BOTH, OR
EXISTING SHARES OF ANOTHER COMPANY IN WHICH
IT OWNS, DIRECTLY OR INDIRECTLY, AN
INTEREST. THE SHAREHOLDER'S MEETING DECIDES
THESE ISSUED SECURITIES MAY CONSIST OF DEBT
SECURITIES OR BE ASSOCIATED WITH THE ISSUE
OF SUCH SECURITIES, OR ALLOW ISSUANCE AS
INTERMEDIATE SECURITIES. THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY
BE ISSUED SHALL NOT EXCEED EUR
2,000,000,000.00. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
15 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL UP TO EUR
16,500,000.00 BY ISSUANCE, BY WAY OF A
PRIVATE OFFER, OF COMPANY SHARES OR OF ANY
OTHER SECURITIES GIVING ACCESS, WITH
CANCELLATION OF PREFERRED SUBSCRIPTION
RIGHTS TO THE COMPANY SHARE CAPITAL, BY
ALLOCATING, AT THE OPTION OF THE COMPANY,
EITHER NEW SHARES OR EXISTING SHARES OF THE
COMPANY, OR A COMBINATION OF BOTH, OR
EXISTING SHARES OF ANOTHER COMPANY IN WHICH
IT OWNS, DIRECTLY OR INDIRECTLY, AN
INTEREST. THE SHAREHOLDER'S MEETING DECIDES
THESE ISSUED SECURITIES MAY CONSIST OF DEBT
SECURITIES OR BE ASSOCIATED WITH THE ISSUE
OF SUCH SECURITIES, OR ALLOW ISSUANCE AS
INTERMEDIATE SECURITIES. THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY
BE ISSUED SHALL NOT EXCEED EUR
2,000,000,000.00. THIS AUTHORIZATION IS
GRANTED FOR A 26 MONTH PERIOD AND
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GIVEN BY THE SHAREHOLDERS'
MEETING OF MAY 7TH 2019 IN RESOLUTION 14
16 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS FOR A PERIOD OF 26
MONTHS AND WITHIN THE LIMIT OF 10 PER CENT
OF THE SHARE CAPITAL PER YEAR, TO SET THE
ISSUE PRICE OF THE SHARES AND SECURITIES TO
BE ISSUED UNDER RESOLUTIONS NR 14 AND 15,
IN ACCORDANCE WITH THE TERMS AND CONDITIONS
DETERMINED BY THE SHAREHOLDERS' MEETING.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING OF MAY 7TH 2019 IN
RESOLUTION NR 15
17 THE SHAREHOLDERS' MEETING RESOLVES THAT THE Mgmt No vote
BOARD OF DIRECTORS MAY DECIDE TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE WITH OR
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHT OF
SHAREHOLDERS, WITHIN 30 DAYS OF THE CLOSING
OF THE SUBSCRIPTION PERIOD, UP TO A MAXIMUM
OF 15 PER CENT OF THE INITIAL ISSUE AND AT
THE SAME PRICE, SUBJECT TO THE VALUES SET
IN RESOLUTIONS 13 TO 16 AND THE OVERALL
VALUE SET FORTH IN RESOLUTION NUMBER 21.
THIS DELEGATION IS GRANTED FOR A 26 MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING OF MAY 7TH
2019 IN RESOLUTION NR 16
18 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt No vote
BOARD OF DIRECTORS ALL POWERS IN ORDER TO
INCREASE THE SHARE CAPITAL, UP TO EUR
59,000,000.00 BY ISSUING BONUS SHARES OR
RAISING THE PAR VALUE OF EXISTING SHARES,
OR BY A COMBINATION OF BOTH METHODS, BY WAY
OF CAPITALIZING RESERVES, PROFITS, PREMIUMS
OR OTHER MEANS, PROVIDED THAT SUCH
CAPITALIZATION IS ALLOWED BY LAW AND UNDER
THE BYLAWS. THIS AUTHORIZATION IS GIVEN FOR
A 26 MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GIVEN BY THE SHAREHOLDERS'
MEETING OF MAY 7TH 2019 IN RESOLUTION NR
17. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
19 THE SHAREHOLDERS' MEETING GIVES ALL POWERS Mgmt No vote
TO THE BOARD OF DIRECTORS TO ISSUE COMPANY
SHARES OR SECURITIES GIVING ACCESS TO THE
COMPANY SHARE CAPITAL, IN CONSIDERATION FOR
SECURITIES TENDERED AS A PART OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE COMPANY
CONCERNING THE SHARES OF ANOTHER COMPANY.
THE MAXIMUM NOMINAL AMOUNT OF COMPANY
SHARES WHICH MAY BE ISSUED SHALL NOT EXCEED
EUR 16,500,000.00 THE MAXIMUM NOMINAL
AMOUNT OF DEBT SECURITIES WHICH MAY BE
ISSUED SHALL NOT EXCEED EUR
2,000,000,000.00. THIS AUTHORIZATION IS
GRANTED FOR A 26 MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING OF MAY 7TH 2019 IN
RESOLUTION NR 18. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
20 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL, UP TO 10 PER
CENT OF THE SHARE CAPITAL, BY ISSUING
SHARES OR SECURITIES GIVING ACCESS TO THE
CAPITAL, IN CONSIDERATION FOR THE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPOSED OF CAPITAL SECURITIES
OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL. THIS AUTHORIZATION IS GRANTED FOR
A 26 MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GIVEN BY THE SHAREHOLDERS'
MEETING OF MAY 7TH 2019 IN RESOLUTION NR
19. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
21 THE SHAREHOLDERS' MEETING DECIDES THAT THE Mgmt No vote
OVERALL NOMINAL AMOUNT PERTAINING TO: - THE
CAPITAL INCREASES TO BE CARRIED OUT WITH
THE USE OF THE DELEGATIONS GIVEN BY
RESOLUTIONS NUMBER 13 TO 20 SHALL NOT
EXCEED EUR 59,000,000.00 WITH THE OVERALL
AMOUNT OF CAPITAL INCREASES TO BE CARRIED
OUT WITH THE USE OF THE DELEGATIONS GIVEN
BY RESOLUTIONS NUMBER 14 TO 20, WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS, NOT
EXCEEDING 16,500,000.00. - THE ISSUANCES OF
DEBT SECURITIES TO BE CARRIED OUT WITH THE
USE OF THE DELEGATIONS GIVEN BY RESOLUTIONS
NUMBER 13 TO 20 SHALL NOT EXCEED EUR
2,000,000,000.00
22 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, IN FAVOUR OF MEMBERS OF THE
COMPANY CASINO, GUICHARD-PERRACHON AND ITS
RELATED COMPANIES SAVINGS PLAN, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, BY ISSUANCE OF EQUITY SECURITIES OR
SECURITIES GIVING ACCESS TO THE COMPANY'S
CAPITAL. THIS DELEGATION IS GIVEN FOR A 26
MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT
SHALL NOT EXCEED 2 PER CENT OF THE SHARES
COMPOSING THE SHARE CAPITAL. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING OF MAY 7TH 2019 IN
RESOLUTION NR 21. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
23 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt No vote
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL BY CANCELLING ALL OR PART OF
THE SHARES HELD BY THE COMPANY IN
CONNECTION WITH AN AUTHORIZATION GRANTED BY
THE SHAREHOLDERS' MEETING, UP TO 10 PER
CENT OF THE SHARE CAPITAL OVER A 24 MONTH
PERIOD. THIS AUTHORISATION IS GIVEN FOR AN
18 MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GIVEN BY THE SHAREHOLDERS'
MEETING OF MAY 7TH 2019 IN RESOLUTION NR
22. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
24 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
CELLNEX TELECOM S.A. Agenda Number: 713632227
--------------------------------------------------------------------------------------------------------------------------
Security: E2R41M104
Meeting Type: OGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: ES0105066007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT SHAREHOLDERS HOLDING LESS THAN 100 SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 29 MARCH 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt No vote
ACCOUNTS AND MANAGEMENT REPORTS
2 APPROVAL OF THE NON-FINANCIAL INFORMATION Mgmt No vote
REPORT
3 ALLOCATION OF RESULTS Mgmt No vote
4 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt No vote
DIRECTORS
5.1 APPROVAL OF THE MAXIMUM REMUNERATION FOR Mgmt No vote
DIRECTORS
5.2 APPROVAL OF THE REMUNERATION POLICY Mgmt No vote
6 REMUNERATION FOR EXECUTIVE DIRECTOR LINKED Mgmt No vote
TO THE SHARE VALUE
7.1 NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS Mgmt No vote
7.2 APPOINTMENT OF MS ALEXANDRA REICH AS Mgmt No vote
DIRECTOR
8.1 AMENDMENT OF BYLAWS ARTICLES 1, 2, 3, 4, Mgmt No vote
12, 13, 20, 22 AND 29
8.2 DELETION OF ARTICLES 9, 11, 15, 16, 17, 19, Mgmt No vote
24,25,28,30,31 AND 32
8.3 RENUMBERING OF THE OLD ARTICLE 27 OF THE Mgmt No vote
BYLAWS AS ARTICLE 21
8.4 AMENDMENT ARTICLE 5 Mgmt No vote
8.5 AMENDMENT ARTICLE 10 Mgmt No vote
8.6 AMENDMENT ARTICLES 14 AND 23 Mgmt No vote
8.7 AMENDMENT ARTICLES 18,21 AND 26 Mgmt No vote
8.8 AMENDMENT ARTICLES : NEW ARTICLE 15 Mgmt No vote
9.1 AMENDMENT OF THE REGULATION OF THE GENERAL Mgmt No vote
MEETING: ARTICLES 1, 2, 3, 4, 7, 9, 10, 11,
13, 15, 17, 18, 19, 20, 21, 22 AND 23
9.2 AMENDMENT OF THE REGULATION OF THE GENERAL Mgmt No vote
MEETING: ARTICLES 5, 6, 8, 12, 14 AND 16
9.3 AMENDMENT OF THE REGULATION OF THE GENERAL Mgmt No vote
MEETING ARTICLES: NEW ARTICLE 15
10 APPROVAL OF A CAPITAL INCREASE BY MONETARY Mgmt No vote
CONTRIBUTIONS
11 DELEGATION OF POWERS TO INCREASE CAPITAL Mgmt No vote
12 DELEGATION OF POWERS TO ISSUE FIXED INCOME Mgmt No vote
13 DELEGATION OF POWERS TO IMPLEMENT Mgmt No vote
AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE
GENERAL MEETING
14 CONSULTIVE VOTE REGARDING THE ANNUAL Mgmt No vote
REMUNERATION REPORT OF THE BOARD OF
DIRECTORS
CMMT 10 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 8.3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA Agenda Number: 713712683
--------------------------------------------------------------------------------------------------------------------------
Security: F61824144
Meeting Type: MIX
Meeting Date: 21-May-2021
Ticker:
ISIN: FR0000121261
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 11 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 11 MAY 2021:PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103192100603-34 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING OF ALL RESOLUTIONS AND
MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR 2020
2 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
2020 AND SETTING OF THE DIVIDEND
3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR 2020
4 REGULATED AGREEMENTS Mgmt No vote
5 AUTHORISATION TO BE GRANTED TO THE Mgmt No vote
MANAGERS, OR TO ONE OF THEM, IN ORDER TO
ALLOW THE COMPANY TO TRADE ITS OWN SHARES,
EXCEPT DURING A PUBLIC OFFERING PERIOD,
WITHIN THE CONTEXT OF A SHARE BUYBACK
PROGRAMME WITH A MAXIMUM PURCHASE PRICE OF
EUR 180 PER SHARE
6 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
APPLICABLE TO MANAGERS
7 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
MEMBERS OF THE SUPERVISORY BOARD
8 APPROVAL OF THE INFORMATION ON THE Mgmt No vote
COMPENSATION OF CORPORATE OFFICERS
9 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt No vote
DURING OR AWARDED TO MR. FLORENT MENEGAUX
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2020
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt No vote
DURING OR AWARDED TO MR. YVES CHAPOT FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
11 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt No vote
DURING OR AWARDED TO MR. MICHEL ROLLIER FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
12 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt No vote
JEAN-MICHEL SEVERINO AS MEMBER OF THE
SUPERVISORY BOARD AS A REPLACEMENT FOR MR.
CYRILLE POUGHON, WHO RESIGNED
13 APPOINTMENT OF MR. WOLF-HENNING SCHEIDER AS Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD
14 AUTHORISATION TO BE GRANTED TO THE Mgmt No vote
MANAGERS, OR TO ONE OF THEM, IN ORDER TO
REDUCE THE CAPITAL BY CANCELLING SHARES
15 AMENDMENTS TO THE BY-LAWS RELATING TO THE Mgmt No vote
FINANCIAL RIGHTS OF GENERAL PARTNERS
16 AMENDMENTS TO THE BY-LAWS RELATING TO THE Mgmt No vote
TERMS AND CONDITIONS OF THE MANAGERS'
COMPENSATION
17 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
CNH INDUSTRIAL N.V. Agenda Number: 713654526
--------------------------------------------------------------------------------------------------------------------------
Security: N20944109
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: NL0010545661
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2.a RECEIVE EXPLANATION ON COMPANY'S RESERVES Non-Voting
AND DIVIDEND POLICY
2.b ADOPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
2.c APPROVE DIVIDENDS OF EUR 0.11 PER SHARE Mgmt No vote
2.d APPROVE DISCHARGE OF DIRECTORS Mgmt No vote
3 APPROVE REMUNERATION REPORT Mgmt No vote
4.a REELECT SUZANNE HEYWOOD AS EXECUTIVE Mgmt No vote
DIRECTOR
4.b ELECT SCOTT W. WINE AS EXECUTIVE DIRECTOR Mgmt No vote
4.c REELECT HOWARD W. BUFFETT AS NON-EXECUTIVE Mgmt No vote
DIRECTOR
4.d REELECT TUFAN ERGINBILGIC AS NON-EXECUTIVE Mgmt No vote
DIRECTOR
4.e REELECT LEO W. HOULE AS NON-EXECUTIVE Mgmt No vote
DIRECTOR
4.f REELECT JOHN B. LANAWAY AS NON-EXECUTIVE Mgmt No vote
DIRECTOR
4.g REELECT ALESSANDRO NASI AS NON-EXECUTIVE Mgmt No vote
DIRECTOR
4.h REELECT LORENZO SIMONELLI AS NON-EXECUTIVE Mgmt No vote
DIRECTOR
4.i REELECT VAGN SORENSEN AS NON-EXECUTIVE Mgmt No vote
DIRECTOR
5 RATIFY ERNST & YOUNG ACCOUNTANTS LLP AS Mgmt No vote
AUDITORS
6 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt No vote
ISSUED COMMON SHARES
7 CLOSE MEETING Non-Voting
CMMT 08 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXY EDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 08 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CNP ASSURANCES Agenda Number: 713673158
--------------------------------------------------------------------------------------------------------------------------
Security: F1876N318
Meeting Type: MIX
Meeting Date: 16-Apr-2021
Ticker:
ISIN: FR0000120222
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 12 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND : INTERMEDIARY CLIENTS ONLY -
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103242100648-36 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK AND CHANGE IN NUMBERING
OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS OF THE GROUP FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2020
3 ALLOCATION OF THE INCOME FOR THE FINANCIAL Mgmt No vote
YEAR ENDED 31 DECEMBER 2020 - SETTING OF
THE DIVIDEND
4 APPROVAL OF AN AGREEMENT BETWEEN LA BANQUE Mgmt No vote
POSTALE AND CNP ASSURANCES RELATING TO THE
ADAPTATION OF THEIR PARTNERSHIP [EXTENSION
OF THE DEADLINE TO 31 DECEMBER 2035 INSTEAD
OF 31 DECEMBER 2025]
5 APPROVAL OF AN AGREEMENT BETWEEN OSTRUM AM Mgmt No vote
AND CNP ASSURANCES [AMENDMENT TO THE
TRANSFERABLE SECURITIES PORTFOLIO
MANAGEMENT MANDATE RELATING TO THE NEW
REGULATIONS KNOWN AS MIFID II]
6 APPROVAL OF AN AGREEMENT BETWEEN LBPAM AND Mgmt No vote
CNP ASSURANCES (AMENDMENT TO THE
TRANSFERABLE SECURITIES PORTFOLIO
MANAGEMENT MANDATE RELATING TO HIGH-YIELD
SECURITIES
7 APPROVAL OF AN AGREEMENT BETWEEN LBPAM AND Mgmt No vote
CNP ASSURANCES (AMENDMENT TO THE
TRANSFERABLE SECURITIES PORTFOLIO
MANAGEMENT MANDATE RELATING TO THE TRANSFER
OF THE MANAGEMENT MANDATE TO OSTRUM AM)
8 APPROVAL OF AGREEMENTS BETWEEN FORESTIERE Mgmt No vote
DE LA CAISSE DES DEPOTS ET CONSIGNATIONS
COMPANY AND CNP ASSURANCES (FOREST
MANAGEMENT MANDATES)
9 APPROVAL OF AN AGREEMENT BETWEEN LA CAISSE Mgmt No vote
DES DEPOTS ET CONSIGNATIONS AND CNP
ASSURANCES [INVESTMENT IN FIBRE OPTIC
INFRASTRUCTURE VIA AN EQUITY STAKE IN
ORANGE CONCESSIONS]
10 OTHER AGREEMENTS SUBJECT TO ARTICLES L. Mgmt No vote
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
11 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
CHAIRMAN OF THE BOARD OF DIRECTORS
12 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
CHIEF EXECUTIVE OFFICER
13 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
DIRECTORS
14 APPROVAL OF THE REMUNERATION PAID OR Mgmt No vote
ALLOCATED AND THE ELEMENTS MAKING UP THE
REMUNERATION OF THE CORPORATE OFFICERS FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
15 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
REMUNERATION AND BENEFITS OF ANY KIND PAID
OR GRANTED FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 TO MR. JEAN-PAUL FAUGERE,
CHAIRMAN OF THE BOARD OF DIRECTORS
16 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
COMPENSATION AND BENEFITS OF ANY KIND PAID
OR GRANTED FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 TO VERONIQUE WEILL, CHAIRMAN
OF THE BOARD OF DIRECTORS
17 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
REMUNERATION AND BENEFITS OF ANY KIND PAID
OR ALLOCATED TO ANTOINE LISSOWSKI, CHIEF
EXECUTIVE OFFICER FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020
18 RATIFICATION OF THE CO-OPTATION OF LA Mgmt No vote
BANQUE POSTALE AS DIRECTOR, AS A
REPLACEMENT FOR SOPASSURE, WHO RESIGNED
19 RENEWAL OF THE TERM OF OFFICE OF LA BANQUE Mgmt No vote
POSTALE AS DIRECTOR
20 RATIFICATION OF THE CO-OPTATION OF PHILIPPE Mgmt No vote
HEIM AS DIRECTOR, AS A REPLACEMENT FOR REMY
WEBER, WHO RESIGNED
21 RENEWAL OF THE TERM OF OFFICE OF YVES Mgmt No vote
BRASSART AS DIRECTOR
22 RATIFICATION OF THE CO- OPTATION OF NICOLAS Mgmt No vote
EYT AS DIRECTOR, AS A REPLACEMENT FOR
CATHERINE CHARRIER-LEFLAIVE, WHO RESIGNED
23 RENEWAL OF THE TERM OF OFFICE OF NICOLAS Mgmt No vote
EYT AS DIRECTOR
24 RATIFICATION OF THE CO-OPTATION OF Mgmt No vote
VERONIQUE WEILL AS DIRECTOR, AS A
REPLACEMENT OF JEAN-PAUL FAUGERE, WHO
RESIGNED
25 RENEWAL OF THE TERM OF OFFICE OF VERONIQUE Mgmt No vote
WEILL AS DIRECTOR
26 RENEWAL OF THE TERM OF OFFICE OF ROSE-MARIE Mgmt No vote
VAN LERBERGHE AS DIRECTOR
27 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO ALLOW CNP ASSURANCES TO TRADE
IN ITS OWN SHARES, EXCEPT DURING A PUBLIC
OFFERING PERIOD
28 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO ALLOCATE FREE EXISTING SHARES
OF CNP ASSURANCES FOR THE BENEFIT OF
EMPLOYEES OF CNP ASSURANCES OR CERTAIN
CATEGORIES OF THEM, AS WELL AS FOR THE
BENEFIT OF EMPLOYEES OF COMPANIES RELATED
TO CNP ASSURANCES, WITHIN THE LIMIT OF 0.5%
OF THE SHARE CAPITAL
29 INSERTION OF A PREAMBLE BEFORE ARTICLE 1 OF Mgmt No vote
THE BY-LAWS IN ORDER TO ADOPT THE CORPORATE
PURPOSE OF CNP ASSURANCES
30 ALIGNMENT OF ARTICLES 23 AND 26.3 OF THE Mgmt No vote
BY-LAWS WITH THE NEW PROVISIONS OF THE
SPECIFIC CHAPTERS TO LISTED COMPANIES IN
THE FRENCH COMMERCIAL CODE
31 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
COMMERZBANK AG Agenda Number: 713868909
--------------------------------------------------------------------------------------------------------------------------
Security: D172W1279
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: DE000CBK1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt No vote
FISCAL YEAR 2021
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR THE Mgmt No vote
2022 INTERIM FINANCIAL STATEMENTS UNTIL THE
2022 AGM
6.1 ELECT HELMUT GOTTSCHALK TO THE SUPERVISORY Mgmt No vote
BOARD
6.2 ELECT BURKHARD KEESE TO THE SUPERVISORY Mgmt No vote
BOARD
6.3 ELECT DANIELA MATTHEUS TO THE SUPERVISORY Mgmt No vote
BOARD
6.4 ELECT CAROLINE SEIFERT TO THE SUPERVISORY Mgmt No vote
BOARD
6.5 ELECT FRANK WESTHOFF TO THE SUPERVISORY Mgmt No vote
BOARD
7 APPROVE AFFILIATION AGREEMENT WITH Mgmt No vote
COMMERZVENTURES GMBH
CMMT 30 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 30 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE DE SAINT-GOBAIN SA Agenda Number: 713823549
--------------------------------------------------------------------------------------------------------------------------
Security: F80343100
Meeting Type: MIX
Meeting Date: 03-Jun-2021
Ticker:
ISIN: FR0000125007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 03 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104282101234-51 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
MEETING TYPE FROM EGM TO MIX AND RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, FOR MID: 548001 PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 539254 DUE TO RECEIVED CHANGE IN
THE NUMBERING OF THE RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND
4 APPOINTMENT OF MR. BENOIT BAZIN AS DIRECTOR Mgmt No vote
5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
PAMELA KNAPP AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MRS. AGNES Mgmt No vote
LEMARCHAND AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MR. GILLES Mgmt No vote
SCHNEPP AS DIRECTOR
8 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
SIBYLLE DAUNIS AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
9 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt No vote
DURING THE FINANCIAL YEAR 2020 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO MR.
PIERRE-ANDRE DE CHALENDAR, CHAIRMAN AND
CHIEF EXECUTIVE OFFICER
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt No vote
DURING THE FINANCIAL YEAR 2020 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO MR. BENOIT
BAZIN, DEPUTY CHIEF EXECUTIVE OFFICER
11 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt No vote
COMPENSATION OF CORPORATE OFFICERS
MENTIONED IN SECTION I OF ARTICLE L.22-10-9
OF THE FRENCH COMMERCIAL CODE AND INCLUDED
IN THE CORPORATE GOVERNANCE REPORT
12 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
ELEMENTS OF THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER FOR 2021 (UNTIL 30 JUNE
2021 INCLUSIVE)
13 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
ELEMENTS OF THE DEPUTY CHIEF EXECUTIVE
OFFICER FOR 2021 (UNTIL 30 JUNE 2021
INCLUSIVE
14 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
ELEMENTS OF THE CHIEF EXECUTIVE OFFICER FOR
2021 (AS OF THE 1ST JULY 2021)
15 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
ELEMENTS OF THE CHAIRMAN OF THE BOARD OF
DIRECTORS FOR 2021(AS OF THE 1ST JULY 2021)
16 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
ELEMENTS OF DIRECTORS FOR 2021
17 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt No vote
TRADE IN THE COMPANY'S SHARES
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO PROCEED WITH AN INCREASE IN
THE SHARE CAPITAL, BY ISSUING, WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHT, SHARES OF THE COMPANY OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY OR OF
SUBSIDIARIES, BY THE ISSUE OF NEW SHARES,
FOR A MAXIMUM NOMINAL AMOUNT OF FOUR
HUNDRED AND TWENTY-SIX MILLION EUROS
(SHARES), EXCLUDING ANY ADJUSTMENTS I.E.
APPROXIMATELY 20% OF THE SHARE CAPITAL,
WITH THE AMOUNTS SET OUT IN THE NINETEENTH,
THE TWENTIETH, THE TWENTY-FIRST, THE
TWENTY-SECOND AND THE TWENTY-THIRD
RESOLUTIONS BEING DEDUCTED FROM THIS AMOUNT
AND ONE AND A HALF BILLION EUROS
(TRANSFERABLE SECURITIES IN THE FORM OF
DEBT SECURITIES GRANTING ACCESS TO THE
CAPITAL OF THE COMPANY OR OF SUBSIDIARIES),
WITH IMPUTATION ON THIS AMOUNT OF THOSE SET
OUT IN THE NINETEENTH, THE TWENTIETH AND
THE TWENTY-FIRST RESOLUTIONS FOR THE ISSUE
OF TRANSFERABLE SECURITIES IN THE FORM OF
DEBT SECURITIES GRANTING ACCESS TO THE
CAPITAL OF THE COMPANY OR OF SUBSIDIARIES
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO PROCEED, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT BUT WITH
THE POSSIBILITY OF GRANTING A PRIORITY
PERIOD FOR SHAREHOLDERS, BY A PUBLIC
OFFERING OTHER THAN THOSE REFERRED TO IN
ARTICLE L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, WITH THE ISSUE OF SHARES OF
THE COMPANY OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL OF THE
COMPANY OR OF ITS SUBSIDIARIES BY THE ISSUE
OF NEW SHARES, OR NEW SHARES OF THE COMPANY
TO WHICH WOULD GRANT ENTITLEMENT TO
TRANSFERABLE SECURITIES TO BE ISSUED, IF
ANY, BY SUBSIDIARIES, FOR A MAXIMUM NOMINAL
AMOUNT OF TWO HUNDRED AND THIRTEEN MILLION
EUROS (SHARES), EXCLUDING ANY ADJUSTMENTS,
I.E., APPROXIMATELY 10% OF THE SHARE
CAPITAL, WITH IMPUTATION ON THIS AMOUNT OF
THOSE SET OUT IN THE TWENTIETH, THE
TWENTY-FIRST AND THE TWENTY-SECOND
RESOLUTIONS, AND ONE AND A HALF BILLION
EUROS (TRANSFERABLE SECURITIES IN THE FORM
OF DEBT SECURITIES GRANTING ACCESS TO THE
CAPITAL OF THE COMPANY OR OF SUBSIDIARIES)
WITH IMPUTATION ON THIS AMOUNT OF THOSE SET
OUT IN THE TWENTIETH, THE TWENTY-FIRST AND
THE TWENTY-SECOND RESOLUTIONS FOR THE ISSUE
OF TRANSFERABLE SECURITIES IN THE FORM OF
DEBT SECURITIES GRANTING ACCESS TO THE
CAPITAL OF THE COMPANY OR OF SUBSIDIARIES,
THE AMOUNTS OF THE CAPITAL INCREASE AND THE
ISSUE OF DEBT SECURITIES TO BE DEDUCTED
FROM THE CORRESPONDING CEILINGS SET IN THE
EIGHTEENTH RESOLUTION
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO PROCEED WITH THE ISSUE, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS, OF SHARES OF THE
COMPANY OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL OF THE COMPANY OR OF
SUBSIDIARIES BY THE ISSUE OF NEW SHARES, OR
OF NEW SHARES OF THE COMPANY TO WHICH WOULD
GRANT ENTITLEMENT TO TRANSFERABLE
SECURITIES TO BE ISSUED BY SUBSIDIARIES, IF
ANY, BY WAY OF A PUBLIC OFFERING AS
REFERRED TO IN SECTION 1 OF ARTICLE L.411-2
OF THE FRENCH MONETARY AND FINANCIAL CODE,
FOR A MAXIMUM NOMINAL AMOUNT OF TWO HUNDRED
AND THIRTEEN MILLION EUROS (SHARES)
EXCLUDING ANY ADJUSTMENTS, I.E.,
APPROXIMATELY 10% OF THE SHARE CAPITAL, AND
OF ONE AND A HALF BILLION EUROS
(TRANSFERABLE SECURITIES IN THE FORM OF
DEBT SECURITIES GRANTING ACCESS TO THE
CAPITAL OF THE COMPANY OR OF SUBSIDIARIES),
THE AMOUNTS OF THE CAPITAL INCREASE AND THE
ISSUE OF DEBT SECURITIES TO BE DEDUCTED
FROM THE CORRESPONDING CEILINGS SET IN THE
NINETEENTH RESOLUTION
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF
OVERSUBSCRIPTION DURING THE ISSUE, WITH OR
WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS, OF
SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL, WITHIN THE LEGAL AND
REGULATORY LIMITS (15% OF THE INITIAL
ISSUES AS OF THE DATE OF THIS MEETING) AND
WITHIN THE CORRESPONDING CEILINGS SET BY
THE RESOLUTIONS THAT DECIDED ON THE INITIAL
ISSUE
22 POSSIBILITY TO PROCEED WITH A CAPITAL Mgmt No vote
INCREASE, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, WITHIN THE
LIMIT OF 10% OF THE SHARE CAPITAL,
EXCLUDING ANY ADJUSTMENT, IN ORDER TO
REMUNERATE CONTRIBUTIONS IN KIND CONSISTING
OF EQUITY SECURITIES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL,
THE AMOUNTS OF THE CAPITAL INCREASE AND OF
THE TRANSFERABLE SECURITIES TO BE ISSUED TO
BE DEDUCTED FROM THE CEILING SET IN THE
NINETEENTH RESOLUTION
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO PROCEED WITH AN INCREASE IN
THE SHARE CAPITAL BY INCORPORATION OF
PREMIUMS, RESERVES, PROFITS OR OTHERS, FOR
A MAXIMUM NOMINAL AMOUNT OF ONE HUNDRED AND
SIX MILLION EUROS EXCLUDING ANY
ADJUSTMENTS, I.E., APPROXIMATELY 5% OF THE
SHARE CAPITAL, THIS AMOUNT TO BE DEDUCTED
FROM THE CEILING SET IN THE EIGHTEENTH
RESOLUTION
24 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO SET, IN ACCORDANCE WITH THE
TERMS AND CONDITIONS DETERMINED BY THE
GENERAL MEETING, THE ISSUE PRICE BY THE
COMPANY OF SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL,
BY WAY OF A PUBLIC OFFERING WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, WITHIN THE LIMIT OF 10%
OF THE SHARE CAPITAL PER 12-MONTH PERIOD
25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO PROCEED WITH ISSUES OF EQUITY
SECURITIES RESERVED FOR MEMBERS OF EMPLOYEE
SAVINGS PLANS, WITH CANCELLATION OF THE
PRE-EMPTIVE RIGHT OF SUBSCRIPTION, FOR A
MAXIMUM NOMINAL AMOUNT OF FIFTY-TWO MILLION
EUROS, EXCLUDING ANY ADJUSTMENTS, I.E.
APPROXIMATELY 2.4% OF THE SHARE CAPITAL
26 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt No vote
REDUCE THE SHARE CAPITAL BY CANCELLING
SHARES REPRESENTING UP TO 10% OF THE
COMPANY'S CAPITAL PER 24-MONTHS PERIOD
27 POWERS FOR THE EXECUTION OF THE DECISIONS Mgmt No vote
OF THE MEETING AND FOR FORMALITIES
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE PLASTIC OMNIUM SA Agenda Number: 713707098
--------------------------------------------------------------------------------------------------------------------------
Security: F73325106
Meeting Type: MIX
Meeting Date: 22-Apr-2021
Ticker:
ISIN: FR0000124570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
COMMENT AND CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU AND PLEASE NOTE
THAT IMPORTANT ADDITIONAL MEETING
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103172100564-33
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
AND SETTING OF THE DIVIDEND
3 THE STATUTORY AUDITORS' REPORT ON THE Mgmt No vote
REGULATED AGREEMENTS AND COMMITMENTS -
FORMER AGREEMENTS CONTINUED DURING THE
FINANCIAL YEAR
4 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
5 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO TRADE IN THE
COMPANY'S SHARES PURSUANT TO THE PROVISIONS
OF ARTICLE L. 22-10-62 OF THE FRENCH
COMMERCIAL CODE, DURATION OF THE
AUTHORISATION, PURPOSES, TERMS AND
CONDITIONS, CEILING
6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
LAURENT BURELLE AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
LAURENT FAVRE AS DIRECTOR
8 RENEWAL OF THE TERM OF OFFICE OF BURELLE SA Mgmt No vote
COMPANY AS DIRECTOR, REPRESENTED BY MRS.
ELIANE LEMARIE
9 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
ANNE-MARIE COUDERC AS DIRECTOR
10 RENEWAL OF THE TERM OF OFFICE OF MRS. LUCIE Mgmt No vote
MAUREL AUBERT AS DIRECTOR
11 RENEWAL OF THE TERM OF OFFICE OF PROF. DR. Mgmt No vote
BERND GOTTSCHALK AS DIRECTOR
12 RENEWAL OF THE TERM OF OFFICE OF MR. PAUL Mgmt No vote
HENRY LEMARIE AS DIRECTOR
13 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
ALEXANDRE MERIEUX AS DIRECTOR
14 NON-RENEWAL AND NON-REPLACEMENT OF MR. JEAN Mgmt No vote
BURELLE AS DIRECTOR
15 NON-RENEWAL AND NON-REPLACEMENT OF MR. Mgmt No vote
JEROME GALLOT AS DIRECTOR
16 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt No vote
CHAIRMAN OF THE BOARD OF DIRECTORS IN
ACCORDANCE WITH SECTION II OF ARTICLE
L.22-10-8 OF THE FRENCH COMMERCIAL CODE
17 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt No vote
CHIEF EXECUTIVE OFFICER IN ACCORDANCE WITH
SECTION II OF ARTICLE L.22-10-8 OF THE
FRENCH COMMERCIAL CODE
18 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt No vote
DEPUTY CHIEF EXECUTIVE OFFICER IN
ACCORDANCE WITH SECTION II OF ARTICLE
L.22-10-8 OF THE FRENCH COMMERCIAL CODE
19 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt No vote
DIRECTORS IN ACCORDANCE WITH SECTION II OF
ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL
CODE
20 APPROVAL OF ALL REMUNERATION PAID OR Mgmt No vote
ALLOCATED TO THE CORPORATE OFFICERS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020 IN
ACCORDANCE WITH SECTION I OF ARTICLE
L.22-10-34 OF THE FRENCH COMMERCIAL CODE
21 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt No vote
OR ALLOCATED FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2020 TO MR. LAURENT BURELLE,
CHAIRMAN OF THE BOARD OF DIRECTORS
22 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt No vote
OR ALLOCATED FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2020 TO MR. LAURENT FAVRE,
CHIEF EXECUTIVE OFFICER
23 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt No vote
OR ALLOCATED FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2020 TO MRS. FELICIE BURELLE,
DEPUTY CHIEF EXECUTIVE OFFICER
24 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO GRANT SHARE PURCHASE OPTIONS
TO EMPLOYEES AND/OR CERTAIN CORPORATE
OFFICERS OF THE COMPANY OR RELATED
COMPANIES, DURATION OF THE AUTHORISATION,
CEILING, EXERCISE PRICE, MAXIMUM DURATION
OF THE OPTION
25 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO FREELY ALLOCATE EXISTING
SHARES AND/OR SHARES TO BE ISSUED TO
EMPLOYEES AND/OR CERTAIN CORPORATE OFFICERS
OF THE COMPANY OR RELATED COMPANIES,
DURATION OF THE AUTHORISATION, CEILING,
DURATION OF THE ACQUISITION PERIODS,
PARTICULARLY IN THE EVENT OF DISABILITY AND
CONSERVATION
26 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO DECIDE, WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHT, ON THE ISSUE OF COMMON SHARES AND/OR
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OR GRANTING ENTITLEMENT
TO THE ALLOCATION OF DEBT SECURITIES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED BY THE
COMPANY, DURATION OF THE DELEGATION,
MAXIMUM NOMINAL AMOUNT OF THE CAPITAL
INCREASE, OPTION TO OFFER UNSUBSCRIBED
SECURITIES TO THE PUBLIC
27 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO DECIDE, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, ON THE ISSUE OF COMMON
SHARES AND/OR EQUITY SECURITIES GRANTING
ACCESS TO OTHER EQUITY SECURITIES OR
GRANTING ENTITLEMENT TO THE ALLOTMENT OF
DEBT SECURITIES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO EQUITY
SECURITIES TO BE ISSUED BY THE COMPANY, BY
WAY OF A PUBLIC OFFERING EXCLUDING THE
OFFERS REFERRED TO IN PARAGRAPH 1DECREE OF
ARTICLE L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE AND/OR AS CONSIDERATION FOR
SECURITIES IN THE CONTEXT OF A PUBLIC
EXCHANGE OFFER, DURATION OF THE DELEGATION,
MAXIMUM NOMINAL AMOUNT OF THE CAPITAL
INCREASE, ISSUE PRICE, OPTION TO LIMIT TO
THE AMOUNT OF SUBSCRIPTIONS OR TO ALLOCATE
UNSUBSCRIBED SECURITIES
28 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO DECIDE, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, ON THE ISSUE OF COMMON
SHARES AND/OR EQUITY SECURITIES GRANTING
ACCESS TO OTHER EQUITY SECURITIES OR
GRANTING ENTITLEMENT TO THE ALLOCATION OF
DEBT SECURITIES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO EQUITY
SECURITIES TO BE ISSUED BY THE COMPANY, BY
AN OFFER REFERRED TO IN PARAGRAPH 1DECREE
OF ARTICLE L. 411-2 OF THE FRENCH MONETARY
AND FINANCIAL CODE, DURATION OF THE
DELEGATION, MAXIMUM NOMINAL AMOUNT OF THE
CAPITAL INCREASE, ISSUE PRICE, OPTION TO
LIMIT TO THE AMOUNT OF SUBSCRIPTIONS OR TO
ALLOCATE THE UNSUBSCRIBED SECURITIES
29 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF AN ISSUE OF SECURITIES WITH OR
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT
PURSUANT TO THE 26TH TO 28TH RESOLUTIONS,
WITHIN THE LIMIT OF 15% OF THE INITIAL
ISSUE
30 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY ISSUING COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF
MEMBERS OF A COMPANY SAVINGS PLAN PURSUANT
TO ARTICLES L. 3332-18 AND FOLLOWING OF THE
FRENCH LABOUR CODE, DURATION OF THE
DELEGATION, MAXIMUM NOMINAL AMOUNT OF THE
CAPITAL INCREASE, ISSUE PRICE, POSSIBILITY
TO ALLOCATE FREE SHARES PURSUANT TO ARTICLE
L. 3332-21 OF THE FRENCH LABOUR CODE
31 RATIFICATION OF THE STATUTORY ALIGNMENTS Mgmt No vote
CARRIED OUT BY THE BOARD OF DIRECTORS IN
ORDER TO COMPLY WITH THE NEW LEGAL AND
REGULATORY PROVISIONS
32 DELEGATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO BRING THE COMPANY'S BY-LAWS
INTO LINE WITH THE LEGAL AND REGULATORY
PROVISIONS
33 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
CONTINENTAL AG Agenda Number: 713721543
--------------------------------------------------------------------------------------------------------------------------
Security: D16212140
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: DE0005439004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt No vote
OF DIVIDENDS
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER NIKOLAI SETZER FOR FISCAL YEAR 2020
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER ELMAR DEGENHART FOR FISCAL YEAR 2020
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER HANS-JUERGEN DUENSING FOR FISCAL
YEAR 2020
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER FRANK JOURDAN FOR FISCAL YEAR 2020
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER CHRISTIAN KOETZ FOR FISCAL YEAR 2020
3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER HELMUT MATSCHI FOR FISCAL YEAR 2020
3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER ARIANE REINHART FOR FISCAL YEAR 2020
3.8 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER WOLFGANG SCHAEFER FOR FISCAL YEAR
2020
3.9 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER ANDREAS WOLF FOR FISCAL YEAR 2020
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER WOLFGANG REITZLE FOR FISCAL YEAR
2020
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER HASAN ALLAK FOR FISCAL YEAR 2020
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER CHRISTIANE BENNER FOR FISCAL YEAR
2020
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER GUNTER DUNKEL FOR FISCAL YEAR 2020
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER FRANCESCO GRIOLI FOR FISCAL YEAR
2020
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER MICHAEL IGLHAUT FOR FISCAL YEAR 2020
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER SATISH KHATU FOR FISCAL YEAR 2020
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER ISABEL KNAUF FOR FISCAL YEAR 2020
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER SABINE NEUSS FOR FISCAL YEAR 2020
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER ROLF NONNENMACHER FOR FISCAL YEAR
2020
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER DIRK NORDMANN FOR FISCAL YEAR 2020
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER LORENZ PFAU FOR FISCAL YEAR 2020
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER KLAUS ROSENFELD FOR FISCAL YEAR 2020
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER GEORG SCHAEFFLER FOR FISCAL YEAR
2020
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER MARIA-ELISABETH SCHAEFFLER-THUMANN
FOR FISCAL YEAR 2020
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER JOERG SCHOENFELDER FOR FISCAL YEAR
2020
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER STEFAN SCHOLZ FOR FISCAL YEAR 2020
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER KIRSTEN VOERKELFOR FISCAL YEAR 2020
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER ELKE VOLKMANN FOR FISCAL YEAR 2020
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER SIEGFRIED WOLF FOR FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL YEAR 2021
6 AMEND ARTICLES OF ASSOCIATION Mgmt No vote
7 APPROVE SPIN-OFF AND TAKEOVER AGREEMENT Mgmt No vote
WITH VITESCO TECHNOLOGIES GROUP
AKTIENGESELLSCHAFT
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
COVESTRO AG Agenda Number: 713657748
--------------------------------------------------------------------------------------------------------------------------
Security: D15349109
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: DE0006062144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.30 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt No vote
2021
6 ELECT LISE KINGO TO THE SUPERVISORY BOARD Mgmt No vote
7 APPROVE CREATION OF EUR 58 MILLION POOL OF Mgmt No vote
CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
8 APPROVE REMUNERATION POLICY Mgmt No vote
9 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
CMMT 08 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXY EDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 08 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
COVIVIO SA Agenda Number: 713665430
--------------------------------------------------------------------------------------------------------------------------
Security: F2R22T119
Meeting Type: MIX
Meeting Date: 20-Apr-2021
Ticker:
ISIN: FR0000064578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 10 MAR 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND PLEASE NOTE THAT IF YOU HOLD CREST
DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 09 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103082100428-29 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
COMMENT AND CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
- DISTRIBUTION OF DIVIDENDS
4 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt No vote
REPORT DRAWN UP IN ACCORDANCE WITH ARTICLE
L. 225-40 OF THE FRENCH COMMERCIAL CODE AND
THE AGREEMENTS REFERRED TO IN ARTICLE L.
225-38 OF THE FRENCH COMMERCIAL CODE
MENTIONED THEREIN
5 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
APPLICABLE TO THE CHAIRMAN OF THE BOARD OF
DIRECTORS
6 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
APPLICABLE TO THE CHIEF EXECUTIVE OFFICE
7 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
APPLICABLE TO DEPUTY CHIEF EXECUTIVE
OFFICERS
8 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
APPLICABLE TO DIRECTORS
9 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt No vote
SECTION I OF ARTICLE L. 22-10-9, OF THE
FRENCH COMMERCIAL CODE RELATING TO ALL
COMPENSATION OF CORPORATE OFFICERS
10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 OR ALLOCATED IN RESPECT OF THE SAME
FINANCIAL YEAR TO MR. JEAN LAURENT IN HIS
CAPACITY AS CHAIRMAN OF THE BOARD OF
DIRECTORS
11 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 OR ALLOCATED IN RESPECT OF THE SAME
FINANCIAL YEAR TO MR. CHRISTOPHE KULLMANN
IN HIS CAPACITY AS CHIEF EXECUTIVE OFFICER
12 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 OR ALLOCATED IN RESPECT OF THE SAME
FINANCIAL YEAR TO MR. OLIVIER ESTEVE IN HIS
CAPACITY AS DEPUTY CHIEF EXECUTIVE OFFICER
13 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 OR ALLOCATED FOR THE SAME FINANCIAL
YEAR TO MR. DOMINIQUE OZANNE IN HIS
CAPACITY AS DEPUTY CHIEF EXECUTIVE OFFICER
14 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
SYLVIE OUZIEL AS DIRECTOR
15 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
JEAN-LUC BIAMONTI AS DIRECTOR
16 RENEWAL OF THE TERM OF OFFICE OF PREDICA Mgmt No vote
COMPANY AS DIRECTOR
17 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS FOR THE COMPANY TO PURCHASE ITS
OWN SHARES
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO DECIDE TO INCREASE
THE COMPANY'S SHARE CAPITAL BY
CAPITALISATION OF RESERVES, PROFITS OR
PREMIUMS
19 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO REDUCE THE COMPANY'S
SHARE CAPITAL BY CANCELLING SHARES
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO ISSUE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, WITH RETENTION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO ISSUE, BY WAY OF A
PUBLIC OFFERING, SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT AND, FOR SHARE ISSUES, A MANDATORY
PRIORITY PERIOD
22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO ISSUE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO PROCEED WITH THE
ISSUE OF SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL TO REMUNERATE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND CONSISTING OF
EQUITY SECURITIES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL,
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
24 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO PROCEED WITH CAPITAL
INCREASES RESERVED FOR EMPLOYEES OF THE
COMPANY AND COMPANIES OF THE COVIVIO GROUP
WHO ARE MEMBERS OF A SAVINGS PLAN, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
25 AMENDMENT TO ARTICLES 8 (CROSSING OF Mgmt No vote
THRESHOLDS) AND 10 (RIGHTS AND OBLIGATIONS
ATTACHED TO SHARES) OF THE COMPANY'S
BY-LAWS
26 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CREDIT AGRICOLE SA Agenda Number: 713725185
--------------------------------------------------------------------------------------------------------------------------
Security: F22797108
Meeting Type: MIX
Meeting Date: 12-May-2021
Ticker:
ISIN: FR0000045072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 26 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 26 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU AND PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104262100066-50 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING OF ALL RESOLUTIONS AND
MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 AMENDMENTS TO THE COMPANY'S BYLAWS TO ALLOW Mgmt No vote
THE PAYMENT OF THE DIVIDEND IN SHARES
2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - APPROVAL OF THE OVERALL
AMOUNT OF NON-DEDUCTIBLE EXPENSES AND COSTS
3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
4 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
2020 AND SETTING OF THE DIVIDEND
5 OPTION FOR THE PAYMENT OF THE DIVIDEND IN Mgmt No vote
SHARES
6 APPROVAL OF THE LOAN AGREEMENT BETWEEN Mgmt No vote
CREDIT AGRICOLE S.A. AND CREDIT DU MAROC,
TO RESPOND TO THE REQUEST OF THE MOROCCAN
SUPERVISOR THAT THE INSTITUTIONS UNDER ITS
SUPERVISION RETAIN THE 2019 DIVIDEND,
ISSUED AFTER THE GENERAL MEETING, IN
ACCORDANCE WITH ARTICLES L.225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
7 APPROVAL OF THE AMENDMENT TO THE Mgmt No vote
ASSOCIATES' PACT, SIGNED ON 8 JUNE 2018,
SPECIFYING THE RULES OF GOVERNANCE OF
CAGIP, IN ACCORDANCE WITH ARTICLES L.225-38
AND FOLLOWING OF THE FRENCH COMMERCIAL CODE
8 APPROVAL OF THE AMENDMENT TO THE AGREEMENT Mgmt No vote
FOR THE TRANSFER OF CREDIT AGRICOLE S.A.'S
DSB ACTIVITY TO CACIB, RELATING TO THE
MODIFICATION OF THE SCOPE OF THE TRANSFER
OF GOODWILL BETWEEN CREDIT AGRICOLE SA AND
CA-CIB ON 1 JANUARY 2018, IN ACCORDANCE
WITH ARTICLES L.225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
9 APPROVAL OF THE FOUR TAX CONSOLIDATION Mgmt No vote
AGREEMENTS RENEWED BY THE BOARD ON 10
FEBRUARY 2021, IN ACCORDANCE WITH ARTICLES
L.225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
10 APPROVAL OF THE AMENDMENT TO THE AMENDING Mgmt No vote
LOAN AGREEMENT DATED 10 OCTOBER 2017,
CONCLUDED BETWEEN CREDIT AGRICOLE SA AND
CAISSE REGIONALE DE NORMANDIE, IN
ACCORDANCE WITH ARTICLES L.225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
11 APPOINTMENT OF MRS. AGNES AUDIER AS Mgmt No vote
DIRECTOR, AS A REPLACEMENT FOR MRS.
LAURENCE DORS
12 APPOINTMENT OF MRS. MARIANNE LAIGNEAU AS Mgmt No vote
DIRECTOR, AS A REPLACEMENT FOR MRS. MONICA
MONDARDINI
13 APPOINTMENT OF MRS. ALESSIA MOSCA AS Mgmt No vote
DIRECTOR, AS A REPLACEMENT FOR MRS.
CAROLINE CATOIRE
14 APPOINTMENT OF MR. OLIVIER AUFFRAY AS Mgmt No vote
DIRECTOR, AS A REPLACEMENT FOR MR. PHILIPPE
DE WAAL
15 APPOINTMENT OF MR. CHRISTOPHE LESUR AS Mgmt No vote
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
AND MRS. CAROLINE CORBIERE AS HIS DEPUTY,
AS A REPLACEMENT FOR THE POSITION OF
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
OF REGIONAL FUNDS (CAISSES REGIONALES)
OCCUPIED BY MRS. PASCALE BERGER
16 RENEWAL OF THE TERM OF OFFICE OF MR. LOUIS Mgmt No vote
TERCINIER AS DIRECTOR
17 RENEWAL OF THE TERM OF OFFICE OF SAS, RUE Mgmt No vote
DE LA BOETIE AS DIRECTOR
18 RATIFICATION OF THE CO-OPTATION OF MRS. Mgmt No vote
NICOLE GOURMELON AS DIRECTOR, AS A
REPLACEMENT FOR MRS. RENE TALAMONA, WHO
RESIGNED
19 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
NICOLE GOURMELON AS DIRECTOR
20 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
CHAIRMAN OF THE BOARD OF DIRECTORS
21 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
CHIEF EXECUTIVE OFFICER
22 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
DEPUTY CHIEF EXECUTIVE OFFICER
23 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
DIRECTORS
24 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 OR GRANTED FOR THE SAME
FINANCIAL YEAR TO MR. DOMINIQUE LEFEBVRE,
CHAIRMAN OF THE BOARD OF DIRECTORS
25 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 OR ALLOCATED FOR THE SAME FINANCIAL
YEAR TO MR. PHILIPPE BRASSAC, CHIEF
EXECUTIVE OFFICER
26 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 OR ALLOCATED FOR THE SAME FINANCIAL
YEAR TO MR. XAVIER MUSCA, DEPUTY CHIEF
EXECUTIVE OFFICER
27 APPROVAL OF THE COMPENSATION REPORT Mgmt No vote
28 OPINION ON THE TOTAL AMOUNT OF COMPENSATION Mgmt No vote
PAID DURING THE PAST FINANCIAL YEAR TO
CATEGORIES OF EMPLOYEES WHOSE PROFESSIONAL
ACTIVITIES HAVE A SIGNIFICANT IMPACT ON THE
RISK PROFILE OF THE COMPANY OR GROUP, AS
REFERRED TO IN ARTICLE L.511-71 OF THE
FRENCH MONETARY AND FINANCIAL CODE
29 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO PURCHASE OR ARRANGE FOR THE
PURCHASE OF THE COMPANY'S SHARES
30 AMENDMENTS TO THE BYLAWS TO TAKE NOTE OF Mgmt No vote
THE RENUMBERING OF THE FRENCH COMMERCIAL
CODE RESULTING FROM ORDER NO. 2020-1142 OF
16 SEPTEMBER 2020 CREATING, WITHIN THE
FRENCH COMMERCIAL CODE, A CHAPTER RELATING
TO COMPANIES WHOSE SECURITIES ARE ADMITTED
TO TRADING ON A REGULATED MARKET OR ON A
MULTILATERAL TRADING FACILITY
31 AMENDMENT TO ARTICLE 11 OF THE BYLAWS TO Mgmt No vote
DETERMINE THE PROCEDURES FOR APPOINTING
DIRECTORS REPRESENTING EMPLOYEES IN
ACCORDANCE WITH THE PROVISIONS OF ARTICLE
L. 225-27-1 OF THE FRENCH COMMERCIAL CODE
32 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO THE CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, RESERVED FOR EMPLOYEES
OF THE COMPANIES OF THE CREDIT AGRICOLE
GROUP WHO ARE MEMBERS OF A COMPANY SAVINGS
PLAN
33 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE SHARE CAPITAL
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY ISSUING SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS,
IMMEDIATELY OR IN THE FUTURE, TO THE
CAPITAL, RESERVED FOR A CATEGORY OF
BENEFICIARIES, IN THE CONTEXT OF AN
EMPLOYEE SHAREHOLDING OPERATION
34 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
CTS EVENTIM AG & CO. KGAA Agenda Number: 713437160
--------------------------------------------------------------------------------------------------------------------------
Security: D1648T108
Meeting Type: EGM
Meeting Date: 13-Jan-2021
Ticker:
ISIN: DE0005470306
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt No vote
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH
PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 800
MILLION; APPROVE CREATION OF EUR 19.2
MILLION POOL OF CAPITAL TO GUARANTEE
CONVERSION RIGHTS
2 APPROVE CREATION OF EUR 19.2 MILLION POOL Mgmt No vote
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
CMMT 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT 07 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CTS EVENTIM AG & CO. KGAA Agenda Number: 713749147
--------------------------------------------------------------------------------------------------------------------------
Security: D1648T108
Meeting Type: AGM
Meeting Date: 07-May-2021
Ticker:
ISIN: DE0005470306
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORTS: PRESENTATION OF THE
FINANCIAL STATEMENTS AND ANNUAL REPORT FOR
THE 2020 FINANCIAL YEAR WITH THE REPORT OF
THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT AS WELL
AS THE REPORT BY THE GENERAL PARTNER
PURSUANT TO SECTIONS 289A(1) AND 315A(1) OF
THE GERMAN COMMERCIAL CODE
2 RESOLUTION ON THE APPROVAL OF THE FINANCIAL Mgmt No vote
STATEMENTS FOR THE 2020 FINANCIAL YEAR
3 RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote
DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE
PROFIT OF EUR 280,717,397.31 SHALL BE
APPROPRIATED AS FOLLOWS: THE ENTIRE AMOUNT
SHALL BE CARRIED FORWARD
4 RATIFICATION OF THE ACTS OF THE GENERAL Mgmt No vote
PARTNER
5 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt No vote
BOARD
6 APPOINTMENT OF AUDITORS: THE FOLLOWING Mgmt No vote
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2021 FINANCIAL
YEAR: KPMG AG, HAMBURG
7 RESOLUTION ON THE AUTHORIZATION TO ACQUIRE Mgmt No vote
OWN SHARES: THE EXISTING AUTHORIZATION
GIVEN BY THE SHAREHOLDERS MEETING OF JUNE
19, 2020 TO ACQUIRE OWN SHARES SHALL BE
REVOKED. THE GENERAL PARTNER SHALL BE
AUTHORIZED TO ACQUIRE OWN SHARES OF UP TO
10 PERCENT OF THE COMPANY'S SHARE CAPITAL,
AT PRICES NEITHER MORE THAN 10 PERCENT
ABOVE, NOR MORE THAN 20 PERCENT BELOW, THE
MARKET PRICE OF THE SHARES, ON OR BEFORE
MAY 6, 2026. BESIDES SELLING THE SHARES ON
THE STOCK EXCHANGE OR OFFERING THEM TO ALL
SHAREHOLDERS, THE GENERAL PARTNER SHALL
ALSO BE AUTHORIZED TO USE THE SHARES FOR
MERGERS AND ACQUISITIONS, TO OFFER THE
SHARES TO EMPLOYEES OF THE COMPANY AND
AFFILIATED COMPANIES AS WELL AS TO MANAGERS
OF AFFILIATED COMPANIES, TO DISPOSE OF THE
SHARES IN A MANNER OTHER THAN THE STOCK
EXCHANGE OR A RIGHTS OFFERING IF THEY ARE
SOLD AT A PRICE NOT MATERIALLY BELOW THEIR
MARKET PRICE, AND TO RETIRE THE SHARES
8 RESOLUTION ON THE APPROVAL OF THE Mgmt No vote
REMUNERATION SYSTEM FOR THE MEMBERS OF THE
BOARD OF MDS THE REMUNERATION SYSTEM FOR
THE MEMBERS OF THE BOARD OF MDS, EFFECTIVE
FROM JANUARY 1, 2021, SHALL BE APPROVED
9 RESOLUTION ON THE APPROVAL OF THE Mgmt No vote
REMUNERATION FOR THE MEMBERS OF THE
SUPERVISORY BOARD: THE REMUNERATION FOR THE
MEMBERS OF THE SUPERVISORY BOARD AS
DETERMINED IN SECTION 15 OF THE ARTICLES OF
ASSOCIATION SHALL BE CONFIRMED
10 RESOLUTION ON THE INCREASE OF THE NUMBER OF Mgmt No vote
MEMBERS IN THE SUPERVISORY BOARD AND THE
CORRESPONDING AMENDMENT TO THE ARTICLES OF
ASSOCIATION SECTION 11(1): THE SUPERVISORY
BOARD COMPRISES FOUR MEMBERS
11 ELECTION OF PHILIPP WESTERMEYER TO THE Mgmt No vote
SUPERVISORY BOARD
12 RESOLUTION ON THE AUTHORIZATION TO GRANT Mgmt No vote
SUBSCRIPTION RIGHTS, THE CREATION OF A
CONTINGENT CAPITAL 2021, AND THE
CORRESPONDING AMENDMENT TO THE ARTICLES OF
ASSOCIATION: THE EXISTING AUTHORIZATION
GIVEN BY THE SHAREHOLDERS MEETING OF
JANUARY 21, 2000 AND THE CONTINGENT CAPITAL
2000/I SHALL BE REVOKED. THE GENERAL
PARTNER SHALL BE AUTHORIZED, WITH THE
CONSENT OF THE SUPERVISORY BOARD, TO GRANT
SUBSCRIPTION RIGHTS FOR UP TO 1,440,000
BEARER NO-PAR SHARES TO MANAGERS OF
AFFILIATED COMPANIES AS WELL TO SELECTED
EXECUTIVES AND EMPLOYEES OF THE COMPANY AND
AFFILIATED COMPANIES, ON OR BEFORE MAY 6,
2026. THE COMPANY'S SHARE CAPITAL SHALL BE
INCREASED ACCORDINGLY BY UP TO EUR
1,440,000 THROUGH THE ISSUE OF UP TO
1,440,000 NEW BEARER NO-PAR SHARES, INSOFAR
AS SUBSCRIPTION RIGHTS ARE EXERCISED
(CONTINGENT CAPITAL 2021)
CMMT 01 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 12. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG Agenda Number: 713616324
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.35 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5.1 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt No vote
2021
5.2 RATIFY KPMG AG AS AUDITORS FOR THE 2022 Mgmt No vote
INTERIM FINANCIAL STATEMENTS UNTIL THE 2022
AGM
5.3 RATIFY KPMG AG AS AUDITORS OF THE FINAL Mgmt No vote
BALANCE SHEETS REQUIRED UNDER THE GERMAN
REORGANIZATION ACT
6.1 ELECT ELIZABETH CENTONI TO THE SUPERVISORY Mgmt No vote
BOARD
6.2 ELECT BEN VAN BEURDEN TO THE SUPERVISORY Mgmt No vote
BOARD
6.3 ELECT MARTIN BRUDERMUELLER TO THE Mgmt No vote
SUPERVISORY BOARD
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
8 AMEND ARTICLES RE: PARTICIPATION OF Mgmt No vote
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND VIDEO
TRANSMISSION
9 AMEND ARTICLES RE: PLACE OF JURISDICTION Mgmt No vote
CMMT 24 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 22 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
DANONE SA Agenda Number: 713755657
--------------------------------------------------------------------------------------------------------------------------
Security: F12033134
Meeting Type: MIX
Meeting Date: 29-Apr-2021
Ticker:
ISIN: FR0000120644
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 14 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104142100917-45 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT AND CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND CHANGE IN TEXT OF COMMENT
AND RECEIPT OF UPDATED BALO. IF YOU HAVE
ALREADY SENT IN YOUR VOTES TO MID 541236,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS AN Non-Voting
AMENDMENT TO MEETING ID 535348 DUE TO
RECEIPT OF ADDITIONAL RESOLUTIONS 27 AND
28. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND AT 1.94 EUROS PER SHARE
4 RENEWAL OF THE TERM OF OFFICE OF MR. GUIDO Mgmt No vote
BARILLA AS DIRECTOR
5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
CECILE CABANIS AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MR. MICHEL Mgmt No vote
LANDEL AS DIRECTOR PURSUANT TO PARAGRAPH 2
OF ARTICLE 15-II OF THE BY-LAWS
7 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
SERPIL TIMURAY AS DIRECTOR
8 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt No vote
GILLES SCHNEPP AS DIRECTOR, AS A
REPLACEMENT FOR MR. GREGG L. ENGLES, WHO
RESIGNED
9 APPROVAL OF THE AGREEMENTS SUBJECT TO THE Mgmt No vote
PROVISIONS OF ARTICLES L.225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
CONCLUDED BY THE COMPANY WITH THE SICAV
DANONE COMMUNITIES
10 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt No vote
REMUNERATION OF CORPORATE OFFICERS
MENTIONED IN SECTION I OF ARTICLE L.22-10-9
OF THE FRENCH COMMERCIAL CODE FOR THE
FINANCIAL YEAR 2020
11 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt No vote
DURING OR AWARDED IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO
MR. EMMANUEL FABER, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
12 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt No vote
EXECUTIVE CORPORATE OFFICERS FOR THE
FINANCIAL YEAR 2021
13 SETTING OF THE OVERALL ANNUAL REMUNERATION Mgmt No vote
AMOUNT OF DIRECTORS
14 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt No vote
DIRECTORS FOR THE FINANCIAL YEAR 2021
15 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO PURCHASE, RETAIN OR
TRANSFER SHARES OF THE COMPANY
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND TRANSFERABLE SECURITIES, WITH RETENTION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT
17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND TRANSFERABLE SECURITIES, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BUT WITH
THE OBLIGATION TO GRANT A PRIORITY RIGHT
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN CASE OF A CAPITAL INCREASE
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO
INCREASE THE NUMBER OF SECURITIES TO BE
ISSUED
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND TRANSFERABLE SECURITIES, WITHOUT THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY
20 DELEGATION OF POWERS TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND TRANSFERABLE SECURITIES, WITHOUT THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, TO REMUNERATE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND CONSTITUTED OF
EQUITY SECURITIES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO INCREASE THE
COMPANY'S CAPITAL BY INCORPORATION OF
RESERVES, PROFITS, PREMIUMS OR OTHER
AMOUNTS WHOSE CAPITALISATION WOULD BE
ALLOWED
22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND TRANSFERABLE SECURITIES RESERVED FOR
EMPLOYEES WHO ARE MEMBERS OF A COMPANY
SAVINGS PLAN AND/OR FOR TRANSFERS OF
RESERVED SECURITIES, WITHOUT THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND TRANSFERABLE SECURITIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, RESERVED FOR CATEGORIES
OF BENEFICIARIES CONSISTING OF EMPLOYEES
WORKING IN FOREIGN COMPANIES OF THE DANONE
GROUP, OR IN A SITUATION OF INTERNATIONAL
MOBILITY, IN THE CONTEXT OF EMPLOYEE
SHAREHOLDING OPERATIONS
24 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO PROCEED WITH ALLOCATIONS OF
EXISTING SHARES OR SHARES TO BE ISSUED OF
THE COMPANY, WITHOUT THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
25 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO REDUCE THE CAPITAL BY
CANCELLING SHARES
26 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
27 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
EXECUTIVE CORPORATE OFFICERS ON AN INTERIM
BASIS FOR THE FINANCIAL YEAR 2021
28 APPROVAL OF THE ELEMENTS OF COMPENSATION Mgmt No vote
PAID DURING OR AWARDED IN RESPECT OF THE
FINANCIAL YEAR 2021 TO MR. EMMANUEL FABER,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER, UNTIL
HIS DEPARTURE
--------------------------------------------------------------------------------------------------------------------------
DASSAULT AVIATION SA Agenda Number: 713992875
--------------------------------------------------------------------------------------------------------------------------
Security: F24539102
Meeting Type: MIX
Meeting Date: 11-May-2021
Ticker:
ISIN: FR0000121725
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CUSTODIAN)
WILL BE REQUIRED TO INSTRUCT A TRANSFER OF
THE RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CUSTODIAN
DIRECTLY FOR FURTHER INFORMATION ON THE
CUSTODY PROCESS AND WHETHER OR NOT THEY
REQUIRE SEPARATE INSTRUCTIONS FROM YOU.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104232101142-49
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 564980 DUE TO RECEIVED CHANGE IN
BOARD RECOMMENDATION FOR RESOLUTIONS 18 AND
19. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED ON DECEMBER 31ST
2020, AS PRESENTED, SHOWING NET EARNINGS
AMOUNTING TO EUR 175,760,914.48
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR, AS PRESENTED TO THE MEETING,
SHOWING NET CONSOLIDATED EARNINGS OF EUR
302,759,000.00, INCLUDING EUR
302,759,000.00 ATTRIBUTABLE TO THE OWNERS
OF THE PARENT COMPANY
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES TO ALLOCATE NET EARNINGS AS
FOLLOWS: ORIGIN EARNINGS: EUR
175,760,914.48 RETAINED EARNINGS: EUR
2,952,034,012.72 TOTAL : EUR
3,127,794,927.20 ALLOCATION DISTRIBUTABLE
DIVIDENDS: EUR 102,689,046.90 RETAINED
EARNINGS: EUR 3,025,105,880.30 THE
SHAREHOLDERS WILL BE GRANTED A NET DIVIDEND
OF EUR 12.30 PER SHARE THAT WILL BE
ELIGIBLE FOR THE 40 PER CENT DEDUCTION
PROVIDED BY THE FRENCH GENERAL TAX CODE.
THIS DIVIDEND WILL BE PAID ON MAY 20TH
2021. THE AMOUNT CORRESPONDING TO THE
TREASURY SHARES WILL BE ALLOCATED TO THE
RETAINED EARNINGS ACCOUNT. IT IS REMINDED
THAT, FOR THE LAST THREE FINANCIAL YEARS,
THE DIVIDENDS WERE PAID AS FOLLOWS: EUR
15.30 PER SHARE FOR FISCAL YEAR 2017 EUR
21.20 PER SHARE FOR FISCAL YEAR 2018 NO
DIVIDEND WAS PAID FOR FISCAL YEAR 2019
4 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
INFORMATION REGARDING THE COMPENSATION OF
THE DIRECTORS AS MENTIONED IN ARTICLE
L.22-10-9 I OF THE COMMERCIAL CODE, FOR THE
2020 FISCAL YEAR, EXCEPT THE PART
CONCERNING THE CEO AND THE DEPUTY MANAGING
DIRECTOR, SUBJECTS OF RESOLUTIONS 5 AND 6
5 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID AND AWARDED TO MR
ERIC TRAPPIER, AS CEO FOR THE 2020 FISCAL
YEAR
6 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID AND AWARDED TO MR
LOIK SEGALEN, AS DEPUTY MANAGING DIRECTORS
FOR THE 2020 FISCAL YEAR
7 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY OF THE DIRECTORS, FOR
THE 2021 FISCAL YEAR
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY OF THE CEO, FOR THE
2021 FISCAL YEAR
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY OF THE DEPUTY MANAGING
DIRECTOR, FOR THE 2021 FISCAL YEAR
10 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L. 225-38 OF
THE FRENCH COMMERCIAL CODE, RATIFIES THE
AGREEMENT PERTAINING TO THE EXTENSION OF
THE MANAGERS AND CORPORATE OFFICERS
LIABILITY INSURANCE POLICY
11 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L. 225-38 OF
THE FRENCH COMMERCIAL CODE, RATIFIES THE
AGREEMENT RELATED TO THE ACQUISITION BY
DASSAULT AVIATION OF LANDS AND BUILDINGS OF
ARGONAY, MERIGNAC, MARTIGNAS AND
SAINT-CLOUD FACILITIES FROM GIMD COMPANY
12 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L. 225-38 OF
THE FRENCH COMMERCIAL CODE, RATIFIES THE
AGREEMENT RELATED TO THE MODIFICATION OF
THE COMMERCIAL LEASE CONCERNING MERIGNAC
AND MARTIGNAS FACILITIES
13 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L. 225-38 OF
THE FRENCH COMMERCIAL CODE, RATIFIES THE
AGREEMENT RELATED TO THE IMPLICIT EXTENSION
OF THE PRESENT COMMERCIAL LEASE AWARDED TO
DASSAULT AVIATION BY GIMD COMPANY
14 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO TRADE THE COMPANY'S
SHARES, SUBJECT TO THE CONDITIONS DESCRIBED
BELOW: MAXIMUM PURCHASE PRICE: EUR
1,400.00, MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED: 10PERCENT OF THE SHARE CAPITAL,
MAXIMUM FUNDS INVESTED IN THE SHARE
BUYBACKS: EUR 1,168,818,000.00. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
12TH 2020. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
15 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt No vote
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL BY CANCELLING ALL OR PART OF
THE SHARES HELD BY THE COMPANY, UP TO 10
PER CENT OF THE SHARE CAPITAL OVER A
24-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF MAY 12TH 2020. THIS
AUTHORIZATION IS GIVEN UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE 2021 FISCAL
YEAR. THE SHAREHOLDERS' MEETING DELEGATES
ALL POWERS TO THE BOARD OF DIRECTORS TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
16 THE SHAREHOLDERS' MEETING RESOLVES TO SPLIT Mgmt No vote
THE NOMINAL VALUE OF EACH SHARE OF THE
COMPANY BY 10 I.E FROM EUR 8.00 TO EUR
0.24. THE AMOUNT OF THE SHARE CAPITAL
REMAINS THE SAME EACH SHARES WITH A NOMINAL
VALUE OF EUR 8.00 AS OF DECEMBER 31ST 2021
WILL BE, AS OF RIGHT AND WITHOUT ANY
FORMALITIES, REPLACE BY 10 NEW SHARES WITH
A NOMINAL VALUE OF 0.24 EACH. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
17 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO GRANT, FOR FREE
EXISTING OR FUTURE SHARES, IN FAVOR OF THE
EMPLOYEES OR THE CORPORATE OFFICERS OF THE
COMPANY AND RELATED COMPANIES, FOR AN
AMOUNT OF 27,800 SHARES REPRESENTING 0.33
PER CENT OF THE SHARE CAPITAL. THE PRESENT
DELEGATION IS GIVEN FOR A 38-MONTH PERIOD.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF MAY 24TH 2018 THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
18 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: THE SHAREHOLDERS'
MEETING RATIFIES THE CO-OPTATION OF MR
THIERRY DASSAULT AS A DIRECTOR, TO REPLACE
MR OLIVIER DASSAULT, DUE TO HIS DECEASES,
FOR THE REMAINDER OF MR OLIVIER DASSAULT'S
TERM OF OFFICE, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
2022
19 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: THE SHAREHOLDERS'
MEETING RATIFIES THE CO-OPTATION OF MS
BESMA BOUMAZA AS A DIRECTOR, TO REPLACE MS
CATHERINE DASSAULT, WHO RESIGNED, FOR THE
REMAINDER OF MS CATHERINE DASSAULT'S TERM
OF OFFICE, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR 2022
20 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
DASSAULT SYSTEMES SE Agenda Number: 713941094
--------------------------------------------------------------------------------------------------------------------------
Security: F2457H472
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker:
ISIN: FR0000130650
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 10 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104162100983-46 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105102101516-56 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE PARENT COMPANY ANNUAL Mgmt No vote
FINANCIAL STATEMENTS
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS
3 ALLOCATION OF THE RESULTS Mgmt No vote
4 RELATED-PARTY AGREEMENTS Mgmt No vote
5 COMPENSATION POLICY FOR CORPORATE OFFICERS Mgmt No vote
6 COMPENSATION ELEMENTS PAID IN 2020 OR Mgmt No vote
GRANTED WITH RESPECT TO 2020 TO MR. CHARLES
EDELSTENNE, CHAIRMAN OF THE BOARD
7 COMPENSATION ELEMENTS PAID IN 2020 OR Mgmt No vote
GRANTED WITH RESPECT TO 2020 TO MR. BERNARD
CHARLES, VICE-CHAIRMAN OF THE BOARD OF
DIRECTORS AND CHIEF EXECUTIVE OFFICER
8 APPROVAL OF THE INFORMATION CONTAINED IN Mgmt No vote
THE CORPORATE GOVERNANCE REPORT AND
RELATING TO THE COMPENSATION OF THE
CORPORATE OFFICERS (ARTICLE L. 22-10-9 OF
THE FRENCH COMMERCIAL CODE)
9 RE-APPOINTMENT OF MS. ODILE DESFORGES Mgmt No vote
10 RE-APPOINTMENT OF MR. SOUMITRA DUTTA Mgmt No vote
11 RATIFICATION OF THE APPOINTMENT OF MR. Mgmt No vote
PASCAL DALOZ AS A DIRECTOR ON A TEMPORARY
BASIS BY THE BOARD OF DIRECTORS
12 AUTHORIZATION TO REPURCHASE DASSAULT Mgmt No vote
SYSTEMES SHARES
13 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLATION OF PREVIOUSLY REPURCHASED
SHARES IN THE FRAMEWORK OF THE SHARE
BUYBACK PROGRAM
14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY OR GIVING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES AND TO ISSUE SECURITIES GIVING
ACCESS TO THE COMPANY'S EQUITY SECURITIES
TO BE ISSUED, WITH PREFERENTIAL
SUBSCRIPTION RIGHTS FOR SHAREHOLDERS
15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY OR GIVING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES AND TO ISSUE SECURITIES GIVING
ACCESS TO EQUITY SECURITIES TO BE ISSUED,
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS
FOR SHAREHOLDERS AND BY WAY OF A PUBLIC
OFFERING OTHER THAN THOSE REFERRED TO IN
ARTICLE L. 411-2 1 OF THE FRENCH MONETARY
AND FINANCIAL CODE
16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OR GIVING ENTITLEMENT TO THE
ALLOCATION OF DEBT SECURITIES AND TO ISSUE
SECURITIES GIVING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS FOR
SHAREHOLDERS, UNDER A PUBLIC OFFERING
REFERRED TO IN ARTICLE L. 411-2 1 OF THE
FRENCH MONETARY AND FINANCIAL CODE
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES TO BE ISSUED IN THE EVENT OF
A SHARE CAPITAL INCREASE WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS OR PREMIUMS
19 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt No vote
OF DIRECTORS TO INCREASE THE SHARE CAPITAL
BY ISSUING SHARES OR EQUITY SECURITIES
GIVING ACCESS TO OTHER EQUITY SECURITIES OR
GIVING ENTITLEMENT TO THE ALLOCATION OF
DEBT SECURITIES AS WELL AS TO THE
SECURITIES GIVING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, UP TO A MAXIMUM OF
10%, TO REMUNERATE CONTRIBUTIONS IN KIND OF
SHARES OR EQUITY-LINKED SECURITIES
20 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO ALLOCATE COMPANY SHARE
SUBSCRIPTION TO CORPORATE OFFICERS
(MANDATAIRES SOCIAUX) AND EMPLOYEES OF THE
COMPANY AND ITS AFFILIATED COMPANIES
ENTAILING AUTOMATICALLY THAT SHAREHOLDERS
WAIVE THEIR PREFERENTIAL SUBSCRIPTION
RIGHTS
21 AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt No vote
INCREASE THE SHARE CAPITAL FOR THE BENEFIT
OF MEMBERS OF A CORPORATE SAVINGS PLAN,
WITHOUT PRE-EMPTIVE RIGHTS
22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL FOR THE BENEFIT OF A CATEGORY OF
BENEFICIARIES, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS
23 FIVE-FOR-ONE STOCK SPLIT Mgmt No vote
24 POWERS FOR FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
DAVIDE CAMPARI-MILANO N.V. Agenda Number: 713022452
--------------------------------------------------------------------------------------------------------------------------
Security: N24565108
Meeting Type: EGM
Meeting Date: 18-Sep-2020
Ticker:
ISIN: NL0015435975
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING AND ANNOUNCEMENTS Non-Voting
2 CAPITAL REDUCTION AND AMENDMENT OF THE Mgmt No vote
COMPANY'S ARTICLES OF ASSOCIATION
3 IMPLEMENTATION OF CLAUSE 13.11 AND Mgmt No vote
CONSEQUENT AMENDMENTS TO THE COMPANY'S
ARTICLES OF ASSOCIATION
4 APPOINTMENT OF MR. FABIO FACCHINI AS Mgmt No vote
NON-EXECUTIVE DIRECTOR
5 APPROVAL OF REMUNERATION POLICY Mgmt No vote
6 QUESTIONS Non-Voting
7 CLOSE Non-Voting
--------------------------------------------------------------------------------------------------------------------------
DAVIDE CAMPARI-MILANO N.V. Agenda Number: 713632013
--------------------------------------------------------------------------------------------------------------------------
Security: N24565108
Meeting Type: OGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: NL0015435975
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 OPENING Non-Voting
O.2.a 2020 ANNUAL REPORT Non-Voting
O.2.b REMUNERATION REPORT Mgmt No vote
O.2.c SUBSTANTIAL CHANGE IN THE CORPORATE Non-Voting
GOVERNANCE
O.2.d TO APPROVE THE ADOPTION OF 2020 ANNUAL Mgmt No vote
ACCOUNTS
O.3.a POLICY ON ADDITIONS TO RESERVES AND Non-Voting
DIVIDENDS
O.3.b TO DETERMINE AND TO DISTRIBUTE DIVIDEND Mgmt No vote
O.4.a RELEASE FROM LIABILITY OF THE EXECUTIVE Mgmt No vote
DIRECTORS
O.4.b RELEASE FROM LIABILITY OF NON-EXECUTIVE Mgmt No vote
DIRECTORS
O.5 TO APPROVE A STOCK OPTION PLAN FOR Mgmt No vote
EMPLOYEES
O.6 TO APPROVE AN EXTRA MILE BONUS PLAN Mgmt No vote
O.7 TO APPROVE A STOCK OPTION PLAN PURSUANT TO Mgmt No vote
ART.114-BIS OF ITALIAN LEGISLATIVE DECREE
NO. 58/98
O.8 TO AUTHORIZE THE BOARD OF DIRECTORS TO Mgmt No vote
REPURCHASE OWN SHARES OF THE COMPANY
O.9 TO CONFIRM THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote
ACCOUNTANTS LLP AS INDEPENDENT EXTERNAL
AUDITOR ENTRUSTED WITH THE AUDIT OF THE
ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2021
CMMT 01 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 03 MAR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM AGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DELIVERY HERO SE Agenda Number: 714130729
--------------------------------------------------------------------------------------------------------------------------
Security: D1T0KZ103
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: DE000A2E4K43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
3.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER MARTIN ENDERLE FOR FISCAL YEAR 2020
3.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER HILARY GOSHER FOR FISCAL YEAR 2020
3.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER PATRICK KOLEK FOR FISCAL YEAR 2020
3.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER BJOERN LJUNGBERG FOR FISCAL YEAR
2020
3.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER VERA STACHOWIAK FOR FISCAL YEAR 2020
3.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER CHRISTIAN GRAF VON HARDENBERG FOR
FISCAL YEAR 2020
3.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER JEANETTE GORGAS FOR FISCAL YEAR 2020
3.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER NILS ENGVALL FOR FISCAL YEAR 2020
3.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER GABRIELLA ARDBO FOR FISCAL YEAR 2020
3.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER GERALD TAYLOR FOR FISCAL YEAR 2020
4 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt No vote
2021
5 APPROVE REMUNERATION POLICY Mgmt No vote
6 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
7 APPROVE CREATION OF EUR 13.7 MILLION POOL Mgmt No vote
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
8 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt No vote
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 3 BILLION; APPROVE CREATION
OF EUR 14 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS; AMEND 2019
RESOLUTION
9 APPROVE CREATION OF EUR 6.9 MILLION POOL OF Mgmt No vote
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
10 APPROVE STOCK OPTION PLAN FOR KEY Mgmt No vote
EMPLOYEES; APPROVE CREATION OF EUR 5
MILLION POOL OF CONDITIONAL CAPITAL TO
GUARANTEE CONVERSION RIGHTS
11 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
12 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt No vote
REPURCHASING SHARES
CMMT 17 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 17 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF CDI COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG Agenda Number: 713856891
--------------------------------------------------------------------------------------------------------------------------
Security: D18190898
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: DE0005140008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER CHRISTIAN SEWING FOR FISCAL YEAR
2020
2.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER KARL VON ROHR FOR FISCAL YEAR 2020
2.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER FABRIZIO CAMPELLI FOR FISCAL YEAR
2020
2.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER FRANK KUHNKE FOR FISCAL YEAR 2020
2.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER BERND LEUKERT FOR FISCAL YEAR 2020
2.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER STUART LEWIS FOR FISCAL YEAR 2020
2.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER JAMES VON MOLTKE FOR FISCAL YEAR
2020
2.8 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER ALEXANDER VON ZUR MUEHLEN (FROM
AUGUST 1, 2020) FOR FISCAL YEAR 2020
2.9 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER CHRISTIANA RILEY FOR FISCAL YEAR
2020
2.10 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER STEFAN SIMON (FROM AUGUST 1, 2020)
FOR FISCAL YEAR 2020
2.11 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER WERNER STEINMUELLER (UNTIL JULY 31,
2020) FOR FISCAL YEAR 2020
3.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER PAUL ACHLEITNER FOR FISCAL YEAR 2020
3.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER DETLEF POLASCHEK FOR FISCAL YEAR
2020
3.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER LUDWIG BLOMEYER - BARTENSTEIN FOR
FISCAL YEAR 2020
3.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER FRANK BSIRSKE FOR FISCAL YEAR 2020
3.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER MAYREE CLARK FOR FISCAL YEAR 2020
3.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER JAN DUSCHECK FOR FISCAL YEAR 2020
3.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER GERHARD ESCHELBECK FOR FISCAL YEAR
2020
3.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER SIGMAR GABRIEL (FROM MARCH 11, 2020)
FOR FISCAL YEAR 2020
3.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER KATHERINE GARRETT-COX (UNTIL MAY 20,
2020) FOR FISCAL YEAR 2020
3.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER TIMO HEIDER FOR FISCAL YEAR 2020
3.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER MARTINA KLEE FISCAL YEAR 2020
3.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER HENRIETTE MARK FOR FISCAL YEAR 2020
3.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER GABRIELE PLATSCHER FOR FISCAL YEAR
2020
3.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER BERND ROSE FOR FISCAL YEAR 2020
3.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER GERD SCHUETZ FOR FISCAL YEAR 2020
3.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER STEPHAN SZUKALSKI FOR FISCAL YEAR
2020
3.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER JOHN THAIN FOR FISCAL YEAR 2020
3.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER MICHELE TROGNI FOR FISCAL YEAR 2020
3.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER DAGMAR VALCARCEL FOR FISCAL YEAR
2020
3.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER THEODOR WEIMER (FROM MAY 20, 2020)
FOR FISCAL YEAR 2020
3.21 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER NORBERT WINKELJOHANN FOR FISCAL YEAR
2020
4 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt No vote
FISCAL YEAR 2021
5 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
6 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt No vote
REPURCHASING SHARES
7 AUTHORIZE REPURCHASE OF UP TO FIVE PERCENT Mgmt No vote
OF ISSUED SHARE CAPITAL FOR TRADING
PURPOSES
8 APPROVE REMUNERATION POLICY Mgmt No vote
9 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
10 APPROVE CREATION OF EUR 512 MILLION POOL OF Mgmt No vote
CAPITAL WITHOUT PREEMPTIVE RIGHTS
11 APPROVE CREATION OF EUR 2 BILLION POOL OF Mgmt No vote
CAPITAL WITH PREEMPTIVE RIGHTS
12 APPROVE AFFILIATION AGREEMENT WITH VOEB-ZVD Mgmt No vote
PROCESSING GMBH
13 ELECT FRANK WITTER TO THE SUPERVISORY BOARD Mgmt No vote
CMMT 14 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 20 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
MODIFICATION OF THE TEXT OF RESOLUTIONS 2.1
TO 3.21. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BOERSE AG Agenda Number: 713832942
--------------------------------------------------------------------------------------------------------------------------
Security: D1882G119
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: DE0005810055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 3.00 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5.1 ELECT KARL-HEINZ FLOETHER TO THE Mgmt No vote
SUPERVISORY BOARD
5.2 ELECT ANDREAS GOTTSCHLING TO THE Mgmt No vote
SUPERVISORY BOARD
5.3 ELECT MARTIN JETTER TO THE SUPERVISORY Mgmt No vote
BOARD
5.4 ELECT BARBARA LAMBERT TO THE SUPERVISORY Mgmt No vote
BOARD
5.5 ELECT MICHAEL RUEDIGER TO THE SUPERVISORY Mgmt No vote
BOARD
5.6 ELECT CHARLES STONEHILL TO THE SUPERVISORY Mgmt No vote
BOARD
5.7 ELECT CLARA-CHRISTINA STREIT TO THE Mgmt No vote
SUPERVISORY BOARD
5.8 ELECT CHONG LEE TAN TO THE SUPERVISORY Mgmt No vote
BOARD
6 APPROVE CREATION OF EUR 19 MILLION POOL OF Mgmt No vote
CAPITAL WITH PREEMPTIVE RIGHTS
7 APPROVE REMUNERATION POLICY Mgmt No vote
8 AMEND ARTICLES RE: AGM LOCATION Mgmt No vote
9 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL YEAR 2021
CMMT 09 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 09 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE LUFTHANSA AG Agenda Number: 713756952
--------------------------------------------------------------------------------------------------------------------------
Security: D1908N106
Meeting Type: AGM
Meeting Date: 04-May-2021
Ticker:
ISIN: DE0008232125
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4.1 ELECT ANGELA TITZRATH TO THE SUPERVISORY Mgmt No vote
BOARD
4.2 ELECT MICHAEL KERKLOH TO THE SUPERVISORY Mgmt No vote
BOARD
4.3 ELECT BRITTA SEEGER TO THE SUPERVISORY Mgmt No vote
BOARD
5 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
6 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt No vote
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 1.5 BILLION; APPROVE CREATION
OF EUR 153 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
7 APPROVE CREATION OF EUR 5.5 BILLION POOL OF Mgmt No vote
CAPITAL WITH PREEMPTIVE RIGHTS
8 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt No vote
FISCAL YEAR 2021
CMMT 08 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 08 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE POST AG Agenda Number: 712954317
--------------------------------------------------------------------------------------------------------------------------
Security: D19225107
Meeting Type: AGM
Meeting Date: 27-Aug-2020
Ticker:
ISIN: DE0005552004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.15 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL 2019
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL 2020
6.1 ELECT JOERG KUKIES TO THE SUPERVISORY BOARD Mgmt No vote
6.2 ELECT LAWRENCE ROSEN TO THE SUPERVISORY Mgmt No vote
BOARD
7 APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES Mgmt No vote
APPROVE CREATION OF EUR 12 MILLION POOL OF
CONDITIONAL CAPITAL TO GUARANTEE CONVERSION
RIGHTS
8 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt No vote
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 1.5 BILLION APPROVE CREATION
OF EUR 40 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
9.1 AMEND ARTICLES RE: ONLINE PARTICIPATION Mgmt No vote
9.2 AMEND ARTICLES RE: INTERIM DIVIDEND Mgmt No vote
CMMT 04 AUGUST 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 7. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE POST AG Agenda Number: 713717823
--------------------------------------------------------------------------------------------------------------------------
Security: D19225107
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: DE0005552004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.35 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL YEAR 2021
6.1 ELECT INGRID DELTENRE TO THE SUPERVISORY Mgmt No vote
BOARD
6.2 ELECT KATJA WINDT TO THE SUPERVISORY BOARD Mgmt No vote
6.3 ELECT NIKOLAUS VON BOMHARD TO THE Mgmt No vote
SUPERVISORY BOARD
7 APPROVE CREATION OF EUR 130 MILLION POOL OF Mgmt No vote
CAPITAL WITHOUT PREEMPTIVE RIGHTS
8 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
9 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt No vote
REPURCHASING SHARES
10 APPROVE REMUNERATION POLICY Mgmt No vote
11 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG Agenda Number: 713657762
--------------------------------------------------------------------------------------------------------------------------
Security: D2035M136
Meeting Type: AGM
Meeting Date: 01-Apr-2021
Ticker:
ISIN: DE0005557508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.60 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5.1 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL YEAR 2021
5.2 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR THE 2021 INTERIM FINANCIAL
STATEMENTS
5.3 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR THE FIRST QUARTER OF FISCAL
YEAR 2021
5.4 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR THE THIRD QUARTER OF FISCAL
YEAR 2021 AND FIRST QUARTER OF FISCAL YEAR
2022
6 ELECT HELGA JUNG TO THE SUPERVISORY BOARD Mgmt No vote
7 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
8 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt No vote
REPURCHASING SHARES
9 APPROVE REMUNERATION POLICY Mgmt No vote
10 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSAL
SUBMITTED BY DEUTSCHE SCHUTZVEREINIGUNG
FUER WERTPAPIERBESITZ E.V. (DSW): AMEND
ARTICLES RE: SHAREHOLDERS' RIGHT TO
PARTICIPATION DURING THE VIRTUAL MEETING
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 522716 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 11. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 16 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 16 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE WOHNEN SE Agenda Number: 713987305
--------------------------------------------------------------------------------------------------------------------------
Security: D2046U176
Meeting Type: AGM
Meeting Date: 01-Jun-2021
Ticker:
ISIN: DE000A0HN5C6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.03 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER MICHAEL ZAHN FOR FISCAL YEAR 2020
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER PHILIP GROSSE FOR FISCAL YEAR 2020
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER HENRIK THOMSEN FOR FISCAL YEAR 2020
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER LARS URBANSKY FOR FISCAL YEAR 2020
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER MATTHIAS HUENLEIN FOR FISCAL YEAR
2020
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER JUERGEN FENK (FROM JUNE 5, 2020) FOR
FISCAL YEAR 2020
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER ARWED FISCHER FOR FISCAL YEAR 2020
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER KERSTIN GUENTHER (FROM JUNE 5, 2020)
FOR FISCAL YEAR 2020
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER TINA KLEINGARN FOR FISCAL YEAR 2020
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER ANDREAS KRETSCHMER (UNTIL JUNE 5,
2020) FOR FISCAL YEAR 2020
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER FLORIAN STETTER FOR FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt No vote
2021
6 ELECT FLORIAN STETTER TO THE SUPERVISORY Mgmt No vote
BOARD
7 APPROVE REMUNERATION POLICY Mgmt No vote
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
9 AMEND ARTICLES RE: PARTICIPATION OF Mgmt No vote
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND VIDEO
TRANSMISSION
10 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
11 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt No vote
REPURCHASING SHARES
--------------------------------------------------------------------------------------------------------------------------
DIASORIN S.P.A. Agenda Number: 713716100
--------------------------------------------------------------------------------------------------------------------------
Security: T3475Y104
Meeting Type: MIX
Meeting Date: 22-Apr-2021
Ticker:
ISIN: IT0003492391
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1.1 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt No vote
DECEMBER 2020, UPON EXAMINATION OF THE
MANAGEMENT REPORT FOR THE CLOSED FINANCIAL
YEAR 2020; TO PRESENT THE CONSOLIDATED
BALANCE SHEET AS OF 31 DECEMBER 2020;
RESOLUTIONS RELATED THERETO
O.1.2 PROFIT ALLOCATION PROPOSAL; RESOLUTIONS Mgmt No vote
RELATED THERETO
O.2.1 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt No vote
TO APPROVE THE REWARDING POLICY AS PER ART.
123-TER, ITEM 3-TER, OF THE LEGISLATIVE
DECREE NO. 58/1998
O.2.2 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt No vote
RESOLUTION ON THE 'SECOND SECTION' OF THE
REPORT, AS PER ART. 123-TER, ITEM 6, OF THE
LEGISLATIVE DECREE NO. 58/1998
O.3 TO IMPLEMENT A STOCK OPTION PLAN AS PER Mgmt No vote
ART. 114-BIS OF THE DECREE LEGISLATIVE 24
FEBRUARY 1998. RESOLUTIONS RELATED THERETO
O.4 TO AUTHORISE THE PURCHASE AND DISPOSAL OF Mgmt No vote
OWN SHARES, AS PER THE COMBINED PROVISIONS
OF ARTICLES 2357 AND 2357-TER OF THE
ITALIAN CIVIL CODE, AS WELL AS ART.132 OF
THE LEGISLATIVE DECREE 24 FEBRUARY 1998 NO.
58 AND RELATED IMPLEMENTING PROVISIONS.
RESOLUTIONS RELATED THERETO
E.1 TO AMEND ARTICLE 3 (OBJECT), 8 (MEETING), Mgmt No vote
9-BIS (INCREASED VOTING RIGHT), 11 (BOARD
OF DIRECTORS), 18 (INTERNAL AUDITORS) OF
THE BYLAWS. RESOLUTIONS RELATED THERETO
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 23 APRIL 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
CMMT 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 25 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 25 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DWS GROUP GMBH & CO. KGAA Agenda Number: 713081545
--------------------------------------------------------------------------------------------------------------------------
Security: D23390103
Meeting Type: AGM
Meeting Date: 18-Nov-2020
Ticker:
ISIN: DE000DWS1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RESOLUTION TO ADOPT THE ANNUAL FINANCIAL Mgmt No vote
STATEMENTS OF DWS GROUP GMBH & CO. KGAA FOR
FISCAL YEAR 2019
2 APPROPRIATION OF DISTRIBUTABLE PROFIT FOR Mgmt No vote
THE 2019 FISCAL YEAR: EUR 1.67 PER SHARE
3 RATIFICATION OF THE ACTS OF MANAGEMENT OF Mgmt No vote
THE GENERAL PARTNER FOR FISCAL YEAR 2019
4 RATIFICATION OF THE ACTS OF MANAGEMENT OF Mgmt No vote
THE MEMBERS OF THE SUPERVISORY BOARD FOR
FISCAL YEAR 2019
5.A ELECTION OF THE STATUTORY AUDITOR: KPMG AG, Mgmt No vote
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN,
FOR THE FISCAL YEAR 2020
5.B ELECTION OF THE GROUP AUDITOR, INTERIM Mgmt No vote
ACCOUNTS: KPMG AG,
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN, AS
AUDITOR FOR INTERIM FINANCIAL STATEMENTS
UNTIL THE ANNUAL GENERAL MEETING 2021
6.A ELECTION TO THE SUPERVISORY BOARD: BERND Mgmt No vote
LEUKERT
6.B ELECTION TO THE SUPERVISORY BOARD: MINORU Mgmt No vote
KIMURA
7 RESOLUTION ON AMENDMENT OF THE DOMINATION Mgmt No vote
AND PROFIT POOLING AGREEMENT BETWEEN DWS
GROUP GMBH & CO. KGAA AND A SUBSIDIARY
--------------------------------------------------------------------------------------------------------------------------
DWS GROUP GMBH & CO. KGAA Agenda Number: 714035400
--------------------------------------------------------------------------------------------------------------------------
Security: D23390103
Meeting Type: AGM
Meeting Date: 09-Jun-2021
Ticker:
ISIN: DE000DWS1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.81 PER SHARE
3 APPROVE DISCHARGE OF PERSONALLY LIABLE Mgmt No vote
PARTNER FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt No vote
2021
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
8 AMEND CORPORATE PURPOSE Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
E.ON SE Agenda Number: 713834174
--------------------------------------------------------------------------------------------------------------------------
Security: D24914133
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: DE000ENAG999
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.47 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5.1 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt No vote
2021
5.2 RATIFY KPMG AG AS AUDITORS FOR HALF-YEAR Mgmt No vote
AND QUARTERLY REPORTS 2021
5.3 RATIFY KPMG AG AS AUDITORS FOR THE FIRST Mgmt No vote
QUARTER OF FISCAL YEAR 2022
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
8.1 ELECT ERICH CLEMENTI TO THE SUPERVISORY Mgmt No vote
BOARD
8.2 ELECT ANDREAS SCHMITZ TO THE SUPERVISORY Mgmt No vote
BOARD
8.3 ELECT EWALD WOSTE TO THE SUPERVISORY BOARD Mgmt No vote
9.1 APPROVE AFFILIATION AGREEMENTS WITH E.ON Mgmt No vote
45. VERWALTUNGS GMBH
9.2 APPROVE AFFILIATION AGREEMENT WITH E.ON 46. Mgmt No vote
VERWALTUNGS GMBH
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT 09 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 09 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EDENRED SA Agenda Number: 713815390
--------------------------------------------------------------------------------------------------------------------------
Security: F3192L109
Meeting Type: MIX
Meeting Date: 11-May-2021
Ticker:
ISIN: FR0010908533
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED ON DECEMBER 31ST
2020, AS PRESENTED, SHOWING NET EARNINGS
AMOUNTING TO EUR 204,928,787.73. THE
SHAREHOLDERS' MEETING APPROVES THE
NON-DEDUCTIBLE EXPENSES AND CHARGES
AMOUNTING TO EUR 277,202.00 AND THEIR
CORRESPONDING TAX OF EUR 69,300.00
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE
MEETING, WHICH SHOW CONSOLIDATED NET PROFIT
OF EUR 237,913,000.00
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES THAT THE INCOME FOR THE FISCAL
YEAR WILL BE APPROPRIATED AS FOLLOWS:
ORIGIN EARNINGS: EUR 204,928,787.73 TO THE
LEGAL RESERVE: EUR 675,698.80 BALANCE: EUR
204,253,088.93 RETAINED EARNINGS: EUR
225,034,514.93 DISTRIBUTABLE INCOME: EUR
429,287,603.86 ALLOCATION DIVIDENDS (BASED
ON 245,905,514 SHARES WITH DIVIDEND RIGHT
AS OF DECEMBER 31ST 2020): EUR
184,429,135.50 RETAINED EARNINGS: EUR
244,858,468.36 THE SHAREHOLDERS WILL BE
GRANTED A DIVIDEND OF EUR 0.75 PER SHARE,
ELIGIBLE TO THE 40 PER CENT DEDUCTION
PROVIDED BY THE FRENCH GENERAL TAX CODE.
THE DIVIDEND WILL BE PAID AS FROM JUNE 9TH,
2021.THE AMOUNT CORRESPONDING TO THE
TREASURY SHARES WILL BE ALLOCATED TO THE
RETAINED EARNINGS ACCOUNT. AS REQUIRED BY
LAW, IT IS REMINDED THAT, FOR THE LAST
THREE FINANCIAL YEARS, THE DIVIDENDS PAID,
WERE AS FOLLOWS: EUR 0.70 PER SHARE FOR
FISCAL YEAR 2019 EUR 0.86 PER SHARE FOR
FISCAL YEAR 2018EUR 0.85 PER SHARE FOR
FISCAL YEAR 2017
4 THE DIVIDEND PAYMENT WILL BE FULLY CARRIED Mgmt No vote
OUT EITHER IN CASH OR IN SHARES AS PER THE
FOLLOWING CONDITIONS: THE OPTION WILL BE
EFFECTIVE FROM MAY 18TH 2021, TO JUNE 2ND
2021 (INCLUSIVE), THE SHAREHOLDERS WHO HAVE
NOT OPTED FOR A DIVIDEND PAYMENT IN SHARES
AT THE END OF THIS PERIOD, WILL BE PAID IN
CASH IF THE AMOUNT OF THE DIVIDENDS FOR
WHICH THE OPTION IS EXERCISED DOES NOT
CORRESPOND TO A WHOLE NUMBER OF SECURITIES,
THE SHAREHOLDER WILL RECEIVE THE NUMBER OF
SHARES IMMEDIATELY LOWER PLUS AN AMOUNT IN
CASH. DELIVERY OF THE NEW SHARES WILL TAKE
PLACE AS FROM JUNE 9TH 2020 THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
5 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MS SYLVIA COUTINHO AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MS FRANCOISE GRI AS DIRECTOR
FOR A 4-YEAR PERIOD, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE 2024 FISCAL
YEAR
7 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt No vote
DIRECTOR, MS ANGELES GARCIA-PROVEDA FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
8 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt No vote
DIRECTOR, MS MONICA MONDARDINI FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
9 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt No vote
DIRECTOR, MR PHILIPPE VALLEE FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY OF THE CEO
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY OF THE MEMBERS OF THE
BOARD OF DIRECTORS (EXCLUDING THE CEO)
12 THE SHAREHOLDERS' MEETING RESOLVES TO AWARD Mgmt No vote
TOTAL ANNUAL FEES OF EUR 800,000.00 TO THE
DIRECTORS AS FROM JANUARY 1ST 2021, UNTIL
FURTHER NOTICE
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
INFORMATION REGARDING THE COMPENSATION OF
THE CORPORATE OFFICERS AS MENTIONED IN
ARTICLE L.22-10-9 I OF THE COMMERCIAL CODE
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID AND AWARDED TO MR
BERTRAND DUMAZY, AS CEO
15 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE,
APPROVES SAID REPORT AND ACKNOWLEDGES THAT
THERE ARE NO NEW AGREEMENTS TO BE SUBMITTED
TO THE APPROVAL OF THIS MEETING
16 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO TRADE THE COMPANY'S
SHARES, SUBJECT TO THE CONDITIONS DESCRIBED
BELOW: MAXIMUM PURCHASE PRICE: EUR 70.00,
MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10
PERCENT OF THE SHARES COMPOSING THE SHARE
CAPITAL (I.E. 24,658,335 SHARES AS OF
DECEMBER 31ST 2020), MAXIMUM FUNDS INVESTED
IN THE SHARE BUYBACKS: EUR
1,726,083,450.00. THE NUMBER OF SHARES
ACQUIRED BY THE COMPANY WITH A VIEW TO
RETAINING OR DELIVERING IN CASH OR IN AN
EXCHANGE AS PART OF A MERGER, DIVESTMENT OR
CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER
CENT OF ITS CAPITAL. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF MAY 7TH 2020 IN
RESOLUTION NR 14. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
17 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO GRANT, FOR FREE
EXISTING OR FUTURE ORDINARY SHARES, IN
FAVOR OF THE EMPLOYEES OR THE CORPORATE
OFFICERS OF THE COMPANY AND RELATED
COMPANIES, WITHOUT THE PREFERENTIAL
SUBSCRIPTION RIGHTS. THEY MAY NOT REPRESENT
MORE THAN 1.5 PER CENT OF THE SHARE
CAPITAL. THIS AMOUNT SHALL COUNT AGAINST
THE LIMITS SET FORTH IN THE 16TH AND 17TH
RESOLUTIONS OF MAY 7TH 2020 OR ANY OTHER
RESOLUTIONS ESTABLISHED DURING THE VALIDITY
OF THE PRESENT RESOLUTION. THE TOTAL NUMBER
OF SHARES ISSUED, FREELY ALLOCATED TO
CORPORATE OFFICERS OF THE COMPANY MAY NOT
EXCEED, 0.1 PER CENT OF THE SHARE CAPITAL
AND SHALL COUNT AGAINST THE GLOBAL LIMIT
AFOREMENTIONED.THE PRESENT DELEGATION IS
GIVEN FOR A 26-MONTH PERIOD AND SUPERSEDES
THE FRACTION UNUSED OF THE AUTHORIZATION OF
THE SHAREHOLDERS' MEETING OF MAY 7TH 202
RESOLUTION NR 23. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
18 SUBJECT TO THE APPLICATION OF ARTICLES L. Mgmt No vote
228-65 AND L. 228-72 OF THE FRENCH
COMMERCIAL CODE, THE SHAREHOLDERS' MEETING
APPROVES THE TRANSFORMATION OF THE SOCIAL
FORM OF THE COMPANY INTO A EUROPEAN COMPANY
(SOCIETAS EUROPAEA) WITH A BOARD OF
DIRECTORS AND APPROVES THE TERMS OF THE
TRANSFORMATION PROJECT THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
19 SUBJECT TO THE ADOPTION OF RESOLUTION 18, Mgmt No vote
THE SHAREHOLDERS' MEETING DECIDES TO AMEND
THE FOLLOWING ARTICLES NUMBER 1: 'FORM' OF
THE BYLAWS NUMBER 2: 'CORPORATE NAME' OF
THE BYLAWS NUMBER 4: 'REGISTERED OFFICE' OF
THE BYLAWS NUMBER 12: 'COMPANY MANAGEMENT'
OF THE BYLAWS NUMBER 13: 'POWERS AND DUTIES
OF THE BOARD OF DIRECTORS' OF THE BYLAWS
NUMBER 15: 'DECISION OF THE BOARD OF
DIRECTORS' OF THE BYLAWS NUMBER 25: '
REGULATED AGREEMENTS' OF THE BYLAWS
20 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
CMMT 23 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104232101133-49 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT AND DUE TO RECEIPT OF UPDATED
BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
EDP RENOVAVEIS, SA Agenda Number: 713565781
--------------------------------------------------------------------------------------------------------------------------
Security: E3847K101
Meeting Type: EGM
Meeting Date: 22-Feb-2021
Ticker:
ISIN: ES0127797019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 01 MAR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1A BOARD OF DIRECTORS: RATIFICATION OF Mgmt No vote
APPOINTMENTS OF DIRECTORS BY CO-OPTATION.
RATIFICATION OF THE APPOINTMENT BY
CO-OPTION AS EXECUTIVE DIRECTOR OF MR.
MIGUEL STILWELL DE ANDRADE
1B BOARD OF DIRECTORS: RATIFICATION OF Mgmt No vote
APPOINTMENTS OF DIRECTORS BY CO-OPTATION.
RATIFICATION OF THE APPOINTMENT BY
CO-OPTION AS DOMINICAL DIRECTOR MRS. ANA
PAULA GARRIDO PINA MARQUES
1C BOARD OF DIRECTORS: RATIFICATION OF Mgmt No vote
APPOINTMENTS OF DIRECTORS BY CO-OPTATION.
RATIFICATION OF THE APPOINTMENT BY
CO-OPTION AS INDEPENDENT DIRECTOR OF MRS.
JOAN AVALYN DEMPSEY
2A BOARD OF DIRECTORS: DISMISSAL (SEPARACION) Mgmt No vote
OF DIRECTORS. DISMISS (SEPARAR) MR. ANTONIO
LUIS GUERRA NUNES MEXIA OF HIS POSITION AS
DOMINICAL DIRECTOR
2B BOARD OF DIRECTORS: DISMISSAL (SEPARACION) Mgmt No vote
OF DIRECTORS. DISMISS (SEPARAR) MR. JOAO
MANUEL MANSO NETO OF HIS POSITION AS
EXECUTIVE DIRECTOR
3 ADJUSTMENT OF THE NUMBER OF MEMBERS OF THE Mgmt No vote
BOARD IN TWELVE (12)
4 AMENDMENT OF ARTICLES 12 (NOTICE OF GENERAL Mgmt No vote
MEETINGS) AND 16 (CHAIRMAN OF THE GENERAL
MEETINGS) OF ARTICLES OF ASSOCIATION
5 DELEGATION OF POWERS TO THE FORMALIZATION Mgmt No vote
AND IMPLEMENTATION OF ALL RESOLUTIONS
ADOPTED AT THE EXTRAORDINARY GENERAL
SHAREHOLDERS' MEETING, FOR THE EXECUTION OF
ANY RELEVANT PUBLIC DEED AND FOR ITS
INTERPRETATION, CORRECTION, ADDITION OR
DEVELOPMENT IN ORDER TO OBTAIN THE
APPROPRIATE REGISTRATIONS
CMMT 25 JAN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 25 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EDP RENOVAVEIS, SA Agenda Number: 713684517
--------------------------------------------------------------------------------------------------------------------------
Security: E3847K101
Meeting Type: OGM
Meeting Date: 12-Apr-2021
Ticker:
ISIN: ES0127797019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 13 APRIL 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt No vote
THE INDIVIDUAL ANNUAL ACCOUNTS OF EDP
RENOVAVEIS, S.A., AS WELL AS THOSE
CONSOLIDATED WITH ITS SUBSIDIARIES, FOR THE
FISCAL YEAR ENDED ON DECEMBER 31ST, 2020
2 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt No vote
THE PROPOSED APPLICATION OF RESULTS FOR THE
FISCAL YEAR ENDED ON DECEMBER 31ST, 2020,
AS WELL AS THE DISTRIBUTION OF DIVIDENDS
3 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt No vote
THE INDIVIDUAL MANAGEMENT REPORT OF EDP
RENOVAVEIS, S.A., THE CONSOLIDATED
MANAGEMENT REPORT WITH ITS SUBSIDIARIES,
AND ITS CORPORATE GOVERNANCE REPORT, FOR
THE FISCAL YEAR ENDED ON DECEMBER 31ST ,
2020
4 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt No vote
THE NON - FINANCIAL STATEMENT OF THE
CONSOLIDATED GROUP OF EDP RENOVAVEIS, S.A.,
FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST,
2020
5 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt No vote
THE MANAGEMENT AND PERFORMANCE BY THE BOARD
OF DIRECTORS AND ITS EXECUTIVE COMMITTEE
DURING THE FISCAL YEAR ENDED ON DECEMBER
31ST, 2020
6A BOARD OF DIRECTORS: RE-ELECTION AND Mgmt No vote
APPOINTMENT OF DIRECTOR: RE-ELECT MR.
MIGUEL STILWELL DE ANDRADE AS EXECUTIVE
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
6B BOARD OF DIRECTORS: RE-ELECTION AND Mgmt No vote
APPOINTMENT OF DIRECTOR: RE-ELECT MR. RUI
MANUEL RODRIGUES LOPES TEIXEIRA AS
EXECUTIVE DIRECTOR FOR THE TERM OF THREE
(3) YEARS AS SET IN THE ARTICLES OF
ASSOCIATION
6C BOARD OF DIRECTORS: RE-ELECTION AND Mgmt No vote
APPOINTMENT OF DIRECTOR: RE-ELECT MRS. VERA
DE MORAIS PINTO PEREIRA CARNEIRO AS
DOMINICAL DIRECTOR FOR THE TERM OF THREE
(3) YEARS AS SET IN THE ARTICLES OF
ASSOCIATION
6D BOARD OF DIRECTORS: RE-ELECTION AND Mgmt No vote
APPOINTMENT OF DIRECTOR: RE-ELECT MRS. ANA
PAULA GARRIDO DE PINA MARQUES AS DOMINICAL
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
6E BOARD OF DIRECTORS: RE-ELECTION AND Mgmt No vote
APPOINTMENT OF DIRECTOR: RE-ELECT MR.
MANUEL MENENDEZ MENENDEZ AS EXTERNAL
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
6F BOARD OF DIRECTORS: RE-ELECTION AND Mgmt No vote
APPOINTMENT OF DIRECTOR: RE-ELECT MR.
ACACIO LIBERADO MOTA PILOTO AS INDEPENDENT
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
6G BOARD OF DIRECTORS: RE-ELECTION AND Mgmt No vote
APPOINTMENT OF DIRECTOR: RE-ELECT MR. D.
ALLAN J. KATZ AS INDEPENDENT DIRECTOR FOR
THE TERM OF THREE (3) YEARS AS SET IN THE
ARTICLES OF ASSOCIATION
6H BOARD OF DIRECTORS: RE-ELECTION AND Mgmt No vote
APPOINTMENT OF DIRECTOR: RE-ELECT MRS. JOAN
AVALYN DEMPSEY AS INDEPENDENT DIRECTOR FOR
THE TERM OF THREE (3) YEARS AS SET IN THE
ARTICLES OF ASSOCIATION
6I BOARD OF DIRECTORS: RE-ELECTION AND Mgmt No vote
APPOINTMENT OF DIRECTOR: APPOINT MR. D.
ANTONIO SARMENTO GOMES MOTA AS INDEPENDENT
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
6J BOARD OF DIRECTORS: RE-ELECTION AND Mgmt No vote
APPOINTMENT OF DIRECTOR: APPOINT MR. MIGUEL
NUNO SIMOES NUNES FERREIRA SETAS AS
DOMINICAL DIRECTOR FOR THE TERM OF THREE
(3) YEARS AS SET IN THE ARTICLES OF
ASSOCIATION
6K BOARD OF DIRECTORS: RE-ELECTION AND Mgmt No vote
APPOINTMENT OF DIRECTOR: APPOINT MRS. ROSA
MARIA GARCIA GARCIA AS INDEPENDENT DIRECTOR
FOR THE TERM OF THREE (3) YEARS AS SET IN
THE ARTICLES OF ASSOCIATION
6L BOARD OF DIRECTORS: RE-ELECTION AND Mgmt No vote
APPOINTMENT OF DIRECTOR: APPOINT MR. JOSE
MANUEL FELIX MORGADO AS INDEPENDENT
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
7 APPROVAL OF THE REMUNERATION POLICY OF THE Mgmt No vote
MANAGEMENT OF EDP RENOVAVEIS, S.A
8 REELECTION, AS EXTERNAL AUDITOR OF EDP Mgmt No vote
RENOVAVEIS S.A., OF PRICEWATERHOUSECOOPERS
AUDITORES, S.L., REGISTERED AT THE OFFICIAL
REGISTER OF AUDITORS UNDER NUMBER S0242 AND
WITH TAX IDENTIFICATION NUMBER B79031290,
FOR THE YEARS 2021, 2022 AND 2023
9 SHARE CAPITAL INCREASE BY MEANS OF CASH Mgmt No vote
CONTRIBUTIONS AND EXCLUSION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT FOR AN
AMOUNT OF 441,250,000(EUR) BY ISSUING AND
LISTING 88,250,000 NEW ORDINARY SHARES OF
5(EUR) OF NOMINAL VALUE PER SHARE AND A
SHARE PREMIUM OF 12(EUR) PER SHARE.
PREVISION OF INCOMPLETE SUBSCRIPTION.
DELEGATION OF AUTHORITIES FOR THE EXECUTION
OF THE SHARE CAPITAL INCREASE, THE
AMENDMENT OF THE COMPANY'S BY-LAWS AND THE
APPLICATION FOR THE LISTING OF THE NEW
SHARES ON EURONEXT LISBON
10 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt No vote
A COMPLEMENTARY DISTRIBUTION IN FAVOUR OF
THE SHAREHOLDERS WITH A CHARGE TO
UNRESTRICTED RESERVES
11 DELEGATION OF POWERS TO THE FORMALIZATION Mgmt No vote
AND IMPLEMENTATION OF ALL RESOLUTIONS
ADOPTED AT THE GENERAL SHAREHOLDERS'
MEETING, FOR THE EXECUTION OF ANY RELEVANT
PUBLIC DEED AND FOR ITS INTERPRETATION,
CORRECTION, ADDITION OR DEVELOPMENT IN
ORDER TO OBTAIN THE APPROPRIATE
REGISTRATIONS
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 25 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
07 APR 2021 TO 01 APR 2021. IF YOU HAVE
ALREADY SENT IN YOUR VOTES TO MID 528329,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL SA Agenda Number: 713459445
--------------------------------------------------------------------------------------------------------------------------
Security: X67925119
Meeting Type: EGM
Meeting Date: 19-Jan-2021
Ticker:
ISIN: PTEDP0AM0009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED BY THE
COMPANY HOLDING THIS MEETING. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RESOLVE ON THE TRANSITIONAL EXTENSION OF Mgmt No vote
THE CURRENT REMUNERATION POLICY OF THE
EXECUTIVE BOARD OF DIRECTORS TO BE APPLIED
TO THE MEMBERS OF THIS BOARD TO BE ELECTED
FOR THE 2021-2023 TERM OF OFFICE, TO BE IN
EFFECT UNTIL THE 2021 ANNUAL GENERAL
SHAREHOLDERS' MEETING IS HELD
2 RESOLVE ON THE ELECTION OF THE MEMBERS OF Mgmt No vote
THE EXECUTIVE BOARD OF DIRECTORS FOR THE
2021-2023 TRIENNIUM MANDATE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 23 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
12 JAN 2021 TO 11 JAN 2021. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL SA Agenda Number: 713725274
--------------------------------------------------------------------------------------------------------------------------
Security: X67925119
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: PTEDP0AM0009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED BY THE
COMPANY HOLDING THIS MEETING. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 507950 DUE TO SPLITTING OF
RESOLUTIONS 3 AND 11. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1 APPROVE INDIVIDUAL AND CONSOLIDATED Mgmt No vote
FINANCIAL STATEMENTS AND STATUTORY REPORTS
2 APPROVE ALLOCATION OF INCOME Mgmt No vote
3.1 APPRAISE MANAGEMENT OF COMPANY AND APPROVE Mgmt No vote
VOTE OF CONFIDENCE TO MANAGEMENT BOARD
3.2 APPRAISE SUPERVISION OF COMPANY AND APPROVE Mgmt No vote
VOTE OF CONFIDENCE TO SUPERVISORY BOARD
3.3 APPRAISE WORK PERFORMED BY STATUTORY Mgmt No vote
AUDITOR AND APPROVE VOTE OF CONFIDENCE TO
STATUTORY AUDITOR
4 AUTHORIZE REPURCHASE AND REISSUANCE OF Mgmt No vote
SHARES
5 AUTHORIZE REPURCHASE AND REISSUANCE OF Mgmt No vote
REPURCHASED DEBT INSTRUMENTS
6 AUTHORIZE INCREASE IN CAPITAL UP TO 10 Mgmt No vote
PERCENT VIA ISSUANCE OF EQUITY OR
EQUITY-LINKED SECURITIES WITH PREEMPTIVE
RIGHTS
7 AMEND ARTICLES: RESOLVE ON THE PARTIAL Mgmt No vote
AMENDMENT OF THE ARTICLES OF ASSOCIATION OF
EDP BY THE ADDITION OF A NUMBER 4 AND A
NUMBER 5 TO ARTICLE 4 AND THE MODIFICATION
OF PARAGRAPH D) OF NUMBER 2 OF ARTICLE 11,
OF NUMBER 2 OF ARTICLE 27 AND OF NUMBER 3
OF ARTICLE 23
8 ELIMINATE PREEMPTIVE RIGHTS Mgmt No vote
9 APPROVE STATEMENT ON REMUNERATION POLICY Mgmt No vote
APPLICABLE TO EXECUTIVE BOARD
10 APPROVE STATEMENT ON REMUNERATION POLICY Mgmt No vote
APPLICABLE TO OTHER CORPORATE BODIES
11.1 ELECT CORPORATE BODIES FOR 2021-2023 TERM Mgmt No vote
11.2 APPOINT PRICEWATERHOUSECOOPERS ASSOCIADOS - Mgmt No vote
SOCIEDADE DE REVISORES DE CONTAS, LDA. AS
AUDITOR AND AURELIO ADRIANO RANGEL AMADO AS
ALTERNATE FOR 2021-2023 TERM
11.3 ELECT GENERAL MEETING BOARD FOR 2021-2023 Mgmt No vote
TERM
11.4 ELECT REMUNERATION COMMITTEE FOR 2021-2023 Mgmt No vote
TERM
11.5 APPROVE REMUNERATION OF REMUNERATION Mgmt No vote
COMMITTEE MEMBERS
11.6 ELECT ENVIRONMENT AND SUSTAINABILITY BOARD Mgmt No vote
FOR 2021-2023 TERM
--------------------------------------------------------------------------------------------------------------------------
EIFFAGE SA Agenda Number: 713683010
--------------------------------------------------------------------------------------------------------------------------
Security: F2924U106
Meeting Type: MIX
Meeting Date: 21-Apr-2021
Ticker:
ISIN: FR0000130452
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT 15 MAR 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 06 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104022100755-40 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK AND CHANGE IN NUMBERING
OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND
4 RENEWAL OF THE TERM OF OFFICE OF MRS. MARIE Mgmt No vote
LEMARIE, AS DIRECTOR
5 RENEWAL OF THE TERM OF OFFICE OF MRS. CAROL Mgmt No vote
XUEREF, AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
DOMINIQUE MARCEL, AS DIRECTOR
7 RATIFICATION OF THE PROVISIONAL APPOINTMENT Mgmt No vote
AND RENEWAL OF MR. PHILIPPE VIDAL AS
DIRECTOR, IN REPLACEMENT OF MR. BRUNO
FLICHY, FOLLOWING HIS RESIGNATION
8 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS
9 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
10 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt No vote
SECTION I OF ARTICLE L.22-10-9 OF THE
FRENCH COMMERCIAL CODE
11 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND PAID
DURING THE PAST FINANCIAL YEAR OR GRANTED
IN RESPECT OF THE SAME FINANCIAL YEAR TO
MR. BENOIT DE RUFFRAY, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER, PURSUANT TO THE
REMUNERATION POLICY APPROVED BY THE EIFFAGE
GENERAL MEETING ON 22 APRIL 2020
12 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER FOR THE COMPANY TO
REPURCHASE ITS OWN SHARES PURSUANT TO THE
PROVISIONS OF ARTICLE L.22-10-62 OF THE
FRENCH COMMERCIAL CODE
13 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO CANCEL THE SHARES BOUGHT BACK
BY THE COMPANY UNDER THE PROVISIONS OF
ARTICLE L.22-10-62 OF THE FRENCH COMMERCIAL
CODE
14 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY CAPITALISATION OF RESERVES,
PROFITS AND/OR PREMIUMS
15 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES GRANTING, WHERE APPLICABLE, ACCESS
TO COMMON SHARES OR TO THE ALLOCATION OF
DEBT SECURITIES AND/OR TO TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL,
WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
16 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES GRANTING, WHERE APPLICABLE, ACCESS
TO COMMON SHARES OR TO THE ALLOCATION OF
DEBT SECURITIES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT BY WAY OF A PUBLIC
OFFERING (EXCLUDING THE OFFERS REFERRED TO
IN SECTION 1 OF ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE) AND/OR
AS CONSIDERATION FOR SECURITIES AS PART OF
A PUBLIC EXCHANGE OFFER
17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES GRANTING, WHERE APPLICABLE, ACCESS
TO COMMON SHARES OR TO THE ALLOCATION OF
DEBT SECURITIES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT BY AN OFFER REFERRED TO
IN SECTION 1 OF ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE
18 AUTHORISATION TO INCREASE THE AMOUNT OF Mgmt No vote
ISSUES
19 DELEGATION TO THE BOARD OF DIRECTORS TO Mgmt No vote
INCREASE THE CAPITAL BY ISSUING COMMON
SHARES AND/OR TRANSFERABLE SECURITIES
GIVING ACCESS TO THE CAPITAL WITHIN THE
LIMIT OF 10% OF THE CAPITAL IN ORDER TO
REMUNERATE CONTRIBUTIONS IN KIND OF
SECURITIES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL
20 OVERALL LIMITATION OF THE CEILINGS OF THE Mgmt No vote
DELEGATIONS PROVIDED FOR IN THE 16TH, 17TH
AND 19TH RESOLUTIONS OF THIS MEETING
21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY ISSUING COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF
THE MEMBERS OF A COMPANY SAVINGS PLAN
PURSUANT TO ARTICLES L.3332-18 AND
FOLLOWING OF THE FRENCH LABOUR CODE
22 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO ALLOCATE FREE EXISTING SHARES
TO EMPLOYEES AND/OR CERTAIN CORPORATE
OFFICERS
23 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
ELECTRICITE DE FRANCE SA Agenda Number: 713893104
--------------------------------------------------------------------------------------------------------------------------
Security: F2940H113
Meeting Type: MIX
Meeting Date: 06-May-2021
Ticker:
ISIN: FR0010242511
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 526606 DUE TO RECEIVED
ADDITIONAL RESOLUTIONS "A" AND 12 TO 15.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU
CMMT 13 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 13 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104122100888-44 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES TO MID 555668, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: ALLOCATION OF INCOME
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 AND SETTING OF THE DIVIDEND
4 PAYMENT OF INTERIM DIVIDENDS IN SHARES - Mgmt No vote
DELEGATION OF POWERS GRANTED TO THE BOARD
OF DIRECTORS
5 APPROVAL OF A REGULATED AGREEMENT - Mgmt No vote
SUBSCRIPTION BY THE FRENCH STATE OF GREEN
BONDS WITH AN OPTION TO CONVERT AND/OR
EXCHANGE THEM FOR NEW OR EXISTING SHARES
("OCEANES")
6 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt No vote
REPORT ON THE REGULATED AGREEMENTS AND
COMMITMENTS
7 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
OR AWARDED TO MR. JEAN-BERNARD LEVY,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF THE
COMPANY, FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - EX POST VOTE
8 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt No vote
COMPANY'S CORPORATE OFFICERS - EX POST VOTE
9 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
RELATING TO THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2021 - EX
ANTE VOTE
10 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
RELATING TO DIRECTORS OF THE COMPANY FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2021
-EX ANTE VOTE
11 FIXED ANNUAL AMOUNT AS A COMPENSATION Mgmt No vote
AWARDED TO THE BOARD OF DIRECTORS
12 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
MARIE-CHRISTINE LEPETI AS DIRECTOR
13 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
COLETTE LEWINER AS DIRECTOR
14 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
MICHELE ROUSSEAU AS DIRECTOR
15 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
FRANCOIS DELATTRE AS DIRECTOR
16 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS IN ORDER TO PROCEED WITH
CAPITAL INCREASES RESERVED FOR CATEGORIES
OF BENEFICIARIES WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
18 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING TREASURY SHARES
19 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT SHAREHOLDER
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
ELIA GROUP SA/NV Agenda Number: 713936562
--------------------------------------------------------------------------------------------------------------------------
Security: B35656105
Meeting Type: SGM
Meeting Date: 18-May-2021
Ticker:
ISIN: BE0003822393
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 AUTHORIZATION TO ACQUIRE OWN SHARES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
ELIA GROUP SA/NV Agenda Number: 713963331
--------------------------------------------------------------------------------------------------------------------------
Security: B35656105
Meeting Type: OGM
Meeting Date: 18-May-2021
Ticker:
ISIN: BE0003822393
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 560349 DUE TO RECEIPT CHANGE IN
VOTING STATUS OF RESOLUTIONS 1, 2, 6, 7 AND
8. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 ANNUAL REPORT OF THE BOARD OF DIRECTORS ON Non-Voting
THE STATUTORY ANNUAL ACCOUNTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020
2 REPORT OF THE STATUTORY AUDITORS ON THE Non-Voting
STATUTORY ANNUAL ACCOUNTS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2020
3 APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt No vote
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2020, INCLUDING THE ALLOCATION OF THE
RESULT: THE ORDINARY GENERAL MEETING OF
SHAREHOLDERS RESOLVES TO APPROVE THE
STATUTORY ANNUAL ACCOUNTS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2020, INCLUDING THE
ALLOCATION OF THE RESULT
4 APPROVAL OF THE ADJUSTED REMUNERATION Mgmt No vote
POLICY: THE ORDINARY GENERAL MEETING OF
SHAREHOLDERS RESOLVES TO APPROVE THE
ADJUSTED REMUNERATION POLICY WHICH WILL
APPLY AS OF 1 JANUARY 2021
5 EXPLANATION AND ADVISORY VOTE ON THE Mgmt No vote
REMUNERATION REPORT FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020: THE ORDINARY
GENERAL MEETING OF SHAREHOLDERS RESOLVES TO
APPROVE THE REMUNERATION REPORT FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020
6 ANNUAL REPORT OF THE BOARD OF DIRECTORS ON Non-Voting
THE CONSOLIDATED ANNUAL ACCOUNTS (IFRS) FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
7 REPORT OF THE STATUTORY AUDITORS ON THE Non-Voting
CONSOLIDATED ANNUAL ACCOUNTS (IFRS) FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020
8 DISCUSSION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS (IFRS) FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020
9 DISCHARGE IN FAVOUR OF THE DIRECTORS FOR Mgmt No vote
THE PERFORMANCE OF THEIR DUTIES DURING THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020: THE
ORDINARY GENERAL MEETING OF SHAREHOLDERS
RESOLVES TO GRANT DISCHARGE IN FAVOUR OF
THE DIRECTORS FOR THE PERFORMANCE OF THEIR
DUTIES DURING THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
10 DISCHARGE IN FAVOUR OF THE STATUTORY Mgmt No vote
AUDITORS FOR THE PERFORMANCE OF THEIR
DUTIES DURING THE FINANCIAL YEAR ENDED 31
DECEMBER 2020: THE ORDINARY GENERAL MEETING
OF SHAREHOLDERS RESOLVES TO GRANT DISCHARGE
IN FAVOUR OF THE STATUTORY AUDITORS FOR THE
PERFORMANCE OF THEIR DUTIES DURING THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020
11 RE-APPOINTMENT OF THREE INDEPENDENT AND Mgmt No vote
FIXATION OF THEIR REMUNERATION: THE
ORDINARY GENERAL MEETING OF SHAREHOLDERS
RESOLVES TO RE-APPOINT MADAM SASKIA VAN
UFFELEN AND MISTER LUC DE TEMMERMAN AS
INDEPENDENT DIRECTOR OF THE COMPANY FOR A
TERM OF ONE YEAR STARTING TODAY, AFTER THE
ORDINARY GENERAL MEETING OF SHAREHOLDERS,
AND ENDING IMMEDIATELY AFTER THE ORDINARY
GENERAL MEETING OF SHAREHOLDERS OF 2022
REGARDING THE FINANCIAL YEAR ENDED 31
DECEMBER 2021. THE ORDINARY GENERAL MEETING
OF SHAREHOLDERS RESOLVES TO RE-APPOINT
MISTER FRANK DONCK AS INDEPENDENT DIRECTOR
OF THE COMPANY FOR A TERM OF SIX YEARS
STARTING TODAY, AFTER THE ORDINARY GENERAL
MEETING OF SHAREHOLDERS, AND ENDING
IMMEDIATELY AFTER THE ORDINARY GENERAL
MEETING OF SHAREHOLDERS OF 2027 REGARDING
THE FINANCIAL YEAR ENDED 31 DECEMBER 2026.
THE ORDINARY GENERAL MEETING OF
SHAREHOLDERS TAKES NOTE OF THE FACT THAT
THE THREE AFOREMENTIONED DIRECTORS FULFILL
THE CONDITIONS OF INDEPENDENCE AS DESCRIBED
IN SECTION 7:87, SECTION 1 OF THE CODE OF
COMPANIES AND ASSOCIATIONS. THE ORDINARY
GENERAL MEETING OF SHAREHOLDERS RESOLVES
THAT THE MANDATE OF THE THREE
AFOREMENTIONED INDEPENDENT DIRECTORS WILL
BE REMUNERATED IN THE SAME WAY AS THE
MANDATE OF THE OTHER MEMBERS OF THE BOARD
OF DIRECTORS, IN ACCORDANCE WITH THE
RESOLUTION IN AGENDA ITEM 4 OF THIS
ORDINARY GENERAL MEETING OF SHAREHOLDERS
12 NOTIFICATION OF THE VOLUNTARY RESIGNATION Mgmt No vote
OF A NON-INDEPENDENT DIRECTOR AND
CONFIRMATION OF THE COOPTATION OF A NEW
NON-INDEPENDENT DIRECTOR AND FIXATION OF
HIS REMUNERATION: THE ORDINARY GENERAL
MEETING OF SHAREHOLDERS TAKES NOTE OF THE
VOLUNTARY RESIGNATION OF MISTER KRIS
PEETERS (NON-INDEPENDENT DIRECTOR) WITH
EFFECT FROM 1 JANUARY 2021 AND CONFIRMS, IN
ACCORDANCE WITH ARTICLE 13.5 OF THE
ARTICLES OF ASSOCIATION AND SECTION 7:88,
SECTION 1 OF THE CODE OF COMPANIES AND
ASSOCIATIONS, THE COOPTATION OF MISTER
PIETER DE CREM AS NON-INDEPENDENT DIRECTOR
OF THE COMPANY (UPON PROPOSAL OF THE
HOLDERS OF CLASS C SHARES), FOR A TERM
ENDING IMMEDIATELY AFTER THE ORDINARY
GENERAL MEETING OF SHAREHOLDERS OF 2026
REGARDING THE FINANCIAL YEAR ENDED 31
DECEMBER 2025. THE ORDINARY GENERAL MEETING
OF SHAREHOLDERS RESOLVES THAT THE MANDATE
OF THE AFOREMENTIONED NON-INDEPENDENT
DIRECTOR WILL BE REMUNERATED IN THE SAME
WAY AS THE MANDATE OF THE OTHER MEMBERS OF
THE BOARD OF DIRECTORS, IN ACCORDANCE WITH
THE RESOLUTION IN AGENDA ITEM 4 OF THIS
ORDINARY GENERAL MEETING OF SHAREHOLDERS
13 MISCELLANEOUS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ELISA CORPORATION Agenda Number: 713575578
--------------------------------------------------------------------------------------------------------------------------
Security: X1949T102
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: FI0009007884
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER: JUKKA Non-Voting
LAITASALO
3 ELECTION OF PERSONS TO SCRUTINIZE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES: ANNE VAINIO
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE FINANCIAL STATEMENTS, Non-Voting
THE REPORT OF THE BOARD OF DIRECTORS AND
THE AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE FINANCIAL STATEMENTS Mgmt No vote
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt No vote
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: EUR 1.95 PER SHARE
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt No vote
OF THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY
10 REMUNERATION REPORT Mgmt No vote
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY SHAREHOLDERS' NOMINATION BOARD
AND BOARD DOES NOT MAKE ANY RECOMMENDATION
ON THESE PROPOSALS. THE STANDING
INSTRUCTIONS ARE DISABLED FOR THIS MEETING
11 RESOLUTION ON THE REMUNERATION OF THE Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS AND ON
THE GROUNDS FOR REIMBURSEMENT OF EXPENSES
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt No vote
BOARD OF DIRECTORS: THE SHAREHOLDERS'
NOMINATION BOARD PROPOSES TO THE GENERAL
MEETING THAT THE NUMBER OF MEMBERS OF THE
BOARD OF DIRECTORS WOULD BE EIGHT (SEVEN
MEMBERS IN 2020)
13 ELECTION OF MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS: THE SHAREHOLDERS' NOMINATION
BOARD PROPOSES TO THE GENERAL MEETING THAT
MS CLARISSE BERGGARDH, MR KIM IGNATIUS, MR
TOPI MANNER, MS EVA-LOTTA SJOSTEDT, MS
SEIJA TURUNEN, MR ANSSI VANJOKI AND MR
ANTTI VASARA BE RE-ELECTED AS MEMBERS OF
THE BOARD. THE SHAREHOLDERS' NOMINATION
BOARD FURTHER PROPOSES THAT MR MAHER CHEBBO
IS ELECTED AS A NEW MEMBER OF THE BOARD.
THE SHAREHOLDERS' NOMINATION BOARD PROPOSES
TO THE GENERAL MEETING THAT MR ANSSI
VANJOKI BE ELECTED AS THE CHAIR OF THE
BOARD AND MS CLARISSE BERGGARDH BE ELECTED
AS THE DEPUTY CHAIR
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt No vote
AUDITOR AND ON THE GROUNDS FOR
REIMBURSEMENT OF TRAVEL EXPENSES
15 ELECTION OF AUDITOR: THE BOARD OF DIRECTORS Mgmt No vote
PROPOSES, ON THE RECOMMENDATION OF THE
BOARD'S AUDIT COMMITTEE, TO THE GENERAL
MEETING THAT KPMG OY AB, AUTHORIZED PUBLIC
ACCOUNTANTS ORGANIZATION, BE RE-ELECTED AS
THE COMPANY'S AUDITOR FOR THE FINANCIAL
PERIOD 2021. KPMG OY AB HAS INFORMED THE
COMPANY THAT THE AUDITOR WITH PRINCIPAL
RESPONSIBILITY WOULD BE MR TONI AALTONEN,
AUTHORIZED PUBLIC ACCOUNTANT
16 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt No vote
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES
17 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt No vote
DECIDE ON THE ISSUANCE OF SHARES AS WELL AS
THE ISSUANCE OF SPECIAL RIGHTS ENTITLING TO
SHARES
18 CLOSING OF THE MEETING Non-Voting
CMMT 02 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 02 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
ENAGAS SA Agenda Number: 713993360
--------------------------------------------------------------------------------------------------------------------------
Security: E41759106
Meeting Type: OGM
Meeting Date: 26-May-2021
Ticker:
ISIN: ES0130960018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 27 MAY 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 563900 DUE TO CHANGE IN VOTING
STATUS FOR RESOLUTION 12. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
1 TO EXAMINE AND, IF APPROPRIATE, APPROVE THE Mgmt No vote
2020 ANNUAL ACCOUNTS (BALANCE SHEET, INCOME
STATEMENT, STATEMENT OF CHANGES IN EQUITY,
CASH FLOW-STATEMENT AND NOTES) AND
MANAGEMENT REPORT OF ENAGAS S.A. AND ITS
CONSOLIDATED GROUP
2 TO APPROVE THE CONSOLIDATED NON-FINANCIAL Mgmt No vote
INFORMATION STATEMENT INCLUDED IN THE
ENAGAS GROUP MANAGEMENT REPORT FOR
FINANCIAL YEAR 2020
3 TO APPROVE, IF APPLICABLE, THE PROPOSED Mgmt No vote
DISTRIBUTION OF ENAGAS, S.A.'S PROFIT FOR
2020
4 TO APPROVE, IF APPROPRIATE, THE PERFORMANCE Mgmt No vote
OF THE BOARD OF DIRECTORS OF ENAGAS, S.A.
FOR FINANCIAL YEAR 2020
5.1 APPOINTMENT OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS. THE FOLLOWING PROPOSAL SHALL BE
PUT TO VOTE SEPARATELY: TO APPOINT MS
NATALIA FABRA PORTELA AS DIRECTOR FOR THE
FOUR-YEAR PERIOD. MS NATALIA FABRA PORTELA
SHALL BE AN INDEPENDENT DIRECTOR
5.2 APPOINTMENT OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS. THE FOLLOWING PROPOSAL SHALL BE
PUT TO VOTE SEPARATELY: TO APPOINT MS MARIA
TERESA ARCOS SANCHEZ AS DIRECTOR FOR THE
FOUR-YEAR PERIOD. MS MARIA TERESA ARCOS
SANCHEZ SHALL BE AN INDEPENDENT DIRECTOR
6.1 AMENDMENT OF THE FOLLOWING ARTICLE OF THE Mgmt No vote
ARTICLES OF ASSOCIATION IN ORDER TO ADAPT
THEM TO LAW 5/2021 OF APRIL 12, WHICH
AMENDS THE REVISED TEXT OF THE CORPORATE
ENTERPRISES ACT, APPROVED BY ROYAL
LEGISLATIVE DECREE 1/2010 OF JULY 2, AND
OTHER FINANCIAL REGULATIONS WITH REGARD TO
THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT
BY SHAREHOLDERS IN LISTED COMPANIES, AND
INCORPORATION OF A NEW ARTICLE, 27 BIS, TO
AUTHORISE, WHEN SO PERMITTED BY THE
APPLICABLE REGULATIONS, THE CONVENING OF
GENERAL MEETINGS TO BE HELD EXCLUSIVELY BY
TELEMATIC MEANS. THE FOLLOWING PROPOSAL
SHALL BE PUT TO VOTE SEPARATELY: AMENDMENT
OF ARTICLE 7 ("ACCOUNTING RECORDS AND
IDENTITY OF SHAREHOLDERS) OF PART II (SHARE
CAPITAL AND SHARES) OF THE COMPANY'S
ARTICLES OF ASSOCIATION
6.2 AMENDMENT OF THE FOLLOWING ARTICLE OF THE Mgmt No vote
ARTICLES OF ASSOCIATION IN ORDER TO ADAPT
THEM TO LAW 5/2021 OF APRIL 12, WHICH
AMENDS THE REVISED TEXT OF THE CORPORATE
ENTERPRISES ACT, APPROVED BY ROYAL
LEGISLATIVE DECREE 1/2010 OF JULY 2, AND
OTHER FINANCIAL REGULATIONS WITH REGARD TO
THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT
BY SHAREHOLDERS IN LISTED COMPANIES, AND
INCORPORATION OF A NEW ARTICLE, 27 BIS, TO
AUTHORISE, WHEN SO PERMITTED BY THE
APPLICABLE REGULATIONS, THE CONVENING OF
GENERAL MEETINGS TO BE HELD EXCLUSIVELY BY
TELEMATIC MEANS. THE FOLLOWING PROPOSAL
SHALL BE PUT TO VOTE SEPARATELY: AMENDMENT
OF ARTICLES 18 ("GENERAL MEETING") AND 27
("ATTENDANCE, PROXIES AND VOTING AT GENERAL
MEETINGS") OF SECTION 1 (GENERAL MEETING)
OF PART III (CORPORATE BODIES) OF THE
COMPANY'S ARTICLES OF ASSOCIATION
6.3 AMENDMENT OF THE FOLLOWING ARTICLE OF THE Mgmt No vote
ARTICLES OF ASSOCIATION IN ORDER TO ADAPT
THEM TO LAW 5/2021 OF APRIL 12, WHICH
AMENDS THE REVISED TEXT OF THE CORPORATE
ENTERPRISES ACT, APPROVED BY ROYAL
LEGISLATIVE DECREE 1/2010 OF JULY 2, AND
OTHER FINANCIAL REGULATIONS WITH REGARD TO
THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT
BY SHAREHOLDERS IN LISTED COMPANIES, AND
INCORPORATION OF A NEW ARTICLE, 27 BIS, TO
AUTHORISE, WHEN SO PERMITTED BY THE
APPLICABLE REGULATIONS, THE CONVENING OF
GENERAL MEETINGS TO BE HELD EXCLUSIVELY BY
TELEMATIC MEANS. THE FOLLOWING PROPOSAL
SHALL BE PUT TO VOTE SEPARATELY:
INCORPORATION OF A NEW ARTICLE, 27 BIS
("GENERAL MEETING EXCLUSIVELY BY REMOTE
MEANS") TO SECTION ONE (GENERAL MEETING) OF
PART III (CORPORATE BODIES) OF THE COMPANY
ARTICLES OF ASSOCIATION
6.4 AMENDMENT OF THE FOLLOWING ARTICLE OF THE Mgmt No vote
ARTICLES OF ASSOCIATION IN ORDER TO ADAPT
THEM TO LAW 5/2021 OF APRIL 12, WHICH
AMENDS THE REVISED TEXT OF THE CORPORATE
ENTERPRISES ACT, APPROVED BY ROYAL
LEGISLATIVE DECREE 1/2010 OF JULY 2, AND
OTHER FINANCIAL REGULATIONS WITH REGARD TO
THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT
BY SHAREHOLDERS IN LISTED COMPANIES, AND
INCORPORATION OF A NEW ARTICLE, 27 BIS, TO
AUTHORISE, WHEN SO PERMITTED BY THE
APPLICABLE REGULATIONS, THE CONVENING OF
GENERAL MEETINGS TO BE HELD EXCLUSIVELY BY
TELEMATIC MEANS. THE FOLLOWING PROPOSAL
SHALL BE PUT TO VOTE SEPARATELY: AMENDMENT
OF ARTICLES 36 ("REMUNERATION OF THE BOARD
OF DIRECTORS"), 39 ("BOARD MEETINGS"), 43
("DELEGATION OF POWERS") AND 44 ("AUDIT AND
COMPLIANCE COMMITTEE") OF SECTION TWO
(BOARD OF DIRECTORS) OF PART III (CORPORATE
BODIES) OF THE ARTICLES OF ASSOCIATION
6.5 AMENDMENT OF THE FOLLOWING ARTICLE OF THE Mgmt No vote
ARTICLES OF ASSOCIATION IN ORDER TO ADAPT
THEM TO LAW 5/2021 OF APRIL 12, WHICH
AMENDS THE REVISED TEXT OF THE CORPORATE
ENTERPRISES ACT, APPROVED BY ROYAL
LEGISLATIVE DECREE 1/2010 OF JULY 2, AND
OTHER FINANCIAL REGULATIONS WITH REGARD TO
THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT
BY SHAREHOLDERS IN LISTED COMPANIES, AND
INCORPORATION OF A NEW ARTICLE, 27 BIS, TO
AUTHORISE, WHEN SO PERMITTED BY THE
APPLICABLE REGULATIONS, THE CONVENING OF
GENERAL MEETINGS TO BE HELD EXCLUSIVELY BY
TELEMATIC MEANS. THE FOLLOWING PROPOSAL
SHALL BE PUT TO VOTE SEPARATELY: AMENDMENT
OF ARTICLES 49 ("PREPARATION OF THE ANNUAL
ACCOUNTS") AND 55 ("FILING AND PUBLICATION
OF THE ANNUAL ACCOUNTS") OF PART V (ANNUAL
ACCOUNTS) OF THE COMPANY ARTICLES OF
ASSOCIATION
7.1 AMENDMENT OF THE FOLLOWING ARTICLE OF THE Mgmt No vote
RULES AND REGULATIONS OF GENERAL
SHAREHOLDERS' MEETINGS IN ORDER TO ADAPT
THEM TO LAW 5/2021 OF APRIL 12, WHICH
AMENDS THE REVISED TEXT OF THE CORPORATE
ENTERPRISES ACT, APPROVED BY ROYAL
LEGISLATIVE DECREE 1/2010 OF JULY 2, AND
OTHER FINANCIAL REGULATIONS WITH REGARD TO
THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT
BY SHAREHOLDERS IN LISTED COMPANIES. THE
FOLLOWING PROPOSAL SHALL BE PUT TO VOTE
SEPARATELY: AMENDMENT OF ARTICLE 4 ("POWERS
OF THE GENERAL MEETING") OF THE RULES AND
REGULATIONS OF THE GENERAL SHAREHOLDERS'
MEETINGS
7.2 AMENDMENT OF THE FOLLOWING ARTICLE OF THE Mgmt No vote
RULES AND REGULATIONS OF GENERAL
SHAREHOLDERS' MEETINGS IN ORDER TO ADAPT
THEM TO LAW 5/2021 OF APRIL 12, WHICH
AMENDS THE REVISED TEXT OF THE CORPORATE
ENTERPRISES ACT, APPROVED BY ROYAL
LEGISLATIVE DECREE 1/2010 OF JULY 2, AND
OTHER FINANCIAL REGULATIONS WITH REGARD TO
THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT
BY SHAREHOLDERS IN LISTED COMPANIES. THE
FOLLOWING PROPOSAL SHALL BE PUT TO VOTE
SEPARATELY: AMENDMENT OF ARTICLES 5
("CONVENING GENERAL MEETINGS"), 7
("SHAREHOLDERS' RIGHT TO INFORMATION"), 9
("ATTENDANCE RIGHTS"), 10 ("PROXY RIGHTS"),
11 ("VOTING RIGHTS") AND 14 ("ATTENDANCE
AND SPEECHES BY OTHERS") OF THE RULES AND
REGULATIONS OF GENERAL SHAREHOLDERS'
MEETINGS
7.3 AMENDMENT OF THE FOLLOWING ARTICLE OF THE Mgmt No vote
RULES AND REGULATIONS OF GENERAL
SHAREHOLDERS' MEETINGS IN ORDER TO ADAPT
THEM TO LAW 5/2021 OF APRIL 12, WHICH
AMENDS THE REVISED TEXT OF THE CORPORATE
ENTERPRISES ACT, APPROVED BY ROYAL
LEGISLATIVE DECREE 1/2010 OF JULY 2, AND
OTHER FINANCIAL REGULATIONS WITH REGARD TO
THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT
BY SHAREHOLDERS IN LISTED COMPANIES. THE
FOLLOWING PROPOSAL SHALL BE PUT TO VOTE
SEPARATELY: AMENDMENT OF ARTICLE 16
("PUBLICITY") OF THE RULES AND REGULATIONS
OF GENERAL SHAREHOLDERS' MEETINGS
8 TO DELEGATE THE BOARD OF DIRECTORS, FOR A Mgmt No vote
MAXIMUM OF FIVE YEARS AND WITH EXPRESS
REPLACEMENT POWERS, THE POWER TO RESOLVE
ISSUING, ONE OR MORE TIMES, ANY
FIXED-INCOME SECURITIES OR ANALOGOUS SIMPLE
OR SECURED DEBT INSTRUMENTS FOR A MAXIMUM
OF FIVE BILLION EUROS (EUR 5,000,000,000)
9 TO DELEGATE TO THE BOARD OF DIRECTORS, FOR Mgmt No vote
A MAXIMUM OF FIVE YEARS AND WITH EXPRESS
REPLACEMENT POWERS, THE POWER TO RESOLVE
ISSUING, ONE OR MORE TIMES, ANY
FIXED-INCOME SECURITIES OR ANALOGOUS
CONVERTIBLE DEBT INSTRUMENTS OR THOSE WHICH
GIVE THE RIGHT TO SUBSCRIBE TO COMPANY
SHARES OR WHICH CAN BE EXCHANGED OR GIVE
THE RIGHT TO BUY SHARES OF THE COMPANY OR
OF OTHER COMPANIES, FOR A MAXIMUM OF ONE
BILLION EUROS (EUR 1,000,000,000); AND TO
INCREASE SHARE CAPITAL BY THE NECESSARY
AMOUNT AND EXCLUDE, WHERE APPLICABLE, THE
PRE-EMPTIVE SUBSCRIPTION RIGHT UP TO A
LIMIT OF 10% OF SHARE CAPITAL AT THE TIME
OF THIS DELEGATION OF POWERS
10 TO APPROVE, FOR THE PURPOSES OF ARTICLE 529 Mgmt No vote
NOVODECIES OF THE CORPORATE ENTERPRISES
ACT, THE DIRECTORS' REMUNERATION POLICY FOR
THE 2022, 2023 AND 2024 FINANCIAL YEARS
11 TO SUBMIT THE ANNUAL REPORT ON DIRECTORS' Mgmt No vote
REMUNERATION REFERRED TO IN ARTICLE 541 OF
THE CORPORATE ENTERPRISES ACT TO AN
ADVISORY VOTE
12 TO REPORT ON THE AMENDMENTS NOT SUBJECT TO Non-Voting
VOTE MADE TO THE "RULES AND REGULATIONS OF
THE ORGANISATION AND FUNCTIONING OF THE
BOARD OF DIRECTORS OF ENAGAS, S.A." SINCE
THE LAST GENERAL MEETING, TO BRING THEM
INTO LINE WITH THE PARTIAL REVIEW OF THE
GOOD GOVERNANCE CODE OF LISTED COMPANIES OF
THE CNMV OF JUNE 26, 2020
13 TO DELEGATE AUTHORISATION TO SUPPLEMENT, Mgmt No vote
DEVELOP, IMPLEMENT, RECTIFY AND FORMALISE
THE RESOLUTIONS ADOPTED AT THE GENERAL
SHAREHOLDERS' MEETING
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ENDESA SA Agenda Number: 713721884
--------------------------------------------------------------------------------------------------------------------------
Security: E41222113
Meeting Type: OGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: ES0130670112
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVAL OF THE INDIVIDUAL ANNUAL FINANCIAL Mgmt No vote
STATEMENTS OF ENDESA, S.A. BALANCE SHEE,
INCOME STATEMENT, STATEMENT OF CHANGES IN
NET EQUITY STATEMENT OF RECOGNIZED INCOME
AND EXPENSES AND STATEMENT OF TOTAL CHANGES
IN NET EQUITY, CASH FLOW STATEMENT AND
NOTES TO THE FINANCIAL STATEMENTS, AS WELL
AS OF THE CONSOLIDATED ANNUAL FINANCIAL
STATEMENTS OF ENDESA, S.A. AND ITS
SUBSIDIARY COMPANIES CONSOLIDATED STATEMENT
OF FINANCIAL POSITION, CONSOLIDATED INCOME
STATEMENT, CONSOLIDATED STATEMENT OF OTHER
COMPREHENSIVE INCOME, CONSOLIDATED
STATEMENT OF CHANGES IN NET EQUITY,
CONSOLIDATED CASH FLOW STATEMENT AND NOTES
TO THE FINANCIAL STATEMENTS, FOR FISCAL
YEAR ENDING DECEMBER 31, 2020
2 APPROVAL OF THE INDIVIDUAL MANAGEMENT Mgmt No vote
REPORT OF ENDESA, S.A. AND THE CONSOLIDATED
MANAGEMENT REPORT OF ENDESA, S.A. AND ITS
SUBSIDIARY COMPANIES FOR FISCAL YEAR ENDING
31 DECEMBER 2020
3 APPROVAL OF THE NON FINANCIAL INFORMATION Mgmt No vote
AND SUSTAINABILITY STATEMENT OF THE
CONSOLIDATED GROUP FOR FISCAL YEAR ENDING
31 DECEMBER 2020
4 APPROVAL OF THE CORPORATE MANAGEMENT FOR Mgmt No vote
FISCAL YEAR ENDING 31 DECEMBER 2020
5 APPROVAL OF THE APPLICATION OF EARNINGS FOR Mgmt No vote
FISCAL YEAR ENDING 31 DECEMBER 2020
6.1 ADDITION OF A NEW ARTICLE ARTICLE 26.TER IN Mgmt No vote
THE CORPORATE BYLAWS THAT WOULD PROVIDE THE
OPTION TO HOLD A REMOTE ONLY GENERAL
MEETING
6.2 AMENDMENT OF ARTICLES 26.BIS, 27, 30 AND 33 Mgmt No vote
OF THE CORPORATE BYLAWS, ALLOWING THE
SHAREHOLDERS PROXYHOLDERS TO ATTEND GENERAL
MEETINGS REMOTELY AND INTRODUCING OTHER
IMPROVEMENTS RELATING TO REMOTE ATTENDANCE
6.3 AMENDMENT OF ARTICLE 40 OF THE CORPORATE Mgmt No vote
BYLAWS TO INTRODUCE TECHNICAL IMPROVEMENTS
TO THE PROVISIONS GOVERNING DIRECTOR
COMPENSATION
6.4 AMENDMENT OF ARTICLE 43 OF THE CORPORATE Mgmt No vote
BYLAWS TO UPDATE THE PROVISIONS GOVERNING
REMOTE BOARD MEETINGS
7.1 ADDITION OF A NEW ARTICLE ARTICLE 10.TER IN Mgmt No vote
THE GENERAL SHAREHOLDERS MEETING
REGULATIONS THAT WOULD PROVIDE THE OPTION
TO HOLD A REMOTE ONLY GENERAL MEETING
7.2 AMENDMENT OF ARTICLES 9, 10, 10 BIS, 11, 16 Mgmt No vote
AND 21 OF THE GENERAL SHAREHOLDERS MEETING
REGULATIONS, ALLOWING THE SHAREHOLDERS
PROXYHOLDERS TO ATTEND GENERAL MEETINGS
REMOTELY AND INTRODUCING OTHER IMPROVEMENTS
RELATING TO REMOTE ATTENDANCE
8 ESTABLISHMENT OF THE NUMBER OF MEMBERS OF Mgmt No vote
THE BOARD OF DIRECTORS AT ELEVEN
9 BINDING VOTE ON THE ANNUAL REPORT ON Mgmt No vote
DIRECTORS COMPENSATION
10 APPROVAL OF THE DIRECTORS COMPENSATION Mgmt No vote
POLICY FOR 2021 2023
11 APPROVAL OF THE STRATEGIC INCENTIVE 2021 Mgmt No vote
2023
12 DELEGATION TO THE BOARD OF DIRECTORS TO Mgmt No vote
EXECUTE AND IMPLEMENT RESOLUTIONS ADOPTED
BY THE GENERAL MEETING, AS WELL AS TO
SUBSTITUTE THE POWERS ENTRUSTED THERETO BY
THE GENERAL MEETING, AND GRANTING OF POWERS
TO THE BOARD OF DIRECTORS TO RECORD SUCH
RESOLUTIONS IN A PUBLIC INSTRUMENT AND
REGISTER SUCH RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
ENEL S.P.A. Agenda Number: 713943529
--------------------------------------------------------------------------------------------------------------------------
Security: T3679P115
Meeting Type: OGM
Meeting Date: 20-May-2021
Ticker:
ISIN: IT0003128367
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt No vote
DECEMBER 2020. BOARD OF DIRECTORS' REPORT,
INTERNAL AND EXTERNAL AUDITORS REPORTS.
RESOLUTIONS RELATED THERETO. TO PRESENT THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2020 AND THE NON-FINANCIAL
CONSOLIDATED DECLARATION RELATED TO YEAR
2020
O.2 PROFIT ALLOCATION AND DIVIDEND DISTRIBUTION Mgmt No vote
OF AVAILABLE RESERVES
O.3 TO AUTHORISE THE PURCHASE AND DISPOSAL OF Mgmt No vote
OWN SHARES, UPON REVOCATION OF THE
AUTHORISATION CONFERRED BY THE ORDINARY
MEETING OF THE 14 MAY 2020. RESOLUTIONS
RELATED THERETO
O.4 2021 LONG-TERM INCENTIVE PLAN FOR THE Mgmt No vote
MANAGEMENT OF ENEL S.P.A. AND/OR COMPANIES
CONTROLLED BY IT AS PER ART. 2359 OF THE
CIVIL CODE
O.5.1 REWARDING POLICY AND EMOLUMENT PAID REPORT. Mgmt No vote
FIRST SECTION: REWARDING POLICY REPORT FOR
2021 (BINDING RESOLUTION)
O.5.2 REWARDING POLICY AND EMOLUMENT PAID REPORT. Mgmt No vote
SECOND SECTION: EMOLUMENT PAID REPORT FOR
2020 (NON-BINDING RESOLUTION)
CMMT 21 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 22 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
MEETING TYPE WAS CHANGED FROM AGM TO OGM.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
ENGIE SA Agenda Number: 714067483
--------------------------------------------------------------------------------------------------------------------------
Security: F7629A107
Meeting Type: MIX
Meeting Date: 20-May-2021
Ticker:
ISIN: FR0010208488
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105032101281-53
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 571213 DUE TO RECEIVED CHANGE IN
SEQUENCE OF RESOLUTIONS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
IF VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING NET LOSS
AMOUNTING TO EUR (3,928,252,423.00). THE
SHAREHOLDERS' MEETING APPROVES THE
NON-DEDUCTIBLE EXPENSES AND CHARGES
AMOUNTING TO EUR 1,238,685.00
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE
MEETING, SHOWING NET CONSOLIDATED LOSS
(GROUP SHARE) AMOUNTING TO EUR
(1,536,305,773.00)
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES TO RECORD THE NET LOSS FOR THE
YEAR OF EUR (3,928,252,423.00) AS A DEFICIT
IN THE ADDITIONAL PAID-IN CAPITAL ACCOUNT
(THE RETAINED EARNINGS AMOUNTING TO EUR
0.00), AND DECIDES TO TRANSFER THE AMOUNT
OF EUR 1,304,535,923.00 FROM THE ADDITIONAL
PAID-IN CAPITAL ACCOUNT TO ALLOCATE THE
DIVIDENDS, AFTER WHICH, THE ADDITIONAL
PAID-IN CAPITAL ACCOUNT WILL SHOW A NEW
BALANCE OF EUR 22,233,760,727.00. THE
SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF
EUR 0.53 PER SHARE. A 10 PER CENT
EXCEPTIONAL DIVIDEND, I.E. EUR 0.053 PER
SHARE, WILL BE ALLOCATED TO THE SHARES
UNDER REGISTERED FORM. THE DIVIDEND AND
EXCEPTIONAL DIVIDEND WILL BE PAID ON MAY
26, 2021. THE AMOUNT CORRESPONDING TO THE
TREASURY SHARES WILL BE ALLOCATED TO THE
OTHER RESERVES. FOR THE LAST 3 FINANCIAL
YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS:
EUR 0.70 PER SHARE FOR FISCAL YEAR 2017 EUR
1.12 PER SHARE FOR FISCAL YEAR 2018 EUR
0.00 PER SHARE FOR FISCAL YEAR 2019
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF
THE FRENCH COMMERCIAL CODE, APPROVES SAID
REPORT AND TAKES NOTICE OF THE AGREEMENTS
REFERRED TO THEREIN ENTERED INTO AND
PREVIOUSLY APPROVED WHICH REMAINED IN FORCE
DURING SAID FISCAL YEAR
5 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 30.00, MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED: 10 PER CENT OF THE SHARES
COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
7,300,000,000.00. THE NUMBER OF SHARES
ACQUIRED BY THE COMPANY WITH A VIEW TO
RETAINING OR DELIVERING IN CASH OR IN AN
EXCHANGE AS PART OF A MERGER, DIVESTMENT OR
CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER
CENT OF ITS CAPITAL. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 14TH OF MAY
2020 IN ITS RESOLUTION NUMBER 6. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
6 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt No vote
DIRECTOR, MRS CATHERINE MACGREGOR, FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
7 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt No vote
DIRECTOR REPRESENTING THE EMPLOYEE
SHAREHOLDERS, MRS JACINTHE DELAGE, FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
8 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt No vote
DIRECTOR REPRESENTING THE EMPLOYEE
SHAREHOLDERS, MR STEVEN LAMBERT, FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
INFORMATION RELATED TO THE COMPENSATION
PAID AND AWARDED TO THE CORPORATE OFFICERS
FOR THE 2020 FISCAL YEAR, IN ACCORDANCE
WITH THE ARTICLE L.22-10-9 I OF THE FRENCH
COMMERCIAL CODE
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR JEAN-PIERRE CLAMADIEU AS
CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE
2020 FINANCIAL YEAR
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MRS ISABELLE KOCHER AS MANAGING
DIRECTOR FROM THE 1ST OF JANUARY 2020 UNTIL
THE 24TH OF FEBRUARY 2020
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MRS CLAIRE WAYSAND AS MANAGING
DIRECTOR FROM THE 24TH OF FEBRUARY 2020
UNTIL THE 31ST OF DECEMBER 2020
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
POLICY OF THE COMPENSATION APPLICABLE TO
THE DIRECTORS
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
POLICY OF THE COMPENSATION APPLICABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
POLICY OF THE COMPENSATION APPLICABLE TO
THE MANAGING DIRECTOR
16 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL IN FAVOUR OF THE MEMBERS OF ONE OR
SEVERAL COMPANY SAVINGS PLANS SET UP BY THE
GROUP COMPOSED OF THE COMPANY AND THE
FRENCH OR FOREIGN COMPANIES WITHIN THE
COMPANY'S ACCOUNT CONSOLIDATION SCOPE, BY
ISSUANCE OF SHARES OR SECURITIES GIVING
ACCESS TO EQUITY SECURITIES TO BE ISSUED,
WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. THIS AMOUNT SHALL
COUNT AGAINST THE OVERALL VALUE SET FORTH
IN RESOLUTION NUMBER 24 GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 14TH OF MAY
2020. THIS DELEGATION IS GIVEN FOR A
26-MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED 2 PER CENT OF THE
SHARE CAPITAL. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF THE 14TH OF MAY 2020 IN ITS
RESOLUTION NUMBER 27. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
17 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL IN FAVOUR OF ANY LEGAL PERSON,
UNDER FRENCH OR FOREIGN LAW, INCLUDING ANY
FINANCIAL INSTITUTION OR ITS SUBSIDIARIES,
ACTING ON BEHALF OF THE COMPANY TO SET UP
AN INTERNATIONAL EMPLOYEE SHAREHOLDING
SCHEME FOR THE ENGIE GROUP, BY ISSUANCE OF
SHARES AND OR SECURITIES GIVING ACCESS TO
EQUITY SECURITIES TO BE ISSUED, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS. THIS DELEGATION IS GIVEN FOR AN
18-MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED 0.5 PER CENT OF THE
SHARE CAPITAL. THIS AMOUNT SHALL COUNT
AGAINST THE OVERALL VALUE SET FORTH IN
RESOLUTION 16 OF THE PRESENT SHAREHOLDERS'
MEETING AND RESOLUTION 24 OF THE
SHAREHOLDERS' MEETING OF THE 14TH OF MAY
2020. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF THE
14TH OF MAY 2020 IN ITS RESOLUTION 28. ALL
POWERS TO THE BOARD OF DIRECTORS TO
ACCOMPLISH ALL NECESSARY FORMALITIES
18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO GRANT, FOR FREE,
COMPANY'S EXISTING SHARES, IN FAVOUR OF THE
EMPLOYEES OF THE COMPANY AND THE EMPLOYEES
AND CORPORATE OFFICERS OF THE RELATED
COMPANIES OR GROUPINGS, THE CORPORATE
OFFICERS OF THE COMPANY BEING EXCLUDED,
BEING REMINDED THAT THE ALLOCATION WILL BE
GRANTED EITHER TO ALL THE EMPLOYEES WITHIN
A SCHEME OF FREE SHARES ALLOCATION OR TO
THE EMPLOYEES WHO ARE MEMBERS OF AN
INTERNATIONAL EMPLOYEE SHAREHOLDING SCHEME
OF THE ENGIE GROUP . THEY MAY NOT REPRESENT
MORE THAN 0.75 PER CENT OF THE SHARE
CAPITAL WITHOUT EXCEEDING 0.25 PER CENT OF
THE SHARE CAPITAL PER YEAR. THIS AMOUNT
SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION NUMBER 19. THIS
AUTHORIZATION IS GIVEN FOR 38 MONTHS,
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF THE 18TH OF MAY 2018 IN ITS
RESOLUTION NUMBER 28. ALL POWERS TO THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
19 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO GRANT, FOR FREE,
COMPANY'S EXISTING SHARES, IN FAVOUR OF
SOME EMPLOYEES OF THE COMPANY AND SOME
EMPLOYEES AND CORPORATE OFFICERS OF THE
RELATED COMPANIES OR GROUPINGS, THE
CORPORATE OFFICERS OF THE COMPANY BEING
EXCLUDED. THEY MAY NOT REPRESENT MORE THAN
0.75 PER CENT OF THE SHARE CAPITAL WITHOUT
EXCEEDING 0.25 PER CENT OF THE SHARE
CAPITAL PER YEAR. THIS AUTHORIZATION IS
GIVEN FOR A 38-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 18TH OF MAY
2018 IN ITS RESOLUTION NUMBER 29. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
20 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: THE SHAREHOLDERS'
MEETING RESOLVES TO RECORD THE LOSS FOR THE
YEAR OF EUR (3,928,252,423.00) AS A DEFICIT
IN THE ADDITIONAL PAID-IN CAPITAL ACCOUNT,
TO ALLOCATE DIVIDENDS FOR THE AMOUNT OF EUR
1,304,535,923.00 FROM THE ADDITIONAL
PAID-IN CAPITAL ACCOUNT, WHICH WILL SHOW A
NEW BALANCE OF EUR 22,233,760,727.00. THE
SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF
EUR 0.35 PER SHARE. A 10 PER CENT
EXCEPTIONAL DIVIDEND, I.E. EUR 0.035 PER
SHARE, WILL BE ALLOCATED TO THE SHARES
UNDER REGISTERED FORM FOR AT LEAST 2 YEARS
BY DEC. 31, 2020, WITHOUT ANY INTERRUPTION
UNTIL MAY 26, 2021. IF SOME OF THE
261,035,225 SHARES UNDER REGISTERED FORM
WERE TO CEASE TO BE REGISTERED AS SUCH
BETWEEN JAN. 1, 2021 AND MAY 26, 2021, THE
AMOUNT CORRESPONDING TO THE EXCEPTIONAL
DIVIDEND WOULD BE ALLOCATED TO THE OTHER
RESERVES. THE DIVIDEND AND EXCEPTIONAL
DIVIDEND WILL BE PAID ON MAY 26, 2021.
DIVIDENDS PAID FOR THE LAST YEARS: FISCAL
YEAR 2017: EUR 0.70 PER SHARE FISCAL YEAR
2018: EUR 1.12 PER SHARE FISCAL YEAR 2019:
EUR 0.00 PER SHARE
--------------------------------------------------------------------------------------------------------------------------
ENI S.P.A. Agenda Number: 713815314
--------------------------------------------------------------------------------------------------------------------------
Security: T3643A145
Meeting Type: OGM
Meeting Date: 12-May-2021
Ticker:
ISIN: IT0003132476
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 BALANCE SHEET AS OF 31 DECEMBER 2020 OF ENI Mgmt No vote
S.P.A. RESOLUTIONS RELATED THERETO. TO
PRESENT THE CONSOLIDATED BALANCE SHEET AS
OF 31 DECEMBER 2020. BOARD OF DIRECTORS'
REPORT, INTERNAL AUDITORS' AND EXTERNAL
AUDITORS' REPORTS
O.2 PROFIT ALLOCATION Mgmt No vote
O.3 PAYMENT OF THE 2021 INTERIM DIVIDEND BY Mgmt No vote
DISTRIBUTION OF AVAILABLE RESERVES
O.4 TO INTEGRATE THE INTERNAL AUDITORS: TO Mgmt No vote
APPOINT ONE EFFECTIVE AUDITOR
O.5 TO INTEGRATE THE INTERNAL AUDITORS: TO Mgmt No vote
APPOINT ONE ALTERNATE AUDITOR
O.6 TO AUTHORIZE THE PURCHASE OF OWN SHARES; Mgmt No vote
RESOLUTIONS RELATED THERETO
O.7 REPORT ON EMOLUMENT PAID Mgmt No vote
CMMT 8 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 8 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITIONAL OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ERSTE GROUP BANK AG Agenda Number: 713250986
--------------------------------------------------------------------------------------------------------------------------
Security: A19494102
Meeting Type: AGM
Meeting Date: 10-Nov-2020
Ticker:
ISIN: AT0000652011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 475159 DUE TO SPLITTING OF
RESOLUTION 6. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.75 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL 2019
5 RATIFY PWC AS AUDITORS FOR FISCAL 2021 Mgmt No vote
6.1 APPROVE DECREASE IN SIZE OF SUPERVISORY Mgmt No vote
BOARD TO TWELVE MEMBERS
6.2 REELECT MAXIMILIAN HARDEGG AS SUPERVISORY Mgmt No vote
BOARD MEMBER
6.3 ELECT FRIEDRICH SANTNER AS SUPERVISORY Mgmt No vote
BOARD MEMBER
6.4 ELECT ANDRAS SIMOR AS SUPERVISORY BOARD Mgmt No vote
MEMBER
7 APPROVE REMUNERATION POLICY Mgmt No vote
8 AMEND ARTICLES RE: ELECTRONIC PARTICIPATION Mgmt No vote
IN THE GENERAL MEETING
CMMT 22 OCT 2020: PLEASE NOTE THAT THE MEETING Non-Voting
HAS BEEN SET UP USING THE RECORD DATE 30
OCT 2020, SINCE AT THIS TIME WE ARE UNABLE
TO SYSTEMATICALLY UPDATE THE ACTUAL RECORD
DATE. THE TRUE RECORD DATE FOR THIS MEETING
IS 31 OCT 2020. THANK YOU
CMMT 22 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR MID:
482386 PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ERSTE GROUP BANK AG Agenda Number: 713958619
--------------------------------------------------------------------------------------------------------------------------
Security: A19494102
Meeting Type: OGM
Meeting Date: 19-May-2021
Ticker:
ISIN: AT0000652011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 PRESENTATION OF ANNUAL REPORTS FOR Non-Voting
INFORMATION ONLY
2 APPROVAL OF USAGE OF EARNINGS Mgmt No vote
3 DISCHARGE MGMT BOARD Mgmt No vote
4 DISCHARGE SUPERVISORY BOARD Mgmt No vote
5 ELECTION OF ADDITIONAL EXTERNAL AUDITOR: Mgmt No vote
PWC WIRTSCHAFTSPRUEFUNG GMBH
6 ELECTIONS TO SUPERVISORY BOARD (SPLIT): Mgmt No vote
MICHAEL SCHUSTER
7 APPROVAL OF REMUNERATION POLICY Mgmt No vote
8 APPROVAL OF REMUNERATION REPORT Mgmt No vote
9 BUYBACK OF OWN SHARES (PURPOSE TRADING) Mgmt No vote
10 BUYBACK OF OWN SHARES (PURPOSE EMPLOYEE Mgmt No vote
PROGRAM)
11 BUYBACK OF OWN SHARES (NO DEDICATED Mgmt No vote
PURPOSE)
CMMT 27 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 5 AND 6 AND ADDITION OF COMMENT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
CMMT 27 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
ESSILORLUXOTTICA SA Agenda Number: 713823537
--------------------------------------------------------------------------------------------------------------------------
Security: F31665106
Meeting Type: MIX
Meeting Date: 21-May-2021
Ticker:
ISIN: FR0000121667
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538215 DUE TO RECEIVED CHANGE IN
NUMBERING OF RESOLUTIONS AND DELETION OF
COMMENT. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103262100665-37
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING NET
EARNINGS AMOUNTING TO EUR 612,847,956.76.
THE SHAREHOLDERS' MEETING ACKNOWLEDGES THAT
NO EXPENSES AND CHARGES THAT ARE NOT
TAX-DEDUCTIBLE WERE RECORDED FOR SAID
FINANCIAL YEAR
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR, AS PRESENTED TO THE MEETING,
SHOWING A NET INCOME AMOUNTING TO EUR
148,612,000.00, OF WHICH GROUP SHARE
AMOUNTING TO EUR 84,537,000.00
3 THE MEETING RESOLVES TO ALLOCATE THE Mgmt No vote
EARNINGS FOR THE YEAR ORIGIN EARNINGS: EUR
612,847,956.76 RETAINED EARNINGS: EUR
(57,813,905.20) LEGAL RESERVE: EUR
(220,021.74) DISTRIBUTABLE INCOME: EUR
554,814,029.82 SHARE PREMIUMS: EUR
22,061,479,287.27 OTHER RESERVES: EUR
2,057,542,518.52 DISTRIBUTABLE AMOUNTS: EUR
24,673,835,835.61 ALLOCATION STATUTORY
DIVIDEND OF 6 PERCENT: EUR 4,741,395.35
ADDITIONAL DIVIDEND: EUR 971,954,165.69
TOTAL DIVIDENDS: EUR 976,695,561.04 (EUR
502,556,026.00 (EUR 1.15) OF INTERIM
DIVIDEND PAID ON DECEMBER 28TH AND EUR
474,139.535.04 (EUR 1.08) AS BALANCE) SHARE
PREMIUMS: EUR 22,061,479,287.27 OTHER
RESERVES: EUR 1,635,660,987.27 SHAREHOLDERS
ARE GRANTED A DIVIDEND OF EUR 2.23 PER
ORDINARY SHARE PAID IN CASH OR IN NEW
SHARES ON JUNE 21ST 2021. OPTION EFFECTIVE
FROM JUNE 1ST TO 14TH 2021 THEN PAID IN
CASH. DIVIDENDS PAID: EUR 2.04 FOR 2018 AND
EUR 1.53 FOR 2017
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L. 225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE,
APPROVES THE CONCLUSIONS OF SAID REPORT AND
THE AGREEMENTS REFERRED TO THEREIN
5 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
INFORMATION RELATED TO THE COMPENSATION AND
THE BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE CORPORATE OFFICERS FOR SAID
FISCAL YEAR, IN ACCORDANCE WITH THE ARTICLE
L.22-10-9 OF THE FRENCH COMMERCIAL CODE
6 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO MR. LEONARDO DEL VECCHIO, CHIEF
EXECUTIVE OFFICER UNTIL DECEMBER 17TH 2020
AND CHAIRMAN OF THE BOARD OF DIRECTORS
SINCE THAT DATE, FOR SAID FISCAL YEAR
7 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO MR. HUBERT SAGNIERES,
VICE-CHAIRMAN DEPUTY MANAGING DIRECTOR
UNTIL DECEMBER 17TH 2020 AND VICE-CHAIRMAN
OF THE BOARD OF DIRECTORS SINCE THAT DATE,
FOR SAID FISCAL YEAR
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
CORPORATE OFFICERS FOR THE PERIOD FROM
JANUARY 1ST TO THE SHAREHOLDERS' MEETING
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
CORPORATE OFFICERS FOR THE PERIOD AFTER THE
SHAREHOLDERS' MEETING
10 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt No vote
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S ORDINARY SHARES ON THE OPEN
MARKET, SUBJECT TO THE CONDITIONS DESCRIBED
BELOW: MAXIMUM PURCHASE PRICE: EUR 200.00,
MAXIMUM NUMBER OF ORDINARY SHARES TO BE
ACQUIRED: 10 PERCENT OF THE SHARES
COMPOSING THE SHARE CAPITAL, GIVEN THAT THE
COMPANY MAY NOT HOLD IN ANY CASE MORE THAN
10 PERCENT OF ITS OWN SHARE CAPITAL. THIS
AUTHORISATION IS GIVEN FOR AN 18-MONTH
PERIOD AND SUPERSEDES THE FRACTION UNUSED
OF THE AUTHORISATION GIVEN BY THE
EXTRAORDINARY SHAREHOLDERS' MEETING OF JUNE
25TH 2020 IN RESOLUTION NR, 11. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
11 THE SHAREHOLDERS' MEETING RESOLVES TO BRING Mgmt No vote
THE ARTICLES OF THE BYLAWS INTO CONFORMITY
WITH THE LEGAL AND REGULATORY PROVISIONS OF
THE PACTE LAW AND TO AMEND, CONSEQUENTLY,
THE ARTICLES AS FOLLOWS: - ARTICLE NUMBER
4: 'HEAD OFFICE' OF THE BYLAWS, - ARTICLE
NUMBER 9: 'FORM OF THE SHARES' OF THE
BYLAWS, - ARTICLE NUMBER 11: 'BOARD OF
DIRECTORS' OF THE BYLAWS, - ARTICLE NUMBER
14: 'COMPENSATION OF THE DIRECTORS' OF THE
BYLAWS, - ARTICLE NUMBER 16: 'MEETINGS AND
DECISIONS OF THE BOARD OF DIRECTORS' OF THE
BYLAWS, - ARTICLE NUMBER 23: 'GENERAL
RULES' OF THE BYLAWS
12 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt No vote
ARTICLE NUMBER 13: 'DIRECTORS' TERM OF
OFFICE' OF THE BYLAWS
13 THE SHAREHOLDERS' MEETING DECIDES TO AMEND: Mgmt No vote
- ARTICLE NUMBER 15: 'CHAIRMAN AND
VICE-CHAIRMAN OF THE BOARD OF DIRECTORS' OF
THE BYLAWS, - ARTICLE NUMBER 16: 'MEETINGS
AND DECISIONS OF THE BOARD OF DIRECTORS' OF
THE BYLAWS, - ARTICLE NUMBER 23: 'GENERAL
RULES' OF THE BYLAWS
14 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt No vote
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY
CANCELLING ALL OR PART OF THE SHARES HELD
BY THE COMPANY IN CONNECTION WITH THE STOCK
REPURCHASE PLAN AUTHORISED BY THE BOARD OF
DIRECTORS, UP TO A MAXIMUM OF 10 PERCENT OF
THE SHARE CAPITAL OVER A 24-MONTH PERIOD.
THIS AUTHORISATION IS GIVEN FOR A 26-MONTH
PERIOD AND SUPERSEDES ANY AND ALL EARLIER
DELEGATIONS TO THE SAME EFFECT. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
15 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt No vote
BOARD OF DIRECTORS TO GRANT, FOR FREE, ON
ONE OR MORE OCCASIONS, EXISTING SHARES OF
THE COMPANY, IN FAVOUR OF THE EMPLOYEES OR
THE MANAGING CORPORATE OFFICERS OF THE
COMPANY AND COMPANIES IN WHICH IT DIRECTLY
OR INDIRECTLY HOLDS AT LEAST 10 PERCENT OF
THE SHARE CAPITAL OR VOTING RIGHTS. THEY
MAY NOT REPRESENT MORE THAN 2.5 PERCENT OF
THE SHARE CAPITAL, GIVEN THAT THE NUMBER OF
PERFORMANCE SHARES ALLOCATED TO EACH
MANAGING CORPORATE OFFICER SHALL NOT EXCEED
3.5 PERCENT OF THE OVERALL FREE ALLOCATIONS
OF SHARES AND STOCK OPTIONS CARRIED OUT
EACH YEAR. THE PRESENT DELEGATION IS GIVEN
FOR A 38-MONTH PERIOD AND SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORISATION GIVEN
BY THE EXTRAORDINARY SHAREHOLDERS' MEETING
OF NOVEMBER 29TH 2018 IN RESOLUTION NR, 7.
THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
16 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt No vote
BOARD OF DIRECTORS THE NECESSARY POWERS TO
INCREASE THE CAPITAL, ON ONE OR MORE
OCCASIONS, IN FRANCE OR ABROAD, BY A
MAXIMUM NOMINAL AMOUNT OF 5 PERCENT OF THE
SHARE CAPITAL, BY ISSUANCE OF COMPANY'S
ORDINARY SHARES AND-OR SECURITIES GIVING
ACCESS TO SHARES OF THE COMPANY OR ANOTHER
COMPANY OR GIVING RIGHT TO THE ALLOCATION
OF DEBT SECURITIES, WITH PREFERENTIAL
SUBSCRIPTION RIGHTS MAINTAINED. THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY
BE ISSUED SHALL NOT EXCEED EUR
1,500,000,000.00. THIS AUTHORISATION IS
GRANTED FOR A 26-MONTH PERIOD AND
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORISATION GIVEN BY THE EXTRAORDINARY
SHAREHOLDERS' MEETING OF MAY 16TH 2019 IN
RESOLUTION NR, 16. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
17 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt No vote
BOARD OF DIRECTORS ALL POWERS IN ORDER TO
INCREASE THE SHARE CAPITAL, IN ONE OR MORE
OCCASIONS AND AT ITS SOLE DISCRETION, UP TO
A MAXIMUM NOMINAL AMOUNT OF EUR
500,000,000.00, BY WAY OF CAPITALIZING
RESERVES, PROFITS, PREMIUMS OR OTHER MEANS,
PROVIDED THAT SUCH CAPITALIZATION IS
ALLOWED BY LAW AND UNDER THE BYLAWS. THIS
AUTHORISATION IS GRANTED FOR A 26-MONTH
PERIOD AND SUPERSEDES THE FRACTION UNUSED
OF THE AUTHORISATION GIVEN BY THE
EXTRAORDINARY SHAREHOLDERS' MEETING OF MAY
16TH 2019 IN RESOLUTION NR, 17. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
18 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS
SOLE DISCRETION, IN FAVOUR OF ELIGIBLE
EMPLOYEES, CORPORATE OFFICERS AND FORMER
EMPLOYEES WHO ARE MEMBERS OF A COMPANY
SAVINGS PLAN, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, BY
ISSUANCE OF NEW SHARES TO BE SUBSCRIBED IN
CASH AND, IF SO, SECURITIES GIVING ACCESS
TO THE SHARE CAPITAL. THE MAXIMUM NUMBER OF
COMPANY'S SHARES TO BE ISSUED UNDER THIS
DELEGATION OF AUTHORITY SHALL NOT EXCEED
0.5 PERCENT OF THE SHARE CAPITAL. THIS
AUTHORISATION IS GRANTED FOR A 26-MONTH
PERIOD AND SUPERSEDES THE FRACTION UNUSED
OF THE AUTHORISATION GIVEN BY THE
EXTRAORDINARY SHAREHOLDERS' MEETING OF JUNE
25TH 2020 IN RESOLUTION NR, 12. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
19 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR. LEONARDO DEL VECCHIO AS
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF
THE APPROVAL OF RESOLUTION NUMBER 12, THIS
TERM OF OFFICE IS RENEWED FOR A PERIOD AS
DETERMINED IN RESOLUTION NUMBER 31
20 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR. ROMOLO BARDIN AS
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF
THE APPROVAL OF RESOLUTION NUMBER 12, THIS
TERM OF OFFICE IS RENEWED FOR A PERIOD AS
DETERMINED IN RESOLUTION NUMBER 31
21 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MRS. JULIETTE FAVRE AS
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF
THE APPROVAL OF RESOLUTION NUMBER 12, THIS
TERM OF OFFICE IS RENEWED FOR A PERIOD AS
DETERMINED IN RESOLUTION NUMBER 31
22 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR. FRANCESCO MILLERI AS
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF
THE APPROVAL OF RESOLUTION NUMBER 12, THIS
TERM OF OFFICE IS RENEWED FOR A PERIOD AS
DETERMINED IN RESOLUTION NUMBER 31
23 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR. PAUL DU SAILLANT AS
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF
THE APPROVAL OF RESOLUTION NUMBER 12, THIS
TERM OF OFFICE IS RENEWED FOR A PERIOD AS
DETERMINED IN RESOLUTION NUMBER 31
24 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MRS. CHRISTINA SCOCCHIA AS
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF
THE APPROVAL OF RESOLUTION NUMBER 12, THIS
TERM OF OFFICE IS RENEWED FOR A PERIOD AS
DETERMINED IN RESOLUTION NUMBER 31
25 THE SHAREHOLDERS' MEETING APPOINTS MR. Mgmt No vote
JEAN-LUC BIAMONTI AS DIRECTOR FOR A 3-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN
THAT IN THE ABSENCE OF THE APPROVAL OF
RESOLUTION NUMBER 12, THIS TERM OF OFFICE
IS RENEWED FOR A PERIOD AS DETERMINED IN
RESOLUTION NUMBER 31
26 THE SHAREHOLDERS' MEETING APPOINTS MRS. Mgmt No vote
MARIE-CHRISTINE COISNE AS DIRECTOR FOR A
3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN
THAT IN THE ABSENCE OF THE APPROVAL OF
RESOLUTION NUMBER 12, THIS TERM OF OFFICE
IS RENEWED FOR A PERIOD AS DETERMINED IN
RESOLUTION NUMBER 31
27 THE SHAREHOLDERS' MEETING APPOINTS MR. JOSE Mgmt No vote
GONZALO AS DIRECTOR FOR A 3-YEAR PERIOD,
I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED
TO RULE ON THE FINANCIAL STATEMENTS FOR THE
2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE
OF THE APPROVAL OF RESOLUTION NUMBER 12,
THIS TERM OF OFFICE IS RENEWED FOR A PERIOD
AS DETERMINED IN RESOLUTION NUMBER 31
28 THE SHAREHOLDERS' MEETING APPOINTS MRS. Mgmt No vote
SWATI PIRAMAL AS DIRECTOR FOR A 3-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN
THAT IN THE ABSENCE OF THE APPROVAL OF
RESOLUTION NUMBER 12, THIS TERM OF OFFICE
IS RENEWED FOR A PERIOD AS DETERMINED IN
RESOLUTION NUMBER 31
29 THE SHAREHOLDERS' MEETING APPOINTS MRS. Mgmt No vote
NATHALIE VON SIEMENS AS DIRECTOR FOR A
3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN
THAT IN THE ABSENCE OF THE APPROVAL OF
RESOLUTION NUMBER 12, THIS TERM OF OFFICE
IS RENEWED FOR A PERIOD AS DETERMINED IN
RESOLUTION NUMBER 31
30 THE SHAREHOLDERS' MEETING APPOINTS MR. Mgmt No vote
ANDREA ZAPPIA AS DIRECTOR FOR A 3-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN
THAT IN THE ABSENCE OF THE APPROVAL OF
RESOLUTION NUMBER 12, THIS TERM OF OFFICE
IS RENEWED FOR A PERIOD AS DETERMINED IN
RESOLUTION NUMBER 31
31 THE SHAREHOLDERS' MEETING RESOLVES THAT IF Mgmt No vote
THE RESOLUTION NUMBER 12 OF THIS MEETING IS
NOT ADOPTED, 4 DIRECTORS RENEWED OR
APPOINTED WITH THE USE OF THE RESOLUTIONS
NUMBER 19 TO 30 (INCLUSIVE) WILL BE RENEWED
OR APPOINTED, AS APPROPRIATE, FOR A 2-YEAR
PERIOD, WHEREAS ALL THE OTHERS WILL BE
RENEWED OR APPOINTED, AS APPROPRIATE, FOR A
3-YEAR PERIOD. THE 4 DIRECTORS RENEWED OR
APPOINTED, AS APPROPRIATE, FOR 2 YEARS WILL
BE DRAWN BY LOTS
32 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
ETABLISSEMENTEN FRANZ COLRUYT NV Agenda Number: 713064119
--------------------------------------------------------------------------------------------------------------------------
Security: B26882231
Meeting Type: OGM
Meeting Date: 30-Sep-2020
Ticker:
ISIN: BE0974256852
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 APPROVAL OF THE REPORTS OF THE BOARD OF Mgmt No vote
DIRECTORS
2 APPROVAL OF THE REMUNERATION REPORT Mgmt No vote
2019-2020
3.A ADOPTION OF THE COMPANY'S ANNUAL FINANCIAL Mgmt No vote
STATEMENTS
3.B APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS OF COLRUYT GROUP
4 APPROVAL OF THIS DIVIDEND: MOTION TO Mgmt No vote
ALLOCATE A GROSS DIVIDEND OF 1,35 EUROS PER
SHARE UPON PRESENTATION OF COUPON NO 10,
MADE AVAILABLE FOR PAYMENT ON 6 OCTOBER
2020. THE EX-DIVIDEND OR EX-DATE IS 2
OCTOBER 2020. THE RECORD DATE IS 5 OCTOBER
2020
5 APPROVAL OF THE PARTICIPATION IN THE PROFIT Mgmt No vote
AS SPECIFIED
6 THAT THE DIRECTORSHIP OF KORYS NV (COMPANY Mgmt No vote
NUMBER 0844.198.918) WITH REGISTERED OFFICE
IN 1500 HALLE, VILLALAAN 96, RPR BRUSSELS,
WITH AS PERMANENT REPRESENTATIVE, MISTER
DRIES COLPAERT, BE RENEWED FOR A PERIOD OF
4 YEARS UNTIL THE GENERAL MEETING IN 2024
7 THAT THE DIRECTORS BE GRANTED DISCHARGE Mgmt No vote
8 THAT THE STATUTORY AUDITOR BE GRANTED Mgmt No vote
DISCHARGE
9 OTHER BUSINESS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ETABLISSEMENTEN FRANZ COLRUYT NV Agenda Number: 713103303
--------------------------------------------------------------------------------------------------------------------------
Security: B26882231
Meeting Type: EGM
Meeting Date: 08-Oct-2020
Ticker:
ISIN: BE0974256852
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 463712 DUE TO RECEIPT OF UPDATED
AGENDA WITH SPLITTING OF RESOLUTION NO. 1.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU
I.1 AMENDMENT OF THE ARTICLES OF ASSOCIATION: Non-Voting
EXTENSION AND AMENDMENT OF THE COMPANY'S
OBJECTS (PRESENT ARTICLE 3: OBJECTS):
ACKNOWLEDGEMENT OF THE REPORT OF THE BOARD
OF DIRECTORS IN ACCORDANCE WITH ARTICLE
7:154 OF THE COMPANIES AND ASSOCIATIONS
CODE CONCERNING CHANGES TO THE OBJECTS.
PROPOSAL FOR THE AMENDMENT OF THE OBJECTS
BY THE REPLACEMENT OF THE PRESENT ARTICLE 3
OF THE ARTICLES OF ASSOCIATION ("AS
SPECIFIED")
I.2 AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt No vote
TO APPROVE THE PROPOSED NEW TEXT OF THE
COMPANY'S ARTICLES OF ASSOCIATION, WHICH
CAN BE ACCESSED VIA THE LINK BELOW,
INCLUDING THE AMENDMENT OF THE OBJECTS
II.1 ACKNOWLEDGEMENT OF THE REPORT BY THE BOARD Non-Voting
OF DIRECTORS OF 11 JUNE 2020 SETTING OUT
THE PURPOSE OF AND JUSTIFICATION FOR THE
PROPOSAL FOR AN INCREASE OF CAPITAL WITH
THE WAIVER OF PRE-EMPTIVE RIGHTS IN THE
INTEREST OF THE COMPANY, FOR THE BENEFIT OF
THE EMPLOYEES OF THE COMPANY AND COLRUYT
GROUP WHO FULFIL THE CRITERIA DEFINED IN
THE SAID REPORT
II.2 ACKNOWLEDGEMENT OF THE REPORT OF ERNST & Non-Voting
YOUNG BEDRIJFSREVISOREN BV, REPRESENTED BY
MR DANIEL WUYTS, AUDITOR, DRAWN UP ON 24
AUGUST 2020 IN ACCORDANCE WITH ARTICLE
7:191 OF THE COMPANIES AND ASSOCIATIONS
CODE
II.3 TO APPROVE THE ISSUE OF A MAXIMUM OF Mgmt No vote
1.000.000 NEW REGISTERED SHARES WITH NO
STATED FACE VALUE
II.4 TO APPROVE THE SETTING OF THE ISSUE PRICE Mgmt No vote
ACCORDING TO THE CRITERIA
II.5 TO APPROVE THE SUSPENSION OF THE Mgmt No vote
PRE-EMPTIVE RIGHT
II.6 TO APPROVE THE INCREASE OF THE CAPITAL ON Mgmt No vote
THE TERMS
II.7 TO APPROVE THE OPENING OF SUBSCRIPTIONS ON Mgmt No vote
16 OCTOBER 2020 AND CLOSURE ON 16 NOVEMBER
2020
II.8 TO APPROVE THE GRANTING OF POWERS TO THE Mgmt No vote
BOARD OF DIRECTORS FOR THE AFOREMENTIONED
ACTIONS
III.1 TO APPROVE ARTICLE 13.B. OF THE ARTICLES OF Mgmt No vote
ARTICLES OF ASSOCIATION AMENDED ("AS
SPECIFIED")
III.2 TO APPROVE ARTICLE 14.B. OF THE ARTICLES OF Mgmt No vote
ARTICLES OF ASSOCIATION AMENDED ("AS
SPECIFIED")
IV TO APPROVE THE CANCELLATION OF 2.500.000 Mgmt No vote
TREASURY SHARES, COUPLED WITH THE
CANCELLATION OF THE CORRESPONDING RESERVES
NOT AVAILABLE FOR DISTRIBUTION, SO THAT THE
VALUE OF THE SHARES IS WRITTEN OFF AT THE
TIME OF THE DECISION IN FAVOUR OF
CANCELLATION AND, WHERE NECESSARY,
CONFIRMATION OF THE CANCELLATION OF
TREASURY SHARES CARRIED OUT IN THE PAST
AMENDMENT OF ARTICLE 5 OF THE ARTICLES OF
ASSOCIATION
V TO APPROVE THE AFOREMENTIONED AUTHORISATION Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
EURAZEO SA Agenda Number: 713716465
--------------------------------------------------------------------------------------------------------------------------
Security: F3296A108
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: FR0000121121
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 9 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
COMMENT AND CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU AND PLEASE NOTE
THAT IMPORTANT ADDITIONAL MEETING
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104092100844-43.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - APPROVAL OF THE
NON-DEDUCTIBLE EXPENSES AMOUNT
2 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
ENDED 31 DECEMBER 2020 AND DISTRIBUTION OF
DIVIDEND
3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
4 APPROVAL OF THE AGREEMENTS AND COMMITMENTS Mgmt No vote
REFERRED TO IN ARTICLE L.225-86 OF THE
FRENCH COMMERCIAL CODE
5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
STEPHANE PALLEZ AS A MEMBER OF THE
SUPERVISORY BOARD
6 APPROVAL OF THE COMPENSATION POLICY OF Mgmt No vote
MEMBERS OF THE SUPERVISORY BOARD
7 APPROVAL OF THE COMPENSATION POLICY TO THE Mgmt No vote
MEMBERS OF THE MANAGEMENT BOARD
8 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt No vote
COMPENSATION OF CORPORATE OFFICERS
MENTIONED IN SECTION I OF ARTICLE L.22-10-9
OF THE FRENCH COMMERCIAL CODE AS PRESENTED
IN THE REPORT ON CORPORATE GOVERNANCE
9 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt No vote
BENEFITS PAID DURING THE FINANCIAL YEAR
2020 OR AWARDED FOR THE SAME FINANCIAL YEAR
TO MR. MICHEL DAVID-WEILL, CHAIRMAN OF THE
SUPERVISORY BOARD
10 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt No vote
BENEFITS PAID DURING THE FINANCIAL YEAR
2020 OR AWARDED FOR THE SAME FINANCIAL YEAR
TO MRS. VIRGINIE MORGON, CHAIRMAN OF THE
MANAGEMENT BOARD
11 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt No vote
BENEFITS PAID DURING THE FINANCIAL YEAR
2020 OR AWARDED FOR THE SAME FINANCIAL YEAR
TO MR. PHILIPPE AUDOUIN, MEMBER OF THE
MANAGEMENT BOARD
12 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt No vote
BENEFITS PAID DURING THE FINANCIAL YEAR
2020 OR AWARDED FOR THE SAME FINANCIAL YEAR
TO MR. NICOLAS HUET, MEMBER OF THE
MANAGEMENT BOARD
13 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt No vote
BENEFITS PAID DURING THE FINANCIAL YEAR
2020 OR AWARDED FOR THE SAME FINANCIAL YEAR
TO MR. OLIVIER MILLET, MEMBER OF THE
MANAGEMENT BOARD
14 AUTHORIZATION OF A BUYBACK PROGRAM BY THE Mgmt No vote
COMPANY OF ITS OWN SHARES
15 AUTHORIZATION TO THE MANAGEMENT BOARD TO Mgmt No vote
REDUCE THE SHARE CAPITAL BY CANCELLING
SHARES PURCHASED UNDER THE SHARE BUYBACK
PROGRAM
16 DELEGATION OF AUTHORITY TO PROCEED WITH THE Mgmt No vote
SHARE CAPITAL INCREASE THROUGH THE ISSUANCE
OF COMMON SHARE AND/OR TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL,
RESERVED FOR MEMBERS OF A COMPANY SAVINGS
PLAN, WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE
LATTER
17 AUTHORIZATION TO THE MANAGEMENT BOARD TO Mgmt No vote
PROCEED WITH THE ALLOCATION OF FREE SHARES
FOR THE BENEFIT OF EMPLOYEES AND CORPORATE
OFFICERS OF THE COMPANY AND/OR RELATED
COMPANIES
18 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
EUROBANK ERGASIAS SERVICES AND HOLDINGS S.A. Agenda Number: 712920291
--------------------------------------------------------------------------------------------------------------------------
Security: X2321W101
Meeting Type: OGM
Meeting Date: 28-Jul-2020
Ticker:
ISIN: GRS323003012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ANNUAL AND CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR 2019.
DIRECTORS' AND AUDITORS' REPORTS
2. APPROVAL OF THE OVERALL MANAGEMENT FOR THE Mgmt No vote
FINANCIAL YEAR 2019 AND DISCHARGE OF THE
AUDITORS FOR THE FINANCIAL YEAR 2019
3. APPOINTMENT OF AUDITORS FOR THE FINANCIAL Mgmt No vote
YEAR 2020
4. APPROVAL OF THE REMUNERATION POLICY FOR Mgmt No vote
DIRECTORS
5. APPROVAL OF THE REMUNERATION FOR THE Mgmt No vote
FINANCIAL YEAR 2019 AND OF THE ADVANCE
PAYMENT OF THE REMUNERATION FOR THE
DIRECTORS FOR THE FINANCIAL YEAR 2020
6. REMUNERATION REPORT FOR THE FINANCIAL YEAR Mgmt No vote
2019
7. ESTABLISHMENT OF A SHARES AWARD PLAN FOR Mgmt No vote
MEMBERS OF THE MANAGEMENT AND PERSONNEL OF
THE COMPANY AND ITS AFFILIATED COMPANIES
ACCORDING TO ARTICLE 32 OF LAW 4308/2014,
IN THE FORM OF STOCK OPTIONS RIGHTS BY
ISSUING NEW SHARES IN ACCORDANCE WITH THE
PROVISIONS OF ARTICLE 113 OF LAW 4548/2018
AND GRANTING OF AUTHORIZATION TO THE BOARD
OF DIRECTORS TO ADJUST PROCEDURAL ISSUES
AND DETAILS
8. DECREASE IN KIND OF THE COMPANY'S SHARE Mgmt No vote
CAPITAL VIA DECREASE OF THE NOMINAL VALUE
OF EACH ORDINARY SHARE ISSUED BY THE
COMPANY BY EUR0.0155, IN ORDER THE
SHAREHOLDERS TO RECEIVE SHARES ISSUED BY
THE CYPRIOT SUBSIDIARY OF THE COMPANY UNDER
THE CORPORATE NAME MAIRANUS LIMITED,
REGISTERED IN THE CYPRUS REGISTRY OF
COMPANIES UNDER REGISTRATION NO. 406095 AND
REGISTERED OFFICE IN NICOSIA CYPRUS, 17-19
THEMISTOKLI DERVI STREET, THE CITY HOUSE,
FLOOR 2, 1066, WHICH SHALL BE RENAMED TO
'CAIRO MEZZ PLC' (HEREINAFTER THE
'ISSUER'), OF AN EQUAL AMOUNT TO THE AMOUNT
OF THE SHARE CAPITAL DECREASE, I.E. 1 SHARE
OF THE ISSUER FOR EVERY 12 SHARES OF THE
COMPANY HELD, AS THIS RATIO RESULTED
FOLLOWING THE APPLICATION OF THE PROVISIONS
OF ARTICLE 17 OF L. 4548/2018 CONCERNING
THE VALUATION OF THE SHARES ISSUED BY THE
ISSUER AND CAPITALIZATION OF RESERVES OF
THE COMPANY OF AN AMOUNT EQUAL TO EUR
20,400,390.19 WITH THE INCREASE OF THE
NOMINAL VALUE OF EACH ORDINARY SHARE ISSUED
BY THE COMPANY BY EUR 0.0055 FOR THE
PURPOSE OF ROUNDING THE NOMINAL VALUE OF
THE SHARES ISSUED BY THE COMPANY AT EUR
0.22 EACH. GRANTING OF AUTHORIZATIONS AND
APPROVAL OF THE CORRESPONDING AMENDMENT TO
ARTICLE 5 OF THE COMPANY'S ARTICLES OF
ASSOCIATION. APPROVAL AND AUTHORIZATION TO
THE BOARD OF DIRECTORS TO SELL ANY
FRACTIONAL BALANCES OF SHARES ISSUED BY THE
ISSUER SO THAT THE PROCEEDS FROM THE SALE
TO BE DISTRIBUTED TO SHAREHOLDERS OF THE
COMPANY WHO ARE ENTITLED TO FRACTIONAL
BALANCES OF SHARES
9. AMENDMENT OF ARTICLE 11 OF THE COMPANY'S Mgmt No vote
ARTICLES OF ASSOCIATION AIMING TO THE
PROVISION OF THE OPTION OF REMOTE
PARTICIPATION IN THE GENERAL MEETING
WITHOUT PHYSICAL PRESENCE AT THE VENUE OF
ITS CONVENTION AND/OR REMOTE PARTICIPATION
IN THE VOTING PRIOR TO THE MEETING
10. ANNOUNCEMENT OF THE ELECTION OF NEW Non-Voting
INDEPENDENT NON-EXECUTIVE MEMBERS OF THE
BOARD OF DIRECTORS
11. ELECTION OF MEMBERS OF THE AUDIT COMMITTEE Mgmt No vote
CMMT 09 JUL 2020: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE AN A REPETITIVE MEETING ON 03 AUG 2020.
ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
CMMT 09 JUL 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EUROFINS SCIENTIFIC SE Agenda Number: 713249793
--------------------------------------------------------------------------------------------------------------------------
Security: F3322K104
Meeting Type: EGM
Meeting Date: 16-Nov-2020
Ticker:
ISIN: FR0000038259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE STOCK SPLIT Mgmt No vote
2 AMEND ARTICLES TO REFLECT CHANGES IN Mgmt No vote
CAPITAL
3 AUTHORIZE FILING OF REQUIRED Mgmt No vote
DOCUMENTS/OTHER FORMALITIES
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS A EUROPEAN COMPANY Non-Voting
FOR WHICH ABSTAIN VOTES ARE ALLOWED
CMMT O2 NOV 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 02 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EUROFINS SCIENTIFIC SE Agenda Number: 713720159
--------------------------------------------------------------------------------------------------------------------------
Security: L31839134
Meeting Type: MIX
Meeting Date: 22-Apr-2021
Ticker:
ISIN: FR0014000MR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 05 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND PLEASE NOTE THAT THIS IS A REVISION
DUE TO MODIFICATION OF THE TEXT OF COMMENT
AND CHANGE IN NUMBERING OF ALL RESOLUTIONS.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
O.1 RECEIVE AND APPROVE BOARD'S REPORTS Mgmt No vote
O.2 RECEIVE AND APPROVE DIRECTOR'S SPECIAL Mgmt No vote
REPORT RE: OPERATIONS CARRIED OUT UNDER THE
AUTHORIZED CAPITAL ESTABLISHED
O.3 RECEIVE AND APPROVE AUDITOR'S REPORTS Mgmt No vote
O.4 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt No vote
AND STATUTORY REPORTS
O.5 APPROVE FINANCIAL STATEMENTS Mgmt No vote
O.6 APPROVE ALLOCATION OF INCOME Mgmt No vote
O.7 APPROVE DISCHARGE OF DIRECTORS Mgmt No vote
O.8 APPROVE DISCHARGE OF AUDITORS Mgmt No vote
O.9 APPROVE REMUNERATION REPORT Mgmt No vote
O.10 REELECT PASCAL RAKOVSKY AS DIRECTOR Mgmt No vote
O.11 ELECT IVO RAUH AS DIRECTOR Mgmt No vote
O.12 ELECT EVIE ROOS AS DIRECTOR Mgmt No vote
O.13 RENEW APPOINTMENT OF DELOITTE AUDIT AS Mgmt No vote
AUDITOR
O.14 APPROVE REMUNERATION OF DIRECTORS Mgmt No vote
O.15 ACKNOWLEDGE INFORMATION ON REPURCHASE Mgmt No vote
PROGRAM
O.16 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt No vote
APPROVED RESOLUTIONS
E.1 INCREASE AUTHORIZED SHARE CAPITAL AND AMEND Mgmt No vote
ARTICLES OF ASSOCIATION
E.2 APPROVE CREATION OF CLASS C BENEFICIARY Mgmt No vote
UNITS AND AMEND ARTICLES OF ASSOCIATION
E.3 AMEND ARTICLES 15.3, 16.3, AND 21 OF THE Mgmt No vote
ARTICLES OF ASSOCIATION
E.4 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt No vote
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
EURONEXT NV Agenda Number: 713183109
--------------------------------------------------------------------------------------------------------------------------
Security: N3113K397
Meeting Type: EGM
Meeting Date: 20-Nov-2020
Ticker:
ISIN: NL0006294274
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 PRESENTATION BY CEO Non-Voting
3.A APPROVE COMBINATION Mgmt No vote
3.B GRANT BOARD AUTHORITY TO ISSUE SHARES AND Mgmt No vote
RESTRICT/EXCLUDE PREEMPTIVE RIGHTS IN
CONNECTION WITH THE PROPOSED COMBINATION
(PRIVATE PLACEMENT)
3.C GRANT BOARD AUTHORITY TO ISSUE SHARES AND Mgmt No vote
RESTRICT/EXCLUDE PREEMPTIVE RIGHTS IN
CONNECTION WITH THE PROPOSED COMBINATION
(RIGHT ISSUE)
4 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
EURONEXT NV Agenda Number: 713907888
--------------------------------------------------------------------------------------------------------------------------
Security: N3113K397
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: NL0006294274
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 540483 DUE TO RECEIPT OF CHANGE
IN VOTING STATUS AND UPDATED AGENDA. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU
1 OPEN MEETING Non-Voting
2 PRESENTATION BY CEO Non-Voting
3.a RECEIVE EXPLANATION ON COMPANY'S RESERVES Non-Voting
AND DIVIDEND POLICY
3b APPROVE REMUNERATION REPORT Mgmt No vote
3c ADOPT FINANCIAL STATEMENTS Mgmt No vote
3d APPROVE DIVIDENDS OF EUR 2.25 PER SHARE Mgmt No vote
3e APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
3f APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
4a ELECT PIERO NOVELLI TO SUPERVISORY BOARD Mgmt No vote
4b ELECT ALESSANDRA FERONE TO SUPERVISORY Mgmt No vote
BOARD
4c ELECT DIANA CHAN TO SUPERVISORY BOARD Mgmt No vote
4d ELECT OLIVIER SICHEL TO SUPERVISORY BOARD Mgmt No vote
4e ELECT RIKA COPPENS TO SUPERVISORY BOARD Mgmt No vote
5a ELECT DELPHINE D'AMARZIT TO MANAGEMENT Mgmt No vote
BOARD
6 AMEND REMUNERATION POLICY FOR MANAGEMENT Mgmt No vote
BOARD
7 AMEND REMUNERATION POLICY FOR SUPERVISORY Mgmt No vote
BOARD
8 RATIFY ERNST & YOUNG ACCOUNTANTS LLP AS Mgmt No vote
AUDITORS
9 AMEND ARTICLES OF ASSOCIATION Mgmt No vote
10a GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt No vote
10 PERCENT OF ISSUED CAPITAL
10b AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt No vote
RIGHTS FROM SHARE ISSUANCES
11 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt No vote
ISSUED SHARE CAPITAL
12 OTHER BUSINESS Non-Voting
13 CLOSE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 4 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS 3b TO 11. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, FOR MID: 557062 PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
EVONIK INDUSTRIES AG Agenda Number: 712958656
--------------------------------------------------------------------------------------------------------------------------
Security: D2R90Y117
Meeting Type: AGM
Meeting Date: 31-Aug-2020
Ticker:
ISIN: DE000EVNK013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 PROVISION OF DOCUMENTS FOR THE ANNUAL Non-Voting
SHAREHOLDERS' MEETING IN ACCORDANCE WITH
SECTION 176 PARAGRAPH 1 SENTENCE 1 OF THE
GERMAN STOCK CORPORATION ACT (AKTIENGESETZ
- "AKTG")
2 RESOLUTION ON THE ALLOCATION OF THE NET Mgmt No vote
PROFIT: DIVIDENDS OF EUR 0.58 PER SHARE
3 RESOLUTION ON FORMAL APPROVAL OF THE Mgmt No vote
ACTIONS OF THE MEMBERS OF THE EXECUTIVE
BOARD IN FISCAL YEAR 2019
4 RESOLUTION ON FORMAL APPROVAL OF THE Mgmt No vote
ACTIONS OF THE MEMBERS OF THE SUPERVISORY
BOARD IN FISCAL YEAR 2019
5 RESOLUTION ON THE APPOINTMENT OF THE Mgmt No vote
AUDITOR AND OF THE GROUP AUDITOR FOR FISCAL
YEAR 2020 AND OF THE AUDITOR FOR AN AUDIT
REVIEW OF ADDITIONAL FINANCIAL INFORMATION
DURING FISCAL YEAR 2020 PURSUANT TO SECTION
115 PARAGRAPH 7 OF THE GERMAN SECURITIES
TRADING ACT (WERTPAPIERHANDELSGESETZ -
"WPHG"): PRICEWATERHOUSECOOPERS GMBH.
RESOLUTION ON THE APPOINTMENT OF THE
AUDITOR FOR ANY REVIEW FOR ADDITIONAL
FINANCIAL INFORMATION DURING FISCAL YEAR
2021 UP TO THE NEXT ANNUAL SHAREHOLDERS'
MEETING: KPMG AG
6 RESOLUTION ON AUTHORIZATION TO ACQUIRE AND Mgmt No vote
UTILIZE TREASURY SHARES IN THE COMPANY,
WITH POSSIBLE EXCLUSION OF SUBSCRIPTION
RIGHT AND ANY TENDER RIGHT
7 RESOLUTION APPROVING THE REMUNERATION Mgmt No vote
SYSTEM FOR MEMBERS OF THE EXECUTIVE BOARD
8 RESOLUTION APPROVING THE REMUNERATION Mgmt No vote
SYSTEM FOR MEMBERS OF THE SUPERVISORY BOARD
CMMT 11 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 5. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EVONIK INDUSTRIES AG Agenda Number: 713931360
--------------------------------------------------------------------------------------------------------------------------
Security: D2R90Y117
Meeting Type: AGM
Meeting Date: 02-Jun-2021
Ticker:
ISIN: DE000EVNK013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.15 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt No vote
2021
6.1 ELECT WERNER FUHRMANN TO THE SUPERVISORY Mgmt No vote
BOARD
6.2 ELECT CEDRIK NEIKE TO THE SUPERVISORY BOARD Mgmt No vote
CMMT 20 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 20 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EVOTEC SE Agenda Number: 714067697
--------------------------------------------------------------------------------------------------------------------------
Security: D1646D105
Meeting Type: AGM
Meeting Date: 15-Jun-2021
Ticker:
ISIN: DE0005664809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt No vote
FISCAL YEAR 2021
5 ELECT CONSTANZE ULMER-EILFORT TO THE Mgmt No vote
SUPERVISORY BOARD
6 APPROVE CREATION OF EUR 32.9 MILLION POOL Mgmt No vote
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
8 APPROVE REMUNERATION POLICY Mgmt No vote
CMMT 21 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 21 MAY 2021: PLEASE NOTE THAT THE MEETING Non-Voting
REVISED DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EXOR N.V. Agenda Number: 713942983
--------------------------------------------------------------------------------------------------------------------------
Security: N3140A107
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: NL0012059018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING Non-Voting
2.A 2020 ANNUAL REPORT Non-Voting
2.B REMUNERATION REPORT (ADVISORY VOTE) Mgmt No vote
2.C ADOPTION 2020 ANNUAL ACCOUNTS Mgmt No vote
2.D EXPLANATION OF THE POLICY ON DIVIDENDS Non-Voting
2.E DIVIDEND DISTRIBUTION Mgmt No vote
3.A APPOINTMENT ERNST & YOUNG ACCOUNTANTS LLP Mgmt No vote
AS INDEPENDENT EXTERNAL AUDITOR CHARGED
WITH THE AUDITING OF THE ANNUAL ACCOUNTS
FOR THE FINANCIAL YEAR 2021
4.A RELEASE FROM LIABILITY OF THE EXECUTIVE Mgmt No vote
DIRECTORS
4.B RELEASE FROM LIABILITY OF THE NON-EXECUTIVE Mgmt No vote
DIRECTORS
5.A APPOINTMENT OF MR. A. BANGA AS Mgmt No vote
NON-EXECUTIVE DIRECTOR
6.A THE AUTHORIZATION OF THE BOARD OF DIRECTORS Mgmt No vote
TO REPURCHASE SHARES
6.B THE AUTHORIZATION OF THE BOARD OF DIRECTORS Mgmt No vote
TO CANCEL REPURCHASED SHARES
6.C THE AUTHORIZATION OF THE BOARD OF DIRECTORS Mgmt No vote
TO ISSUE ORDINARY SHARES
6.D THE AUTHORIZATION OF THE BOARD OF DIRECTORS Mgmt No vote
TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS
6.E THE AUTHORIZATION OF THE BOARD OF DIRECTORS Mgmt No vote
TO ISSUE SPECIAL VOTING SHARES A
7 CLOSE OF MEETING Non-Voting
CMMT 21 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 21 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FAURECIA SE Agenda Number: 713984311
--------------------------------------------------------------------------------------------------------------------------
Security: F3445A108
Meeting Type: MIX
Meeting Date: 31-May-2021
Ticker:
ISIN: FR0000121147
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 26 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
CMMT 10 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104232101106-49 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105102101448-56 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE PARENT COMPANY FINANCIAL Mgmt No vote
STATEMENTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2020 - APPROVAL OF
NON-TAX-DEDUCTIBLE EXPENSES AND COSTS
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2020
3 APPROPRIATION OF INCOME FOR THE FISCAL YEAR Mgmt No vote
AND SETTING OF THE DIVIDEND
4 STATUTORY AUDITORS' SPECIAL REPORT ON Mgmt No vote
RELATED PARTIES AGREEMENTS -AGREEMENTS
REFERRED TO IN ARTICLE L.225-38 OF THE
FRENCH CODE OF COMMERCE
5 RATIFICATION OF THE COOPTATION OF Mgmt No vote
JEAN-BERNARD LEVY AS BOARD MEMBER
6 RENEWAL OF PATRICK KOLLER AS A BOARD MEMBER Mgmt No vote
7 RENEWAL OF PENELOPE HERSCHER AS A BOARD Mgmt No vote
MEMBER
8 RENEWAL OF VALERIE LANDON AS A BOARD MEMBER Mgmt No vote
9 APPOINTMENT OF THE COMPANY PEUGEOT 1810 AS Mgmt No vote
A BOARD MEMBER
10 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt No vote
I OF ARTICLE L.22-10-9 OF THE FRENCH CODE
OF COMMERCE - REPORT ON COMPENSATIONS
11 APPROVAL OF THE ELEMENTS COMPRISING THE Mgmt No vote
TOTAL COMPENSATION AND ALL BENEFITS PAID
DURING THE FISCAL YEAR ENDED DECEMBER 31,
2020 OR GRANTED IN RESPECT OF THE SAME
FISCAL YEAR TO MICHEL DE ROSEN, CHAIRMAN OF
THE BOARD OF DIRECTORS
12 APPROVAL OF THE ELEMENTS COMPRISING THE Mgmt No vote
TOTAL COMPENSATION AND ALL BENEFITS PAID
DURING THE FISCAL YEAR ENDED DECEMBER 31,
2020 OR GRANTED IN RESPECT OF THE SAME
FISCAL YEAR TO PATRICK KOLLER, CHIEF
EXECUTIVE OFFICER
13 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
BOARD MEMBERS FOR THE 2021 FISCAL YEAR
14 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE
2021 FISCAL YEAR
15 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
CHIEF EXECUTIVE OFFICER FOR THE 2021 FISCAL
YEAR
16 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO ALLOW THE COMPANY TO BUY BACK
ITS OWN SHARES
17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD TO ISSUE SHARES AND/OR SECURITIES
GIVING ACCESS TO SHARES IN THE COMPANY
AND/OR A SUBSIDIARY, WITH PREFERENTIAL
SUBSCRIPTION RIGHTS, OR TO INCREASE THE
COMPANY'S CAPITAL STOCK THROUGH THE
CAPITALIZATION OF PROFITS, RESERVES AND/OR
PREMIUMS (SUSPENSION DURING TENDER OFFER
PERIODS)
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD TO ISSUE SHARES AND/OR SECURITIES
GIVING ACCESS TO SHARES IN THE COMPANY
AND/OR A SUBSIDIARY, WITH REMOVAL OF
PREFERENTIAL SUBSCRIPTION RIGHTS THROUGH A
PUBLIC OFFERING AND/OR AS COMPENSATION FOR
SHARES AS PART OF A PUBLIC EXCHANGE OFFER
(SUSPENSION DURING TENDER OFFER PERIODS)
19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD TO ISSUE SHARES AND/OR SECURITIES
GIVING ACCESS TO SHARES IN THE COMPANY
AND/OR A SUBSIDIARY, WITH REMOVAL OF
PREFERENTIAL SUBSCRIPTION RIGHTS THROUGH AN
OFFER EXCLUSIVELY TARGETING A RESTRICTED
CIRCLE OF INVESTORS OR QUALIFIED INVESTORS
(SUSPENSION DURING TENDER OFFER PERIODS)
20 AUTHORIZATION TO INCREASE THE AMOUNT OF Mgmt No vote
ISSUES PROVIDED FOR IN THE SEVENTEENTH,
EIGHTEENTH AND NINETEENTH RESOLUTIONS
(SUSPENSION DURING TENDER OFFER PERIODS)
21 DELEGATION TO BE GRANTED TO THE BOARD TO Mgmt No vote
ISSUE SHARES AND/OR SECURITIES GIVING
ACCESS TO SHARES IN THE COMPANY, WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS, FOR THE
PURPOSE OF COMPENSATING CONTRIBUTIONS IN
KIND TO THE COMPANY (SUSPENSION DURING
TENDER OFFER PERIODS)
22 AUTHORIZATION TO BE GRANTED TO THE BOARD TO Mgmt No vote
GRANT, FOR FREE, EXISTING SHARES AND/OR
SHARES TO BE ISSUED TO EMPLOYEES AND/OR
CERTAIN CORPORATE OFFICERS OF THE COMPANY
OR OF AFFILIATED COMPANIES OR ECONOMIC
GROUPS, WITH WAIVER BY THE SHAREHOLDERS OF
THEIR PREFERENTIAL SUBSCRIPTION RIGHTS
23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD FOR THE PURPOSE OF INCREASING THE
CAPITAL STOCK THROUGH THE ISSUE OF SHARES
AND/OR SECURITIES GIVING ACCESS TO SHARES,
WITH REMOVAL OF PREFERENTIAL SUBSCRIPTION
RIGHTS FOR THE BENEFIT OF MEMBERS OF A
COMPANY SAVINGS PLAN
24 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD IN VIEW OF CARRYING OUT SHARE
CAPITAL INCREASES, WITH REMOVAL OF
PREFERENTIAL SUBSCRIPTION RIGHTS, IN FAVOR
OF A CATEGORY OF BENEFICIARIES
25 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS FOR THE PURPOSE OF REDUCING THE
CAPITAL STOCK THROUGH THE CANCELLATION OF
SHARES
26 AMENDMENT TO ARTICLE 30 OF THE BYLAWS ON Mgmt No vote
THRESHOLD CROSSING IN ORDER TO SIMPLIFY THE
NOTIFICATION PROCEDURE
27 BRINGING THE BYLAWS INTO COMPLIANCE - Mgmt No vote
AMENDMENT OF ARTICLE 16 OF THE BYLAWS
RELATING TO THE COMPENSATION OF BOARD
MEMBERS AND ARTICLE 23 OF THE BYLAWS
RELATING TO RELATED-PARTIES AGREEMENTS
28 POWERS FOR FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
FERRARI N.V. Agenda Number: 713660202
--------------------------------------------------------------------------------------------------------------------------
Security: N3167Y103
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: NL0011585146
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING Non-Voting
2.a REPORT OF THE BOARD OF DIRECTORS FOR THE Non-Voting
FINANCIAL YEAR 2020
2.b POLICY ON ADDITIONS TO RESERVES AND ON Non-Voting
DIVIDENDS
2.c REMUNERATION REPORT 2020 (DISCUSSION AND Mgmt No vote
ADVISORY VOTE)
2.d ADOPTION OF THE 2020 ANNUAL ACCOUNTS Mgmt No vote
2.e DETERMINATION AND DISTRIBUTION OF DIVIDEND: Mgmt No vote
EUR 0.867 PER SHARE
2.f GRANTING OF DISCHARGE TO THE DIRECTORS IN Mgmt No vote
RESPECT OF THE PERFORMANCE OF THEIR DUTIES
DURING THE FINANCIAL YEAR 2020
3.a RE-APPOINTMENT OF THE EXECUTIVE DIRECTOR: Mgmt No vote
JOHN ELKANN
3.b RE-APPOINTMENT OF THE NON-EXECUTIVE Mgmt No vote
DIRECTOR: PIERO FERRARI
3.c RE-APPOINTMENT OF THE NON-EXECUTIVE Mgmt No vote
DIRECTOR: DELPHINE ARNAULT
3.d RE-APPOINTMENT OF THE NON-EXECUTIVE Mgmt No vote
DIRECTOR: FRANCESCA BELLETTINI
3.e RE-APPOINTMENT OF THE NON-EXECUTIVE Mgmt No vote
DIRECTOR: EDUARDO H. CUE
3.f RE-APPOINTMENT OF THE NON-EXECUTIVE Mgmt No vote
DIRECTOR: SERGIO DUCA
3.g RE-APPOINTMENT OF THE NON-EXECUTIVE Mgmt No vote
DIRECTOR: JOHN GALANTIC
3.h RE-APPOINTMENT OF THE NON-EXECUTIVE Mgmt No vote
DIRECTOR: MARIA PATRIZIA GRIECO
3.i RE-APPOINTMENT OF THE NON-EXECUTIVE Mgmt No vote
DIRECTOR: ADAM KESWICK
4 APPOINTMENT OF THE INDEPENDENT AUDITOR: Mgmt No vote
ERNST & YOUNG ACCOUNTANTS LLP
5.1 DELEGATION TO THE BOARD OF DIRECTORS OF THE Mgmt No vote
AUTHORITY TO ISSUE SHARES IN THE CAPITAL OF
THE COMPANY AND TO LIMIT OR TO EXCLUDE
PRE-EMPTION RIGHTS: PROPOSAL TO DESIGNATE
THE BOARD OF DIRECTORS AS THE CORPORATE
BODY AUTHORIZED TO ISSUE COMMON SHARES AND
TO GRANT RIGHTS TO SUBSCRIBE FOR COMMON
SHARES AS PROVIDED FOR IN ARTICLE 6 OF THE
COMPANY'S ARTICLES OF ASSOCIATION
5.2 DELEGATION TO THE BOARD OF DIRECTORS OF THE Mgmt No vote
AUTHORITY TO ISSUE SHARES IN THE CAPITAL OF
THE COMPANY AND TO LIMIT OR TO EXCLUDE
PRE-EMPTION RIGHTS: PROPOSAL TO DESIGNATE
THE BOARD OF DIRECTORS AS THE CORPORATE
BODY AUTHORIZED TO LIMIT OR TO EXCLUDE
PRE-EMPTION RIGHTS FOR COMMON SHARES AS
PROVIDED FOR IN ARTICLE 7 OF THE COMPANY'S
ARTICLES OF ASSOCIATION
5.3 DELEGATION TO THE BOARD OF DIRECTORS OF THE Mgmt No vote
AUTHORITY TO ISSUE SHARES IN THE CAPITAL OF
THE COMPANY AND TO LIMIT OR TO EXCLUDE
PRE-EMPTION RIGHTS: PROPOSAL TO DESIGNATE
THE BOARD OF DIRECTORS AS THE CORPORATE
BODY AUTHORIZED TO ISSUE SPECIAL VOTING
SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR
SPECIAL VOTING SHARES AS PROVIDED FOR IN
ARTICLE 6 OF THE COMPANY'S ARTICLES OF
ASSOCIATION
6 DELEGATION TO THE BOARD OF DIRECTORS OF THE Mgmt No vote
AUTHORITY TO ACQUIRE COMMON SHARES IN THE
CAPITAL OF THE COMPANY
7 APPROVAL OF AWARDS TO THE EXECUTIVE Mgmt No vote
DIRECTOR
8 CLOSE OF MEETING Non-Voting
CMMT 09 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 25 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT,
MODIFICATION OF TEXT IN RESOLUTION 2.E AND
CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FERROVIAL SA Agenda Number: 713633368
--------------------------------------------------------------------------------------------------------------------------
Security: E49512119
Meeting Type: OGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: ES0118900010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 09 APR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
CMMT SHAREHOLDERS HOLDING LESS THAN "100" SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
1.1 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt No vote
ANNUAL ACCOUNTS AND MANAGEMENT REPORTS
1.2 APPROVAL OF THE NON-FINANCIAL INFORMATION Mgmt No vote
REPORT
2 ALLOCATION OF RESULTS Mgmt No vote
3 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt No vote
DIRECTORS
4 APPROVAL OF THE FIRST CAPITAL INCREASE Mgmt No vote
5 APPROVAL OF THE SECOND CAPITAL INCREASE Mgmt No vote
6 APPROVAL OF A DECREASE IN SHARE CAPITAL Mgmt No vote
7.1 CONSULTIVE VOTE ABOUT THE COMPANY Mgmt No vote
GREENHOUSE GAS EMISSIONS REDUCTION PLAN
7.2 CONSULTIVE VOTE ABOUT THE COMPANY'S CLIMATE Mgmt No vote
STRATEGY REPORT
8 APPROVAL OF THE DIRECTOR'S REMUNERATION Mgmt No vote
POLICY
9 CONSULTIVE VOTE ON THE ANNUAL REPORT ON Mgmt No vote
DIRECTOR'S REMUNERATION
10 DELEGATION OF POWERS TO IMPLEMENT Mgmt No vote
AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE
GENERAL MEETING
11 INFORMATION ABOUT AMENDMENTS ON THE Non-Voting
REGULATIONS OF THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
FIAT CHRYSLER AUTOMOBILES N.V. Agenda Number: 713409717
--------------------------------------------------------------------------------------------------------------------------
Security: N31738102
Meeting Type: EGM
Meeting Date: 04-Jan-2021
Ticker:
ISIN: NL0010877643
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
E.2 TO APPROVE THE MERGER AND ALL RELATED Mgmt No vote
PROPOSALS IN CONNECTION WITH THE MERGER
WITH PSA
E.3 TO AMEND THE ARTICLES OF THE BYLAWS TO Mgmt No vote
INCREASE, AND SUBSEQUENTLY, DECREASE THE
COMBINED COMPANY'S ISSUED STOCK CAPITAL
CMMT 25 NOV 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM OGM TO EGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT 07 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FINECOBANK S.P.A Agenda Number: 713728523
--------------------------------------------------------------------------------------------------------------------------
Security: T4R999104
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: IT0000072170
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 APPROVAL OF THE BALANCE SHEET FOR THE YEAR Mgmt No vote
2020 AND PRESENTATION OF THE CONSOLIDATED
BALANCE SHEET
O.2 ALLOCATION OF THE PROFIT FOR THE YEAR 2020 Mgmt No vote
OF FINECOBANK S.P.A
O.3 TO INTEGRATE THE BOARD OF DIRECTORS. Mgmt No vote
RELATED AND CONSEQUENT RESOLUTIONS
O.4 TO INTEGRATE INTERNAL AUDITORS AND Mgmt No vote
APPOINTMENT OF ITS CHAIRMAN. RELATED AND
CONSEQUENT RESOLUTIONS
O.5 TO APPOINT EXTERNAL AUDITORS OF FINECOBANK Mgmt No vote
S.P.A. FOR THE YEARS 2022-2030 AND
REMUNERATION
O.6 2021 REMUNERATION POLICY REPORT Mgmt No vote
O.7 2020 EMOLUMENT PAID REPORT Mgmt No vote
O.8 2021 INCENTIVE SYSTEM FOR EMPLOYEES Mgmt No vote
'IDENTIFIED STAFF'
O.9 2021-2023 LONG-TERM EMPLOYEE INCENTIVE PLAN Mgmt No vote
FOR EMPLOYEES
O.10 2021 INCENTIVE SYSTEM FOR PERSONAL Mgmt No vote
FINANCIAL ADVISORS 'IDENTIFIED STAFF'
O.11 AUTHORIZATION TO PURCHASE AND DISPOSE OF Mgmt No vote
TREASURY SHARES IN ORDER TO SUPPORT THE
2021 PFA SYSTEM FOR PERSONAL FINANCIAL
ADVISORS. CONSEQUENT AND INHERENT
RESOLUTIONS
E.1 TO EMPOWER E THE BOARD OF DIRECTORS, UNDER Mgmt No vote
THE PROVISIONS OF SECTION 2443 OF THE
ITALIAN CIVIL CODE, TO RESOLVE, IN ONE OR
MORE INSTANCES FOR A MAXIMUM PERIOD OF FIVE
YEARS FROM THE DATE OF THE SHAREHOLDERS'
RESOLUTION, TO CARRY OUT A FREE SHARE
CAPITAL INCREASE, AS ALLOWED BY SECTION
2349 OF THE ITALIAN CIVIL CODE, FOR A
MAXIMUM AMOUNT OF EUR 143,131.89 (TO BE
ALLOCATED IN FULL TO SHARE CAPITAL)
CORRESPONDING TO UP TO 433,733 FINECOBANK
NEW ORDINARY SHARES WITH A NOMINAL VALUE OF
EUR 0.33 EACH, WITH THE SAME
CHARACTERISTICS AS THOSE IN CIRCULATION AND
WITH REGULAR DIVIDEND ENTITLEMENT, TO BE
GRANTED TO THE IDENTIFIED STAFF 2021 OF
FINECOBANK IN EXECUTION OF THE 2021
INCENTIVE SYSTEM; CONSEQUENT AMENDMENTS TO
THE ARTICLES OF ASSOCIATION
E.2 TO EMPOWER THE BOARD OF DIRECTORS, UNDER Mgmt No vote
THE PROVISIONS OF SECTION 2443 OF THE
ITALIAN CIVIL CODE, TO RESOLVE IN 2026 A
FREE SHARE CAPITAL INCREASE, AS ALLOWED BY
SECTION 2349 OF THE ITALIAN CIVIL CODE, FOR
A MAXIMUM AMOUNT OF EUR 36,476.22
CORRESPONDING TO UP TO 110,534 FINECOBANK
NEW ORDINARY SHARES WITH A NOMINAL VALUE OF
EUR 0.33 EACH, WITH THE SAME
CHARACTERISTICS AS THOSE IN CIRCULATION AND
WITH REGULAR DIVIDEND ENTITLEMENT, TO BE
GRANTED TO THE IDENTIFIED STAFF 2020 OF
FINECOBANK IN EXECUTION OF THE 2020
INCENTIVE SYSTEM; CONSEQUENT AMENDMENTS TO
THE ARTICLES OF ASSOCIATION
E.3 TO EMPOWER TO THE BOARD OF DIRECTORS, UNDER Mgmt No vote
THE PROVISIONS OF SECTION 2443 OF THE
ITALIAN CIVIL CODE TO RESOLVE, IN ONE OR
MORE INSTANCES FOR A MAXIMUM PERIOD OF FIVE
YEARS FROM THE DATE OF THE SHAREHOLDERS'
RESOLUTION, TO CARRY OUT A FREE SHARE
CAPITAL INCREASE, AS ALLOWED BY SECTION
2349 OF THE ITALIAN CIVIL CODE, FOR A
MAXIMUM AMOUNT OF EUR 283,511.58
CORRESPONDING TO UP TO 859,126 FINECOBANK
NEW ORDINARY SHARES WITH A NOMINAL VALUE OF
EUR 0.33 EACH, WITH THE SAME
CHARACTERISTICS AS THOSE IN CIRCULATION AND
WITH REGULAR DIVIDEND ENTITLEMENT, TO BE
GRANTED TO THE BENEFICIARIES OF THE
2021-2023 LONG TERM INCENTIVE PLAN FOR
EMPLOYEES; CONSEQUENT AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
CMMT 26 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTION O.10 AND ADDITION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 26 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
FOLLI FOLLIE S.A. Agenda Number: 713039774
--------------------------------------------------------------------------------------------------------------------------
Security: X1890Z115
Meeting Type: OGM
Meeting Date: 10-Sep-2020
Ticker:
ISIN: GRS294003009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPT 2019 FINANCIAL STATEMENTS Mgmt No vote
2. APPROVE MANAGEMENT OF COMPANY AND DISCHARGE Mgmt No vote
BOARD
3. APPROVE MANAGEMENT OF COMPANY AND GRANT Mgmt No vote
DISCHARGE TO AUDITORS IN RELATION TO
DRAFTING AND ORDINARY AUDIT OF 2019
FINANCIAL STATEMENTS
4. APPROVE AUDITORS AND FIX THEIR REMUNERATION Mgmt No vote
5. APPROVE REMUNERATION POLICY Mgmt No vote
6. ADVISORY VOTE ON REMUNERATION REPORT Mgmt No vote
7. APPROVE DIRECTOR REMUNERATION FOR 2019 Mgmt No vote
8. PRE-APPROVE DIRECTOR REMUNERATION FOR 2020 Mgmt No vote
9. VARIOUS ANNOUNCEMENTS Mgmt No vote
CMMT 24 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 24 AUG 2020: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE AN A REPETITIVE MEETING ON 30 SEP 2020.
ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FOLLI FOLLIE S.A. Agenda Number: 713057835
--------------------------------------------------------------------------------------------------------------------------
Security: X1890Z115
Meeting Type: OGM
Meeting Date: 10-Sep-2020
Ticker:
ISIN: GRS294003009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE AN A
REPETITIVE MEETING ON 30 SEP 2020. ALSO,
YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
1. APPROVAL OF THE ANNUAL CORPORATE AND Mgmt No vote
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR OF 1.1.2018 - 31.12.2018
2. APPROVAL OF THE OVERALL ADMINISTRATION OF Mgmt No vote
THE COMPANY DURING THE FISCAL YEAR 1.1.2018
- 31.12.2018, AND DISCHARGE OF THE MEMBERS
OF THE BOARD OF DIRECTORS FROM ANY
LIABILITY FOR SAID FISCAL YEAR
3. DECISION FOR THE DISCHARGE OF THE MEMBERS Mgmt No vote
OF THE (CURRENT) BOARD OF DIRECTORS AND THE
CHARTERED AUDITOR - ACCOUNTANT FROM ANY
LIABILITY RELATING TO THE DRAFTING AND THE
ORDINARY AUDIT OF THE ANNUAL CORPORATE AND
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FISCAL YEAR 1.1.2018 - 31.12.2018
4. ELECTION OF THE REGULAR AND THE SUBSTITUTE Mgmt No vote
CHARTERED ACCOUNTANT - AUDITOR FOR THE
FISCAL YEAR 2019 AND DETERMINATION OF THEIR
REMUNERATION FOR SUCH FISCAL YEAR
5. APPROVAL OF ALL KINDS OF REMUNERATION AND Mgmt No vote
COMPENSATION OF THE MEMBERS OF THE BOARD OF
DIRECTORS PAID DURING THE FISCAL YEAR 2018
6. ANNOUNCEMENT OF THE APPOINTMENT OF A Mgmt No vote
PROVISIONAL MANAGEMENT AND THE ELECTION OF
A NEW BOARD MEMBER IN REPLACEMENT OF A
RESIGNED MEMBER - ELECTION OF THE
INDEPENDENT MEMBERS OF THE BOARD OF
DIRECTORS OF THE COMPANY (PURSUANT TO
AR-TICLE 5 PARA. 2 OF LAW 4706/2020)
7. DETERMINATION OF THE AUDIT COMMITTEE AS A Mgmt No vote
COMMITTEE OF THE COMPANY'S BOARD OF
DIRECTORS, DETERMINATION OF THE TERM,
NUMBER AND STATUS OF THE MEMBERS (PURSU-ANT
TO ARTICLE 44 PARA. 1 SENT. B' OF LAW
4449/2017)
8. PRESENTATION OF THE ACTIVITIES REPORT BY Mgmt No vote
THE COMPANY'S AUDIT COMMITTEE (PURSUANT TO
ARTICLE 44 SECTION1 SENT' O OF LAW
4449/2017)
9. VARIOUS ANNOUNCEMENTS AND BRIEFINGS Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
FOLLI FOLLIE S.A. Agenda Number: 713612996
--------------------------------------------------------------------------------------------------------------------------
Security: X1890Z115
Meeting Type: EGM
Meeting Date: 10-Mar-2021
Ticker:
ISIN: GRS294003009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. APPROVAL OF THE REHABILITATION-TRANSFER OF Mgmt No vote
BUSINESS AGREEMENT OF THE COMPANY PURSUANT
TO ARTICLES 99 ET SEQ. AND 106D OF THE
BANKRUPTCY CODE (L. 3588/2007), AS AMENDED
AND IN FORCE AT THE TIME OF THE EXECUTION
OF THE REHABILITATION AGREEMENT. APPROVAL
OF THE SPECIFIC TERMS AND CONDITIONS OF THE
REHABILITATION AGREEMENT DATED 31.12.2020.
GRANTING OF AN AUTHORIZATION TO THE BOARD
OF DIRECTORS OF THE COMPANY TO EXECUTE ALL
AGREEMENTS AND, IN GENERAL, TO CONDUCT ALL
DEEDS AND ACTIONS RELATING TO THE
IMPLEMENTATION OF THE REHABILITATION
AGREEMENT DATED 31.12.2020
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT 22 FEB 2021: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE AN A REPETITIVE MEETING ON 22 MARCH
2021. ALSO, YOUR VOTING INSTRUCTIONS WILL
NOT BE CARRIED OVER TO THE SECOND CALL. ALL
VOTES RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
CMMT 22 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FOLLI FOLLIE S.A. Agenda Number: 713673526
--------------------------------------------------------------------------------------------------------------------------
Security: X1890Z115
Meeting Type: EGM
Meeting Date: 22-Mar-2021
Ticker:
ISIN: GRS294003009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. APPROVAL OF THE REHABILITATION - TRANSFER Mgmt No vote
OF BUSINESS AGREEMENT OF THE COMPANY
PURSUANT TO ARTICLES 99 ET SEQ. AND 106D OF
THE BANKRUPTCY CODE (L. 3588/2007), AS
AMENDED AND IN FORCE AT THE TIME OF THE
EXECUTION OF THE REHABILITATION AGREEMENT.
APPROVAL OF THE SPECIFIC TERMS AND
CONDITIONS OF THE REHABILITATION AGREEMENT
DATED 31.12.2020. GRANTING OF AN
AUTHORIZATION TO THE BOARD OF DIRECTORS OF
THE COMPANY TO EXECUTE ALL AGREEMENTS AND,
IN GENERAL, TO CONDUCT ALL DEEDS AND
ACTIONS RELATING TO THE IMPLEMENTATION OF
THE REHABILITATION AGREEMENT DATED
31.12.2020
CMMT 12 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 12 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FORTUM CORPORATION Agenda Number: 713898748
--------------------------------------------------------------------------------------------------------------------------
Security: X2978Z118
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: FI0009007132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1 OPEN MEETING Non-Voting
2 CALL THE MEETING TO ORDER Non-Voting
3 DESIGNATE INSPECTOR OR SHAREHOLDER Non-Voting
REPRESENTATIVE(S) OF MINUTES OF MEETING
4 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
5 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
6 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
7 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
8 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.12 PER SHARE
9 APPROVE DISCHARGE OF BOARD AND PRESIDENT Mgmt No vote
10 APPROVE REMUNERATION REPORT Mgmt No vote
11 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt No vote
AMOUNT OF EUR 77,200 FOR CHAIR, EUR 57,500
FOR DEPUTY CHAIR AND EUR 40,400 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE MEETING FEES
12 FIX NUMBER OF DIRECTORS AT SEVEN Mgmt No vote
13 REELECT ESSIMARI KAIRISTO, ANJA MCALISTER Mgmt No vote
(DEPUTY CHAIR), TEPPO PAAVOLA, VELI-MATTI
REINIKKALA (CHAIR), PHILIPP ROSLER AND
ANNETTE STUBE AS DIRECTORS; ELECT LUISA
DELGADO AS NEW DIRECTOR
14 APPROVE REMUNERATION OF AUDITORS Mgmt No vote
15 RATIFY DELOITTE AS AUDITORS Mgmt No vote
16 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt No vote
17 AUTHORIZE REISSUANCE OF REPURCHASED SHARES Mgmt No vote
18 APPROVE CHARITABLE DONATIONS Mgmt No vote
19 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
FRAPORT AG FRANKFURT AIRPORT SERVICES WORLDWIDE Agenda Number: 713979295
--------------------------------------------------------------------------------------------------------------------------
Security: D3856U108
Meeting Type: AGM
Meeting Date: 01-Jun-2021
Ticker:
ISIN: DE0005773303
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL YEAR 2021
5 ELECT SONJA WAERNTGES TO THE SUPERVISORY Mgmt No vote
BOARD
6 APPROVE CREATION OF EUR 458.8 MILLION POOL Mgmt No vote
OF CAPITAL WITH PREEMPTIVE RIGHTS
7 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt No vote
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 800 MILLION APPROVE CREATION
OF EUR 120.2 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
8 APPROVE AFFILIATION AGREEMENT WITH FRASEC Mgmt No vote
FRAPORT SECURITY SERVICES GMBH
9 AMEND AFFILIATION AGREEMENT WITH AIRPORT Mgmt No vote
CATER SERVICE GMBH
CMMT 27 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 27 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA Agenda Number: 713838348
--------------------------------------------------------------------------------------------------------------------------
Security: D2734Z107
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: DE0005785802
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.34 PER SHARE
3 APPROVE DISCHARGE OF PERSONALLY LIABLE Mgmt No vote
PARTNER FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL YEAR 2021
6.1 ELECT DIETER SCHENK TO THE SUPERVISORY Mgmt No vote
BOARD AND TO THE JOINT COMMITTEE
6.2 ELECT ROLF CLASSON TO THE SUPERVISORY BOARD Mgmt No vote
AND TO THE JOINT COMMITTEE
6.3 ELECT GREGORY SORENSEN TO THE SUPERVISORY Mgmt No vote
BOARD AND TO THE JOINT COMMITTEE
6.4 ELECT DOROTHEA WENZEL TO THE SUPERVISORY Mgmt No vote
BOARD AND TO THE JOINT COMMITTEE
6.5 ELECT PASCALE WITZ TO THE SUPERVISORY BOARD Mgmt No vote
AND TO THE JOINT COMMITTEE
6.6 ELECT GREGOR ZUEND TO THE SUPERVISORY BOARD Mgmt No vote
AND TO THE JOINT COMMITTEE
7 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
--------------------------------------------------------------------------------------------------------------------------
FRESENIUS SE & CO. KGAA Agenda Number: 713839895
--------------------------------------------------------------------------------------------------------------------------
Security: D27348263
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: DE0005785604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.88 PER SHARE
3 APPROVE DISCHARGE OF PERSONALLY LIABLE Mgmt No vote
PARTNER FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
8.1 ELECT MICHAEL ALBRECHT TO THE SUPERVISORY Mgmt No vote
BOARD
8.2 ELECT MICHAEL DIEKMANN TO THE SUPERVISORY Mgmt No vote
BOARD
8.3 ELECT WOLFGANG KIRSCH TO THE SUPERVISORY Mgmt No vote
BOARD
8.4 ELECT IRIS LOEW-FRIEDRICH TO THE Mgmt No vote
SUPERVISORY BOARD
8.5 ELECT KLAUS-PETER MUELLER TO THE Mgmt No vote
SUPERVISORY BOARD
8.6 ELECT HAUKE STARS TO THE SUPERVISORY BOARD Mgmt No vote
9.1 ELECT MICHAEL DIEKMANN AS MEMBER OF THE Mgmt No vote
JOINT COMMITTEE
9.2 ELECT HAUKE STARS AS MEMBER OF THE JOINT Mgmt No vote
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
FUCHS PETROLUB SE Agenda Number: 713726125
--------------------------------------------------------------------------------------------------------------------------
Security: D27462122
Meeting Type: AGM
Meeting Date: 04-May-2021
Ticker:
ISIN: DE0005790430
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORTS PRESENTATION OF THE
FINANCIAL STATEMENTS AND ANNUAL REPORT FOR
THE 2020 FINANCIAL YEAR WITH THE REPORT OF
THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT AS WELL
AS THE REPORT BY THE BOARD OF MDS PURSUANT
TO SECTIONS 289A(1) AND 315A(1) OF THE
GERMAN COMMERCIAL CODE
2 RESOLUTION ON THE APPROPRIATION OF THE Non-Voting
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT OF EUR 136,915,000 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 0.98 PER DIVIDEND-ENTITLED
ORDINARY SHARE PAYMENT OF A DIVIDEND OF EUR
0.99 PER DIVIDEND- ENTITLED PREFERRED SHARE
EX-DIVIDEND DATE: MAY 5, 2021PAYABLE DATE:
MAY 7, 2021
3 RATIFICATION OF THE ACTS OF THE BOARD OF Non-Voting
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD
5 APPOINTMENT OF AUDITORS THE FOLLOWING Non-Voting
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2021 FINANCIAL
YEAR: PRICEWATERHOUSECOOPERS GMBH, MANNHEIM
6 RESOLUTION ON THE APPROVAL OF THE Non-Voting
REMUNERATION FOR THE MEMBERS OF THE BOARD
OF MDS THE REMUNERATION SYSTEM FOR THE
MEMBERS OF THE BOARD OF MDS SHALL BE
APPROVED
7 RESOLUTION ON THE REMUNERATION FOR THE Non-Voting
MEMBERS OF THE SUPERVISORY BOARD AND THE
CORRESPONDING AMENDMENT TO THE ARTICLES OF
ASSOCIATION AS OF JANUARY 1, 2021, EACH
MEMBER OF THE SUPERVISORY BOARD SHALL
RECEIVE A FIXED ANNUAL REMUNERATION OF EUR
85,000. THE CHAIRMAN SHALL RECEIVE TWICE
AND THE DEPUTY CHAIRMAN ONE AND A HALF
TIMES OF THIS AMOUNT
8 RESOLUTION ON THE CONVERSION OF THE Non-Voting
COMPANY'S BEARER SHARES INTO REGISTERED
SHARES AND THE CORRESPONDING AMENDMENT TO
THE ARTICLES OF ASSOCIATION THE COMPANY'S
BEARER SHARES SHALL BE CONVERTED INTO
REGISTERED SHARES
9 RESOLUTION ON AN AMENDMENT TO SECTION 13(2) Non-Voting
OF THE ARTICLES OF ASSOCIATION SECTION
13(2) SHALL BE ADJUSTED IN RESPECT OF THE
USE OF ELECTRONIC MEANS OF COMMUNICATION
FOR THE CONVOCATION OF MEETINGS OF THE
SUPERVISORY BOARD
CMMT 26 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 26 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FUCHS PETROLUB SE Agenda Number: 713721606
--------------------------------------------------------------------------------------------------------------------------
Security: D27462130
Meeting Type: AGM
Meeting Date: 04-May-2021
Ticker:
ISIN: DE0005790406
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.98 PER ORDINARY SHARE AND EUR 0.99
PER PREFERRED SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
8 APPROVE CONVERSION OF BEARER SHARES INTO Mgmt No vote
REGISTERED SHARES
9 AMEND ARTICLES RE: SUPERVISORY BOARD Mgmt No vote
MEETINGS
CMMT 25 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 25 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GALAPAGOS N V Agenda Number: 935407874
--------------------------------------------------------------------------------------------------------------------------
Security: 36315X101
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: GLPG
ISIN: US36315X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Acknowledgement and approval of the Mgmt For For
non-consolidated annual accounts of the
Company for the financial year ended on 31
December 2020 and approval of the
allocation of the annual result as proposed
by the supervisory board.
5. Acknowledgement and approval of the Mgmt Against Against
remuneration report.
6. Release from liability to be granted to the Mgmt Against Against
members of the supervisory board, the
members of the former board of directors
and the statutory auditor for the
performance of their duties in the course
of the financial year ended on 31 December
2020.
8.1 Re-appointment of Katrine Bosley as member Mgmt For For
of the supervisory board of the Company.
8.2 Re-appointment of Raj Parekh as member of Mgmt For For
the supervisory board of the Company.
--------------------------------------------------------------------------------------------------------------------------
GALP ENERGIA SGPS SA Agenda Number: 713717986
--------------------------------------------------------------------------------------------------------------------------
Security: X3078L108
Meeting Type: AGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: PTGAL0AM0009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED BY THE
COMPANY HOLDING THIS MEETING. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RESOLVE ON THE RATIFICATION OF THE Mgmt No vote
CO-OPTION OF MR. ANDREW RICHARD DINGLEY
BROWN AS MEMBER OF THE BOARD OF DIRECTORS
OF THE COMPANY
2 RESOLVE ON THE INTEGRATED MANAGEMENT REPORT Mgmt No vote
AND ON THE INDIVIDUAL AND CONSOLIDATED
ACCOUNTS FOR THE YEAR 2020 AS WELL AS THE
REMAINING REPORTING DOCUMENTS, INCLUDING
THE CORPORATE GOVERNANCE REPORT AND THE
CONSOLIDATED NONFINANCIAL INFORMATION,
TOGETHER WITH THE ACCOUNTS LEGAL
CERTIFICATION DOCUMENTS AND THE OPINION AND
ACTIVITY REPORT OF THE AUDIT BOARD
3 RESOLVE ON THE PROPOSAL TO ALLOCATE THE Mgmt No vote
2020 RESULTS
4 PERFORM A GENERAL APPRAISAL OF THE BOARD OF Mgmt No vote
DIRECTORS, FOR THE YEAR 2020, IN ACCORDANCE
WITH ARTICLE 455 OF THE PORTUGUESE
COMPANIES CODE
5 PERFORM A GENERAL APPRAISAL OF THE AUDIT Mgmt No vote
BOARD, FOR THE YEAR 2020, IN ACCORDANCE
WITH ARTICLE 455 OF THE PORTUGUESE
COMPANIES CODE
6 PERFORM A GENERAL APPRAISAL OF THE Mgmt No vote
STATUTORY AUDITOR, FOR THE YEAR 2020, IN
ACCORDANCE WITH ARTICLE 455 OF THE
PORTUGUESE COMPANIES CODE
7 RESOLVE ON THE PROPOSAL REGARDING THE Mgmt No vote
REMUNERATION POLICY FOR THE MEMBERS OF THE
MANAGEMENT AND SUPERVISORY BODIES AND
MEMBERS OF THE BOARD OF THE ANNUAL GENERAL
MEETING, SUBMITTED BY THE REMUNERATION
COMMITTEE
8 RESOLVE ON THE GRANTING OF AUTHORISATION TO Mgmt No vote
THE BOARD OF DIRECTORS FOR THE ACQUISITION
AND SALE OF TREASURY SHARES AND BONDS OR
OTHER DEBT SECURITIES BY THE COMPANY OR BY
ITS AFFILIATES
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
GEA GROUP AG Agenda Number: 713249806
--------------------------------------------------------------------------------------------------------------------------
Security: D28304109
Meeting Type: AGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: DE0006602006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT 21 OCT 2020: FROM 10TH FEBRUARY, BROADRIDGE Non-Voting
WILL CODE ALL AGENDAS FOR GERMAN MEETINGS
IN ENGLISH ONLY. IF YOU WISH TO SEE THE
AGENDA IN GERMAN, THIS WILL BE MADE
AVAILABLE AS A LINK UNDER THE MATERIAL URL
DROPDOWN AT THE TOP OF THE BALLOT. THE
GERMAN AGENDAS FOR ANY EXISTING OR PAST
MEETINGS WILL REMAIN IN PLACE. FOR FURTHER
INFORMATION, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.43 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL 2019
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020 Mgmt No vote
6 ELECT ANNETTE KOEHLER TO THE SUPERVISORY Mgmt No vote
BOARD
7 APPROVE AFFILIATION AGREEMENT WITH GEA Mgmt No vote
INTERNAL SERVICES GMBH
8.1 AMEND ARTICLES RE PROOF OF ENTITLEMENT Mgmt No vote
8.2 AMEND ARTICLES RE ELECTRONIC PARTICIPATION Mgmt No vote
IN THE GENERAL MEETING AND ABSENTEE VOTE
8.3 AMEND ARTICLES RE SUPERVISORY BOARD Mgmt No vote
MEETINGS AND RESOLUTIONS
8.4 AMEND ARTICLES RE ADVANCED PAYMENT Mgmt No vote
9 APPROVE CREATION OF EUR 130 MILLION POOL OF Mgmt No vote
CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
10 APPROVE CREATION OF EUR 52 MILLION POOL OF Mgmt No vote
CAPITAL WITHOUT PREEMPTIVE RIGHTS
11 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt No vote
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 750 MILLION APPROVE CREATION
OF EUR 52 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
CMMT 21 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GEA GROUP AG Agenda Number: 713717443
--------------------------------------------------------------------------------------------------------------------------
Security: D28304109
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: DE0006602006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.85 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt No vote
2021
6.1 ELECT JUERGEN FLEISCHER TO THE SUPERVISORY Mgmt No vote
BOARD
6.2 ELECT COLIN HALL TO THE SUPERVISORY BOARD Mgmt No vote
6.3 ELECT KLAUS HELMRICH TO THE SUPERVISORY Mgmt No vote
BOARD
6.4 ELECT ANNETTE KOEHLER TO THE SUPERVISORY Mgmt No vote
BOARD
6.5 ELECT HOLLY LEI TO THE SUPERVISORY BOARD Mgmt No vote
6.6 ELECT MOLLY ZHANG TO THE SUPERVISORY BOARD Mgmt No vote
7 APPROVE REMUNERATION POLICY Mgmt No vote
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
9 AMEND ARTICLES RE: SUPERVISORY BOARD TERM Mgmt No vote
OF OFFICE
10 APPROVE CREATION OF EUR 52 MILLION POOL OF Mgmt No vote
AUTHORIZED CAPITAL I WITH PREEMPTIVE RIGHTS
11 APPROVE CREATION OF EUR 52 MILLION POOL OF Mgmt No vote
AUTHORIZED CAPITAL II WITH PARTIAL
EXCLUSION OF PREEMPTIVE RIGHTS
12 APPROVE CREATION OF EUR 52 MILLION POOL OF Mgmt No vote
AUTHORIZED CAPITAL III WITH PARTIAL
EXCLUSION OF PREEMPTIVE RIGHTS
13 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt No vote
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH
PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 750
MILLION; APPROVE CREATION OF EUR 52 MILLION
POOL OF CAPITAL TO GUARANTEE CONVERSION
RIGHTS
--------------------------------------------------------------------------------------------------------------------------
GECINA Agenda Number: 713660719
--------------------------------------------------------------------------------------------------------------------------
Security: F4268U171
Meeting Type: OGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: FR0010040865
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 08 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 08 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
AND PLEASE NOTE THAT IMPORTANT ADDITIONAL
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103052100432-28
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - APPROVAL OF THE OVERALL
AMOUNT OF THE EXPENSES AND COSTS REFERRED
TO IN THE PROVISIONS OF ARTICLE 39-4 OF THE
GENERAL TAX CODE
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 TRANSFER TO A RESERVE ACCOUNT Mgmt No vote
4 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
ENDED 31 DECEMBER 2020 AND DISTRIBUTION OF
THE DIVIDEND
5 OPTION FOR THE PAYMENT OF INTERIM DIVIDENDS Mgmt No vote
IN SHARES RELATING TO THE FINANCIAL YEAR
2021 - DELEGATION OF POWERS TO THE BOARD OF
DIRECTORS
6 STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt No vote
REGULATED AGREEMENTS AND COMMITMENTS
REFERRED TO IN ARTICLES L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
7 SETTING OF THE OVERALL ANNUAL COMPENSATION Mgmt No vote
PACKAGE TO BE ALLOCATED TO THE DIRECTORS
8 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt No vote
SECTION I OF ARTICLE L.22-10-9 OF THE
FRENCH COMMERCIAL CODE RELATING TO THE
COMPENSATION OF CORPORATE OFFICERS FOR THE
FINANCIAL YEAR 2020
9 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ALL KINDS PAID
DURING OR ALLOCATED FOR THE FINANCIAL YEAR
2020 TO MR. BERNARD CARAYON, CHAIRMAN OF
THE BOARD OF DIRECTORS UNTIL 23 APRIL 2020
10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ALL KINDS PAID
DURING OR ALLOCATED FOR THE FINANCIAL YEAR
2020 TO MR. JEROME BRUNEL, CHAIRMAN OF THE
BOARD OF DIRECTORS SINCE 23 APRIL 2020
11 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ALL KINDS PAID
DURING OR ALLOCATED FOR THE FINANCIAL YEAR
2020 TO THE CHIEF EXECUTIVE OFFICER
12 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
ELEMENTS OF THE MEMBERS OF THE BOARD OF
DIRECTORS FOR THE FINANCIAL YEAR 2021
13 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
ELEMENTS OF THE CHAIRMAN OF THE BOARD OF
DIRECTORS FOR THE FINANCIAL YEAR 2021
14 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
ELEMENTS OF THE CHIEF EXECUTIVE OFFICER FOR
THE FINANCIAL YEAR 2021
15 RATIFICATION OF THE APPOINTMENT OF MRS. Mgmt No vote
CAROLE LE GALL AS CENSOR
16 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
LAURENCE DANON ARNAUD AS DIRECTOR
17 RENEWAL OF THE TERM OF OFFICE OF IVANHOE Mgmt No vote
CAMBRIDGE INC. COMPANY AS DIRECTOR
18 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
19 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
GETLINK SE Agenda Number: 713683022
--------------------------------------------------------------------------------------------------------------------------
Security: F4R053105
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: FR0010533075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 15 MAR 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. AND PLEASE NOTE THAT IF YOU
HOLD CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 07 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104072100829-42 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
COMMENT AND CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND RECEIPT OF UPDATED BALO
LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
1 REVIEW AND APPROVAL OF THE CORPORATE Mgmt No vote
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020
2 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
ENDED 31 DECEMBER 2020 - SETTING OF THE
DIVIDEND
3 REVIEW AND APPROVAL OF THE CONSOLIDATED Mgmt No vote
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020
4 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS FOR 18 MONTHS TO ALLOW THE
COMPANY TO REPURCHASE AND TRADE IN ITS OWN
SHARES
5 THE STATUTORY AUDITORS' SPECIAL REPORT ON Mgmt No vote
THE REGULATED AGREEMENTS AND APPROVAL OF
NEW AGREEMENTS
6 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt No vote
CARLO BERTAZZO, AS DIRECTOR, IN REPLACEMENT
OF MR. GIANCARLO GUENZI, WHO RESIGNED
7 APPOINTMENT OF MR. YANN LERICHE AS A MEMBER Mgmt No vote
OF THE BOARD OF DIRECTORS, IN REPLACEMENT
OF MR. PETER LEVENE, WHOSE TERM OF OFFICE
HAS EXPIRED
8 APPROVAL OF THE AMENDMENT TO AN ELEMENT OF Mgmt No vote
THE 2020 REMUNERATION POLICY FOR THE CHIEF
EXECUTIVE OFFICER: REPLACEMENT OF THE 2020
EBITDA INEFFICIENCY CRITERION BY THE 2020
TSR FOR DETERMINING THE ANNUAL VARIABLE
REMUNERATION
9 APPROVAL OF THE AMENDMENT TO AN ELEMENT OF Mgmt No vote
THE 2020 REMUNERATION POLICY FOR THE
CHAIRMAN AND CHIEF EXECUTIVE OFFICER:
REPLACEMENT OF THE 2020 EBITDA INEFFICIENCY
CRITERION BY THE 2020 TSR FOR DETERMINING
THE ANNUAL VARIABLE REMUNERATION
10 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt No vote
REMUNERATION OF CORPORATE OFFICERS PAID
DURING THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 OR ALLOCATED IN RESPECT OF THE SAME
FINANCIAL YEAR, AS REFERRED TO IN ARTICLE
L. 22-10-9 OF THE FRENCH COMMERCIAL CODE
11 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt No vote
DURING OR AWARDED IN RESPECT OF THE FIRST
HALF OF THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 TO MR. JACQUES GOUNON,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
12 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt No vote
DURING OR AWARDED IN RESPECT OF THE SECOND
HALF OF THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 TO MR. YANN LERICHE, CHIEF
EXECUTIVE OFFICER
13 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt No vote
DURING OR AWARDED IN RESPECT OF THE SECOND
HALF OF THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 TO MR. JACQUES GOUNON,
CHAIRMAN
14 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt No vote
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. FRANCOIS
GAUTHEY, DEPUTY CHIEF EXECUTIVE OFFICER
15 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
CORPORATE OFFICERS PURSUANT TO SECTION II
OF ARTICLE L.22-10-8 OF THE FRENCH
COMMERCIAL CODE
16 APPROVAL OF THE ELEMENTS OF THE Mgmt No vote
COMPENSATION POLICY: PRINCIPLES AND
CRITERIA FOR DETERMINING, DISTRIBUTING AND
ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND,
ATTRIBUTABLE TO THE CHIEF EXECUTIVE OFFICER
17 APPROVAL OF THE ELEMENTS OF THE Mgmt No vote
COMPENSATION POLICY: PRINCIPLES AND
CRITERIA FOR DETERMINING, DISTRIBUTING AND
ALLOCATING THE ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND,
ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD
OF DIRECTORS
18 DELEGATION OF AUTHORITY GRANTED FOR 12 Mgmt No vote
MONTHS TO THE BOARD OF DIRECTORS IN ORDER
TO PROCEED WITH A FREE COLLECTIVE
ALLOCATION OF SHARES TO ALL NON-EXECUTIVE
EMPLOYEES OF THE COMPANY AND OF COMPANIES
DIRECTLY OR INDIRECTLY RELATED TO IT
PURSUANT TO ARTICLE L. 225-197-2 OF THE
FRENCH COMMERCIAL CODE
19 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO PROCEED WITH FREE
ALLOCATIONS OF COMMON SHARES OF THE
COMPANY, EXISTING OR TO BE ISSUED, FOR THE
BENEFIT OF SALARIED EMPLOYEES AND/OR
CORPORATE OFFICERS OF THE GROUP, WITH
WAIVER IPSO JURE BY THE SHAREHOLDERS OF
THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT
20 APPROVAL OF THE AMENDMENT OF AN ELEMENT OF Mgmt No vote
THE LONG-TERM INCENTIVE PLAN 2018
21 RENEWAL OF THE DELEGATION OF AUTHORITY TO Mgmt No vote
THE BOARD OF DIRECTORS FOR A PERIOD OF 26
MONTHS TO ISSUE COMMON SHARES OF THE
COMPANY OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO COMMON SHARES OF THE COMPANY OR
OF COMPANIES OF THE COMPANY'S GROUP, WITH
RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT
22 DELEGATION OF AUTHORITY GRANTED FOR A Mgmt No vote
PERIOD OF 26 MONTHS TO THE BOARD OF
DIRECTORS TO ISSUE, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON
SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL, UP TO A LIMIT OF 10%
OF THE SHARE CAPITAL, IN REMUNERATION OF
CONTRIBUTIONS IN KIND RELATING TO EQUITY
SECURITIES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL
23 OVERALL LIMITATION OF ISSUE AUTHORISATIONS Mgmt No vote
WITH OR WITHOUT CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
24 AUTHORISATION GRANTED FOR 18 MONTHS TO THE Mgmt No vote
BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY
CANCELLING TREASURY SHARES
25 DELEGATION OF AUTHORITY GRANTED FOR 26 Mgmt No vote
MONTHS TO THE BOARD OF DIRECTORS IN ORDER
TO PROCEED WITH CAPITAL INCREASES WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT BY ISSUING
COMMON SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE COMPANY'S CAPITAL
RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF A
COMPANY SAVINGS PLAN
26 DELETION OF HISTORICAL REFERENCE FROM THE Mgmt No vote
BY-LAWS
27 POWERS Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
GLANBIA PLC Agenda Number: 713531122
--------------------------------------------------------------------------------------------------------------------------
Security: G39021103
Meeting Type: EGM
Meeting Date: 11-Feb-2021
Ticker:
ISIN: IE0000669501
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 TO APPROVE THE MIGRATION OF THE MIGRATING Mgmt No vote
SHARES TO EUROCLEAR BANK'S CENTRAL
SECURITIES DEPOSITORY
2 TO AMEND AND ADOPT THE ARTICLES OF Mgmt No vote
ASSOCIATION OF THE COMPANY
3 TO AUTHORISE THE COMPANY TO TAKE ALL Mgmt No vote
ACTIONS TO IMPLEMENT THE MIGRATION
--------------------------------------------------------------------------------------------------------------------------
GLANBIA PLC Agenda Number: 713722014
--------------------------------------------------------------------------------------------------------------------------
Security: G39021103
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: IE0000669501
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
2 APPROVE FINAL DIVIDEND Mgmt No vote
3a RE-ELECT PATSY AHERN AS DIRECTOR Mgmt No vote
3b RE-ELECT MARK GARVEY AS DIRECTOR Mgmt No vote
3c RE-ELECT VINCENT GORMAN AS DIRECTOR Mgmt No vote
3d RE-ELECT BRENDAN HAYES AS DIRECTOR Mgmt No vote
3e RE-ELECT JOHN G MURPHY AS DIRECTOR Mgmt No vote
3f ELECT JOHN MURPHY AS DIRECTOR Mgmt No vote
3g RE-ELECT PATRICK MURPHY AS DIRECTOR Mgmt No vote
3h RE-ELECT SIOBHAN TALBOT AS DIRECTOR Mgmt No vote
3i ELECT ROISIN BRENNAN AS DIRECTOR Mgmt No vote
3j RE-ELECT PATRICK COVENEY AS DIRECTOR Mgmt No vote
3k ELECT PAUL DUFFY AS DIRECTOR Mgmt No vote
3l RE-ELECT DONARD GAYNOR AS DIRECTOR Mgmt No vote
3m ELECT JANE LODGE AS DIRECTOR Mgmt No vote
3n RE-ELECT DAN O'CONNOR AS DIRECTOR Mgmt No vote
4 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt No vote
AUDITORS
5 APPROVE REMUNERATION REPORT Mgmt No vote
6 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt No vote
MEETING WITH TWO WEEKS' NOTICE
7 AUTHORISE ISSUE OF EQUITY Mgmt No vote
8 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt No vote
PRE-EMPTIVE RIGHTS
9 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt No vote
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
10 AUTHORISE MARKET PURCHASE OF SHARES Mgmt No vote
11 DETERMINE PRICE RANGE FOR REISSUANCE OF Mgmt No vote
TREASURY SHARES
12 APPROVE RULE 37 WAIVER RESOLUTION IN Mgmt No vote
RESPECT OF MARKET PURCHASES OF THE
COMPANY'S OWN SHARES
13 APPROVE RULE 9 WAIVER RESOLUTION IN RESPECT Mgmt No vote
OF SHARE ACQUISITIONS BY DIRECTORS
CMMT 31 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 31 MAR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
REVISED DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GRANDVISION N.V. Agenda Number: 713672865
--------------------------------------------------------------------------------------------------------------------------
Security: N36915200
Meeting Type: AGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: NL0010937066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. ANNUAL REPORT 2020; CORPORATE GOVERNANCE; Non-Voting
ANNUAL ACCOUNTS
2a. DISCUSSION OF THE ANNUAL REPORT 2020 Non-Voting
INCLUDING CORPORATE GOVERNANCE
2b. REMUNERATION REPORT 2020 (ADVISORY VOTE) Mgmt No vote
2c. ADOPTION OF THE ANNUAL ACCOUNTS 2020 Mgmt No vote
3. DIVIDENDS Non-Voting
3a. DISCUSSION OF THE RESERVES AND DIVIDENDS Non-Voting
POLICY
3b. PROPOSAL DIVIDEND DISTRIBUTION Mgmt No vote
4. DISCHARGE Non-Voting
4a. DISCHARGE OF MANAGING DIRECTORS FOR THEIR Mgmt No vote
MANAGEMENT DURING THE PAST FINANCIAL YEAR
4b. DISCHARGE OF SUPERVISORY DIRECTORS FOR Mgmt No vote
THEIR SUPERVISION OF MANAGEMENT DURING THE
PAST FINANCIAL YEAR
5. RE-APPOINTMENT OF P. BOLLIGER Mgmt No vote
6. RE-APPOINTMENT OF J. COLE Mgmt No vote
7. APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
ACCOUNTANTS N.V. AS EXTERNAL AUDITOR FOR
FINANCIAL YEAR 2022
8. AUTHORIZATION OF SUPERVISORY BOARD Non-Voting
8a. AUTHORIZATION OF SUPERVISORY BOARD TO ISSUE Mgmt No vote
SHARES OR GRANT RIGHTS TO ACQUIRE SHARES
8b. AUTHORIZATION OF SUPERVISORY BOARD TO Mgmt No vote
RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS
9. AUTHORIZATION OF MANAGEMENT BOARD TO Mgmt No vote
REPURCHASE SHARES
--------------------------------------------------------------------------------------------------------------------------
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP Agenda Number: 714246964
--------------------------------------------------------------------------------------------------------------------------
Security: X3232T104
Meeting Type: OGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: GRS419003009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. SUBMISSION AND APPROVAL OF THE COMPANY'S Mgmt No vote
STANDALONE AND CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2020
(01/01/2020 - 31/12/2020) AND OF THE
RELEVANT BOARD OF DIRECTORS' AND AUDITORS'
REPORT
2. APPROVAL OF THE OVERALL MANAGEMENT OF THE Mgmt No vote
COMPANY AND DISCHARGE OF THE STATUTORY
AUDITORS OF THE COMPANY FOR THE FINANCIAL
YEAR 2020 (01/01/2020 - 31/12/2020)
3. ELECTION OF AUDITING COMPANY FOR THE Mgmt No vote
STATUTORY AUDIT OF THE COMPANY'S STANDALONE
AND CONSOLIDATED FINANCIAL STATEMENTS FOR
THE FINANCIAL YEAR 2021 (01/01/2021 -
31/12/2021) AND THE ISSUANCE OF THE ANNUAL
TAX REPORT
4. APPROVAL OF THE DISTRIBUTION OF NET PROFITS Mgmt No vote
FOR THE FINANCIAL YEAR 2020 (01/01/2020 -
31/12/2020)
5. APPROVAL OF THE DISTRIBUTION OF PART OF THE Mgmt No vote
COMPANY'S NET PROFITS OF THE FINANCIAL YEAR
2020 (01/01/2020 - 31/12/2020) TO EXECUTIVE
MEMBERS OF THE BOARD OF DIRECTORS AND OTHER
SENIOR MANAGEMENT PERSONNEL OF THE COMPANY
6. SUBMISSION FOR DISCUSSION AND VOTING OF THE Mgmt No vote
REMUNERATION REPORT OF THE BOARD OF
DIRECTORS FOR THE FINANCIAL YEAR 2020
(01/01/2020 - 31/12/2020)
7. AMENDMENT OF THE COMPANY'S REMUNERATION Mgmt No vote
POLICY
8 APPROVAL OF THE FIT AND PROPER POLICY Mgmt No vote
9.1. ANNOUNCEMENT OF THE ELECTION OF A NEW Non-Voting
MEMBER OF THE BOARD OF DIRECTORS IN
REPLACEMENT OF A RESIGNED MEMBER
9.2.1 ELECTION OF TWO NEW BOD MEMBERS - Mgmt No vote
APPOINTMENT OF INDEPENDENT MEMBERS
(ITEMISED BALLOT) - PROF. DR NICOLE
CONRAD-FORKER LL.M
9.2.2 ELECTION OF TWO NEW BOD MEMBERS - Mgmt No vote
APPOINTMENT OF INDEPENDENT MEMBERS
(ITEMISED BALLOT) - VASILIKI KARAGIANNI
10. RESOLUTION ON THE COMPANY'S AUDIT COMMITTEE Mgmt No vote
SPECIFICS
11. APPROVAL FOR THE ACQUISITION OF THE Mgmt No vote
COMPANY'S OWN SHARES (SHARE BUY-BACK
PROGRAMME)
12. SUBMISSION OF THE AUDIT COMMITTEE ANNUAL Non-Voting
REPORT
CMMT 04 JUN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 04 JUN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GRENKE AG Agenda Number: 712887554
--------------------------------------------------------------------------------------------------------------------------
Security: D2854Z135
Meeting Type: AGM
Meeting Date: 06-Aug-2020
Ticker:
ISIN: DE000A161N30
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORTS: PRESENTATION OF THE
FINANCIAL STATEMENTS AND ANNUAL REPORT FOR
THE 2019 FINANCIAL YEAR WITH THE REPORT OF
THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT AS WELL
AS THE REPORT BY THE BOARD OF MDS PURSUANT
TO SECTIONS 289A(1) AND 315A(1) OF THE
GERMAN COMMERCIAL CODE
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote
DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE
PROFIT OF EUR 44,435,570.41 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 0.80 PER DIVIDEND-ENTITLED
NO-PAR SHARE (SHAREHOLDERS CAN CHOOSE
BETWEEN RECEIVING CASH ONLY OR A
COMBINATION OF CASH AND SCRIP DIVIDENDS.)
EUR 7,352,436.01 SHALL BE CARRIED FORWARD
EX-DIVIDEND DATE: AUGUST 7, 2020 PAYABLE
DATE: SEPTEMBER 7, 2020
3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt No vote
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt No vote
BOARD
5 APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt No vote
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2020 FINANCIAL
YEAR: KPMG AG, FRANKFURT AM MAIN
6 ELECTION OF JENS ROENNBERG TO THE Mgmt No vote
SUPERVISORY BOARD
7 RESOLUTION ON THE AUTHORIZATION TO ACQUIRE Mgmt No vote
OWN SHARES THE COMPANY SHALL BE AUTHORIZED
TO ACQUIRE OWN SHARES OF UP TO 5 PERCENT OF
THE SHARE CAPITAL AT THE TIME OF THIS
RESOLUTION, AT PRICES NOT DEVIATING MORE
THAN 10 PERCENT FROM THE MARKET PRICE OF
THE SHARES, ON OR BEFORE AUGUST 5, 2025.
BESIDES SELLING THE SHARES ON THE STOCK
EXCHANGE OR OFFERING THEM TO ALL
SHAREHOLDERS, THE BOARD OF MDS SHALL ALSO
BE AUTHORIZED TO USE THE SHARES FOR MERGERS
AND ACQUISITIONS, TO DISPOSE OF THE SHARES
IN A MANNER OTHER THAN THE STOCK EXCHANGE
OR A RIGHTS OFFERING IF THEY ARE SOLD AT A
PRICE NOT MATERIALLY BELOW THEIR MARKET
PRICE, TO RETIRE THE SHARES, TO USE THE
SHARES FOR SERVICING CONVERSION OR OPTION
RIGHTS, AND TO USE THE SHARES FOR THE
PAYMENT OF SCRIP DIVIDENDS
8 RESOLUTION ON AN AMENDMENT TO SECTION 13 OF Mgmt No vote
THE ARTICLES OF ASSOCIATION SECTION 13 A
NEW PARAGRAPH 5 SHALL BE ADDED TO ALLOW
ABSENTEE VOTING (IN WRITING OR BY
ELECTRONIC MEANS) IN THE SHAREHOLDERS'
MEETING
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
--------------------------------------------------------------------------------------------------------------------------
GRIFOLS, SA Agenda Number: 713937312
--------------------------------------------------------------------------------------------------------------------------
Security: E5706X215
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: ES0171996087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 21 MAY 2021 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 APPROVE STANDALONE FINANCIAL STATEMENTS, Mgmt No vote
ALLOCATION OF INCOME, AND DIVIDEND PAYMENT
FOR CLASS B SHARES
2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt No vote
3 APPROVE NON-FINANCIAL INFORMATION STATEMENT Mgmt No vote
4 APPROVE DIVIDENDS CHARGED AGAINST RESERVES Mgmt No vote
5 APPROVE DISCHARGE OF BOARD Mgmt No vote
6 APPOINT DELOITTE AS AUDITOR OF STANDALONE Mgmt No vote
FINANCIAL STATEMENTS
7 RENEW APPOINTMENT OF KPMG AUDITORES AS Mgmt No vote
AUDITOR OF CONSOLIDATED FINANCIAL
STATEMENTS
8.1 DISMISS RAMON RIERA ROCA AS DIRECTOR Mgmt No vote
8.2 REELECT VICTOR GRIFOLS ROURA AS DIRECTOR Mgmt No vote
8.3 FIX NUMBER OF DIRECTORS AT 12 Mgmt No vote
9 RECEIVE AMENDMENTS TO BOARD OF DIRECTORS Non-Voting
REGULATIONS
10 ADVISORY VOTE ON REMUNERATION REPORT Mgmt No vote
11 AUTHORIZE INCREASE IN CAPITAL UP TO 50 Mgmt No vote
PERCENT VIA ISSUANCE OF EQUITY OR
EQUITY-LINKED SECURITIES, EXCLUDING
PREEMPTIVE RIGHTS OF UP TO 20 PERCENT
12 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt No vote
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
GROUPE BRUXELLES LAMBERT SA Agenda Number: 713749123
--------------------------------------------------------------------------------------------------------------------------
Security: B4746J115
Meeting Type: OGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: BE0003797140
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 MANAGEMENT REPORT OF THE BOARD OF DIRECTORS Non-Voting
AND REPORTS OF THE STATUTORY AUDITOR ON THE
2020 FINANCIAL YEAR
2.1 FINANCIAL STATEMENTS FOR THE YEAR ENDED Non-Voting
DECEMBER 31, 2020: PRESENTATION OF THE
CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED
DECEMBER 31, 2020. THIS ITEM DOES NOT
REQUIRE A VOTE
2.2 FINANCIAL STATEMENTS FOR THE YEAR ENDED Mgmt No vote
DECEMBER 31, 2020: APPROVAL OF ANNUAL
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2020
3 DISCHARGE OF THE DIRECTORS: PROPOSAL FOR Mgmt No vote
THE DISCHARGE TO BE GRANTED TO THE
DIRECTORS FOR DUTIES PERFORMED DURING THE
YEAR ENDED DECEMBER 31, 2020
4 DISCHARGE OF THE STATUTORY AUDITOR: Mgmt No vote
PROPOSAL FOR THE DISCHARGE TO BE GRANTED TO
THE STATUTORY AUDITOR FOR DUTIES PERFORMED
DURING THE YEAR ENDED DECEMBER 31, 2020
5.1 RESIGNATION AND APPOINTMENT OF DIRECTOR: Non-Voting
ACKNOWLEDGMENT OF THE RESIGNATION OF GERARD
LAMARCHE AS DIRECTOR AT THE CONCLUSION OF
THIS GENERAL SHAREHOLDERS' MEETING
5.2 RESIGNATION AND APPOINTMENT OF DIRECTOR: Mgmt No vote
APPOINTMENT OF A DIRECTOR: PROPOSAL TO
APPOINT JACQUES VEYRAT AS DIRECTOR FOR A
FOUR-YEAR TERM AND TO ACKNOWLEDGE THE
INDEPENDENCE OF JACQUES VEYRAT WHO MEETS
THE CRITERIA LISTED IN ARTICLE 7:87,
SECTION1 OF THE CODE ON COMPANIES AND
ASSOCIATIONS AND INCLUDED IN THE GBL
CORPORATE GOVERNANCE CHARTER
5.3.1 RESIGNATION AND APPOINTMENT OF DIRECTOR: Mgmt No vote
RENEWAL OF DIRECTORS' TERM OF OFFICE:
PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM,
IN HIS CAPACITY AS DIRECTOR, CLAUDE
GENEREUX WHOSE CURRENT TERM OF OFFICE
EXPIRES AT THE CONCLUSION OF THIS GENERAL
SHAREHOLDERS' MEETING
5.3.2 RESIGNATION AND APPOINTMENT OF DIRECTOR: Mgmt No vote
RENEWAL OF DIRECTORS' TERM OF OFFICE:
PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM,
IN HIS CAPACITY AS DIRECTOR, JOCELYN
LEFEBVRE WHOSE CURRENT TERM OF OFFICE
EXPIRES AT THE CONCLUSION OF THIS GENERAL
SHAREHOLDERS' MEETING
5.3.3 RESIGNATION AND APPOINTMENT OF DIRECTOR: Mgmt No vote
RENEWAL OF DIRECTORS' TERM OF OFFICE:
PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM,
IN HER CAPACITY AS DIRECTOR, AGNES TOURAINE
WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE
CONCLUSION OF THIS GENERAL SHAREHOLDERS'
MEETING AND TO ACKNOWLEDGE THE INDEPENDENCE
OF AGNES TOURAINE WHO MEETS THE CRITERIA
MENTIONED IN ARTICLE 7:87, SECTION1 OF THE
CODE ON COMPANIES AND ASSOCIATIONS AND
INCLUDED IN THE GBL CORPORATE GOVERNANCE
CHARTER
6.1 RESIGNATION AND APPOINTMENT OF THE Non-Voting
STATUTORY AUDITOR: ACKNOWLEDGMENT OF THE
RESIGNATION, AT THE CONCLUSION OF THIS
GENERAL SHAREHOLDERS' MEETING, OF DELOITTE
REVISEURS D'ENTREPRISES SCRL, REPRESENTED
BY CORINE MAGNIN AS STATUTORY AUDITOR
6.2 RESIGNATION AND APPOINTMENT OF THE Mgmt No vote
STATUTORY AUDITOR: ON THE RECOMMENDATION OF
THE AUDIT COMMITTEE, PROPOSAL TO APPOINT AS
STATUTORY AUDITOR PRICEWATERHOUSECOOPERS
BEDRIJFSREVISOREN-REVISEURS D'ENTREPRISES
FOR A THREE-YEAR TERM AND TO SET ITS FEES
AT EUR 91,000 A YEAR EXCLUSIVE OF VAT. FOR
INFORMATION, IT IS STATED THAT THE
STATUTORY AUDITOR WILL BE REPRESENTED BY
ALEXIS VAN BAVEL
7 REMUNERATION REPORT: PROPOSAL TO APPROVE Mgmt No vote
THE BOARD OF DIRECTORS' REMUNERATION REPORT
FOR THE 2020 FINANCIAL YEAR
8.1 LONG TERM INCENTIVE: PROPOSAL TO CONFIRM AN Mgmt No vote
ADDITIONAL ALLOCATION OF OPTIONS TO THE
CEO, MADE IN DECEMBER 2020. THESE OPTIONS
HAVE THE SAME CHARACTERISTICS AS THE
OPTIONS ALLOCATED TO HIM IN THE FIRST HALF
OF 2020. THESE CHARACTERISTICS ARE
DESCRIBED IN THE REMUNERATION REPORT. THE
UNDERLYING VALUE OF THE ASSETS OF THE
SUBSIDIARY COVERED BY THE OPTIONS GRANTED
TO THE CEO IN DECEMBER 2020 AMOUNTS TO EUR
4.32 MILLION. IT IS SPECIFIED THAT THE
POSSIBILITY FOR THE CEO TO EXERCISE THESE
OPTIONS HAS, AMONG OTHER CONDITIONS, BEEN
SUBJECT TO THE APPROVAL OF THIS GENERAL
MEETING. AN ADDITIONAL GRANT OF OPTIONS WAS
ALSO MADE IN DECEMBER 2020 IN FAVOR OF
STAFF MEMBERS
8.2 LONG TERM INCENTIVE: TO THE EXTENT Mgmt No vote
NECESSARY, PROPOSAL TO APPROVE THE STOCK
OPTION PLAN FOR 2021 UNDER WHICH THE CEO
MAY RECEIVE IN 2021 OPTIONS RELATING TO
EXISTING SHARES OF A SUBSIDIARY OF THE
COMPANY. THE UNDERLYING VALUE OF THE ASSETS
OF THE SUBSIDIARY COVERED BY THE OPTIONS
THAT MAY BE GRANTED TO THE CEO IN 2021
AMOUNTS TO EUR 4.32 MILLION. THESE OPTIONS
WILL BE SUBJECT TO THE EXERCISE CONDITIONS
SPECIFIED IN THE REMUNERATION POLICY. THE
2021 STOCK OPTION PLAN WILL ALSO BENEFIT
STAFF MEMBERS
8.3 LONG TERM INCENTIVE: REPORT OF THE BOARD OF Mgmt No vote
DIRECTORS DRAWN UP PURSUANT TO ARTICLE
7:227 OF THE CODE ON COMPANIES AND
ASSOCIATIONS WITH RESPECT TO THE GUARANTEES
REFERRED TO IN THE FOLLOWING RESOLUTION
PROPOSAL
8.4 LONG TERM INCENTIVE: PURSUANT TO ARTICLE Mgmt No vote
7:227 OF THE CODE ON COMPANIES AND
ASSOCIATIONS, TO THE EXTENT NECESSARY,
PROPOSAL TO APPROVE THE GRANT BY GBL OF
GUARATEES TO ONE OR SEVERAL BANKS WITH
RESPECT TO THE CREDITS GRANTED BY THAT OR
THESE BANKS TO ONE OR SEVERAL SUBSIDIARIES
OF GBL, PERMITTING THE LATTER TO ACQUIRE
GBL SHARES IN THE FRAMEWORK OF THE
AFOREMENTIONED PLANS
9 MISCELLANEOUS Non-Voting
CMMT 01 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 01 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
REVISED DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HANNOVER RUECK SE Agenda Number: 713727521
--------------------------------------------------------------------------------------------------------------------------
Security: D3015J135
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: DE0008402215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 4.50 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt No vote
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH
PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 2
BILLION; APPROVE CREATION OF EUR 24.1
MILLION POOL OF CAPITAL TO GUARANTEE
CONVERSION RIGHTS
6 APPROVE CREATION OF EUR 24.1 MILLION POOL Mgmt No vote
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
7 APPROVE CREATION OF EUR 1 MILLION POOL OF Mgmt No vote
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
8 APPROVE REMUNERATION POLICY Mgmt No vote
9 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HEIDELBERGCEMENT AG Agenda Number: 713721707
--------------------------------------------------------------------------------------------------------------------------
Security: D31709104
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: DE0006047004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 2.20 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER BERND SCHEIFELE FOR FISCAL YEAR 2020
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER DOMINIK VON ACHTEN FOR FISCAL YEAR
2020
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER LORENZ NAEGER FOR FISCAL YEAR 2020
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER KEVIN GLUSKIE FOR FISCAL YEAR 2020
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER HAKAN GURDAL FOR FISCAL YEAR 2020
3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER ERNEST JELITO FOR FISCAL YEAR 2020
3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER JON MORRISH FOR FISCAL YEAR 2020
3.8 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER CHRISTOPHER WARD FOR FISCAL YEAR
2020
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER FRITZ-JUERGEN HECKMANN FOR FISCAL
YEAR 2020
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER HEINZ SCHMITT FOR FISCAL YEAR 2020
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER BARBARA BREUNINGER FOR FISCAL YEAR
2020
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER BIRGIT JOCHENS FOR FISCAL YEAR 2020
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER LUDWIG MERCKLE FOR FISCAL YEAR 2020
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER TOBIAS MERCKLE FOR FISCAL YEAR 2020
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER LUKA MUCIC FOR FISCAL YEAR 2020
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER INES PLOSS FOR FISCAL YEAR 2020
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER PETER RIEDEL FOR FISCAL YEAR 2020
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER WERNER SCHRAEDER FOR FISCAL YEAR
2020
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER MARGRET SUCKALE FOR FISCAL YEAR 2020
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER MARION WEISSENBERGER-EIBL FOR FISCAL
YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL YEAR 2021
6 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
7 APPROVE REMUNERATION POLICY Mgmt No vote
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
9 AMEND ARTICLES RE: PROOF OF ENTITLEMENT Mgmt No vote
10 AMEND ARTICLES RE: DIVIDEND IN KIND Mgmt No vote
11 AMEND ARTICLES RE: SUPERVISORY BOARD TERM Mgmt No vote
OF OFFICE
12 AMEND AFFILIATION AGREEMENT WITH Mgmt No vote
HEIDELBERGCEMENT INTERNATIONAL HOLDING GMBH
--------------------------------------------------------------------------------------------------------------------------
HEINEKEN HOLDING NV Agenda Number: 713673184
--------------------------------------------------------------------------------------------------------------------------
Security: N39338194
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: NL0000008977
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. REPORT OF THE BOARD OF DIRECTORS FOR THE Non-Voting
2020 FINANCIAL YEAR
2. ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt No vote
FOR THE 2020 FINANCIAL YEAR
3. ADOPTION OF THE FINANCIAL STATEMENTS FOR Mgmt No vote
THE 2020 FINANCIAL YEAR
4. ANNOUNCEMENT OF THE APPROPRIATION OF THE Non-Voting
BALANCE OF THE INCOME STATEMENT PURSUANT TO
THE PROVISIONS IN ARTICLE 10, PARAGRAPH 6,
OF THE ARTICLES OF ASSOCIATION
5. DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS
6. AUTHORISATIONS Non-Voting
6.a. AUTHORISATION OF THE BOARD OF DIRECTORS TO Mgmt No vote
ACQUIRE OWN SHARES
6.b. AUTHORISATION OF THE BOARD OF DIRECTORS TO Mgmt No vote
ISSUE (RIGHTS TO) SHARES
6.c. AUTHORISATION OF THE BOARD OF DIRECTORS TO Mgmt No vote
RESTRICT OR EXCLUDE SHAREHOLDERS
PRE-EMPTIVE RIGHTS
7. COMPOSITION BOARD OF DIRECTORS Non-Voting
7.a. REAPPOINTMENT OF MR M. DAS AS A Mgmt No vote
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS
7.b. REAPPOINTMENT OF MR A.A.C. DE CARVALHO AS A Mgmt No vote
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS
8. REAPPOINTMENT OF THE EXTERNAL AUDITOR FOR A Mgmt No vote
PERIOD OF ONE YEAR: DELOITTE ACCOUNTANTS
B.V.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT 22 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTIONS 6,7 AND 8. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HEINEKEN NV Agenda Number: 713673196
--------------------------------------------------------------------------------------------------------------------------
Security: N39427211
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: NL0000009165
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1. OPENING Non-Voting
1a. REPORT OF THE EXECUTIVE BOARD FOR THE Non-Voting
FINANCIAL YEAR 2020
1b. ADVISORY VOTE ON THE 2020 REMUNERATION Mgmt No vote
REPORT
1c. ADOPTION OF THE 2020 FINANCIAL STATEMENTS Mgmt No vote
OF THE COMPANY
1d. EXPLANATION OF THE DIVIDEND POLICY Non-Voting
1e. ADOPTION OF THE DIVIDEND PROPOSAL FOR 2020: Mgmt No vote
EUR 0.70 PER SHARE
1f. DISCHARGE OF THE MEMBERS OF THE EXECUTIVE Mgmt No vote
BOARD
1g. DISCHARGE OF THE MEMBERS OF THE SUPERVISORY Mgmt No vote
BOARD
2. AUTHORISATIONS Non-Voting
2a. AUTHORISATION OF THE EXECUTIVE BOARD TO Mgmt No vote
ACQUIRE OWN SHARES
2b. AUTHORISATION OF THE EXECUTIVE BOARD TO Mgmt No vote
ISSUE (RIGHTS TO) SHARES
2c. AUTHORISATION OF THE EXECUTIVE BOARD TO Mgmt No vote
RESTRICT OR EXCLUDE SHAREHOLDERS
PRE-EMPTIVE RIGHTS
3. COMPOSITION EXECUTIVE BOARD APPOINTMENT OF Mgmt No vote
MR. H.P.J. VAN DEN BROEK AS MEMBER OF THE
EXECUTIVE BOARD
4. COMPOSITION SUPERVISORY BOARD Non-Voting
4a. RE-APPOINTMENT OF MR. M. DAS AS MEMBER (AND Mgmt No vote
DELEGATED MEMBER) OF THE SUPERVISORY BOARD
4b. APPOINTMENT OF MR. N. PARANJPE AS MEMBER OF Mgmt No vote
THE SUPERVISORY BOARD
5. RE-APPOINTMENT OF THE EXTERNAL AUDITOR FOR Mgmt No vote
A PERIOD OF ONE YEAR: DELOITTE ACCOUNTANTS
B.V
6. CLOSING Non-Voting
CMMT 22 Mar 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTIONS 6 AND 1e. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HELLA GMBH & CO. KGAA Agenda Number: 713031071
--------------------------------------------------------------------------------------------------------------------------
Security: D3R112160
Meeting Type: AGM
Meeting Date: 25-Sep-2020
Ticker:
ISIN: DE000A13SX22
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 PRESENTATION OF THE ANNUAL FINANCIAL Mgmt No vote
STATEMENTS AND THE CONSOLIDATED FINANCIAL
STATEMENTS TOGETHER WITH THE COMBINED
MANAGEMENT REPORT FOR HELLA GMBH & CO. KGAA
AND THE GROUP FOR THE FISCAL YEAR
2019/2020, EACH AS ENDORSED BY THE
SUPERVISORY BOARD, INCLUDING THE
EXPLANATORY REPORT WITH REGARD TO THE
INFORMATION PURSUANT TO SECTION 289A (1) AS
WELL AS SECTION 315A (1) OF THE GERMAN
COMMERCIAL CODE ("HGB") AS WELL AS THE
REPORT OF THE SUPERVISORY BOARD AND THE
SEPARATE NON-FINANCIAL REPORT OF HELLA GMBH
& CO. KGAA AND OF THE GROUP FOR THE FISCAL
YEAR 2019/2020; RESOLUTION TO APPROVE THE
ANNUAL FINANCIAL STATEMENTS OF HELLA GMBH &
CO. KGAA FOR THE FISCAL YEAR 2019/2020
2 RESOLUTION ON THE APPROPRIATION OF Mgmt No vote
DISTRIBUTABLE PROFIT: THE GENERAL PARTNER,
THE SHAREHOLDER COMMITTEE AND THE
SUPERVISORY BOARD PROPOSE THAT THE
DISTRIBUTABLE PROFIT FOR THE FISCAL YEAR
2019/2020 IN THE AMOUNT OF EUR
78,599,387.50 BE APPROPRIATED AS FOLLOWS:
(AS SPECIFIED)
3 RESOLUTION RATIFYING THE ACTS OF MANAGEMENT Mgmt No vote
OF THE GENERAL PARTNER FOR THE FISCAL YEAR
2019/2020
4 RESOLUTION RATIFYING THE ACTS OF MANAGEMENT Mgmt No vote
OF THE MEMBERS OF THE SUPERVISORY BOARD FOR
THE FISCAL YEAR 2019/2020
5 RESOLUTION RATIFYING THE ACTS OF MANAGEMENT Mgmt No vote
OF THE MEMBERS OF THE SHAREHOLDER COMMITTEE
FOR THE FISCAL YEAR 2019/2020
6 APPOINTMENT OF THE AUDITOR FOR THE AUDIT OF Mgmt No vote
THE ANNUAL FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FISCAL YEAR 2020/2021: UPON RECOMMENDATION
OF THE AUDIT COMMITTEE, THE SUPERVISORY
BOARD PROPOSES TO APPOINT
PRICEWATERHOUSECOOPERS GMBH
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT AS AUDITOR
FOR THE AUDIT OF THE ANNUAL FINANCIAL
STATEMENTS AS WELL AS THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
2020/2021
--------------------------------------------------------------------------------------------------------------------------
HELLENIC PETROLEUM S.A. Agenda Number: 714034369
--------------------------------------------------------------------------------------------------------------------------
Security: X3234A111
Meeting Type: EGM
Meeting Date: 20-May-2021
Ticker:
ISIN: GRS298343005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. PRESENTATION OF THE STRATEGIC Mgmt No vote
TRANSFORMATION PROJECT OF HELPE GROUP
2. HARMONISATION OF THE ARTICLES OF Mgmt No vote
ASSOCIATION OF THE COMPANY IN WITH THE
PROVISIONS OF L. 4706/2020-AMENDEMENT OF
ARTICLES
4,6,7,9,10,13,14,17,19,20,21,22,24,26,29
AND 30 OF THE ARTICLES OF ASSOCIATION OF
THE COMPANY
3. APPROVAL OF THE SUITABILITY POLICY OF THE Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS
CMMT 04 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTION 3 AND ADDITIONAL OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 04 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
HELLENIC PETROLEUM S.A. Agenda Number: 714210046
--------------------------------------------------------------------------------------------------------------------------
Security: X3234A111
Meeting Type: EGM
Meeting Date: 28-May-2021
Ticker:
ISIN: GRS298343005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 587723 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1. PRESENTATION OF THE STRATEGIC Non-Voting
TRANSFORMATION PROJECT OF HELPE GROUP
2a. HARMONISATION OF THE ARTICLES OF Mgmt No vote
ASSOCIATION OF THE COMPANY IN WITH THE
PROVISIONS OF L. 4706/2020-AMENDEMENT OF
ARTICLES
4,6,7,9,10,13,14,17,19,21,22,24,26,29 AND
30 OF THE ARTICLES OF ASSOCIATION OF THE
COMPANY
2bi. DRAFT AMENDMENT OF ARTICLE 20 OF THE Mgmt No vote
ARTICLES OF ASSOCIATION OF THE COMPANY-AS
PER THE COMPANY'S PROPOSAL
2bii. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: DRAFT AMENDMENT OF
ARTICLE 20 OF THE ARTICLES OF ASSOCIATION
OF THE COMPANY-AS PER THE HRADF'S
ALTERNATIVE PROPOSAL
3i. APPROVAL OF THE SUITABILITY POLICY OF THE Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS-AS PER
THE COMPANY'S PROPOSAL
3ii. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: APPROVAL OF THE
SUITABILITY POLICY OF THE MEMBERS OF THE
BOARD OF DIRECTORS-AS PER THE HRADF'S
ALTERNATIVE PROPOSAL. IT IS NOTED THAT
HRADF'S ALTERNATIVE PROPOSAL REFERS ONLY TO
TECHNICAL NOTIFICATIONS IN LINE WITH THE
PROPOSAL FOR ITEMS 2(B)I AND 2(B)II
--------------------------------------------------------------------------------------------------------------------------
HELLENIC PETROLEUM S.A. Agenda Number: 714327031
--------------------------------------------------------------------------------------------------------------------------
Security: X3234A111
Meeting Type: OGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: GRS298343005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 596905 DUE TO SPLITTING OF
RESOLUTION 8. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1. MANAGEMENT REVIEW OF THE 45TH COMPANY'S Mgmt No vote
FINANCIAL YEAR (1.1.2020 - 31.12.2020) AND
SUBMISSION FOR APPROVAL OF THE BOARD OF
DIRECTORS' MANAGEMENT REPORT AS WELL AS THE
CERTIFIED AUDITORS' REPORT FOR THE ANNUAL
FINANCIAL STATEMENTS INCLUDING THE GROUP' S
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR 2020, IN ACCORDANCE WITH THE
INTERNATIONAL FINANCIAL REPORTING STANDARDS
(IFRS)
2. APPROVAL OF THE COMPANY'S AND THE GROUP'S Mgmt No vote
FINANCIAL STATEMENTS, IN ACCORDANCE WITH
THE INTERNATIONAL FINANCIAL REPORTING
STANDARDS (IFRS), TOGETHER WITH THE
RELEVANT INDEPENDENT AUDITORS' REPORTS, FOR
THE FINANCIAL YEAR 2020
3. APPROVAL OF PROFITS DISTRIBUTION FOR THE Mgmt No vote
FINANCIAL YEAR 2020 AND DISTRIBUTION OF
DIVIDENDS
4. REPORT OF THE AUDIT COMMITTEE ON ITS Non-Voting
ACTIVITIES DURING THE FINANCIAL YEAR 2020
5. SUBMISSION FOR DISCUSSION OF THE Mgmt No vote
REMUNERATION POLICY REPORT OF THE MEMBERS
OF THE BOARD OF DIRECTORS FOR 2020, IN
ACCORDANCE WITH ARTICLE 112 PAR 3 OF LAW
4548/2018 (ADVISORY VOTE)
6. APPROVAL OF THE OVERALL MANAGEMENT BY THE Mgmt No vote
BOARD OF DIRECTORS FOR THE FINANCIAL YEAR
1.1.2020 - 31.12.2020 IN ACCORDANCE WITH
ARTICLE 108 OF LAW 4548/2018 AND DISCHARGE
OF THE AUDITORS FROM ANY LIABILITY FOR
INDEMNITY FOR THE FINANCIAL YEAR 2020
7. ELECTION OF CERTIFIED AUDITORS FOR THE Mgmt No vote
FINANCIAL YEAR 2021 AND DETERMINATION OF
THEIR REMUNERATION
8.1. ELECTION OF NEW BOD MEMBERS - APPOINTMENT Mgmt No vote
OF INDEPENDENT MEMBER (SHAREHOLDER "HRADF"
WILL NOT PARTICIPATE IN THE VOTING):
ANDREAS SHIAMISHIS, EXECUTIVE MEMBER
8.2. ELECTION OF NEW BOD MEMBERS - APPOINTMENT Mgmt No vote
OF INDEPENDENT MEMBER (SHAREHOLDER "HRADF"
WILL NOT PARTICIPATE IN THE VOTING): GEORGE
ALEXOPOULOS, EXECUTIVE MEMBER
8.3. ELECTION OF NEW BOD MEMBERS - APPOINTMENT Mgmt No vote
OF INDEPENDENT MEMBER (SHAREHOLDER "HRADF"
WILL NOT PARTICIPATE IN THE VOTING):
THEODOROS-ACHILLEAS VARDAS, NON-EXECUTIVE
MEMBER
8.4. ELECTION OF NEW BOD MEMBERS - APPOINTMENT Mgmt No vote
OF INDEPENDENT MEMBER (SHAREHOLDER "HRADF"
WILL NOT PARTICIPATE IN THE VOTING):
IORDANIS AIVAZIS, INDEPENDENT NON-EXECUTIVE
MEMBER
8.5. ELECTION OF NEW BOD MEMBERS - APPOINTMENT Mgmt No vote
OF INDEPENDENT MEMBER (SHAREHOLDER "HRADF"
WILL NOT PARTICIPATE IN THE VOTING): NIKOS
VRETTOS, INDEPENDENT NON-EXECUTIVE MEMBER
8.6. ELECTION OF NEW BOD MEMBERS - APPOINTMENT Mgmt No vote
OF INDEPENDENT MEMBER (SHAREHOLDER "HRADF"
WILL NOT PARTICIPATE IN THE VOTING):
LORRAINE SCARAMANGA, INDEPENDENT
NON-EXECUTIVE MEMBER
8.7. ELECTION OF NEW BOD MEMBERS - APPOINTMENT Mgmt No vote
OF INDEPENDENT MEMBER (SHAREHOLDER "HRADF"
WILL NOT PARTICIPATE IN THE VOTING):
PANAGIOTIS TRIDIMAS, INDEPENDENT
NON-EXECUTIVE MEMBER
9. DETERMINATION OF THE TYPE OF THE AUDIT Mgmt No vote
COMMITTEE, THE TERM, THE NUMBER AND
CAPACITY OF ITS MEMBERS
10. AMENDMENT OF THE REMUNERATION POLICY OF THE Mgmt No vote
MEMBERS OF THE COMPANY'S BOARD OF
DIRECTORS, WHICH WAS APPROVED BY THE
EXTRAORDINARY GENERAL MEETING OF THE
SHAREHOLDERS OF THE COMPANY ON 20 DECEMBER
2019
--------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A. Agenda Number: 713396100
--------------------------------------------------------------------------------------------------------------------------
Security: X3258B102
Meeting Type: EGM
Meeting Date: 04-Dec-2020
Ticker:
ISIN: GRS260333000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 496413 DUE TO CHANGE IN GPS CODE
FOR RESOLUTIONS 6 AND 7. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A
REPETITIVE MEETING ON 10 DEC 2020 AT 16:30
HRS. ALSO, YOUR VOTING INSTRUCTIONS WILL
NOT BE CARRIED OVER TO THE SECOND CALL. ALL
VOTES RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
1. APPROVAL OF THE DRAFT DEMERGERS AGREEMENT Mgmt No vote
THROUGH SPIN-OFF OF OTE S.A.S BUSINESS
SECTORS OF CUSTOMER SERVICE, SHOPS AND
TECHNICAL FIELD OPERATIONS AND THEIR
ABSORPTION BY THE OTE GROUP SOCIETE
ANONYMES COSMOTE E-VALUE S.A, GERMANOS S.A.
AND COSMOTE TECHNICAL SERVICES S.A. (FORMER
OTEPLUS), RESPECTIVELY, IN ACCORDANCE WITH
ARTICLES 54 PAR.3, 57 PAR.2, 58 73 AND 83
87 OF L.4601 2019), L.4548 2018, ARTICLE 52
OF L. 4172 2013 AND LEGISLATIVE DECREE 1297
1972, WITH ACCOUNTING STATEMENTS DATED
30.06.2020. APPOINTMENT OF REPRESENTATIVE
OF OTE S.A. TO SIGN THE DEMERGERS AGREEMENT
NOTARIAL DEED
2. APPROVAL OF THE CANCELLATION OF NINE Mgmt No vote
MILLION, NINE HUNDRED AND SIXTY FIVE
THOUSAND, NINE HUNDRED AND FIFTY SIX
(9,965,956) OWN SHARES PURCHASED BY THE
COMPANY UNDER THE APPROVED OWN SHARE
BUY-BACK PROGRAM IN ORDER TO CANCEL THEM,
WITH THE CORRESPONDING REDUCTION OF ITS
SHARE CAPITAL BY THE AMOUNT OF TWENTY EIGHT
MILLION TWO HUNDRED AND THREE THOUSAND SIX
HUNDRED AND FIFTY FIVE EURO AND FORTY EIGHT
CENTS (EUR 28,203,655.48), ACCORDING TO
ARTICLE 49 OF L.4548/2018 AND THE
SUBSEQUENT AMENDMENT OF ARTICLE 5 (SHARE
CAPITAL) OF THE COMPANY'S ARTICLES OF
INCORPORATION
3. APPROVAL OF THE CONCLUSION OF A Mgmt No vote
CONFIDENTIALITY AGREEMENT BETWEEN OTE S.A.
AND ERNST & YOUNG (GREECE) CERTIFIED
AUDITORS SA (EY) IN THE CONTEXT OF
PREPARING THE TRANSITION TO A NEW STATUTORY
AUDITOR FOR THE FISCAL YEAR 2021
4. GRANTING OF PERMISSION, ACCORDING TO Mgmt No vote
ARTICLE 98 PAR.1 OF L.4548/2018 AND ARTICLE
14 OF THE ARTICLES OF INCORPORATION, TO THE
MEMBERS OF THE BOARD OF DIRECTORS AND
OFFICERS TO PARTICIPATE IN BOARDS OF
DIRECTORS OR IN THE MANAGEMENT OF OTE GROUP
COMPANIES WITH THE SAME OR SIMILAR
OBJECTIVES
5. DECISION FOLLOWING THE TEMPORARY Mgmt No vote
APPOINTMENT BY THE BOARD OF DIRECTORS
(MEETING NO. 3116/29-6-2020) OF THE CURRENT
NON-EXECUTIVE MEMBER MR. DIMITRIOS
GEORGOUTSOS AS AN INDEPENDENT MEMBER, AS
PER ARTICLE 4 OF L.3016/2002, IN
REPLACEMENT OF A RESIGNED INDEPENDENT
NON-EXECUTIVE MEMBER
6. ANNOUNCEMENT OF THE ELECTION BY THE BOARD Non-Voting
OF DIRECTORS OF A NEW NON-EXECUTIVE MEMBER
OF THE BOARD OF DIRECTORS IN REPLACEMENT OF
A RESIGNED NON-EXECUTIVE MEMBER
7. MISCELLANEOUS ANNOUNCEMENTS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A. Agenda Number: 714198911
--------------------------------------------------------------------------------------------------------------------------
Security: X3258B102
Meeting Type: OGM
Meeting Date: 09-Jun-2021
Ticker:
ISIN: GRS260333000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 585676 DUE TO RECEIPT OF
SPLITTING OF RESOLUTION 12. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1. APPROVAL OF THE FINANCIAL STATEMENTS OF OTE Mgmt No vote
S.A. IN ACCORDANCE WITH THE INTERNATIONAL
FINANCIAL REPORTING STANDARDS (BOTH
SEPARATE AND CONSOLIDATED) OF THE FISCAL
YEAR 2020 (1/1/2020-31/12/2020), WITH THE
RELEVANT REPORTS OF THE BOARD OF DIRECTORS
AND THE AUDITORS AND APPROVAL OF THE ANNUAL
PROFITS' DISTRIBUTION
2. APPROVAL OF THE ACTIVITIES REPORT OF THE Non-Voting
OTE AUDIT COMMITTEE FOR THE YEAR 2020
3. APPROVAL, ACCORDING TO ARTICLE 108 OF LAW Mgmt No vote
4548/2018, OF THE OVERALL MANAGEMENT OF THE
COMPANY BY THE BOARD OF DIRECTORS DURING
THE FISCAL YEAR 2020 (1/1/2020-31/12/2020)
AND EXONERATION OF THE AUDITORS FOR THE
FISCAL YEAR 2020 (1/1/2020-31/12/2020),
PURSUANT TO ARTICLE 117 PAR. 1(C) OF LAW
4548/2018
4. APPOINTMENT OF AN AUDIT FIRM FOR THE Mgmt No vote
STATUTORY AUDIT OF THE FINANCIAL STATEMENTS
(BOTH SEPARATE AND CONSOLIDATED) OF OTE
S.A., IN ACCORDANCE WITH THE INTERNATIONAL
FINANCIAL REPORTING STANDARDS, FOR THE
FISCAL YEAR 2021 (1/1/2021- 31/12/2021)
5. FINAL DETERMINATION OF THE REMUNERATION AND Mgmt No vote
EXPENSES OF THE MEMBERS OF THE BOARD OF
DIRECTORS FOR THEIR PARTICIPATION IN THE
PROCEEDINGS OF THE BOARD OF DIRECTORS AND
ITS COMMITTEES DURING THE FISCAL YEAR 2020
(1/1/2020-31/12/2020). - DETERMINATION OF
THE REMUNERATION AND EXPENSES OF THE
MEMBERS OF THE BOARD OF DIRECTORS FOR THEIR
PARTICIPATION IN THE PROCEEDINGS OF THE
BOARD OF DIRECTORS AND ITS COMMITTEES FOR
THE FISCAL YEAR 2021 AND PRE-APPROVAL FOR
THEIR PAYMENT UNTIL THE ORDINARY (ANNUAL)
GENERAL MEETING OF THE SHAREHOLDERS WHICH
WILL TAKE PLACE WITHIN 2022 AND WILL
FINALLY DETERMINE THEM
6. APPROVAL OF THE VARIABLE REMUNERATION OF Mgmt No vote
THE EXECUTIVE MEMBERS OF THE BOARD OF
DIRECTORS FOR THE FISCAL YEAR 2020
(1/1/2020-31/12/2020)
7. REMUNERATION REPORT FOR THE MEMBERS OF THE Mgmt No vote
BOARD OF DIRECTORS FOR THE FISCAL YEAR
2020, ACCORDING TO ARTICLE 112 OF LAW
4548/2018
8. GRANTING OF A SPECIAL PERMISSION, ACCORDING Mgmt No vote
TO ARTICLES 97 PAR.3, 99 PAR.1, 2 AND 100
PAR.2 OF LAW 4548/2018, FOR THE
CONTINUATION FOR THE PERIOD 31/12/2021
UNTIL 31/12/2022 OF THE INSURANCE COVERAGE
OF DIRECTORS & OFFICERS OF OTE S.A. AND ITS
AFFILIATED COMPANIES, AGAINST LIABILITIES
INCURRED IN THE EXERCISE OF THEIR
COMPETENCES, DUTIES AND POWERS
9. PUBLICATION TO THE ORDINARY GENERAL MEETING Non-Voting
OF THE SHAREHOLDERS OF THE COMPANY,
ACCORDING TO ARTICLE 97 PAR. 1 (B) OF LAW
4548/2018, OF ANY CASES OF CONFLICT OF
INTEREST AND AGREEMENTS OF THE FISCAL YEAR
2020 WHICH FALL UNDER ARTICLE 99 OF LAW
N.4548/2018 (RELATED PARTY TRANSACTIONS)
10. APPROVAL OF THE CANCELLATION OF THREE Mgmt No vote
MILLION, FOUR HUNDRED AND SIXTY NINE
THOUSAND, FIVE HUNDRED (3,469,500) OWN
SHARES PURCHASED BY THE COMPANY UNDER THE
APPROVED OWN SHARE BUY-BACK PROGRAM IN
ORDER TO CANCEL THEM, WITH THE
CORRESPONDING REDUCTION OF ITS SHARE
CAPITAL BY THE AMOUNT OF NINE MILLION,
EIGHT HUNDRED AND EIGHTEEN THOUSAND, SIX
HUNDRED AND EIGHTY FIVE EUROS (EUR
9,818,685.00), ACCORDING TO ARTICLE 49 OF
LAW 4548/2018 AND THE SUBSEQUENT AMENDMENT
OF ARTICLE 5 (SHARE CAPITAL) OF THE
COMPANY'S ARTICLES OF INCORPORATION
11. APPROVAL OF THE "SUITABILITY POLICY FOR THE Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS", IN
ACCORDANCE WITH LAW 4706/2020 AND THE
HELLENIC CAPITAL MARKET COMMISSION'S
CIRCULAR NO. 60/18.09.2020
12.1. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt No vote
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MR. MICHAEL TSAMAZ (EXECUTIVE)
12.2. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt No vote
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MR. CHARALAMPOS MAZARAKIS
(EXECUTIVE)
12.3. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt No vote
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MR. ROBERT HAUBER
(NON-EXECUTIVE)
12.4. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt No vote
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MRS. KYRA ORTH (NON-EXECUTIVE)
12.5. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt No vote
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MRS DOMINIQUE LEROY
(NON-EXECUTIVE)
12.6. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt No vote
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MR. MICHAEL WILKENS
(NON-EXECUTIVE)
12.7. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt No vote
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MR GREGORY ZARIFOPOULOS
(NON-EXECUTIVE)
12.8. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt No vote
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MR EELCO BLOK (INDEPENDENT
NON-EXECUTIVE)
12.9. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt No vote
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MR. DIMITRIS GEORGOUTSOS
(INDEPENDENT NON-EXECUTIVE)
1210. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt No vote
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MRS. CATHERINE DORLODOT
(INDEPENDENT NON-EXECUTIVE)
13. IT IS PROPOSED THAT THE AUDIT COMMITTEE Mgmt No vote
REMAIN A COMMITTEE OF THE BOARD OF
DIRECTORS, TO BE CONSISTED OF THREE (3)
BOARD MEMBERS, ALL OF WHOM SHALL BE
INDEPENDENT NON- EXECUTIVE AND SHALL HAVE
THE SAME TENURE AS MEMBERS OF THE BOARD OF
DIRECTORS
14. GRANTING OF PERMISSION, ACCORDING TO Mgmt No vote
ARTICLE 98 PAR.1 OF LAW 4548/2018 AND
ARTICLE 14 OF THE ARTICLES OF
INCORPORATION, TO THE MEMBERS OF THE BOARD
OF DIRECTORS AND OFFICERS TO PARTICIPATE IN
BOARDS OF DIRECTORS OR IN THE MANAGEMENT OF
OTE GROUP COMPANIES WITH THE SAME OR
SIMILAR OBJECTIVES
15. MISCELLANEOUS ANNOUNCEMENTS Non-Voting
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE AN A
REPETITIVE MEETING ON 16 JUN 2021. ALSO,
YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HELLOFRESH SE Agenda Number: 713956576
--------------------------------------------------------------------------------------------------------------------------
Security: D3R2MA100
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: DE000A161408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt No vote
OF DIVIDENDS
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt No vote
2021
6.1 RE-ELECT JOHN RITTENHOUSE TO THE Mgmt No vote
SUPERVISORY BOARD
6.2 RE-ELECT URSULA RADEKE-PIETSCH TO THE Mgmt No vote
SUPERVISORY BOARD
6.3 RE-ELECT DEREK ZISSMAN TO THE SUPERVISORY Mgmt No vote
BOARD
6.4 RE-ELECT SUSANNE SCHROETER CROSSAN TO THE Mgmt No vote
SUPERVISORY BOARD
6.5 RE-ELECT STEFAN SMALLA TO THE SUPERVISORY Mgmt No vote
BOARD
7 AMEND CORPORATE PURPOSE Mgmt No vote
8 APPROVE REMUNERATION POLICY Mgmt No vote
9 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
10 APPROVE CREATION OF EUR 13.6 MILLION POOL Mgmt No vote
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
11 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt No vote
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 1 BILLION APPROVE CREATION OF
EUR 17.4 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
12 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
--------------------------------------------------------------------------------------------------------------------------
HENKEL AG & CO. KGAA Agenda Number: 713657736
--------------------------------------------------------------------------------------------------------------------------
Security: D3207M102
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: DE0006048408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.83 PER ORDINARY SHARE AND EUR 1.85
PER PREFERRED SHARE
3 APPROVE DISCHARGE OF PERSONALLY LIABLE Mgmt No vote
PARTNER FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 APPROVE DISCHARGE OF SHAREHOLDERS' Mgmt No vote
COMMITTEE FOR FISCAL YEAR 2020
6 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL YEAR 2021
7 ELECT JAMES ROWAN TO THE SHAREHOLDERS' Mgmt No vote
COMMITTEE
8 APPROVE REMUNERATION POLICY Mgmt No vote
9 AMEND ARTICLES RE: REMUNERATION OF Mgmt No vote
SUPERVISORY BOARD AND SHAREHOLDERS'
COMMITTEE
10 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
AND SHAREHOLDERS' COMMITTEE
11 AMEND ARTICLES RE: ELECTRONIC PARTICIPATION Mgmt No vote
IN THE GENERAL MEETING
CMMT 25 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 25 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HENKEL AG & CO. KGAA Agenda Number: 713737647
--------------------------------------------------------------------------------------------------------------------------
Security: D3207M110
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: DE0006048432
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 527351 DUE TO CHANGE IN RECORD
DATE FROM 26 MAR 2021 TO 25 MAR 2021
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Non-Voting
OF EUR 1.83 PER ORDINARY SHARE AND EUR 1.85
PER PREFERRED SHARE
3 APPROVE DISCHARGE OF PERSONALLY LIABLE Non-Voting
PARTNER FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Non-Voting
FISCAL YEAR 2020
5 APPROVE DISCHARGE OF SHAREHOLDERS' Non-Voting
COMMITTEE FOR FISCAL YEAR 2020
6 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Non-Voting
AUDITORS FOR FISCAL YEAR 2021
7 ELECT JAMES ROWAN TO THE SHAREHOLDERS' Non-Voting
COMMITTEE
8 APPROVE REMUNERATION POLICY Non-Voting
9 AMEND ARTICLES RE: REMUNERATION OF Non-Voting
SUPERVISORY BOARD AND SHAREHOLDERS'
COMMITTEE
10 APPROVE REMUNERATION OF SUPERVISORY BOARD Non-Voting
AND SHAREHOLDERS' COMMITTEE
11 AMEND ARTICLES RE: ELECTRONIC PARTICIPATION Non-Voting
IN THE GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
HERA S.P.A. Agenda Number: 713733017
--------------------------------------------------------------------------------------------------------------------------
Security: T5250M106
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: IT0001250932
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
E.1 TO AMEND ART. 3 OF THE COMPANY BYLAW Mgmt No vote
(COMPANY'S DURATION): RESOLUTIONS RELATED
THERETO
E.2 TO AMEND ART. 20 OF THE COMPANY BYLAW Mgmt No vote
(BOARD OF DIRECTORS' MEETING): RESOLUTIONS
RELATED THERETO
O.1 BALANCE SHEET AS OF 31 DECEMBER 2020: Mgmt No vote
RESOLUTIONS RELATED THERETO. TO PRESENT
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2020. BOARD OF DIRECTORS, INTERNAL
AND EXTERNAL AUDITORS REPORT
O.2 PROFIT ALLOCATION PROPOSAL. RESOLUTIONS Mgmt No vote
RELATED THERETO
O.3 REPORT ON THE REMUNERATION POLICY AND ON Mgmt No vote
THE EMOLUMENT PAID: RESOLUTIONS RELATED TO
SECTION I - REMUNERATION POLICY
O.4 REPORT ON THE REMUNERATION POLICY AND ON Mgmt No vote
THE EMOLUMENT PAID: RESOLUTIONS RELATED TO
SECTION II - EMOLUMENTS PAID
O.5 RENEWAL OF THE AUTHORIZATION TO PURCHASE Mgmt No vote
AND DISPOSE OWN SHARES: RESOLUTIONS RELATED
THERETO
CMMT 30 MAR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM AGM TO OGM AND ADDITION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
CMMT 30 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
HERMES INTERNATIONAL SA Agenda Number: 713707113
--------------------------------------------------------------------------------------------------------------------------
Security: F48051100
Meeting Type: MIX
Meeting Date: 04-May-2021
Ticker:
ISIN: FR0000052292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 19 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT SHAREHOLDER
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND PLEASE NOTE THAT IF YOU HOLD CREST
DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 14 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104142100875-45 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT AND CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND RECEIPT OF UPDATED BALO .
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - APPROVAL OF EXPENSES AND
COSTS REFERRED TO IN ARTICLE 39-4 OF THE
FRENCH GENERAL TAX CODE
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 DISCHARGE TO THE MANAGEMENT BOARD Mgmt No vote
4 ALLOCATION OF INCOME - DISTRIBUTION OF A Mgmt No vote
COMMON DIVIDEND
5 APPROVAL OF REGULATED AGREEMENTS Mgmt No vote
6 AUTHORISATION GRANTED TO THE MANAGEMENT TO Mgmt No vote
TRADE IN THE COMPANY'S SHARES
7 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt No vote
SECTION I OF ARTICLE L.22-10-9 OF THE
FRENCH COMMERCIAL CODE CONCERNING THE
COMPENSATION FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2020, FOR ALL CORPORATE
OFFICERS (GLOBAL EX-POST VOTE)
8 APPROVAL OF THE TOTAL COMPENSATION AND Mgmt No vote
BENEFITS OF ANY KIND PAID DURING OR AWARDED
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 TO MR. AXEL DUMAS, MANAGER (INDIVIDUAL
EX-POST VOTE)
9 APPROVAL OF THE TOTAL COMPENSATION AND Mgmt No vote
BENEFITS OF ANY KIND PAID DURING OR AWARDED
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 TO THE COMPANY EMILE HERMES SARL,
MANAGER (INDIVIDUAL EX-POST VOTE)
10 APPROVAL OF THE TOTAL COMPENSATION AND Mgmt No vote
BENEFITS OF ANY KIND PAID DURING OR AWARDED
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 TO MR. ERIC DE SEYNES, CHAIRMAN OF THE
SUPERVISORY BOARD (INDIVIDUAL EX-POST VOTE)
11 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
MANAGERS (EX-ANTE VOTE)
12 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
SUPERVISORY BOARD MEMBERS (EX-ANTE VOTE)
13 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
MATTHIEU DUMAS AS MEMBER OF THE SUPERVISORY
BOARD FOR A PERIOD OF THREE YEARS
14 RENEWAL OF THE TERM OF OFFICE OF MR. BLAISE Mgmt No vote
GUERRAND AS MEMBER OF THE SUPERVISORY BOARD
FOR A PERIOD OF THREE YEARS
15 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
OLYMPIA GUERRAND AS MEMBER OF THE
SUPERVISORY BOARD FOR A PERIOD OF THREE
YEARS
16 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
ALEXANDRE VIROS AS MEMBER OF THE
SUPERVISORY BOARD FOR A PERIOD OF THREE
YEARS
17 AUTHORISATION TO BE GRANTED TO THE Mgmt No vote
MANAGEMENT IN ORDER TO REDUCE THE CAPITAL
BY CANCELLING ALL OR PART OF THE TREASURY
SHARES HELD BY THE COMPANY (ARTICLE L.
22-10-62 OF THE FRENCH COMMERCIAL CODE) -
GENERAL CANCELLATION PROGRAMME
18 DELEGATION OF AUTHORITY TO THE MANAGEMENT Mgmt No vote
TO INCREASE THE CAPITAL BY CAPITALISATION
OF RESERVES, PROFITS AND/OR PREMIUMS AND
FREE ALLOCATION OF SHARES AND/OR INCREASE
IN THE NOMINAL VALUE OF EXISTING SHARES
19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE MANAGEMENT TO DECIDE ON THE ISSUE OF
SHARES AND/OR ANY OTHER TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE MANAGEMENT TO DECIDE ON THE ISSUE OF
SHARES AND/OR ANY OTHER TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT BUT WITH THE OPTION OF
INTRODUCING A PRIORITY PERIOD, BY PUBLIC
OFFERING (OTHER THAN THAT REFERRED TO IN
ARTICLE L.411-2, 1DECREE OF THE FRENCH
MONETARY AND FINANCIAL CODE)
21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE MANAGEMENT TO DECIDE TO INCREASE THE
SHARE CAPITAL BY ISSUING SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL, RESERVED FOR MEMBERS OF A
COMPANY OR GROUP SAVINGS PLAN, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE MANAGEMENT TO DECIDE ON THE ISSUE OF
SHARES AND/OR ANY OTHER TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY PUBLIC OFFERING TO A
LIMITED CIRCLE OF INVESTORS OR QUALIFIED
INVESTORS (PRIVATE PLACEMENT) AS REFERRED
TO IN ARTICLE L.411-2, 1DECREE OF THE
FRENCH MONETARY AND FINANCIAL CODE
23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE MANAGEMENT TO DECIDE ON THE ISSUE OF
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, WITH A VIEW TO
COMPENSATE CONTRIBUTIONS IN KIND GRANTED TO
THE COMPANY RELATING TO EQUITY SECURITIES
OR TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE CAPITAL
24 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE MANAGEMENT TO DECIDE ON ONE OR MORE
OPERATIONS OF MERGER(S) BY ABSORPTION,
DEMERGER OR PARTIAL CONTRIBUTION OF ASSETS
SUBJECT TO THE REGIME FOR DEMERGERS
(ARTICLE L.236-9, II OF THE FRENCH
COMMERCIAL CODE)
25 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE MANAGEMENT TO DECIDE TO INCREASE THE
SHARE CAPITAL BY ISSUING SHARES IN THE
EVENT OF USE OF THE DELEGATION OF AUTHORITY
GRANTED TO THE MANAGEMENT TO DECIDE ON ONE
OR MORE MERGER(S) BY ABSORPTION, DEMERGER
OR PARTIAL CONTRIBUTION OF ASSETS SUBJECT
TO THE REGIME FOR DEMERGERS (ARTICLE L.
236-9, II OF THE FRENCH COMMERCIAL CODE)
26 AMENDMENT TO THE BY-LAWS IN ORDER TO Mgmt No vote
REFLECT THE TRANSFORMATION OF THE COMPANY
EMILE HERMES SARL INTO A COMPANY WITH
SIMPLIFIED SHARES
27 DELEGATION OF POWERS TO CARRY OUT Mgmt No vote
FORMALITIES RELATED TO THE GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
HOCHTIEF AG Agenda Number: 713796083
--------------------------------------------------------------------------------------------------------------------------
Security: D33134103
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: DE0006070006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 3.93 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt No vote
2021
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
8.1 ELECT PEDRO JIMENEZ TO THE SUPERVISORY Mgmt No vote
BOARD
8.2 ELECT ANGEL ALTOZANO TO THE SUPERVISORY Mgmt No vote
BOARD
8.3 ELECT BEATE BELL TO THE SUPERVISORY BOARD Mgmt No vote
8.4 ELECT JOSE DEL VALLE PEREZ TO THE Mgmt No vote
SUPERVISORY BOARD
8.5 ELECT FRANCISCO SANZ TO THE SUPERVISORY Mgmt No vote
BOARD
8.6 ELECT PATRICIA GEIBEL-CONRAD TO THE Mgmt No vote
SUPERVISORY BOARD
8.7 ELECT LUIS MIGUELSANZ TO THE SUPERVISORY Mgmt No vote
BOARD
8.8 ELECT CHRISTINE WOLFF TO THE SUPERVISORY Mgmt No vote
BOARD
CMMT 14 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 14 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HUHTAMAKI OYJ Agenda Number: 713716035
--------------------------------------------------------------------------------------------------------------------------
Security: X33752100
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: FI0009000459
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER: SEPPO Non-Voting
KYMALAINEN
3 ELECTION OF THE PERSON TO SCRUTINIZE THE Non-Voting
MINUTES AND TO VERIFY THE COUNTING OF
VOTES: SAMI PAUNI
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE ANNUAL ACCOUNTS Non-Voting
INCLUDING THE CONSOLIDATED ANNUAL ACCOUNTS,
THE DIRECTORS' REPORT AND THE AUDITOR'S
REPORT FOR THE YEAR 2020
7 ADOPTION OF THE ANNUAL ACCOUNTS INCLUDING Mgmt No vote
THE CONSOLIDATED ANNUAL ACCOUNTS
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt No vote
ON THE BALANCE SHEET AND THE DISTRIBUTION
OF DIVIDEND: EUR 0.92 PER SHARE
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt No vote
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY
10 PRESENTATION AND ADOPTION OF THE Mgmt No vote
REMUNERATION REPORT FOR THE GOVERNING
BODIES
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY SHAREHOLDERS' NOMINATION BOARD
AND BOARD DOES NOT MAKE ANY RECOMMENDATION
ON THESE PROPOSALS. THE STANDING
INSTRUCTIONS ARE DISABLED FOR THIS MEETING
11 RESOLUTION ON THE REMUNERATION AND EXPENSE Mgmt No vote
COMPENSATION OF THE MEMBERS OF THE BOARD OF
DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt No vote
BOARD OF DIRECTORS: SEVEN (7)
13 ELECTION OF MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS: THE SHAREHOLDERS' NOMINATION
BOARD PROPOSES TO THE ANNUAL GENERAL
MEETING THAT MR. PEKKA ALAPIETILA, MR. DOUG
BAILLIE, MR. WILLIAM R. BARKER, MS. ANJA
KORHONEN, MS. KERTTU TUOMAS, MS. SANDRA
TURNER AND MR. RALF K. WUNDERLICH WOULD BE
RE-ELECTED AS MEMBERS OF THE BOARD OF
DIRECTORS FOR A TERM ENDING AT THE END OF
THE NEXT ANNUAL GENERAL MEETING. IN
ADDITION, THE SHAREHOLDERS' NOMINATION
BOARD PROPOSES THAT MR. PEKKA ALA-PIETILA
WOULD BE RE-ELECTED AS CHAIRMAN OF THE
BOARD, AND THAT MS. KERTTU TUOMAS WOULD BE
RE-ELECTED AS VICE-CHAIRMAN OF THE BOARD
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt No vote
AUDITOR
15 ELECTION OF THE AUDITOR: THE BOARD OF Mgmt No vote
DIRECTORS PROPOSES TO THE ANNUAL GENERAL
MEETING, IN ACCORDANCE WITH THE
RECOMMENDATION OF THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS, THAT KPMG OY AB, A
FIRM OF AUTHORIZED PUBLIC ACCOUNTANTS,
WOULD BE RE-ELECTED AS AUDITOR FOR THE
FINANCIAL YEAR JANUARY 1 - DECEMBER 31,
2021. KPMG OY AB HAS ANNOUNCED THAT MR.
HENRIK HOLMBOM, APA, WOULD BE THE AUDITOR
WITH PRINCIPAL RESPONSIBILITY
16 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt No vote
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES
17 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt No vote
RESOLVE ON THE ISSUANCE OF SHARES AND THE
ISSUANCE OF SPECIAL RIGHTS ENTITLING TO
SHARES
18 CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
IBERDROLA SA Agenda Number: 714171030
--------------------------------------------------------------------------------------------------------------------------
Security: E6165F166
Meeting Type: OGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: ES0144580Y14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT DELETION OF COMMENT Non-Voting
1 ANNUAL FINANCIAL STATEMENTS 2020 Mgmt No vote
2 DIRECTORS' REPORTS 2020 Mgmt No vote
3 STATEMENT OF NON-FINANCIAL INFORMATION 2020 Mgmt No vote
4 CORPORATE MANAGEMENT AND ACTIVITIES OF THE Mgmt No vote
BOARD OF DIRECTORS IN 2020
5 AMENDMENT OF THE PREAMBLE AND OF ARTICLES Mgmt No vote
1, 4, 8, 9, 12, 14, 15, 17, 19, 21, 23, 24,
27, 30, 31, 32, 33, 35, 36, 37, 38, 42, 43,
44, 45, 46, 47 AND 49 OF THE BY-LAWS TO
UPDATE THE NAME OF THE GOVERNANCE AND
SUSTAINABILITY SYSTEM AND MAKE OTHER
TECHNICAL IMPROVEMENTS
6 AMENDMENT OF ARTICLE 10 OF THE BY-LAWS IN Mgmt No vote
ORDER TO REFLECT THE AMOUNT OF SHARE
CAPITAL RESULTING FROM THE REDUCTION
THEREIN BY MEANS OF THE RETIREMENT OF A
MAXIMUM OF 178,156,000 OWN SHARES (2.776%
OF THE SHARE CAPITAL)
7 AMENDMENT OF ARTICLES 12, 17, 28, 33, 39, Mgmt No vote
40 AND 41 OF THE BY-LAWS TO CONFORM THE
TEXT THEREOF TO THE NEW LEGAL PROVISIONS AS
REGARDS THE ENCOURAGEMENT OF LONG-TERM
SHAREHOLDER ENGAGEMENT
8 AMENDMENT OF ARTICLES 18, 19, 20, 22, 23, Mgmt No vote
24, 26 AND 27 OF THE BY-LAWS TO REGULATE
REMOTE ATTENDANCE AT THE GENERAL
SHAREHOLDERS' MEETING
9 AMENDMENT OF ARTICLE 32 OF THE BY-LAWS TO Mgmt No vote
INCLUDE THE APPROVAL OF A CLIMATE ACTION
PLAN
10 AMENDMENT OF ARTICLES 35 AND 36 OF THE Mgmt No vote
BY-LAWS TO UPDATE THE RULES ON THE WAYS OF
HOLDING MEETINGS OF THE BOARD OF DIRECTORS
AND OF ITS COMMITTEES
11 AMENDMENT OF ARTICLES 53 AND 54 OF THE Mgmt No vote
BY-LAWS AND ADDITION OF SIX NEW ARTICLES
NUMBERED FROM 55 TO 60, REORGANISING THE
CHAPTERS OF TITLE V, TO ESTABLISH THE
REGULATIONS FOR THE PREPARATION,
VERIFICATION AND APPROVAL OF THE ANNUAL
FINANCIAL AND NON-FINANCIAL INFORMATION
12 AMENDMENT OF ARTICLES 55 AND 56 OF THE Mgmt No vote
BY-LAWS, WHICH WILL BECOME ARTICLES 61 AND
62, TO MAKE TECHNICAL IMPROVEMENTS AND
GROUP THEM WITHIN A NEW TITLE VI
13 AMENDMENT OF ARTICLES 4, 6, 7, 8, 9, 19, Mgmt No vote
20, 28, 29, 30, 38, 39, 40 AND 41 OF THE
REGULATIONS FOR THE GENERAL SHAREHOLDERS'
MEETING IN ORDER TO UPDATE THE NAME OF THE
GOVERNANCE AND SUSTAINABILITY SYSTEM AND TO
MAKE OTHER TECHNICAL IMPROVEMENTS
14 AMENDMENT OF ARTICLES 9 AND 20 OF THE Mgmt No vote
REGULATIONS FOR THE GENERAL SHAREHOLDERS'
MEETING TO CONFORM THE TEXT THEREOF TO THE
NEW LEGAL PROVISIONS AS REGARDS THE
ENCOURAGEMENT OF LONG-TERM SHAREHOLDER
ENGAGEMENT
15 AMENDMENT OF ARTICLES 11, 14, 18, 19, 21, Mgmt No vote
22, 23, 24, 25, 26, 29, 31, 33, 34, 35, 36,
40 AND 43 OF THE REGULATIONS FOR THE
GENERAL SHAREHOLDERS' MEETING AND ADDITION
OF A NEW ARTICLE 37 TO ESTABLISH THE RULES
FOR REMOTE ATTENDANCE, AND NUMBERING OF THE
ARTICLES
16 DIRECTOR REMUNERATION POLICY Mgmt No vote
17 ALLOCATION OF PROFITS/LOSSES AND Mgmt No vote
DISTRIBUTION OF 2020 DIVIDENDS, THE
SUPPLEMENTARY PAYMENT OF WHICH WILL BE MADE
WITHIN THE FRAMEWORK OF THE "IBERDROLA
RETRIBUCION FLEXIBLE" OPTIONAL DIVIDEND
SYSTEM
18 FIRST INCREASE IN CAPITAL BY MEANS OF A Mgmt No vote
SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET
VALUE OF 1,725 MILLION EUROS IN ORDER TO
IMPLEMENT THE "IBERDROLA RETRIBUCION
FLEXIBLE" OPTIONAL DIVIDEND SYSTEM
19 SECOND INCREASE IN CAPITAL BY MEANS OF A Mgmt No vote
SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET
VALUE OF 1,250 MILLION EUROS IN ORDER TO
IMPLEMENT THE "IBERDROLA RETRIBUCION
FLEXIBLE" OPTIONAL DIVIDEND SYSTEM
20 RE-ELECTION OF MR JUAN MANUEL GONZALEZ Mgmt No vote
SERNA AS INDEPENDENT DIRECTOR
21 RE-ELECTION OF MR FRANCISCO MARTINEZ Mgmt No vote
CORCOLES AS EXECUTIVE DIRECTOR
22 RATIFICATION AND RE-ELECTION OF MR ANGEL Mgmt No vote
JESUS ACEBES PANIAGUA AS INDEPENDENT
DIRECTOR
23 SETTING OF THE NUMBER OF MEMBERS OF THE Mgmt No vote
BOARD OF DIRECTORS AT FOURTEEN
24 AUTHORISATION TO ISSUE SIMPLE DEBENTURES OR Mgmt No vote
BONDS AND OTHER FIXED-INCOME SECURITIES,
NOT EXCHANGEABLE FOR OR CONVERTIBLE INTO
SHARES, WITH A LIMIT OF 6,000 MILLION EUROS
FOR PROMISSORY NOTES AND 30,000 MILLION
EUROS FOR OTHER FIXED-INCOME SECURITIES, AS
WELL AS TO GUARANTEE ISSUES OF SUBSIDIARIES
25 DELEGATION OF POWERS TO FORMALISE AND TO Mgmt No vote
CONVERT THE RESOLUTIONS ADOPTED INTO A
PUBLIC INSTRUMENT
26 ANNUAL DIRECTOR REMUNERATION REPORT 2020 Mgmt No vote
27 CLIMATE ACTION POLICY Mgmt No vote
CMMT 24 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM SECOND CALL DATE FROM 17 JUNE
2021 TO 18 JUNE 2021. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ICADE SA Agenda Number: 713713786
--------------------------------------------------------------------------------------------------------------------------
Security: F4931M119
Meeting Type: MIX
Meeting Date: 23-Apr-2021
Ticker:
ISIN: FR0000035081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104022100788-40 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK AND CHANGE IN NUMBERING
OF ALL RESOLUTIONS. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - APPROVAL OF NON-DEDUCTIBLE
EXPENSES AND COSTS
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF THE INCOME FOR THE FINANCIAL Mgmt No vote
YEAR ENDED 31 DECEMBER 2020 AND SETTING OF
THE DIVIDEND
4 OPTION FOR PAYMENT OF A FRACTION OF THE Mgmt No vote
DIVIDEND BALANCE IN CASH OR IN SHARES
5 THE STATUTORY AUDITORS' SPECIAL REPORT ON Mgmt No vote
THE REGULATED AGREEMENTS - ACKNOWLEDGEMENT
OF THE ABSENCE OF NEW AGREEMENTS
6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
OLIVIER FABAS AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
OLIVIER MAREUSE AS DIRECTOR
8 RATIFICATION OF THE PROVISIONAL APPOINTMENT Mgmt No vote
OF MR. ANTOINE SAINTOYANT AS DIRECTOR, IN
REPLACEMENT OF MR. WAEL RIZK, WHO RESIGNED
9 RATIFICATION OF THE PROVISIONAL APPOINTMENT Mgmt No vote
OF MR. BERNARD SPITZ AS DIRECTOR, IN
REPLACEMENT OF MR. JEAN-PAUL FAUGERE, WHO
RESIGNED
10 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
BERNARD SPITZ AS DIRECTOR
11 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS
12 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt No vote
CHAIRMAN OF THE BOARD OF DIRECTORS
13 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt No vote
CHIEF EXECUTIVE OFFICER AND/OR ANY OTHER
EXECUTIVE CORPORATE OFFICER
14 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt No vote
SECTION I OF ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE
15 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND PAID
DURING THE PAST FINANCIAL YEAR OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO MR. FREDERIC
THOMAS, CHAIRMAN OF THE BOARD OF DIRECTORS
16 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND PAID
DURING THE PAST FINANCIAL YEAR OR AWARDED
IN RESPECT OF THE SAME FINANCIAL YEAR TO
MR. OLIVIER WIGNIOLLE, CHIEF EXECUTIVE
OFFICER
17 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER FOR THE COMPANY TO
REPURCHASE ITS OWN SHARES UNDER THE
PROVISIONS OF ARTICLE L.22-10-62 OF THE
FRENCH COMMERCIAL CODE
18 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO CANCEL SHARES REPURCHASED BY
THE COMPANY UNDER THE PROVISIONS OF ARTICLE
L.22-10-62 OF THE FRENCH COMMERCIAL CODE
19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY CAPITALISATION OF RESERVES,
PROFITS AND/OR PREMIUMS
20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
21 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE AMOUNT OF THE
ISSUES
22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY ISSUING COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF
THE MEMBERS OF A COMPANY SAVINGS PLAN
PURSUANT TO ARTICLES L.3332-18 AND
FOLLOWING OF THE FRENCH LABOUR CODE
23 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO FREELY ALLOCATE SHARES TO
EMPLOYEES AND/OR CERTAIN CORPORATE OFFICERS
24 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
ILIAD SA Agenda Number: 713935546
--------------------------------------------------------------------------------------------------------------------------
Security: F4958P102
Meeting Type: MIX
Meeting Date: 02-Jun-2021
Ticker:
ISIN: FR0004035913
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 14 MAY 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
HTTPS://WWW.JOURNAL-OFFICIEL.GOUV.FR/BALO/D
OCUMENT/202104162100904-46 AND
HTTPS://WWW.JOURNAL-OFFICIEL.GOUV.FR/BALO/D
OCUMENT/202105142101658-58 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF THE COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU AND PLEASE NOTE
THAT IF YOU HOLD CREST DEPOSITORY INTERESTS
(CDIS) AND PARTICIPATE AT THIS MEETING, YOU
(OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)
WILL BE REQUIRED TO INSTRUCT A TRANSFER OF
THE RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
1 APPROVAL OF THE PARENT COMPANY FINANCIAL Mgmt No vote
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2020
3 APPROPRIATION OF PROFIT FOR THE YEAR ENDED Mgmt No vote
DECEMBER 31, 2020 (AS PRESENTED IN THE
PARENT COMPANY FINANCIAL STATEMENTS) AND
APPROVAL OF A DIVIDEND PAYMENT
4 APPROVAL OF RELATED-PARTY AGREEMENTS Mgmt No vote
GOVERNED BY ARTICLES L 225-38 ET SEQ. OF
THE FRENCH COMMERCIAL CODE
5 RE-APPOINTMENT OF DELOITTE & ASSOCIES AS Mgmt No vote
STATUTORY AUDITORS
6 RE-APPOINTMENT OF BEAS AS ALTERNATE Mgmt No vote
AUDITORS
7 RE-ELECTION OF XAVIER NIEL AS A DIRECTOR Mgmt No vote
8 RE-ELECTION OF BERTILLE BUREL AS A DIRECTOR Mgmt No vote
9 RE-ELECTION OF VIRGINIE CALMELS AS A Mgmt No vote
DIRECTOR
10 ELECTION OF ESTHER GAIDE AS A DIRECTOR Mgmt No vote
11 SETTING THE ANNUAL AMOUNT OF REMUNERATION Mgmt No vote
ALLOCATED TO MEMBERS OF THE BOARD OF
DIRECTORS
12 APPROVAL OF THE INFORMATION PROVIDED IN Mgmt No vote
ACCORDANCE WITH ARTICLE L. 22-10-9 I OF THE
FRENCH COMMERCIAL CODE
13 APPROVAL OF THE COMPONENTS OF COMPENSATION Mgmt No vote
PAID DURING, OR ALLOCATED FOR, THE YEAR
ENDED DECEMBER 31, 2020 TO XAVIER NIEL IN
HIS CAPACITY AS SENIOR VICE-PRESIDENT UNTIL
MARCH 16, 2020
14 APPROVAL OF THE COMPONENTS OF COMPENSATION Mgmt No vote
PAID DURING, OR ALLOCATED FOR, THE YEAR
ENDED DECEMBER 31, 2020 TO XAVIER NIEL IN
HIS CAPACITY AS CHAIRMAN OF THE BOARD OF
DIRECTORS FROM MARCH 16, 2020
15 APPROVAL OF THE COMPONENTS OF COMPENSATION Mgmt No vote
PAID DURING, OR ALLOCATED FOR, THE YEAR
ENDED DECEMBER 31, 2020 TO MAXIME
LOMBARDINI IN HIS CAPACITY AS CHAIRMAN OF
THE BOARD OF DIRECTORS UNTIL MARCH 16, 2020
16 APPROVAL OF THE COMPONENTS OF COMPENSATION Mgmt No vote
PAID DURING, OR ALLOCATED FOR, THE YEAR
ENDED DECEMBER 31, 2020 TO THOMAS REYNAUD
IN HIS CAPACITY AS CHIEF EXECUTIVE OFFICER
17 APPROVAL OF THE COMPONENTS OF COMPENSATION Mgmt No vote
PAID DURING, OR ALLOCATED FOR, THE YEAR
ENDED DECEMBER 31, 2020 TO RANI ASSAF IN
HIS CAPACITY AS SENIOR VICE-PRESIDENT
18 APPROVAL OF THE COMPONENTS OF COMPENSATION Mgmt No vote
PAID DURING, OR ALLOCATED FOR, THE YEAR
ENDED DECEMBER 31, 2020 TO ANTOINE
LEVAVASSEUR IN HIS CAPACITY AS SENIOR
VICE-PRESIDENT
19 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
CHAIRMAN OF THE BOARD OF DIRECTORS
20 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
CHIEF EXECUTIVE OFFICER
21 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
SENIOR VICE-PRESIDENTS
22 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
DIRECTORS
23 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt No vote
CARRY OUT A SHARE BUYBACK PROGRAM
24 AUTHORIZATION FOR THE BOARD OF DIRECTORS, Mgmt No vote
TO ISSUE, WITH PRE-EMPTIVE SUBSCRIPTION
RIGHTS, ORDINARY SHARES AND/OR SECURITIES
CARRYING RIGHTS TO SHARES OR TO THE
ALLOCATION OF DEBT SECURITIES OF THE
COMPANY, ANY SUBSIDIARY OF THE COMPANY
AND/OR ANY OTHER ENTITY
25 AUTHORIZATION FOR THE BOARD OF DIRECTORS, Mgmt No vote
TO ISSUE BY WAY OF A PUBLIC OFFERING -
OTHER THAN AN OFFERING THAT FALLS WITHIN
THE SCOPE OF ARTICLE L. 411-2 1 OF THE
FRENCH MONETARY AND FINANCIAL CODE - AND
WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS,
ORDINARY SHARES AND/OR SECURITIES CARRYING
RIGHTS TO SHARES OR TO THE ALLOCATION OF
DEBT SECURITIES OF THE COMPANY, ANY
SUBSIDIARY OF THE COMPANY AND/OR ANY OTHER
ENTITY
26 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt No vote
ISSUE, BY WAY OF AN OFFERING THAT FALLS
WITHIN THE SCOPE OF ARTICLE L. 411-2 1 OF
THE FRENCH MONETARY AND FINANCIAL CODE AND
WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS,
ORDINARY SHARES AND/OR SECURITIES CARRYING
RIGHTS TO SHARES OR TO THE ALLOCATION OF
DEBT SECURITIES OF THE COMPANY, ANY
SUBSIDIARY OF THE COMPANY AND/OR ANY OTHER
ENTITY
27 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt No vote
SET THE ISSUE PRICE FOR ISSUES - CARRIED
OUT WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS
THROUGH A PUBLIC OFFERING OR AN OFFERING
THAT FALLS WITHIN THE SCOPE OF ARTICLE L.
411-2 1 OF THE FRENCH MONETARY AND
FINANCIAL CODE - OF SHARES, AND/OR EQUITY
SECURITIES CARRYING RIGHTS TO OTHER EQUITY
SECURITIES OR TO THE ALLOCATION OF DEBT
SECURITIES, AND/OR SECURITIES CARRYING
RIGHTS TO NEW EQUITY SECURITIES OF THE
COMPANY, SUBJECT TO THE TERMS AND
CONDITIONS SET BY THE SHAREHOLDERS AND A
CEILING OF 10% OF THE COMPANY'S CAPITAL
28 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt No vote
INCREASE THE NUMBER OF SECURITIES INCLUDED
IN AN ISSUE CARRIED OUT WITH OR WITHOUT
PRE-EMPTIVE SUBSCRIPTION RIGHTS
29 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt No vote
ISSUE SHARES AND/OR EQUITY SECURITIES
CARRYING RIGHTS TO OTHER EQUITY SECURITIES
OF THE COMPANY, IN PAYMENT FOR
CONTRIBUTIONS IN KIND MADE TO THE COMPANY
AND CONSISTING OF EQUITY SECURITIES OR
SECURITIES CARRYING RIGHTS TO SHARES OF
ANOTHER ENTITY
30 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt No vote
ISSUE SHARES, EQUITY SECURITIES CARRYING
RIGHTS TO OTHER EQUITY SECURITIES OR TO THE
ALLOCATION OF DEBT SECURITIES, AND/OR
SECURITIES CARRYING RIGHTS TO NEW EQUITY
SECURITIES OF THE COMPANY, IN THE EVENT OF
A PUBLIC OFFERING WITH A STOCK COMPONENT
INITIATED BY THE COMPANY
31 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt No vote
INCREASE THE COMPANY'S SHARE CAPITAL BY
CAPITALIZING RESERVES, PROFIT, ADDITIONAL
PAID-IN CAPITAL OR OTHER ELIGIBLE ITEMS
32 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt No vote
ISSUE SHARES OF THE COMPANY TO MEMBERS OF
AN EMPLOYEE STOCK OWNERSHIP PLAN, WITHOUT
PRE-EMPTIVE SUBSCRIPTION RIGHTS
33 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt No vote
REDUCE THE COMPANY'S CAPITAL BY CANCELING
TREASURY SHARES
34 AMENDMENT TO ARTICLE 28 OF THE COMPANY'S Mgmt No vote
BYLAWS, "QUORUM AND VOTING AT SHAREHOLDERS'
MEETINGS"
35 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
IMCD N.V. Agenda Number: 714189645
--------------------------------------------------------------------------------------------------------------------------
Security: N4447S106
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: NL0010801007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 582743 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1. OPENING Non-Voting
2.a. PRESENTATION BY THE MANAGEMENT BOARD ON THE Non-Voting
FINANCIAL YEAR 2020
2.b. PRESENTATION BY THE EXTERNAL AUDITOR ON THE Non-Voting
AUDIT OF THE 2020 FINANCIAL STATEMENTS
2.c. REMUNERATION REPORT 2020 (VOTING POINT - Mgmt No vote
ADVISORY VOTE)
2.d. PROPOSAL TO ADOPT THE 2020 FINANCIAL Mgmt No vote
STATEMENTS
2.e. PROPOSAL TO ADOPT A DIVIDEND OF EUR 1.02 Mgmt No vote
PER SHARE IN CASH
3.a. DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt No vote
THE MANAGEMENT BOARD FOR THE PERFORMANCE OF
THEIR DUTIES IN 2020
3.b. DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt No vote
THE SUPERVISORY BOARD FOR THE PERFORMANCE
OF THEIR DUTIES IN 2020
4. PROPOSAL TO RE-APPOINT DELOITTE ACCOUNTANTS Mgmt No vote
N.V. FOR THE FINANCIAL YEAR 2021
5.a. DESIGNATION TO ISSUE SHARES Mgmt No vote
5.b. DESIGNATION TO RESTRICT OR EXCLUDE Mgmt No vote
PRE-EMPTIVE RIGHTS ON SHARES AS DESCRIBED
UNDER 5.A
6. AUTHORIZATION OF THE MANAGEMENT BOARD TO Mgmt No vote
ACQUIRE SHARES
7. ANY OTHER BUSINESS Non-Voting
8. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
IMERYS Agenda Number: 713755835
--------------------------------------------------------------------------------------------------------------------------
Security: F49644101
Meeting Type: MIX
Meeting Date: 10-May-2021
Ticker:
ISIN: FR0000120859
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 01 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103312100719-39 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING FOR RESOLUTION 24. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE MANAGEMENT AND CORPORATE Mgmt No vote
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 - APPROVAL OF THE
OVERALL AMOUNT OF EXPENSES AND COSTS
REFERRED TO IN SECTION 4 OF ARTICLE 39 OF
THE FRENCH GENERAL TAX CODE
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER
2020
3 ALLOCATION OF INCOME AND SETTING OF THE Mgmt No vote
DIVIDEND FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
4 STATUTORY AUDITORS' SPECIAL REPORT REFERRED Mgmt No vote
TO IN ARTICLE L. 225-40 OF THE FRENCH
COMMERCIAL CODE
5 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
EXECUTIVE CORPORATE OFFICERS FOR THE
FINANCIAL YEAR 2021
6 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS FOR THE
FINANCIAL YEAR 2021
7 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt No vote
2020 COMPENSATION OF CORPORATE OFFICERS
REFERRED TO IN ARTICLE L. 22-10-9 I OF THE
FRENCH COMMERCIAL CODE
8 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND, PAID
DURING 2020 OR AWARDED FOR THE SAME
FINANCIAL YEAR, TO MR. ALESSANDRO DAZZA
9 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND, PAID
DURING THE FINANCIAL YEAR 2020 OR GRANTED
FOR THE SAME FINANCIAL YEAR, TO MR. PATRICK
KRON
10 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
PATRICK KRON AS DIRECTOR
11 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
MARIE-FRANCOISE WALBAUM AS DIRECTOR
12 APPOINTMENT OF MR. PARIS KYRIACOPOULOS AS Mgmt No vote
NEW DIRECTOR
13 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS FOR THE COMPANY TO PURCHASE ITS
OWN SHARES
14 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR TRANSFERABLE
SECURITIES GRANTING IMMEDIATE OR FUTURE
ACCESS TO THE COMPANY'S CAPITAL, WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHT
15 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR TRANSFERABLE
SECURITIES GRANTING IMMEDIATE OR FUTURE
ACCESS TO THE COMPANY'S CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, WITHIN THE FRAMEWORK OF
A PUBLIC OFFERING, EXCLUDING THE OFFERS
REFERRED TO IN ARTICLE L. 411-2 1DECREE OF
THE FRENCH MONETARY AND FINANCIAL CODE AND
PROVIDED FOR IN THE SIXTEENTH RESOLUTION
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR TRANSFERABLE
SECURITIES GRANTING IMMEDIATE OR FUTURE
ACCESS TO THE COMPANY'S CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, WITHIN THE CONTEXT OF
AN OFFER TO QUALIFIED INVESTORS OR A
RESTRICTED CIRCLE OF INVESTORS AS REFERRED
TO IN ARTICLE L.411-2 1DECREE OF THE FRENCH
MONETARY AND FINANCIAL CODE
17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO INCREASE THE NUMBER
OF SECURITIES TO BE ISSUED IN THE EVENT OF
A CAPITAL INCREASE WITH RETENTION OR
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, WITHIN A LIMIT OF 15%
OF THE INITIAL ISSUE
18 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO SET THE ISSUE PRICE
OF SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL, IN THE
EVENT OF CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, WITHIN A LIMIT OF 10%
OF THE CAPITAL PER YEAR
19 DELEGATION OF POWERS TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO INCREASE THE SHARE
CAPITAL WITH A VIEW TO COMPENSATE
CONTRIBUTIONS IN KIND CONSISTING OF EQUITY
SECURITIES OR TRANSFERABLE SECURITIES
GRANTING IMMEDIATE OR FUTURE ACCESS TO THE
CAPITAL, WITHIN A LIMIT OF 10% OF THE
CAPITAL PER YEAR
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO INCREASE THE SHARE
CAPITAL BY CAPITALISATION OF RESERVES,
PROFITS, PREMIUMS FROM MERGERS,
CONTRIBUTIONS OR OTHERS
21 OVERALL LIMITATION OF THE NOMINAL AMOUNT OF Mgmt No vote
THE CAPITAL INCREASES AND ISSUES OF DEBT
SECURITIES THAT MAY RESULT FROM THE
PRECEDING DELEGATIONS AND AUTHORISATIONS
22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
RESERVED FOR MEMBERS OF A COMPANY SAVINGS
PLAN OF THE COMPANY OR ITS GROUP, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
23 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING TREASURY SHARES
24 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INFINEON TECHNOLOGIES AG Agenda Number: 713541060
--------------------------------------------------------------------------------------------------------------------------
Security: D35415104
Meeting Type: AGM
Meeting Date: 25-Feb-2021
Ticker:
ISIN: DE0006231004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.22 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER REINHARD PLOSS FOR FISCAL 2020
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER HELMUT GASSEL FOR FISCAL 2020
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER JOCHEN HANEBECK FOR FISCAL 2020
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER SVEN SCHNEIDER FOR FISCAL 2020
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER WOLFGANG EDER FOR FISCAL 2020
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER PETER BAUER (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER XIAOQUN CLEVER (FROM FEB. 20, 2020)
FOR FISCAL 2020
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER JOHANN DECHANT FOR FISCAL 2020
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER HERBERT DIESS (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER FRIEDRICH EICHINER (FROM FEB. 20,
2020) FOR FISCAL 2020
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER ANNETTE ENGELFRIED FOR FISCAL 2020
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER PETER GRUBER FOR FISCAL 2020
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER GERHARD HOBBACH (UNTIL FEB. 20,
2020) FOR FISCAL 2020
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER HANS ULRICH HOLDENRIED FOR FISCAL
2020
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER RENATE KOECHER (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER SUSANNE LACHENMANN FOR FISCAL 2020
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER GERALDINE PICAUD FOR FISCAL 2020
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER MANFRED PUFFER FOR FISCAL 2020
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER MELANIE RIEDL (FROM FEB. 20, 2020)
FOR FISCAL 2020
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER KERSTIN SCHULZENDORF FOR FISCAL 2020
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER JUERGEN SCHOLZ FOR FISCAL 2020
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER ULRICH SPIESSHOFER (FROM FEB. 20,
2020) FOR FISCAL 2020
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER MARGRET SUCKALE (FROM FEB. 20, 2020)
FOR FISCAL 2020
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER ECKART SUENNER (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.21 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER DIANA VITALE FOR FISCAL 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2021 Mgmt No vote
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
8 APPROVE CREATION OF EUR 30 MILLION POOL OF Mgmt No vote
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
9 AMEND ARTICLES RE: INFORMATION FOR Mgmt No vote
REGISTRATION IN THE SHARE REGISTER
10 AMEND ARTICLES RE: SUPERVISORY BOARD'S Mgmt No vote
RULES OF PROCEDURE
CMMT 18 JAN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 20 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 20 JAN 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
INFRASTRUTTURE WIRELESS ITALIANE S.P.A. Agenda Number: 713754821
--------------------------------------------------------------------------------------------------------------------------
Security: T6032P102
Meeting Type: OGM
Meeting Date: 20-Apr-2021
Ticker:
ISIN: IT0005090300
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 529635 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
O.1 BALANCE SHEET AS OF 31 DECEMBER 2020 - TO Mgmt No vote
APPROVE THE BALANCE SHEET; RESOLUTIONS
RELATED THERETO
O.2 BALANCE SHEET AS OF 31 DECEMBER 2020 - Mgmt No vote
PROFIT ALLOCATION FOR FISCAL YEAR 2020;
RESOLUTIONS RELATED THERETO
O.3 REPORT ON REMUNERATION POLICY AND ON Mgmt No vote
EMOLUMENT PAID - TO APPROVE THE FIRST
SECTION (REMUNERATION POLICY); RESOLUTIONS
RELATED THERETO
O.4 REPORT ON REMUNERATION POLICY AND ON Mgmt No vote
EMOLUMENT PAID - NON-BINDING VOTE ON THE
SECOND SECTION (EMOLUMENT 2020);
RESOLUTIONS RELATED THERETO
O.5 TO INTEGRATE THE EXTERNAL AUDITORS' Mgmt No vote
EMOLUMENT; RESOLUTIONS RELATED THERETO
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS BOARD OF INTERNAL
AUDITORS, THERE IS ONLY 1 SLATE AVAILABLE
TO BE FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE TO INSTRUCT,
YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE
OF THE 2 SLATES OF BOARD OF INTERNAL
AUDITORS SINGLE SLATE
O.6.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD
OF INTERNAL AUDITORS - TO APPOINT EFFECTIVE
AND ALTERNATE AUDITORS; RESOLUTIONS RELATED
THERETO. LIST PRESENTED BY DAPHNE 3 S.P.A.,
CENTRAL TOWER HOLDING COMPANY BV,
RESPECTIVELY REPRESENTING 30.2PCT AND
33.173PCT OF THE STOCK CAPITAL: EFFECTIVE
AUDITORS: FOGLIA GIULIANO, BIANCHI MARIA
TERESA. ALTERNATE AUDITORS: ZEME MICHELA,
REBECCHINI GAETANO
O.6.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD
OF INTERNAL AUDITORS - TO APPOINT EFFECTIVE
AND ALTERNATE AUDITORS; RESOLUTIONS RELATED
THERETO. LIST PRESENTED BY AMBER CAPITAL
ITALIA SGR S.P.A., ALGEBRIS UCITS FUNDS PLC
ALGEBRIS CORE ITALY FUND, AMUNDI ASSET
MANAGEMENT SGR S.P.A.; ANIMA SGR S.P.A.;
ARCA FONDI SGR S.P.A.; BANCOPOSTA FONDI
S.P.A. SGR; EURIZON CAPITAL S.A.; EURIZON
CAPITAL SGR S.P.A; FIDEURAM ASSET
MANAGEMENT IRELAND; FIDEURAM INTESA
SANPAOLO PRIVATE BANKING ASSET MANAGEMENT
SGR S.P.A.; INTERFUND SICAV - INTERFUND
EQUITY ITALY; GENERALI INVESTMENTS
LUXEMBOURG S.A.; KAIROS PARTNERS SGR
S.P.A.; LEGAL & GENERAL INVESTMENT
MANAGEMENT; MEDIOLANUM INTERNATIONAL FUNDS
LIMITED - CHALLENGE FUNDS - CHALLENGE
ITALIAN EQUITY; MEDIOLANUM GESTIONE FONDI
SGR S.P.A.; PRAMERICA SGR S.P.A.
,REPRESENTING TOGETHER 1.47861PCT OF THE
STOCK CAPITAL: EFFECTIVE AUDITORS: STEFANO
SARUBBI. ALTERNATE AUDITORS: ROBERTO
CASSADER
O.7 TO APPOINT THE BOARD OF INTERNAL AUDITORS - Mgmt No vote
TO APPOINT THE BOARD OF INTERNAL AUDITORS'
CHAIRMAN; RESOLUTIONS RELATED THERETO
O.8 TO APPOINT THE BOARD OF INTERNAL AUDITORS - Mgmt No vote
TO STATE ITS EMOLUMENT; RESOLUTIONS RELATED
THERETO
O.9 TO APPOINT TWO DIRECTORS PURSUANT TO ART. Mgmt No vote
2386, ITEM 1 OF THE ITALIAN CIVIL CODE AND
PARAGRAPH 13.17 OF THE BYLAWS; RESOLUTIONS
RELATED THERETO
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
ING GROEP N.V. Agenda Number: 935379570
--------------------------------------------------------------------------------------------------------------------------
Security: 456837103
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: ING
ISIN: US4568371037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2D. Remuneration report for 2020 (advisory Mgmt For For
voting item). If you vote "in favour", you
will cast a positive advisory vote on the
Remuneration Report 2020. If you vote
"against", you will cast a negative
advisory vote on the Remuneration Report
2020. The result of the vote counts as a
non-binding advisory vote.
2E. Financial Statements (annual accounts) for Mgmt For For
2020(voting item).
3B. Dividend for 2020 (voting item). Mgmt For For
4A. Discharge of the members and former members Mgmt For For
of the Executive Board in respect of their
duties performed during the year 2020
(voting item).
4B. Discharge of the members and former members Mgmt For For
of the Supervisory Board in respect of
their duties performed during the year 2020
(voting item).
5. Variable remuneration cap for selected Mgmt For For
global staff(voting item).
6. Amendments of the Articles of Association Mgmt For For
(voting item).
7A. Composition of the Executive Board: Mgmt For For
Reappointment of Steven van Rijswijk
(voting item).
7B. Composition of the Executive Board: Mgmt For For
Appointment of Ljiljana Cortan (voting
item).
8A. Composition of the Supervisory Board: Mgmt For For
Reappointment of Hans Wijers (voting item).
8B. Composition of the Supervisory Board: Mgmt For For
Reappointment of Margarete Haase (voting
item).
8C. Composition of the Supervisory Board: Mgmt For For
Appointment of Lodewijk Hijmans van den
Bergh(voting item).
9A. Authorization to issue ordinary shares Mgmt For For
(voting item).
9B. Authorization to issue ordinary shares, Mgmt For For
with or without pre-emptive rights of
existing shareholders(voting item).
10. Authorization to acquire ordinary shares in Mgmt For For
the Company's own capital (voting item).
--------------------------------------------------------------------------------------------------------------------------
INMOBILIARIA COLONIAL SOCIMI SA Agenda Number: 714304350
--------------------------------------------------------------------------------------------------------------------------
Security: E6451E105
Meeting Type: EGM
Meeting Date: 27-Jun-2021
Ticker:
ISIN: ES0139140174
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 28 JUN 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 CAPITAL INCREASE BY WAY OF NON CASH Mgmt No vote
CONTRIBUTIONS FOR A NOMINAL AMOUNT OF
56,236,752.50 EUROS, BY ISSUING 22,494,701
NEW OUTSTANDING ORDINARY SHARES WITH A PAR
VALUE OF 2.50 EUROS EACH, OF THE SAME CLASS
AND SERIES AS CURRENT OUTSTANDING SHARES,
THEIR CONSIDERATION BEING SHARES IN SOCIETE
FONCIERE LYONNAISE SFL DIRECTLY OWNED BY
PREDICA PREVOYANCE DIALOGUE DU CREDIT
AGRICOLE PREDICA. DELEGATION OF POWERS
2 CAPITAL INCREASE BY WAY OF NON CASH Mgmt No vote
CONTRIBUTIONS FOR A NOMINAL AMOUNT OF
31,472,050 EUROS, BY ISSUING 12,588,820 NEW
OUTSTANDING ORDINARY SHARES WITH A PAR
VALUE OF 2.50 EUROS EACH, OF THE SAME CLASS
AND SERIES AS CURRENT OUTSTANDING SHARES,
THEIR CONSIDERATION BEING SHARES IN SOCIETE
FONCIERE LYONNAISE SFL OWNED BY THE SFL
SHAREHOLDERS WHO TRANSFER THEIR SHARES TO
INMOBILIARIA COLONIAL, SOCIMI, S.A. UNDER
THE TAKEOVER BID THAT THE COMPANY INTENDS
TO FILE FOR SFL. DELEGATION OF POWERS
3 DELEGATION OF POWERS Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
INMOBILIARIA COLONIAL SOCIMI SA Agenda Number: 714232585
--------------------------------------------------------------------------------------------------------------------------
Security: E6451E105
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: ES0139140174
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1.1 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt No vote
1.2 APPROVE STANDALONE FINANCIAL STATEMENTS Mgmt No vote
2.1 APPROVE TREATMENT OF NET LOSS Mgmt No vote
2.2 APPROVE DIVIDENDS Mgmt No vote
3 APPROVE DISCHARGE OF BOARD Mgmt No vote
4 RENEW APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
AS AUDITOR
5 AUTHORIZE INCREASE IN CAPITAL UP TO 50 Mgmt No vote
PERCENT VIA ISSUANCE OF EQUITY OR
EQUITY-LINKED SECURITIES, EXCLUDING
PREEMPTIVE RIGHTS OF UP TO 20 PERCENT
6 AUTHORIZE ISSUANCE OF CONVERTIBLE BONDS, Mgmt No vote
DEBENTURES, WARRANTS, AND OTHER DEBT
SECURITIES UP TO EUR 500 MILLION WITH
EXCLUSION OF PREEMPTIVE RIGHTS UP TO 20
PERCENT OF CAPITAL
7 AUTHORIZE COMPANY TO CALL EGM WITH 15 DAYS' Mgmt No vote
NOTICE
8 APPROVE REMUNERATION POLICY Mgmt No vote
9 APPROVE LONG-TERM INCENTIVE PLAN Mgmt No vote
10 ADVISORY VOTE ON REMUNERATION REPORT Mgmt No vote
11.1 AMEND ARTICLE 5 RE: SHARE CAPITAL Mgmt No vote
11.2 AMEND ARTICLE 29 RE: QUORUM, CONSTITUTION, Mgmt No vote
ADOPTION OF RESOLUTIONS, INTERNAL REGIME
AND DELEGATION OF POWERS
11.3 AMEND ARTICLE 30 RE: DIRECTOR REMUNERATION Mgmt No vote
11.4 AMEND ARTICLE 32 RE: AUDIT AND CONTROL Mgmt No vote
COMMITTEE
11.5 ADD NEW ARTICLE 19 BIS RE: ALLOW Mgmt No vote
SHAREHOLDER MEETINGS TO BE HELD IN
VIRTUAL-ONLY FORMAT
12.1 AMEND ARTICLE 5 OF GENERAL MEETING Mgmt No vote
REGULATIONS RE: COMPETENCES
12.2 AMEND ARTICLE 10 OF GENERAL MEETING Mgmt No vote
REGULATIONS RE: SHAREHOLDERS' RIGHT TO
INFORMATION
12.3 AMEND ARTICLE 12 OF GENERAL MEETING Mgmt No vote
REGULATIONS RE: RIGHT TO ATTEND AND VOTING
12.4 AMEND ARTICLE 12 BIS OF GENERAL MEETING Mgmt No vote
REGULATIONS RE:ALLOW SHAREHOLDER MEETINGS
TO BE HELD IN VIRTUAL-ONLY FORMAT
12.5 AMEND ARTICLE 20 OF GENERAL MEETING Mgmt No vote
REGULATIONS RE: DEVELOPMENT OF THE MEETING
AND INTERVENTION OF SHAREHOLDERS
12.6 AMEND ARTICLE 22 OF GENERAL MEETING Mgmt No vote
REGULATIONS RE: ADOPTION OF RESOLUTIONS
13 RECEIVE AMENDMENTS TO BOARD OF DIRECTORS Non-Voting
REGULATIONS
14 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt No vote
APPROVED RESOLUTIONS
CMMT 02 JUN 2021: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE A SECOND CALL ON 30 JUN 2021.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
CMMT 02 JUN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INPOST S.A. Agenda Number: 713956641
--------------------------------------------------------------------------------------------------------------------------
Security: L5125Z108
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: LU2290522684
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2. PRESENTATION BY THE MANAGEMENT BOARD OF THE Non-Voting
PRO FORMA FINANCIAL YEAR ANNUAL RESULTS OF
THE INTEGER.PL GROUP OF COMPANIES AS OF 31
DECEMBER 2020 AND DATED 19 APRIL 2021
3. APPOINTMENT OF CRISTINA BERTA JONES AS Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD WITH EFFECT
AS OF 19 MAY 2021 FOR A PERIOD UNTIL THE
ANNUAL GENERAL MEETING OF THE SHAREHOLDERS
OF INPOST TO BE HELD IN 2025
4. CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 4 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION NUMBERING OF
ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INTESA SANPAOLO SPA Agenda Number: 713738752
--------------------------------------------------------------------------------------------------------------------------
Security: T55067101
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: IT0000072618
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1.a TO APPROVE THE 2020 THE PARENT COMPANY Mgmt No vote
BALANCE SHEET
O.1.b NET INCOME ALLOCATION AND DISTRIBUTION OF A Mgmt No vote
DIVIDEND AND OF A PART OF THE SHARE PREMIUM
RESERVE TO THE SHAREHOLDERS
O.2.a REWARDING POLICY AND EMOLUMENTS PAID Mgmt No vote
REPORT: SECTION I - 2021 INTESA SANPAOLO
GROUP REWARDING AND INCENTIVES POLICY
O.2.b REWARDING POLICY AND EMOLUMENTS PAID Mgmt No vote
REPORT: NON-BINDING RESOLUTION ON THE
SECTION II - INFORMATION ON THE EMOLUMENTS
PAID DURING THE 2020
O.2.c TO INCREASE THE BUDGETARY IMPACT OF THE Mgmt No vote
NON-RECURRING REWARD WITH RESPECT TO THE
RECURRING REWARD WITHIN THE EMPLOYMENT
OFFER IN FAVOR OF THE FINANCIAL ADVISORS
NEWLY ENTERING INTESA SANPAOLO GROUP
O.2.d APPROVAL OF THE 2021 ANNUAL INCENTIVES Mgmt No vote
SYSTEM BASED ON FINANCIAL SECURITIES
O.2.e TO UPDATE OF THE LONG-TERM INCENTIVES PLAN Mgmt No vote
FOR THE YEARS 2018-2021 POP (PERFORMANCE
CALL OPTION) IN FAVOR OF THE TOP
MANAGEMENT, THE RISK TAKER AND THE
STRATEGIC MANAGERS. RESOLUTIONS RELATED
THERETO
O.2.f DIRECTORS AND OFFICERS' LIABILITY Mgmt No vote
INSURANCE. RESOLUTIONS RELATED THERETO
O.3.a AUTHORIZATION TO PURCHASE AND DISPOSE OF Mgmt No vote
OWN SHARES FOR THE INCENTIVES PLANS
O.3.b AUTHORIZATION TO PURCHASE AND DISPOSE OF Mgmt No vote
OWN SHARES FOR THE MARKET OPERATIONS
E.1 TO AMEND THE FOLLOWING ARTICLES OF THE Mgmt No vote
BY-LAW: ART. 2 (REGISTERED OFFICE), 13
(BOARD OF DIRECTORS AND MANAGEMENT CONTROL
COMMITTEE), 14 (ELECTION OD BOARD OF
DIRECTORS), 17 (MEETINGS AND RESOLUTIONS OF
THE BOARD OF DIRECTORS), 18 (POWERS OF THE
BOARD OF DIRECTORS), 19 (CHAIRMAN OF THE
BOARD OF DIRECTORS), 29 (FINANCIAL
STATEMENTS AND NET INCOME); ANNULMENT OF
THE TITLE VIII OF THE BY-LAW (TRANSITORY
RULES, INCLUDING ARTICLES 34 (PROVISIONS OF
THE ARTICLES OF ASSOCIATION INTRODUCED BY
THE SHAREHOLDERS' MEETING ON 26 FEBRUARY
2016) AND 35 (CHAIRMAN EMERITUS))
CMMT 30 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 30 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
IPSEN Agenda Number: 713943822
--------------------------------------------------------------------------------------------------------------------------
Security: F5362H107
Meeting Type: MIX
Meeting Date: 27-May-2021
Ticker:
ISIN: FR0010259150
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT 21 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104192101013-47 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105072101538-55 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF THE COMMENT AND DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING EARNINGS
AMOUNTING TO EUR 278,922,413.42
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR, AS PRESENTED TO THE MEETING,
SHOWING EARNINGS AMOUNTING TO EUR
547,986,000.00 (GROUP SHARE)
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES TO ALLOCATE THE EARNINGS FOR
THE YEAR AS FOLLOWS: ORIGIN EARNINGS: EUR
278,922,413.42 ALLOCATION DIVIDENDS (ON THE
BASIS OF 83,814,526 SHARES COMPOSING THE
SHARE CAPITAL ON DECEMBER 31ST 2020): EUR
83,814,526.00 RETAINED EARNINGS: EUR
195,107,887.42 THE SHAREHOLDERS WILL BE
GRANTED A NET DIVIDEND OF EUR 1.00 PER
SHARE THAT WILL BE ELIGIBLE FOR THE 40
PERCENT DEDUCTION PROVIDED BY THE FRENCH
GENERAL TAX CODE. THIS DIVIDEND WILL BE
PAID ON JUNE 2ND 2021. AS REQUIRED BY LAW,
IT IS REMINDED THAT, FOR THE LAST THREE
FINANCIAL YEARS, THE DIVIDENDS WERE PAID
EUR 1.00 PER SHARE FOR FISCAL YEAR 2017,
2018 AND 2019
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE, DULY
RECORDS THE ABSENCE OF NEW AGREEMENT
REFERRED TO THEREIN
5 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR. ANTOINE FLOCHEL AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MRS. MARGARET LIU AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MRS. CAROL STUCKLEY AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
8 THE SHAREHOLDERS' MEETING RATIFIES THE Mgmt No vote
APPOINTMENT OF MR. DAVID LOEW AS DIRECTOR,
DONE ON A TEMPORARY BASIS BY THE BOARD OF
DIRECTORS ON MAY 28TH 2020, TO REPLACE MR.
DAVID MEEK WHO RESIGNED, FOR THE REMAINDER
OF MR. DAVID MEEK'S TERM OF OFFICE, I.E.
UNTIL THIS SHAREHOLDERS' MEETING
9 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR. DAVID LOEW AS DIRECTOR
FOR A 4-YEAR PERIOD, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE 2024 FISCAL
YEAR
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
MEMBERS OF THE BOARD OF DIRECTORS
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
CHAIRMAN OF THE BOARD OF DIRECTORS
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
MANAGING DIRECTOR AND-OR ANY OTHER
EXECUTIVE CORPORATE OFFICER
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
INFORMATION RELATED TO THE COMPENSATION
APPLICABLE TO THE CORPORATE OFFICER, IN
ACCORDANCE WITH THE ARTICLE L.22-10-9 OF
THE FRENCH COMMERCIAL CODE
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE CHAIRMAN OF THE BOARD OF
DIRECTORS, MR. MARC DE GARIDEL FOR SAID
FISCAL YEAR
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO MR. AYMERIC LE CHATELIER,
MANAGING DIRECTOR FROM JANUARY 1ST 2020 TO
JUNE 30TH 2020 FOR SAID FISCAL YEAR
16 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO MR. DAVID LOEW, MANAGING
DIRECTOR SINCE JULY 1ST 2020 FOR SAID
FISCAL YEAR
17 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt No vote
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES ON THE OPEN MARKET,
SUBJECT TO THE CONDITIONS DESCRIBED BELOW:
MAXIMUM PURCHASE PRICE: EUR 200.00, MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT
OF THE SHARES COMPOSING THE SHARE CAPITAL,
MAXIMUM FUNDS INVESTED IN THE SHARE
BUYBACKS: EUR 1,676,290,400.00. THIS
AUTHORISATION IS GIVEN FOR AN 18-MONTH
PERIOD AND SUPERSEDES THE FRACTION UNUSED
OF THE AUTHORISATION GIVEN BY THE
SHAREHOLDERS' MEETING OF MAY 29TH 2020 IN
RESOLUTION NR, 17. HOWEVER, IT CANNOT BE
USED IN THE CONTEXT OF A PUBLIC OFFER. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
18 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt No vote
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY
CANCELLING ALL OR PART OF THE SHARES HELD
OR THAT COULD BE HELD BY THE COMPANY IN
CONNECTION WITH THE STOCK REPURCHASE PLAN
CARRIED OUT UNDER ARTICLE L.22-10-62 OF THE
FRENCH COMMERCIAL CODE, UP TO A MAXIMUM OF
10 PERCENT OF THE SHARE CAPITAL OVER A
24-MONTH PERIOD. THIS AUTHORISATION IS
GIVEN FOR A 24-MONTH PERIOD. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
19 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt No vote
BOARD OF DIRECTORS ALL POWERS IN ORDER TO
INCREASE THE SHARE CAPITAL, IN ONE OR MORE
OCCASIONS AND AT ITS SOLE DISCRETION, UP TO
A MAXIMUM AMOUNT OF 20 PERCENT OF THE SHARE
CAPITAL, BY WAY OF CAPITALIZING RESERVES,
PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED
THAT SUCH CAPITALIZATION IS ALLOWED BY LAW
AND UNDER THE BYLAWS, BY ISSUING BONUS
SHARES OR RAISING THE PAR VALUE OF EXISTING
ORDINARY SHARES, OR BY A COMBINATION OF
BOTH METHODS. THIS AUTHORISATION IS GIVEN
FOR A 26-MONTH PERIOD AND SUPERSEDES ANY
AND ALL EARLIER DELEGATIONS TO THE SAME
EFFECT. HOWEVER, IT CANNOT BE USED IN THE
CONTEXT OF A PUBLIC OFFER. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
20 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt No vote
BOARD OF DIRECTORS THE NECESSARY POWERS TO
INCREASE THE CAPITAL, ON ONE OR MORE
OCCASIONS, IN FRANCE OR ABROAD, BY ISSUANCE
OF ORDINARY SHARES AND-OR SECURITIES GIVING
ACCESS TO THE SHARE CAPITAL AND-OR TO DEBT
SECURITIES, WITH PREFERENTIAL SUBSCRIPTION
RIGHTS MAINTAINED. THE MAXIMUM NOMINAL
AMOUNT OF ORDINARY SHARES WHICH MAY BE
ISSUED SHALL NOT EXCEED 20 PERCENT OF THE
SHARE CAPITAL. THIS AMOUNT CONSTITUTES AN
OVERALL VALUE ON WHICH THE OVERALL NOMINAL
AMOUNT OF SHARES ISSUED UNDER RESOLUTIONS
NUMBER 21 AND 22 SHALL COUNT AGAINST. THIS
AUTHORISATION IS GRANTED FOR A 26-MONTH
PERIOD AND SUPERSEDES ANY AND ALL EARLIER
DELEGATIONS TO THE SAME EFFECT. HOWEVER, IT
CANNOT BE USED IN THE CONTEXT OF A PUBLIC
OFFER. THE SHAREHOLDERS' MEETING DELEGATES
ALL POWERS TO THE BOARD OF DIRECTORS TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
21 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE ON ONE OR MORE OCCASIONS, IN
FRANCE OR ABROAD, THE SHARE CAPITAL, BY
ISSUANCE BY WAY OF A PUBLIC OFFERING, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, OF ORDINARY SHARES AND-OR
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL AND-OR TO DEBT SECURITIES. THIS
SECURITIES MAY BE ISSUED IN CONSIDERATION
FOR SECURITIES TENDERED TO THE COMPANY IN
CONNECTION WITH A PUBLIC EXCHANGE OFFER.
THE MAXIMUM NOMINAL AMOUNT OF ORDINARY
SHARES WHICH MAY BE ISSUED SHALL NOT EXCEED
10 PERCENT OF THE SHARE CAPITAL. THE
PRESENT DELEGATION IS GIVEN FOR A 26-MONTH
PERIOD AND SUPERSEDES ANY AND ALL EARLIER
DELEGATIONS TO THE SAME EFFECT. HOWEVER, IT
CANNOT BE USED IN THE CONTEXT OF A PUBLIC
OFFER. THE SHAREHOLDERS' MEETING DELEGATES
ALL POWERS TO THE BOARD OF DIRECTORS TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
22 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE ON ONE OR MORE OCCASIONS, IN
FRANCE OR ABROAD, THE SHARE CAPITAL, BY
ISSUANCE BY WAY OF AN OFFER GOVERNED BY
ARTICLE L.411-2-I OF THE MONETARY AND
FINANCIAL CODE, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, OF
ORDINARY SHARES AND-OR SECURITIES GIVING
ACCESS TO THE SHARE CAPITAL AND-OR TO DEBT
SECURITIES. THE MAXIMUM NOMINAL AMOUNT OF
ORDINARY SHARES WHICH MAY BE ISSUED SHALL
NOT EXCEED 10 PERCENT OF THE SHARE CAPITAL.
THE PRESENT DELEGATION IS GIVEN FOR A
26-MONTH PERIOD AND SUPERSEDES ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT.
HOWEVER, IT CANNOT BE USED IN THE CONTEXT
OF A PUBLIC OFFER. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
23 THE SHAREHOLDERS' MEETING DECIDES THAT FOR Mgmt No vote
EACH OF THE ISSUES OF ORDINARY SHARES OR
SECURITIES DECIDED UNDER RESOLUTIONS NUMBER
20 TO 22, THE NUMBER OF SECURITIES TO BE
ISSUED MAY BE INCREASE UNDER THE CONDITIONS
PROVIDED FOR IN ARTICLES L.225-135-1 AND
R.225-118 OF THE FRENCH COMMERCIAL CODE AND
UP TO THE LIMIT OF THE CEILINGS SET FORTH
BY THE SHAREHOLDERS' MEETING
24 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL, BY ISSUING
ORDINARY SHARES OR SECURITIES GIVING ACCESS
TO ORDINARY SHARES, IN CONSIDERATION FOR
THE CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPOSED OF CAPITAL SECURITIES
OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL. THE MAXIMUM NOMINAL AMOUNT OF
ORDINARY SHARES WHICH MAY BE ISSUED SHALL
NOT EXCEED 10 PERCENT OF THE SHARE CAPITAL.
THIS AUTHORISATION IS GRANTED FOR A
26-MONTH PERIOD AND SUPERSEDES ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT.
HOWEVER, IT CANNOT BE USED IN THE CONTEXT
OF A PUBLIC OFFER. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
25 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS
SOLE DISCRETION, UP TO THE MAXIMUM NOMINAL
AMOUNT OF 5 PERCENT OF THE SHARE CAPITAL,
IN FAVOUR OF MEMBERS OF ONE OR SEVERAL
COMPANY OR GROUP SAVINGS PLANS ESTABLISHED
BY THE COMPANY AND-OR RELATED COMPANIES,
WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS, BY ISSUANCE OF
ORDINARY SHARES OR SECURITIES GIVING ACCESS
TO THE SHARE CAPITAL. THIS AUTHORISATION IS
GRANTED FOR A 26-MONTH PERIOD AND
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
26 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt No vote
BOARD OF DIRECTORS TO GRANT OPTIONS GIVING
THE RIGHT TO SUBSCRIBE FOR NEW SHARES TO BE
ISSUED THROUGH A SHARE CAPITAL INCREASE, OR
TO PURCHASE EXISTING SHARES PURCHASED BY
THE COMPANY, IN FAVOUR OF BENEFICIARIES TO
BE CHOSEN AMONG EMPLOYEES, OR CERTAIN
CATEGORIES AMONG THEM, OF THE COMPANY AND
RELATED COMPANIES OR ECONOMIC INTEREST
GROUPS AND THE ELIGIBLE CORPORATE OFFICERS,
PROVIDED THE OPTIONS SHALL NOT GIVE RIGHTS
TO A TOTAL NUMBER OF SHARES EXCEEDING 3
PERCENT OF THE CAPITAL, BEING SPECIFIED
THAT THE NUMBER OF SHARES TO BE ALLOCATED
FOR FREE BY THE BOARD OF DIRECTORS UNDER
RESOLUTION NR 18 OF THE MEETING OF MAY 29TH
2020 SHALL COUNT AGAINST THIS CEILING, AND
20 PERCENT OF THIS AMOUNT (I.E. 0.6 PERCENT
OF THE CAPITAL) CONCERNING THE OPTIONS TO
BE ALLOCATED TO THE EXECUTIVE CORPORATE
OFFICERS. THIS AUTHORISATION, GRANTED FOR
26 MONTHS, SUPERSEDES ANY EARLIER
DELEGATIONS TO THE SAME EFFECT. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS
27 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
ITALGAS S.P.A. Agenda Number: 713713495
--------------------------------------------------------------------------------------------------------------------------
Security: T6R89Z103
Meeting Type: MIX
Meeting Date: 20-Apr-2021
Ticker:
ISIN: IT0005211237
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 ITALGAS S.P.A. BALANCE SHEET AS OF 31 Mgmt No vote
DECEMBER 2020, INTEGRATED ANNUAL REPORT AS
OF 31 DECEMBER 2020, BOARD OF DIRECTORS'
REPORTS, INTERNAL AND EXTERNAL AUDITORS'
REPORTS. RESOLUTIONS RELATED THERETO
O.2 PROFIT ALLOCATION AND DIVIDEND DISTRIBUTION Mgmt No vote
O.3.1 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt No vote
TO APPROVE THE REWARDING POLICY AS PER ART.
123-TER, ITEM 3-BIS, OF THE LEGISLATIVE
DECREE NO. 58/1998
O.3.2 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt No vote
RESOLUTIONS ON THE REPORT'S 'SECOND
SECTION', AS PER ART. 123-TER, ITEM 6, OF
THE LEGISLATIVE DECREE NO.58/1998
O.4 2021-2023 CO-INVESTMENT PLAN RESERVED TO Mgmt No vote
ITALGAS S.P.A AND/OR GROUP COMPANIES'
EMPLOYEES
E.1 PROPOSAL FOR A STOCK CAPITAL INCREASE FREE Mgmt No vote
OF PAYMENT, TO BE RESERVED TO ITALGAS SPA
AND/OR GROUP COMPANIES' EMPLOYEES, FOR A
MAXIMUM NOMINAL AMOUNT OF EURO
5,580,000.00, IN ONE OR MORE TRANCHES,
THROUGH ASSIGNMENT, PURSUANT TO OF THE ART.
2349 OF THE ITALIAN CIVIL CODE, OF A
CORRESPONDING AMOUNT WITHDRAWN FROM
RETAINED EARNINGS RESERVES, WITH THE ISSUE
OF NO MORE THAN NO. 4,500,000 ORDINARY
SHARES. TO AMEND THE ART. 5 (COMPANY'S
CAPITAL) OF THE BY-LAWS
CMMT 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 25 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 25 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
JC DECAUX SA Agenda Number: 713911964
--------------------------------------------------------------------------------------------------------------------------
Security: F5333N100
Meeting Type: MIX
Meeting Date: 20-May-2021
Ticker:
ISIN: FR0000077919
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 16 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A
TRANSFER OF THE RELEVANT CDIS TO THE ESCROW
ACCOUNT SPECIFIED IN THE ASSOCIATED
CORPORATE EVENT IN THE CREST SYSTEM. THIS
TRANSFER WILL NEED TO BE COMPLETED BY THE
SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS
TRANSFER HAS SETTLED, THE CDIS WILL BE
BLOCKED IN THE CREST SYSTEM. THE CDIS WILL
BE RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON THE BUSINESS DAY PRIOR TO
MEETING DATE UNLESS OTHERWISE SPECIFIED. IN
ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED
POSITION MUST BE BLOCKED IN THE REQUIRED
ESCROW ACCOUNT IN THE CREST SYSTEM. BY
VOTING ON THIS MEETING, YOUR CUSTODIAN MAY
USE YOUR VOTE INSTRUCTION AS THE
AUTHORIZATION TO TAKE THE NECESSARY ACTION
WHICH WILL INCLUDE TRANSFERRING YOUR
INSTRUCTED POSITION TO ESCROW. PLEASE
CONTACT YOUR CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 03 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104142100906-45 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105032101281-53 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE.
1 APPROVAL OF THE FINANCIAL STATEMENTS FOR Mgmt No vote
THE YEAR ENDED DECEMBER 31, 2020 - APPROVAL
OF EXPENSES NON-DEDUCTIBLE FOR TAX PURPOSES
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED
DECEMBER 31, 2020
3 ALLOCATION OF PROFITS FOR THE FINANCIAL Mgmt No vote
YEAR ENDED DECEMBER 31, 2020
4 STATUTORY AUDITORS' SPECIAL REPORT ON Mgmt No vote
AGREEMENTS REFERRED TO IN ARTICLES L.
225-86 ET SEQ. OF THE COMMERCIAL CODE -
ACKNOWLEDGEMENT OF THE ABSENCE OF NEW
AGREEMENTS
5 REAPPOINTMENT OF MR. MICHEL BLEITRACH AS Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD
6 REAPPOINTMENT OF MR. JEAN-PIERRE DECAUX AS Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD
7 REAPPOINTMENT OF MR. JEAN-FRANCOIS DUCREST Mgmt No vote
AS MEMBER OF THE SUPERVISORY BOARD
8 REAPPOINTMENT OF MR. PIERRE MUTZ AS MEMBER Mgmt No vote
OF THE SUPERVISORY BOARD
9 DETERMINATION OF THE AMOUNT OF REMUNERATION Mgmt No vote
OF THE MEMBERS OF THE SUPERVISORY BOARD
10 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
CHAIRMAN OF THE EXECUTIVE BOARD AND MEMBERS
OF THE EXECUTIVE BOARD IN ACCORDANCE WITH
ARTICLE L. 22-10-26 II OF THE COMMERCIAL
CODE
11 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
CHAIRMAN OF THE SUPERVISORY BOARD AND
MEMBERS OF THE SUPERVISORY BOARD IN
ACCORDANCE WITH ARTICLE L. 22-10-26 II OF
THE COMMERCIAL CODE
12 APPROVAL OF THE COMPENSATION PAID OR Mgmt No vote
GRANTED IN RESPECT OF THE FINANCIAL YEAR
ENDED DECEMBER 31, 2020 TO ALL CORPORATE
OFFICERS (MEMBERS OF THE EXECUTIVE BOARD
AND THE SUPERVISORY BOARD)
13 APPROVAL OF THE COMPENSATION PAID OR Mgmt No vote
GRANTED TO JEAN-CHARLES DECAUX, CHAIRMAN OF
THE EXECUTIVE BOARD, FOR THE YEAR ENDED
DECEMBER 31, 2020
14 APPROVAL OF THE COMPENSATION PAID OR Mgmt No vote
GRANTED TO JEAN-FRANCOIS DECAUX, MEMBER OF
THE EXECUTIVE BOARD AND CHIEF EXECUTIVE
OFFICER, FOR THE YEAR ENDED DECEMBER 31,
2020
15 APPROVAL OF THE COMPENSATION PAID OR Mgmt No vote
GRANTED TO EMMANUEL BASTIDE, DAVID BOURG
AND DANIEL HOFER, MEMBERS OF THE BOARD OF
DIRECTORS, FOR THE YEAR ENDED DECEMBER 31,
2020
16 APPROVAL OF THE COMPENSATION PAID OR Mgmt No vote
GRANTED TO GERARD DEGONSE, CHAIRMAN OF THE
SUPERVISORY BOARD, FOR THE YEAR ENDED
DECEMBER 31, 2020
17 AUTHORISATION TO BE GIVEN TO THE EXECUTIVE Mgmt No vote
BOARD TO OPERATE ON THE COMPANY'S SHARES
WITHIN THE FRAMEWORK OF THE MECHANISM UNDER
ARTICLE L. 22-10-62 OF THE COMMERCIAL CODE
18 AUTHORISATION TO BE GIVEN TO THE EXECUTIVE Mgmt No vote
BOARD TO REDUCE THE SHARE CAPITAL BY THE
CANCELLATION OF TREASURY SHARES
19 DELEGATION OF AUTHORITY TO BE GIVEN TO THE Mgmt No vote
EXECUTIVE BOARD TO ISSUE ORDINARY SHARES
AND/OR EQUITY SECURITIES GIVING ACCESS TO
OTHER SECURITIES OR GIVING ENTITLEMENT TO
THE ALLOCATION OF DEBT SECURITIES AND/OR
SECURITIES GIVING ACCESS TO SECURITIES TO
BE ISSUED, WITH MAINTENANCE OF THE
PREFERENTIAL SUBSCRIPTION RIGHT
20 DELEGATIONS TO INCREASE CAPITAL, WITHOUT Mgmt No vote
PREFERENTIAL RIGHT TO SUBSCRIPTION, BY
PUBLIC OFFER UNDER ARTICLE L.411-2 OF THE
MONETARY AND FINANCIAL CODE
21 DELEGATIONS TO INCREASE CAPITAL, WITHOUT Mgmt No vote
PREFERENTIAL RIGHT TO SUBSCRIPTION, BY AN
OFFER REFERRED TO IN ARTICLE L 411-2 OF THE
MONETARY AND FINANCIAL CODE
22 AUTHORISATION GRANTED TO THE EXECUTIVE Mgmt No vote
BOARD, IN THE EVENT OF THE ISSUE WITH
CANCELLATION OF SHAREHOLDERS' PREFERENTIAL
SUBSCRIPTION RIGHTS OF ORDINARY SHARES
AND/OR EQUITY SECURITIES GIVING ACCESS TO
OTHER EQUITY SECURITIES OR GIVING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES AND/OR SECURITIES GIVING ACCESS
TO EQUITY SECURITIES
23 DELEGATION OF AUTHORITY TO BE GIVEN TO THE Mgmt No vote
EXECUTIVE BOARD TO INCREASE THE NUMBER OF
SHARES OR SECURITIES GIVING ACCESS TO
SECURITIES TO ISSUE (OVER-ALLOTMENT OPTION)
IN CASE OF ISSUANCE WITH THE REMOVAL OR
MAINTENANCE OF THE PREFERENTIAL
SUBSCRIPTION RIGHT
24 DELEGATION OF AUTHORITY TO BE GIVEN TO THE Mgmt No vote
EXECUTIVE BOARD TO INCREASE THE CAPITAL BY
THE ISSUANCE OF ORDINARY SHARES AND/OR
SECURITIES GIVING ACCESS TO THE CAPITAL,
WITHIN THE LIMIT OF 10% OF THE CAPITAL TO
REMUNERATE CONTRIBUTIONS IN KIND OF SHARES
OR SECURITIES GIVING ACCESS TO THE CAPITAL
25 DELEGATION OF AUTHORITY TO BE GIVEN TO THE Mgmt No vote
EXECUTIVE BOARD TO INCREASE THE SHARE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS OR PREMIUMS
26 AUTHORISATION TO BE GIVEN TO THE EXECUTIVE Mgmt No vote
BOARD TO GRANT SHARE SUBSCRIPTION OR
PURCHASE OPTIONS WITH REMOVAL OF THE
PREFERENTIAL SUBSCRIPTION RIGHT IN FAVOUR
OF SALARIED EMPLOYEES AND CORPORATE
OFFICERS OF THE GROUP OR SOME OF THEM,
WAIVER BY THE SHAREHOLDERS OF THEIR
PREFERENTIAL SUBSCRIPTION RIGHT
27 AUTHORISATION TO BE GIVEN TO THE EXECUTIVE Mgmt No vote
BOARD TO PROCEED WITH FREE ALLOCATIONS OF
EXISTING SHARES OR NEW SHARES WITH REMOVAL
OF THE PREFERENTIAL SUBSCRIPTION RIGHT IN
FAVOUR OF THE SALARIED EMPLOYEES AND
CORPORATE OFFICERS OF THE GROUP OR SOME OF
THEM
28 DELEGATION OF AUTHORITY TO BE GIVEN TO THE Mgmt No vote
EXECUTIVE BOARD TO DECIDE TO INCREASE THE
SHARE CAPITAL BY ISSUING SHARES OR
SECURITIES GIVING ACCESS TO SECURITIES TO
ISSUE RESERVED FOR MEMBERS OF SAVINGS
PLANS, WITH REMOVAL OF THE PREFERENTIAL
SUBSCRIPTION RIGHT IN FAVOUR OF THESE
MEMBERS
29 DELEGATION OF AUTHORITY TO BE GIVEN TO THE Mgmt No vote
EXECUTIVE BOARD TO DECIDE TO INCREASE THE
SHARE CAPITAL BY ISSUING SHARES OR
SECURITIES GIVING ACCESS TO SECURITIES TO
BE ISSUED RESERVED FOR CATEGORIES OF
BENEFICIARIES WITHIN THE FRAMEWORK OF AN
EMPLOYEE SHAREHOLDING OPERATION, WITH
CANCELLATION OF THE PREFERENTIAL
SUBSCRIPTION RIGHT
30 DELEGATION TO BE GIVEN TO THE SUPERVISORY Mgmt No vote
BOARD TO HARMONIZE THE COMPANY'S BYLAWS
31 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
JDE PEET'S B.V. Agenda Number: 713168599
--------------------------------------------------------------------------------------------------------------------------
Security: N44664105
Meeting Type: EGM
Meeting Date: 18-Nov-2020
Ticker:
ISIN: NL0014332678
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING AND ANNOUNCEMENTS Non-Voting
2. PROPOSAL TO APPOINT MR. FABIEN SIMON AS Mgmt No vote
EXECUTIVE MEMBER OF THE BOARD
3. PROPOSAL TO MAKE A TECHNICAL AMENDMENT TO Mgmt No vote
JDE PEET'S' DIRECTORS' REMUNERATION POLICY
4. PROPOSAL TO APPOINT MR. FRANK ENGELEN AS Mgmt No vote
NON-EXECUTIVE MEMBER OF THE BOARD
5 CLOSING OF THE MEETING Non-Voting
CMMT 22 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING OF
RESOLUTIONS 2., 3., 4. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
JDE PEET'S B.V. Agenda Number: 714056074
--------------------------------------------------------------------------------------------------------------------------
Security: N44664105
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: NL0014332678
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2.a. REPORT OF THE BOARD FOR THE FINANCIAL YEAR Non-Voting
2020
2.b. ADVISORY VOTE ON THE 2020 REMUNERATION Mgmt No vote
REPORT
2.c. PROPOSAL TO ADOPT THE 2020 FINANCIAL Mgmt No vote
STATEMENTS
3.a. EXPLANATION OF THE POLICY ON ADDITIONS TO Non-Voting
RESERVES AND DIVIDEND
3.b. DIVIDEND DISTRIBUTION: PROPOSAL TO ADOPT Mgmt No vote
THE DIVIDEND PROPOSAL FOR 2020
4.a. DISCHARGE OF THE MEMBERS OF THE BOARD: Mgmt No vote
PROPOSAL TO DISCHARGE THE EXECUTIVE MEMBERS
OF THE BOARD IN RESPECT OF THEIR DUTIES
DURING 2020
4.b. DISCHARGE OF THE MEMBERS OF THE BOARD: Mgmt No vote
PROPOSAL TO DISCHARGE THE NON-EXECUTIVE
MEMBERS OF THE BOARD IN RESPECT OF THEIR
DUTIES DURING 2020
5. PROPOSAL TO RE-APPOINT DELOITTE ACCOUNTANTS Mgmt No vote
B.V. AS EXTERNAL AUDITOR OF JDE PEET'S FOR
THE FINANCIAL YEARS 2021 AND 2022
6.a. AUTHORISATIONS OF THE BOARD: PROPOSAL TO Mgmt No vote
AUTHORISE THE BOARD TO ACQUIRE UP TO 10%
ORDINARY SHARES IN JDE PEET'S
6.b. AUTHORISATIONS OF THE BOARD: PROPOSAL TO Mgmt No vote
DESIGNATE THE BOARD TO ISSUE UP TO 10%
ORDINARY SHARES AND TO RESTRICT OR EXCLUDE
PRE-EMPTIVE RIGHTS
6.c. AUTHORISATIONS OF THE BOARD: PROPOSAL TO Mgmt No vote
DESIGNATE THE BOARD TO ISSUE UP TO 40%
ORDINARY SHARES IN CONNECTION WITH A RIGHTS
ISSUE
7. ANY OTHER BUSINESS Non-Voting
8. VOTING RESULTS Non-Voting
9. CLOSING OF THE MEETING Non-Voting
CMMT 21 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
ALL RESOLUTIONS AND ADDITIONAL OF COMMENT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
CMMT 21 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA Agenda Number: 713328905
--------------------------------------------------------------------------------------------------------------------------
Security: X40338109
Meeting Type: EGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: PTJMT0AE0001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED BY THE
COMPANY HOLDING THIS MEETING. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 TO RESOLVE ON THE PROPOSAL FOR THE PARTIAL Mgmt No vote
DISTRIBUTION OF FREE RESERVES
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA Agenda Number: 713689810
--------------------------------------------------------------------------------------------------------------------------
Security: X40338109
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: PTJMT0AE0001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED BY THE
COMPANY HOLDING THIS MEETING. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 TO RESOLVE ON THE 2020 FINANCIAL Mgmt No vote
STATEMENTS, INCLUDING THE MANAGEMENT
REPORT, THE INDIVIDUAL AND CONSOLIDATED
ACCOUNTS, THE CORPORATE GOVERNANCE REPORT
AND OTHER CORPORATE, SUPERVISORY AND AUDIT
INFORMATION DOCUMENTS
2 TO RESOLVE ON THE PROPOSAL FOR APPLICATION Mgmt No vote
OF RESULTS
3 TO ASSESS, IN GENERAL TERMS, THE MANAGEMENT Mgmt No vote
AND AUDIT OF THE COMPANY
4 TO RESOLVE ON THE COMPANY'S CORPORATE Mgmt No vote
BODIES REMUNERATION POLICY
CMMT 24 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 24 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
JUMBO S.A. Agenda Number: 714216808
--------------------------------------------------------------------------------------------------------------------------
Security: X4114P111
Meeting Type: OGM
Meeting Date: 15-Jun-2021
Ticker:
ISIN: GRS282183003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE AN A
REPETITIVE MEETING ON 29 JUN 2021. ALSO,
YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
1. SUBMISSION AND APPROVAL OF THE ANNUAL Mgmt No vote
FINANCIAL REPORT FOR THE FINANCIAL YEAR
FROM 01.01.2020 TO 31.12.2020, WHICH
INCLUDES THE ANNUAL SEPARATE AND
CONSOLIDATED FINANCIAL STATEMENTS, THE
RELEVANT BOARD OF DIRECTORS STATEMENTS AND
STATUTORY AUDITORS REPORTS
2. PRESENTATION OF THE REPORT OF THE Mgmt No vote
ACTIVITIES OF THE AUDIT COMMITTEE FOR THE
FINANCIAL YEAR FROM 01.01.2020 TO
31.12.2020 TO THE SHAREHOLDERS OF THE
COMPANY BY THE CHAIRMAN OF THE AUDIT
COMMITTEE
3. REPORT ON THE FINANCIAL DISTRIBUTIONS THAT Mgmt No vote
TOOK PLACE WITHIN YEAR 2020, APPROVAL AND
RATIFICATION BY THE ORDINARY GENERAL
MEETING OF THE COMPANY'S SHAREHOLDERS
4. APPROVAL OF THE TABLE OF PROFIT Mgmt No vote
DISTRIBUTION FROM 01.01.2020 TO 31.12.2020,
WHICH WAS DRAFTED IN ACCORDANCE WITH IFRS,
AND NON-DISTRIBUTION OF DIVIDENDS
5. BOARD OF DIRECTORS APPROVAL OF THE OVERALL Mgmt No vote
MANAGEMENT OF THE COMPANY FOR THE FINANCIAL
YEAR FROM 01.01.2020 TO 31.12.2020 IN
ACCORDANCE WITH ARTICLE 108 OF LAW
4548/2018 AND DISCHARGE OF THE STATUTORY
AUDITORS FOR THE FINANCIAL YEAR FROM
01.01.2020 TO 31.12.2020 IN ACCORDANCE WITH
ARTICLE 117 PAR.1 (C), OF LAW 4548/2018
6. APPROVAL OF GRANTING OF FEES TO THE MEMBERS Mgmt No vote
OF THE COMPANY'S BOARD OF DIRECTORS FROM
THE PROFITS OF THE FINANCIAL YEAR FROM
01.01.2020 TO 31.12.2020 WITHIN THE MEANING
OF ARTICLE 109 OF LAW 4548/2018
7. ELECTION OF THE AUDITING FIRM FOR AUDIT OF Mgmt No vote
FINANCIAL STATEMENTS REGARDING THE
FINANCIAL YEAR FROM 01.01.2021 TO
31.12.2021 AND DETERMINATION OF THE AUDIT
FEES
8. SUBMISSION AND VOTING OF THE REMUNERATION Mgmt No vote
REPORT FOR THE FINANCIAL YEAR FROM
01.01.2020 TO 31.12.2020 BY THE ORDINARY
GENERAL MEETING OF THE COMPANY'S
SHAREHOLDERS IN ACCORDANCE WITH ARTICLE 112
OF LAW 4548/2018
9. APPROVAL OF THE SUITABILITY POLICY OF THE Mgmt No vote
COMPANY'S MEMBERS OF THE BOARD OF DIRECTORS
IN ACCORDANCE WITH THE PROVISIONS OF
ARTICLE 3 OF LAW 4706/2020
10. APPROVAL OF THE COMPANY'S REMUNERATION Mgmt No vote
POLICY IN VIEW OF ITS ALIGNMENT WITH THE
NEW CORPORATE GOVERNANCE FRAMEWORK
11. AMENDMENT OF ARTICLE 22 OF THE COMPANY'S Mgmt No vote
ARTICLES OF ASSOCIATION
12. ELECTION OF A NEW BOARD OF DIRECTORS WITH A Mgmt No vote
TWO-YEAR MANDATE AND APPOINTMENT OF
INDEPENDENT MEMBERS
13. TERM OF OFFICE OF THE AUDIT COMMITTEE IN Mgmt No vote
ACCORDANCE WITH ARTICLE 44 OF LAW 4449/2017
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KBC GROUPE SA Agenda Number: 713773124
--------------------------------------------------------------------------------------------------------------------------
Security: B5337G162
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: BE0003565737
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 REVIEW OF THE COMBINED ANNUAL REPORT OF THE Non-Voting
BOARD OF DIRECTORS OF KBC GROUP NV ON THE
COMPANY AND CONSOLIDATED ANNUAL ACCOUNTS
FOR THE FINANCIAL YEAR ENDING ON 31
DECEMBER 2020
2 REVIEW OF THE STATUTORY AUDITOR'S REPORTS Non-Voting
ON THE COMPANY AND CONSOLIDATED ANNUAL
ACCOUNTS OF KBC GROUP NV FOR THE FINANCIAL
YEAR ENDING ON 31 DECEMBER 2020
3 REVIEW OF THE CONSOLIDATED ANNUAL ACCOUNTS Non-Voting
OF KBC GROUP NV FOR THE FINANCIAL YEAR
ENDING ON 31 DECEMBER 2020
4 RESOLUTION TO APPROVE THE COMPANY ANNUAL Mgmt No vote
ACCOUNTS OF KBC GROUP NV FOR THE FINANCIAL
YEAR ENDING ON 31 DECEMBER 2020
5.A RESOLUTION WITH RESPECT TO THE PROFIT Mgmt No vote
DISTRIBUTION BY KBC GROUP NV FOR THE
FINANCIAL YEAR ENDING ON 31 DECEMBER 2020:
FIRST RESOLUTION TO ALLOCATE 10 328 813.08
EUROS AS CATEGORIZED PROFIT PREMIUM AS
STIPULATED IN THE COLLECTIVE LABOUR
AGREEMENT OF 22 NOVEMBER 2019 WITH REGARD
TO THE CATEGORIZED PROFIT PREMIUM
CONCERNING FINANCIAL YEAR 2020
5.B RESOLUTION WITH RESPECT TO THE PROFIT Mgmt No vote
DISTRIBUTION BY KBC GROUP NV FOR THE
FINANCIAL YEAR ENDING ON 31 DECEMBER 2020:
SECOND RESOLUTION TO ALLOCATE 183 345
605.52 EUROS AS A GROSS DIVIDEND, I.E. A
GROSS DIVIDEND PER SHARE OF 0.44 EUROS
6 RESOLUTION TO APPROVE THE REMUNERATION Mgmt No vote
REPORT OF KBC GROUP NV FOR THE FINANCIAL
YEAR ENDING ON 31 DECEMBER 2020, AS
INCLUDED IN THE COMBINED ANNUAL REPORT OF
THE BOARD OF DIRECTORS OF KBC GROUP NV
REFERRED TO UNDER ITEM 1 OF THIS AGENDA
7 RESOLUTION TO APPROVE THE REMUNERATION Mgmt No vote
POLICY OF KBC GROUP NV, WHICH IS MADE
AVAILABLE AS A SEPARATE DOCUMENT ON
WWW.KBC.COM
8 RESOLUTION TO GRANT DISCHARGE TO THE Mgmt No vote
DIRECTORS OF KBC GROUP NV FOR THE
PERFORMANCE OF THEIR DUTIES DURING
FINANCIAL YEAR 2020
9 RESOLUTION TO GRANT DISCHARGE TO THE Mgmt No vote
STATUTORY AUDITOR OF KBC GROUP NV FOR THE
PERFORMANCE OF ITS DUTIES DURING FINANCIAL
YEAR 2020
10 AT THE REQUEST OF THE STATUTORY AUDITOR AND Mgmt No vote
FOLLOWING FAVOURABLE ENDORSEMENT BY THE
AUDIT COMMITTEE, RESOLUTION TO RAISE THE
STATUTORY AUDITOR'S FEE FOR FINANCIAL YEAR
2020 TO THE AMOUNT OF 254 709 EUROS
11.A APPOINTMENTS: RESOLUTION TO APPOINT MR. LUC Mgmt No vote
POPELIER, AS DIRECTOR FOR A PERIOD OF FOUR
YEARS, I.E. UNTIL THE CLOSE OF THE ANNUAL
GENERAL MEETING OF 2025, IN REPLACEMENT OF
MR. HENDRIK SCHEERLINCK WHO WILL REACH THE
STATUTORY AGE LIMIT, WITH EFFECT FROM THE
END OF THIS ANNUAL GENERAL MEETING
11.B APPOINTMENTS: RESOLUTION TO RE-APPOINT MRS. Mgmt No vote
KATELIJN CALLEWAERT, AS DIRECTOR FOR A
PERIOD OF FOUR YEARS, I.E. UNTIL THE CLOSE
OF THE ANNUAL GENERAL MEETING OF 2025
11.C APPOINTMENTS: RESOLUTION TO RE-APPOINT MR. Mgmt No vote
PHILIPPE VLERICK, AS DIRECTOR FOR A PERIOD
OF FOUR YEARS, I.E. UNTIL THE CLOSE OF THE
ANNUAL GENERAL MEETING OF 2025
12 OTHER BUSINESS Non-Voting
CMMT 07 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 07 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
REVISED DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KBC GROUPE SA Agenda Number: 713773136
--------------------------------------------------------------------------------------------------------------------------
Security: B5337G162
Meeting Type: EGM
Meeting Date: 06-May-2021
Ticker:
ISIN: BE0003565737
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 REVIEW OF THE REPORT OF THE BOARD OF Non-Voting
DIRECTORS, DRAWN UP IN ACCORDANCE WITH
ARTICLE 7:154 OF THE CODE ON COMPANIES AND
ASSOCIATIONS WITH RESPECT TO THE PROPOSED
MODIFICATION OF THE OBJECT OF THE COMPANY
2 MOTION TO REPLACE ARTICLE 2, PARAGRAPHS 1 Mgmt No vote
TO 4 OF THE ARTICLES OF ASSOCIATION BY THE
FOLLOWING TEXT: 'THE COMPANY HAS AS ITS
OBJECT THE DIRECT OR INDIRECT OWNERSHIP AND
MANAGEMENT OF SHAREHOLDINGS IN OTHER
COMPANIES, INCLUDING BUT NOT RESTRICTED TO
CREDIT INSTITUTIONS, INSURANCE COMPANIES
AND OTHER FINANCIAL INSTITUTIONS. THE
COMPANY ALSO HAS AS OBJECT TO PROVIDE
SERVICES TO THIRD PARTIES, EITHER FOR ITS
OWN ACCOUNT OR FOR THE ACCOUNT OF OTHERS,
INCLUDING TO COMPANIES IN WHICH THE COMPANY
HAS AN INTEREST -EITHER DIRECTLY OR
INDIRECTLY- AND TO (POTENTIAL) CLIENTS OF
THOSE COMPANIES. THE OBJECT OF THE COMPANY
IS ALSO TO ACQUIRE IN THE BROADEST SENSE OF
THE WORD (INCLUDING BY MEANS OF PURCHASE,
HIRE AND LEASE), TO MAINTAIN AND TO OPERATE
RESOURCES, AND TO MAKE THESE RESOURCES
AVAILABLE IN THE BROADEST SENSE OF THE WORD
(INCLUDING THROUGH LETTING AND GRANTING
RIGHTS OF USE) TO THE BENEFICIARIES
REFERRED TO IN THE SECOND PARAGRAPH. IN
ADDITION, THE COMPANY MAY FUNCTION AS AN
INTELLECTUAL PROPERTY COMPANY RESPONSIBLE
FOR, AMONG OTHER THINGS, THE DEVELOPMENT,
ACQUISITION, MANAGEMENT, PROTECTION AND
MAINTENANCE OF INTELLECTUAL PROPERTY
RIGHTS, AS WELL AS FOR MAKING THESE RIGHTS
AVAILABLE, GRANTING RIGHTS OF USE IN
RESPECT OF THESE RIGHTS AND/OR TRANSFERRING
THESE RIGHTS.'
3 MOTION TO DELETE THE LAST SENTENCE OF Mgmt No vote
ARTICLE 3, PARAGRAPH 1 OF THE ARTICLES OF
ASSOCIATION REGARDING THE TRANSFER OF THE
REGISTERED OFFICE
4 MOTION TO DELETE ARTICLE 4, PARAGRAPH 2 OF Mgmt No vote
THE ARTICLES OF ASSOCIATION REGARDING THE
CONDITIONS FOR VOLUNTARY DISSOLUTION OF THE
COMPANY
5 MOTION TO REPLACE ARTICLE 8, PARAGRAPH 3 OF Mgmt No vote
THE ARTICLES OF ASSOCIATION BY THE
FOLLOWING TEXT: 'IN THE EVENT A SHARE
PREMIUM IS PAID ON A CAPITAL INCREASE
DECIDED UPON BY THE BOARD OF DIRECTORS OR
THE GENERAL MEETING OF SHAREHOLDERS, OR ON
THE CONVERSION OF BONDS OR THE EXERCISE OF
SUBSCRIPTION RIGHTS, OR IF AN ISSUE PRICE
IS POSTED TO THE ACCOUNTS AS A SHARE
PREMIUM ON THE ISSUE OF SUBSCRIPTION RIGHTS
DECIDED UPON BY THE BOARD OF DIRECTORS OR
THE GENERAL MEETING OF SHAREHOLDERS, THIS
WILL BE EARMARKED FOR APPROPRIATION TO THE
SHARE PREMIUM ACCOUNT AND RECORDED AS OWN
FUNDS ON THE LIABILITIES SIDE OF THE
BALANCE SHEET.'
6 MOTION TO REPLACE ARTICLE 10 OF THE Mgmt No vote
ARTICLES OF ASSOCIATION BY THE FOLLOWING
TEXT: 'THE COMPANY RECOGNISES ONLY ONE
OWNER PER SHARE OR SUB-SHARE FOR THE
EXERCISE OF VOTING RIGHTS AT THE GENERAL
MEETING OF SHAREHOLDERS AND OF ALL RIGHTS
ATTACHING TO THE SHARES OR SUB-SHARES.
PERSONS WHO, FOR ONE REASON OR ANOTHER,
HAVE A JOINT RIGHT IN REM TO A SHARE,
SUB-SHARE OR OTHER SECURITY, SHALL ARRANGE
TO BE REPRESENTED BY ONE AND THE SAME
PERSON. THIS REPRESENTATIVE MUST EITHER BE
ONE OF THE PERSONS CO-ENTITLED OR MUST MEET
THE REQUIREMENTS OF ARTICLE 28 OF THE
ARTICLES OF ASSOCIATION. UNTIL SUCH TIME AS
THIS PROVISION HAS BEEN MET, THE COMPANY
SHALL BE ENTITLED TO SUSPEND THE EXERCISE
OF THE RIGHTS ATTACHING TO THESE SHARES,
SUB-SHARES OR OTHER SECURITIES. IN THE
EVENT OF USUFRUCT, THE USUFRUCTUARY SHALL
EXERCISE ALL THE RIGHTS ATTACHING TO THE
SHARES, SUB-SHARES OR OTHER SECURITIES,
UNLESS STIPULATED OTHERWISE IN A WILL OR AN
AGREEMENT OF WHICH THE COMPANY HAS BEEN
NOTIFIED IN WRITING.'
7 MOTION TO REPLACE ARTICLE 12, PARAGRAPHS 2 Mgmt No vote
AND 3 OF THE ARTICLES OF ASSOCIATION BY THE
FOLLOWING TEXT: 'THE BOARD OF DIRECTORS
SHALL COMPRISE AT LEAST SEVEN DIRECTORS
APPOINTED BY THE GENERAL MEETING OF
SHAREHOLDERS, ON CONDITION THAT AT LEAST
THREE MEMBERS OF THE BOARD HAVE THE
CAPACITY OF INDEPENDENT DIRECTOR IN
ACCORDANCE WITH THE LAW. THE GENERAL
MEETING OF SHAREHOLDERS MAY AT ANY TIME
REMOVE A DIRECTOR FROM OFFICE. THE TERM OF
OFFICE OF DIRECTORS AMOUNTS TO FOUR YEARS
AT THE MOST AND EXPIRES AFTER THE ANNUAL
ORDINARY GENERAL MEETING OF SHAREHOLDERS.'
8 MOTION TO REPLACE ARTICLE 13 OF THE Mgmt No vote
ARTICLES OF ASSOCIATION BY THE FOLLOWING
TEXT: 'IF A DIRECTOR'S SEAT BECOMES VACANT,
THE REMAINING DIRECTORS SHALL HAVE THE
RIGHT TO CO-OPT A NEW DIRECTOR. THE NEXT
GENERAL MEETING OF SHAREHOLDERS MUST
CONFIRM THE OFFICE OF THE CO-OPTED
DIRECTOR. UPON CONFIRMATION, THE CO-OPTED
DIRECTOR SHALL COMPLETE THE TERM OF OFFICE
OF HIS/HER PREDECESSOR, UNLESS THE GENERAL
MEETING OF SHAREHOLDERS OPTS FOR A
DIFFERENT TERM OF OFFICE. IN THE ABSENCE OF
CONFIRMATION, THE OFFICE OF THE CO-OPTED
DIRECTOR SHALL END FOLLOWING THE GENERAL
MEETING OF SHAREHOLDERS.'
9 MOTION TO ADD TO ARTICLE 15, LAST PARAGRAPH Mgmt No vote
OF THE ARTICLES OF ASSOCIATION THE
FOLLOWING SENTENCE: 'THESE ARRANGEMENTS ARE
LAID DOWN IN THE CORPORATE GOVERNANCE
CHARTER, THAT CAN BE CONSULTED ON THE
COMPANY'S WEBSITE.'
10 MOTION TO REPLACE THE LAST SENTENCE OF Mgmt No vote
ARTICLE 16, PARAGRAPH 1 OF THE ARTICLES OF
ASSOCIATION BY THE FOLLOWING SENTENCE:
'DIRECTORS WHO, IN ACCORDANCE WITH THE LAW,
MAY NOT PARTICIPATE IN THE DELIBERATIONS
AND THE VOTE ARE INCLUDED TO DETERMINE
WHETHER THE ATTENDANCE QUORUM HAS BEEN
REACHED BUT SHALL NOT BE COUNTED (EITHER IN
THE NUMERATOR OR IN THE DENOMINATOR) WHEN
DETERMINING THE VOTING MAJORITY.'
11 MOTION TO ADD THE FOLLOWING SENTENCE TO Mgmt No vote
ARTICLE 16, LAST PARAGRAPH OF THE ARTICLES
OF ASSOCIATION: 'IN THAT CASE, ARTICLE 15,
PARAGRAPHS 2 TO 4 INCLUSIVE, ARTICLE 16,
PARAGRAPHS 1 TO 3 INCLUSIVE AND ARTICLE 17,
PARAGRAPHS 1 TO 3 INCLUSIVE OF THE ARTICLES
OF ASSOCIATION SHALL NOT APPLY.'
12 MOTION TO REPLACE ARTICLE 20, PARAGRAPHS 2 Mgmt No vote
TO 4 OF THE ARTICLES OF ASSOCIATION BY THE
FOLLOWING TEXT: 'THE EXECUTIVE COMMITTEE
SHALL COMPRISE A MAXIMUM OF TEN MEMBERS.
TOGETHER, THESE MEMBERS FORM A COLLEGIATE
BODY. MEMBERS OF THE EXECUTIVE COMMITTEE
WHO, PURSUANT TO THE LAW, MAY NOT
PARTICIPATE IN THE DELIBERATIONS AND THE
VOTE, ARE INCLUDED TO DETERMINE WHETHER THE
ATTENDANCE QUORUM HAS BEEN REACHED BUT
SHALL NOT BE COUNTED (EITHER IN THE
NUMERATOR OR IN THE DENOMINATOR) WHEN
DETERMINING THE VOTING MAJORITY. IF ALL OR
ALL BUT ONE OF THE MEMBERS OF THE EXECUTIVE
COMMITTEE HAVE A DIRECT OR INDIRECT
INTEREST OF A FINANCIAL NATURE THAT IS
INCOMPATIBLE WITH A DECISION OR TRANSACTION
THAT FALLS WITHIN THE COMPETENCE OF THE
EXECUTIVE COMMITTEE, THE MEMBERS OF THE
EXECUTIVE COMMITTEE SHALL INFORM THE BOARD
OF DIRECTORS WHICH SHALL PASS THE
RESOLUTION ACCORDING TO THE PROCEDURE
PRESCRIBED BY LAW. THE RESOLUTIONS OF THE
EXECUTIVE COMMITTEE MAY BE PASSED BY
UNANIMOUS WRITTEN AGREEMENT OF ITS MEMBERS.
THE EXECUTIVE COMMITTEE CAN ALSO MAKE ALL
ARRANGEMENTS TO ENSURE IT FUNCTIONS
EFFECTIVELY. THE PRESIDENT AND THE MEMBERS
OF THE EXECUTIVE COMMITTEE SHALL BE
APPOINTED AND REMOVED BY THE BOARD OF
DIRECTORS, IN ACCORDANCE WITH THE RELEVANT
LEGAL AND REGULATORY PROVISIONS.'
13 MOTION TO REPLACE THE FIRST PARAGRAPH OF Mgmt No vote
ARTICLE 22 OF THE ARTICLES OF ASSOCIATION
BY THE FOLLOWING TEXT: 'THE STATUTORY AUDIT
OF THE FINANCIAL STATEMENTS SHALL BE
PERFORMED BY ONE OR MORE STATUTORY AUDITORS
APPOINTED AND REMUNERATED IN ACCORDANCE
WITH THE PREVAILING STATUTORY RULES.' AND
MOTION TO DELETE THE LAST PARAGRAPH OF THE
SAME ARTICLE WITH REGARD TO THE
REPRESENTATION OF THE STATUTORY AUDITORS
14 MOTION TO ADD THE FOLLOWING SENTENCE TO THE Mgmt No vote
FIRST SUBSECTION OF ARTICLE 27, PARAGRAPH 1
OF THE ARTICLES OF ASSOCIATION: 'IN THE
CASES PERMITTED BY LAW, THE BOARD OF
DIRECTORS MAY SET A DIFFERENT RECORD DATE.'
15 MOTION TO COMPLETE THE FIRST SENTENCE OF Mgmt No vote
ARTICLE 27, PARAGRAPH 2 OF THE ARTICLES OF
ASSOCIATION AS FOLLOWS: 'EVERY SHAREHOLDER
AND EVERY HOLDER OF CONVERTIBLE BONDS,
SUBSCRIPTION RIGHTS OR CERTIFICATES ISSUED
IN CO-OPERATION WITH THE COMPANY, WHO
WISHES TO ATTEND THE GENERAL MEETING OF
SHAREHOLDERS, MUST INFORM THE COMPANY OR A
PERSON SO DESIGNATED BY THE COMPANY BY NO
LATER THAN THE SIXTH DAY BEFORE THE DAY OF
THE GENERAL MEETING OF SHAREHOLDERS OF
HIS/HER INTENTION TO ATTEND AND ALSO
INDICATE THE NUMBER OF SECURITIES WITH
WHICH HE/SHE WISHES TO PARTICIPATE AND THE
MANNER IN WHICH HE/SHE INTENDS TO ATTEND.'
16 MOTION TO INSERT A NEW ARTICLE 28BIS IN THE Mgmt No vote
ARTICLES OF ASSOCIATION, WHICH READS AS
FOLLOWS: 'IF THE CONVENING NOTICE EXPRESSLY
SO PROVIDES, EACH SHAREHOLDER HAS THE RIGHT
TO CAST VOTES REMOTELY PRIOR TO THE GENERAL
MEETING OF SHAREHOLDERS BY CORRESPONDENCE,
THROUGH THE COMPANY WEBSITE OR IN ANY OTHER
WAY INDICATED IN THE NOTICE. IF THIS RIGHT
IS GRANTED, THE CONVENING NOTICE SHALL
CONTAIN A DESCRIPTION OF THE PROCEDURES TO
BE FOLLOWED BY THE SHAREHOLDER IN ORDER TO
VOTE REMOTELY. THE CONVENING NOTICE, OR
INFORMATION ON THE COMPANY WEBSITE TO WHICH
THE CONVENING NOTICE REFERS, SHALL SPECIFY
THE WAY IN WHICH THE COMPANY MAY VERIFY THE
CAPACITY AND IDENTITY OF THE SHAREHOLDER.
TO CALCULATE THE RULES ON ATTENDANCE QUORUM
AND VOTING MAJORITY ONLY THE REMOTE VOTES
SHALL BE TAKEN INTO ACCOUNT WHICH ARE CAST
BY SHAREHOLDERS MEETING THE FORMALITIES TO
BE ADMITTED TO THE GENERAL MEETING OF
SHAREHOLDERS AS REFERRED TO IN ARTICLE 27
OF THESE ARTICLES OF ASSOCIATION. A
SHAREHOLDER WHO HAS CAST HIS VOTES REMOTELY
MAY NO LONGER CHOOSE ANY OTHER WAY OF
PARTICIPATION IN THE GENERAL MEETING OF
SHAREHOLDERS FOR THE NUMBER OF THE THUS
CAST VOTES.'
17 MOTION TO ADD TO ARTICLE 30 THE FOLLOWING Mgmt No vote
SENTENCE: 'IN CASE OF REMOTE PARTICIPATION
IN THE GENERAL MEETING OF SHAREHOLDERS, THE
LOGIN TO THE ELECTRONIC SYSTEM SET UP BY OR
ON BEHALF OF THE COMPANY WILL COUNT AS A
SIGNATURE ON THE ATTENDANCE ROSTER.'
18 MOTION TO DELETE ARTICLE 32, PARAGRAPH 3 OF Mgmt No vote
THE ARTICLES OF ASSOCIATION WITH RESPECT TO
THE POSSIBILITY TO ASK FOR A SECRET BALLOT
19 MOTION TO COMPLETE THE FIRST SENTENCE OF Mgmt No vote
ARTICLE 35 OF THE ARTICLES OF ASSOCIATION
AS FOLLOWS: 'THE MINUTES OF THE GENERAL
MEETINGS OF SHAREHOLDERS SHALL BE SIGNED BY
THE OFFICERS OF THE MEETING AND BY THE
SHAREHOLDERS WHO SO REQUEST.'
20 MOTION TO DELETE IN TITLE V THE WORDS Mgmt No vote
'INVENTORY' AND 'RESERVES' AND TO DELETE
ARTICLE 36, PARAGRAPHS 2 TO 4 OF THE
ARTICLES OF ASSOCIATION REGARDING INVENTORY
TAKING AND PREPARING THE FINANCIAL
STATEMENTS AND THE ANNUAL REPORT BY THE
BOARD OF DIRECTORS
21 MOTION TO REPLACE ARTICLE 41 OF THE Mgmt No vote
ARTICLES OF ASSOCIATION BY THE FOLLOWING
TEXT: 'EVERY SHAREHOLDER WHO IS DOMICILED
ABROAD SHALL BE OBLIGED TO ELECT DOMICILE
IN BELGIUM FOR THE PURPOSE OF ALL DEALINGS
WITH THE COMPANY. EACH MEMBER OF THE BOARD
OF DIRECTORS AND EACH MEMBER OF THE
EXECUTIVE COMMITTEE MAY ELECT DOMICILE AT
THE REGISTERED OFFICE OF THE COMPANY FOR
ALL MATTERS RELATING TO THE PERFORMANCE OF
THEIR OFFICE. MEMBERS OF THE BOARD OF
DIRECTORS, MEMBERS OF THE EXECUTIVE
COMMITTEE, STATUTORY AUDITORS AND
LIQUIDATORS WHO ARE DOMICILED ABROAD SHALL
BE DEEMED TO HAVE ELECTED DOMICILE AT THE
REGISTERED OFFICE OF THE COMPANY, WHERE ALL
NOTIFICATIONS, SUMMONSES AND WRITS MAY
LEGALLY BE SERVED UPON THEM, AND ALL
NOTICES OR LETTERS MAY BE SENT TO THEM.'
22 MOTION TO CANCEL THE AUTHORISATION TO Mgmt No vote
DISPOSE OF OWN SHARES GRANTED BY THE
GENERAL SHAREHOLDERS' MEETING OF 3 MAY
2012, WITHOUT PREJUDICE TO THE GENERAL
POWERS OF THE BOARD OF DIRECTORS OF THE
COMPANY AND OF THOSE OF ITS SUBSIDIARIES TO
TRANSFER THE COMPANY'S OWN SHARES IN
ACCORDANCE WITH STATUTORY PROVISIONS
23 MOTION TO GRANT A POWER OF ATTORNEY TO DRAW Mgmt No vote
UP AND SIGN THE CONSOLIDATED TEXT OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY, AND
TO FILE IT WITH THE REGISTRY OF THE COURT
OF RELEVANT JURISDICTION
24 MOTION TO GRANT AUTHORISATION FOR Mgmt No vote
IMPLEMENTATION OF THE MOTIONS PASSED
25 MOTION TO GRANT A POWER OF ATTORNEY TO Mgmt No vote
EFFECT THE REQUISITE FORMALITIES WITH THE
CROSSROADS BANK FOR ENTERPRISES AND THE TAX
AUTHORITIES
CMMT 07 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
REVISED DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 07 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KERING SA Agenda Number: 713707048
--------------------------------------------------------------------------------------------------------------------------
Security: F5433L103
Meeting Type: MIX
Meeting Date: 22-Apr-2021
Ticker:
ISIN: FR0000121485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT 19 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 07 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104072100801-42 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF THE TEXT OF COMMENT AND CHANGE IN
NUMBERING OF RESOLUTIONS AND RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND
4 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
FRANCOIS-HENRI PINAULT AS DIRECTOR
5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
JEAN-FRANCOIS PALUS AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF FINANCIERE Mgmt No vote
PINAULT COMPANY, REPRESENTED BY MRS.
HELOISE TEMPLE-BOYER, AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
BAUDOUIN PROT AS DIRECTOR
8 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt No vote
SECTION I OF ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE RELATING TO THE
COMPENSATION PAID DURING OR AWARDED FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO
THE CORPORATE OFFICERS, IN RESPECT OF THEIR
DUTIES AS DIRECTORS
9 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR.
FRANCOIS-HENRI PINAULT, IN RESPECT OF HIS
CAPACITY AS CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. JEAN-FRANCOIS
PALUS, IN RESPECT OF HIS CAPACITY AS DEPUTY
CHIEF EXECUTIVE OFFICER
11 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
EXECUTIVE CORPORATE OFFICERS
12 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
CORPORATE OFFICERS IN RESPECT OF THEIR
DUTIES AS DIRECTORS
13 SETTING THE TOTAL ANNUAL AMOUNT OF THE Mgmt No vote
COMPENSATION FOR MEMBERS OF THE BOARD OF
DIRECTORS
14 AUTHORISATION TO THE BOARD OF DIRECTORS IN Mgmt No vote
ORDER TO BUY, HOLD OR TRANSFER SHARES OF
THE COMPANY
15 AUTHORISATION TO THE BOARD OF DIRECTORS IN Mgmt No vote
ORDER TO REDUCE THE SHARE CAPITAL BY
CANCELLING SHARES PURCHASED OR TO BE
PURCHASED UNDER A SHARE BUYBACK PROGRAMME
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
IMMEDIATE AND/OR FUTURE ACCESS TO THE
COMPANY'S CAPITAL, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS (TO BE USED OUTSIDE PUBLIC OFFERING
PERIODS)
17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO INCREASE THE SHARE
CAPITAL BY CAPITALISATION OF RESERVES,
PROFITS OR SHARE PREMIUMS (TO BE USED
OUTSIDE OF PUBLIC OFFERING PERIODS)
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO PROCEED WITH ISSUES
OF COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING IMMEDIATE AND/OR FUTURE
ACCESS TO THE COMPANY'S CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC
OFFERING (OTHER THAN AN OFFERING REFERRED
TO IN ARTICLE L.411-2 OF THE FRENCH
MONETARY AND FINANCIAL CODE) (TO BE USED
OUTSIDE OF THE PERIODS OF PUBLIC OFFERING)
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO ISSUE COMMON SHARES,
AND/OR EQUITY SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES OR GRANTING ENTITLEMENT
TO THE ALLOCATION OF DEBT SECURITIES,
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO EQUITY SECURITIES TO BE ISSUED,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, FOR THE BENEFIT OF
QUALIFIED INVESTORS OR A LIMITED CIRCLE OF
INVESTORS IN THE CONTEXT OF A PUBLIC
OFFERING REFERRED TO IN ARTICLE L.411-2,
1DECREE OF THE FRENCH MONETARY AND
FINANCIAL CODE (TO BE USED OUTSIDE PUBLIC
OFFERING PERIODS)
20 AUTHORISATION TO THE BOARD OF DIRECTORS IN Mgmt No vote
ORDER TO SET THE ISSUE PRICE OF COMMON
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL ACCORDING TO
CERTAIN TERMS AND CONDITIONS, WITHIN THE
LIMIT OF 5% OF THE CAPITAL PER YEAR, IN THE
CONTEXT OF AN INCREASE IN THE SHARE CAPITAL
BY ISSUE WITHOUT PRE-EMPTIVE SUBSCRIPTION
RIGHTS
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO INCREASE THE NUMBER
OF COMMON SHARES OR TRANSFERABLE SECURITIES
TO BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH OR WITHOUT A PRE-EMPTIVE
SUBSCRIPTION RIGHT WITHIN THE LIMIT OF 15%
OF THE INITIAL ISSUE CARRIED OUT PURSUANT
TO THE 16TH, 18TH AND 19TH RESOLUTIONS
22 DELEGATION OF POWERS TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO PROCEED WITH THE
ISSUE OF COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL IN ORDER TO COMPENSATE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY CONSISTING OF EQUITY SECURITIES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, WITHIN THE LIMIT OF
10% OF THE SHARE CAPITAL (TO BE USED
OUTSIDE OF PUBLIC OFFERING PERIODS)
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO DECIDE ON AN INCREASE
IN THE SHARE CAPITAL BY ISSUING, WITHOUT A
PRE-EMPTIVE SUBSCRIPTION RIGHT, OF COMMON
SHARES OR OTHER SECURITIES GRANTING ACCESS
TO THE CAPITAL RESERVED FOR EMPLOYEES AND
FORMER EMPLOYEES WHO ARE MEMBERS OF ONE OR
MORE COMPANY SAVINGS PLANS
24 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KERRY GROUP PLC Agenda Number: 713484082
--------------------------------------------------------------------------------------------------------------------------
Security: G52416107
Meeting Type: EGM
Meeting Date: 28-Jan-2021
Ticker:
ISIN: IE0004906560
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 CONSENT TO THE MIGRATION FROM CREST TO Mgmt No vote
EUROCLEAR BANK'S CENTRAL SECURITIES
DEPOSITORY
2 AMENDMENT OF THE ARTICLES OF ASSOCIATION OF Mgmt No vote
THE COMPANY
3 AUTHORISATION TO THE COMPANY TO TAKE ALL Mgmt No vote
NECESSARY STEPS TO EFFECT THE MIGRATION
--------------------------------------------------------------------------------------------------------------------------
KERRY GROUP PLC Agenda Number: 713732065
--------------------------------------------------------------------------------------------------------------------------
Security: G52416107
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: IE0004906560
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
01 TO RECEIVE AND CONSIDER THE FINANCIAL Mgmt No vote
STATEMENTS AND THE DIRECTORS AND AUDITORS
REPORTS THEREON
02 TO DECLARE A FINAL DIVIDEND Mgmt No vote
03A TO ELECT MS EMER GILVARRY Mgmt No vote
03B TO ELECT MR JINLONG WANG Mgmt No vote
04A TO RE-ELECT MR GERRY BEHAN Mgmt No vote
04B TO RE-ELECT DR HUGH BRADY Mgmt No vote
04C TO RE-ELECT MR GERARD CULLIGAN Mgmt No vote
04D TO RE-ELECT DR KARIN DORREPAAL Mgmt No vote
04E TO RE-ELECT MS MARGUERITE LARKIN Mgmt No vote
04F TO RE-ELECT MR TOM MORAN Mgmt No vote
04G TO RE-ELECT MR CON MURPHY Mgmt No vote
04H TO RE-ELECT MR CHRISTOPHER ROGERS Mgmt No vote
04I TO RE-ELECT MR EDMOND SCANLON Mgmt No vote
04J TO RE-ELECT MR PHILIP TOOMEY Mgmt No vote
05 AUTHORITY TO DETERMINE THE AUDITORS Mgmt No vote
REMUNERATION
06 CONSIDERATION OF DIRECTORS' REMUNERATION Mgmt No vote
REPORT (EXCLUDING SECTION C)
07 CONSIDERATION OF DIRECTORS' REMUNERATION Mgmt No vote
POLICY
08 AUTHORITY TO ISSUE ORDINARY SHARES Mgmt No vote
09 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt No vote
10 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt No vote
FOR AN ADDITIONAL 5 PER CENT FOR SPECIFIED
TRANSACTIONS
11 AUTHORITY TO MAKE MARKET PURCHASES OF THE Mgmt No vote
COMPANY'S OWN SHARES
12 APPROVE KERRY GROUP PLC 2021 LONG-TERM Mgmt No vote
INCENTIVE PLAN
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE.
--------------------------------------------------------------------------------------------------------------------------
KESKO CORP Agenda Number: 713690546
--------------------------------------------------------------------------------------------------------------------------
Security: X44874109
Meeting Type: AGM
Meeting Date: 12-Apr-2021
Ticker:
ISIN: FI0009000202
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF PERSON TO CONFIRM THE MINUTES Non-Voting
AND TO SUPERVISE THE COUNTING OF VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 REVIEW BY THE PRESIDENT AND CEO Non-Voting
7 PRESENTATION OF THE 2020 FINANCIAL Non-Voting
STATEMENTS, THE REPORT BY THE BOARD OF
DIRECTORS AND THE AUDITOR'S REPORT
8 ADOPTION OF THE FINANCIAL STATEMENTS Mgmt No vote
9 USE OF THE PROFIT SHOWN ON THE BALANCE Mgmt No vote
SHEET AND RESOLUTION ON THE PAYMENT OF
DIVIDEND: THE BOARD PROPOSES THAT A
DIVIDEND OF EURO 0.75 PER SHARE BE PAID FOR
THE YEAR 2020 BASED ON THE ADOPTED BALANCE
SHEET ON SHARES HELD OUTSIDE THE COMPANY AT
THE DATE OF DIVIDEND DISTRIBUTION. THE
REMAINING DISTRIBUTABLE ASSETS WILL REMAIN
IN EQUITY. THE BOARD PROPOSES THAT THE
DIVIDEND BE PAID IN TWO INSTALMENTS. THE
FIRST INSTALMENT, EURO 0.38 PER SHARE, IS
TO BE PAID TO SHAREHOLDERS REGISTERED IN
THE COMPANY'S REGISTER OF SHAREHOLDERS KEPT
BY EUROCLEAR FINLAND LTD ON THE FIRST
DIVIDEND INSTALMENT PAYMENT RECORD DATE 14
APRIL 2021. THE BOARD PROPOSES THAT THE
FIRST DIVIDEND INSTALMENT PAY DATE BE 21
APRIL 2021. THE SECOND INSTALMENT, EURO
0.37 PER SHARE, IS TO BE PAID TO
SHAREHOLDERS REGISTERED IN THE COMPANY'S
REGISTER OF SHAREHOLDERS KEPT BY EUROCLEAR
FINLAND LTD ON THE SECOND DIVIDEND
INSTALMENT PAYMENT RECORD DATE 1 OCTOBER
2021. THE BOARD PROPOSES THAT THE SECOND
DIVIDEND INSTALMENT PAY DATE BE 8 OCTOBER
2021. THE BOARD PROPOSES THAT IT BE
AUTHORISED TO DECIDE, IF NECESSARY, ON A
NEW DIVIDEND~|~USE OF THE PROFIT SHOWN ON
THE BALANCE SHEET AND RESOLUTION ON THE
PAYMENT OF DIVIDEND
10 RESOLUTION ON DISCHARGING THE BOARD MEMBERS Mgmt No vote
AND THE MANAGING DIRECTOR FROM LIABILITY
FOR THE FINANCIAL YEAR 1 JAN - 31 DEC 2020
11 REVIEWING THE REMUNERATION REPORT FOR Mgmt No vote
GOVERNING BODIES
CMMT PLEASE NOTE THAT RESOLUTIONS 12 TO 14 ARE Non-Voting
PROPOSED BY SHAREHOLDERS' NOMINATION
COMMITTEE AND BOARD DOES NOT MAKE ANY
RECOMMENDATION ON THESE PROPOSALS. THE
STANDING INSTRUCTIONS ARE DISABLED FOR THIS
MEETING
12 RESOLUTION ON THE BOARD MEMBERS' Mgmt No vote
REMUNERATION AND THE BASIS FOR
REIMBURSEMENT OF THEIR EXPENSES
13 RESOLUTION ON THE NUMBER OF BOARD MEMBERS: Mgmt No vote
SEVEN
14 ELECTION OF BOARD MEMBERS: THE Mgmt No vote
SHAREHOLDERS' NOMINATION COMMITTEE PROPOSES
THAT THE FOLLOWING MEMBERS BE ELECTED TO
THE COMPANY'S BOARD OF DIRECTORS FOR THE
THREE-YEAR TERM OF OFFICE THAT WILL END, AS
DETERMINED IN THE COMPANY'S ARTICLES OF
ASSOCIATION, AT THE CLOSE OF THE 2024
ANNUAL GENERAL MEETING. THE COMMITTEE
PROPOSES THE RE-ELECTION OF ESA KIISKINEN,
RETAILER, BUSINESS COLLEGE GRADUATE: PETER
FAGERN S, MASTER OF LAWS: JANNICA
FAGERHOLM, M.SC. ECONOMICS: PIIA KARHU,
DOCTOR OF SCIENCE, ECONOMICS AND BUSINESS
ADMINISTRATION: AND TONI POKELA, RETAILER,
EMBA. THE COMMITTEE PROPOSES THAT TIMO
RITAKALLIO, DOCTOR OF SCIENCE (TECHNOLOGY),
LL.M., MBA, AND JUSSI PER L, RETAILER,
BUSINESS COLLEGE GRADUATE, BE ELECTED AS
NEW BOARD MEMBERS
15 RESOLUTION ON THE AUDITOR'S FEE AND THE Mgmt No vote
BASIS FOR REIMBURSEMENT OF EXPENSES
16 ELECTION OF THE AUDITOR: THE BOARD PROPOSES Mgmt No vote
TO THE GENERAL MEETING, AT THE
RECOMMENDATION OF THE BOARD'S AUDIT
COMMITTEE, THAT THE FIRM OF AUTHORISED
PUBLIC ACCOUNTANTS DELOITTE OY BE ELECTED
AS THE COMPANY'S AUDITOR FOR THE FINANCIAL
YEAR 2021. IF DELOITTE OY IS ELECTED AS
KESKO'S AUDITOR, THE FIRM HAS ANNOUNCED
THAT APA JUKKA VATTULAINEN WILL BE THE
AUDITOR WITH PRINCIPAL RESPONSIBILITY
17 PROPOSAL BY THE BOARD OF DIRECTORS FOR ITS Mgmt No vote
AUTHORISATION TO DECIDE ON THE ISSUANCE OF
SHARES
18 DONATIONS FOR CHARITABLE PURPOSES Mgmt No vote
19 CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KINGSPAN GROUP PLC Agenda Number: 713525686
--------------------------------------------------------------------------------------------------------------------------
Security: G52654103
Meeting Type: EGM
Meeting Date: 12-Feb-2021
Ticker:
ISIN: IE0004927939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVE MIGRATION OF THE MIGRATING SHARES Mgmt No vote
TO EUROCLEAR BANK'S CENTRAL SECURITIES
DEPOSITORY
2 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt No vote
3 AUTHORISE COMPANY TO TAKE ALL ACTIONS TO Mgmt No vote
IMPLEMENT THE MIGRATION
--------------------------------------------------------------------------------------------------------------------------
KINGSPAN GROUP PLC Agenda Number: 713716580
--------------------------------------------------------------------------------------------------------------------------
Security: G52654103
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: IE0004927939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
01 TO ADOPT THE FINANCIAL STATEMENTS Mgmt No vote
02 TO DECLARE A FINAL DIVIDEND Mgmt No vote
03A TO RE-ELECT GENE M. MURTAGH AS A DIRECTOR Mgmt No vote
03B TO RE-ELECT GEOFF DOHERTY AS A DIRECTOR Mgmt No vote
03C TO RE-ELECT RUSSELL SHIELS AS A DIRECTOR Mgmt No vote
03D TO RE-ELECT GILBERT MCCARTHY AS A DIRECTOR Mgmt No vote
03E TO RE-ELECT LINDA HICKEY AS A DIRECTOR Mgmt No vote
03F TO RE-ELECT MICHAEL CAWLEY AS A DIRECTOR Mgmt No vote
03G TO RE-ELECT JOHN CRONIN AS A DIRECTOR Mgmt No vote
03H TO RE-ELECT JOST MASSENBERG AS A DIRECTOR Mgmt No vote
03I TO RE-ELECT ANNE HERATY AS A DIRECTOR Mgmt No vote
04 TO AUTHORISE THE REMUNERATION OF THE Mgmt No vote
AUDITORS
05 TO RECEIVE THE REPORT OF THE REMUNERATION Mgmt No vote
COMMITTEE
06 TO INCREASE THE LIMIT FOR NON-EXECUTIVE Mgmt No vote
DIRECTORS' FEES
07 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt No vote
SECURITIES
08 DIS-APPLICATION OF PRE-EMPTION RIGHTS Mgmt No vote
09 ADDITIONAL 5% DIS-APPLICATION OF Mgmt No vote
PRE-EMPTION RIGHTS
10 PURCHASE OF COMPANY SHARES Mgmt No vote
11 RE-ISSUE OF TREASURY SHARES Mgmt No vote
12 TO APPROVE THE CONVENING OF CERTAIN EGMS ON Mgmt No vote
14 DAYS' NOTICE
CMMT 27 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHANGE IN RECORD DATE FROM 28 APR 2021 TO
26 APR 2021 AND DUE TO MODIFICATION OF TEXT
IN RESOLUTION 2 AND CHANGE IN NUMBERING FOR
ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
CMMT 24 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KION GROUP AG Agenda Number: 713749654
--------------------------------------------------------------------------------------------------------------------------
Security: D4S14D103
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: DE000KGX8881
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.41 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL Mgmt No vote
YEAR 2021
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
8 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
9 AMEND ARTICLES RE: AGM CONVOCATION; Mgmt No vote
PARTICIPATION AND VOTING RIGHTS; PROOF OF
ENTITLEMENT
--------------------------------------------------------------------------------------------------------------------------
KLEPIERRE (EX-COMPAGNIE FONCIERE KLEPIERRE) SA Agenda Number: 714163336
--------------------------------------------------------------------------------------------------------------------------
Security: F5396X102
Meeting Type: MIX
Meeting Date: 17-Jun-2021
Ticker:
ISIN: FR0000121964
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 26 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105122101644-57 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105262102078-63 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
RECORD DATE FROM 15 JUNE 2021 TO 14 JUNE
2021. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 APPROVAL OF THE COMPANY FINANCIAL Mgmt No vote
STATEMENTS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2020
3 APPROPRIATION OF RESULT FOR THE FISCAL YEAR Mgmt No vote
ENDED DECEMBER 31, 2020
4 PAYMENT OF 1 PER SHARE BY DISTRIBUTION OF Mgmt No vote
EQUITY PREMIUMS
5 APPROVAL OF AGREEMENTS AND COMMITMENTS Mgmt No vote
SUBJECT TO THE PROVISIONS OF ARTICLE L.
225-86 OF THE FRENCH COMMERCIAL CODE
6 RE-APPOINTMENT OF DAVID SIMON AS A MEMBER Mgmt No vote
OF THE SUPERVISORY BOARD
7 RE-APPOINTMENT OF JOHN CARRAFIELL AS A Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD
8 RE-APPOINTMENT OF STEVEN FIVEL AS A MEMBER Mgmt No vote
OF THE SUPERVISORY BOARD
9 RE-APPOINTMENT OF ROBERT FOWLDS AS A MEMBER Mgmt No vote
OF THE SUPERVISORY BOARD
10 APPROVAL OF THE 2021 COMPENSATION POLICY Mgmt No vote
FOR THE CHAIRMAN OF THE SUPERVISORY BOARD
AND THE MEMBERS OF THE SUPERVISORY BOARD
11 APPROVAL OF THE 2021 COMPENSATION POLICY Mgmt No vote
FOR THE CHAIRMAN OF THE EXECUTIVE BOARD
12 APPROVAL OF THE 2021 COMPENSATION POLICY Mgmt No vote
FOR THE MEMBERS OF THE EXECUTIVE BOARD
13 APPROVAL OF THE DISCLOSURES ON THE Mgmt No vote
COMPENSATION OF THE CHAIRMAN AND THE
MEMBERS OF THE SUPERVISORY BOARD AND THE
CHAIRMAN AND THE MEMBERS OF THE EXECUTIVE
BOARD REQUIRED UNDER ARTICLE L. 22-10-9,
PARAGRAPH I OF THE FRENCH COMMERCIAL CODE
14 APPROVAL OF THE COMPONENTS OF COMPENSATION Mgmt No vote
PAID DURING OR ALLOTTED FOR FISCAL YEAR
2020 TO THE CHAIRMAN OF THE SUPERVISORY
BOARD
15 APPROVAL OF THE COMPONENTS OF COMPENSATION Mgmt No vote
PAID DURING OR ALLOTTED FOR FISCAL YEAR
2020 TO THE CHAIRMAN OF THE EXECUTIVE BOARD
16 APPROVAL OF THE COMPONENTS OF COMPENSATION Mgmt No vote
PAID DURING OR ALLOTTED FOR FISCAL YEAR
2020 TO THE CHIEF FINANCIAL OFFICER AND
EXECUTIVE BOARD MEMBER
17 APPROVAL OF THE COMPONENTS OF COMPENSATION Mgmt No vote
PAID DURING OR ALLOTTED FOR FISCAL YEAR
2020 TO THE CHIEF OPERATING OFFICER AND
EXECUTIVE BOARD MEMBER
18 AUTHORIZATION, FOR A PERIOD OF 18 MONTHS, Mgmt No vote
TO TRADE IN THE COMPANY'S SHARES NOT BE
USED DURING A PUBLIC OFFER
19 DELEGATION OF AUTHORITY TO THE EXECUTIVE Mgmt No vote
BOARD, FOR A PERIOD OF 26 MONTHS, TO REDUCE
THE SHARE CAPITAL BY CANCELING TREASURY
SHARES
20 DELEGATION OF AUTHORITY TO THE EXECUTIVE Mgmt No vote
BOARD, FOR A PERIOD OF 26 MONTHS, TO ISSUE
SHARES AND/OR SECURITIES GIVING RIGHTS TO
SHARES OF THE COMPANY OR ITS SUBSIDIARIES
AND/OR SECURITIES GIVING RIGHTS TO DEBT
SECURITIES, WITH PREEMPTIVE SUBSCRIPTION
RIGHTS
21 DELEGATION OF AUTHORITY TO THE EXECUTIVE Mgmt No vote
BOARD, FOR A PERIOD OF 26 MONTHS, TO ISSUE
SHARES AND/OR SECURITIES GIVING RIGHTS TO
SHARES OF THE COMPANY OR ITS SUBSIDIARIES
AND/OR SECURITIES GIVING RIGHTS TO DEBT
SECURITIES BY MEANS OF A PUBLIC OFFERING
OTHER
22 DELEGATION OF AUTHORITY TO THE EXECUTIVE Mgmt No vote
BOARD, FOR A PERIOD OF 26 MONTHS, TO ISSUE
SHARES AND/OR SECURITIES GIVING RIGHTS TO
SHARES OF THE COMPANY AND/OR SECURITIES
GIVING RIGHTS TO DEBT SECURITIES, BY MEANS
OF A PRIVATE PLACEMENT REFERRED TO IN
PARAGRAP
23 DELEGATION OF AUTHORITY TO THE EXECUTIVE Mgmt No vote
BOARD, FOR A PERIOD OF 26 MONTHS, TO
INCREASE THE NUMBER OF SECURITIES TO BE
ISSUED IN THE EVENT OF AN ISSUE OF ORDINARY
SHARES AND/OR SECURITIES GIVING RIGHTS TO
SHARES OF THE COMPANY, ANY SUBSIDIARY
AND/OR ANY OT
24 DELEGATION OF AUTHORITY TO THE EXECUTIVE Mgmt No vote
BOARD, FOR A PERIOD OF 26 MONTHS, TO ISSUE
SHARES AND/OR SECURITIES GIVING RIGHTS TO
SHARES OF THE COMPANY AS CONSIDERATION FOR
CONTRIBUTIONS IN KIND IN THE FORM OF EQUITY
SECURITIES AND/OR SECURITIES GIVING RIGHTS
25 DELEGATION OF AUTHORITY TO THE EXECUTIVE Mgmt No vote
BOARD, FOR A PERIOD OF 26 MONTHS, TO
INCREASE THE COMPANY'S SHARE CAPITAL BY
CAPITALIZING PREMIUMS, RESERVES, PROFITS OR
OTHER ITEMS
26 OVERALL CEILING ON AUTHORIZATIONS TO ISSUE Mgmt No vote
SHARES AND SECURITIES GIVING RIGHTS TO
SHARES OF THE COMPANY
27 POWERS FOR FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
KNORR-BREMSE AG Agenda Number: 713871362
--------------------------------------------------------------------------------------------------------------------------
Security: D4S43E114
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: DE000KBX1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.52 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt No vote
2021
6.1 ELECT KLAUS MANGOLD TO THE SUPERVISORY Mgmt No vote
BOARD
6.2 ELECT KATHRIN DAHNKE TO THE SUPERVISORY Mgmt No vote
BOARD
6.3 ELECT THOMAS ENDERS TO THE SUPERVISORY Mgmt No vote
BOARD
6.4 ELECT STEFAN SOMMER TO THE SUPERVISORY Mgmt No vote
BOARD
6.5 ELECT JULIA THIELE-SCHUERHOFF TO THE Mgmt No vote
SUPERVISORY BOARD
6.6 ELECT THEODOR WEIMER TO THE SUPERVISORY Mgmt No vote
BOARD
7 APPROVE REMUNERATION POLICY Mgmt No vote
8 APPROVE STOCK OPTION PLAN FOR EMPLOYEES IN Mgmt No vote
THE UNITED STATES
--------------------------------------------------------------------------------------------------------------------------
KOJAMO OYJ Agenda Number: 713613861
--------------------------------------------------------------------------------------------------------------------------
Security: X4543E117
Meeting Type: AGM
Meeting Date: 17-Mar-2021
Ticker:
ISIN: FI4000312251
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 THE CHAIR OF THE ANNUAL GENERAL MEETING Non-Voting
WILL BE ANTTI IHAMUOTILA, ATTORNEY-AT-LAW.
IN CASE ANTTI IHAMUOTILA WOULD NOT BE ABLE
TO ACT AS THE CHAIR OF THE ANNUAL GENERAL
MEETING FOR A WEIGHTY REASON, THE BOARD OF
DIRECTORS WILL NAME ANOTHER PERSON IT DEEMS
MOST SUITABLE TO ACT AS THE CHAIR
3 THE PERSON TO SCRUTINIZE THE MINUTES AND TO Non-Voting
VERIFY THE COUNTING OF VOTES WILL BE
PAULIINA REPO, LL.M. IN CASE PAULIINA REPO
WOULD NOT BE ABLE TO ACT AS THE PERSON TO
SCRUTINIZE THE MINUTES AND TO VERIFY THE
COUNTING OF VOTES FOR A WEIGHTY REASON, THE
BOARD OF DIRECTORS WILL NAME ANOTHER PERSON
IT DEEMS MOST SUITABLE TO ACT IN THAT ROLE
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 THE SHAREHOLDERS WHO HAVE VOTED IN ADVANCE Non-Voting
WITHIN THE ADVANCE VOTING PERIOD AND WHO
HAVE THE RIGHT TO PARTICIPATE IN THE
MEETING PURSUANT TO CHAPTER 5 SECTIONS 6
AND 6A OF THE FINNISH LIMITED LIABILITY
COMPANIES ACT WILL BE RECORDED AS HAVING
BEEN REPRESENTED AT THE MEETING. THE VOTING
LIST WILL BE ADOPTED ACCORDING TO THE
INFORMATION PROVIDED BY INNOVATICS LTD,
BASED ON THE SHAREHOLDERS' REGISTER FORMED
BY EUROCLEAR FINLAND LTD
6 THE CEO'S REVIEW. AS PARTICIPATION IN THE Non-Voting
ANNUAL GENERAL MEETING IS POSSIBLE ONLY IN
ADVANCE, THE FINANCIAL STATEMENTS, THE
REPORT OF THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT PUBLISHED BY THE COMPANY
ON 18 FEBRUARY 2021, WHICH ARE AVAILABLE ON
THE COMPANY'S WEBSITE
HTTPS://WWW.KOJAMO.FI/AGM, WILL BE DEEMED
TO HAVE BEEN PRESENTED TO THE ANNUAL
GENERAL MEETING
7 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt No vote
ANNUAL GENERAL MEETING ADOPT THE FINANCIAL
STATEMENTS
8 ON 31 DECEMBER 2020, THE PARENT COMPANY'S Mgmt No vote
DISTRIBUTABLE FUNDS AMOUNTED TO EUR, OF
WHICH EUR WAS PROFIT FOR THE FINANCIAL
YEAR. THE BOARD OF DIRECTORS PROPOSES TO
THE ANNUAL GENERAL MEETING THAT A DIVIDEND
OF EUR PER SHARE BE PAID FROM THE
DISTRIBUTABLE FUNDS OF KOJAMO PLC BASED ON
THE BALANCE SHEET TO BE ADOPTED FOR THE
FINANCIAL YEAR 2020. DIVIDEND SHALL BE PAID
TO SHAREHOLDERS WHO ON THE RECORD DATE OF
THE DIVIDEND PAYMENT OF 19 MARCH 2021 ARE
RECORDED IN THE COMPANY'S SHAREHOLDERS'
REGISTER MAINTAINED BY EUROCLEAR FINLAND
LTD. THE DIVIDEND WILL BE PAID ON 8 APRIL
2021
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt No vote
OF THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY
10 AS PARTICIPATION IN THE ANNUAL GENERAL Mgmt No vote
MEETING IS POSSIBLE ONLY IN ADVANCE, THE
REMUNERATION REPORT 2020 FOR THE MEMBERS OF
THE BOARD OF DIRECTORS, CEO AND DEPUTY CEO
OF KOJAMO, PUBLISHED BY WAY OF A STOCK
EXCHANGE RELEASE ON 18 FEBRUARY 2021,
DESCRIBING THE IMPLEMENTATION OF THE
COMPANY'S REMUNERATION POLICY AND
PRESENTING THE INFORMATION ON THE
REMUNERATION OF THE COMPANY'S GOVERNING
BODIES FOR THE FINANCIAL PERIOD 2020, AND
WHICH IS AVAILABLE ON THE COMPANY'S WEBSITE
HTTPS://WWW.KOJAMO.FI/AGM, IS DEEMED TO
HAVE BEEN PRESENTED TO THE ANNUAL GENERAL
MEETING. THE ANNUAL GENERAL MEETING'S
RESOLUTION ON THE APPROVAL OF THE
REMUNERATION REPORT IS ADVISORY
CMMT PLEASE NOTE THAT RESOLUTIONS 11,12 AND 13 Non-Voting
ARE PROPOSED BY NOMINATION BOARD AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THIS
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
11 THE SHAREHOLDERS' NOMINATION BOARD PROPOSES Mgmt No vote
THAT MEMBERS OF THE BOARD TO BE ELECTED IN
THE ANNUAL GENERAL MEETING WILL BE PAID THE
FOLLOWING ANNUAL FEES FOR THE TERM ENDING
AT THE CLOSE OF THE ANNUAL GENERAL MEETING
IN 2022: - CHAIRMAN OF THE BOARD EUR 67,500
- VICE CHAIRMAN OF THE BOARD EUR 40,500 -
OTHER MEMBERS OF THE BOARD EUR 34,000 AND -
CHAIRMAN OF THE AUDIT COMMITTEE EUR 40,500.
THE MEMBERS OF THE BOARD ARE PAID ONLY ONE
ANNUAL FEE ACCORDING TO THEIR ROLE SO THAT
NO DUPLICATIVE FEES WILL BE PAID. IN
ADDITION, THE NOMINATION BOARD PROPOSES
THAT AN ATTENDANCE ALLOWANCE OF EUR 600 BE
PAID FOR EACH MEETING AND AN ATTENDANCE
ALLOWANCE OF EUR 600 BE PAID ALSO FOR
COMMITTEE MEETINGS. THE NOMINATION BOARD
PROPOSES THE ANNUAL FEE TO BE PAID AS THE
COMPANY'S SHARES AND CASH SO THAT
APPROXIMATELY 40 PER CENT OF THE ANNUAL FEE
WILL BE PAID AS KOJAMO PLC'S SHARES AND THE
REST WILL BE PAID IN CASH. THE SHARES WILL
BE PURCHASED IN THE NAME AND ON BEHALF OF
THE MEMBERS OF THE BOARD
12 THE SHAREHOLDERS' NOMINATION BOARD PROPOSES Mgmt No vote
THAT FOR THE TERM ENDING AT THE CLOSE OF
THE ANNUAL GENERAL MEETING IN 2022, THE
NUMBER OF THE MEMBERS OF THE BOARD OF
DIRECTORS TO REMAIN THE SAME AND TO BE
SEVEN (7)
13 THE NOMINATION BOARD PROPOSES MIKAEL ARO TO Mgmt No vote
BE ELECTED AS CHAIRMAN OF THE BOARD, AND
THE CURRENT MEMBERS MIKKO MURSULA, MATTI
HARJUNIEMI, ANNE LESKEL , MINNA METS L AND
REIMA RYTS L AND, AS A NEW MEMBER,
CATHARINA STACKELBERG-HAMMAR N TO BE
ELECTED AS MEMBERS OF THE BOARD OF
DIRECTORS. A PRESENTATION OF THE PROPOSED
NEW MEMBER OF THE BOARD IS ATTACHED TO THIS
NOTICE. HELI PUURA WILL LEAVE KOJAMO'S
BOARD OF DIRECTORS. ALL CANDIDATES HAVE
CONSENTED TO BEING ELECTED AND ARE
INDEPENDENT OF THE COMPANY. THE MEMBERS ARE
ALSO INDEPENDENT OF THE COMPANY'S MAJOR
SHAREHOLDERS. THE MEMBERS OF THE BOARDS ARE
PRESENTED ON KOJAMO'S WEBSITE:
HTTPS://KOJAMO.FI/EN/INVESTORS/CORPORATE-GO
VERNANCE/BOARD/
14 ON THE RECOMMENDATION OF THE AUDIT Mgmt No vote
COMMITTEE, THE BOARD OF DIRECTORS PROPOSES
TO THE ANNUAL GENERAL MEETING THAT THE
AUDITOR'S FEES BE PAID ACCORDING TO THE
AUDITOR'S REASONABLE INVOICE APPROVED BY
THE COMPANY
15 BASED ON THE RECOMMENDATION OF THE AUDIT Mgmt No vote
COMMITTEE, THE BOARD OF DIRECTORS PROPOSES
TO THE ANNUAL GENERAL MEETING THAT KPMG OY
AB, AUTHORISED PUBLIC ACCOUNTANTS, BE
RE-ELECTED AS THE COMPANY'S AUDITOR FOR THE
TERM ENDING AT THE CLOSE OF THE NEXT ANNUAL
GENERAL MEETING. KPMG OY AB HAS ANNOUNCED
THAT IT WILL APPOINT ESA KAILIALA, APA, AS
THE PRINCIPALLY RESPONSIBLE AUDITOR
16 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt No vote
ANNUAL GENERAL MEETING AUTHORIZES THE BOARD
OF DIRECTORS TO DECIDE ON THE REPURCHASE
AND/OR ON THE ACCEPTANCE AS PLEDGE OF AN
AGGREGATE MAXIMUM OF 24,714,439 OF THE
COMPANY'S OWN SHARES. THE PROPOSED AMOUNT
OF SHARES CORRESPONDS TO APPROXIMATELY 10
PER CENT OF ALL THE SHARES OF THE COMPANY.
OWN SHARES MAY BE REPURCHASED ON THE BASIS
OF THIS AUTHORIZATION ONLY BY USING
UNRESTRICTED EQUITY. OWN SHARES CAN BE
REPURCHASED AT A PRICE FORMED IN TRADING ON
A REGULATED MARKET ON THE DATE OF THE
REPURCHASE OR OTHERWISE AT A PRICE FORMED
ON THE MARKET. THE BOARD OF DIRECTORS IS
ENTITLED TO DECIDE HOW SHARES ARE
REPURCHASED AND/OR ACCEPTED AS PLEDGE. OWN
SHARES MAY BE REPURCHASED OTHERWISE THAN IN
PROPORTION TO THE SHARES HELD BY THE
SHAREHOLDERS (DIRECTED REPURCHASE). THE
AUTHORIZATION SHALL BE IN FORCE UNTIL THE
CLOSE OF THE NEXT ANNUAL GENERAL MEETING,
HOWEVER NO LONGER THAN UNTIL 30 JUNE 2022
17 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt No vote
ANNUAL GENERAL MEETING AUTHORIZES THE BOARD
OF DIRECTORS TO DECIDE ON THE ISSUANCE OF
SHARES AND THE ISSUANCE OF SPECIAL RIGHTS
ENTITLING TO SHARES REFERRED TO IN CHAPTER
10, SECTION 1 OF THE COMPANIES ACT AS
FOLLOWS: THE NUMBER OF SHARES TO BE ISSUED
ON THE BASIS OF THIS AUTHORIZATION SHALL
NOT EXCEED AN AGGREGATE MAXIMUM OF
24,714,439 SHARES, WHICH CORRESPONDS TO
APPROXIMATELY 10 PER CENT OF ALL THE SHARES
OF THE COMPANY. THIS AUTHORIZATION APPLIES
TO BOTH THE ISSUANCE OF NEW SHARES AND THE
CONVEYANCE OF OWN SHARES HELD BY THE
COMPANY. THE BOARD OF DIRECTORS IS ENTITLED
TO DECIDE ON ALL TERMS OF THE ISSUANCE OF
SHARES AND OF SPECIAL RIGHTS ENTITLING TO
SHARES. THE ISSUANCE OF SHARES AND OF
SPECIAL RIGHTS ENTITLING TO SHARES MAY BE
CARRIED OUT IN DEVIATION FROM THE
SHAREHOLDERS' PRE-EMPTIVE RIGHTS (DIRECTED
ISSUE). THE AUTHORIZATION SHALL BE IN FORCE
UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL
MEETING, HOWEVER NO LONGER THAN UNTIL 30
JUNE 2022
18 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
KONE OYJ Agenda Number: 713575516
--------------------------------------------------------------------------------------------------------------------------
Security: X4551T105
Meeting Type: AGM
Meeting Date: 02-Mar-2021
Ticker:
ISIN: FI0009013403
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER: ATTORNEY Non-Voting
MERJA KIVELA WILL SERVE AS CHAIRPERSON OF
THE MEETING. IN THE EVENT MERJA KIVELA IS
PREVENTED FROM SERVING AS THE CHAIRPERSON
FOR A WEIGHTY REASON, THE BOARD OF
DIRECTORS WILL APPOINT THE PERSON THEY DEEM
THE MOST SUITABLE TO SERVE AS THE
CHAIRPERSON
3 ELECTION OF PERSON TO SCRUTINIZE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES: THE COMPANY'S LEGAL COUNSEL HETA
RONKKO WILL SCRUTINIZE THE MINUTES AND
SUPERVISE THE COUNTING OF THE VOTES. IN THE
EVENT HETA RONKKO IS PREVENTED FROM
SCRUTINIZING THE MINUTES AND SUPERVISING
THE COUNTING OF THE VOTES FOR A WEIGHTY
REASON, THE BOARD OF DIRECTORS WILL APPOINT
THE PERSON THEY DEEM THE MOST SUITABLE TO
SCRUTINIZE THE MINUTES AND SUPERVISE THE
COUNTING OF THE VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
REPORT OF THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE ANNUAL ACCOUNTS Mgmt No vote
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt No vote
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDENDS: THE BOARD OF DIRECTORS PROPOSES
THAT FOR THE FINANCIAL YEAR 2020 A DIVIDEND
OF EUR 1.7475 IS PAID FOR EACH CLASS A
SHARE AND A DIVIDEND OF EUR 1.75 IS PAID
FOR EACH CLASS B SHARE. FURTHER, THE BOARD
PROPOSES THAT AN EXTRA DIVIDEND OF EUR
0.4975 IS PAID FOR EACH CLASS A SHARE AND
AN EXTRA DIVIDEND OF EUR 0.50 IS PAID FOR
EACH CLASS B SHARE
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt No vote
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY FOR THE FINANCIAL
YEAR 2020
10 CONSIDERATION OF THE REMUNERATION REPORT Mgmt No vote
FOR GOVERNING BODIES
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY NOMINATION AND COMPENSATION
COMMITTEE AND BOARD DOES NOT MAKE ANY
RECOMMENDATION ON THESE PROPOSALS. THE
STANDING INSTRUCTIONS ARE DISABLED FOR THIS
MEETING
11 RESOLUTION ON THE REMUNERATION OF THE Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt No vote
BOARD OF DIRECTORS: THE NOMINATION AND
COMPENSATION COMMITTEE OF THE BOARD OF
DIRECTORS PROPOSES TO THE GENERAL MEETING
THAT EIGHT BOARD MEMBERS ARE ELECTED
13 ELECTION OF MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS: THE NOMINATION AND COMPENSATION
COMMITTEE OF THE BOARD OF DIRECTORS
PROPOSES TO THE GENERAL MEETING THAT MATTI
ALAHUHTA, SUSAN DUINHOVEN, ANTTI HERLIN,
IIRIS HERLIN, JUSSI HERLIN, RAVI KANT AND
JUHANI KASKEALA ARE RE-ELECTED TO THE BOARD
OF DIRECTORS AND JENNIFER XIN-ZHE LI IS
ELECTED AS A NEW MEMBER TO THE BOARD OF
DIRECTORS
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt No vote
AUDITORS
15 RESOLUTION ON THE NUMBER OF AUDITORS: IN Mgmt No vote
THE BEGINNING OF 2020, KONE FINALIZED THE
MANDATORY AUDIT FIRM SELECTION PROCEDURE
CONCERNING THE AUDIT FOR THE FINANCIAL YEAR
2021. CONSEQUENTLY, AUDIT FIRM ERNST &
YOUNG OY WAS ELECTED AS THE AUDITOR OF THE
COMPANY FOR THE FINANCIAL YEAR 2021 ALREADY
IN THE GENERAL MEETING 2020 AND IN THE SAME
CONTEXT ALSO THE NUMBER OF AUDITORS FOR THE
FINANCIAL YEAR 2021 WAS RESOLVED.
THEREFORE, THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS NOW PROPOSES TO THE GENERAL
MEETING THAT ONE AUDITOR IS ELECTED FOR THE
COMPANY FOR A TERM ENDING AT THE CONCLUSION
OF THE FOLLOWING ANNUAL GENERAL MEETING
16 ELECTION OF AUDITORS: IN THE BEGINNING OF Mgmt No vote
2020, KONE FINALIZED THE MANDATORY AUDIT
FIRM SELECTION PROCEDURE CONCERNING THE
AUDIT FOR THE FINANCIAL YEAR 2021.
CONSEQUENTLY, AUDIT FIRM ERNST & YOUNG OY
WAS ELECTED AS THE AUDITOR OF THE COMPANY
FOR THE FINANCIAL YEAR 2021 ALREADY IN THE
GENERAL MEETING 2020. THEREFORE, THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS NOW
PROPOSES TO THE GENERAL MEETING THAT AUDIT
FIRM ERNST & YOUNG OY BE ELECTED AS THE
AUDITOR OF THE COMPANY FOR A TERM ENDING AT
THE CONCLUSION OF THE FOLLOWING ANNUAL
GENERAL MEETING
17 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt No vote
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES
18 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt No vote
DECIDE ON THE ISSUANCE OF SHARES AS WELL AS
THE ISSUANCE OF OPTIONS AND OTHER SPECIAL
RIGHTS ENTITLING TO SHARES
19 CLOSING OF THE MEETING Non-Voting
CMMT 02 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 02 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE AHOLD DELHAIZE N.V. Agenda Number: 713650718
--------------------------------------------------------------------------------------------------------------------------
Security: N0074E105
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: NL0011794037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2. REPORT OF THE MANAGEMENT BOARD FOR THE Non-Voting
FINANCIAL YEAR 2020
3. EXPLANATION OF POLICY ON ADDITIONS TO Non-Voting
RESERVES AND DIVIDENDS
4. PROPOSAL TO ADOPT THE 2020 FINANCIAL Mgmt No vote
STATEMENTS
5. PROPOSAL TO DETERMINE THE DIVIDEND OVER Mgmt No vote
FINANCIAL YEAR 2020
6. REMUNERATION REPORT Mgmt No vote
7. PROPOSAL FOR DISCHARGE OF LIABILITIES OF Mgmt No vote
THE MEMBERS OF THE MANAGEMENT BOARD
8. PROPOSAL FOR DISCHARGE OF LIABILITIES OF Mgmt No vote
THE MEMBERS OF THE SUPERVISORY BOARD
9. PROPOSAL TO APPOINT JAN ZIJDERVELD AS A NEW Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD
10. PROPOSAL TO APPOINT BALA SUBRAMANIAN AS NEW Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD
11. PROPOSAL TO RE-APPOINT Mgmt No vote
PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS
EXTERNAL AUDITOR FOR FINANCIAL YEAR 2021
12. AUTHORIZATION TO ISSUE SHARES Mgmt No vote
13. AUTHORIZATION TO RESTRICT OR EXCLUDE Mgmt No vote
PRE-EMPTIVE RIGHTS
14. AUTHORIZATION TO ACQUIRE COMMON SHARES Mgmt No vote
15. CANCELLATION OF SHARES Mgmt No vote
16. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE DSM NV Agenda Number: 713723307
--------------------------------------------------------------------------------------------------------------------------
Security: N5017D122
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: NL0000009827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2. AMENDMENT OF THE ARTICLES OF ASSOCIATION Mgmt No vote
3. ANNUAL REPORT FOR 2020 BY THE MANAGING Non-Voting
BOARD
4. REMUNERATION REPORT 2020 (ADVISORY VOTE) Mgmt No vote
5. FINANCIAL STATEMENTS FOR 2020 Mgmt No vote
6a. RESERVE POLICY AND DIVIDEND POLICY Non-Voting
6b. ADOPTION OF THE DIVIDEND ON ORDINARY SHARES Mgmt No vote
FOR 2020
7a. RELEASE FROM LIABILITY OF THE MEMBERS OF Mgmt No vote
THE MANAGING BOARD
7b. RELEASE FROM LIABILITY OF THE MEMBERS OF Mgmt No vote
THE SUPERVISORY BOARD
8. REAPPOINTMENT OF DIMITRI DE VREEZE AS A Mgmt No vote
MEMBER OF THE MANAGING BOARD
9a. REAPPOINTMENT OF FRITS VAN PAASSCHEN AS A Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD
9b. REAPPOINTMENT OF JOHN RAMSAY AS A MEMBER OF Mgmt No vote
THE SUPERVISORY BOARD
9c. APPOINTMENT OF CARLA MAHIEU AS A MEMBER OF Mgmt No vote
THE SUPERVISORY BOARD
9d. APPOINTMENT OF CORIEN M. WORTMANN-KOOL AS A Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD
10. REAPPOINTMENT OF THE EXTERNAL AUDITOR: KPMG Mgmt No vote
ACCOUNTANTS N.V
11a. AUTHORIZATION OF THE MANAGING BOARD TO Mgmt No vote
ISSUE UP TO 10% ORDINARY SHARES AND TO
EXCLUDE PRE-EMPTIVE RIGHTS
11b. AUTHORIZATION OF THE MANAGING BOARD TO Mgmt No vote
ISSUE AN ADDITIONAL 10% ORDINARY SHARES IN
CONNECTION WITH A RIGHTS ISSUE
12. AUTHORIZATION OF THE MANAGING BOARD TO HAVE Mgmt No vote
THE COMPANY REPURCHASE SHARES
13. REDUCTION OF THE ISSUED CAPITAL BY Mgmt No vote
CANCELLING SHARES
14. ANY OTHER BUSINESS Non-Voting
15. VOTING RESULTS Non-Voting
16. CLOSURE Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 26 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 10. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE KPN NV Agenda Number: 713650706
--------------------------------------------------------------------------------------------------------------------------
Security: N4297B146
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: NL0000009082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. REPORT BY THE BOARD OF MANAGEMENT FOR THE Non-Voting
FISCAL YEAR 2020
3. PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt No vote
FOR THE FISCAL YEAR 2020
4. REMUNERATION REPORT IN THE FISCAL YEAR 2020 Mgmt No vote
(ADVISORY VOTE)
5. EXPLANATION OF THE FINANCIAL AND DIVIDEND Non-Voting
POLICY
6. PROPOSAL TO DETERMINE THE DIVIDEND OVER THE Mgmt No vote
FISCAL YEAR 2020: EUR 13.00 PER SHARE
7. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt No vote
BOARD OF MANAGEMENT FROM LIABILITY
8. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt No vote
SUPERVISORY BOARD FROM LIABILITY
9. PROPOSAL TO APPOINT THE EXTERNAL AUDITOR Mgmt No vote
FOR THE FISCAL YEAR 2022: ERNST AND YOUNG
ACCOUNTANTS LLP
10. OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE Non-Voting
APPOINTMENT OF MEMBERS OF THE SUPERVISORY
BOARD
11. PROPOSAL TO APPOINT MR. E.J.C. OVERBEEK AS Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD
12. PROPOSAL TO APPOINT MR. G.J.A. VAN DE AAST Mgmt No vote
AS MEMBER OF THE SUPERVISORY BOARD
13. ANNOUNCEMENT CONCERNING VACANCIES IN THE Non-Voting
SUPERVISORY BOARD ARISING IN 2022
14. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt No vote
MANAGEMENT TO RESOLVE THAT THE COMPANY MAY
ACQUIRE ITS OWN SHARES
15. PROPOSAL TO REDUCE THE CAPITAL BY Mgmt No vote
CANCELLING OWN SHARES
16. PROPOSAL TO DESIGNATE THE BOARD OF Mgmt No vote
MANAGEMENT AS THE COMPETENT BODY TO ISSUE
ORDINARY SHARES
17. PROPOSAL TO DESIGNATE THE BOARD OF Mgmt No vote
MANAGEMENT AS THE COMPETENT BODY TO
RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON
ISSUING ORDINARY SHARES
18. ANY OTHER BUSINESS Non-Voting
19. VOTING RESULTS AND CLOSURE OF THE MEETING Non-Voting
CMMT 26 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS 9 AND 6. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE VOPAK N.V. Agenda Number: 713674554
--------------------------------------------------------------------------------------------------------------------------
Security: N5075T159
Meeting Type: AGM
Meeting Date: 21-Apr-2021
Ticker:
ISIN: NL0009432491
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2. DISCUSSION OF THE MANAGEMENT REPORT FOR THE Non-Voting
2020 FINANCIAL YEAR
3. IMPLEMENTATION OF THE REMUNERATION POLICY Mgmt No vote
FOR THE 2020 FINANCIAL YEAR (ADVISORY VOTE)
4. DISCUSSION AND ADOPTION OF THE FINANCIAL Mgmt No vote
STATEMENTS FOR THE 2020 FINANCIAL YEAR
5.a. DIVIDEND: EXPLANATION OF POLICY ON Non-Voting
ADDITIONS TO RESERVES AND DIVIDENDS
5.b. DIVIDEND: PROPOSED DISTRIBUTION OF DIVIDEND Mgmt No vote
FOR THE 2020 FINANCIAL YEAR
6. DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt No vote
THE EXECUTIVE BOARD FOR THE PERFORMANCE OF
THEIR DUTIES IN THE 2020 FINANCIAL YEAR
7. DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt No vote
THE SUPERVISORY BOARD FOR THE PERFORMANCE
OF THEIR DUTIES IN THE 2020 FINANCIAL YEAR
8. APPOINTMENT OF MR. R.M. HOOKWAY AS MEMBER Mgmt No vote
OF THE SUPERVISORY BOARD
9. PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt No vote
TO ACQUIRE ORDINARY SHARES
10. APPOINTMENT OF DELOITTE ACCOUNTANTS B.V. AS Mgmt No vote
THE EXTERNAL AUDITOR FOR THE 2022 FINANCIAL
YEAR
11. ANY OTHER BUSINESS Non-Voting
12. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
L'OREAL S.A. Agenda Number: 713687551
--------------------------------------------------------------------------------------------------------------------------
Security: F58149133
Meeting Type: MIX
Meeting Date: 20-Apr-2021
Ticker:
ISIN: FR0000120321
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 16 MAR 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 08 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103312100646-39 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK AND CHANGE IN NUMBERING
OF ALL RESOLUTIONS. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 APPROVE FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt No vote
AND STATUTORY REPORTS
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 4 PER SHARE AND AN EXTRA OF EUR 0.40
PER SHARE TO LONG TERM REGISTERED SHARES
4 ELECT NICOLAS HIERONIMUS AS DIRECTOR Mgmt No vote
5 ELECT ALEXANDRE RICARD AS DIRECTOR Mgmt No vote
6 RE-ELECT FRANCOISE BETTENCOURT MEYERS AS Mgmt No vote
DIRECTOR
7 RE-ELECT PAUL BULCKE AS DIRECTOR Mgmt No vote
8 RE-ELECT VIRGINIE MORGON AS DIRECTOR Mgmt No vote
9 APPROVE COMPENSATION REPORT OF CORPORATE Mgmt No vote
OFFICERS
10 APPROVE COMPENSATION OF JEAN-PAUL AGON, Mgmt No vote
CHAIRMAN AND CEO
11 APPROVE REMUNERATION POLICY OF DIRECTORS Mgmt No vote
12 APPROVE REMUNERATION POLICY OF JEAN-PAUL Mgmt No vote
AGON, CHAIRMAN AND CEO UNTIL APRIL 30, 2021
13 APPROVE REMUNERATION POLICY OF NICOLAS Mgmt No vote
HIERONIMUS, CEO SINCE MAY 1, 2021
14 APPROVE REMUNERATION POLICY OF JEAN-PAUL Mgmt No vote
AGON, CHAIRMAN OF THE BOARD SINCE MAY 1,
2021
15 APPROVE AMENDMENT OF EMPLOYMENT CONTRACT OF Mgmt No vote
NICOLAS HIERONIMUS, CEO SINCE MAY 1, 2021
16 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt No vote
ISSUED SHARE CAPITAL
17 AUTHORIZE ISSUANCE OF EQUITY OR Mgmt No vote
EQUITY-LINKED SECURITIES WITH PREEMPTIVE
RIGHTS UP A MAXIMUM NOMINAL SHARE CAPITAL
VALUE OF EUR 156,764,042.40
18 AUTHORIZE CAPITALIZATION OF RESERVES FOR Mgmt No vote
BONUS ISSUE OR INCREASE IN PAR VALUE
19 AUTHORIZE CAPITAL INCREASE OF UP TO 2 Mgmt No vote
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS
IN KIND
20 AUTHORIZE CAPITAL ISSUANCES FOR USE IN Mgmt No vote
EMPLOYEE STOCK PURCHASE PLANS
21 AUTHORIZE CAPITAL ISSUANCES FOR USE IN Mgmt No vote
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR
EMPLOYEES OF INTERNATIONAL SUBSIDIARIES
22 AMEND ARTICLE 7 OF BYLAWS RE: WRITTEN Mgmt No vote
CONSULTATION
23 AUTHORIZE FILING OF REQUIRED Mgmt No vote
DOCUMENTS/OTHER FORMALITIES
--------------------------------------------------------------------------------------------------------------------------
LA FRANCAISE DES JEUX SA Agenda Number: 714132901
--------------------------------------------------------------------------------------------------------------------------
Security: F55896108
Meeting Type: MIX
Meeting Date: 16-Jun-2021
Ticker:
ISIN: FR0013451333
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105102101533-56
1 APPROVAL OF THE PARENT COMPANY FINANCIAL Mgmt No vote
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER
2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER
2020
3 APPROPRIATION OF EARNINGS FOR THE YEAR Mgmt No vote
ENDED 31 DECEMBER 2020 AND DETERMINATION OF
THE DIVIDEND
4 APPROVAL OF REGULATED AGREEMENTS REFERRED Mgmt No vote
TO IN ARTICLES L. 225-38 ET SEQ. OF THE
FRENCH COMMERCIAL CODE
5 RATIFICATION OF THE CO-OPTATION OF Mgmt No vote
FRANCOISE GRI AS A DIRECTOR
6 REAPPOINTMENT OF THE STATUTORY AUDITOR Mgmt No vote
7 NON-REAPPOINTMENT OF THE ALTERNATE AUDITOR Mgmt No vote
8 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt No vote
REMUNERATION OF THE CORPORATE DIRECTORS FOR
THE YEAR ENDED 31 DECEMBER 2020, AS
DESCRIBED IN THE CORPORATE GOVERNANCE
REPORT PURSUANT TO I. OF ARTICLE L. 22-10-9
OF THE FRENCH COMMERCIAL CODE, IN
ACCORDANCE WITH I. OF ARTICLE L. 22-10-34
OF THE FRENCH COMMERCIAL CODE
9 APPROVAL OF THE ITEMS OF REMUNERATION PAID Mgmt No vote
DURING OR AWARDED IN RESPECT OF THE YEAR
ENDED 31 DECEMBER 2020 TO STEPHANE PALLEZ,
CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER, IN
ACCORDANCE WITH II. OF ARTICLE L. 22-10-34
OF THE FRENCH COMMERCIAL CODE
10 APPROVAL OF THE ITEMS OF REMUNERATION PAID Mgmt No vote
DURING OR AWARDED IN RESPECT OF THE YEAR
ENDED 31 DECEMBER 2020 TO CHARLES LANTIERI,
DEPUTY CHIEF EXECUTIVE OFFICER, IN
ACCORDANCE WITH II. OF ARTICLE L. 22-10-34
OF THE FRENCH COMMERCIAL CODE
11 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt No vote
CORPORATE DIRECTORS, IN ACCORDANCE WITH II.
OF ARTICLE L.22-10-8 OF THE FRENCH
COMMERCIAL CODE
12 AUTHORITY TO BE GIVEN TO THE BOARD OF Mgmt No vote
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
UNDER THE TERMS OF ARTICLE L. 22-10-62 OF
THE FRENCH COMMERCIAL CODE
13 INTRODUCTION INTO THE ARTICLES OF Mgmt No vote
ASSOCIATION OF THE POSSIBILITY FOR THE
BOARD OF DIRECTORS TO TAKE DECISIONS BY WAY
OF WRITTEN CONSULTATION OF DIRECTORS UNDER
THE CONDITIONS SET BY LAW AND THE
REGULATIONS IN FORCE
14 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO ISSUE ORDINARY SHARES AND/OR
OTHER SECURITIES GIVING IMMEDIATE OR
DEFERRED ACCESS TO THE SHARE CAPITAL OF THE
COMPANY OR ONE OF ITS SUBSIDIARIES, WITH
PREFERENTIAL SUBSCRIPTION RIGHTS
15 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO ISSUE ORDINARY SHARES AND/OR
SECURITIES GIVING IMMEDIATE AND/OR DEFERRED
ACCESS TO THE CAPITAL OF THE COMPANY OR ONE
OF ITS SUBSIDIARIES, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS, BY WAY OF A PUBLIC
OFFERING
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO ISSUE ORDINARY SHARES AND/OR
SECURITIES GIVING IMMEDIATE AND/OR DEFERRED
ACCESS TO THE CAPITAL OF THE COMPANY OR ONE
OF ITS SUBSIDIARIES, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS
17 AUTHORITY TO BE GIVEN TO THE BOARD OF Mgmt No vote
DIRECTORS IN THE EVENT OF AN ISSUE WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS PURSUANT
TO THE FIFTEENTH AND SIXTEENTH RESOLUTIONS,
TO SET THE ISSUE PRICE IN ACCORDANCE WITH
THE TERMS SET BY THE GENERAL MEETING,
WITHIN THE LIMIT OF 10% OF THE CAPITAL PER
YEAR
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF A
CAPITAL INCREASE WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
INCORPORATION OF PREMIUMS, RESERVES,
PROFITS OR OTHER ITEMS
20 DELEGATION OF POWERS TO THE BOARD OF Mgmt No vote
DIRECTORS TO ISSUE ORDINARY SHARES AND/OR
SECURITIES GIVING IMMEDIATE OR DEFERRED
ACCESS TO THE CAPITAL, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS, IN CONSIDERATION FOR
CONTRIBUTIONS IN KIND TO THE COMPANY
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO ISSUE ORDINARY SHARES OR
SECURITIES GIVING ACCESS TO THE CAPITAL OF
THE COMPANY, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS, IN THE EVENT OF A
PUBLIC EXCHANGE OFFER INITIATED BY THE
COMPANY
22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE CAPITAL BY
ISSUING ORDINARY SHARES AND/OR SECURITIES
GIVING ACCESS TO THE COMPANY'S CAPITAL
RESERVED FOR MEMBERS OF EMPLOYEE SAVINGS
PLANS, WITH CANCELLATION OF PREFERENTIAL
RIGHTS IN THEIR FAVOUR, PURSUANT TO
ARTICLES L. 3332-18 ET SEQ. OF THE FRENCH
LABOUR CODE
23 AUTHORITY TO BE GIVEN TO THE BOARD OF Mgmt No vote
DIRECTORS TO REDUCE THE CAPITAL BY
CANCELLING SHARES PURCHASED BY THE COMPANY
PURSUANT TO ARTICLE L. 22-10-62 OF THE
FRENCH COMMERCIAL CODE
24 POWERS FOR FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
LANXESS AG Agenda Number: 712958579
--------------------------------------------------------------------------------------------------------------------------
Security: D5032B102
Meeting Type: AGM
Meeting Date: 27-Aug-2020
Ticker:
ISIN: DE0005470405
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.95 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER MATTHIAS ZACHERT FOR FISCAL 2019
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER ANNO BORKOWSKY FOR FISCAL 2019
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER HUBERT FINK FOR FISCAL 2019
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER MICHAEL PONTZEN FOR FISCAL 2019
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER RAINIER VAN ROESSEL FOR FISCAL 2019
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER MATTHIAS WOLFGRUBER FOR FISCAL 2019
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER BIRGIT BIERTHER FOR FISCAL 2019
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER WERNER CZAPLIK FOR FISCAL 2019
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER HANS DIETER GERRIETS FOR FISCAL 2019
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER HEIKE HANAGARTH FOR FISCAL 2019
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER FRIEDRICH JANSSEN FOR FISCAL 2019
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER PAMELA KNAPP FOR FISCAL 2019
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER THOMAS MEIERS FOR FISCAL 2019
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER LAWRENCE ROSEN FOR FISCAL 2019
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER RALF SIKORSKI FOR FISCAL 2019
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER MANUELA STRAUCH FOR FISCAL 2019
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER THEO WALTHIE FOR FISCAL 2019
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL 2020
6.1 ELECT MATTHIAS WOLFGRUBER TO THE Mgmt No vote
SUPERVISORY BOARD
6.2 ELECT LAWRENCE ROSEN TO THE SUPERVISORY Mgmt No vote
BOARD
6.3 ELECT HANS VAN BYLEN TO THE SUPERVISORY Mgmt No vote
BOARD
6.4 ELECT THEO WALTHIE TO THE SUPERVISORY BOARD Mgmt No vote
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
8 AMEND ARTICLES RE: PROOF OF ENTITLEMENT Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
LANXESS AG Agenda Number: 713832687
--------------------------------------------------------------------------------------------------------------------------
Security: D5032B102
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: DE0005470405
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.00 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5.1 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL YEAR 2021
5.2 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR HALF-YEAR AND QUARTERLY
REPORTS 2021
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
LEG IMMOBILIEN SE Agenda Number: 713932829
--------------------------------------------------------------------------------------------------------------------------
Security: D4960A103
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: DE000LEG1110
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 3.78 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL Mgmt No vote
YEAR 2021
6 ELECT SYLVIA EICHELBERG TO THE SUPERVISORY Mgmt No vote
BOARD
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
CMMT 20 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 20 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
LEGRAND SA Agenda Number: 713911976
--------------------------------------------------------------------------------------------------------------------------
Security: F56196185
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker:
ISIN: FR0010307819
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 16 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A
TRANSFER OF THE RELEVANT CDIS TO THE ESCROW
ACCOUNT SPECIFIED IN THE ASSOCIATED
CORPORATE EVENT IN THE CREST SYSTEM. THIS
TRANSFER WILL NEED TO BE COMPLETED BY THE
SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS
TRANSFER HAS SETTLED, THE CDIS WILL BE
BLOCKED IN THE CREST SYSTEM. THE CDIS WILL
BE RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON THE BUSINESS DAY PRIOR TO
MEETING DATE UNLESS OTHERWISE SPECIFIED. IN
ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED
POSITION MUST BE BLOCKED IN THE REQUIRED
ESCROW ACCOUNT IN THE CREST SYSTEM. BY
VOTING ON THIS MEETING, YOUR CUSTODIAN MAY
USE YOUR VOTE INSTRUCTION AS THE
AUTHORIZATION TO TAKE THE NECESSARY ACTION
WHICH WILL INCLUDE TRANSFERRING YOUR
INSTRUCTED POSITION TO ESCROW. PLEASE
CONTACT YOUR CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING EARNINGS
AMOUNTING TO EUR 427,487,360.64. THE
SHAREHOLDERS' MEETING APPROVES THE NON
DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING
TO EUR 46,734.00 AND THEIR CORRESPONDING
TAX OF EUR 14,966.00
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE
MEETING, SHOWING NET EARNINGS (GROUP SHARE)
AMOUNTING TO EUR 681,200,000.00
3 THE SHAREHOLDERS' MEETING RESOLVES TO Mgmt No vote
ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN:
EARNINGS: EUR 427,487,360.64 LEGAL RESERVE:
EUR (68,647.20) RETAINED EARNINGS: EUR
90,255,385.25 INTERIM DISTRIBUTABLE INCOME:
EUR 517,674,098.69 UNAVAILABLE RESERVES FOR
TREASURY SHARES: EUR (5,158,756.43)
DISTRIBUTABLE INCOME: EUR 512,515,342.26
ALLOCATION: DIVIDENDS: EUR 379,597,721.38
(BASED ON THE SHARES COMPOSING THE SHARE
CAPITAL AS OF THE 31ST OF DECEMBER 2020)
RETAINED EARNINGS: EUR 132,917,620.88
FOLLOWING THIS ALLOCATION, THE UNAVAILABLE
RESERVES FOR TREASURY SHARES WILL SHOW A
NEW BALANCE OF EUR 8,615,006.54. THE
SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF
EUR 1.42 PER SHARE, THAT WILL BE ELIGIBLE
TO THE 40 PER CENT DEDUCTION PROVIDED BY
THE FRENCH GENERAL TAX CODE. THIS DIVIDEND
WILL BE PAID ON THE 1ST OF JUNE 2021. AS
REQUIRED BY LAW, IT IS REMINDED THAT, FOR
THE LAST THREE FINANCIAL YEARS, THE
DIVIDENDS WERE PAID AS FOLLOWS: EUR 1.26
PER SHARE FOR FISCAL YEAR 2017 EUR 1.34 PER
SHARE FOR FISCAL YEARS 2018 AND 2019
4 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
INFORMATION MENTIONED IN THE ARTICLE
L.22-10-9 I OF THE FRENCH COMMERCIAL CODE
5 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR GILLES SCHNEPP AS CHAIRMAN OF
THE BOARD OF DIRECTORS UNTIL THE 30TH OF
JUNE 2020 FOR THE 2020 FINANCIAL YEAR
6 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MRS ANGELES GARCIA-POVEDA AS
CHAIRWOMAN OF THE BOARD OF DIRECTORS FROM
THE 1ST OF JULY 2020 FOR THE 2020 FINANCIAL
YEAR
7 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR BENOIT COQUART AS MANAGING
DIRECTOR FOR THE 2020 FINANCIAL YEAR
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
POLICY OF THE COMPENSATION APPLICABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
POLICY OF THE COMPENSATION APPLICABLE TO
THE MANAGING DIRECTOR
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
POLICY OF THE COMPENSATION APPLICABLE TO
THE MEMBERS OF THE BOARD OF DIRECTORS
11 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MRS ANNALISA LOUSTAU ELIA AS
A DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR
12 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt No vote
DIRECTOR, MR JEAN-MARC CHERY FOR A 3-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR
13 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 120.00, MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED: 10 PER CENT OF THE SHARE CAPITAL,
MAXIMUM FUNDS INVESTED IN THE SHARE
BUYBACKS: EUR 1,000,000,000.00. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
14 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt No vote
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND
AT ITS SOLE DISCRETION, BY CANCELLING ALL
OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH THE STOCK REPURCHASE
PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE
SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
15 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO GRANT, FOR FREE, ON
ONE OR MORE OCCASIONS, EXISTING OR TO BE
ISSUED COMPANY'S SHARES, IN FAVOUR OF
BENEFICIARIES TO BE CHOSEN AMONG THE
EMPLOYEES AND OR THE CORPORATE OFFICERS OF
THE COMPANY AND RELATED COMPANIES. THEY MAY
NOT REPRESENT MORE THAN 1.5 PER CENT OF THE
SHARE CAPITAL, AMONG WHICH THE SHARES
GRANTED TO THE CORPORATE OFFICERS OF THE
COMPANY MAY NOT REPRESENT MORE THAN 10 PER
CENT OF THE TOTAL NUMBER OF SHARES GRANTED
FOR FREE. THIS AUTHORIZATION IS GIVEN FOR A
38-MONTH PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
16 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt No vote
ARTICLE NR 12.4 : 'VOTING RIGHT' OF THE
BYLAWS
17 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
CMMT 05 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104142100842-45 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105052101375-54 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT AND DUE TO RECEIPT OF UPDATED
BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
LEONARDO S.P.A. Agenda Number: 713963913
--------------------------------------------------------------------------------------------------------------------------
Security: T6S996112
Meeting Type: OGM
Meeting Date: 19-May-2021
Ticker:
ISIN: IT0003856405
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 19 MAY 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 540773 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
O.1 BALANCE SHEET AS OF 31 DECEMBER 2020 AND Mgmt No vote
RELATED REPORTS FROM THE BOARD OF
DIRECTORS, INTERNAL AND EXTERNAL AUDITORS.
PRESENTATION OF THE CONSOLIDATED BALANCE
SHEET AS OF 31 DECEMBER 2020. RESOLUTIONS
RELATED THERETO
CMMT 21 APR 2021: PLEASE NOTE THAT ALTHOUGH Non-Voting
THERE ARE 2 SLATES TO BE ELECTED AS
AUDITORS THERE IS ONLY 1 SLATE AVAILABLE TO
BE FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE TO INSTRUCT,
YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE
OF THE 2 SLATES OF ELECTION OF AUDITORS.
THANK YOU
O.2.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL
AUDITORS FOR THE THREE-YEARS PERIOD
2021-2023: LIST PRESENTED BY MINISTERO
DELL'ECONOMIA E DELLE FINANZE REPRESENTING
30.204 PCT OF THE SHARE CAPITAL. EFFECTIVE
AUDITORS - LEONARDO QUAGLIATA - AMEDEO
SACRESTANO - ANNA RITA DE MAURO ALTERNATE
AUDITORS - EUGENIO PINTO - ELISABETTA
PISTIS
O.2.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL
AUDITORS FOR THE THREE-YEARS PERIOD
2021-2023: LIST PRESENTED BY ARCA FONDI SGR
S.P.A.; EURIZON CAPITAL SGR S.P.A; FIDEURAM
ASSET MANAGEMENT IRELAND; FIDEURAM INTESA
SANPAOLO PRIVATE BANKING ASSET MANAGEMENT
SGR S.P.A.; INTERFUND SICAV - INTERFUND
EQUITY ITALY; GENERALI INVESTMENTS
LUXEMBOURG S.A; GENERALI INVESTMENTS
PARTNERS S.P.A.; LEGAL & GENERAL INVESTMENT
MANAGEMENT; MEDIOLANUM GESTIONE FONDI SGR
S.P.A., REPRESENTING TOGETHER 0.84805 PCT
OF THE SHARE CAPITAL. EFFECTIVE AUDITORS -
LUCA ROSSI - SARA FORNASIERO ALTERNATE
AUDITORS - GIUSEPPE CERATI
O.3 TO APPOINT INTERNAL AUDITORS' CHAIRMAN Mgmt No vote
O.4 TO STATE INTERNAL AUDITORS' EMOLUMENT Mgmt No vote
O.5 LONG-TERM INCENTIVE PLAN FOR LEONARDO Mgmt No vote
GROUP'S MANAGEMENT. RESOLUTIONS RELATED
THERETO
O.6 REWARDING POLICY AND EMOLUMENT PAID'S Mgmt No vote
REPORT: RESOLUTION ON THE FIRST SECTION AS
PER ART. 123-TER, ITEM 3-TER, OF THE
LEGISLATIVE DECREE NO. 58/98
O.7 REWARDING POLICY AND EMOLUMENT PAID'S Mgmt No vote
REPORT: RESOLUTION ON THE SECOND SECTION AS
PER ART. 123-TER, ITEM 6, OF THE
LEGISLATIVE DECREE NO. 58/98
CMMT 10 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE COMMENT
AND POSTPONEMENT OF THE MEETING DATE FROM
10 MAY 2021 TO SECOND CALL DATE 19 MAY 2021
AND ADDITION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 10 MAY 2021: PLEASE NOTE THAT IF THE CLIENT Non-Voting
WOULD LIKE TO SUBMIT A VOTE TO ADD IN THE
ADDITIONAL PROPOSAL MENTIONED LIABILITY
ACTION THEY WILL NEED TO CONTACT THEIR
CLIENT SERVICE REP AND SUBMIT A MANUAL VOTE
FOR THE ADDED SHAREHOLDER PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
MAPFRE, SA Agenda Number: 713607616
--------------------------------------------------------------------------------------------------------------------------
Security: E7347B107
Meeting Type: OGM
Meeting Date: 12-Mar-2021
Ticker:
ISIN: ES0124244E34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 520372 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 13 MAR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 TO APPROVE THE ANNUAL FINANCIAL STATEMENTS Mgmt No vote
AND THE INDIVIDUAL AND CONSOLIDATED
MANAGEMENT REPORTS FOR THE 2020 FISCAL YEAR
2 TO APPROVE THE INTEGRATED REPORT FOR THE Mgmt No vote
2020 FISCAL YEAR, WHICH INCLUDES THE
STATEMENT OF NON FINANCIAL INFORMATION
3 TO APPROVE THE DISTRIBUTION OF RESULTS FOR Mgmt No vote
THE 2020 FISCAL YEAR AS PROPOSED BY THE
BOARD OF DIRECTORS AND TO CONSEQUENTLY
DISTRIBUTE A TOTAL DIVIDEND OF 0.125 EUROS
GROSS PER SHARE
4 TO APPROVE THE MANAGEMENT OF THE BOARD OF Mgmt No vote
DIRECTORS IN THE 2020 FISCAL YEAR
5 TO RE ELECT BOARD DIRECTOR MS. ANA ISABEL Mgmt No vote
FERNANDEZ ALVAREZ, AS AN INDEPENDENT BOARD
DIRECTOR FOR A FURTHER FOUR YEARS
6 TO RE ELECT BOARD DIRECTOR MR. FRANCISCO Mgmt No vote
JOSE MARCO ORENES AS EXECUTIVE BOARD
DIRECTOR FOR A FURTHER FOUR YEARS
7 TO RE ELECT BOARD DIRECTOR MR. FERNANDO Mgmt No vote
MATA VERDEJO AS EXECUTIVE BOARD DIRECTOR
FOR A FURTHER FOUR YEARS
8 TO AMEND ARTICLE 11 OF THE BYLAWS Mgmt No vote
9 TO INCLUDE A NEW ARTICLE 8 BIS IN THE Mgmt No vote
REGULATIONS FOR THE ANNUAL GENERAL MEETING
10 TO AUTHORIZE THE BOARD OF DIRECTORS WITH Mgmt No vote
THE POWER OF REPLACEMENT, SO THAT, PURSUANT
TO THE PROVISIONS OF ARTICLE 146 AND IN
ACCORDANCE WITH THE RECAST TEXT OF THE
SPANISH CORPORATIONS ACT, THE COMPANY MAY
PROCEED, DIRECTLY OR THROUGH SUBSIDIARY
COMPANIES, TO PURCHASE ITS TREASURY STOCK
11 TO COUNTERSIGN THE 2020 ANNUAL REPORT Mgmt No vote
REGARDING BOARD DIRECTORS' REMUNERATION
THAT IS SUBMITTED, IN AN ADVISORY CAPACITY,
TO THE ANNUAL GENERAL MEETING, WITH THE
FAVORABLE REPORT BY THE APPOINTMENTS AND
REMUNERATION COMMITTEE
12 TO EXTEND THE APPOINTMENT OF THE FIRM KPMG Mgmt No vote
AUDITORES S.L. AS AUDITORS OF THE COMPANY'S
ACCOUNTS, BOTH FOR THE INDIVIDUAL ANNUAL
ACCOUNTS AND FOR THE CONSOLIDATED ACCOUNTS
FOR A THREE YEAR PERIOD, I.E. FOR FISCAL
YEARS 2021, 2022 AND 2023 THIS IS WITHOUT
PREJUDICE TO THE FACT THAT THE APPOINTMENT
MAY BE REVOKED BY THE ANNUAL GENERAL
MEETING BEFORE THE END OF THIS PERIOD,
PROVIDED THERE IS JUST CAUSE TO DO SO
13 TO AUTHORIZE THE BOARD OF DIRECTORS TO Mgmt No vote
DELEGATE THE VESTED POWERS CONFERRED BY THE
ANNUAL GENERAL MEETING, AS PROVIDED FOR
UNDER ARTICLE 249 BIS OF THE RECAST TEXT OF
THE SPANISH CORPORATIONS ACT, REGARDING THE
PREVIOUS RESOLUTIONS TO THE STEERING
COMMITTEE, WITH EXPRESS POWERS OF
SUBSTITUTION FOR EACH AND EVERY MEMBER OF
THE BOARD OF DIRECTORS
14 TO DELEGATE THE BROADEST POWERS TO THE Mgmt No vote
CHAIRMAN AND TO THE SECRETARY OF THE BOARD
OF DIRECTORS SO THAT EITHER OF THEM MAY
APPEAR BEFORE A NOTARY AND PROCEED TO
EXECUTE AND SUBMIT TO THE PUBLIC THESE
RESOLUTIONS BY EXECUTING THE NECESSARY
PUBLIC AND PRIVATE DOCUMENTS REQUIRED FOR
THEIR REGISTRATION IN THE COMPANY REGISTRY
15 TO AUTHORIZE THE BOARD OF DIRECTORS TO Mgmt No vote
CLARIFY AND INTERPRET THE PRECEDING
RESOLUTIONS
CMMT 18 FEB 2021: SHAREHOLDERS HOLDING LESS THAN Non-Voting
"1000" SHARES (MINIMUM AMOUNT TO ATTEND THE
MEETING) MAY GRANT A PROXY TO ANOTHER
SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR
GROUP THEM TO REACH AT LEAST THAT NUMBER,
GIVING REPRESENTATION TO A SHAREHOLDER OF
THE GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
CMMT 18 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR MID:
520990. PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MEDIOBANCA - BANCA DI CREDITO FINANZIARIO S.P.A. Agenda Number: 713179453
--------------------------------------------------------------------------------------------------------------------------
Security: T10584117
Meeting Type: AGM
Meeting Date: 28-Oct-2020
Ticker:
ISIN: IT0000062957
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
E.1 PROPOSAL TO AMEND ARTICLE 2 (COMPANY Mgmt No vote
CONSTITUTION, HEADQUARTER, TERM OF OFFICE
AND OBJECT), 4 (STOCK CAPITAL AND SHARES),
7, 9, 13 (MEETING), 15, 16, 17, 18, 19, 21
(BOARD OF DIRECTORS'), 23 (EXECUTIVE
COMMITTEE), 24 (CHIEF EXECUTIVE OFFICER),
25 (GENERAL DIRECTOR), 27 (CORPORATE
REPRESENTATION) AND 28 (INTERNAL AUDITORS)
OF THE BY-LAW; RELATED RESOLUTIONS
E.2.1 TO RENEW THE BOARD OF DIRECTORS' Mgmt No vote
EMPOWERMENT TO INCREASE THE STOCK CAPITAL
AS PER ARTICLE 2443 OF THE ITALIAN CIVIL
CODE FORESEEN BY THE ARTICLE 4 (STOCK
CAPITAL AND SHARES) OF THE BY-LAW;
RESOLUTIONS RELATED: TO RENEW THE BOARD OF
DIRECTORS' EMPOWERMENT, AS PER ARTICLE 2443
AND 2420-TER OF THE ITALIAN CIVIL CODE, TO
INCREASE AGAINST PAYMENT AND/OR FREE OF
PAYMENT THE STOCK CAPITAL FOR A MAXIMUM
AMOUNT OF 100 MILLION AND TO ISSUE
CONVERTIBLE BOND IN ORDINARY SHARES AND/OR
CUM WARRANT, FOR A MAXIMUM OF EUR 2
BILLIONS. FOLLOWING AMENDMENT OF ARTICLE 4
(STOCK CAPITAL AND SHARES) OF THE BY-LAW
AND RESOLUTIONS RELATED
E.2.2 TO RENEW THE BOARD OF DIRECTORS' Mgmt No vote
EMPOWERMENT TO INCREASE THE STOCK CAPITAL
AS PER ARTICLE 2443 OF THE ITALIAN CIVIL
CODE FORESEEN BY THE ARTICLE 4 (STOCK
CAPITAL AND SHARES) OF THE BY-LAW;
RESOLUTIONS RELATED: TO RENEW THE BOARD OF
DIRECTORS' EMPOWERMENT, AS PER ARTICLE 2443
OF THE ITALIAN CIVIL CODE, TO INCREASE
AGAINST PAYMENT WITHOUT OPTION RIGHT THE
STOCK CAPITAL FOR A MAXIMUM AMOUNT OF 40
MILLION ALSO VIA WARRANT, THROUGH THE ISSUE
OF MAXIMUM NO, 80 MILLION SHARES, RESERVED
FOR SUBSCRIPTION OF ITALIAN AND FOREIGN
PROFESSIONAL INVESTORS, AS PER AND IN
ACCORDANCE WITH ARTICLE 2441, ITEM 4,
SECOND PERIOD, OF THE ITALIAN CIVIL CODE,
IN COMPLIANCE WITH THE PROCEDURE AND
CONDITION THEREIN INCLUDED. FOLLOWING AMEND
OF THE ARTICLE 4 (STOCK CAPITAL AND SHARES)
OF THE BY-LAW AND RESOLUTIONS RELATED
E.2.3 TO RENEW THE BOARD OF DIRECTORS' Mgmt No vote
EMPOWERMENT TO INCREASE THE STOCK CAPITAL
AS PER ARTICLE 2443 OF THE ITALIAN CIVIL
CODE FORESEEN BY THE ARTICLE 4 (STOCK
CAPITAL AND SHARES) OF THE BY-LAW;
RESOLUTIONS RELATED: TO RENEW THE BOARD OF
DIRECTORS' EMPOWERMENT, AS PER ARTICLE 2443
OF THE ITALIAN CIVIL CODE, TO INCREASE FREE
OF PAYMENT THE STOCK CAPITAL FOR A MAXIMUM
AMOUNT OF EUR 10 MILLION, THROUGH
ALLOCATION AS PER ARTICLE 2349 OF THE
ITALIAN CIVIL CODE OF A CORRESPONDING
MAXIMUM AMOUNT OF PROFIT FROM THE LATEST
BALANCE SHEET APPROVED TIME BY TIME,
THROUGH THE ISSUANCE OF NO MORE THAN NO. 20
MILLION ORDINARY SHARES RESERVED TO GRUPPO
MEDIOBANCA EMPLOYEES IN EXECUTION OF THE
PERFORMANCE SHARES PRO TEMPORE PLANS IN
FORCE. FOLLOWING AMEND OF THE ARTICLE 4
(STOCK CAPITAL AND SHARES) OF THE BY-LAW
AND RESOLUTIONS RELATED
O.1.1 TO APPROVE BALANCE SHEET AS OF 30 JUNE Mgmt No vote
2020, BOARD OF DIRECTORS', INTERNAL AND
EXTERNAL AUDITORS REPORT: TO APPROVE
BALANCE SHEET AS OF 30 JUNE 2020
O.1.2 TO APPROVE BALANCE SHEET AS OF 30 JUNE Mgmt No vote
2020, BOARD OF DIRECTORS', INTERNAL AND
EXTERNAL AUDITORS REPORT: PROFIT ALLOCATION
O.2.1 TO APPOINT THE BOARD OF DIRECTORS' FOR THE Mgmt No vote
PERIOD 2021-2023: TO STATE MEMBERS NUMBER
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 3 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE ARE ONLY 1 VACANCY AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 3
DIRECTORS. THANK YOU
O.221 TO APPOINT THE BOARD OF DIRECTORS' FOR THE Mgmt No vote
PERIOD 2021-2023: TO APPOINT MEMBERS. LIST
PRESENTED BY THE BOARD OF DIRECTORS: RENATO
PAGLIARO, ALBERTO NAGEL, FRANCESCO SAVERIO
VINCI, MAURIZIO ANGELO COMNENO, VIRGINIE
BANET, MAURIZIO CARFAGNA, LAURA CIOLI,
MAURIZIO COSTA, VALERIE HORTEFEUX, MAXIMO
IBARRA, ELISABETTA MAGISTRETTI, VITTORIO
PIGNATTI MORANO, GABRIELE VILLA, ROBERTA
CASALI, ROMINA GUGLIELMETTI
O.222 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD
OF DIRECTORS' FOR THE PERIOD 2021-2023: TO
APPOINT MEMBERS. LIST PRESENTED BY MR
FERRERO AND MR TONELLI, ON BEHALF OF AN
INVESTORS GROUP, REPRESENTING 4.76PCT OF
THE STOCK CAPITAL: ANGELA GAMBA, ALBERTO
LUPOI
O.223 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD
OF DIRECTORS FOR THE PERIOD 2021-2023: TO
APPOINT MEMBERS. LIST PRESENTED BY BLUEBELL
CAPITAL PARTNERS LIMITED AND NOVATOR
CAPITAL LIMITED REPRESENTING TOGETHER
1.04PCT OF THE STOCK CAPITAL: WILLIAM NOTT,
ELISABETTA OLIVERI, RICCARDO PAVONCELLI,
ALESSANDRA GAVIRATI
O.2.3 TO APPOINT THE BOARD OF DIRECTORS FOR THE Mgmt No vote
PERIOD 2021-2023: TO STATE ANNUAL EMOLUMENT
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 3 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY ONE CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 3
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU
O.311 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE
INTERNAL AUDITORS FOR THE PERIOD 2021-2023:
TO APPOINT MEMBERS AND THE CHAIRMAN. LIST
PRESENTED BY BANCA MEDIOLANUM S.P.A.
REPRESENTING 2.55PCT OF THE STOCK CAPITAL.
EFFECTIVE AUDITORS: FRANCESCO DI CARLO,
LAURA GUALTIERI - MARIO RAGUSA, ALTERNATE
AUDITORS: ROBERTO MORO, GLORIA FRANCESCA
MARINO, FRANCESCO GERLA
O.312 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE
INTERNAL AUDITORS FOR THE PERIOD 2021-2023:
TO APPOINT MEMBERS AND THE CHAIRMAN. LIST
PRESENTED BY MR FERRERO E MR TONELLI ON
BEHALF OF AN INVESTORS GROUP REPRESENTING
4.76PCT OF THE STOCK CAPITAL. EFFECTIVE
AUDITORS: AMBROGIO VIRGILIO ELENA PAGNONI,
ALTERNATE AUDITORS: STEFANO SARUBBI
MARCELLA CARADONNA
O.313 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE
INTERNAL AUDITORS FOR THE PERIOD 2021-2023:
TO APPOINT MEMBERS AND THE CHAIRMAN. LIST
PRESENTED BY BLUEBELL CAPITAL PARTNERS
LIMITED AND NOVATOR CAPITAL LIMITED
REPRESENTING TOGETHER 1.04PCT OF THE STOCK
CAPITAL. EFFECTIVE AUDITORS: GERARDO
LONGOBARDI
O.3.2 TO APPOINT THE INTERNAL AUDITORS FOR THE Mgmt No vote
PERIOD 2021-2023: TO STATE ANNUAL EMOLUMENT
O.4.1 REWARDING: REWARDING POLICY AND EMOLUMENT Mgmt No vote
PAID REPORT: FIRST SECTION- MEDIOBANCA
GROUP 2020-2021 REWARDING AND INCENTIVE
POLICY
O.4.2 REWARDING: REWARDING POLICY AND EMOLUMENT Mgmt No vote
PAID REPORT: NON-BINDING RESOLUTION ON THE
SECOND SECTION - DISCLOSURE REGARDING THE
EMOLUMENT PAID FOR THE EXERCISE 2019/2020
O.4.3 REWARDING: POLICY IN CASE OF TERMINATION OF Mgmt No vote
OFFICE OR TERMINATION OF THE EMPLOYMENT
O.4.4 REWARDING: INCENTIVE SYSTEM 2021-2025 BASED Mgmt No vote
ON FINANCIAL INSTRUMENT; PERFORMANCE SHARES
PLAN
O.5 TO APPOINT EXTERNAL AUDITORS FOR THE Mgmt No vote
EXERCISE AS OF 30 JUNE 2022 - 30 JUNE 2030
AND TO STATE THE EMOLUMENT
--------------------------------------------------------------------------------------------------------------------------
MERCK KGAA Agenda Number: 713679251
--------------------------------------------------------------------------------------------------------------------------
Security: D5357W103
Meeting Type: AGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: DE0006599905
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS FOR FISCAL YEAR 2020
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.40 PER SHARE
4 APPROVE DISCHARGE OF EXECUTIVE BOARD FISCAL Mgmt No vote
YEAR 2020
5 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
6 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt No vote
2021
7 AMEND ARTICLES RE: SUPERVISORY BOARD Mgmt No vote
APPROVAL OF TRANSACTIONS WITH RELATED
PARTIES
8 APPROVE REMUNERATION POLICY Mgmt No vote
9 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
10 APPROVE ELEVEN AFFILIATION AGREEMENTS Mgmt No vote
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
MERLIN PROPERTIES SOCIMI S.A Agenda Number: 713728648
--------------------------------------------------------------------------------------------------------------------------
Security: E7390Z100
Meeting Type: OGM
Meeting Date: 26-Apr-2021
Ticker:
ISIN: ES0105025003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 27 APR 2021 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT SHAREHOLDERS HOLDING LESS THAN "500" SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
1.1 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt No vote
OF THE SEPARATE FINANCIAL STATEMENTS AND
DIRECTORS' REPORT OF MERLIN PROPERTIES,
SOCIMI, S.A. FOR THE YEAR ENDED DECEMBER
31, 2020
1.2 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt No vote
OF THE CONSOLIDATED FINANCIAL STATEMENTS
AND DIRECTORS' REPORT OF MERLIN PROPERTIES,
SOCIMI, S.A. AND ITS SUBSIDIARIES FOR THE
YEAR ENDED DECEMBER 31, 2020
2.1 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt No vote
OF THE PROPOSED APPROPRIATION OF
INCOME/LOSS FOR THE YEAR ENDED DECEMBER 31,
2020
2.2 APPLICATION OF THE SHARE PREMIUM RESERVE TO Mgmt No vote
OFFSET PRIOR YEARS' LOSSES
2.3 DISTRIBUTION OF DIVIDENDS CHARGED TO Mgmt No vote
UNRESTRICTED RESERVES
3 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt No vote
OF THE CONDUCT OF BUSINESS BY THE BOARD OF
DIRECTORS DURING THE YEAR ENDED DECEMBER
31, 2020
4 REAPPOINTMENT OF DELOITTE, S.L. AS AUDITOR Mgmt No vote
OF THE COMPANY AND ITS CONSOLIDATED GROUP
FOR FISCAL YEAR 2021
5.1 ESTABLISHMENT OF THE NUMBER OF MEMBERS OF Mgmt No vote
THE BOARD OF DIRECTORS AT THIRTEEN (13)
5.2 REAPPOINTMENT OF MR. JAVIER GARCIA-CARRANZA Mgmt No vote
BENJUMEA AS DIRECTOR, CLASSIFIED AS NOMINEE
DIRECTOR
5.3 REAPPOINTMENT OF MS. FRANCISCA ORTEGA Mgmt No vote
HERNANDEZ-AGERO AS DIRECTOR, CLASSIFIED AS
NOMINEE DIRECTOR
5.4 REAPPOINTMENT OF MS. PILAR CAVERO MESTRE AS Mgmt No vote
DIRECTOR, CLASSIFIED AS INDEPENDENT
DIRECTOR
5.5 REAPPOINTMENT OF MR. JUAN MARIA AGUIRRE Mgmt No vote
GONZALO AS DIRECTOR, CLASSIFIED AS
INDEPENDENT DIRECTOR
6 AMENDMENT OF THE CURRENT DIRECTORS' Mgmt No vote
COMPENSATION POLICY SOLELY AND EXCLUSIVELY
TO INCLUDE COMPENSATION OF DIRECTORS THAT
MAY FORM PART OF ANY INDEPENDENT COMMITTEE
THAT MAY BE CREATED WITH A SPECIFIC REMIT
IN SUSTAINABILITY MATTERS
7 APPROVAL OF AN EXTRAORDINARY INCENTIVE Mgmt No vote
8 CONSULTATIVE VOTE ON THE ANNUAL REPORT ON Mgmt No vote
DIRECTORS' COMPENSATION, AND ITS ATTACHED
STATISTICAL APPENDIX, FOR THE YEAR ENDED
DECEMBER 31, 2020
9.1 AMENDMENT OF ARTICLE 22 OF THE BYLAWS Mgmt No vote
("MEETING VENUE AND TIME") TO INCLUDE
WORDING WHEREBY SHAREHOLDERS' MEETINGS MAY
BE HELD EXCLUSIVELY THROUGH ELECTRONIC
MEANS (PROVIDED THIS IS SO PERMITTED BY THE
APPLICABLE LEGISLATION IN FORCE AT ANY
GIVEN TIME)
9.2 AMENDMENT OF ARTICLE 34 OF THE BYLAWS Mgmt No vote
("FUNCTIONS OF THE BOARD OF DIRECTORS") TO
SIMPLIFY ITS CONTENT BY MAKING REFERENCE TO
THE REGULATIONS OF THE BOARD OF DIRECTORS
AS REGARDS NON-DELEGABLE MATTERS FALLING TO
THE BOARD
10.1 AMENDMENT OF ARTICLE 5 OF THE REGULATIONS Mgmt No vote
OF THE SHAREHOLDERS' MEETING ("CALL") TO
INCLUDE WORDING WHEREBY SHAREHOLDERS'
MEETINGS MAY BE CALLED TO BE HELD
EXCLUSIVELY THROUGH ELECTRONIC MEANS
(PROVIDED THIS IS SO PERMITTED BY THE
APPLICABLE LEGISLATION IN FORCE AT ANY
GIVEN TIME) AND TO IMPROVE THE WORDING OF
THE ARTICLE
10.2 AMENDMENT OF ARTICLE 7 OF THE REGULATIONS Mgmt No vote
OF THE SHAREHOLDERS' MEETING
("SHAREHOLDERS' RIGHT TO INFORMATION") TO
IMPROVE THE WORDING OF THE ARTICLE
10.3 AMENDMENT OF ARTICLE 11 OF THE REGULATIONS Mgmt No vote
OF THE SHAREHOLDERS' MEETING ("REMOTE
ATTENDANCE BY ELECTRONIC OR TELEMATIC
MEANS") TO IMPROVE THE WORDING OF THE
ARTICLE AS A RESULT OF THE INCLUSION IN THE
REGULATIONS OF THE SHAREHOLDERS' MEETING OF
THE POSSIBILITY OF CALLING SHAREHOLDERS'
MEETINGS TO BE HELD EXCLUSIVELY THROUGH
ELECTRONIC MEANS (PROVIDED THIS IS SO
PERMITTED BY THE APPLICABLE LEGISLATION IN
FORCE AT ANY GIVEN TIME)
11 AUTHORIZATION TO SHORTEN THE PERIOD FOR Mgmt No vote
CALLING SPECIAL SHAREHOLDERS' MEETINGS,
PURSUANT TO THE PROVISIONS OF ARTICLE 515
OF THE CAPITAL COMPANIES LAW
12 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt No vote
INTERPRET, RECTIFY, SUPPLEMENT, IMPLEMENT
AND CARRY OUT THE RESOLUTIONS ADOPTED BY
THE SHAREHOLDERS' MEETING, AS WELL AS TO
DELEGATE THE POWERS IT RECEIVES FROM THE
SHAREHOLDERS' MEETING, AND TO DELEGATE
POWERS TO HAVE SUCH RESOLUTIONS NOTARIZED
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
METRO AG Agenda Number: 713501472
--------------------------------------------------------------------------------------------------------------------------
Security: D5S17Q116
Meeting Type: AGM
Meeting Date: 19-Feb-2021
Ticker:
ISIN: DE000BFB0019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019/20
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.70 PER ORDINARY SHARE AND EUR 0.70
PER PREFERRED SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL 2019/20
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL 2019/20
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL Mgmt No vote
2020/21
6.1 ELECT ROMAN SILHA TO THE SUPERVISORY BOARD Mgmt No vote
6.2 ELECT JUERGEN STEINEMANN TO THE SUPERVISORY Mgmt No vote
BOARD
6.3 ELECT STEFAN TIEBEN TO THE SUPERVISORY Mgmt No vote
BOARD
7 APPROVE REMUNERATION POLICY Mgmt No vote
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
METSO OUTOTEC OYJ Agenda Number: 713609355
--------------------------------------------------------------------------------------------------------------------------
Security: X5404W104
Meeting Type: AGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: FI0009014575
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE GENERAL MEETING Non-Voting
2 CALLING THE GENERAL MEETING TO ORDER: Non-Voting
ATTORNEY-AT-LAW MIKKO HEINONEN WILL ACT AS
THE CHAIRMAN OF THE GENERAL MEETING. IF DUE
TO WEIGHTY REASONS MIKKO HEINONEN IS NOT
ABLE TO ACT AS THE CHAIRMAN, THE BOARD OF
DIRECTORS WILL APPOINT ANOTHER PERSON WHO
IT DEEMS MOST SUITABLE TO ACT AS THE
CHAIRMAN
3 ELECTION OF A PERSON TO SCRUTINIZE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES: NINA KIVIRANTA, THE COMPANY'S
GENERAL COUNSEL WILL SCRUTINIZE THE MINUTES
AND SUPERVISE THE COUNTING OF VOTES AT THE
GENERAL MEETING. SHOULD NINA KIVIRANTA FOR
A WEIGHTY REASON NOT BE ABLE TO ATTEND
THESE TASKS, THE COMPANY'S BOARD OF
DIRECTORS WILL APPOINT ANOTHER PERSON WHO
IT DEEMS MOST SUITABLE TO SCRUTINIZE THE
MINUTES AND SUPERVISE THE COUNTING OF VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE FINANCIAL STATEMENTS, Non-Voting
THE REPORT OF THE BOARD OF DIRECTORS AND
THE AUDITOR'S REPORT FOR THE FINANCIAL YEAR
JANUARY 1 - DECEMBER 31, 2020
7 ADOPTION OF THE FINANCIAL STATEMENTS Mgmt No vote
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt No vote
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: EUR 0.20 PER SHARE
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt No vote
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEOS FROM LIABILITY FOR THE FINANCIAL
YEAR JANUARY 1 - DECEMBER 31, 2020
10 ADOPTION OF THE COMPANY'S REMUNERATION Mgmt No vote
REPORT FOR GOVERNING BODIES
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY SHAREHOLDERS' NOMINATION BOARD
AND BOARD DOES NOT MAKE ANY RECOMMENDATION
ON THIS PROPOSAL. THE STANDING INSTRUCTIONS
ARE DISABLED FOR THIS MEETING
11 RESOLUTION ON THE REMUNERATION OF THE Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt No vote
BOARD OF DIRECTORS: THE SHAREHOLDERS'
NOMINATION BOARD PROPOSES TO THE GENERAL
MEETING THAT THE NUMBER OF MEMBERS OF THE
BOARD OF DIRECTORS SHALL BE SEVEN (7)
(PREVIOUSLY: TEN (10))
13 ELECTION OF MEMBERS AND CHAIR AS WELL AS Mgmt No vote
VICE CHAIR OF THE BOARD OF DIRECTORS: THE
SHAREHOLDERS' NOMINATION BOARD PROPOSES TO
THE GENERAL MEETING THAT THE FOLLOWING
CURRENT MEMBERS OF THE BOARD OF DIRECTORS
BE RE-ELECTED AS MEMBERS OF THE BOARD OF
DIRECTORS FOR THE TERM ENDING AT THE
CLOSING OF THE ANNUAL GENERAL MEETING 2022:
KLAUS CAWEN, CHRISTER GARDELL, ANTTI
MAKINEN, IAN W. PEARCE, KARI STADIGH,
EMANUELA SPERANZA AND ARJA TALMA. THE
SHAREHOLDERS' NOMINATION BOARD STATES THAT
MATTI ALAHUHTA, HANNE DE MORA AND MIKAEL
LILIUS WERE NOT AVAILABLE FOR RE-ELECTION.
THE SHAREHOLDERS' NOMINATION BOARD PROPOSES
THAT THE GENERAL MEETING RESOLVES TO ELECT
KARI STADIGH AS THE CHAIR OF THE BOARD OF
DIRECTORS AND KLAUS CAWEN AS THE VICE CHAIR
OF THE BOARD OF DIRECTORS FOR THE TERM
ENDING AT THE CLOSING OF THE ANNUAL GENERAL
MEETING 2022
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt No vote
AUDITOR
15 ELECTION OF AUDITOR: ON THE RECOMMENDATION Mgmt No vote
OF THE AUDIT COMMITTEE, THE BOARD OF
DIRECTORS PROPOSES TO THE GENERAL MEETING
THAT AUTHORIZED PUBLIC ACCOUNTANTS ERNST &
YOUNG OY BE RE-ELECTED AS THE COMPANY'S
AUDITOR FOR A TERM ENDING AT THE CLOSING OF
THE ANNUAL GENERAL MEETING 2022. ERNST &
YOUNG OY HAS ANNOUNCED THAT IT WILL APPOINT
MIKKO JARVENTAUSTA, APA, AS THE PRINCIPALLY
RESPONSIBLE AUDITOR
16 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt No vote
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES
17 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt No vote
DECIDE ON THE ISSUANCE OF SHARES AND THE
ISSUANCE OF SPECIAL RIGHTS ENTITLING TO
SHARES
18 CLOSING OF THE GENERAL MEETING Non-Voting
CMMT 22 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 22 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
MONCLER S.P.A. Agenda Number: 713625498
--------------------------------------------------------------------------------------------------------------------------
Security: T6730E110
Meeting Type: EGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: IT0004965148
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
E.1 TO INCREASE STOCK CAPITAL AGAINST PAYMENT, Mgmt No vote
IN ONE OR MORE TRANCHES, WITHOUT OPTION
RIGHT, PURSUANT TO ART. 2441, ITEM 5 AND 6,
OF THE ITALIAN CIVIL CODE, UP TO A NOMINAL
MAXIMUM AMOUNT OF EUR 575,000,800.2948, OF
WHICH UP TO EUR 3,066,033.2 ATTRIBUTABLE TO
CAPITAL AND UP TO EUR 571,934,767.0948
ATTRIBUTABLE TO PREMIUM, BY ISSUING A
MAXIMUM OF NO. 15,330,166 NEW ORDINARY
SHARES WITH SAME CHARACTERISTICS AS THOSE
OUTSTANDING ON THE ISSUE DATE, AT THE
SUBSCRIPTION PRICE OF EUR 37.5078
(INCLUSIVE OF PREMIUM) PER SHARE, RESERVED
IN SUBSCRIPTION TO RIVETEX S.R.L., MATTIA
RIVETTI RICCARDI, GINEVRA ALEXANDRA
SHAPIRO, PIETRO BRANDO SHAPIRO, ALESSANDRO
GILBERTI E VENEZIO INVESTMENTS PTE LTD, TO
BE ALSO RELEASED BY OFFSETTING. TO
CONSEQUENTLY AMEND ART. 5 OF THE BYLAWS AND
RESOLUTIONS RELATED THERETO
E.2 TO AMEND ART. 8 (MEETINGS), 12 (MEETINGS Mgmt No vote
AND RESOLUTIONS) AND 13 (BOARD OF
DIRECTORS) OF THE BYLAWS. RESOLUTIONS
RELATED THERETO
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 11 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 11 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
MONCLER S.P.A. Agenda Number: 713658651
--------------------------------------------------------------------------------------------------------------------------
Security: T6730E110
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: IT0004965148
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1.1 BALANCE SHEET AS OF 31 DECEMBER 2020 AND Mgmt No vote
ALLOCATION PROPOSAL OF THE PROFIT FOR THE
YEAR: BALANCE SHEET AS OF 31 DECEMBER 2020,
TOGETHER WITH BOARD OF DIRECTORS'
MANAGEMENT REPORT, INTERNAL AND EXTERNAL
AUDITORS' REPORT. PRESENTATION OF THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2020. PRESENTATION OF THE
CONSOLIDATED BALANCE SHEET DRAFTED IN
ACCORDANCE WITH LEGISLATIVE DECREE NO.
254/2016. RESOLUTIONS RELATED THERETO
O.1.2 BALANCE SHEET AS OF 31 DECEMBER 2020 AND Mgmt No vote
ALLOCATION PROPOSAL OF THE PROFIT FOR THE
YEAR: PROFIT ALLOCATION. RESOLUTIONS
RELATED THERETO
O.2 RESOLUTION ON THE SECOND SECTION OF THE Mgmt No vote
REMUNERATION POLICY REPORT AND EMOLUMENTS
PAID BY MONCLER S.P.A., DRAWN UP PURSUANT
TO ART. 123-TER, PARAGRAPH 6, OF
LEGISLATIVE DECREE NO. 58/98
O.3 TO AUTHORIZE THE PURCHASE AND DISPOSAL OF Mgmt No vote
OWN SHARES AS PER AND FOR THE PURPOSES OF
ART. 2357, 2357-TER OF THE CIVIL CODE, OF
ART. 132 OF LEGISLATIVE DECREE 24 FEBRUARY
1998, NO. 58 AND ART. 144-BIS OF THE CONSOB
REGULATION ADOPTED WITH RESOLUTION NO.
11971 OF MAY 14, 1999, UPON REVOCATION, FOR
THE UNEXECUTED PART, OF THE AUTHORIZATION
RESOLUTION RESOLVED BY THE ORDINARY
SHAREHOLDERS' MEETING HELD ON 11 JUNE 2020.
RESOLUTIONS RELATED THERETO
O.4 TO APPOINT EXTERNAL AUDITORS FOR THE PERIOD Mgmt No vote
2022-2030 AS PER LEGISLATIVE DECREE 39/2010
AND REGULATION (EU) NO. 537/2014.
RESOLUTIONS RELATED THERETO
O.5.1 COMPOSITION OF THE BOARD OF DIRECTORS: TO Mgmt No vote
STATE THE DIRECTORS' NUMBER
O.5.2 COMPOSITION OF THE BOARD OF DIRECTORS: TO Mgmt No vote
APPOINT A NEW DIRECTOR
O.5.3 COMPOSITION OF THE BOARD OF DIRECTORS: TO Mgmt No vote
STATE THE EMOLUMENT POLICY OF THE BOARD OF
DIRECTORS
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
CMMT 11 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 11 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
MOTOR OIL (HELLAS) CORINTH REFINERIES SA Agenda Number: 714249592
--------------------------------------------------------------------------------------------------------------------------
Security: X55904100
Meeting Type: OGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: GRS426003000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. SUBMISSION AND APPROVAL OF THE FINANCIAL Mgmt No vote
STATEMENTS OF THE COMPANY (ON A STAND-ALONE
AND CONSOLIDATED BASIS) INCLUDING THE
NON-FINANCIAL INFORMATION OF THE LAW
4548/2018 FOR THE FINANCIAL YEAR 2020
TOGETHER WITH THE ACCOMPANYING REPORTS OF
THE BOARD OF DIRECTORS AND THE
AUDITORS/PROPOSAL FOR NON-DISTRIBUTION OF
DIVIDEND FOR THE FISCAL YEAR 2020
2. APPROVAL OF THE OVERALL MANAGEMENT OF THE Mgmt No vote
COMPANY FOR THE FISCAL YEAR 2020 (PURSUANT
TO ARTICLE 108 OF THE LAW 4548/2018) AND
DISCHARGE OF THE AUDITORS FROM ANY
LIABILITY FOR DAMAGES WITH REGARD TO THE
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
2020
3. ELECTION OF THE MEMBERS OF THE NEW BOARD OF Mgmt No vote
DIRECTORS AS THE TERM OF SERVICE OF THE
EXISTING BOARD EXPIRES
4. ELECTION OF THE MEMBERS OF THE AUDIT Mgmt No vote
COMMITTEE IN ACCORDANCE WITH THE ARTICLE 44
OF THE LAW 4449/2017
5. ELECTION OF TWO CERTIFIED AUDITORS, ONE Mgmt No vote
ORDINARY AND ONE SUBSTITUTE, FOR THE
ACCOUNTING YEAR 2021 AND APPROVAL OF THEIR
FEES
6. APPROVAL OF THE FEES PAID TO THE BOARD OF Mgmt No vote
DIRECTOR MEMBERS FOR THE FINANCIAL YEAR
2020 AND PRE-APPROVAL OF THEIR FEES FOR THE
FINANCIAL YEAR 2021
7. APPROVAL FOR ADVANCE PAYMENT OF FEES TO Mgmt No vote
BOARD OF DIRECTOR MEMBERS FOR THE PERIOD
UNTIL THE NEXT ORDINARY GENERAL MEETING
PURSUANT TO ARTICLE 109 OF LAW 4548/2018
8. APPROVAL OF THE DIRECTORS' SUITABILITY Mgmt No vote
POLICY ACCORDING TO ARTICLE 3 OF THE LAW
4706/2020
9. APPROVAL OF THE REVISED DIRECTORS' Mgmt No vote
REMUNERATION POLICY ACCORDING TO ARTICLE
110 OF THE LAW 4548/2018
10. APPROVAL OF DISTRIBUTION OF PART OF PRIOR Mgmt No vote
YEARS' EARNINGS TO MEMBERS OF THE BOARD AND
TOP EXECUTIVES OF THE COMPANY
11. SUBMISSION FOR DISCUSSION AT THE GENERAL Mgmt No vote
ASSEMBLY OF THE BOARD OF DIRECTORS'
REMUNERATION REPORT FOR THE FISCAL 2020
ACCORDING TO THE ARTICLE 112 OF THE LAW
4548/2018
CMMT 01 JUN 2021: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE AN A REPETITIVE MEETING ON 07 JUL 2021.
ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
CMMT 09 JUN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 09 JUN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
MTU AERO ENGINES AG Agenda Number: 712875915
--------------------------------------------------------------------------------------------------------------------------
Security: D5565H104
Meeting Type: AGM
Meeting Date: 05-Aug-2020
Ticker:
ISIN: DE000A0D9PT0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS, THE APPROVED
CONSOLIDATED FINANCIAL STATEMENTS, THE
COMBINED MANAGEMENT REPORT FOR THE COMPANY
AND THE GROUP, AND THE REPORT OF THE
SUPERVISORY BOARD INCLUDING THE EXPLANATORY
REPORT OF THE EXECUTIVE BOARD ON THE
STATEMENTS PURSUANT TO SECTIONS 289A AND
315A OF THE GERMAN COMMERCIAL CODE (HGB),
EACH FOR FISCAL YEAR 2019
2 RESOLUTION ON THE APPROPRIATION OF NET Mgmt No vote
PROFIT: DIVIDENDS OF EUR 0.04 PER SHARE
3 RESOLUTION ON THE DISCHARGE OF MEMBERS OF Mgmt No vote
THE EXECUTIVE BOARD FOR FISCAL YEAR 2019
4 RESOLUTION ON THE DISCHARGE OF MEMBERS OF Mgmt No vote
THE SUPERVISORY BOARD FOR FISCAL YEAR 2019
5 RESOLUTION ON THE APPOINTMENT OF THE Mgmt No vote
AUDITOR FOR FISCAL YEAR 2020: ERNST & YOUNG
GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT,
MUNICH
6 RESOLUTION ON AN AMENDMENT TO THE ARTICLES Mgmt No vote
OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
MTU AERO ENGINES AG Agenda Number: 713690623
--------------------------------------------------------------------------------------------------------------------------
Security: D5565H104
Meeting Type: AGM
Meeting Date: 21-Apr-2021
Ticker:
ISIN: DE000A0D9PT0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT ACCORDING FURTHER TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.,
YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN
YOUR SHARE IN VOTING RIGHTS HAS REACHED
CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.25 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt No vote
FISCAL YEAR 2021
6 ELECT RAINER MARTENS TO THE SUPERVISORY Mgmt No vote
BOARD
7 APPROVE REMUNERATION POLICY Mgmt No vote
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
9 APPROVE CREATION OF EUR 16 MILLION POOL OF Mgmt No vote
CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
10 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt No vote
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH
PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 600
MILLION; APPROVE CREATION OF EUR 2.6
MILLION POOL OF CAPITAL TO GUARANTEE
CONVERSION RIGHTS
11 AMEND ARTICLES RE: REGISTRATION MORATORIUM Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG Agenda Number: 713725022
--------------------------------------------------------------------------------------------------------------------------
Security: D55535104
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: DE0008430026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 532383 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 9.80 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 ELECT CARINNE KNOCHE-BROUILLON TO THE Mgmt No vote
SUPERVISORY BOARD
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
8 APPROVE CREATION OF EUR 117.5 MILLION POOL Mgmt No vote
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
9.1 APPROVE AFFILIATION AGREEMENT WITH MR Mgmt No vote
BETEILIGUNGEN 20. GMBH
9.2 APPROVE AFFILIATION AGREEMENT WITH MR Mgmt No vote
BETEILIGUNGEN 21. GMBH
9.3 APPROVE AFFILIATION AGREEMENT WITH MR Mgmt No vote
BETEILIGUNGEN 22. GMBH
CMMT 07 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM OGM TO AGM AND ADDITION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES TO MID 536912, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
MYTILINEOS S.A. Agenda Number: 713401519
--------------------------------------------------------------------------------------------------------------------------
Security: X56014131
Meeting Type: EGM
Meeting Date: 18-Dec-2020
Ticker:
ISIN: GRS393503008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. DECISION MAKING AND APPROVAL FOR THE Mgmt No vote
COMPLETION OF THE PURPOSE OF THE COMPANY
WITH NEW ACTIVITIES WITH A CORRESPONDING
AMENDMENT OF ARTICLE 2 OF THE ARTICLES OF
ASSOCIATION
2. DECISION MAKING AND APPROVAL FOR THE Mgmt No vote
AMENDMENT OF ARTICLE 10 OF THE STATUTE
CMMT 19 NOV 2020: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE AN A REPETITIVE MEETING ON 24 DEC 2020.
ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
CMMT 07 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MYTILINEOS S.A. Agenda Number: 714174353
--------------------------------------------------------------------------------------------------------------------------
Security: X56014131
Meeting Type: OGM
Meeting Date: 15-Jun-2021
Ticker:
ISIN: GRS393503008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. SUBMISSION AND APPROVAL OF THE ANNUAL AND Mgmt No vote
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR 01.01.2020 - 31.12.2020, OF
THE RELEVANT BOARD OF DIRECTORS' AND
STATUTORY AUDITOR'S REPORTS, AND OF THE
STATEMENT OF CORPORATE GOVERNANCE
2. APPROVAL OF THE APPROPRIATION OF THE Mgmt No vote
RESULTS FOR THE FINANCIAL YEAR 01.01.2020 -
31.12.2020, DISTRIBUTION OF DIVIDEND,
ESTABLISHMENT OF SPECIAL RESERVE ACCOUNTS
AND PAYMENT OF FEES FROM THE PROFITS OF THE
AFOREMENTIONED ACCOUNTING PERIOD
3. DISCUSSION AND VOTE ON THE REMUNERATION Mgmt No vote
REPORT UNDER ARTICLE 112 OF LAW 4548/2018
FOR THE YEAR 2020
4. ANNUAL REPORT FROM THE CHAIRMAN OF THE Mgmt No vote
AUDIT COMMITTEE ON THE ACTIVITIES OF THE
AUDIT COMMITTEE FOR THE YEAR 2020
5. APPROVAL OF THE OVERALL MANAGEMENT FOR THE Mgmt No vote
FINANCIAL YEAR 01.01.2020 - 31.12.2020 AND
DISCHARGE OF THE STATUTORY AUDITORS FOR THE
FINANCIAL YEAR 01.01.2020 - 31.12.2020
6. ELECTION OF REGULAR AND ALTERNATE STATUTORY Mgmt No vote
AUDITORS FOR THE AUDIT OF THE FINANCIAL
STATEMENTS FOR THE CURRENT FINANCIAL YEAR
AS PER THE IAS, AND DETERMINATION OF THEIR
FEE
7. APPROVAL OF POLICY FOR THE SUITABILITY Mgmt No vote
ASSESSMENT OF THE MEMBERS OF THE BOARD OF
DIRECTORS
8. ANNOUNCEMENT OF ELECTION OF INDEPENDENT NON Mgmt No vote
- EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS IN REPLACEMENT OF RESIGNED MEMBER
9. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS - APPOINTMENT OF INDEPENDENT
MEMBER
10. DETERMINATION OF THE TYPE OF THE AUDIT Mgmt No vote
COMMITTEE, THE TERM OF OFFICE, NUMBER AND
CAPACITY OF ITS MEMBERS - RECALL OF MEMBER
OF THE AUDIT COMMITTEE
11. AMENDMENT TO THE REMUNERATION POLICY FOR Mgmt No vote
THE MEMBERS OF THE BOARD OF DIRECTORS OF
THE COMPANY, WHICH WAS APPROVED BY THE
ANNUAL GENERAL MEETING OF SHAREHOLDERS
DATED 24.06.2019
12. ESTABLISHMENT OF LONG-TERM PROGRAM FOR FREE Mgmt No vote
DISTRIBUTION OF SHARES OF THE COMPANY
ACCORDING TO THE PROVISIONS OF ARTICLE 114
OF LAW 4548/2018
13. FREE DISTRIBUTION OF SHARES OF THE COMPANY Mgmt No vote
ACCORDING TO THE PROVISIONS OF ARTICLE 114
OF LAW 4548/2018
14. APPROVAL OF THE ESTABLISHMENT OF A SPECIAL Mgmt No vote
RESERVE ACCOUNT USING TAXED RESERVES, FOR
THE PURPOSE OF COVERING THE COMPANY'S OWN
PARTICIPATION IN THE FRAMEWORK OF THE
INVESTMENT PLAN INVOLVING CAPACITY
EXPANSION OF THE EXISTING ALUMINA AND
ALUMINIUM PRODUCTION UNIT
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 18 MAY 2021: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE AN A REPETITIVE MEETING ON 22 JUN 2021.
ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
CMMT 18 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL BANK OF GREECE S.A. Agenda Number: 713743133
--------------------------------------------------------------------------------------------------------------------------
Security: X56533189
Meeting Type: EGM
Meeting Date: 21-Apr-2021
Ticker:
ISIN: GRS003003035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. APPROVAL OF THE TRANSACTION CONCERNING THE Mgmt No vote
SALE BY THE NATIONAL BANK OF GREECE OF
EQUITY HOLDING IN THE SUBSIDIARY ETHNIKI
HELLENIC GENERAL INSURANCE S.A
CMMT 31 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 31 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 31 MAR 2021: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE AN A REPETITIVE MEETING ON 27 APR 2021.
ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NATIXIS Agenda Number: 713824589
--------------------------------------------------------------------------------------------------------------------------
Security: F6483L100
Meeting Type: MIX
Meeting Date: 28-May-2021
Ticker:
ISIN: FR0000120685
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 08 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE AUDITORS,
APPROVES THE COMPANY'S FINANCIAL STATEMENTS
FOR THE FISCAL YEAR THAT ENDED IN 2021, AS
PRESENTED TO THE MEETING
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE AUDITORS,
APPROVES THE CONSOLIDATED FINANCIAL
STATEMENTS FOR SAID FISCAL YEAR AS
PRESENTED TO THE MEETING
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES TO ALLOCATE THE EARNINGS AS
FOLLOWS: ORIGIN: EARNINGS FOR THE FINANCIAL
YEAR: EUR 142,691,880.31 - RETAINED
EARNINGS: EUR 3,250,193,296.65 -
DISTRIBUTABLE INCOME: EUR 3,392,885,175.96
ALLOCATION: DIVIDENDS: EUR 189,357,090.12 -
RETAINED EARNINGS: EUR 3,203,528,086.84 THE
SHAREHOLDERS WILL BE GRANTED A NET DIVIDEND
OF EUR 0.06 PER SHARE, WHICH WILL BE
ELIGIBLE FOR THE 40 PERCENT DEDUCTION
PROVIDED BY THE FRENCH GENERAL TAX CODE.
THIS DIVIDEND WILL BE PAID ON JUNE 4TH
2021. THE AMOUNT CORRESPONDING TO THE
TREASURY SHARES WILL BE ALLOCATED TO THE
RETAINED EARNINGS ACCOUNT. AS REQUIRED BY
LAW, IT IS REMINDED THAT, FOR THE LAST
THREE FINANCIAL YEARS, THE DIVIDENDS WERE
PAID FOLLOWS: EUR 0.37 PER SHARE FOR FISCAL
YEAR 2017 EUR 0.78 PER SHARE FOR FISCAL
YEAR 2018 EUR 0.00 PER SHARE FOR FISCAL
YEAR 2019
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L. 225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE,
APPROVES SAID REPORT AND THE AGREEMENTS
REFERRED TO THEREIN APPROVED BY THE BOARD
OF DIRECTORS ON THE DECEMBER 31ST 2020
5 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
INFORMATION MENTIONED IN ARTICLE L.22-10-9
I OF THE FRENCH COMMERCIAL CODE
6 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR LAURENT MIGNON AS THE
CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE
2020 FISCAL YEAR
7 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR FRANCOIS RIAHI AS MANAGING
DIRECTOR, FOR THE PERIOD BETWEEN JANUARY
1ST 2020 AND AUGUST 3RD 2020
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR NICOLAS NAMIAS AS MANAGING
DIRECTOR, FOR THE PERIOD BETWEEN AUGUST 3RD
2020 AND DECEMBER 31ST 2020
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
CHAIRMAN OF THE BOARD OF DIRECTORS
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
MANAGING DIRECTOR
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
MEMBERS OF THE BOARD OF DIRECTORS
12 THE SHAREHOLDERS' MEETING RESOLVES TO AWARD Mgmt No vote
TOTAL ANNUAL FEES OF EUR 180,000,000.00 TO
THE PERSONS REFERRED TO IN ARTICLE L.
511-71 OF THE MONETARY AND FINANCIAL CODE
FOR THE 2020 FISCAL YEAR
13 THE SHAREHOLDERS' MEETING DECIDES TO Mgmt No vote
APPOINT MRS CATHERINE LEBLANC AS A DIRECTOR
TO REPLACE MR BERNARD DUPOUY, WHO RESIGNED,
FOR THE REMAINDER OF MR DUPOUY'S TERM OF
OFFICE, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR 2022
14 THE SHAREHOLDERS' MEETING DECIDES TO Mgmt No vote
APPOINT MR PHILIPPE HOURDAIN AS A DIRECTOR
TO REPLACE MR THIERRY CAHN, WHO RESIGNED,
FOR THE REMAINDER OF MR CAHN'S TERM OF
OFFICE, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR 2021
15 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR NICOLAS DE TAVERNOST AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
16 THE SHAREHOLDERS' MEETING DECIDES TO Mgmt No vote
RE-APPOINT MR CHRISTOPHE PINAULT AS
DIRECTOR, FOLLOWING HIS RESIGNATION, FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
17 THE SHAREHOLDERS' MEETING DECIDES TO Mgmt No vote
RE-APPOINT MRS DIANE DE SAINT VICTOR AS
DIRECTOR, FOLLOWING HIS RESIGNATION, FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
18 THE SHAREHOLDERS' MEETING DECIDES TO Mgmt No vote
RE-APPOINT MRS CATHERINE LEBLANC AS
DIRECTOR, FOLLOWING HIS RESIGNATION, FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
19 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES ON THE OPEN MARKET,
SUBJECT TO THE CONDITIONS DESCRIBED BELOW:
MAXIMUM PURCHASE PRICE: EUR 10.00, MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT
OF THE SHARES COMPOSING THE SHARE CAPITAL,
MAXIMUM FUNDS INVESTED IN THE SHARE
BUYBACKS: EUR 3,155,951,502.00. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF ANY AND ALL EARLIER
AUTHORIZATION TO THE SAME EFFECT,
ESPECIALLY THE ONE GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 20TH 2020 IN
RESOLUTION 16. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
20 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt No vote
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL BY CANCELLING ALL OR PART OF
THE SHARES HELD BY THE COMPANY UP TO 10
PERCENT OF THE SHARES COMPOSING THE SHARE
CAPITAL OVER A 24-MONTH PERIOD. THIS
AUTHORIZATION IS GIVEN FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF ANY AND ALL EARLIER
AUTHORIZATION TO THE SAME EFFECT,
ESPECIALLY THE ONE GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 28TH 2019 IN
RESOLUTION 26. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
21 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE UP TO EUR 1,500,000,000.00, BY
ISSUANCE, OF SHARES, SHARES GIVING ACCESS
TO OTHER SHARES OR TO COMPANY'S DEBT
SECURITIES OR SECURITIES GIVING ACCESS TO
COMPANY'S SHARES TO BE ISSUED, WITH THE
SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS MAINTAINED. THE SHAREHOLDERS'
MEETING SETS THE MAXIMUM OVERALL VALUE OF
THE CAPITAL INCREASE CARRIED OUT BY VIRTUE
OF DELEGATIONS AND AUTHORIZATIONS GRANTED
TO THE BOARD OF DIRECTORS BY RESOLUTIONS 21
TO 27 TO EUR 1,500,000,000.00. THE PRESENT
DELEGATION IS GIVEN FOR A 26-MONTH PERIOD.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF ANY AND ALL EARLIER AUTHORIZATION
TO THE SAME EFFECT, ESPECIALLY THE ONE
GIVEN BY THE SHAREHOLDERS' MEETING ON MAY
28TH 2019 IN RESOLUTION 27. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
22 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL UP TO EUR
500,000,000.00, BY WAY OF A PUBLIC
OFFERING, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS, OF SHARES, SHARES
GIVING ACCESS TO OTHER SHARES OR TO
COMPANY'S DEBT SECURITIES OR SECURITIES
GIVING ACCESS TO COMPANY'S SHARES TO BE
ISSUED. THESE SECURITIES MAY BE ISSUED FOR
THE PURPOSE OF REMUNERATING SECURITIES THAT
WOULD BE CONTRIBUTED TO THE COMPANY, AS
PART OF A PUBLIC EXCHANGE OFFER. THE
SHAREHOLDERS' MEETING SETS THE MAXIMUM
OVERALL VALUE OF THE CAPITAL INCREASE
CARRIED OUT BY RESOLUTIONS 22 TO 24 TO EUR
500,000,000.00. THE PRESENT DELEGATION IS
GIVEN FOR A 26-MONTH PERIOD AND SUPERSEDES
THE FRACTION UNUSED OF ANY AND ALL EARLIER
AUTHORIZATION TO THE SAME EFFECT,
ESPECIALLY THE ONE GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 28TH 2019 IN
RESOLUTION 28. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS
23 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL UP TO EUR
500,000,000.00 IN THE LIMIT OF 20 PER CENT
PER YEAR, BY WAY OF A PUBLIC OFFERING, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, OF SHARES, SHARES GIVING ACCESS TO
OTHER SHARES OR TO COMPANY'S DEBT
SECURITIES OR SECURITIES GIVING ACCESS TO
COMPANY'S SHARES TO BE ISSUED. THE PRESENT
DELEGATION IS GIVEN FOR A 26-MONTH PERIOD.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF ANY AND ALL EARLIER AUTHORIZATION
TO THE SAME EFFECT, ESPECIALLY THE ONE
GIVEN BY THE SHAREHOLDERS' MEETING ON MAY
28TH 2019 IN RESOLUTION 29. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
24 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL, UP TO 10
PERCENT OF THE SHARE CAPITAL, BY ISSUING OF
SHARES, SHARES GIVING ACCESS TO OTHER
SHARES OR TO COMPANY'S DEBT SECURITIES OR
SECURITIES GIVING ACCESS TO COMPANY'S
SHARES TO BE ISSUED, IN CONSIDERATION FOR
THE CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPOSED OF CAPITAL SECURITIES
OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL. THIS AUTHORIZATION IS GRANTED FOR
A 26-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF ANY AND
ALL EARLIER AUTHORIZATION TO THE SAME
EFFECT, ESPECIALLY THE ONE GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 28TH 2019 IN
RESOLUTION 30. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
25 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt No vote
BOARD OF DIRECTORS ALL POWERS IN ORDER TO
INCREASE THE SHARE CAPITAL, UP TO EUR
1,500,000,000.00, BY ISSUING BONUS SHARES
OR RAISING THE PAR VALUE OF EXISTING
SHARES, OR BY A COMBINATION OF BOTH
METHODS, BY WAY OF CAPITALIZING RESERVES,
PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED
THAT SUCH CAPITALIZATION IS ALLOWED BY LAW
AND UNDER THE BYLAWS. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF ANY AND ALL EARLIER AUTHORIZATION
TO THE SAME EFFECT, ESPECIALLY THE ONE
GIVEN BY THE SHAREHOLDERS' MEETING ON MAY
28TH 2019 IN RESOLUTION 31. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
26 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES IN THE EVENT THOSE HEREIN
EXCEED THE INITIAL NUMBER OF SECURITIES TO
BE ISSUED (OVERSUBSCRIPTION), UP TO 15
PERCENT, WITHIN 30 DAYS OF THE SUBSCRIPTION
CLOSING. THIS DELEGATION IS GIVEN FOR A
26-MONTH PERIOD
27 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, IN FAVOR OF EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY WHO ARE
MEMBERS OF A COMPANY SAVINGS PLAN, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, BY ISSUANCE OF SHARES OR SECURITIES
GIVING ACCESS TO THE SHARE CAPITAL. THIS
DELEGATION IS GIVEN FOR A 26-MONTH PERIOD
AND FOR A NOMINAL AMOUNT THAT SHALL NOT
EXCEED EUR 50,000,000.00. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF ANY AND ALL EARLIER AUTHORIZATION
TO THE SAME EFFECT, ESPECIALLY THE ONE
GIVEN BY THE SHAREHOLDERS' MEETING ON MAY
28TH 2019 IN RESOLUTION 33. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
28 THE SHAREHOLDERS' MEETING RATIFIES THE Mgmt No vote
DECISION TO AMEND ARTICLE 25: 'RIGHT TO
VOTE' OF THE BYLAWS
29 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104052100756-41 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105072101507-55 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT AND DUE TO RECEIPT OF UPDATED
BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
NATURGY ENERGY GROUP SA Agenda Number: 713590291
--------------------------------------------------------------------------------------------------------------------------
Security: E7S90S109
Meeting Type: OGM
Meeting Date: 09-Mar-2021
Ticker:
ISIN: ES0116870314
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 10 MAR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 APPROVAL OF INDIVIDUAL ANNUAL ACCOUNTS AND Mgmt No vote
MANAGEMENT REPORT
2 APPROVAL OF CONSOLIDATED ANNUAL ACCOUNTS Mgmt No vote
AND MANAGEMENT REPORT
3 APPROVAL OF THE NON FINANCIAL CONSOLIDATED Mgmt No vote
REPORT
4 ALLOCATION OF RESULTS Mgmt No vote
5 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt No vote
DIRECTORS
6 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt No vote
DIRECTORS 2021,2022 AND 2023
7 CONSULTIVE VOTE REGARDING THE ANNUAL Mgmt No vote
REMUNERATION REPORT OF THE BOARD OF
DIRECTORS
8 APPOINTMENT OF AUDITORS: KPMG AUDITORES Mgmt No vote
9 INFORMATION ABOUT THE AMENDMENTS OF THE Non-Voting
REGULATION OF THE BOARD OF DIRECTORS
10 DELEGATION OF POWERS TO IMPLEMENT Mgmt No vote
AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE
GENERAL MEETING
CMMT 11 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 11 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
--------------------------------------------------------------------------------------------------------------------------
NELES CORPORATION Agenda Number: 712987594
--------------------------------------------------------------------------------------------------------------------------
Security: X6000X108
Meeting Type: EGM
Meeting Date: 29-Oct-2020
Ticker:
ISIN: FI4000440664
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF PERSONS TO SCRUTINIZE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: ELECTION OF A NEW
MEMBER TO THE BOARD OF DIRECTORS: THE
COMPANY'S SHAREHOLDER, VALMET CORPORATION,
REPRESENTING OVER 15% OF ALL VOTES
CONFERRED BY THE COMPANY'S SHARES, PROPOSES
TO THE EXTRAORDINARY GENERAL MEETING THAT
THE NUMBER OF THE MEMBERS OF THE BOARD OF
DIRECTORS OF NELES SHALL BE INCREASED TO
EIGHT (8) MEMBERS AND THAT FOR A TERM OF
OFFICE EXPIRING AT THE END OF THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY, IN
ADDITION TO INCUMBENT MEMBERS OF THE BOARD
OF DIRECTORS, MR. JUKKA TIITINEN BE ELECTED
AS A NEW MEMBER OF THE BOARD OF DIRECTORS
OF NELES. MR. TIITINEN ACTS CURRENTLY AS
AREA PRESIDENT, ASIA PACIFIC OF VALMET
CORPORATION. ACCORDING TO SECTION 4 OF THE
ARTICLE OF ASSOCIATION, THE TERM OF OFFICE
OF A MEMBER OF THE BOARD OF DIRECTORS
EXPIRES AT THE END OF THE FIRST ANNUAL
GENERAL MEETING FOLLOWING THE ELECTION. MR.
TIITINEN HAS GIVEN HIS CONSENT TO THE
APPOINTMENT. ACCORDING TO VALMET, HE IS
INDEPENDENT OF THE COMPANY BUT NOT
INDEPENDENT OF A SIGNIFICANT SHAREHOLDER,
WHICH CORRESPONDS TO THE VIEW OF THE
COMPANY'S BOARD OF DIRECTORS. THE PROPOSED
NEW CANDIDATE IS PRESENTED ON THE COMPANY'S
WEBSITE (WWW.NELES.COM/EGM) AND IN THE
APPENDIX TO THIS NOTICE. THE CURRENT BOARD
MEMBERS ARE PRESENTED ON THE COMPANY'S
WEBSITE
7 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
NELES CORPORATION Agenda Number: 713651431
--------------------------------------------------------------------------------------------------------------------------
Security: X6000X108
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: FI4000440664
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER: SEPPO Non-Voting
KYMALAINEN
3 ELECTION OF PERSON TO SCRUTINIZE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES: ELISA ERKKILA
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE FINANCIAL STATEMENTS, Non-Voting
THE CONSOLIDATED FINANCIAL STATEMENTS, THE
REPORT OF THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE FINANCIAL STATEMENTS AND Mgmt No vote
THE CONSOLIDATED FINANCIAL STATEMENTS
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt No vote
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: THE COMPANY'S DISTRIBUTABLE FUNDS
ON DECEMBER 31, 2020 TOTALED APPROXIMATELY
EUR 362.9 MILLION. THE BOARD OF DIRECTORS
PROPOSES THAT A DIVIDEND OF EUR 0,18 PER
SHARE BE PAID BASED ON THE BALANCE SHEET TO
BE ADOPTED FOR THE FINANCIAL YEAR, WHICH
ENDED DECEMBER 31, 2020. THE DIVIDEND SHALL
BE PAID TO SHAREHOLDERS WHO ON THE DIVIDEND
RECORD DATE MARCH 30, 2021 ARE REGISTERED
IN THE COMPANY'S SHAREHOLDERS' REGISTER
HELD BY EUROCLEAR FINLAND OY. THE DIVIDEND
SHALL BE PAID ON APRIL 8, 2021. ALL THE
SHARES IN THE COMPANY ARE ENTITLED TO A
DIVIDEND WITH THE EXCEPTION OF THE SHARES
HELD BY THE COMPANY ON THE DIVIDEND RECORD
DATE
8.A RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt No vote
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: AS THE BOARD OF DIRECTORS HAS
PROPOSED A DIVIDEND THAT IS BELOW THE
AMOUNT OF MINORITY DIVIDEND UNDER CHAPTER
13, SECTION 7 OF THE FINNISH COMPANIES ACT,
SHAREHOLDERS HAVE THE RIGHT TO DEMAND A
MINORITY DIVIDEND INSTEAD OF THE DIVIDEND
PROPOSED BY THE BOARD OF DIRECTORS. THE
MINORITY DIVIDEND MUST BE DISTRIBUTED TO
ALL SHAREHOLDERS, IF A DEMAND TO THIS
EFFECT IS SUPPORTED BY SHAREHOLDERS WHO
HAVE AT LEAST ONE TENTH OF ALL SHARES. THE
AGGREGATE AMOUNT OF MINORITY DIVIDEND IS
APPROXIMATELY EUR 33.1 MILLION OR EUR 0.22
PER SHARE, WHICH CORRESPONDS TO EIGHT
PERCENT OF THE COMPANY'S EQUITY. A
SHAREHOLDER DEMANDING MINORITY DIVIDEND MAY
VOTE FOR THE MINORITY DIVIDEND IN ADVANCE
VOTING, AND NO SEPARATE DEMAND OR
COUNTERPROPOSAL IS REQUIRED
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt No vote
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY FOR THE FINANCIAL
YEAR ENDED ON DECEMBER 31, 2020
10 PRESENTATION AND ADOPTION OF THE Mgmt No vote
REMUNERATION REPORT
CMMT PLEASE NOTE THAT RESOLUTIONS 11, 12 AND 13 Non-Voting
ARE PROPOSED BY SHAREHOLDERS' NOMINATION
BOARD AND BOARD DOES NOT MAKE ANY
RECOMMENDATION ON THESE PROPOSALS. THE
STANDING INSTRUCTIONS ARE DISABLED FOR THIS
MEETING
11 RESOLUTION ON THE REMUNERATION OF MEMBERS Mgmt No vote
OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt No vote
BOARD OF DIRECTORS: THE SHAREHOLDERS'
NOMINATION BOARD PROPOSES THAT THE NUMBER
OF MEMBERS OF THE BOARD OF DIRECTORS SHALL
BE SEVEN
13 ELECTION OF MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS: THE SHAREHOLDERS' NOMINATION
BOARD PROPOSES THAT: 1. JAAKKO ESKOLA BE
ELECTED AS THE CHAIR 2. PERTTU LOUHILUOTO
BE ELECTED AS VICE-CHAIR 3. ANU HAMALAINEN,
NIKO PAKALEN, TEIJA SARAJARVI, JUKKA
TIITINEN AND MARK VERNON BE RE-ELECTED AS
BOARD MEMBERS
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt No vote
AUDITOR
15 ELECTION OF THE AUDITOR: BASED ON THE Mgmt No vote
RECOMMENDATION OF THE BOARD OF DIRECTORS'
AUDIT COMMITTEE, THE BOARD OF DIRECTORS
PROPOSES THAT ERNST & YOUNG OY, AUTHORIZED
PUBLIC ACCOUNTANTS, BE RE-ELECTED AUDITOR
OF THE COMPANY. ERNST & YOUNG OY HAS
NOTIFIED THAT MR. TONI HALONEN, APA, WOULD
ACT AS PRINCIPAL AUDITOR OF THE COMPANY
16 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt No vote
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES
17 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt No vote
DECIDE ON THE ISSUANCE OF SHARES AND THE
ISSUANCE OF SPECIAL RIGHTS ENTITLING TO
SHARES
18 RESOLUTION ON ARTICLES OF ASSOCIATION: Mgmt No vote
SECTION 8
19 CLOSING OF THE MEETING Non-Voting
CMMT 05 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 05 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NEMETSCHEK SE Agenda Number: 713746999
--------------------------------------------------------------------------------------------------------------------------
Security: D56134105
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: DE0006452907
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.30 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER KURT DOBITSCH FOR FISCAL YEAR 2020
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER GEORG NEMETSCHEK FOR FISCAL YEAR
2020
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER RUEDIGER HERZOG FOR FISCAL YEAR 2020
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER BILL KROUCH FOR FISCAL YEAR 2020
5 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt No vote
FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
8 APPROVE CREATION OF EUR 11.6 MILLION POOL Mgmt No vote
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
9 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt No vote
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 700 MILLION; APPROVE CREATION
OF EUR 11.6 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
10 AMEND ARTICLES RE: PROOF OF ENTITLEMENT Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
NEOEN SPA Agenda Number: 713935421
--------------------------------------------------------------------------------------------------------------------------
Security: F6517R107
Meeting Type: MIX
Meeting Date: 25-May-2021
Ticker:
ISIN: FR0011675362
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT 19 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 AMY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104162100968-46 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105052101428-54 PLEASE NOTE THAT
THIS IS A REVISION DUE TO MODIFICATION OF
THE COMMENT AND ALL RESOLUTIONS AND DUE TO
RECEIPT OF UPDATED BALO LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 APPROVAL OF THE 2020 COMPANY FINANCIAL Mgmt No vote
STATEMENTS AND APPROVAL OF EXPENSES AND
CHARGES THAT ARE NOT DEDUCTIBLE FOR TAX
PURPOSES
2 APPROVAL OF THE 2020 CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS
3 ALLOCATION OF NET INCOME Mgmt No vote
4 APPROVAL OF INFORMATION REFERRED TO IN Mgmt No vote
ARTICLE L. 22-10-9 I OF THE FRENCH
COMMERCIAL CODE INCLUDED IN THE CORPORATE
GOVERNANCE REPORT (OVERALL EX-POST "SAY ON
PAY")
5 APPROVAL OF THE FIXED, VARIABLE, AND Mgmt No vote
EXCEPTIONAL ITEMS COMPRISING THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
IN FISCAL YEAR 2020 OR GRANTED IN RESPECT
OF FISCAL YEAR 2020 TO XAVIER BARBARO,
CHAIRMAN AND CEO
6 APPROVAL OF THE FIXED, VARIABLE, AND Mgmt No vote
EXCEPTIONAL ITEMS COMPRISING THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
IN FISCAL YEAR 2020 OR GRANTED IN RESPECT
OF FISCAL YEAR 2020 TO ROMAIN DESROUSSEAUX,
DEPUTY CEO
7 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
APPLICABLE TO MEMBERS OF THE BOARD OF
DIRECTORS
8 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
APPLICABLE TO THE CHAIRMAN AND CEO
9 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
APPLICABLE TO THE DEPUTY CEO
10 RENEWAL OF BPIFRANCE INVESTISSEMENT'S Mgmt No vote
DIRECTORSHIP
11 RENEWAL OF HELEN LEE BOUYGUES'S Mgmt No vote
DIRECTORSHIP
12 AUTHORIZATION TO BE GIVEN TO THE BOARD OF Mgmt No vote
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
IN ACCORDANCE WITH THE PROCEDURES SET FORTH
IN ARTICLE L. 22-10-62 OF THE FRENCH
COMMERCIAL CODE, DURATION OF THE
AUTHORIZATION, PURPOSES, PROCEDURES, CAP
13 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO DECIDE TO INCREASE THE
COMPANY'S SHARE CAPITAL BY ISSUING SHARES
AND/OR TRANSFERABLE SECURITIES GIVING
IMMEDIATE OR FUTURE ACCESS TO THE SHARE
CAPITAL, WITH CANCELLATION OF THE
PREFERENTIAL SUBSCRIPTION RIGHT, RESERVED
FOR GROUP EMPLOYEES OUTSIDE FRANCE,
DURATION OF THE DELEGATION, MAXIMUM NOMINAL
AMOUNT OF THE CAPITAL INCREASE, ISSUANCE
PRICE, RIGHT TO LIMIT TO THE AMOUNT OF
SUBSCRIPTIONS OR TO DISTRIBUTE UNSUBSCRIBED
SECURITIES
14 AUTHORIZATION TO BE GIVEN TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE NUMBER OF SHARES
TO BE ISSUED IN A CAPITAL INCREASE, WITH OR
WITHOUT CANCELLATION OF THE PREFERENTIAL
SUBSCRIPTION RIGHT
15 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO DECIDE TO INCREASE THE
COMPANY'S SHARE CAPITAL BY ISSUING SHARES
AND/OR TRANSFERABLE SECURITIES GIVING
IMMEDIATE OR FUTURE ACCESS TO THE SHARE
CAPITAL, WITH CANCELLATION OF THE
PREFERENTIAL SUBSCRIPTION RIGHT, RESERVED
FOR PARTICIPANTS IN COMPANY SAVINGS PLANS
PURSUANT TO ARTICLES L. 3332-18 ET SEQ. OF
THE FRENCH LABOR CODE, DURATION OF THE
DELEGATION, MAXIMUM NOMINAL AMOUNT OF THE
CAPITAL INCREASE, ISSUANCE PRICE, RIGHT TO
GRANT FREE SHARES PURSUANT TO ARTICLE L.
3332-21 OF THE FRENCH LABOR CODE
16 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt No vote
CARRY OUT FREE GRANTS OF EXISTING SHARES OR
FUTURE SHARES TO EMPLOYEES AND OFFICERS OF
THE GROUP, OR TO CERTAIN OF THEM
17 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
NESTE CORPORATION Agenda Number: 713592396
--------------------------------------------------------------------------------------------------------------------------
Security: X5688A109
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: FI0009013296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF THE EXAMINERS OF THE MINUTES Non-Voting
AND THE SUPERVISORS FOR COUNTING VOTES
4 ESTABLISHING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
THE VOTING LIST
6 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
FOR 2020, INCLUDING ALSO THE CONSOLIDATED
FINANCIAL STATEMENTS, THE REVIEW BY THE
BOARD OF DIRECTORS, AND THE AUDITOR'S
REPORT
7 ADOPTION OF THE FINANCIAL STATEMENTS, Mgmt No vote
INCLUDING ALSO THE ADOPTION OF THE
CONSOLIDATED FINANCIAL STATEMENTS
8 USE OF THE PROFIT SHOWN IN THE BALANCE Mgmt No vote
SHEET AND DECIDING ON THE PAYMENT OF
DIVIDEND: THE BOARD OF DIRECTORS PROPOSES
TO THE AGM THAT A DIVIDEND OF EUR 0.80 PER
SHARE BE PAID ON THE BASIS OF THE APPROVED
BALANCE SHEET FOR 2020
9 DISCHARGING THE MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS AND THE PRESIDENT AND CEO FROM
LIABILITY
10 REMUNERATION REPORT Mgmt No vote
CMMT PLEASE NOTE THAT RESOLUTIONS 11, 12 AND 13 Non-Voting
ARE PROPOSED BY NOMINATION BOARD AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THIS
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
11 DECIDING THE REMUNERATION OF THE MEMBERS OF Mgmt No vote
THE BOARD OF DIRECTORS
12 DECIDING THE NUMBER OF MEMBERS OF THE BOARD Mgmt No vote
OF DIRECTORS: NINE MEMBERS
13 ELECTION OF THE CHAIR, THE VICE CHAIR, AND Mgmt No vote
THE MEMBERS OF THE BOARD OF DIRECTORS:
REELECT MATTI KAHKONEN (CHAIR), SONAT
BURMAN OLSSON, NICK ELMSLIE, MARTINA FLOEL,
JEAN-BAPTISTE RENARD , JARI ROSENDAL,
JOHANNA SODERSTROM AND MARCO WIREN (VICE
CHAIR) AS DIRECTORS ELECT JOHN ABBOTT AS
NEW DIRECTOR
14 DECIDING THE REMUNERATION OF THE AUDITOR Mgmt No vote
15 ELECTION OF THE AUDITOR: KPMG OY AB Mgmt No vote
16 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt No vote
DECIDE THE BUYBACK OF COMPANY SHARES
17 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt No vote
18 CLOSING OF THE MEETING Non-Voting
CMMT 10 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 10 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NEXI S.P.A. Agenda Number: 713578295
--------------------------------------------------------------------------------------------------------------------------
Security: T6S18J104
Meeting Type: MIX
Meeting Date: 03-Mar-2021
Ticker:
ISIN: IT0005366767
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
E.1 TO APPROVE THE PROJECT OF CROSS-BORDER Mgmt No vote
MERGER BY INCORPORATION OF NETS TOPCO 2
S.A' R.L. IN NEXI S.P.A. RESOLUTIONS
RELATED THERETO
O.1.1 TO INCREASE THE CURRENT NUMBER OF MEMBERS Mgmt No vote
OF THE BOARD OF DIRECTORS FROM THIRTEEN TO
FIFTEEN
O.1.2 TO APPOINT TWO DIRECTORS: BO NILSSON AND Mgmt No vote
STEFAN GOETZ AS DIRECTORS
O.1.3 TO APPROVE THE TERM OF OFFICE OF THE TWO Mgmt No vote
NEW DIRECTORS
O.1.4 TO APPROVE THE EMOLUMENT OF THE TWO NEW Mgmt No vote
DIRECTORS
CMMT 02 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 02 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
MODIFICATION OF TEXT OF RESOLUTION O.1.2.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
NEXI S.P.A. Agenda Number: 713794089
--------------------------------------------------------------------------------------------------------------------------
Security: T6S18J104
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: IT0005366767
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt No vote
DECEMBER 2020, ACCOMPANIED BY THE BOARD OF
DIRECTORS' REPORT, THE INTERNAL AUDITORS'
AND THE EXTERNAL AUDITORS' REPORT. TO
PRESENT THE CONSOLIDATED BALANCE SHEET AS
OF 31 DECEMBER 2020 AND THE CONSOLIDATED
NON-FINANCIAL STATEMENT AS PER LEGISLATIVE
DECREE 254/2016. RESOLUTIONS RELATED
THERETO
O.2 RESOLUTIONS AS PER ART. 123-TER, PARAGRAPH Mgmt No vote
6 OF LEGISLATIVE DECREE 24 FEBRUARY 1998,
N. 58 RELATED TO THE SECOND SECTION OF THE
REPORT ON THE REWARDING POLICY AND
EMOLUMENT PAID AS PER ARTICLE 123-TER OF
LEGISLATIVE DECREE NO. 24 FEBRUARY 1998,
NO. 58 AND BY ART. 84-QUATER OF THE
REGULATION ADOPTED WITH CONSOB RESOLUTION
NO. 11971 OF MAY 14, 1999
O.3 TO AUTHORIZE THE PURCHASE AND DISPOSAL OF Mgmt No vote
OWN SHARES, SUBJECT TO REVOCATION OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING HELD ON 5 MAY 2020. RESOLUTIONS
RELATED THERETO
CMMT 08 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITIONAL OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 08 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
NEXI S.P.A. Agenda Number: 714209459
--------------------------------------------------------------------------------------------------------------------------
Security: T6S18J104
Meeting Type: EGM
Meeting Date: 21-Jun-2021
Ticker:
ISIN: IT0005366767
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
E.1 TO APPROVE THE PROJECT OF THE MERGER FOR Mgmt No vote
THE INCORPORATION OF SIA SPA INTO NEXI SPA.
BYLAWS' AMENDMETS AND RESOLUTIONS RELATED
THERETO
CMMT 27 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 27 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NN GROUP N.V. Agenda Number: 713836407
--------------------------------------------------------------------------------------------------------------------------
Security: N64038107
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: NL0010773842
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2. 2020 ANNUAL REPORT Non-Voting
3. PROPOSAL TO GIVE A POSITIVE ADVICE ON THE Mgmt No vote
2020 REMUNERATION REPORT
4.A. PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR Mgmt No vote
THE FINANCIAL YEAR 2020
4.B. EXPLANATION OF THE DIVIDEND POLICY Non-Voting
4.C. PROPOSAL TO PAY OUT DIVIDEND: THE EXECUTIVE Mgmt No vote
BOARD PROPOSES, WHICH PROPOSAL IS APPROVED
BY THE SUPERVISORY BOARD, TO PAY OUT A
FINAL DIVIDEND OF EUR 1.47 PER ORDINARY
SHARE, OR APPROXIMATELY EUR 456 MILLION IN
TOTAL
5.A. PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt No vote
EXECUTIVE BOARD FROM LIABILITY FOR THEIR
RESPECTIVE DUTIES PERFORMED DURING THE
FINANCIAL YEAR 2020
5.B. PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt No vote
SUPERVISORY BOARD FROM LIABILITY FOR THEIR
RESPECTIVE DUTIES PERFORMED DURING THE
FINANCIAL YEAR 2020
6.A. PROPOSAL TO APPOINT CECILIA REYES AS MEMBER Mgmt No vote
OF THE SUPERVISORY BOARD
6.B. PROPOSAL TO APPOINT ROB LELIEVELD AS MEMBER Mgmt No vote
OF THE SUPERVISORY BOARD
6.C. PROPOSAL TO APPOINT INGA BEALE AS MEMBER OF Mgmt No vote
THE SUPERVISORY BOARD
7. PROPOSAL TO APPROVE AN INCREASE OF VARIABLE Mgmt No vote
REMUNERATION CAPS IN SPECIAL CIRCUMSTANCES
8.A.i PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD Mgmt No vote
AS THE COMPETENT BODY TO RESOLVE TO ISSUE
ORDINARY SHARES AND TO GRANT RIGHTS TO
SUBSCRIBE FOR ORDINARY SHARES
8A.ii PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD Mgmt No vote
AS THE COMPETENT BODY TO RESOLVE TO LIMIT
OR EXCLUDE PREEMPTIVE RIGHTS OF EXISTING
SHAREHOLDERS WHEN ISSUING ORDINARY SHARES
AND GRANTING RIGHTS TO SUBSCRIBE FOR
ORDINARY SHARES PURSUANT TO AGENDA ITEM
8.A.(I)
8.B. PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD Mgmt No vote
AS THE COMPETENT BODY TO RESOLVE TO ISSUE
ORDINARY SHARES AND TO GRANT RIGHTS TO
SUBSCRIBE FOR ORDINARY SHARES BY WAY OF A
RIGHTS ISSUE
9. PROPOSAL TO AUTHORISE THE EXECUTIVE BOARD Mgmt No vote
TO ACQUIRE ORDINARY SHARES IN THE COMPANY'S
SHARE CAPITAL
10. PROPOSAL TO REDUCE THE ISSUED SHARE CAPITAL Mgmt No vote
BY CANCELLATION OF ORDINARY SHARES HELD BY
THE COMPANY
11. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT 09 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 03 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHANGE IN NUMBERING FOR RESOLUTIONS 8A.i
and 8A.ii. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 935356647
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Annual
Meeting Date: 08-Apr-2021
Ticker: NOK
ISIN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
7. Adoption of the Annual Accounts. Mgmt For For
8. Resolution on the use of the profit shown Mgmt For For
on the balance sheet.
9. Resolution on the discharge of the members Mgmt For For
of the Board of Directors and the President
and CEO from liability for the financial
year 2020.
10. Addressing the Remuneration Report. Mgmt For For
11. Resolution on the remuneration to the Mgmt For For
members of the Board of Directors.
12. Resolution on the number of members of the Mgmt For For
Board of Directors.
13. DIRECTOR
Sari Baldauf Mgmt For For
Bruce Brown Mgmt For For
Thomas Dannenfeldt Mgmt For For
Jeanette Horan Mgmt For For
Edward Kozel Mgmt For For
Soren Skou Mgmt For For
Carla Smits-Nusteling Mgmt For For
Kari Stadigh Mgmt For For
14. Resolution on the remuneration of the Mgmt For For
Auditor.
15. Election of Auditor for the financial year Mgmt For For
2022.
16. Authorization to the Board of Directors to Mgmt For For
resolve to repurchase the Company's own
shares.
17. Authorization to the Board of Directors to Mgmt For For
resolve to issue shares and special rights
entitling to shares.
--------------------------------------------------------------------------------------------------------------------------
NOKIAN TYRES PLC Agenda Number: 713664919
--------------------------------------------------------------------------------------------------------------------------
Security: X5862L103
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: FI0009005318
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE GENERAL MEETING Non-Voting
2 CALLING THE GENERAL MEETING TO ORDER Non-Voting
3 ELECTION OF PERSON TO SCRUTINIZE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES: JAANA KLINGA
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE FINANCIAL STATEMENTS, Non-Voting
THE REPORT OF THE BOARD OF DIRECTORS AND
THE AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE FINANCIAL STATEMENTS FOR Mgmt No vote
2020
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt No vote
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: THE BOARD OF DIRECTORS PROPOSES
TO THE GENERAL MEETING THAT FROM THE
FINANCIAL YEAR JANUARY 1-DECEMBER 31, 2020,
A DIVIDEND OF EUR 1.20 PER SHARE BE PAID,
I.E. APPROXIMATELY EUR 166 MILLION IN TOTAL
BASED ON THE NUMBER OF SHARES OF THE
COMPANY AT THE TIME OF THE PROPOSAL
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt No vote
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY
10 ADOPTION OF THE COMPANY'S REMUNERATION Mgmt No vote
REPORT FOR GOVERNING BODIES
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY SHAREHOLDERS NOMINATION BOARD
AND BOARD DOES NOT MAKE ANY RECOMMENDATION
ON THESE PROPOSALS. THE STANDING
INSTRUCTIONS ARE DISABLED FOR THIS MEETING
11 RESOLUTION ON THE REMUNERATION OF THE Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt No vote
BOARD OF DIRECTORS: NINE (9)
13 ELECTION OF MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS: THE SHAREHOLDERS' NOMINATION
BOARD PROPOSES TO THE GENERAL MEETING THAT
JUKKA HIENONEN, HEIKKI ALLONEN, RAIMO LIND,
INKA MERO, GEORGE RIETBERGEN, PEKKA VAURAMO
AND VERONICA LINDHOLM BE RE-ELECTED AS
MEMBERS OF THE BOARD AND CHRISTOPHER
OSTRANDER AND JOUKO POLONEN BE ELECTED AS
NEW MEMBERS OF THE BOARD FOR THE TERM
ENDING AT THE CLOSING OF THE ANNUAL GENERAL
MEETING 2022. THE SHAREHOLDERS' NOMINATION
BOARD FURTHER PROPOSES THAT JUKKA HIENONEN
BE ELECTED AS THE CHAIRMAN AND PEKKA
VAURAMO AS DEPUTY CHAIRMAN OF THE BOARD OF
DIRECTORS. OF THE CURRENT MEMBERS, KARI
JORDAN HAS INFORMED THAT HE IS NOT
AVAILABLE FOR RE-ELECTION TO THE BOARD OF
DIRECTORS
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt No vote
AUDITOR
15 ELECTION OF AUDITOR: FOR THE SELECTION OF Mgmt No vote
THE AUDITOR FOR THE TERM OF 2021, NOKIAN
TYRES ORGANIZED THE AUDIT FIRM SELECTION
PROCEDURE IN ACCORDANCE WITH THE EU AUDIT
REGULATION. BASED ON THE RECOMMENDATION OF
THE BOARD'S AUDIT COMMITTEE, THE BOARD OF
DIRECTORS PROPOSES TO THE GENERAL MEETING
THAT ERNST & YOUNG OY, AUTHORIZED PUBLIC
ACCOUNTANT FIRM, BE ELECTED AS THE
COMPANY'S AUDITOR FOR A TERM ENDING AT THE
CLOSING OF THE ANNUAL GENERAL MEETING 2022.
ERNST & YOUNG OY HAS NOTIFIED THAT MIKKO
JARVENTAUSTA, APA, WILL ACT AS THE
PRINCIPALLY RESPONSIBLE AUDITOR
16 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt No vote
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES
17 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt No vote
DECIDE ON THE ISSUANCE OF SHARES AND
SPECIAL RIGHTS ENTITLING TO SHARES
18 CLOSING OF THE GENERAL MEETING Non-Voting
CMMT 10 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 10 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NORDEA BANK ABP Agenda Number: 713628177
--------------------------------------------------------------------------------------------------------------------------
Security: X5S8VL105
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: FI4000297767
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER: JOHAN AALTO Non-Voting
3 ELECTION OF PERSON TO SCRUTINISE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES: LAURI MARJAMAKI
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
REPORT OF THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE ANNUAL ACCOUNTS Mgmt No vote
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt No vote
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: EUR 0.72 PER SHARE
9 RESOLUTION TO DISCHARGE THE MEMBERS OF THE Mgmt No vote
BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY
10 ADVISORY RESOLUTION ON THE ADOPTION OF THE Mgmt No vote
COMPANY'S REMUNERATION REPORT FOR GOVERNING
BODIES
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY SHAREHOLDERS' NOMINATION BOARD
AND BOARD DOES NOT MAKE ANY RECOMMENDATION
ON THESE PROPOSALS. THE STANDING
INSTRUCTIONS ARE DISABLED FOR THIS MEETING
11 RESOLUTION ON THE REMUNERATION FOR THE Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt No vote
BOARD OF DIRECTORS: THE SHAREHOLDERS'
NOMINATION BOARD PROPOSES TO THE ANNUAL
GENERAL MEETING, FOR A PERIOD UNTIL THE END
OF THE NEXT ANNUAL GENERAL MEETING, THAT
THE NUMBER OF MEMBERS OF THE BOARD OF
DIRECTORS TO BE ELECTED BY THE ANNUAL
GENERAL MEETING IS SET AT 10. FURTHERMORE,
THE BOARD OF DIRECTORS HAS THREE ORDINARY
MEMBERS AND ONE DEPUTY MEMBER APPOINTED BY
THE EMPLOYEES OF THE NORDEA GROUP
13 ELECTION OF MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS AND THE CHAIR OF THE BOARD OF
DIRECTORS: THE SHAREHOLDERS' NOMINATION
BOARD PROPOSES, FOR A PERIOD UNTIL THE END
OF THE NEXT ANNUAL GENERAL MEETING: THE
RE-ELECTION OF TORBJORN MAGNUSSON, NIGEL
HINSHELWOOD, BIRGER STEEN, SARAH RUSSELL,
ROBIN LAWTHER, KARI JORDAN, PETRA VAN
HOEKEN, JOHN MALTBY AND JONAS SYNNERGREN AS
MEMBERS OF THE BOARD OF DIRECTORS; THE
ELECTION OF CLAUDIA DILL AS NEW MEMBER OF
THE BOARD OF DIRECTORS; AND THE RE-ELECTION
OF TORBJORN MAGNUSSON AS CHAIR OF THE BOARD
OF DIRECTORS. PERNILLE ERENBJERG IS NOT
AVAILABLE FOR RE-ELECTION
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt No vote
AUDITOR
15 ELECTION OF AUDITOR: THE BOARD OF DIRECTORS Mgmt No vote
PROPOSES, ON THE RECOMMENDATION OF THE
BOARD AUDIT COMMITTEE, TO THE ANNUAL
GENERAL MEETING THAT AUTHORISED PUBLIC
ACCOUNTANTS PRICEWATERHOUSECOOPERS OY BE
RE-ELECTED AS THE COMPANY'S AUDITOR UNTIL
THE END OF THE FOLLOWING ANNUAL GENERAL
MEETING. PRICEWATERHOUSECOOPERS OY HAS
NOTIFIED THE COMPANY THAT THE AUTHORISED
PUBLIC ACCOUNTANT JUKKA PAUNONEN WOULD ACT
AS THE RESPONSIBLE AUDITOR
16 RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt No vote
OF DIRECTORS TO DECIDE ON THE ISSUANCE OF
SPECIAL RIGHTS ENTITLING TO SHARES
(CONVERTIBLES) IN THE COMPANY
17 RESOLUTION ON REPURCHASE OF THE COMPANY'S Mgmt No vote
OWN SHARES IN THE SECURITIES TRADING
BUSINESS
18 RESOLUTION ON TRANSFER OF THE COMPANY'S OWN Mgmt No vote
SHARES IN THE SECURITIES TRADING BUSINESS
19 RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt No vote
OF DIRECTORS TO DECIDE ON REPURCHASE OF THE
COMPANY'S OWN SHARES
20 RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt No vote
OF DIRECTORS TO DECIDE ON SHARE ISSUANCES
OR TRANSFER OF THE COMPANY'S OWN SHARES
21 CLOSING OF THE MEETING Non-Voting
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
OCI N.V. Agenda Number: 713069056
--------------------------------------------------------------------------------------------------------------------------
Security: N6667A111
Meeting Type: EGM
Meeting Date: 20-Oct-2020
Ticker:
ISIN: NL0010558797
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPEN MEETING Non-Voting
2 ELECT HEIKE VAN DE KERKHOF AS NON-EXECUTIVE Mgmt No vote
DIRECTOR
3 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
OMV AG Agenda Number: 713059334
--------------------------------------------------------------------------------------------------------------------------
Security: A51460110
Meeting Type: AGM
Meeting Date: 29-Sep-2020
Ticker:
ISIN: AT0000743059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 27 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR MID:
460645, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 458200 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT PLEASE NOTE THAT THE MEETING HAS BEEN SET Non-Voting
UP USING THE RECORD DATE 18 SEP 2020, SINCE
AT THIS TIME WE ARE UNABLE TO
SYSTEMATICALLY UPDATE THE ACTUAL RECORD
DATE. THE TRUE RECORD DATE FOR THIS MEETING
IS 19 SEP 2020. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote
BALANCE SHEET PROFIT REPORTED IN THE
FINANCIAL STATEMENTS 2019: DIVIDENDS OF EUR
1.75 PER SHARE
3 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt No vote
OF THE EXECUTIVE BOARD FOR THE FINANCIAL
YEAR 2019
4 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt No vote
OF THE SUPERVISORY BOARD FOR THE FINANCIAL
YEAR 2019
5 RESOLUTION ON THE REMUNERATION FOR THE Mgmt No vote
MEMBERS OF THE SUPERVISORY BOARD FOR THE
FINANCIAL YEAR 2019
6 APPOINTMENT OF THE AUDITOR AND GROUP Mgmt No vote
AUDITOR FOR THE FINANCIAL YEAR 2020: ERNST
YOUNG AS AUDITORS FOR FISCAL 2020
7 RESOLUTION ON THE REMUNERATION POLICY FOR Mgmt No vote
THE EXECUTIVE BOARD AND THE SUPERVISORY
BOARD
8.I RESOLUTIONS ON THE LONG TERM INCENTIVE PLAN Mgmt No vote
8.II RESOLUTIONS ON THE EQUITY DEFERRAL Mgmt No vote
9.A ELECTION TO THE SUPERVISORY BOARD: MS. Mgmt No vote
GERTRUDE TUMPEL-GUGERELL
9.B ELECTION TO THE SUPERVISORY BOARD: MR. Mgmt No vote
WOLFGANG C. BERNDT
10 RESOLUTION ON THE AUTHORIZATION OF THE Mgmt No vote
EXECUTIVE BOARD TO INCREASE THE SHARE
CAPITAL ACCORDING TO SECTION 169 AUSTRIAN
STOCK CORPORATION ACT WITH THE POSSIBILITY
TO EXCLUDE THE SUBSCRIPTION RIGHT (I) TO
ADJUST FRACTIONAL AMOUNTS OR (II) TO
SATISFY STOCK TRANSFER PROGRAMS, IN
PARTICULAR LONG TERM INCENTIVE PLANS,
EQUITY DEFERRALS OR OTHER PARTICIPATION
PROGRAMS AND EMPLOYEE STOCK OWNERSHIP PLANS
(AUTHORIZED CAPITAL) AND ON THE AMENDMENT
OF THE ARTICLES OF ASSOCIATION IN SECTION 3
AND AUTHORIZATION OF THE SUPERVISORY BOARD
TO ADOPT AMENDMENTS TO THE ARTICLES OF
ASSOCIATION RESULTING FROM THE ISSUANCE OF
SHARES ACCORDING TO THE AUTHORIZED CAPITAL
--------------------------------------------------------------------------------------------------------------------------
OMV AG Agenda Number: 714067647
--------------------------------------------------------------------------------------------------------------------------
Security: A51460110
Meeting Type: AGM
Meeting Date: 02-Jun-2021
Ticker:
ISIN: AT0000743059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 570490 DUE TO RECEIVED SPLITTING
OF RESOLUTION 8. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.85 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
MEMBERS
6 RATIFY ERNST & YOUNG AS AUDITORS FOR FISCAL Mgmt No vote
YEAR 2021
7 APPROVE REMUNERATION REPORT Mgmt No vote
8.1 APPROVE LONG TERM INCENTIVE PLAN 2021 FOR Mgmt No vote
KEY EMPLOYEES
8.2 APPROVE EQUITY DEFERRAL PLAN Mgmt No vote
9 ELECT SAEED AL MAZROUEI AS SUPERVISORY Mgmt No vote
BOARD MEMBER
10 APPROVE USE OF REPURCHASED SHARES FOR LONG Mgmt No vote
TERM INCENTIVE PLANS, DEFERRALS OR OTHER
STOCK OWNERSHIP PLANS
--------------------------------------------------------------------------------------------------------------------------
ORANGE SA Agenda Number: 713953455
--------------------------------------------------------------------------------------------------------------------------
Security: F6866T100
Meeting Type: MIX
Meeting Date: 18-May-2021
Ticker:
ISIN: FR0000133308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 524608 DUE TO RECEIVED
ADDITIONAL RESOLUTION A. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED, SHOWING EARNINGS AMOUNTING TO
EUR 2,387,482,026.44. APPROVAL OF THE
COMPANY'S FINANCIAL STATEMENTS
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR AS PRESENTED TO THE MEETING.
CONSOLIDATED FINANCIAL STATEMENTS
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
TO ALLOCATE THE EARNINGS AS FOLLOWS:
ORIGIN: EARNINGS FOR THE FINANCIAL YEAR:
EUR 2,387,482,026.44 RETAINED EARNINGS: EUR
9,107,533,866.28 DISTRIBUTABLE INCOME: EUR
11,495,015,892.72 ALLOCATION: DIVIDENDS:
EUR 0.90 PER SHARES (INCLUDING EUR 0.20
PAID ON AN ON-OFF BASIS) RETAINED EARNINGS:
THE BALANCE THE SHAREHOLDERS WILL BE
GRANTED A NET DIVIDEND OF EUR 0.90 PER
SHARE INCLUDING THE DEPOSIT DIVIDEND OF EUR
0.40 PAID ON DECEMBER 9TH 2020, WHICH WILL
BE ELIGIBLE FOR THE 40 PER CENT DEDUCTION
PROVIDED BY THE FRENCH GENERAL TAX CODE.
THIS DIVIDEND BALANCE OF EUR 0.50 WILL BE
PAID ON JUNE 17TH 2021. IT IS REMINDED
THAT, FOR THE LAST THREE FINANCIAL YEARS,
THE DIVIDENDS WERE PAID FOLLOWS: EUR 0.65
PER SHARE FOR FISCAL YEAR 2017 EUR 0.70 PER
SHARE FOR FISCAL YEAR 2018 EUR 0.50 PER
SHARE FOR FISCAL YEAR 2019 THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS. RESULTS
APPROPRIATION
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L. 225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE, AND
NOTES THAT NO SUCH AGREEMENT WAS ENTERED
INTO DURING SAID FISCAL YEAR. SPECIAL
REPORT
5 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF THE COMPANY BPIFRANCE
PARTICIPATIONS AS DIRECTOR FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR.
RENEWAL OF A TERM OF OFFICE
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF THE COMPANY KPMG S.A. AS
STATUTORY AUDITOR FOR A 6-YEAR PERIOD, I.E.
UNTIL THE SHAREHOLDERS' MEETING CALLED TO
RULE ON THE FINANCIAL STATEMENTS FOR THE
2026 FISCAL YEAR. RENEWAL OF A TERM OF
OFFICE
7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF THE COMPANY SALUSTRO REYDEL
AS ALTERNATE AUDITOR FOR A 6-YEAR PERIOD,
I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED
TO RULE ON THE FINANCIAL STATEMENTS FOR THE
2026 FISCAL YEAR. RENEWAL OF A TERM OF
OFFICE
8 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt No vote
STATUTORY AUDITOR, THE COMPANY DELOITTE FOR
A 6-YEAR PERIOD, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE 2026 FISCAL
YEAR, TO REPLACE THE COMPANY ERNST AND
YOUNG AUDIT AFTER THE END OF ITS TERM.
APPOINTMENT
9 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt No vote
ALTERNATE AUDITOR, THE COMPANY BEAS FOR A
6-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2026 FISCAL YEAR, TO
REPLACE THE COMPANY AUDITEX AFTER THE END
OF ITS TERM. APPOINTMENT
10 THE SHAREHOLDERS' MEETING RESOLVES TO Mgmt No vote
TRANSFER THE HEAD OFFICE OF THE COMPANY TO
111 QUAI DU PRESIDENT ROOSEVELT, 92130
ISSY-LES-MOULINEAUX, FRANCE, AS DECIDED
DURING THE SHAREHOLDERS' MEETING ON
FEBRUARY 17TH 2021. NEW REGISTERED OFFICE
11 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L. 22-10-34
I. OF THE FRENCH COMMERCIAL CODE, APPROVES
SECTIONS 5.4.1.2, 5.4.2.1 AND 5.4.2.3 OF
THE UNIVERSAL REGISTRATION DOCUMENT OF THE
COMPANY FOR THE 2020 FISCAL YEAR. SPECIAL
REPORT
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION AS WELL AS THE BENEFITS OR
PERKS OF ANY KIND PAID AND AWARDED TO MR
STEPHANE RICHARD AS CEO FOR THE 2020
FINANCIAL YEAR. COMPENSATION
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION AS WELL AS THE BENEFITS OR
PERKS OF ANY KIND PAID AND AWARDED TO MR
RAMON FERNANDEZ AS DEPUTY MANAGING DIRECTOR
FOR THE 2020 FINANCIAL YEAR. COMPENSATION
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION AS WELL AS THE BENEFITS OR
PERKS OF ANY KIND PAID AND AWARDED TO MR
GERVAIS PELLISSIER AS DEPUTY MANAGING
DIRECTOR FOR THE 2020 FINANCIAL YEAR.
COMPENSATION
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE CHIEF
EXECUTIVE OFFICER, FOR THE 2020 FISCAL
YEAR. APPROVAL OF THE COMPENSATION POLICY
16 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
DEPUTY MANAGING DIRECTORS, FOR THE 2020
FISCAL YEAR. APPROVAL OF THE COMPENSATION
POLICY
17 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
NON-MANAGERS DIRECTORS, FOR THE 2020 FISCAL
YEAR. APPROVAL OF THE COMPENSATION POLICY
18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES ON THE OPEN MARKET,
SUBJECT TO THE CONDITIONS DESCRIBED BELOW:
MAXIMUM PURCHASE PRICE: EUR 24.00, MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT
OF THE SHARES COMPOSING THE SHARE CAPITAL,
MAXIMUM FUNDS INVESTED IN THE SHARE
BUYBACKS: EUR 6,384,135,837.60. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON MAY 19TH
2020 IN RESOLUTION NR 16. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
AUTHORIZATION TO BUY BACK SHARES
19 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE UP TO EUR 2,000,000,000.00, BY
ISSUANCE, WITH THE SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS
MAINTAINED, OF: -SHARES; -EQUITY SECURITIES
GIVING ACCESS TO OTHER EQUITY SECURITIES OR
GIVING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES OF THE COMPANY -SECURITIES
GIVING ACCESS TO EQUITY SECURITIES TO BE
ISSUED OR TO BE ISSUED BY A SUBSIDIARY
-EQUITIES GIVING ACCESS TO EXISTING EQUITY
SECURITIES OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES OF A COMPANY
OF WHICH THE COMPANY HOLDS RIGHTS IN THE
SHARE CAPITAL HOWEVER, IT CANNOT BE USED IN
THE CONTEXT OF A PUBLIC OFFER, UNLESS
AUTHORIZED IN APPLICATION OF RESOLUTION 20
SUBMITTED TO THIS MEETING. THE PRESENT
DELEGATION IS GIVEN FOR A 26-MONTH PERIOD.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 21TH 2019 IN
RESOLUTION NR 16. CAPITAL INCREASE THROUGH
ISSUANCE, WITH PREFERRED SUBSCRIPTION
RIGHTS MAINTAINED, OF SHARES AND/OR
SECURITIES
20 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 19 (SUBJECT TO
ITS APPROVAL BY THIS MEETING) AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
21 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL UP TO EUR
1,000,000,000.00, BY WAY OF A PUBLIC
OFFERING, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS, OF: - SHARES; - EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES OF THE
COMPANY - SECURITIES GIVING ACCESS TO
EQUITY SECURITIES TO BE ISSUED OR TO BE
ISSUED BY A SUBSIDIARY - EQUITIES GIVING
ACCESS TO EXISTING EQUITY SECURITIES OR
GIVING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES OF A COMPANY OF WHICH THE
COMPANY HOLDS RIGHTS IN THE SHARE CAPITAL
HOWEVER, IT CANNOT BE USED IN THE CONTEXT
OF A PUBLIC OFFER, UNLESS AUTHORIZED IN
APPLICATION OF RESOLUTION 22 SUBMITTED TO
THIS MEETING. THE PRESENT DELEGATION IS
GIVEN FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 21TH 2019 IN
RESOLUTION NR 18. CAPITAL INCREASE BY
ISSUING SHARES WITHOUT PREFERRED
SUBSCRIPTION RIGHT BY OFFERS
22 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 21 (SUBJECT TO
ITS APPROVAL BY THIS MEETING) AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
23 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS, FOR A
26-MONTH PERIOD, TO INCREASE THE SHARE
CAPITAL UP TO EUR 1,000,000,000.00 (OR 20
PERCENT OF THE SHARE CAPITAL) COUNTING
AGAINST RESOLUTION 21, BY WAY OF A PRIVATE
OFFERING, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS, OF: - SHARES; - EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES OF THE
COMPANY - SECURITIES GIVING ACCESS TO
EQUITY SECURITIES TO BE ISSUED OR TO BE
ISSUED BY A SUBSIDIARY - EQUITIES GIVING
ACCESS TO EXISTING EQUITY SECURITIES OR
GIVING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES OF A COMPANY OF WHICH THE
COMPANY HOLDS RIGHTS IN THE SHARE CAPITAL
HOWEVER, IT CANNOT BE USED IN THE CONTEXT
OF A PUBLIC OFFER, UNLESS AUTHORIZED IN
APPLICATION OF RESOLUTION 24 SUBMITTED TO
THIS MEETING. THIS AUTHORIZATION SUPERSEDES
THE FRACTION UNUSED OF THE AUTHORIZATION
GIVEN BY THE SHAREHOLDERS' MEETING ON MAY
21TH 2019 IN RESOLUTION NR 20. CAPITAL
INCREASE BY ISSUING SHARES WITHOUT
PREFERRED SUBSCRIPTION RIGHT BY OFFERS
24 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 23 (SUBJECT TO
ITS APPROVAL BY THIS MEETING) AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
25 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES IN THE EVENT THOSE GRANTED
UNDER RESOLUTIONS 19 TO 24 HEREIN EXCEED
THE INITIAL NUMBER OF SECURITIES TO BE
ISSUED (OVERSUBSCRIPTION), UP TO 15
PERCENT. THIS DELEGATION IS GIVEN FOR A
26-MONTH PERIOD. AUTHORIZATION TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED
(OVERSUBSCRIPTION)
26 THE SHAREHOLDERS' MEETING GIVES ALL POWERS Mgmt No vote
TO THE BOARD OF DIRECTORS TO ISSUE SHARES,
EQUITY SECURITIES GIVING ACCESS TO EXISTING
SHARES OR GIVING RIGHT TO THE ALLOCATION OF
DEBT SECURITIES AND SECURITIES GIVING
RIGHTS TO SHARES TO BE ISSUED, IN
CONSIDERATION FOR SECURITIES TENDERED AS A
PART OF A PUBLIC EXCHANGE OFFER INITIATED
BY THE COMPANY CONCERNING THE SHARES OF
ANOTHER COMPANY. THE AMOUNT OF SHARES TO BE
ISSUED SHALL NOT EXCEED EUR
1,000,000,000.00 AND COUNT AGAINST
RESOLUTION 21 OF THIS MEETING. HOWEVER, IT
CANNOT BE USED IN THE CONTEXT OF A PUBLIC
OFFER, UNLESS AUTHORIZED IN APPLICATION OF
RESOLUTION 27 SUBMITTED TO THIS MEETING.
THIS AUTHORIZATION IS GRANTED FOR A
26-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GIVEN BY THE SHAREHOLDERS'
MEETING ON MAY 21TH 2019 IN RESOLUTION NR
23. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES. ISSUE OF EQUITY
SECURITIES AND SECURITIES IN THE EVENT OF A
PUBLIC EXCHANGE OFFER
27 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 26 (SUBJECT TO
ITS APPROVAL BY THIS MEETING)AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
28 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS, FOR A
26-MONTH PERIOD, TO INCREASE THE SHARE
CAPITAL, UP TO EUR 1,000,000,000.00 (OR 10
PERCENT OF THE SHARE CAPITAL), BY ISSUING
SHARES, EQUITY SECURITIES GIVING ACCESS TO
EXISTING SHARES OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES AND
SECURITIES GIVING ACCESS TO SHARES TO BE
ISSUED, IN CONSIDERATION FOR THE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPOSED OF CAPITAL SECURITIES
OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL. THIS AMOUNT SHALL COUNT AGAINST
RESOLUTION NUMBER 21. HOWEVER, IT CANNOT BE
USED IN THE CONTEXT OF A PUBLIC OFFER,
UNLESS AUTHORIZED IN APPLICATION OF
RESOLUTION 29 SUBMITTED TO THIS MEETING.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 21TH 2019 IN
RESOLUTION NR 25. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
SHARE CAPITAL INCREASE IN CONSIDERATION FOR
CONTRIBUTIONS IN KIND
29 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 28 (SUBJECT TO
ITS APPROVAL BY THIS MEETING) AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
30 THE SHAREHOLDERS' MEETING SETS THE MAXIMUM Mgmt No vote
OVERALL VALUE OF THE CAPITAL INCREASE
CARRIED OUT BY VIRTUE OF DELEGATIONS AND
AUTHORIZATIONS GRANTED TO THE BOARD OF
DIRECTORS BY RESOLUTIONS 19 TO 29 TO EUR
3,000,000,000.00. DETERMINATION OF OVERALL
VALUE OF THE CAPITAL INCREASE
31 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO ALLOCATE, FREE OF
CHARGE, EXISTING OR TO BE ISSUED COMPANY
SHARES, IN FAVOR OF MANAGING CORPORATE
OFFICERS AND SOME EMPLOYEES OF THE COMPANY
OR A RELATED COMPANY, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, THIS
DELEGATION IS GIVEN FOR A 12-MONTH PERIOD
AND FOR A NOMINAL AMOUNT THAT SHALL NOT
EXCEED 0.07 PERCENT OF THE SHARE CAPITAL,
NOTED THAT THE SHARES GIVEN TO THE MANAGING
CORPORATE OFFICERS CANNOT EXCEED 100,000
SHARES THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON MAY 19TH
2020 IN RESOLUTION NR 19. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
SHARE CAPITAL INCREASE RESERVED FOR
EMPLOYEES
32 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, IN FAVOR OF EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY WHO ARE
MEMBERS OF A COMPANY SAVINGS PLAN, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, BY ISSUANCE OF SHARES, EQUITY
SECURITIES GIVING ACCESS TO EXISTING SHARES
OR GIVING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES AND SECURITIES GIVING ACCESS TO
SHARES TO BE ISSUED. THIS DELEGATION IS
GIVEN FOR AN 18-MONTH PERIOD AND FOR A
NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR
200,000,000.00. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GIVEN BY THE SHAREHOLDERS'
MEETING ON MAY 19TH 2020 IN RESOLUTION NR
20. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES. SHARE CAPITAL
INCREASE RESERVED FOR EMPLOYEES
33 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt No vote
BOARD OF DIRECTORS ALL POWERS IN ORDER TO
INCREASE THE SHARE CAPITAL, UP TO EUR
2,000,000,000.00, BY ISSUING BONUS SHARES
OR RAISING THE PAR VALUE OF EXISTING
SHARES, OR BY A COMBINATION OF BOTH
METHODS, BY WAY OF CAPITALIZING RESERVES,
PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED
THAT SUCH CAPITALIZATION IS ALLOWED BY LAW
AND UNDER THE BYLAWS. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 21TH 2019 IN
RESOLUTION NR 30. SHARE CAPITAL INCREASE BY
CAPITALIZING RESERVES, PROFITS OR PREMIUMS
34 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt No vote
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL BY CANCELLING ALL OR PART OF
THE SHARES HELD BY THE COMPANY IN
CONNECTION WITH THE STOCK REPURCHASE PLAN
UNDER RESOLUTION 18, UP TO 10 PERCENT OF
THE SHARE CAPITAL OVER A 24-MONTH PERIOD.
THE SHAREHOLDERS' MEETING DECIDES TO CHARGE
THE EXCESS OF THE PURCHASE PRICE OVER THE
SHARE'S NOMINAL VALUE ON THE ISSUANCE
PREMIUM ACCOUNT, OR ANY OTHER AVAILABLE
RESERVE ACCOUNT, WITHIN THE LIMIT OF 10
PERCENT OF THE CAPITAL REDUCTION. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON MAY 19TH
2020 IN RESOLUTION NR 21. AUTHORIZATION TO
REDUCE THE CAPITAL THROUGH THE CANCELLATION
OF SHARES
35 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW. POWERS
TO ACCOMPLISH FORMALITIES
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: THE SHAREHOLDERS'
MEETING, SUBJECT TO THE ADOPTION OF
RESOLUTION 31, AUTHORIZES THE BOARD OF
DIRECTORS TO GRANT, FOR FREE EXISTING OR
FUTURE SHARES, IN FAVOR OF THE EMPLOYEES OR
THE CORPORATE OFFICERS OF THE COMPANY AND
RELATED COMPANIES, FOR AN AMOUNT
REPRESENTING 0.4 PERCENT OF THE SHARE
CAPITAL. THE PRESENT DELEGATION IS GIVEN
FOR A 12-MONTH PERIOD. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
AMENDMENT TO THE RESOLUTION 31 - SHARE
CAPITAL INCREASE RESERVED FOR EMPLOYEES
B PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: THE SHAREHOLDERS'
MEETING DECIDES TO AMEND ARTICLE 13 OF THE
BYLAWS, IN ORDER TO SET A MAXIMUM NUMBER OF
TERMS OF OFFICE THAT THE DIRECTORS OF THE
COMPANY CAN ACCEPT TO EXERCISE THE
FUNCTIONS OF DIRECTOR OF THE COMPANY.
AMENDMENT TO ARTICLES OF THE BYLAWS
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL
LINK:https://www.journal-officiel.gouv.fr/b
alo/document/202104192101016-47
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU AND PLEASE NOTE
THAT IF YOU HOLD CREST DEPOSITORY INTERESTS
(CDIs) AND PARTICIPATE AT THIS MEETING, YOU
(OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)
WILL BE REQUIRED TO INSTRUCT A TRANSFER OF
THE RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND INTERMEDIARY
CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE
CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER
THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU
SHOULD BE PROVIDING THE UNDERLYING
SHAREHOLDER INFORMATION AT THE VOTE
INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW
TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE
OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR
DEDICATED CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
ORION CORPORATION Agenda Number: 713598122
--------------------------------------------------------------------------------------------------------------------------
Security: X6002Y112
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: FI0009014377
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 MATTERS OF ORDER FOR THE MEETING: JUKKA Non-Voting
LAITASALO, ATTORNEY-AT-LAW, WILL ACT AS THE
CHAIRMAN. IF JUKKA LAITASALO IS NOT ABLE TO
ACT AS CHAIRMAN DUE TO A WEIGHTY REASON,
THE BOARD OF DIRECTORS WILL APPOINT A
PERSON IT DEEMS MOST SUITABLE TO ACT AS
CHAIRMAN. THE CHAIRMAN MAY APPOINT A
SECRETARY FOR THE ANNUAL GENERAL MEETING
3 ELECTION OF THE PERSON TO CONFIRM THE Non-Voting
MINUTES AND THE PERSONS TO VERIFY THE
COUNTING OF VOTES: OLLI HUOTARI, SENIOR
VICE PRESIDENT, CORPORATE FUNCTIONS, WILL
ACT AS THE PERSON TO CONFIRM THE MINUTES
AND VERIFY THE COUNTING OF VOTES. IF OLLI
HUOTARI IS UNABLE TO ACT AS THE PERSON TO
CONFIRM THE MINUTES AND VERIFY THE COUNTING
OF THE VOTES DUE TO A WEIGHTY REASON, THE
BOARD OF DIRECTORS WILL APPOINT A PERSON IT
DEEMS MOST SUITABLE TO ACT AS THE PERSON TO
CONFIRM THE MINUTES AND SUPERVISE THE
COUNTING OF VOTES
4 RECORDING THE LEGAL CONVENING OF THE Non-Voting
MEETING AND QUORUM
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
THE LIST OF VOTES: SHAREHOLDERS WHO HAVE
VOTED IN ADVANCE WITHIN THE ADVANCE VOTING
PERIOD AND HAVE THE RIGHT TO ATTEND THE
ANNUAL GENERAL MEETING UNDER CHAPTER 5,
SECTIONS 6 AND 6 A OF THE FINNISH COMPANIES
ACT WILL BE DEEMED TO HAVE PARTICIPATED AT
IN THE ANNUAL GENERAL MEETING
6 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
2020, THE REPORT OF THE BOARD OF DIRECTORS
AND THE AUDITOR'S REPORT - REVIEW BY THE
PRESIDENT AND CEO: REVIEW BY THE PRESIDENT
AND CEO. THE COMPANY'S FINANCIAL STATEMENT
DOCUMENTS FOR THE FINANCIAL YEAR 2020,
WHICH INCLUDE THE COMPANY'S FINANCIAL
STATEMENTS, THE REPORT OF THE BOARD OF
DIRECTORS AND THE AUDITOR'S REPORT AND
WHICH ARE AVAILABLE ON THE COMPANY'S
WEBSITE NO LATER THAN THREE WEEKS PRIOR TO
THE ANNUAL GENERAL MEETING, WILL BE DEEMED
TO HAVE BEEN PRESENTED TO THE ANNUAL
GENERAL MEETING UNDER THIS ITEM
7 ADOPTION OF THE FINANCIAL STATEMENTS Mgmt No vote
8 DECISION ON THE USE OF THE PROFITS SHOWN ON Mgmt No vote
THE BALANCE SHEET AND THE PAYMENT OF THE
DIVIDEND: THE BOARD OF DIRECTORS PROPOSES
THAT A DIVIDEND OF EUR 1.50 PER SHARE BE
PAID ON THE BASIS OF THE BALANCE SHEET
CONFIRMED FOR THE FINANCIAL YEAR THAT ENDED
ON 31 DECEMBER 2020. ACCORDING TO THE
PROPOSAL, THE DIVIDEND IS PAID TO ORION
CORPORATION SHAREHOLDERS ENTERED IN THE
COMPANY'S REGISTER OF SHAREHOLDERS
MAINTAINED BY EUROCLEAR FINLAND LTD ON THE
RECORD DATE OF THE DIVIDEND DISTRIBUTION,
29 MARCH 2021. THE DATE OF THE DIVIDEND
PAYMENT IS 7 APRIL 2021. IN ADDITION, THE
BOARD OF DIRECTORS PROPOSES THAT EUR
350,000 OF THE COMPANY'S DISTRIBUTABLE
FUNDS BE DONATED TO MEDICAL RESEARCH AND
OTHER PURPOSES OF PUBLIC INTEREST AS
DECIDED BY THE BOARD OF DIRECTORS. THE
LIQUIDITY OF THE COMPANY IS GOOD AND, IN
THE OPINION OF THE BOARD OF DIRECTORS, THE
PROPOSED PROFIT DISTRIBUTION WOULD NOT
COMPROMISE THE LIQUIDITY OF THE COMPANY
9 DECISION ON THE DISCHARGE OF THE MEMBERS OF Mgmt No vote
THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY
10 REMUNERATION REPORT: THE BOARD OF DIRECTORS Mgmt No vote
PROPOSES THAT THE REMUNERATION REPORT FOR
THE COMPANY'S GOVERNING BODIES FOR 2020 BE
APPROVED. THE RESOLUTION IS ADVISORY IN
ACCORDANCE WITH THE FINNISH COMPANIES ACT.
THE REMUNERATION REPORT IS AVAILABLE ON THE
COMPANY'S WEBSITE AT WWW.ORION.FI/EN AT THE
LATEST THREE WEEKS BEFORE THE ANNUAL
GENERAL MEETING
CMMT PLEASE NOTE THAT RESOLUTIONS 11, 12 AND 13 Non-Voting
ARE PROPOSED BY NOMINATION COMMITTEE AND
BOARD DOES NOT MAKE ANY RECOMMENDATIONS ON
THESE PROPOSALS. THE STANDING INSTRUCTIONS
ARE DISABLED FOR THIS MEETING
11 DECISION ON THE REMUNERATION OF THE MEMBERS Mgmt No vote
OF THE BOARD OF DIRECTORS: THE COMPANY'S
NOMINATION COMMITTEE'S RECOMMENDATION
CONCERNING THE REMUNERATION AND THE NUMBER
OF THE MEMBERS OF THE BOARD OF DIRECTORS AS
WELL AS THE ELECTION OF THE MEMBERS OF THE
BOARD OF DIRECTORS AND THE CHAIRMAN HAS
BEEN PUBLISHED ON 12 JANUARY 2021 AS A
STOCK EXCHANGE RELEASE. ON 19 JANUARY 2021,
THE BOARD OF DIRECTORS OF THE COMPANY HAS
RECEIVED A PROPOSAL FOR DECISION FROM
ILMARINEN MUTUAL PENSION INSURANCE COMPANY
ACCORDING TO WHICH THE REMUNERATION OF THE
MEMBERS OF THE BOARD OF DIRECTORS WOULD BE
PAID PURSUANT TO THE RECOMMENDATION OF THE
NOMINATION COMMITTEE. THE BOARD OF
DIRECTORS HAS DECIDED TO PUBLISH
ILMARINEN'S PROPOSAL FOR DECISION AS A
PROPOSAL ON THE REMUNERATION OF THE MEMBERS
OF THE BOARD OF DIRECTORS TO THE ANNUAL
GENERAL MEETING. ACCORDING TO THE PROPOSAL
FOR DECISION, THE FOLLOWING REMUNERATIONS
WOULD BE PAID TO THE BOARD OF DIRECTORS: AS
AN ANNUAL FEE, THE CHAIRMAN WOULD RECEIVE
EUR 90,000, THE VICE CHAIRMAN WOULD RECEIVE
EUR 55,000 AND THE OTHER MEMBERS WOULD
RECEIVE EUR 45,000 EA
12 DECISION ON THE NUMBER OF MEMBERS OF THE Mgmt No vote
BOARD OF DIRECTORS: IN ACCORDANCE WITH THE
RECOMMENDATION BY THE COMPANY'S NOMINATION
COMMITTEE, THE BOARD OF DIRECTORS PROPOSES
TO THE ANNUAL GENERAL MEETING THAT THE
NUMBER OF THE MEMBERS OF THE BOARD OF
DIRECTORS BE EIGHT
13 ELECTION OF THE MEMBERS AND THE CHAIRMAN OF Mgmt No vote
THE BOARD OF DIRECTORS: IN ACCORDANCE WITH
THE RECOMMENDATION BY THE NOMINATION
COMMITTEE, THE BOARD OF DIRECTORS PROPOSES
TO THE ANNUAL GENERAL MEETING THAT THE
PRESENT MEMBERS OF THE BOARD, KARI JUSSI
AHO, PIA KALSTA, ARI LEHTORANTA, TIMO
MAASILTA, HILPI RAUTELIN, EIJA RONKAINEN
AND MIKAEL SILVENNOINEN WOULD BE ELECTED
FOR THE NEXT TERM OF OFFICE AND VELI-MATTI
MATTILA, M.SC (TECH.), MBA WOULD BE ELECTED
AS A NEW MEMBER. MIKAEL SILVENNOINEN WOULD
BE RE-ELECTED AS THE CHAIRMAN OF THE BOARD.
ALL PROPOSED MEMBERS HAVE BEEN ASSESSED TO
BE INDEPENDENT OF THE COMPANY AND ITS
SIGNIFICANT SHAREHOLDERS
14 DECISION ON THE REMUNERATION OF THE Mgmt No vote
AUDITOR: IN ACCORDANCE WITH THE
RECOMMENDATION BY THE BOARD'S AUDIT
COMMITTEE, THE BOARD OF DIRECTORS PROPOSES
TO THE ANNUAL GENERAL MEETING THAT THE
REMUNERATIONS TO THE AUDITOR BE PAID ON THE
BASIS OF INVOICING APPROVED BY THE COMPANY
15 ELECTION OF THE AUDITOR: IN ACCORDANCE WITH Mgmt No vote
THE RECOMMENDATION BY THE BOARD'S AUDIT
COMMITTEE, THE BOARD OF DIRECTORS PROPOSES
TO THE ANNUAL GENERAL MEETING THAT
AUTHORISED PUBLIC ACCOUNTANTS KPMG OY AB BE
ELECTED AS THE COMPANY'S AUDITOR
16 AUTHORISATION OF THE BOARD OF DIRECTORS TO Mgmt No vote
DECIDE ON SHARE ISSUE: THE BOARD OF
DIRECTORS PROPOSES TO THE ANNUAL GENERAL
MEETING TO BE HELD ON 25 MARCH 2021 THAT
THE BOARD OF DIRECTORS BE AUTHORISED TO
DECIDE ON ISSUANCE OF NEW SHARES ON THE
FOLLOWING TERMS AND CONDITIONS: NUMBER OF
SHARES TO BE ISSUED: ON THE BASIS OF THE
AUTHORISATION, THE BOARD OF DIRECTORS SHALL
BE ENTITLED TO DECIDE ON THE ISSUANCE OF NO
MORE THAN 14,000,000 NEW CLASS B SHARES.
THE MAXIMUM NUMBER OF SHARES TO BE ISSUED
CORRESPONDS TO LESS THAN 10% OF ALL SHARES
IN THE COMPANY AND LESS THAN 2% OF ALL
VOTES IN THE COMPANY. NEW SHARES MAY BE
ISSUED ONLY AGAINST PAYMENT. SHAREHOLDER'S
PRE-EMPTIVE RIGHTS AND DIRECTED SHARE ISSUE
NEW SHARES MAY BE ISSUED -IN A TARGETED
ISSUE TO THE COMPANY'S SHAREHOLDERS IN
PROPORTION TO THEIR HOLDINGS AT THE TIME OF
THE ISSUE REGARDLESS OF WHETHER THEY OWN
CLASS A OR B SHARES; OR - IN A TARGETED
ISSUE, DEVIATING FROM THE SHAREHOLDER'S
PRE-EMPTIVE RIGHTS, IF THERE IS A WEIGHTY
FINANCIAL REASON, SUCH AS THE DEVELOPMENT
OF THE CAPITAL STRUCTURE OF THE COMPANY,
USING THE
17 CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ORPEA SA Agenda Number: 714163362
--------------------------------------------------------------------------------------------------------------------------
Security: F69036105
Meeting Type: MIX
Meeting Date: 24-Jun-2021
Ticker:
ISIN: FR0000184798
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 07 JUNE 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105122101558-57 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202106072102280-68 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED ON DECEMBER 31ST
2020, AS PRESENTED, SHOWING NET EARNINGS
AMOUNTING TO EUR 30,488,610.60. THE
SHAREHOLDERS' MEETING APPROVES THE
NON-DEDUCTIBLE EXPENSES AND CHARGES
AMOUNTING TO EUR 668,762.00 AND THEIR
CORRESPONDING TAX OF EUR 214,137.59
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR, AS PRESENTED TO THE MEETING,
SHOWING NET EARNINGS AMOUNTING TO EUR
160,046,227.00
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES TO ALLOCATE EARNINGS AS
FOLLOWS: ORIGIN RETAINED EARNINGS: EUR
84,886.36 EARNINGS: EUR 30,488,610.60 OTHER
RESERVES: EUR 27,596,631.54 TOTAL:
58,170,128.50 ALLOCATION LEGAL RESERVE: EUR
1,936.00 DIVIDENDS: EUR 58,168,192.50
(BASED ON THE 64,631,325 SHARES COMPOSING
THE SHARE CAPITAL AS OF DECEMBER 31ST 2020)
THE SHAREHOLDERS WILL BE GRANTED A DIVIDEND
OF EUR 0.90 PER SHARE, THAT WILL BE
ELIGIBLE FOR THE 40 PER CENT DEDUCTION
PROVIDED BY THE FRENCH GENERAL TAX CODE.
THIS DIVIDEND WILL BE PAID ON JULY 13TH
2021. AS REQUIRED BY LAW, IT IS REMINDED
THAT, FOR THE LAST THREE FINANCIAL YEARS,
THE DIVIDENDS WERE PAID AS FOLLOWS: EUR
1.10 PER SHARE FOR FISCAL YEAR 2017 EUR
1.20 PER SHARE FOR FISCAL YEAR 2018, NO
DIVIDEND WAS PAID FOR FISCAL YEAR 2019
4 THE SHAREHOLDERS' MEETING HEREBY, AFTER Mgmt No vote
REVIEWING THE SPECIAL REPORT OF THE
AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE
L.225-38 OF THE FRENCH COMMERCIAL CODE,
APPROVES THE AGREEMENTS ENTERED INTO OR
WHICH REMAINED IN FORCE DURING SAID FISCAL
YEAR
5 THE SHAREHOLDERS' MEETING RATIFIES THE Mgmt No vote
CO-OPTATION OF MR OLIVIER LECOMTE AS A
DIRECTOR, TO REPLACE MR XAVIER COIRBAY, FOR
THE REMAINDER OF MR XAVIER COIRBAY'S TERM
OF OFFICE, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR 2020
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MS BERNADETTE
DANET-CHEVALLIER AS DIRECTOR FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR OLIVIER LECOMTE AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
AMENDMENT OF THE COMPENSATION POLICY OF MR
YVES LE MASNE AS MANAGING DIRECTOR, FOR THE
2020 FISCAL YEAR
9 SUBJECT TO THE ADOPTION OF RESOLUTION 4, Mgmt No vote
THE SHAREHOLDERS' MEETING APPROVES THE
AMENDMENT OF THE COMPENSATION POLICY OF MR
JEAN-CLAUDE BRDENK AS DEPUTY MANAGING
DIRECTOR, FOR THE 2018 FISCAL YEAR
10 SUBJECT TO THE ADOPTION OF RESOLUTION 4, Mgmt No vote
THE SHAREHOLDERS' MEETING APPROVES THE
AMENDMENT OF THE COMPENSATION POLICY OF MR
JEAN-CLAUDE BRDENK AS DEPUTY MANAGING
DIRECTOR, FOR THE 2019 FISCAL YEAR
11 SUBJECT TO THE ADOPTION OF RESOLUTION 4, Mgmt No vote
THE SHAREHOLDERS' MEETING APPROVES THE
AMENDMENT OF THE COMPENSATION POLICY OF MR
JEAN-CLAUDE BRDENK AS DEPUTY MANAGING
DIRECTOR, FOR THE 2020 FISCAL YEAR
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
INFORMATION REGARDING THE COMPENSATION OF
THE CORPORATE OFFICERS AS MENTIONED IN
ARTICLE L.22-10-9 I OF THE COMMERCIAL CODE,
FOR THE 2020 FISCAL YEAR
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID OR AWARDED TO MR
PHILIPPE CHARRIER, AS CHAIRMAN OF THE BOARD
OF DIRECTORS FOR THE 2020 FISCAL YEAR
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID OR AWARDED TO MR
YVES LE MASNE, AS MANAGING DIRECTOR FOR THE
2020 FISCAL YEAR
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID OR AWARDED TO MR
JEAN-CLAUDE BRDENK, AS DEPUTY MANAGING
DIRECTOR UNTIL DECEMBER 31ST 2020
16 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY OF THE MEMBERS OF THE
BOARD OF DIRECTORS, FOR THE 2021 FISCAL
YEAR
17 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY OF THE CHAIRMAN OF THE
BOARD OF DIRECTORS, FOR THE 2021 FISCAL
YEAR
18 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY OF THE MANAGING
DIRECTOR, FOR THE 2021 FISCAL YEAR
19 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 150.00, MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED: 10 PER CENT OF THE SHARES
COMPOSING THE SHARE CAPITAL (I.E. 6,463,132
SHARES AS OF DECEMBER 31ST 2020) MAXIMUM
FUNDS INVESTED IN THE SHARE BUYBACKS: EUR
969,469,800.00. THE NUMBER OF SHARES
ACQUIRED BY THE COMPANY WITH A VIEW TO
RETAINING OR DELIVERING IN CASH OR IN AN
EXCHANGE AS PART OF A MERGER, DIVESTMENT OR
CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER
CENT OF ITS CAPITAL (I.E. 3,231,566 SHARES
AS OF DECEMBER 31ST 2020) THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
20 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt No vote
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL, BY CANCELLING ALL OR PART OF
THE SHARES HELD BY THE COMPANY IN
CONNECTION WITH THE STOCK REPURCHASE PLAN,
UP TO A MAXIMUM OF 10 PER CENT OF THE SHARE
CAPITAL OVER A 24-MONTH PERIOD. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
21 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt No vote
BOARD OF DIRECTORS THE NECESSARY POWERS TO
INCREASE THE CAPITAL UP TO EUR
40,000,000.00, BY ISSUANCE OF ORDINARY
SHARES OF THE COMPANY OR EQUITY SECURITIES
GIVING ACCESS TO EQUITY SECURITIES OF THE
COMPANY, GIVING RIGHT TO THE ALLOCATION OF
DEBT SECURITIES, OR DEBT SECURITIES GIVING
ACCESS TO EQUITY SECURITIES TO BE ISSUED OF
THE COMPANY OR GIVING ACCESS TO EXISTING
EQUITY SECURITIES OR DEBT SECURITIES, WITH
PREFERENTIAL SUBSCRIPTION RIGHTS
MAINTAINED. THE AMOUNT OF CAPITAL INCREASE
TO BE REALIZED UNDER THIS RESOLUTION AND
RESOLUTIONS NUMBER 22 TO 24, 26 AND 28
SHALL NOT EXCEED THIS CEILING. THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES, WHICH
MAY BE ISSUED, SHALL NOT EXCEED EUR
750,000,000.00. THE AMOUNT OF CAPITAL
INCREASE TO BE REALIZED UNDER THIS
RESOLUTION AND RESOLUTIONS NUMBER 22 TO 24,
AND 26 SHALL NOT EXCEED THIS CEILING.
DURATION: 14-MONTHS. THIS DELEGATION OF
POWERS SUPERSEDES ANY AND ALL EARLIER
DELEGATIONS TO THE SAME EFFECT
22 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL UP TO EUR
8,078,915.00, BY ISSUANCE OF ORDINARY
SHARES OF THE COMPANY OR EQUITY SECURITIES
GIVING ACCESS TO EQUITY SECURITIES OF THE
COMPANY AND-OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, OR DEBT
SECURITIES GIVING ACCESS TO EQUITY
SECURITIES TO BE ISSUED OF THE COMPANY OR
GIVING ACCESS TO EXISTING EQUITY SECURITIES
OR DEBT SECURITIES, THROUGH A PUBLIC
OFFERING, WITH CANCELLATION OF THE
PREFERENTIAL SUBSCRIPTION RIGHTS. THE
NOMINAL AMOUNT OF DEBT SECURITIES TO BE
ISSUED UNDER THIS DELEGATION SHALL NOT
EXCEED EUR 750,000,000.00. THE PRESENT
DELEGATION IS GIVEN FOR A 14-MONTH PERIOD.
THIS DELEGATION OF POWERS SUPERSEDES ANY
AND ALL EARLIER DELEGATIONS TO THE SAME
EFFECT. THE SHAREHOLDERS' MEETING DELEGATES
ALL POWERS TO THE BOARD OF DIRECTORS TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
23 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL UP TO EUR
8,078,915.00, BY ISSUANCE OF ORDINARY
SHARES OF THE COMPANY OR EQUITY SECURITIES
GIVING ACCESS TO EQUITY SECURITIES OF THE
COMPANY AND-OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, OR DEBT
SECURITIES GIVING ACCESS TO EQUITY
SECURITIES TO BE ISSUED OF THE COMPANY OR
GIVING ACCESS TO EXISTING EQUITY SECURITIES
OR DEBT SECURITIES, THROUGH A PRIVATE
OFFERING, WITH CANCELLATION OF THE
PREFERENTIAL SUBSCRIPTION RIGHTS. THE
NOMINAL AMOUNT OF DEBT SECURITIES TO BE
ISSUED UNDER THIS DELEGATION SHALL NOT
EXCEED EUR 750,000,000.00. THE PRESENT
DELEGATION IS GIVEN FOR A 14-MONTH PERIOD.
THIS DELEGATION OF POWERS SUPERSEDES ANY
AND ALL EARLIER DELEGATIONS TO THE SAME
EFFECT. THE SHAREHOLDERS' MEETING DELEGATES
ALL POWERS TO THE BOARD OF DIRECTORS TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
24 THE SHAREHOLDERS' MEETING RESOLVES THAT THE Mgmt No vote
BOARD OF DIRECTORS MAY DECIDE TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE WITH OR
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF
SHAREHOLDERS AS PER RESOLUTIONS NUMBER 21
TO 23 AND 25, AT THE SAME PRICE AS THE
INITIAL ISSUE, WITHIN 30 DAYS OF THE
CLOSING OF THE SUBSCRIPTION PERIOD AND UP
TO A MAXIMUM OF 15 PER CENT OF THE INITIAL
ISSUANCE. THIS DELEGATION IS GRANTED FOR A
14-MONTH PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT
25 THE SHAREHOLDERS' MEETING, SUBJECT TO THE Mgmt No vote
ADOPTION OF RESOLUTIONS NUMBER 22 AND 23,
AUTHORIZES THE BOARD OF DIRECTORS, FOR A
PERIOD OF 14 MONTHS AND WITHIN THE LIMIT OF
10 PER CENT OF THE SHARE CAPITAL PER YEAR,
TO SET THE ISSUE PRICE OF THE ISSUANCES TO
BE DECIDED UNDER RESOLUTIONS NUMBER 22 AND
23, IN ACCORDANCE WITH THE TERMS AND
CONDITIONS DETERMINED BY THE SHAREHOLDERS'
MEETING. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT
26 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL, UP TO 10 PER
CENT OF THE SHARE CAPITAL OR 6,464,132
SHARES, BY ISSUING SHARES AND-OR EQUITY
SECURITIES GIVING ACCESS TO EQUITY
SECURITIES OF THE COMPANY AND-OR GIVING
RIGHT TO THE ALLOCATION OF DEBT SECURITIES,
AND-OR DEBT SECURITIES GIVING ACCESS TO NEW
OR EXISTING EQUITY SECURITIES OF THE
COMPANY, IN CONSIDERATION FOR THE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPOSED OF EQUITY SECURITIES
OR SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL. THIS AUTHORIZATION IS GRANTED FOR
A 14-MONTH PERIOD. THIS DELEGATION OF
POWERS SUPERSEDES ANY AND ALL EARLIER
DELEGATIONS TO THE SAME EFFECT. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
27 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS
SOLE DISCRETION, IN FAVOR OF MEMBERS OF A
COMPANY SAVINGS PLAN OF THE COMPANY AND
FRENCH OR FOREIGN COMPANIES ENTERING IN THE
SCOPE OF THE CONSOLIDATED STATEMENT OF THE
COMPANY, BY ISSUANCE OF SHARES OR
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL OF THE COMPANY, WITH CANCELLATION
OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS
DELEGATION IS GIVEN FOR A 14-MONTH PERIOD
AND FOR A NOMINAL AMOUNT THAT SHALL NOT
EXCEED EUR 400,000.00. THIS DELEGATION OF
POWERS SUPERSEDES ANY AND ALL EARLIER
DELEGATIONS TO THE SAME EFFECT. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
28 THE SHAREHOLDERS' MEETING RESOLVES TO BRING Mgmt No vote
THE ARTICLE 15.1 OF THE BYLAWS INTO
CONFORMITY WITH THE LEGAL AND REGULATORY
PROVISIONS
29 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt No vote
ARTICLE NUMBER 24: 'COMPETENCIES OF THE
GENERAL MEETINGS' OF THE BYLAWS AND ARTICLE
NUMBER 25: 'CONVENING OF THE GENERAL
MEETINGS' OF THE BYLAWS
30 THE SHAREHOLDERS' MEETING RESOLVES TO BRING Mgmt No vote
THE ARTICLES OF THE BYLAWS INTO CONFORMITY
WITH THE CURRENT LEGAL AND REGULATORY
REQUIREMENTS, SUBJECT TO THE RATIFICATION
OF THESE MODIFICATIONS BY THE NEXT
EXTRAORDINARY SHAREHOLDERS' MEETING. THIS
DELEGATION IS GRANTED FOR AN 18-MONTH
PERIOD
31 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
OSRAM LICHT AG Agenda Number: 713154590
--------------------------------------------------------------------------------------------------------------------------
Security: D5963B113
Meeting Type: EGM
Meeting Date: 03-Nov-2020
Ticker:
ISIN: DE000LED4000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RESOLUTION ON THE APPROVAL OF THE CONTROL Mgmt No vote
AND PROFIT TRANSFER AGREEMENT BETWEEN OSRAM
LICHT AG AND AMS OFFER GMBH, A WHOLLY-OWNED
SUBSIDIARY OF AMS AG, PREMSTATTEN
(AUSTRIA)THE CONTROL AND PROFIT TRANSFER
AGREEMENT BETWEEN OSRAM LICHT AG AND AMS
OFFER GMBH, AS THE CONTROLLING COMPANY,
SHALL BE APPROVED. FOR THE DURATION OF THIS
AGREEMENT, AMS OFFER GMBH SHALL BE OBLIGED
TO GRANT AN OUTSIDE SHAREHOLDER OF OSRAM
LICHT AG A GROSS ANNUAL COMPENSATION
PAYMENT OF EUR 2.57 PER SHARE. FURTHERMORE,
AMS OFFER GMBH SHALL BE OBLIGED TO ACQUIRE
THE SHARES OF AN OUTSIDE SHAREHOLDER OF
OSRAM LICHT AG AGAINST CASH CONSIDERATION
OF EUR 44.65 PER SHARE IF SUCH IS REQUESTED
BY THE OUTSIDE SHAREHOLDER. THIS OFFER
SHALL ONLY BE VALID FOR TWO MONTHS FROM THE
ANNOUNCEMENT OF THE REGISTRATION OF THE
AGREEMENT. THIS AGREEMENT SHALL BE
EFFECTIVE UPON ITS ENTRY INTO THE
COMMERCIAL REGISTER AT THE REGISTERED SEAT
OF OSRAM LICHT AG, BUT NO EARLIER THAN THE
BEGINNING OF THE FINANCIAL YEAR OF OSRAM
LICHT AG BEGINNING ON OCTOBER 1, 2020
2.1 ELECTION TO THE SUPERVISORY BOARD: THOMAS Mgmt No vote
STOCKMEIER
2.2 ELECTION TO THE SUPERVISORY BOARD: JOHANN Mgmt No vote
PETER METZLER
2.3 ELECTION TO THE SUPERVISORY BOARD: JOHANN Mgmt No vote
CHRISTIAN EITNER
CMMT 23 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
OSRAM LICHT AG Agenda Number: 713501193
--------------------------------------------------------------------------------------------------------------------------
Security: D5963B113
Meeting Type: AGM
Meeting Date: 23-Feb-2021
Ticker:
ISIN: DE000LED4000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE..
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019/120
2.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER OLAF BERLIEN FOR FISCAL 2019/20
2.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER INGO BANK (UNTIL APRIL 30, 2020) FOR
FISCAL 2019/20
2.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER KATHRIN DAHNKE (FROM APRIL 16, 2020)
FOR FISCAL 2019/20
2.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER STEFAN KAMPMANN FOR FISCAL 2019/20
3.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER THOMAS STOCKMEIER (FROM AUGUST 3,
2020) FOR FISCAL 2019/20
3.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER KLAUS ABEL (FROM MAY 7, 2019) FOR
FISCAL 2019/20
3.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER PETER BAUER FOR FISCAL 2019/20
3.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER CHRISTINE BORTENLAENGER FOR FISCAL
2019/20
3.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER ROLAND BUSCH (UNTIL JULY 28, 2020)
FOR FISCAL 2019/20
3.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER JOHANN EITNER (FROM AUG. 3, 2020)
FOR FISCAL 2019/20
3.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER MARGARETE HAASE FOR FISCAL 2019/20
3.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER FRANK LAKERVELD (UNTIL JULY 28,
2020) FOR FISCAL 2019/20
3.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER JOHANN METZLER (FROM AUG. 3, 2020)
FOR FISCAL 2019/20
3.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER ARUNJAI MITTAL (UNTIL JULY 28, 2020)
FOR FISCAL 2019/20
3.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER ALEXANDER MUELLER FOR FISCAL 2019/20
3.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER OLGA REDDA FOR FISCAL 2019/20
3.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER ULRIKE SALB FOR FISCAL 2019/20
3.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER IRENE WEININGER FOR FISCAL 2019/20
3.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER THOMAS WETZEL FOR FISCAL 2019/20
4 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt No vote
FISCAL 2021
5.1 ELECT ULRICH HUEWELS TO THE SUPERVISORY Mgmt No vote
BOARD
5.2 ELECT CHRISTIN EISENSCHMID TO THE Mgmt No vote
SUPERVISORY BOARD
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
8 CHANGE FISCAL YEAR END TO DEC. 31 Mgmt No vote
9 AMEND ARTICLES RE: PARTICIPATION OF Mgmt No vote
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND VIDEO
TRANSMISSION
10 AMEND ARTICLES RE: INFORMATION FOR Mgmt No vote
REGISTRATION IN THE SHARE REGISTER
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT 11 JAN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 13 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 13 JAN 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
PERNOD RICARD SA Agenda Number: 713260583
--------------------------------------------------------------------------------------------------------------------------
Security: F72027109
Meeting Type: MIX
Meeting Date: 27-Nov-2020
Ticker:
ISIN: FR0000120693
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT 09 NOV 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202010232004301-128 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202011092004473-135; PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK IN COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 MODIFICATION OF ARTICLES 35 AND 36 OF THE Mgmt No vote
BYLAWS ON THE INCLUSION OF ABSTENTION,
BLANK AND NULL VOTES FOR THE CALCULATION OF
THE MAJORITY AT GENERAL MEETINGS IN
ACCORDANCE WITH THE SOILIHI LAW
2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30
JUNE 2020 - ACKNOWLEDGEMENT OF THE TOTAL
AMOUNT OF EXPENSES AND CHARGES REFERRED TO
IN PARAGRAPH 4 OF ARTICLE 39 OF THE FRENCH
GENERAL TAX CODE
3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30
JUNE 2020
4 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
ENDED 30 JUNE 2020 AND SETTING OF THE
DIVIDEND
5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
ALEXANDRE RICARD AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MR. CESAR Mgmt No vote
GIRON AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
WOLFGANG COLBERG AS DIRECTOR
8 APPOINTMENT OF MRS. VIRGINIE FAUVEL AS Mgmt No vote
DIRECTOR
9 SETTING OF THE ANNUAL AMOUNT OF Mgmt No vote
COMPENSATION ALLOCATED TO MEMBERS OF THE
BOARD OF DIRECTORS
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt No vote
OR ALLOCATED DURING THE FINANCIAL YEAR
2019/20 TO MR. ALEXANDRE RICARD, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
11 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt No vote
OR ALLOCATED DURING THE FINANCIAL YEAR
2019/20 TO THE CORPORATE OFFICERS
12 APPROVAL OF THE ELEMENTS OF THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO MR.
ALEXANDRE RICARD, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
13 APPROVAL OF THE ELEMENTS OF THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO CORPORATE
OFFICERS
14 APPROVAL OF THE REGULATED AGREEMENTS Mgmt No vote
REFERRED TO IN ARTICLES L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
15 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO TRADE IN THE
COMPANY'S SHARES
16 RATIFICATION OF THE DECISION OF THE BOARD Mgmt No vote
OF DIRECTORS TO TRANSFER THE REGISTERED
OFFICE OF THE COMPANY AND OF THE AMENDMENT
TO ARTICLE 4 "REGISTERED OFFICE" OF THE
BYLAWS RELATING THERETO
17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL WITHIN THE LIMIT
OF 2% OF THE SHARE CAPITAL BY ISSUING
SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS
OF COMPANY SAVINGS PLANS WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN
FAVOUR OF THE LATTER
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL WITHIN THE LIMIT
OF 2% OF THE SHARE CAPITAL BY ISSUING
SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL IN FAVOUR OF CATEGORY
S OF DESIGNATED BENEFICIARIES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE
LATTER
19 AMENDMENT TO ARTICLE 21 OF THE BYLAWS Mgmt No vote
"MEETINGS" IN ORDER TO INTRODUCE THE
POSSIBILITY FOR THE BOARD OF DIRECTORS TO
TAKE DECISIONS BY WRITTEN CONSULTATION
UNDER THE CONDITIONS SET BY LAW SOILIHI LAW
20 MODIFICATION OF ARTICLES 25 "REMUNERATION Mgmt No vote
OF BOARD MEMBERS", 28 "CENSORS" AND 35
"ORDINARY GENERAL MEETINGS" OF THE BYLAWS
IN ORDER TO REPLACE THE TERM "ATTENDANCE
FEES" BY THAT OF "REMUNERATION" IN
ACCORDANCE WITH THE PACTE LAW
21 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt No vote
CMMT 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIs") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
--------------------------------------------------------------------------------------------------------------------------
PEUGEOT SA Agenda Number: 713407105
--------------------------------------------------------------------------------------------------------------------------
Security: F72313111
Meeting Type: SGM
Meeting Date: 04-Jan-2021
Ticker:
ISIN: FR0000121501
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT DELETION OF COMMENT Non-Voting
CMMT DELETION OF COMMENT Non-Voting
CMMT DELETION OF COMMENT Non-Voting
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, THIS ISIN IS ONLY FOR HOLDERS OF
DOUBLE VOTING RIGHTS. DOUBLE VOTING RIGHTS
ARE AUTOMATICALLY APPLIED BY THE
CENTRALAZING AND THE REGISTERED SHAREHOLDER
WILL RECEIVE A PREFILLED PROXY CARD FROM
THE AGENT
CMMT 14 DEC 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202011232004616-141 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202012142004770-150; THAT THIS IS A
REVISION DUE TO ADDITION OF URL LINK IN
COMMENT. THAN YOU.
1 REVIEW AND APPROVAL OF THE PROPOSED Non-Voting
CROSS-BORDER MERGER BY WAY OF ABSORPTION OF
THE COMPANY BY FIAT CHRYSLER AUTOMOBILES
N.V.
2 CANCELLATION OF DOUBLE VOTING RIGHTS Non-Voting
3 POWERS TO CARRY OUT FORMALITIES Non-Voting
--------------------------------------------------------------------------------------------------------------------------
PEUGEOT SA Agenda Number: 713447541
--------------------------------------------------------------------------------------------------------------------------
Security: F72313111
Meeting Type: EGM
Meeting Date: 04-Jan-2021
Ticker:
ISIN: FR0000121501
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 14 DEC 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202011232004615-141 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202012142004771-150; THAT THIS IS A
REVISION DUE TO ADDITION OF URL LINK IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 REVIEW AND APPROVAL OF THE PROPOSED Mgmt No vote
CROSS-BORDER MERGER BY WAY OF ABSORPTION OF
THE COMPANY BY FIAT CHRYSLER AUTOMOBILES
N.V
2 CANCELLATION OF DOUBLE VOTING RIGHTS Mgmt No vote
3 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
PIRELLI & C.SPA Agenda Number: 713617958
--------------------------------------------------------------------------------------------------------------------------
Security: T76434264
Meeting Type: MIX
Meeting Date: 24-Mar-2021
Ticker:
ISIN: IT0005278236
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 TO APPOINT ONE BOARD OF DIRECTORS' MEMBER: Mgmt No vote
ANGELOS PAPADIMITRIOU
E.1 TO AUTHORIZE THE CONVERTIBILITY OF THE Mgmt No vote
EQUITY-LINKED TYPE BOND LOAN NAMED 'EUR 500
MILLION SENIOR UNSECURED GUARANTEED
EQUITY-LINKED BONDS DUE 2025' AND TO
INCREASE STOCK CAPITAL AGAINST PAYMENT, IN
ONE OR MORE TRANCHES, WITHOUT OPTION RIGHT,
TO SERVE THE MENTIONED BOND LOAN, BY
ISSUING ORDINARY SHARES. TO AMEND ART. 5
(STOCK CAPITAL) OF THE BYLAWS. RESOLUTIONS
RELATED THERETO
CMMT 24 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITIONAL OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 24 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
PIRELLI & C.SPA Agenda Number: 714225148
--------------------------------------------------------------------------------------------------------------------------
Security: T76434264
Meeting Type: AGM
Meeting Date: 15-Jun-2021
Ticker:
ISIN: IT0005278236
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 563633 DUE TO RECEIPT OF AUDITOR
NAMES. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
O.1.1 TO APPROVE BALANCE SHEET AS 31 DECEMBER Mgmt No vote
2020. CONSOLIDATE BALANCE SHEET AS 31
DECEMBER 2020. REPORT ON 2020 VALUE CHAIN
RESPONSIBLE MANAGEMENT
O.1.2 NET INCOME ALLOCATION AND DIVIDEND PAYMENT Mgmt No vote
ALSO USING PROFIT RESERVES OF PREVIOUS
YEARS
O.2 TO APPOINT ONE BOARD OF DIRECTORS' MEMBER Mgmt No vote
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS EFFECTIVE AND
ALTERNATE AUDITORS, THERE IS ONLY 1 SLATE
AVAILABLE TO BE FILLED AT THE MEETING. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE TO INSTRUCT,
YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE
OF THE 2 SLATES OF EFFECTIVE AND ALTERNATE
AUDITORS
O.311 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT EFFECTIVE
AND ALTERNATE AUDITORS. LIST PRESENTED BY
MARCO POLO INTERNATIONAL ITALY SRL AND
CAMFIN SPA, REPRESENTING TOGETHER 47.11PCT
OF SHARE CAPITAL. EFFECTIVE AUDITORS -
ALBERTO VILLANI - TERESA CRISTIANA NADDEO -
ANTONELLA CARU' - FRANCESCA MENEGHEL -
MARCO GIULIANI ALTERNATE AUDITORS - MARCO
TAGLIORETTI - MARIA SARDELLI - DANIELE
FOSSATI
O.312 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT EFFECTIVE
AND ALTERNATE AUDITORS. LIST PRESENTED BY
AMUNDI ASSET MANAGEMENT SGR S.P.A.; ANIMA
SGR S.P.A.; ARCA FONDI SGR S.P.A.;
BANCOPOSTA FONDI S.P.A. SGR; EURIZON
CAPITAL S.A.; EURIZON CAPITAL SGR S.P.A;
FIDEURAM ASSET MANAGEMENT IRELAND; FIDEURAM
INTESA SANPAOLO PRIVATE BANKING ASSET
MANAGEMENT SGR S.P.A.; INTERFUND SICAV -
INTERFUND EQUITY ITALY; LEGAL & GENERAL
INVESTMENT MANAGEMENT; MEDIOBANCA SGR
S.P.A.; MEDIOLANUM GESTIONE FONDI SGR
S.P.A.; PRAMERICA SICAV; PRAMERICA SGR
S.P.A., REPRESENTING TOGETHER 1.1PCT OF
SHARE CAPITAL. EFFECTIVE AUDITORS -RICCARDO
FOGLIA TAVERNA ALTERNATE AUDITORS - FRANCA
BRUSCO
O.3.2 TO APPOINT INTERNAL AUDITORS' CHAIRMAN Mgmt No vote
O.3.3 TO STATE INTERNAL AUDITORS' EMOLUMENT Mgmt No vote
O.4.1 TO APPROVE REWARDING POLICY FOR 2021 AS PER Mgmt No vote
ART 123-TER ITEM 3-TER OF LEGISLATIVE
DECREE OF 24 FEBRUARY 1998 NO. 58
O.4.2 CONSULTATION ON 2020 EMOLUMENT PAID REPORT Mgmt No vote
AS PER ART 123-TER ITEM 6 OF LEGISLATIVE
DECREE OF 24 FEBRUARY 1998 NO. 58
O.5.1 TO STATE MONETARY INCENTIVE PLAN FOR Mgmt No vote
THREE-YEAR PERIOD 2021-2023 FOR PIRELLI
GROUP MANAGEMENT
O.5.2 TO ADJUST THE GROUP'S CUMULATED NET CASH Mgmt No vote
FLOW (ANTE DIVIDEND) AIM AND TO NORMALIZE
POTENTIAL EFFECTS ON AIM OF RELATIVE TOTAL
SHAREHOLDER RETURN, INCLUDED MONETARY
INCENTIVE PLAN FOR THREE-YEAR PERIOD
2020-2022 FOR PIRELLI GROUP MANAGEMENT
--------------------------------------------------------------------------------------------------------------------------
PORSCHE AUTOMOBIL HOLDING SE Agenda Number: 713039306
--------------------------------------------------------------------------------------------------------------------------
Security: D6240C122
Meeting Type: AGM
Meeting Date: 02-Oct-2020
Ticker:
ISIN: DE000PAH0038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORTS: PRESENTATION OF THE
FINANCIAL STATEMENTS AND ANNUAL REPORT FOR
THE 2019 FINANCIAL YEAR WITH THE REPORT OF
THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT
2 RESOLUTION ON THE APPROPRIATION OF THE Non-Voting
DISTRIBUTABLE PROFIT OF EUR 951,518,750
SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT
OF A DIVIDEND OF EUR 2.204 PER ORDINARY
SHARE PAYMENT OF A DIVIDEND OF EUR 2.210
PER PREFERENCE SHARE EUR 275,625,000 SHALL
BE ALLOCATED TO THE REVENUE RESERVES
EX-DIVIDEND DATE: OCTOBER 5, 2020 PAYABLE
DATE: OCTOBER 7, 2020
3.1 RATIFICATION OF THE ACTS OF THE BOARD OF Non-Voting
MDS FOR THE 2019 FINANCIAL YEAR: HANS
DIETER POETSCH
3.2 RATIFICATION OF THE ACTS OF THE BOARD OF Non-Voting
MDS FOR THE 2019 FINANCIAL YEAR: MANFRED
DOESS
3.3 RATIFICATION OF THE ACTS OF THE BOARD OF Non-Voting
MDS FOR THE 2019 FINANCIAL YEAR: PHILIPP
VON HAGEN
4.1 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD FOR THE 2019 FINANCIAL YEAR: WOLFGANG
PORSCHE
4.2 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD FOR THE 2019 FINANCIAL YEAR: HANS
MICHEL PIECH
4.3 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD FOR THE 2019 FINANCIAL YEAR: JOSEF
MICHAEL AHORNER
4.4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD FOR THE 2019 FINANCIAL YEAR: MARIANNE
HEISS
4.5 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD FOR THE 2019 FINANCIAL YEAR: GUENTHER
HORVATH
4.6 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD FOR THE 2019 FINANCIAL YEAR: ULRICH
LEHNER
4.7 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD FOR THE 2019 FINANCIAL YEAR: STEFAN
PIECH
4.8 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD FOR THE 2019 FINANCIAL YEAR:
FERDINAND OLIVER PORSCHE
4.9 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD FOR THE 2019 FINANCIAL YEAR: PETER
DANIELL PORSCHE
4.10 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD FOR THE 2019 FINANCIAL YEAR:
SIEGFRIED WOLF
5 APPOINTMENT OF AUDITORS: THE FOLLOWING Non-Voting
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2020 FINANCIAL
YEAR: PRICEWATERHOUSECOOPERS GMBH,
STUTTGART
6 AMENDMENT TO SECTION 17(2) OF THE ARTICLES Non-Voting
OF ASSOCIATION SECTION 17(2) SHALL BE
ADJUSTED IN RESPECT OF A SHAREHOLDER BEING
AUTHORIZED TO PARTICIPATE IN AND VOTE AT A
SHAREHOLDERS' MEETING IF HE/SHE PROVIDES A
PROOF OF SHAREHOLDING (ISSUED BY THE LAST
INTERMEDIARY IN TEXT FORM 21 DAYS PRIOR TO
THE SHAREHOLDERS' MEETING) AND SUBMITS IT
TO THE COMPANY AT LEAST SIX DAYS PRIOR TO
THE MEETING
--------------------------------------------------------------------------------------------------------------------------
POSTE ITALIANE SPA Agenda Number: 713998651
--------------------------------------------------------------------------------------------------------------------------
Security: T7S697106
Meeting Type: MIX
Meeting Date: 28-May-2021
Ticker:
ISIN: IT0003796171
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 BALANCE SHEET AS OF 31 DECEMBER 2020. BOARD Mgmt No vote
OF DIRECTORS', INTERNAL AND EXTERNAL
AUDITORS' REPORTS. RESOLUTIONS RELATED
THERETO. CONSOLIDATED BALANCE SHEET AS OF
31 DECEMBER 2020
O.2 TO ALLOCATE PROFIT AND TO DISTRIBUTE Mgmt No vote
CAPITAL RESERVES
O.3 REPORT ON REMUNERATION POLICY FOR THE YEAR Mgmt No vote
2021
O.4 REPORT ON REMUNERATION PAID DURING 2020 Mgmt No vote
O.5 INCENTIVE PLAN BASED ON FINANCIAL Mgmt No vote
INSTRUMENTS
O.6 TO STATE RELATION BETWEEN VARIABLE PART AND Mgmt No vote
FIXED PART OF THE REMUNERATION OF THE
RELEVANT EMPLOYERS OF INTENDED ASSET
DENOMINATED BANCOPOSTA (BANCOPOSTA CAPITAL)
E.1 TO AMEND BANCOPOSTA CAPITAL AS A Mgmt No vote
CONSEQUENCE OF REMOVING CONSTRAINT RELATED
TO ASSET AND ACTIVITY AND LEGAL
RELATIONSHIP THAT CONSTITUTES BUSINESS UNIT
RELATED TO DEBIT CARD. RESOLUTIONS RELATED
THERETO
CMMT 30 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 30 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PROSIEBENSAT.1 MEDIA SE Agenda Number: 714030866
--------------------------------------------------------------------------------------------------------------------------
Security: D6216S143
Meeting Type: AGM
Meeting Date: 01-Jun-2021
Ticker:
ISIN: DE000PSM7770
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 563374 DUE TO SPLITTING OF
RESOLUTION 5. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
1 PRESENTATION OF THE ADOPTED FINANCIAL Non-Voting
STATEMENTS AND THE APPROVED CONSOLIDATED
FINANCIAL STATEMENTS, THE MANAGEMENT REPORT
AND THE CONSOLIDATED MANAGEMENT REPORT OF
PROSIEBENSAT.1 MEDIA SE, INCLUDING THE
EXPLANATORY REPORT ON THE INFORMATION
PURSUANT TO SECTIONS 289A PARA. 1, 315A
PARA. 1 OF THE GERMAN COMMERCIAL CODE (HGB)
AND THE REPORT OF THE SUPERVISORY BOARD
EACH FOR THE FISCAL YEAR 2020
2 RESOLUTION ON THE USE OF BALANCE SHEET Mgmt No vote
PROFITS FOR THE FISCAL YEAR 2020
3 FORMAL APPROVAL OF ACTS OF THE EXECUTIVE Mgmt No vote
BOARD FOR THE FISCAL YEAR 2020
4 FORMAL APPROVAL OF ACTS OF THE SUPERVISORY Mgmt No vote
BOARD FOR THE FISCAL YEAR 2020
5.A APPOINTMENT OF THE AUDITOR FOR THE FISCAL Mgmt No vote
YEAR 2021 AS WELL AS THE AUDITOR FOR A
REVIEW OF FINANCIAL REPORTS/ FINANCIAL
INFORMATION DURING THE FISCAL YEAR 2021 AND
IN THE FISCAL YEAR 2022 DURING THE PERIOD
UNTIL THE NEXT ORDINARY SHAREHOLDERS'
MEETING: A) UPON RECOMMENDATION OF ITS
AUDIT AND FINANCE COMMITTEE, THE
SUPERVISORY BOARD PROPOSES THAT ERNST &
YOUNG GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT,
STUTTGART, BE APPOINTED (1) AS AUDITOR FOR
THE COMPANY AND THE GROUP FOR THE FISCAL
YEAR 2021 AS WELL AS FOR THE AUDITOR'S
POSSIBLE REVIEW OF FINANCIAL
REPORTS/FINANCIAL INFORMATION SET UP DURING
THE FISCAL YEAR 2021; AND (2) FOR THE
AUDITOR'S POSSIBLE REVIEW OF FINANCIAL
REPORTS/FINANCIAL INFORMATION SET UP DURING
THE FISCAL YEAR 2022 IN THE PERIOD UNTIL
THE NEXT ORDINARY SHAREHOLDERS' MEETING IN
2022
5.B APPOINTMENT OF THE AUDITOR FOR THE FISCAL Mgmt No vote
YEAR 2021 AS WELL AS THE AUDITOR FOR A
REVIEW OF FINANCIAL REPORTS/ FINANCIAL
INFORMATION DURING THE FISCAL YEAR 2021 AND
IN THE FISCAL YEAR 2022 DURING THE PERIOD
UNTIL THE NEXT ORDINARY SHAREHOLDERS'
MEETING: IN THE EVENT THAT THE ABOVE
PROPOSED RESOLUTION DOES NOT RECEIVE THE
REQUIRED MAJORITY IN THE VOTE AT THE
SHAREHOLDERS' MEETING, THE SUPERVISORY
BOARD - BASED ON THE RECOMMENDATION OF ITS
AUDIT AND FINANCE COMMITTEE - PROPOSES AS
AN ALTERNATIVE, PRICEWATERHOUSECOOPERS GMBH
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, FRANKFURT
AM MAIN, BE APPOINTED (1) AS AUDITOR FOR
THE COMPANY AND THE GROUP FOR THE FISCAL
YEAR 2021 AS WELL AS FOR THE AUDITOR'S
POSSIBLE REVIEW OF FINANCIAL
REPORTS/FINANCIAL INFORMATION SET UP DURING
THE FISCAL YEAR 2021; AND (2) FOR THE
AUDITOR'S POSSIBLE REVIEW OF FINANCIAL
REPORTS/FINANCIAL INFORMATION SET UP DURING
THE FISCAL YEAR 2022 IN THE PERIOD UNTIL
THE NEXT ORDINARY SHAREHOLDERS' MEETING IN
2022
6 RESOLUTION ON THE APPROVAL OF THE Mgmt No vote
REMUNERATION SYSTEM FOR THE MEMBERS OF THE
EXECUTIVE BOARD
7 RESOLUTION ON THE CONFIRMATION OF THE Mgmt No vote
REMUNERATION OF THE MEMBERS OF THE
SUPERVISORY BOARD
8 RESOLUTION ON THE CANCELLATION OF THE Mgmt No vote
EXISTING AUTHORIZED CAPITAL (AUTHORIZED
CAPITAL 2016), THE CREATION OF A NEW
AUTHORIZED CAPITAL WITH AUTHORIZATION FOR
THE EXCLUSION OF PREEMPTIVE RIGHTS
(AUTHORIZED CAPITAL 2021) AS WELL AS A
RESPECTIVE AMENDMENT OF SECTION 4 OF THE
ARTICLES OF INCORPORATION (AMOUNT AND
SUBDIVISION OF THE SHARE CAPITAL)
9 RESOLUTION ON THE CANCELLATION OF THE Mgmt No vote
EXISTING AUTHORIZATION OF THE EXECUTIVE
BOARD TO ISSUE CONVERTIBLE BONDS AND/OR
OPTION BONDS AND THE ASSOCIATED CONTINGENT
CAPITAL (CONTINGENT CAPITAL 2016) AND THE
GRANTING OF A NEW AUTHORIZATION OF THE
EXECUTIVE BOARD TO ISSUE CONVERTIBLE BONDS
AND/OR OPTION BONDS WITH AUTHORIZATION TO
EXCLUDE PREEMPTIVE RIGHTS, THE CREATION OF
NEW CONTINGENT CAPITAL (CONTINGENT CAPITAL
2021) AND CORRESPONDING AMENDMENTS TO THE
ARTICLES OF INCORPORATION IN SECTION 4
(AMOUNT AND SUBDIVISION OF THE SHARE
CAPITAL)
--------------------------------------------------------------------------------------------------------------------------
PROXIMUS SA Agenda Number: 713712304
--------------------------------------------------------------------------------------------------------------------------
Security: B6951K109
Meeting Type: EGM
Meeting Date: 21-Apr-2021
Ticker:
ISIN: BE0003810273
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 PROPOSAL TO RENEW THE POWERS OF THE BOARD Mgmt No vote
OF DIRECTORS, FOR A FIVE-YEAR TERM AS FROM
THE DATE OF NOTIFICATION OF THE AMENDMENT
TO THESE BYLAWS BY THE GENERAL MEETING OF
21 APRIL 2021, TO INCREASE THE COMPANY'S
SHARE CAPITAL IN ONE OR MORE TRANSACTIONS
WITH A MAXIMUM OF EUR 200,000,000.00,
PURSUANT TO SECTION 1 OF ARTICLE 5 OF THE
BYLAWS. PURSUANT TO THIS DECISION, PROPOSAL
TO AMEND ARTICLE 5, SECTION 2 OF THE BYLAWS
AS FOLLOWS: REPLACE "20 APRIL 2016" BY "21
APRIL 2021"
2 PROPOSAL TO RENEW THE POWERS OF THE BOARD Mgmt No vote
OF DIRECTORS TO ACQUIRE, WITHIN THE LIMITS
SET BY LAW, THE MAXIMUM NUMBER OF SHARES
PERMITTED BY LAW, WITHIN A FIVE-YEAR
PERIOD, STARTING ON 21 APRIL 2021. THE
PRICE OF SUCH SHARES MUST NOT BE HIGHER
THAN 5% ABOVE THE HIGHEST CLOSING PRICE IN
THE 30-DAY TRADING PERIOD PRECEDING THE
TRANSACTION, AND NOT BE LOWER THAN 10%
BELOW THE LOWEST CLOSING PRICE IN THE SAME
30-DAY TRADING PERIOD. PURSUANT TO THIS
DECISION, PROPOSAL TO AMEND ARTICLE 13,
SUBSECTION 2 OF THE BYLAWS AS FOLLOWS:
REPLACE "20 APRIL 2016" BY "21 APRIL 2021"
3 PROPOSAL TO GRANT A POWER OF ATTORNEY TO Mgmt No vote
EACH EMPLOYEE OF THE COOPERATIVE COMPANY
WITH LIMITED LIABILITY "BERQUIN NOTARIES",
AT 1000 BRUSSELS, LLOYD GEORGELAAN 11, TO
DRAW UP, SIGN AND FILE THE COORDINATED TEXT
OF THE BYLAWS OF THE COMPANY WITH THE
CLERK'S OFFICE OF THE COMPETENT COURT
--------------------------------------------------------------------------------------------------------------------------
PROXIMUS SA Agenda Number: 713721531
--------------------------------------------------------------------------------------------------------------------------
Security: B6951K109
Meeting Type: AGM
Meeting Date: 21-Apr-2021
Ticker:
ISIN: BE0003810273
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 534410 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTION 14. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1 EXAMINATION OF THE ANNUAL REPORTS OF THE Non-Voting
BOARD OF DIRECTORS OF PROXIMUS SA UNDER
PUBLIC LAW WITH REGARD TO THE ANNUAL
ACCOUNTS AND THE CONSOLIDATED ANNUAL
ACCOUNTS AT 31 DECEMBER 2020
2 EXAMINATION OF THE REPORTS OF THE BOARD OF Non-Voting
AUDITORS OF PROXIMUS SA UNDER PUBLIC LAW
WITH REGARD TO THE ANNUAL ACCOUNTS AND OF
THE INDEPENDENT AUDITOR WITH REGARD TO THE
CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER
2020
3 EXAMINATION OF THE INFORMATION PROVIDED BY Non-Voting
THE JOINT COMMITTEE
4 EXAMINATION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS AT 31 DECEMBER 2020
5 APPROVAL OF THE ANNUAL ACCOUNTS OF PROXIMUS Mgmt No vote
SA UNDER PUBLIC LAW AT 31 DECEMBER 2020.
MOTION FOR A RESOLUTION: APPROVAL OF THE
ANNUAL ACCOUNTS WITH REGARD TO THE
FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020,
INCLUDING THE FOLLOWING ALLOCATION OF THE
RESULTS: (AS SPECIFIED) FOR 2020, THE GROSS
DIVIDEND AMOUNTS TO EUR 1.20 PER SHARE,
ENTITLING SHAREHOLDERS TO A DIVIDEND NET OF
WITHHOLDING TAX OF EUR 0.84 PER SHARE, OF
WHICH AN INTERIM DIVIDEND OF EUR 0.50 PER
SHARE (EUR 0.35 PER SHARE NET OF
WITHHOLDING TAX) WAS ALREADY PAID OUT ON 11
DECEMBER 2020; THIS MEANS THAT A GROSS
DIVIDEND OF EUR 0.70 PER SHARE (EUR 0.49
PER SHARE NET OF WITHHOLDING TAX) WILL BE
PAID ON 30 APRIL 2021. THE EX-DIVIDEND DATE
IS FIXED ON 28 APRIL 2021, THE RECORD DATE
IS 29 APRIL 2021
6 APPROVAL OF THE REMUNERATION POLICY Mgmt No vote
7 APPROVAL OF THE REMUNERATION REPORT Mgmt No vote
8 GRANTING OF A DISCHARGE TO THE MEMBERS OF Mgmt No vote
THE BOARD OF DIRECTORS FOR THE EXERCISE OF
THEIR MANDATE DURING THE FINANCIAL YEAR
CLOSED ON 31 DECEMBER 2020
9 GRANTING OF A DISCHARGE TO THE MEMBERS OF Mgmt No vote
THE BOARD OF AUDITORS FOR THE EXERCISE OF
THEIR MANDATE DURING THE FINANCIAL YEAR
CLOSED ON 31 DECEMBER 2020
10 GRANTING OF A DISCHARGE TO THE INDEPENDENT Mgmt No vote
AUDITORS DELOITTE STATUTORY AUDITORS SCRL,
REPRESENTED BY MR. GEERT VERSTRAETEN AND
CDP PETIT & CO SRL, REPRESENTED BY MR.
DAMIEN PETIT, FOR THE EXERCISE OF THEIR
MANDATE DURING THE FINANCIAL YEAR CLOSED ON
31 DECEMBER 2020
11 REAPPOINTMENT OF A BOARD MEMBER: TO Mgmt No vote
REAPPOINT MR. PIERRE DEMUELENAERE UPON
PROPOSAL BY THE BOARD OF DIRECTORS AFTER
RECOMMENDATION OF THE NOMINATION AND
REMUNERATION COMMITTEE, AS INDEPENDENT
BOARD MEMBER FOR A PERIOD WHICH WILL EXPIRE
AT THE ANNUAL GENERAL MEETING OF 2023. THIS
BOARD MEMBER RETAINS HIS CAPACITY OF
INDEPENDENT MEMBER AS HE MEETS THE CRITERIA
LAID DOWN IN ARTICLE 7:87 OF THE BELGIAN
CODE OF COMPANIES AND ASSOCIATIONS AND IN
THE BELGIAN CORPORATE GOVERNANCE CODE 2020
12 REAPPOINTMENT OF A BOARD MEMBER IN Mgmt No vote
ACCORDANCE WITH THE RIGHT OF NOMINATION OF
THE BELGIAN STATE: IN ACCORDANCE WITH THE
NOMINATION FOR APPOINTMENT BY THE BOARD OF
DIRECTORS AND AFTER RECOMMENDATION OF THE
NOMINATION AND REMUNERATION COMMITTEE, ON
BEHALF OF THE BELGIAN STATE, IN ACCORDANCE
WITH ARTICLE 18, SECTION3 OF PROXIMUS'
BYLAWS, TO REAPPOINT MR. KAREL DE GUCHT AS
BOARD MEMBER FOR A PERIOD EXPIRING ON THE
DATE OF THE ANNUAL GENERAL MEETING OF 2025
13 APPOINTMENT OF A NEW BOARD MEMBER IN Mgmt No vote
ACCORDANCE WITH THE RIGHT OF NOMINATION OF
THE BELGIAN STATE: IN ACCORDANCE WITH THE
NOMINATION FOR APPOINTMENT BY THE BOARD OF
DIRECTORS AND AFTER RECOMMENDATION OF THE
NOMINATION AND REMUNERATION COMMITTEE, ON
BEHALF OF THE BELGIAN STATE, IN ACCORDANCE
WITH ARTICLE 18, SECTION3 OF PROXIMUS'
BYLAWS, TO APPOINT MR. IBRAHIM OUASSARI AS
BOARD MEMBER FOR A PERIOD EXPIRING ON THE
DATE OF THE ANNUAL GENERAL MEETING OF 2025
14 ACKNOWLEDGMENT APPOINTMENT AND Non-Voting
REAPPOINTMENT OF MEMBERS OF THE BOARD OF
AUDITORS: THE ANNUAL GENERAL MEETING
ACKNOWLEDGES THE DECISION OF THE GENERAL
MEETING OF THE "COUR DES COMPTES" HELD ON 3
FEBRUARY 2021, TO APPOINT MR DOMINIQUE
GUIDE, COUNCILLOR, TO REPLACE THE OUTGOING
COUNCILLOR PIERRE RION AND TO REAPPOINT MR
JAN DEBUCQUOY, COUNCILLOR, AS MEMBERS OF
THE BOARD OF AUDITORS OF PROXIMUS SA OF
PUBLIC LAW FOR A RENEWABLE TERM OF SIX
YEARS
15 MISCELLANEOUS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
PRYSMIAN S.P.A. Agenda Number: 713837752
--------------------------------------------------------------------------------------------------------------------------
Security: T7630L105
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: IT0004176001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 531128 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
O.1 TO APPROVE BOTH THE BALANCE SHEET AS OF 31 Mgmt No vote
DECEMBER 2020, THE REPORT ON MANAGEMENT,
AND THE INTERNAL AND EXTERNAL AUDITORS'
REPORTS
O.2 TO APPROVE THE PROFIT ALLOCATION AND Mgmt No vote
DIVIDEND DISTRIBUTION
O.3 TO STATE THE NUMBER OF MEMBERS OF THE BOARD Mgmt No vote
OF DIRECTORS
O.4 TO STATE THE TERM OF OFFICE OF THE Mgmt No vote
DIRECTORS
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS DIRECTORS, THERE IS
ONLY 1 VACANCY AVAILABLE TO BE FILLED AT
THE MEETING. THE STANDING INSTRUCTIONS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1
OF THE 2 SLATES OF FISCAL COUNCIL MEMBERS.
THANK YOU
O.5.1 TO APPOINT THE DIRECTORS. LIST PRESENTED BY Mgmt No vote
THE BOARD OF DIRECTORS OF PRYSMIAN S.P.A.:
- FRANCESCO GORI - MARIA LETIZIA MARIANI -
CLAUDIO DE CONTO - VALERIO BATTISTA - JASKA
MARIANNE DE BAKKER - MASSIMO BATTAINI -
TARAK BHADRESH MEHTA - PIER FRANCESCO
FACCHINI - INES KOLMSEE - ANNALISA
STUPENENGO
O.5.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE
DIRECTORS. LIST PRESENTED BY AMUNDI ASSET
MANAGEMENT SGR S.P.A.; ANIMA SGR S.P.A.;
APG ASSET MANAGEMENT N.V.; ARCA FONDI SGR
S.P.A.; BANCOPOSTA FONDI S.P.A. SGR; ETICA
SGR S.P.A.; EURIZON CAPITAL S.A; EURIZON
CAPITAL SGR S.P.A; FIDEURAM ASSET
MANAGEMENT IRELAND; FIDEURAM INTESA
SANPAOLO PRIVATE BANKING ASSET MANAGEMENT
SGR S.P.A.; INTERFUND SICAV - INTERFUND
EQUITY ITALY; GENERALI INVESTMENTS
LUXEMBOURG S.A.; GENERALI INVESTMENTS
PARTNERS S.P.A. SGR; KAIROS PARTNERS SGR
S.P.A. & GENERAL INVESTMENT MANAGEMENT ;
MEDIOLANUM INTERNATIONAL FUNDS LIMITED -
CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY;
MEDIOLANUM GESTIONE FONDI SGR S.P.A.; NN
INVESTMENT PARTNERS MANAGER OF FUNDS:;
PRAMERICA SICAV SECTORS ITALIAN EQUITY,
EURO EQUITY, REPRESENTING TOGETHER
2.94687PCT OF THE STOCK CAPITAL OF THE
COMPANY: - PAOLO AMATO - MIMI KUNG
O.6 TO STATE DIRECTORS' EMOLUMENT Mgmt No vote
O.7 TO EMPOWER THE BOARD OF DIRECTORS TO BUY Mgmt No vote
BACK AND DISPOSE OF OWN SHARES AS PER ART
2357 AND 2357-TER OF THE ITALIAN CIVIL
CODE; RESOLUTIONS RELATED THERETO
O.8 TO EXTEND THE STOCK OPTION PLAN IN FAVOUR Mgmt No vote
OF PRYSMIAN GROUP'S EMPLOYEES
O.9 TO APPROVE THE 2021 REMUNERATION POLICY Mgmt No vote
O.10 CONSULTATIVE VOTE ON THE EMOLUMENTS PAID Mgmt No vote
DURING THE YEAR 2020
E.1 TO APPROVE THE CONVERTIBILITY, UNDER ART. Mgmt No vote
2420-BIS, ITEM1 OF THE ITALIAN CIVIL CODE,
OF THE EQUITY-LINKED BOND, APPROVED BY THE
BOARD OF DIRECTORS ON 26 JANUARY 2021,
RESERVED TO INSTITUTIONAL INVESTORS AND
WITH NOMINAL VALUE EQUAL TO EUR
750,000,000.00. CONSEQUENT INCREASE IN
SHARE CAPITAL UNDER ART. 2420-BIS,ITEM 2 OF
THE ITALIAN CIVIL CODE, IN A DIVISIBLE
FORM, WITH THE EXCLUSION OF PRE-EMPTIVE
RIGHTS UNDER ART. 2441, ITEM 5 OF THE
ITALIAN CIVIL CODE, SERVING THE
ABOVEMENTIONED CONVERTIBLE BOND BY A
MAXIMUM NOMINAL AMOUNT OF EUR 1,864,025.50,
BY ISSUING UP TO 18,640,255 ORDINARY SHARES
OF THE COMPANY WITH A NOMINAL VALUE OF EUR
0.10 EACH. TO AMEND ART. 6 OF THE BY-LAWS.
RESOLUTIONS RELATED THERETO. GRANTING OF
POWERS IN RELATION TO THE ABOVE TRANSACTION
--------------------------------------------------------------------------------------------------------------------------
PUBLIC POWER CORPORATION S.A. Agenda Number: 714170519
--------------------------------------------------------------------------------------------------------------------------
Security: X7023M103
Meeting Type: EGM
Meeting Date: 04-Jun-2021
Ticker:
ISIN: GRS434003000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. AMENDMENTS OF THE ARTICLES OF INCORPORATION Mgmt No vote
AND CODIFICATION THEREOF
2. APPROVAL OF THE SUITABILITY POLICY FOR THE Mgmt No vote
BOD MEMBERS OF THE PPC SA ACCORDING TO
ARTICLE 3 OF LAW 4706/2020
3. APPROVAL OF THE NEW REMUNERATION POLICY OF Mgmt No vote
PPC SA
4. ANNOUNCEMENTS AND OTHER ITEMS Mgmt No vote
CMMT 17 MAY 2021: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE AN A REPETITIVE MEETING ON 14 JUN 2021.
ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
CMMT 18 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 18 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
PUBLIC POWER CORPORATION S.A. Agenda Number: 714249631
--------------------------------------------------------------------------------------------------------------------------
Security: X7023M103
Meeting Type: OGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: GRS434003000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 591062 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE AN A
REPETITIVE MEETING ON 05 JUL 2021. ALSO,
YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
1. APPROVAL OF THE FINANCIAL STATEMENT OF THE Mgmt No vote
19TH FISCAL YEAR
2. NON-DIVIDEND DISTRIBUTION FOR THE FISCAL Mgmt No vote
YEAR ENDED 31/12/2020
3. APPROVAL PURSUANT TO ARTICLE 117 OF L Mgmt No vote
4548/2018 OF THE OVERALL MANAGEMENT OF THE
COMPANY FOR THE FISCAL YEAR 01/01/2020 TO
31/12/2020 AND DISCHARGE AUDITORS FROM ANY
LIABILITY FOR COMPENSATION FOR THE SAME
YEAR
4. REMUNERATION REPORT OF THE COMPANY Mgmt No vote
5. INFORMATION TO THE SHAREHOLDERS ON THE Non-Voting
ACTIVITIES OF THE AUDIT COMMITTEE OF THE
COMPANY
6. ANNOUNCEMENTS AND OTHER ISSUES Mgmt No vote
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
--------------------------------------------------------------------------------------------------------------------------
PUBLICIS GROUPE SA Agenda Number: 713867212
--------------------------------------------------------------------------------------------------------------------------
Security: F7607Z165
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker:
ISIN: FR0000130577
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 13 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU. AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104092100836-43 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105072101454-55 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT AND DUE TO RECEIPT OF UPDATED
BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE EXECUTIVE
COMMITTEE, THE SUPERVISORY BOARD AND THE
AUDITORS, APPROVES THE COMPANY'S FINANCIAL
STATEMENTS FOR THE FISCAL YEAR THAT ENDED
IN 2020, AS PRESENTED TO THE MEETING,
SHOWING EARNINGS AMOUNTING TO EUR
63,769,554.31
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE EXECUTIVE
COMMITTEE, THE SUPERVISORY BOARD AND THE
AUDITORS, APPROVES THE CONSOLIDATED
FINANCIAL STATEMENTS FOR SAID FISCAL YEAR,
AS PRESENTED TO THE MEETING, SHOWING NET
EARNINGS AMOUNTING TO EUR 576,000,000.00
(GROUP SHARE)
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
RECOMMENDATIONS OF THE EXECUTIVE COMMITTEE
AND RESOLVES TO ALLOCATE THE EARNINGS FOR
THE YEAR AS FOLLOWS: ORIGIN EARNINGS: EUR
63,769,554.31 LEGAL RESERVE: EUR
(293,279.08) RETAINED EARNINGS: EUR
2,228,793.85 DISTRIBUTABLE INCOME: EUR
65,705,069.08 SHARE PREMIUM: EUR
429,833,006.92 ALLOCATION DIVIDENDS: EUR
495,538,076.00 (ON THE BASIS OF 247,769,038
SHARES ON DECEMBER 31ST 2020) THE
SHAREHOLDERS WILL BE GRANTED A NET DIVIDEND
OF EUR 2.00 PER SHARE THAT WILL BE ELIGIBLE
FOR THE 40 PERCENT DEDUCTION PROVIDED BY
THE FRENCH GENERAL TAX CODE. THIS DIVIDEND
WILL BE PAID ON JULY 6TH 2021. AS REQUIRED
BY LAW, IT IS REMINDED THAT, FOR THE LAST
THREE FINANCIAL YEARS, THE DIVIDENDS
ELIGIBLE FOR THE 40 PERCENT DEDUCTION
PROVIDED BY THE FRENCH GENERAL TAX CODE
WERE PAID AS FOLLOWS: EUR 2.00 PER SHARE
FOR FISCAL YEAR 2017, EUR 2.12 PER SHARE
FOR FISCAL YEAR 2018, EUR 1.15 PER SHARE
FOR FISCAL YEAR 2019
4 THE DIVIDEND PAYMENT WILL BE FULLY-PARTLY Mgmt No vote
CARRIED OUT EITHER IN CASH OR IN SHARES AS
PER THE FOLLOWING CONDITIONS: THE OPTION
WILL BE EFFECTIVE FROM JUNE 17TH TO JUNE
30TH 2021 (INCLUSIVE), THE SHAREHOLDERS WHO
HAVE NOT OPTED FOR A DIVIDEND PAYMENT IN
SHARES AT THE END OF THIS PERIOD, WILL BE
PAID IN CASH. IF THE AMOUNT OF THE
DIVIDENDS FOR WHICH THE OPTION IS EXERCISED
DOES NOT CORRESPOND TO A WHOLE NUMBER OF
SECURITIES, THE SHAREHOLDER WILL RECEIVE
THE NUMBER OF SHARES IMMEDIATELY HIGHER AND
WILL PAY THE DIFFERENCE IN CASH, OR THE
NUMBER OF SHARES IMMEDIATELY LOWER PLUS AN
AMOUNT IN CASH. THE DIVIDEND PAYMENT WILL
BE CARRIED OUT IN CASH OR IN SHARES ON JULY
6TH 2021. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE EXECUTIVE
COMMITTEE TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
5 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-86 ET
SEQ. OF THE FRENCH COMMERCIAL CODE, DULY
NOTES THE CONCLUSIONS OF SAID REPORT WHICH
INCLUDES NO NEW AGREEMENTS ENTERED INTO
DURING SAID FISCAL YEAR
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR. MAURICE LEVY AS MEMBER
OF THE SUPERVISORY BOARD FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR. SIMON BADINTER AS MEMBER
OF THE SUPERVISORY BOARD FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
8 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR. JEAN CHAREST AS MEMBER
OF THE SUPERVISORY BOARD FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
CHAIRMAN OF THE SUPERVISORY BOARD FOR THE
2021 FISCAL YEAR
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
MEMBERS OF THE SUPERVISORY BOARD FOR THE
2021 FISCAL YEAR
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR THE
2021 FISCAL YEAR
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
MEMBER OF THE EXECUTIVE COMMITTEE, MR.
MICHEL-ALAIN PROCH, FOR THE 2021 FISCAL
YEAR
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE
2021 FISCAL YEAR
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
INFORMATION RELATED TO THE COMPENSATION FOR
SAID FISCAL YEAR, IN ACCORDANCE WITH THE
ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL
CODE
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE CHAIRMAN OF THE SUPERVISORY
BOARD, MR. MAURICE LEVY, FOR SAID FISCAL
YEAR
16 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE CHAIRMAN OF THE EXECUTIVE
COMMITTEE, MR. ARTHUR SADOUN, FOR SAID
FISCAL YEAR
17 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE MEMBER OF THE EXECUTIVE
COMMITTEE, MR. JEAN-MICHEL ETIENNE, FOR
SAID FISCAL YEAR
18 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE MEMBER OF THE EXECUTIVE
COMMITTEE, MRS. ANNE-GARBIELLE HEILBRONNER,
FOR SAID FISCAL YEAR
19 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE MEMBER OF THE EXECUTIVE
COMMITTEE, MR. STEVE KING, FOR SAID FISCAL
YEAR
20 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt No vote
EXECUTIVE COMMITTEE TO BUY BACK THE
COMPANY'S SHARES ON THE OPEN MARKET,
SUBJECT TO THE CONDITIONS DESCRIBED BELOW:
MAXIMUM PURCHASE PRICE: EUR 85.00, MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT
OF THE SHARE CAPITAL, MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
2,106,036,823.00. THE NUMBER OF SHARES
ACQUIRED BY THE COMPANY WITH A VIEW TO
RETAINING OR DELIVERING IN CASH OR IN AN
EXCHANGE AS PART OF A MERGER, DIVESTMENT OR
CAPITAL CONTRIBUTION CANNOT EXCEED 5
PERCENT OF ITS CAPITAL. THIS AUTHORISATION
IS GIVEN FOR AN 18-MONTH PERIOD AND
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORISATION GIVEN BY THE SHAREHOLDERS'
MEETING OF MAY 27TH 2020 IN RESOLUTION NR,
20. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE EXECUTIVE COMMITTEE TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
21 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt No vote
TO THE EXECUTIVE COMMITTEE TO REDUCE THE
SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY
CANCELLING ALL OR PART OF THE SHARES HELD
BY THE COMPANY IN CONNECTION WITH THE STOCK
REPURCHASE PLANS AUTHORISED BY THE
SHAREHOLDERS' MEETING UNDER ARTICLE
L.22-10-62 OF THE FRENCH COMMERCIAL CODE,
IN PARTICULAR UNDER PREVIOUS RESOLUTION
NUMBER 20, UP TO A MAXIMUM OF 10 PERCENT OF
THE SHARE CAPITAL OVER A 24-MONTH PERIOD.
THIS AUTHORISATION IS GIVEN FOR A 26-MONTH
PERIOD AND SUPERSEDES THE FRACTION UNUSED
OF THE AUTHORISATION GIVEN BY THE
SHAREHOLDERS' MEETING OF MAY 29TH 2019 IN
RESOLUTION NR, 23. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE
EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
22 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt No vote
EXECUTIVE COMMITTEE TO GRANT, FOR FREE, ON
ONE OR MORE OCCASIONS, EXISTING OR FUTURE
ORDINARY SHARES, IN FAVOUR OF THE
BENEFICIARIES TO BE CHOSEN AMONG THE
EMPLOYEES OR CERTAIN AMONG THEM, OR CERTAIN
CATEGORIES OF EMPLOYEES, AND-OR THE
EXECUTIVE CORPORATE OFFICERS OF THE COMPANY
OR RELATED COMPANIES OR ECONOMIC INTEREST
GROUPS. THEY MAY NOT REPRESENT MORE THAN 3
PERCENT OF THE SHARE CAPITAL, GIVEN THAT
THE NUMBER OF SHARES ALLOCATED TO THE
EXECUTIVE CORPORATE OFFICERS SHALL NOT
EXCEED 0.3 PERCENT OF THE SHARE CAPITAL.
THE PRESENT DELEGATION IS GIVEN FOR A
38-MONTH PERIOD AND SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORISATION GIVEN BY THE
SHAREHOLDERS' MEETING OF MAY 30TH 2018 IN
RESOLUTION NR, 27. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE
EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
23 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt No vote
EXECUTIVE COMMITTEE TO INCREASE THE SHARE
CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS
SOLE DISCRETION, UP TO A MAXIMUM NOMINAL
AMOUNT OF EUR 2,800,000.00, IN FAVOUR OF
MEMBERS OF A COMPANY SAVINGS PLAN OF THE
COMPANY OR RELATED COMPANIES, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, BY ISSUANCE OF ORDINARY SHARES OR
ANY SECURITIES GIVING ACCESS TO ORDINARY
SHARES TO BE ISSUED BY THE COMPANY OR ONE
OF ITS SUBSIDIARIES (PREFERENCE SHARES AND
SECURITIES GIVING ACCESS TO PREFERENCE
SHARES EXCLUDED). THIS AMOUNT SHALL COUNT
AGAINST THE OVERALL VALUE OF EUR
30,000,000.00 SET FORTH IN RESOLUTION
NUMBER 21 ADOPTED BY THE MEETING OF MAY
27TH 2020 OR IN RESOLUTIONS OF THE SAME
KIND WHICH COULD POSSIBLY REPLACE SAID
RESOLUTIONS DURING THIS DELEGATION'S
VALIDITY. THIS DELEGATION, GIVEN FOR 26
MONTHS, SUPERSEDES THE AUTHORISATION GIVEN
BY THE MEETING OF MAY 27TH 2020 IN
RESOLUTION NR, 29. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE
EXECUTIVE COMMITTEE
24 THE MEETING AUTHORISES THE EXECUTIVE Mgmt No vote
COMMITTEE TO INCREASE THE CAPITAL UP TO EUR
2,800,000.00, BY ISSUANCE OF ORDINARY
SHARES OR SECURITIES GIVING ACCESS TO
ORDINARY SHARES TO BE ISSUED BY THE COMPANY
OR ONE OF ITS SUBSIDIARIES OR GIVING RIGHT
TO THE ALLOCATION OF DEBT SECURITIES
(PREFERENCE SHARES AND SECURITIES GIVING
ACCESS TO PREFERENCE SHARES EXCLUDED), WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS IN FAVOUR OF BENEFICIARIES TO BE
CHOSEN AMONG GROUP'S EMPLOYEES OR CORPORATE
OFFICERS, OPCVM OR ENTITIES OF EMPLOYEE
SHAREHOLDING THAT HOLDS COMPANY'S SHARES
AND WHOSE SHAREHOLDERS ARE PERSONS
MENTIONED ABOVE, FINANCIAL INSTITUTIONS OR
SUBSIDIARIES ACTING ON THE COMPANY'S
REQUEST TO IMPLEMENT A SHAREHOLDING OR
SAVINGS PLAN IN FAVOUR OF PERSONS MENTIONED
ABOVE. THIS AMOUNT SHALL COUNT AGAINST THE
OVERALL VALUE SET FORTH IN RESOLUTION NR 21
ADOPTED BY THE MEETING OF MAY 27TH 2020.
DELEGATION GIVEN FOR 18 MONTHS, SUPERSEDED
THE AUTHORISATION GIVEN BY THE MEETING OF
MAY 27TH 2020 IN RESOLUTION NR 30
25 THE SHAREHOLDERS' MEETING RESOLVES TO BRING Mgmt No vote
THE ARTICLES OF THE BYLAWS INTO CONFORMITY
WITH THE LEGAL AND REGULATORY PROVISIONS,
SUBJECT TO THE RATIFICATION OF THESE
AMENDMENTS BY THE NEXT EXTRAORDINARY
SHAREHOLDERS' MEETING
26 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
PUMA SE Agenda Number: 713738586
--------------------------------------------------------------------------------------------------------------------------
Security: D62318148
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: DE0006969603
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.16 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL Mgmt No vote
YEAR 2021
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 APPROVE CREATION OF EUR 30 MILLION POOL OF Mgmt No vote
CAPITAL WITHOUT PREEMPTIVE RIGHTS
8 AMEND 2020 SHARE REPURCHASE AUTHORIZATION Mgmt No vote
TO ALLOW REISSUANCE OF REPURCHASED SHARES
TO MEMBERS OF THE MANAGEMENT BOARD
CMMT 27 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 27 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
QIAGEN NV Agenda Number: 714380588
--------------------------------------------------------------------------------------------------------------------------
Security: N72482123
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: NL0012169213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 583994 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
1 ADOPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt No vote
3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
5.a REELECT METIN COLPAN TO SUPERVISORY BOARD Mgmt No vote
5.b REELECT THOMAS EBELING TO SUPERVISORY BOARD Mgmt No vote
5.c REELECT TORALF HAAG TO SUPERVISORY BOARD Mgmt No vote
5.d REELECT ROSS L. LEVINE TO SUPERVISORY BOARD Mgmt No vote
5.e REELECT ELAINE MARDIS TO SUPERVISORY BOARD Mgmt No vote
5.f REELECT LAWRENCE A. ROSEN TO SUPERVISORY Mgmt No vote
BOARD
5.g REELECT ELIZABETH E. TALLETT TO SUPERVISORY Mgmt No vote
BOARD
6.a REELECT THIERRY BERNARD TO MANAGEMENT BOARD Mgmt No vote
6.b REELECT ROLAND SACKERS TO MANAGEMENT BOARD Mgmt No vote
7 APPROVE REMUNERATION POLICY FOR MANAGEMENT Mgmt No vote
BOARD
8.a APPROVE PARTIAL AMENDMENT OF REMUNERATION Mgmt No vote
POLICY FOR SUPERVISORY BOARD
8.b APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
9 RATIFY KPMG ACCOUNTANTS N.V. AS AUDITORS Mgmt No vote
10.a GRANT BOARD AUTHORITY TO ISSUE SHARES Mgmt No vote
10.b AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt No vote
RIGHTS FROM SHARE ISSUANCES
10.c AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt No vote
RIGHTS FROM SHARE ISSUANCES IN CONNECTION
TO MERGERS, ACQUISITIONS OR STRATEGIC
ALLIANCES
11 AUTHORIZE REPURCHASE OF ISSUED SHARE Mgmt No vote
CAPITAL
12 AMEND ARTICLES OF ASSOCIATION IN CONNECTION Mgmt No vote
WITH CHANGES TO DUTCH LAW
--------------------------------------------------------------------------------------------------------------------------
RAIFFEISEN BANK INTERNATIONAL AG Agenda Number: 713720337
--------------------------------------------------------------------------------------------------------------------------
Security: A7111G104
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: AT0000606306
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 12 APR 2021: DELETION OF COMMENT Non-Voting
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME Mgmt No vote
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
MEMBERS
6 RATIFY AUDITORS FOR FISCAL YEAR 2022 Mgmt No vote
7 APPROVE REMUNERATION REPORT Mgmt No vote
CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 1 AND DELETION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 31 MAR 2021:INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
RANDSTAD N.V. Agenda Number: 713598007
--------------------------------------------------------------------------------------------------------------------------
Security: N7291Y137
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: NL0000379121
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2.a. REPORT OF THE EXECUTIVE BOARD AND REPORT OF Non-Voting
THE SUPERVISORY BOARD FOR THE FINANCIAL
YEAR 2020
2.b. REMUNERATION REPORT 2020 (ADVISORY VOTE) Mgmt No vote
2.c. PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt No vote
2020
2.d. EXPLANATION OF THE POLICY ON RESERVES AND Non-Voting
DIVIDENDS
2.e. PROPOSAL TO DETERMINE A REGULAR DIVIDEND Mgmt No vote
FOR THE FINANCIAL YEAR 2020
2.f. PROPOSAL TO DETERMINE A SPECIAL DIVIDEND Mgmt No vote
FOR THE FINANCIAL YEAR 2020
3.a. DISCHARGE OF LIABILITY OF THE MEMBERS OF Mgmt No vote
THE EXECUTIVE BOARD FOR THE MANAGEMENT
3.b. DISCHARGE OF LIABILITY OF THE MEMBERS OF Mgmt No vote
THE SUPERVISORY BOARD FOR THE SUPERVISION
OF THE MANAGEMENT
4. PROPOSAL TO AMEND THE REMUNERATION POLICY Mgmt No vote
OF THE EXECUTIVE BOARD
5. PROPOSAL TO APPOINT SANDER VAN 'T NOORDENDE Mgmt No vote
AS MEMBER OF THE SUPERVISORY BOARD
6.a. PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD Mgmt No vote
AS THE AUTHORIZED CORPORATE BODY TO ISSUE
SHARES AND TO RESTRICT OR EXCLUDE THE
PRE-EMPTIVE RIGHT TO ANY ISSUE OF SHARES
6.b. PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt No vote
TO REPURCHASE SHARES
6.c. PROPOSAL TO CANCEL REPURCHASED SHARES Mgmt No vote
7. PROPOSAL TO REAPPOINT DELOITTE ACCOUNTANTS Mgmt No vote
BV AS EXTERNAL AUDITOR FOR THE FINANCIAL
YEAR 2022
8. ANY OTHER BUSINESS Non-Voting
9. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT 10 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
RESOLUTIONS 2, 3 AND 6. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
RATIONAL AG Agenda Number: 713760317
--------------------------------------------------------------------------------------------------------------------------
Security: D6349P107
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: DE0007010803
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 4.80 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
8 AMEND ARTICLES RE: PROOF OF ENTITLEMENT Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
RECORDATI INDUSTRIA CHIMICA E FARMACEUTICA SPA Agenda Number: 713391390
--------------------------------------------------------------------------------------------------------------------------
Security: T78458139
Meeting Type: EGM
Meeting Date: 17-Dec-2020
Ticker:
ISIN: IT0003828271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
E.1 TO APPROVE THE REVERSE MERGER BY Mgmt No vote
INCORPORATION OF ROSSINI INVESTIMENTI
S.P.A. AND FIMEI S.P.A. INTO RECORDATI
S.P.A.; RESOLUTIONS RELATED THERETO
CMMT 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 07 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
RECORDATI INDUSTRIA CHIMICA E FARMACEUTICA SPA Agenda Number: 713715920
--------------------------------------------------------------------------------------------------------------------------
Security: T78458139
Meeting Type: OGM
Meeting Date: 20-Apr-2021
Ticker:
ISIN: IT0003828271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1.1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
O.1.2 APPROVE ALLOCATION OF INCOME Mgmt No vote
O.2.1 APPROVE REMUNERATION POLICY Mgmt No vote
O.2.2 APPROVE SECOND SECTION OF THE REMUNERATION Mgmt No vote
REPORT
O.3 APPROVE STOCK OPTION PLAN Mgmt No vote
O.4 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE OF REPURCHASED SHARES
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 31 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING FOR ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RED ELECTRICA CORPORACION, SA Agenda Number: 714226075
--------------------------------------------------------------------------------------------------------------------------
Security: E42807110
Meeting Type: AGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: ES0173093024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVE STANDALONE FINANCIAL STATEMENTS Mgmt No vote
2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt No vote
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
4 APPROVE NON-FINANCIAL INFORMATION STATEMENT Mgmt No vote
5 APPROVE DISCHARGE OF BOARD Mgmt No vote
6.1 ELECT MARCOS VAQUER CABALLERIA AS DIRECTOR Mgmt No vote
6.2 ELECT ELISENDA MALARET GARCIA AS DIRECTOR Mgmt No vote
6.3 ELECT JOSE MARIA ABAD HERNANDEZ AS DIRECTOR Mgmt No vote
6.4 RATIFY APPOINTMENT OF AND ELECT RICARDO Mgmt No vote
GARCIA HERRERA AS DIRECTOR
7.1 AMEND ARTICLES RE: CORPORATE PURPOSE, Mgmt No vote
NATIONALITY AND REGISTERED OFFICE
7.2 AMEND ARTICLES RE: SHARE CAPITAL AND Mgmt No vote
SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS
7.3 AMEND ARTICLES RE: GENERAL MEETINGS, Mgmt No vote
MEETING TYPES, QUORUM, RIGHT TO INFORMATION
AND ATTENDANCE, CONSTITUTION, DELIBERATIONS
AND REMOTE VOTING
7.4 AMEND ARTICLES RE: ALLOW SHAREHOLDER Mgmt No vote
MEETINGS TO BE HELD IN VIRTUAL-ONLY FORMAT
7.5 AMEND ARTICLES RE: BOARD, AUDIT COMMITTEE, Mgmt No vote
APPOINTMENT AND REMUNERATION COMMITTEE AND
SUSTAINABILITY COMMITTEE
7.6 AMEND ARTICLES RE: ANNUAL ACCOUNTS Mgmt No vote
8.1 AMEND ARTICLES OF GENERAL MEETING Mgmt No vote
REGULATIONS RE: PURPOSE AND VALIDITY OF THE
REGULATIONS, AND ADVERTISING
8.2 AMEND ARTICLE 2 OF GENERAL MEETING Mgmt No vote
REGULATIONS RE: CORPORATE WEBSITE
8.3 AMEND ARTICLES OF GENERAL MEETING Mgmt No vote
REGULATIONS RE: COMPETENCES AND MEETING
TYPES
8.4 AMEND ARTICLES OF GENERAL MEETING Mgmt No vote
REGULATIONS RE: ALLOW SHAREHOLDER MEETINGS
TO BE HELD IN VIRTUAL-ONLY FORMAT
8.5 AMEND ARTICLES OF GENERAL MEETING Mgmt No vote
REGULATIONS RE: QUORUM, CHAIRMAN OF THE
GENERAL MEETING, CONSTITUTION,
DELIBERATION, ADOPTION OF RESOLUTIONS AND
PUBLICITY
9.1 APPROVE REMUNERATION REPORT Mgmt No vote
9.2 APPROVE REMUNERATION OF EXECUTIVE DIRECTORS Mgmt No vote
AND NON-EXECUTIVE DIRECTORS
9.3 APPROVE LONG-TERM INCENTIVE PLAN Mgmt No vote
9.4 APPROVE REMUNERATION POLICY Mgmt No vote
10 RENEW APPOINTMENT OF KPMG AUDITORES AS Mgmt No vote
AUDITOR
11 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt No vote
APPROVED RESOLUTIONS
12 RECEIVE CORPORATE GOVERNANCE REPORT Non-Voting
13 RECEIVE AMENDMENTS TO BOARD OF DIRECTORS Non-Voting
REGULATIONS
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 29 JUN 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
RENAULT SA Agenda Number: 713624535
--------------------------------------------------------------------------------------------------------------------------
Security: F77098105
Meeting Type: MIX
Meeting Date: 23-Apr-2021
Ticker:
ISIN: FR0000131906
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 26 MAR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103262100673-37 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
ENDED 31 DECEMBER 2020 - REMINDER OF THE
DIVIDENDS DISTRIBUTED FOR THE PREVIOUS
THREE FINANCIAL YEARS
4 THE STATUTORY AUDITORS' REPORT ON THE Mgmt No vote
ELEMENTS USED TO DETERMINE THE REMUNERATION
OF REDEEMABLE SHARES
5 APPROVAL OF THE REGULATED AGREEMENTS AND Mgmt No vote
COMMITMENTS REFERRED TO IN ARTICLES
L.225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
6 RENEWAL OF THE TERM OF OFFICE OF MRS. YU Mgmt No vote
SERIZAWA AS DIRECTOR APPOINTED ON THE
PROPOSAL OF NISSAN
7 RENEWAL OF THE TERM OF OFFICE OF MR. THOMAS Mgmt No vote
COURBE AS DIRECTOR APPOINTED ON THE
PROPOSAL OF THE FRENCH STATE
8 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
MIRIEM BENSALAH CHAQROUN AS INDEPENDENT
DIRECTOR
9 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
MARIE-ANNICK DARMAILLAC AS INDEPENDENT
DIRECTOR
10 APPOINTMENT OF MR. BERNARD DELPIT AS Mgmt No vote
INDEPENDENT DIRECTOR
11 APPOINTMENT OF MR. FREDERIC MAZZELLA AS Mgmt No vote
INDEPENDENT DIRECTOR
12 APPOINTMENT OF MR. NOEL DESGRIPPES, WITH Mgmt No vote
MRS. CHRISTINE GIRY AS DEPUTY DIRECTOR, AS
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
13 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt No vote
COMPENSATION FOR THE FINANCIAL YEAR 2020 OF
THE CORPORATE OFFICERS MENTIONED IN SECTION
I OF ARTICLE L.22-10-9 OF THE FRENCH
COMMERCIAL CODE
14 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING OR GRANTED IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO
MR. JEAN-DOMINIQUE SENARD IN HIS CAPACITY
AS CHAIRMAN OF THE BOARD OF DIRECTORS
15 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING OR GRANTED IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO
MR. LUCA DE MEO IN HIS CAPACITY AS CHIEF
EXECUTIVE OFFICER
16 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING OR GRANTED IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO
MRS. CLOTILDE DELBOS IN HER CAPACITY AS
INTERIM CHIEF EXECUTIVE OFFICER
17 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE
FINANCIAL YEAR 2021
18 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL
YEAR 2021
19 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
DIRECTORS FOR THE FINANCIAL YEAR 2021
20 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
21 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO REDUCE THE COMPANY'S CAPITAL
BY CANCELLING TREASURY SHARES
22 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
REPSOL S.A. Agenda Number: 713614003
--------------------------------------------------------------------------------------------------------------------------
Security: E8471S130
Meeting Type: OGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: ES0173516115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt No vote
ANNUAL ACCOUNTS AND MANAGEMENT REPORTS
2 ALLOCATION OF RESULTS Mgmt No vote
3 APPROVAL OF THE NON-FINANCIAL INFORMATION Mgmt No vote
REPORT
4 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt No vote
DIRECTORS
5 APPOINTMENT OF AUDITORS: Mgmt No vote
PRICEWATERHOUSECOOPERS
6 DISTRIBUTION OF 0.30 EUR PER SHARE CHARGED Mgmt No vote
TO RESERVES
7 APPROVAL OF A DECREASE IN CAPITAL BY Mgmt No vote
REDEMPTION OF THEIR OWN SHARES MAXIMUM
AMOUNT 40,494,510 SHARES
8 DELEGATION OF POWERS TO ISSUE FIXED INCOME, Mgmt No vote
CONVERTIBLE AND OR EXCHANGEABLE SECURITIES
SHARES, AS WELL AS WARRANTS
9 REELECTION AS DIRECTOR OF MR MANUEL Mgmt No vote
MANRIQUE CECILIA
10 REELECTION AS DIRECTOR OF MR MARIANO MARZO Mgmt No vote
CARPIO
11 REELECTION AS DIRECTOR OF MS ISABEL Mgmt No vote
TORREMOCHE FERREZUELO
12 REELECTION AS DIRECTOR OF MR LUIS SUREZ DE Mgmt No vote
LEZO MANTILLA
13 RATIFICATION OF APPOINTMENT OF MR RENE Mgmt No vote
DAHAN AS DIRECTOR
14 APPOINTMENT OF MS AURORA CATA SALA AS Mgmt No vote
DIRECTOR
15 AMENDMENT OF THE ARTICLE 19 OF THE B LAWS Mgmt No vote
16 AMENDMENT OF THE ARTICLES 5 AND 7 OF THE Mgmt No vote
REGULATION OF THE GENERAL SHAREHOLDERS
MEETING
17 ADVISORY VOTE ON THE ANNUAL REPORT ON Mgmt No vote
DIRECTORS REMUNERATION FOR 2020
18 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt No vote
DIRECTORS 2021 TO 2023
19 DELEGATION OF POWERS TO IMPLEMENT Mgmt No vote
AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE
GENERAL MEETING
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 26 MAR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT 09 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 6. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
REXEL SA Agenda Number: 713816859
--------------------------------------------------------------------------------------------------------------------------
Security: F7782J366
Meeting Type: MIX
Meeting Date: 22-Apr-2021
Ticker:
ISIN: FR0010451203
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104022100766-40
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 530841 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 25 AND 26. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU.
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW N 2020-1379 OF NOVEMBER 14, 2020,
EXTENDED AND MODIFIED BY LAW NO 2020-1614
OF DECEMBER 18, 2020 THE GENERAL MEETING
WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT
THE PHYSICAL PRESENCE OF THE SHAREHOLDERS.
TO COMPLY WITH THESE LAWS, PLEASE DO NOT
SUBMIT ANY REQUESTS TO ATTEND THE MEETING
IN PERSON. SHOULD THIS SITUATION CHANGE,
THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO
REGULARLY CONSULT THE COMPANY WEBSITE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - APPROVAL OF THE OVERALL
AMOUNT OF EXPENSES AND COSTS REFERRED TO IN
ARTICLE 39-4 OF THE FRENCH GENERAL TAX CODE
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
ENDED 31 DECEMBER 2020, DISTRIBUTION OF AN
AMOUNT OF 0.46 EURO PER SHARE BY DEDUCTION
FROM THE SHARE PREMIUM
4 APPROVAL OF THE AGREEMENTS REFERRED TO IN Mgmt No vote
ARTICLES L.225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
5 APPROVAL OF THE REMUNERATION POLICY Mgmt No vote
APPLICABLE TO THE CHAIRMAN OF THE BOARD OF
DIRECTORS FOR THE FINANCIAL YEAR 2021,
REFERRED TO IN ARTICLE L.22-10-8 OF THE
FRENCH COMMERCIAL CODE
6 APPROVAL OF THE REMUNERATION POLICY Mgmt No vote
APPLICABLE TO THE DIRECTORS FOR THE
FINANCIAL YEAR 2021, REFERRED TO IN ARTICLE
L.22-10-8 OF THE FRENCH COMMERCIAL CODE
7 APPROVAL OF THE REMUNERATION POLICY Mgmt No vote
APPLICABLE TO THE CHIEF EXECUTIVE OFFICER
FOR THE FINANCIAL YEAR 2021 UNTIL THE END
OF THE TERM OF OFFICE OF MR. PATRICK BERARD
AS CHIEF EXECUTIVE OFFICER, AS REFERRED TO
IN ARTICLE L.22-10-8 OF THE FRENCH
COMMERCIAL CODE
8 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt No vote
SECTION L OF ARTICLE L.22-10-9, OF THE
FRENCH COMMERCIAL CODE FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2020
9 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND PAID
OR ALLOCATED FOR THE FINANCIAL YEAR 2020 TO
MR. IAN MEAKINS, CHAIRMAN OF THE BOARD OF
DIRECTORS
10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND PAID
OR ALLOCATED FOR THE FINANCIAL YEAR 2020 TO
MR. PATRICK BERARD, CHIEF EXECUTIVE OFFICER
11 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
FRANCOIS HENROT AS DIRECTOR
12 RENEWAL OF THE TERM OF OFFICE OF MR. MARCUS Mgmt No vote
ALEXANDERSON AS DIRECTOR
13 RENEWAL OF THE TERM OF OFFICE OF MRS. MARIA Mgmt No vote
RICHTER AS DIRECTOR
14 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO TRADE IN THE
COMPANY'S SHARES
15 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO REDUCE THE SHARE
CAPITAL BY CANCELLING SHARES
16 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS IN ORDER TO DECIDE
ON THE ISSUE, WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON
SHARES OR TRANSFERABLE SECURITIES THAT ARE
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OR GRANTING ENTITLEMENT
TO THE ALLOTMENT OF DEBT SECURITIES, OR
SECURITIES GRANTING ACCESS TO EQUITY
SECURITIES TO BE ISSUED
17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS IN ORDER TO DECIDE
ON THE ISSUE, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF A
PUBLIC OFFER OTHER THAN THE OFFERS
MENTIONED IN PARAGRAPH 1DECREE OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, OF COMMON SHARES OR
TRANSFERABLE SECURITIES THAT ARE EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES, OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS IN ORDER TO DECIDE
ON THE ISSUE, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF
AN OFFER REFERRED TO IN PARAGRAPH 1DECREE
OF ARTICLE L.411-2 OF THE FRENCH MONETARY
AND FINANCIAL CODE, OF COMMON SHARES OR
TRANSFERABLE SECURITIES THAT ARE EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES, OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED
19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE AMOUNT OF ISSUES CARRIED OUT WITH
RETENTION OR CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, PURSUANT TO THE SIXTEENTH,
SEVENTEENTH AND EIGHTEENTH RESOLUTIONS
20 DELEGATION OF POWERS TO THE BOARD OF Mgmt No vote
DIRECTORS TO ISSUE COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL WITHIN THE LIMIT OF
10% OF THE SHARE CAPITAL, WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, AS REMUNERATION FOR
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY
21 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES THAT ARE EQUITY SECURITIES
GRANTING ACCESS TO OTHER EQUITY SECURITIES
OF THE COMPANY OR GRANTING ENTITLEMENT TO
THE ALLOTMENT OF DEBT SECURITIES, OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT IN FAVOUR OF MEMBERS OF
A SAVINGS PLAN
22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS IN ORDER TO DECIDE
ON THE ISSUE OF COMMON SHARES OR
TRANSFERABLE SECURITIES THAT ARE EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES, OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF
CERTAIN CATEGORIES OF BENEFICIARIES TO
ENABLE THE REALISATION OF EMPLOYEE
SHAREHOLDING TRANSACTIONS
23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE SHARE CAPITAL BY CAPITALISATION OF
PREMIUMS, RESERVES, PROFITS OR OTHERS WHOSE
CAPITALISATION WOULD BE ALLOWED
24 AMENDMENT TO ARTICLES 14, 28 AND 30 OF THE Mgmt No vote
COMPANY'S BY-LAWS TO UPDATE REFERENCES TO
CERTAIN PROVISIONS OF THE FRENCH CIVIL CODE
AND THE FRENCH COMMERCIAL CODE
25 APPROVAL OF THE REMUNERATION POLICY Mgmt No vote
APPLICABLE TO THE CHIEF EXECUTIVE OFFICER
FOR THE FINANCIAL YEAR 2021, AS FROM THE
APPOINTMENT OF MR. GUILLAUME TEXIER AS
CHIEF EXECUTIVE OFFICER, REFERRED TO IN
ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL
CODE
26 APPOINTMENT OF MR. GUILLAUME TEXIER AS Mgmt No vote
DIRECTOR
27 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
RHEINMETALL AG Agenda Number: 713792845
--------------------------------------------------------------------------------------------------------------------------
Security: D65111102
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: DE0007030009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020 (NON-VOTING)
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 2.00 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL Mgmt No vote
YEAR 2021
6.1 ELECT ULRICH GRILLO TO THE SUPERVISORY Mgmt No vote
BOARD
6.2 ELECT KLAUS-GUENTER VENNEMANN TO THE Mgmt No vote
SUPERVISORY BOARD
6.3 ELECT SAHIN ALBAYRAK TO THE SUPERVISORY Mgmt No vote
BOARD
6.4 ELECT BRITTA GIESEN TO THE SUPERVISORY Mgmt No vote
BOARD
7 APPROVE REMUNERATION POLICY Mgmt No vote
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
9 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
10 APPROVE CREATION OF EUR 22.3 MILLION POOL Mgmt No vote
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
11 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt No vote
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH
PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 1
BILLION; APPROVE CREATION OF EUR 22.3
MILLION POOL OF CAPITAL TO GUARANTEE
CONVERSION RIGHTS
12 AMEND CORPORATE PURPOSE Mgmt No vote
13 AMEND ARTICLES RE: PROOF OF ENTITLEMENT Mgmt No vote
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
--------------------------------------------------------------------------------------------------------------------------
ROCKET INTERNET SE Agenda Number: 713071176
--------------------------------------------------------------------------------------------------------------------------
Security: D6S914104
Meeting Type: EGM
Meeting Date: 24-Sep-2020
Ticker:
ISIN: DE000A12UKK6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 APPROVE EUR 69.4 MILLION REDUCTION IN SHARE Mgmt No vote
CAPITAL VIA REDEMPTION OF SHARES TO BE
ACQUIRED AUTHORIZE ACQUISITION OF TREASURY
SHARES
2 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES AUTHORIZE SHARE CAPITAL REDUCTION
--------------------------------------------------------------------------------------------------------------------------
ROYAL PHILIPS NV Agenda Number: 713728321
--------------------------------------------------------------------------------------------------------------------------
Security: N7637U112
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: NL0000009538
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535842 DUE TO RECEIPT OF
ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1. SPEECH OF THE PRESIDENT Non-Voting
2. ANNUAL REPORT 2020 Non-Voting
2a. EXPLANATION OF THE POLICY ON ADDITIONS TO Non-Voting
RESERVES AND DIVIDENDS
2b. PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt No vote
2c. PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.85 Mgmt No vote
PER COMMON SHARE, IN CASH OR IN SHARES AT
THE OPTION OF THE SHAREHOLDER, AGAINST THE
NET INCOME FOR 2020
2d. REMUNERATION REPORT 2020 (ADVISORY VOTE) Mgmt No vote
2e. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt No vote
BOARD OF MANAGEMENT
2f. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt No vote
SUPERVISORY BOARD
3. COMPOSITION OF THE BOARD OF MANAGEMENT: Mgmt No vote
PROPOSAL TO RE-APPOINT MR M.J. VAN GINNEKEN
AS MEMBER OF THE BOARD OF MANAGEMENT WITH
EFFECT FROM MAY 6, 2021
4. COMPOSITION OF THE SUPERVISORY BOARD Non-Voting
4.a. PROPOSAL TO APPOINT MRS S.K. CHUA AS MEMBER Mgmt No vote
OF THE SUPERVISORY BOARD WITH EFFECT FROM
MAY 6, 2021
4.b. PROPOSAL TO APPOINT MRS I.K. NOOYI AS Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD WITH EFFECT
FROM MAY 6, 2021
5. AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Non-Voting
(I) ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE
SHARES AND (II) RESTRICT OR EXCLUDE
PRE-EMPTION RIGHTS
5a. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt No vote
MANAGEMENT FOR A PERIOD OF 18 MONTHS,
EFFECTIVE MAY 6, 2021, AS THE BODY WHICH IS
AUTHORIZED, WITH THE APPROVAL OF THE
SUPERVISORY BOARD, TO ISSUE SHARES OR GRANT
RIGHTS TO ACQUIRE SHARES WITHIN THE LIMITS
LAID DOWN IN THE ARTICLES OF ASSOCIATION:
THE AUTHORIZATION REFERRED TO ABOVE UNDER
A. WILL BE LIMITED TO A MAXIMUM OF 10% OF
THE NUMBER OF ISSUED SHARES AS OF MAY 6,
2021
5b. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt No vote
MANAGEMENT FOR A PERIOD OF 18 MONTHS,
EFFECTIVE MAY 6, 2021, AS THE BODY WHICH IS
AUTHORIZED, WITH THE APPROVAL OF THE
SUPERVISORY BOARD, TO RESTRICT OR EXCLUDE
THE PRE-EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS
6. AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt No vote
ACQUIRE SHARES IN THE COMPANY: PROPOSAL TO
AUTHORIZE THE BOARD OF MANAGEMENT FOR A
PERIOD OF 18 MONTHS, EFFECTIVE MAY 6, 2021,
WITHIN THE LIMITS OF THE LAW AND THE
ARTICLES OF ASSOCIATION, TO ACQUIRE, WITH
THE APPROVAL OF THE SUPERVISORY BOARD, FOR
VALUABLE CONSIDERATION, ON THE STOCK
EXCHANGE OR OTHERWISE, SHARES IN THE
COMPANY AT A PRICE BETWEEN, ON THE ONE
HAND, AN AMOUNT EQUAL TO THE PAR VALUE OF
THE SHARES AND, ON THE OTHER HAND, AN
AMOUNT EQUAL TO 110% OF THE MARKET PRICE OF
THESE SHARES ON EURONEXT AMSTERDAM; THE
MARKET PRICE BEING THE AVERAGE OF THE
HIGHEST PRICE ON EACH OF THE FIVE DAYS OF
TRADING PRIOR TO THE DATE ON WHICH THE
AGREEMENT TO ACQUIRE THE SHARES IS ENTERED
INTO, AS SHOWN IN THE OFFICIAL PRICE LIST
OF EURONEXT AMSTERDAM THE MAXIMUM NUMBER OF
SHARES THE COMPANY MAY ACQUIRE AND HOLD,
WILL NOT EXCEED 10% OF THE ISSUED SHARE
CAPITAL AS OF MAY 6, 2021, WHICH NUMBER MAY
BE INCREASED BY 10% OF THE ISSUED CAPITAL
AS OF THAT SAME
7. CANCELLATION OF SHARES: PROPOSAL TO CANCEL Mgmt No vote
COMMON SHARES IN THE SHARE CAPITAL OF THE
COMPANY HELD OR TO BE ACQUIRED BY THE
COMPANY. THE NUMBER OF SHARES THAT WILL BE
CANCELLED SHALL BE DETERMINED BY THE BOARD
OF MANAGEMENT
8. ANY OTHER BUSINESS Non-Voting
CMMT 29 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
RESOLUTION 4.a. AND 4.b. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
RTL GROUP SA Agenda Number: 713737433
--------------------------------------------------------------------------------------------------------------------------
Security: L80326108
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: LU0061462528
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RECEIVE BOARD'S AND AUDITOR'S REPORTS Non-Voting
2.1 APPROVE FINANCIAL STATEMENTS Mgmt No vote
2.2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt No vote
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 3.00 PER SHARE
4.1 APPROVE REMUNERATION REPORT Mgmt No vote
4.2 APPROVE REMUNERATION OF DIRECTORS Mgmt No vote
5.1 APPROVE DISCHARGE OF DIRECTORS Mgmt No vote
5.2 APPROVE DISCHARGE OF AUDITORS Mgmt No vote
6.1 ELECT ROLF HELLERMANN AS NON-EXECUTIVE Mgmt No vote
DIRECTOR
6.2 ELECT PERNILLE ERENBJERG AS NON-EXECUTIVE Mgmt No vote
DIRECTOR
6.3 REELECT THOMAS RABE AND ELMAR HEGGEN AS Mgmt No vote
EXECUTIVE DIRECTORS
6.4 REELECT NON-EXECUTIVE DIRECTORS Mgmt No vote
6.5 REELECT JAMES SINGH AS NON-EXECUTIVE Mgmt No vote
DIRECTOR
6.6 RENEW APPOINTMENT OF KPMG LUXEMBOURG AS Mgmt No vote
AUDITOR
7 TRANSACT OTHER BUSINESS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
RUBIS SCA Agenda Number: 713345141
--------------------------------------------------------------------------------------------------------------------------
Security: F7686C152
Meeting Type: MIX
Meeting Date: 09-Dec-2020
Ticker:
ISIN: FR0013269123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT 23 NOV 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202011042004409-133 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202011232004613-141; THIS IS A
REVISION DUE TO ADDITION OF URL LINK IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 AUTHORISATION TO BE GRANTED TO THE Mgmt No vote
MANAGEMENT BOARD, FOR A PERIOD OF 18
MONTHS, IN ORDER TO PROCEED WITH A SHARE
BUYBACK PROGRAMME AS PART OF A LIQUIDITY
CONTRACT OR WITH A VIEW TO REDUCING THE
CAPITAL BY CANCELLING THE REPURCHASED
SHARES
2 AUTHORISATION TO BE GRANTED TO THE Mgmt No vote
MANAGEMENT BOARD IN ORDER TO REDUCE THE
CAPITAL BY CANCELLING TREASURY SHARES HELD
BY THE COMPANY (ARTICLE L. 225-209 OF THE
FRENCH COMMERCIAL CODE
3 AMENDMENT TO ARTICLE 56 OF THE BY-LAWS Mgmt No vote
("RIGHTS OF THE GENERAL PARTNERS IN THE
RESULT OF THE COMPANY")
4 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
CMMT 06 NOV 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
RUBIS SCA Agenda Number: 714047328
--------------------------------------------------------------------------------------------------------------------------
Security: F7686C152
Meeting Type: MIX
Meeting Date: 10-Jun-2021
Ticker:
ISIN: FR0013269123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 04 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 19 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105032101306-53 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105192101884-60 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE MANAGEMENT
COMMITTEE, THE SUPERVISORY BOARD AND THE
AUDITORS, APPROVES THE COMPANY'S FINANCIAL
STATEMENTS FOR THE FISCAL YEAR THAT ENDED
ON DECEMBER 31ST 2020, AS PRESENTED,
SHOWING EARNINGS AMOUNTING TO EUR
336,673,641.86
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE MANAGEMENT
COMMITTEE, THE SUPERVISORY BOARD AND THE
AUDITORS, APPROVES THE CONSOLIDATED
FINANCIAL STATEMENTS FOR SAID FISCAL YEAR,
AS PRESENTED TO THE MEETING, SHOWING
EARNINGS AMOUNTING TO EUR 280,333,000.00
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
RECOMMENDATIONS OF THE MANAGEMENT COMMITTEE
AND RESOLVES TO ALLOCATE THE EARNINGS AS
FOLLOWS: ORIGIN EARNINGS: EUR
336,673,641.86 RETAINED EARNINGS: EUR
10,435,428.52 DISTRIBUTABLE INCOME: EUR
347,109,070.41 ALLOCATION DIVIDENDS: EUR
181,789,200.00 (INCLUDING THE DIVIDENDS
PERTAINING TO THE 5,188 PREFERENCE SHARES)
LEGAL RESERVE: EUR 34,822.50 RETAINED
EARNINGS: EUR 165,285,047.91 THE AMOUNT
CORRESPONDING TO THE TREASURY SHARES WILL
BE ALLOCATED TO THE RETAINED EARNINGS
ACCOUNT. THE SHAREHOLDERS WILL BE GRANTED A
DIVIDEND OF EUR 1.80 PER ORDINARY SHARES
AND EUR 0.90 PER PREFERENCE SHARE AS
REQUIRED BY LAW, IT IS REMINDED THAT, FOR
THE LAST THREE FINANCIAL YEARS, THE
DIVIDENDS WERE PAID AS FOLLOWS: EUR 1.50
PER ORDINARY SHARE AND 0.75 PER PREFERENCE
SHARE FOR FISCAL YEAR 2017 EUR 1.59 PER
ORDINARY SHARE AND 0.79 PER PREFERENCE
SHARE FOR FISCAL YEAR 2018 EUR 1.75 PER
ORDINARY SHARE AND 0.87 PER PREFERENCE
SHARE FOR FISCAL YEAR 2019
4 THE DIVIDEND PAYMENT WILL BE FULLY CARRIED Mgmt No vote
OUT EITHER IN CASH OR IN SHARES AS PER THE
FOLLOWING CONDITIONS: THE ALLOCATION OF
DIVIDENDS FOR SHAREHOLDERS OF PREFERENCE
SHARES WILL BE ONLY PAID IN CASH. THE
OPTION WILL BE EFFECTIVE FROM JUNE 18TH
2021, TO JULY 2ND 2021 (INCLUSIVE), THE
SHAREHOLDERS WHO HAVE NOT OPTED FOR A
DIVIDEND PAYMENT IN SHARES AT THE END OF
THIS PERIOD, WILL BE PAID IN CASH IF THE
AMOUNT OF THE DIVIDENDS FOR WHICH THE
OPTION IS EXERCISED DOES NOT CORRESPOND TO
A WHOLE NUMBER OF SECURITIES, THE
SHAREHOLDER WILL RECEIVE THE NUMBER OF
SHARES IMMEDIATELY LOWER PLUS AN AMOUNT IN
CASH. THE DIVIDEND PAYMENT WILL BE CARRIED
OUT IN CASH AND IN SHARES ON JULY 8TH 2021
5 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MS LAURE GRIMONPRET-TAHON AS
MEMBERS OF THE SUPERVISORY BOARD FOR A
3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR HERVE CLAQUIN AS MEMBERS
OF THE SUPERVISORY BOARD FOR A 3-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR
7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR ERIK POINTILLART AS
MEMBERS OF THE SUPERVISORY BOARD FOR A
3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR
8 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD, MR NILS
CHRISTIAN BERGENE FOR A 3-YEAR PERIOD, I.E.
UNTIL THE SHAREHOLDERS' MEETING CALLED TO
RULE ON THE FINANCIAL STATEMENTS FOR THE
2023 FISCAL YEAR
9 THE SHAREHOLDERS' MEETING DECIDES TO Mgmt No vote
APPOINT MAZARS COMPANY AS AN ALTERNATE
AUDITORS TO REPLACE MS MANUELA
BAUDOIN-REVERT, WHO RESIGNED, FOR THE
REMAINDER OF MS MANUELA BAUDOIN-REVERT'S
TERM OF OFFICE, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
2021
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
INFORMATION REGARDING THE COMPENSATION OF
THE CORPORATE OFFICERS AS MENTIONED IN
ARTICLE L.22-10-9 I OF THE COMMERCIAL CODE,
FOR THE 2020 FISCAL YEAR
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID OR AWARDED TO MR
GILLES GOBIN, AS MANAGER OF THE COMPANY FOR
THE 2020 FISCAL YEAR
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID OR AWARDED TO
SORGEMA SARL COMPANY, AS MANAGER FOR THE
2020 FISCAL YEAR
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID OR AWARDED TO AGENA
SAS COMPANY, AS MANAGER FOR THE 2020 FISCAL
YEAR
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID OR AWARDED TO MR
OLIVIER HECKENROTH, AS CHAIRMAN OF THE
SUPERVISORY BOARD FOR THE 2020 FISCAL YEAR
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY OF THE MANAGEMENT
COMMITTEE OF RUBIS SCA, FOR THE 2021 FISCAL
YEAR
16 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY OF THE MEMBERS OF THE
SUPERVISORY BOARD OF RUBIS SCA, FOR THE
2021 FISCAL YEAR
17 THE SHAREHOLDERS' MEETING RESOLVES TO AWARD Mgmt No vote
TOTAL ANNUAL FEES OF EUR 240,000.00 TO THE
MEMBERS OF THE SUPERVISORY BOARD FOR THE
CURRENT FISCAL YEAR, UNTIL FURTHER NOTICE
18 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 AND
IN APPLICATION OF THE ARTICLE L.226-10 OF
THE FRENCH COMMERCIAL CODE, APPROVES SAID
REPORT AND THE AGREEMENTS REFERRED TO
THEREIN OTHER THAN THE AGREEMENTS MENTIONED
IN RESOLUTIONS 19 AND 20
19 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 AND
IN APPLICATION OF THE ARTICLE L.226-10 OF
THE FRENCH COMMERCIAL CODE, APPROVES SAID
REPORT AND THE CONVENTION MADE BETWEEN
SORGEMA SARL AND RUBIS SCA ON SEPTEMBER
17TH 2020 REFERRED TO THEREIN
20 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 AND
IN APPLICATION OF THE ARTICLE L.226-10 OF
THE FRENCH COMMERCIAL CODE, APPROVES SAID
REPORT AND THE CONVENTION MADE BETWEEN
AGENA SAS AND RUBIS SCA ON SEPTEMBER 17TH
2020 REFERRED TO THEREIN
21 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-42 OF
THE FRENCH COMMERCIAL CODE, RATIFIES
SHAREHOLDERS LOAN AGREEMENT MADE BETWEEN
RUBIS SCA AND RUBIS TERMINAL SA THE
REFERRED TO THEREIN
22 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-42 OF
THE FRENCH COMMERCIAL CODE, RATIFIES
SHAREHOLDERS LOAN AGREEMENT MADE BETWEEN
RUBIS SCA, CUBE STORAGE EUROPE HOLDCO LDT
AND RT INVEST SA THE REFERRED TO THEREIN
23 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-42 OF
THE FRENCH COMMERCIAL CODE, RATIFIES THE
AMENDMENTS NR 2 AND NR 3 OF THE ASSISTANCE
AGREEMENT MADE BETWEEN: RUBIS SCA, RUBIS
TERMINAL SA AND RUBIS ENERGIE SAS RUBIS SCA
AND RUBIS ENERGIE SAS, REFERRED TO THEREIN
24 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt No vote
MANAGEMENT COMMITTEE ALL POWERS IN ORDER TO
INCREASE THE SHARE CAPITAL, UP TO EUR
10,000,000.00, BY WAY OF CAPITALIZING
RESERVES, PROFITS, PREMIUMS OR OTHER MEANS,
PROVIDED THAT SUCH CAPITALIZATION IS
ALLOWED BY LAW AND UNDER THE BYLAWS, BY
ISSUING BONUS ORDINARY SHARES OR RAISING
THE PAR VALUE OF EXISTING SHARES. THIS
AUTHORIZATION IS GIVEN FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF
JUNE 11TH2019 IN ITS RESOLUTION NUMBER 20.
THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE MANAGEMENT COMMITTEE TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
25 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt No vote
MANAGEMENT COMMITTEE THE NECESSARY POWERS
TO INCREASE THE CAPITAL, UP TO EUR
38,000,000.00, BY ISSUANCE, WITH
PREFERENTIAL SUBSCRIPTION RIGHTS
MAINTAINED, OF ORDINARY SHARES AND-OR
EQUITY SECURITIES GIVING ACCESS TO OTHER
EQUITY SECURITIES OR GIVING RIGHT TO
ALLOCATION OF DEBT SECURITIES AND-OR OTHER
SECURITIES INCLUDING SUBSCRIPTION WARRANTS,
GIVING ACCESS TO EQUITY SECURITIES TO BE
ISSUED OF THE COMPANY. PREFERENCE SHARES
AND SECURITIES GIVING ACCESS TO PREFERENCE
SHARES ARE EXCLUDING. THE MAXIMUM NOMINAL
AMOUNT OF DEBT SECURITIES WHICH MAY BE
ISSUED SHALL NOT EXCEED EUR 400,000,000.00.
THIS AUTHORIZATION IS GRANTED FOR A
26-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF JUNE 11TH2019 IN ITS RESOLUTION
NUMBER 18. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE MANAGEMENT
COMMITTEE TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
26 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES IN THE EVENT THOSE GRANTED
UNDER RESOLUTIONS 25 HEREIN EXCEED THE
INITIAL NUMBER OF SECURITIES TO BE ISSUED
(OVERSUBSCRIPTION), UP TO 15 PER CENT. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF JUNE 11TH2019 IN
ITS RESOLUTION NUMBER 19
27 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE MANAGEMENT COMMITTEE TO
ISSUE, UP TO A NOMINAL AMOUNT OF EUR
10,000,000.00, SHARES AND-OR DEBT
SECURITIES GIVING ACCESS TO THE CAPITAL, IN
CONSIDERATION FOR THE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND COMPOSED OF
CAPITAL SECURITIES OR DEBT SECURITIES
GIVING ACCESS TO SHARE CAPITAL. THIS
AUTHORIZATION IS GRANTED FOR A 26-MONTH
PERIOD. THE SHAREHOLDERS' MEETING DELEGATES
ALL POWERS TO THE MANAGEMENT COMMITTEE TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
28 THE SHAREHOLDERS' MEETING GIVES ALL POWERS Mgmt No vote
TO THE MANAGEMENT COMMITTEE TO ISSUE
COMPANY'S SHARES AND-OR SECURITIES GIVING
ACCESS TO THE COMPANY'S SHARE CAPITAL, IN
CONSIDERATION FOR SECURITIES TENDERED AS A
PART OF A PUBLIC EXCHANGE OFFER INITIATED
BY THE COMPANY CONCERNING THE SHARES OF
ANOTHER COMPANY. THE MAXIMAL NOMINAL AMOUNT
OF CAPITAL INCREASES SHALL NOT EXCEED EUR
6,000,000.00. THIS AUTHORIZATION IS GRANTED
FOR A 26-MONTH PERIOD THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE
MANAGEMENT COMMITTEE TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
29 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE MANAGEMENT COMMITTEE TO
INCREASE THE SHARE CAPITAL UP TO EUR
5,500,000.00, BY ISSUANCE, OF ORDINARY
SHARES AND-OR EQUITY SECURITIES GIVING
ACCESS TO EQUITY SECURITIES AND-OR DEBT
SECURITIES GIVING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, INCLUDING
AUTONOMOUS WARRANTS. THE SHAREHOLDERS'
MEETING DECIDES TO CANCEL THE SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR
OF BENEFICIARIES TO BE CHOSEN AMONG:
FINANCIAL ESTABLISHMENTS AUTHORIZED TO
PROVIDE THE INVESTMENT SERVICES, WHICH
ENTITIES HAD AGREED TO ACT AS UNDERWRITERS
FOR THE COMPANY'S EQUITY SECURITIES, IT
BEING SPECIFIED THAT, IF APPLICABLE, THE
BENEFICIARY MAY BE A SINGLE ENTITY AND THAT
SUCH BENEFICIARY OR BENEFICIARIES WOULD NOT
INTEND TO RETAIN ANY OF THE COMPANY'S
CAPITAL. THE PRESENT DELEGATION IS GIVEN
FOR AN 18-MONTH PERIOD. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE
MANAGEMENT COMMITTEE TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
30 THE SHAREHOLDERS' MEETING DECIDES THAT THE Mgmt No vote
OVERALL NOMINAL AMOUNT PERTAINING TO: - THE
CAPITAL INCREASES TO BE CARRIED OUT WITH
THE USE OF THE DELEGATIONS GIVEN BY
RESOLUTIONS NUMBER 24 TO 29 SHALL NOT
EXCEED 40 PER CENT OF THE SHARE CAPITAL, -
THE CAPITAL INCREASES WITH CANCELLATION OF
THE SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS TO BE CARRIED OUT WITH THE USE OF
THE DELEGATIONS GIVEN BY RESOLUTIONS NUMBER
27 TO 29 SHALL NOT EXCEED 10 PER CENT. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF JUNE 11TH2019 IN
ITS RESOLUTION NUMBER 17
31 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
MANAGEMENT COMMITTEE TO GRANT, FOR FREE
EXISTING OR FUTURE ORDINARY SHARES, BY
CAPITALIZING PREMIUMS, RESERVES, EARNINGS
OR ANY OTHER ITEM ABLE TO BE CAPITALIZED,
IN FAVOR OF THE EMPLOYEES OR THE MANAGING
CORPORATE OFFICERS OF THE COMPANY AND
RELATED COMPANIES OR GROUPINGS. THE TOTAL
NUMBER OF PERFORMANCE SHARES TO BE
ALLOCATED SHALL NOT EXCEED 0.30 PER CENT OF
THE SHARE CAPITAL. THE EXECUTIVES OF THE
MANAGERS OF THE COMPANY WILL HAVE NO RIGHT
TO THE ALLOCATION OF FREE PERFORMANCE
SHARES. THE PRESENT DELEGATION IS GIVEN FOR
A 26-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF JUNE 11TH2019 IN ITS RESOLUTION
NUMBER 22. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE MANAGEMENT
COMMITTEE TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
32 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
MANAGEMENT COMMITTEE TO INCREASE THE SHARE
CAPITAL, IN FAVOR OF MEMBERS OF A COMPANY
SAVINGS PLAN, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, BY
ISSUANCE OF ORDINARY SHARES. THE AMOUNT OF
SHARES TO BE ISSUED SHALL NOT EXCEED EUR
700,000.00. THE PRESENT DELEGATION IS GIVEN
FOR A 26-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF JUNE 11TH2019 IN ITS RESOLUTION
NUMBER 24. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE MANAGEMENT
COMMITTEE TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
33 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt No vote
THE FOLLOWING ARTICLES: ARTICLE NUMBER 24:
'GENERAL PARTNERS' DECISION' OF THE BYLAWS.
ARTICLE NUMBER 28: 'DELIBERATION OF THE
BOARD' OF THE BYLAWS. ARTICLE NUMBER 30:
'COMPENSATION' OF THE BYLAWS. ARTICLE
NUMBER 31: 'AUDITORS' OF THE BYLAWS.
ARTICLE NUMBER 43: 'OBJECT AND STAGE OF THE
ORDINARY GENERAL MEETINGS' OF THE BYLAWS
34 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
RWE AG Agenda Number: 713694176
--------------------------------------------------------------------------------------------------------------------------
Security: D6629K109
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: DE0007037129
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.85 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL YEAR 2021
6.1 ELECT WERNER BRANDT TO THE SUPERVISORY Mgmt No vote
BOARD
6.2 ELECT HANS BUENTING TO THE SUPERVISORY Mgmt No vote
BOARD
6.3 ELECT UTE GERBAULET TO THE SUPERVISORY Mgmt No vote
BOARD
6.4 ELECT HANS-PETER KEITEL TO THE SUPERVISORY Mgmt No vote
BOARD
6.5 ELECT MONIKA KIRCHER TO THE SUPERVISORY Mgmt No vote
BOARD
6.6 ELECT GUENTHER SCHARTZ TO THE SUPERVISORY Mgmt No vote
BOARD
6.7 ELECT ERHARD SCHIPPOREIT TO THE SUPERVISORY Mgmt No vote
BOARD
6.8 ELECT ULLRICH SIERAU TO THE SUPERVISORY Mgmt No vote
BOARD
6.9 ELECT HAUKE STARS TO THE SUPERVISORY BOARD Mgmt No vote
6.10 ELECT HELLE VALENTIN TO THE SUPERVISORY Mgmt No vote
BOARD
7 APPROVE REMUNERATION POLICY Mgmt No vote
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
9 APPROVE CREATION OF EUR 346.2 MILLION POOL Mgmt No vote
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
10 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt No vote
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH
PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 5
BILLION; APPROVE CREATION OF EUR 173.1
MILLION POOL OF CAPITAL TO GUARANTEE
CONVERSION RIGHTS
11 AMEND ARTICLES RE: BY-ELECTIONS TO THE Mgmt No vote
SUPERVISORY BOARD
12 AMEND ARTICLES RE: ELECTION OF CHAIRMAN AND Mgmt No vote
DEPUTY CHAIRMAN OF THE SUPERVISORY BOARD
13 AMEND ARTICLES RE: PROOF OF ENTITLEMENT Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
SAFRAN SA Agenda Number: 713755900
--------------------------------------------------------------------------------------------------------------------------
Security: F4035A557
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker:
ISIN: FR0000073272
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 01 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103312100697-39 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105072101461-55 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
COMMENT AND CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND DUE TO RECEIPT OF UPDATED
BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
2020 AND SETTING OF THE DIVIDEND
4 APPROVAL OF TWO AGREEMENTS SUBJECT TO THE Mgmt No vote
PROVISIONS OF ARTICLE L. 225-38 OF THE
FRENCH COMMERCIAL CODE ENTERED INTO WITH
BNP PARIBAS
5 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt No vote
OLIVIER ANDRIES AS DIRECTOR, AS A
REPLACEMENT FOR MR. PHILIPPE PETITCOLIN
6 RENEWAL OF THE TERM OF OFFICE OF HELENE Mgmt No vote
AURIOL POTIER AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF SOPHIE Mgmt No vote
ZURQUIYAH AS DIRECTOR
8 RENEWAL OF THE TERM OF OFFICE OF PATRICK Mgmt No vote
PELATA AS DIRECTOR
9 APPOINTMENT OF FABIENNE LECORVAISIER AS AN Mgmt No vote
INDEPENDENT DIRECTOR, AS A REPLACEMENT FOR
ODILE DESFORGES
10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020 OR AWARDED
FOR THE FINANCIAL YEAR 2020 TO ROSS
MCINNES, THE CHAIRMAN OF THE BOARD OF
DIRECTORS
11 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020 OR AWARDED
FOR THE FINANCIAL YEAR 2020 TO PHILIPPE
PETITCOLIN, THE CHIEF EXECUTIVE OFFICER
12 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt No vote
SECTION I OF ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE, RELATING TO THE
COMPENSATION OF CORPORATE OFFICERS
13 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
APPLICABLE TO THE CHAIRMAN OF THE BOARD OF
DIRECTORS
14 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
APPLICABLE TO THE CHIEF EXECUTIVE OFFICER
15 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
APPLICABLE TO DIRECTORS
16 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
17 DELETION FROM THE BY-LAWS OF REFERENCES TO Mgmt No vote
PREFERENCE SHARES A - CORRELATIVE AMENDMENT
TO THE ARTICLES 7, 9, 11, AND 12 AND
DELETION OF ARTICLE 36 OF THE BY-LAWS
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH RETENTION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, ORDINARY SHARES OR TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, USABLE ONLY OUTSIDE OF THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH CANCELATION
OF THE SHAREHOLDERS PRE-EMPTIVE
SUBSCRIPTION RIGHT, ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, BY PUBLIC OFFERING
OTHER THAN THAT REFERRED TO IN SECTION I OF
ARTICLE L. 411-2, OF THE FRENCH MONETARY
AND FINANCIAL CODE, USABLE ONLY OUTSIDE OF
THE PRE-OFFER AND PUBLIC OFFERING PERIODS
20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO ISSUE, WITH
CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY
SHARES OF THE COMPANY AND TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY, USABLE ONLY
OUTSIDE OF THE PRE-OFFER AND PUBLIC
OFFERING PERIODS
21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, IN THE EVENT OF AN
OFFER REFERRED TO IN SECTION I OF ARTICLE
L411-2 OF THE FRENCH MONETARY AND FINANCIAL
CODE, WITH CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, USABLE ONLY
OUTSIDE OF THE PRE-OFFER AND PUBLIC
OFFERING PERIODS
22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE WITH OR
WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS
(CARRIED OUT IN ACCORDANCE WITH THE 18TH,
THE 19TH, THE 20TH OR THE 21ST
RESOLUTIONS), USABLE ONLY OUTSIDE OF THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH RETENTION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, ORDINARY SHARES OR TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, USABLE ONLY DURING THE PRE-OFFER
AND PUBLIC OFFERING PERIODS
24 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH CANCELATION
OF THE SHAREHOLDER'S PRE-EMPTIVE
SUBSCRIPTION RIGHT, ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, BY PUBLIC OFFERING
OTHER THAN THAT REFERRED TO IN SECTION I OF
ARTICLE L. 411-2, OF THE FRENCH MONETARY
AND FINANCIAL COD), USABLE ONLY DURING THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
25 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO ISSUE, WITH
CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY
SHARES OF THE COMPANY AND TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY, USABLE ONLY
DURING THE PRE-OFFER AND PUBLIC OFFERING
PERIODS
26 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL IN THE EVENT OF AN
OFFER REFERRED TO IN SECTION I OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, WITH CANCELATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, USABLE ONLY DURING THE PRE-OFFER AND
PUBLIC OFFERING PERIODS
27 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE WITH OR
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHTS
(CARRIED OUT IN ACCORDANCE WITH THE 23RD,
THE 24TH, THE 25TH OR THE 26TH
RESOLUTIONS), USABLE ONLY DURING THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
28 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH CANCELATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, ORDINARY SHARES
RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF
SAFRAN GROUP SAVINGS PLANS
29 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING THE COMPANY'S SHARES HELD BY THE
LATTER
30 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO PROCEED WITH THE FREE
ALLOCATION OF EXISTING SHARES OR SHARES TO
BE ISSUED OF THE COMPANY FOR THE BENEFIT OF
EMPLOYEES AND CORPORATE OFFICERS OF THE
COMPANY AND OF THE COMPANIES OF THE SAFRAN
GROUP, ENTAILING THE WAIVER OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
31 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
SAMPO PLC Agenda Number: 713697398
--------------------------------------------------------------------------------------------------------------------------
Security: X75653109
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: FI0009003305
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER: Non-Voting
ATTORNEY-AT-LAW MIKKO HEINONEN
3 ELECTION OF PERSONS TO SCRUTINIZE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES: LAWYER LAURI MARJAMAKI SHALL
SCRUTINIZE THE MINUTES AND SUPERVISE THE
COUNTING OF THE VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE FINANCIAL STATEMENTS, Non-Voting
THE BOARD OF DIRECTORS' REPORT AND THE
AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE FINANCIAL STATEMENTS Mgmt No vote
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt No vote
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: EUR 1.70 PER SHARE
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt No vote
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY FOR THE FINANCIAL
YEAR 2020
10 REMUNERATION REPORT FOR GOVERNING BODIES Mgmt No vote
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY NOMINATION AND REMUNERATION
COMMITTEE AND BOARD DOES NOT MAKE ANY
RECOMMENDATION ON THESE PROPOSALS. THE
STANDING INSTRUCTIONS ARE DISABLED FOR THIS
MEETING
11 RESOLUTION ON THE REMUNERATION OF THE Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt No vote
BOARD OF DIRECTORS: EIGHT (8)
13 ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS: THE NOMINATION AND REMUNERATION
COMMITTEE OF THE BOARD OF DIRECTORS
PROPOSES THAT THE CURRENT MEMBERS OF THE
BOARD CHRISTIAN CLAUSEN, FIONA CLUTTERBUCK,
GEORG EHRNROOTH, JANNICA FAGERHOLM, JOHANNA
LAMMINEN, RISTO MURTO AND BJORN WAHLROOS BE
RE-ELECTED FOR A TERM CONTINUING UNTIL THE
CLOSE OF THE NEXT ANNUAL GENERAL MEETING.
OF THE CURRENT MEMBERS ANTTI MAKINEN IS NOT
AVAILABLE FOR RE-ELECTION. THE COMMITTEE
PROPOSES THAT MARKUS RAURAMO BE ELECTED AS
A NEW MEMBER TO THE BOARD
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt No vote
AUDITOR
15 ELECTION OF THE AUDITOR: THE AUDIT Mgmt No vote
COMMITTEE OF THE BOARD OF DIRECTORS
PROPOSES THAT THE AUTHORIZED PUBLIC
ACCOUNTANT FIRM DELOITTE LTD BE ELECTED AS
THE COMPANY'S AUDITOR UNTIL CLOSE OF THE
NEXT ANNUAL GENERAL MEETING. DELOITTE LTD
HAS ANNOUNCED THAT JUKKA VATTULAINEN, APA,
WILL ACT AS THE PRINCIPALLY RESPONSIBLE
AUDITOR IF THE ANNUAL GENERAL MEETING
ELECTS DELOITTE LTD TO ACT AS THE COMPANY'S
AUDITOR
16 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt No vote
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES
17 CLOSING OF THE MEETING Non-Voting
CMMT 18 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 18 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 18 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
SANOFI Agenda Number: 935384848
--------------------------------------------------------------------------------------------------------------------------
Security: 80105N105
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: SNY
ISIN: US80105N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the individual company Mgmt For For
financial statements for the year ended
December 31, 2020.
2. Approval of the consolidated financial Mgmt For For
statements for the year ended December 31,
2020.
3. Appropriation of results for the year ended Mgmt For For
December 31, 2020 and declaration of
dividend.
4. Ratification of the co-opting of Gilles Mgmt For For
Schnepp as a director.
5. Reappointment of Fabienne Lecorvaisier as a Mgmt For For
Director.
6. Reappointment of Melanie Lee as a director. Mgmt For For
7. Appointment of Barbara Lavernos as a Mgmt For For
director.
8. Approval of the report on the compensation Mgmt For For
of corporate officers issued in accordance
with Article L. 22-10-9 of the French
Commercial Code.
9. Approval of the components of the Mgmt For For
compensation paid or awarded in respect of
the year ended December 31, 2020 to Serge
Weinberg, Chairman of the Board.
10. Approval of the components of the Mgmt For For
compensation paid or awarded in respect of
the year ended December 31, 2020 to Paul
Hudson, Chief Executive Officer.
11. Approval of the compensation policy for Mgmt For For
directors.
12. Approval of the compensation policy for the Mgmt For For
Chairman of the Board of Directors.
13. Approval of the compensation policy for the Mgmt For For
Chief Executive Officer.
14. Authorization to the Board of Directors to Mgmt For For
carry out transactions in the Company's
shares (usable outside the period of a
public tender offer).
15. Authorization to the Board of Directors to Mgmt For For
reduce the share capital by cancellation of
treasury shares.
16. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
17. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
18. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
19. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
20. Delegation to the Board of Directors of Mgmt For For
competence to increase ...(due to space
limits, see proxy statement for full
proposal).
21. Delegation to the Board of Directors of Mgmt For For
competence with a view ...(due to space
limits, see proxy statement for full
proposal).
22. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
23. Delegation to the Board of Directors of Mgmt For For
competence to decide on ...(due to space
limits, see proxy statement for full
proposal).
24. Authorization to the Board of Directors to Mgmt For For
carry out consideration-free allotments of
existing or new shares to some or all of
the salaried employees and corporate
officers of the Group.
25. Amendment to Article 13 of the Articles of Mgmt For For
Association to allow the Board of Directors
to take decisions by written consultation.
26. Amendment to Articles 14 and 17 of the Mgmt For For
Articles of Association to align their
content with the PACTE law.
27. Powers for formalities. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAP SE Agenda Number: 935386688
--------------------------------------------------------------------------------------------------------------------------
Security: 803054204
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SAP
ISIN: US8030542042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Resolution on the appropriation of the Mgmt For
retained earnings of fiscal year 2020.
3. Resolution on the formal approval of the Mgmt For
acts of the Executive Board in fiscal year
2020.
4. Resolution on the formal approval of the Mgmt For
acts of the Supervisory Board in fiscal
year 2020.
5. Appointment of the auditors of the annual Mgmt For
financial statements and group annual
financial statements for fiscal year 2021.
6A. By-Election of Supervisory Board member: Dr Mgmt For
Qi Lu
6B. By-Election of Supervisory Board member: Dr Mgmt For
Rouven Westphal
7. Resolution on the granting of a new Mgmt For
authorization of the Executive Board to
issue convertible and/or warrant-linked
bonds, profit-sharing rights and/or income
bonds (or combinations of these
instruments), the option to exclude
shareholders' subscription rights, the
cancellation of Contingent Capital I and
the creation of new contingent capital and
the corresponding amendment to Article 4
(7) of the Articles of Incorporation.
8. Amendment of Article 2 (1) of the Articles Mgmt For
of Incorporation (Corporate Purpose).
9. Amendment of Article 18 (3) of the Articles Mgmt For
of Incorporation (Right to Attend the
General Meeting of Shareholders - Proof of
Shareholding).
--------------------------------------------------------------------------------------------------------------------------
SARTORIUS AG Agenda Number: 713616564
--------------------------------------------------------------------------------------------------------------------------
Security: D6705R119
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: DE0007165631
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Non-Voting
OF EUR 0.70 PER ORDINARY SHARE AND EUR 0.71
PER PREFERRED SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Non-Voting
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Non-Voting
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Non-Voting
2021
6 APPROVE REMUNERATION POLICY Non-Voting
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SARTORIUS STEDIM BIOTECH Agenda Number: 713605903
--------------------------------------------------------------------------------------------------------------------------
Security: F8005V210
Meeting Type: MIX
Meeting Date: 24-Mar-2021
Ticker:
ISIN: FR0013154002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 15 FEB 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND PLEASE NOTE THAT IF YOU HOLD CREST
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 15 FEB 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202102122100253-19 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 AND DISCHARGE GRANTED TO
DIRECTORS
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
ENDED 31 DECEMBER 2020 - SETTING OF THE
DIVIDEND
4 APPROVAL OF THE REGULATED AGREEMENTS AND Mgmt No vote
COMMITMENTS REFERRED TO IN ARTICLES
L.225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
5 SETTING OF THE OVERALL ANNUAL AMOUNT OF THE Mgmt No vote
COMPENSATION ALLOCATED TO DIRECTORS
6 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt No vote
SECTION I OF ARTICLE L. 225-37-3 OF THE
FRENCH COMMERCIAL CODE RELATING TO THE
COMPENSATION OF CORPORATE OFFICERS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020
7 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND DUE
OR AWARDED TO MR. JOACHIM KREUZBURG,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
8 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
CORPORATE OFFICERS
9 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO ALLOW THE COMPANY TO
TRADE IN ITS OWN SHARES
10 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
ANNE-MARIE GRAFFIN AS DIRECTOR
11 RENEWAL OF THE TERM OF OFFICE OF MRS. SUSAN Mgmt No vote
DEXTER AS DIRECTOR
12 RENEWAL OF THE TERM OF OFFICE OF KPMG AS Mgmt No vote
PRINCIPAL STATUTORY AUDITOR
13 NON-RENEWAL AND NON-REPLACEMENT OF THE TERM Mgmt No vote
OF OFFICE OF SALUSTRO REYDEL COMPANY AS
DEPUTY STATUTORY AUDITOR
14 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
15 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS IN ORDER TO REDUCE
THE SHARE CAPITAL IN ACCORDANCE WITH
ARTICLE L225-2019 OF THE FRENCH COMMERCIAL
CODE
16 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SE Agenda Number: 713726264
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103222100614-35 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID:536913,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535333 DUE TO RECEIPT OF CHANGE
IN VOTING STATUS FOR RESOLUTIONS 11, 12 AND
14. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
AND SETTING OF THE DIVIDEND
4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt No vote
REFERRED TO IN ARTICLE L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
5 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt No vote
COMPENSATION OF CORPORATE OFFICERS PAID
DURING OR ALLOCATED IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020
MENTIONED IN ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE
6 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED IN RESPECT OF THE SAME FINANCIAL
YEAR TO MR. JEAN PASCAL TRICOIRE, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
7 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
8 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS
9 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
JEAN-PASCAL TRICOIRE AS DIRECTOR
10 APPOINTMENT OF MRS. ANNA OHLSSON-LEIJON AS Mgmt No vote
DIRECTOR
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: APPOINTMENT OF MR.
THIERRY JACQUET AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
12 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: APPOINTMENT OF MRS.
ZENNIA CSIKOS AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
13 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
XIAOYUN MA AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
14 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: APPOINTMENT OF MRS.
MALENE KVIST KRISTENSEN AS DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS
15 AUTHORIZATION FOR THE BOARD OF DIRECTORS Mgmt No vote
FOR THE COMPANY TO PURCHASE ITS OWN SHARES
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY
17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITY GRANTING ACCESS TO THE CAPITAL OF
THE COMPANY WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS BY WAY OF A
PUBLIC OFFERING OTHER THAN THAT REFERRED TO
IN ARTICLE L. 411-2 1DECREE OF THE FRENCH
MONETARY AND FINANCIAL CODE
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITY GRANTING ACCESS TO THE CAPITAL OF
THE COMPANY WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS, AS PART OF
AN OFFER REFERRED TO IN ARTICLE L.
411-2-1DECREE OF THE FRENCH MONETARY AND
FINANCIAL CODE
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE NUMBER OF SHARES
TO BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH RETENTION OR CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS IN ORDER TO
REMUNERATE CONTRIBUTIONS IN KIND
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
INCORPORATING PREMIUMS, RESERVES, PROFITS
OR OTHERS
22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR MEMBERS OF A COMPANY SAVINGS
PLAN WITHOUT SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR EMPLOYEES OF CERTAIN FOREIGN
GROUP COMPANIES, DIRECTLY OR THROUGH
INTERVENING ENTITIES, IN ORDER TO OFFER
THEM BENEFITS COMPARABLE TO THOSE OFFERED
TO MEMBERS OF A COMPANY SAVINGS PLAN,
WITHOUT SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS
24 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt No vote
CANCEL COMPANY SHARES PURCHASED UNDER SHARE
BUYBACK PROGRAMS
25 AMENDMENT TO ARTICLE 13 OF THE BYLAWS TO Mgmt No vote
CORRECT A MATERIAL ERROR
26 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
SCOR SE Agenda Number: 714207316
--------------------------------------------------------------------------------------------------------------------------
Security: F15561677
Meeting Type: MIX
Meeting Date: 30-Jun-2021
Ticker:
ISIN: FR0010411983
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT 26 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 14 JUNE 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105212102055-61 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202106142102652-71 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE REPORTS AND CORPORATE Mgmt No vote
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 - APPROVAL OF THE
AMOUNT OF EXPENSES AND COSTS
2 ALLOCATION OF INCOME AND SETTING OF THE Mgmt No vote
DIVIDEND FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
4 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt No vote
ARTICLE L.22-10-9, I OF THE FRENCH
COMMERCIAL CODE
5 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND PAID
DURING OR ALLOCATED IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO
MR. DENIS KESSLER, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
6 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt No vote
COMPANY'S DIRECTORS PURSUANT TO ARTICLE
L.22-10-8 II OF THE FRENCH COMMERCIAL CODE
7 AMENDMENT OF THE ANNUAL GLOBAL FIXED AMOUNT Mgmt No vote
ALLOCATED TO THE DIRECTORS AS REMUNERATION
FOR THEIR ACTIVITY FOR THE CURRENT AND
SUBSEQUENT FINANCIAL YEARS
8 APPROVAL OF THE REMUNERATION POLICY OF MR. Mgmt No vote
DENIS KESSLER IN HIS CAPACITY AS CHAIRMAN
AND CHIEF EXECUTIVE OFFICER PURSUANT TO
ARTICLE L. 22-10-8 II OF THE FRENCH
COMMERCIAL CODE
9 RENEWAL OF THE TERM OF OFFICE OF MR. DENIS Mgmt No vote
KESSLER AS DIRECTOR OF THE COMPANY
10 RENEWAL OF THE TERM OF OFFICE OF MR. CLAUDE Mgmt No vote
TENDIL AS DIRECTOR OF THE COMPANY
11 RENEWAL OF THE TERM OF OFFICE OF MR. BRUNO Mgmt No vote
PFISTER AS DIRECTOR OF THE COMPANY
12 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
PATRICIA LACOSTE AS DIRECTOR OF THE COMPANY
13 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
LAURENT ROUSSEAU AS DIRECTOR OF THE COMPANY
14 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt No vote
ADRIEN COURET AS A DIRECTOR OF THE COMPANY,
AS A REPLACEMENT FOR MR. JEAN-MARC RABY,
WHO RESIGNED
15 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO PURCHASE THE COMPANY'S COMMON
SHARES
16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO DECIDE ON THE
CAPITALISATION OF PROFITS, RESERVES OR
PREMIUMS
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO DECIDE ON THE ISSUE
OF SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS, IMMEDIATELY OR IN THE
FUTURE, TO COMMON SHARES TO BE ISSUED, WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHT
18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO DECIDE ON THE ISSUE,
IN THE CONTEXT OF A PUBLIC OFFERING
EXCLUDING THE OFFERS REFERRED TO IN 1DECREE
OF ARTICLE L. 411-2 OF THE FRENCH MONETARY
AND FINANCIAL CODE, OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS,
IMMEDIATELY OR IN THE FUTURE, TO COMMON
SHARES TO BE ISSUED, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT AND WITH
A MANDATORY PRIORITY PERIOD
19 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO DECIDE, IN THE
CONTEXT OF AN OFFER REFERRED TO IN 1DECREE
OF ARTICLE L.411-2 OF THE FRENCH MONETARY
AND FINANCIAL CODE, TO ISSUE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS,
IMMEDIATELY OR IN THE FUTURE, TO COMMON
SHARES TO BE ISSUED, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT
20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO DECIDE ON THE ISSUE,
AS REMUNERATION FOR SECURITIES CONTRIBUTED
TO THE COMPANY IN THE CONTEXT OF ANY PUBLIC
EXCHANGE OFFER INITIATED BY THE LATTER, OF
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS, IMMEDIATELY OR IN THE
FUTURE, TO COMMON SHARES TO BE ISSUED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
21 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt No vote
OF DIRECTORS TO ISSUE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS,
IMMEDIATELY OR IN THE FUTURE, TO COMMON
SHARES TO BE ISSUED, IN CONSIDERATION OF
SECURITIES CONTRIBUTED IN KIND TO THE
COMPANY WITHIN THE LIMIT OF 10% OF ITS
CAPITAL, WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
22 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES IN THE EVENT OF A CAPITAL
INCREASE WITH OR WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
23 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO ISSUE WARRANTS TO
ISSUE COMMON SHARES OF THE COMPANY WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF
CATEGORIES OF PERSONS MEETING SPECIFIED
CHARACTERISTICS TO IMPLEMENT A CONTINGENT
CAPITAL PROGRAM
24 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO ISSUE WARRANTS TO
ISSUE COMMON SHARES OF THE COMPANY WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT TO
CATEGORIES OF PERSONS MEETING SPECIFIC
CHARACTERISTICS TO IMPLEMENT AN AUXILIARY
EQUITY PROGRAMME
25 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING TREASURY SHARES
26 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO GRANT SHARE SUBSCRIPTION
AND/OR PURCHASE OPTIONS WITH WAIVER OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF
EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS
27 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO FREELY ALLOCATE EXISTING
COMMON SHARES OF THE COMPANY IN FAVOUR OF
EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS
28 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES RESERVED FOR MEMBERS OF
SAVINGS PLANS, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF
THE LATTER
29 OVERALL CEILING FOR CAPITAL INCREASES Mgmt No vote
30 ALIGNMENT OF THE BY-LAWS WITH RECENT Mgmt No vote
LEGISLATIVE CHANGES AND CANCELLATION OF
OBSOLETE PROVISIONS
31 STATUTORY AMENDMENT CONCERNING THE Mgmt No vote
GOVERNANCE OF THE COMPANY
32 STATUTORY AMENDMENTS CONCERNING THE TERM OF Mgmt No vote
OFFICE OF DIRECTORS
33 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
SEB SA Agenda Number: 713823525
--------------------------------------------------------------------------------------------------------------------------
Security: F82059100
Meeting Type: MIX
Meeting Date: 20-May-2021
Ticker:
ISIN: FR0000121709
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 28 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104282101173-51 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES TO MID 547999, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED, SHOWING EARNINGS AMOUNTING TO
EUR 124,593,863.00
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR AS PRESENTED, SHOWING EARNINGS
AMOUNTING TO EUR 300,527,657.00 (GROUP
SHARE)
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND ALLOCATES THE EARNINGS AS FOLLOWS:
ORIGIN INCOME EUR 124,593,863.00 LEGAL
RESERVE EUR 344,201.00 RETAINED EARNINGS
EUR 985,142,551.00 DIVIDENDS ON SELF-HELD
SHARES RECORDED AS RETAINED EARNINGS EUR
19,260.00 ALLOCATION DIVIDENDS EUR
118,403,569.00 LOYALTY PREMIUM EUR
4,814,416.00 RETAINED EARNINGS EUR
986,193,489.00 THE SHAREHOLDERS WILL BE
GRANTED A NET DIVIDEND OF EUR 2.14 PER
SHARE, ELIGIBLE FOR THE 40 PERCENT
DEDUCTION PROVIDED BY THE FRENCH GENERAL
TAX CODE. THIS DIVIDEND WILL BE PAID ON MAY
27TH 2021. A 10 PERCENT INCREASE (IE 0.214
EURO PER SHARE) WILL BE ALLOCATED TO SHARES
REGISTERED FROM DECEMBER 31ST 2018 TO MAY
25TH 2021. THE LOYALTY PREMIUM MAY NOT, FOR
A SINGLE SHAREHOLDER, REPRESENT MORE THAN
0.50 PERCENT OF THE CAPITAL. FOR THE LAST
THREE FINANCIAL YEARS, THE DIVIDENDS WERE
PAID FOLLOWS: EUR 2.00 PER SHARE FOR FISCAL
YEAR 2017 EUR 2.14 PER SHARE FOR FISCAL
YEAR 2018 EUR 1.43 PER SHARE FOR FISCAL
YEAR 2019
4 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MRS YSEULYS COSTES AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
5 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF THE COMPANY FPP INVEST AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MRS BRIGITTE FORESTIER AS
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
FOR A 4-YEAR PERIOD, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE 2024 FISCAL
YEAR
7 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt No vote
STATUTORY AUDITOR, DELOITTE AND ASSOCIES
AND KPMG SA, REPLACING
PRICEWATERHOUSECOOPER AND MAZARS FOR A
6-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2026 FISCAL YEAR
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
MANAGING CORPORATE OFFICERS
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
DIRECTORS
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
INFORMATION MENTIONED IN ARTICLE L. 22-10-9
I OF THE FRENCH COMMERCIAL CODE REGARDING
THE COMPENSATION OF THE CORPORATE OFFICERS
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO THE CEO, FOR THE 2020 FISCAL
YEAR
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO THE DEPUTY MANAGING DIRECTOR,
FOR THE 2020 FISCAL YEAR
13 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES ON THE OPEN MARKET,
SUBJECT TO THE CONDITIONS DESCRIBED BELOW:
MAXIMUM PURCHASE PRICE: EUR 240.00, MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT
OF THE SHARE CAPITAL, MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
1,162,093,170. THIS AUTHORIZATION IS GIVEN
UNTIL THE NEXT SHAREHOLDERS' MEETING FOR
THE 2021 FISCAL YEAR, WITHOUT BEING ABLE TO
EXCEED A 14-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE AUTHORIZATION
GIVEN BY THE SHAREHOLDERS' MEETING ON MAY
19TH 2020. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
14 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt No vote
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL BY CANCELLING ALL OR PART OF
THE SHARES HELD BY THE COMPANY UP TO 10
PERCENT OF THE SHARE CAPITAL OVER A
24-MONTH PERIOD. THIS AUTHORIZATION IS
GIVEN FOR A 14-MONTH PERIOD. THIS
DELEGATION OF POWERS SUPERSEDES ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
15 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt No vote
BOARD OF DIRECTORS THE NECESSARY POWERS TO
INCREASE THE CAPITAL, UP TO EUR
5,500,000.00, BY ISSUANCE OF SHARES,
SECURITIES GIVING ACCESS TO THE COMPANY'S
OR A RELATED COMPANY'S SHARES, OR EQUITY
SECURITIES GIVING RIGHTS TO DEBT SECURITIES
(EXCEPT PREFERENCE SHARES AND SECURITIES
GIVING ACCESS TO PREFERENCE SHARES), WITH
PREFERENTIAL SUBSCRIPTION RIGHTS
MAINTAINED. THE MAXIMUM NOMINAL AMOUNT OF
DEBT SECURITIES WHICH MAY BE ISSUED SHALL
NOT EXCEED EUR 1,500,000,000. THIS
AUTHORIZATION IS GRANTED FOR A 14-MONTH
PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
16 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL UP TO EUR
5,500,000.00, BY WAY OF A PUBLIC OFFERING,
WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS, OF SHARES, SECURITIES
GIVING ACCESS TO THE COMPANY'S OR A RELATED
COMPANY'S SHARES, OR EQUITY SECURITIES
GIVING RIGHTS TO DEBT SECURITIES. THE
MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES
WHICH MAY BE ISSUED SHALL NOT EXCEED EUR
1,500,000,000. THE PRESENT DELEGATION IS
GIVEN FOR A 14-MONTH PERIOD. THIS
DELEGATION OF POWERS SUPERSEDES ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
17 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL UP TO EUR
5,500,000.00, BY WAY OF A PRIVATE OFFERING,
WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS, OF SHARES, SECURITIES
GIVING ACCESS TO THE COMPANY'S OR A RELATED
COMPANY'S SHARES, OR EQUITY SECURITIES
GIVING RIGHTS TO DEBT SECURITIES. THE
MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES
WHICH MAY BE ISSUED SHALL NOT EXCEED EUR
1,500,000,000. THE PRESENT DELEGATION IS
GIVEN FOR A 14-MONTH PERIOD. THIS
DELEGATION OF POWERS SUPERSEDES ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
18 THE SHAREHOLDERS' MEETING SETS THE MAXIMUM Mgmt No vote
OVERALL VALUE OF THE CAPITAL INCREASE
CARRIED OUT BY VIRTUE OF DELEGATIONS AND
AUTHORIZATIONS GRANTED TO THE BOARD OF
DIRECTORS BY RESOLUTIONS 15 TO 17 TO EUR
11,000,000.00
19 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE BOARD OF DIRECTOR IN ORDER TO
INCREASE THE SHARE CAPITAL UP TO EUR
11,000,000.00 BY WAY OF CAPITALIZING
RESERVES, PROFITS, PREMIUMS OR OTHER MEANS,
PROVIDED THAT SUCH CAPITALIZATION IS
ALLOWED BY LAW AND UNDER THE BY-LAWS, TO BE
CARRIED OUT THROUGH THE ISSUE OF BONUS
SHARES OR THE RAISE OF THE PAR VALUE OF THE
EXISTING SHARES OR BY UTILIZING ALL OR SOME
OF THESE METHODS, SUCCESSIVELY OR
SIMULTANEOUSLY. THIS AMOUNT SHALL NOT COUNT
AGAINST THE OVERALL VALUE SET FORTH IN
RESOLUTION 18. THIS AUTHORIZATION IS GIVEN
FOR A 14-MONTH PERIOD. THIS DELEGATION OF
POWERS SUPERSEDES ANY AND ALL EARLIER
DELEGATIONS TO THE SAME EFFECT. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
20 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO GRANT, FOR FREE
EXISTING OR FUTURE SHARES, IN FAVOR OF
BENEFICIARIES TO BE CHOSEN AMONG THE
EMPLOYEES OR THE MANAGERS OF THE COMPANY
AND RELATED COMPANIES, FOR AN AMOUNT
REPRESENTING 220,000 SHARES (I.E. 0.38756
PERCENT OF THE SHARE CAPITAL). THE NUMBER
OF SHARES ALLOCATED TO MR THIERRY DE LA
TOUR D'ARTAISE MUST NOT EXCEED 19,800
SHARES, (I.E. 0.03578 PERCENT OF THE SHARE
CAPITAL) AND TO MR STANISLAS DE GRAMONT
9,900 SHARES (I.E. 0.01789 PERCENT OF THE
SHARE CAPITAL). THE PRESENT DELEGATION IS
GIVEN FOR A 14-MONTH PERIOD. THIS
DELEGATION OF POWERS SUPERSEDES ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
21 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, IN FAVOR OF EMPLOYEES, FORMER
EMPLOYEES AND ELIGIBLE CORPORATE OFFICERS
OF THE COMPANY WHO ARE MEMBERS OF A COMPANY
SAVINGS PLAN, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, BY
ISSUANCE OF ORDINARY SHARES (PREFERENCE
SHARES EXCLUDED) OR SECURITIES GIVING
ACCESS TO THE SHARE CAPITAL. THIS AMOUNT
SHALL NOT COUNT AGAINST THE OVERALL VALUE
SET FORTH IN RESOLUTION 18. THIS DELEGATION
IS GIVEN FOR A 14-MONTH PERIOD AND FOR A
NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR
553,377.00. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
22 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt No vote
ARTICLE 8 OF THE BYLAWS PERTAINING TO LOWER
THE STATUTORY THRESHOLD WHICH REQUIRES A
DECLARATION OF THRESHOLD CROSSING
23 THE SHAREHOLDERS' MEETING RESOLVES TO BRING Mgmt No vote
THE ARTICLES OF THE BYLAWS INTO CONFORMITY
WITH THE LEGAL AND REGULATORY PROVISIONS
24 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 536961 DUE TO RECEIPT OF CHANGE
IN NUMBERING OF RESOLUTIONS AND DELETION OF
COMMENT. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 935327191
--------------------------------------------------------------------------------------------------------------------------
Security: 826197501
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: SIEGY
ISIN: US8261975010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Appropriation of net income Mgmt For For
3A. Ratification of the acts of the Managing Mgmt For For
Board: Joe Kaeser
3B. Ratification of the acts of the Managing Mgmt For For
Board: Roland Busch
3C. Ratification of the acts of the Managing Mgmt For For
Board: Lisa Davis (until February 29, 2020)
3D Ratification of the acts of the Managing Mgmt For For
Board: Klaus Helmrich
3E Ratification of the acts of the Managing Mgmt For For
Board: Janina Kugel (until January 31,
2020)
3F Ratification of the acts of the Managing Mgmt For For
Board: Cedrik Neike
3G Ratification of the acts of the Managing Mgmt For For
Board: Michael Sen (until March 31, 2020)
3H Ratification of the acts of the Managing Mgmt For For
Board: Ralf P. Thomas
4A Ratification of the acts of the Supervisory Mgmt For For
Board: Jim Hagemann Snabe
4B Ratification of the acts of the Supervisory Mgmt For For
Board: Birgit Steinborn
4C Ratification of the acts of the Supervisory Mgmt For For
Board: Werner Wenning
4D Ratification of the acts of the Supervisory Mgmt For For
Board: Werner Brandt
4E Ratification of the acts of the Supervisory Mgmt For For
Board: Michael Diekmann
4F Ratification of the acts of the Supervisory Mgmt For For
Board: Andrea Fehrmann
4G Ratification of the acts of the Supervisory Mgmt For For
Board: Bettina Haller
4H Ratification of the acts of the Supervisory Mgmt For For
Board: Robert Kensbock (until September 25,
2020)
4I Ratification of the acts of the Supervisory Mgmt For For
Board: Harald Kern
4J Ratification of the acts of the Supervisory Mgmt For For
Board: Jurgen Kerner
4K Ratification of the acts of the Supervisory Mgmt For For
Board: Nicola Leibinger-Kammuller
4L Ratification of the acts of the Supervisory Mgmt For For
Board: Benoit Potier
4M Ratification of the acts of the Supervisory Mgmt For For
Board: Hagen Reimer
4N Ratification of the acts of the Supervisory Mgmt For For
Board: Norbert Reithofer
4O Ratification of the acts of the Supervisory Mgmt For For
Board: Baroness Nemat Shafik
4P Ratification of the acts of the Supervisory Mgmt For For
Board: Nathalie von Siemens
4Q Ratification of the acts of the Supervisory Mgmt For For
Board: Michael Sigmund
4R Ratification of the acts of the Supervisory Mgmt For For
Board: Dorothea Simon
4S Ratification of the acts of the Supervisory Mgmt For For
Board: Matthias Zachert
4T Ratification of the acts of the Supervisory Mgmt For For
Board: Gunnar Zukunft
5. Appointment of independent auditors Mgmt For For
6A. Election of member to the Supervisory Mgmt For For
Board: Grazia Vittadini
6B. Election of member to the Supervisory Mgmt For For
Board: Kasper Rorsted
6C. Election of member to the Supervisory Mgmt For For
Board: Jim Hagemann Snabe
7. Compensation of the Supervisory Board Mgmt For For
8. Creation of an Authorized Capital 2021 Mgmt For For
9. Amendment of the Profit-and-Loss Transfer Mgmt For For
Agreement with Siemens Bank GmbH
10. Upon request of the "Verein von Mgmt For Against
Belegschaftsaktionaren in der Siemens AG,
e.V.", Munich: Amendment to the Articles of
Association of Siemens AG
--------------------------------------------------------------------------------------------------------------------------
SIEMENS ENERGY AG Agenda Number: 713453809
--------------------------------------------------------------------------------------------------------------------------
Security: D6T47E106
Meeting Type: AGM
Meeting Date: 10-Feb-2021
Ticker:
ISIN: DE000ENER6Y0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019/20
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL 2019/20
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL 2019/20
4 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt No vote
FISCAL 2020/21
5.1 ELECT CHRISTINE BORTENLAENGER TO THE Mgmt No vote
SUPERVISORY BOARD
5.2 ELECT SIGMAR GABRIEL TO THE SUPERVISORY Mgmt No vote
BOARD
5.3 ELECT JOE KAESER TO THE SUPERVISORY BOARD Mgmt No vote
5.4 ELECT HUBERT LIENHARD TO THE SUPERVISORY Mgmt No vote
BOARD
5.5 ELECT HILDEGARD MUELLER TO THE SUPERVISORY Mgmt No vote
BOARD
5.6 ELECT LAURENCE MULLIEZ TO THE SUPERVISORY Mgmt No vote
BOARD
5.7 ELECT MATTHIAS REBELLIUS TO THE SUPERVISORY Mgmt No vote
BOARD
5.8 ELECT RALF THOMAS TO THE SUPERVISORY BOARD Mgmt No vote
5.9 ELECT GEISHA WILLIAMS TO THE SUPERVISORY Mgmt No vote
BOARD
5.10 ELECT RANDY ZWIRN TO THE SUPERVISORY BOARD Mgmt No vote
6 APPROVE REMUNERATION POLICY FOR THE Mgmt No vote
MANAGEMENT BOARD
7 APPROVE REMUNERATION POLICY FOR THE Mgmt No vote
SUPERVISORY BOARD
CMMT 16 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 21 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 21 DEC 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
SIEMENS GAMESA RENEWABLE ENERGY SA Agenda Number: 713602058
--------------------------------------------------------------------------------------------------------------------------
Security: E8T87A100
Meeting Type: OGM
Meeting Date: 17-Mar-2021
Ticker:
ISIN: ES0143416115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 18 MAR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt No vote
OF THE INDIVIDUAL ANNUAL ACCOUNTS (BALANCE
SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT
OF CHANGES IN SHAREHOLDERS EQUITY,
STATEMENT OF CASH FLOWS AND NOTES OF
SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD
ANONIMA, AS WELL AS OF THE CONSOLIDATED
ANNUAL ACCOUNTS OF THE COMPANY AND ITS
SUBSIDIARIES BALANCE SHEET, PROFIT AND LOSS
ACCOUNT, STATEMENT OF CHANGES IN
SHAREHOLDERS EQUITY, STATEMENT OF CASH
FLOWS AND NOTES, FOR THE FINANCIAL YEAR
ENDED ON 30 SEPTEMBER 2020
2 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt No vote
OF THE INDIVIDUAL MANAGEMENT REPORT OF
SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD
ANONIMA AND OF THE CONSOLIDATED MANAGEMENT
REPORT OF THE COMPANY AND ITS SUBSIDIARIES
FOR THE FINANCIAL YEAR ENDED ON 30
SEPTEMBER 2020
3 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt No vote
OF THE CONSOLIDATED STATEMENT OF NON
FINANCIAL INFORMATION OF SIEMENS GAMESA
RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR THE
FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2020
4 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt No vote
OF THE CORPORATE MANAGEMENT AND THE
ACTIVITIES OF THE BOARD OF DIRECTORS DURING
THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER
2020
5 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt No vote
OF THE PROPOSED ALLOCATION OF PROFITS
LOSSES OF SIEMENS GAMESA RENEWABLE ENERGY,
SOCIEDAD ANONIMA FOR THE FINANCIAL YEAR
ENDED ON 30 SEPTEMBER 2020
6 RATIFICATION OF THE APPOINTMENT BY CO Mgmt No vote
OPTION AND RE ELECTION OF MR TIM DAWIDOWSKY
AS A DIRECTOR OF SIEMENS GAMESA RENEWABLE
ENERGY, SOCIEDAD ANONIMA, WITH THE
CLASSIFICATION OF PROPRIETARY NON EXECUTIVE
DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR
TERM
7 RE ELECTION OF MS MARIEL VON SCHUMANN AS A Mgmt No vote
DIRECTOR OF SIEMENS GAMESA RENEWABLE
ENERGY, SOCIEDAD ANONIMA, WITH THE
CLASSIFICATION OF PROPRIETARY NON EXECUTIVE
DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR
TERM
8 RE ELECTION OF MR KLAUS ROSENFELD AS A Mgmt No vote
DIRECTOR OF SIEMENS GAMESA RENEWABLE
ENERGY, SOCIEDAD ANONIMA, WITH THE
CLASSIFICATION OF INDEPENDENT NON EXECUTIVE
DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR
TERM
9 RE ELECTION OF ERNST AND YOUNG, SOCIEDAD Mgmt No vote
LIMITADA AS STATUTORY AUDITOR OF SIEMENS
GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA
AND OF ITS CONSOLIDATED GROUP FOR FINANCIAL
YEAR 2021
10 APPROVAL OF A NEW POLICY OF REMUNERATION OF Mgmt No vote
DIRECTORS OF SIEMENS GAMESA RENEWABLE
ENERGY, SOCIEDAD ANONIMA FOR FINANCIAL
YEARS 2022, 2023 AND 2024
11 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt No vote
OF A LONG TERM INCENTIVE PLAN FOR THE
PERIOD FROM FISCAL YEAR 2021 THROUGH 2023,
INVOLVING THE DELIVERY OF SHARES OF THE
COMPANY AND TIED TO THE ACHIEVEMENT OF
CERTAIN STRATEGIC OBJECTIVES, ADDRESSED TO
THE CEO, TOP MANAGEMENT, CERTAIN SENIOR
MANAGERS AND EMPLOYEES OF SIEMENS GAMESA
RENEWABLE ENERGY, SOCIEDAD ANONIMA AND, IF
APPROPRIATE, OF THE SUBSIDIARIES, AND
DELEGATION OF POWERS TO THE BOARD OF
DIRECTORS, WITH EXPRESS POWER OF
SUBSTITUTION, TO IMPLEMENT, ELABORATE ON,
FORMALISE AND CARRY OUT SUCH REMUNERATION
SYSTEM
12 DELEGATION OF POWERS FOR THE FORMALISATION Mgmt No vote
AND IMPLEMENTATION OF ALL THE RESOLUTIONS
ADOPTED BY THE SHAREHOLDERS AT THE GENERAL
MEETING OF SHAREHOLDERS, FOR THE CONVERSION
THEREOF INTO A PUBLIC INSTRUMENT AND FOR
THE INTERPRETATION, CORRECTION,
SUPPLEMENTATION OR FURTHER DEVELOPMENT
THEREOF UNTIL ALL REQUIRED REGISTRATIONS
ARE ACCOMPLISHED
13 CONSULTATIVE VOTE ON THE ANNUAL REPORT ON Mgmt No vote
REMUNERATION OF DIRECTORS OF SIEMENS GAMESA
RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR
FINANCIAL YEAR 2020
CMMT 03 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 03 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SIEMENS HEALTHINEERS AG Agenda Number: 713496330
--------------------------------------------------------------------------------------------------------------------------
Security: D6T479107
Meeting Type: AGM
Meeting Date: 12-Feb-2021
Ticker:
ISIN: DE000SHL1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote
DISTRIBUTABLE PROFIT OF SIEMENS
HEALTHINEERS AG: EUR 0.80 PER SHARE
3.1 RESOLUTION ON THE DISCHARGE OF THE MEMBER Mgmt No vote
OF THE BOARD OF MANAGEMENT - DR. BERNHARD
MONDAY
3.2 RESOLUTION ON THE DISCHARGE OF THE MEMBER Mgmt No vote
OF THE BOARD OF MANAGEMENT - DR. JOCHEN
SCHMITZ
3.3 RESOLUTION ON THE DISCHARGE OF THE MEMBER Mgmt No vote
OF THE BOARD OF MANAGEMENT - DR. CHRISTOPH
ZINDEL
4.1 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt No vote
SUPERVISORY BOARD - PROF. DR. RALF P.
THOMAS
4.2 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt No vote
SUPERVISORY BOARD - DR. NORBERT GAUS
4.3 RESOLUTION DISCHARGE OF THE MEMBER OF THE Mgmt No vote
SUPERVISORY BOARD - DR. ROLAND BUSCH
4.4 RESOLUTION DISCHARGE OF THE MEMBER OF THE Mgmt No vote
SUPERVISORY BOARD - DR. MARION HELMES
4.5 RESOLUTION DISCHARGE OF THE MEMBER OF THE Mgmt No vote
SUPERVISORY BOARD - DR. ANDREAS C. HOFFMANN
4.6 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt No vote
SUPERVISORY BOARD - DR. PHILIPP R SLER
4.7 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt No vote
SUPERVISORY BOARD - DR. NATHALIE VON
SIEMENS
4.8 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt No vote
SUPERVISORY BOARD - DR. GREGORY SORENSEN
4.9 RESOLUTION DISCHARGE OF THE MEMBER OF THE Mgmt No vote
SUPERVISORY BOARD - KARL-HEINZ STREIBICH
4.10 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt No vote
SUPERVISORY BOARD - MICHAEL SEN
5 RESOLUTION ON THE APPOINTMENT OF THE Mgmt No vote
AUDITOR AND GROUP AUDITOR AS WELL AS THE
AUDITOR FOR THE REVIEW OF THE HALF-YEARLY
FINANCIAL REPORT: ERNST & YOUNG GMBH
6 RESOLUTION ON AN AMENDMENT TO THE ARTICLES Mgmt No vote
OF ASSOCIATION OF SECTION 4 PARAGRAPH 2
CLAUSE 3 (INFORMATION ON THE SHARE
REGISTER) IN LINE WITH CHANGES MADE BY THE
ACT TO IMPLEMENT THE SECOND SHAREHOLDER
RIGHTS DIRECTIVE (ARUG II)
7 RESOLUTION ON AN AMENDMENT TO THE ARTICLES Mgmt No vote
OF ASSOCIATION OF SECTION 7 (1) (NUMBER OF
SUPERVISORY BOARD MEMBERS)
8 RESOLUTION ON THE ELECTION OF A FURTHER Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD - PEER M.
SCHATZ
9 RESOLUTION ON THE APPROVAL OF THE Mgmt No vote
REMUNERATION SYSTEM FOR THE MEMBERS OF THE
MANAGEMENT BOARD
10 RESOLUTION ON THE CONFIRMATION OF THE Mgmt No vote
REMUNERATION AND RESOLUTION ON THE
REMUNERATION SYSTEM FOR THE MEMBERS OF THE
SUPERVISORY BOARD
11 RESOLUTION ON THE CANCELLATION OF THE Mgmt No vote
AUTHORIZED CAPITAL 2018 IN ACCORDANCE WITH
SECTION 4 (5) OF THE ARTICLES OF
ASSOCIATION
12 RESOLUTION ON THE CANCELLATION OF THE Mgmt No vote
AUTHORIZATION TO ISSUE CONVERTIBLE BONDS
AND / OR BONDS WITH WARRANTS FROM FEBRUARY
19, 2018
13 RESOLUTION ON THE REVOCATION OF THE Mgmt No vote
AUTHORIZATION TO ACQUIRE AND USE OWN SHARES
IN ACCORDANCE WITH SECTION 71 (1) NO. 8 OF
THE GERMAN STOCK CORPORATION ACT
CMMT 06 JAN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT 08 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU..
CMMT 08 JAN 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
SIGNIFY N.V. Agenda Number: 713105028
--------------------------------------------------------------------------------------------------------------------------
Security: N8063K107
Meeting Type: SGM
Meeting Date: 27-Oct-2020
Ticker:
ISIN: NL0011821392
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1. ELECT FRANCISCO JAVIER VAN ENGELEN SOUSA TO Mgmt No vote
MANAGEMENT BOARD
CMMT 16 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SIGNIFY N.V. Agenda Number: 713760418
--------------------------------------------------------------------------------------------------------------------------
Security: N8063K107
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: NL0011821392
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. PRESENTATION BY CEO ERIC RONDOLAT Non-Voting
2. ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt No vote
2020
3. EXPLANATION OF THE POLICY ON ADDITIONS TO Non-Voting
RESERVES AND DIVIDENDS
4. PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt No vote
FOR THE FINANCIAL YEAR 2020
5. DIVIDEND Non-Voting
5a. PROPOSAL TO DECLARE AN EXTRAORDINARY CASH Mgmt No vote
DIVIDEND OF EUR 1.35 PER ORDINARY SHARE
AGAINST THE FREELY DISTRIBUTABLE RESERVES
5b. PROPOSAL TO ADOPT A CASH DIVIDEND OF EUR Mgmt No vote
1.40 PER ORDINARY SHARE FROM THE 2020 NET
INCOME
6. DISCHARGE MEMBERS OF THE BOARD OF Non-Voting
MANAGEMENT AND THE SUPERVISORY BOARD
6a PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt No vote
BOARD OF MANAGEMENT IN RESPECT OF THEIR
DUTIES PERFORMED IN 2020
6b. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt No vote
SUPERVISORY BOARD IN RESPECT OF THEIR
DUTIES PERFORMED IN 2020
7. PROPOSAL TO RE-APPOINT GERARD VAN DE AAST Mgmt No vote
AS MEMBER OF THE SUPERVISORY BOARD
8. AUTHORIZATIONS OF THE BOARD OF MANAGEMENT Non-Voting
TO (A) ISSUE SHARES OR GRANT RIGHTS TO
ACQUIRE SHARES, AND (B) RESTRICT OR EXCLUDE
PRE-EMPTIVE RIGHTS
8a. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt No vote
MANAGEMENT TO ISSUE SHARES OR GRANT RIGHTS
TO ACQUIRE SHARES
8b. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt No vote
MANAGEMENT TO RESTRICT OR EXCLUDE
PRE-EMPTIVE RIGHTS
9. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt No vote
MANAGEMENT TO ACQUIRE SHARES IN THE COMPANY
10. PROPOSAL TO CANCEL SHARES IN ONE OR MORE Mgmt No vote
TRANCHES AS TO BE DETERMINED BY THE BOARD
OF MANAGEMENT
11. ANY OTHER BUSINESS Non-Voting
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
CMMT 03 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SNAM S.P.A. Agenda Number: 713490439
--------------------------------------------------------------------------------------------------------------------------
Security: T8578N103
Meeting Type: EGM
Meeting Date: 02-Feb-2021
Ticker:
ISIN: IT0003153415
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
E.1 TO MODIFY THE ARTICLE 2 (INCORPORATION AND Mgmt No vote
PURPOSE OF THE COMPANY) OF THE BY-LAWS.
RESOLUTIONS RELATED THERETO
E.2 TO MODIFY THE ARTICLE 12 (SHAREHOLDERS Mgmt No vote
MEETINGS) OF THE BY-LAWS. RESOLUTIONS
RELATED THERETO
E.3 TO MODIFY THE ARTICLES 13 (BOARD OF Mgmt No vote
DIRECTORS) AND 24 (TRANSITIONAL CLAUSE) OF
THE BY-LAWS. RESOLUTIONS RELATED THERETO
CMMT 30 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 05 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 05 JAN 2021: PLEASE NOTE THAT THERE IS Non-Voting
WITHDRAWAL RIGHTS FOR THIS MEETING. PLEASE
CONTACT YOUR CUSTODIAN CORPORATE ACTIONS
TEAM FOR FURTHER INFORMATION
--------------------------------------------------------------------------------------------------------------------------
SNAM S.P.A. Agenda Number: 713743400
--------------------------------------------------------------------------------------------------------------------------
Security: T8578N103
Meeting Type: OGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: IT0003153415
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 TO APPROVE SNAM S.P.A. BALANCE SHEET AS OF Mgmt No vote
31 DECEMBER 2020, CONSOLIDATED BALANCE
SHEET AS OF 31 DECEMBER 2020. BOARD OF
DIRECTORS' REPORT, THE INTERNAL AUDITORS'
REPORT AND INDEPENDENT AUDITORS' REPORT.
RESOLUTIONS RELATED THERETO
O.2 TO ALLOCATE THE PROFIT FOR THE YEAR AND TO Mgmt No vote
DISTRIBUTE THE DIVIDEND.
O.3 TO AUTHORIZE THE PURCHASE AND DISPOSAL OF Mgmt No vote
TREASURY SHARES, SUBJECT TO REVOCATION OF
THE AUTHORIZATION GRANTED BY THE ORDINARY
SHAREHOLDERS' MEETING HELD ON 18 JUNE 2020,
FOR THE PART THAT HAS NOT BEEN EXECUTED
O.4.1 REPORT ON THE REWARDING POLICY AND Mgmt No vote
EMOLUMENT PAID: FIRST SECTION, REPORT ON
THE REWARDING POLICY (BINDING RESOLUTION)
O.4.2 REPORT ON THE REWARDING POLICY AND Mgmt No vote
EMOLUMENT PAID: SECOND SECTION, REPORT ON
THE EMOLUMENT PAID (NON-BINDING RESOLUTION)
O.5 TO AMEND THE 2020-2022 LONG-TERM SHARE Mgmt No vote
INCENTIVE PLAN. RESOLUTIONS RELATED THERETO
CMMT 31 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 31 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SOCIETE GENERALE SA Agenda Number: 713683046
--------------------------------------------------------------------------------------------------------------------------
Security: F8591M517
Meeting Type: OGM
Meeting Date: 18-May-2021
Ticker:
ISIN: FR0000130809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 15 MAR 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 28 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104282101196-51 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
COMMENT AND RECEIPT OF UPDATED BALO LINK
AND CHANGE IN MEETING TYPE FROM AGM TO OGM.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
1 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENT FOR THE FINANCIAL YEAR 2020
2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENT FOR THE FINANCIAL YEAR 2020 -
APPROVAL OF THE TOTAL AMOUNT OF
NON-DEDUCTIBLE EXPENSES AND COSTS
3 ALLOCATION OF INCOME AND SETTING OF THE Mgmt No vote
DIVIDEND
4 APPROVAL OF THE STATUTORY AUDITORS' REPORT Mgmt No vote
ON THE REGULATED AGREEMENTS REFERRED TO IN
ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL
CODE
5 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
CHAIRMAN OF THE BOARD OF DIRECTORS, IN
ACCORDANCE WITH ARTICLE L.22-10-8 OF THE
FRENCH COMMERCIAL CODE
6 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
CHIEF EXECUTIVE OFFICER AND THE DEPUTY
CHIEF EXECUTIVE OFFICERS, PURSUANT TO
ARTICLE L. 22-10-8 OF THE FRENCH COMMERCIAL
CODE
7 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
DIRECTORS, PURSUANT TO ARTICLE L.22-10-8 OF
THE FRENCH COMMERCIAL CODE
8 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt No vote
COMPENSATION OF EACH OF THE CORPORATE
OFFICERS REQUIRED BY ARTICLE L. 22-10-9 I
OF THE FRENCH COMMERCIAL CODE
9 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING OR ALLOCATED IN RESPECT OF THE
FINANCIAL YEAR 2020 TO MR. LORENZO BINI
SMAGHI, CHAIRMAN OF THE BOARD OF DIRECTORS,
PURSUANT TO ARTICLE L. 22-10-34 II OF THE
FRENCH COMMERCIAL CODE
10 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL REMUNERATION AND BENEFITS OF ANY KIND
PAID DURING OR ALLOCATED IN RESPECT OF THE
FINANCIAL YEAR 2020 TO MR. FREDERIC OUDEA,
CHIEF EXECUTIVE OFFICER, PURSUANT TO
ARTICLE L.22-10-34 II OF THE FRENCH
COMMERCIAL CODE
11 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL REMUNERATION AND BENEFITS OF ANY KIND
PAID DURING OR ALLOCATED IN RESPECT OF THE
FINANCIAL YEAR 2020 TO MR. PHILIPPE
AYMERICH, DEPUTY CHIEF EXECUTIVE OFFICER,
PURSUANT TO ARTICLE L. 22-10-34 II OF THE
FRENCH COMMERCIAL CODE
12 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL REMUNERATION AND BENEFITS OF ANY KIND
PAID DURING OR ALLOCATED IN RESPECT OF THE
FINANCIAL YEAR 2020 TO MR. SEVERIN
CABANNES, DEPUTY CHIEF EXECUTIVE OFFICER,
PURSUANT TO ARTICLE L.22-10-34 II OF THE
FRENCH COMMERCIAL CODE
13 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL REMUNERATION AND BENEFITS OF ANY KIND
PAID DURING OR ALLOCATED IN RESPECT OF THE
FINANCIAL YEAR 2020 TO MR. PHILIPPE HEIM,
DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO
ARTICLE L. 22-10-34 II OF THE FRENCH
COMMERCIAL CODE
14 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL REMUNERATION AND BENEFITS OF ANY KIND
PAID DURING OR ALLOCATED IN RESPECT OF THE
FINANCIAL YEAR 2020 TO MRS. DIONY LEBOT,
DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO
ARTICLE L. 22-10-34 II OF THE FRENCH
COMMERCIAL CODE
15 ADVISORY OPINION ON THE COMPENSATION PAID Mgmt No vote
IN 2020 TO THE REGULATED PERSONS REFERRED
TO IN ARTICLE L.511-71 OF THE MONETARY AND
FINANCIAL CODE
16 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
WILLIAM CONNELLY AS DIRECTOR
17 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
LUBOMIRA ROCHET AS DIRECTOR
18 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
ALEXANDRA SCHAAPVELD AS DIRECTOR
19 APPOINTMENT OF MR. HENRI POUPART-LAFARGE AS Mgmt No vote
DIRECTOR AS A REPLACEMENT FOR MR.
JEAN-BERNARD LEVY
20 ELECTION OF MRS. HELENE CRINQUANT AS Mgmt No vote
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
21 ELECTION OF MR. SEBASTIEN WETTER AS Mgmt No vote
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
22 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO PURCHASE COMMON SHARES OF THE
COMPANY WITHIN THE LIMIT OF 5% OF THE
CAPITAL
23 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
SODEXO Agenda Number: 713447654
--------------------------------------------------------------------------------------------------------------------------
Security: F84941123
Meeting Type: OGM
Meeting Date: 12-Jan-2021
Ticker:
ISIN: FR0000121220
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT 23 DEC 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202012022004659-145 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202012232004836-154; THIS IS A
REVISION DUE TO ADDITION OF URL LINK IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1 APPROVE FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt No vote
AND STATUTORY REPORTS
3 APPROVE ALLOCATION OF INCOME AND ABSENCE OF Mgmt No vote
DIVIDENDS
4 REELECT SOPHIE BELLON AS DIRECTOR Mgmt No vote
5 REELECT NATHALIE BELLON-SZABO AS DIRECTOR Mgmt No vote
6 REELECT FRANCOISE BROUGHER AS DIRECTOR Mgmt No vote
7 ELECT FEDERICO J GONZALEZ TEJERA AS Mgmt No vote
DIRECTOR
8 RENEW APPOINTMENT OF KPMG AS AUDITOR Mgmt No vote
9 APPROVE COMPENSATION REPORTS OF CORPORATE Mgmt No vote
OFFICERS
10 APPROVE COMPENSATION OF SOPHIE BELLON, Mgmt No vote
CHAIRMAN OF THE BOARD
11 APPROVE COMPENSATION OF DENIS MACHUEL, CEO Mgmt No vote
12 APPROVE REMUNERATION POLICY OF DIRECTORS Mgmt No vote
13 APPROVE REMUNERATION POLICY FOR CHAIRMAN OF Mgmt No vote
THE BOARD
14 APPROVE REMUNERATION POLICY FOR CEO Mgmt No vote
15 AUTHORIZE REPURCHASE OF UP TO 5 PERCENT OF Mgmt No vote
ISSUED SHARE CAPITAL
16 AUTHORIZE FILING OF REQUIRED Mgmt No vote
DOCUMENTS/OTHER FORMALITIES
--------------------------------------------------------------------------------------------------------------------------
SOFINA SA Agenda Number: 713815059
--------------------------------------------------------------------------------------------------------------------------
Security: B80925124
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: BE0003717312
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1.1 RECEIVE DIRECTORS' AND AUDITORS' REPORTS Non-Voting
1.2 RECEIVE CONSOLIDATED FINANCIAL STATEMENTS Non-Voting
AND STATUTORY REPORTS
1.3 APPROVE FINANCIAL STATEMENTS AND ALLOCATION Mgmt No vote
OF INCOME
2.1 APPROVE REMUNERATION REPORT RE: 2020 Non-Voting
FINANCIAL YEAR AND OF THE REMUNERATION
APPLICABLE TO NON-EXECUTIVE DIRECTORS AND
MEMBERS OF THE EXECUTIVE COMMITTEE
2.2 APPROVE REMUNERATION REPORT Mgmt No vote
2.3 APPROVE REMUNERATION POLICY Mgmt No vote
3.1 APPROVE DISCHARGE OF DIRECTORS Mgmt No vote
3.2 APPROVE DISCHARGE OF AUDITORS Mgmt No vote
4.1 REELECT NICOLAS BOEL AS DIRECTOR Mgmt No vote
4.2 REELECT LAURA CIOLI AS INDEPENDENT DIRECTOR Mgmt No vote
4.3 REELECT LAURENT DE MEEUS D'ARGENTEUIL AS Mgmt No vote
DIRECTOR
4.4 REELECT ANJA LANGENBUCHER AS INDEPENDENT Mgmt No vote
DIRECTOR
4.5 REELECT DOMINIQUE LANCKSWEERT AS DIRECTOR Mgmt No vote
4.6 REELECT CATHERINE SOUBIE AS INDEPENDENT Mgmt No vote
DIRECTOR
4.7 REELECT GWILL YORK AS INDEPENDENT DIRECTOR Mgmt No vote
5 TRANSACT OTHER BUSINESS Non-Voting
CMMT 05 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 05 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SOLVAY SA Agenda Number: 713858629
--------------------------------------------------------------------------------------------------------------------------
Security: B82095116
Meeting Type: OGM
Meeting Date: 11-May-2021
Ticker:
ISIN: BE0003470755
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. PRESENTATION OF THE MANAGEMENT REPORT 2020 Non-Voting
INCLUDING THE DECLARATION OF CORPORATE
GOVERNANCE, EXTERNAL AUDITOR'S REPORT
2. PROPOSAL TO APPROVE THE COMPENSATION REPORT Mgmt No vote
FOUND IN CHAPTER 5 OF THE DECLARATION OF
CORPORATE GOVERNANCE
3. PRESENTATION OF THE CONSOLIDATED ACCOUNTS Non-Voting
FROM 2020 AND THE EXTERNAL AUDIT REPORT ON
THE CONSOLIDATED ACCOUNTS
4. APPROVAL OF ANNUAL ACCOUNTS FROM 2020 AND Mgmt No vote
THE ALLOCATION OF RESULTS, SETTING OF
DIVIDEND
5.a PROPOSAL TO GRANT DISCHARGE OF LIABILITY TO Mgmt No vote
BE GIVEN TO BOARD MEMBERS
5.b PROPOSAL TO GRANT DISCHARGE TO THE EXTERNAL Mgmt No vote
AUDITOR
6.a ACKNOWLEDMENT THAT THE TERMS OF OFFICE OF Non-Voting
MR NICOLAS BOEL, MRS LLHAM KADRI, MR
BERNARD DE LAGUICHE, MR HERVE COPPENS
D'EECKENBRUGGE, MRS EVELYN DU MONCEAU, MRS
FRANCOISE DE VIRON, MRS AMPARO MORALEDA AND
MRS AGNES LEMARCHAND EXPIRE AT THE END OF
THIS MEETING
6.b1. PROPOSAL TO RENEW THE MANDATE OF MR NICOLAS Mgmt No vote
BOEL
6.b2. PROPOSAL TO RENEW THE MANDATE OF MRS ILHAM Mgmt No vote
KADRI
6.b3. PROPOSAL TO RENEW THE MANDATE OF MR BERNARD Mgmt No vote
DE LAGUICHE
6.b4. PROPOSAL TO RENEW THE MANDATE OF MRS. Mgmt No vote
FRANCOISE DE VIRON
6.b5. PROPOSAL TO RENEW THE MANDATE OF MRS AGNES Mgmt No vote
LEMARCHAND
6.c PROPOSAL TO CONFIRM THE APPOINTMENT OF MRS Mgmt No vote
FRANCOISE DE VIRON AS AN INDEPENDENT
DIRECTOR ON THE BOARD OF DIRECTORS
6.d PROPOSAL TO CONFIRM THE APPOINTMENT OF MRS Mgmt No vote
AGNES LEMARCHAND AS AN INDEPENDENT DIRECTOR
ON THE BOARD OF DIRECTORS
6.e PROPOSAL TO RE-ELECT MR HERVE COPPENS Mgmt No vote
D'EECKENBRUGGE FOR A PERIOD OF THREE YEARS.
HIS TERM OF OFFICE WILL EXPIRE AT THE END
OF THE ORDINARY SHAREHOLDERS' MEETING OF
MAY 2024
6.f ACKNOWLEDGMENT TAHT THE TERM OF OFFICE OF Non-Voting
MRS EVELYN DU MONCEAU EXPIRES AT THIS
MEETING, HAVING REACHED THE AGE LIMIT
6.g PROPOSAL THAT MR EDOUARD JANSSEN BE Mgmt No vote
APPOINTED AS DIRECTOR FOR A PERIOD OF FOUR
YEARS TO REPLACE MRS EVELYN DU MONCEAU. MR
EDOUARD JANSSEN'S TERM OF OFFICE WILL
EXPIRE AT THE END OF THE ORDINARY
SHAREHOLDERS' MEETING OF MAY 2025
6.h ACKNOWLEDGMENT TAHT MRS AMPARO MORALEDA HAS Non-Voting
DECIDED, FOR PERSONAL REASONS, NOT TO
REQUEST THE RENEWAL OF HER TERM OF OFFICE
AS DIRECTOR
6.i PROPOSAL THAT MR WOLFGANG COLBERG BE Mgmt No vote
APPOINTED AS DIRECTOR FOR A PERIOD OF FOUR
YEARS TO REPLACE MRS AMPARO MORALEDA. MR
WOLFGANG COLBERG'S TERM OF OFFICE WILL
EXPIRE AT THE END OF THE ORDINARY
SHAREHOLDERS' MEETING OF MAY 2025
6.j PROPOSAL THAT MR WOLFGANG COLBERG BE Mgmt No vote
APPOINTED AS AN INDEPENDENT DIRECTOR ON THE
BOARD OF DIRECTORS
7. MISCELLANEOUS Non-Voting
CMMT 27 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 6.b1 AND ADDITION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 27 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
STELLANTIS N.V. Agenda Number: 713572421
--------------------------------------------------------------------------------------------------------------------------
Security: N82405106
Meeting Type: EGM
Meeting Date: 08-Mar-2021
Ticker:
ISIN: NL00150001Q9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 APPROVE FAURECIA DISTRIBUTION Mgmt No vote
3 CLOSE MEETING Non-Voting
CMMT 28 JAN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 28 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
STELLANTIS N.V. Agenda Number: 713661482
--------------------------------------------------------------------------------------------------------------------------
Security: N82405106
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: NL00150001Q9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING Non-Voting
2.a REPORT OF THE BOARD OF DIRECTORS FOR THE Non-Voting
FINANCIAL YEAR 2020
2.b POLICY ON ADDITIONS TO RESERVES AND ON Non-Voting
DIVIDENDS
2.c REMUNERATION REPORT 2020 (ADVISORY VOTING) Mgmt No vote
2.d ADOPTION OF THE ANNUAL ACCOUNTS 2020 Mgmt No vote
2.e EXTRAORDINARY DISTRIBUTION: EUR 0.32 PER Mgmt No vote
SHARE
2.f GRANTING OF DISCHARGE TO THE DIRECTORS IN Mgmt No vote
RESPECT OF THE PERFORMANCE OF THEIR DUTIES
DURING THE FINANCIAL YEAR 2020
3 PROPOSAL TO APPOINT ERNST & YOUNG Mgmt No vote
ACCOUNTANTS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR
4.a PROPOSAL TO AMEND THE REMUNERATION POLICY Mgmt No vote
OF THE BOARD OF DIRECTORS
4.b PROPOSAL TO ADOPT THE EQUITY INCENTIVE PLAN Mgmt No vote
AND AUTHORIZATION TO THE BOARD OF DIRECTORS
(I) TO ISSUE SHARES OR GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND (II) TO EXCLUDE
PRE-EMPTIVE RIGHTS IN CONNECTION WITH THE
EQUITY INCENTIVE PLAN
5 PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt No vote
DIRECTORS TO ACQUIRE FULLY PAID-UP COMMON
SHARES IN THE COMPANY'S OWN SHARE CAPITAL
IN ACCORDANCE WITH ARTICLE 9 OF THE
COMPANY'S ARTICLES OF ASSOCIATION
6 PROPOSAL TO CANCEL ALL CLASS B SPECIAL Mgmt No vote
VOTING SHARES HELD BY THE COMPANY IN ITS
OWN SHARE CAPITAL IN ACCORDANCE WITH
ARTICLE 10 OF THE COMPANY'S ARTICLES OF
ASSOCIATION
7 CLOSING Non-Voting
CMMT 31 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHANGE IN TEXT OF RESOLUTION 2.e. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 09 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
STMICROELECTRONICS NV Agenda Number: 714049980
--------------------------------------------------------------------------------------------------------------------------
Security: N83574108
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: NL0000226223
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538679 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
3 REMUNERATION REPORT Mgmt No vote
4 ADOPTION OF A NEW REMUNERATION POLICY FOR Mgmt No vote
THE MANAGING BOARD
5 ADOPTION OF THE COMPANY'S ANNUAL ACCOUNTS Mgmt No vote
FOR ITS 2020 FINANCIAL YEAR
6 ADOPTION OF A DIVIDEND Mgmt No vote
7 DISCHARGE OF THE SOLE MEMBER OF THE Mgmt No vote
MANAGING BOARD
8 DISCHARGE OF THE MEMBERS OF THE SUPERVISORY Mgmt No vote
BOARD
9 RE-APPOINTMENT OF MR. JEAN-MARC CHERY AS Mgmt No vote
SOLE MEMBER OF THE MANAGING BOARD
10 APPROVAL OF THE STOCK-BASED PORTION OF THE Mgmt No vote
COMPENSATION OF THE PRESIDENT AND CEO
11 APPROVAL OF A NEW 3-YEAR UNVESTED STOCK Mgmt No vote
AWARD PLAN FOR MANAGEMENT AND KEY EMPLOYEES
12 RE-APPOINTMENT OF MR. NICOLAS DUFOURCQ AS Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD
13 AUTHORIZATION TO THE MANAGING BOARD, UNTIL Mgmt No vote
THE CONCLUSION OF THE 2022 AGM, TO
REPURCHASE SHARES, SUBJECT TO THE APPROVAL
OF THE SUPERVISORY BOARD
14 DELEGATION TO THE SUPERVISORY BOARD OF THE Mgmt No vote
AUTHORITY TO ISSUE NEW COMMON SHARES, TO
GRANT RIGHTS TO SUBSCRIBE FOR SUCH SHARES,
AND TO LIMIT AND/OR EXCLUDE EXISTING
SHAREHOLDERS' PREEMPTIVE RIGHTS ON COMMON
SHARES, UNTIL THE CONCLUSION OF THE 2022
AGM
CMMT 13 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 13 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR MID:
571399, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
STORA ENSO OYJ Agenda Number: 713648903
--------------------------------------------------------------------------------------------------------------------------
Security: X8T9CM113
Meeting Type: AGM
Meeting Date: 19-Mar-2021
Ticker:
ISIN: FI0009005961
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBER 8a. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 520691 DUE TO RECEIPT OF CHANGE
IN RECOMMENDATION FOR RESOLUTIONS 11 TO 13
AND SPLITTING OF RESOLUTION 8. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF PERSONS TO CONFIRM THE MINUTES Non-Voting
AND TO SUPERVISE THE COUNTING OF VOTES:
SEPPO KYMALAINEN, ATTORNEY-AT-LAW, WILL ACT
AS THE PERSON TO CONFIRM THE MINUTES AND
SUPERVISE THE COUNTING OF VOTES. IF SEPPO
KYMALAINEN IS UNABLE TO ACT AS THE PERSON
TO CONFIRM THE MINUTES AND SUPERVISE THE
COUNTING OF THE VOTES DUE TO A WEIGHTY
REASON, THE BOARD OF DIRECTORS WILL
NOMINATE A PERSON IT DEEMS MOST SUITABLE TO
ACT AS A PERSON TO CONFIRM THE MINUTES AND
SUPERVISE THE COUNTING OF VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES: SHAREHOLDERS
WHO HAVE VOTED IN ADVANCE WITHIN THE
ADVANCE VOTING PERIOD AND HAVE THE RIGHT TO
ATTEND THE AGM UNDER CHAPTER 5, SECTION 6
AND CHAPTER 5, SECTION 6A OF THE FINNISH
COMPANIES ACT SHALL BE DEEMED SHAREHOLDERS
REPRESENTED AT THE MEETING. THE LIST OF
VOTES WILL BE ADOPTED BASED ON INFORMATION
DELIVERED BY EUROCLEAR FINLAND OY
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
REPORT OF THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE ANNUAL ACCOUNTS Mgmt No vote
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt No vote
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: 788 619 987 SHARES UP TO EUR 236
585 996.10 IN TOTAL) BE DISTRIBUTED ON THE
BASIS OF THE BALANCE SHEET TO BE ADOPTED
FOR THE YEAR 2020. THE DIVIDEND WOULD BE
PAID TO SHAREHOLDERS WHO ON THE RECORD DATE
OF THE DIVIDEND PAYMENT, TUESDAY 23 MARCH
2021, ARE RECORDED IN THE SHAREHOLDERS'
REGISTER MAINTAINED BY EUROCLEAR FINLAND OY
OR IN THE SEPARATE REGISTER OF SHAREHOLDERS
MAINTAINED BY EUROCLEAR SWEDEN AB FOR
EUROCLEAR SWEDEN REGISTERED SHARES.
DIVIDENDS PAYABLE FOR EUROCLEAR SWEDEN
REGISTERED SHARES WILL BE FORWARDED BY
EUROCLEAR SWEDEN AB AND PAID IN SWEDISH
CROWN. DIVIDENDS PAYABLE TO ADR HOLDERS
WILL BE FORWARDED BY CITIBANK N.A. AND PAID
IN US DOLLARS. THE DIVIDEND WOULD BE PAID
ON OR ABOUT TUESDAY 30 MARCH 2021
8a MINORITY DIVIDEND: THE PROPOSAL BY THE Mgmt No vote
BOARD OF DIRECTORS IS BASED ON THE YEAR
2020 RESULT FOR THE STORA ENSO GROUP AS
WELL AS THE GROUP'S DIVIDEND POLICY TO
DISTRIBUTE 50% OF EARNINGS PER SHARE (EPS)
EXCLUDING FAIR VALUATIONS OVER THE CYCLE.
THE PROPOSED DIVIDEND IS APPROXIMATELY 67%
OF THE GROUP RESULT IN 2020 EXCLUDING FAIR
VALUATIONS. AS THE DIVIDEND PROPOSAL BY THE
BOARD OF DIRECTORS IS LESS THAN THE MINIMUM
AMOUNT OF MINORITY DIVIDEND, SHAREHOLDERS
HAVE THE RIGHT TO DEMAND A MINORITY
DIVIDEND PURSUANT TO CHAPTER 13 SECTION 7
OF THE FINNISH COMPANIES ACT INSTEAD OF THE
DIVIDEND PROPOSED BY THE BOARD OF
DIRECTORS. THE MINORITY DIVIDEND SHALL BE
DISTRIBUTED, IF A DEMAND TO THIS EFFECT IS
SUPPORTED BY SHAREHOLDERS WHO HAVE AT LEAST
ONE TENTH OF ALL SHARES. THE AMOUNT OF
MINORITY DIVIDEND IS EUR 252 854 682.58,
WHICH CORRESPONDS TO HALF OF THE PARENT
COMPANY PROFIT FOR THE FINANCIAL YEAR. A
SHAREHOLDER DEMANDING MINORITY DIVIDEND MAY
VOTE FOR THE MINORITY DIVIDEND IN ADVANCE
VOTING, AND NO SEPARATE DEMAND OR
COUNTERPROPOSAL IS REQUIRED
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt No vote
OF THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR THE FINANCIAL PERIOD 1
JANUARY 2020 - 31 DECEMBER 2020
10 PRESENTATION AND ADOPTION OF THE Mgmt No vote
REMUNERATION REPORT
CMMT PLEASE NOTE THAT RESOLUTIONS 11, 12 AND 13 Non-Voting
ARE PROPOSED BY SHAREHOLDERS' NOMINATION
BOARD AND BOARD DOES NOT MAKE ANY
RECOMMENDATION ON THIS PROPOSALS. THE
STANDING INSTRUCTIONS ARE DISABLED FOR THIS
MEETING. THANK YOU
11 RESOLUTION ON THE REMUNERATION FOR THE Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt No vote
BOARD OF DIRECTORS: THE SHAREHOLDERS'
NOMINATION BOARD PROPOSES TO THE AGM AS
DISCLOSED ON 9 DECEMBER 2020 THAT THE BOARD
OF DIRECTORS SHALL HAVE NINE (9) MEMBERS
13 ELECTION OF CHAIR, VICE CHAIR AND OTHER Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS: THE
SHAREHOLDERS' NOMINATION BOARD PROPOSES TO
THE AGM AS DISCLOSED ON 9 DECEMBER 2020
THAT OF THE CURRENT MEMBERS OF THE BOARD OF
DIRECTORS HAKAN BUSKHE, ELISABETH FLEURIOT,
HOCK GOH, MIKKO HELANDER, CHRISTIANE
KUEHNE, ANTTI MAKINEN AND RICHARD NILSSON
BE RE-ELECTED MEMBERS OF THE BOARD OF
DIRECTORS UNTIL THE END OF THE FOLLOWING
AGM AND THAT HELENA HEDBLOM AND HANS
SOHLSTROM BE ELECTED NEW MEMBERS OF THE
BOARD OF DIRECTORS FOR THE SAME TERM OF
OFFICE. JORMA ELORANTA AND HANS STRABERG
HAVE ANNOUNCED THAT THEY ARE NOT AVAILABLE
FOR RE-ELECTION TO THE BOARD OF DIRECTORS.
THE SHAREHOLDERS' NOMINATION BOARD PROPOSES
THAT ANTTI MAKINEN BE ELECTED CHAIR AND
HAKAN BUSKHE BE ELECTED VICE CHAIR OF THE
BOARD OF DIRECTORS
14 RESOLUTION ON THE REMUNERATION FOR THE Mgmt No vote
AUDITOR
15 ELECTION OF AUDITOR: ON THE RECOMMENDATION Mgmt No vote
OF THE FINANCIAL AND AUDIT COMMITTEE, THE
BOARD OF DIRECTORS PROPOSES TO THE AGM THAT
PRICEWATERHOUSECOOPERS OY BE ELECTED AS
AUDITOR UNTIL THE END OF THE FOLLOWING AGM.
PRICEWATERHOUSECOOPERS OY HAS NOTIFIED THE
COMPANY THAT IN THE EVENT IT WILL BE
ELECTED AS AUDITOR, SAMULI PERALA, APA,
WILL ACT AS THE RESPONSIBLE AUDITOR
16 AUTHORISING THE BOARD OF DIRECTORS TO Mgmt No vote
DECIDE ON THE REPURCHASE THE COMPANY'S OWN
SHARES
17 AUTHORISING TO THE BOARD OF DIRECTORS TO Mgmt No vote
DECIDE ON THE ISSUANCE OF SHARES
18 DECISION MAKING ORDER Non-Voting
19 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SUEZ SA Agenda Number: 714038444
--------------------------------------------------------------------------------------------------------------------------
Security: F6327G101
Meeting Type: OGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: FR0010613471
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT 04 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED, SHOWING NET EARNINGS AMOUNTING
TO EUR 246,143,041.04. THE SHAREHOLDERS'
MEETING APPROVES THE NON-DEDUCTIBLE
EXPENSES AND CHARGES AMOUNTING TO EUR
24,600.00
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR AS PRESENTED TO THE MEETING
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES TO ALLOCATE THE EARNINGS AS
FOLLOWS: ORIGIN EARNINGS FOR THE FINANCIAL
YEAR: EUR 246,143,041.04 RETAINED EARNINGS:
EUR 706,351,321.19 DISTRIBUTABLE INCOME:
EUR 952,494,362.23 ALLOCATION DIVIDENDS:
EUR 408,435,676.35 (DIVIDED INTO
628,362,579 SHARES) RETAINED EARNINGS: EUR
544,058,685.88 EQUITY SHARE CAPITAL: EUR
2,557,256,896.00 LEGAL RESERVE: EUR
255,735,689.60 SHARE PREMIUM: EUR
5,363,982,724.63 2020 RETAINED EARNINGS:
EUR 544,058,685.88 THE SHAREHOLDERS WILL BE
GRANTED A NET DIVIDEND OF EUR 0.65 PER
SHARE, WHICH WILL BE ELIGIBLE FOR THE 40
PERCENT DEDUCTION PROVIDED BY THE FRENCH
GENERAL TAX CODE. THIS DIVIDEND WILL BE
PAID ON JUNE 30TH 2021. AS REQUIRED BY LAW,
IT IS REMINDED THAT, FOR THE LAST THREE
FINANCIAL YEARS, THE DIVIDENDS WERE PAID
FOLLOWS: EUR 0.65 PER SHARE FOR FISCAL
YEARS 2017 AND 2018 EUR 0.45 PER SHARE FOR
FISCAL YEAR 2019
4 THE SHAREHOLDERS' MEETING RATIFIES THE Mgmt No vote
APPOINTMENT OF MR BERTRAND MEUNIER AS A
DIRECTOR, TO REPLACE MR ISIDRO FAINE CASAS,
FOR THE REMAINDER OF MR CASAS'S TERM OF
OFFICE, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR 2023
5 THE SHAREHOLDERS' MEETING RATIFIES THE Mgmt No vote
APPOINTMENT OF MR JACQUES RICHIER AS A
DIRECTOR, TO REPLACE MR FRANCESCO
CALTAGIRONE, FOR THE REMAINDER OF MR
CALTAGIRONE'S TERM OF OFFICE, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE FISCAL
YEAR 2021
6 THE SHAREHOLDERS' MEETING RATIFIES THE Mgmt No vote
APPOINTMENT OF MR ANTHONY R. COSCIA AS A
DIRECTOR, TO REPLACE MR FRANCK BRUEL, FOR
THE REMAINDER OF MR BRUEL'S TERM OF OFFICE,
I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED
TO RULE ON THE FINANCIAL STATEMENTS FOR THE
FISCAL YEAR 2021
7 THE SHAREHOLDERS' MEETING RATIFIES THE Mgmt No vote
APPOINTMENT OF MR PHILIPPE PETITCOLIN AS A
DIRECTOR, TO REPLACE MRS ISABELLE KOCHER,
FOR THE REMAINDER OF MR KOCHER'S TERM OF
OFFICE, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR 2022
8 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE,
APPROVES SAID REPORT AND NOTES THAT THE
AGREEMENT CONCLUDED AND PREVIOUSLY APPROVED
BY THE MEETING, REFERRED TO THEREIN,
CONTINUED DURING THE PAST FINANCIAL YEAR
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
INFORMATION MENTIONED IN ARTICLE L.22-10-9
OF THE FRENCH COMMERCIAL CODE REGARDING THE
COMPENSATION OF THE CORPORATE OFFICERS FOR
THE 2020 FISCAL YEAR
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPONENTS OF THE COMPENSATION AS WELL AS
THE BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR JEAN-LOUIS CHAUSSADE,
CHAIRMAN OF THE BOARD OF DIRECTORS, FROM
JANUARY 1ST 2020 TO MAY 12TH 2020
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPONENTS OF THE COMPENSATION AS WELL AS
THE BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR PHILIPPE VARIN, CHAIRMAN OF
THE BOARD OF DIRECTORS, FROM MAY 12TH 2020
TO DECEMBER 31ST 2020
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPONENTS OF THE COMPENSATION AS WELL AS
THE BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR BERTRAND CAMUS, MANAGING
DIRECTOR, FOR THE 2020 FISCAL YEAR
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE
2021 FISCAL YEAR
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
MANAGING DIRECTOR FOR THE 2021 FISCAL YEAR
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
DIRECTORS FOR THE 2021 FISCAL YEAR
16 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
CMMT 15 JUNE 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104302101322-52 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT AND POSTPONEMENT OF THE MEETING
DATE FROM 22 JUNE 2021 TO 30 JUNE 2021 AND
CHANGE IN RECORD DATE FROM 17 JUNE 2021 TO
25 JUNE 2021 AND ADDITION OF UPDATED EVENT
ID. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
SYMRISE AG Agenda Number: 713730302
--------------------------------------------------------------------------------------------------------------------------
Security: D827A1108
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: DE000SYM9999
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.97 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt No vote
FISCAL YEAR 2021
6.1 ELECT MICHAEL KOENIG TO THE SUPERVISORY Mgmt No vote
BOARD
6.2 ELECT URSULA BUCK TO THE SUPERVISORY BOARD Mgmt No vote
6.3 ELECT BERND HIRSCH TO THE SUPERVISORY BOARD Mgmt No vote
6.4 ELECT HORST-OTTO GERBERDING TO THE Mgmt No vote
SUPERVISORY BOARD
6.5 ELECT ANDREA PFEIFER TO THE SUPERVISORY Mgmt No vote
BOARD
6.6 ELECT PETER VANACKER TO THE SUPERVISORY Mgmt No vote
BOARD
7 AMEND ARTICLES RE: ONLINE PARTICIPATION; Mgmt No vote
ABSENTEE VOTE; VIRTUAL GENERAL MEETING
8 APPROVE REMUNERATION POLICY Mgmt No vote
9 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
CMMT FROM 10TH FEBRUARY BROADRIDGE WILL CODE ALL Non-Voting
AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY
IF YOU WISH TO SEE THE AGENDA IN GERMAN
THIS WILL BE MADE AVAILABLE AS A LINK UNDER
THE MATERIAL URL DROPDOWN AT THE TOP OF THE
BALLOT THE GERMAN AGENDAS FOR ANY EXISTING
OR PAST MEETINGS WILL REMAIN IN PLACE. FOR
FURTHER INFORMATION PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT 29 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TALANX AG Agenda Number: 713730403
--------------------------------------------------------------------------------------------------------------------------
Security: D82827110
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: DE000TLX1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.50 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 APPROVE REMUNERATION POLICY Mgmt No vote
6 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
7 AMEND ARTICLES RE: SIMPLE MAJORITY Mgmt No vote
REQUIREMENT FOR PASSING RESOLUTIONS
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TEAMVIEWER AG Agenda Number: 714036058
--------------------------------------------------------------------------------------------------------------------------
Security: D8T895100
Meeting Type: AGM
Meeting Date: 15-Jun-2021
Ticker:
ISIN: DE000A2YN900
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4.1 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt No vote
FISCAL YEAR 2021
4.2 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt No vote
FISCAL 2022 UNTIL THE NEXT AGM
5 APPROVE REMUNERATION POLICY Mgmt No vote
6 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
TECHNIPFMC PLC Agenda Number: 713889472
--------------------------------------------------------------------------------------------------------------------------
Security: G87110105
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: GB00BDSFG982
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A ELECT DIRECTOR DOUGLAS J. PFERDEHIRT Mgmt No vote
1.B ELECT DIRECTOR ELEAZAR DE CARVALHO FILHO Mgmt No vote
1.C ELECT DIRECTOR CLAIRE S. FARLEY Mgmt No vote
1.D ELECT DIRECTOR PETER MELLBYE Mgmt No vote
1.E ELECT DIRECTOR JOHN O'LEARY Mgmt No vote
1.F ELECT DIRECTOR MARGARETH OVRUM Mgmt No vote
1.G ELECT DIRECTOR KAY G. PRIESTLY Mgmt No vote
1.H ELECT DIRECTOR JOHN YEARWOOD Mgmt No vote
1.I ELECT DIRECTOR SOPHIE ZURQUIYAH Mgmt No vote
2 ADVISORY VOTE TO RATIFY NAMED EXECUTIVE Mgmt No vote
OFFICERS' COMPENSATION
3 APPROVE DIRECTORS' REMUNERATION REPORT Mgmt No vote
4 APPROVE REMUNERATION POLICY Mgmt No vote
5 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
6 RATIFY PRICEWATERHOUSECOOPERS LLP AS Mgmt No vote
AUDITORS
7 REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt No vote
U.K. STATUTORY AUDITOR
8 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt No vote
AUDITORS
9 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt No vote
SHARES
10 AUTHORISE ISSUE OF EQUITY Mgmt No vote
11 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt No vote
PRE-EMPTIVE RIGHTS
--------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA SPA Agenda Number: 713694467
--------------------------------------------------------------------------------------------------------------------------
Security: T92778108
Meeting Type: AGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: IT0003497168
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 529788 DUE TO SPLITTING OF
RESOLUTION 10. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
O.1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
O.2 APPROVE ALLOCATION OF INCOME Mgmt No vote
O.3 APPROVE REMUNERATION POLICY Mgmt No vote
O.4 APPROVE SECOND SECTION OF THE REMUNERATION Mgmt No vote
REPORT
O.5 FIX NUMBER OF DIRECTORS Mgmt No vote
O.6 FIX BOARD TERMS FOR DIRECTORS Mgmt No vote
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS DIRECTORS THERE IS
ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU CHOOSE
TO INSTRUCT, YOU ARE REQUIRED TO VOTE FOR
ONLY 1 SLATE OF THE 2 SLATES OF ELECTION OF
DIRECTORS. THANK YOU
O.7.1 TO APPOINT THE BOARD OF DIRECTORS. TO Mgmt No vote
APPOINT DIRECTORS. LIST PRESENTED BY THE
BOARD OF DIRECTORS. SALVATORE ROSSI, LUIGI
GUBITOSI, PAOLA BONOMO, FRANCK CADORET,
LUCA DE MEO, ARNAUD DE PUYFONTAINE,
CRISTIANA FALCONE, GIOVANNI GORNO TEMPINI,
MARELLA MORETTI, ILARIA ROMAGNOLI
O.7.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD
OF DIRECTORS. TO APPOINT DIRECTORS. LIST
PRESENTED BY A GROUP OF SGRS: MAURIZIO
CARLI, PAOLA SAPIENZA, FEDERICO FERRO
LUZZI, PAOLA CAMAGNI, PAOLO BOCCARDELLI
O.8 APPROVE REMUNERATION OF DIRECTORS Mgmt No vote
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 3 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY ONE CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 3
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU
O.9.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE
INTERNAL AUDITORS. TO APPOINT THE EFFECTIVE
AND ALTERNATE AUDITORS. LIST PRESENTED BY
VIVENDI. EFFECTIVE AUDITORS: ANGELO ROCCO
BONISSONI FRANCESCA DI DONATO, MASSIMO
GAMBINI, GIULIA DE MARTINO, FRANCESCO
SCHIAVONE PANNI, ALTERNATE AUDITORS: FRANCO
MAURIZIO LAGRO, ILARIA ANTONELLA BELLUCO
O.9.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE
INTERNAL AUDITORS. TO APPOINT THE EFFECTIVE
AND ALTERNATE AUDITORS. LIST PRESENTED BY A
GROUP OF SGRS. EFFECTIVE AUDITORS:
FRANCESCO FALLACARA, ANNA DORO, FRANCESCO
VELLA, ALTERNATE AUDITORS: PAOLO PRANDI,
LAURA FIORDELISI
O.9.3 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE
INTERNAL AUDITORS. TO APPOINT THE EFFECTIVE
AND ALTERNATE AUDITORS. LIST PRESENTED BY
CASSA DEPOSITI E PRESTITI. EFFECTIVE
AUDITORSFRANCO LUCIANO TUTINO, INES
GANDINI, ALTERNATE AUDITORS: STEFANO
FIORINI, MARIA SARDELLI
O.10A PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: APPOINT ANGELO ROCCO
BONISSONI AS CHAIRMAN OF INTERNAL STATUTORY
AUDITORS SHAREHOLDER PROPOSAL SUBMITTED BY
A GROUP OF FUND MANAGERS AND SICAVS
O.10B PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: APPOINT FRANCESCO
FALLACARA AS CHAIRMAN OF INTERNAL STATUTORY
AUDITORS SHAREHOLDER PROPOSAL SUBMITTED BY
CASSA DEPOSITI E PRESTITI SPA
O.10C PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: APPOINT FRANCO
LUCIANO TUTINO AS CHAIRMAN OF INTERNAL
STATUTORY AUDITORS SHAREHOLDER PROPOSAL
SUBMITTED BY VIVENDI SA
O.11 APPROVE INTERNAL AUDITORS' REMUNERATION Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA DEUTSCHLAND HOLDING AG Agenda Number: 713855293
--------------------------------------------------------------------------------------------------------------------------
Security: D8T9CK101
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: DE000A1J5RX9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.18 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5.1 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL YEAR 2021
5.2 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR THE 2022 INTERIM FINANCIAL
STATEMENTS UNTIL THE 2022 AGM
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
8.1 ELECT STEFANIE OESCHGER TO THE SUPERVISORY Mgmt No vote
BOARD
8.2 ELECT ERNESTO GARDELLIANO TO THE Mgmt No vote
SUPERVISORY BOARD
9 APPROVE CREATION OF EUR 1.5 MILLION POOL OF Mgmt No vote
CAPITAL WITHOUT PREEMPTIVE RIGHTS
CMMT 13 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 13 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA SA Agenda Number: 713711100
--------------------------------------------------------------------------------------------------------------------------
Security: 879382109
Meeting Type: OGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: ES0178430E18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 23 APR 2021 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT SHAREHOLDERS HOLDING LESS THAN "300" SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
1.1 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt No vote
ANNUAL ACCOUNTS AND MANAGEMENT REPORTS
1.2 APPROVAL OF THE NON-FINANCIAL INFORMATION Mgmt No vote
REPORT
1.3 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt No vote
DIRECTORS
2 ALLOCATION OF RESULTS Mgmt No vote
3 REELECTION OF AUDITOR: Mgmt No vote
PRICEWATERHOUSECOOPERS
4.1 REELECTION OF MR JOSE MARIA ALVAREZ PALLETE Mgmt No vote
LOPEZ AS DIRECTOR
4.2 REELECTION OF MS CARMEN GARCIA DE ANDRES AS Mgmt No vote
DIRECTOR
4.3 REELECTION OF MR IGNACIO MORENO MARTINEZ AS Mgmt No vote
DIRECTOR
4.4 REELECTION OF MR FRANCISCO JOSE RIBERAS Mgmt No vote
MERA AS DIRECTOR
5 DECREASE IN CAPITAL BY REDEMPTION OF OWN Mgmt No vote
SHARES
6.1 FIRST SCRIP DIVIDEND Mgmt No vote
6.2 SECOND SCRIP DIVIDEND Mgmt No vote
7.1 AMENDMENT OF ARTICLES 17, 18, 20, 21, 22, Mgmt No vote
24, 25 AND 27 OF THE BYLAWS
7.2 AMENDMENT OF ARTICLES 20 AND 25 OF THE Mgmt No vote
BYLAWS
8.1 AMENDMENT OF THE REGULATION OF THE GENERAL Mgmt No vote
MEETING ARTICLES 8, 10, 13, 14, 21, 22 AND
23
8.2 AMENDMENT OF THE REGULATION OF THE GENERAL Mgmt No vote
MEETING ARTICLES 13 AND 22
9 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt No vote
DIRECTORS
10 APPROVAL OF THE LONG-TERM INCENTIVE PLAN Mgmt No vote
FOR DIRECTORS
11 DELEGATION OF POWERS TO IMPLEMENT Mgmt No vote
AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE
GENERAL MEETING
12 ADVISORY VOTE ON THE ANNUAL REMUNERATION Mgmt No vote
REPORT OF THE BOARD OF DIRECTORS
CMMT 22 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TELEKOM AUSTRIA AG Agenda Number: 713069967
--------------------------------------------------------------------------------------------------------------------------
Security: A8502A102
Meeting Type: OGM
Meeting Date: 24-Sep-2020
Ticker:
ISIN: AT0000720008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 458297 DUE TO RECEIVED UPDATED
AGENDA WITH 8 RESOLUTIONS AND DIRECTOR
NAMES FOR RESOLUTION 6. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.23 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL 2019
5 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
MEMBERS
6.1 ELECT KARIN EXNER-WOEHRER AS SUPERVISORY Mgmt No vote
BOARD MEMBER
6.2 ELECT ALEJANDRO JIMENEZ AS SUPERVISORY Mgmt No vote
BOARD MEMBER
7 RATIFY ERNST YOUNG AS AUDITORS FOR FISCAL Mgmt No vote
2020
8 APPROVE REMUNERATION POLICY Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
TELEKOM AUSTRIA AG Agenda Number: 714009962
--------------------------------------------------------------------------------------------------------------------------
Security: A8502A102
Meeting Type: OGM
Meeting Date: 14-May-2021
Ticker:
ISIN: AT0000720008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 03 MAY 2021: DELETION OF COMMENT Non-Voting
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 552996 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.25 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
MEMBERS
6.1 ELECT PETER KOLLMANN AS SUPERVISORY BOARD Mgmt No vote
MEMBER
6.2 ELECT PETER HAGEN AS SUPERVISORY BOARD Mgmt No vote
MEMBER
7 RATIFY ERNST YOUNG AS AUDITORS FOR FISCAL Mgmt No vote
YEAR 2021
8 APPROVE REMUNERATION REPORT Mgmt No vote
CMMT 03 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES TO MID:
567346, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TELENET GROUP HOLDING NV Agenda Number: 713333045
--------------------------------------------------------------------------------------------------------------------------
Security: B89957110
Meeting Type: EGM
Meeting Date: 03-Dec-2020
Ticker:
ISIN: BE0003826436
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. PROPOSED RESOLUTION: ON THE RECOMMENDATION Mgmt No vote
OF THE BOARD OF DIRECTORS, THE SPECIAL
SHAREHOLDERS MEETING RESOLVES TO APPROVE AN
INTERMEDIATE DIVIDEND PER SHARE OF EUR
1.375, OR IN TOTAL EUR 150.1 MILLION ON THE
DATE OF 29 OCTOBER 2020, PAYABLE AS FROM 8
DECEMBER 2020, BY DEDUCTION FROM THE
AVAILABLE RESERVES OF THE COMPANY
2. PROPOSED RESOLUTION: THE SPECIAL Mgmt No vote
SHAREHOLDERS? MEETING RESOLVES TO DELEGATE
TO THE BOARD OF DIRECTORS ALL FURTHER
POWERS WITH REGARD TO THE PAYMENT OF THE
INTERMEDIATE DIVIDEND TO THE SHAREHOLDERS
CMMT 09 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TELENET GROUP HOLDING NV Agenda Number: 713732851
--------------------------------------------------------------------------------------------------------------------------
Security: B89957110
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: BE0003826436
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. REPORTS ON THE STATUTORY FINANCIAL Non-Voting
STATEMENTS: COMMUNICATION OF AND DISCUSSION
ON THE ANNUAL REPORT OF THE BOARD OF
DIRECTORS AND THE REPORT OF THE STATUTORY
AUDITOR ON THE STATUTORY FINANCIAL
STATEMENTS, FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2020
2. CONSOLIDATED FINANCIAL STATEMENTS AND Non-Voting
REPORTS ON THE CONSOLIDATED FINANCIAL
STATEMENTS: COMMUNICATION OF AND DISCUSSION
ON (I) THE CONSOLIDATED FINANCIAL
STATEMENTS, (II) THE ANNUAL REPORT OF THE
BOARD OF DIRECTORS AND (III) THE REPORT OF
THE STATUTORY AUDITOR ON THE CONSOLIDATED
FINANCIAL STATEMENTS, FOR THE FINANCIAL
YEAR ENDED ON DECEMBER 31, 2020
3. COMMUNICATION AND APPROVAL OF THE STATUTORY Mgmt No vote
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED ON DECEMBER 31, 2020, AND OF THE
PROPOSED ALLOCATION OF THE RESULT,
INCLUDING THE APPROVAL OF A DIVIDEND. POWER
OF ATTORNEY. PROPOSED RESOLUTION: APPROVAL
OF THE STATUTORY FINANCIAL STATEMENTS FOR
THE FINANCIAL YEAR ENDED ON DECEMBER 31,
2020, AND OF THE PROPOSED ALLOCATION OF THE
RESULT, INCLUDING THE APPROVAL OF A
DIVIDEND OF EUR 1.375 PER SHARE GROSS,
PAYABLE AS FROM 5 MAY 2021. THIS REPRESENTS
AN AGGREGATE AMOUNT OF EUR 150.1 MILLION
GROSS AS PER 19 MARCH 2021 WHILE NOTING
THAT THIS AGGREGATE AMOUNT MAY CHANGE IN
FUNCTION OF POSSIBLE CHANGES IN THE NUMBER
OF OWN SHARES HELD BY THE COMPANY ON THE
RECORD DATE FOR THE PAYMENT OF THE
DIVIDEND. THE ANNUAL GENERAL MEETING
DELEGATES ALL FURTHER POWERS WITH REGARD TO
THE PAYMENT OF THE DIVIDEND TO THE BOARD OF
DIRECTORS
4. COMMUNICATION OF AND APPROVAL OF THE Mgmt No vote
REMUNERATION REPORT, INCLUDED IN THE ANNUAL
REPORT OF THE BOARD OF DIRECTORS, FOR THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020.
PROPOSED RESOLUTION: APPROVAL OF THE
REMUNERATION REPORT, AS INCLUDED IN THE
ANNUAL REPORT OF THE BOARD OF DIRECTORS,
FOR THE FINANCIAL YEAR ENDED ON DECEMBER
31, 2020
5. IN ACCORDANCE WITH ARTICLE 7:89/1 OF THE Mgmt No vote
BELGIAN CODE OF COMPANIES AND ASSOCIATIONS,
THE COMPANY IS REQUIRED TO ESTABLISH A
REMUNERATION POLICY AND TO SUBMIT SUCH
POLICY TO THE APPROVAL OF THE GENERAL
SHAREHOLDERS MEETING. THE REMUNERATION
POLICY ALSO TAKES INTO ACCOUNT THE
RECOMMENDATION OF PROVISION 7.1 OF THE
BELGIAN CORPORATE GOVERNANCE CODE 2020.
PROPOSED RESOLUTION APPROVAL OF THE
REMUNERATION POLICY
6. TO GRANT DISCHARGE FROM LIABILITY TO THE Non-Voting
DIRECTORS WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020,
FOR THE EXERCISE OF THEIR MANDATE DURING
SAID FINANCIAL YEAR
6.a. TO GRANT DISCHARGE FROM LIABILITY TO THE Mgmt No vote
DIRECTORS WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020,
FOR THE EXERCISE OF THEIR MANDATE DURING
SAID FINANCIAL YEAR: BERT DE GRAEVE (IDW
CONSULT BV)
6.b. TO GRANT DISCHARGE FROM LIABILITY TO THE Mgmt No vote
DIRECTORS WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020,
FOR THE EXERCISE OF THEIR MANDATE DURING
SAID FINANCIAL YEAR: JO VAN BIESBROECK
(JOVB BV)
6.c. TO GRANT DISCHARGE FROM LIABILITY TO THE Mgmt No vote
DIRECTORS WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020,
FOR THE EXERCISE OF THEIR MANDATE DURING
SAID FINANCIAL YEAR: CHRISTIANE FRANCK
6.d. TO GRANT DISCHARGE FROM LIABILITY TO THE Mgmt No vote
DIRECTORS WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020,
FOR THE EXERCISE OF THEIR MANDATE DURING
SAID FINANCIAL YEAR: JOHN PORTER
6.e. TO GRANT DISCHARGE FROM LIABILITY TO THE Mgmt No vote
DIRECTORS WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020,
FOR THE EXERCISE OF THEIR MANDATE DURING
SAID FINANCIAL YEAR: CHARLES H. BRACKEN
6.f. TO GRANT DISCHARGE FROM LIABILITY TO THE Mgmt No vote
DIRECTORS WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020,
FOR THE EXERCISE OF THEIR MANDATE DURING
SAID FINANCIAL YEAR: MANUEL KOHNSTAMM
6.g. TO GRANT DISCHARGE FROM LIABILITY TO THE Mgmt No vote
DIRECTORS WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020,
FOR THE EXERCISE OF THEIR MANDATE DURING
SAID FINANCIAL YEAR: SEVERINA PASCU
6.h. TO GRANT DISCHARGE FROM LIABILITY TO THE Mgmt No vote
DIRECTORS WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020,
FOR THE EXERCISE OF THEIR MANDATE DURING
SAID FINANCIAL YEAR: AMY BLAIR
6.i. TO GRANT DISCHARGE FROM LIABILITY TO THE Mgmt No vote
DIRECTORS WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020,
FOR THE EXERCISE OF THEIR MANDATE DURING
SAID FINANCIAL YEAR: ENRIQUE RODRIGUEZ
7. TO GRANT DISCHARGE FROM LIABILITY TO THE Mgmt No vote
STATUTORY AUDITOR FOR THE EXERCISE OF HIS
MANDATE DURING THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2020
8. RE-APPOINTMENT OF A DIRECTOR: TAKING INTO Non-Voting
ACCOUNT THE ADVICE OF THE REMUNERATION AND
NOMINATION COMMITTEE OF THE BOARD, THE
BOARD RECOMMENDS ADOPTING THE FOLLOWING
RESOLUTIONS. FOR FURTHER INFORMATION, IN
RELATION TO THE RELEVANT PERSON PROPOSED TO
BE (RE-)APPOINTED AND HIS RESUME, REFERENCE
IS MADE TO THE CORPORATE GOVERNANCE
STATEMENT IN THE ANNUAL REPORT OF THE BOARD
8.a. RE-APPOINTMENT OF MR. JOHN PORTER AS Mgmt No vote
DIRECTOR OF THE COMPANY, FOR A TERM OF 4
YEARS, WITH IMMEDIATE EFFECT AND UNTIL THE
CLOSING OF THE GENERAL SHAREHOLDERS MEETING
OF 2025 WHICH WILL BE HELD TO DELIBERATE ON
THE FINANCIAL STATEMENTS OF THE FINANCIAL
YEAR ENDED ON DECEMBER 31, 2024
8.b. THE MANDATE OF THE DIRECTOR APPOINTED IS Mgmt No vote
NOT REMUNERATED
9. RATIFICATION AND APPROVAL IN ACCORDANCE Mgmt No vote
WITH ARTICLE 7:151 OF THE BELGIAN CODE OF
COMPANIES AND ASSOCIATIONS: RATIFICATION
AND APPROVAL, IN AS FAR AS NEEDED AND
APPLICABLE, IN ACCORDANCE WITH ARTICLE
7:151 OF THE BELGIAN CODE OF COMPANIES AND
ASSOCIATIONS, OF THE TERMS AND CONDITIONS
OF (I) THE PERFORMANCE SHARE PLANS, (II)
THE SHARE OPTION PLANS AND (III) THE
RESTRICTED SHARE PLANS ISSUED ON 11 MAY
2020 TO (SELECTED) EMPLOYEES OF THE
COMPANY, WHICH MAY GRANT RIGHTS THAT EITHER
COULD HAVE A SUBSTANTIAL IMPACT ON THE
COMPANY'S ASSETS OR COULD GIVE RISE TO
SUBSTANTIAL LIABILITY OR OBLIGATION OF THE
COMPANY IN CASE OF A CHANGE OF CONTROL OVER
THE COMPANY OR A PUBLIC TAKEOVER BID ON THE
SHARES OF THE COMPANY
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTIONS 5 AND 8.A. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TELEPERFORMANCE SE Agenda Number: 713822371
--------------------------------------------------------------------------------------------------------------------------
Security: F9120F106
Meeting Type: MIX
Meeting Date: 22-Apr-2021
Ticker:
ISIN: FR0000051807
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 526603 DUE TO RECEIPT OF CHANGE
IN NUMBERING OF RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU.
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING EARNINGS
AMOUNTING TO EUR 129,423,852.28. APPROVAL
OF THE COMPANY'S FINANCIAL STATEMENTS
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR, AS PRESENTED TO THE MEETING,
SHOWING EARNINGS AMOUNTING TO EUR
324,000,000.00 (GROUP SHARE). CONSOLIDATED
FINANCIAL STATEMENTS
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES TO ALLOCATE THE EARNINGS FOR
THE YEAR : ORIGIN LOSS: EUR 129,423,852.28
RETAINED EARNINGS: EUR 33,100,328.71
DISTRIBUTABLE INCOME: EUR 162,524,180.99
ALLOCATION LEGAL RESERVE: EUR 2,900.00
DIVIDENDS: EUR 140,953,440.00 RETAINED
EARNINGS: EUR 21,567,840.99 THE
SHAREHOLDERS WILL BE GRANTED A NET DIVIDEND
OF EUR 2.40 PER SHARE THAT WILL BE ELIGIBLE
FOR THE 40 PERCENT DEDUCTION PROVIDED BY
THE FRENCH GENERAL TAX CODE, PAID ON APRIL
29TH 2021. IF THE NUMBER OF SHARES GIVING
THE RIGHT TO A DIVIDEND CHANGES, COMPARED
WITH THE 58,730,600 SHARES COMPOSING THE
SHARE CAPITAL AS OF FEBRUARY 25TH 2021, THE
TOTAL AMOUNT OF DIVIDENDS WILL BE ADJUSTED
AND THE AMOUNT ALLOCATED TO THE RETAINED
EARNINGS ACCOUNT SHALL BE DETERMINED BASED
ON DIVIDENDS ACTUALLY PAID. AS REQUIRED BY
LAW, IT IS REMINDED THAT, FOR THE LAST
THREE FINANCIAL YEARS, THE DIVIDENDS WERE
PAID PER SHARE EUR 1.85 FOR 2017, EUR 1.90
FOR 2018, EUR 2.40 FOR 2019. ALLOCATION OF
THE INCOME FOR THE FISCAL YEAR
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE, DULY
NOTES THE ABSENCE OF NEW AGREEMENTS.
SPECIAL AUDITORS' REPORT ON AGREEMENTS
5 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
INFORMATION RELATED TO THE CORPORATE
OFFICERS FOR SAID FISCAL YEAR, IN
ACCORDANCE WITH THE ARTICLE L.22-10-09 OF
THE FRENCH COMMERCIAL CODE. APPROVAL OF THE
INFORMATION RELATED TO THE COMPENSATION
6 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE CHIEF EXECUTIVE OFFICER, MR.
DANIEL JULIEN, FOR SAID FISCAL YEAR.
APPROVAL OF THE FIXED, VARIABLE AND ONE-OFF
COMPONENTS OF THE COMPENSATION
7 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE DEPUTY MANAGING DIRECTOR,
MR. OLIVIER RIGAUDY, FOR SAID FISCAL YEAR.
APPROVAL OF THE FIXED, VARIABLE AND ONE-OFF
COMPONENTS OF THE COMPENSATION
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
DIRECTORS FOR SAID FISCAL YEAR. APPROVAL OF
THE COMPENSATION POLICY
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE CHIEF
EXECUTIVE OFFICER FOR SAID FISCAL YEAR.
APPROVAL OF THE COMPENSATION POLICY
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPENSATION POLICY APPLICABLE TO THE
MANAGING DIRECTOR FOR SAID FISCAL YEAR.
APPROVAL OF THE COMPENSATION POLICY
11 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR. DANIEL JULIEN AS
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR. RENEWAL OF A TERM OF OFFICE
12 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MRS. EMILY ABRERA AS
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR. RENEWAL OF A TERM OF OFFICE
13 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR. ALAIN BOULET AS DIRECTOR
FOR A 3-YEAR PERIOD, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE 2023 FISCAL
YEAR. RENEWAL OF A TERM OF OFFICE
14 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR. ROBERT PASZCZAK AS
DIRECTOR FOR A 2-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2022
FISCAL YEAR. RENEWAL OF A TERM OF OFFICE
15 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MR. STEPHEN WINNINGHAM AS
DIRECTOR FOR A 2-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2022
FISCAL YEAR. RENEWAL OF A TERM OF OFFICE
16 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt No vote
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES ON THE OPEN MARKET,
SUBJECT TO THE CONDITIONS DESCRIBED BELOW:
MAXIMUM PURCHASE PRICE: EUR 400.00, MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT
OF THE SHARES COMPOSING THE SHARE CAPITAL,
MAXIMUM FUNDS INVESTED IN THE SHARE
BUYBACKS: EUR 2,349,224,000.00. THIS
AUTHORISATION IS GIVEN FOR AN 18-MONTH
PERIOD AND SUPERSEDES THE FRACTION UNUSED
OF THE AUTHORISATION GIVEN BY THE
SHAREHOLDERS' MEETING OF JUNE 26TH 2020 IN
RESOLUTION NR, 16. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
AUTHORISATION TO BUY BACK SHARES
17 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt No vote
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY
CANCELLING ALL OR PART OF THE SHARES HELD
BY THE COMPANY IN CONNECTION WITH THE STOCK
REPURCHASE PLAN, UP TO A MAXIMUM OF 10
PERCENT OF THE SHARE CAPITAL RECORDED ON
THE DAY OF THE CANCELLATION DECISION, OVER
A 24-MONTH PERIOD. THIS AUTHORISATION IS
GIVEN FOR A 26-MONTH PERIOD AND SUPERSEDES
THE FRACTION UNUSED OF THE AUTHORISATION
GIVEN BY THE SHAREHOLDERS' MEETING OF MAY
9TH 2019 IN RESOLUTION NR, 17. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES. AUTHORISATION TO
REDUCE THE CAPITAL THROUGH THE CANCELLATION
OF SHARES
18 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt No vote
BOARD OF DIRECTORS ALL POWERS IN ORDER TO
INCREASE THE SHARE CAPITAL, IN ONE OR MORE
OCCASIONS AND AT ITS SOLE DISCRETION, UP TO
A MAXIMUM NOMINAL AMOUNT OF EUR
142,000,000.00, BY WAY OF CAPITALIZING
RESERVES, PROFITS, PREMIUMS OR OTHER MEANS,
PROVIDED THAT SUCH CAPITALIZATION IS
ALLOWED BY LAW AND UNDER THE BYLAWS, BY
ISSUING BONUS SHARES OR RAISING THE PAR
VALUE OF EXISTING ORDINARY SHARES, OR BY A
COMBINATION OF BOTH METHODS. THIS
AUTHORISATION IS GIVEN FOR A 26-MONTH
PERIOD AND SUPERSEDES THE FRACTION UNUSED
OF THE AUTHORISATION GIVEN BY THE
SHAREHOLDERS' MEETING OF MAY 9TH 2019 IN
RESOLUTION NR, 18. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
SHARE CAPITAL INCREASE BY CAPITALIZING
RESERVES, PROFITS OR PREMIUMS
19 THE SHAREHOLDERS' MEETING DECIDES TO BRING Mgmt No vote
THE ARTICLE NUMBER 21 OF THE BYLAWS,
REGARDING THE AGREEMENT BETWEEN THE COMPANY
AND A CORPORATE OFFICER OR A SHAREHOLDER,
INTO CONFORMITY WITH THE LEGAL AND
REGULATORY PROVISIONS AND CONSEQUENTLY TO
AMEND IT. AMENDMENT TO ARTICLE OF THE
BYLAWS TO COMPLY WITH THE LEGAL AND
REGULATORY PROVISIONS
20 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW. POWERS
TO ACCOMPLISH FORMALITIES
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
TENARIS, S.A. Agenda Number: 935414095
--------------------------------------------------------------------------------------------------------------------------
Security: 88031M109
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: TS
ISIN: US88031M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Consideration of the consolidated Mgmt For
management report and related management
certifications on the Company's
consolidated financial statements as of and
for the year ended 31st December 2020, and
on the annual accounts as at 31st December
2020, and of the external auditors' reports
on such consolidated financial statements
and annual accounts.
2. Approval of the Company's consolidated Mgmt For
financial statements as of and for the year
ended 31st December 2020.
3. Approval of the Company's annual accounts Mgmt For
as at 31st December 2020.
4. Allocation of results and approval of Mgmt For
dividend payment for the year ended 31st
December 2020.
5. Discharge of the members of the Board of Mgmt Against
Directors for the exercise of their mandate
throughout the year ended 31st December
2020.
6. Election of the members of the Board of Mgmt Against
Directors.
7. Approval of the compensation payable to the Mgmt For
members of the Board of Directors for the
year ending 31st December 2021.
8. Approval of the Company's compensation Mgmt Against
report for the year ended 31st December
2020.
9. Appointment of the external auditors for Mgmt For
the fiscal year ending 31st December 2021,
and approval of their fees.
10. Authorization to the Board of Directors to Mgmt For
cause the distribution of all shareholder
communications, including its shareholder
meeting and proxy materials and annual
reports to shareholders, by such electronic
means as is permitted by any applicable
laws or regulations.
--------------------------------------------------------------------------------------------------------------------------
TERNA ENERGY SA Agenda Number: 714342021
--------------------------------------------------------------------------------------------------------------------------
Security: X8979G108
Meeting Type: OGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: GRS496003005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 596941 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1. SUBMISSION AND APPROVAL OF THE ANNUAL Mgmt No vote
FINANCIAL STATEMENTS (COMPANY AND
CONSOLIDATED) FOR THE YEAR 2020, AND THE
RELEVANT REPORT OF THE BOARD OF DIRECTORS
AND THE CERTIFIED AUDITORS
2.1. APPROVAL OF THE BOD PROPOSITION CONCERNING Mgmt No vote
THE DISTRIBUTION OF EARNINGS, THE PAYMENT
OF DIVIDENDS FOR THE YEAR 2020
2.2. APPROVAL OF THE BOD PROPOSITION CONCERNING Mgmt No vote
THE REMUNERATION TO THE MEMBERS OF THE
BOARD FOR THE YEAR 2020
3. APPROVAL OF THE OVERALL MANAGEMENT FOR 2020 Mgmt No vote
4. DISCHARGE OF THE CHARTERED AUDITOR FROM ANY Mgmt No vote
RELEVANT LIABILITY OR COMPENSATION DERIVING
FROM THE EXERCISE OF THEIR DUTIES DURING
2020
5. DISCUSSION AND VOTING ON THE REMUNERATIONS Mgmt No vote
REPORT IN ACCORDANCE WITH ARTICLE 112 OF
LAW 4548/2018 FOR THE YEAR 2020
6. SUBMISSION AND APPROVAL BY THE GENERAL Mgmt No vote
ASSEMBLY OF THE REPORT ON THE AUDIT
COMMITTEES ACTIVITIES DURING THE TERM
01.01.2020-31.12.2020 IN ACCORDANCE WITH
ARTICLE 44 OF LAW 4449/2017, AS IN FORCE
7. ELECTION OF ONE REGULAR AND ONE DEPUTY Mgmt No vote
CERTIFIED AUDITOR, MEMBERS OF THE BODY OF
CHARTERED AUDITORS ACCOUNTANTS, FOR
AUDITING FISCAL YEAR 2021 AND DETERMINATION
OF THEIR FEES
8.1. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS-GEORGE PERISTERIS, CHAIRMAN
8.2. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS-EMMANOUIL MARAGOUDAKIS
8.3. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS-GEORGE SPYROU
8.4. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS-ARISTOTELIS SPILIOTIS
8.5. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS-MICHAEL GOURZIS
8.6. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS-NIKOLAOS VOUTICHTIS
8.7. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS-GEORGE MERGOS, INDEPENDENT
NON-EXECUTIVE MEMBER
8.8. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS-MARINA SARKISIAN OCHANESOGLOU,
INDEPENDENT NON-EXECUTIVE MEMBER
8.9. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS-ANDREAS TAPRATZIS, INDEPENDENT
NON-EXECUTIVE MEMBER
8.10. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS-SOFIA KOUNENAKI-EFRAIMOGLOU,
INDEPENDENT NON-EXECUTIVE MEMBER
8.11. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS-TATIANA KARAPANAGIOTI,
INDEPENDENT NON-EXECUTIVE MEMBER
9. ELECTION OF MEMBERS OF THE AUDIT COMMITTEE Mgmt No vote
AS SET FORTH IN ARTICLE 44 OF LAW 4449/2017
10. HARMONIZATION OF THE ARTICLES OF Mgmt No vote
ASSOCIATION OF THE COMPANY WITH THE
PROVISIONS OF THE NEW LAW
4706/2020/AMENDMENT OF ARTICLE 10
11. AMENDMENT/RENEWAL OF THE REMUNERATION Mgmt No vote
POLICY FOR COMPLIANCE WITH THE NEW LAW
4706/2020
12. APPROVAL OF THE SUITABILITY POLICY OF THE Mgmt No vote
MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS
IN ACCORDANCE WITH ARTICLE 3 OF LAW
4706/2020
13. VARIOUS ANNOUNCEMENTS, APPROVALS AND Non-Voting
DISCUSSION ON TOPICS OF GENERAL INTEREST
--------------------------------------------------------------------------------------------------------------------------
TERNA S.P.A. Agenda Number: 713755570
--------------------------------------------------------------------------------------------------------------------------
Security: T9471R100
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: IT0003242622
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 BALANCE SHEET AS OF 31 DECEMBER 2020. BOARD Mgmt No vote
OF DIRECTORS', INTERNAL AND EXTERNAL
AUDITORS' REPORTS. RESOLUTIONS RELATED. TO
PRESENT THE CONSOLIDATED BALANCE SHEET AS
OF 31 DECEMBER 2020. TO PRESENT THE
CONSOLIDATED NON-FINANCIAL STATEMENT AS OF
31 DECEMBER 2020
O.2 NET INCOME ALLOCATION Mgmt No vote
O.3 LONG-TERM INCENTIVES PLAN BASED ON THE Mgmt No vote
2021-2025 PERFORMANCE SHARE IN FAVOR OF THE
MANAGEMENT OF TERNA S.P.A. AND/OR ITS
SUBSIDIARIES ACCORDING TO THE ART. 2359 OF
THE CIVIL CODE
O.4 AUTHORIZATION TO PURCHASE AND DISPOSE OF Mgmt No vote
OWN SHARES, UPON REVOKING THE AUTHORIZATION
DELIBERATED BY THE SHAREHOLDER MEETING HELD
ON 18 MAY 2020
O.5.1 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt No vote
SECTION I: REWARDING POLICY REPORT (BINDING
RESOLUTION)
O.5.2 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt No vote
SECTION II: EMOLUMENTS PAID REPORT
(NON-BINDING RESOLUTION)
CMMT 05 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 05 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
THALES SA Agenda Number: 713755809
--------------------------------------------------------------------------------------------------------------------------
Security: F9156M108
Meeting Type: MIX
Meeting Date: 06-May-2021
Ticker:
ISIN: FR0000121329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103312100731-39 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES TO MID 541281,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 527846 DUE TO ADDITION OF
RESOLUTION O.15,O.16,O.17 AND O.18. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
1 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - APPROVAL OF THE
NON-DEDUCTIBLE EXPENSES AMOUNT
3 ALLOCATION OF THE PARENT COMPANY'S INCOME Mgmt No vote
AND SETTING OF THE DIVIDEND AT EUR 1.76 PER
SHARE FOR 2020
4 RENEWAL OF THE TERM OF OFFICE OF THE FRENCH Mgmt No vote
STATE AS DIRECTOR, ON THE PROPOSAL OF THE
"PUBLIC SECTOR"
5 RENEWAL OF THE TERM OF OFFICE OF ERNST & Mgmt No vote
YOUNG AUDIT FIRM AS PRINCIPAL STATUTORY
AUDITOR
6 APPROVAL OF THE AMENDMENT TO THE 2019 Mgmt No vote
COMPENSATION POLICY FOR THE CHAIRMAN AND
CHIEF EXECUTIVE OFFICER AND OF THE
AMENDMENT TO THE CHARACTERISTICS OF AN
ELEMENT OF THE COMPENSATION OF THE CHAIRMAN
AND CHIEF EXECUTIVE OFFICER SUBMITTED TO
THE 2019 EX-POST VOTE
7 APPROVAL OF THE AMENDMENT TO THE CHAIRMAN Mgmt No vote
AND CHIEF EXECUTIVE OFFICER'S 2020
COMPENSATION POLICY
8 APPROVAL OF THE 2020 COMPENSATION ELEMENTS Mgmt No vote
PAID OR ALLOCATED TO MR. PATRICE CAINE,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND
ONLY EXECUTIVE CORPORATE OFFICER
9 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt No vote
2020 COMPENSATION OF CORPORATE OFFICERS
10 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
11 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
DIRECTORS
12 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO ALLOW THE COMPANY TO TRADE IN
ITS OWN SHARES, WITH A MAXIMUM PURCHASE
PRICE OF 140 EUROS PER SHARE
13 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO CANCEL SHARES ACQUIRED UNDER A
SHARE BUYBACK PROGRAM
14 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
15 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
BERNARD FONTANA AS DIRECTOR, ON THE
PROPOSAL OF THE PUBLIC SECTOR
16 APPOINTMENT OF MRS. DELPHINE GENY-STEPHANN Mgmt No vote
AS DIRECTOR ON THE PROPOSAL OF THE PUBLIC
SECTOR, AS A REPLACEMENT FOR MRS. DELPHINE
DE SAHUGUET D'AMARZIT
17 APPOINTMENT OF MRS. ANNE RIGAIL AS DIRECTOR Mgmt No vote
ON THE PROPOSAL OF THE PUBLIC SECTOR, AS A
REPLACEMENT FOR MRS. LAURENCE BROSETA
18 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt No vote
PHILIPPE LEPINAY AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
THYSSENKRUPP AG Agenda Number: 713465094
--------------------------------------------------------------------------------------------------------------------------
Security: D8398Q119
Meeting Type: AGM
Meeting Date: 05-Feb-2021
Ticker:
ISIN: DE0007500001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019/20
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL 2019/20
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL 2019/20
4 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL 2020/21
5 AMEND ARTICLES RE: SUPERVISORY BOARD TERM Mgmt No vote
OF OFFICE
6 ELECT VERENA VOLPERT TO THE SUPERVISORY Mgmt No vote
BOARD
7 APPROVE REMUNERATION POLICY FOR THE Mgmt No vote
MANAGEMENT BOARD
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
CMMT 29 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 29 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TOTAL SE Agenda Number: 935430936
--------------------------------------------------------------------------------------------------------------------------
Security: 89151E109
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: TOT
ISIN: US89151E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Approval of the statutory financial Mgmt For For
statements for the fiscal year ended
December 31, 2020.
O2 Approval of the consolidated financial Mgmt For For
statements for the fiscal year ended
December 31, 2020.
O3 Allocation of earnings and declaration of Mgmt For For
dividend for the fiscal year ended December
31, 2020.
O4 Authorization granted to the Board of Mgmt For For
Directors, for a period of eighteen months,
for the purpose of trading in the Company
shares.
O5 Agreements covered by Articles L. 225-38 et Mgmt For For
seq. of the French Commercial Code.
O6 Renewal of Mr. Patrick Pouyanne's term as Mgmt For For
director.
O7 Renewal of Ms. Anne-Marie Idrac's term as Mgmt For For
director.
O8 Appointment of Mr. Jacques Aschenbroich as Mgmt For For
a director.
O9 Appointment of Mr. Glenn Hubbard as a Mgmt For For
director.
O10 Approval of the information relating to the Mgmt For For
compensation of executive and non-executive
directors ("mandataires sociaux") mentioned
in paragraph I of Article L. 22-10-9 of the
French Commercial Code.
O11 Approval of the compensation policy Mgmt For For
applicable to directors.
O12 Approval of the fixed, variable and Mgmt For For
extraordinary components making up the
total compensation and the in-kind benefits
paid during the fiscal year 2020 or
allocated for that year to Mr. Patrick
Pouyanne, Chairman and Chief Executive
Officer.
O13 Approval of the compensation policy Mgmt For For
applicable to the Chairman and Chief
Executive Officer.
O14 Opinion on the Company's ambition with Mgmt For For
respect to sustainable development and
energy transition towards carbon neutrality
and its related targets by 2030.
E15 Amendment of the corporate name to Mgmt For For
TotalEnergies SE and of Article 2 of the
Articles of Association.
E16 Delegation of authority to the Board of Mgmt For For
Directors, for a period of thirty-eight
months, to grant Company free shares,
existing or to be issued, for the benefit
of the Group employees and executive
directors, or some of them, which imply the
waiver by shareholders of their pre-emptive
subscription right for shares to be issued.
E17 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
carrying out, in accordance with the terms
and conditions set out in Articles L.
3332-18 et seq. of the French Labor Code,
capital increases, with removal of
shareholders' pre-emptive subscription
rights, reserved for members of a company
or group savings plan.
--------------------------------------------------------------------------------------------------------------------------
TRATON SE Agenda Number: 713026854
--------------------------------------------------------------------------------------------------------------------------
Security: D8T4KC101
Meeting Type: AGM
Meeting Date: 23-Sep-2020
Ticker:
ISIN: DE000TRAT0N7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2019 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS AND
GROUP ANNUAL REPORT
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote
DISTRIBUTABLE PROFIT OF EUR 600,000,000
SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT
OF A DIVIDEND OF EUR 1 PER
DIVIDEND-ENTITLED NO-PAR SHARE EUR
100,000,000 SHALL BE CARRIED FORWARD
EX-DIVIDEND DATE: SEPTEMBER 24, 2020
PAYABLE DATE: SEPTEMBER 28, 2020
3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt No vote
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt No vote
BOARD
5.A APPOINTMENT OF AUDITORS: THE FOLLOWING Mgmt No vote
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2020 FINANCIAL
YEAR AND FOR THE REVIEW OF ANY ADDITIONAL
INTERIM FINANCIAL INFORMATION FOR THE 2020
FINANCIAL YEAR: ERNST & YOUNG GMBH, MUNICH
5.B APPOINTMENT OF AUDITORS: THE FOLLOWING Mgmt No vote
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
FOR THE REVIEW OF ANY ADDITIONAL INTERIM
FINANCIAL INFORMATION FOR THE 2021
FINANCIAL YEAR UNTIL THE NEXT SHAREHOLDERS'
MEETING: ERNST & YOUNG GMBH, MUNICH
6 AMENDMENT TO THE ARTICLES OF ASSOCIATION Mgmt No vote
SECTION 18(3): PROOF OF SHARE OWNERSHIP IN
ACCORDANCE WITH SECTION 67C(3) OF THE
GERMAN STOCK CORPORATION ACT SHALL BE
SUFFICIENT AS EVIDENCE. THIS PROOF MUST
REFER TO THE BEGINNING OF THE 21ST DAY
PRIOR TO THE SHAREHOLDERS' MEETING AND MUST
BE RECEIVED BY THE COMPANY WITHIN THE
STATUTORY PERIOD
--------------------------------------------------------------------------------------------------------------------------
TRATON SE Agenda Number: 714195977
--------------------------------------------------------------------------------------------------------------------------
Security: D8T4KC101
Meeting Type: AGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: DE000TRAT0N7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.25 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5.1 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt No vote
FISCAL YEAR 2021
5.2 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR A Mgmt No vote
POSSIBLE REVIEW OF ADDITIONAL FINANCIAL
INFORMATION FOR FISCAL YEAR 2022 UNTIL THE
NEXT ANNUAL GENERAL MEETING
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
UCB SA Agenda Number: 713755190
--------------------------------------------------------------------------------------------------------------------------
Security: B93562120
Meeting Type: OGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: BE0003739530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538074 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
1 PRESENTATION OF THE REPORT OF THE BOARD OF Non-Voting
DIRECTORS
2 PRESENTATION OF THE REPORT OF THE STATUTORY Non-Voting
AUDITOR
3 PRESENTATION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS
4 APPROVAL OF THE ANNUAL ACCOUNTS AND Mgmt No vote
APPROPRIATION OF THE RESULTS
5 APPROVAL OF THE REMUNERATION REPORT Mgmt No vote
6 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt No vote
2021
7 PROPOSAL TO GRANT DISCHARGE TO THE Mgmt No vote
DIRECTORS
8 PROPOSAL TO GRANT DISCHARGE TO THE Mgmt No vote
STATUTORY AUDITOR
9.1.A PROPOSAL TO APPOINT STEFAN OSCHMANN AS Mgmt No vote
DIRECTOR
9.1.B PROPOSAL TO ACKNOWLEDGE THAT, FROM THE Mgmt No vote
INFORMATION MADE AVAILABLE TO THE COMPANY,
STEFAN OSCHMANN QUALIFIES AS AN INDEPENDENT
DIRECTOR
9.2 PROPOSAL TO APPOINT FIONA DU MONCEAU AS Mgmt No vote
DIRECTOR
9.3.A PROPOSAL TO APPROVE THE CO-OPTATION OF Mgmt No vote
SUSAN GASSER AS INDEPENDENT DIRECTOR FROM 1
JANUARY 2021 TILL 29 APRIL 2021
9.3.B PROPOSAL TO APPOINT SUSAN GASSER AS Mgmt No vote
INDEPENDENT DIRECTOR FOR A TERM OF 4 YEARS
9.3.C PROPOSAL TO ACKNOWLEDGE THAT, FROM THE Mgmt No vote
INFORMATION MADE AVAILABLE TO THE COMPANY,
SUSAN GASSER QUALIFIES AS AN INDEPENDENT
DIRECTOR
9.4.A PROPOSAL TO APPOINT JONATHAN PEACOCK AS Mgmt No vote
INDEPENDENT DIRECTOR
9.4.B PROPOSAL TO ACKNOWLEDGE THAT, FROM THE Mgmt No vote
INFORMATION MADE AVAILABLE TO THE COMPANY,
JONATHAN PEACOCK QUALIFIES AS AN
INDEPENDENT DIRECTOR
9.5.A PROPOSAL TO APPOINT ALBRECHT DE GRAEVE AS Mgmt No vote
DIRECTOR
9.5.B PROPOSAL TO ACKNOWLEDGE TAHT, FROM THE Mgmt No vote
INFORMATION MADE AVAILABLE TO THE COMPANY,
ALBRECHT DE GRAEVE QUALIFIES AS AN
INDEPENDENT DIRECTOR
9.6.A PROPOSAL TO APPOINT VIVIANE MONGES AS Mgmt No vote
DIRECTOR
9.6.B PROPOSAL TO ACKNOWLEDGE THAT, FROM THE Mgmt No vote
INFORMATION MADE AVAILABLE TO THE COMPANY,
VIVIANE MONGES QUALIFIES AS AN INDEPENDENT
DIRECTOR
10 PROPOSAL TO APPOINT MAZARS REVISEURS Mgmt No vote
D'ENTREPRISES CVBA AS STATUTORY AUDITOR
11 PROPOSAL TO APPROVE THE DECISION OF THE Mgmt No vote
BOARD OF DIRECTORS TO ALLOCATE AN ESTIMATE
OF 940.000 FREE SHARES
12.1 APPROVAL TO RENEW, PURSUANT TO ARTICLE Mgmt No vote
7.151 OF THE BELGIAN CODE OF COMPANIES AND
ASSOCIATIONS, : (I) OF CONDITION 5 (E) (I)
OF THE TERMS AND CONDITIONS OF THE EMTN
PROGRAM IN RESPECT OF ANY SERIES OF NOTES
TO WHICH SUCH CONDITION IS MADE APPLICABLE
BEING ISSUED UNDER THE PROGRAM FROM 30
APRIL 2021 UNTIL 28 APRIL 2022, UNDER WHICH
ANY AND ALL OF THE HOLDERS OF THE RELEVANT
NOTES CAN, IN CERTAIN CIRCUMSTANCES WHEN A
CHANGE OF CONTROL AT THE LEVEL OF UCB SA/NV
OCCURS, REQUIRE UCB SA/NV TO REDEEM THAT
NOTE ON THE CHANGE OF CONTROL PUT DATE AT
THE PUT REDEMPTION AMOUNT TOGETHER, IF
APPROPRIATE, WITH INTEREST ACCRUED TO SUCH
CHANGE OF CONTROL PUT DATE, FOLLOWING A
CHANGE OF CONTROL OF UCB SA/NV; AND (II) OF
ANY OTHER PROVISION OF THE EMTN PROGRAM OR
NOTES ISSUED UNDER THE EMTN PROGRAM
GRANTING RIGHTS TO THIRD PARTIES WHICH
COULD AFFECT AN OBLIGATION ON UCB SA/NV
WHERE IN EACH CASE THE EXERCISE OF THESE
RIGHTS IS DEPENDENT ON THE OCCURRENCE OF A
CHANGE OF CONTROL
--------------------------------------------------------------------------------------------------------------------------
UMICORE SA Agenda Number: 713736392
--------------------------------------------------------------------------------------------------------------------------
Security: B95505184
Meeting Type: MIX
Meeting Date: 29-Apr-2021
Ticker:
ISIN: BE0974320526
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
A.1 ANNUAL REPORT OF THE SUPERVISORY BOARD AND Non-Voting
REPORT OF THE STATUTORY AUDITOR ON THE
STATUTORY ANNUAL ACCOUNTS FOR THE FINANCIAL
YEAR ENDED ON 31 DECEMBER 2020
A.2 APPROVAL OF THE REMUNERATION REPORT Mgmt No vote
A.3 APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt No vote
FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER
2020 INCLUDING THE PROPOSED ALLOCATION OF
THE RESULT
A.4 APPROVAL OF THE GRANT OF AN IDENTICAL Mgmt No vote
PROFIT PREMIUM TO UMICORE EMPLOYEES IN
BELGIUM
A.5 COMMUNICATION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS FOR THE FINANCIAL YEAR ENDED ON 31
DECEMBER 2020 AS WELL AS THE ANNUAL REPORT
OF THE SUPERVISORY BOARD AND THE STATUTORY
AUDITOR'S REPORT ON THOSE CONSOLIDATED
ANNUAL ACCOUNTS
A.6 DISCHARGE TO THE MEMBERS OF THE SUPERVISORY Mgmt No vote
BOARD
A.7 DISCHARGE TO THE STATUTORY AUDITOR Mgmt No vote
A.8.1 RE-ELECTING MR THOMAS LEYSEN AS MEMBER OF Mgmt No vote
THE SUPERVISORY BOARD FOR A PERIOD OF THREE
YEARS EXPIRING AT THE END OF THE 2024
ORDINARY SHAREHOLDERS' MEETING
A.8.2 RE-ELECTING MR KOENRAAD DEBACKERE AS Mgmt No vote
INDEPENDENT MEMBER OF THE SUPERVISORY BOARD
FOR A PERIOD OF THREE YEARS EXPIRING AT THE
END OF THE 2024 ORDINARY SHAREHOLDERS'
MEETING
A.8.3 RE-ELECTING MR MARK GARRETT AS INDEPENDENT Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD FOR A
PERIOD OF THREE YEARS EXPIRING AT THE END
OF THE 2024 ORDINARY SHAREHOLDERS' MEETING
A.8.4 RE-ELECTING MR ERIC MEURICE AS INDEPENDENT Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD FOR A
PERIOD OF THREE YEARS EXPIRING AT THE END
OF THE 2024 ORDINARY SHAREHOLDERS' MEETING
A.8.5 ELECTING MRS BIRGIT BEHRENDT AS NEW, Mgmt No vote
INDEPENDENT MEMBER OF THE SUPERVISORY BOARD
FOR A PERIOD OF THREE YEARS EXPIRING AT THE
END OF THE 2024 ORDINARY SHAREHOLDERS
MEETING
A.9 REMUNERATION OF THE SUPERVISORY BOARD Mgmt No vote
A.101 ELECTION OF A NEW STATUTORY AUDITOR AND Mgmt No vote
REMUNERATION: ON MOTION BY THE SUPERVISORY
BOARD, ACTING UPON RECOMMENDATION OF THE
AUDIT COMMITTEE AND UPON NOMINATION BY THE
WORKS' COUNCIL, THE SHAREHOLDERS' MEETING
RESOLVES TO APPOINT A NEW STATUTORY
AUDITOR, EY BEDRIJFSREVISOREN BV / EY
REVISEURS D'ENTREPRISES SRL, WITH
REGISTERED OFFICE AT 1831 DIEGEM, DE
KLEETLAAN 2, FOR A DURATION OF THREE YEARS,
UP TO AND INCLUDING THE ORDINARY
SHAREHOLDERS' MEETING OF 2024. THE
STATUTORY AUDITOR SHALL BE ENTRUSTED WITH
THE AUDIT OF THE STATUTORY AND THE
CONSOLIDATED ANNUAL ACCOUNTS. FOR THE
INFORMATION OF THE SHAREHOLDERS' MEETING,
IT IS SPECIFIED THAT EY BEDRIJFSREVISOREN
BV / EY REVISEURS D'ENTREPRISES SRL HAS
APPOINTED MARNIX VAN DOOREN & CDECREE
BV/SRL, REPRESENTED BY MR MARNIX VAN
DOOREN, AND EEF NAESSENS BV/SRL,
REPRESENTED BY MRS EEF NAESSENS, AS ITS
PERMANENT REPRESENTATIVES
A.102 ELECTION OF A NEW STATUTORY AUDITOR AND Mgmt No vote
REMUNERATION: THE SHAREHOLDERS' MEETING
RESOLVES TO FIX THE ANNUAL REMUNERATION OF
THE STATUTORY AUDITOR FOR THE FINANCIAL
YEARS 2021 THROUGH 2023 AT EUR 490,000.
THIS AMOUNT WILL BE ANNUALLY ADJUSTED BASED
ON THE EVOLUTION OF THE CONSUMER PRICE
INDEX (HEALTH INDEX)
B.1.1 APPROVAL OF CHANGE OF CONTROL PROVISIONS: Mgmt No vote
APPROVING, IN ACCORDANCE WITH ARTICLE 7:151
OF THE CODE OF COMPANIES AND ASSOCIATIONS,
ARTICLE 4.3.A(3) OF THE FINANCE CONTRACT
DATED 10 JUNE 2020 BETWEEN UMICORE (AS
BORROWER) AND THE EUROPEAN INVESTMENT BANK
(AS LENDER), WHICH ENTITLES THE LATTER TO
CANCEL THE UNDISBURSED PORTION OF THE
CREDIT AND DEMAND PREPAYMENT OF THE LOAN
OUTSTANDING, TOGETHER WITH ACCRUED INTEREST
AND ALL OTHER AMOUNTS ACCRUED AND
OUTSTANDING UNDER THE FINANCE CONTRACT, IN
THE EVENT THAT A CHANGE-OF-CONTROL EVENT
OCCURS OR IS LIKELY TO OCCUR IN RESPECT OF
UMICORE
B.1.2 APPROVAL OF CHANGE OF CONTROL PROVISIONS: Mgmt No vote
APPROVING, IN ACCORDANCE WITH ARTICLE 7:151
OF THE CODE OF COMPANIES AND ASSOCIATIONS,
CLAUSE 7.2 OF THE REVOLVING FACILITY
AGREEMENT DATED 11 JUNE 2020 BETWEEN
UMICORE (AS BORROWER) AND J.P. MORGAN AG
(AS LENDER), WHICH EXEMPTS THE LENDER FROM
FURTHER FUNDING (EXCEPT FOR A ROLLOVER
LOAN) AND ALSO, UNDER CERTAIN CONDITIONS,
ENTITLES IT TO CANCEL THE REVOLVING
FACILITY AND TO DECLARE ALL OUTSTANDING
LOANS, TOGETHER WITH ACCRUED INTEREST AND
ALL OTHER AMOUNTS ACCRUED, UNDER THE
REVOLVING CREDIT FACILITY IMMEDIATELY DUE
AND PAYABLE, IN THE EVENT THAT ANY PERSON
OR GROUP OF PERSONS ACTING IN CONCERT GAINS
CONTROL OVER UMICORE
B.1.3 APPROVAL OF CHANGE OF CONTROL PROVISIONS: Mgmt No vote
APPROVING, IN ACCORDANCE WITH ARTICLE 7:151
OF THE CODE OF COMPANIES AND ASSOCIATIONS,
ALL CLAUSES IN THE TERMS AND CONDITIONS
(THE "CONDITIONS") OF THE CONVERTIBLE
BONDS, ISSUED BY THE COMPANY ON 15 JUNE
2020, MATURING ON 23 JUNE 2025 (ISIN
BE6322623669), WHICH COME INTO EFFECT AT
THE MOMENT A CHANGE OF CONTROL OVER UMICORE
OCCURS, INCLUDING, BUT NOT LIMITED TO,
CONDITIONS 5(B)(X) AND 6(D) AND WHICH
PROVIDE THAT, IF A CHANGE OF CONTROL OVER
THE COMPANY OCCURS, THE CONVERSION PRICE OF
THE CONVERTIBLE BONDS WILL BE ADJUSTED IN
PROPORTION TO THE ALREADY ELAPSED TIME
SINCE THE CLOSING DATE (I.E. 23 JUNE 2020)
AND THE BONDHOLDERS MAY REQUEST THE EARLY
REDEMPTION OF THEIR CONVERTIBLE BONDS AT
THEIR PRINCIPAL AMOUNT, TOGETHER WITH THE
ACCRUED AND UNPAID INTERESTS
CMMT 16 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND DUE TO ADDITION OF COMMENT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 16 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
UNIBAIL-RODAMCO-WESTFIELD SE Agenda Number: 713252079
--------------------------------------------------------------------------------------------------------------------------
Security: F95094581
Meeting Type: MIX
Meeting Date: 10-Nov-2020
Ticker:
ISIN: FR0013326246
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT 02 NOV 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202009302004130-118; PLEASE NOTE
THAT THE MEETING TYPE CHANGED FROM EGM TO
MIX. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 471851 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
MANAGEMENT BOARD TO ISSUE ORDINARY SHARES
OF THE COMPANY WITH PREFERENTIAL
SUBSCRIPTION RIGHTS
2 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
MANAGEMENT BOARD TO INCREASE THE SHARE
CAPITAL BY ISSUING ORDINARY SHARES AND/OR
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL OF THE COMPANY RESERVED FOR
PARTICIPANTS IN COMPANY SAVINGS PLAN (PLAN
D'EPARGNE ENTREPRISE), WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS, IN ACCORDANCE WITH
ARTICLES L. 3332-18 ET SEQ. OF THE FRENCH
LABOUR CODE
3 POWERS FOR FORMALITIES Mgmt No vote
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: APPOINTMENT OF MR.
LEON BRESSLER AS A MEMBER OF THE
SUPERVISORY BOARD OF
UNIBAIL-RODAMCO-WESTFIELD SE
B PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: APPOINTMENT OF MRS.
SUSANA GALLARDO AS A MEMBER OF THE
SUPERVISORY BOARD OF
UNIBAIL-RODAMCO-WESTFIELD SE
C PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: APPOINTMENT OF MR.
XAVIER NIEL AS A MEMBER OF THE SUPERVISORY
BOARD OF UNIBAIL-RODAMCO-WESTFIELD SE
--------------------------------------------------------------------------------------------------------------------------
UNIBAIL-RODAMCO-WESTFIELD SE Agenda Number: 713733384
--------------------------------------------------------------------------------------------------------------------------
Security: F95094581
Meeting Type: MIX
Meeting Date: 12-May-2021
Ticker:
ISIN: FR0013326246
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 31 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
ENDED 31 DECEMBER 2020 - ACKNOWLEDGEMENT OF
DIVIDENDS AND/OR DISTRIBUTIONS FOR THE
PREVIOUS THREE YEARS
4 APPROVAL OF THE SETTLEMENT AGREEMENT Mgmt No vote
CONCLUDED BETWEEN THE COMPANY AND MR.
CHRISTOPHE CUVILLIER PURSUANT TO ARTICLE L.
225-86 OF THE FRENCH COMMERCIAL CODE
5 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt No vote
REPORT ON REGULATED AGREEMENTS REFERRED TO
IN ARTICLES L. 225-86 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
6 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. CHRISTOPHE
CUVILLIER, IN HIS CAPACITY AS CHAIRMAN OF
THE MANAGEMENT BOARD
7 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. JAAP
TONCKENS, IN HIS CAPACITY AS MEMBER OF THE
MANAGEMENT BOARD
8 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. COLIN DYER,
IN HIS CAPACITY AS CHAIRMAN OF THE
SUPERVISORY BOARD UNTIL 13 NOVEMBER 2020
9 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. LEON
BRESSLER, IN HIS CAPACITY AS CHAIRMAN OF
THE SUPERVISORY BOARD AS OF 13 NOVEMBER
2020
10 APPROVAL OF THE COMPENSATION REPORT FOR Mgmt No vote
CORPORATE OFFICERS PURSUANT TO ARTICLE L.
22-10-34 OF THE FRENCH COMMERCIAL CODE
11 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt No vote
DETERMINING, DISTRIBUTING AND ALLOCATING
THE ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE CHAIRMAN OF THE
MANAGEMENT BOARD
12 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt No vote
DETERMINING, DISTRIBUTING AND ALLOCATING
THE ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO MEMBERS OF THE MANAGEMENT
BOARD, OTHER THAN THE CHAIRMAN
13 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt No vote
THE DETERMINATION, DISTRIBUTION AND
ALLOCATION OF THE ELEMENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO MEMBERS OF THE SUPERVISORY
BOARD
14 RATIFICATION OF THE CO-OPTATION OF MRS. Mgmt No vote
JULIE AVRANE-CHOPARD AS MEMBER OF THE
SUPERVISORY BOARD AS A REPLACEMENT FOR MR.
PHILIPPE COLLOMBEL
15 RATIFICATION OF THE CO-OPTATION OF MRS. Mgmt No vote
CECILE CABANIS AS MEMBER OF THE SUPERVISORY
BOARD AS A REPLACEMENT FOR MR. JACQUES
STERN
16 RENEWAL OF THE TERM OF OFFICE OF MR. JOHN Mgmt No vote
MCFARLANE AS MEMBER OF THE SUPERVISORY
BOARD
17 APPOINTMENT OF MRS. ALINE SYLLA-WALBAUM AS Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD
18 AUTHORISATION GRANTED TO THE MANAGEMENT Mgmt No vote
BOARD IN ORDER FOR THE COMPANY TO BUY BACK
ITS OWN SHARES UNDER THE TERMS OF ARTICLE
L.22-10-62 OF THE FRENCH COMMERCIAL CODE
19 AUTHORISATION GRANTED TO THE MANAGEMENT Mgmt No vote
BOARD IN ORDER TO REDUCE THE CAPITAL BY
CANCELLING SHARES PURCHASED BY THE COMPANY
UNDER THE TERMS OF ARTICLE L.22-10-62 OF
THE FRENCH COMMERCIAL CODE
20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
MANAGEMENT BOARD IN ORDER TO ISSUE COMMON
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO
THE CAPITAL OF THE COMPANY OR ONE OF ITS
SUBSIDIARIES WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
21 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
MANAGEMENT BOARD IN ORDER TO ISSUE COMMON
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS, IMMEDIATELY AND/OR IN THE
FUTURE, TO THE CAPITAL OF THE COMPANY OR
ONE OF ITS SUBSIDIARIES, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY
WAY OF A PUBLIC OFFERING OTHER THAN THOSE
REFERRED TO IN ARTICLE L. 411-2, 1DECREE OF
THE FRENCH MONETARY AND FINANCIAL CODE
22 DELEGATION OF AUTHORITY TO THE MANAGEMENT Mgmt No vote
BOARD IN ORDER TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF A
CAPITAL INCREASE WITH OR WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT PURSUANT TO
THE TWENTIETH AND TWENTY-FIRST RESOLUTIONS
23 DELEGATION OF POWERS GRANTED TO THE Mgmt No vote
MANAGEMENT BOARD IN ORDER TO ISSUE COMMON
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, WITH A VIEW TO
COMPENSATE CONTRIBUTIONS IN KIND GRANTED TO
THE COMPANY
24 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
MANAGEMENT BOARD IN ORDER TO PROCEED WITH A
CAPITAL INCREASE THROUGH THE ISSUE OF
COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL RESERVED FOR MEMBERS OF COMPANY
SAVINGS PLANS, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT IN THEIR
FAVOUR, PURSUANT TO ARTICLES L. 3332-18 AND
FOLLOWING OF THE FRENCH LABOUR CODE
25 AUTHORISATION GRANTED TO THE MANAGEMENT Mgmt No vote
BOARD IN ORDER TO GRANT OPTIONS TO PURCHASE
AND/OR SUBSCRIBE TO SHARES OF THE COMPANY
AND/OR TO TWINNED SHARES, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, TO
THE BENEFIT OF EMPLOYEES AND CORPORATE
OFFICERS OF THE COMPANY AND/OR ITS
SUBSIDIARIES
26 AUTHORISATION TO BE GRANTED TO THE Mgmt No vote
MANAGEMENT BOARD IN ORDER TO PROCEED WITH
THE ALLOCATION OF PERFORMANCE SHARES
RELATING TO SHARES OF THE COMPANY AND/OR
TWINNED SHARES TO EMPLOYEES AND CORPORATE
OFFICERS OF THE COMPANY AND/OR ITS
SUBSIDIARIES
27 MISCELLANEOUS STATUTORY AMENDMENTS, IN Mgmt No vote
ORDER PARTICULARLY TO ALIGN THE BY-LAWS
WITH THE LEGISLATIVE AND REGULATORY
PROVISIONS IN FORCE
28 STATUTORY AMENDMENTS IN ORDER TO ALLOW THE Mgmt No vote
SUPERVISORY BOARD TO TAKE CERTAIN DECISIONS
BY MEANS OF WRITTEN CONSULTATION
29 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 23 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104232101126-49 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
COMMENT AND CHNAGE IN NUMBERING AND
REVISION DUE TO RECEIPT OF UPDATED BALO
LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
UNIBAIL-RODAMCO-WESTFIELD SE Agenda Number: 714200261
--------------------------------------------------------------------------------------------------------------------------
Security: F95094581
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: FR0013326246
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 24 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
AND PLEASE NOTE THAT IF YOU HOLD CREST
DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
i DISCUSS ANNUAL REPORT Non-Voting
1 APPROVE REMUNERATION REPORT Mgmt No vote
2 ADOPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
ii RECEIVE EXPLANATION ON DIVIDEND POLICY Non-Voting
3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
5 ELECT DOMINIC LOWE TO MANAGEMENT BOARD Mgmt No vote
6 ELECT JEAN-MARIE TRITANT TO SUPERVISORY Mgmt No vote
BOARD
7 ELECT FABRICE MOUCHEL TO SUPERVISORY BOARD Mgmt No vote
8 ELECT CATHERINE POURRE TO SUPERVISORY BOARD Mgmt No vote
9 RATIFY ERNST & YOUNG ACCOUNTANTS LLP AS Mgmt No vote
AUDITORS
10 APPROVE REMUNERATION POLICY FOR MANAGEMENT Mgmt No vote
BOARD MEMBERS
11 APPROVE REMUNERATION POLICY FOR SUPERVISORY Mgmt No vote
BOARD MEMBERS
12 AMEND ARTICLES OF ASSOCIATION Mgmt No vote
13 AUTHORIZE REPURCHASE OF SHARES Mgmt No vote
14 APPROVE CANCELLATION OF REPURCHASED SHARES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
UNICREDIT SPA Agenda Number: 713728725
--------------------------------------------------------------------------------------------------------------------------
Security: T9T23L642
Meeting Type: MIX
Meeting Date: 15-Apr-2021
Ticker:
ISIN: IT0005239360
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT NTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT Non-Voting
IF YOU ARE CLASSIFIED AS AN INTERMEDIARY
CLIENT UNDER THE SHAREHOLDER RIGHTS
DIRECTIVE II, YOU SHOULD BE PROVIDING THE
UNDERLYING SHAREHOLDER INFORMATION AT THE
VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE
ON HOW TO PROVIDE THIS LEVEL OF DATA TO
BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE
SPEAK TO YOUR DEDICATED CLIENT SERVICE
REPRESENTATIVE FOR ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 520718 DUE TO SPLITTING OF
RESOLUTION. 8. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU.
O.1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
O.2 APPROVE ALLOCATION OF INCOME Mgmt No vote
O.3 INCREASE LEGAL RESERVE Mgmt No vote
O.4 APPROVE ELIMINATION OF NEGATIVE RESERVES Mgmt No vote
O.5 APPROVE DIVIDEND DISTRIBUTION Mgmt No vote
O.6 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt No vote
O.7 FIX NUMBER OF DIRECTORS Mgmt No vote
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS DIRECTORS THERE IS
ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU CHOOSE
TO INSTRUCT, YOU ARE REQUIRED TO VOTE FOR
ONLY 1 SLATE OF THE 2 SLATES OF ELECTION OF
DIRECTORS. THANK YOU
O.8.1 SLATE 1 SUBMITTED BY MANAGEMENT: TO APPOINT Mgmt No vote
DIRECTORS. LIST PRESENTED BY THE BOARD OF
DIRECTORS OF UNICREDIT S.P.A.: PIETRO CARLO
PADOAN, ANDREA ORCEL, LAMBERTO ANDREOTTI,
ELENA CARLETTI, JAYNE-ANNE GADHIA, JEFFREY
HEDBERG, BEATRIZ LARA BARTOLOME', LUCA
MOLINARI, MARIA PIERDICCHI, RENATE WAGNER,
ALEXANDER WOLFGRING
O.8.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: SLATE 2 SUBMITTED BY
INSTITUTIONAL INVESTORS (ASSOGESTIONI): TO
APPOINT DIRECTORS. LIST PRESENTED BY AMUNDI
ASSET MANAGEMENT SGR S.P.A.; ANIMA SGR
S.P.A.; ARCA FONDI SGR S.P.A.; BANCOPOSTA
FONDI S.P.A. SGR; EPSILON SGR S.P.A.;
EURIZON CAPITAL S.A.; EURIZON CAPITAL SGR
S.P.A; FIDELITY FUNDS - SICAV; FIDEURAM
ASSET MANAGEMENT IRELAND; FIDEURAM INTESA
SANPAOLO PRIVATE BANKING ASSET MANAGEMENT
SGR S.P.A.; INTERFUND SICAV - INTERFUND
EQUITY ITALY; GENERALI INVESTMENTS SICAV;
KAIROS PARTNERS SGR S.P.A.; LEGAL & GENERAL
ASSURANCE (PENSIONS MANAGEMENT) LIMITED;
MEDIOBANCA SICAV; MEDIOLANUM INTERNATIONAL
FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE
ITALIAN EQUITY; MEDIOLANUM GESTIONE FONDI
SGR S.P.A.; PRAMERICA SICAV COMPARTO
ITALIAN EQUITY, REPRESENTING TOGETHER
1.55006PCT OF THE COMPANY'S SHARE CAPITAL:
- FRANCESCA TONDI - VINCENZO CARIELLO
O.9 APPROVE REMUNERATION OF DIRECTORS Mgmt No vote
O.10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSAL
SUBMITTED BY INSTITUTIONAL INVESTORS
(ASSOGESTIONI): APPOINT CIRO DI CARLUCCIO
AS ALTERNATE AUDITOR
O.11 APPROVE 2021 GROUP INCENTIVE SYSTEM Mgmt No vote
O.12 APPROVE REMUNERATION POLICY Mgmt No vote
O.13 APPROVE SEVERANCE PAYMENTS POLICY Mgmt No vote
O.14 APPROVE SECOND SECTION OF THE REMUNERATION Mgmt No vote
REPORT
O.15 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE OF REPURCHASED SHARES
E.1 AUTHORIZE BOARD TO INCREASE CAPITAL TO Mgmt No vote
SERVICE 2021 GROUP INCENTIVE SYSTEM
E.2 AMEND COMPANY BYLAWS RE: CLAUSE 6 Mgmt No vote
E.3 AUTHORIZE CANCELLATION OF REPURCHASED Mgmt No vote
SHARES
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT AND MODIFICATION OF
TEXT OF RESOLUTIONS O.8.1 AND O.8.2. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
UNILEVER NV Agenda Number: 713022844
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F289
Meeting Type: EGM
Meeting Date: 21-Sep-2020
Ticker:
ISIN: NL0000388619
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 TO AMEND NV'S ARTICLES OF ASSOCIATION IN Mgmt No vote
CONNECTION WITH UNIFICATION
2 TO APPROVE UNIFICATION Mgmt No vote
3 TO DISCHARGE EXECUTIVE DIRECTORS Mgmt No vote
4 TO DISCHARGE NON-EXECUTIVE DIRECTORS Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
UNIPER SE Agenda Number: 713953431
--------------------------------------------------------------------------------------------------------------------------
Security: D8530Z100
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: DE000UNSE018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 553030 DUE TO RECEIPT OF
ADDITIONAL SHAREHOLDER PROPOSAL FOR
RESOLUTION 13. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.37 PER SHARE
3 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt No vote
OF UNIPER SE'S MANAGEMENT BOARD FOR
FINANCIAL YEAR 2020
4 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt No vote
OF UNIPER SE'S SUPERVISORY BOARD FOR
FINANCIAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL YEAR 2021
6.1 ELECT JUDITH BUSS TO THE SUPERVISORY BOARD Mgmt No vote
6.2 ELECT ESA HYVAERINEN TO THE SUPERVISORY Mgmt No vote
BOARD
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
8 APPROVE REMUNERATION POLICY Mgmt No vote
9 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt No vote
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 1 BILLION APPROVE CREATION OF
EUR 145.1 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
10 APPROVE CREATION OF EUR 145.1 MILLION POOL Mgmt No vote
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
11 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt No vote
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
12.1 AMEND ARTICLES RE: SUPERVISORY BOARD TERM Mgmt No vote
OF OFFICE
12.2 AMEND ARTICLES RE: ONLINE PARTICIPATION IN Mgmt No vote
THE GENERAL MEETING
13 PLEASE NOTE THAT THIS IS A SHAREHOLDER Shr No vote
PROPOSAL SUBMITTED BY FORTUM DEUTSCHLAND SE
: ELECT NORA STEINER-FORSBERG TO THE
SUPERVISORY BOARD
--------------------------------------------------------------------------------------------------------------------------
UNIPOLSAI S.P.A. (OR UNIPOLSAI ASSICURAZIONI S.P.A Agenda Number: 713909971
--------------------------------------------------------------------------------------------------------------------------
Security: T9647G103
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: IT0004827447
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 551738 DUE TO CHANGE IN
NUMBERING OF RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
O.1.a BALANCE SHEET 2020: TO APPROVE BALANCE Mgmt No vote
SHEET AS OF 31 DECEMBER 2020; BOARD OF
DIRECTORS' REPORT ON MANAGEMENT; INTERNAL
AND EXTERNAL AUDITORS' REPORTS. RESOLUTIONS
RELATED THERETO
O.1.b BALANCE SHEET 2020: NET 2020 INCOME Mgmt No vote
ALLOCATION AND DIVIDED DISTRIBUTION.
RESOLUTIONS RELATED THERETO
O.2.a BOARD OF DIRECTORS' COMPOSITION: TO APPOINT Mgmt No vote
ONE DIRECTOR AS PER ARTICLE 2386, ITEM 1,
OF THE ITALIAN CIVIL CODE. RESOLUTIONS
RELATED THERETO
O.2.b BOARD OF DIRECTORS' COMPOSITION: ONE Mgmt No vote
DIRECTOR RESIGNATION. RESOLUTION RELATED
THERETO
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS INTERNAL AUDITORS,
THERE IS ONLY 1 SLATE AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE TO INSTRUCT,
YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE
OF THE 2 SLATES OF INTERNAL AUDITORS
O.3a1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL
AUDITORS AND THEIR CHAIRMAN AND TO STATE
EMOLUMENT FOR EXERCISE 2021, 2022, 2023: TO
APPOINT INTERNAL AUDITORS AND THEIR
CHAIRMAN FOR EXERCISE 2021, 2022 AND 2023.
RESOLUTIONS RELATED THERETO. LIST PRESENTED
BY UNIPOL GRUPPO SPA, REPRESENTING
61.039PCT OF THE SHARE CAPITAL. EFFECTIVE
AUDITORS -ANGELO MARIO GIUDICI -SILVIA
BOCCI -MAURIZIO LEONARDO LOMBARDI ALTERNATE
AUDITORS -ROBERTO TIEGHI -LUCIANA RAVICINI
-GIULIANO FOGLIA
O.3a2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL
AUDITORS AND THEIR CHAIRMAN AND TO STATE
EMOLUMENT FOR EXERCISE 2021, 2022, 2023: TO
APPOINT INTERNAL AUDITORS AND THEIR
CHAIRMAN FOR EXERCISE 2021, 2022 AND 2023.
RESOLUTIONS RELATED THERETO. LIST PRESENTED
BY EURIZON CAPITAL S.A., EURIZON CAPITAL
SGR S.P.A., FIDEURAM ASSET MANAGEMENT
IRELAND, FIDEURAM INTESA SANPAOLO PRIVATE
BANKING ASSET MANAGEMENT SGR S.P.A,
INTERFUND SICAV, MEDIOLANUM INTERNATIONAL
FUNDS LIMITED, MEDIOLANUM GESTIONE FONDI
SGR S.P.A, REPRESENTING TOGETHER 0.62490PCT
OF THE SHARE CAPITAL. EFFECTIVE AUDITORS
-CESARE CONTI ALTERNATE AUDITORS -SARA
FORNASIERO
O.3.b TO APPOINT INTERNAL AUDITORS AND THEIR Mgmt No vote
CHAIRMAN AND TO STATE EMOLUMENT FOR
EXERCISE 2021, 2022, 2023: TO STATE
INTERNAL AUDITORS' EMOLUMENT FOR EXERCISE
2021, 2022 AND 2023. RESOLUTIONS RELATED
THERETO
O.4.a REWARDING POLICY AND EMOLUMENT PAID REPORT. Mgmt No vote
RESOLUTIONS RELATED THERETO: TO APPROVE THE
FIRST SECTION OF THE REWARDING POLICY AND
EMOLUMENT PAID REPORT AS PER ARTICLE
123-TER, ITEM 3, OF THE LEGISLATIVE DECREE
58/1998 (TUF) AND ARTICLE 41 AND 59 OF THE
IVASS REGULATION NO. 38/2018
O.4.b REWARDING POLICY AND EMOLUMENT PAID REPORT. Mgmt No vote
RESOLUTIONS RELATED THERETO: RESOLUTION ON
THE SECOND SECTION OF THE REWARDING POLICY
AND EMOLUMENT PAID REPORT AS PER ARTICLE
123-TER, ITEM 6, OF THE LEGISLATIVE DECREE
58/1998 (TUF)
O.5 TO PURCHASE AND DISPOSE OF OWN SHARES AND Mgmt No vote
PARENT COMPANY'S OWN SHARES. RESOLUTIONS
RELATED THERETO
O.6 TRANSACTION OF THE PENDING JUDGMENT BEFORE Mgmt No vote
LAW COURT OF MILAN - COMPANY SPECIALIZED
SECTION, REFERRING LIABILITY ACTION
PROMOTED BY UNIPOLSAI ASSICURAZIONI S.P.A.
IN 2013 AND 2014 AND BY OTHERS UNIPOL GROUP
COMPANIES AGAINST LIGRESTI FAMILY MEMBERS,
FONDERIA-SAI S.P.A., MILANO ASSICURAZIONI
S.P.A. AND SOME COMPANIES CONTROLLED BY
THEM FORMER DIRECTORS AND AUDITORS AND
OTHER DEFENDANTS. RESOLUTIONS RELATED
THERETO
E.1.a TO AMEND BY-LAW. RESOLUTIONS RELATED Mgmt No vote
THERETO: TO AMEND ARTICLE 6 (CAPITAL
MEASURES) TO UPDATE NET WORTH ELEMENTS OF
MANAGING LIFE AND DAMAGE AS PER ARTICLE 5
OF THE IVASS REGULATION 11 MARCH 2008, NO.
17
E.1.b TO AMEND BY-LAW. RESOLUTIONS RELATED Mgmt No vote
THERETO: TO AMEND ARTICLES 23 (AUDITORS)
AND 24 (APPOINTMENT AND EMOLUMENT),
REGARDING THE ALTERNATIVE AUDITROS NUMBER
THAT MAKE UP THE INTERNAL AUDITORS
--------------------------------------------------------------------------------------------------------------------------
UNITED INTERNET AG Agenda Number: 713931358
--------------------------------------------------------------------------------------------------------------------------
Security: D8542B125
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: DE0005089031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.50 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER RALPH DOMMERMUTH FOR FISCAL YEAR
2020
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER FRANK KRAUSE FOR FISCAL YEAR 2020
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER MARTIN MILDNER FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt No vote
FISCAL YEAR 2021
6.1 ELECT STEFAN RASCH TO THE SUPERVISORY BOARD Mgmt No vote
6.2 ELECT ANDREAS SOEFFING TO THE SUPERVISORY Mgmt No vote
BOARD
7 APPROVE REMUNERATION POLICY Mgmt No vote
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
CMMT 20 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 20 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
UPM-KYMMENE CORP Agenda Number: 713633192
--------------------------------------------------------------------------------------------------------------------------
Security: X9518S108
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: FI0009005987
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF PERSON TO SCRUTINISE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE FINANCIAL STATEMENTS, Non-Voting
THE REPORT OF THE BOARD OF DIRECTORS AND
THE AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE FINANCIAL STATEMENTS Mgmt No vote
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt No vote
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: THE BOARD OF DIRECTORS PROPOSES
THAT A DIVIDEND OF EUR 1.30 PER SHARE BE
PAID BASED ON THE BALANCE SHEET TO BE
ADOPTED FOR THE FINANCIAL YEAR ENDING 31
DECEMBER 2020. THE DIVIDEND WILL BE PAID TO
A SHAREHOLDER WHO IS REGISTERED IN THE
COMPANY'S SHAREHOLDERS' REGISTER HELD BY
EUROCLEAR FINLAND OY ON THE DIVIDEND RECORD
DATE 1 APRIL 2021. THE BOARD OF DIRECTORS
PROPOSES THAT THE DIVIDEND BE PAID ON 12
APRIL 2021
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt No vote
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY
10 ADOPTION OF THE REMUNERATION REPORT: THE Mgmt No vote
BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL
GENERAL MEETING ADOPTS THE REMUNERATION
REPORT FOR THE YEAR 2020
11 RESOLUTION ON THE REMUNERATION OF THE Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS: THE
CHAIR OF THE BOARD OF DIRECTORS BE PAID AN
ANNUAL BASE FEE OF EUR 195,000 (PREVIOUSLY
EUR 190,000), DEPUTY CHAIR OF THE BOARD EUR
140,000 (PREVIOUSLY EUR 135,000) AND OTHER
MEMBERS OF THE BOARD EUR 115,000
(PREVIOUSLY EUR 110,000). THE NOMINATION
AND GOVERNANCE COMMITTEE FURTHER PROPOSES
THAT THE ANNUAL COMMITTEE FEES REMAIN
UNCHANGED AND THAT THE MEMBERS OF THE BOARD
OF DIRECTORS' COMMITTEES BE PAID ANNUAL
FEES AS FOLLOWS: AUDIT COMMITTEE: CHAIR EUR
35,000 AND MEMBERS EUR 15,000 REMUNERATION
COMMITTEE: CHAIR EUR 20,000 AND MEMBERS EUR
10,000 NOMINATION AND GOVERNANCE COMMITTEE:
CHAIR EUR 20,000 AND MEMBERS EUR 10,000.
THE ANNUAL BASE FEE IS PROPOSED TO BE PAID
IN COMPANY SHARES AND CASH SO THAT
APPROXIMATELY 40 PERCENT WILL BE PAYABLE IN
THE COMPANY SHARES TO BE PURCHASED ON THE
BOARD MEMBERS' BEHALF, AND THE REST IN CASH
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt No vote
BOARD OF DIRECTORS: THE BOARD OF DIRECTORS'
NOMINATION AND GOVERNANCE COMMITTEE
PROPOSES THAT THE NUMBER OF MEMBERS OF THE
BOARD OF DIRECTORS BE RESOLVED TO BE NINE
(9) INSTEAD OF CURRENT TEN (10)
13 ELECTION OF MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS: THE BOARD OF DIRECTORS'
NOMINATION AND GOVERNANCE COMMITTEE
PROPOSES THAT THE FOLLOWING INCUMBENT
DIRECTORS BE RE-ELECTED TO THE BOARD:
BERNDT BRUNOW, HENRIK EHRNROOTH, EMMA
FITZGERALD, PIIA-NOORA KAUPPI, MARJAN
OUDEMAN, MARTIN A PORTA, KIM WAHL AND BJ RN
WAHLROOS. THE NOMINATION AND GOVERNANCE
COMMITTEE FURTHER PROPOSES THAT JARI
GUSTAFSSON BE ELECTED AS A NEW DIRECTOR TO
THE BOARD. THE DIRECTORS WILL BE ELECTED
FOR A ONE-YEAR TERM AND THEIR TERM OF
OFFICE WILL END UPON CLOSURE OF THE NEXT
ANNUAL GENERAL MEETING. ALL DIRECTOR
NOMINEES HAVE GIVEN THEIR CONSENT TO THE
ELECTION. ARI PUHELOINEN AND VELI-MATTI
REINIKKALA HAVE ANNOUNCED THAT THEY ARE NOT
AVAILABLE FOR RE-ELECTION
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt No vote
AUDITOR: BASED ON THE PROPOSAL PREPARED BY
THE AUDIT COMMITTEE, THE BOARD OF DIRECTORS
PROPOSES THAT THE REMUNERATION OF THE
COMPANY'S AUDITOR BE PAID AGAINST INVOICES
APPROVED BY THE BOARD OF DIRECTORS' AUDIT
COMMITTEE
15 ELECTION OF THE AUDITOR: BASED ON THE Mgmt No vote
PROPOSAL PREPARED BY THE AUDIT COMMITTEE,
THE BOARD OF DIRECTORS PROPOSES THAT
PRICEWATERHOUSECOOPERS OY, A FIRM OF
AUTHORISED PUBLIC ACCOUNTANTS, BE
RE-ELECTED AS THE COMPANY'S AUDITOR FOR A
TERM THAT WILL CONTINUE UNTIL THE END OF
THE NEXT ANNUAL GENERAL MEETING.
PRICEWATERHOUSECOOPERS OY HAS NOTIFIED THE
COMPANY THAT AUTHORISED PUBLIC ACCOUNTANT
(KHT) MIKKO NIEMINEN WOULD CONTINUE AS THE
LEAD AUDIT PARTNER. MIKKO NIEMINEN HAS HELD
THIS POSITION SINCE 4 APRIL 2019
16 AUTHORISING THE BOARD OF DIRECTORS TO Mgmt No vote
DECIDE ON THE ISSUANCE OF SHARES AND
SPECIAL RIGHTS ENTITLING TO SHARES: THE
BOARD OF DIRECTORS PROPOSES THAT THE BOARD
BE AUTHORISED TO DECIDE ON THE ISSUANCE OF
NEW SHARES, TRANSFER OF TREASURY SHARES AND
ISSUANCE OF SPECIAL RIGHTS ENTITLING TO
SHARES AS FOLLOWS: THE AGGREGATE MAXIMUM
NUMBER OF NEW SHARES THAT MAY BE ISSUED AND
TREASURY SHARES THAT MAY BE TRANSFERRED IS
25,000,000 INCLUDING ALSO THE NUMBER OF
SHARES THAT CAN BE RECEIVED ON THE BASIS OF
THE SPECIAL RIGHTS REFERRED TO IN CHAPTER
10, SECTION 1 OF THE FINNISH LIMITED
LIABILITY COMPANIES ACT. THE PROPOSED
MAXIMUM NUMBER OF SHARES CORRESPONDS TO
APPROXIMATELY 4.7 PER CENT OF THE COMPANY'S
REGISTERED NUMBER OF SHARES AT THE TIME OF
THE PROPOSAL
17 AUTHORISING THE BOARD OF DIRECTORS TO Mgmt No vote
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES: THE BOARD OF DIRECTORS PROPOSES
THAT THE BOARD BE AUTHORISED TO DECIDE ON
THE REPURCHASE OF THE COMPANY'S OWN SHARES
AS FOLLOWS: BY VIRTUE OF THE AUTHORISATION,
THE BOARD MAY DECIDE TO REPURCHASE A
MAXIMUM OF 50,000,000 OF THE COMPANY'S OWN
SHARES. THE PROPOSED MAXIMUM NUMBER OF
SHARES CORRESPONDS TO APPROXIMATELY 9.4 PER
CENT OF THE COMPANY'S REGISTERED NUMBER OF
SHARES AT THE TIME OF THE PROPOSAL. THE
AUTHORISATION WOULD ALSO INCLUDE THE RIGHT
TO ACCEPT THE COMPANY'S OWN SHARES AS A
PLEDGE
18 AUTHORISING THE BOARD OF DIRECTORS TO Mgmt No vote
DECIDE ON CHARITABLE CONTRIBUTIONS: THE
BOARD OF DIRECTORS PROPOSES THAT THE BOARD
BE AUTHORISED TO DECIDE ON CONTRIBUTIONS
NOT EXCEEDING A TOTAL OF EUR 500,000 FOR
CHARITABLE OR CORRESPONDING PURPOSES AND
THAT THE BOARD BE AUTHORISED TO DECIDE ON
THE RECIPIENTS, PURPOSES AND OTHER TERMS
AND CONDITIONS OF THE CONTRIBUTIONS.
CONTRIBUTIONS WOULD BE PRIMARILY GRANTED
UNDER THE COMPANY'S BIOFORE SHARE AND CARE
PROGRAMME WHOSE FOCUS AREAS ARE READING AND
LEARNING, ENGAGING WITH COMMUNITIES,
RESPONSIBLE WATER USE AND BIOINNOVATIONS
19 CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VALEO SA Agenda Number: 713755897
--------------------------------------------------------------------------------------------------------------------------
Security: F96221340
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker:
ISIN: FR0013176526
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 01 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 30 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103312100730-39 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104302101271-52 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
COMMENT AND DUE TO CHANGE IN NUMBERING OF
ALL RESOLUTIONS AND DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND
4 APPROVAL OF THE AGREEMENTS AND COMMITMENTS Mgmt No vote
SUBJECT TO THE PROVISIONS OF ARTICLES
L.225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
5 RENEWAL OF THE TERM OF OFFICE OF CAROLINE Mgmt No vote
MAURY DEVINE AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF Mgmt No vote
MARI-NOELLE JEGO-LAVEISSIERE AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF VERONIQUE Mgmt No vote
WEILL AS DIRECTOR
8 APPOINTMENT OF CHRISTOPHE PERILLAT AS Mgmt No vote
DIRECTOR
9 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt No vote
COMPENSATION PAID DURING OR AWARDED FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO
THE CORPORATE OFFICERS
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt No vote
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO JACQUES
ASCHENBROICH, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
11 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
DIRECTORS
12 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
APPLICABLE TO THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
13 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
APPLICABLE TO CHRISTOPHE PERILLAT, DEPUTY
CHIEF EXECUTIVE OFFICER
14 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
APPLICABLE TO THE CHIEF EXECUTIVE OFFICER
IN ANTICIPATION OF THE SEPARATION OF DUTIES
15 APPROVAL OF THE COMPENSATION POLICY Mgmt No vote
APPLICABLE TO THE CHAIRMAN OF THE BOARD OF
DIRECTORS IN ANTICIPATION OF THE SEPARATION
OF DUTIES
16 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO TRADE IN THE
COMPANY'S SHARES, NOT TO BE USED DURING A
PUBLIC OFFERING PERIOD
17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS IN ORDER TO DECIDE
ON THE ISSUE OF SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO THE CAPITAL OF THE
COMPANY OR OF A SUBSIDIARY, WITH RETENTION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, NOT USABLE DURING A
PUBLIC OFFER
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO DECIDE ON THE ISSUE
OF SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS, IMMEDIATELY OR IN THE
FUTURE, TO THE CAPITAL OF THE COMPANY OR OF
A SUBSIDIARY BY WAY OF PUBLIC OFFERING
(OTHER THAN THOSE REFERRED TO IN ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE), WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, WITH POSSIBLE USE IN ORDER TO
COMPENSATE SECURITIES CONTRIBUTED TO THE
COMPANY IN THE CONTEXT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY, NOT USABLE
DURING A PUBLIC OFFER PERIOD
19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS IN ORDER TO DECIDE
ON THE ISSUE OF SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO THE CAPITAL OF THE
COMPANY OR OF A SUBSIDIARY BY WAY OF A
PUBLIC OFFERING AS REFERRED TO IN ARTICLE
L.411-2 1DECREE OF THE FRENCH MONETARY AND
FINANCIAL CODE, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, WHICH MAY NOT BE USED DURING A
PUBLIC OFFERING
20 AUTHORISATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS, IN THE EVENT OF AN ISSUE WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, TO SET THE ISSUE PRICE
IN ACCORDANCE WITH THE TERMS AND CONDITIONS
DETERMINED BY THE GENERAL MEETING, WITHIN
THE LIMIT OF 10% OF THE SHARE CAPITAL PER
12-MONTH PERIOD, WHICH MAY NOT BE USED
DURING A PUBLIC OFFERING PERIOD
21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF AN ISSUE WITH RETENTION OR
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS IN THE
CONTEXT OF OVER-ALLOCATION OPTIONS IN THE
EVENT OF DEMAND EXCEEDING THE NUMBER OF
SECURITIES OFFERED, WHICH MAY NOT BE USED
DURING A PUBLIC OFFER PERIOD
22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS IN ORDER TO DECIDE
TO INCREASE THE SHARE CAPITAL BY
CAPITALISATION OF PREMIUMS, RESERVES,
PROFITS OR OTHER AMOUNTS WHOSE
CAPITALISATION WOULD BE ALLOWED, NOT USABLE
DURING THE PERIOD OF A PUBLIC OFFER
23 DELEGATION OF POWERS TO BE GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS IN ORDER TO PROCEED WITH
THE ISSUE OF SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO THE COMPANY'S CAPITAL
WITH A VIEW TO COMPENSATE FOR CONTRIBUTIONS
IN KIND GRANTED TO THE COMPANY, WITHOUT
PRE-EMPTIVE SUBSCRIPTION RIGHTS, WHICH MAY
NOT BE USED DURING THE PERIOD OF A PUBLIC
OFFER
24 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt No vote
THE BOARD OF DIRECTORS IN ORDER TO DECIDE
ON THE ISSUE OF SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO THE COMPANY'S CAPITAL
RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, NOT USABLE
DURING A PERIOD OF PUBLIC OFFERING
25 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO PROCEED WITH FREE
ALLOCATIONS OF EXISTING SHARES OR SHARES TO
BE ISSUED IN FAVOUR OF EMPLOYEES AND
CORPORATE OFFICERS OF THE GROUP OR SOME OF
THEM, ENTAILING THE WAIVER BY THE
SHAREHOLDERS OF THEIR PRE-EMPTIVE
SUBSCRIPTION RIGHTS
26 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS IN ORDER TO REDUCE THE SHARE
CAPITAL BY CANCELLING TREASURY SHARES
27 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
VARTA AG Agenda Number: 714093008
--------------------------------------------------------------------------------------------------------------------------
Security: D85802110
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: DE000A0TGJ55
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 2.48 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt No vote
2021
6 APPROVE REMUNERATION POLICY Mgmt No vote
7.1 ELECT MICHAEL TOJNER TO THE SUPERVISORY Mgmt No vote
BOARD
7.2 ELECT HARALD SOMMERER TO THE SUPERVISORY Mgmt No vote
BOARD
7.3 ELECT SVEN QUANDT TO THE SUPERVISORY BOARD Mgmt No vote
7.4 ELECT MARTIN OHNEBERG TO THE SUPERVISORY Mgmt No vote
BOARD
7.5 ELECT WERNER TILLMETZ TO THE SUPERVISORY Mgmt No vote
BOARD
7.6 ELECT MICHAEL PISTAUER TO THE SUPERVISORY Mgmt No vote
BOARD
8 APPROVE AFFILIATION AGREEMENT WITH VARTA Mgmt No vote
MICRO PRODUCTION GMBH
--------------------------------------------------------------------------------------------------------------------------
VEOLIA ENVIRONNEMENT SA Agenda Number: 713822383
--------------------------------------------------------------------------------------------------------------------------
Security: F9686M107
Meeting Type: MIX
Meeting Date: 22-Apr-2021
Ticker:
ISIN: FR0000124141
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104022100777-40
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 533434 DUE TO RECEIPT OF CHANGE
IN NUMBERING OF RESOLUTIONS AND DELETION OF
COMMENT. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
1 APPROVAL OF THE COMPANY'S FINANCIAL Mgmt No vote
STATEMENTS: THE SHAREHOLDERS' MEETING,
AFTER HAVING REVIEWED THE REPORTS OF THE
BOARD OF DIRECTORS AND THE AUDITORS,
APPROVES THE COMPANY'S FINANCIAL STATEMENTS
FOR THE FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING
2 CONSOLIDATED FINANCIAL STATEMENTS: THE Mgmt No vote
SHAREHOLDERS' MEETING, AFTER HAVING
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR AS PRESENTED TO THE MEETING
3 APPROVAL OF THE EXPENSE AND CHARGE: THE Mgmt No vote
SHAREHOLDERS' MEETING APPROVES THE
NON-DEDUCTIBLE EXPENSES AND CHARGES
AMOUNTING TO EUR 1,048,908.00
4 RESULTS APPROPRIATION: THE SHAREHOLDERS' Mgmt No vote
MEETING APPROVES THE FINANCIAL STATEMENTS
AND RESOLVES TO ALLOCATE EARNINGS AS
FOLLOWS: ORIGIN: - EARNINGS FOR THE
FINANCIAL YEAR: EUR 620,912,828.00 -
DISTRIBUTABLE RESERVES: EUR
7,104,501,770.00 - RETAINED EARNINGS: EUR
1,307,827,016.00 - DISTRIBUTABLE INCOME:
EUR 9,033,241,614.00 ALLOCATION: - LEGAL
RESERVE: EUR 289,305,682.00 - DIVIDENDS:
EUR 396,040,182.00 (DIVIDED INTO
565,771,689 SHARES) - RETAINED EARNINGS:
EUR 1,532,699,662 - CAPITALIZATION: EUR
2,893,056,810.00 - SHARE PREMIUM: EUR
7,104,501,770.00 THE SHAREHOLDERS WILL BE
GRANTED A NET DIVIDEND OF EUR 0.70 PER
SHARE, WHICH WILL BE ELIGIBLE FOR THE 40
PERCENT DEDUCTION PROVIDED BY THE FRENCH
GENERAL TAX CODE. THIS DIVIDEND WILL BE
PAID ON MAY 12TH 2021. AS REQUIRED BY LAW,
IT IS REMINDED THAT, FOR THE LAST THREE
FINANCIAL YEARS, THE DIVIDENDS WERE PAID
FOLLOWS: EUR 0.50 PER SHARE FOR FISCAL YEAR
2019 EUR 0.92 PER SHARE FOR FISCAL YEAR
2018 EUR 0.84 PER SHARE FOR FISCAL YEAR
2017
5 SPECIAL REPORT: THE SHAREHOLDERS' MEETING, Mgmt No vote
AFTER REVIEWING THE SPECIAL REPORT OF THE
AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE
L. 225-38 AND L.225-40 TO L.225-42 OF THE
FRENCH COMMERCIAL CODE, APPROVES THIS
REPORT AS WELL AS THE NEW AGREEMENT
APPROVED BY THE BOARD OF DIRECTORS DURING
THIS FISCAL YEAR, AND TAKES NOTE OF THE
INFORMATION RELATING TO THE AGREEMENTS
CONCLUDED AND THE COMMITMENTS MADE DURING
PREVIOUS FISCAL YEARS
6 RENEWAL OF A TERM OF OFFICE: THE Mgmt No vote
SHAREHOLDERS' MEETING RENEWS THE
APPOINTMENT OF LA CAISSE DES DEPOTS ET
CONSIGNATIONS REPRESENTED BY MR OLIVIER
MAREUSE AS DIRECTOR FOR A 4-YEAR PERIOD,
I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED
TO RULE ON THE FINANCIAL STATEMENTS FOR THE
2024 FISCAL YEAR
7 RENEWAL OF A TERM OF OFFICE: THE Mgmt No vote
SHAREHOLDERS' MEETING RENEWS THE
APPOINTMENT OF MRS MARION GUILLOU AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
8 RENEWAL OF A TERM OF OFFICE: THE Mgmt No vote
SHAREHOLDERS' MEETING DECIDES TO APPOINT OF
MR PIERRE-ANDRE DE CHALENDAR AS DIRECTOR
FOR A 4-YEAR PERIOD, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE 2024 FISCAL
YEAR
9 APPROVAL OF THE AMENDMENT OF THE INTERNAL Mgmt No vote
ECONOMIC PERFORMANCE CRITERION: THE
SHAREHOLDERS' MEETING APPROVES THE
AMENDMENT OF THE INTERNAL ECONOMIC
PERFORMANCE CRITERION (NET CURRENT INCOME
GROUP SHARE PER SHARE) LINKED TO THE
ACQUISITION OF PERFORMANCE SHARES ALLOCATED
TO THE CEO, UNDER PLAN 1 GRANTED BY THE
BOARD OF DIRECTORS ON MAY 2ND 2018
10 APPROVAL OF THE AMENDMENT OF THE INTERNAL Mgmt No vote
ECONOMIC PERFORMANCE CRITERION: THE
SHAREHOLDERS' MEETING APPROVES THE
AMENDMENT OF THE INTERNAL ECONOMIC
PERFORMANCE CRITERION (NET CURRENT INCOME
GROUP SHARE PER SHARE) LINKED TO THE
ACQUISITION OF PERFORMANCE SHARES ALLOCATED
TO THE CEO, UNDER PLAN 2 GRANTED BY THE
BOARD OF DIRECTORS ON APRIL 31ST 2019
11 APPROVAL OF THE AMENDMENT OF THE INTERNAL Mgmt No vote
ECONOMIC PERFORMANCE CRITERION: THE
SHAREHOLDERS' MEETING APPROVES THE
AMENDMENT OF THE INTERNAL ECONOMIC
PERFORMANCE CRITERION (NET CURRENT INCOME
GROUP SHARE PER SHARE) LINKED TO THE
ACQUISITION OF PERFORMANCE SHARES ALLOCATED
TO THE CEO, UNDER PLAN 3 GRANTED BY THE
BOARD OF DIRECTORS ON MAY 5TH 2020
12 COMPENSATION OF EXECUTIVE CORPORATE Mgmt No vote
OFFICERS: THE SHAREHOLDERS' MEETING
APPROVES THE INFORMATION MENTIONED IN
ARTICLE L. 22-10-9 I OF THE FRENCH
COMMERCIAL CODE, AND THE FIXED, VARIABLE
AND ONE-OFF COMPONENTS OF THE TOTAL
COMPENSATION AS WELL AS THE BENEFITS OR
PERKS OF ANY KIND PAID AND AWARDED TO THE
MR ANTOINE FREROT AS THE CEO FOR THE
CURRENT OR PREVIOUS FISCAL YEARS
13 COMPENSATION OF CORPORATE OFFICERS: THE Mgmt No vote
SHAREHOLDERS' MEETING APPROVES THE
INFORMATION MENTIONED IN ARTICLE L. 22-10-9
I OF THE FRENCH COMMERCIAL CODE REGARDING
THE COMPENSATION OF THE CORPORATE OFFICERS
(EXCLUDING EXECUTIVES) FOR THE 2020 FISCAL
YEAR
14 APPROVAL OF THE COMPENSATION POLICY: THE Mgmt No vote
SHAREHOLDERS' MEETING APPROVES THE
COMPENSATION POLICY APPLICABLE TO THE CEO,
FOR THE 2021 FISCAL YEAR
15 COMPENSATION OF CORPORATE OFFICERS: THE Mgmt No vote
SHAREHOLDERS' MEETING APPROVES THE
INFORMATION MENTIONED IN ARTICLE L. 22-10-9
I OF THE FRENCH COMMERCIAL CODE REGARDING
THE COMPENSATION OF THE CORPORATE OFFICERS
(EXCLUDING EXECUTIVES) FOR THE 2021 FISCAL
YEAR
16 AUTHORIZATION TO BUY BACK SHARES: THE Mgmt No vote
SHAREHOLDERS' MEETING AUTHORIZES THE BOARD
OF DIRECTORS TO BUY BACK THE COMPANY'S
SHARES ON THE OPEN MARKET, SUBJECT TO THE
CONDITIONS DESCRIBED BELOW: MAXIMUM
PURCHASE PRICE: EUR 36.00, MAXIMUM NUMBER
OF SHARES TO BE ACQUIRED: 10 PERCENT OF THE
SHARES COMPOSING THE SHARE CAPITAL (I.E.
57,861,136 SHARES), THE NUMBER OF SHARES
ACQUIRED BY THE COMPANY WITH A VIEW TO
RETAINING OR DELIVERING IN CASH OR IN AN
EXCHANGE AS PART OF A MERGER, DIVESTMENT OR
CAPITAL CONTRIBUTION CANNOT EXCEED 5
PERCENT OF ITS CAPITAL. MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
1,000,000,000.00. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT
17 CAPITAL INCREASE THROUGH ISSUANCE, WITH Mgmt No vote
PREFERRED SUBSCRIPTION RIGHTS MAINTAINED,
OF SHARES AND-OR SECURITIES: THE
SHAREHOLDERS' MEETING DELEGATES TO THE
BOARD OF DIRECTORS THE NECESSARY POWERS TO
INCREASE THE CAPITAL, UP TO EUR
868,000,000.00 (I.E. 30 PERCENT OF THE
SHARE CAPITAL), BY ISSUANCE OF SHARES
(EXCLUDING PREFERENCE SHARES) AND-OR
SECURITIES GIVING ACCESS TO THE COMPANY'S
OR A RELATED COMPANY'S SHARE CAPITAL
(INCLUDING EQUITY SECURITIES GIVING RIGHTS
TO DEBT SECURITIES), WITH PREFERENTIAL
SUBSCRIPTION RIGHTS MAINTAINED. THE
SHAREHOLDERS' MEETING SETS THE MAXIMUM
OVERALL VALUE OF THE CAPITAL INCREASE
CARRIED OUT BY RESOLUTIONS 17 TO 21 TO EUR
868,000,000.00. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN
RESOLUTION 15. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
18 ISSUE OF SECURITIES IN THE EVENT OF A Mgmt No vote
PUBLIC EXCHANGE OFFER: THE SHAREHOLDERS'
MEETING GIVES ALL POWERS TO THE BOARD OF
DIRECTORS TO ISSUE, UP TO EUR
868,000,000.00 (I.E. 30 PERCENT OF THE
SHARE CAPITAL), SHARES (EXCLUDING
PREFERENCE SHARES) AND-OR SECURITIES GIVING
ACCESS TO THE COMPANY'S OR A RELATED
COMPANY'S SHARE CAPITAL (INCLUDING EQUITY
SECURITIES GIVING RIGHTS TO DEBT
SECURITIES), IN CONSIDERATION FOR
SECURITIES TENDERED AS A PART OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE COMPANY
CONCERNING THE SHARES OF ANOTHER COMPANY,
WITH CANCELATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN
RESOLUTION 16. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
19 AUTHORIZATION TO INCREASE THE NUMBER OF Mgmt No vote
SECURITIES TO BE ISSUED (OVERSUBSCRIPTION):
THE SHAREHOLDERS' MEETING AUTHORIZES THE
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES IN THE EVENT THOSE EXCEED THE
INITIAL NUMBER OF SECURITIES TO BE ISSUED
(OVERSUBSCRIPTION), UP TO 15 PERCENT,
WITHIN 30 DAYS OF THE SUBSCRIPTION CLOSING.
THIS DELEGATION IS GIVEN FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON APRIL 22TH
2020 IN RESOLUTION 19
20 SHARE CAPITAL INCREASE RESERVED FOR Mgmt No vote
EMPLOYEES: THE SHAREHOLDERS' MEETING
AUTHORIZES THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL, IN FAVOR OF
EMPLOYEES AND CORPORATE OFFICERS OF THE
COMPANY WHO ARE MEMBERS OF A COMPANY
SAVINGS PLAN, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, BY
ISSUANCE OF SHARES (EXCLUDING PREFERENCE
SHARES) AND-OR SECURITIES GIVING ACCESS TO
THE COMPANY'S OR A RELATED COMPANY'S SHARE
CAPITAL (INCLUDING EQUITY SECURITIES GIVING
RIGHTS TO DEBT SECURITIES). THIS DELEGATION
IS GIVEN FOR A 26-MONTH PERIOD AND FOR A
NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR
57,861,136.00 (I.E. 2 PERCENT OF THE SHARE
CAPITAL). THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON APRIL 22TH
2020 IN RESOLUTION 21. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
21 CAPITAL INCREASE BY ISSUING SHARES WITHOUT Mgmt No vote
PREFERRED SUBSCRIPTION RIGHT BY OFFERS: THE
SHAREHOLDERS' MEETING TO THE BOARD OF
DIRECTORS TO INCREASE THE SHARE CAPITAL UP
TO EUR 17,358,340.00 (I.E. 0.6 PERCENT OF
THE SHARE CAPITAL), BY ISSUANCE OF SHARES
(EXCLUDING PREFERENCE SHARES) AND-OR
SECURITIES GIVING ACCESS TO THE COMPANY'S
OR A RELATED COMPANY'S SHARE CAPITAL
(INCLUDING EQUITY SECURITIES GIVING RIGHTS
TO DEBT SECURITIES), WITH CANCELATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR
OF: - EMPLOYEES AND CORPORATE OFFICERS; -
UCITS, SHAREHOLDING INVESTED IN COMPANY
SECURITIES WHOSE SHAREHOLDERS WILL BE
PERSONS MENTIONED ABOVE; - ANY BANKING
ESTABLISHMENT INTERVENING AT THE REQUEST OF
THE COMPANY TO SET UP A SHAREHOLDING SCHEME
OR A SAVINGS SCHEME FOR THE BENEFIT OF THE
PERSONS MENTIONED ABOVE; THE PRESENT
DELEGATION IS GIVEN FOR AN 18-MONTH PERIOD
AND SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GIVEN BY THE SHAREHOLDERS'
MEETING ON APRIL 22TH 2020 IN RESOLUTION
22. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS
22 ALLOCATION OF SHARES FREE OF CHARGE: THE Mgmt No vote
SHAREHOLDERS' MEETING AUTHORIZES THE BOARD
OF DIRECTORS TO GRANT FOR FREE, EXISTING OR
FUTURE SHARES, IN FAVOR OF THE EMPLOYEES OR
THE CORPORATE OFFICERS OF THE COMPANY AND
RELATED COMPANIES, FOR AN AMOUNT
REPRESENTING 0.5 PERCENT OF THE SHARE
CAPITAL. THE TOTAL NUMBER OF SHARES
ALLOCATED TO THE EXECUTIVE CORPORATE
OFFICERS OF THE COMPANY MAY NOT EXCEED 0.04
PERCENT OF THE SHARE CAPITAL. THE PRESENT
DELEGATION IS GIVEN FOR A 26-MONTH PERIOD.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN
RESOLUTION 23. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
23 AMENDMENT TO ARTICLES OF THE BYLAWS: THE Mgmt No vote
SHAREHOLDERS' MEETING DECIDES TO ADD TO
ARTICLE 11 OF THE BYLAWS A 3RD PARAGRAPH
PERTAINING TO THE APPOINTMENT OF A DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS
24 NEW ARTICLES OF THE BYLAWS: THE Mgmt No vote
SHAREHOLDERS' MEETING DECIDES TO OVERHAUL
THE ARTICLES OF THE BYLAWS FOR THEM TO
COMPLY WITH THE LEGAL PROVISIONS IN FORCE.
THE SHAREHOLDERS' MEETING DECIDES TO AMEND
ARTICLE 11: ' COMPOSITION OF THE BOARD OF
DIRECTORS' OF THE BYLAWS
25 POWERS TO ACCOMPLISH FORMALITIES: THE Mgmt No vote
SHAREHOLDERS' MEETING GRANTS FULL POWERS TO
THE BEARER OF AN ORIGINAL, A COPY OR
EXTRACT OF THE MINUTES OF THIS MEETING TO
CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
VERBUND AG Agenda Number: 713712354
--------------------------------------------------------------------------------------------------------------------------
Security: A91460104
Meeting Type: OGM
Meeting Date: 20-Apr-2021
Ticker:
ISIN: AT0000746409
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 PRESENTATION OF ANNUAL REPORTS Non-Voting
2 APPROVAL OF USAGE OF EARNINGS: EUR 0.75 PER Mgmt No vote
SHARE
3 DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
4 DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
5 ELECTION OF EXTERNAL AUDITOR: DELOITTE Mgmt No vote
6 APPROVAL OF THE REPORT ON REMUNERATION FOR Mgmt No vote
MANAGEMENT BOARD AND SUPERVISORY BOARD
7 APPROVAL OF REMUNERATION FOR SUPERVISORY Mgmt No vote
BOARD
CMMT 26 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTIONS 2 AND 5. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
VIENNA INSURANCE GROUP AG WIENER VERSICHERUNG GRUP Agenda Number: 713048468
--------------------------------------------------------------------------------------------------------------------------
Security: A9142L128
Meeting Type: OGM
Meeting Date: 25-Sep-2020
Ticker:
ISIN: AT0000908504
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 PRESENTATION OF ANNUAL REPORTS Non-Voting
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.15 PER SHARE
3 DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
4 DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
5 RATIFY KPMG AUSTRIA GMBH AS AUDITORS FOR Mgmt No vote
FISCAL 2021
6 ELECT KATARINA SLEZAKOVA AS SUPERVISORY Mgmt No vote
BOARD MEMBER
7 APPROVAL REMUNERATION FOR SUPERVISORY BOARD Mgmt No vote
8 APPROVAL REMUNERATION POLICY Mgmt No vote
CMMT 26 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTIONS 2, 5 AND 6. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
VINCI SA Agenda Number: 713641682
--------------------------------------------------------------------------------------------------------------------------
Security: F5879X108
Meeting Type: MIX
Meeting Date: 08-Apr-2021
Ticker:
ISIN: FR0000125486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 05 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 26 MAR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103012100368-26 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
RECORD DATE FROM 05 APR 2021 TO 01 APR 2021
AND ADDITION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
O.2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - APPROVAL OF THE AMOUNT OF
NON-DEDUCTIBLE COSTS
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
2020 AND SETTING OF THE DIVIDEND
O.4 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
YANNICK ASSOUAD AS DIRECTOR
O.5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt No vote
GRAZIELLA GAVEZOTTI AS DIRECTOR
O.6 RENEWAL OF THE DELEGATION OF POWERS TO THE Mgmt No vote
BOARD OF DIRECTORS FOR THE COMPANY TO
PURCHASE ITS OWN SHARES
O.7 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS
O.8 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt No vote
EXECUTIVE CORPORATE OFFICERS AND IN
PARTICULAR THE COMPENSATION POLICY
APPLICABLE TO MR. XAVIER HUILLARD, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
O.9 APPROVAL OF THE COMPENSATIONS REPORT Mgmt No vote
O.10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt No vote
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020 OR ALLOCATED
IN RESPECT OF THE SAME FINANCIAL YEAR TO
MR. XAVIER HUILLARD, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
O.11 OPINION ON THE COMPANY'S ENVIRONMENTAL Mgmt No vote
TRANSITION PLAN
E.12 RENEWAL OF THE AUTHORIZATION GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL BY CANCELLING VINCI SHARES HELD BY
THE COMPANY
E.13 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS OR SHARE PREMIUMS
E.14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO ISSUE - WITH
RETENTION OF SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS - ANY SHARES, ANY
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OR ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES, AND ANY
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED BY THE
COMPANY AND/OR ITS SUBSIDIARIES
E.15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO ISSUE ANY DEBT
SECURITIES GRANTING ACCESS TO EQUITY
SECURITIES TO BE ISSUED BY THE COMPANY
AND/OR ITS SUBSIDIARIES OR TO EXISTING
EQUITY SECURITIES OF A COMPANY HOLDING,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT AND BY A PUBLIC OFFERING
OTHER THAN THOSE REFERRED TO IN ARTICLE L.
411-2 1DECREE OF THE FRENCH MONETARY AND
FINANCIAL CODE
E.16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO ISSUE ANY DEBT
SECURITIES GRANTING ACCESS TO THE EQUITY
SECURITIES TO BE ISSUED BY THE COMPANY
AND/OR ITS SUBSIDIARIES OR TO EXISTING
EQUITY SECURITIES OF A COMPANY HOLDING,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT AND BY PUBLIC OFFERING
AS REFERRED TO IN ARTICLE L. 411-2 1DECREE
OF THE FRENCH MONETARY AND FINANCIAL CODE
E.17 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE NUMBER OF SHARES
TO BE ISSUED IN THE EVENT OF
OVERSUBSCRIPTION
E.18 DELEGATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO ISSUE ANY SHARES, ANY EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES, AND ANY
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED BY THE
COMPANY, WITHIN THE LIMIT OF 10% OF THE
SHARE CAPITAL, IN ORDER TO REMUNERATE
CONTRIBUTIONS IN KIND OF SHARES OR
TRANSFERABLE SECURITIES GRANTED TO THE
COMPANY
E.19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR EMPLOYEES OF THE COMPANY AND
OF COMPANIES IN THE VINCI GROUP AS PART OF
SAVINGS PLANS WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt No vote
BOARD OF DIRECTORS TO PROCEED WITH CAPITAL
INCREASES RESERVED FOR A CATEGORY OF
BENEFICIARIES IN ORDER TO OFFER EMPLOYEES
OF CERTAIN FOREIGN SUBSIDIARIES BENEFITS
COMPARABLE TO THOSE OFFERED TO EMPLOYEES
SUBSCRIBING DIRECTLY OR INDIRECTLY THROUGH
AN (FCPE) AS PART OF A SAVINGS PLAN WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS
E.21 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO PROCEED WITH FREE ALLOCATIONS
OF EXISTING PERFORMANCE SHARES ACQUIRED BY
THE COMPANY TO EMPLOYEES OF THE COMPANY AND
CERTAIN RELATED COMPANIES AND GROUPS, IN
ACCORDANCE WITH THE PROVISIONS OF ARTICLES
L. 225-197-1 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
E.22 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
VIVENDI SE Agenda Number: 713615980
--------------------------------------------------------------------------------------------------------------------------
Security: F97982106
Meeting Type: EGM
Meeting Date: 29-Mar-2021
Ticker:
ISIN: FR0000127771
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 10 MAR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103102100488-30 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
URL LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 AMENDMENT TO ARTICLE 20 OF THE BY-LAWS - Mgmt No vote
ALLOCATION AND DISTRIBUTION OF INCOME
2 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VIVENDI SE Agenda Number: 714164934
--------------------------------------------------------------------------------------------------------------------------
Security: F97982106
Meeting Type: MIX
Meeting Date: 22-Jun-2021
Ticker:
ISIN: FR0000127771
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105122101684-57 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202106042102385-67
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE EXECUTIVE
COMMITTEE AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING NET
EARNINGS AMOUNTING TO EUR 3,009,370,168.18
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt No vote
REVIEWED THE REPORTS OF THE EXECUTIVE
COMMITTEE AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE MEETING
3 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt No vote
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-88 OF
THE FRENCH COMMERCIAL CODE, APPROVES SAID
REPORT AND THE AGREEMENT AUTHORIZED SINCE
THE CLOSING OF THE 2020 FISCAL YEAR AS
REFERRED TO THEREIN, AND TAKES NOTICE THAT
NO NEW AGREEMENT HAS BEEN AUTHORIZED FOR
SAID FISCAL YEAR AND THAT NO AGREEMENT
PREVIOUSLY ENTERED INTO REMAINED IN FORCE
DURING SAID FISCAL YEAR
4 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
RECOMMENDATIONS OF THE EXECUTIVE COMMITTEE
AND RESOLVES TO ALLOCATE THE EARNINGS AS
FOLLOWS: ORIGIN: EARNINGS: EUR
3,009,370,168.18 RETAINED EARNINGS: EUR
2,955,604,551.07 DISTRIBUTABLE INCOME: EUR
5,964,974,719.25 ALLOCATION: DIVIDENDS: EUR
651,333,876.60 RETAINED EARNINGS: EUR
5,313,640,842.65 THE SHAREHOLDERS WILL BE
GRANTED AN ORDINARY DIVIDEND OF EUR 0.60
PER SHARE, THAT WILL BE ELIGIBLE TO THE 40
PER CENT DEDUCTION PROVIDED BY THE FRENCH
GENERAL TAX CODE. THIS DIVIDEND WILL BE
PAID FROM THE 25TH OF JUNE 2021. AS
REQUIRED BY LAW, IT IS REMINDED THAT, FOR
THE LAST THREE FINANCIAL YEARS, THE
DIVIDENDS WERE PAID AS FOLLOWS: EUR 0.45
PER SHARE FOR FISCAL YEAR 2017 EUR 0.50 PER
SHARE FOR FISCAL YEAR 2018 EUR 0.60 PER
SHARE FOR FISCAL YEAR 2019 RESULTS
APPROPRIATION
5 THE SHAREHOLDERS' MEETING ISSUES A Mgmt No vote
FAVOURABLE OPINION ON THE PROPOSED
EXCEPTIONAL DISTRIBUTION OF CONTRIBUTIONS
IN KIND OF A MAJORITY OF THE SHARE CAPITAL
OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY
TO THE SHAREHOLDERS OF THE VIVENDI SE
COMPANY, AS REFERRED TO IN RESOLUTION 6
6 THE SHAREHOLDERS' MEETING DECIDES TO Mgmt No vote
EXCEPTIONALLY GRANT 1,086,266,883 SHARES OF
THE UNIVERSAL MUSIC GROUP N.V. COMPANY, AT
THE RATE OF 1 SHARE OF THE UNIVERSAL MUSIC
GROUP N.V. COMPANY FOR 1 SHARE OF THE
VIVENDI SE COMPANY, CORRESPONDING TO A
VALUE OF EUR 19,800,000,000.00 THAT WILL BE
CHARGED ON THE RETAINED EARNINGS ACCOUNT
FOR THE AMOUNT OF EUR 5,313,640,842.65
(THIS LATTER AMOUNT CORRESPONDING TO THE
2020 EARNINGS AMOUNTING TO EUR
3,009,370,168.18 DIMINISHED BY THE ORDINARY
DIVIDEND AMOUNTING TO EUR 651,333,876.60,
I.E. EUR 2,358,036,291.58, ADDED WITH THE
PREVIOUS RETAINED EARNINGS AMOUNTING TO EUR
2,955,604,551.07) TO BE PAID ON THE 29TH OF
SEPTEMBER 2021, TO THE BENEFIT OF THE
SHAREHOLDERS OF THE VIVENDI SE COMPANY
WHOSE SHARES ARE REGISTERED BY THE 28TH OF
SEPTEMBER 2021. THE AMOUNT OF THE DOWN
PAYMENT AMOUNTING TO EUR 14,486,359,157.35
WILL BE CHARGED ON THE RESULTS
APPROPRIATION OF THE 2021 FISCAL YEAR. ALL
POWERS TO THE EXECUTIVE COMMITTEE TO
ACCOMPLISH ALL NECESSARY FORMALITIES
7 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
INFORMATION MENTIONED IN THE ARTICLE
L.22-10-9 I OF THE FRENCH COMMERCIAL CODE
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR YANNICK BOLLORE AS
CHAIRMAN OF THE SUPERVISORY BOARD FOR THE
2020 FINANCIAL YEAR
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR ARNAUD DE
PUYFONTAINE AS CHAIRMAN OF THE EXECUTIVE
COMMITTEE FOR THE 2020 FINANCIAL YEAR
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR GILLES ALIX AS
MEMBER OF THE EXECUTIVE COMMITTEE FOR THE
2020 FINANCIAL YEAR
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR CEDRIC DE
BAILLIENCOURT AS MEMBER OF THE EXECUTIVE
COMMITTEE FOR THE 2020 FINANCIAL YEAR
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR FREDERIC CREPIN AS
MEMBER OF THE EXECUTIVE COMMITTEE FOR THE
2020 FINANCIAL YEAR
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR SIMON GILLHAM AS
MEMBER OF THE EXECUTIVE COMMITTEE FOR THE
2020 FINANCIAL YEAR
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR HERVE PHILIPPE AS
MEMBER OF THE EXECUTIVE COMMITTEE FOR THE
2020 FINANCIAL YEAR
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR STEPHANE ROUSSEL AS
MEMBER OF THE EXECUTIVE COMMITTEE FOR THE
2020 FINANCIAL YEAR
16 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
POLICY OF THE COMPENSATION APPLICABLE TO
THE MEMBERS OF THE SUPERVISORY BOARD AND
ITS CHAIRMAN FOR THE 2021 FISCAL YEAR
17 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
POLICY OF THE COMPENSATION APPLICABLE TO
THE CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR
THE 2021 FISCAL YEAR
18 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt No vote
POLICY OF THE COMPENSATION APPLICABLE TO
THE MEMBERS OF THE EXECUTIVE COMMITTEE FOR
THE 2021 FISCAL YEAR
19 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MRS VERONIQUE DRIOT-ARGENTIN
AS A MEMBER OF THE SUPERVISORY BOARD FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
20 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt No vote
APPOINTMENT OF MRS SANDRINE LE BIHAN AS A
MEMBER OF THE SUPERVISORY BOARD
REPRESENTING THE EMPLOYEE SHAREHOLDERS FOR
A 4-YEAR PERIOD, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE 2024 FISCAL
YEAR
21 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
EXECUTIVE COMMITTEE TO BUY BACK THE
COMPANY'S EQUITIES, SUBJECT TO THE
CONDITIONS DESCRIBED BELOW: MAXIMUM
PURCHASE PRICE: EUR 29.00, MAXIMUM NUMBER
OF EQUITIES TO BE ACQUIRED: 10 PER CENT OF
THE SHARE CAPITAL. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 20TH OF APRIL
2020 IN ITS RESOLUTION NUMBER 6. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE EXECUTIVE COMMITTEE TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
22 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt No vote
TO THE EXECUTIVE COMMITTEE TO REDUCE THE
SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND
AT ITS SOLE DISCRETION, BY CANCELLING ALL
OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH THE STOCK REPURCHASE
PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE
SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF THE
20TH OF APRIL 2020 IN ITS RESOLUTION NUMBER
7. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE EXECUTIVE COMMITTEE TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
23 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
EXECUTIVE COMMITTEE, EXCEPT DURING THE
PERIOD OF A PUBLIC OFFER ON THE COMPANY'S
EQUITIES, TO REPURCHASE A MAXIMUM NUMBER OF
592,997,810 COMPANY'S SHARES, WITHIN THE
LIMIT OF 50 PER CENT OF THE SHARE CAPITAL,
TO BE OFFERED TO ALL THE SHAREHOLDERS, WITH
A VIEW TO CANCELLING THEM AND REDUCING THE
SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT
OF EUR 3,261,487,955.00. THE MAXIMUM
PURCHASE PRICE PER SHARE IN THE CONTEXT OF
THIS PUBLIC SHARE BUYBACK OFFERING IS SET
AT EUR 29.00, CORRESPONDING TO A MAXIMUM
AMOUNT OF EUR 17,196,936,490.00. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THE SHAREHOLDERS' MEETING DELEGATES
ALL POWERS TO THE EXECUTIVE COMMITTEE TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
24 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt No vote
EXECUTIVE COMMITTEE THE NECESSARY POWERS TO
INCREASE THE CAPITAL, ON ONE OR MORE
OCCASIONS, IN FRANCE OR ABROAD, BY A
MAXIMUM NOMINAL AMOUNT OF EUR
655,000,000.00, BY ISSUANCE OF COMPANY'S
ORDINARY SHARES AND ANY SECURITIES GIVING
ACCESS TO COMPANY'S EQUITY SECURITIES, WITH
PREFERENTIAL SUBSCRIPTION RIGHTS
MAINTAINED. THIS AUTHORIZATION IS GIVEN FOR
A 26-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF THE 15TH OF APRIL 2019 IN ITS
RESOLUTION NUMBER 30
25 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt No vote
EXECUTIVE COMMITTEE ALL POWERS IN ORDER TO
INCREASE THE SHARE CAPITAL, IN ONE OR MORE
OCCASIONS AND AT ITS SOLE DISCRETION, UP TO
A MAXIMUM NOMINAL AMOUNT OF EUR
327,500,000.00, BY WAY OF CAPITALIZING
RESERVES, PROFITS, PREMIUMS OR OTHER MEANS,
PROVIDED THAT SUCH CAPITALIZATION IS
ALLOWED BY LAW AND UNDER THE BYLAWS, BY
ISSUING FREE SHARES OR RAISING THE PAR
VALUE OF EXISTING SHARES. THIS AMOUNT SHALL
COUNT AGAINST THE AMOUNT SET FORTH IN
RESOLUTION 24. THIS AUTHORIZATION IS GIVEN
FOR A 26-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF THE 15TH OF APRIL 2019 IN ITS
RESOLUTION NUMBER 31
26 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt No vote
POWERS TO THE EXECUTIVE COMMITTEE TO
INCREASE THE SHARE CAPITAL, UP TO 5 PER
CENT OF THE SHARE CAPITAL, IN CONSIDERATION
FOR THE CONTRIBUTIONS IN KIND GRANTED TO
THE COMPANY AND COMPOSED OF EQUITY
SECURITIES OR SECURITIES GIVING ACCESS TO
THE SHARE CAPITAL, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS. THIS
AMOUNT SHALL COUNT AGAINST THE AMOUNT SET
FORTH IN RESOLUTION 24. THIS AUTHORIZATION
IS GIVEN FOR A 26-MONTH PERIOD. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE EXECUTIVE COMMITTEE TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
27 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
EXECUTIVE COMMITTEE TO GRANT, ON ONE OR
MORE OCCASIONS, (I) FREE EXISTING OR TO BE
ISSUED COMPANY'S SHARES, IN FAVOUR OF THE
EMPLOYEES OF THE COMPANY OR RELATED
COMPANIES (II) EXISTING OR TO BE ISSUED
COMPANY'S PERFORMANCE SHARES IN FAVOUR OF
THE EMPLOYEES AND THE CORPORATE OFFICERS OF
THE COMPANY OR RELATED COMPANIES, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS. THEY MAY NOT REPRESENT MORE THAN 1
PER CENT OF THE SHARE CAPITAL, AMONG WHICH
THE PERFORMANCE SHARES GRANTED YEARLY TO
THE MEMBERS OF THE EXECUTIVE COMMITTEE MAY
NOT REPRESENT MORE THAN 0.035 PER CENT OF
THE SHARE CAPITAL. THIS AUTHORIZATION IS
GIVEN FOR A 38-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 19TH OF APRIL
2018 IN ITS RESOLUTION NUMBER 27. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE EXECUTIVE COMMITTEE TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
28 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
EXECUTIVE COMMITTEE TO INCREASE THE SHARE
CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS
SOLE DISCRETION, IN FAVOUR OF THE MEMBERS
OF A COMPANY SAVINGS PLAN OF THE COMPANY
AND FRENCH OR FOREIGN RELATED COMPANIES, BY
ISSUANCE OF SHARES AND ANY OTHER SECURITIES
GIVING ACCESS TO THE COMPANY'S SHARE
CAPITAL, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. THIS DELEGATION IS
GIVEN FOR A 26-MONTH PERIOD AND FOR A
NOMINAL AMOUNT THAT SHALL NOT EXCEED 1 PER
CENT OF THE SHARE CAPITAL (INCLUDING THE
SHARE CAPITAL INCREASE MENTIONED IN
RESOLUTION 27). THIS AMOUNT SHALL COUNT
AGAINST THE OVERALL VALUE SET FORTH AT EUR
655,000,000.00 IN RESOLUTION NUMBER 24.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 15TH OF APRIL
2019 IN ITS RESOLUTION NUMBER 32. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE EXECUTIVE COMMITTEE TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
29 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt No vote
EXECUTIVE COMMITTEE TO INCREASE THE SHARE
CAPITAL UP TO 1 PER CENT OF THE SHARE
CAPITAL IN FAVOUR OF (A) EMPLOYEES,
CORPORATE OFFICERS OF RELATED COMPANIES OF
THE VIVENDI GROUP WITH THEIR HEAD OFFICE
ABROAD; (B) UCITS, EMPLOYEE SHAREHOLDING
INVESTED IN COMPANY'S EQUITIES WHOSE
SHAREHOLDERS ARE COMPOSED OF THE PERSONS IN
(A); (C) ANY FINANCIAL INSTITUTION SETTING
UP A STRUCTURED SHAREHOLDING SCHEME FOR
EMPLOYEES OF FRENCH COMPANIES OF THE
VIVENDI GROUP WITHIN THE USE OF RESOLUTION
27, OR OFFERING THE SUBSCRIPTION OF SHARES
TO PERSONS IN (A) NOT BENEFITING FROM THE
SHAREHOLDING SCHEME MENTIONED ABOVE OR TO
THE EXTENT THAT THE SUBSCRIPTION OF
COMPANY'S SHARES BY THAT FINANCIAL
INSTITUTION WOULD ALLOW PERSONS IN (A) TO
BENEFIT FROM SHAREHOLDING OR SAVINGS
SCHEMES, BY ISSUANCE OF SHARES OR ANY OTHER
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. 18 MONTHS, SUPERSEDING
THE AUTHORIZATION 33 GRANTED ON APRIL 15,
2019
30 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt No vote
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG Agenda Number: 713043115
--------------------------------------------------------------------------------------------------------------------------
Security: D94523103
Meeting Type: AGM
Meeting Date: 30-Sep-2020
Ticker:
ISIN: DE0007664039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS, THE APPROVED
CONSOLIDATED FINANCIAL STATEMENTS, THE
COMBINED MANAGEMENT REPORT AS WELL AS THE
COMBINED SEPARATE NONFINANCIAL REPORT OF
THE VOLKSWAGEN GROUP AND VOLKSWAGEN AG FOR
THE YEAR ENDED DECEMBER 31, 2019, TOGETHER
WITH THE REPORT OF THE SUPERVISORY BOARD ON
FISCAL YEAR 2019 AND THE EXPLANATORY REPORT
BY THE BOARD OF MANAGEMENT ON THE
INFORMATION IN ACCORDANCE WITH SECTIONS
289A AND 315A OF THE HANDELSGESETZBUCH (HGB
- GERMAN COMMERCIAL CODE)
2 RESOLUTION ON THE APPROPRIATION OF THE NET Non-Voting
PROFIT OF VOLKSWAGEN AKTIENGESELLSCHAFT:
THE SUPERVISORY BOARD AND THE BOARD OF
MANAGEMENT RECOMMEND THAT VOLKSWAGEN
AKTIENGESELLSCHAFT'S NET RETAINED PROFITS
FOR FISCAL YEAR 2019 OF EUR
3,273,363,539.80 BE APPROPRIATED AS
FOLLOWS: A) EUR 1,416,431,126.40 TO PAY A
DIVIDEND OF EUR 4.80 PER ORDINARY SHARE
CARRYING DIVIDEND RIGHTS AND B) EUR
1,002,158,462.70 TO PAY A DIVIDEND OF EUR
4.86 PER PREFERRED SHARE CARRYING DIVIDEND
RIGHTS AND C) EUR 854,773,950.70 TO BE
CARRIED FORWARD TO NEW ACCOUNT. ACCORDING
TO THE VERSION OF SECTION 58(4) SENTENCE 2
OF THE AKTIENGESETZ (AKTG - GERMAN STOCK
CORPORATION ACT), THE DIVIDEND IS DUE ON
THE THIRD BUSINESS DAY FOLLOWING THE
RESOLUTION ADOPTED BY THE ANNUAL GENERAL
MEETING, I.E. ON OCTOBER 5, 2020
3 RESOLUTION ON THE FORMAL APPROVAL FOR Non-Voting
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBERS OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019
4 RESOLUTION ON THE FORMAL APPROVAL FOR Non-Voting
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBERS OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019
5 ELECTION OF A MEMBER OF THE SUPERVISORY Non-Voting
BOARD: DR. HUSSAIN ALI AL ABDULLA
6 RESOLUTION ON THE AMENDMENT OF ARTICLE Non-Voting
21(2) SENTENCE 2 OF THE ARTICLES OF
ASSOCIATION (ADAPTATION TO THE AKTIENGESETZ
(AKTG - GERMAN STOCK CORPORATION ACT) AS
AMENDED BY THE SHAREHOLDER RIGHTS DIRECTIVE
II IMPLEMENTATION ACT)
7 RESOLUTION ON THE APPOINTMENT OF THE ANNUAL Non-Voting
AUDITORS AND GROUP ANNUAL AUDITORS AND THE
AUDITOR FOR INTERIM CONSOLIDATED FINANCIAL
STATEMENTS AND INTERIM MANAGEMENT REPORTS:
ERNST & YOUNG GMBH
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, HANOVER
--------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG Agenda Number: 713067420
--------------------------------------------------------------------------------------------------------------------------
Security: D94523145
Meeting Type: AGM
Meeting Date: 30-Sep-2020
Ticker:
ISIN: DE0007664005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTING INSTRUCTIONS HAVE Non-Voting
TO BE RECEIVED IN WRITTEN FORM FOR VOTING
RIGHTS TO BE EXERCISED AT THIS MEETING. IF
YOU WISH TO VOTE, PLEASE EMAIL
GERMAN.VOTING@BROADRIDGE.COM TO REQUEST THE
NECESSARY FORMS. WHEN REQUESTING FORMS,
PLEASE STATE YOUR PROXYEDGE INSTITUTION ID
TO MAKE SURE YOU RECEIVE THE CORRECT
DOCUMENTATION FOR YOUR ACCOUNTS. IF YOU
ONLY WANT TO VOTE A SUBSET OF YOUR
ACCOUNTS, PLEASE LIST ALL ACCOUNTS TO BE
VOTED IN ADDITION TO YOUR PROXYEDGE ID.
VOTES INPUT INTO PROXYEDGE WILL BE RECORDED
FOR RECORD KEEPING PURPOSES BUT WILL NOT BE
PROCESSED. PLEASE NOTE THAT THE ORIGINAL
COMPLETED PROXY FORM MUST BE RETURNED TO
THE RESPECTIVE SUB CUSTODIAN BY THE
DEADLINE AS INDICATED ON THE PROXY FORM.
PLEASE NOTE THAT THE VOTE ENTITLEMENT IS
DETERMINED BY THE RECORD DATE. PLEASE NOTE
THAT BROADRIDGE WILL PROVIDE THE PROXY
FORMS VIA EMAIL AS EARLY AS RECORD DATE TO
ENABLE YOU TO LIST ONLY THE VOTE ENTITLED
SHARE AMOUNT ON THE PROXY FORM
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 RESOLUTION ON THE APPROPRIATION OF THE NET Mgmt No vote
PROFIT OF VOLKSWAGEN AKTIENGESELLSCHAFT:
EUR 4.80 PER ORDINARY SHARE AND EUR 4.86
PER PREFERRED SHARE
3.1 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: H. DIESS
3.2 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: O. BLUME
3.3 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: J. HEIZMANN
(UNTIL 10.01.2019)
3.4 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: G. KILIAN
3.5 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: A. RENSCHLER
3.6 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: A. SCHOT
3.7 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: S. SOMMER
3.8 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: H.D. WERNER
3.9 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: F. WITTER
4.1 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: H.D. POTSCH
4.2 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: J. HOFMANN
4.3 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: H.A. AL ABDULLA
4.4 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: H. S. AL JABER
4.5 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: B. ALTHUSMANN
4.6 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: B. DIETZE
(UNTIL 31.05.19)
4.7 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: H.-P. FISCHER
4.8 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: M. HEIB
4.9 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: U. HUCK (UNTIL
08.02.19)
4.10 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: J. JARVKLO
4.11 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: U. JAKOB
4.12 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: L. KIESLING
4.13 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: P. MOSCH
4.14 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: B. MURKOVIC
4.15 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: B. OSTERLOH
4.16 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: H.M. PIECH
4.17 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: F.O. PORSCHE
4.18 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: W. PORSCHE
4.19 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: C. SCHONHARDT
(AS OF 21.06.19)
4.20 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: A. STIMONIARIS
4.21 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: S. WEIL
4.22 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt No vote
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: W. WERESCH (AS
OF 21.02.19)
5.1 ELECTION OF A MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: H.A. AL ABDULLA
6 RESOLUTION ON THE AMENDMENT OF ARTICLE Mgmt No vote
21(2) SENTENCE 2 OF THE ARTICLES OF
ASSOCIATION (ADAPTATION TO THE AKTIENGESETZ
(AKTG - GERMAN STOCK CORPORATION ACT) AS
AMENDED BY THE SHAREHOLDER RIGHTS DIRECTIVE
II IMPLEMENTATION ACT)
7.1 THE ELECTION OF ERNST & YOUNG GMBH Mgmt No vote
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, HANOVER,
AS THE ANNUAL AUDITORS AND GROUP ANNUAL
AUDITORS FOR FISCAL YEAR 2020
7.2 THE ELECTION OF ERNST & YOUNG GMBH Mgmt No vote
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, HANOVER,
AS THE AUDITORS TO REVIEW THE CONDENSED
INTERIM CONSOLIDATED FINANCIAL STATEMENTS
AND INTERIM MANAGEMENT REPORT FOR THE
VOLKSWAGEN GROUP FOR THE PERIOD FROM
JANUARY 1 TO SEPTEMBER 30, 2020 AND FOR THE
FIRST THREE MONTHS OF 2021
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 458403 DUE TO RECEIPT OF UPDATED
AGENDA WITH SPLITTING OF RESOLUTIONS 3, 4
AND 7. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
VONOVIA SE Agenda Number: 713674794
--------------------------------------------------------------------------------------------------------------------------
Security: D9581T100
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: DE000A1ML7J1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.69 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt No vote
2021
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
8 APPROVE CREATION OF EUR 283 MILLION POOL OF Mgmt No vote
CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
9 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt No vote
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH
PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 12
BILLION; APPROVE CREATION OF EUR 283
MILLION POOL OF CAPITAL TO GUARANTEE
CONVERSION RIGHTS
CMMT 12 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 15 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 15 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
WACKER CHEMIE AG Agenda Number: 713730376
--------------------------------------------------------------------------------------------------------------------------
Security: D9540Z106
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: DE000WCH8881
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 2.00 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5.1 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt No vote
2021
5.2 RATIFY KPMG AG AS AUDITORS FOR THE 2022 Mgmt No vote
INTERIM FINANCIAL STATEMENTS
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
WAERTSILAE CORPORATION Agenda Number: 713575530
--------------------------------------------------------------------------------------------------------------------------
Security: X98155116
Meeting Type: AGM
Meeting Date: 04-Mar-2021
Ticker:
ISIN: FI0009003727
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER: JUHA VAYRYNEN Non-Voting
3 ELECTION OF THE PERSON TO SCRUTINIZE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES: TERESA KAUPPILA
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
REPORT OF THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE ANNUAL ACCOUNTS Mgmt No vote
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt No vote
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: THE BOARD OF DIRECTORS PROPOSES
TO THE GENERAL MEETING THAT A DIVIDEND OF
EUR 0.20 PER SHARE SHALL BE PAID FOR THE
FINANCIAL YEAR 2020. THE DIVIDEND SHALL BE
PAID IN TWO INSTALMENTS. THE FIRST
INSTALMENT OF EUR 0.10 PER SHARE SHALL BE
PAID TO THE SHAREHOLDERS WHO ARE REGISTERED
IN THE LIST OF SHAREHOLDERS MAINTAINED BY
EUROCLEAR FINLAND OY ON THE DIVIDEND RECORD
DAY OF 8 MARCH 2021. THE PAYMENT DAY
PROPOSED BY THE BOARD FOR THIS INSTALMENT
IS 15 MARCH 2021. THE SECOND INSTALMENT OF
EUR 0.10 PER SHARE SHALL BE PAID IN
SEPTEMBER 2021. THE SECOND INSTALMENT OF
THE DIVIDEND SHALL BE PAID TO SHAREHOLDERS
WHO ARE REGISTERED IN THE LIST OF
SHAREHOLDERS MAINTAINED BY EUROCLEAR
FINLAND OY ON THE DIVIDEND RECORD DAY,
WHICH, TOGETHER WITH THE PAYMENT DAY, SHALL
BE DECIDED BY THE BOARD OF DIRECTORS IN ITS
MEETING SCHEDULED FOR 9 SEPTEMBER 2021. THE
DIVIDEND RECORD DAY FOR THE SECOND
INSTALMENT AS PER THE CURRENT RULES OF THE
FINNISH BOOK-ENTRY SYSTEM WOULD BE 13
SEPTEMBER 2021 AND THE DIVIDEND PAYMENT DAY
20 SEPTEMBER 2021
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt No vote
OF THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY
10 ADVISORY HANDLING OF THE REVISED Mgmt No vote
REMUNERATION POLICY FOR GOVERNING BODIES
11 ADVISORY HANDLING OF THE REMUNERATION Mgmt No vote
REPORT 2020 FOR GOVERNING BODIES
CMMT PLEASE NOTE THAT RESOLUTIONS 12, 13 AND 14 Non-Voting
ARE PROPOSED BY SHAREHOLDERS NOMINATION
BOARD AND BOARD DOES NOT MAKE ANY
RECOMMENDATION ON THESE PROPOSAL. THE
STANDING INSTRUCTIONS ARE DISABLED FOR THIS
MEETING
12 RESOLUTION ON THE REMUNERATION OF THE Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS
13 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt No vote
BOARD OF DIRECTORS: THE SHAREHOLDERS'
NOMINATION BOARD PROPOSES TO THE GENERAL
MEETING THAT THE NUMBER OF THE BOARD
MEMBERS BE EIGHT
14 ELECTION OF MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS: MARKUS RAURAMO HAS INFORMED THAT
HE IS NOT AVAILABLE FOR THE RE-ELECTION TO
THE BOARD OF DIRECTORS. THE SHAREHOLDERS'
NOMINATION BOARD PROPOSES TO THE GENERAL
MEETING THAT MAARIT AARNI-SIRVIO, KAREN
BOMBA, KARIN FALK, JOHAN FORSSELL, TOM
JOHNSTONE, RISTO MURTO AND MATS RAHMSTROM
BE RE-ELECTED AS MEMBERS OF THE BOARD. THE
SHAREHOLDERS' NOMINATION BOARD PROPOSES
THAT TIINA TUOMELA BE ELECTED AS A NEW
MEMBER OF THE BOARD. THE ABOVE-MENTIONED
PERSONS HAVE GIVEN THEIR CONSENT TO THE
ELECTION. ALSO, THE ABOVE-MENTIONED PERSONS
HAVE BROUGHT TO THE ATTENTION OF THE
COMPANY THAT, IF THEY BECOME SELECTED, THEY
WILL SELECT TOM JOHNSTONE AS CHAIR AND
RISTO MURTO AS DEPUTY CHAIR OF THE BOARD
15 RESOLUTION ON THE REMUNERATION OF THE Mgmt No vote
AUDITOR
16 ELECTION OF AUDITOR: PRICEWATERHOUSECOOPERS Mgmt No vote
OY
17 AUTHORISATION TO REPURCHASE THE COMPANY'S Mgmt No vote
OWN SHARES
18 AUTHORISATION TO ISSUE SHARES Mgmt No vote
19 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
WAREHOUSES DE PAUW N.V. Agenda Number: 713736277
--------------------------------------------------------------------------------------------------------------------------
Security: B9T59Z100
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: BE0974349814
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ACKNOWLEDGEMENT OF THE REPORTS FROM THE Non-Voting
BOARD OF DIRECTORS CONCERNING THE STATUTORY
AND CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY AS AT 31 DECEMBER 2020
2 ACKNOWLEDGEMENT OF THE REPORTS FROM THE Non-Voting
STATUTORY AUDITOR CONCERNING THE FINANCIAL
STATEMENTS REFERRED TO UNDER ITEM 1
3 ACKNOWLEDGEMENT OF THE DECISION OF THE Non-Voting
BOARD OF DIRECTORS REGARDING THE PAYMENT OF
AN OPTIONAL DIVIDEND
4 STATUTORY FINANCIAL STATEMENTS Mgmt No vote
5 DISCHARGE TO THE DIRECTORS OF THE COMPANY Mgmt No vote
6 DISCHARGE TO THE STATUTORY AUDITOR OF THE Mgmt No vote
COMPANY
7 APPROVAL OF THE REMUNERATION REPORT Mgmt No vote
8 RENEWAL OF THE MANDATE OF FRANK MEYSMAN AS Mgmt No vote
NON-EXECUTIVE DIRECTOR
9.1 GRANTING RIGHTS TO THIRD PARTIES - CREDIT Mgmt No vote
AGREEMENTS 2020
9.2 GRANTING RIGHTS TO THIRD PARTIES - EVERY Mgmt No vote
CLAUSE PERMITTED BETWEEN THE DATE OF THE
CONVOCATION TO THE GENERAL MEETING AND THE
EFFECTIVE SESSION OF THE GENERAL MEETING
(AND WHICH, IF APPLICABLE, SHALL BE
EXPLAINED DURING THE GENERAL MEETING),
INSOFAR AS SUCH CLAUSES ARE IN LINE WITH
THE CLAUSES WHICH UNTIL TODAY WERE ALREADY
APPROVED BY THE GENERAL MEETING
CMMT 01 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 01 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES TO MID
539804, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
WAREHOUSES DE PAUW N.V. Agenda Number: 713736265
--------------------------------------------------------------------------------------------------------------------------
Security: B9T59Z100
Meeting Type: EGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: BE0974349814
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 REPORTING Non-Voting
2.I. RENEWAL MANDATE OF AUTHORIZED CAPITAL: 50% Mgmt No vote
OF THE CAPITAL AMOUNT - CAPITAL INCREASE IN
CASH WITH THE OPTION FOR SHAREHOLDERS TO
EXERCISE THEIR PREFERENTIAL RIGHT OR
IRREDUCIBLE ALLOCATION RIGHT
2.II. RENEWAL MANDATE OF AUTHORIZED CAPITAL: 50% Mgmt No vote
OF THE CAPITAL AMOUNT - CAPITAL INCREASE
WITHIN THE CONTEXT OF PAYMENT OF AN
OPTIONAL DIVIDEND
2.III RENEWAL MANDATE OF AUTHORIZED CAPITAL: 10% Mgmt No vote
OF THE CAPITAL AMOUNT - (A) A CAPITAL
INCREASE IN KIND OR (B) A CAPITAL INCREASE
BY A CONTRIBUTION IN CASH WITHOUT THE
OPTION FOR SHAREHOLDERS TO EXERCISE THEIR
PREFERENTIAL RIGHT OR IRREDUCIBLE
ALLOCATION RIGHT, OR (C) A CAPITAL INCREASE
IN ANY OTHER FORM
3 POWERS IN ORDER TO ENSURE COMPLETION OF THE Mgmt No vote
FORMALITIES
CMMT 01 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 08 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
WENDEL SE Agenda Number: 714174670
--------------------------------------------------------------------------------------------------------------------------
Security: F98370103
Meeting Type: MIX
Meeting Date: 29-Jun-2021
Ticker:
ISIN: FR0000121204
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 18 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 18 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105172101720-59 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVE FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt No vote
AND STATUTORY REPORTS
3 APPROVE TREATMENT OF LOSSES AND DIVIDENDS Mgmt No vote
OF EUR 2.90 PER SHARE
4 APPROVE TRANSACTION WITH CORPORATE OFFICERS Mgmt No vote
5 APPROVE TRANSACTION WITH Mgmt No vote
WENDEL-PARTICIPATIONS SE
6 REELECT NICOLAS VER HULST AS SUPERVISORY Mgmt No vote
BOARD MEMBER
7 REELECT PRISCILLA DE MOUSTIER AS Mgmt No vote
SUPERVISORY BOARD MEMBER
8 REELECT BENEDICTE COSTE AS SUPERVISORY Mgmt No vote
BOARD MEMBER
9 ELECT FRANCOIS DE MITRY AS SUPERVISORY Mgmt No vote
BOARD MEMBER
10 APPROVE REMUNERATION POLICY OF CHAIRMAN OF Mgmt No vote
THE MANAGEMENT BOARD
11 APPROVE REMUNERATION POLICY OF MANAGEMENT Mgmt No vote
BOARD MEMBERS
12 APPROVE REMUNERATION POLICY OF SUPERVISORY Mgmt No vote
BOARD MEMBERS
13 APPROVE COMPENSATION REPORT OF MANAGEMENT Mgmt No vote
BOARD MEMBERS AND SUPERVISORY BOARD MEMBERS
14 APPROVE COMPENSATION OF ANDRE FRAN Mgmt No vote
OIS-PONCET, CHAIRMAN OF THE MANAGEMENT
BOARD
15 APPROVE COMPENSATION OF DAVID DARMON, Mgmt No vote
MANAGEMENT BOARD MEMBER
16 APPROVE COMPENSATION OF BERNARD GAUTIER, Mgmt No vote
MANAGEMENT BOARD MEMBER UNTIL SEPT. 9, 2019
17 APPROVE COMPENSATION OF NICOLAS VER HULST, Mgmt No vote
CHAIRMAN OF THE SUPERVISORY BOARD
18 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt No vote
ISSUED SHARE CAPITAL
19 AUTHORIZE CAPITAL ISSUANCES FOR USE IN Mgmt No vote
EMPLOYEE STOCK PURCHASE PLANS FOR EMPLOYEES
AND EMPLOYEES OF INTERNATIONAL SUBSIDIARIES
20 AUTHORIZE UP TO 1 PERCENT OF ISSUED CAPITAL Mgmt No vote
FOR USE IN STOCK OPTION PLANS
21 AUTHORIZE UP TO 1 PERCENT OF ISSUED CAPITAL Mgmt No vote
FOR USE IN RESTRICTED STOCK PLANS
22 AUTHORIZE FILING OF REQUIRED Mgmt No vote
DOCUMENTS/OTHER FORMALITIES
--------------------------------------------------------------------------------------------------------------------------
WOLTERS KLUWER N.V. Agenda Number: 713679174
--------------------------------------------------------------------------------------------------------------------------
Security: N9643A197
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: NL0000395903
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 528968 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1. OPENING Non-Voting
2. 2020 ANNUAL REPORT Non-Voting
2.a. REPORT OF THE EXECUTIVE BOARD FOR 2020 Non-Voting
2.b. REPORT OF THE SUPERVISORY BOARD FOR 2020 Non-Voting
2.c. ADVISORY VOTE ON THE REMUNERATION REPORT AS Mgmt No vote
INCLUDED IN THE 2020 ANNUAL REPORT
3. 2020 FINANCIAL STATEMENTS AND DIVIDEND Non-Voting
3.a. PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt No vote
FOR 2020 AS INCLUDED IN THE 2020 ANNUAL
REPORT
3.b. EXPLANATION OF DIVIDEND POLICY Non-Voting
3.c. PROPOSAL TO DISTRIBUTE A TOTAL DIVIDEND OF Mgmt No vote
1.36 PER ORDINARY SHARE, RESULTING IN A
FINAL DIVIDEND OF 0.89 PER ORDINARY SHARE
4. RELEASE OF THE MEMBERS OF THE EXECUTIVE Non-Voting
BOARD AND THE SUPERVISORY BOARD FROM
LIABILITY FOR THE EXERCISE OF THEIR
RESPECTIVE DUTIES
4.a. PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt No vote
EXECUTIVE BOARD FOR THE EXERCISE OF THEIR
DUTIES
4.b. PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt No vote
SUPERVISORY BOARD FOR THE EXERCISE OF THEIR
DUTIES
5. COMPOSITION SUPERVISORY BOARD Non-Voting
5.a. PROPOSAL TO REAPPOINT MR. FRANS CREMERS AS Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD
5.b. PROPOSAL TO REAPPOINT MS. ANN ZIEGLER AS Mgmt No vote
MEMBER OF THE SUPERVISORY BOARD
6. PROPOSAL TO REAPPOINT MR. KEVIN ENTRICKEN Mgmt No vote
AS MEMBER OF THE EXECUTIVE BOARD
7. PROPOSAL TO ADOPT THE REMUNERATION POLICY Mgmt No vote
FOR THE MEMBERS OF THE EXECUTIVE BOARD
8. PROPOSAL TO EXTEND THE AUTHORITY OF THE Non-Voting
EXECUTIVE BOARD
8.a. TO ISSUE SHARES AND/OR GRANT RIGHTS TO Mgmt No vote
SUBSCRIBE FOR SHARES
8.b. TO RESTRICT OR EXCLUDE STATUTORY Mgmt No vote
PRE-EMPTION RIGHTS
9. PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt No vote
TO ACQUIRE SHARES IN THE COMPANY
10. PROPOSAL TO CANCEL SHARES Mgmt No vote
11. ANY OTHER BUSINESS Non-Voting
12. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
WORLDLINE SA Agenda Number: 713932449
--------------------------------------------------------------------------------------------------------------------------
Security: F9867T103
Meeting Type: MIX
Meeting Date: 20-May-2021
Ticker:
ISIN: FR0011981968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CUSTODIAN)
WILL BE REQUIRED TO INSTRUCT A TRANSFER OF
THE RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CUSTODIAN
DIRECTLY FOR FURTHER INFORMATION ON THE
CUSTODY PROCESS AND WHETHER OR NOT THEY
REQUIRE SEPARATE INSTRUCTIONS FROM YOU.
1 APPROVAL OF THE COMPANY FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDING
DECEMBER 31, 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR ENDING
DECEMBER 31, 2020
3 ALLOCATION OF THE NET INCOME FOR THE Mgmt No vote
FINANCIAL YEAR ENDING DECEMBER 31, 2020
4 APPROVAL OF THE AGREEMENTS ENTERED INTO Mgmt No vote
BETWEEN WORLDLINE AND SIX GROUP AG - SECOND
SETTLEMENT AGREEMENT AND LOCK-UP AGREEMENT
- AS REFERRED TO IN ARTICLE L.225-38 OF THE
FRENCH COMMERCIAL CODE
5 APPROVAL OF THE AMENDMENT TO THE BUSINESS Mgmt No vote
COMBINATION AGREEMENT ENTERED INTO BETWEEN
WORLDLINE AND DEUTSCHER SPARKASSEN VERLAG
GMBH (DSV) AS REFERRED TO IN ARTICLE
L.225-38 OF THE FRENCH COMMERCIAL CODE
6 RENEWAL OF MS. AGNES AUDIER AS DIRECTOR Mgmt No vote
7 RENEWAL OF MS. NAZAN SOMER OZELGIN AS Mgmt No vote
DIRECTOR
8 RENEWAL OF MS. DANIELLE LAGARDE AS DIRECTOR Mgmt No vote
9 RENEWAL OF MR. LORENZ VON HABSBURG Mgmt No vote
LOTHRINGEN AS DIRECTOR
10 RENEWAL OF MR. DANIEL SCHMUCKI AS DIRECTOR Mgmt No vote
11 RENEWAL OF MR. JOHANNES DIJSSELHOF AS Mgmt No vote
CENSOR
12 APPROVAL OF THE INFORMATION ON CORPORATE Mgmt No vote
OFFICERS' COMPENSATION REFERRED TO IN I OF
ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL
CODE RELATED TO THE COMPENSATION PAID
DURING THE FINANCIAL YEAR ENDING DECEMBER
31, 2020 OR AWARDED FOR THE SAME TO THE
CORPORATE OFFICERS
13 APPROVAL OF THE ELEMENTS OF COMPENSATION Mgmt No vote
AND BENEFITS PAID FOR THE FINANCIAL YEAR
ENDING DECEMBER 31, 2020 OR AWARDED FOR THE
SAME TO MR. GILLES GRAPINET, CHIEF
EXECUTIVE OFFICER
14 APPROVAL OF THE ELEMENTS OF COMPENSATION Mgmt No vote
AND BENEFITS PAID FOR THE FINANCIAL YEAR
ENDING DECEMBER 31, 2019 OR AWARDED FOR THE
SAME TO MR. MARC-HENRI DESPORTES, DEPUTY
CHIEF EXECUTIVE OFFICER
15 APPROVAL OF THE 2021 COMPENSATION POLICY Mgmt No vote
APPLICABLE TO THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
16 APPROVAL OF THE 2021 COMPENSATION POLICY Mgmt No vote
APPLICABLE TO THE DEPUTY CHIEF EXECUTIVE
OFFICER
17 APPROVAL OF THE 2021 COMPENSATION POLICY Mgmt No vote
APPLICABLE TO THE CHAIRMAN OF THE BOARD OF
DIRECTORS
18 APPROVAL OF THE 2021 COMPENSATION POLICY Mgmt No vote
APPLICABLE TO NON-EXECUTIVE DIRECTORS
19 AUTHORIZATION TO THE BOARD OF DIRECTORS FOR Mgmt No vote
THE PURPOSE OF PURCHASING, HOLDING OR
TRANSFERRING SHARES OF THE COMPANY
20 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt No vote
AUTHORITY TO DECIDE THE ISSUE OF SHARES
AND/OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL AND/OR SECURITIES CARRYING A RIGHT
TO THE ALLOCATION OF DEBT INSTRUMENTS -
WHILE MAINTAINING PREFERENTIAL SUBSCRIPTION
RIGHTS
21 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt No vote
AUTHORITY TO DECIDE THE ISSUE OF SHARES
AND/OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL AND/OR SECURITIES CARRYING A RIGHT
TO THE ALLOCATION OF DEBT INSTRUMENT
THROUGH PUBLIC OFFERINGS, WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS,
CONFERRING ON THE SHAREHOLDERS A PRIORITY
SUBSCRIPTION
22 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt No vote
AUTHORITY TO DECIDE THE ISSUE OF SHARES
AND/OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL AND/OR SECURITIES CARRYING A RIGHT
TO THE ALLOCATION OF DEBT SECURITIES
THROUGH PUBLIC OFFERINGS MENTIONED IN
ARTICLE L.411-2 II OF THE FRENCH MONETARY
AND FINANCIAL CODE, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS
23 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt No vote
AUTHORITY TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN CONNECTION WITH
A SHARE CAPITAL INCREASE WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
24 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt No vote
AUTHORITY TO DECIDE THE ISSUE OF SHARES OR
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL IN CONSIDERATION FOR CONTRIBUTIONS
IN KIND RELATING TO EQUITY SECURITIES OR
SECURITIES GIVING ACCESS TO THE CAPITAL
(OTHER THAN PUBLIC EXCHANGE OFFERINGS)
25 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt No vote
AUTHORITY TO DECIDE THE ISSUE OF SHARES,
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS,
RESERVED FOR PEOPLE WITH CERTAIN
CHARACTERISTICS
26 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt No vote
AUTHORITY TO INCREASE THE SHARE CAPITAL OF
THE COMPANY WITH CANCELATION OF THE
SHAREHOLDER'S PREFERENTIAL SUBSCRIPTION
RIGHTS TO THE BENEFIT OF MEMBERS OF A
COMPANY OR GROUP SAVINGS PLAN AS EMPLOYEES
AND/OR EXECUTIVE OFFICERS OF THE COMPANY
AND ITS AFFILIATED COMPANIES
27 DELEGATION OF POWER TO THE BOARD OF Mgmt No vote
DIRECTORS TO INCREASE THE COMPANY'S SHARE
CAPITAL, WITH CANCELATION OF THE
PREFERENTIAL SUBSCRIPTION RIGHT FOR THE
BENEFIT OF A CATEGORY OF BENEFICIARIES
CONSISTING OF EMPLOYEES AND/OR CORPORATE
OFFICERS OF THE COMPANY'S FOREIGN
SUBSIDIARIES, WITHIN THE MEANING OF ARTICLE
L. 233-15 OF THE FRENCH COMMERCIAL CODE, IN
THE CONTEXT OF AN EMPLOYEE SHAREHOLDING
PLAN
28 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt No vote
GRANT OPTIONS TO SUBSCRIBE FOR OR TO
PURCHASE SHARES TO THE EMPLOYEES AND/OR
CORPORATE OFFICERS OF THE COMPANY AND/OR
ITS AFFILIATED COMPANIES
29 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt No vote
GRANT FREE PERFORMANCE SHARES TO THE
EMPLOYEES AND CORPORATE OFFICERS OF THE
COMPANY AND/OR ITS AFFILIATED COMPANIES
30 APPROVAL OF THE DRAFT CONTRIBUTION Mgmt No vote
AGREEMENT SUBJECT TO THE REGIME GOVERNING
SPIN-OFFS BY THE COMPANY OF ITS OPERATIONAL
AND COMMERCIAL ACTIVITIES, AND THE RELATED
SUPPORT FUNCTIONS, FOR THE BENEFIT OF
WORLDLINE FRANCE SAS, A WHOLLY OWNED
SUBSIDIARY OF THE COMPANY; APPROVAL OF THE
CONTRIBUTION, ITS VALUATION, AND ITS
CONSIDERATION
31 POWERS Mgmt No vote
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 03 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104142100865-45 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105032101233-53 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ZALANDO SE Agenda Number: 713856841
--------------------------------------------------------------------------------------------------------------------------
Security: D98423102
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: DE000ZAL1111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt No vote
OF DIVIDENDS
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL YEAR 2020
5.1 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt No vote
FISCAL YEAR 2021
5.2 RATIFY ERNST & YOUNG GMBH AS AUDITORS UNTIL Mgmt No vote
THE 2022 AGM
6.1 ELECT KELLY BENNETT TO THE SUPERVISORY Mgmt No vote
BOARD AS SHAREHOLDER REPRESENTATIVE
6.2 ELECT JENNIFER HYMAN TO THE SUPERVISORY Mgmt No vote
BOARD AS SHAREHOLDER REPRESENTATIVE
6.3 ELECT NIKLAS OESTBERG TO THE SUPERVISORY Mgmt No vote
BOARD AS SHAREHOLDER REPRESENTATIVE
6.4 ELECT ANDERS HOLCH POVLSEN TO THE Mgmt No vote
SUPERVISORY BOARD AS SHAREHOLDER
REPRESENTATIVE
6.5 ELECT MARIELLA ROEHM-KOTTMANN TO THE Mgmt No vote
SUPERVISORY BOARD AS SHAREHOLDER
REPRESENTATIVE
6.6 ELECT CRISTINA STENBECK TO THE SUPERVISORY Mgmt No vote
BOARD AS SHAREHOLDER REPRESENTATIVE
7 APPROVE REMUNERATION POLICY Mgmt No vote
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
ZARDOYA OTIS SA Agenda Number: 714029952
--------------------------------------------------------------------------------------------------------------------------
Security: E9853W160
Meeting Type: OGM
Meeting Date: 18-May-2021
Ticker:
ISIN: ES0184933812
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 556989 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTION 13. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1 APPROVE CONSOLIDATED AND STANDALONE Mgmt No vote
FINANCIAL STATEMENTS
2 APPROVE NON-FINANCIAL INFORMATION STATEMENT Mgmt No vote
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
4 APPROVE DISCHARGE OF DIRECTORS AND RATIFY Mgmt No vote
DIVIDENDS PAID BETWEEN DEC. 1, 2019 AND
NOV. 30, 2020
5 APPROVE DIVIDENDS CHARGED AGAINST RESERVES Mgmt No vote
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 DETERMINE PROFIT SHARING REMUNERATION Mgmt No vote
8.1 ACKNOWLEDGE ROBIN FIALA AS NEW Mgmt No vote
REPRESENTATIVE OF LEGAL ENTITY DIRECTOR
OTIS ELEVATOR COMPANY
8.2 RATIFY APPOINTMENT OF AND ELECT JOAO MIGUEL Mgmt No vote
MARQUES PENEDO AS DIRECTOR
9 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt No vote
10 APPROVE ACCEPTANCE OF COMPANY SHARES AS Mgmt No vote
GUARANTEE
11 ADVISORY VOTE ON REMUNERATION REPORT Mgmt No vote
12 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt No vote
APPROVED RESOLUTIONS
13 ALLOW QUESTIONS Non-Voting
14 APPROVE MINUTES OF MEETING Mgmt No vote
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 19 MAY 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
Pacer Trendpilot Fund of Funds ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Pacer Trendpilot International ETF
--------------------------------------------------------------------------------------------------------------------------
A.P. MOELLER - MAERSK A/S Agenda Number: 713626313
--------------------------------------------------------------------------------------------------------------------------
Security: K0514G101
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: DK0010244508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU
A REPORT ON THE ACTIVITIES OF THE COMPANY Non-Voting
DURING THE PAST FINANCIAL YEAR
B SUBMISSION OF THE AUDITED ANNUAL REPORT FOR Non-Voting
ADOPTION
C RESOLUTION TO GRANT DISCHARGE TO DIRECTORS Non-Voting
D RESOLUTION ON APPROPRIATION OF PROFIT, Non-Voting
INCLUDING THE AMOUNT OF DIVIDENDS, OR
COVERING OF LOSS IN ACCORDANCE WITH THE
ADOPTED ANNUAL REPORT: THE BOARD PROPOSES
PAYMENT OF A DIVIDEND OF DKK 330 PER SHARE
OF DKK 1,000
E SUBMISSION OF THE REMUNERATION REPORT FOR Non-Voting
ADOPTION
F THE BOARD PROPOSES THAT THE GENERAL MEETING Non-Voting
AUTHORISES THE BOARD TO ALLOW THE COMPANY
TO ACQUIRE OWN SHARES ON AN ONGOING BASIS
TO THE EXTENT THAT THE NOMINAL VALUE OF THE
COMPANY'S TOTAL HOLDING OF OWN SHARES AT NO
TIME EXCEEDS 15% OF THE COMPANY'S SHARE
CAPITAL. THE PURCHASE PRICE MUST NOT
DEVIATE BY MORE THAN 10% FROM THE PRICE
QUOTED ON NASDAQ COPENHAGEN ON THE DATE OF
THE ACQUISITION. THIS AUTHORISATION SHALL
BE IN FORCE UNTIL 30 APRIL 2023
G.I RE-ELECTION OF MEMBER FOR THE BOARD OF Non-Voting
DIRECTOR: BERNARD L. BOT
G.II RE-ELECTION OF MEMBER FOR THE BOARD OF Non-Voting
DIRECTOR: MARC ENGEL
G.III RE-ELECTION OF MEMBER FOR THE BOARD OF Non-Voting
DIRECTOR: ARNE KARLSSON
G.IV ELECTION OF MEMBER FOR THE BOARD OF Non-Voting
DIRECTOR: AMPARO MORALEDA
H THE BOARD PROPOSES RE-ELECTION OF: Non-Voting
PRICEWATERHOUSECOOPERS STATSAUTORISERET
REVISIONSPARTNERSELSKAB
I.1 THE BOARD PROPOSES THAT THE COMPANY'S BOARD Non-Voting
BE AUTHORISED TO DECLARE EXTRAORDINARY
DIVIDEND
I.2 THE BOARD PROPOSES THAT THE COMPANY'S SHARE Non-Voting
CAPITAL BE DECREASED IN ACCORDANCE WITH THE
COMPANY'S SHARE BUY-BACK PROGRAMME
I.3.I THE BOARD PROPOSES THE FOLLOWING AMENDMENTS Non-Voting
TO THE ARTICLES OF ASSOCIATION:
SIMPLIFICATION OF ART. 1 AND AMENDMENT OF
THE OBJECTS CLAUSE
I.3II THE BOARD PROPOSES THE FOLLOWING AMENDMENTS Non-Voting
TO THE ARTICLES OF ASSOCIATION: REQUIREMENT
FOR DIRECTORS TO HOLD SHARES TO BE DELETED
(ART. 3)
I3III THE BOARD PROPOSES THE FOLLOWING AMENDMENTS Non-Voting
TO THE ARTICLES OF ASSOCIATION: THE DANISH
WORD "AFGORELSER" TO BE CHANGED TO
"BESLUTNINGER" [IN ENGLISH "DECISIONS"]
(ART. 6)
I.3IV THE BOARD PROPOSES THE FOLLOWING AMENDMENTS Non-Voting
TO THE ARTICLES OF ASSOCIATION: DELETION OF
ART. 15.1
I.4 THE BOARD PROPOSES THAT THE BOARD OF Non-Voting
DIRECTORS BE AUTHORIZED TO DECIDE THAT A
GENERAL MEETING CAN BE HELD COMPLETELY
ELECTRONICALLY
--------------------------------------------------------------------------------------------------------------------------
A.P. MOELLER - MAERSK A/S Agenda Number: 713625551
--------------------------------------------------------------------------------------------------------------------------
Security: K0514G135
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: DK0010244425
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS G.1 TO G.4 AND H. THANK
YOU
A REPORT ON THE ACTIVITIES OF THE COMPANY Non-Voting
DURING THE PAST FINANCIAL YEAR
B SUBMISSION OF THE AUDITED ANNUAL REPORT FOR Mgmt For For
ADOPTION
C RESOLUTION TO GRANT DISCHARGE TO DIRECTORS Mgmt For For
D RESOLUTION ON APPROPRIATION OF PROFIT, Mgmt For For
INCLUDING THE AMOUNT OF DIVIDENDS, OR
COVERING OF LOSS IN ACCORDANCE WITH THE
ADOPTED ANNUAL REPORT: THE BOARD PROPOSES
PAYMENT OF A DIVIDEND OF DKK 330 PER SHARE
OF DKK 1,000
E SUBMISSION OF THE REMUNERATION REPORT FOR Mgmt For For
ADOPTION
F RESOLUTION ON AUTHORITY TO ACQUIRE OWN Mgmt For For
SHARES: THE BOARD PROPOSES THAT THE GENERAL
MEETING AUTHORISES THE BOARD TO ALLOW THE
COMPANY TO ACQUIRE OWN SHARES ON AN ONGOING
BASIS TO THE EXTENT THAT THE NOMINAL VALUE
OF THE COMPANY'S TOTAL HOLDING OF OWN
SHARES AT NO TIME EXCEEDS 15% OF THE
COMPANY'S SHARE CAPITAL. THE PURCHASE PRICE
MUST NOT DEVIATE BY MORE THAN 10% FROM THE
PRICE QUOTED ON NASDAQ COPENHAGEN ON THE
DATE OF THE ACQUISITION. THIS AUTHORISATION
SHALL BE IN FORCE UNTIL 30 APRIL 2023
G.1 RE-ELECTION OF MEMBER FOR THE BOARD OF Mgmt For For
DIRECTORS: BERNARD L. BOT
G.2 RE-ELECTION OF MEMBER FOR THE BOARD OF Mgmt For For
DIRECTORS: MARC ENGEL
G.3 RE-ELECTION OF MEMBER FOR THE BOARD OF Mgmt For For
DIRECTORS: ARNE KARLSSON
G.4 ELECTION OF MEMBER FOR THE BOARD OF Mgmt For For
DIRECTORS: AMPARO MORALEDA
H ELECTION OF AUDITOR: THE BOARD PROPOSES Mgmt For For
RE-ELECTION OF: PRICEWATERHOUSECOOPERS
STATSAUTORISERET REVISIONSPARTNERSELSKAB
I.1 THE BOARD PROPOSES THAT THE COMPANY'S BOARD Mgmt For For
BE AUTHORISED TO DECLARE EXTRAORDINARY
DIVIDEND
I.2 THE BOARD PROPOSES THAT THE COMPANY'S SHARE Mgmt For For
CAPITAL BE DECREASED IN ACCORDANCE WITH THE
COMPANY'S SHARE BUY-BACK PROGRAMME
I.3.I THE BOARD PROPOSES THE FOLLOWING AMENDMENTS Mgmt For For
TO THE ARTICLES OF ASSOCIATION:
SIMPLIFICATION OF ART. 1 AND AMENDMENT OF
THE OBJECTS CLAUSE
I.3II THE BOARD PROPOSES THE FOLLOWING AMENDMENTS Mgmt For For
TO THE ARTICLES OF ASSOCIATION: REQUIREMENT
FOR DIRECTORS TO HOLD SHARES TO BE DELETED
(ART. 3)
I3III THE BOARD PROPOSES THE FOLLOWING AMENDMENTS Mgmt For For
TO THE ARTICLES OF ASSOCIATION: THE DANISH
WORD "AFGORELSER" TO BE CHANGED TO
"BESLUTNINGER" [IN ENGLISH "DECISIONS"]
(ART. 6)
I.3IV THE BOARD PROPOSES THE FOLLOWING AMENDMENTS Mgmt For For
TO THE ARTICLES OF ASSOCIATION: DELETION OF
ART. 15.1
I.4 THE BOARD PROPOSES THAT THE BOARD OF Mgmt For For
DIRECTORS BE AUTHORIZED TO DECIDE THAT A
GENERAL MEETING CAN BE HELD COMPLETELY
ELECTRONICALLY
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
ABB LTD Agenda Number: 935341735
--------------------------------------------------------------------------------------------------------------------------
Security: 000375204
Meeting Type: Annual
Meeting Date: 25-Mar-2021
Ticker: ABB
ISIN: US0003752047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the management report, the Mgmt For For
consolidated financial statements and the
annual financial statements for 2020.
2. Consultative vote on the 2020 Compensation Mgmt For For
Report.
3. Discharge of the Board of Directors and the Mgmt For For
persons entrusted with management.
4. Appropriation of earnings. Mgmt For For
5. Capital reduction through cancellation of Mgmt For For
shares repurchased under the share buyback
program.
6. Renewal of authorized share capital. Mgmt For For
7A. Binding vote on the maximum aggregate Mgmt For For
amount of compensation of the Board of
Directors for the next term of office, i.e.
from the 2021 Annual General Meeting to the
2022 Annual General Meeting.
7B. Binding vote on the maximum aggregate Mgmt For For
amount of compensation of the Executive
Committee for the following financial year,
i.e. 2022.
8A. Election of Gunnar Brock as Director Mgmt For For
8B. Election of David Constable as Director Mgmt For For
8C. Election of Frederico Fleury Curado as Mgmt For For
Director
8D. Election of Lars Forberg as Director Mgmt For For
8E. Election of Jennifer Xin-Zhe Li as Director Mgmt For For
8F. Election of Geraldine Matchett as Director Mgmt For For
8G. Election of David Meline as Director Mgmt For For
8H. Election of Satish Pai as Director Mgmt For For
8I. Election of Jacob Wallenberg as Director Mgmt For For
8J. Election of Peter Voser as Director and Mgmt For For
Chairman
9A. Election of member to the Compensation Mgmt For For
Committee: David Constable
9B. Election of member to the Compensation Mgmt For For
Committee: Frederico Fleury Curado
9C. Election of member to the Compensation Mgmt For For
Committee: Jennifer Xin-Zhe Li
10. Election of the independent proxy, Dr. Hans Mgmt For For
Zehnder.
11. Election of the auditors, KPMG AG. Mgmt For For
12. In case of additional or alternative Mgmt Against Against
proposals to the published agenda items
during the Annual General Meeting or of new
agenda items, I authorize the independent
proxy to act.
--------------------------------------------------------------------------------------------------------------------------
ACOM CO.,LTD. Agenda Number: 714226772
--------------------------------------------------------------------------------------------------------------------------
Security: J00105106
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3108600002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kinoshita,
Shigeyoshi
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kinoshita,
Masataka
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Uchida, Tomomi
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kiribuchi,
Takashi
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Naruse,
Hiroshi
2.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Osawa,
Masakazu
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Fukumoto,
Kazuo
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Ishikawa,
Masahide
3.3 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Akiyama,
Takuji
4 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Shimbo,
Hitoshi
--------------------------------------------------------------------------------------------------------------------------
ADEVINTA ASA Agenda Number: 713178766
--------------------------------------------------------------------------------------------------------------------------
Security: R0000V110
Meeting Type: EGM
Meeting Date: 29-Oct-2020
Ticker:
ISIN: NO0010844038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE GENERAL MEETING BY LARS KNEM Non-Voting
CHRISTIE. REGISTRATION OF ATTENDING
SHAREHOLDERS
2 APPOINTMENT OF A PERSON TO CHAIR THE Mgmt For For
MEETING AND A PERSON TO CO-SIGN THE MINUTES
TOGETHER WITH THE CHAIRPERSON
3 APPROVAL OF THE NOTICE CONVENING THE Mgmt For For
EXTRAORDINARY GENERAL MEETING AND THE
AGENDA
4 AMENDMENTS TO THE ARTICLES OF ASSOCIATION, Mgmt For For
SHARE CAPITAL INCREASE AND AMENDMENTS TO
THE INSTRUCTIONS FOR THE NOMINATION
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
ADEVINTA ASA Agenda Number: 714299876
--------------------------------------------------------------------------------------------------------------------------
Security: R0000V110
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: NO0010844038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVAL OF THE NOTICE AND AGENDA OF THE Mgmt For For
ANNUAL GENERAL METING
2 ELECTION OF CHAIRPERSON FOR THE MEETING Mgmt For For
3 ELECTION OF A PERSON TO COSIGN THE MINUTES Mgmt For For
4 APPROVAL OF THE FINANCIAL STATEMENTS AND Mgmt For For
THE BOARD OF DIRECTORS REPORT FOR 2020 FOR
ADEVINTA ASA AND THE ADEVINTA GROUP
5 CONSIDERATION OF REPORT FOR CORPORATE Mgmt For For
GOVERNANCE
6 APPROVAL OF THE BOARD OF DIRECTORS Mgmt For For
DECLARATION OF SALARY AND OTHER
REMUNERATIONS
7 APPROVAL OF THE AUDITORS FEE FOR 2020 Mgmt For For
8.A ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: ORLA NOONAN
8.B ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: FERNANDO ABRIL MARTORELL
HERNANDEZ
8.C ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: PETER BROOKS JOHNSON
8.D ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: SOPHIE JAVARY
8.E ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: KRISTIN SKOGEN LUND
8.F ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: JULIA JAEKEL
8.G ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: MICHAEL NILLES
9 APPROVAL OF REMUNERATION TO THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS
10.A ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE: OLE E. DAHL
11 APPROVAL OF REMUNERATION TO THE MEMBERS OF Mgmt For For
THE NOMINATION COMMITTEE
12 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE SHARE CAPITAL
13 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
ISSUE CONVERTIBLE LOANS
14 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
BUYBACK THE COMPANY'S SHARES
15 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
CMMT 08 JUNE 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND
CMMT 08 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG Agenda Number: 713728701
--------------------------------------------------------------------------------------------------------------------------
Security: D0066B185
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: DE000A1EWWW0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.00 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 ELECT JACKIE JOYNER-KERSEE TO THE Mgmt For For
SUPERVISORY BOARD
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 AMEND ARTICLES RE: INFORMATION FOR Mgmt For For
REGISTRATION IN THE SHARE REGISTER
9 APPROVE CREATION OF EUR 50 MILLION POOL OF Mgmt For For
CAPITAL WITH PREEMPTIVE RIGHTS
10 APPROVE CREATION OF EUR 20 MILLION POOL OF Mgmt For For
CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
11 CANCEL AUTHORIZED CAPITAL 2016 Mgmt For For
12 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
13 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
14 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ADVANTEST CORPORATION Agenda Number: 714243831
--------------------------------------------------------------------------------------------------------------------------
Security: J00210104
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3122400009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yoshida,
Yoshiaki
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Karatsu, Osamu
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Urabe,
Toshimitsu
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nicholas Benes
1.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tsukakoshi,
Soichi
1.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Fujita,
Atsushi
1.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tsukui, Koichi
1.8 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Douglas
Lefever
2.1 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Kurita, Yuichi
2.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Namba, Koichi
3 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Karatsu,
Osamu
4 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
5 Approve Details of the Stock Compensation Mgmt For For
to be received by Directors (Excluding
Outside Directors and Directors who are
Audit and Supervisory Committee Members)
--------------------------------------------------------------------------------------------------------------------------
AENA SME SA Agenda Number: 713184682
--------------------------------------------------------------------------------------------------------------------------
Security: E526K0106
Meeting Type: AGM
Meeting Date: 29-Oct-2020
Ticker:
ISIN: ES0105046009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 442736 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 30 OCT 2020 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For
THE INDIVIDUAL ANNUAL ACCOUNTS (BALANCE
SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT
OF CHANGES IN EQUITY, CASH FLOW STATEMENT
AND NOTES) AND INDIVIDUAL MANAGEMENT REPORT
OF THE COMPANY FOR THE FISCAL YEAR ENDED 31
DECEMBER 2019
2 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For
THE CONSOLIDATED ANNUAL ACCOUNTS (BALANCE
SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT
OF CHANGES IN EQUITY, CASH FLOW STATEMENT
AND NOTES) AND THE CONSOLIDATED MANAGEMENT
REPORT OF THE COMPANY AND ITS SUBSIDIARIES
FOR THE FISCAL YEAR ENDED 31 DECEMBER 2019
3 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For
THE PROPOSED ALLOCATION OF EARNINGS OF THE
COMPANY FOR THE FISCAL YEAR ENDED 31
DECEMBER 2019
4 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For
THE NON-FINANCIAL INFORMATION STATEMENT
(EINF) FOR THE YEAR 2019
5 RECLASSIFICATION OF VOLUNTARY RESERVES TO Mgmt For For
CAPITALISATION RESERVE
6 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For
THE CORPORATE MANAGEMENT FOR THE FISCAL
YEAR ENDED 31 DECEMBER 2019
7.1 RE-ELECTION OF MR AMANCIO LOPEZ SEIJAS AS Mgmt For For
AN INDEPENDENT DIRECTOR
7.2 RE-ELECTION OF MR JAIME TERCEIRO LOMBA AS Mgmt For For
AN INDEPENDENT DIRECTOR
7.3 APPOINTMENT AS DIRECTOR OF MS IRENE CANO Mgmt For For
PIQUERO AS AN INDEPENDENT DIRECTOR
7.4 APPOINTMENT OF MR FRANCISCO JAVIER MARIN Mgmt For For
SAN ANDRES AS DIRECTOR WITH THE STATUS OF
EXECUTIVE DIRECTOR
8 AUTHORISATION FOR THE PURPOSES OF ARTICLE Mgmt For For
146 OF THE CORPORATE ENTERPRISES ACT FOR
THE POSSIBLE ACQUISITION OF TREASURY SHARES
9 ADVISORY VOTE OF THE ANNUAL REPORT ON Mgmt For For
DIRECTORS' REMUNERATION FOR THE FISCAL YEAR
2019
10 APPROVAL, WHERE APPROPRIATE, OF THE Mgmt For For
PRINCIPLES FOR CLIMATE CHANGE ACTION AND
ENVIRONMENTAL GOVERNANCE
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: INSTRUCTIONS TO THE
BOARD OF DIRECTORS TO PRESENT THE CLIMATE
ACTION PLAN IN THE ORDINARY GENERAL
SHAREHOLDERS MEETING OCCURRING IN 2021 AND
CLIMATE ACTION UPDATE REPORTS IN THE
ORDINARY GENERAL SHAREHOLDERS MEETINGS THAT
MAY TAKE PLACE AS FROM 2022 (INCLUSIVE),
AND REQUEST A SHAREHOLDERS ADVISORY VOTE
REGARDING SUCH DOCUMENTS AS A SEPARATE ITEM
ON THE AGENDA
12 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: AMENDMENT OF THE
CORPORATE BYELAWS TO INCLUDE A NEW ARTICLE
50 BIS
13 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO FORMALISE AND EXECUTE ALL THE
RESOLUTIONS ADOPTED BY THE GENERAL
SHAREHOLDERS' MEETING AS WELL AS TO
SUB-DELEGATE THE POWERS CONFERRED ON IT BY
THE MEETING, AND TO RECORD SUCH RESOLUTIONS
IN A NOTARIAL INSTRUMENT AND INTERPRET,
CURE A DEFECT IN, COMPLEMENT, DEVELOP AND
REGISTER THEM
--------------------------------------------------------------------------------------------------------------------------
AENA SME SA Agenda Number: 713721872
--------------------------------------------------------------------------------------------------------------------------
Security: E526K0106
Meeting Type: OGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: ES0105046009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 28 APR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For
THE INDIVIDUAL ANNUAL ACCOUNTS (BALANCE
SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT
OF CHANGES IN EQUITY, CASH FLOW STATEMENT
AND NOTES) AND THE INDIVIDUAL MANAGEMENT
REPORT OF THE COMPANY FOR THE FISCAL YEAR
ENDED 31 DECEMBER 2020
2 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For
THE CONSOLIDATED ANNUAL ACCOUNTS BALANCE
SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT
OF CHANGES IN EQUITY, CASH FLOW STATEMENT
AND NOTES AND THE CONSOLIDATED MANAGEMENT
REPORT OF THE COMPANY AND ITS SUBSIDIARIES
FOR THE FISCAL YEAR ENDED 31 DECEMBER 2020
3 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For
THE PROPOSED APPROPRIATION OF EARNINGS OF
THE COMPANY FOR THE FISCAL YEAR ENDED 31
DECEMBER 2020
4 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For
THE NON-FINANCIAL INFORMATION STATEMENT
EINF FOR THE FISCAL YEAR ENDED 31 DECEMBER
2020
5 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For
THE CORPORATE MANAGEMENT FOR THE FISCAL
YEAR ENDED 31 DECEMBER 2020
6 COMPOSITION OF THE BOARD OF DIRECTORS Mgmt For For
RATIFICATION OF THE APPOINTMENT OF MR. JUAN
RIO CORTES AS INDEPENDENT DIRECTOR
7.1 AMENDMENT TO ARTICLE 15 CALLING OF THE Mgmt For For
GENERAL SHAREHOLDERS MEETING, ARTICLE 18
RIGHT TO ATTEND, ARTICLE 20 VENUE AND TIME
OF THE GENERAL SHAREHOLDERS MEETING AND
ARTICLE 28 MINUTES, TO REGULATE ATTENDANCE
BY REMOTE MEANS AND THE HOLDING OF THE
GENERAL SHAREHOLDERS MEETING EXCLUSIVELY BY
REMOTE MEANS
7.2 AMENDMENT TO ARTICLE 31 COMPETENCE OF THE Mgmt For For
BOARD OF DIRECTORS, ARTICLE 41 COMMITTEES
OF THE BOARD OF DIRECTORS AND INCLUSION OF
ARTICLE 44 BIS FOR THE CREATION AND
REGULATION OF A SUSTAINABILITY AND CLIMATE
ACTION COMMITTEE
7.3 AMENDMENT TO ARTICLE 42 EXECUTIVE Mgmt For For
COMMITTEE, ARTICLE 43 AUDIT COMMITTEE,
ARTICLE 44 APPOINTMENTS, REMUNERATION AND
CORPORATE GOVERNANCE COMMITTEE, ARTICLE 49
ANNUAL CORPORATE GOVERNANCE REPORT, ARTICLE
50 ANNUAL REPORT ON DIRECTORS REMUNERATION
AND ARTICLE 50 BIS CLIMATE ACTION PLAN AND
UPDATED CLIMATE ACTION REPORTS
8 AMENDMENT TO ARTICLE 11 NOTICE OF THE Mgmt For For
GENERAL SHAREHOLDERS MEETING, ARTICLE 14
RIGHT TO ATTEND, ARTICLE 19 MEETING VENUE
AND ARTICLE 45 MINUTES OF THE REGULATIONS
OF THE GENERAL SHAREHOLDERS MEETING TO
REGULATE ATTENDANCE BY REMOTE MEANS AND THE
HOLDING OF THE GENERAL SHAREHOLDERS MEETING
EXCLUSIVELY BY REMOTE MEANS
9 ADVISORY VOTE OF THE ANNUAL REPORT ON Mgmt For For
DIRECTORS REMUNERATION FOR THE FISCAL YEAR
2020
10 VOTING, ON A CONSULTATIVE BASIS, ON THE Mgmt Against Against
CLIMATE ACTION PLAN 2021 2030
11 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO FORMALISE AND EXECUTE ALL THE
RESOLUTIONS ADOPTED BY THE GENERAL
SHAREHOLDERS MEETING AS WELL AS TO SUB
DELEGATE THE POWERS CONFERRED ON IT BY THE
MEETING, AND TO RECORD SUCH RESOLUTIONS IN
A NOTARIAL INSTRUMENT AND INTERPRET, CURE A
DEFECT IN, COMPLEMENT, DEVELOP AND REGISTER
THEM
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
AEON CO.,LTD. Agenda Number: 713987595
--------------------------------------------------------------------------------------------------------------------------
Security: J00288100
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: JP3388200002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Okada, Motoya Mgmt Against Against
1.2 Appoint a Director Yoshida, Akio Mgmt Against Against
1.3 Appoint a Director Yamashita, Akinori Mgmt Against Against
1.4 Appoint a Director Tsukamoto, Takashi Mgmt Against Against
1.5 Appoint a Director Ono, Kotaro Mgmt For For
1.6 Appoint a Director Peter Child Mgmt For For
1.7 Appoint a Director Carrie Yu Mgmt For For
2 Approve Policy regarding Large-scale Mgmt Against Against
Purchases of Company Shares (Anti-Takeover
Defense Measures)
--------------------------------------------------------------------------------------------------------------------------
AFTERPAY LTD Agenda Number: 713234526
--------------------------------------------------------------------------------------------------------------------------
Security: Q3583G105
Meeting Type: AGM
Meeting Date: 17-Nov-2020
Ticker:
ISIN: AU000000APT1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4, 5, 7 AND 8 AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT (AS REFERRED IN THE
COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE
RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A ELECTION OF GARY BRIGGS AS A DIRECTOR Mgmt For For
2.B ELECTION OF PATRICK O'SULLIVAN AS A Mgmt For For
DIRECTOR
2.C ELECTION OF SHARON ROTHSTEIN AS A DIRECTOR Mgmt For For
2.D RE-ELECTION OF NICHOLAS MOLNAR AS A Mgmt For For
DIRECTOR
3 ADOPTION OF REMUNERATION REPORT Mgmt For For
4 RATIFICATION OF ISSUE OF SHARES PURSUANT TO Mgmt For For
JULY 2020 PLACEMENT
5 APPROVAL OF ISSUE OF CONVERTIBLE NOTE Mgmt For For
PURSUANT TO PAGANTIS ACQUISITION
6 APPLICATION OF SUPPLEMENTARY TERMS OF Mgmt For For
AFTERPAY EQUITY INCENTIVE PLAN TO EQUITY
AWARDS ISSUED TO PARTICIPANTS IN CALIFORNIA
7 LTI GRANT TO THE CEO AND MANAGING DIRECTOR Mgmt For For
8 LTI GRANT TO THE GLOBAL CHIEF REVENUE Mgmt For For
OFFICER AND EXECUTIVE DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
AGC INC. Agenda Number: 713641959
--------------------------------------------------------------------------------------------------------------------------
Security: J0025W100
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3112000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Shimamura, Takuya Mgmt Against Against
2.2 Appoint a Director Hirai, Yoshinori Mgmt Against Against
2.3 Appoint a Director Miyaji, Shinji Mgmt Against Against
2.4 Appoint a Director Kurata, Hideyuki Mgmt Against Against
2.5 Appoint a Director Hasegawa, Yasuchika Mgmt For For
2.6 Appoint a Director Yanagi, Hiroyuki Mgmt For For
2.7 Appoint a Director Honda, Keiko Mgmt For For
3 Appoint a Corporate Auditor Tatsuno, Tetsuo Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AGEAS NV Agenda Number: 713146048
--------------------------------------------------------------------------------------------------------------------------
Security: B0148L138
Meeting Type: SGM
Meeting Date: 22-Oct-2020
Ticker:
ISIN: BE0974264930
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
2 PROPOSAL TO ADOPT AN INTERMEDIARY GROSS Mgmt For For
DIVIDEND FOR THE 2019 FINANCIAL YEAR OF EUR
2.38 PER AGEAS SA/NV SHARE; THE DIVIDEND
WILL BE PAYABLE AS FROM 5 NOVEMBER 2020.
THE DIVIDEND WILL BE FUNDED THROUGH
DISTRIBUTABLE RESERVES
3 PROPOSAL TO APPOINT MR. HANS DE CUYPER AS A Mgmt For For
NON-INDEPENDENT MEMBER OF THE BOARD OF
DIRECTORS OF THE COMPANY, UNTIL THE CLOSE
OF THE ORDINARY GENERAL MEETING OF
SHAREHOLDERS IN 2024. MR. HANS DE CUYPER
WILL HOLD THE TITLE OF CHIEF EXECUTIVE
OFFICER IN ACCORDANCE WITH THE ARTICLES OF
ASSOCIATION. THIS PROPOSAL IS SUBJECT TO
APPROVAL OF THE NOMINATION BY THE NATIONAL
BANK OF BELGIUM
4 PROPOSAL TO POSITION THE BASE COMPENSATION Mgmt For For
OF THE CEO OF AGEAS WITHIN A RANGE OF EUR
650.000 TO EUR 900.000 GROSS/YEAR AND TO
FIX IT AS OF 1 NOVEMBER 2020, AT EUR
650.000 /YEAR WITH A STI ON TARGET OF 50%
AND A LTI OF 45%. THE WEIGHT OF THE
COMPONENTS TO DETERMINE THE STI WILL BE
AGEAS KPI'S (70%) AND INDIVIDUAL KPI'S
(30%)
5 PROPOSAL TO SET THE TRANSITION FEE OF MR. Mgmt Against Against
JOZEF DE MEY AT EUR 100.000
--------------------------------------------------------------------------------------------------------------------------
AGEAS NV Agenda Number: 713944026
--------------------------------------------------------------------------------------------------------------------------
Security: B0148L138
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: BE0974264930
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535853 DUE TO RECEIPT OF
POSTPONEMENT OF MEETING FROM 22 APR 2021 TO
19 MAY 2021 AND CHANGE IN RECORD DATE FROM
8 APR 2021 TO 5 MAY 2021. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 OPENING Non-Voting
2.1.1 DISCUSSION OF THE ANNUAL REPORT ON THE Non-Voting
FINANCIAL YEAR 2020
2.1.2 DISCUSSION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS FOR THE FINANCIAL YEAR 2020
2.1.3 PROPOSAL TO APPROVE THE STATUTORY ANNUAL Mgmt For For
ACCOUNTS OF THE COMPANY FOR THE FINANCIAL
YEAR 2020 AND ALLOCATION OF THE RESULTS
2.2.1 INFORMATION ON THE DIVIDEND POLICY Non-Voting
2.2.2 PROPOSAL TO ADOPT A GROSS DIVIDEND FOR THE Mgmt For For
2020 FINANCIAL YEAR OF EUR 2.65 PER AGEAS
SA/NV SHARE; THE DIVIDEND WILL BE PAYABLE
AS FROM 4 JUNE 2021. THE DIVIDEND WILL BE
FUNDED FROM THE AVAILABLE RESERVES, AS WELL
AS FROM AMOUNTS RESERVED FOR DIVIDENDS ON
FINANCIAL YEAR 2019, BUT WHICH HAD NOT BEEN
PAID OUT DUE TO THE PURCHASE OF OWN SHARES
2.3.1 PROPOSAL TO GRANT DISCHARGE OF LIABILITY TO Mgmt Against Against
THE MEMBERS OF THE BOARD OF DIRECTORS FOR
THE FINANCIAL YEAR 2020
2.3.2 PROPOSAL TO GRANT DISCHARGE OF LIABILITY TO Mgmt For For
THE AUDITOR FOR THE FINANCIAL YEAR 2020
3 PROPOSAL TO APPROVE THE REMUNERATION REPORT Mgmt Against Against
4.1 PROPOSAL TO APPOINT MR. JEAN-MICHEL Mgmt For For
CHATAGNY AS AN INDEPENDENT1 NON-EXECUTIVE
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY, FOR A PERIOD OF FOUR YEARS, UNTIL
THE CLOSE OF THE ORDINARY GENERAL MEETING
OF SHAREHOLDERS IN 2025
4.2 PROPOSAL TO RE-APPOINT MS. KATLEEN Mgmt For For
VANDEWEYER AS AN INDEPENDENT3 NON-EXECUTIVE
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY, FOR A PERIOD OF FOUR YEARS, UNTIL
THE CLOSE OF THE ORDINARY GENERAL MEETING
OF SHAREHOLDERS IN 2025
4.3 PROPOSAL TO RE-APPOINT MR. BART DE SMET AS Mgmt For For
A NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS OF THE COMPANY, FOR A PERIOD OF
FOUR YEARS, UNTIL THE CLOSE OF THE ORDINARY
GENERAL MEETING OF SHAREHOLDERS IN 2025
4.4 UPON RECOMMENDATION OF THE AUDIT COMMITTEE, Mgmt For For
PROPOSAL TO RE-APPOINT PWC
BEDRIJFSREVISOREN BV / PWC REVISEURS
D'ENTREPRISES SRL AS STATUTORY AUDITOR OF
THE COMPANY FOR A PERIOD OF THREE YEARS FOR
THE FINANCIAL YEARS 2021, 2022 AND 2023 AND
TO SET ITS REMUNERATION AT AN ANNUAL AMOUNT
OF EUR 700,650. FOR THE INFORMATION OF THE
GENERAL MEETING, PWC BEDRIJFSREVISOREN BV /
PWC REVISEURS D'ENTREPRISES SRL WILL
APPOINT MR KURT CAPPOEN AND MR ROLAND
JEANQUART AS ITS PERMANENT REPRESENTATIVES
5.1 PROPOSAL TO AMEND PARAGRAPH A) OF ARTICLE 1 Mgmt For For
BY ADDING "(IN SHORT AGEAS)", AS INDICATED
IN ITALICS BELOW: A) THE COMPANY: THE
COMPANY WITH LIMITED LIABILITY INCORPORATED
UNDER THE LAWS OF BELGIUM (SOCIETE
ANONYME/NAAMLOZE VENNOOTSCHAP) AGEAS SA/NV
(IN SHORT "AGEAS"), WITH REGISTERED OFFICE
ESTABLISHED IN THE BRUSSELS CAPITAL REGION
5.2.1 COMMUNICATION OF THE SPECIAL REPORT BY THE Non-Voting
BOARD OF DIRECTORS ON THE PROPOSED
AMENDMENTS TO THE PURPOSE CLAUSE IN
ACCORDANCE WITH ARTICLE 7:154 OF THE
BELGIAN COMPANIES AND ASSOCIATIONS CODE
5.2.2 PROPOSAL TO AMEND PARAGRAPH C) AND D) OF Mgmt For For
ARTICLE 4 BY ADDING "THAT SERVE TO REALIZE
THE PURPOSE OF THE COMPANY" AS INDICATED IN
ITALICS BELOW: C) THE PURCHASE,
SUBSCRIPTION, EXCHANGE, ASSIGNMENT AND SALE
OF, AND ALL OTHER SIMILAR OPERATIONS
RELATING TO, EVERY KIND OF TRANSFERABLE
SECURITY, SHARE, STOCK, BOND, WARRANT AND
GOVERNMENT STOCK, AND, IN A GENERAL WAY,
ALL RIGHTS ON MOVABLE AND IMMOVABLE
PROPERTY, AS WELL AS ALL FORMS OF
INTELLECTUAL RIGHTS, THAT SERVE TO REALIZE
THE PURPOSE OF THE COMPANY. D)
ADMINISTRATIVE, COMMERCIAL AND FINANCIAL
MANAGEMENT AND THE UNDERTAKING OF EVERY
KIND OF STUDY FOR THIRD PARTIES AND IN
PARTICULAR FOR COMPANIES, PARTNERSHIPS,
ENTERPRISES, ESTABLISHMENTS AND FOUNDATIONS
IN WHICH IT HOLDS A PARTICIPATING INTEREST,
EITHER DIRECTLY OR INDIRECTLY; THE GRANTING
OF LOANS, ADVANCES, GUARANTEES OR SECURITY
IN WHATEVER FORM, AND OF TECHNICAL,
ADMINISTRATIVE AND FINANCIAL ASSISTANCE IN
WHATEVER FORM, THAT SERVE TO REALIZE THE
PURPOSE OF THE COMPANY
5.3 PROPOSAL TO CANCEL 3,520,446 OWN SHARES Mgmt For For
ACQUIRED BY THE COMPANY. THE UNAVAILABLE
RESERVE CREATED FOR THE ACQUISITION OF THE
OWN SHARES AS REQUIRED BY ARTICLE 7:219 OF
THE BELGIAN CODE OF COMPANIES AND
ASSOCIATIONS WILL BE CANCELLED. ARTICLE 5
OF THE ARTICLES OF ASSOCIATION WILL BE
ACCORDINGLY MODIFIED AND WORDED AS FOLLOWS:
THE COMPANY CAPITAL IS SET AT ONE BILLION,
FIVE HUNDRED AND TWO MILLION, THREE HUNDRED
SIXTY-FOUR THOUSAND, TWO HUNDRED
SEVENTY-TWO EUROS AND SIXTY CENTS (EUR
1,502,364,272.60) AND IS FULLY PAID UP. IT
IS REPRESENTED BY ONE HUNDRED AND
NINETY-ONE MILLION, THIRTY-THREE THOUSAND,
ONE HUNDRED AND TWENTY-EIGHT (191.033.128)
SHARES, WITHOUT INDICATION OF NOMINAL
VALUE. THE GENERAL MEETING RESOLVES TO
DELEGATE ALL POWERS TO THE COMPANY
SECRETARY, ACTING INDIVIDUALLY, WITH THE
POSSIBILITY OF SUB-DELEGATION, IN ORDER TO
TAKE ALL MEASURES AND CARRY OUT ALL ACTIONS
REQUIRED FOR THE EXECUTION OF THE DECISION
OF CANCELLATION
5.4.1 COMMUNICATION OF THE SPECIAL REPORT BY THE Non-Voting
BOARD OF DIRECTORS ON THE USE AND PURPOSE
OF THE AUTHORIZED CAPITAL PREPARED IN
ACCORDANCE WITH ARTICLE 7:199 OF THE
BELGIAN COMPANIES AND ASSOCIATIONS CODE.
5.4.2 PROPOSAL TO (I) AUTHORIZE, FOR A PERIOD OF Mgmt For For
THREE YEARS STARTING ON THE DATE OF THE
PUBLICATION IN THE BELGIAN STATE GAZETTE OF
THE AMENDMENT TO THE ARTICLES OF
ASSOCIATION RESOLVED BY THE EXTRAORDINARY
GENERAL MEETING OF SHAREHOLDERS WHICH WILL
DELIBERATE ON THIS POINT, THE BOARD OF
DIRECTORS TO INCREASE THE COMPANY CAPITAL,
IN ONE OR MORE TRANSACTIONS, BY A MAXIMUM
AMOUNT OF EUR 150,000,000 AS MENTIONED IN
THE SPECIAL REPORT BY THE BOARD OF
DIRECTORS, (II) THEREFORE, CANCEL THE
UNUSED BALANCE OF THE AUTHORIZED CAPITAL,
AS MENTIONED IN ARTICLE 6 A) OF THE
ARTICLES OF ASSOCIATION, EXISTING AT THE
DATE MENTIONED UNDER (I) ABOVE AND (III)
MODIFY ARTICLE 6 A) OF THE ARTICLES OF
ASSOCIATION ACCORDINGLY, AS SET OUT IN THE
SPECIAL REPORT BY THE BOARD OF DIRECTORS
5.5 PROPOSAL TO AMEND PARAGRAPH A) OF ARTICLE Mgmt For For
12 BY REPLACING THE END OF THAT PARAGRAPH
BY THE TEXT INDICATED IN ITALICS BELOW; A)
THE COMPANY HAS AN EXECUTIVE COMMITTEE IN
ACCORDANCE WITH ARTICLE 45 OF THE LAW
REGARDING THE STATUTE AND SUPERVISION OF
INSURANCE AND REINSURANCE COMPANIES TO
WHICH ALL MANAGEMENT POWERS DESCRIBED IN
ARTICLE 7:110 OF THE COMPANIES AND
ASSOCIATIONS CODE ARE DELEGATED BY THE
BOARD OF DIRECTORS
6 PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY FOR A PERIOD OF 24
MONTHS STARTING AFTER THE PUBLICATION OF
THE ARTICLES OF ASSOCIATION IN THE ANNEXES
TO THE BELGIAN STATE GAZETTE, TO ACQUIRE
AGEAS SA/NV SHARES FOR A CONSIDERATION
EQUIVALENT TO THE CLOSING PRICE OF THE
AGEAS SA/NV SHARE ON EURONEXT ON THE DAY
IMMEDIATELY PRECEDING THE ACQUISITION, PLUS
A MAXIMUM OF FIFTEEN PER CENT (15%) OR
MINUS A MAXIMUM OF FIFTEEN PER CENT (15%).
THE NUMBER OF SHARES WHICH CAN BE ACQUIRED
BY THE BOARD OF DIRECTORS OF THE COMPANY
AND ITS DIRECT SUBSIDIARIES WITHIN THE
FRAMEWORK OF THIS AUTHORIZATION CUMULATED
WITH THE AUTHORIZATION GIVEN BY THE GENERAL
MEETING OF SHAREHOLDERS OF 20 MAY 2020 WILL
NOT REPRESENT MORE THAN 10% OF THE ISSUED
SHARE CAPITAL
7 CLOSE Non-Voting
CMMT 27 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM EGM TO MIX AND CHANGE IN
MEETING TYPE MIX TO AGM . IF YOU HAVE
ALREADY SENT IN YOUR VOTES, FOR MID: 561291
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
AGL ENERGY LTD Agenda Number: 713040119
--------------------------------------------------------------------------------------------------------------------------
Security: Q01630195
Meeting Type: AGM
Meeting Date: 07-Oct-2020
Ticker:
ISIN: AU000000AGL7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 FINANCIAL REPORT, DIRECTORS' REPORT AND Non-Voting
AUDITOR'S REPORT
2 REMUNERATION REPORT Mgmt Against Against
3.A RE-ELECTION OF PETER BOTTEN Mgmt For For
3.B ELECTION OF MARK BLOOM Mgmt For For
4 GRANT OF PERFORMANCE RIGHTS UNDER THE AGL Mgmt For For
LONG TERM INCENTIVE PLAN TO BRETT REDMAN
5 APPROVAL OF TERMINATION BENEFITS FOR Mgmt For For
ELIGIBLE SENIOR EXECUTIVES
CMMT "IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE OFFER
OR CANNOT BE REGISTERED UNTIL THE BID IS
APPROVED BY MEMBERS NOT ASSOCIATED WITH THE
BIDDER. THE RESOLUTION MUST BE CONSIDERED
AT A MEETING HELD MORE THAN 14 DAYS BEFORE
THE BID CLOSES. EACH MEMBER HAS ONE VOTE
FOR EACH FULLY PAID SHARE HELD. THE VOTE IS
DECIDED ON A SIMPLE MAJORITY. THE BIDDER
AND ITS ASSOCIATES ARE NOT ALLOWED TO
VOTE."
6 REINSERTION OF PROPORTIONAL TAKEOVER Mgmt For For
PROVISIONS FOR A FURTHER 3 YEARS
7.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: AMENDMENT TO THE
CONSTITUTION (SPECIAL RESOLUTION
7.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: COAL CLOSURE DATES
--------------------------------------------------------------------------------------------------------------------------
AGNICO EAGLE MINES LIMITED Agenda Number: 935380876
--------------------------------------------------------------------------------------------------------------------------
Security: 008474108
Meeting Type: Annual and Special
Meeting Date: 30-Apr-2021
Ticker: AEM
ISIN: CA0084741085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Leona Aglukkaq Mgmt For For
Sean Boyd Mgmt For For
Martine A. Celej Mgmt For For
Robert J. Gemmell Mgmt For For
Mel Leiderman Mgmt For For
Deborah McCombe Mgmt For For
James D. Nasso Mgmt For For
Dr. Sean Riley Mgmt For For
J. Merfyn Roberts Mgmt For For
Jamie C. Sokalsky Mgmt For For
2 Appointment of Ernst & Young LLP as Mgmt For For
Auditors of the Company for the ensuing
year and authorizing the Directors to fix
their remuneration.
3 An ordinary resolution approving amendments Mgmt For For
of Agnico Eagle's Stock Option Plan.
4 Consideration of and, if deemed advisable, Mgmt For For
the passing of a non- binding, advisory
resolution accepting the Company's approach
to executive compensation.
--------------------------------------------------------------------------------------------------------------------------
AIR LIQUIDE SA Agenda Number: 713611019
--------------------------------------------------------------------------------------------------------------------------
Security: F01764103
Meeting Type: MIX
Meeting Date: 04-May-2021
Ticker:
ISIN: FR0000120073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 18 FEB 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. PLEASE
NOTE THAT IF YOU HOLD CREST DEPOSITORY
INTERESTS (CDIs) AND PARTICIPATE AT THIS
MEETING, YOU (OR YOUR CREST SPONSORED
MEMBER/CUSTODIAN) WILL BE REQUIRED TO
INSTRUCT A TRANSFER OF THE RELEVANT CDIs TO
THE ESCROW ACCOUNT SPECIFIED IN THE
ASSOCIATED CORPORATE EVENT IN THE CREST
SYSTEM. THIS TRANSFER WILL NEED TO BE
COMPLETED BY THE SPECIFIED CREST SYSTEM
DEADLINE. ONCE THIS TRANSFER HAS SETTLED,
THE CDIs WILL BE BLOCKED IN THE CREST
SYSTEM. THE CDIs WILL BE RELEASED FROM
ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 18 FEB 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202102172100163-21: REVISION DUE TO
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2020; SETTING OF THE DIVIDEND
4 18-MONTH AUTHORIZATION GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO ALLOW THE COMPANY TO TRADE
IN ITS OWN SHARES
5 RENEWAL OF THE TERM OF OFFICE OF MR. XAVIER Mgmt For For
HUILLARD AS DIRECTOR
6 APPOINTMENT OF MR. PIERRE BREBER AS Mgmt For For
DIRECTOR OF THE COMPANY
7 APPOINTMENT OF MR. AIMAN EZZAT AS DIRECTOR Mgmt For For
OF THE COMPANY
8 APPOINTMENT OF MR. BERTRAND DUMAZY AS Mgmt For For
DIRECTOR OF THE COMPANY
9 STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt For For
AGREEMENTS REFERRED TO IN ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. BENOIT POTIER
11 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF THE CORPORATE OFFICERS
REFERRED TO IN ARTICLE L. 22-10-9 I OF THE
FRENCH COMMERCIAL CODE
12 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO EXECUTIVE CORPORATE OFFICERS
13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO DIRECTORS
14 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR 24 MONTHS TO REDUCE THE
CAPITAL BY CANCELLING TREASURY SHARES
15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR 26 MONTHS IN ORDER
TO INCREASE THE SHARE CAPITAL BY ISSUING
COMMON SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS, IMMEDIATELY AND/OR IN THE
FUTURE, TO THE COMPANY'S CAPITAL, WITH
RETENTION OF SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS FOR A MAXIMUM NOMINAL
AMOUNT OF 470 MILLION EUROS
16 AUTHORISATION GRANTED FOR 26 MONTHS TO THE Mgmt For For
BOARD OF DIRECTORS IN ORDER TO INCREASE, IN
THE EVENT OF EXCESS DEMAND, THE AMOUNT OF
ISSUES OF SHARES OR TRANSFERABLE
SECURITIES)
17 DELEGATION OF AUTHORITY GRANTED FOR 26 Mgmt For For
MONTHS TO THE BOARD OF DIRECTORS IN ORDER
TO PROCEED WITH CAPITAL INCREASES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT RESERVED FOR MEMBERS OF
A COMPANY OR GROUP SAVINGS PLAN
18 DELEGATION OF AUTHORITY GRANTED FOR 18 Mgmt For For
MONTHS TO THE BOARD OF DIRECTORS IN ORDER
TO PROCEED WITH CAPITAL INCREASES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT RESERVED FOR A CATEGORY
OF BENEFICIARIES
19 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AISIN SEIKI CO.,LTD. Agenda Number: 714204081
--------------------------------------------------------------------------------------------------------------------------
Security: J00714105
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3102000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Toyoda, Kanshiro Mgmt Against Against
1.2 Appoint a Director Ise, Kiyotaka Mgmt Against Against
1.3 Appoint a Director Haraguchi, Tsunekazu Mgmt For For
1.4 Appoint a Director Hamada, Michiyo Mgmt For For
1.5 Appoint a Director Yoshida, Moritaka Mgmt Against Against
1.6 Appoint a Director Suzuki, Kenji Mgmt Against Against
1.7 Appoint a Director Ito, Shintaro Mgmt Against Against
1.8 Appoint a Director Shin, Seiichi Mgmt For For
1.9 Appoint a Director Kobayashi, Koji Mgmt Against Against
2.1 Appoint a Corporate Auditor Mitsuya, Makoto Mgmt Against Against
2.2 Appoint a Corporate Auditor Kato, Kiyomi Mgmt For For
2.3 Appoint a Corporate Auditor Ueda, Junko Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Nakagawa, Hidenori
--------------------------------------------------------------------------------------------------------------------------
AJINOMOTO CO.,INC. Agenda Number: 714196335
--------------------------------------------------------------------------------------------------------------------------
Security: J00882126
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3119600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Reduce the Board of Mgmt For For
Directors Size, Reduce Term of Office of
Directors to One Year, Transition to a
Company with Three Committees, Allow the
Board of Directors to Authorize
Appropriation of Surplus and Purchase Own
Shares
3.1 Appoint a Director Nishii, Takaaki Mgmt For For
3.2 Appoint a Director Fukushi, Hiroshi Mgmt For For
3.3 Appoint a Director Tochio, Masaya Mgmt For For
3.4 Appoint a Director Nosaka, Chiaki Mgmt For For
3.5 Appoint a Director Kurashima, Kaoru Mgmt For For
3.6 Appoint a Director Nawa, Takashi Mgmt For For
3.7 Appoint a Director Iwata, Kimie Mgmt For For
3.8 Appoint a Director Toki, Atsushi Mgmt For For
3.9 Appoint a Director Amano, Hideki Mgmt For For
3.10 Appoint a Director Indo, Mami Mgmt For For
3.11 Appoint a Director Nakayama, Joji Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AKER ASA Agenda Number: 713832447
--------------------------------------------------------------------------------------------------------------------------
Security: R0114P108
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: NO0010234552
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING; APPROVE NOTICE OF MEETING AND Mgmt For For
AGENDA
2 DESIGNATE INSPECTOR(S) OF MINUTES OF Mgmt For For
MEETING
3 RECEIVE COMPANY STATUS REPORTS Non-Voting
4 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS
5 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
6 DISCUSS COMPANY'S CORPORATE GOVERNANCE Non-Voting
STATEMENT
7 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
8 APPROVE REMUNERATION OF NOMINATING Mgmt For For
COMMITTEE
9 ELECT DIRECTORS Mgmt For For
10 ELECT MEMBERS OF NOMINATION COMMITTEE Mgmt Against Against
11 APPROVE REMUNERATION OF AUDITORS FOR 2020 Mgmt For For
12 AUTHORIZE SHARE REPURCHASE PROGRAM IN Mgmt For For
CONNECTION WITH ACQUISITIONS, MERGERS,
DEMERGERS OR OTHER TRANSACTIONS
13 AUTHORIZE SHARE REPURCHASE PROGRAM IN Mgmt For For
CONNECTION WITH INCENTIVE PLAN
14 AUTHORIZE SHARE REPURCHASE PROGRAM FOR Mgmt For For
INVESTMENT PURPOSES OR CANCELLATION
15 AUTHORIZE BOARD TO DISTRIBUTE DIVIDENDS Mgmt For For
16 APPROVE CREATION OF POOL OF CAPITAL WITHOUT Mgmt For For
PREEMPTIVE RIGHTS
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 08 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AKER BP ASA Agenda Number: 713730263
--------------------------------------------------------------------------------------------------------------------------
Security: R0139K100
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: NO0010345853
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING; REGISTRATION OF ATTENDING Non-Voting
SHAREHOLDERS AND PROXIES
2 ELECT CHAIRMAN OF MEETING; DESIGNATE Mgmt For For
INSPECTOR(S) OF MINUTES OF MEETING
3 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
4 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
5 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
6 APPROVE REMUNERATION OF AUDITORS FOR 2020 Mgmt For For
7 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
8 APPROVE REMUNERATION OF NOMINATION Mgmt For For
COMMITTEE
9 RE-ELECT KJELL INGE ROKKE, KATE THOMSON AND Mgmt For For
ANNE MARIE CANNON (VICE CHAIR) AS DIRECTORS
FOR A TERM OF TWO YEARS
10 APPROVE CREATION OF NOK 18 MILLION POOL OF Mgmt For For
CAPITAL WITHOUT PRE-EMPTIVE RIGHTS
11 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OF REPURCHASED SHARES
12 AUTHORIZE BOARD TO DISTRIBUTE DIVIDENDS Mgmt For For
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ALCON SA Agenda Number: 713728953
--------------------------------------------------------------------------------------------------------------------------
Security: H01301128
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: CH0432492467
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For
MANAGEMENT
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 0.10 PER SHARE
4.1 APPROVE REMUNERATION REPORT (NON-BINDING) Mgmt Against Against
4.2 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF CHF 3.3 MILLION
4.3 APPROVE REMUNERATION OF EXECUTIVE COMMITTEE Mgmt For For
IN THE AMOUNT OF CHF 38.4 MILLION
5.1 REELECT MICHAEL BALL AS DIRECTOR AND BOARD Mgmt For For
CHAIRMAN
5.2 REELECT LYNN BLEIL AS DIRECTOR Mgmt For For
5.3 REELECT ARTHUR CUMMINGS AS DIRECTOR Mgmt For For
5.4 REELECT DAVID ENDICOTT AS DIRECTOR Mgmt For For
5.5 REELECT THOMAS GLANZMANN AS DIRECTOR Mgmt For For
5.6 REELECT KEITH GROSSMANN AS DIRECTOR Mgmt For For
5.7 REELECT SCOTT MAW AS DIRECTOR Mgmt For For
5.8 REELECT KAREN MAY AS DIRECTOR Mgmt For For
5.9 REELECT INES POESCHEL AS DIRECTOR Mgmt For For
5.10 REELECT DIETER SPAELTI AS DIRECTOR Mgmt For For
6.1 REAPPOINT THOMAS GLANZMANN AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.2 REAPPOINT KEITH GROSSMANN AS MEMBER OF THE Mgmt Against Against
COMPENSATION COMMITTEE
6.3 REAPPOINT KAREN MAY AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.4 REAPPOINT INES POESCHEL AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
7 DESIGNATE HARTMANN DREYER ATTORNEYS-AT-LAW Mgmt For For
AS INDEPENDENT PROXY
8 RATIFY PRICEWATERHOUSECOOPERS SA AS Mgmt For For
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
ALFA LAVAL AB Agenda Number: 713725313
--------------------------------------------------------------------------------------------------------------------------
Security: W04008152
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: SE0000695876
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF THE CHAIRMAN FOR THE GENERAL Non-Voting
MEETING: DENNIS JONSSON
2 ELECTION OF PERSON TO ATTEST THE MINUTES: Non-Voting
ADVOKAT ANNIKA BOSTROM
3 PREPARATION AND APPROVAL OF THE VOTING Non-Voting
REGISTER
4 APPROVAL OF THE AGENDA FOR THE GENERAL Non-Voting
MEETING
5 DETERMINATION WHETHER THE GENERAL MEETING Non-Voting
HAS BEEN DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT, AS WELL AS THE
CONSOLIDATED ANNUAL REPORT AND THE
AUDITOR'S REPORT FOR THE GROUP, AND THE
AUDITOR'S REPORT REGARDING COMPLIANCE WITH
THE EXECUTIVE REMUNERATION POLICY ADOPTED
AT THE 2020 ANNUAL GENERAL MEETING
7.a ADOPTION OF THE INCOME STATEMENT AND THE Mgmt For For
BALANCE SHEET AS WELL AS THE CONSOLIDATED
INCOME STATEMENT AND THE CONSOLIDATED
BALANCE SHEET
7.b RESOLUTION REGARDING ALLOCATION OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE ADOPTED
BALANCE SHEET: THE BOARD OF DIRECTORS
PROPOSES A DISTRIBUTION OF PROFITS IN AN
AMOUNT OF SEK 5,50 PER SHARE FOR 2020.
THURSDAY 29 APRIL 2021 IS PROPOSED AS
RECORD DATE FOR THE RIGHT TO RECEIVE
DIVIDEND
7.c.1 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR CEO TOM ERIXON
7.c.2 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER AND CHAIRMAN OF
THE BOARD DENNIS JONSSON
7.c.3 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER MARIA MORAEUS
HANSSEN
7.c.4 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER HENRIK LANGE
7.c.5 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER RAY MAURITSSON
7.c.6 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER HELENE MELLQUIST
7.c.7 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER FINN RAUSING
7.c.8 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER JORN RAUSING
7.c.9 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER ULF WIINBERG
7.c10 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR FORMER BOARD MEMBER AND
CHAIRMAN OF THE BOARD ANDERS NARVINGER
7.c11 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR FORMER BOARD MEMBER ANNA
OHLSSON-LEIJON
7.c12 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR EMPLOYEE REPRESENTATIVE BROR
GARCIA LANTZ
7.C13 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR EMPLOYEE REPRESENTATIVE
SUSANNE JONSSON
7.c14 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR EMPLOYEE REPRESENTATIVE
HENRIK NIELSEN
7.c15 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR DEPUTY EMPLOYEE
REPRESENTATIVE LEIF NORKVIST
7.c16 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR DEPUTY EMPLOYEE
REPRESENTATIVE STEFAN SANDELL
7.c17 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR DEPUTY EMPLOYEE
REPRESENTATIVE JOHNNY HULTHEN
8 PRESENTATION OF THE BOARD OF DIRECTORS' Mgmt Against Against
REMUNERATION REPORT FOR APPROVAL
9.1 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND DEPUTY MEMBERS:
THE NOMINATION COMMITTEE PROPOSES THAT THE
NUMBER OF MEMBERS OF THE BOARD OF
DIRECTORS, WHO ARE ELECTED BY THE GENERAL
MEETING, SHALL BE NINE ELECTED MEMBERS AND
NO DEPUTY MEMBERS
9.2 DETERMINATION OF THE NUMBER OF AUDITORS AND Mgmt For For
DEPUTY AUDITORS: THE NOMINATION COMMITTEE
PROPOSES THAT BOTH THE NUMBER OF AUDITORS
AND THE NUMBER OF DEPUTY AUDITORS SHALL BE
TWO
10.1 DETERMINATION OF THE COMPENSATION TO THE Mgmt For For
BOARD OF DIRECTORS IN ACCORDANCE WITH THE
NOMINATION COMMITTEE'S PROPOSAL
10.2 DETERMINATION OF THE ADDITIONAL Mgmt For For
COMPENSATION TO MEMBERS OF THE BOARD WHO
ALSO HOLDS A POSITION AS CHAIRMAN OR MEMBER
OF THE AUDIT COMMITTEE OR THE REMUNERATION
COMMITTEE IN ACCORDANCE WITH THE NOMINATION
COMMITTEE'S PROPOSAL
10.3 DETERMINATION OF THE COMPENSATION TO THE Mgmt For For
AUDITORS AS PROPOSED BY THE NOMINATION
COMMITTEE
11.1 RE-ELECTION OF MARIA MORAEUS HANSSEN AS Mgmt For For
BOARD MEMBER
11.2 RE-ELECTION OF DENNIS JONSSON AS BOARD Mgmt For For
MEMBER
11.3 RE-ELECTION OF HENRIK LANGE AS BOARD MEMBER Mgmt For For
11.4 RE-ELECTION OF RAY MAURITSSON AS BOARD Mgmt For For
MEMBER
11.5 RE-ELECTION OF HELENE MELLQUIST AS BOARD Mgmt For For
MEMBER
11.6 RE-ELECTION OF FINN RAUSING AS BOARD MEMBER Mgmt For For
11.7 RE-ELECTION OF JORN RAUSING AS BOARD MEMBER Mgmt For For
11.8 RE-ELECTION OF ULF WIINBERG AS BOARD MEMBER Mgmt For For
11.9 ELECTION OF LILIAN FOSSUM BINER AS BOARD Mgmt For For
MEMBER
11.10 RE-APPOINTMENT OF DENNIS JONSSON AS Mgmt For For
CHAIRMAN OF THE BOARD
11.11 RE-ELECTION OF STAFFAN LANDEN AS AUDITOR Mgmt For For
11.12 RE-ELECTION OF KAROLINE TEDEVALL AS AUDITOR Mgmt For For
11.13 RE-ELECTION OF HENRIK JONZEN AS DEPUTY Mgmt For For
AUDITOR
11.14 RE-ELECTION OF ANDREAS MAST AS DEPUTY Mgmt For For
AUDITOR
12 RESOLUTION ON AMENDMENT OF EXECUTIVE Mgmt For For
REMUNERATION POLICY FOR COMPENSATION TO
EXECUTIVE OFFICERS
13 RESOLUTION ON AUTHORIZATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO PURCHASE SHARES IN THE
COMPANY
14 RESOLUTION TO AMEND THE ARTICLES OF Mgmt For For
ASSOCIATION: SECTION 10
CMMT 26 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 29 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING FOR
RESOLUTION 7 AND ADDITION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 29 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA HEALTH INFORMATION TECHNOLOGY LTD Agenda Number: 713593881
--------------------------------------------------------------------------------------------------------------------------
Security: G0171K101
Meeting Type: SGM
Meeting Date: 01-Mar-2021
Ticker:
ISIN: BMG0171K1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0205/2021020501411.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0205/2021020501393.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 THE REVISED ANNUAL CAP OF RMB950,000,000 IN Mgmt For For
RESPECT OF THE SERVICES FEES PAYABLE BY
HANGZHOU LUKANG HEALTH TECHNOLOGY CO., LTD
(AS SPECIFIED) (FORMERLY KNOWN AS HANGZHOU
HENGPING HEALTH TECHNOLOGY CO., LTD (AS
SPECIFIED)) (''HANGZHOU LUKANG'') TO THE
TMALL ENTITIES (NAMELY, ZHEJIANG TMALL
TECHNOLOGY CO., LTD (AS SPECIFIED) AND
ZHEJIANG TMALL NETWORK CO., LTD (AS
SPECIFIED) AND THEIR AFFILIATES (AS THE
CASE MAY BE), COLLECTIVELY) FOR THE YEAR
ENDING MARCH 31, 2021 UNDER THE TECHNICAL
SERVICES FRAMEWORK AGREEMENT DATED MAY 28,
2018, ENTERED INTO BETWEEN HANGZHOU LUKANG
AND THE TMALL ENTITIES BE AND IS HEREBY
CONFIRMED, APPROVED, AND RATIFIED
--------------------------------------------------------------------------------------------------------------------------
ALIBABA HEALTH INFORMATION TECHNOLOGY LTD Agenda Number: 713665074
--------------------------------------------------------------------------------------------------------------------------
Security: G0171K101
Meeting Type: SGM
Meeting Date: 29-Mar-2021
Ticker:
ISIN: BMG0171K1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0305/2021030501421.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0305/2021030501417.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 THE 2022 LOGISTICS SERVICES FRAMEWORK Mgmt For For
AGREEMENT ENTERED INTO BETWEEN THE COMPANY
AND HANGZHOU CAINIAO SUPPLY CHAIN
MANAGEMENT CO., LTD (AS SPECIFIED) ON
FEBRUARY 5, 2021, THE CONTINUING CONNECTED
TRANSACTIONS CONTEMPLATED THEREUNDER AND
THE PROPOSED ANNUAL CAP FOR THE YEAR ENDING
MARCH 31, 2022, BE AND ARE HEREBY
CONFIRMED, APPROVED AND RATIFIED
2 THE 2022 PLATFORM SERVICES FRAMEWORK Mgmt For For
AGREEMENT ENTERED INTO BETWEEN THE COMPANY
AND ALIBABA GROUP HOLDING LIMITED
(''ALIBABA HOLDING'') ON FEBRUARY 5, 2021,
THE CONTINUING CONNECTED TRANSACTIONS
CONTEMPLATED THEREUNDER AND THE PROPOSED
ANNUAL CAP FOR THE YEAR ENDING MARCH 31,
2022, BE AND ARE HEREBY CONFIRMED, APPROVED
AND RATIFIED
3 THE 2022 ADVERTISING SERVICES FRAMEWORK Mgmt For For
AGREEMENT ENTERED INTO BETWEEN THE COMPANY
AND ALIBABA HOLDING ON FEBRUARY 5, 2021,
THE CONTINUING CONNECTED TRANSACTIONS
CONTEMPLATED THEREUNDER AND THE PROPOSED
ANNUAL CAP FOR THE YEAR ENDING MARCH 31,
2022, BE AND ARE HEREBY CONFIRMED, APPROVED
AND RATIFIED
4 THE 2022 FRAMEWORK TECHNICAL SERVICES Mgmt For For
AGREEMENT ENTERED INTO BETWEEN ALIBABA
HEALTH TECHNOLOGY (HANGZHOU) CO., LTD. (AS
SPECIFIED), ALIBABA HEALTH TECHNOLOGY
(HAINAN) CO., LTD. (AS SPECIFIED) AND THE
TMALL ENTITIES (NAMELY, ZHEJIANG TMALL
TECHNOLOGY CO., LTD. (AS SPECIFIED),
ZHEJIANG TMALL NETWORK CO., LTD. (AS
SPECIFIED) AND/OR THEIR APPLICABLE
AFFILIATES (AS THE CASE MAY BE),
COLLECTIVELY) ON FEBRUARY 5, 2021, THE
CONTINUING CONNECTED TRANSACTIONS
CONTEMPLATED THEREUNDER AND THE PROPOSED
ANNUAL CAP FOR THE YEAR ENDING MARCH 31,
2022, BE AND ARE HEREBY CONFIRMED, APPROVED
AND RATIFIED
5 ANY ONE OR MORE OF THE DIRECTORS OF THE Mgmt For For
COMPANY FOR AND ON BEHALF OF THE COMPANY BE
AND ARE HEREBY AUTHORIZED TO SIGN, SEAL,
EXECUTE AND DELIVER ALL SUCH DOCUMENTS AND
DEEDS, AND DO ALL SUCH ACTS, MATTERS AND
THINGS AS THEY MAY IN THEIR DISCRETION
CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT
TO GIVE EFFECT TO AND/OR TO IMPLEMENT THE
TRANSACTIONS CONTEMPLATED IN THE
RESOLUTIONS 1 TO 4
--------------------------------------------------------------------------------------------------------------------------
ALLEGRO.EU Agenda Number: 714184811
--------------------------------------------------------------------------------------------------------------------------
Security: L0R67D109
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: LU2237380790
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RECEIVE BOARD'S AND AUDITOR'S REPORTS ON Non-Voting
FINANCIAL STATEMENTS
2 APPROVE FINANCIAL STATEMENTS Mgmt For For
3 RECEIVE BOARD'S AND AUDITOR'S REPORTS ON Non-Voting
CONSOLIDATED FINANCIAL STATEMENTS
4 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
5 APPROVE ALLOCATION OF LOSS Mgmt For For
6 APPROVE REMUNERATION REPORT Mgmt For For
7 APPROVE DISCHARGE OF DANIELLE (DIT DANIELE) Mgmt For For
ARENDT-MICHELS AS DIRECTOR
8 APPROVE DISCHARGE OF GAUTIER LAURENT AS Mgmt For For
DIRECTOR
9 APPROVE DISCHARGE OF SEVERINE MICHEL AS Mgmt For For
DIRECTOR
10 APPROVE DISCHARGE OF CEDRIC PEDONI AS Mgmt For For
DIRECTOR
11 APPROVE DISCHARGE OF GILLES WILLY DUROY AS Mgmt For For
DIRECTOR
12 APPROVE DISCHARGE OF FRANCOIS NUYTS AS Mgmt For For
DIRECTOR
13 APPROVE DISCHARGE OF JONATHAN EASTICK AS Mgmt For For
DIRECTOR
14 APPROVE DISCHARGE OF DARREN RICHARD HUSTON Mgmt For For
AS DIRECTOR
15 APPROVE DISCHARGE OF DAVID BARKER AS Mgmt For For
DIRECTOR
16 APPROVE DISCHARGE OF CARLA SMITS-NUSTELING Mgmt For For
AS DIRECTOR
17 APPROVE DISCHARGE OF PAWEL PADUSINSKI AS Mgmt For For
DIRECTOR
18 APPROVE DISCHARGE OF NANCY CRUICKSHANK AS Mgmt For For
DIRECTOR
19 APPROVE DISCHARGE OF RICHARD SANDERS AS Mgmt For For
DIRECTOR
20 APPROVE DISCHARGE OF AUDITORS Mgmt Against Against
21 RENEW APPOINTMENT OF PWC AS AUDITOR Mgmt Against Against
22 TRANSACT OTHER BUSINESS Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 20 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
03 JUN 2021 TO 02 JUN 2021. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE Agenda Number: 713711718
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROPRIATION OF NET EARNINGS Mgmt For For
3 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt For For
THE BOARD OF MANAGEMENT
4 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD
5 APPROVAL OF THE REMUNERATION SYSTEM FOR Mgmt For For
MEMBERS OF THE BOARD OF MANAGEMENT OF
ALLIANZ SE
6 APPROVAL OF THE REMUNERATION OF THE MEMBERS Mgmt For For
OF THE SUPERVISORY BOARD OF ALLIANZ SE AND
CORRESPONDING AMENDMENT OF THE STATUTES
7 AMENDMENT OF THE STATUTES REGARDING THE Mgmt For For
TERM OF OFFICE OF THE MEMBERS OF THE
SUPERVISORY BOARD
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
AMADEUS IT GROUP S.A Agenda Number: 714182906
--------------------------------------------------------------------------------------------------------------------------
Security: E04648114
Meeting Type: OGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: ES0109067019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 582439 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 17 JUNE 2021 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU'
1 APPROVE CONSOLIDATED AND STANDALONE Mgmt For For
FINANCIAL STATEMENTS
2 APPROVE NON-FINANCIAL INFORMATION STATEMENT Mgmt For For
3 APPROVE TREATMENT OF NET LOSS Mgmt For For
4 APPROVE DISCHARGE OF BOARD Mgmt For For
5.1 ELECT JANA EGGERS AS DIRECTOR Mgmt For For
5.2 ELECT AMANDA MESLER AS DIRECTOR Mgmt For For
5.3 REELECT LUIS MAROTO CAMINO AS DIRECTOR Mgmt For For
5.4 REELECT DAVID WEBSTER AS DIRECTOR Mgmt For For
5.5 REELECT CLARA FURSE AS DIRECTOR Mgmt For For
5.6 REELECT NICOLAS HUSS AS DIRECTOR Mgmt For For
5.7 REELECT STEPHAN GEMKOW AS DIRECTOR Mgmt For For
5.8 REELECT PETER KUERPICK AS DIRECTOR Mgmt For For
5.9 REELECT PILAR GARCIA CEBALLOS ZUNIGA AS Mgmt For For
DIRECTOR
5.10 REELECT FRANCESCO LOREDAN AS DIRECTOR Mgmt For For
6 ADVISORY VOTE ON REMUNERATION REPORT Mgmt Against Against
7 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
8 APPROVE REMUNERATION POLICY Mgmt For For
9 APPROVE PERFORMANCE SHARE PLAN Mgmt For For
10.1 AMEND ARTICLE 11 RE: SHARE CAPITAL INCREASE Mgmt For For
10.2 AMEND ARTICLE 24 RE: REMOTE VOTING Mgmt For For
10.3 ADD NEW ARTICLE 24 BIS RE: ALLOW Mgmt For For
SHAREHOLDER MEETINGS TO BE HELD IN
VIRTUAL-ONLY FORMAT
10.4 AMEND ARTICLES RE: BOARD FUNCTIONS AND Mgmt For For
REMUNERATION
10.5 AMEND ARTICLES RE: BOARD COMMITTEES Mgmt For For
11.1 AMEND ARTICLES OF GENERAL MEETING Mgmt For For
REGULATIONS RE: COMPANY'S NAME AND
CORPORATE WEBSITE
11.2 AMEND ARTICLE 7 OF GENERAL MEETING Mgmt For For
REGULATIONS RE: RIGHT TO INFORMATION
11.3 AMEND ARTICLES OF GENERAL MEETING Mgmt For For
REGULATIONS RE: HOLDING OF THE GENERAL
MEETING
11.4 AMEND ARTICLES OF GENERAL MEETING Mgmt For For
REGULATIONS RE: CONSTITUTION AND START OF
THE SESSION
12 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMS AG Agenda Number: 714047443
--------------------------------------------------------------------------------------------------------------------------
Security: A0400Q115
Meeting Type: AGM
Meeting Date: 02-Jun-2021
Ticker:
ISIN: AT0000A18XM4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE MEETING SPECIFIC POWER Non-Voting
OF ATTORNEY NEEDS TO BE CORRECTLY FILLED IN
OR YOUR VOTE INSTRUCTION MAY BE REJECTED.
THE BENEFICIAL OWNER NAME MUST CORRESPOND
TO THAT GIVEN ON ACCOUNT SET UP WITH YOUR
CUSTODIAN BANK. ADDITIONALLY, THE SHARE
AMOUNT IS THE SETTLED HOLDING AS OF RECORD
DATE. PLEASE CONTACT YOUR CUSTODIAN BANK IF
YOU HAVE ANY QUESTIONS. THANK YOU.
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME Mgmt For For
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
MEMBERS
6 RATIFY AUDITORS FOR FISCAL YEAR 2021 Mgmt For For
7 APPROVE REMUNERATION POLICY Mgmt For For
8 APPROVE REMUNERATION REPORT Mgmt Against Against
9 APPROVE INCREASE IN SIZE OF SUPERVISORY Mgmt For For
BOARD
10 ELECT SUPERVISORY BOARD MEMBER Mgmt For For
11 CHANGE COMPANY NAME Mgmt For For
12 APPROVE CREATION OF POOL OF CAPITAL WITHOUT Mgmt For For
PREEMPTIVE RIGHTS
13.1 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
13.2 RECEIVE REPORT ON SHARE REPURCHASE PROGRAM Non-Voting
AND REISSUANCE OF REPURCHASED SHARES
--------------------------------------------------------------------------------------------------------------------------
ANA HOLDINGS INC. Agenda Number: 714265370
--------------------------------------------------------------------------------------------------------------------------
Security: J0156Q112
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3429800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Increase Capital Shares Mgmt For For
to be issued
2.1 Appoint a Director Ito, Shinichiro Mgmt Against Against
2.2 Appoint a Director Katanozaka, Shinya Mgmt Against Against
2.3 Appoint a Director Shibata, Koji Mgmt Against Against
2.4 Appoint a Director Takada, Naoto Mgmt Against Against
2.5 Appoint a Director Fukuzawa, Ichiro Mgmt Against Against
2.6 Appoint a Director Mitsukura, Tatsuhiko Mgmt Against Against
2.7 Appoint a Director Hirako, Yuji Mgmt Against Against
2.8 Appoint a Director Yamamoto, Ado Mgmt Against Against
2.9 Appoint a Director Kobayashi, Izumi Mgmt For For
2.10 Appoint a Director Katsu, Eijiro Mgmt For For
3 Appoint a Corporate Auditor Miura, Akihiko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ANDRITZ AG Agenda Number: 713621882
--------------------------------------------------------------------------------------------------------------------------
Security: A11123105
Meeting Type: OGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: AT0000730007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME Mgmt For For
3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
5 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
MEMBERS
6 RATIFY AUDITORS FOR FISCAL YEAR 2021: KPMG Mgmt For For
AUSTRIA GMBH
7.1 ELECT JUERGEN FECHTER AS SUPERVISORY BOARD Mgmt For For
MEMBER
7.2 ELECT ALEXANDER ISOLA AS SUPERVISORY BOARD Mgmt Against Against
MEMBER
8 APPROVE REMUNERATION REPORT Mgmt For For
9 APPROVE REMUNERATION POLICY Mgmt For For
10 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
CMMT 09 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 09 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC Agenda Number: 713664464
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE FINANCIAL STATEMENTS OF THE Mgmt For For
COMPANY AND THE GROUP AND THE REPORTS OF
THE DIRECTORS AND AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 72 US CENTS Mgmt For For
PER ORDINARY SHARE, PAYABLE ON 7 MAY 2021
TO THOSE SHAREHOLDERS REGISTERED AT THE
CLOSE OF BUSINESS ON 19 MARCH 2021
3 TO ELECT ELISABETH BRINTON AS A DIRECTOR OF Mgmt For For
THE COMPANY
4 TO ELECT HILARY MAXSON AS A DIRECTOR OF THE Mgmt For For
COMPANY WITH EFFECT FROM 1 JUNE 2021
5 TO RE-ELECT IAN ASHBY AS A DIRECTOR OF THE Mgmt For For
COMPANY
6 TO RE-ELECT MARCELO BASTOS AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT STUART CHAMBERS AS A DIRECTOR Mgmt For For
OF THE COMPANY
8 TO RE-ELECT MARK CUTIFANI AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT BYRON GROTE AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT HIXONIA NYASULU AS A DIRECTOR Mgmt For For
OF THE COMPANY
11 TO RE-ELECT NONKULULEKO NYEMBEZI AS A Mgmt For For
DIRECTOR OF THE COMPANY
12 TO RE-ELECT TONY O'NEILL AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-ELECT STEPHEN PEARCE AS A DIRECTOR OF Mgmt For For
THE COMPANY
14 TO RE-ELECT ANNE STEVENS AS A DIRECTOR OF Mgmt For For
THE COMPANY
15 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY FOR THE ENSUING YEAR
16 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITOR
17 TO APPROVE THE IMPLEMENTATION REPORT Mgmt For For
SECTION OF THE DIRECTORS' REMUNERATION
REPORT SET OUT IN THE INTEGRATED ANNUAL
REPORT FOR THE YEAR ENDED 31 DECEMBER 2020
18 TO RESOLVE THAT THE DIRECTORS BE GENERALLY Mgmt For For
AND UNCONDITIONALLY AUTHORISED PURSUANT TO
AND IN ACCORDANCE WITH SECTION 551 OF THE
COMPANIES ACT 2006 TO EXERCISE ALL THE
POWERS OF THE COMPANY TO ALLOT SHARES IN
THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE
FOR, OR TO CONVERT ANY SECURITY INTO,
SHARES OF THE COMPANY UP TO A NOMINAL VALUE
OF USD 37,448,261.45 MILLION, WHICH
REPRESENTS NOT MORE THAN 5% OF THE TOTAL
ISSUED SHARE CAPITAL OF THE COMPANY AS AT 2
MARCH 2021. THIS AUTHORITY SHALL EXPIRE AT
THE EARLIER OF THE CONCLUSION OF THE ANNUAL
GENERAL MEETING IN 2022 OR AT THE CLOSE OF
BUSINESS ON 30 JUNE 2022 (WHICHEVER IS
EARLIER). SUCH AUTHORITY SHALL BE IN
SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES
PURSUANT TO SECTION 551 OF THE COMPANIES
ACT 2006
19 TO RESOLVE THAT SUBJECT TO THE PASSING OF Mgmt For For
RESOLUTION 18 ABOVE, THE DIRECTORS BE
AUTHORISED TO ALLOT SHARES WHOLLY FOR CASH
PURSUANT TO THE AUTHORITY GRANTED BY
RESOLUTION 18 ABOVE AND TO SELL TREASURY
SHARES WHOLLY FOR CASH, IN EACH CASE - A)
IN CONNECTION WITH A PRE-EMPTIVE OFFER; AND
B) OTHERWISE THAN IN CONNECTION WITH A
PRE-EMPTIVE OFFER, UP TO A NOMINAL VALUE OF
USD 18,724,130.73 MILLION, WHICH REPRESENTS
NO MORE THAN 2.5% OF THE TOTAL ISSUED
ORDINARY SHARE CAPITAL OF THE COMPANY, IN
ISSUE AT 2 MARCH 2021 - AS IF SECTION
561(1) OF THE COMPANIES ACT 2006 DID NOT
APPLY TO ANY SUCH ALLOTMENT. THIS AUTHORITY
SHALL EXPIRE AT THE EARLIER OF THE
CONCLUSION OF THE ANNUAL GENERAL MEETING IN
2022 OR THE CLOSE OF BUSINESS ON 30 JUNE
2022 BUT SO THAT THE COMPANY MAY, BEFORE
SUCH EXPIRY, MAKE OFFERS AND ENTER INTO
AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE
EQUITY SECURITIES TO BE ALLOTTED AND
TREASURY SHARES TO BE SOLD AFTER THE
AUTHORITY GIVEN BY THIS RESOLUTION HAS
EXPIRED AND THE DIRECTORS MAY ALLOT EQUITY
SECURITIES AND SELL TREASURY SHARES UNDER
ANY SUCH OFFER OR AGREEMENT AS IF THE
AUTHORITY HAD NOT EXPIRED. SUCH AUTHORITY
SHALL BE IN SUBSTITUTION FOR ALL PREVIOUS
AUTHORITIES PURSUANT TO SECTION 561 OF THE
COMPANIES ACT 2006
20 TO RESOLVE THAT THE COMPANY BE AND IS Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
FOR THE PURPOSE OF SECTION 701 OF THE
COMPANIES ACT 2006 TO MAKE MARKET PURCHASES
(WITHIN THE MEANING OF SECTION 693 OF THE
COMPANIES ACT 2006) OF ORDINARY SHARES OF
5486/91 US CENTS EACH IN THE CAPITAL OF THE
COMPANY PROVIDED THAT: A) THE MAXIMUM
NUMBER OF ORDINARY SHARES OF 5486/91 US
CENTS EACH IN THE CAPITAL OF THE COMPANY
AUTHORISED TO BE ACQUIRED IS 204,331,400
MILLION; B) THE MINIMUM PRICE WHICH MAY BE
PAID FOR AN ORDINARY SHARE IS 5486/91 US
CENTS, WHICH AMOUNT SHALL BE EXCLUSIVE OF
EXPENSES; C) THE MAXIMUM PRICE WHICH MAY BE
PAID FOR AN ORDINARY SHARE IS AN AMOUNT
(EXCLUSIVE OF EXPENSES) EQUAL TO THE HIGHER
OF (I) 105% OF THE AVERAGE OF THE MIDDLE
MARKET QUOTATION FOR AN ORDINARY SHARE, AS
DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST, FOR THE FIVE BUSINESS
DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH
SUCH ORDINARY SHARE IS CONTRACTED TO BE
PURCHASED; AND (II) THE HIGHER OF THE PRICE
OF THE LAST INDEPENDENT TRADE AND THE
HIGHEST CURRENT BID ON THE TRADING VENUES
WHERE THE PURCHASE IS CARRIED OUT; AND D)
THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE
AT THE CONCLUSION OF THE ANNUAL GENERAL
MEETING OF THE COMPANY TO BE HELD IN 2022
(EXCEPT IN RELATION TO THE PURCHASE OF
ORDINARY SHARES THE CONTRACT FOR WHICH WAS
CONCLUDED BEFORE THE EXPIRY OF SUCH
AUTHORITY AND WHICH MIGHT BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY) UNLESS
SUCH AUTHORITY IS RENEWED PRIOR TO SUCH
TIME
21 TO RESOLVE THAT, WITH EFFECT FROM 23:59 (UK Mgmt For For
TIME) ON THE DAY OF THE ANGLO AMERICAN PLC
2021 ANNUAL GENERAL MEETING, THE ARTICLES
OF ASSOCIATION PRODUCED TO THE MEETING AND
INITIALLED BY THE CHAIRMAN OF THE MEETING
FOR THE PURPOSES OF IDENTIFICATION BE
ADOPTED AS THE ARTICLES OF ASSOCIATION OF
THE COMPANY IN SUBSTITUTION FOR, AND TO THE
EXCLUSION OF, THE EXISTING ARTICLES OF
ASSOCIATION
22 TO RESOLVE THAT A GENERAL MEETING OTHER Mgmt For For
THAN AN ANNUAL GENERAL MEETING MAY BE
CALLED ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC Agenda Number: 713857538
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: CRT
Meeting Date: 05-May-2021
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE SCHEME OF ARRANGEMENT Mgmt For For
CONTAINED IN THE NOTICE OF COURT MEETING
DATED 8 APRIL 2021
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC Agenda Number: 713857526
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: OGM
Meeting Date: 05-May-2021
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE: A) THE REDUCTION OF THE SHARE Mgmt For For
PREMIUM ACCOUNT OF ANGLO AMERICAN PLC BY
USD1,800,000,000 AND THE REPAYMENT OF PART
OF SUCH AMOUNT TO BE SATISFIED BY ANGLO
AMERICAN PLC TRANSFERRING THE ENTIRE ISSUED
SHARE CAPITAL OF THUNGELA RESOURCES LIMITED
TO ANGLO AMERICAN PLC SHAREHOLDERS AT THE
DEMERGER RECORD TIME OF ONE THUNGELO
RESOURCES LIMITED SHARE FOR EVERY TEN ANGLO
AMERICAN PLC SHARES HELD BY THEM; B) THE
AUTHORISCTION OF THE DIRECTORS OF ANGLO
AMERICAN PLC TO TAKE THE NECESSARY ACTIONS
TO CARRY THE SCHEME INTO EFFECT; AND C) THE
AMENDMENTS TO THE ANGLO AMERICAN PLC
ARTICLES OF ASSOCIATION IN CONNECTION WITH
(A) ABOVE AS SET OUT IN THE NOTICE OF ANGLO
AMERICAN PLC GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA Agenda Number: 935378578
--------------------------------------------------------------------------------------------------------------------------
Security: 03524A108
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: BUD
ISIN: US03524A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Renewal of the powers of the Board of Mgmt For For
Directors relating to the acquisition by
the Company of its own shares and
amendments to article 15 of the articles of
association Proposed resolution: cancelling
the current authorization made to the Board
of directors to acquire the Company's own
shares which would have otherwise expired
on 28 September 2021 and replacing it by a
new authorization to the Board of Directors
to purchase the Company's own shares for a
period of five years as from the date
...(Due to space limits, see proxy material
for full proposal).
5. Approval of the statutory annual accounts. Mgmt For For
6. Discharge to the directors. Mgmt Against Against
7. Discharge to the statutory auditor. Mgmt For For
8A. Proposed resolution: upon proposal from the Mgmt Against Against
Restricted Shareholders, renewing the
appointment as Restricted Share Director of
Mr. Martin J. Barrington, for a period of
one year ending at the end of the
shareholders' meeting which will be asked
to approve the accounts for the year 2021.
8B. Proposed resolution: upon proposal from the Mgmt Against Against
Restricted Shareholders, renewing the
appointment as Restricted Share Director of
Mr. William F. Gifford, Jr., for a period
of one year ending at the end of the
shareholders' meeting which will be asked
to approve the accounts for the year 2021.
8C. Proposed resolution: upon proposal from the Mgmt Against Against
Restricted Shareholders, renewing the
appointment as Restricted Share Director of
Mr. Alejandro Santo Domingo Davila, for a
period of one year ending at the end of the
shareholders' meeting which will be asked
to approve the accounts for the year 2021.
9. Proposed resolution: approving the Mgmt Against Against
remuneration policy drafted in accordance
with article 7:89/1 of the Belgian Code of
Companies and Associations as set out in
the 2020 annual report.
10. Proposed resolution: approving the Mgmt Against Against
remuneration report for the financial year
2020 as set out in the 2020 annual report.
11. Approval of a change of control provision Mgmt Against Against
relating to the USD 10,100,000,000
Revolving Credit and Swingline Facilities
Agreement originally dated 26 February
2010, as amended for the last time pursuant
to an Amendment and Restatement Agreement
dated 16 February 2021.
12. Filings. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
APA GROUP Agenda Number: 713164832
--------------------------------------------------------------------------------------------------------------------------
Security: Q0437B100
Meeting Type: AGM
Meeting Date: 22-Oct-2020
Ticker:
ISIN: AU000000APA1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 455431 DUE TO RECEIVED
ADDITIONAL RESOLUTION 8. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
IF VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
1 ADOPTION OF THE REMUNERATION REPORT Mgmt Against Against
2 NOMINATION OF PETER WASOW FOR RE-ELECTION Mgmt For For
AS A DIRECTOR
3 NOMINATION OF SHIRLEY IN'T VELD FOR Mgmt For For
RE-ELECTION AS A DIRECTOR
4 NOMINATION OF RHODA PHILLIPPO FOR ELECTION Mgmt For For
AS A DIRECTOR
5 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
THE CHIEF EXECUTIVE OFFICER UNDER THE APA
GROUP LONG TERM INCENTIVE PLAN
6 PROPOSED AMENDMENTS TO THE CONSTITUTION OF Mgmt For For
AUSTRALIAN PIPELINE TRUST
7 PROPOSED AMENDMENTS TO THE CONSTITUTION OF Mgmt For For
APT INVESTMENT TRUST
8 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: NOMINATION OF
VICTORIA WALKER FOR ELECTION AS A DIRECTOR
CMMT 05 OCT 2020: PLEASE NOTE THAT RESOLUTIONS Non-Voting
2, 3 AND 4 ARE TO BE RE-ELECTED AS A
DIRECTOR OF AUSTRALIAN PIPELINE LIMITED BE
APPROVED. THANK YOU
CMMT 05 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR THE
MID: 472686, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ARCELORMITTAL SA Agenda Number: 714186283
--------------------------------------------------------------------------------------------------------------------------
Security: L0302D210
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: LU1598757687
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 582463 DUE TO RECEIPT OF 2
SPERATE EVENTS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
I. APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
II. APPROVE FINANCIAL STATEMENTS Mgmt For For
III. APPROVE DIVIDENDS OF USD 0.30 PER SHARE Mgmt For For
IV. APPROVE ALLOCATION OF INCOME Mgmt For For
V. APPROVE REMUNERATION POLICY Mgmt For For
VI. APPROVE REMUNERATION REPORT Mgmt For For
VII. APPROVE REMUNERATION OF THE DIRECTORS, Mgmt For For
MEMBERS AND CHAIRS OF THE AUDIT AND RISK
COMMITTEE AND MEMBERS AND CHAIRS OF THE
OTHER COMMITTEE
VIII. APPROVE DISCHARGE OF DIRECTORS Mgmt Against Against
IX. REELECT KARYN OVELMEN AS DIRECTOR Mgmt For For
X. REELECT TYE BURT AS DIRECTOR Mgmt For For
XI. ELECT CLARISSA LINS AS DIRECTOR Mgmt For For
XII. APPROVE SHARE REPURCHASE Mgmt For For
XIII. RENEW APPOINTMENT OF DELOITTE AUDIT AS Mgmt For For
AUDITOR
XIV. APPROVE SHARE PLAN GRANT, RESTRICTED SHARE Mgmt For For
UNIT PLAN AND PERFORMANCE UNIT PLAN UNDER
THE EXECUTIVE OFFICE PSU PLAN AND
ARCELORMITTAL EQUITY PLAN
CMMT 21 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 21 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCEAND MODIFICATION OF COMMENT
--------------------------------------------------------------------------------------------------------------------------
ARCELORMITTAL SA Agenda Number: 714186271
--------------------------------------------------------------------------------------------------------------------------
Security: L0302D210
Meeting Type: EGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: LU1598757687
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 582463 DUE TO RECEIPT OF 2
SPERATE EVENTS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
I. APPROVE REDUCTION IN SHARE CAPITAL THROUGH Mgmt For For
CANCELLATION OF SHARES AND AMEND ARTICLES
5.1 AND 5.2 OF THE ARTICLES OF ASSOCIATION
CMMT 21 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCEAND MODIFICATION OF COMMENT
CMMT 21 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ARDAGH GROUP S.A. Agenda Number: 935406795
--------------------------------------------------------------------------------------------------------------------------
Security: L0223L101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ARD
ISIN: LU1565283667
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 Consider the reports of the Board of Mgmt For For
Directors of the Company and the report of
the statutory auditor (reviseur
d'entreprises agree) on the Company's
consolidated financial statements for the
financial year ended December 31, 2020 and
approve the Company's consolidated
financial statements for the financial year
ended December 31, 2020.
A2 Consider the report of the statutory Mgmt For For
auditor (reviseur d'entreprises agree) on
the Company's annual accounts for the
financial year ended December 31, 2020 and
approve the Company's annual accounts for
the financial year ended December 31, 2020.
A3 Confirm the distribution of dividends Mgmt For For
decided by the Board of Directors of the
Company during the financial year ended
December 31, 2020 and resolve to carry
forward the remaining profit for the year
ended December 31, 2020.
A4 Grant discharge (quitus) to all members of Mgmt For For
the Board of Directors of the Company who
were in office during the financial year
ended December 31, 2020 for the proper
performance of their duties.
A5A Re-election of Class III Director until the Mgmt For For
2024 annual general meeting: Mr. Johan
Gorter
A5B Re-election of Class III Director until the Mgmt For For
2024 annual general meeting: The Rt. Hon.
the Lord Hammond of Runnymede
A5C Re-election of Class III Director until the Mgmt For For
2024 annual general meeting: Mr. Damien
O'Brien
A5D Re-election of Class III Director until the Mgmt For For
2024 annual general meeting: Mr. Hermanus
Troskie
A6 Approve the aggregate amount of the Mgmt For For
directors' remuneration.
A7 Appoint PricewaterhouseCoopers Societe Mgmt For For
cooperative as statutory auditor (reviseur
d'entreprises agree) of the Company for the
period ending at the 2022 annual general
meeting of shareholders.
E1 Renewal of the authorization granted to the Mgmt Against Against
Board of Directors to increase the issued
share capital up to the authorized share
capital with authority to limit or cancel
the shareholders' preferential subscription
right, during a period of five years ending
on the fifth anniversary of the 2021
Extraordinary General Meeting and amendment
to article 7 of the Articles of Association
accordingly.
E2 Renewal of the authorization granted to the Mgmt For For
Board of Directors to purchase, acquire or
receive the Company's own shares for
cancellation or hold them as treasury
shares during a period of five years ending
on the fifth anniversary of the 2021
Extraordinary General Meeting and amendment
to article 9 of the Articles of Association
accordingly.
--------------------------------------------------------------------------------------------------------------------------
ARISTOCRAT LEISURE LIMITED Agenda Number: 713573067
--------------------------------------------------------------------------------------------------------------------------
Security: Q0521T108
Meeting Type: AGM
Meeting Date: 26-Feb-2021
Ticker:
ISIN: AU000000ALL7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RE-ELECTION OF DIRECTOR - MR NEIL CHATFIELD Mgmt For For
2 APPROVAL FOR THE GRANT OF PERFORMANCE SHARE Mgmt For For
RIGHTS TO THE CHIEF EXECUTIVE OFFICER AND
MANAGING DIRECTOR UNDER THE LONG-TERN
INCENTIVE PROGRAM
3 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
4 APPROVAL OF NON-EXECUTIVE DIRECTOR RIGHTS Mgmt For For
PLAN
--------------------------------------------------------------------------------------------------------------------------
ASAHI GROUP HOLDINGS,LTD. Agenda Number: 713622024
--------------------------------------------------------------------------------------------------------------------------
Security: J02100113
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: JP3116000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Koji, Akiyoshi Mgmt Against Against
2.2 Appoint a Director Katsuki, Atsushi Mgmt Against Against
2.3 Appoint a Director Taemin Park Mgmt Against Against
2.4 Appoint a Director Tanimura, Keizo Mgmt Against Against
2.5 Appoint a Director Kosaka, Tatsuro Mgmt For For
2.6 Appoint a Director Shingai, Yasushi Mgmt For For
2.7 Appoint a Director Christina L. Ahmadjian Mgmt For For
2.8 Appoint a Director Kitagawa, Ryoichi Mgmt Against Against
3 Appoint a Corporate Auditor Kawakami, Mgmt For For
Yutaka
--------------------------------------------------------------------------------------------------------------------------
ASAHI KASEI CORPORATION Agenda Number: 714218078
--------------------------------------------------------------------------------------------------------------------------
Security: J0242P110
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3111200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kobori, Hideki Mgmt Against Against
1.2 Appoint a Director Takayama, Shigeki Mgmt Against Against
1.3 Appoint a Director Yoshida, Hiroshi Mgmt Against Against
1.4 Appoint a Director Sakamoto, Shuichi Mgmt Against Against
1.5 Appoint a Director Kawabata, Fumitoshi Mgmt Against Against
1.6 Appoint a Director Kudo, Koshiro Mgmt Against Against
1.7 Appoint a Director Tatsuoka, Tsuneyoshi Mgmt For For
1.8 Appoint a Director Okamoto, Tsuyoshi Mgmt For For
1.9 Appoint a Director Maeda, Yuko Mgmt For For
2.1 Appoint a Corporate Auditor Shibata, Yutaka Mgmt For For
2.2 Appoint a Corporate Auditor Mochizuki, Mgmt For For
Akemi
--------------------------------------------------------------------------------------------------------------------------
ASCENDAS REAL ESTATE INVESTMENT TRUST Agenda Number: 713834530
--------------------------------------------------------------------------------------------------------------------------
Security: Y0205X103
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: SG1M77906915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE TRUSTEE'S REPORT, Mgmt For For
THE MANAGER'S STATEMENT, THE AUDITED
FINANCIAL STATEMENTS OF ASCENDAS REIT FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
AND THE AUDITORS' REPORT THEREON
2 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For
OF ASCENDAS REIT TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT AGM OF ASCENDAS
REIT, AND TO AUTHORISE THE MANAGER TO FIX
THEIR REMUNERATION
3 TO AUTHORISE THE MANAGER TO ISSUE UNITS AND Mgmt For For
TO MAKE OR GRANT CONVERTIBLE INSTRUMENTS
4 TO APPROVE THE RENEWAL OF THE UNIT BUY-BACK Mgmt For For
MANDATE
--------------------------------------------------------------------------------------------------------------------------
ASCENDAS REAL ESTATE INVESTMENT TRUST Agenda Number: 714247459
--------------------------------------------------------------------------------------------------------------------------
Security: Y0205X103
Meeting Type: EGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: SG1M77906915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE PROPOSED ACQUISITION OF 75% Mgmt For For
OF THE TOTAL ISSUED SHARE CAPITAL OF
ASCENDAS FUSION 5 PTE. LTD. AS AN
INTERESTED PERSON TRANSACTION
2 TO APPROVE THE PROPOSED ISSUANCE OF Mgmt For For
CONSIDERATION UNITS (CONDITIONAL ON THE
PASSING OF ORDINARY RESOLUTION 1)
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDINGS N.V. Agenda Number: 935388529
--------------------------------------------------------------------------------------------------------------------------
Security: N07059210
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ASML
ISIN: USN070592100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3a Advisory vote on the remuneration report Mgmt Against Against
for the Board of Management and the
Supervisory Board for the financial year
2020.
3b Proposal to adopt the financial statements Mgmt For For
of the Company for the financial year 2020,
as prepared in accordance with Dutch law.
3d Proposal to adopt a dividend in respect of Mgmt For For
the financial year 2020.
4a Proposal to discharge the members of the Mgmt For For
Board of Management from liability for
their responsibilities in the financial
year 2020.
4b Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability for their
responsibilities in the financial year
2020.
5 Proposal to approve the number of shares Mgmt For For
for the Board of Management.
6 Proposal to adopt certain adjustments to Mgmt For For
the Remuneration Policy for the Board of
Management.
7 Proposal to adopt certain adjustments to Mgmt For For
the Remuneration Policy for the Supervisory
Board.
9a Proposal to appoint Ms. B. Conix as a Mgmt For For
member of the Supervisory Board.
10 Proposal to appoint KPMG Accountants N.V. Mgmt For For
as external auditor for the reporting year
2022.
11a Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% for general purposes.
11b Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with agenda item 11 a).
11c Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% in connection with or on
the occasion of mergers, acquisitions
and/or (strategic) alliances.
11d Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with agenda item 11 c).
12a Authorization to repurchase ordinary shares Mgmt For For
up to 10% of the issued share capital.
12b Authorization to repurchase additional Mgmt For For
ordinary shares up to 10% of the issued
share capital.
13 Proposal to cancel ordinary shares. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASSA ABLOY AB Agenda Number: 713258172
--------------------------------------------------------------------------------------------------------------------------
Security: W0817X204
Meeting Type: EGM
Meeting Date: 24-Nov-2020
Ticker:
ISIN: SE0007100581
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: JOHAN Non-Voting
AHLGREN
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO CHECK THE Non-Voting
MINUTES: AXEL MARTENSSON (MELKER SCHORLING
AB) AND MARIANNE NILSSON (SWEDBANK ROBUR
FONDER)
6 DETERMINATION AS TO WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 RESOLUTION ON DIVIDEND: SEK 1.85 PER SHARE Mgmt For For
8 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ASSA ABLOY AB Agenda Number: 713725337
--------------------------------------------------------------------------------------------------------------------------
Security: W0817X204
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: SE0007100581
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL Non-Voting
MEETING: LARS RENSTROM
2 ELECTION OF TWO PERSONS TO CHECK THE ANNUAL Non-Voting
GENERAL MEETING MINUTES: JOHAN HJERTONSSON
(INVESTMENT AB LATOUR), LISELOTT LEDIN
(ALECTA)
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION OF WHETHER THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN DULY CONVENED
6 PRESENTATION OF A) THE ANNUAL REPORT AND Non-Voting
THE AUDIT REPORT AS WELL AS THE
CONSOLIDATED ACCOUNTS AND THE AUDIT REPORT
FOR THE GROUP, AND B) THE AUDITOR'S
STATEMENT REGARDING WHETHER THE GUIDELINES
FOR REMUNERATION TO SENIOR EXECUTIVES
ADOPTED ON THE PREVIOUS ANNUAL GENERAL
MEETING HAVE BEEN COMPLIED WITH
7.A RESOLUTION REGARDING ADOPTION OF THE Mgmt For For
STATEMENT OF INCOME AND THE BALANCE SHEET
AS WELL AS THE CONSOLIDATED STATEMENT OF
INCOME AND THE CONSOLIDATED BALANCE SHEET
7.B RESOLUTION REGARDING DISPOSITIONS OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE ADOPTED
BALANCE SHEET: SEK 3.90 PER SHARE
7.C.1 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: LARS RENSTROM
(CHAIRMAN OF THE BOARD)
7.C.2 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: CARL DOUGLAS (VICE
CHAIRMAN OF THE BOARD)
7.C.3 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: EVA KARLSSON (BOARD
MEMBER)
7.C.4 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: BIRGITTA KLASEN
(BOARD MEMBER)
7.C.5 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: LENA OLVING (BOARD
MEMBER)
7.C.6 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: SOFIA SCHORLING
HOGBERG (BOARD MEMBER)
7.C.7 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: JAN SVENSSON (BOARD
MEMBER)
7.C.8 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: JOAKIM WEIDEMANIS
(BOARD MEMBER)
7.C.9 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: RUNE HJALM (BOARD
MEMBER, EMPLOYEE REPRESENTATIVE)
7.C10 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: MATS PERSSON (BOARD
MEMBER, EMPLOYEE REPRESENTATIVE)
7.C11 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: BJARNE JOHANSSON
(DEPUTY BOARD MEMBER, EMPLOYEE
REPRESENTATIVE)
7.C12 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: NADJA WIKSTROM
(DEPUTY BOARD MEMBER, EMPLOYEE
REPRESENTATIVE)
7.C13 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: NICO DELVAUX (CEO)
8 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS: THE NUMBER OF
MEMBERS OF THE BOARD OF DIRECTORS SHALL BE
EIGHT
9.A DETERMINATION OF FEES TO THE BOARD OF Mgmt For For
DIRECTORS
9.B DETERMINATION OF FEES TO THE AUDITOR Mgmt For For
10 ELECTION OF THE BOARD OF DIRECTORS, Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS AND VICE
CHAIRMAN OF THE BOARD OF DIRECTORS:
RE-ELECTION OF LARS RENSTROM, CARL DOUGLAS,
EVA KARLSSON, LENA OLVING, SOFIA SCHORLING
HOGBERG AND JOAKIM WEIDEMANIS AS MEMBERS OF
THE BOARD OF DIRECTORS. BIRGITTA KLASEN AND
JAN SVENSSON HAVE DECLINED RE-ELECTION.
ELECTION OF JOHAN HJERTONSSON AND SUSANNE
PAHLEN AKLUNDH AS NEW MEMBERS OF THE BOARD
OF DIRECTORS. RE-ELECTION OF LARS RENSTROM
AS CHAIRMAN OF THE BOARD OF DIRECTORS AND
CARL DOUGLAS AS VICE CHAIRMAN
11 ELECTION OF AUDITOR: RE-ELECTION OF THE Mgmt For For
REGISTERED AUDIT FIRM ERNST & YOUNG AB AS
AUDITOR FOR THE TIME PERIOD UNTIL THE END
OF THE ANNUAL GENERAL MEETING 2022, IN
ACCORDANCE WITH THE AUDIT COMMITTEE'S
RECOMMENDATION. ERNST & YOUNG AB HAS
NOTIFIED THAT, PROVIDED THAT THE NOMINATION
COMMITTEE'S PROPOSAL IS ADOPTED BY THE
ANNUAL GENERAL MEETING, AUTHORIZED PUBLIC
ACCOUNTANT HAMISH MABON WILL REMAIN
APPOINTED AS AUDITOR IN CHARGE
12 RESOLUTION ON APPROVAL OF THE REMUNERATION Mgmt For For
REPORT
13 RESOLUTION REGARDING AUTHORIZATION TO Mgmt For For
REPURCHASE AND TRANSFER SERIES B SHARES IN
THE COMPANY
14 RESOLUTION REGARDING LONG-TERM INCENTIVE Mgmt For For
PROGRAM
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ASSICURAZIONI GENERALI S.P.A. Agenda Number: 713682993
--------------------------------------------------------------------------------------------------------------------------
Security: T05040109
Meeting Type: MIX
Meeting Date: 26-Apr-2021
Ticker:
ISIN: IT0000062072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1.a ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
1.b APPROVE ALLOCATION OF INCOME Mgmt For For
2.a AMEND COMPANY BYLAWS RE: ARTICLES 8.1, 8.4, Mgmt For For
8.5, 8.6, AND 8.7
2.b AMEND COMPANY BYLAWS RE: ARTICLE 9.1 Mgmt For For
3.a APPROVE REMUNERATION POLICY Mgmt For For
3.b APPROVE SECOND SECTION OF THE REMUNERATION Mgmt Against Against
REPORT
4.a APPROVE GROUP LONG TERM INCENTIVE PLAN Mgmt For For
4.b AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OF REPURCHASED SHARES TO SERVICE
GROUP LONG TERM INCENTIVE PLAN
4.c AUTHORIZE BOARD TO INCREASE CAPITAL TO Mgmt For For
SERVICE GROUP LONG TERM INCENTIVE PLAN
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 28 APR 2021 (AND A THIRD CALL ON 29
APR 2021). CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED. THANK
YOU.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
ASSOCIATED BRITISH FOODS PLC Agenda Number: 713340040
--------------------------------------------------------------------------------------------------------------------------
Security: G05600138
Meeting Type: AGM
Meeting Date: 04-Dec-2020
Ticker:
ISIN: GB0006731235
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 RE-ELECT EMMA ADAMO AS DIRECTOR Mgmt For For
4 RE-ELECT GRAHAM ALLAN AS DIRECTOR Mgmt For For
5 RE-ELECT JOHN BASON AS DIRECTOR Mgmt For For
6 RE-ELECT RUTH CAIRNIE AS DIRECTOR Mgmt For For
7 RE-ELECT WOLFHART HAUSER AS DIRECTOR Mgmt For For
8 RE-ELECT MICHAEL MCLINTOCK AS DIRECTOR Mgmt For For
9 RE-ELECT RICHARD REID AS DIRECTOR Mgmt For For
10 RE-ELECT GEORGE WESTON AS DIRECTOR Mgmt For For
11 REAPPOINT ERNST YOUNG LLP AS AUDITORS Mgmt For For
12 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
13 AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
14 AUTHORISE ISSUE OF EQUITY Mgmt For For
15 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
16 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
17 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASTELLAS PHARMA INC. Agenda Number: 714226506
--------------------------------------------------------------------------------------------------------------------------
Security: J03393105
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3942400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hatanaka,
Yoshihiko
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yasukawa,
Kenji
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Okamura, Naoki
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sekiyama,
Mamoru
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kawabe,
Hiroshi
1.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ishizuka,
Tatsuro
1.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tanaka,
Takashi
2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Shibumura,
Haruko
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 935414057
--------------------------------------------------------------------------------------------------------------------------
Security: 046353108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: AZN
ISIN: US0463531089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's Accounts, the Mgmt For
Reports of the Directors and Auditor and
the Strategic Report for the year ended 31
December 2020.
2. To confirm dividends. Mgmt For
3. To reappoint PricewaterhouseCoopers LLP as Mgmt For
Auditor.
4. To authorise the Directors to agree the Mgmt For
remuneration of the Auditor.
5A. Re-election of Director: Leif Johansson Mgmt For
5B. Re-election of Director: Pascal Soriot Mgmt For
5C. Re-election of Director: Marc Dunoyer Mgmt For
5D. Re-election of Director: Philip Broadley Mgmt For
5E. Election of Director: Euan Ashley Mgmt For
5F. Re-election of Director: Michel Demare Mgmt For
5G. Re-election of Director: Deborah DiSanzo Mgmt For
5H. Election of Director: Diana Layfield Mgmt For
5I. Re-election of Director: Sheri McCoy Mgmt For
5J. Re-election of Director: Tony Mok Mgmt For
5K. Re-election of Director: Nazneen Rahman Mgmt For
5L. Re-election of Director: Marcus Wallenberg Mgmt For
6. To approve the Annual Report on Mgmt For
Remuneration for the year ended 31 December
2020.
7. To approve the Directors' Remuneration Mgmt Against
Policy.
8. To authorise limited political donations. Mgmt For
9. To authorise the Directors to allot shares. Mgmt For
10. Special Resolution: To authorise the Mgmt For
Directors to disapply pre- emption rights.
11. Special Resolution: To authorise the Mgmt For
Directors to further disapply pre-emption
rights for acquisitions and specified
capital investments.
12. Special Resolution: To authorise the Mgmt For
Company to purchase its own shares.
13. Special Resolution: To reduce the notice Mgmt For
period for general meetings.
14. To approve amendments to the Performance Mgmt For
Share Plan 2020.
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 935416013
--------------------------------------------------------------------------------------------------------------------------
Security: 046353108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: AZN
ISIN: US0463531089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. (a) the proposed acquisition by the Company Mgmt For
of Alexion Pharmaceuticals, Inc. and the
associated arrangements to be entered into,
all as described in the circular to the
shareholders of the Company dated 12 April
2021 and substantially on the terms and
subject to the conditions set out in the
Merger Agreement dated 12 December 2020
between the Company and Alexion
Pharmaceuticals, Inc. (among others) (the
"Transaction"), be and is hereby approved;
and (b) the directors ...(due to space
limits, see proxy statement for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
ASX LIMITED Agenda Number: 713040107
--------------------------------------------------------------------------------------------------------------------------
Security: Q0604U105
Meeting Type: AGM
Meeting Date: 30-Sep-2020
Ticker:
ISIN: AU000000ASX7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
3.A TO ELECT MR DAMIAN ROCHE, WHO RETIRES BY Mgmt For For
ROTATION AND OFFERS HIMSELF FOR RE-ELECTION
AS A DIRECTOR OF ASX
3.B TO ELECT MR ROB WOODS, WHO HAVING BEEN Mgmt For For
APPOINTED A DIRECTOR OF ASX ON 1 JANUARY
2020 IN ACCORDANCE WITH THE ASX
CONSTITUTION, OFFERS HIMSELF FOR ELECTION
AS A DIRECTOR OF ASX
4 TO ADOPT THE REMUNERATION REPORT FOR THE Mgmt For For
YEAR ENDED 30 JUNE 2020
5 TO APPROVE THE GRANT OF PERFORMANCE RIGHTS Mgmt For For
TO THE MANAGING DIRECTOR AND CEO, MR
DOMINIC STEVENS, AS DESCRIBED IN THE
EXPLANATORY NOTES
--------------------------------------------------------------------------------------------------------------------------
ATLANTIA S.P.A. Agenda Number: 713161470
--------------------------------------------------------------------------------------------------------------------------
Security: T05404107
Meeting Type: MIX
Meeting Date: 30-Oct-2020
Ticker:
ISIN: IT0003506190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 TO APPOINT ONE DIRECTOR AS PER ART. 2386 OF Mgmt For For
THE ITALIAN CIVIL CODE AND TO STATE HIS
EMOLUMENT. RESOLUTIONS RELATED THERETO
E.1 TO WITHDRAW THE STOCK CAPITAL INCREASE Mgmt For For
RESOLUTION ADOPTED BY THE EXTRAORDINARY
MEETING HELD ON 8 AUGUST 2013 TO SERVE THE
CONDITIONAL ENTITLEMENT RIGHTS. THEREFORE,
TO RELEASE THE BY-LAWS RESERVE ''BOUND
RESERVE FOR CONDITIONAL ENTITLEMENT
RIGHTS'' CONSTITUTED BY VIRTUE OF THE
MEETING RESOLUTION ITSELF, TO COVER THE
ISSUANCE OF THE SHARES' RELEASE TO THE
SERVICE OF THE CONDITIONAL ENTITLEMENT
RIGHTS; TO AMEND THE ART. 6 OF THE BY-LAWS
(SHARE CAPITAL, SHARES, BONDS); RESOLUTIONS
RELATED THERETO
E.2 TO PROPOSE THE AMENDMENT OF THE ARTICLES Mgmt For For
(I) 6 (SHARE CAPITAL, SHARES, BONDS) TO
ELIMINATE THE NOMINAL UNIT VALUE PER SHARES
INDICATION; (II) 20 (APPOINTMENT OF THE
BOARD OF DIRECTORS) AND 32 (APPOINTMENT OF
THE INTERNAL AUDITORS) TO ADJUST TO THE
'GENDER QUOTAS' DISCIPLINE; AND (III) 23
(APPOINTMENT OF THE BOARD OF DIRECTORS) TO
AMEND THE BOARD OF DIRECTORS' MEETING'S
PROCEDURE; RESOLUTIONS RELATED THERETO
E.3 TO APPROVE THE PLAN OF PARTIAL SPIN-OFF OF Mgmt For For
ATLANTIA S.P.A. IN FAVOUR OF THE
FULLY-OWNED SUBSIDIARY AUTOSTRADE
CONCESSIONI E COSTRUZIONI S.P.A.; TO
PROPOSE THE AMENDMENT OF ART. 6 OF THE
BY-LAWS (SHARE CAPITAL, SHARES, BONDS);
RESOLUTIONS RELATED THERETO
--------------------------------------------------------------------------------------------------------------------------
ATLANTIA S.P.A. Agenda Number: 713452908
--------------------------------------------------------------------------------------------------------------------------
Security: T05404107
Meeting Type: EGM
Meeting Date: 15-Jan-2021
Ticker:
ISIN: IT0003506190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
E.1 TO APPROVE THE PLAN OF PARTIAL PROPORTIONAL Mgmt For For
SPIN-OFF OF ATLANTIA S.P.A. IN FAVOUR OF
THE FULLY-OWNED SUBSIDIARY AUTOSTRADE
CONCESSIONI E COSTRUZIONI S.P.A.; TO
PROPOSE THE AMENDMENT OF ART. 6 OF THE
BY-LAWS (SHARE CAPITAL, SHARES, BONDS);
RESOLUTIONS RELATED THERETO
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ATLANTIA S.P.A. Agenda Number: 713637342
--------------------------------------------------------------------------------------------------------------------------
Security: T05404107
Meeting Type: EGM
Meeting Date: 29-Mar-2021
Ticker:
ISIN: IT0003506190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
E.1 TO EXTEND THE DEADLINE FOR THE FULFILLMENT Mgmt For For
OF THE SUSPENSIVE CONDITION, PURSUANT TO
ART. 7.1, OF THE PLAN OF PARTIAL
PROPORTIONAL SPIN-OFF OF ATLANTIA S.P.A. IN
FAVOUR OF AUTOSTRADE CONCESSIONI E
COSTRUZIONI S.P.A APPROVED ON 15 JANUARY
2021; RESOLUTIONS RELATED THERETO
--------------------------------------------------------------------------------------------------------------------------
ATLANTIA S.P.A. Agenda Number: 713854897
--------------------------------------------------------------------------------------------------------------------------
Security: T05404107
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: IT0003506190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 534726 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
O.1.a BALANCE SHEET 2020: TO APPROVE ATLANTIA Mgmt For For
SPA'S BALANCE SHEET AS OF 31 DECEMBER 2020,
TOGETHER WITH INTERNAL AND EXTERNAL
AUDITORS' REPORTS. TO PRESENT THE
INTEGRATED ANNUAL REPORT AND THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2020. RESOLUTIONS RELATED THERETO
O.1.b BALANCE SHEET 2020: PROFIT ALLOCATION. Mgmt For For
RESOLUTIONS RELATED THERETO
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS INTERNAL AUDITORS',
THERE IS ONLY 1 SLATE AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE TO INSTRUCT,
YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE
OF THE 2 SLATES OF INTERNAL AUDITORS'
O.2a1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: TO APPOINT THE
INTERNAL AUDITORS AND THE INTERNAL
AUDITORS' CHAIRMAN FOR FINANCIAL YEARS
2021-2022-2023. RESOLUTIONS RELATED
THERETO. LIST PRESENTED BY SINTONIA S.P.A.,
REPRESENTING 30.25PCT OF THE SHARE CAPITAL.
EFFECTIVE INTERNAL AUDITORS - LELIO
FORNABAIO - MAURA CAMPRA - ANGELO ROCCO
BONISSONI ALTERNATIVE INTERNAL AUDITORS -
MARIO CIVETTA - ILARIA ANTONELLA BELLUCO
O.2a2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE
INTERNAL AUDITORS AND THE INTERNAL
AUDITORS' CHAIRMAN FOR FINANCIAL YEARS
2021-2022-2023. RESOLUTIONS RELATED
THERETO. LIST PRESENTED BY ABERDEEN
STANDARD INVESTMENTS; ARCA FONDI SGR
S.P.A.; BANCOPOSTA FONDI S.P.A. SGR;
EURIZON CAPITAL S.A.; EURIZON CAPITAL SGR
S.P.A; FIDEURAM ASSET MANAGEMENT IRELAND;
FIDEURAM INTESA SANPAOLO PRIVATE BANKING
ASSET MANAGEMENT SGR S.P.A.; INTERFUND
SICAV - INTERFUND EQUITY ITALY; KAIROS
PARTNERS SGR S.P.A.; MEDIOBANCA SGR S.P.A.;
MEDIOLANUM GESTIONE FONDI SGR S.P.A.;
PRAMERICA SICAV COMPARTO ITALIAN EQUITY,
REPRESENTING TOGETHER 0.71672PCT OF THE
SHARE CAPITAL. EFFECTIVE INTERNAL AUDITORS
- ROBERTO RUGGERO CAPONE - SONIA FERRERO
ALTERNATIVE INTERNAL AUDITORS - FRANCESCO
FALLACARA
O.2.b TO STATE INTERNAL AUDITORS' CHAIRMAN Mgmt For For
EMOLUMENT AND EFFECTIVE AUDITORS'
EMOLUMENTS. RESOLUTIONS RELATED THERETO
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY ONE CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU
O.3.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: TO APPOINT ONE MEMBER
OF THE BOARD OF DIRECTORS. RESOLUTIONS
RELATED THERETO. PROPOSAL PRESENTED BY
SINTONIA S.P.A., REPRESENTING 30.25PCT OF
THE SHARE CAPITAL: NICOLA VERDICCHIO
O.3.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: TO APPOINT ONE MEMBER
OF THE BOARD OF DIRECTORS. RESOLUTIONS
RELATED THERETO. PROPOSAL PRESENTED BY
ABERDEEN STANDARD INVESTMENTS; ARCA FONDI
SGR S.P.A.; BANCOPOSTA FONDI S.P.A. SGR;
EURIZON CAPITAL S.A.; EURIZON CAPITAL SGR
S.P.A; FIDEURAM ASSET MANAGEMENT IRELAND;
FIDEURAM INTESA SANPAOLO PRIVATE BANKING
ASSET MANAGEMENT SGR S.P.A.; INTERFUND
SICAV - INTERFUND EQUITY ITALY; KAIROS
PARTNERS SGR S.P.A.; MEDIOBANCA SGR S.P.A.;
MEDIOLANUM GESTIONE FONDI SGR S.P.A.;
PRAMERICA SICAV COMPARTO ITALIAN EQUITY,
REPRESENTING TOGETHER 0.71672PCT OF THE
SHARE CAPITAL: ANDREA BRENTAN
O.4 TO APPROVE AN INCENTIVE PLAN INVOLVING Mgmt For For
ATLANTIA SPA'S ORDINARY SHARES CALLED
'STOCK GRANT PLAN 2021-2023'. RESOLUTIONS
RELATED THERETO
O.5.a REWARDING POLICY 2021 AND 2020 EMOLUMENT Mgmt For For
PAID REPORT AS PER ART. 123-TER OF THE
LEGISLATIVE DECREE OF 24TH FEBRUARY
NO.58/1998: TO APPROVE THE 'FIRST SECTION'
OF THE 2021 REWARDING POLICY REPORT
(BINDING RESOLUTION)
O.5.b REWARDING POLICY 2021 AND 2020 EMOLUMENT Mgmt For For
PAID REPORT AS PER ART. 123-TER OF THE
LEGISLATIVE DECREE OF 24TH FEBRUARY
NO.58/1998: NON-BINDING RESOLUTION ON THE
'SECOND SECTION' OF THE 2021 EMOLUMENTS
PAID REPORT
E.1.a PROPOSALS FOR STATUTORY AMENDMENTS; Mgmt For For
RESOLUTIONS RELATED THERETO: ART. 8, FOR
THE INCLUSION OF A PROVISION REGARDING THE
IDENTIFICATION OF SHAREHOLDERS
E.1.b PROPOSALS FOR STATUTORY AMENDMENTS; Mgmt For For
RESOLUTIONS RELATED THERETO: ART. 20,
REGARDING THE APPOINTMENT OF THE BOARD OF
DIRECTORS
E.1.c PROPOSALS FOR STATUTORY AMENDMENTS; Mgmt For For
RESOLUTIONS RELATED THERETO: ART.23,
REGARDING BOARD OF DIRECTORS' MEETINGS
E.1.d PROPOSALS FOR STATUTORY AMENDMENTS; Mgmt For For
RESOLUTIONS RELATED THERETO: ARTICLES 26
AND 28, FOR THE INCLUSION OF PROVISIONS
REGARDING INTERNAL BOARD COMMITTEES
--------------------------------------------------------------------------------------------------------------------------
ATLANTIA S.P.A. Agenda Number: 714044550
--------------------------------------------------------------------------------------------------------------------------
Security: T05404107
Meeting Type: AGM
Meeting Date: 31-May-2021
Ticker:
ISIN: IT0003506190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 DISPOSAL OF THE ENTIRE PARTICIPATION HELD Mgmt For For
BY ATLANTIA S.P.A. IN AUTOSTRADE PER
L'ITALIA S.P.A. TO THE CONSORTIUM FORMED BY
CDP EQUITY S.P.A., THE BLACKSTONE GROUP
INTERNATIONAL PARTNERS LLP AND MACQUARIE
EUROPEAN INFRASTRUCTURE FUND 6 SCSP.
--------------------------------------------------------------------------------------------------------------------------
ATLAS COPCO AB Agenda Number: 713277538
--------------------------------------------------------------------------------------------------------------------------
Security: W1R924161
Meeting Type: EGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: SE0011166610
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIR FOR THE MEETING: HANS Non-Voting
STRABERG
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE PERSON, THE ADJUSTER, TO Non-Voting
APPROVE THE MINUTES TOGETHER WITH THE CHAIR
5 DETERMINATION WHETHER THE MEETING HAS BEEN Non-Voting
PROPERLY CONVENED
6 RESOLUTION ON DIVIDEND AND RECORD DATE: AS Mgmt For For
A CONSEQUENCE OF THE UNCERTAINTY CAUSED BY
COVID-19, IT WAS DECIDED AT ATLAS COPCO' S
AGM ON APRIL 23, 2020, ON A DIVIDEND OF SEK
3.50 PER SHARE
7 RESOLUTION ON AMENDMENT OF THE ARTICLES OF Mgmt For For
ASSOCIATION
8 CONCLUSION OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ATLAS COPCO AB Agenda Number: 713279657
--------------------------------------------------------------------------------------------------------------------------
Security: W1R924195
Meeting Type: EGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: SE0011166628
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIR FOR THE MEETING: HANS Non-Voting
STRABERG
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE PERSON, THE ADJUSTER, TO Non-Voting
APPROVE THE MINUTES TOGETHER WITH THE CHAIR
5 DETERMINATION WHETHER THE MEETING HAS BEEN Non-Voting
PROPERLY CONVENED
6 RESOLUTION ON DIVIDEND AND RECORD DATE: AS Mgmt For For
A CONSEQUENCE OF THE UNCERTAINTY CAUSED BY
COVID-19, IT WAS DECIDED AT ATLAS COPCO'S
AGM ON APRIL 23, 2020, ON A DIVIDEND OF SEK
3.50 PER SHARE. THE BOARD HAD ON MARCH 26
INFORMED THAT THE DECISION ON THE
ORIGINALLY PROPOSED SECOND DIVIDEND, OF SEK
3.50 PER SHARE, WOULD BE DECIDED LATER AT
AN EXTRAORDINARY GENERAL MEETING WHEN THE
CONSEQUENCES OF COVID-19 COULD BE BETTER
ASSESSED. THE BOARD MAKES THE ASSESSMENT
THAT THE MARKET SITUATION HAS STABILIZED
AND THAT THE COMPANY MEETS THE
PREREQUISITES TO PROCEED WITH THE SECOND
DIVIDEND. HENCE THE BOARD HAS DECIDED TO
PROPOSE A DIVIDEND OF SEK 3.50 PER SHARE,
EQUIVALENT TO A TOTAL OF SEK 4,256 MILLION.
THE BOARD PROPOSES THAT THE RECORD DATE FOR
THE DIVIDEND SHALL BE MONDAY NOVEMBER 30,
2020. IF THE MEETING RESOLVES IN ACCORDANCE
WITH THE PROPOSAL, IT IS ESTIMATED THAT THE
DIVIDEND WILL BE DISTRIBUTED BY EUROCLEAR
SWEDEN AB ON THURSDAY DECEMBER 3, 2020.
ACCORDING TO THE LAST APPROVED BALANCE
SHEET AS AT DECEMBER 31, 2019, THE
COMPANY'S NON-RESTRICTED EQUITY AMOUNTS TO
SEK 144,215 MILLION. AFTER THE DIVIDEND
APPROVED BY THE AGM THE DISPOSABLE EARNINGS
PURSUANT TO CH. 17 SECTION 3 OF THE SWEDISH
COMPANIES ACT AMOUNTS TO SEK 139,965
MILLION
7 RESOLUTION ON AMENDMENT OF THE ARTICLES OF Mgmt For For
ASSOCIATION
8 CONCLUSION OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ATLAS COPCO AB Agenda Number: 713713700
--------------------------------------------------------------------------------------------------------------------------
Security: W1R924195
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: SE0011166628
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIR FOR THE MEETING: HANS Non-Voting
STRABERG
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE PERSON, THE ADJUSTER, TO Non-Voting
APPROVE THE MINUTES TOGETHER WITH THE CHAIR
5 DETERMINATION WHETHER THE MEETING HAS BEEN Non-Voting
PROPERLY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT AS WELL AS THE
CONSOLIDATED ANNUAL REPORT AND THE
CONSOLIDATED AUDITOR'S REPORT
7.A RESOLUTION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AS WELL AS THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
7.B.1 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: STAFFAN BOHMAN
7.B.2 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: TINA DONIKOWSKI
7.B.3 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: JOHAN FORSSELL
7.B.4 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: ANNA OHLSSON-LEIJON
7.B.5 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: MATS RAHMSTROM
7.B.6 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: GORDON RISKE
7.B.7 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: HANS STRABERG
7.B.8 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: PETER WALLENBERG JR
7.B.9 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: SABINE NEUSS
7.B10 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: MIKAEL BERGSTEDT
7.B11 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: BENNY LARSSON
7.B12 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: MATS RAHMSTROM (IN HIS CAPACITY
AS PRESIDENT AND CEO)
7.C RESOLUTION ON DISPOSITIONS REGARDING THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE APPROVED
BALANCE SHEET: SEK 7.30 PER SHARE
7.D RESOLUTION ON RECORD DATES FOR DIVIDENDS Mgmt For For
8.A DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS AND DEPUTIES: EIGHT
8.B DETERMINATION OF THE NUMBER OF AUDITORS AND Mgmt For For
DEPUTY AUDITORS OR REGISTERED AUDITING
COMPANIES: ONE
9.A.1 RE-ELECTION OF BOARD MEMBER: STAFFAN BOHMAN Mgmt Against Against
9.A.2 RE-ELECTION OF BOARD MEMBER: TINA Mgmt For For
DONIKOWSKI
9.A.3 RE-ELECTION OF BOARD MEMBER: JOHAN FORSSELL Mgmt Against Against
9.A.4 RE-ELECTION OF BOARD MEMBER: ANNA Mgmt For For
OHLSSON-LEIJON
9.A.5 RE-ELECTION OF BOARD MEMBER: MATS RAHMSTROM Mgmt Against Against
9.A.6 RE-ELECTION OF BOARD MEMBER: GORDON RISKE Mgmt For For
9.A.7 RE-ELECTION OF BOARD MEMBER: HANS STRABERG Mgmt Against Against
9.A.8 RE-ELECTION OF BOARD MEMBER: PETER Mgmt Against Against
WALLENBERG JR
9.B ELECTION OF HANS STRABERG AS CHAIRMAN OF Mgmt For For
THE BOARD (RE-ELECTION)
9.C ELECTION OF AUDITOR (RE-ELECTION): ERNST & Mgmt For For
YOUNG AB
10.A DETERMINATION OF FEES TO THE BOARD Mgmt For For
10.B DETERMINATION OF FEE TO THE AUDITOR Mgmt For For
11.A DECISION ON APPROVAL OF REMUNERATION REPORT Mgmt Against Against
11.B DECISION ON A PERFORMANCE BASED PERSONNEL Mgmt For For
OPTION PLAN FOR 2021
12.A DECISION ON MANDATE TO ACQUIRE SERIES A Mgmt For For
SHARES IN CONNECTION WITH THE PERSONNEL
OPTION PLAN 2021
12.B DECISION ON MANDATE TO ACQUIRE SERIES A Mgmt For For
SHARES IN CONNECTION WITH BOARD FEES IN THE
FORM OF SYNTHETIC SHARES
12.C DECISION ON MANDATE TO TRANSFER SERIES A Mgmt For For
SHARES IN CONNECTION WITH THE PERSONNEL
OPTION PLAN 2021
12.D DECISION ON MANDATE TO SELL SERIES A SHARES Mgmt For For
TO COVER COSTS IN CONNECTION WITH SYNTHETIC
SHARES TO BOARD MEMBERS
12.E DECISION ON MANDATE TO SELL SERIES A SHARES Mgmt For For
TO COVER COSTS IN CONNECTION WITH THE 2016,
2017 AND 2018 PERSONNEL OPTION PLANS
13 CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 22 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 22 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ATLAS COPCO AB Agenda Number: 713724931
--------------------------------------------------------------------------------------------------------------------------
Security: W1R924161
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: SE0011166610
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535275 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1 OPENING OF MEETING; ELECT CHAIRMAN OF Non-Voting
MEETING
2 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
3 APPROVE AGENDA OF MEETING Non-Voting
4 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
7.A ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
7.B.1 APPROVE DISCHARGE OF STAFFAN BOHMAN Mgmt For For
7.B.2 APPROVE DISCHARGE OF TINA DONIKOWSKI Mgmt For For
7.B.3 APPROVE DISCHARGE OF JOHAN FORSSELL Mgmt For For
7.B.4 APPROVE DISCHARGE OF ANNA OHLSSON-LEIJON Mgmt For For
7.B.5 APPROVE DISCHARGE OF MATS RAHMSTROM Mgmt For For
7.B.6 APPROVE DISCHARGE OF GORDON RISKE Mgmt For For
7.B.7 APPROVE DISCHARGE OF HANS STRABERG Mgmt For For
7.B.8 APPROVE DISCHARGE OF PETER WALLENBERG JR Mgmt For For
7.B.9 APPROVE DISCHARGE OF SABINE NEUSS Mgmt For For
7.B10 APPROVE DISCHARGE OF MIKAEL BERGSTEDT Mgmt For For
7.B11 APPROVE DISCHARGE OF BENNY LARSSON Mgmt For For
7.B12 APPROVE DISCHARGE OF PRESIDENT MATS Mgmt For For
RAHMSTROM
7.C APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF SEK 7.30 PER SHARE
7.D APPROVE RECORD DATE FOR DIVIDEND PAYMENT Mgmt For For
8.A DETERMINE NUMBER OF MEMBERS (8) AND DEPUTY Mgmt For For
MEMBERS OF BOARD (0)
8.B DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY Mgmt For For
AUDITORS (0)
9.A ELECTION OF BOARD MEMBERS Non-Voting
9.A.1 REELECT STAFFAN BOHMAN AS DIRECTOR Mgmt Against Against
9.A.2 REELECT TINA DONIKOWSKI AS DIRECTOR Mgmt For For
9.A.3 REELECT JOHAN FORSSELL AS DIRECTOR Mgmt Against Against
9.A.4 REELECT ANNA OHLSSON-LEIJON AS DIRECTOR Mgmt For For
9.A.5 REELECT MATS RAHMSTROM AS DIRECTOR Mgmt Against Against
9.A.6 REELECT GORDON RISKE AS DIRECTOR Mgmt For For
9.A.7 REELECT HANS STRABERG AS DIRECTOR Mgmt Against Against
9.A.8 REELECT PETER WALLENBERG JR AS DIRECTOR Mgmt Against Against
9.B REELECT HANS STRABERG AS BOARD CHAIRMAN Mgmt For For
9.C RATIFY ERNST & YOUNG AS AUDITORS Mgmt For For
10.A APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF SEK 2.6 MILLION TO CHAIR AND SEK
825,000 TO OTHER DIRECTORS; APPROVE
REMUNERATION FOR COMMITTEE WORK; APPROVE
DELIVERING PART OF REMUNERATION IN FORM OF
SYNTHETIC SHARES
10.B APPROVE REMUNERATION OF AUDITORS Mgmt For For
11.A APPROVE REMUNERATION REPORT Mgmt Against Against
11.B APPROVE STOCK OPTION PLAN 2021 FOR KEY Mgmt For For
EMPLOYEES
12.A ACQUIRE CLASS A SHARES RELATED TO PERSONNEL Mgmt For For
OPTION PLAN FOR 2021
12.B ACQUIRE CLASS A SHARES RELATED TO Mgmt For For
REMUNERATION OF DIRECTORS IN THE FORM OF
SYNTHETIC SHARES
12.C TRANSFER CLASS A SHARES RELATED TO Mgmt For For
PERSONNEL OPTION PLAN FOR 2021
12.D SELL CLASS A SHARES TO COVER COSTS RELATED Mgmt For For
TO SYNTHETIC SHARES TO THE BOARD
12.E SELL CLASS A TO COVER COSTS IN RELATION TO Mgmt For For
THE PERSONNEL OPTION PLANS FOR 2016, 2017
AND 2018
13 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ATLASSIAN CORPORATION PLC Agenda Number: 935287513
--------------------------------------------------------------------------------------------------------------------------
Security: G06242104
Meeting Type: Annual
Meeting Date: 03-Dec-2020
Ticker: TEAM
ISIN: GB00BZ09BD16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's accounts and the Mgmt For For
reports of the directors and the auditors
for the year ended June 30, 2020 (the
Annual Report).
2. To approve the Directors' Remuneration Mgmt For For
Report, as set forth in the Annual Report.
3. To reappoint Ernst & Young LLP as auditor Mgmt For For
of the Company to hold office until the
conclusion of the next annual general
meeting of the Company.
4. To authorize the Audit Committee of the Mgmt For For
Board of Directors to determine the
remuneration of the auditor.
5. To re-elect Shona L. Brown as a director of Mgmt For For
the Company.
6. To re-elect Michael Cannon-Brookes as a Mgmt For For
director of the Company.
7. To re-elect Scott Farquhar as a director of Mgmt For For
the Company.
8. To re-elect Heather Mirjahangir Fernandez Mgmt For For
as a director of the Company.
9. To re-elect Sasan Goodarzi as a director of Mgmt For For
the Company.
10. To re-elect Jay Parikh as a director of the Mgmt For For
Company.
11. To re-elect Enrique Salem as a director of Mgmt For For
the Company.
12. To re-elect Steven Sordello as a director Mgmt For For
of the Company.
13. To re-elect Richard P. Wong as a director Mgmt For For
of the Company.
14. To consider and, if thought fit, pass the Mgmt For For
following as an ordinary resolution: That
the Company be generally and
unconditionally authorized in accordance
with section 693A of the Companies Act 2006
to make off-market purchases (within the
meaning of section 693 of the Companies Act
2006) of its own Class A ordinary shares
for the purposes of, or pursuant to, an
employee share scheme (within the meaning
of section 1166 of the Companies Act 2006).
15. To consider and, if thought fit, pass the Mgmt Abstain Against
following as an ordinary resolution: That
the Company be authorized pursuant to
section 694 of Companies Act 2006 to
repurchase up to a maximum of 65,081 of its
own Class A ordinary shares pursuant to, &
on terms described in, a Securities
Restriction Agreement and produced at
meeting ("Securities Restriction
Agreement") & that the terms, & entry into,
of Securities Restriction Agreement is
hereby approved, ratified & confirmed
(authority conferred on Company by this
Resolution 15 to expire on December 3,
2025).
--------------------------------------------------------------------------------------------------------------------------
AUCKLAND INTERNATIONAL AIRPORT LTD Agenda Number: 713154108
--------------------------------------------------------------------------------------------------------------------------
Security: Q06213146
Meeting Type: AGM
Meeting Date: 22-Oct-2020
Ticker:
ISIN: NZAIAE0002S6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT JULIA HOARE BE RE-ELECTED AS A Mgmt For For
DIRECTOR (SUPPORTED BY THE BOARD)
2 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS FOR THE
ENSUING YEAR
--------------------------------------------------------------------------------------------------------------------------
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD Agenda Number: 713391352
--------------------------------------------------------------------------------------------------------------------------
Security: Q09504137
Meeting Type: AGM
Meeting Date: 16-Dec-2020
Ticker:
ISIN: AU000000ANZ3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A RE-ELECTION OF BOARD ENDORSED CANDIDATE: TO Mgmt For For
RE-ELECT MS I R ATLAS AO
2.B RE-ELECTION OF BOARD ENDORSED CANDIDATE: TO Mgmt For For
RE-ELECT MR J T MACFARLANE
3 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
4 GRANT OF PERFORMANCE RIGHTS TO MR S C Mgmt For For
ELLIOTT
5 PLEASE NOTE THAT THIS IS A SHAREHOLDER Shr Against For
PROPOSAL: AMENDMENT TO THE CONSTITUTION:
SECTION 249N, CLAUSE 13, SUB-CLAUSE 13.5A
6 PLEASE NOTE THAT THIS IS A SHAREHOLDER Shr Against For
PROPOSAL: TRANSITION PLANNING DISCLOSURE
--------------------------------------------------------------------------------------------------------------------------
AVIVA PLC Agenda Number: 713727886
--------------------------------------------------------------------------------------------------------------------------
Security: G0683Q109
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: GB0002162385
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 REMUNERATION REPORT Mgmt For For
3 REMUNERATION POLICY Mgmt For For
4 CLIMATE-RELATED REPORTING Mgmt For For
5 FINAL DIVIDEND: 14 PENCE PER ORDINARY SHARE Mgmt For For
6 TO ELECT MOHIT JOSHI AS A DIRECTOR OF THE Mgmt For For
COMPANY
7 TO ELECT PIPPA LAMBERT AS A DIRECTOR OF THE Mgmt For For
COMPANY
8 TO ELECT JIM MCCONVILLE AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT AMANDA BLANC AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT PATRICIA CROSS AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT GEORGE CULMER AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-ELECT PATRICK FLYNN AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-ELECT BELEN ROMANA GARCIA AS A Mgmt For For
DIRECTOR OF THE COMPANY
14 TO RE-ELECT MICHAEL MIRE AS A DIRECTOR OF Mgmt For For
THE COMPANY
15 TO RE-ELECT JASON WINDSOR AS A DIRECTOR OF Mgmt For For
THE COMPANY
16 RE-APPOINT PWC AS AUDITOR Mgmt For For
17 AUDITOR'S REMUNERATION Mgmt For For
18 POLITICAL DONATIONS Mgmt For For
19 ORDINARY SHARE ALLOTMENTS Mgmt For For
20 PRE-EMPTION RIGHTS - 5% Mgmt For For
21 PRE-EMPTION RIGHTS - +5% Mgmt For For
22 SII SHARE ALLOTMENTS Mgmt For For
23 PRE-EMPTION RIGHTS - SII Mgmt For For
24 ANNUAL BONUS PLAN Mgmt For For
25 LONG TERM INCENTIVE PLAN Mgmt For For
26 ALL EMPLOYEE SHARE PLAN Mgmt For For
27 PURCHASE ORDINARY SHARES Mgmt For For
28 PURCHASE 8 3/4 % SHARES Mgmt For For
29 PURCHASE 8 3/8 % SHARES Mgmt For For
30 GENERAL MEETINGS (NOTICE) Mgmt For For
CMMT 26 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 6 TO 15. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AXA SA Agenda Number: 713636439
--------------------------------------------------------------------------------------------------------------------------
Security: F06106102
Meeting Type: MIX
Meeting Date: 29-Apr-2021
Ticker:
ISIN: FR0000120628
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 03 MAR 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF UPDATED BALO
LINK AND CHANGE IN NUMBERING FOR ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU AND PLEASE NOTE
THAT IMPORTANT ADDITIONAL MEETING
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103242100647-36.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND AT 1.43 EUROS PER SHARE
4 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt For For
SECTION I OF ARTICLE L.22-10-9 OF THE
FRENCH COMMERCIAL CODE RELATING TO THE
COMPENSATION OF CORPORATE OFFICERS
5 APPROVAL OF THE INDIVIDUAL REMUNERATION OF Mgmt For For
MR. DENIS DUVERNE AS CHAIRMAN OF THE BOARD
OF DIRECTORS
6 APPROVAL OF THE INDIVIDUAL REMUNERATION OF Mgmt For For
MR. THOMAS BUBERL AS CHIEF EXECUTIVE
OFFICER
7 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
ADJUSTMENT FOR THE CHIEF EXECUTIVE OFFICER
APPROVED BY THE 2019 AND 2020 GENERAL
MEETINGS
8 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION
II OF ARTICLE L.22-10-8 OF THE FRENCH
COMMERCIAL CODE
9 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS PURSUANT
TO SECTION II OF ARTICLE L.22-10-8 OF THE
FRENCH COMMERCIAL CODE
10 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
DIRECTORS PURSUANT TO SECTION II OF ARTICLE
L.22-10-8 OF THE FRENCH COMMERCIAL CODE
11 THE STATUTORY AUDITORS' SPECIAL REPORT ON Mgmt For For
THE AGREEMENTS REFERRED TO IN ARTICLES
L.225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
12 RENEWAL OF THE TERM OF OFFICE OF MR. RAMON Mgmt For For
DE OLIVEIRA AS DIRECTOR
13 APPOINTMENT OF MR. GUILLAUME FAURY AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MRS. ELAINE
SARSYNSKI
14 APPOINTMENT OF MR. RAMON FERNANDEZ AS Mgmt For For
DIRECTOR
15 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE THE COMPANY'S COMMON
SHARES
16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS OR PREMIUMS
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY OR ONE OF ITS
SUBSIDIARIES, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY OR ONE OF ITS
SUBSIDIARIES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN THE CONTEXT OF PUBLIC OFFERINGS
OTHER THAN THOSE REFERRED TO IN ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE
19 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY OR ONE OF ITS
SUBSIDIARIES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY PUBLIC OFFERINGS REFERRED TO IN
PARAGRAPH 1DECREE OF ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE
20 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN THE EVENT OF AN ISSUE, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC
OFFERINGS (INCLUDING PUBLIC OFFERINGS
REFERRED TO IN PARAGRAPH 1DECREE OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE), TO SET THE ISSUE PRICE IN
ACCORDANCE WITH THE TERMS AND CONDITIONS
SET BY THE GENERAL MEETING, WITHIN THE
LIMIT OF 10% OF THE CAPITAL
21 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY, IN THE EVENT
OF A PUBLIC EXCHANGE OFFER INITIATED BY THE
COMPANY WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY, IN
REMUNERATION FOR CONTRIBUTIONS IN KIND,
WITHIN THE LIMIT OF 10% OF THE SHARE
CAPITAL, EXCEPT IN THE CASE OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE COMPANY
23 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON
SHARES, AS A RESULT OF THE ISSUE BY
SUBSIDIARIES OF THE COMPANY OF TRANSFERABLE
SECURITIES GRANTING ACCESS TO COMMON SHARES
TO BE ISSUED BY THE COMPANY
24 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE, WITH RETENTION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, COMMON SHARES, AS A
RESULT OF THE ISSUE BY SUBSIDIARIES OF THE
COMPANY OF TRANSFERABLE SECURITIES GRANTING
ACCESS TO COMMON SHARES TO BE ISSUED BY THE
COMPANY
25 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL
BY ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO COMMON SHARES
OF THE COMPANY RESERVED FOR MEMBERS OF A
COMPANY SAVINGS PLAN, WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
26 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL
BY ISSUING COMMON SHARES, WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, FOR THE BENEFIT OF A
SPECIFIC CATEGORY OF BENEFICIARIES
27 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO REDUCE THE SHARE
CAPITAL BY CANCELLING COMMON SHARES
28 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AZRIELI GROUP LTD Agenda Number: 713180379
--------------------------------------------------------------------------------------------------------------------------
Security: M1571Q105
Meeting Type: AGM
Meeting Date: 09-Nov-2020
Ticker:
ISIN: IL0011194789
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.1 REELECT DANNA AZRIELI HAKIM AS DIRECTOR Mgmt For For
1.2 REELECT SHARON RACHELLE AZRIELI AS DIRECTOR Mgmt For For
1.3 REELECT NAOMI SARA AZRIELI AS DIRECTOR Mgmt For For
1.4 REELECT MENACHEM EINAN AS DIRECTOR Mgmt For For
1.5 REELECT TZIPORA CARMON AS DIRECTOR Mgmt For For
1.6 REELECT ORAN DROR AS DIRECTOR Mgmt For For
1.7 REELECT DAN YITSHAK GILLERMAN AS DIRECTOR Mgmt For For
2 REAPPOINT DELOITTE BRIGHTMAN ALMAGOR ZOHAR Mgmt For For
AS AUDITORS
3 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD FOR 2017
--------------------------------------------------------------------------------------------------------------------------
BAE SYSTEMS PLC Agenda Number: 713754427
--------------------------------------------------------------------------------------------------------------------------
Security: G06940103
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: GB0002634946
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 REPORT AND ACCOUNTS Mgmt For For
02 REMUNERATION REPORT Mgmt Against Against
03 FINAL DIVIDEND: 14.3 PENCE PER ORDINARY Mgmt For For
SHARE
04 RE-ELECT THOMAS ARSENEAULT Mgmt For For
05 RE-ELECT SIR ROGER CARR Mgmt For For
06 RE-ELECT DAME ELIZABETH CORLEY Mgmt For For
07 RE-ELECT BRADLEY GREVE Mgmt For For
08 RE-ELECT JANE GRIFFITHS Mgmt For For
09 RE-ELECT CHRISTOPHER GRIGG Mgmt For For
10 RE-ELECT STEPHEN PEARCE Mgmt For For
11 RE-ELECT NICOLE PIASECKI Mgmt For For
12 RE-ELECT IAN TYLER Mgmt For For
13 RE-ELECT CHARLES WOODBURN Mgmt For For
14 ELECT NICHOLAS ANDERSON Mgmt For For
15 ELECT DAME CAROLYN FAIRBAIRN Mgmt For For
16 RE-APPOINTMENT OF AUDITORS: DELOITTE LLP Mgmt For For
17 REMUNERATION OF AUDITORS Mgmt For For
18 POLITICAL DONATIONS UP TO SPECIFIED LIMITS Mgmt For For
19 AUTHORITY TO ALLOT NEW SHARES Mgmt For For
20 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
21 PURCHASE OWN SHARES Mgmt For For
22 NOTICE OF GENERAL MEETINGS Mgmt For For
23 AMEND ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA S.A. Agenda Number: 935374227
--------------------------------------------------------------------------------------------------------------------------
Security: 05946K101
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BBVA
ISIN: US05946K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Approval of the annual financial statements Mgmt For For
and the management reports of Banco Bilbao
Vizcaya Argentaria, S.A. and its
consolidated Group for the financial year
ended 31 December 2020.
1B. Approval of the non-financial information Mgmt For For
report of Banco Bilbao Vizcaya Argentaria,
S.A. and that of its consolidated Group for
the financial year ended 31 December 2020.
1C. Approval of the allocation of results for Mgmt For For
the 2020 financial year.
1D. Approval of the corporate management during Mgmt For For
the 2020 financial year.
2A. Re-election of Mr. Jose Miguel Andres Mgmt For For
Torrecillas.
2B. Re-election of Mr. Jaime Felix Caruana Mgmt For For
Lacorte.
2C. Re-election of Ms. Belen Garijo Lopez. Mgmt For For
2D. Re-election of Mr. Jose Maldonado Ramos. Mgmt For For
2E. Re-election of Ms. Ana Cristina Peralta Mgmt For For
Moreno.
2F. Re-election of Mr. Juan Pi Llorens. Mgmt For For
2G. Re-election of Mr. Jan Paul Marie Francis Mgmt For For
Verplancke.
3. Approval of a distribution of five point Mgmt For For
nine euro cents (EUR 0,059) per share from
the share premium account.
4. Approval of a distribution charged against Mgmt For For
the Bank's distributable items for a
maximum amount equal to 35% of the
consolidated profit for the first semester
of 2021, excluding extraordinary amounts
and items, subject to certain conditions
and limitations.
5. Authorisation to the Board of Directors, Mgmt For For
with express powers of sub-delegation, to
issue contingently convertible securities
into BBVA shares (CoCos), for a period of
five years, up to a maximum amount of EIGHT
BILLION EUROS (EUR 8,000,000,000),
authorising in turn the power to exclude
pre-emptive subscription rights in such
securities issues, as well as the power to
increase the share capital by the necessary
amount and to amend the corresponding
article of the Bylaws.
6. Approval of the reduction of the share Mgmt For For
capital of the Bank up to a maximum amount
of 10% of the share capital as of the date
of this resolution, through the redemption
of own shares purchased by BBVA by means of
any mechanism for the purpose of being
redeemed, delegating to the Board of
Directors the implementation of the share
capital reduction on one or more occasions.
7. Approval of the Remuneration Policy for Mgmt For For
Directors of Banco Bilbao Vizcaya
Argentaria, S.A., and the maximum number of
shares to be delivered, as the case may be,
as a result of its implementation.
8. Approval of a maximum level of variable Mgmt For For
remuneration of up to 200% of the fixed
component of the total remuneration for a
certain group of employees whose
professional activities have a significant
impact on the Group's risk profile.
9. Re-election of the statutory auditors of Mgmt For For
Banco Bilbao Vizcaya Argentaria, S.A. and
its consolidated Group for the 2021
financial year.
10. Amendment of article 21 (Form and content Mgmt For For
of the notice of meeting) of Banco Bilbao
Vizcaya Argentaria, S.A.'s Bylaws.
11. Amendment of article 5 (Publication of the Mgmt For For
notice of the meeting) of Banco Bilbao
Vizcaya Argentaria, S.A.'s General Meeting
Regulations.
12. Delegation of powers on the Board of Mgmt For For
Directors, with the authority to
substitute, in order to formalise, amend,
interpret and execute the resolutions
adopted by the Annual General Meeting.
13. Consultative vote on the Annual Report on Mgmt For For
the Remuneration of Directors of Banco
Bilbao Vizcaya Argentaria, S.A.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER, S.A. Agenda Number: 935278792
--------------------------------------------------------------------------------------------------------------------------
Security: 05964H105
Meeting Type: Special
Meeting Date: 27-Oct-2020
Ticker: SAN
ISIN: US05964H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Resolution 1 Mgmt For For
2A Resolution 2A Mgmt For For
2B Resolution 2B Mgmt For For
3A Resolution 3A Mgmt For For
3B Resolution 3B Mgmt For For
4 Resolution 4 Mgmt For For
5 Resolution 5 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER, S.A. Agenda Number: 935341797
--------------------------------------------------------------------------------------------------------------------------
Security: 05964H105
Meeting Type: Annual
Meeting Date: 26-Mar-2021
Ticker: SAN
ISIN: US05964H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Resolution 1A. Mgmt For For
1B Resolution 1B. Mgmt For For
1C Resolution 1C. Mgmt For For
2 Resolution 2. Mgmt For For
3A Resolution 3A. Mgmt For For
3B Resolution 3B. Mgmt For For
3C Resolution 3C. Mgmt For For
3D Resolution 3D. Mgmt For For
3E Resolution 3E. Mgmt For For
3F Resolution 3F. Mgmt For For
3G Resolution 3G. Mgmt For For
4 Resolution 4. Mgmt For For
5A Resolution 5A. Mgmt For For
5B Resolution 5B. Mgmt For For
5C Resolution 5C. Mgmt For For
5D Resolution 5D. Mgmt For For
6A Resolution 6A. Mgmt For For
6B Resolution 6B. Mgmt For For
6C Resolution 6C. Mgmt For For
6D Resolution 6D. Mgmt For For
6E Resolution 6E. Mgmt For For
7 Resolution 7. Mgmt For For
8 Resolution 8. Mgmt For For
9 Resolution 9. Mgmt For For
10 Resolution 10. Mgmt For For
11A Resolution 11A. Mgmt For For
11B Resolution 11B. Mgmt For For
11C Resolution 11C. Mgmt For For
11D Resolution 11D. Mgmt For For
11E Resolution 11E. Mgmt For For
12 Resolution 12. Mgmt For For
13 Resolution 13. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BANDAI NAMCO HOLDINGS INC. Agenda Number: 714218371
--------------------------------------------------------------------------------------------------------------------------
Security: Y0606D102
Meeting Type: AGM
Meeting Date: 21-Jun-2021
Ticker:
ISIN: JP3778630008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Taguchi, Mitsuaki Mgmt Against Against
2.2 Appoint a Director Kawaguchi, Masaru Mgmt Against Against
2.3 Appoint a Director Otsu, Shuji Mgmt Against Against
2.4 Appoint a Director Asako, Yuji Mgmt Against Against
2.5 Appoint a Director Miyakawa, Yasuo Mgmt Against Against
2.6 Appoint a Director Kono, Satoshi Mgmt Against Against
2.7 Appoint a Director Asanuma, Makoto Mgmt Against Against
2.8 Appoint a Director Kawasaki, Hiroshi Mgmt Against Against
2.9 Appoint a Director Kawana, Koichi Mgmt For For
2.10 Appoint a Director Kuwabara, Satoko Mgmt For For
2.11 Appoint a Director Noma, Mikiharu Mgmt For For
2.12 Appoint a Director Shimada, Toshio Mgmt For For
3 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
BANK HAPOALIM B.M. Agenda Number: 713145402
--------------------------------------------------------------------------------------------------------------------------
Security: M1586M115
Meeting Type: OGM
Meeting Date: 22-Oct-2020
Ticker:
ISIN: IL0006625771
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DEBATE OF BANK AUDITED FINANCIAL STATEMENTS Non-Voting
AND BOARD REPORT FOR THE YEAR ENDED
DECEMBER 31ST 2019
2 REAPPOINTMENT OF THE SOMECH HAIKIN (KPMG) Mgmt For For
AND ZIV HAFT (BDO) CPA FIRMS AS BANK JOINT
AUDITING ACCOUNTANTS FOR THE TERM ENDING AT
THE CLOSE OF THE NEXT ANNUAL MEETING
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 3 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE ARE ONLY 2 VACANCIES AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON
ONLY 2 OF THE 3 DIRECTORS AND TO SELECT
'CLEAR' FOR THE OTHERS. THANK YOU
3.1 APPOINTMENT OF THE EXTERNAL DIRECTOR: ADV. Mgmt For For
RONIT ABRAMSON
3.2 APPOINTMENT OF THE EXTERNAL DIRECTOR: Mgmt Split 50% Abstain Split
ISSAWI FRIDGE, CPA
3.3 APPOINTMENT OF THE EXTERNAL DIRECTOR: DALIA Mgmt For For
LEV, CPA
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 3 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY 2 CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 2 OF THE 3
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU
4.1 APPOINTMENT OF THE OTHER DIRECTOR: MR. Mgmt For For
ISRAEL TRAU
4.2 APPOINTMENT OF THE OTHER DIRECTOR: PROF. Mgmt Abstain Against
STANLEY FISCHER
4.3 APPOINTMENT OF THE OTHER DIRECTOR: MS. Mgmt For For
TAMAR BAR-NOY GOTLIN
5 APPROVAL OF BANK OFFICERS' REMUNERATION Mgmt For For
POLICY
6 APPROVAL OF THE SERVICE AND EMPLOYMENT Mgmt For For
CONDITIONS OF MR. REUBEN KRUPIK AS BOARD
CHAIRMAN
7 APPROVAL OF THE SERVICE AND EMPLOYMENT Mgmt For For
CONDITIONS OF MR. DOV KOTLER AS BANK CEO
--------------------------------------------------------------------------------------------------------------------------
BANK OF MONTREAL Agenda Number: 935342434
--------------------------------------------------------------------------------------------------------------------------
Security: 063671101
Meeting Type: Annual
Meeting Date: 07-Apr-2021
Ticker: BMO
ISIN: CA0636711016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
Janice M. Babiak Mgmt For For
Sophie Brochu Mgmt For For
Craig W. Broderick Mgmt For For
George A. Cope Mgmt For For
Stephen Dent Mgmt For For
Christine A. Edwards Mgmt For For
Martin S. Eichenbaum Mgmt For For
David E. Harquail Mgmt For For
Linda S. Huber Mgmt For For
Eric R. La Fleche Mgmt For For
Lorraine Mitchelmore Mgmt For For
Madhu Ranganathan Mgmt For For
Darryl White Mgmt For For
02 Appointment of Shareholders' Auditors Mgmt For For
03 Advisory vote on the Bank's Approach to Mgmt For For
Executive Compensation
04 Shareholder Proposal No. 1 The text of the Shr Against For
shareholder proposal is contained in the
Management Proxy Circular starting on page
88.
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC Agenda Number: 935386602
--------------------------------------------------------------------------------------------------------------------------
Security: 06738E204
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: BCS
ISIN: US06738E2046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the reports of the Directors and Mgmt For For
Auditors and the audited accounts of the
Company for the year ended 31 December
2020.
2. To approve the Directors' Remuneration Mgmt For For
Report for the year ended 31 December 2020.
3. That Julia Wilson be appointed a Director Mgmt For For
of the Company.
4. That Mike Ashley be reappointed a Director Mgmt For For
of the Company.
5. That Tim Breedon be reappointed a Director Mgmt For For
of the Company.
6. That Mohamed A. El-Erian be reappointed a Mgmt For For
Director of the Company.
7. That Dawn Fitzpatrick be reappointed a Mgmt For For
Director of the Company.
8. That Mary Francis be reappointed a Director Mgmt For For
of the Company.
9. That Crawford Gillies be reappointed a Mgmt For For
Director of the Company.
10. That Brian Gilvary be reappointed a Mgmt For For
Director of the Company.
11. That Nigel Higgins be reappointed a Mgmt For For
Director of the Company.
12. That Tushar Morzaria be reappointed a Mgmt For For
Director of the Company.
13. That Diane Schueneman be reappointed a Mgmt For For
Director of the Company.
14. That James Staley be reappointed a Director Mgmt For For
of the Company.
15. To reappoint KPMG LLP as Auditors. Mgmt For For
16. To authorise the Board Audit Committee to Mgmt For For
set the remuneration of the Auditors.
17. To authorise the Company and its Mgmt For For
subsidiaries to make political donations
and incur political expenditure.
18. To authorise the Directors to allot shares Mgmt For For
and equity securities.
19. To authorise the Directors to allot equity Mgmt For For
securities for cash and/or sell treasury
shares other than on a pro rata basis to
shareholders of no more than 5% of issued
share capital.
20. To authorise the Directors to allot equity Mgmt For For
securities for cash and/or sell treasury
shares other than on a pro rata basis to
shareholders of no more than 5% of issued
share capital in connection with an
acquisition or specified capital
investment.
21. To authorise the Directors to allot equity Mgmt For For
securities in relation to the issuance of
contingent Equity Conversion Notes.
22. To authorise the Directors to allot equity Mgmt For For
securities for cash other than on a pro
rata basis to shareholders in relation to
the issuance of contingent Equity
Conversion Notes.
23. To authorise the Company to purchase its Mgmt For For
own shares.
24. To authorise the Directors to call general Mgmt For For
meetings (other than an AGM) on not less
than 14 clear days' notice.
25. To authorise the renewal of the Barclays Mgmt For For
Long Term Incentive Plan.
26. To authorise the renewal of the Barclays Mgmt For For
Group Share Value Plan.
27. To authorise the Directors to reintroduce a Mgmt For For
scrip dividend programme.
28. To adopt new Articles of Association of the Mgmt For For
Company.
29. Market Forces climate change resolution. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 935373148
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual and Special
Meeting Date: 04-May-2021
Ticker: GOLD
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
D. M. Bristow Mgmt For For
G. A. Cisneros Mgmt For For
C. L. Coleman Mgmt For For
J. M. Evans Mgmt For For
B. L. Greenspun Mgmt For For
J. B. Harvey Mgmt For For
A. N. Kabagambe Mgmt For For
A. J. Quinn Mgmt For For
M. L. Silva Mgmt For For
J. L. Thornton Mgmt For For
2 Resolution approving the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the auditor
of Barrick and authorizing the directors to
fix its remuneration
3 Advisory resolution on approach to Mgmt For For
executive compensation
4 Special resolution approving the capital Mgmt For For
reduction in order to enable the Return of
Capital
--------------------------------------------------------------------------------------------------------------------------
BASF SE Agenda Number: 713711629
--------------------------------------------------------------------------------------------------------------------------
Security: D06216317
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: DE000BASF111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.30 PER SHARE
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
6 ELECT LIMING CHEN TO THE SUPERVISORY BOARD Mgmt For For
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
21 APR 2021 TO 22 APR 2021 AND ADDITION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
BAWAG GROUP AG Agenda Number: 713162345
--------------------------------------------------------------------------------------------------------------------------
Security: A0997C107
Meeting Type: AGM
Meeting Date: 30-Oct-2020
Ticker:
ISIN: AT0000BAWAG2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 PRESENTATION OF ANNUAL REPORTS Non-Voting
2 ALLOCATION OF NET PROFITS Mgmt For For
3 DISCHARGE OF MANAGEMENT BOARD Mgmt For For
4 DISCHARGE OF SUPERVISORY BOARD Mgmt For For
5 ELECTION OF EXTERNAL AUDITOR: KPMG AUSTRIA Mgmt For For
GMBH
6 AMENDMENT BYLAWS Mgmt For For
7 APPROVAL OF REMUNERATION POLICY FOR Mgmt Against Against
MNAGEMENT BOARD
8 APPROVAL OF REMUNERATION POLICY FOR Mgmt For For
SUPERVISORY BOARD
9 BUYBACK AND USAGE OF OWN SHS Mgmt For For
CMMT 09 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME IN
RESOLUTION 5. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BAWAG GROUP AG Agenda Number: 713599287
--------------------------------------------------------------------------------------------------------------------------
Security: A0997C107
Meeting Type: EGM
Meeting Date: 03-Mar-2021
Ticker:
ISIN: AT0000BAWAG2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVAL OF USAGE OF EARNINGS FOR BUSINESS Mgmt For For
YEAR 2019
--------------------------------------------------------------------------------------------------------------------------
BAYER AG Agenda Number: 935378744
--------------------------------------------------------------------------------------------------------------------------
Security: 072730302
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: BAYRY
ISIN: US0727303028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Distribution of the profit. Mgmt For For
2. Ratification of the actions of the members Mgmt For For
of the Board of Management.
3. Ratification of the actions of the members Mgmt For For
of the Supervisory Board.
4.1 Supervisory Board Election: Dr. Fei-Fei Li Mgmt For For
4.2 Supervisory Board Election: Alberto Weisser Mgmt For For
5. Compensation of the Supervisory Board - Mgmt For For
Amendment to the Articles of Incorporation.
6. Election of the Auditor (full-year, Mgmt For For
half-year and Q3 2021; Q1 2022)
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG Agenda Number: 713727355
--------------------------------------------------------------------------------------------------------------------------
Security: D12096109
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: DE0005190003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.90 PER ORDINARY SHARE AND EUR 1.92
PER PREFERRED SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt Abstain Against
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt Abstain Against
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6.1 ELECT MARC BITZER TO THE SUPERVISORY BOARD Mgmt For For
6.2 ELECT RACHEL EMPEY TO THE SUPERVISORY BOARD Mgmt For For
6.3 ELECT CHRISTOPH SCHMIDT TO THE SUPERVISORY Mgmt For For
BOARD
7 APPROVE REMUNERATION POLICY Mgmt Against Against
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
9.1 AMEND ARTICLES RE: PARTICIPATION OF Mgmt For For
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND VIDEO
TRANSMISSION
9.2 AMEND ARTICLES RE: PROOF OF ENTITLEMENT Mgmt For For
9.3 AMEND ARTICLES RE: PARTICIPATION AND VOTING Mgmt For For
RIGHTS
10 AMEND AFFILIATION AGREEMENT WITH BMW BANK Mgmt For For
GMBH
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG Agenda Number: 713730186
--------------------------------------------------------------------------------------------------------------------------
Security: D12096125
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: DE0005190037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Non-Voting
OF EUR 1.90 PER ORDINARY SHARE AND EUR 1.92
PER PREFERRED SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Non-Voting
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Non-Voting
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Non-Voting
AUDITORS FOR FISCAL YEAR 2021
6.1 ELECT MARC BITZER TO THE SUPERVISORY BOARD Non-Voting
6.2 ELECT RACHEL EMPEY TO THE SUPERVISORY BOARD Non-Voting
6.3 ELECT CHRISTOPH SCHMIDT TO THE SUPERVISORY Non-Voting
BOARD
7 APPROVE REMUNERATION POLICY Non-Voting
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Non-Voting
9.1 AMEND ARTICLES RE: PARTICIPATION OF Non-Voting
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND VIDEO
TRANSMISSION
9.2 AMEND ARTICLES RE: PROOF OF ENTITLEMENT Non-Voting
9.3 AMEND ARTICLES RE: PARTICIPATION AND VOTING Non-Voting
RIGHTS
10 AMEND AFFILIATION AGREEMENT WITH BMW BANK Non-Voting
GMBH
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
--------------------------------------------------------------------------------------------------------------------------
BCE INC. Agenda Number: 935362272
--------------------------------------------------------------------------------------------------------------------------
Security: 05534B760
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: BCE
ISIN: CA05534B7604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
Mirko Bibic Mgmt For For
David F. Denison Mgmt For For
Robert P. Dexter Mgmt For For
Ian Greenberg Mgmt For For
Katherine Lee Mgmt For For
Monique F. Leroux Mgmt For For
Sheila A. Murray Mgmt For For
Gordon M. Nixon Mgmt For For
Louis P. Pagnutti Mgmt For For
Calin Rovinescu Mgmt For For
Karen Sheriff Mgmt For For
Robert C. Simmonds Mgmt For For
Jennifer Tory Mgmt For For
Cornell Wright Mgmt For For
02 Appointment of Deloitte LLP as auditors Mgmt For For
03 Advisory resolution on executive Mgmt For For
compensation as described in the management
proxy circular.
--------------------------------------------------------------------------------------------------------------------------
BEIERSDORF AG Agenda Number: 713616639
--------------------------------------------------------------------------------------------------------------------------
Security: D08792109
Meeting Type: AGM
Meeting Date: 01-Apr-2021
Ticker:
ISIN: DE0005200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.70 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY Mgmt Against Against
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Agenda Number: 713722658
--------------------------------------------------------------------------------------------------------------------------
Security: M2012Q100
Meeting Type: OGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: IL0002300114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2 REAPPOINT SOMEKH CHAIKIN AS AUDITORS Mgmt For For
3.1 REELECT GIL SHARONAS DIRECTOR Mgmt For For
3.2 REELECT DARREN GLATT AS DIRECTOR Mgmt For For
3.3 REELECT RAN FUHRER AS DIRECTOR Mgmt For For
3.4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECT TOMER RABAD AS
DIRECTOR
3.5 REELECT DAVID GRANOT AS DIRECTOR Mgmt For For
3.6 REELECT YOSSI ABERGIL AS DIRECTOR ON BEHALF Mgmt For For
OF THE EMPLOYEES
3.7 REELECT EDITH LUSKY AS EXTERNAL DIRECTOR Mgmt For For
4 ELECT TZIPI TZIPORA MALKA LIVNI AS EXTERNAL Mgmt For For
DIRECTOR
5 ISSUE INDEMNIFICATION AND EXEMPTION Mgmt For For
AGREEMENTS TO TZIPI TZIPORA MALKA LIVNI,
EXTERNAL DIRECTOR (SUBJECT TO APPROVAL OF
ITEM 10)
6 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
CMMT 30 MAR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM AGM TO OGM AND CHANGE
IN THE NUMBERING OF RESOLUTIONS. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BHP GROUP LTD Agenda Number: 935274213
--------------------------------------------------------------------------------------------------------------------------
Security: 088606108
Meeting Type: Annual
Meeting Date: 14-Oct-2020
Ticker: BHP
ISIN: US0886061086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the 2020 Financial Statements Mgmt For For
and Reports for BHP.
2. To reappoint Ernst & Young LLP as the Mgmt For For
auditor of BHP Group Plc.
3. To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Group Plc.
4. To approve the general authority to issue Mgmt For For
shares in BHP Group Plc.
5. To approve the authority to allot equity Mgmt For For
securities in BHP Group Plc for cash.
6. To authorise the repurchase of shares in Mgmt For For
BHP Group Plc.
7. To approve the 2020 Remuneration Report Mgmt For For
other than the part containing the
Directors' remuneration policy.
8. To approve the 2020 Remuneration Report. Mgmt For For
9. To approve the grant to the Executive Mgmt For For
Director.
10. To approve leaving entitlements. Mgmt For For
11. To elect Xiaoqun Clever as a Director of Mgmt For For
BHP.
12. To elect Gary Goldberg as a Director of Mgmt For For
BHP.
13. To elect Mike Henry as a Director of BHP. Mgmt For For
14. To elect Christine O'Reilly as a Director Mgmt For For
of BHP.
15. To elect Dion Weisler as a Director of BHP. Mgmt For For
16. To re-elect Terry Bowen as a Director of Mgmt For For
BHP.
17. To re-elect Malcolm Broomhead as a Director Mgmt For For
of BHP.
18. To re-elect Ian Cockerill as a Director of Mgmt For For
BHP.
19. To re-elect Anita Frew as a Director of Mgmt For For
BHP.
20. To re-elect Susan Kilsby as a Director of Mgmt For For
BHP.
21. To re-elect John Mogford as a Director of Mgmt For For
BHP.
22. To re-elect Ken MacKenzie as a Director of Mgmt For For
BHP.
23. To amend the constitution of BHP Group Mgmt Against For
Limited.
24. To adopt interim cultural heritage Mgmt Abstain Against
protection measures.
25. To suspend memberships of Industry Mgmt Against For
Associations where COVID-19 related
advocacy is inconsistent with Paris
Agreement goals.
--------------------------------------------------------------------------------------------------------------------------
BHP GROUP PLC Agenda Number: 935274201
--------------------------------------------------------------------------------------------------------------------------
Security: 05545E209
Meeting Type: Annual
Meeting Date: 15-Oct-2020
Ticker: BBL
ISIN: US05545E2090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the 2020 Financial Statements Mgmt For For
and Reports for BHP.
2. To reappoint Ernst & Young LLP as the Mgmt For For
auditor of BHP Group Plc.
3. To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Group Plc.
4. To approve the general authority to issue Mgmt For For
shares in BHP Group Plc.
5. To approve the authority to allot equity Mgmt For For
securities in BHP Group Plc for cash.
6. To authorise the repurchase of shares in Mgmt For For
BHP Group Plc.
7. To approve the 2020 Remuneration Report Mgmt For For
other than the part containing the
Directors' remuneration policy.
8. To approve the 2020 Remuneration Report. Mgmt For For
9. To approve the grant to the Executive Mgmt For For
Director.
10. To approve leaving entitlements. Mgmt For For
11. To elect Xiaoqun Clever as a Director of Mgmt For For
BHP.
12. To elect Gary Goldberg as a Director of Mgmt For For
BHP.
13. To elect Mike Henry as a Director of BHP. Mgmt For For
14. To elect Christine O'Reilly as a Director Mgmt For For
of BHP.
15. To elect Dion Weisler as a Director of BHP. Mgmt For For
16. To re-elect Terry Bowen as a Director of Mgmt For For
BHP.
17. To re-elect Malcolm Broomhead as a Director Mgmt For For
of BHP.
18. To re-elect Ian Cockerill as a Director of Mgmt For For
BHP.
19. To re-elect Anita Frew as a Director of Mgmt For For
BHP.
20. To re-elect Susan Kilsby as a Director of Mgmt For For
BHP.
21. To re-elect John Mogford as a Director of Mgmt For For
BHP.
22. To re-elect Ken MacKenzie as a Director of Mgmt For For
BHP.
23. To amend the constitution of BHP Group Shr Against For
Limited.
24. To adopt interim cultural heritage Shr Abstain Against
protection measures.
25. To suspend memberships of Industry Shr Against For
Associations where COVID-19 related
advocacy is inconsistent with Paris
Agreement goals.
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA Agenda Number: 713666418
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 18-May-2021
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202102262100347-25 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING FOR RESOLUTIONS 1 TO 21. IF YOU
HAVE ALREADY SENT IN YOUR VOTES TO MID
528360, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020 -
APPROVAL OF THE OVERALL AMOUNT OF THE
EXPENSES AND COSTS REFERRED TO IN ARTICLE
39-4 OF THE FRENCH GENERAL TAX CODE
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND DISTRIBUTION OF
THE DIVIDEND
4 STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt For For
AGREEMENTS AND COMMITMENTS REFERRED TO IN
ARTICLES L. 225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
5 AUTHORIZATION FOR BNP PARIBAS TO REPURCHASE Mgmt For For
ITS OWN SHARES
6 RENEWAL OF THE TERM OF OFFICE OF MR. PIERRE Mgmt For For
ANDRE AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MRS. RAJNA Mgmt For For
GIBSON BRANDON AS DIRECTOR
8 APPOINTMENT OF MR. CHRISTIAN NOYER AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MR. DENIS
KESSLER
9 RESOLUTION PROPOSED BY THE SUPERVISORY Mgmt For For
BOARD OF THE "BNP PARIBAS ACTIONNARIAT
MONDE" CORPORATE MUTUAL FUND (FCPE) AND
AGREED BY THE BOARD OF DIRECTORS:
APPOINTMENT OF MRS. JULIETTE BRISAC AS
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
IN ACCORDANCE WITH ARTICLE 7 OF THE
BY-LAWS)
10 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY ATTRIBUTABLE TO DIRECTORS
11 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY ATTRIBUTABLE TO THE CHAIRMAN OF THE
BOARD OF DIRECTORS
12 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY ATTRIBUTABLE TO THE CHIEF EXECUTIVE
OFFICER AND THE DEPUTY CHIEF EXECUTIVE
OFFICERS
13 VOTE ON THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION PAID DURING THE FINANCIAL YEAR
2020 OR ALLOCATED IN RESPECT OF THE SAME
FINANCIAL YEAR TO ALL CORPORATE OFFICERS
14 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED FOR THE SAME FINANCIAL YEAR TO
MR. JEAN LEMIERRE, CHAIRMAN OF THE BOARD OF
DIRECTORS
15 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED FOR THE SAME FINANCIAL YEAR TO
MR. JEAN-LAURENT BONNAFE, CHIEF EXECUTIVE
OFFICER
16 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED FOR THE SAME FINANCIAL YEAR TO
MR. PHILIPPE BORDENAVE, DEPUTY CHIEF
EXECUTIVE OFFICER
17 CONSULTATIVE VOTE ON THE TOTAL COMPENSATION Mgmt For For
PACKAGE OF ANY KIND PAID DURING THE
FINANCIAL YEAR 2020 TO THE ACTUAL MANAGERS
AND CERTAIN CATEGORIES OF PERSONNEL
18 SETTING OF THE ANNUAL AMOUNT OF Mgmt For For
COMPENSATIONS PAID TO THE MEMBERS OF THE
BOARD OF DIRECTORS
19 SETTING OF A CEILING FOR THE VARIABLE Mgmt For For
PORTION OF THE COMPENSATION OF ACTUAL
MANAGERS AND CERTAIN CATEGORIES OF
PERSONNEL
20 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE CAPITAL BY
CANCELLING SHARES
21 POWERS TO CARRY OUT FORMALITIES Mgmt For For
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED
BY THE SUPERVISORY BOARD OF THE "BNP
PARIBAS ACTIONNARIAT MONDE" CORPORATE
MUTUAL FUND (FCPE) AND NON-AGREED BY THE
BOARD OF DIRECTORS: (APPOINTMENT OF MRS.
ISABELLE CORON AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH
ARTICLE 7 OF THE BY-LAWS)
B PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: RESOLUTIONS PROPOSED
BY EMPLOYEE SHAREHOLDERS AND NON-AGREED BY
THE BOARD OF DIRECTORS: (APPOINTMENT OF
MRS. CECILE BESSE AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH
ARTICLE 7 OF THE BY-LAWS)
C PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: RESOLUTIONS PROPOSED
BY EMPLOYEE SHAREHOLDERS AND NON-AGREED BY
THE BOARD OF DIRECTORS: (APPOINTMENT OF
MRS. DOMINIQUE POTIER AS DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS IN
ACCORDANCE WITH ARTICLE 7 OF THE BY-LAWS)
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXY EDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 524609 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD Agenda Number: 713895526
--------------------------------------------------------------------------------------------------------------------------
Security: Y0920U103
Meeting Type: AGM
Meeting Date: 17-May-2021
Ticker:
ISIN: HK2388011192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0413/2021041300326.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0413/2021041300330.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND OF THE AUDITOR OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.795 Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2020
3.A TO RE-ELECT MR LIN JINGZHEN AS A DIRECTOR Mgmt For For
OF THE COMPANY
3.B TO RE-ELECT DR CHOI KOON SHUM AS A DIRECTOR Mgmt For For
OF THE COMPANY
3.C TO RE-ELECT MR LAW YEE KWAN QUINN AS A Mgmt For For
DIRECTOR OF THE COMPANY
4 TO APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD OF DIRECTORS OR A DULY AUTHORISED
COMMITTEE OF THE BOARD TO DETERMINE THE
REMUNERATION OF THE AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY, NOT
EXCEEDING 20% OR, IN THE CASE OF ISSUE OF
SHARES SOLELY FOR CASH AND UNRELATED TO ANY
ASSET ACQUISITION, NOT EXCEEDING 5% OF THE
TOTAL NUMBER OF SHARES OF THE COMPANY IN
ISSUE AS AT THE DATE OF PASSING THIS
RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt For For
DIRECTORS TO BUY BACK SHARES IN THE
COMPANY, NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF SHARES OF THE COMPANY IN ISSUE AS
AT THE DATE OF PASSING THIS RESOLUTION
7 CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 Mgmt Against Against
AND 6, TO EXTEND THE GENERAL MANDATE
GRANTED BY RESOLUTION 5 BY ADDING THERETO
THE TOTAL NUMBER OF SHARES OF THE COMPANY
BOUGHT BACK UNDER THE GENERAL MANDATE
GRANTED PURSUANT TO RESOLUTION 6
8 TO APPROVE THE ADOPTION OF NEW ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
BOLIDEN AB Agenda Number: 713721997
--------------------------------------------------------------------------------------------------------------------------
Security: W17218152
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: SE0012455673
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 ELECTION OF THE CHAIRMAN OF THE MEETING: Non-Voting
ANDERS ULLBERG
2.1 ELECTION OF PERSON TO VERIFY THE MINUTES Non-Voting
TOGETHER WITH THE CHAIRMAN: JAN ANDERSSON,
SWEDBANK ROBUR FONDER
2.2 ELECTION OF PERSON TO VERIFY THE MINUTES Non-Voting
TOGETHER WITH THE CHAIRMAN: ANDERS
OSCARSSON, AMF
3 PREPARATION AND APPROVAL OF THE VOTING Non-Voting
REGISTER
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND Non-Voting
AUDITOR'S REPORT AS WELL AS THE
CONSOLIDATED FINANCIAL STATEMENTS AND
AUDITOR'S REPORT FOR THE GROUP (INCLUDING
THE AUDITOR'S STATEMENT REGARDING THE
GUIDELINES FOR REMUNERATION TO THE GROUP
MANAGEMENT IN EFFECT SINCE THE PREVIOUS
ANNUAL GENERAL MEETING)
7 RESOLUTIONS ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AS WELL AS THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
8 RESOLUTION ON APPROPRIATION OF THE Mgmt For For
COMPANY'S PROFIT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND DETERMINATION OF
THE RECORD DATE FOR THE RIGHT TO RECEIVE
DIVIDEND: SEK 8.25 (7) PER SHARE
9.1 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: HELENE BISTROM (BOARD
MEMBER)
9.2 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: TOM ERIXON (BOARD MEMBER)
9.3 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: MICHAEL G:SON LOW (BOARD
MEMBER)
9.4 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: PERTTU LOUHILUOTO (BOARD
MEMBER)
9.5 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: ELISABETH NILSSON (BOARD
MEMBER)
9.6 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: PIA RUDENGREN (BOARD MEMBER)
9.7 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: ANDERS ULLBERG (CHAIRMAN OF
THE BOARD)
9.8 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: MIKAEL STAFFAS (PRESIDENT)
9.9 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: MARIE BERGLUND (BOARD
MEMBER)
9.10 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: MARIE HOLMBERG (BOARD
MEMBER, EMPLOYEE REPRESENTATIVE)
9.11 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: KENNETH STAHL (BOARD MEMBER,
EMPLOYEE REPRESENTATIVE)
9.12 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: CATHRIN ODERYD (BOARD
MEMBER, EMPLOYEE REPRESENTATIVE)
10.1 RESOLUTION ON THE NUMBER OF BOARD MEMBERS Mgmt For For
AND AUDITORS TO BE APPOINTED BY THE ANNUAL
GENERAL MEETING: NUMBER OF BOARD MEMBERS:
EIGHT
10.2 RESOLUTION ON THE NUMBER OF BOARD MEMBERS Mgmt For For
AND AUDITORS TO BE APPOINTED BY THE ANNUAL
GENERAL MEETING: NUMBER OF AUDITORS: ONE
REGISTERED ACCOUNTING FIRM
11 RESOLUTION ON FEES FOR THE BOARD OF Mgmt For For
DIRECTORS
12.A ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HELENE BISTROM (RE-ELECTION)
12.B ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MICHAEL G:SON LOW (RE-ELECTION)
12.C ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PER LINDBERG (NEW ELECTION)
12.D ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PERTTU LOUHILUOTO (RE-ELECTION)
12.E ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ELISABETH NILSSON (RE-ELECTION)
12.F ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PIA RUDENGREN (RE-ELECTION)
12.G ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: KARL-HENRIK SUNDSTROM (NEW
ELECTION)
12.H ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ANDERS ULLBERG (RE-ELECTION)
12.I ELECTION OF THE CHAIRMAN OF THE BOARD - Mgmt Against Against
ANDERS ULLBERG (RE-ELECTION)
13 RESOLUTION ON FEES FOR THE AUDITOR Mgmt For For
14 ELECTION OF AUDITOR - DELOITTE AB Mgmt For For
(RE-ELECTION)
15 RESOLUTION ON APPROVAL OF REMUNERATION Mgmt For For
REPORT
16.1 ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE: JAN ANDERSSON (SWEDBANK ROBUR
FONDER)
16.2 ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE: LARS-ERIK FORSGARDH
16.3 ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE: OLA PETER GJESSING (NORGES BANK
INVESTMENT MANAGEMENT)
16.4 ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE: LILIAN FOSSUM BINER
(HANDELSBANKENS FONDER)
16.5 ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE: ANDERS ULLBERG (CHAIRMAN OF THE
BOARD)
17 RESOLUTION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION
18 RESOLUTION REGARDING AUTOMATIC SHARE Mgmt For For
REDEMPTION PROCEDURE INCLUDING A. SHARE
SPLIT 2:1 B. REDUCTION OF THE SHARE CAPITAL
THROUGH REDEMPTION OF SHARES C. INCREASE OF
THE SHARE CAPITAL THROUGH A BONUS ISSUE
CMMT 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 25 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 935384014
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: BP
ISIN: US0556221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the annual report and accounts. Mgmt For For
2. To approve the directors' remuneration Mgmt For For
report.
3A. To elect Mr. M. Auchincloss as a director. Mgmt For For
3B. To elect Mr. T. Morzaria as a director. Mgmt For For
3C. To elect Mrs. K. Richardson as a director. Mgmt For For
3D. To elect Dr. J. Teyssen as a director. Mgmt For For
3E. To re-elect Mr. B. Looney as a director. Mgmt For For
3F. To re-elect Miss P. Daley as a director. Mgmt For For
3G. To re-elect Mr. H. Lund as a director. Mgmt For For
3H. To re-elect Mrs. M. B. Meyer as a director. Mgmt For For
3I. To re-elect Mrs. P. R. Reynolds as a Mgmt For For
director.
3J. To re-elect Sir J. Sawers as a director. Mgmt For For
4. To reappoint Deloitte LLP as auditor. Mgmt For For
5. To authorize the audit committee to fix the Mgmt For For
auditor's remuneration.
6. To give limited authority to make political Mgmt For For
donations and incur political expenditure.
7. Renewal of the Scrip Dividend Programme. Mgmt For For
8. To give limited authority to allot shares Mgmt For For
up to a specified amount.
9. Special resolution: to give authority to Mgmt For For
allot a limited number of shares for cash
free of pre-emption rights.
10. Special resolution: to give additional Mgmt For For
authority to allot a limited number of
shares for cash free of pre-emption rights.
11. Special resolution: to give limited Mgmt For For
authority for the purchase of its own
shares by the company.
12. Special resolution: to authorize the Mgmt For For
calling of general meetings (excluding
annual general meetings) by notice of at
least 14 clear days.
13. Special resolution: Follow This shareholder Shr Against For
resolution on climate change targets.
--------------------------------------------------------------------------------------------------------------------------
BRAMBLES LTD Agenda Number: 713077471
--------------------------------------------------------------------------------------------------------------------------
Security: Q6634U106
Meeting Type: AGM
Meeting Date: 08-Oct-2020
Ticker:
ISIN: AU000000BXB1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND 8 TO 11 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 TO CONSIDER AND RECEIVE THE FINANCIAL Non-Voting
REPORT, DIRECTORS' REPORT AND AUDITORS'
REPORT FOR BRAMBLES AND THE GROUP FOR THE
YEAR ENDED 30 JUNE 2020
2 TO ADOPT THE REMUNERATION REPORT FOR Mgmt For For
BRAMBLES AND THE GROUP FOR THE YEAR ENDED
30 JUNE 2020
3 THAT MR JOHN PATRICK MULLEN BE ELECTED TO Mgmt For For
THE BOARD OF BRAMBLES
4 THAT DR NORA LIA SCHEINKESTEL BE ELECTED TO Mgmt For For
THE BOARD OF BRAMBLES
5 THAT MR KENNETH STANLEY MCCALL BE ELECTED Mgmt For For
TO THE BOARD OF BRAMBLES
6 THAT MS TAHIRA HASSAN BE RE-ELECTED TO THE Mgmt For For
BOARD OF BRAMBLES
7 THAT MS NESSA O'SULLIVAN BE RE-ELECTED TO Mgmt For For
THE BOARD OF BRAMBLES
8 THAT THE BRAMBLES LIMITED MYSHARE PLAN (THE Mgmt For For
MYSHARE PLAN), AND THE ISSUE OF SHARES
UNDER THE MYSHARE PLAN, BE APPROVED FOR ALL
PURPOSES, INCLUDING FOR THE PURPOSE OF
AUSTRALIAN SECURITIES EXCHANGE LISTING RULE
7.2, EXCEPTION 13
9 THAT THE PARTICIPATION BY MR GRAHAM Mgmt For For
CHIPCHASE UNTIL THE 2021 ANNUAL GENERAL
MEETING IN THE BRAMBLES LIMITED PERFORMANCE
SHARE PLAN IN THE MANNER SET OUT IN THE
EXPLANATORY NOTES ACCOMPANYING THIS NOTICE
OF MEETING BE APPROVED FOR ALL PURPOSES
INCLUDING FOR THE PURPOSE OF AUSTRALIAN
SECURITIES EXCHANGE LISTING RULE 10.14
10 THAT THE PARTICIPATION BY MS NESSA Mgmt For For
O'SULLIVAN UNTIL THE 2021 ANNUAL GENERAL
MEETING IN THE BRAMBLES LIMITED PERFORMANCE
SHARE PLAN IN THE MANNER SET OUT IN THE
EXPLANATORY NOTES ACCOMPANYING THIS NOTICE
OF MEETING BE APPROVED FOR ALL PURPOSES
INCLUDING FOR THE PURPOSE OF AUSTRALIAN
SECURITIES EXCHANGE LISTING RULE 10.14
11 THAT THE PARTICIPATION BY MS NESSA Mgmt For For
O'SULLIVAN UNTIL 8 OCTOBER 2023 IN THE
BRAMBLES LIMITED MYSHARE PLAN IN THE MANNER
SET OUT IN THE EXPLANATORY NOTES
ACCOMPANYING THIS NOTICE OF MEETING BE
APPROVED FOR ALL PURPOSES INCLUDING THE
PURPOSE OF AUSTRALIAN SECURITIES EXCHANGE
LISTING RULE 10.14
12 THAT FOR THE PURPOSES OF SECTION 257C OF Mgmt For For
THE CORPORATIONS ACT AND FOR ALL OTHER
PURPOSES, SHAREHOLDERS AUTHORISE AND
APPROVE THE ON-MARKET BUY-BACK OF UP TO
150,400,000 FULLY PAID ORDINARY SHARES IN
THE COMPANY (REPRESENTING APPROXIMATELY 10%
OF THE COMPANY'S ISSUED SHARES AS AT 26
AUGUST 2020) IN THE 12 MONTH PERIOD
FOLLOWING THE APPROVAL OF THIS RESOLUTION,
PURSUANT TO AN ON-MARKET BUY-BACK CONDUCTED
IN ACCORDANCE WITH THE REQUIREMENTS OF THE
ASX LISTING RULES AND THE CORPORATIONS ACT
ON THE TERMS AS DESCRIBED IN THE
EXPLANATORY NOTES ACCOMPANYING THIS NOTICE
OF MEETING
--------------------------------------------------------------------------------------------------------------------------
BRIDGESTONE CORPORATION Agenda Number: 713633661
--------------------------------------------------------------------------------------------------------------------------
Security: J04578126
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3830800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Minor Revisions Mgmt For For
3.1 Appoint a Director Ishibashi, Shuichi Mgmt For For
3.2 Appoint a Director Higashi, Masahiro Mgmt For For
3.3 Appoint a Director Scott Trevor Davis Mgmt For For
3.4 Appoint a Director Okina, Yuri Mgmt For For
3.5 Appoint a Director Masuda, Kenichi Mgmt For For
3.6 Appoint a Director Yamamoto, Kenzo Mgmt For For
3.7 Appoint a Director Terui, Keiko Mgmt For For
3.8 Appoint a Director Sasa, Seiichi Mgmt For For
3.9 Appoint a Director Shiba, Yojiro Mgmt For For
3.10 Appoint a Director Suzuki, Yoko Mgmt For For
3.11 Appoint a Director Hara, Hideo Mgmt For For
3.12 Appoint a Director Yoshimi, Tsuyoshi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO P.L.C. Agenda Number: 935356685
--------------------------------------------------------------------------------------------------------------------------
Security: 110448107
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: BTI
ISIN: US1104481072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the 2020 Annual Report and Mgmt For For
Accounts.
2. Directors' remuneration report. Mgmt Against Against
3. Reappointment of the Auditors. Mgmt For For
4. Authority for the Audit Committee to agree Mgmt For For
the Auditors' remuneration.
5. Re-election of Luc Jobin as a Director Mgmt For For
(Audit, Nominations).
6. Re-election of Jack Bowles as a Director. Mgmt For For
7. Re-election of Tadeu Marroco as a Director. Mgmt For For
8. Re-election of Sue Farr as a Director Mgmt For For
(Nominations, Remuneration).
9. Re-election of Jeremy Fowden as a Director Mgmt For For
(Audit, Nominations).
10. Re-election of Dr Marion Helmes as a Mgmt For For
Director (Nominations, Remuneration).
11. Re-election of Holly Keller Koeppel as a Mgmt For For
Director (Audit, Nominations).
12. Re-election of Savio Kwan as a Director Mgmt For For
(Nominations, Remuneration).
13. Re-election of Dimitri Panayotopoulos as a Mgmt For For
Director (Nominations, Remuneration).
14. Election of Karen Guerra (Nominations, Mgmt For For
Remuneration) who has been appointed since
the last Annual General Meeting.
15. Election of Darrell Thomas (Audit, Mgmt For For
Nominations) who has been appointed since
the last Annual General Meeting.
16. Renewal of the Directors' authority to Mgmt For For
allot shares.
17. Renewal of the Directors' authority to Mgmt For For
disapply pre-emption rights.
18. Authority for the Company to purchase its Mgmt For For
own shares.
19. Authority to make donations to political Mgmt For For
organisations and to incur political
expenditure.
20. Notice period for General Meetings. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BROOKFIELD ASSET MANAGEMENT INC. Agenda Number: 935433994
--------------------------------------------------------------------------------------------------------------------------
Security: 112585104
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: BAM
ISIN: CA1125851040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
M. Elyse Allan Mgmt For For
Angela F. Braly Mgmt For For
Janice Fukakusa Mgmt For For
Maureen Kempston Darkes Mgmt For For
Frank J. McKenna Mgmt For For
Hutham S. Olayan Mgmt For For
Seek Ngee Huat Mgmt For For
Diana L. Taylor Mgmt For For
2 The appointment of Deloitte LLP as the Mgmt For For
external auditor and authorizing the
directors to set its remuneration.
3 The Say on Pay Resolution set out in the Mgmt For For
Corporation's Management Information
Circular dated April 30, 2021 (the
"Circular").
--------------------------------------------------------------------------------------------------------------------------
BUDWEISER BREWING COMPANY APAC LIMITED Agenda Number: 713737128
--------------------------------------------------------------------------------------------------------------------------
Security: G1674K101
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: KYG1674K1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0326/2021032601776.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0326/2021032601742.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2020
2 TO DECLARE A FINAL DIVIDEND OF USD 2.83 Mgmt For For
CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2020
3.A TO RE-ELECT MS. KATHERINE BARRETT AS Mgmt For For
NON-EXECUTIVE DIRECTOR
3.B TO RE-ELECT MR. NELSON JAMEL AS Mgmt For For
NON-EXECUTIVE DIRECTOR
3.C TO RE-ELECT MR. MARTIN CUBBON AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.D TO AUTHORIZE THE BOARD TO FIX THE Mgmt For For
DIRECTORS' REMUNERATION
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY TO HOLD
OFFICE UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING AND TO AUTHORIZE THE
BOARD TO FIX THEIR REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY (THE
"SHARES") NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF ISSUED SHARES AS AT THE DATE OF
PASSING OF THIS RESOLUTION
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE TOTAL
NUMBER OF ISSUED SHARES AS AT THE DATE OF
PASSING OF THIS RESOLUTION
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES REPURCHASED BY THE COMPANY
8 TO GIVE A SPECIFIC MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DEAL WITH 5,982,478 NEW
SHARES TO THE TRUSTEE OF THE COMPANY'S
SHARE AWARD SCHEMES (THE "TRUSTEE") IN
RELATION TO THE GRANT OF RESTRICTED SHARE
UNITS ("RSUS") AND LOCKED-UP SHARES
("LOCKED-UP SHARES") TO THE NON-CONNECTED
PARTICIPANTS
9 TO GIVE A SPECIFIC MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DEAL WITH A MAXIMUM OF
132,433,970 NEW SHARES TO THE TRUSTEE IN
RELATION TO THE GRANT OF RSUS AND LOCKED-UP
SHARES TO THE NON-CONNECTED PARTICIPANTS
DURING THE APPLICABLE PERIOD
10 TO GIVE A SPECIFIC MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DEAL WITH 12,348,432
NEW SHARES TO THE TRUSTEE IN RELATION TO
THE GRANT OF RSUS AND LOCKED-UP SHARES TO
THE CONNECTED PARTICIPANTS
11 TO GIVE A SPECIFIC MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DEAL WITH A MAXIMUM OF
8,998,634 NEW SHARES TO THE TRUSTEE IN
RELATION TO THE GRANT OF RSUS AND LOCKED-UP
SHARES TO THE CONNECTED PARTICIPANTS DURING
THE APPLICABLE PERIOD
--------------------------------------------------------------------------------------------------------------------------
CA-IMMOBILIEN-ANLAGEN AG Agenda Number: 713841345
--------------------------------------------------------------------------------------------------------------------------
Security: A1144Q155
Meeting Type: OGM
Meeting Date: 06-May-2021
Ticker:
ISIN: AT0000641352
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 12 APR 2021: DELETION OF COMMENT Non-Voting
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 PRESENTATION OF ANNUAL REPORTS Non-Voting
2 APPROVAL OF USAGE OF EARNINGS Mgmt For For
3 DISCHARGE MGMT BOARD Mgmt For For
4 DISCHARGE SUPERVISORY BOARD Mgmt For For
5 APPROVAL OF REMUNERATION FOR SUPERVISORY Mgmt For For
BOARD
6 ELECTION EXTERNAL AUDITOR Mgmt For For
7 APPROVAL OF REMUNERATION REPORT Mgmt For For
8.A ELECTIONS OF A PERSON TO SUPERVISORY BOARD: Mgmt For For
TORSTEN HOLLSTEIN
8.B ELECTIONS OF A PERSON TO SUPERVISORY BOARD: Mgmt For For
FLORIAN KOSCHAT
9 BUYBACK OF OWN SHARES Mgmt For For
CMMT 21 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT AND
MODIFICATION TEXT OF RESOLUTIONS 8.1 AND
8.2 AND FURTHER TO ADDITION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 21 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
CANADIAN IMPERIAL BANK OF COMMERCE Agenda Number: 935340947
--------------------------------------------------------------------------------------------------------------------------
Security: 136069101
Meeting Type: Annual
Meeting Date: 08-Apr-2021
Ticker: CM
ISIN: CA1360691010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Charles J.G. Brindamour Mgmt For For
Nanci E. Caldwell Mgmt For For
Michelle L. Collins Mgmt For For
Patrick D. Daniel Mgmt For For
Luc Desjardins Mgmt For For
Victor G. Dodig Mgmt For For
Kevin J. Kelly Mgmt For For
Christine E. Larsen Mgmt For For
Nicholas D. Le Pan Mgmt For For
Mary Lou Maher Mgmt For For
Jane L. Peverett Mgmt For For
Katharine B. Stevenson Mgmt For For
Martine Turcotte Mgmt For For
Barry L. Zubrow Mgmt For For
2 Appointment of Ernst & Young LLP as Mgmt For For
auditors
3 Advisory resolution on our executive Mgmt For For
compensation approach
4 Shareholder Proposal 1 Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY Agenda Number: 935363515
--------------------------------------------------------------------------------------------------------------------------
Security: 136375102
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CNI
ISIN: CA1363751027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Shauneen Bruder Mgmt For For
1B Election of Director: Julie Godin Mgmt For For
1C Election of Director: Denise Gray Mgmt For For
1D Election of Director: Justin M. Howell Mgmt For For
1E Election of Director: The Hon. Kevin G. Mgmt For For
Lynch
1F Election of Director: Margaret A. McKenzie Mgmt For For
1G Election of Director: James E. O'Connor Mgmt For For
1H Election of Director: Robert Pace Mgmt For For
1I Election of Director: Robert L. Phillips Mgmt For For
1J Election of Director: Jean-Jacques Ruest Mgmt For For
1K Election of Director: Laura Stein Mgmt For For
02 Appointment of KPMG LLP as Auditors. Mgmt For For
03 Non-Binding Advisory Resolution to accept Mgmt For For
the approach to executive compensation
disclosed in the management information
circular, the full text of which resolution
is set out on P.9 of the management
information circular.
04 Non-Binding Advisory Resolution to accept Mgmt Against Against
the Company's Climate Action Plan as
disclosed in the management information
circular, the full text of which resolution
is set out on P. 9 of the management
information circular.
05 Shareholder Proposal #1 : Safety-centred Shr Against For
bonus system changes. The full text of the
proposal and supporting statement, together
with the Board of Directors'
recommendation, is set out on Schedule D of
the accompanying Management Information
Circular.
06 Shareholder Proposal #2 : The role of the Shr Against For
CN Police Service in the investigation of
railway fatalities and serious injuries.
The full text of the proposal and
supporting statement, together with the
Board of Directors' recommendation, is set
out on Schedule D of the accompanying
Management Information Circular.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED Agenda Number: 935383466
--------------------------------------------------------------------------------------------------------------------------
Security: 136385101
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CNQ
ISIN: CA1363851017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Catherine M. Best Mgmt For For
M. Elizabeth Cannon Mgmt For For
N. Murray Edwards Mgmt For For
Christopher L. Fong Mgmt For For
Amb. Gordon D. Giffin Mgmt For For
Wilfred A. Gobert Mgmt For For
Steve W. Laut Mgmt For For
Tim S. McKay Mgmt For For
Hon. Frank J. McKenna Mgmt For For
David A. Tuer Mgmt For For
Annette M. Verschuren Mgmt For For
2 The appointment of PricewaterhouseCoopers Mgmt For For
LLP, Chartered Accountants, Calgary,
Alberta, as auditors of the Corporation for
the ensuing year and the authorization of
the Audit Committee of the Board of
Directors of the Corporation to fix their
remuneration.
3 On an advisory basis, accepting the Mgmt For For
Corporation's approach to executive
compensation as described in the
Information Circular.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN PACIFIC RAILWAY LIMITED Agenda Number: 935354251
--------------------------------------------------------------------------------------------------------------------------
Security: 13645T100
Meeting Type: Annual and Special
Meeting Date: 21-Apr-2021
Ticker: CP
ISIN: CA13645T1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
The Hon. John Baird Mgmt For For
Isabelle Courville Mgmt For For
Keith E. Creel Mgmt For For
Gillian H. Denham Mgmt For For
Edward R. Hamberger Mgmt For For
Rebecca MacDonald Mgmt For For
Edward L. Monser Mgmt For For
Matthew H. Paull Mgmt For For
Jane L. Peverett Mgmt For For
Andrea Robertson Mgmt For For
Gordon T. Trafton Mgmt For For
02 Appointment of Auditor as named in the Mgmt For For
Proxy Circular.
03 Advisory vote to approve Compensation of Mgmt For For
the Corporation's Named Executive Officers
as described in the Proxy Circular.
04 Vote on a special resolution to approve the Mgmt For For
Share Split as described in the Proxy
Circular.
05 Vote to approve the Shareholder Proposal as Shr Against Against
described in the Proxy Circular.
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 935340860
--------------------------------------------------------------------------------------------------------------------------
Security: 138006309
Meeting Type: Annual
Meeting Date: 30-Mar-2021
Ticker: CAJ
ISIN: US1380063099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Dividend from Surplus. Mgmt For For
2.1 Election of Director: Fujio Mitarai Mgmt Against Against
2.2 Election of Director: Toshizo Tanaka Mgmt Against Against
2.3 Election of Director: Toshio Homma Mgmt Against Against
2.4 Election of Director: Kunitaro Saida Mgmt For For
2.5 Election of Director: Yusuke Kawamura Mgmt For For
3.1 Election of One Audit & Supervisory Board Mgmt For For
Member: Hiroshi Yoshida
4. Grant of Stock Acquisition Rights to Mgmt For For
Directors.
--------------------------------------------------------------------------------------------------------------------------
CAPITALAND LTD Agenda Number: 713819564
--------------------------------------------------------------------------------------------------------------------------
Security: Y10923103
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: SG1J27887962
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE DIRECTORS' STATEMENT, Mgmt For For
AUDITED FINANCIAL STATEMENTS AND THE
AUDITORS' REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 DECLARATION OF A FIRST AND FINAL DIVIDEND Mgmt For For
OF SGD 0.09 PER SHARE
3 APPROVAL OF DIRECTORS' REMUNERATION OF SGD Mgmt For For
2,345,484 FOR THE YEAR ENDED 31 DECEMBER
2020
4.A REELECTION OF MR ANTHONY LIM WENG KIN AS Mgmt For For
DIRECTOR
4.B REELECTION OF MS GOH SWEE CHEN AS DIRECTOR Mgmt For For
4.C REELECTION OF MR STEPHEN LEE CHING YEN AS Mgmt For For
DIRECTOR
5 RE-APPOINTMENT OF KPMG LLP AS AUDITORS AND Mgmt For For
AUTHORITY FOR THE DIRECTORS TO FIX THE
AUDITORS' REMUNERATION
6 AUTHORITY FOR DIRECTORS TO ISSUE SHARES AND Mgmt For For
TO MAKE OR GRANT INSTRUMENTS CONVERTIBLE
INTO SHARES PURSUANT TO SECTION 161 OF THE
COMPANIES ACT, CHAPTER 50 OF SINGAPORE
7 AUTHORITY FOR DIRECTORS TO GRANT AWARDS, Mgmt For For
AND TO ALLOT AND ISSUE SHARES, PURSUANT TO
THE CAPITALAND PERFORMANCE SHARE PLAN 2020
AND THE CAPITALAND RESTRICTED SHARE PLAN
2020
8 RENEWAL OF SHARE PURCHASE MANDATE Mgmt For For
9 APPROVAL FOR THE CONTINUED APPOINTMENT OF Mgmt For For
MR STEPHEN LEE CHING YEN AS AN INDEPENDENT
DIRECTOR, FOR PURPOSES OF RULE
210(5)(D)(III)(A) OF THE LISTING MANUAL OF
THE SGX-ST
10 APPROVAL FOR THE CONTINUED APPOINTMENT OF Mgmt For For
MR STEPHEN LEE CHING YEN AS AN INDEPENDENT
DIRECTOR, FOR PURPOSES OF RULE
210(5)(D)(III)(B) OF THE LISTING MANUAL OF
THE SGX-ST
--------------------------------------------------------------------------------------------------------------------------
CAPITALAND MALL TRUST Agenda Number: 713086468
--------------------------------------------------------------------------------------------------------------------------
Security: Y1100L160
Meeting Type: EGM
Meeting Date: 18-Sep-2020
Ticker:
ISIN: SG1M51904654
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATION Non-Voting
MEETING. THERE ARE CURRENTLY NO PUBLISHED
AGENDA ITEMS, SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY APPLY FOR AN
ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CARLSBERG AS Agenda Number: 713606563
--------------------------------------------------------------------------------------------------------------------------
Security: K36628137
Meeting Type: AGM
Meeting Date: 15-Mar-2021
Ticker:
ISIN: DK0010181759
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.A TO 6.J AND 7. THANK
YOU
1. REPORT ON THE ACTIVITIES OF THE COMPANY IN Non-Voting
THE PAST YEAR
2. PRESENTATION OF THE AUDITED ANNUAL REPORT Mgmt For For
FOR APPROVAL AND RESOLUTION TO DISCHARGE
THE SUPERVISORY BOARD AND THE EXECUTIVE
BOARD FROM LIABILITY
3. PROPOSAL FOR DISTRIBUTION OF THE PROFIT FOR Mgmt For For
THE YEAR, INCLUDING DECLARATION OF
DIVIDENDS: THE SUPERVISORY BOARD PROPOSES A
DIVIDEND OF DKK 22 PER SHARE
4. PRESENTATION OF AN ADVISORY VOTE ON THE Mgmt For For
REMUNERATION REPORT 2020
5A. PROPOSAL FROM THE SUPERVISORY BOARD: Mgmt For For
APPROVAL OF THE SUPERVISORY BOARD'S
REMUNERATION FOR 2021
5B. PROPOSAL FROM THE SUPERVISORY BOARD: Mgmt For For
PROPOSAL TO REDUCE THE COMPANY'S SHARE
CAPITAL FOR THE PURPOSE OF CANCELLING
TREASURY SHARES
5C. PROPOSAL FROM THE SUPERVISORY BOARD: Mgmt For For
PROPOSAL TO AMEND THE COMPANY'S ARTICLES OF
ASSOCIATION (AUTHORIZATION TO THE
SUPERVISORY BOARD TO ASSEMBLE GENERAL
MEETINGS AS FULLY VIRTUAL GENERAL MEETINGS)
5D. PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDERS AKADEMIKERPENSION AND LD
FONDE: PROPOSAL TO COMPLETE AND PUBLISH A
TAX TRANSPARENCY FEASIBILITY ASSESSMENT
6.a RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt Abstain Against
BOARD: FLEMMING BESENBACHER
6.b RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: LARS FRUERGAARD JORGENSEN
6.c RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: CARL BACHE
6.d RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: MAGDI BATATO
6.e RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: LILIAN FOSSUM BINER
6.f RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: RICHARD BURROWS
6.g RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: SOREN-PETER FUCHS OLESEN
6.h RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: MAJKEN SCHULTZ
6.i RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: LARS STEMMERIK
6.j ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: HENRIK POULSEN
7. RE-ELECTION OF THE AUDITOR Mgmt For For
PRICEWATERHOUSECOOPERS STATSAUTORISERET
REVISIONSPARTNERSELSKAB (PWC)
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
CELLNEX TELECOM S.A. Agenda Number: 713632227
--------------------------------------------------------------------------------------------------------------------------
Security: E2R41M104
Meeting Type: OGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: ES0105066007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT SHAREHOLDERS HOLDING LESS THAN 100 SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 29 MARCH 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt For For
ACCOUNTS AND MANAGEMENT REPORTS
2 APPROVAL OF THE NON-FINANCIAL INFORMATION Mgmt For For
REPORT
3 ALLOCATION OF RESULTS Mgmt For For
4 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt For For
DIRECTORS
5.1 APPROVAL OF THE MAXIMUM REMUNERATION FOR Mgmt For For
DIRECTORS
5.2 APPROVAL OF THE REMUNERATION POLICY Mgmt For For
6 REMUNERATION FOR EXECUTIVE DIRECTOR LINKED Mgmt For For
TO THE SHARE VALUE
7.1 NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For
7.2 APPOINTMENT OF MS ALEXANDRA REICH AS Mgmt For For
DIRECTOR
8.1 AMENDMENT OF BYLAWS ARTICLES 1, 2, 3, 4, Mgmt For For
12, 13, 20, 22 AND 29
8.2 DELETION OF ARTICLES 9, 11, 15, 16, 17, 19, Mgmt For For
24,25,28,30,31 AND 32
8.3 RENUMBERING OF THE OLD ARTICLE 27 OF THE Mgmt For For
BYLAWS AS ARTICLE 21
8.4 AMENDMENT ARTICLE 5 Mgmt For For
8.5 AMENDMENT ARTICLE 10 Mgmt For For
8.6 AMENDMENT ARTICLES 14 AND 23 Mgmt For For
8.7 AMENDMENT ARTICLES 18,21 AND 26 Mgmt For For
8.8 AMENDMENT ARTICLES : NEW ARTICLE 15 Mgmt For For
9.1 AMENDMENT OF THE REGULATION OF THE GENERAL Mgmt For For
MEETING: ARTICLES 1, 2, 3, 4, 7, 9, 10, 11,
13, 15, 17, 18, 19, 20, 21, 22 AND 23
9.2 AMENDMENT OF THE REGULATION OF THE GENERAL Mgmt For For
MEETING: ARTICLES 5, 6, 8, 12, 14 AND 16
9.3 AMENDMENT OF THE REGULATION OF THE GENERAL Mgmt For For
MEETING ARTICLES: NEW ARTICLE 15
10 APPROVAL OF A CAPITAL INCREASE BY MONETARY Mgmt For For
CONTRIBUTIONS
11 DELEGATION OF POWERS TO INCREASE CAPITAL Mgmt For For
12 DELEGATION OF POWERS TO ISSUE FIXED INCOME Mgmt Abstain Against
13 DELEGATION OF POWERS TO IMPLEMENT Mgmt For For
AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE
GENERAL MEETING
14 CONSULTIVE VOTE REGARDING THE ANNUAL Mgmt Against Against
REMUNERATION REPORT OF THE BOARD OF
DIRECTORS
CMMT 10 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 8.3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL JAPAN RAILWAY COMPANY Agenda Number: 714204485
--------------------------------------------------------------------------------------------------------------------------
Security: J05523105
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3566800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CGI INC. Agenda Number: 935318572
--------------------------------------------------------------------------------------------------------------------------
Security: 12532H104
Meeting Type: Annual
Meeting Date: 27-Jan-2021
Ticker: GIB
ISIN: CA12532H1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Alain Bouchard Mgmt Abstain Against
1B Election of Director: George A. Cope Mgmt For For
1C Election of Director: Paule Dore Mgmt For For
1D Election of Director: Julie Godin Mgmt For For
1E Election of Director: Serge Godin Mgmt For For
1F Election of Director: Timothy J. Hearn Mgmt For For
1G Election of Director: Andre Imbeau Mgmt For For
1H Election of Director: Gilles Labbe Mgmt For For
1I Election of Director: Michael B. Pedersen Mgmt For For
1J Election of Director: Stephen S. Poloz Mgmt For For
1K Election of Director: Mary Powell Mgmt For For
1L Election of Director: Alison C. Reed Mgmt For For
1M Election of Director: Michael E. Roach Mgmt For For
1N Election of Director: George D. Schindler Mgmt For For
1O Election of Director: Kathy N. Waller Mgmt For For
1P Election of Director: Joakim Westh Mgmt For For
02 Appointment of Auditor: Appointment of Mgmt For For
PricewaterhouseCoopers LLP as auditor and
authorization to the Audit and Risk
Management Committee to fix its
compensation.
03 Amendment to By-Law 1986-5: To ratify, Mgmt For For
confirm and approve the Amended & Restated
By-Law 1986-5 of CGI Inc.
--------------------------------------------------------------------------------------------------------------------------
CHINA EVERGRANDE NEW ENERGY VEHICLE GROUP LIMITED Agenda Number: 713155403
--------------------------------------------------------------------------------------------------------------------------
Security: Y229CV114
Meeting Type: OGM
Meeting Date: 20-Oct-2020
Ticker:
ISIN: HK0000264595
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0925/2020092502032.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0925/2020092501954.pdf
1.1 TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF RMB SHARES AND THE SPECIFIC MANDATE,
INCLUDING: NATURE OF RMB SHARES
1.2 TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF RMB SHARES AND THE SPECIFIC MANDATE,
INCLUDING: NUMBER OF RMB SHARES TO BE
ISSUED
1.3 TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF RMB SHARES AND THE SPECIFIC MANDATE,
INCLUDING: NUMBER OF RMB SHARES OFFERED BY
THE SHAREHOLDERS
1.4 TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF RMB SHARES AND THE SPECIFIC MANDATE,
INCLUDING: PRICE OF RMB SHARES AND METHOD
OF PRICING
1.5 TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF RMB SHARES AND THE SPECIFIC MANDATE,
INCLUDING: METHOD OF ISSUANCE
1.6 TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF RMB SHARES AND THE SPECIFIC MANDATE,
INCLUDING: TARGET SUBSCRIBERS
1.7 TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF RMB SHARES AND THE SPECIFIC MANDATE,
INCLUDING: PLACE OF LISTING OF RMB SHARES
1.8 TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF RMB SHARES AND THE SPECIFIC MANDATE,
INCLUDING: METHOD OF UNDERWRITING
1.9 TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF RMB SHARES AND THE SPECIFIC MANDATE,
INCLUDING: SOLO SPONSOR AND LEAD
UNDERWRITER
1.10 TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF RMB SHARES AND THE SPECIFIC MANDATE,
INCLUDING: RMB SHARES CANNOT BE MOVED
OUTSIDE OF THE PRC OR TO THE HONG KONG
REGISTER
1.11 TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF RMB SHARES AND THE SPECIFIC MANDATE,
INCLUDING: NON-FUNGIBILITY BETWEEN THE RMB
SHARES AND THE HONG KONG SHARES
1.12 TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF RMB SHARES AND THE SPECIFIC MANDATE,
INCLUDING: USE OF PROCEEDS
1.13 TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF RMB SHARES AND THE SPECIFIC MANDATE,
INCLUDING: VALID PERIOD OF THE RESOLUTIONS
1.14 TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF RMB SHARES AND THE SPECIFIC MANDATE,
INCLUDING: ''THAT SUBJECT TO OBTAINING THE
NECESSARY REGULATORY APPROVALS, THE BOARD
BE AND IS HEREBY AUTHORISED AND GRANTED THE
SPECIFIC MANDATE TO ALLOT, ISSUE AND DEAL
WITH UP TO 1,555,867,058 RMB SHARES AS MAY
BE ISSUED UNDER THE PROPOSED ISSUE OF RMB
SHARES AS FURTHER DESCRIBED IN THE CIRCULAR
(INCLUDING BUT NOT LIMITED TO THE
PARTICULARS AS SET OUT IN THE SECTION
HEADED ''RESOLUTION ON THE PROPOSED ISSUE
OF RMB SHARES AND THE SPECIFIC MANDATE'' IN
THE CIRCULAR), PROVIDED THAT THE SPECIFIC
MANDATE SHALL BE IN ADDITION TO AND SHALL
NOT PREJUDICE OR REVOKE THE EXISTING
GENERAL MANDATE GRANTED TO THE DIRECTORS BY
THE SHAREHOLDERS AT THE ANNUAL GENERAL
MEETING OF THE COMPANY HELD ON 26 JUNE
2020."
2 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For
TO THE BOARD TO DEAL WITH MATTERS RELATING
TO THE PROPOSED ISSUE OF RMB SHARES
3 TO CONSIDER AND APPROVE THE PLAN FOR Mgmt For For
DISTRIBUTION OF PROFITS ACCUMULATED AND
UNCOVERED LOSS BEARING BEFORE THE PROPOSED
ISSUE OF RMB SHARES
4 TO CONSIDER AND APPROVE THE PRICE Mgmt For For
STABILISATION PLAN OF RMB SHARES FOR THREE
YEARS AFTER THE PROPOSED ISSUE OF RMB
SHARES
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN FOR SHAREHOLDERS FOR
THREE YEARS AFTER THE PROPOSED ISSUE OF RMB
SHARES
6 TO CONSIDER AND APPROVE THE USE OF PROCEEDS Mgmt For For
FROM THE PROPOSED ISSUE OF RMB SHARES
7 TO CONSIDER AND APPROVE THE IMPACT OF Mgmt For For
DILUTION ON IMMEDIATE RETURN BY THE
PROPOSED ISSUE OF RMB SHARES AND RELEVANT
RECOVERY MEASURES
8 TO CONSIDER AND APPROVE THE UNDERTAKINGS Mgmt For For
AND THE CORRESPONDING BINDING MEASURES IN
CONNECTION WITH THE PROPOSED ISSUE OF RMB
SHARES
9 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt For For
POLICY GOVERNING THE PROCEDURES FOR THE
HOLDING OF GENERAL MEETINGS
10 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt For For
POLICY GOVERNING THE PROCEDURES FOR THE
HOLDING OF BOARD MEETINGS
11 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For
TO THE BOARD TO REVIEW AND CONFIRM RELATED
PARTY TRANSACTIONS DURING THE PERIOD FROM 1
JANUARY 2017 TO 30 SEPTEMBER 2020
12 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION: ''THAT SUBJECT
TO AND CONDITIONAL UPON THE PASSING OF
ORDINARY RESOLUTION NUMBERED ''1'' ABOVE:
(1) THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION AS SET FORTH IN APPENDIX IV TO
THE CIRCULAR BE AND ARE HEREBY APPROVED;
(2) THE AMENDED ARTICLES OF ASSOCIATION OF
THE COMPANY REFLECTING THE AMENDMENTS
REFERRED TO IN SUB-PARAGRAPH (1) ABOVE AND
INITIALED BY THE CHAIRMAN OF THE GENERAL
MEETING FOR THE PURPOSE OF IDENTIFICATION,
BE APPROVED AND THE SAME BE ADOPTED IN
SUBSTITUTION FOR AND TO THE EXCLUSION OF
THE EXISTING ARTICLES OF ASSOCIATION OF THE
COMPANY WITH EFFECT FROM THE DATE OF
LISTING OF THE RMB SHARES ON THE SCI-TECH
BOARD; AND (3) ANY ONE DIRECTOR OF THE
COMPANY BE AND IS HEREBY AUTHORISED TO DO
ALL SUCH ACTS, DEEDS, AND THINGS AND
EXECUTE ALL DOCUMENTS AS HE OR SHE
CONSIDERS NECESSARY OR DESIRABLE TO GIVE
EFFECT AND IMPLEMENT THE ABOVE AMENDMENTS
TO THE ARTICLES OF ASSOCIATION.''
CMMT 14 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
14 OCT 2020 TO 15 OCT 2020. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA EVERGRANDE NEW ENERGY VEHICLE GROUP LIMITED Agenda Number: 714179656
--------------------------------------------------------------------------------------------------------------------------
Security: Y1488H104
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: HK0000264595
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0517/2021051701274.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0517/2021051701276.pdf
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE 12 MONTHS ENDED 31 DECEMBER
2020 TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND INDEPENDENT AUDITOR THEREON
2 TO RE-APPOINT MR. LIU YONGZHUO AS AN Mgmt For For
EXECUTIVE DIRECTOR AND TO AUTHORIZE THE
BOARD OF DIRECTORS OF THE COMPANY
(''BOARD'' OR ''DIRECTORS'') TO FIX THE
DIRECTOR'S REMUNERATION
3 TO RE-APPOINT MR. SIU SHAWN AS AN EXECUTIVE Mgmt For For
DIRECTOR AND TO AUTHORIZE THE BOARD TO FIX
THE DIRECTOR'S REMUNERATION
4 TO RE-APPOINT MR. GUO JIANWEN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR AND TO
AUTHORIZE THE BOARD TO FIX THE DIRECTOR'S
REMUNERATION
5 TO RE-APPOINT MR. XIE WU AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR AND TO AUTHORIZE THE
BOARD TO FIX THE DIRECTOR'S REMUNERATION
6 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR AND TO AUTHORISE THE BOARD TO FIX
THEIR REMUNERATION
7.A TO GRANT TO THE DIRECTORS A GENERAL MANDATE Mgmt Against Against
TO ALLOT SHARES OF THE COMPANY
7.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY
7.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ALLOT ADDITIONAL SHARES OF
THE COMPANY BY THE AMOUNT OF SHARES BOUGHT
BACK
--------------------------------------------------------------------------------------------------------------------------
CHRISTIAN DIOR SE Agenda Number: 713673122
--------------------------------------------------------------------------------------------------------------------------
Security: F26334106
Meeting Type: MIX
Meeting Date: 15-Apr-2021
Ticker:
ISIN: FR0000130403
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 11 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
COMMENT AND CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU AND PLEASE NOTE
THAT IMPORTANT ADDITIONAL MEETING
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103102100416-30
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 - SETTING OF THE
DIVIDEND
4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt For For
REFERRED TO IN ARTICLE L. 225-38 OF THE
FRENCH COMMERCIAL CODE
5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
DELPHINE ARNAULT AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
HELENE DESMARAIS AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MR. JAIME Mgmt Against Against
DE MARICHALAR Y SAENZ DE TEJADA AS CENSOR
8 APPROVAL OF THE ADJUSTMENTS MADE FOR THE Mgmt For For
YEAR 2020 TO THE COMPENSATION POLICY FOR
DIRECTORS
9 APPROVAL OF THE ADJUSTMENTS MADE FOR THE Mgmt For For
YEAR 2020 TO THE COMPENSATION POLICY FOR
TWO EXECUTIVE CORPORATE OFFICERS
10 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt For For
SECTION I OF ARTICLE L.22-10-9 OF THE
FRENCH COMMERCIAL CODE
11 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING THE FINANCIAL YEAR 2020 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO MR. BERNARD
ARNAULT, CHAIRMAN OF THE BOARD OF DIRECTORS
12 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING THE FINANCIAL YEAR 2020 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO MR. SIDNEY
TOLEDANO, CHIEF EXECUTIVE OFFICER
13 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
DIRECTORS
14 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt Against Against
CHAIRMAN OF THE BOARD OF DIRECTORS
15 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHIEF EXECUTIVE OFFICER
16 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS,
TO TRADE IN THE COMPANY'S SHARES FOR A
MAXIMUM PURCHASE PRICE OF 700 EUROS PER
SHARE, REPRESENTING A MAXIMUM CUMULATIVE
AMOUNT OF 12.7 BILLION EUROS
17 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS,
TO REDUCE THE SHARE CAPITAL BY CANCELLING
SHARES HELD BY THE COMPANY FOLLOWING THE
REPURCHASE OF ITS OWN SECURITIES
18 AMENDMENT TO ARTICLE 15 OF THE BY-LAWS IN Mgmt For For
ORDER TO SET THE AGE LIMIT FOR THE CHIEF
EXECUTIVE OFFICER AND DEPUTY CHIEF
EXECUTIVE OFFICER AT 75 YEARS OLD
--------------------------------------------------------------------------------------------------------------------------
CHUBU ELECTRIC POWER COMPANY,INCORPORATED Agenda Number: 714242815
--------------------------------------------------------------------------------------------------------------------------
Security: J06510101
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3526600006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Katsuno, Satoru Mgmt Against Against
2.2 Appoint a Director Hayashi, Kingo Mgmt Against Against
2.3 Appoint a Director Mizutani, Hitoshi Mgmt Against Against
2.4 Appoint a Director Ito, Hisanori Mgmt Against Against
2.5 Appoint a Director Ihara, Ichiro Mgmt Against Against
2.6 Appoint a Director Otani, Shinya Mgmt Against Against
2.7 Appoint a Director Hashimoto, Takayuki Mgmt For For
2.8 Appoint a Director Shimao, Tadashi Mgmt For For
2.9 Appoint a Director Kurihara, Mitsue Mgmt Against Against
3 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors
4 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
5 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (2)
6 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (3)
7 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (4)
--------------------------------------------------------------------------------------------------------------------------
CHUGAI PHARMACEUTICAL CO.,LTD. Agenda Number: 713618760
--------------------------------------------------------------------------------------------------------------------------
Security: J06930101
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: JP3519400000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Oku, Masayuki Mgmt For For
2.2 Appoint a Director Ichimaru, Yoichiro Mgmt For For
2.3 Appoint a Director Christoph Franz Mgmt For For
2.4 Appoint a Director William N. Anderson Mgmt For For
2.5 Appoint a Director James H. Sabry Mgmt For For
3 Appoint a Corporate Auditor Ohashi, Mgmt For For
Yoshiaki
--------------------------------------------------------------------------------------------------------------------------
CITY DEVELOPMENTS LTD Agenda Number: 713912396
--------------------------------------------------------------------------------------------------------------------------
Security: V23130111
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: SG1R89002252
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE DIRECTORS' STATEMENT AND Mgmt For For
AUDITED FINANCIAL STATEMENTS TOGETHER WITH
THE AUDITORS' REPORT THEREON
2 DECLARATION OF A FINAL ORDINARY DIVIDEND Mgmt For For
AND A SPECIAL FINAL ORDINARY DIVIDEND: A
FINAL ONE-TIER TAX-EXEMPT ORDINARY DIVIDEND
OF 8.0 CENTS PER ORDINARY SHARE ("FINAL
ORDINARY DIVIDEND") AND A SPECIAL FINAL
ONE-TIER TAX-EXEMPT ORDINARY DIVIDEND OF
4.0 CENTS PER ORDINARY SHARE ("SPECIAL
FINAL ORDINARY DIVIDEND") FOR FY 2020
3 APPROVAL OF DIRECTORS' FEES Mgmt For For
4 RE-ELECTION OF MR PHILIP YEO LIAT KOK AS A Mgmt For For
DIRECTOR RETIRING IN ACCORDANCE WITH CLAUSE
83(A) OF THE CONSTITUTION OF THE COMPANY
5.A RE-ELECTION OF DIRECTOR RETIRING IN Mgmt For For
ACCORDANCE WITH CLAUSE 76 OF THE
CONSTITUTION OF THE COMPANY: MR ONG LIAN
JIN COLIN
5.B RE-ELECTION OF DIRECTOR RETIRING IN Mgmt For For
ACCORDANCE WITH CLAUSE 76 OF THE
CONSTITUTION OF THE COMPANY: MR DANIEL
MARIE GHISLAIN DESBAILLETS
5.C RE-ELECTION OF DIRECTOR RETIRING IN Mgmt For For
ACCORDANCE WITH CLAUSE 76 OF THE
CONSTITUTION OF THE COMPANY: MR CHONG YOON
CHOU
5.D RE-ELECTION OF DIRECTOR RETIRING IN Mgmt For For
ACCORDANCE WITH CLAUSE 76 OF THE
CONSTITUTION OF THE COMPANY: MS CHAN SWEE
LIANG CAROLINA (CAROL FONG)
5.E RE-ELECTION OF DIRECTOR RETIRING IN Mgmt For For
ACCORDANCE WITH CLAUSE 76 OF THE
CONSTITUTION OF THE COMPANY: MR LEE JEE
CHENG PHILIP
6 RE-APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For
7 AUTHORITY FOR DIRECTORS TO ISSUE ORDINARY Mgmt For For
SHARES AND/OR MAKE OR GRANT OFFERS,
AGREEMENTS OR OPTIONS PURSUANT TO SECTION
161 OF THE COMPANIES ACT, CHAPTER 50 OF
SINGAPORE AND THE LISTING MANUAL OF
SINGAPORE EXCHANGE SECURITIES TRADING
LIMITED
8 RENEWAL OF SHARE PURCHASE MANDATE Mgmt For For
9 RENEWAL OF IPT MANDATE FOR INTERESTED Mgmt For For
PERSON TRANSACTIONS
--------------------------------------------------------------------------------------------------------------------------
CK ASSET HOLDINGS LIMITED Agenda Number: 713870904
--------------------------------------------------------------------------------------------------------------------------
Security: G2177B101
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: KYG2177B1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041200713.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041200681.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE REPORT OF THE DIRECTORS AND
THE INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.1 TO ELECT MR. IP TAK CHUEN, EDMOND AS Mgmt Against Against
DIRECTOR
3.2 TO ELECT MR. CHOW WAI KAM, RAYMOND AS Mgmt Against Against
DIRECTOR
3.3 TO ELECT MS. WOO CHIA CHING, GRACE AS Mgmt Against Against
DIRECTOR
3.4 TO ELECT MR. CHOW NIN MOW, ALBERT AS Mgmt For For
DIRECTOR
3.5 TO ELECT MR. DONALD JEFFREY ROBERTS AS Mgmt For For
DIRECTOR
3.6 TO ELECT MR. STEPHEN EDWARD BRADLEY AS Mgmt For For
DIRECTOR
4 TO APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU Mgmt Against Against
AS AUDITOR AND AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
5.1 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE ADDITIONAL SHARES OF THE COMPANY
5.2 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CK ASSET HOLDINGS LIMITED Agenda Number: 713988232
--------------------------------------------------------------------------------------------------------------------------
Security: G2177B101
Meeting Type: EGM
Meeting Date: 13-May-2021
Ticker:
ISIN: KYG2177B1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0426/2021042600878.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0426/2021042600942.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE THE SHARE PURCHASE AGREEMENT AND Mgmt For For
THE PROPOSED ACQUISITION, WHICH ALSO
CONSTITUTES A SPECIAL DEAL UNDER RULE 25 OF
THE TAKEOVERS CODE, AND TO GRANT THE
SPECIFIC MANDATE TO ALLOT AND ISSUE THE
CONSIDERATION SHARES PURSUANT TO THE TERMS
AND CONDITIONS OF THE SHARE PURCHASE
AGREEMENT, AS MORE PARTICULARLY SET OUT IN
THE NOTICE OF THE EXTRAORDINARY GENERAL
MEETING
2 TO APPROVE THE CONDITIONAL CASH OFFER BY Mgmt For For
HSBC ON BEHALF OF THE COMPANY TO BUY BACK
FOR CANCELLATION UP TO 380,000,000 SHARES
AT A PRICE OF HKD 51.00 PER SHARE IN CASH
AND SUBJECT TO THE TERMS AND CONDITIONS SET
OUT IN THE CIRCULAR AND OFFER DOCUMENT AND
THE ACCOMPANYING ACCEPTANCE FORM
3 TO APPROVE THE WHITEWASH WAIVER WAIVING ANY Mgmt For For
OBLIGATION ON THE PART OF LKSF TO MAKE A
MANDATORY GENERAL OFFER FOR ALL OF THE
SHARES OF THE COMPANY NOT ALREADY OWNED OR
AGREED TO BE ACQUIRED BY THE CONTROLLING
SHAREHOLDER GROUP AS A RESULT OF (I) THE
ALLOTMENT AND ISSUE OF THE CONSIDERATION
SHARES TO LKSF AND (II) THE SHARE BUY-BACK
OFFER, AS MORE PARTICULARLY SET OUT IN THE
NOTICE OF EXTRAORDINARY GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
CK HUTCHISON HOLDINGS LTD Agenda Number: 713431815
--------------------------------------------------------------------------------------------------------------------------
Security: G21765105
Meeting Type: EGM
Meeting Date: 18-Dec-2020
Ticker:
ISIN: KYG217651051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1201/2020120101803.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1201/2020120101827.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE THE SECOND TRANCHE TRANSACTIONS Mgmt For For
CONTEMPLATED UNDER THE SHARE PURCHASE
AGREEMENTS DATED 12 NOVEMBER 2020 ENTERED
INTO BETWEEN, AMONG OTHERS, CK HUTCHISON
NETWORKS EUROPE INVESTMENTS S.A R.L. AND
CELLNEX TELECOM, S.A. AND ALL ACTIONS TAKEN
OR TO BE TAKEN BY THE COMPANY AND/OR ITS
SUBSIDIARIES PURSUANT TO OR INCIDENTAL TO
THE SECOND TRANCHE TRANSACTIONS, AS MORE
PARTICULARLY SET OUT IN THE NOTICE OF
EXTRAORDINARY GENERAL MEETING
2 TO RE-ELECT MR WONG KWAI LAM AS DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CK HUTCHISON HOLDINGS LTD Agenda Number: 713870891
--------------------------------------------------------------------------------------------------------------------------
Security: G21765105
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: KYG217651051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041200611.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041200595.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE REPORTS OF THE DIRECTORS
AND THE INDEPENDENT AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR IP TAK CHUEN, EDMOND AS Mgmt Against Against
DIRECTOR
3.B TO RE-ELECT MR LAI KAI MING, DOMINIC AS Mgmt Against Against
DIRECTOR
3.C TO RE-ELECT MR LEE YEH KWONG, CHARLES AS Mgmt Against Against
DIRECTOR
3.D TO RE-ELECT MR GEORGE COLIN MAGNUS AS Mgmt Against Against
DIRECTOR
3.E TO RE-ELECT MR PAUL JOSEPH TIGHE AS Mgmt For For
DIRECTOR
3.F TO RE-ELECT DR WONG YICK-MING, ROSANNA AS Mgmt For For
DIRECTOR
4 TO APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5.1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DISPOSE OF ADDITIONAL
SHARES OF THE COMPANY
5.2 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CLP HOLDINGS LTD Agenda Number: 713718205
--------------------------------------------------------------------------------------------------------------------------
Security: Y1660Q104
Meeting Type: AGM
Meeting Date: 14-May-2021
Ticker:
ISIN: HK0002007356
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0323/2021032300429.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0323/2021032300431.pdf
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2020 AND THE
REPORTS OF THE DIRECTORS AND INDEPENDENT
AUDITOR THEREON
2.A TO ELECT MS CHRISTINA GAW AS DIRECTOR Mgmt For For
2.B TO ELECT MR CHUNYUAN GU AS DIRECTOR Mgmt For For
2.C TO RE-ELECT MR JOHN ANDREW HARRY LEIGH AS Mgmt For For
DIRECTOR
2.D TO RE-ELECT MR ANDREW CLIFFORD WINAWER Mgmt For For
BRANDLER AS DIRECTOR
2.E TO RE-ELECT MR NICHOLAS CHARLES ALLEN AS Mgmt For For
DIRECTOR
2.F TO RE-ELECT MRS LAW FAN CHIU FUN FANNY AS Mgmt For For
DIRECTOR
2.G TO RE-ELECT MR RICHARD KENDALL LANCASTER AS Mgmt For For
DIRECTOR
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
INDEPENDENT AUDITOR OF THE COMPANY AND
AUTHORISE THE DIRECTORS TO FIX THE
AUDITOR'S REMUNERATION FOR THE YEAR ENDING
31 DECEMBER 2021
4 TO APPROVE AND ADOPT THE NEW ARTICLES OF Mgmt For For
ASSOCIATION IN SUBSTITUTION FOR, AND TO THE
EXCLUSION OF, THE CURRENT ARTICLES OF
ASSOCIATION OF THE COMPANY
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO EXERCISE ALL THE POWERS OF THE COMPANY
TO ALLOT, ISSUE AND DISPOSE OF ADDITIONAL
SHARES IN THE COMPANY; NOT EXCEEDING FIVE
PER CENT OF THE TOTAL NUMBER OF SHARES IN
ISSUE AT THE DATE OF THIS RESOLUTION AND
SUCH SHARES SHALL NOT BE ISSUED AT A
DISCOUNT OF MORE THAN TEN PER CENT TO THE
BENCHMARKED PRICE OF SUCH SHARES
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO EXERCISE ALL THE POWERS OF THE COMPANY
TO BUY BACK OR OTHERWISE ACQUIRE SHARES OF
THE COMPANY IN ISSUE; NOT EXCEEDING TEN PER
CENT OF THE TOTAL NUMBER OF SHARES IN ISSUE
AT THE DATE OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
CNH INDUSTRIAL N V Agenda Number: 935363349
--------------------------------------------------------------------------------------------------------------------------
Security: N20944109
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: CNHI
ISIN: NL0010545661
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2b. Adoption of the 2020 Annual Financial Mgmt For For
Statements.
2c. Determination and distribution of dividend. Mgmt For For
2d. Release from liability of the executive Mgmt For For
directors and the non-executive directors
of the Board.
3. Advisory vote on application of the Mgmt Against Against
remuneration policy in 2020.
4a. Re-appointment of Suzanne Heywood Mgmt For For
4b. Appointment of Scott W. Wine Mgmt For For
4c. Re-appointment of Howard W. Buffett Mgmt For For
4d. Re-appointment of Tufan Erginbilgic Mgmt For For
4e. Re-appointment of Leo W. Houle Mgmt For For
4f. Re-appointment of John B. Lanaway Mgmt For For
4g. Re-appointment of Alessandro Nasi Mgmt For For
4h. Re-appointment of Lorenzo Simonelli Mgmt For For
4i. Re-appointment of Vagn Sorensen Mgmt For For
5. Proposal to re-appoint Ernst & Young Mgmt For For
Accountants LLP as the independent auditor
of the Company.
6. Replacement of the existing authorization Mgmt For For
to the Board of the authority to acquire
common shares in the capital of the
Company.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA EUROPEAN PARTNERS Agenda Number: 935401163
--------------------------------------------------------------------------------------------------------------------------
Security: G25839104
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CCEP
ISIN: GB00BDCPN049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Receipt of the Report and Accounts. Mgmt For For
O2 Approval of the Directors' Remuneration Mgmt Against Against
Report.
O3 Election of Manolo Arroyo Mgmt For For
O4 Election of John Bryant Mgmt For For
O5 Election of Christine Cross Mgmt For For
O6 Election of Brian Smith Mgmt For For
O7 Election of Garry Watts Mgmt For For
O8 Re-election of Jan Bennink Mgmt For For
O9 Re-election of Jose Ignacio Comenge Mgmt For For
O10 Re-election of Damian Gammell Mgmt For For
O11 Re-election of Nathalie Gaveau Mgmt For For
O12 Re-election of Alvaro Gomez-Trenor Aguilar Mgmt For For
O13 Re-election of Thomas Johnson Mgmt For For
O14 Re-election of Dagmar Kollmann Mgmt For For
O15 Re-election of Alfonso Libano Daurella Mgmt For For
O16 Re-election of Mark Price Mgmt For For
O17 Re-election of Mario Rotllant Sola Mgmt For For
O18 Re-election of Dessi Temperley Mgmt For For
O19 Reappointment of the Auditor. Mgmt For For
O20 Remuneration of the Auditor. Mgmt For For
O21 Political Donations. Mgmt For For
O22 Authority to allot new shares. Mgmt For For
O23 Waiver of mandatory offer provisions set Mgmt For
out in Rule 9 of the Takeover Code.
S24 General authority to disapply pre-emption Mgmt For For
rights.
S25 General authority to disapply pre-emption Mgmt For For
rights in connection with an acquisition or
specified capital investment.
S26 Authority to purchase own shares on market. Mgmt For For
S27 Authority to purchase own shares off Mgmt For For
market.
S28 Notice period for general meetings other Mgmt For For
than AGMs.
--------------------------------------------------------------------------------------------------------------------------
COCHLEAR LTD Agenda Number: 713136073
--------------------------------------------------------------------------------------------------------------------------
Security: Q25953102
Meeting Type: AGM
Meeting Date: 20-Oct-2020
Ticker:
ISIN: AU000000COH5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2.1 AND 5.1 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1.1 TO RECEIVE THE COMPANY'S FINANCIAL REPORT, Mgmt For For
THE DIRECTORS' REPORT AND THE AUDITOR'S
REPORT IN RESPECT OF THE FINANCIAL YEAR
ENDED 30 JUNE 2020
2.1 TO ADOPT THE COMPANY'S REMUNERATION REPORT Mgmt For For
IN RESPECT OF THE FINANCIAL YEAR ENDED 30
JUNE 2020
3.1 TO RE-ELECT MR ANDREW DENVER AS A DIRECTOR Mgmt For For
OF THE COMPANY
3.2 TO RE-ELECT PROF BRUCE ROBINSON AS A Mgmt For For
DIRECTOR OF THE COMPANY
3.3 TO RE-ELECT MR MICHAEL DANIELL AS A Mgmt For For
DIRECTOR OF THE COMPANY
4.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: TO ELECT MR STEPHEN
MAYNE AS A DIRECTOR OF THE COMPANY
5.1 TO APPROVE THE GRANT OF SECURITIES TO THE Mgmt For For
CEO & PRESIDENT MR DIG HOWITT UNDER THE
COCHLEAR EXECUTIVE INCENTIVE PLAN
6.1 SPECIAL RESOLUTION TO REPLACE THE Mgmt For For
CONSTITUTION OF THE COMPANY
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
7.1 SPECIAL RESOLUTION TO INSERT PROPORTIONAL Mgmt For For
TAKEOVER PROVISIONS IN THE PROPOSED
CONSTITUTION
--------------------------------------------------------------------------------------------------------------------------
COLES GROUP LTD Agenda Number: 713150251
--------------------------------------------------------------------------------------------------------------------------
Security: Q26203408
Meeting Type: AGM
Meeting Date: 05-Nov-2020
Ticker:
ISIN: AU0000030678
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 TO 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.1 ELECTION OF PAUL O'MALLEY AS A DIRECTOR Mgmt For For
2.2 RE-ELECTION OF DAVID CHEESEWRIGHT AS A Mgmt For For
DIRECTOR
2.3 RE-ELECTION OF WENDY STOPS AS A DIRECTOR Mgmt For For
3 ADOPTION OF THE REMUNERATION REPORT FOR THE Mgmt For For
YEAR ENDED 28 JUNE 2020
4 APPROVAL OF SHORT-TERM INCENTIVE GRANT OF Mgmt For For
STI SHARES TO THE MD AND CEO
5 APPROVAL OF LONG-TERM INCENTIVE GRANT OF Mgmt For For
PERFORMANCE RIGHTS TO THE MANAGING DIRECTOR
AND CHIEF EXECUTIVE OFFICER
CMMT 25 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 5. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
COLOPLAST A/S Agenda Number: 713354102
--------------------------------------------------------------------------------------------------------------------------
Security: K16018192
Meeting Type: AGM
Meeting Date: 03-Dec-2020
Ticker:
ISIN: DK0060448595
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 REPORT BY THE BOARD OF DIRECTORS ON THE Non-Voting
ACTIVITIES OF THE COMPANY DURING THE PAST
FINANCIAL YEAR
2 PRESENTATION AND APPROVAL OF THE AUDITED Mgmt For For
ANNUAL REPORT
3 RESOLUTION ON THE DISTRIBUTION OF PROFIT IN Mgmt For For
ACCORDANCE WITH THE APPROVED ANNUAL REPORT
4 PRESENTATION AND APPROVAL OF THE Mgmt For For
REMUNERATION REPORT
5 APPROVAL OF THE BOARD OF DIRECTORS' Mgmt For For
REMUNERATION FOR THE CURRENT FINANCIAL YEAR
6.1 PROPOSAL BY THE BOARD OF DIRECTORS: UPDATE Mgmt For For
OF REMUNERATION POLICY
6.2.1 PROPOSAL BY THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF ARTICLE 2 OF THE ARTICLES OF
ASSOCIATION - OBJECT
6.2.2 PROPOSAL BY THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF NEW ARTICLE 11 OF THE ARTICLES
OF ASSOCIATION - ELECTRONIC GENERAL MEETING
6.3 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: PROPOSAL BY THE
SHAREHOLDER: FOR THE BOARD OF DIRECTORS TO
COMPLETE AN ASSESSMENT OF THE VIABILITY OF
COLOPLAST TO PUBLISH CORPORATE
COUNTRY-BY-COUNTRY TAX REPORTING IN LINE
WITH THE GLOBAL REPORTING INITIATIVE'S
STANDARD (GRI 207: TAX 2019) STARTING FROM
FINANCIAL YEAR 2021/22. THE FINDINGS OF THE
ASSESSMENT SHOULD BE MADE PUBLIC BEFORE THE
AGM IN 2021
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 7.1 TO 7.6 AND 8. THANK
YOU
7.1 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS. THE BOARD OF DIRECTORS PROPOSES
ELECTION OF THE FOLLOWING MEMBER: LARS
SOREN RASMUSSEN
7.2 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS. THE BOARD OF DIRECTORS PROPOSES
ELECTION OF THE FOLLOWING MEMBER: NIELS
PETER LOUIS-HANSEN
7.3 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS. THE BOARD OF DIRECTORS PROPOSES
ELECTION OF THE FOLLOWING MEMBER: BIRGITTE
NIELSEN
7.4 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS. THE BOARD OF DIRECTORS PROPOSES
ELECTION OF THE FOLLOWING MEMBER: CARSTEN
HELLMANN
7.5 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS. THE BOARD OF DIRECTORS PROPOSES
ELECTION OF THE FOLLOWING MEMBER: JETTE
NYGAARD-ANDERSEN
7.6 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS. THE BOARD OF DIRECTORS PROPOSES
ELECTION OF THE FOLLOWING MEMBER: MARIANNE
WIINHOLT
8 ELECTION OF AUDITORS. THE BOARD OF Mgmt For For
DIRECTORS PROPOSES THE RE-ELECTION OF
PRICEWATERHOUSECOOPERS STATSAUTORISERET
REVISIONSPARTNERSELSKAB AS THE COMPANY'S
AUDITORS
9 ANY OTHER BUSINESS Non-Voting
CMMT 11 NOV 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 11 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH BANK OF AUSTRALIA Agenda Number: 713126426
--------------------------------------------------------------------------------------------------------------------------
Security: Q26915100
Meeting Type: AGM
Meeting Date: 13-Oct-2020
Ticker:
ISIN: AU000000CBA7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 CONSIDERATION OF FINANCIAL STATEMENTS AND Non-Voting
REPORTS
2.1 RE-ELECTION OF DIRECTOR: MR ROB WHITFIELD Mgmt For For
AM
2.2 ELECTION OF DIRECTOR: MR SIMON MOUTTER Mgmt For For
3 ADOPTION OF THE 2020 REMUNERATION REPORT Mgmt For For
4 GRANT OF SECURITIES TO THE CEO, MATT COMYN Mgmt For For
5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: TO AMEND THE
CONSTITUTION OF THE COMPANY TO INSERT
BENEATH ARTICLE 10 THE FOLLOWING NEW CLAUSE
10A: "10A HIGH RISK INVESTMENTS
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA Agenda Number: 713030396
--------------------------------------------------------------------------------------------------------------------------
Security: H25662182
Meeting Type: AGM
Meeting Date: 09-Sep-2020
Ticker:
ISIN: CH0210483332
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 1.00 PER REGISTERED A SHARE AND CHF
0.10 PER REGISTERED B SHARE
3 APPROVE CREATION OF CHF 24.2 MILLION POOL Mgmt For For
OF CONDITIONAL CAPITAL TO COVER EXERCISE OF
WARRANTS
4 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For
MANAGEMENT
5.1 REELECT JOHANN RUPERT AS DIRECTOR AND BOARD Mgmt For For
CHAIRMAN
5.2 REELECT JOSUA MALHERBE AS DIRECTOR Mgmt For For
5.3 REELECT NIKESH ARORA AS DIRECTOR Mgmt For For
5.4 REELECT NICOLAS BOS AS DIRECTOR Mgmt For For
5.5 REELECT CLAY BRENDISH AS DIRECTOR Mgmt For For
5.6 REELECT JEAN-BLAISE ECKERT AS DIRECTOR Mgmt For For
5.7 REELECT BURKHART GRUND AS DIRECTOR Mgmt For For
5.8 REELECT KEYU JIN AS DIRECTOR Mgmt For For
5.9 REELECT JEROME LAMBERT AS DIRECTOR Mgmt For For
5.10 REELECT RUGGERO MAGNONI AS DIRECTOR Mgmt For For
5.11 REELECT JEFF MOSS AS DIRECTOR Mgmt For For
5.12 REELECT VESNA NEVISTIC AS DIRECTOR Mgmt For For
5.13 REELECT GUILLAUME PICTET AS DIRECTOR Mgmt For For
5.14 REELECT ALAN QUASHA AS DIRECTOR Mgmt For For
5.15 REELECT MARIA RAMOS AS DIRECTOR Mgmt For For
5.16 REELECT ANTON RUPERT AS DIRECTOR Mgmt For For
5.17 REELECT JAN RUPERT AS DIRECTOR Mgmt For For
5.18 REELECT GARY SAAGE AS DIRECTOR Mgmt For For
5.19 REELECT CYRILLE VIGNERON AS DIRECTOR Mgmt For For
5.20 ELECT WENDY LUHABE AS DIRECTOR Mgmt For For
6.1 REAPPOINT CLAY BRENDISH AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.2 REPPOINT KEYU JIN AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.3 REAPPOINT GUILLAUME PICTET AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.4 REAPPOINT MARIA RAMOS AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
7 RATIFY PRICEWATERHOUSECOOPERS SA AS Mgmt For For
AUDITORS
8 DESIGNATE ETUDE GAMPERT DEMIERRE MORENO AS Mgmt For For
INDEPENDENT PROXY
9.1 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF CHF 6.7 MILLION
9.2 APPROVE FIXED REMUNERATION OF EXECUTIVE Mgmt For For
COMMITTEE IN THE AMOUNT OF CHF 15.8 MILLION
9.3 APPROVE VARIABLE REMUNERATION OF EXECUTIVE Mgmt Against Against
COMMITTEE IN THE AMOUNT OF CHF 38.3 MILLION
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA Agenda Number: 713248979
--------------------------------------------------------------------------------------------------------------------------
Security: H25662182
Meeting Type: EGM
Meeting Date: 17-Nov-2020
Ticker:
ISIN: CH0210483332
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVE CREATION OF CHF 24.2 MILLION POOL Mgmt For For
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
CMMT 27 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
03 NOV 2020 TO 09 NOV 2020. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC Agenda Number: 713451021
--------------------------------------------------------------------------------------------------------------------------
Security: G23296208
Meeting Type: AGM
Meeting Date: 04-Feb-2021
Ticker:
ISIN: GB00BD6K4575
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE AND ADOPT THE DIRECTORS' ANNUAL Mgmt For For
REPORT AND ACCOUNTS AND THE AUDITOR'S
REPORT THEREON
2 RECEIVE AND ADOPT THE REMUNERATION POLICY Mgmt For For
3 RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For
REMUNERATION REPORT
4 ELECT IAN MEAKINS AS A DIRECTOR Mgmt For For
5 RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR Mgmt For For
6 RE-ELECT GARY GREEN AS A DIRECTOR Mgmt For For
7 RE-ELECT KAREN WITTS AS A DIRECTOR Mgmt For For
8 RE-ELECT CAROL ARROWSMITH AS A DIRECTOR Mgmt For For
9 RE-ELECT JOHN BASON AS A DIRECTOR Mgmt For For
10 RE-ELECT STEFAN BOMHARD AS A DIRECTOR Mgmt For For
11 RE-ELECT JOHN BRYANT AS A DIRECTOR Mgmt For For
12 RE-ELECT ANNE-FRANCOISE NESMES AS A Mgmt For For
DIRECTOR
13 RE-ELECT NELSON SILVA AS A DIRECTOR Mgmt For For
14 RE-ELECT IREENA VITTAL AS A DIRECTOR Mgmt For For
15 REAPPOINT KPMG LLP AS AUDITOR Mgmt For For
16 AUTHORISE THE AUDIT COMMITTEE TO AGREE THE Mgmt For For
AUDITOR'S REMUNERATION
17 DONATIONS TO POLITICAL ORGANISATIONS Mgmt For For
18 AUTHORITY TO ALLOT SHARES Mgmt For For
19 AUTHORITY TO ALLOT SHARES FOR CASH Mgmt For For
20 ADDITIONAL AUTHORITY TO ALLOT SHARES FOR Mgmt For For
CASH IN LIMITED CIRCUMSTANCES
21 AUTHORITY TO PURCHASE SHARES Mgmt For For
22 ADOPTION OF ARTICLES OF ASSOCIATION Mgmt For For
23 REDUCE GENERAL MEETING NOTICE PERIODS: TO Mgmt For For
AUTHORISE THE DIRECTORS TO CALL A GENERAL
MEETING OF THE COMPANY, OTHER THAN AN
ANNUAL GENERAL MEETING, ON NOT LESS THAN 14
CLEAR WORKING DAYS' NOTICE, PROVIDED THAT
THIS AUTHORITY SHALL EXPIRE AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE DATE OF
THE PASSING OF THIS RESOLUTION
CMMT 16 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 23. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION SOFTWARE INC Agenda Number: 713740149
--------------------------------------------------------------------------------------------------------------------------
Security: 21037X100
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: CA21037X1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.15 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: JEFF BENDER Mgmt For For
1.2 ELECTION OF DIRECTOR: JOHN BILLOWITS Mgmt For For
1.3 ELECTION OF DIRECTOR: LAWRENCE CUNNINGHAM Mgmt For For
1.4 ELECTION OF DIRECTOR: SUSAN GAYNER Mgmt For For
1.5 ELECTION OF DIRECTOR: ROBERT KITTEL Mgmt For For
1.6 ELECTION OF DIRECTOR: MARK LEONARD Mgmt For For
1.7 ELECTION OF DIRECTOR: PAUL MCFEETERS Mgmt For For
1.8 ELECTION OF DIRECTOR: MARK MILLER Mgmt For For
1.9 ELECTION OF DIRECTOR: LORI O'NEILL Mgmt For For
1.10 ELECTION OF DIRECTOR: DONNA PARR Mgmt For For
1.11 ELECTION OF DIRECTOR: ANDREW PASTOR Mgmt For For
1.12 ELECTION OF DIRECTOR: DEXTER SALNA Mgmt For For
1.13 ELECTION OF DIRECTOR: STEPHEN R. SCOTCHMER Mgmt For For
1.14 ELECTION OF DIRECTOR: BARRY SYMONS Mgmt For For
1.15 ELECTION OF DIRECTOR: ROBIN VAN POELJE Mgmt For For
2 RE-APPOINTMENT OF KPMG LLP, AS AUDITORS OF Mgmt Against Against
THE CORPORATION FOR THE ENSUING YEAR AND TO
AUTHORIZE THE DIRECTORS TO FIX THE
REMUNERATION TO BE PAID TO THE AUDITORS
3 AN ADVISORY VOTE TO ACCEPT THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION AS MORE PARTICULARLY DESCRIBED
IN THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
CONTACT ENERGY LTD Agenda Number: 713184276
--------------------------------------------------------------------------------------------------------------------------
Security: Q2818G104
Meeting Type: AGM
Meeting Date: 11-Nov-2020
Ticker:
ISIN: NZCENE0001S6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT ROBERT MCDONALD BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF CONTACT
2 THAT VICTORIA CRONE BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF CONTACT
3 THAT THE DIRECTORS BE AUTHORISED TO FIX THE Mgmt For For
FEES AND EXPENSES OF THE AUDITOR
--------------------------------------------------------------------------------------------------------------------------
CREDIT AGRICOLE SA Agenda Number: 713725185
--------------------------------------------------------------------------------------------------------------------------
Security: F22797108
Meeting Type: MIX
Meeting Date: 12-May-2021
Ticker:
ISIN: FR0000045072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 26 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 26 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU AND PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104262100066-50 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING OF ALL RESOLUTIONS AND
MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 AMENDMENTS TO THE COMPANY'S BYLAWS TO ALLOW Mgmt For For
THE PAYMENT OF THE DIVIDEND IN SHARES
2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - APPROVAL OF THE OVERALL
AMOUNT OF NON-DEDUCTIBLE EXPENSES AND COSTS
3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
4 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2020 AND SETTING OF THE DIVIDEND
5 OPTION FOR THE PAYMENT OF THE DIVIDEND IN Mgmt For For
SHARES
6 APPROVAL OF THE LOAN AGREEMENT BETWEEN Mgmt For For
CREDIT AGRICOLE S.A. AND CREDIT DU MAROC,
TO RESPOND TO THE REQUEST OF THE MOROCCAN
SUPERVISOR THAT THE INSTITUTIONS UNDER ITS
SUPERVISION RETAIN THE 2019 DIVIDEND,
ISSUED AFTER THE GENERAL MEETING, IN
ACCORDANCE WITH ARTICLES L.225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
7 APPROVAL OF THE AMENDMENT TO THE Mgmt For For
ASSOCIATES' PACT, SIGNED ON 8 JUNE 2018,
SPECIFYING THE RULES OF GOVERNANCE OF
CAGIP, IN ACCORDANCE WITH ARTICLES L.225-38
AND FOLLOWING OF THE FRENCH COMMERCIAL CODE
8 APPROVAL OF THE AMENDMENT TO THE AGREEMENT Mgmt For For
FOR THE TRANSFER OF CREDIT AGRICOLE S.A.'S
DSB ACTIVITY TO CACIB, RELATING TO THE
MODIFICATION OF THE SCOPE OF THE TRANSFER
OF GOODWILL BETWEEN CREDIT AGRICOLE SA AND
CA-CIB ON 1 JANUARY 2018, IN ACCORDANCE
WITH ARTICLES L.225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
9 APPROVAL OF THE FOUR TAX CONSOLIDATION Mgmt For For
AGREEMENTS RENEWED BY THE BOARD ON 10
FEBRUARY 2021, IN ACCORDANCE WITH ARTICLES
L.225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
10 APPROVAL OF THE AMENDMENT TO THE AMENDING Mgmt For For
LOAN AGREEMENT DATED 10 OCTOBER 2017,
CONCLUDED BETWEEN CREDIT AGRICOLE SA AND
CAISSE REGIONALE DE NORMANDIE, IN
ACCORDANCE WITH ARTICLES L.225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
11 APPOINTMENT OF MRS. AGNES AUDIER AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MRS.
LAURENCE DORS
12 APPOINTMENT OF MRS. MARIANNE LAIGNEAU AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MRS. MONICA
MONDARDINI
13 APPOINTMENT OF MRS. ALESSIA MOSCA AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MRS.
CAROLINE CATOIRE
14 APPOINTMENT OF MR. OLIVIER AUFFRAY AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MR. PHILIPPE
DE WAAL
15 APPOINTMENT OF MR. CHRISTOPHE LESUR AS Mgmt For For
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
AND MRS. CAROLINE CORBIERE AS HIS DEPUTY,
AS A REPLACEMENT FOR THE POSITION OF
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
OF REGIONAL FUNDS (CAISSES REGIONALES)
OCCUPIED BY MRS. PASCALE BERGER
16 RENEWAL OF THE TERM OF OFFICE OF MR. LOUIS Mgmt For For
TERCINIER AS DIRECTOR
17 RENEWAL OF THE TERM OF OFFICE OF SAS, RUE Mgmt For For
DE LA BOETIE AS DIRECTOR
18 RATIFICATION OF THE CO-OPTATION OF MRS. Mgmt For For
NICOLE GOURMELON AS DIRECTOR, AS A
REPLACEMENT FOR MRS. RENE TALAMONA, WHO
RESIGNED
19 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
NICOLE GOURMELON AS DIRECTOR
20 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
21 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHIEF EXECUTIVE OFFICER
22 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
DEPUTY CHIEF EXECUTIVE OFFICER
23 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
DIRECTORS
24 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt For For
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 OR GRANTED FOR THE SAME
FINANCIAL YEAR TO MR. DOMINIQUE LEFEBVRE,
CHAIRMAN OF THE BOARD OF DIRECTORS
25 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 OR ALLOCATED FOR THE SAME FINANCIAL
YEAR TO MR. PHILIPPE BRASSAC, CHIEF
EXECUTIVE OFFICER
26 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 OR ALLOCATED FOR THE SAME FINANCIAL
YEAR TO MR. XAVIER MUSCA, DEPUTY CHIEF
EXECUTIVE OFFICER
27 APPROVAL OF THE COMPENSATION REPORT Mgmt For For
28 OPINION ON THE TOTAL AMOUNT OF COMPENSATION Mgmt For For
PAID DURING THE PAST FINANCIAL YEAR TO
CATEGORIES OF EMPLOYEES WHOSE PROFESSIONAL
ACTIVITIES HAVE A SIGNIFICANT IMPACT ON THE
RISK PROFILE OF THE COMPANY OR GROUP, AS
REFERRED TO IN ARTICLE L.511-71 OF THE
FRENCH MONETARY AND FINANCIAL CODE
29 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE OR ARRANGE FOR THE
PURCHASE OF THE COMPANY'S SHARES
30 AMENDMENTS TO THE BYLAWS TO TAKE NOTE OF Mgmt For For
THE RENUMBERING OF THE FRENCH COMMERCIAL
CODE RESULTING FROM ORDER NO. 2020-1142 OF
16 SEPTEMBER 2020 CREATING, WITHIN THE
FRENCH COMMERCIAL CODE, A CHAPTER RELATING
TO COMPANIES WHOSE SECURITIES ARE ADMITTED
TO TRADING ON A REGULATED MARKET OR ON A
MULTILATERAL TRADING FACILITY
31 AMENDMENT TO ARTICLE 11 OF THE BYLAWS TO Mgmt For For
DETERMINE THE PROCEDURES FOR APPOINTING
DIRECTORS REPRESENTING EMPLOYEES IN
ACCORDANCE WITH THE PROVISIONS OF ARTICLE
L. 225-27-1 OF THE FRENCH COMMERCIAL CODE
32 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO THE CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, RESERVED FOR EMPLOYEES
OF THE COMPANIES OF THE CREDIT AGRICOLE
GROUP WHO ARE MEMBERS OF A COMPANY SAVINGS
PLAN
33 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY ISSUING SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS,
IMMEDIATELY OR IN THE FUTURE, TO THE
CAPITAL, RESERVED FOR A CATEGORY OF
BENEFICIARIES, IN THE CONTEXT OF AN
EMPLOYEE SHAREHOLDING OPERATION
34 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CRH PLC Agenda Number: 935327812
--------------------------------------------------------------------------------------------------------------------------
Security: 12626K203
Meeting Type: Special
Meeting Date: 09-Feb-2021
Ticker: CRH
ISIN: US12626K2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Migration of the Migrating Mgmt For For
Shares to Euroclear Bank's central
securities depository.
2. To adopt new Articles of Association of the Mgmt For For
Company.
3. To authorise the Company to take all Mgmt For For
actions necessary to implement the
Migration.
4. To amend the Articles of Association to Mgmt For For
provide for the surrender for nil
consideration, and authorise the
cancellation of, the Income Shares of the
Company of Euro 0.02 each.
5. Subject to the approval of Resolution 4, to Mgmt For For
diminish the authorised share capital of
the Company by Euro 25,000,000 from Euro
426,297,940 to Euro 401,297,940.
6. To amend the Articles of Association to Mgmt For For
delete all references to the Income Shares.
--------------------------------------------------------------------------------------------------------------------------
CRH PLC Agenda Number: 935376144
--------------------------------------------------------------------------------------------------------------------------
Security: 12626K203
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: CRH
ISIN: US12626K2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Review of Company's affairs and Mgmt For For
consideration of Financial Statements and
Reports of Directors (including the
Governance Appendix) and Auditors for the
year ended 31 December 2020.
2. Declaration of a dividend on Ordinary Mgmt For For
Shares.
3. Consideration of Directors' Remuneration Mgmt For For
Report.
4A. Re-election of Director: R. Boucher Mgmt For For
4B. Re-election of Director: C. Dowling Mgmt For For
4C. Re-election of Director: R. Fearon Mgmt For For
4D. Re-election of Director: J. Karlstrom Mgmt For For
4E. Re-election of Director: S. Kelly Mgmt For For
4F. Re-election of Director: L. McKay Mgmt For For
4G. Re-election of Director: A. Manifold Mgmt For For
4H. Re-election of Director: G.L. Platt Mgmt For For
4I. Re-election of Director: M.K. Rhinehart Mgmt For For
4J. Re-election of Director: S. Talbot Mgmt For For
5. Remuneration of Auditors. Mgmt For For
6. Continuation of Deloitte Ireland LLP as Mgmt For For
Auditors.
7. Authority to allot Shares. Mgmt For For
8. Disapplication of pre-emption rights (Re Mgmt For For
allotment of up to 5% for cash and for
regulatory purposes).
9. Disapplication of pre-emption rights (Re Mgmt For For
allotment of up to 5% for
acquisitions/specified capital
investments).
10. Authority to purchase own Ordinary Shares. Mgmt For For
11. Authority to reissue Treasury Shares. Mgmt For For
12. Authority to offer Scrip Dividends. Mgmt For For
13. Establishment of new Savings-related Share Mgmt For For
Option Schemes.
14. Authority to reduce the capital of the Mgmt For For
Company for the reasons set out in the
circular to shareholders.
--------------------------------------------------------------------------------------------------------------------------
CSL LTD Agenda Number: 713081759
--------------------------------------------------------------------------------------------------------------------------
Security: Q3018U109
Meeting Type: AGM
Meeting Date: 14-Oct-2020
Ticker:
ISIN: AU000000CSL8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A TO RE-ELECT MR BRUCE BROOK AS DIRECTOR Mgmt For For
2.B TO ELECT MS CAROLYN HEWSON AO AS DIRECTOR Mgmt For For
2.C TO ELECT MR PASCAL SORIOT AS DIRECTOR Mgmt For For
3 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
4 APPROVAL OF A GRANT OF PERFORMANCE SHARE Mgmt For For
UNITS TO THE CHIEF EXECUTIVE OFFICER AND
MANAGING DIRECTOR, MR PAUL PERREAULT
CMMT 07 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 2.B AND 2.C. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CYBERARK SOFTWARE LTD Agenda Number: 935448678
--------------------------------------------------------------------------------------------------------------------------
Security: M2682V108
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: CYBR
ISIN: IL0011334468
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-Election of Class I Director for a term Mgmt For For
of three years until the 2024 annual
general meeting: Ehud (Udi) Mokady
1B. Re-Election of Class I Director for a term Mgmt For For
of three years until the 2024 annual
general meeting: David Schaeffer
2. To approve the re-appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, registered public
accounting firm, a member firm of Ernst &
Young Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2021 and until the
Company's 2022 annual general meeting of
shareholders, and to authorize the Board to
fix such accounting firm's annual
compensation.
--------------------------------------------------------------------------------------------------------------------------
DAI NIPPON PRINTING CO.,LTD. Agenda Number: 714296135
--------------------------------------------------------------------------------------------------------------------------
Security: J10584142
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3493800001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kitajima, Yoshitoshi Mgmt Against Against
2.2 Appoint a Director Kitajima, Yoshinari Mgmt Against Against
2.3 Appoint a Director Miya, Kenji Mgmt Against Against
2.4 Appoint a Director Yamaguchi, Masato Mgmt Against Against
2.5 Appoint a Director Inoue, Satoru Mgmt Against Against
2.6 Appoint a Director Hashimoto, Hirofumi Mgmt Against Against
2.7 Appoint a Director Kuroyanagi, Masafumi Mgmt Against Against
2.8 Appoint a Director Miyama, Minako Mgmt Against Against
2.9 Appoint a Director Miyajima, Tsukasa Mgmt For For
2.10 Appoint a Director Tomizawa, Ryuichi Mgmt For For
2.11 Appoint a Director Sasajima, Kazuyuki Mgmt For For
2.12 Appoint a Director Morita, Ikuo Mgmt For For
3 Appoint a Corporate Auditor Ishii, Taeko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAI-ICHI LIFE HOLDINGS,INC. Agenda Number: 714172070
--------------------------------------------------------------------------------------------------------------------------
Security: J09748112
Meeting Type: AGM
Meeting Date: 21-Jun-2021
Ticker:
ISIN: JP3476480003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Watanabe,
Koichiro
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Inagaki, Seiji
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Teramoto,
Hideo
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kikuta,
Tetsuya
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shoji, Hiroshi
2.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Akashi, Mamoru
2.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sumino,
Toshiaki
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member George Olcott
2.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Maeda, Koichi
2.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Inoue, Yuriko
2.11 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shingai,
Yasushi
--------------------------------------------------------------------------------------------------------------------------
DAIFUKU CO.,LTD. Agenda Number: 714295979
--------------------------------------------------------------------------------------------------------------------------
Security: J08988107
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3497400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Geshiro, Hiroshi Mgmt Against Against
1.2 Appoint a Director Honda, Shuichi Mgmt Against Against
1.3 Appoint a Director Sato, Seiji Mgmt Against Against
1.4 Appoint a Director Hayashi, Toshiaki Mgmt Against Against
1.5 Appoint a Director Nobuta, Hiroshi Mgmt Against Against
1.6 Appoint a Director Ozawa, Yoshiaki Mgmt For For
1.7 Appoint a Director Sakai, Mineo Mgmt For For
1.8 Appoint a Director Kato, Kaku Mgmt For For
1.9 Appoint a Director Kaneko, Keiko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAIICHI SANKYO COMPANY,LIMITED Agenda Number: 714203724
--------------------------------------------------------------------------------------------------------------------------
Security: J11257102
Meeting Type: AGM
Meeting Date: 21-Jun-2021
Ticker:
ISIN: JP3475350009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Manabe, Sunao Mgmt Against Against
2.2 Appoint a Director Kimura, Satoru Mgmt Against Against
2.3 Appoint a Director Otsuki, Masahiko Mgmt Against Against
2.4 Appoint a Director Hirashima, Shoji Mgmt Against Against
2.5 Appoint a Director Uji, Noritaka Mgmt For For
2.6 Appoint a Director Fukui, Tsuguya Mgmt For For
2.7 Appoint a Director Kama, Kazuaki Mgmt For For
2.8 Appoint a Director Nohara, Sawako Mgmt For For
2.9 Appoint a Director Okuzawa, Hiroyuki Mgmt Against Against
3 Appoint a Corporate Auditor Watanabe, Mgmt For For
Masako
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Approve Details of the Compensation to be Mgmt For For
received by Directors
6 Approve Details of the Compensation to be Mgmt For For
received by Corporate Auditors
7 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors, etc.
--------------------------------------------------------------------------------------------------------------------------
DAIKIN INDUSTRIES,LTD. Agenda Number: 714226619
--------------------------------------------------------------------------------------------------------------------------
Security: J10038115
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3481800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Inoue, Noriyuki Mgmt Against Against
2.2 Appoint a Director Togawa, Masanori Mgmt Against Against
2.3 Appoint a Director Kawada, Tatsuo Mgmt For For
2.4 Appoint a Director Makino, Akiji Mgmt Against Against
2.5 Appoint a Director Torii, Shingo Mgmt For For
2.6 Appoint a Director Arai, Yuko Mgmt For For
2.7 Appoint a Director Tayano, Ken Mgmt Against Against
2.8 Appoint a Director Minaka, Masatsugu Mgmt Against Against
2.9 Appoint a Director Matsuzaki, Takashi Mgmt Against Against
2.10 Appoint a Director Kanwal Jeet Jawa Mgmt Against Against
2.11 Appoint a Director Mineno, Yoshihiro Mgmt Against Against
3 Appoint a Corporate Auditor Yano, Ryu Mgmt Against Against
4 Appoint a Substitute Corporate Auditor Ono, Mgmt For For
Ichiro
5 Approve Details of Compensation as Stock Mgmt For For
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG Agenda Number: 713616324
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.35 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt Abstain Against
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt Abstain Against
FISCAL YEAR 2020
5.1 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
5.2 RATIFY KPMG AG AS AUDITORS FOR THE 2022 Mgmt For For
INTERIM FINANCIAL STATEMENTS UNTIL THE 2022
AGM
5.3 RATIFY KPMG AG AS AUDITORS OF THE FINAL Mgmt For For
BALANCE SHEETS REQUIRED UNDER THE GERMAN
REORGANIZATION ACT
6.1 ELECT ELIZABETH CENTONI TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT BEN VAN BEURDEN TO THE SUPERVISORY Mgmt For For
BOARD
6.3 ELECT MARTIN BRUDERMUELLER TO THE Mgmt For For
SUPERVISORY BOARD
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 AMEND ARTICLES RE: PARTICIPATION OF Mgmt For For
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND VIDEO
TRANSMISSION
9 AMEND ARTICLES RE: PLACE OF JURISDICTION Mgmt Against Against
CMMT 24 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 22 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
DAIWA HOUSE INDUSTRY CO.,LTD. Agenda Number: 714264683
--------------------------------------------------------------------------------------------------------------------------
Security: J11508124
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3505000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Yoshii, Keiichi Mgmt Against Against
2.2 Appoint a Director Kosokabe, Takeshi Mgmt Against Against
2.3 Appoint a Director Otomo, Hirotsugu Mgmt Against Against
2.4 Appoint a Director Urakawa, Tatsuya Mgmt Against Against
2.5 Appoint a Director Dekura, Kazuhito Mgmt Against Against
2.6 Appoint a Director Ariyoshi, Yoshinori Mgmt Against Against
2.7 Appoint a Director Shimonishi, Keisuke Mgmt Against Against
2.8 Appoint a Director Ichiki, Nobuya Mgmt Against Against
2.9 Appoint a Director Murata, Yoshiyuki Mgmt Against Against
2.10 Appoint a Director Kimura, Kazuyoshi Mgmt Against Against
2.11 Appoint a Director Shigemori, Yutaka Mgmt For For
2.12 Appoint a Director Yabu, Yukiko Mgmt For For
2.13 Appoint a Director Kuwano, Yukinori Mgmt For For
2.14 Appoint a Director Seki, Miwa Mgmt For For
3.1 Appoint a Corporate Auditor Maeda, Mgmt For For
Tadatoshi
3.2 Appoint a Corporate Auditor Kishimoto, Mgmt For For
Tatsuji
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAIWA SECURITIES GROUP INC. Agenda Number: 714196551
--------------------------------------------------------------------------------------------------------------------------
Security: J11718111
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3502200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Hibino, Takashi Mgmt For For
1.2 Appoint a Director Nakata, Seiji Mgmt For For
1.3 Appoint a Director Matsui, Toshihiro Mgmt For For
1.4 Appoint a Director Tashiro, Keiko Mgmt For For
1.5 Appoint a Director Ogino, Akihiko Mgmt For For
1.6 Appoint a Director Hanaoka, Sachiko Mgmt For For
1.7 Appoint a Director Kawashima, Hiromasa Mgmt For For
1.8 Appoint a Director Ogasawara, Michiaki Mgmt For For
1.9 Appoint a Director Takeuchi, Hirotaka Mgmt For For
1.10 Appoint a Director Nishikawa, Ikuo Mgmt For For
1.11 Appoint a Director Kawai, Eriko Mgmt For For
1.12 Appoint a Director Nishikawa, Katsuyuki Mgmt For For
1.13 Appoint a Director Iwamoto, Toshio Mgmt For For
1.14 Appoint a Director Murakami, Yumiko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DANONE SA Agenda Number: 713755657
--------------------------------------------------------------------------------------------------------------------------
Security: F12033134
Meeting Type: MIX
Meeting Date: 29-Apr-2021
Ticker:
ISIN: FR0000120644
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 14 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104142100917-45 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT AND CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND CHANGE IN TEXT OF COMMENT
AND RECEIPT OF UPDATED BALO. IF YOU HAVE
ALREADY SENT IN YOUR VOTES TO MID 541236,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS AN Non-Voting
AMENDMENT TO MEETING ID 535348 DUE TO
RECEIPT OF ADDITIONAL RESOLUTIONS 27 AND
28. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND AT 1.94 EUROS PER SHARE
4 RENEWAL OF THE TERM OF OFFICE OF MR. GUIDO Mgmt For For
BARILLA AS DIRECTOR
5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
CECILE CABANIS AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MR. MICHEL Mgmt For For
LANDEL AS DIRECTOR PURSUANT TO PARAGRAPH 2
OF ARTICLE 15-II OF THE BY-LAWS
7 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
SERPIL TIMURAY AS DIRECTOR
8 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For
GILLES SCHNEPP AS DIRECTOR, AS A
REPLACEMENT FOR MR. GREGG L. ENGLES, WHO
RESIGNED
9 APPROVAL OF THE AGREEMENTS SUBJECT TO THE Mgmt For For
PROVISIONS OF ARTICLES L.225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
CONCLUDED BY THE COMPANY WITH THE SICAV
DANONE COMMUNITIES
10 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
REMUNERATION OF CORPORATE OFFICERS
MENTIONED IN SECTION I OF ARTICLE L.22-10-9
OF THE FRENCH COMMERCIAL CODE FOR THE
FINANCIAL YEAR 2020
11 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO
MR. EMMANUEL FABER, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
12 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt For For
EXECUTIVE CORPORATE OFFICERS FOR THE
FINANCIAL YEAR 2021
13 SETTING OF THE OVERALL ANNUAL REMUNERATION Mgmt For For
AMOUNT OF DIRECTORS
14 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt For For
DIRECTORS FOR THE FINANCIAL YEAR 2021
15 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO PURCHASE, RETAIN OR
TRANSFER SHARES OF THE COMPANY
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND TRANSFERABLE SECURITIES, WITH RETENTION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT
17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND TRANSFERABLE SECURITIES, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BUT WITH
THE OBLIGATION TO GRANT A PRIORITY RIGHT
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN CASE OF A CAPITAL INCREASE
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO
INCREASE THE NUMBER OF SECURITIES TO BE
ISSUED
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND TRANSFERABLE SECURITIES, WITHOUT THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY
20 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND TRANSFERABLE SECURITIES, WITHOUT THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, TO REMUNERATE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND CONSTITUTED OF
EQUITY SECURITIES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO INCREASE THE
COMPANY'S CAPITAL BY INCORPORATION OF
RESERVES, PROFITS, PREMIUMS OR OTHER
AMOUNTS WHOSE CAPITALISATION WOULD BE
ALLOWED
22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND TRANSFERABLE SECURITIES RESERVED FOR
EMPLOYEES WHO ARE MEMBERS OF A COMPANY
SAVINGS PLAN AND/OR FOR TRANSFERS OF
RESERVED SECURITIES, WITHOUT THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND TRANSFERABLE SECURITIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, RESERVED FOR CATEGORIES
OF BENEFICIARIES CONSISTING OF EMPLOYEES
WORKING IN FOREIGN COMPANIES OF THE DANONE
GROUP, OR IN A SITUATION OF INTERNATIONAL
MOBILITY, IN THE CONTEXT OF EMPLOYEE
SHAREHOLDING OPERATIONS
24 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH ALLOCATIONS OF
EXISTING SHARES OR SHARES TO BE ISSUED OF
THE COMPANY, WITHOUT THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
25 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO REDUCE THE CAPITAL BY
CANCELLING SHARES
26 POWERS TO CARRY OUT FORMALITIES Mgmt For For
27 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
EXECUTIVE CORPORATE OFFICERS ON AN INTERIM
BASIS FOR THE FINANCIAL YEAR 2021
28 APPROVAL OF THE ELEMENTS OF COMPENSATION Mgmt For For
PAID DURING OR AWARDED IN RESPECT OF THE
FINANCIAL YEAR 2021 TO MR. EMMANUEL FABER,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER, UNTIL
HIS DEPARTURE
--------------------------------------------------------------------------------------------------------------------------
DASSAULT SYSTEMES SE Agenda Number: 713941094
--------------------------------------------------------------------------------------------------------------------------
Security: F2457H472
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker:
ISIN: FR0000130650
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 10 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104162100983-46 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105102101516-56 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE PARENT COMPANY ANNUAL Mgmt For For
FINANCIAL STATEMENTS
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS
3 ALLOCATION OF THE RESULTS Mgmt For For
4 RELATED-PARTY AGREEMENTS Mgmt For For
5 COMPENSATION POLICY FOR CORPORATE OFFICERS Mgmt Against Against
6 COMPENSATION ELEMENTS PAID IN 2020 OR Mgmt For For
GRANTED WITH RESPECT TO 2020 TO MR. CHARLES
EDELSTENNE, CHAIRMAN OF THE BOARD
7 COMPENSATION ELEMENTS PAID IN 2020 OR Mgmt Against Against
GRANTED WITH RESPECT TO 2020 TO MR. BERNARD
CHARLES, VICE-CHAIRMAN OF THE BOARD OF
DIRECTORS AND CHIEF EXECUTIVE OFFICER
8 APPROVAL OF THE INFORMATION CONTAINED IN Mgmt For For
THE CORPORATE GOVERNANCE REPORT AND
RELATING TO THE COMPENSATION OF THE
CORPORATE OFFICERS (ARTICLE L. 22-10-9 OF
THE FRENCH COMMERCIAL CODE)
9 RE-APPOINTMENT OF MS. ODILE DESFORGES Mgmt For For
10 RE-APPOINTMENT OF MR. SOUMITRA DUTTA Mgmt For For
11 RATIFICATION OF THE APPOINTMENT OF MR. Mgmt For For
PASCAL DALOZ AS A DIRECTOR ON A TEMPORARY
BASIS BY THE BOARD OF DIRECTORS
12 AUTHORIZATION TO REPURCHASE DASSAULT Mgmt For For
SYSTEMES SHARES
13 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLATION OF PREVIOUSLY REPURCHASED
SHARES IN THE FRAMEWORK OF THE SHARE
BUYBACK PROGRAM
14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY OR GIVING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES AND TO ISSUE SECURITIES GIVING
ACCESS TO THE COMPANY'S EQUITY SECURITIES
TO BE ISSUED, WITH PREFERENTIAL
SUBSCRIPTION RIGHTS FOR SHAREHOLDERS
15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY OR GIVING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES AND TO ISSUE SECURITIES GIVING
ACCESS TO EQUITY SECURITIES TO BE ISSUED,
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS
FOR SHAREHOLDERS AND BY WAY OF A PUBLIC
OFFERING OTHER THAN THOSE REFERRED TO IN
ARTICLE L. 411-2 1 OF THE FRENCH MONETARY
AND FINANCIAL CODE
16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OR GIVING ENTITLEMENT TO THE
ALLOCATION OF DEBT SECURITIES AND TO ISSUE
SECURITIES GIVING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS FOR
SHAREHOLDERS, UNDER A PUBLIC OFFERING
REFERRED TO IN ARTICLE L. 411-2 1 OF THE
FRENCH MONETARY AND FINANCIAL CODE
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES TO BE ISSUED IN THE EVENT OF
A SHARE CAPITAL INCREASE WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS OR PREMIUMS
19 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL
BY ISSUING SHARES OR EQUITY SECURITIES
GIVING ACCESS TO OTHER EQUITY SECURITIES OR
GIVING ENTITLEMENT TO THE ALLOCATION OF
DEBT SECURITIES AS WELL AS TO THE
SECURITIES GIVING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, UP TO A MAXIMUM OF
10%, TO REMUNERATE CONTRIBUTIONS IN KIND OF
SHARES OR EQUITY-LINKED SECURITIES
20 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ALLOCATE COMPANY SHARE
SUBSCRIPTION TO CORPORATE OFFICERS
(MANDATAIRES SOCIAUX) AND EMPLOYEES OF THE
COMPANY AND ITS AFFILIATED COMPANIES
ENTAILING AUTOMATICALLY THAT SHAREHOLDERS
WAIVE THEIR PREFERENTIAL SUBSCRIPTION
RIGHTS
21 AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE SHARE CAPITAL FOR THE BENEFIT
OF MEMBERS OF A CORPORATE SAVINGS PLAN,
WITHOUT PRE-EMPTIVE RIGHTS
22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL FOR THE BENEFIT OF A CATEGORY OF
BENEFICIARIES, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS
23 FIVE-FOR-ONE STOCK SPLIT Mgmt For For
24 POWERS FOR FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAVIDE CAMPARI-MILANO N.V. Agenda Number: 713632013
--------------------------------------------------------------------------------------------------------------------------
Security: N24565108
Meeting Type: OGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: NL0015435975
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 OPENING Non-Voting
O.2.a 2020 ANNUAL REPORT Non-Voting
O.2.b REMUNERATION REPORT Mgmt Against Against
O.2.c SUBSTANTIAL CHANGE IN THE CORPORATE Non-Voting
GOVERNANCE
O.2.d TO APPROVE THE ADOPTION OF 2020 ANNUAL Mgmt For For
ACCOUNTS
O.3.a POLICY ON ADDITIONS TO RESERVES AND Non-Voting
DIVIDENDS
O.3.b TO DETERMINE AND TO DISTRIBUTE DIVIDEND Mgmt For For
O.4.a RELEASE FROM LIABILITY OF THE EXECUTIVE Mgmt For For
DIRECTORS
O.4.b RELEASE FROM LIABILITY OF NON-EXECUTIVE Mgmt Against Against
DIRECTORS
O.5 TO APPROVE A STOCK OPTION PLAN FOR Mgmt For For
EMPLOYEES
O.6 TO APPROVE AN EXTRA MILE BONUS PLAN Mgmt For For
O.7 TO APPROVE A STOCK OPTION PLAN PURSUANT TO Mgmt For For
ART.114-BIS OF ITALIAN LEGISLATIVE DECREE
NO. 58/98
O.8 TO AUTHORIZE THE BOARD OF DIRECTORS TO Mgmt For For
REPURCHASE OWN SHARES OF THE COMPANY
O.9 TO CONFIRM THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
ACCOUNTANTS LLP AS INDEPENDENT EXTERNAL
AUDITOR ENTRUSTED WITH THE AUDIT OF THE
ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2021
CMMT 01 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 03 MAR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM AGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD Agenda Number: 713664490
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF DIRECTORS' STATEMENT, AUDITED Mgmt For For
FINANCIAL STATEMENTS AND AUDITOR'S REPORT
2 DECLARATION OF FINAL DIVIDEND ON ORDINARY Mgmt For For
SHARES
3 APPROVAL OF PROPOSED DIRECTORS' Mgmt For For
REMUNERATION OF SGD 4,101,074 FOR FY2020
4 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITOR AND AUTHORISATION FOR
DIRECTORS TO FIX ITS REMUNERATION
5 RE-ELECTION OF MR PIYUSH GUPTA AS A Mgmt For For
DIRECTOR RETIRING UNDER ARTICLE 99
6 RE-ELECTION OF MS PUNITA LAL AS A DIRECTOR Mgmt For For
RETIRING UNDER ARTICLE 105
7 RE-ELECTION OF MR ANTHONY LIM WENG KIN AS A Mgmt For For
DIRECTOR RETIRING UNDER ARTICLE 105
8 AUTHORITY TO GRANT AWARDS AND ISSUE SHARES Mgmt For For
UNDER THE DBSH SHARE PLAN
9 AUTHORITY TO GRANT AWARDS AND ISSUE SHARES Mgmt For For
UNDER THE CALIFORNIA SUB-PLAN TO THE DBSH
SHARE PLAN
10 GENERAL AUTHORITY TO ISSUE SHARES AND TO Mgmt For For
MAKE OR GRANT CONVERTIBLE INSTRUMENTS
SUBJECT TO LIMITS
11 AUTHORITY TO ISSUE SHARES PURSUANT TO THE Mgmt For For
DBSH SCRIP DIVIDEND SCHEME
12 APPROVAL OF THE PROPOSED RENEWAL OF THE Mgmt For For
SHARE PURCHASE MANDATE
--------------------------------------------------------------------------------------------------------------------------
DENSO CORPORATION Agenda Number: 714176840
--------------------------------------------------------------------------------------------------------------------------
Security: J12075107
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3551500006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Arima, Koji Mgmt Against Against
1.2 Appoint a Director Shinohara, Yukihiro Mgmt Against Against
1.3 Appoint a Director Ito, Kenichiro Mgmt Against Against
1.4 Appoint a Director Matsui, Yasushi Mgmt Against Against
1.5 Appoint a Director Toyoda, Akio Mgmt Against Against
1.6 Appoint a Director George Olcott Mgmt For For
1.7 Appoint a Director Kushida, Shigeki Mgmt For For
1.8 Appoint a Director Mitsuya, Yuko Mgmt For For
2.1 Appoint a Corporate Auditor Kuwamura, Mgmt Against Against
Shingo
2.2 Appoint a Corporate Auditor Niwa, Motomi Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Kitagawa, Hiromi
--------------------------------------------------------------------------------------------------------------------------
DENTSU GROUP INC. Agenda Number: 713648256
--------------------------------------------------------------------------------------------------------------------------
Security: J1207N108
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3551520004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yamamoto,
Toshihiro
1.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sakurai, Shun
1.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Timothy Andree
1.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Igarashi,
Hiroshi
1.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Soga, Arinobu
1.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nick Priday
1.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Wendy Clark
1.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Matsui, Gan
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BOERSE AG Agenda Number: 713832942
--------------------------------------------------------------------------------------------------------------------------
Security: D1882G119
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: DE0005810055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.00 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5.1 ELECT KARL-HEINZ FLOETHER TO THE Mgmt For For
SUPERVISORY BOARD
5.2 ELECT ANDREAS GOTTSCHLING TO THE Mgmt For For
SUPERVISORY BOARD
5.3 ELECT MARTIN JETTER TO THE SUPERVISORY Mgmt For For
BOARD
5.4 ELECT BARBARA LAMBERT TO THE SUPERVISORY Mgmt For For
BOARD
5.5 ELECT MICHAEL RUEDIGER TO THE SUPERVISORY Mgmt For For
BOARD
5.6 ELECT CHARLES STONEHILL TO THE SUPERVISORY Mgmt For For
BOARD
5.7 ELECT CLARA-CHRISTINA STREIT TO THE Mgmt For For
SUPERVISORY BOARD
5.8 ELECT CHONG LEE TAN TO THE SUPERVISORY Mgmt For For
BOARD
6 APPROVE CREATION OF EUR 19 MILLION POOL OF Mgmt For For
CAPITAL WITH PREEMPTIVE RIGHTS
7 APPROVE REMUNERATION POLICY Mgmt For For
8 AMEND ARTICLES RE: AGM LOCATION Mgmt For For
9 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
CMMT 09 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 09 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE POST AG Agenda Number: 712954317
--------------------------------------------------------------------------------------------------------------------------
Security: D19225107
Meeting Type: AGM
Meeting Date: 27-Aug-2020
Ticker:
ISIN: DE0005552004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.15 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL 2020
6.1 ELECT JOERG KUKIES TO THE SUPERVISORY BOARD Mgmt For For
6.2 ELECT LAWRENCE ROSEN TO THE SUPERVISORY Mgmt For For
BOARD
7 APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES Mgmt For For
APPROVE CREATION OF EUR 12 MILLION POOL OF
CONDITIONAL CAPITAL TO GUARANTEE CONVERSION
RIGHTS
8 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 1.5 BILLION APPROVE CREATION
OF EUR 40 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
9.1 AMEND ARTICLES RE: ONLINE PARTICIPATION Mgmt For For
9.2 AMEND ARTICLES RE: INTERIM DIVIDEND Mgmt For For
CMMT 04 AUGUST 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 7. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE POST AG Agenda Number: 713717823
--------------------------------------------------------------------------------------------------------------------------
Security: D19225107
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: DE0005552004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.35 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6.1 ELECT INGRID DELTENRE TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT KATJA WINDT TO THE SUPERVISORY BOARD Mgmt For For
6.3 ELECT NIKOLAUS VON BOMHARD TO THE Mgmt For For
SUPERVISORY BOARD
7 APPROVE CREATION OF EUR 130 MILLION POOL OF Mgmt For For
CAPITAL WITHOUT PREEMPTIVE RIGHTS
8 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
9 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
10 APPROVE REMUNERATION POLICY Mgmt For For
11 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG Agenda Number: 713657762
--------------------------------------------------------------------------------------------------------------------------
Security: D2035M136
Meeting Type: AGM
Meeting Date: 01-Apr-2021
Ticker:
ISIN: DE0005557508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.60 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5.1 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
5.2 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR THE 2021 INTERIM FINANCIAL
STATEMENTS
5.3 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR THE FIRST QUARTER OF FISCAL
YEAR 2021
5.4 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR THE THIRD QUARTER OF FISCAL
YEAR 2021 AND FIRST QUARTER OF FISCAL YEAR
2022
6 ELECT HELGA JUNG TO THE SUPERVISORY BOARD Mgmt For For
7 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
8 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
9 APPROVE REMUNERATION POLICY Mgmt For For
10 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSAL
SUBMITTED BY DEUTSCHE SCHUTZVEREINIGUNG
FUER WERTPAPIERBESITZ E.V. (DSW): AMEND
ARTICLES RE: SHAREHOLDERS' RIGHT TO
PARTICIPATION DURING THE VIRTUAL MEETING
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 522716 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 11. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 16 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 16 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DEXUS Agenda Number: 713136124
--------------------------------------------------------------------------------------------------------------------------
Security: Q3190P134
Meeting Type: AGM
Meeting Date: 23-Oct-2020
Ticker:
ISIN: AU000000DXS1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 2 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
2 GRANT 2020 LONG-TERM INCENTIVE PERFORMANCE Mgmt For For
RIGHTS TO THE CHIEF EXECUTIVE OFFICER
3.1 APPROVAL OF AN INDEPENDENT DIRECTOR - Mgmt For For
PATRICK ALLAWAY
3.2 APPROVAL OF AN INDEPENDENT DIRECTOR - Mgmt For For
RICHARD SHEPPARD
3.3 APPROVAL OF AN INDEPENDENT DIRECTOR - PETER Mgmt For For
ST GEORGE
--------------------------------------------------------------------------------------------------------------------------
DEXUS Agenda Number: 713720591
--------------------------------------------------------------------------------------------------------------------------
Security: Q3190P134
Meeting Type: EGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: AU000000DXS1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE UNSTAPLING OF THE UNITS IN Mgmt For For
DXO, DDF, DIT AND DOT PURSUANT TO EACH OF
THEIR CONSTITUTIONS (SUBJECT TO THE PASSING
OF RESOLUTIONS 2 AND 3 AND FINAL BOARD
APPROVAL)
2 APPROVAL OF THE AMENDMENTS TO THE Mgmt For For
CONSTITUTIONS OF EACH DEXUS TRUST TO ENABLE
THE SIMPLIFICATION TO BE IMPLEMENTED AND OF
THE AUTHORISATION OF THE RESPONSIBLE ENTITY
TO EXECUTE THE SUPPLEMENTAL DEEDS POLL TO
GIVE EFFECT TO THOSE AMENDMENTS (SUBJECT TO
THE PASSING OF RESOLUTIONS 1 AND 3 AND
FINAL BOARD APPROVAL)
3 APPROVAL OF THE SIMPLIFICATION FOR ALL Mgmt For For
PURPOSES (SUBJECT TO THE PASSING OF
RESOLUTIONS 1 AND 2 AND FINAL BOARD
APPROVAL)
--------------------------------------------------------------------------------------------------------------------------
DISCO CORPORATION Agenda Number: 714257602
--------------------------------------------------------------------------------------------------------------------------
Security: J12327102
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3548600000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sekiya, Kazuma Mgmt Against Against
2.2 Appoint a Director Yoshinaga, Noboru Mgmt Against Against
2.3 Appoint a Director Tamura, Takao Mgmt Against Against
2.4 Appoint a Director Inasaki, Ichiro Mgmt For For
2.5 Appoint a Director Tamura, Shinichi Mgmt For For
3 Appoint a Corporate Auditor Mimata, Tsutomu Mgmt For For
4 Approve Details of Compensation as Stock Mgmt For For
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
DNB ASA Agenda Number: 713347816
--------------------------------------------------------------------------------------------------------------------------
Security: R1640U124
Meeting Type: EGM
Meeting Date: 30-Nov-2020
Ticker:
ISIN: NO0010031479
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE GENERAL MEETING AND Mgmt For For
SELECTION OF A PERSON TO CHAIR THE MEETING
2 APPROVAL OF THE NOTICE OF THE GENERAL Mgmt For For
MEETING AND THE AGENDA
3 ELECTION OF A PERSON TO SIGN THE MINUTES OF Mgmt For For
THE GENERAL MEETING ALONG WITH THE CHAIR
4 APPROVAL OF MERGER PLAN Mgmt For For
5 AUTHORISATION TO THE BOARD OF DIRECTORS FOR Mgmt For For
THE DISTRIBUTION OF DIVIDENDS FOR THE
ACCOUNTING YEAR: NOK 9.00 PER SHARE
6 AUTHORISATION TO THE BOARD OF DIRECTORS FOR Mgmt For For
THE REPURCHASE OF SHARES
CMMT 11 NOV 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 13 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHANGE IN TEXT OF RESOLUTION 5. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DNB ASA Agenda Number: 713834097
--------------------------------------------------------------------------------------------------------------------------
Security: R1640U124
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: NO0010031479
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING; ELECT CHAIRMAN OF MEETING Non-Voting
2 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
3 DESIGNATE INSPECTOR(S) OF MINUTES OF Mgmt For For
MEETING
4 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
5 AUTHORIZE BOARD TO DISTRIBUTE DIVIDENDS Mgmt For For
6 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For
7.a APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt Against Against
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
(ADVISORY)
7.b APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt Against Against
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
(BINDING)
8 APPROVE COMPANY'S CORPORATE GOVERNANCE Mgmt For For
STATEMENT
9 APPROVE REMUNERATION OF AUDITORS Mgmt For For
10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: CONSULTATIVE VOTE ON
THE FUTURE DESIGN OF A RULE IN THE ARTICLES
REGARDING THE NUMBER OF SHAREHOLDER-ELECTED
MEMBERS OF THE BOARD OF DIRECTORS
11.a ELECT DIRECTORS, EFFECTIVE FROM THE MERGER Mgmt For For
DATE
11.b ELECT DIRECTORS UNTIL THE MERGER DATE Mgmt For For
12 APPROVE REMUNERATION OF DIRECTORS AND Mgmt For For
NOMINATING COMMITTEE
CMMT 08 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 08 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DSV PANALPINA A/S Agenda Number: 713609672
--------------------------------------------------------------------------------------------------------------------------
Security: K3186P102
Meeting Type: AGM
Meeting Date: 15-Mar-2021
Ticker:
ISIN: DK0060079531
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 520927 DUE TO CHANGE IN VOTING
STATUS FOR RESOLUTION 8.5. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.1 TO 6.7. THANK YOU
1 REPORT OF THE BOARD OF DIRECTORS AND THE Non-Voting
EXECUTIVE BOARD ON THE ACTIVITIES OF THE
COMPANY IN 2020
2 PRESENTATION OF THE 2020 ANNUAL REPORT WITH Mgmt For For
THE AUDIT REPORT FOR ADOPTION
3 PRESENTATION AND APPROVAL OF THE 2020 Mgmt For For
REMUNERATION REPORT
4 APPROVAL OF THE PROPOSED REMUNERATION OF Mgmt For For
THE BOARD OF DIRECTORS FOR THE CURRENT
FINANCIAL YEAR
5 RESOLUTION ON THE APPLICATION OF PROFITS OR Mgmt For For
COVERAGE OF LOSSES AS PER THE APPROVED 2020
ANNUAL REPORT
6.1 RE- ELECTION OF MEMBER FOR THE BOARD OF Mgmt For For
DIRECTORS: THOMAS PLENBORG
6.2 RE- ELECTION OF MEMBER FOR THE BOARD OF Mgmt For For
DIRECTORS: ANNETTE SADOLIN
6.3 RE- ELECTION OF MEMBER FOR THE BOARD OF Mgmt For For
DIRECTORS: BIRGIT W. NORGAARD
6.4 RE- ELECTION OF MEMBER FOR THE BOARD OF Mgmt For For
DIRECTORS: JORGEN MOLLER
6.5 RE- ELECTION OF MEMBER FOR THE BOARD OF Mgmt For For
DIRECTORS: MALOU AAMUND
6.6 RE- ELECTION OF MEMBER FOR THE BOARD OF Mgmt For For
DIRECTORS: BEAT WALTI
6.7 RE- ELECTION OF MEMBER FOR THE BOARD OF Mgmt For For
DIRECTORS: NIELS SMEDEGAARD
7 RE-ELECTION OF PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR(S) (ORG. 33 77 12 31)
8.1 PROPOSED RESOLUTION: REDUCTION OF THE SHARE Mgmt For For
CAPITAL AND AMENDMENT OF ARTICLE 3 OF THE
ARTICLES OF ASSOCIATION
8.2 PROPOSED RESOLUTION: AUTHORISATION TO Mgmt For For
ACQUIRE TREASURY SHARES
8.3 PROPOSED RESOLUTION: AMENDMENT TO ARTICLE 7 Mgmt For For
OF THE ARTICLES OF ASSOCIATION
8.4 PROPOSED RESOLUTION: AMENDMENT TO THE Mgmt For For
REMUNERATION POLICY
8.5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: PROPOSED RESOLUTION:
SHAREHOLDER PROPOSAL ON REPORTING ON
CLIMATE-RELATED FINANCIAL RISKS AND
OPPORTUNITIES
9 ANY OTHER BUSINESS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
E.ON SE Agenda Number: 713834174
--------------------------------------------------------------------------------------------------------------------------
Security: D24914133
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: DE000ENAG999
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.47 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5.1 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
5.2 RATIFY KPMG AG AS AUDITORS FOR HALF-YEAR Mgmt For For
AND QUARTERLY REPORTS 2021
5.3 RATIFY KPMG AG AS AUDITORS FOR THE FIRST Mgmt For For
QUARTER OF FISCAL YEAR 2022
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8.1 ELECT ERICH CLEMENTI TO THE SUPERVISORY Mgmt For For
BOARD
8.2 ELECT ANDREAS SCHMITZ TO THE SUPERVISORY Mgmt For For
BOARD
8.3 ELECT EWALD WOSTE TO THE SUPERVISORY BOARD Mgmt For For
9.1 APPROVE AFFILIATION AGREEMENTS WITH E.ON Mgmt For For
45. VERWALTUNGS GMBH
9.2 APPROVE AFFILIATION AGREEMENT WITH E.ON 46. Mgmt For For
VERWALTUNGS GMBH
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT 09 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 09 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EAST JAPAN RAILWAY COMPANY Agenda Number: 714183403
--------------------------------------------------------------------------------------------------------------------------
Security: J1257M109
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3783600004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tomita, Tetsuro Mgmt Against Against
2.2 Appoint a Director Fukasawa, Yuji Mgmt Against Against
2.3 Appoint a Director Kise, Yoichi Mgmt Against Against
2.4 Appoint a Director Ise, Katsumi Mgmt Against Against
2.5 Appoint a Director Ichikawa, Totaro Mgmt Against Against
2.6 Appoint a Director Sakai, Kiwamu Mgmt Against Against
2.7 Appoint a Director Ouchi, Atsushi Mgmt Against Against
2.8 Appoint a Director Ito, Atsuko Mgmt Against Against
2.9 Appoint a Director Ito, Motoshige Mgmt For For
2.10 Appoint a Director Amano, Reiko Mgmt Against Against
2.11 Appoint a Director Sakuyama, Masaki Mgmt Against Against
2.12 Appoint a Director Kawamoto, Hiroko Mgmt Against Against
3 Appoint a Corporate Auditor Mori, Kimitaka Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EDP RENOVAVEIS, SA Agenda Number: 713565781
--------------------------------------------------------------------------------------------------------------------------
Security: E3847K101
Meeting Type: EGM
Meeting Date: 22-Feb-2021
Ticker:
ISIN: ES0127797019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 01 MAR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1A BOARD OF DIRECTORS: RATIFICATION OF Mgmt For For
APPOINTMENTS OF DIRECTORS BY CO-OPTATION.
RATIFICATION OF THE APPOINTMENT BY
CO-OPTION AS EXECUTIVE DIRECTOR OF MR.
MIGUEL STILWELL DE ANDRADE
1B BOARD OF DIRECTORS: RATIFICATION OF Mgmt For For
APPOINTMENTS OF DIRECTORS BY CO-OPTATION.
RATIFICATION OF THE APPOINTMENT BY
CO-OPTION AS DOMINICAL DIRECTOR MRS. ANA
PAULA GARRIDO PINA MARQUES
1C BOARD OF DIRECTORS: RATIFICATION OF Mgmt For For
APPOINTMENTS OF DIRECTORS BY CO-OPTATION.
RATIFICATION OF THE APPOINTMENT BY
CO-OPTION AS INDEPENDENT DIRECTOR OF MRS.
JOAN AVALYN DEMPSEY
2A BOARD OF DIRECTORS: DISMISSAL (SEPARACION) Mgmt For For
OF DIRECTORS. DISMISS (SEPARAR) MR. ANTONIO
LUIS GUERRA NUNES MEXIA OF HIS POSITION AS
DOMINICAL DIRECTOR
2B BOARD OF DIRECTORS: DISMISSAL (SEPARACION) Mgmt For For
OF DIRECTORS. DISMISS (SEPARAR) MR. JOAO
MANUEL MANSO NETO OF HIS POSITION AS
EXECUTIVE DIRECTOR
3 ADJUSTMENT OF THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD IN TWELVE (12)
4 AMENDMENT OF ARTICLES 12 (NOTICE OF GENERAL Mgmt For For
MEETINGS) AND 16 (CHAIRMAN OF THE GENERAL
MEETINGS) OF ARTICLES OF ASSOCIATION
5 DELEGATION OF POWERS TO THE FORMALIZATION Mgmt For For
AND IMPLEMENTATION OF ALL RESOLUTIONS
ADOPTED AT THE EXTRAORDINARY GENERAL
SHAREHOLDERS' MEETING, FOR THE EXECUTION OF
ANY RELEVANT PUBLIC DEED AND FOR ITS
INTERPRETATION, CORRECTION, ADDITION OR
DEVELOPMENT IN ORDER TO OBTAIN THE
APPROPRIATE REGISTRATIONS
CMMT 25 JAN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 25 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EDP RENOVAVEIS, SA Agenda Number: 713684517
--------------------------------------------------------------------------------------------------------------------------
Security: E3847K101
Meeting Type: OGM
Meeting Date: 12-Apr-2021
Ticker:
ISIN: ES0127797019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 13 APRIL 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE INDIVIDUAL ANNUAL ACCOUNTS OF EDP
RENOVAVEIS, S.A., AS WELL AS THOSE
CONSOLIDATED WITH ITS SUBSIDIARIES, FOR THE
FISCAL YEAR ENDED ON DECEMBER 31ST, 2020
2 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE PROPOSED APPLICATION OF RESULTS FOR THE
FISCAL YEAR ENDED ON DECEMBER 31ST, 2020,
AS WELL AS THE DISTRIBUTION OF DIVIDENDS
3 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE INDIVIDUAL MANAGEMENT REPORT OF EDP
RENOVAVEIS, S.A., THE CONSOLIDATED
MANAGEMENT REPORT WITH ITS SUBSIDIARIES,
AND ITS CORPORATE GOVERNANCE REPORT, FOR
THE FISCAL YEAR ENDED ON DECEMBER 31ST ,
2020
4 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE NON - FINANCIAL STATEMENT OF THE
CONSOLIDATED GROUP OF EDP RENOVAVEIS, S.A.,
FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST,
2020
5 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE MANAGEMENT AND PERFORMANCE BY THE BOARD
OF DIRECTORS AND ITS EXECUTIVE COMMITTEE
DURING THE FISCAL YEAR ENDED ON DECEMBER
31ST, 2020
6A BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MR.
MIGUEL STILWELL DE ANDRADE AS EXECUTIVE
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
6B BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MR. RUI
MANUEL RODRIGUES LOPES TEIXEIRA AS
EXECUTIVE DIRECTOR FOR THE TERM OF THREE
(3) YEARS AS SET IN THE ARTICLES OF
ASSOCIATION
6C BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MRS. VERA
DE MORAIS PINTO PEREIRA CARNEIRO AS
DOMINICAL DIRECTOR FOR THE TERM OF THREE
(3) YEARS AS SET IN THE ARTICLES OF
ASSOCIATION
6D BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MRS. ANA
PAULA GARRIDO DE PINA MARQUES AS DOMINICAL
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
6E BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MR.
MANUEL MENENDEZ MENENDEZ AS EXTERNAL
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
6F BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MR.
ACACIO LIBERADO MOTA PILOTO AS INDEPENDENT
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
6G BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MR. D.
ALLAN J. KATZ AS INDEPENDENT DIRECTOR FOR
THE TERM OF THREE (3) YEARS AS SET IN THE
ARTICLES OF ASSOCIATION
6H BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MRS. JOAN
AVALYN DEMPSEY AS INDEPENDENT DIRECTOR FOR
THE TERM OF THREE (3) YEARS AS SET IN THE
ARTICLES OF ASSOCIATION
6I BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: APPOINT MR. D.
ANTONIO SARMENTO GOMES MOTA AS INDEPENDENT
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
6J BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: APPOINT MR. MIGUEL
NUNO SIMOES NUNES FERREIRA SETAS AS
DOMINICAL DIRECTOR FOR THE TERM OF THREE
(3) YEARS AS SET IN THE ARTICLES OF
ASSOCIATION
6K BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: APPOINT MRS. ROSA
MARIA GARCIA GARCIA AS INDEPENDENT DIRECTOR
FOR THE TERM OF THREE (3) YEARS AS SET IN
THE ARTICLES OF ASSOCIATION
6L BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: APPOINT MR. JOSE
MANUEL FELIX MORGADO AS INDEPENDENT
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
7 APPROVAL OF THE REMUNERATION POLICY OF THE Mgmt For For
MANAGEMENT OF EDP RENOVAVEIS, S.A
8 REELECTION, AS EXTERNAL AUDITOR OF EDP Mgmt For For
RENOVAVEIS S.A., OF PRICEWATERHOUSECOOPERS
AUDITORES, S.L., REGISTERED AT THE OFFICIAL
REGISTER OF AUDITORS UNDER NUMBER S0242 AND
WITH TAX IDENTIFICATION NUMBER B79031290,
FOR THE YEARS 2021, 2022 AND 2023
9 SHARE CAPITAL INCREASE BY MEANS OF CASH Mgmt For For
CONTRIBUTIONS AND EXCLUSION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT FOR AN
AMOUNT OF 441,250,000(EUR) BY ISSUING AND
LISTING 88,250,000 NEW ORDINARY SHARES OF
5(EUR) OF NOMINAL VALUE PER SHARE AND A
SHARE PREMIUM OF 12(EUR) PER SHARE.
PREVISION OF INCOMPLETE SUBSCRIPTION.
DELEGATION OF AUTHORITIES FOR THE EXECUTION
OF THE SHARE CAPITAL INCREASE, THE
AMENDMENT OF THE COMPANY'S BY-LAWS AND THE
APPLICATION FOR THE LISTING OF THE NEW
SHARES ON EURONEXT LISBON
10 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
A COMPLEMENTARY DISTRIBUTION IN FAVOUR OF
THE SHAREHOLDERS WITH A CHARGE TO
UNRESTRICTED RESERVES
11 DELEGATION OF POWERS TO THE FORMALIZATION Mgmt For For
AND IMPLEMENTATION OF ALL RESOLUTIONS
ADOPTED AT THE GENERAL SHAREHOLDERS'
MEETING, FOR THE EXECUTION OF ANY RELEVANT
PUBLIC DEED AND FOR ITS INTERPRETATION,
CORRECTION, ADDITION OR DEVELOPMENT IN
ORDER TO OBTAIN THE APPROPRIATE
REGISTRATIONS
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 25 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
07 APR 2021 TO 01 APR 2021. IF YOU HAVE
ALREADY SENT IN YOUR VOTES TO MID 528329,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL SA Agenda Number: 713459445
--------------------------------------------------------------------------------------------------------------------------
Security: X67925119
Meeting Type: EGM
Meeting Date: 19-Jan-2021
Ticker:
ISIN: PTEDP0AM0009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED BY THE
COMPANY HOLDING THIS MEETING. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RESOLVE ON THE TRANSITIONAL EXTENSION OF Mgmt For For
THE CURRENT REMUNERATION POLICY OF THE
EXECUTIVE BOARD OF DIRECTORS TO BE APPLIED
TO THE MEMBERS OF THIS BOARD TO BE ELECTED
FOR THE 2021-2023 TERM OF OFFICE, TO BE IN
EFFECT UNTIL THE 2021 ANNUAL GENERAL
SHAREHOLDERS' MEETING IS HELD
2 RESOLVE ON THE ELECTION OF THE MEMBERS OF Mgmt For For
THE EXECUTIVE BOARD OF DIRECTORS FOR THE
2021-2023 TRIENNIUM MANDATE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 23 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
12 JAN 2021 TO 11 JAN 2021. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL SA Agenda Number: 713725274
--------------------------------------------------------------------------------------------------------------------------
Security: X67925119
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: PTEDP0AM0009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED BY THE
COMPANY HOLDING THIS MEETING. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 507950 DUE TO SPLITTING OF
RESOLUTIONS 3 AND 11. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1 APPROVE INDIVIDUAL AND CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS AND STATUTORY REPORTS
2 APPROVE ALLOCATION OF INCOME Mgmt For For
3.1 APPRAISE MANAGEMENT OF COMPANY AND APPROVE Mgmt For For
VOTE OF CONFIDENCE TO MANAGEMENT BOARD
3.2 APPRAISE SUPERVISION OF COMPANY AND APPROVE Mgmt For For
VOTE OF CONFIDENCE TO SUPERVISORY BOARD
3.3 APPRAISE WORK PERFORMED BY STATUTORY Mgmt For For
AUDITOR AND APPROVE VOTE OF CONFIDENCE TO
STATUTORY AUDITOR
4 AUTHORIZE REPURCHASE AND REISSUANCE OF Mgmt For For
SHARES
5 AUTHORIZE REPURCHASE AND REISSUANCE OF Mgmt For For
REPURCHASED DEBT INSTRUMENTS
6 AUTHORIZE INCREASE IN CAPITAL UP TO 10 Mgmt For For
PERCENT VIA ISSUANCE OF EQUITY OR
EQUITY-LINKED SECURITIES WITH PREEMPTIVE
RIGHTS
7 AMEND ARTICLES: RESOLVE ON THE PARTIAL Mgmt For For
AMENDMENT OF THE ARTICLES OF ASSOCIATION OF
EDP BY THE ADDITION OF A NUMBER 4 AND A
NUMBER 5 TO ARTICLE 4 AND THE MODIFICATION
OF PARAGRAPH D) OF NUMBER 2 OF ARTICLE 11,
OF NUMBER 2 OF ARTICLE 27 AND OF NUMBER 3
OF ARTICLE 23
8 ELIMINATE PREEMPTIVE RIGHTS Mgmt For For
9 APPROVE STATEMENT ON REMUNERATION POLICY Mgmt For For
APPLICABLE TO EXECUTIVE BOARD
10 APPROVE STATEMENT ON REMUNERATION POLICY Mgmt For For
APPLICABLE TO OTHER CORPORATE BODIES
11.1 ELECT CORPORATE BODIES FOR 2021-2023 TERM Mgmt Abstain Against
11.2 APPOINT PRICEWATERHOUSECOOPERS ASSOCIADOS - Mgmt For For
SOCIEDADE DE REVISORES DE CONTAS, LDA. AS
AUDITOR AND AURELIO ADRIANO RANGEL AMADO AS
ALTERNATE FOR 2021-2023 TERM
11.3 ELECT GENERAL MEETING BOARD FOR 2021-2023 Mgmt For For
TERM
11.4 ELECT REMUNERATION COMMITTEE FOR 2021-2023 Mgmt For For
TERM
11.5 APPROVE REMUNERATION OF REMUNERATION Mgmt For For
COMMITTEE MEMBERS
11.6 ELECT ENVIRONMENT AND SUSTAINABILITY BOARD Mgmt For For
FOR 2021-2023 TERM
--------------------------------------------------------------------------------------------------------------------------
EISAI CO.,LTD. Agenda Number: 714176787
--------------------------------------------------------------------------------------------------------------------------
Security: J12852117
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3160400002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Naito, Haruo Mgmt For For
1.2 Appoint a Director Kato, Yasuhiko Mgmt For For
1.3 Appoint a Director Bruce Aronson Mgmt For For
1.4 Appoint a Director Tsuchiya, Yutaka Mgmt For For
1.5 Appoint a Director Kaihori, Shuzo Mgmt For For
1.6 Appoint a Director Murata, Ryuichi Mgmt For For
1.7 Appoint a Director Uchiyama, Hideyo Mgmt For For
1.8 Appoint a Director Hayashi, Hideki Mgmt For For
1.9 Appoint a Director Miwa, Yumiko Mgmt For For
1.10 Appoint a Director Ike, Fumihiko Mgmt For For
1.11 Appoint a Director Kato, Yoshiteru Mgmt For For
1.12 Appoint a Director Miura, Ryota Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD Agenda Number: 713328917
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: AGM
Meeting Date: 02-Dec-2020
Ticker:
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.1 REELECT MICHAEL FEDERMANN AS DIRECTOR Mgmt For For
1.2 REELECT RINA BAUM AS DIRECTOR Mgmt For For
1.3 REELECT YORAM BEN-ZEEV AS DIRECTOR Mgmt For For
1.4 REELECT DAVID FEDERMANN AS DIRECTOR Mgmt For For
1.5 REELECT DOV NINVEH AS DIRECTOR Mgmt For For
1.6 REELECT EHOOD (UDI) NISAN AS DIRECTOR Mgmt For For
1.7 REELECT YULI TAMIR AS DIRECTOR Mgmt For For
2 ISSUE EXTENSION OF INDEMNIFICATION Mgmt For For
AGREEMENT TO MICHAEL FEDERMANN AND DAVID
FEDERMANN, DIRECTORS
3 REAPPOINT KOST, FORER,GABBAY & KASIERER AS Mgmt For For
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD Agenda Number: 713671015
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: EGM
Meeting Date: 07-Apr-2021
Ticker:
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 TO APPROVE THE AMENDED COMPENSATION POLICY Mgmt For For
OF THE COMPANY, SUBSTANTIALLY IN THE FORM
ATTACHED AS EXHIBIT A TO THE PROXY
STATEMENT (AS SPECIFIED)
2 TO APPROVE THE AMENDED EMPLOYMENT AGREEMENT Mgmt For For
OF THE COMPANY'S PRESIDENT AND CHIEF
EXECUTIVE OFFICER, MR. BEZHALEL MACHLIS
3 TO APPROVE THE PROVISION OF EXEMPTION Mgmt Against Against
LETTERS, SUBSTANTIALLY IN THE FORM ATTACHED
AS EXHIBIT B TO THE PROXY STATEMENT (THE
"EXEMPTION LETTERS"), TO MR. BEZHALEL
MACHLIS, MR. MICHAEL FEDERMANN AND MR.
DAVID FEDERMANN
4 TO APPROVE THE PROVISION OF EXEMPTION Mgmt Against Against
LETTERS TO THE COMPANY'S CURRENT AND FUTURE
DIRECTORS WHO ARE NOT DIRECT OR INDIRECT
CONTROLLING SHAREHOLDERS OF THE COMPANY OR
RELATIVES THEREOF
CMMT 18 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS 3.A AND 3.B. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ELECTRICITE DE FRANCE SA Agenda Number: 713893104
--------------------------------------------------------------------------------------------------------------------------
Security: F2940H113
Meeting Type: MIX
Meeting Date: 06-May-2021
Ticker:
ISIN: FR0010242511
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 526606 DUE TO RECEIVED
ADDITIONAL RESOLUTIONS "A" AND 12 TO 15.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU
CMMT 13 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 13 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104122100888-44 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES TO MID 555668, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: ALLOCATION OF INCOME
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 AND SETTING OF THE DIVIDEND
4 PAYMENT OF INTERIM DIVIDENDS IN SHARES - Mgmt For For
DELEGATION OF POWERS GRANTED TO THE BOARD
OF DIRECTORS
5 APPROVAL OF A REGULATED AGREEMENT - Mgmt For For
SUBSCRIPTION BY THE FRENCH STATE OF GREEN
BONDS WITH AN OPTION TO CONVERT AND/OR
EXCHANGE THEM FOR NEW OR EXISTING SHARES
("OCEANES")
6 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt For For
REPORT ON THE REGULATED AGREEMENTS AND
COMMITMENTS
7 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
OR AWARDED TO MR. JEAN-BERNARD LEVY,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF THE
COMPANY, FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - EX POST VOTE
8 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPANY'S CORPORATE OFFICERS - EX POST VOTE
9 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
RELATING TO THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2021 - EX
ANTE VOTE
10 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
RELATING TO DIRECTORS OF THE COMPANY FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2021
-EX ANTE VOTE
11 FIXED ANNUAL AMOUNT AS A COMPENSATION Mgmt For For
AWARDED TO THE BOARD OF DIRECTORS
12 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
MARIE-CHRISTINE LEPETI AS DIRECTOR
13 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
COLETTE LEWINER AS DIRECTOR
14 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
MICHELE ROUSSEAU AS DIRECTOR
15 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
FRANCOIS DELATTRE AS DIRECTOR
16 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS IN ORDER TO PROCEED WITH
CAPITAL INCREASES RESERVED FOR CATEGORIES
OF BENEFICIARIES WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
18 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING TREASURY SHARES
19 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT SHAREHOLDER
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
ENBRIDGE INC. Agenda Number: 935360571
--------------------------------------------------------------------------------------------------------------------------
Security: 29250N105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: ENB
ISIN: CA29250N1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Pamela L. Carter Mgmt For For
Marcel R. Coutu Mgmt For For
Susan M. Cunningham Mgmt For For
Gregory L. Ebel Mgmt For For
J. Herb England Mgmt For For
Gregory J. Goff Mgmt For For
V. Maureen K. Darkes Mgmt For For
Teresa S. Madden Mgmt For For
Al Monaco Mgmt For For
Stephen S. Poloz Mgmt For For
Dan C. Tutcher Mgmt For For
2 Appoint the auditors Appoint Mgmt For For
PricewaterhouseCoopers LLP as auditors of
Enbridge and authorize the directors to set
their remuneration
3 Advisory vote on executive compensation Mgmt For For
Accept Enbridge's approach to executive
compensation, as disclosed in the
Management Information Circular
--------------------------------------------------------------------------------------------------------------------------
ENDESA SA Agenda Number: 713721884
--------------------------------------------------------------------------------------------------------------------------
Security: E41222113
Meeting Type: OGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: ES0130670112
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVAL OF THE INDIVIDUAL ANNUAL FINANCIAL Mgmt For For
STATEMENTS OF ENDESA, S.A. BALANCE SHEE,
INCOME STATEMENT, STATEMENT OF CHANGES IN
NET EQUITY STATEMENT OF RECOGNIZED INCOME
AND EXPENSES AND STATEMENT OF TOTAL CHANGES
IN NET EQUITY, CASH FLOW STATEMENT AND
NOTES TO THE FINANCIAL STATEMENTS, AS WELL
AS OF THE CONSOLIDATED ANNUAL FINANCIAL
STATEMENTS OF ENDESA, S.A. AND ITS
SUBSIDIARY COMPANIES CONSOLIDATED STATEMENT
OF FINANCIAL POSITION, CONSOLIDATED INCOME
STATEMENT, CONSOLIDATED STATEMENT OF OTHER
COMPREHENSIVE INCOME, CONSOLIDATED
STATEMENT OF CHANGES IN NET EQUITY,
CONSOLIDATED CASH FLOW STATEMENT AND NOTES
TO THE FINANCIAL STATEMENTS, FOR FISCAL
YEAR ENDING DECEMBER 31, 2020
2 APPROVAL OF THE INDIVIDUAL MANAGEMENT Mgmt For For
REPORT OF ENDESA, S.A. AND THE CONSOLIDATED
MANAGEMENT REPORT OF ENDESA, S.A. AND ITS
SUBSIDIARY COMPANIES FOR FISCAL YEAR ENDING
31 DECEMBER 2020
3 APPROVAL OF THE NON FINANCIAL INFORMATION Mgmt For For
AND SUSTAINABILITY STATEMENT OF THE
CONSOLIDATED GROUP FOR FISCAL YEAR ENDING
31 DECEMBER 2020
4 APPROVAL OF THE CORPORATE MANAGEMENT FOR Mgmt For For
FISCAL YEAR ENDING 31 DECEMBER 2020
5 APPROVAL OF THE APPLICATION OF EARNINGS FOR Mgmt For For
FISCAL YEAR ENDING 31 DECEMBER 2020
6.1 ADDITION OF A NEW ARTICLE ARTICLE 26.TER IN Mgmt For For
THE CORPORATE BYLAWS THAT WOULD PROVIDE THE
OPTION TO HOLD A REMOTE ONLY GENERAL
MEETING
6.2 AMENDMENT OF ARTICLES 26.BIS, 27, 30 AND 33 Mgmt For For
OF THE CORPORATE BYLAWS, ALLOWING THE
SHAREHOLDERS PROXYHOLDERS TO ATTEND GENERAL
MEETINGS REMOTELY AND INTRODUCING OTHER
IMPROVEMENTS RELATING TO REMOTE ATTENDANCE
6.3 AMENDMENT OF ARTICLE 40 OF THE CORPORATE Mgmt For For
BYLAWS TO INTRODUCE TECHNICAL IMPROVEMENTS
TO THE PROVISIONS GOVERNING DIRECTOR
COMPENSATION
6.4 AMENDMENT OF ARTICLE 43 OF THE CORPORATE Mgmt For For
BYLAWS TO UPDATE THE PROVISIONS GOVERNING
REMOTE BOARD MEETINGS
7.1 ADDITION OF A NEW ARTICLE ARTICLE 10.TER IN Mgmt For For
THE GENERAL SHAREHOLDERS MEETING
REGULATIONS THAT WOULD PROVIDE THE OPTION
TO HOLD A REMOTE ONLY GENERAL MEETING
7.2 AMENDMENT OF ARTICLES 9, 10, 10 BIS, 11, 16 Mgmt For For
AND 21 OF THE GENERAL SHAREHOLDERS MEETING
REGULATIONS, ALLOWING THE SHAREHOLDERS
PROXYHOLDERS TO ATTEND GENERAL MEETINGS
REMOTELY AND INTRODUCING OTHER IMPROVEMENTS
RELATING TO REMOTE ATTENDANCE
8 ESTABLISHMENT OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AT ELEVEN
9 BINDING VOTE ON THE ANNUAL REPORT ON Mgmt For For
DIRECTORS COMPENSATION
10 APPROVAL OF THE DIRECTORS COMPENSATION Mgmt For For
POLICY FOR 2021 2023
11 APPROVAL OF THE STRATEGIC INCENTIVE 2021 Mgmt For For
2023
12 DELEGATION TO THE BOARD OF DIRECTORS TO Mgmt For For
EXECUTE AND IMPLEMENT RESOLUTIONS ADOPTED
BY THE GENERAL MEETING, AS WELL AS TO
SUBSTITUTE THE POWERS ENTRUSTED THERETO BY
THE GENERAL MEETING, AND GRANTING OF POWERS
TO THE BOARD OF DIRECTORS TO RECORD SUCH
RESOLUTIONS IN A PUBLIC INSTRUMENT AND
REGISTER SUCH RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
ENEL S.P.A. Agenda Number: 713943529
--------------------------------------------------------------------------------------------------------------------------
Security: T3679P115
Meeting Type: OGM
Meeting Date: 20-May-2021
Ticker:
ISIN: IT0003128367
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt For For
DECEMBER 2020. BOARD OF DIRECTORS' REPORT,
INTERNAL AND EXTERNAL AUDITORS REPORTS.
RESOLUTIONS RELATED THERETO. TO PRESENT THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2020 AND THE NON-FINANCIAL
CONSOLIDATED DECLARATION RELATED TO YEAR
2020
O.2 PROFIT ALLOCATION AND DIVIDEND DISTRIBUTION Mgmt For For
OF AVAILABLE RESERVES
O.3 TO AUTHORISE THE PURCHASE AND DISPOSAL OF Mgmt For For
OWN SHARES, UPON REVOCATION OF THE
AUTHORISATION CONFERRED BY THE ORDINARY
MEETING OF THE 14 MAY 2020. RESOLUTIONS
RELATED THERETO
O.4 2021 LONG-TERM INCENTIVE PLAN FOR THE Mgmt For For
MANAGEMENT OF ENEL S.P.A. AND/OR COMPANIES
CONTROLLED BY IT AS PER ART. 2359 OF THE
CIVIL CODE
O.5.1 REWARDING POLICY AND EMOLUMENT PAID REPORT. Mgmt For For
FIRST SECTION: REWARDING POLICY REPORT FOR
2021 (BINDING RESOLUTION)
O.5.2 REWARDING POLICY AND EMOLUMENT PAID REPORT. Mgmt For For
SECOND SECTION: EMOLUMENT PAID REPORT FOR
2020 (NON-BINDING RESOLUTION)
CMMT 21 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 22 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
MEETING TYPE WAS CHANGED FROM AGM TO OGM.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
ENEOS HOLDINGS,INC. Agenda Number: 714196400
--------------------------------------------------------------------------------------------------------------------------
Security: J29699105
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3386450005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sugimori,
Tsutomu
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ota, Katsuyuki
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yokoi,
Yoshikazu
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Iwase, Junichi
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yatabe,
Yasushi
2.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hosoi, Hiroshi
2.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Murayama,
Seiichi
2.8 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Saito, Takeshi
2.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ota, Hiroko
2.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Miyata,
Yoshiiku
2.11 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kudo, Yasumi
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nishimura,
Shingo
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Mitsuya, Yuko
--------------------------------------------------------------------------------------------------------------------------
ENGIE SA Agenda Number: 714067483
--------------------------------------------------------------------------------------------------------------------------
Security: F7629A107
Meeting Type: MIX
Meeting Date: 20-May-2021
Ticker:
ISIN: FR0010208488
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105032101281-53
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 571213 DUE TO RECEIVED CHANGE IN
SEQUENCE OF RESOLUTIONS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
IF VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING NET LOSS
AMOUNTING TO EUR (3,928,252,423.00). THE
SHAREHOLDERS' MEETING APPROVES THE
NON-DEDUCTIBLE EXPENSES AND CHARGES
AMOUNTING TO EUR 1,238,685.00
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE
MEETING, SHOWING NET CONSOLIDATED LOSS
(GROUP SHARE) AMOUNTING TO EUR
(1,536,305,773.00)
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES TO RECORD THE NET LOSS FOR THE
YEAR OF EUR (3,928,252,423.00) AS A DEFICIT
IN THE ADDITIONAL PAID-IN CAPITAL ACCOUNT
(THE RETAINED EARNINGS AMOUNTING TO EUR
0.00), AND DECIDES TO TRANSFER THE AMOUNT
OF EUR 1,304,535,923.00 FROM THE ADDITIONAL
PAID-IN CAPITAL ACCOUNT TO ALLOCATE THE
DIVIDENDS, AFTER WHICH, THE ADDITIONAL
PAID-IN CAPITAL ACCOUNT WILL SHOW A NEW
BALANCE OF EUR 22,233,760,727.00. THE
SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF
EUR 0.53 PER SHARE. A 10 PER CENT
EXCEPTIONAL DIVIDEND, I.E. EUR 0.053 PER
SHARE, WILL BE ALLOCATED TO THE SHARES
UNDER REGISTERED FORM. THE DIVIDEND AND
EXCEPTIONAL DIVIDEND WILL BE PAID ON MAY
26, 2021. THE AMOUNT CORRESPONDING TO THE
TREASURY SHARES WILL BE ALLOCATED TO THE
OTHER RESERVES. FOR THE LAST 3 FINANCIAL
YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS:
EUR 0.70 PER SHARE FOR FISCAL YEAR 2017 EUR
1.12 PER SHARE FOR FISCAL YEAR 2018 EUR
0.00 PER SHARE FOR FISCAL YEAR 2019
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF
THE FRENCH COMMERCIAL CODE, APPROVES SAID
REPORT AND TAKES NOTICE OF THE AGREEMENTS
REFERRED TO THEREIN ENTERED INTO AND
PREVIOUSLY APPROVED WHICH REMAINED IN FORCE
DURING SAID FISCAL YEAR
5 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 30.00, MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED: 10 PER CENT OF THE SHARES
COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
7,300,000,000.00. THE NUMBER OF SHARES
ACQUIRED BY THE COMPANY WITH A VIEW TO
RETAINING OR DELIVERING IN CASH OR IN AN
EXCHANGE AS PART OF A MERGER, DIVESTMENT OR
CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER
CENT OF ITS CAPITAL. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 14TH OF MAY
2020 IN ITS RESOLUTION NUMBER 6. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
6 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt Against Against
DIRECTOR, MRS CATHERINE MACGREGOR, FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
7 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt Against Against
DIRECTOR REPRESENTING THE EMPLOYEE
SHAREHOLDERS, MRS JACINTHE DELAGE, FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
8 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt For For
DIRECTOR REPRESENTING THE EMPLOYEE
SHAREHOLDERS, MR STEVEN LAMBERT, FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION RELATED TO THE COMPENSATION
PAID AND AWARDED TO THE CORPORATE OFFICERS
FOR THE 2020 FISCAL YEAR, IN ACCORDANCE
WITH THE ARTICLE L.22-10-9 I OF THE FRENCH
COMMERCIAL CODE
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR JEAN-PIERRE CLAMADIEU AS
CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE
2020 FINANCIAL YEAR
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MRS ISABELLE KOCHER AS MANAGING
DIRECTOR FROM THE 1ST OF JANUARY 2020 UNTIL
THE 24TH OF FEBRUARY 2020
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MRS CLAIRE WAYSAND AS MANAGING
DIRECTOR FROM THE 24TH OF FEBRUARY 2020
UNTIL THE 31ST OF DECEMBER 2020
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE DIRECTORS
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE MANAGING DIRECTOR
16 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL IN FAVOUR OF THE MEMBERS OF ONE OR
SEVERAL COMPANY SAVINGS PLANS SET UP BY THE
GROUP COMPOSED OF THE COMPANY AND THE
FRENCH OR FOREIGN COMPANIES WITHIN THE
COMPANY'S ACCOUNT CONSOLIDATION SCOPE, BY
ISSUANCE OF SHARES OR SECURITIES GIVING
ACCESS TO EQUITY SECURITIES TO BE ISSUED,
WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. THIS AMOUNT SHALL
COUNT AGAINST THE OVERALL VALUE SET FORTH
IN RESOLUTION NUMBER 24 GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 14TH OF MAY
2020. THIS DELEGATION IS GIVEN FOR A
26-MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED 2 PER CENT OF THE
SHARE CAPITAL. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF THE 14TH OF MAY 2020 IN ITS
RESOLUTION NUMBER 27. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
17 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL IN FAVOUR OF ANY LEGAL PERSON,
UNDER FRENCH OR FOREIGN LAW, INCLUDING ANY
FINANCIAL INSTITUTION OR ITS SUBSIDIARIES,
ACTING ON BEHALF OF THE COMPANY TO SET UP
AN INTERNATIONAL EMPLOYEE SHAREHOLDING
SCHEME FOR THE ENGIE GROUP, BY ISSUANCE OF
SHARES AND OR SECURITIES GIVING ACCESS TO
EQUITY SECURITIES TO BE ISSUED, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS. THIS DELEGATION IS GIVEN FOR AN
18-MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED 0.5 PER CENT OF THE
SHARE CAPITAL. THIS AMOUNT SHALL COUNT
AGAINST THE OVERALL VALUE SET FORTH IN
RESOLUTION 16 OF THE PRESENT SHAREHOLDERS'
MEETING AND RESOLUTION 24 OF THE
SHAREHOLDERS' MEETING OF THE 14TH OF MAY
2020. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF THE
14TH OF MAY 2020 IN ITS RESOLUTION 28. ALL
POWERS TO THE BOARD OF DIRECTORS TO
ACCOMPLISH ALL NECESSARY FORMALITIES
18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO GRANT, FOR FREE,
COMPANY'S EXISTING SHARES, IN FAVOUR OF THE
EMPLOYEES OF THE COMPANY AND THE EMPLOYEES
AND CORPORATE OFFICERS OF THE RELATED
COMPANIES OR GROUPINGS, THE CORPORATE
OFFICERS OF THE COMPANY BEING EXCLUDED,
BEING REMINDED THAT THE ALLOCATION WILL BE
GRANTED EITHER TO ALL THE EMPLOYEES WITHIN
A SCHEME OF FREE SHARES ALLOCATION OR TO
THE EMPLOYEES WHO ARE MEMBERS OF AN
INTERNATIONAL EMPLOYEE SHAREHOLDING SCHEME
OF THE ENGIE GROUP . THEY MAY NOT REPRESENT
MORE THAN 0.75 PER CENT OF THE SHARE
CAPITAL WITHOUT EXCEEDING 0.25 PER CENT OF
THE SHARE CAPITAL PER YEAR. THIS AMOUNT
SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION NUMBER 19. THIS
AUTHORIZATION IS GIVEN FOR 38 MONTHS,
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF THE 18TH OF MAY 2018 IN ITS
RESOLUTION NUMBER 28. ALL POWERS TO THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
19 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO GRANT, FOR FREE,
COMPANY'S EXISTING SHARES, IN FAVOUR OF
SOME EMPLOYEES OF THE COMPANY AND SOME
EMPLOYEES AND CORPORATE OFFICERS OF THE
RELATED COMPANIES OR GROUPINGS, THE
CORPORATE OFFICERS OF THE COMPANY BEING
EXCLUDED. THEY MAY NOT REPRESENT MORE THAN
0.75 PER CENT OF THE SHARE CAPITAL WITHOUT
EXCEEDING 0.25 PER CENT OF THE SHARE
CAPITAL PER YEAR. THIS AUTHORIZATION IS
GIVEN FOR A 38-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 18TH OF MAY
2018 IN ITS RESOLUTION NUMBER 29. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
20 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: THE SHAREHOLDERS'
MEETING RESOLVES TO RECORD THE LOSS FOR THE
YEAR OF EUR (3,928,252,423.00) AS A DEFICIT
IN THE ADDITIONAL PAID-IN CAPITAL ACCOUNT,
TO ALLOCATE DIVIDENDS FOR THE AMOUNT OF EUR
1,304,535,923.00 FROM THE ADDITIONAL
PAID-IN CAPITAL ACCOUNT, WHICH WILL SHOW A
NEW BALANCE OF EUR 22,233,760,727.00. THE
SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF
EUR 0.35 PER SHARE. A 10 PER CENT
EXCEPTIONAL DIVIDEND, I.E. EUR 0.035 PER
SHARE, WILL BE ALLOCATED TO THE SHARES
UNDER REGISTERED FORM FOR AT LEAST 2 YEARS
BY DEC. 31, 2020, WITHOUT ANY INTERRUPTION
UNTIL MAY 26, 2021. IF SOME OF THE
261,035,225 SHARES UNDER REGISTERED FORM
WERE TO CEASE TO BE REGISTERED AS SUCH
BETWEEN JAN. 1, 2021 AND MAY 26, 2021, THE
AMOUNT CORRESPONDING TO THE EXCEPTIONAL
DIVIDEND WOULD BE ALLOCATED TO THE OTHER
RESERVES. THE DIVIDEND AND EXCEPTIONAL
DIVIDEND WILL BE PAID ON MAY 26, 2021.
DIVIDENDS PAID FOR THE LAST YEARS: FISCAL
YEAR 2017: EUR 0.70 PER SHARE FISCAL YEAR
2018: EUR 1.12 PER SHARE FISCAL YEAR 2019:
EUR 0.00 PER SHARE
--------------------------------------------------------------------------------------------------------------------------
ENI S.P.A Agenda Number: 935411861
--------------------------------------------------------------------------------------------------------------------------
Security: 26874R108
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: E
ISIN: US26874R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Eni S.p.A. financial statements at December Mgmt For For
31, 2020. Related resolutions. Eni
consolidated financial statements at
December 31, 2020. Reports of the
Directors, the Board of Statutory Auditors
and of the Audit Firm.
2. Allocation of net profit. Mgmt For For
3. Payment of the 2021 interim dividend by Mgmt For For
distribution of the available reserve.
4. Appointment of a standing Statutory Mgmt For
Auditor, to restore full membership of the
Board of Statutory Auditors.
5. Appointment of an alternate Statutory Mgmt For
Auditor, to restore full membership of the
Board of Statutory Auditors.
6. Authorisation to purchase treasury shares; Mgmt For For
Related and consequent resolutions.
7. Report on remuneration paid. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
EPIROC AB Agenda Number: 713280751
--------------------------------------------------------------------------------------------------------------------------
Security: W25918108
Meeting Type: EGM
Meeting Date: 27-Nov-2020
Ticker:
ISIN: SE0011166941
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF THE CHAIR OF THE MEETING: THE Non-Voting
NOMINATION COMMITTEE HAS PROPOSED THAT SVEN
UNGER, MANNHEIMER SWARTLING, IS ELECTED
CHAIR OF THE EXTRAORDINARY GENERAL MEETING,
OR IN THE EVENT HE IS PREVENTED FROM
PARTICIPATING, THE PERSON APPOINTED BY THE
NOMINATION COMMITTEE
2 ELECTION OF TWO PERSONS TO CHECK THE Non-Voting
MINUTES
3 PREPARATION AND APPROVAL OF VOTING REGISTER Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION WHETHER THE EXTRAORDINARY Non-Voting
GENERAL MEETING HAS BEEN DULY CONVENED
6 DECISION REGARDING DISTRIBUTION OF DIVIDEND Mgmt For For
AND RECORD DATE FOR RECEIVING THE DIVIDEND:
SEK 1.20 PER SHARE
7 DECISION REGARDING AMENDING THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION
CMMT 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 29 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EPIROC AB Agenda Number: 713280802
--------------------------------------------------------------------------------------------------------------------------
Security: W25918116
Meeting Type: EGM
Meeting Date: 27-Nov-2020
Ticker:
ISIN: SE0011166933
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECT CHAIRMAN OF MEETING Non-Voting
2.A DESIGNATE PETRA HEDENGRAN AS INSPECTOR OF Non-Voting
MINUTES OF MEETING
2.B DESIGNATE MIKAEL WIBERG AS INSPECTOR OF Non-Voting
MINUTES OF MEETING
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 APPROVE AGENDA OF MEETING Non-Voting
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 APPROVE SPECIAL DIVIDENDS OF SEK 1.20 PER Mgmt For For
SHARE
7 AMEND ARTICLES OF ASSOCIATION RE COMPANY Mgmt For For
NAME PARTICIPATION AT GENERAL MEETINGS
CMMT 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 29 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EPIROC AB Agenda Number: 713728941
--------------------------------------------------------------------------------------------------------------------------
Security: W25918108
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: SE0011166941
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECT CHAIRMAN OF MEETING Non-Voting
2.A DESIGNATE PETRA HEDENGRAN (INVESTOR AB) AS Non-Voting
INSPECTOR OF MINUTES OF MEETING
2.B DESIGNATE MIKAEL WIBERG (ALECTA) AS Non-Voting
INSPECTOR OF MINUTES OF MEETING
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 APPROVE AGENDA OF MEETING Non-Voting
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
7.A ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
7.B.1 APPROVE DISCHARGE OF LENNART EVRELL Mgmt For For
7.B.2 APPROVE DISCHARGE OF JOHAN FORSSELL Mgmt For For
7.B.3 APPROVE DISCHARGE OF HELENA HEDBLOM (AS Mgmt For For
BOARD MEMBER)
7.B.4 APPROVE DISCHARGE OF JEANE HULL Mgmt For For
7.B.5 APPROVE DISCHARGE OF RONNIE LETEN Mgmt For For
7.B.6 APPROVE DISCHARGE OF PER LINDBERG (AS BOARD Mgmt For For
MEMBER)
7.B.7 APPROVE DISCHARGE OF ULLA LITZEN Mgmt For For
7.B.8 APPROVE DISCHARGE OF SIGURD MAREELS Mgmt For For
7.B.9 APPROVE DISCHARGE OF ASTRID SKARHEIM ONSUM Mgmt For For
7.B10 APPROVE DISCHARGE OF ANDERS ULLBERG Mgmt For For
7.B11 APPROVE DISCHARGE OF NICLAS BERGSTROM Mgmt For For
7.B12 APPROVE DISCHARGE OF GUSTAV EL RACHIDI Mgmt For For
7.B13 APPROVE DISCHARGE OF KRISTINA KANESTAD Mgmt For For
7.B14 APPROVE DISCHARGE OF BENGT LINDGREN Mgmt For For
7.B15 APPROVE DISCHARGE OF DANIEL RUNDGREN Mgmt For For
7.B16 APPROVE DISCHARGE OF HELENA HEDBLOM (AS Mgmt For For
CEO)
7.B17 APPROVE DISCHARGE OF PER LINDBERG (AS CEO) Mgmt For For
7.C APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF SEK 2.50 PER SHARE
7.D APPROVE REMUNERATION REPORT Mgmt For For
8.A DETERMINE NUMBER OF MEMBERS (9) AND DEPUTY Mgmt For For
MEMBERS OF BOARD
8.B DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY Mgmt For For
AUDITORS
9.A.1 REELECT LENNART EVRELL AS DIRECTOR Mgmt For For
9.A.2 REELECT JOHAN FORSSELL AS DIRECTOR Mgmt For For
9.A.3 REELECT HELENA HEDBLOM AS DIRECTOR Mgmt For For
9.A.4 REELECT JEANE HULL AS DIRECTOR Mgmt For For
9.A.5 REELECT RONNIE LETEN AS DIRECTOR Mgmt For For
9.A.6 REELECT ULLA LITZEN AS DIRECTOR Mgmt For For
9.A.7 REELECT SIGURD MAREELS AS DIRECTOR Mgmt For For
9.A.8 REELECT ASTRID SKARHEIM ONSUM AS DIRECTOR Mgmt For For
9.A.9 REELECT ANDERS ULLBERG AS DIRECTOR Mgmt For For
9.B REELECT RONNIE LETEN AS BOARD CHAIRMAN Mgmt For For
9.C RATIFY DELOITTE AS AUDITORS Mgmt For For
10.A APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF SEK 2.13 MILLION FOR CHAIR AND
SEK 665,000 FOR OTHER DIRECTORS APPROVE
PARTLY REMUNERATION IN SYNTHETIC SHARES
APPROVE REMUNERATION FOR COMMITTEE WORK
10.B APPROVE REMUNERATION OF AUDITORS Mgmt For For
11 APPROVE STOCK OPTION PLAN 2021 FOR KEY Mgmt For For
EMPLOYEES
12.A APPROVE EQUITY PLAN FINANCING THROUGH Mgmt For For
REPURCHASE OF CLASS A SHARES
12.B APPROVE REPURCHASE OF SHARES TO PAY 50 Mgmt For For
PERCENT OF DIRECTOR'S REMUNERATION IN
SYNTHETIC SHARES
12.C APPROVE EQUITY PLAN FINANCING THROUGH Mgmt For For
TRANSFER OF CLASS A SHARES TO PARTICIPANTS
12.D APPROVE SALE OF CLASS A SHARES TO FINANCE Mgmt For For
DIRECTOR REMUNERATION IN SYNTHETIC SHARES
12.E APPROVE SALE OF CLASS A SHARES TO FINANCE Mgmt For For
STOCK OPTION PLAN 2016, 2017 AND 2018
13 APPROVE 21 STOCK SPLIT APPROVE SEK 250 Mgmt For For
MILLION REDUCTION IN SHARE CAPITAL VIA
SHARE CANCELLATION APPROVE CAPITALIZATION
OF RESERVES OF SEK 250 MILLION
CMMT 30 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 30 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 30 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
EPIROC AB Agenda Number: 713725325
--------------------------------------------------------------------------------------------------------------------------
Security: W25918116
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: SE0011166933
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECT CHAIRMAN OF MEETING Non-Voting
2.A DESIGNATE PETRA HEDENGRAN (INVESTOR AB) AS Non-Voting
INSPECTOR OF MINUTES OF MEETING
2.B DESIGNATE MIKAEL WIBERG (ALECTA) AS Non-Voting
INSPECTOR OF MINUTES OF MEETING
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 APPROVE AGENDA OF MEETING Non-Voting
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
7.A ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
7.B.1 APPROVE DISCHARGE OF LENNART EVRELL Mgmt For For
7.B.2 APPROVE DISCHARGE OF JOHAN FORSSELL Mgmt For For
7.B.3 APPROVE DISCHARGE OF HELENA HEDBLOM (AS Mgmt For For
BOARD MEMBER)
7.B.4 APPROVE DISCHARGE OF JEANE HULL Mgmt For For
7.B.5 APPROVE DISCHARGE OF RONNIE LETEN Mgmt For For
7.B.6 APPROVE DISCHARGE OF PER LINDBERG (AS BOARD Mgmt For For
MEMBER)
7.B.7 APPROVE DISCHARGE OF ULLA LITZEN Mgmt For For
7.B.8 APPROVE DISCHARGE OF SIGURD MAREELS Mgmt For For
7.B.9 APPROVE DISCHARGE OF ASTRID SKARHEIM ONSUM Mgmt For For
7.B10 APPROVE DISCHARGE OF ANDERS ULLBERG Mgmt For For
7.B11 APPROVE DISCHARGE OF NICLAS BERGSTROM Mgmt For For
7.B12 APPROVE DISCHARGE OF GUSTAV EL RACHIDI Mgmt For For
7.B13 APPROVE DISCHARGE OF KRISTINA KANESTAD Mgmt For For
7.B14 APPROVE DISCHARGE OF BENGT LINDGREN Mgmt For For
7.B15 APPROVE DISCHARGE OF DANIEL RUNDGREN Mgmt For For
7.B16 APPROVE DISCHARGE OF HELENA HEDBLOM (AS Mgmt For For
CEO)
7.B17 APPROVE DISCHARGE OF PER LINDBERG (AS CEO) Mgmt For For
7.C APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF SEK 2.50 PER SHARE
7.D APPROVE REMUNERATION REPORT Mgmt For For
8.A DETERMINE NUMBER OF MEMBERS (9) AND DEPUTY Mgmt For For
MEMBERS OF BOARD
8.B DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY Mgmt For For
AUDITORS
9.A.1 REELECT LENNART EVRELL AS DIRECTOR Mgmt For For
9.A.2 REELECT JOHAN FORSSELL AS DIRECTOR Mgmt For For
9.A.3 REELECT HELENA HEDBLOM AS DIRECTOR Mgmt For For
9.A.4 REELECT JEANE HULL AS DIRECTOR Mgmt For For
9.A.5 REELECT RONNIE LETEN AS DIRECTOR Mgmt For For
9.A.6 REELECT ULLA LITZEN AS DIRECTOR Mgmt For For
9.A.7 REELECT SIGURD MAREELS AS DIRECTOR Mgmt For For
9.A.8 REELECT ASTRID SKARHEIM ONSUM AS DIRECTOR Mgmt For For
9.A.9 REELECT ANDERS ULLBERG AS DIRECTOR Mgmt For For
9.B REELECT RONNIE LETEN AS BOARD CHAIRMAN Mgmt For For
9.C RATIFY DELOITTE AS AUDITORS Mgmt For For
10.A APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF SEK 2.13 MILLION FOR CHAIR AND
SEK 665,000 FOR OTHER DIRECTORS APPROVE
PARTLY REMUNERATION IN SYNTHETIC SHARES
APPROVE REMUNERATION FOR COMMITTEE WORK
10.B APPROVE REMUNERATION OF AUDITORS Mgmt For For
11 APPROVE STOCK OPTION PLAN 2021 FOR KEY Mgmt For For
EMPLOYEES
12.A APPROVE EQUITY PLAN FINANCING THROUGH Mgmt For For
REPURCHASE OF CLASS A SHARES
12.B APPROVE REPURCHASE OF SHARES TO PAY 50 Mgmt For For
PERCENT OF DIRECTOR'S REMUNERATION IN
SYNTHETIC SHARES
12.C APPROVE EQUITY PLAN FINANCING THROUGH Mgmt For For
TRANSFER OF CLASS A SHARES TO PARTICIPANTS
12.D APPROVE SALE OF CLASS A SHARES TO FINANCE Mgmt For For
DIRECTOR REMUNERATION IN SYNTHETIC SHARES
12.E APPROVE SALE OF CLASS A SHARES TO FINANCE Mgmt For For
STOCK OPTION PLAN 2016, 2017 AND 2018
13 APPROVE 2:1 STOCK SPLIT APPROVE SEK 250 Mgmt For For
MILLION REDUCTION IN SHARE CAPITAL VIA
SHARE CANCELLATION APPROVE CAPITALIZATION
OF RESERVES OF SEK 250 MILLION
CMMT 30 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 30 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 30 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
EQT AB Agenda Number: 714067712
--------------------------------------------------------------------------------------------------------------------------
Security: W3R27C102
Meeting Type: AGM
Meeting Date: 02-Jun-2021
Ticker:
ISIN: SE0012853455
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 570500 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRPERSON OF THE MEETING: Non-Voting
ERIK SJOMAN
3.a ELECTION OF PERSON WHO SHALL APPROVE THE Non-Voting
MINUTES OF THE MEETING: JACOB WALLENBERG
3.b ELECTION OF PERSON WHO SHALL APPROVE THE Non-Voting
MINUTES OF THE MEETING: MAGNUS BILLING
4 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
5 APPROVAL OF THE AGENDA Non-Voting
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 PRESENTATION BY THE CEO Non-Voting
8 PRESENTATION OF THE ANNUAL REPORT AS WELL Non-Voting
AS THE CONSOLIDATED FINANCIAL STATEMENTS
AND THE AUDITORS REPORT
9 RESOLUTION REGARDING ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND THE BALANCE SHEET, AS WELL AS
THE CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
10 RESOLUTION REGARDING ALLOCATION OF EQT'S Mgmt For For
PROFIT IN ACCORDANCE WITH THE ADOPTED
BALANCE SHEET
11.a RESOLUTION REGARDING DISCHARGE OF LIABILITY Mgmt For For
FOR THE BOARD MEMBER: EDITH COOPER
11.b RESOLUTION REGARDING DISCHARGE OF LIABILITY Mgmt For For
FOR THE BOARD MEMBER: JOHAN FORSSELL
11.c RESOLUTION REGARDING DISCHARGE OF LIABILITY Mgmt For For
FOR THE BOARD MEMBER: CONNI JONSSON
11.d RESOLUTION REGARDING DISCHARGE OF LIABILITY Mgmt For For
FOR THE BOARD MEMBER: NICOLA KIMM
11.e RESOLUTION REGARDING DISCHARGE OF LIABILITY Mgmt For For
FOR THE BOARD MEMBER: DIONY LEBOT
11.f RESOLUTION REGARDING DISCHARGE OF LIABILITY Mgmt For For
FOR THE BOARD MEMBER: GORDON ORR
11.g RESOLUTION REGARDING DISCHARGE OF LIABILITY Mgmt For For
FOR THE BOARD MEMBER: FINN RAUSING
11.h RESOLUTION REGARDING DISCHARGE OF LIABILITY Mgmt For For
FOR THE BOARD MEMBER: PETER WALLENBERG JR
11.i RESOLUTION REGARDING DISCHARGE OF LIABILITY Mgmt For For
FOR THE CEO: CHRISTIAN SINDING (CEO)
12.a RESOLUTION ON: THE NUMBER OF BOARD MEMBERS Mgmt For For
WHO SHALL BE APPOINTED BY THE MEETING:
EIGHT MEMBERS OF THE BOARD OF DIRECTORS AND
NO DEPUTY MEMBERS OF THE BOARD OD DIRECTORS
12.b RESOLUTION ON: THE NUMBER OF AUDITORS AND Mgmt For For
DEPUTY AUDITORS WHO SHALL BE APPOINTED BY
THE MEETING: ONE REGISTERED AUDITING
COMPANY AS AUDITOR AND NO DEPUTY AUDITOR
13.a RESOLUTION ON: THE FEES TO THE BOARD Mgmt For For
MEMBERS
13.b RESOLUTION ON: THE FEES TO THE AUDITORS Mgmt For For
14.a ELECTION OF BOARD MEMBER: CONNI JONSSON, Mgmt For For
RE-ELECTION
14.b ELECTION OF BOARD MEMBER: EDITH COOPER, Mgmt For For
RE-ELECTION
14.c ELECTION OF BOARD MEMBER: JOHAN FORSSELL, Mgmt For For
RE-ELECTION
14.d ELECTION OF BOARD MEMBER: NICOLA KIMM, Mgmt For For
RE-ELECTION
14.e ELECTION OF BOARD MEMBER: DIONY LEBOT, Mgmt For For
RE-ELECTION
14.f ELECTION OF BOARD MEMBER: GORDON ORR, Mgmt For For
RE-ELECTION
14.g ELECTION OF BOARD MEMBER: MARGO COOK, NEW Mgmt For For
ELECTION
14.h ELECTION OF BOARD MEMBER: MARCUS Mgmt For For
WALLENBERG, NEW ELECTION
14.i ELECTION OF CHAIRPERSON OF THE BOARD OF Mgmt For For
DIRECTORS: CONNI JONSSON, RE-ELECTION
15 ELECTION OF AUDITORS AND DEPUTY AUDITORS: Mgmt For For
THE REGISTERED AUDITING COMPANY KPMG AB IS
PROPOSED TO BE RE-ELECTED AS AUDITOR FOR
THE PERIOD UNTIL THE END OF THE ANNUAL
SHAREHOLDERS' MEETING 2022. KPMG AB HAS
INFORMED THAT, SUBJECT TO THE APPROVAL OF
THE PROPOSAL FROM THE NOMINATION COMMITTEE
REGARDING AUDITOR, AUTHORIZED PUBLIC
ACCOUNTANT HAKAN REISING WILL CONTINUE TO
BE THE AUDITOR IN CHARGE FOR THE AUDIT. THE
NOMINATION COMMITTEE'S PROPOSAL IS
CONSISTENT WITH THE AUDIT COMMITTEE'S
RECOMMENDATION.
16 PRESENTATION OF THE BOARD OF DIRECTORS' Mgmt For For
REMUNERATION REPORT FOR APPROVAL
17 RESOLUTION ON GUIDELINES FOR REMUNERATION Mgmt For For
TO EXECUTIVE MANAGEMENT
18 RESOLUTION ON AUTHORIZATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO ISSUE SHARES
19 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
EQUINOR ASA Agenda Number: 935409789
--------------------------------------------------------------------------------------------------------------------------
Security: 29446M102
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: EQNR
ISIN: US29446M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3 Election of chair for the meeting. Mgmt For For
4 Approval of the notice and the agenda. Mgmt For For
5 Election of two persons to co-sign the Mgmt For For
minutes together with the chair of the
meeting.
6 Approval of the annual report and accounts Mgmt For For
for Equinor ASA and the Equinor group for
2020, including the board of directors'
proposal for distribution of fourth quarter
2020 dividend.
7 Authorisation to distribute dividend based Mgmt For For
on approved annual accounts for 2020.
8 Proposal from shareholder to set short-, Shr Against For
medium-, and long- term targets for
greenhouse gas (GHG) emissions of the
company's operations and the use of energy
products (including Scope 1, 2 and
3)(Shareholder proposal).
9 Proposal from shareholders to report key Shr Against For
information on both climate risk and nature
risk (Shareholder proposal).
10 Proposal from shareholder to stop all Shr Against For
exploration activity and test drilling for
fossil energy resources (Shareholder
proposal).
11 Proposal from shareholder to present a Shr Against For
strategy for real business transformation
to sustainable energy production
(Shareholder proposal).
12 Proposal from shareholders to stop all oil Shr Against For
and gas exploration in the Norwegian sector
of the Barents Sea (Shareholder proposal).
13 Proposal from shareholders to spin-out Shr Against For
Equinor's renewable energy business in wind
and solar power to a separate company,
"NewCo" (Shareholder proposal).
14 Proposal from shareholder to divest all Shr Against For
non-petroleum-related business overseas and
to consider withdrawing from all
petroleum-related business overseas
(Shareholder proposal).
15 Proposal from shareholder that all Shr Against For
exploration for new oil and gas discoveries
is discontinued, that Equinor multiplies
its green investments, improves its EGS
profile and reduces its risk for future
lawsuits (Shareholder proposal).
16 Proposal from shareholder for actions to Shr Against For
avoid big losses overseas, receive specific
answers with regards to safety incidents
and get the audit's evaluation of improved
quality assurance and internal control
(Shareholder proposal).
17 Proposal from shareholder to include Shr Against For
nuclear in Equinor's portfolio (Shareholder
proposal).
18 The board of directors' report on Corporate Shr For For
Governance.
19A Approval of the board of directors' Mgmt For For
remuneration policy on determination of
salary and other remuneration for leading
personnel.
19B Advisory vote of the board of directors' Mgmt For For
remuneration report for leading personnel.
20 Approval of remuneration for the company's Mgmt For For
external auditor for 2020.
21 Determination of remuneration for the Mgmt For For
corporate assembly members.
22 Determination of remuneration for the Mgmt For For
nomination committee members.
23 Authorisation to acquire Equinor ASA shares Mgmt For For
in the market to continue operation of the
share savings plan for employees.
24 Authorisation to acquire Equinor ASA shares Mgmt For For
in the market for subsequent annulment.
--------------------------------------------------------------------------------------------------------------------------
ERSTE GROUP BANK AG Agenda Number: 713250986
--------------------------------------------------------------------------------------------------------------------------
Security: A19494102
Meeting Type: AGM
Meeting Date: 10-Nov-2020
Ticker:
ISIN: AT0000652011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 475159 DUE TO SPLITTING OF
RESOLUTION 6. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.75 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
5 RATIFY PWC AS AUDITORS FOR FISCAL 2021 Mgmt For For
6.1 APPROVE DECREASE IN SIZE OF SUPERVISORY Mgmt For For
BOARD TO TWELVE MEMBERS
6.2 REELECT MAXIMILIAN HARDEGG AS SUPERVISORY Mgmt For For
BOARD MEMBER
6.3 ELECT FRIEDRICH SANTNER AS SUPERVISORY Mgmt For For
BOARD MEMBER
6.4 ELECT ANDRAS SIMOR AS SUPERVISORY BOARD Mgmt For For
MEMBER
7 APPROVE REMUNERATION POLICY Mgmt Against Against
8 AMEND ARTICLES RE: ELECTRONIC PARTICIPATION Mgmt For For
IN THE GENERAL MEETING
CMMT 22 OCT 2020: PLEASE NOTE THAT THE MEETING Non-Voting
HAS BEEN SET UP USING THE RECORD DATE 30
OCT 2020, SINCE AT THIS TIME WE ARE UNABLE
TO SYSTEMATICALLY UPDATE THE ACTUAL RECORD
DATE. THE TRUE RECORD DATE FOR THIS MEETING
IS 31 OCT 2020. THANK YOU
CMMT 22 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR MID:
482386 PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ERSTE GROUP BANK AG Agenda Number: 713958619
--------------------------------------------------------------------------------------------------------------------------
Security: A19494102
Meeting Type: OGM
Meeting Date: 19-May-2021
Ticker:
ISIN: AT0000652011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 PRESENTATION OF ANNUAL REPORTS FOR Non-Voting
INFORMATION ONLY
2 APPROVAL OF USAGE OF EARNINGS Mgmt For For
3 DISCHARGE MGMT BOARD Mgmt For For
4 DISCHARGE SUPERVISORY BOARD Mgmt For For
5 ELECTION OF ADDITIONAL EXTERNAL AUDITOR: Mgmt For For
PWC WIRTSCHAFTSPRUEFUNG GMBH
6 ELECTIONS TO SUPERVISORY BOARD (SPLIT): Mgmt For For
MICHAEL SCHUSTER
7 APPROVAL OF REMUNERATION POLICY Mgmt For For
8 APPROVAL OF REMUNERATION REPORT Mgmt For For
9 BUYBACK OF OWN SHARES (PURPOSE TRADING) Mgmt For For
10 BUYBACK OF OWN SHARES (PURPOSE EMPLOYEE Mgmt For For
PROGRAM)
11 BUYBACK OF OWN SHARES (NO DEDICATED Mgmt For For
PURPOSE)
CMMT 27 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 5 AND 6 AND ADDITION OF COMMENT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
CMMT 27 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
ESSILORLUXOTTICA SA Agenda Number: 713823537
--------------------------------------------------------------------------------------------------------------------------
Security: F31665106
Meeting Type: MIX
Meeting Date: 21-May-2021
Ticker:
ISIN: FR0000121667
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538215 DUE TO RECEIVED CHANGE IN
NUMBERING OF RESOLUTIONS AND DELETION OF
COMMENT. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103262100665-37
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING NET
EARNINGS AMOUNTING TO EUR 612,847,956.76.
THE SHAREHOLDERS' MEETING ACKNOWLEDGES THAT
NO EXPENSES AND CHARGES THAT ARE NOT
TAX-DEDUCTIBLE WERE RECORDED FOR SAID
FINANCIAL YEAR
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR, AS PRESENTED TO THE MEETING,
SHOWING A NET INCOME AMOUNTING TO EUR
148,612,000.00, OF WHICH GROUP SHARE
AMOUNTING TO EUR 84,537,000.00
3 THE MEETING RESOLVES TO ALLOCATE THE Mgmt For For
EARNINGS FOR THE YEAR ORIGIN EARNINGS: EUR
612,847,956.76 RETAINED EARNINGS: EUR
(57,813,905.20) LEGAL RESERVE: EUR
(220,021.74) DISTRIBUTABLE INCOME: EUR
554,814,029.82 SHARE PREMIUMS: EUR
22,061,479,287.27 OTHER RESERVES: EUR
2,057,542,518.52 DISTRIBUTABLE AMOUNTS: EUR
24,673,835,835.61 ALLOCATION STATUTORY
DIVIDEND OF 6 PERCENT: EUR 4,741,395.35
ADDITIONAL DIVIDEND: EUR 971,954,165.69
TOTAL DIVIDENDS: EUR 976,695,561.04 (EUR
502,556,026.00 (EUR 1.15) OF INTERIM
DIVIDEND PAID ON DECEMBER 28TH AND EUR
474,139.535.04 (EUR 1.08) AS BALANCE) SHARE
PREMIUMS: EUR 22,061,479,287.27 OTHER
RESERVES: EUR 1,635,660,987.27 SHAREHOLDERS
ARE GRANTED A DIVIDEND OF EUR 2.23 PER
ORDINARY SHARE PAID IN CASH OR IN NEW
SHARES ON JUNE 21ST 2021. OPTION EFFECTIVE
FROM JUNE 1ST TO 14TH 2021 THEN PAID IN
CASH. DIVIDENDS PAID: EUR 2.04 FOR 2018 AND
EUR 1.53 FOR 2017
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L. 225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE,
APPROVES THE CONCLUSIONS OF SAID REPORT AND
THE AGREEMENTS REFERRED TO THEREIN
5 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION RELATED TO THE COMPENSATION AND
THE BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE CORPORATE OFFICERS FOR SAID
FISCAL YEAR, IN ACCORDANCE WITH THE ARTICLE
L.22-10-9 OF THE FRENCH COMMERCIAL CODE
6 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO MR. LEONARDO DEL VECCHIO, CHIEF
EXECUTIVE OFFICER UNTIL DECEMBER 17TH 2020
AND CHAIRMAN OF THE BOARD OF DIRECTORS
SINCE THAT DATE, FOR SAID FISCAL YEAR
7 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO MR. HUBERT SAGNIERES,
VICE-CHAIRMAN DEPUTY MANAGING DIRECTOR
UNTIL DECEMBER 17TH 2020 AND VICE-CHAIRMAN
OF THE BOARD OF DIRECTORS SINCE THAT DATE,
FOR SAID FISCAL YEAR
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
CORPORATE OFFICERS FOR THE PERIOD FROM
JANUARY 1ST TO THE SHAREHOLDERS' MEETING
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
COMPENSATION POLICY APPLICABLE TO THE
CORPORATE OFFICERS FOR THE PERIOD AFTER THE
SHAREHOLDERS' MEETING
10 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S ORDINARY SHARES ON THE OPEN
MARKET, SUBJECT TO THE CONDITIONS DESCRIBED
BELOW: MAXIMUM PURCHASE PRICE: EUR 200.00,
MAXIMUM NUMBER OF ORDINARY SHARES TO BE
ACQUIRED: 10 PERCENT OF THE SHARES
COMPOSING THE SHARE CAPITAL, GIVEN THAT THE
COMPANY MAY NOT HOLD IN ANY CASE MORE THAN
10 PERCENT OF ITS OWN SHARE CAPITAL. THIS
AUTHORISATION IS GIVEN FOR AN 18-MONTH
PERIOD AND SUPERSEDES THE FRACTION UNUSED
OF THE AUTHORISATION GIVEN BY THE
EXTRAORDINARY SHAREHOLDERS' MEETING OF JUNE
25TH 2020 IN RESOLUTION NR, 11. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
11 THE SHAREHOLDERS' MEETING RESOLVES TO BRING Mgmt For For
THE ARTICLES OF THE BYLAWS INTO CONFORMITY
WITH THE LEGAL AND REGULATORY PROVISIONS OF
THE PACTE LAW AND TO AMEND, CONSEQUENTLY,
THE ARTICLES AS FOLLOWS: - ARTICLE NUMBER
4: 'HEAD OFFICE' OF THE BYLAWS, - ARTICLE
NUMBER 9: 'FORM OF THE SHARES' OF THE
BYLAWS, - ARTICLE NUMBER 11: 'BOARD OF
DIRECTORS' OF THE BYLAWS, - ARTICLE NUMBER
14: 'COMPENSATION OF THE DIRECTORS' OF THE
BYLAWS, - ARTICLE NUMBER 16: 'MEETINGS AND
DECISIONS OF THE BOARD OF DIRECTORS' OF THE
BYLAWS, - ARTICLE NUMBER 23: 'GENERAL
RULES' OF THE BYLAWS
12 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt Against Against
ARTICLE NUMBER 13: 'DIRECTORS' TERM OF
OFFICE' OF THE BYLAWS
13 THE SHAREHOLDERS' MEETING DECIDES TO AMEND: Mgmt For For
- ARTICLE NUMBER 15: 'CHAIRMAN AND
VICE-CHAIRMAN OF THE BOARD OF DIRECTORS' OF
THE BYLAWS, - ARTICLE NUMBER 16: 'MEETINGS
AND DECISIONS OF THE BOARD OF DIRECTORS' OF
THE BYLAWS, - ARTICLE NUMBER 23: 'GENERAL
RULES' OF THE BYLAWS
14 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt For For
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY
CANCELLING ALL OR PART OF THE SHARES HELD
BY THE COMPANY IN CONNECTION WITH THE STOCK
REPURCHASE PLAN AUTHORISED BY THE BOARD OF
DIRECTORS, UP TO A MAXIMUM OF 10 PERCENT OF
THE SHARE CAPITAL OVER A 24-MONTH PERIOD.
THIS AUTHORISATION IS GIVEN FOR A 26-MONTH
PERIOD AND SUPERSEDES ANY AND ALL EARLIER
DELEGATIONS TO THE SAME EFFECT. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
15 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
BOARD OF DIRECTORS TO GRANT, FOR FREE, ON
ONE OR MORE OCCASIONS, EXISTING SHARES OF
THE COMPANY, IN FAVOUR OF THE EMPLOYEES OR
THE MANAGING CORPORATE OFFICERS OF THE
COMPANY AND COMPANIES IN WHICH IT DIRECTLY
OR INDIRECTLY HOLDS AT LEAST 10 PERCENT OF
THE SHARE CAPITAL OR VOTING RIGHTS. THEY
MAY NOT REPRESENT MORE THAN 2.5 PERCENT OF
THE SHARE CAPITAL, GIVEN THAT THE NUMBER OF
PERFORMANCE SHARES ALLOCATED TO EACH
MANAGING CORPORATE OFFICER SHALL NOT EXCEED
3.5 PERCENT OF THE OVERALL FREE ALLOCATIONS
OF SHARES AND STOCK OPTIONS CARRIED OUT
EACH YEAR. THE PRESENT DELEGATION IS GIVEN
FOR A 38-MONTH PERIOD AND SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORISATION GIVEN
BY THE EXTRAORDINARY SHAREHOLDERS' MEETING
OF NOVEMBER 29TH 2018 IN RESOLUTION NR, 7.
THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
16 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt For For
BOARD OF DIRECTORS THE NECESSARY POWERS TO
INCREASE THE CAPITAL, ON ONE OR MORE
OCCASIONS, IN FRANCE OR ABROAD, BY A
MAXIMUM NOMINAL AMOUNT OF 5 PERCENT OF THE
SHARE CAPITAL, BY ISSUANCE OF COMPANY'S
ORDINARY SHARES AND-OR SECURITIES GIVING
ACCESS TO SHARES OF THE COMPANY OR ANOTHER
COMPANY OR GIVING RIGHT TO THE ALLOCATION
OF DEBT SECURITIES, WITH PREFERENTIAL
SUBSCRIPTION RIGHTS MAINTAINED. THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY
BE ISSUED SHALL NOT EXCEED EUR
1,500,000,000.00. THIS AUTHORISATION IS
GRANTED FOR A 26-MONTH PERIOD AND
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORISATION GIVEN BY THE EXTRAORDINARY
SHAREHOLDERS' MEETING OF MAY 16TH 2019 IN
RESOLUTION NR, 16. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
17 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt For For
BOARD OF DIRECTORS ALL POWERS IN ORDER TO
INCREASE THE SHARE CAPITAL, IN ONE OR MORE
OCCASIONS AND AT ITS SOLE DISCRETION, UP TO
A MAXIMUM NOMINAL AMOUNT OF EUR
500,000,000.00, BY WAY OF CAPITALIZING
RESERVES, PROFITS, PREMIUMS OR OTHER MEANS,
PROVIDED THAT SUCH CAPITALIZATION IS
ALLOWED BY LAW AND UNDER THE BYLAWS. THIS
AUTHORISATION IS GRANTED FOR A 26-MONTH
PERIOD AND SUPERSEDES THE FRACTION UNUSED
OF THE AUTHORISATION GIVEN BY THE
EXTRAORDINARY SHAREHOLDERS' MEETING OF MAY
16TH 2019 IN RESOLUTION NR, 17. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
18 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS
SOLE DISCRETION, IN FAVOUR OF ELIGIBLE
EMPLOYEES, CORPORATE OFFICERS AND FORMER
EMPLOYEES WHO ARE MEMBERS OF A COMPANY
SAVINGS PLAN, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, BY
ISSUANCE OF NEW SHARES TO BE SUBSCRIBED IN
CASH AND, IF SO, SECURITIES GIVING ACCESS
TO THE SHARE CAPITAL. THE MAXIMUM NUMBER OF
COMPANY'S SHARES TO BE ISSUED UNDER THIS
DELEGATION OF AUTHORITY SHALL NOT EXCEED
0.5 PERCENT OF THE SHARE CAPITAL. THIS
AUTHORISATION IS GRANTED FOR A 26-MONTH
PERIOD AND SUPERSEDES THE FRACTION UNUSED
OF THE AUTHORISATION GIVEN BY THE
EXTRAORDINARY SHAREHOLDERS' MEETING OF JUNE
25TH 2020 IN RESOLUTION NR, 12. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
19 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR. LEONARDO DEL VECCHIO AS
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF
THE APPROVAL OF RESOLUTION NUMBER 12, THIS
TERM OF OFFICE IS RENEWED FOR A PERIOD AS
DETERMINED IN RESOLUTION NUMBER 31
20 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR. ROMOLO BARDIN AS
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF
THE APPROVAL OF RESOLUTION NUMBER 12, THIS
TERM OF OFFICE IS RENEWED FOR A PERIOD AS
DETERMINED IN RESOLUTION NUMBER 31
21 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MRS. JULIETTE FAVRE AS
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF
THE APPROVAL OF RESOLUTION NUMBER 12, THIS
TERM OF OFFICE IS RENEWED FOR A PERIOD AS
DETERMINED IN RESOLUTION NUMBER 31
22 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR. FRANCESCO MILLERI AS
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF
THE APPROVAL OF RESOLUTION NUMBER 12, THIS
TERM OF OFFICE IS RENEWED FOR A PERIOD AS
DETERMINED IN RESOLUTION NUMBER 31
23 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR. PAUL DU SAILLANT AS
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF
THE APPROVAL OF RESOLUTION NUMBER 12, THIS
TERM OF OFFICE IS RENEWED FOR A PERIOD AS
DETERMINED IN RESOLUTION NUMBER 31
24 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MRS. CHRISTINA SCOCCHIA AS
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF
THE APPROVAL OF RESOLUTION NUMBER 12, THIS
TERM OF OFFICE IS RENEWED FOR A PERIOD AS
DETERMINED IN RESOLUTION NUMBER 31
25 THE SHAREHOLDERS' MEETING APPOINTS MR. Mgmt For For
JEAN-LUC BIAMONTI AS DIRECTOR FOR A 3-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN
THAT IN THE ABSENCE OF THE APPROVAL OF
RESOLUTION NUMBER 12, THIS TERM OF OFFICE
IS RENEWED FOR A PERIOD AS DETERMINED IN
RESOLUTION NUMBER 31
26 THE SHAREHOLDERS' MEETING APPOINTS MRS. Mgmt For For
MARIE-CHRISTINE COISNE AS DIRECTOR FOR A
3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN
THAT IN THE ABSENCE OF THE APPROVAL OF
RESOLUTION NUMBER 12, THIS TERM OF OFFICE
IS RENEWED FOR A PERIOD AS DETERMINED IN
RESOLUTION NUMBER 31
27 THE SHAREHOLDERS' MEETING APPOINTS MR. JOSE Mgmt For For
GONZALO AS DIRECTOR FOR A 3-YEAR PERIOD,
I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED
TO RULE ON THE FINANCIAL STATEMENTS FOR THE
2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE
OF THE APPROVAL OF RESOLUTION NUMBER 12,
THIS TERM OF OFFICE IS RENEWED FOR A PERIOD
AS DETERMINED IN RESOLUTION NUMBER 31
28 THE SHAREHOLDERS' MEETING APPOINTS MRS. Mgmt For For
SWATI PIRAMAL AS DIRECTOR FOR A 3-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN
THAT IN THE ABSENCE OF THE APPROVAL OF
RESOLUTION NUMBER 12, THIS TERM OF OFFICE
IS RENEWED FOR A PERIOD AS DETERMINED IN
RESOLUTION NUMBER 31
29 THE SHAREHOLDERS' MEETING APPOINTS MRS. Mgmt For For
NATHALIE VON SIEMENS AS DIRECTOR FOR A
3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN
THAT IN THE ABSENCE OF THE APPROVAL OF
RESOLUTION NUMBER 12, THIS TERM OF OFFICE
IS RENEWED FOR A PERIOD AS DETERMINED IN
RESOLUTION NUMBER 31
30 THE SHAREHOLDERS' MEETING APPOINTS MR. Mgmt For For
ANDREA ZAPPIA AS DIRECTOR FOR A 3-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN
THAT IN THE ABSENCE OF THE APPROVAL OF
RESOLUTION NUMBER 12, THIS TERM OF OFFICE
IS RENEWED FOR A PERIOD AS DETERMINED IN
RESOLUTION NUMBER 31
31 THE SHAREHOLDERS' MEETING RESOLVES THAT IF Mgmt For For
THE RESOLUTION NUMBER 12 OF THIS MEETING IS
NOT ADOPTED, 4 DIRECTORS RENEWED OR
APPOINTED WITH THE USE OF THE RESOLUTIONS
NUMBER 19 TO 30 (INCLUSIVE) WILL BE RENEWED
OR APPOINTED, AS APPROPRIATE, FOR A 2-YEAR
PERIOD, WHEREAS ALL THE OTHERS WILL BE
RENEWED OR APPOINTED, AS APPROPRIATE, FOR A
3-YEAR PERIOD. THE 4 DIRECTORS RENEWED OR
APPOINTED, AS APPROPRIATE, FOR 2 YEARS WILL
BE DRAWN BY LOTS
32 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
ESSITY AB Agenda Number: 713159184
--------------------------------------------------------------------------------------------------------------------------
Security: W3R06F100
Meeting Type: EGM
Meeting Date: 28-Oct-2020
Ticker:
ISIN: SE0009922164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 ELECTION OF CHAIRMAN OF THE MEETING Non-Voting
2 SELECTION OF TWO PERSONS TO VERIFY THE Non-Voting
MEETING
3 ESTABLISHMENT AND APPROVAL OF THE BALLOT Non-Voting
PAPER
4 EXAMINATION OF WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
5 APPROVAL OF AGENDA Non-Voting
6 RESOLUTION ON DISPOSITIONS REGARDING THE Mgmt For For
COMPANY'S PROFIT AND RECORD DATE FOR
DIVIDENDS
--------------------------------------------------------------------------------------------------------------------------
ESSITY AB Agenda Number: 713618710
--------------------------------------------------------------------------------------------------------------------------
Security: W3R06F100
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: SE0009922164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 522050 DUE TO RECEIPT OF
SPLITTING OF RESOLUTION 10. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
1 ELECTION OF CHAIRMAN OF THE MEETING: EVA Non-Voting
HAGG
2 ELECTION OF TWO PERSONS TO CHECK THE Non-Voting
MINUTES: MADELEINE WALLMARK AND ANDERS
OSCARSSON
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
5 APPROVAL OF THE AGENDA Non-Voting
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT AND THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITOR'S
REPORT ON THE CONSOLIDATED FINANCIAL
STATEMENTS
7.A RESOLUTION ON: ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET, AND OF THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
7.B RESOLUTION ON: APPROPRIATIONS OF THE Mgmt For For
COMPANY'S EARNINGS UNDER THE ADOPTED
BALANCE SHEET AND RECORD DATE FOR DIVIDEND:
THE BOARD OF DIRECTORS PROPOSES A DIVIDEND
FOR THE FINANCIAL YEAR 2020 OF SEK 6.75 PER
SHARE. AS RECORD DATE FOR THE DIVIDEND, THE
BOARD OF DIRECTORS PROPOSES MONDAY, 29
MARCH 2021. IF THE MEETING RESOLVES IN
ACCORDANCE WITH THIS PROPOSAL, THE DIVIDEND
IS EXPECTED TO BE DISTRIBUTED BY EUROCLEAR
SWEDEN AB ON THURSDAY, 1 APRIL 2021
7.C.1 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: EWA BJORLING
7.C.2 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: PAR BOMAN
7.C.3 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: MAIJA-LIISA FRIMAN
7.C.4 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: ANNEMARIE GARDSHOL
7.C.5 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: MAGNUS GROTH
7.C.6 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: SUSANNA LIND
7.C.7 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: BERT NORDBERG
7.C.8 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: LOUISE SVANBERG
7.C.9 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: ORJAN SVENSSON
7.C10 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: LARS REBIEN SORENSEN
7.C11 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: BARBARA MILIAN
THORALFSSON
7.C12 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: NICLAS THULIN
7.C13 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: MAGNUS GROTH (AS
PRESIDENT)
CMMT PLEASE NOTE THAT RESOLUTIONS 8 TO 13 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
8 RESOLUTION ON THE NUMBER OF DIRECTORS AND Mgmt For
DEPUTY DIRECTORS: NINE WITH NO DEPUTY
DIRECTORS
9 RESOLUTION ON THE NUMBER OF AUDITORS AND Mgmt For
DEPUTY AUDITORS: ONE WITH NO DEPUTY AUDITOR
10.A REMUNERATION TO THE BOARD OF DIRECTORS Mgmt For
10.B REMUNERATION TO THE AUDITOR Mgmt For
11.A RE-ELECTION OF DIRECTOR: EWA BJORLING Mgmt For
11.B RE-ELECTION OF DIRECTOR: PAR BOMAN Mgmt For
11.C RE-ELECTION OF DIRECTOR: ANNEMARIE GARDSHOL Mgmt For
11.D RE-ELECTION OF DIRECTOR: MAGNUS GROTH Mgmt For
11.E RE-ELECTION OF DIRECTOR: BERT NORDBERG Mgmt For
11.F RE-ELECTION OF DIRECTOR: LOUISE SVANBERG Mgmt For
11.G RE-ELECTION OF DIRECTOR: LARS REBIEN Mgmt For
SORENSEN
11.H RE-ELECTION OF DIRECTOR: BARBARA MILIAN Mgmt For
THORALFSSON
11.I NEW ELECTION OF DIRECTOR: TORBJORN LOOF Mgmt For
12 ELECTION OF PAR BOMAN AS CHAIRMAN OF THE Mgmt For
BOARD OF DIRECTORS
13 ELECTION OF AUDITORS AND DEPUTY AUDITORS: Mgmt For
RE-ELECTION OF THE REGISTERED ACCOUNTING
FIRM ERNST & YOUNG AB, IN ACCORDANCE WITH
THE AUDIT COMMITTEE'S RECOMMENDATION, FOR
THE PERIOD UNTIL THE END OF THE ANNUAL
GENERAL MEETING 2022. IF ELECTED, ERNST &
YOUNG AB HAS ANNOUNCED ITS APPOINTMENT OF
HAMISH MABON AS AUDITOR IN CHARGE
14 RESOLUTION ON GUIDELINES FOR REMUNERATION Mgmt For For
FOR THE SENIOR MANAGEMENT
15 RESOLUTION ON APPROVAL OF THE BOARD'S Mgmt For For
REPORT ON REMUNERATION FOR THE SENIOR
MANAGEMENT
16.A RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO RESOLVE ON ACQUISITION OF
OWN SHARES
16.B RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO RESOLVE ON TRANSFER OF OWN
SHARES ON ACCOUNT OF COMPANY ACQUISITIONS
17 RESOLUTION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION: SECTION 1 NAME, SECTION 11
NOTICE
--------------------------------------------------------------------------------------------------------------------------
EVOLUTION GAMING GROUP AB Agenda Number: 713495819
--------------------------------------------------------------------------------------------------------------------------
Security: W3287P115
Meeting Type: EGM
Meeting Date: 28-Jan-2021
Ticker:
ISIN: SE0012673267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING Non-Voting
3 PREPARATION AND APPROVAL OF VOTING REGISTER Non-Voting
4 APPROVAL OF AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES OF THE MEETING
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 RESOLUTION ON AN INCENTIVE PROGRAMME BY WAY Mgmt For For
OF A DIRECTED ISSUE OF WARRANTS WITH A
SUBSEQUENT TRANSFER TO THE PARTICIPANTS
8 CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
EVOLUTION GAMING GROUP AB Agenda Number: 713746420
--------------------------------------------------------------------------------------------------------------------------
Security: W3287P115
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: SE0012673267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: Non-Voting
FREDRIK PALM
3.A ELECTION OF ONE PERSON TO VERIFY THE Non-Voting
MINUTES OF THE MEETING: OSSIAN EKDAHL
4 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
5 APPROVAL OF AGENDA Non-Voting
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7.A RESOLUTION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AS WELL AS THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
7.B RESOLUTION ON THE DISPOSITION OF THE Mgmt For For
COMPANY'S PROFIT OR LOSS AS SHOWN IN THE
ADOPTED BALANCE SHEET: THE BOARD OF
DIRECTORS PROPOSES A DIVIDEND OF EUR 0.68
PER SHARE AND THAT TUESDAY 20 APRIL 2021 IS
THE RECORD DATE FOR RECEIVING THE DIVIDEND
7CI RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
MEMBER OF THE BOARD AND THE MANAGING
DIRECTOR: JENS VON BAHR
7CII RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
MEMBER OF THE BOARD AND THE MANAGING
DIRECTOR: JOEL CITRON
7CIII RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
MEMBER OF THE BOARD AND THE MANAGING
DIRECTOR: JONAS ENGWALL
7CIV RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
MEMBER OF THE BOARD AND THE MANAGING
DIRECTOR: CECILIA LAGER
7CV RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
MEMBER OF THE BOARD AND THE MANAGING
DIRECTOR: IAN LIVINGSTONE
7CVI RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
MEMBER OF THE BOARD AND THE MANAGING
DIRECTOR: FREDRIK OSTERBERG
7CVII RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
MEMBER OF THE BOARD AND THE MANAGING
DIRECTOR: MARTIN CARLESUND
8 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS TO BE ELECTED: FIVE
BOARD MEMBERS BE ELECTED
9 DETERMINATION OF THE FEES TO BE PAID TO THE Mgmt For For
BOARD OF DIRECTORS
10.A1 ELECTION OF THE BOARD OF DIRECTOR: JENS VON Mgmt For For
BAHR
10.A2 ELECTION OF THE BOARD OF DIRECTOR: JOEL Mgmt For For
CITRON
10.A3 ELECTION OF THE BOARD OF DIRECTOR: JONAS Mgmt For For
ENGWALL
10.A4 ELECTION OF THE BOARD OF DIRECTOR: IAN Mgmt For For
LIVINGSTONE
10.A5 ELECTION OF THE BOARD OF DIRECTOR: FREDRIK Mgmt For For
OSTERBERG
10.B ELECTION OF JENS VON BAHR AS CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
11 DETERMINATION OF FEES TO BE PAID TO THE Mgmt For For
AUDITOR
12 ELECTION OF AUDITOR: THE NOMINATION Mgmt For For
COMMITTEE PROPOSES, IN ACCORDANCE WITH THE
AUDIT COMMITTEE'S RECOMMENDATION, THAT THE
REGISTERED ACCOUNTING FIRM OHRLINGS
PRICEWATERHOUSECOOPERS AB BE RE-ELECTED AS
AUDITOR FOR THE PERIOD UNTIL THE CLOSE OF
THE ANNUAL GENERAL MEETING 2022. OHRLINGS
PRICEWATERHOUSECOOPERS AB HAS INFORMED THE
NOMINATION COMMITTEE THAT THE AUTHORISED
PUBLIC ACCOUNTANT JOHAN ENGSTAM WILL BE
APPOINTED AS AUDITOR-IN-CHARGE IF OHRLINGS
PRICEWATERHOUSECOOPERS AB IS RE-ELECTED AS
AUDITOR
13 RESOLUTION ON THE INSTRUCTION TO THE Mgmt Against Against
NOMINATION COMMITTEE
14 RESOLUTION ON THE REMUNERATION REPORT Mgmt Against Against
15 RESOLUTION ON AMENDMENTS TO SECTION 1 OF Mgmt For For
THE ARTICLES OF ASSOCIATION
16.A RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO ACQUIRE OWN SHARES
16.B RESOLUTION ON AUTHORIZATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO TRANSFER OWN SHARES
17 RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO ISSUE SHARES, WARRANTS AND
CONVERTIBLE DEBT
18 RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO RE-PURCHASE WARRANTS
19 CLOSING OF THE MEETING Non-Voting
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 532298 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EXOR N.V. Agenda Number: 713942983
--------------------------------------------------------------------------------------------------------------------------
Security: N3140A107
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: NL0012059018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING Non-Voting
2.A 2020 ANNUAL REPORT Non-Voting
2.B REMUNERATION REPORT (ADVISORY VOTE) Mgmt Against Against
2.C ADOPTION 2020 ANNUAL ACCOUNTS Mgmt For For
2.D EXPLANATION OF THE POLICY ON DIVIDENDS Non-Voting
2.E DIVIDEND DISTRIBUTION Mgmt For For
3.A APPOINTMENT ERNST & YOUNG ACCOUNTANTS LLP Mgmt For For
AS INDEPENDENT EXTERNAL AUDITOR CHARGED
WITH THE AUDITING OF THE ANNUAL ACCOUNTS
FOR THE FINANCIAL YEAR 2021
4.A RELEASE FROM LIABILITY OF THE EXECUTIVE Mgmt For For
DIRECTORS
4.B RELEASE FROM LIABILITY OF THE NON-EXECUTIVE Mgmt For For
DIRECTORS
5.A APPOINTMENT OF MR. A. BANGA AS Mgmt For For
NON-EXECUTIVE DIRECTOR
6.A THE AUTHORIZATION OF THE BOARD OF DIRECTORS Mgmt Against Against
TO REPURCHASE SHARES
6.B THE AUTHORIZATION OF THE BOARD OF DIRECTORS Mgmt For For
TO CANCEL REPURCHASED SHARES
6.C THE AUTHORIZATION OF THE BOARD OF DIRECTORS Mgmt Against Against
TO ISSUE ORDINARY SHARES
6.D THE AUTHORIZATION OF THE BOARD OF DIRECTORS Mgmt Against Against
TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS
6.E THE AUTHORIZATION OF THE BOARD OF DIRECTORS Mgmt Against Against
TO ISSUE SPECIAL VOTING SHARES A
7 CLOSE OF MEETING Non-Voting
CMMT 21 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 21 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FAMILYMART CO.,LTD. Agenda Number: 713161901
--------------------------------------------------------------------------------------------------------------------------
Security: J1340R107
Meeting Type: EGM
Meeting Date: 22-Oct-2020
Ticker:
ISIN: JP3802600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Share Consolidation Mgmt For For
2 Amend Articles to: Amend the Articles Mgmt For For
Related to the Delisting of the Company's
stock
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 714226645
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Directors, Transition
to a Company with Supervisory Committee,
Approve Minor Revisions
3.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Inaba,
Yoshiharu
3.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamaguchi,
Kenji
3.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Michael J.
Cicco
3.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsukuda, Kazuo
3.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sumikawa,
Masaharu
3.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamazaki,
Naoko
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kohari, Katsuo
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Mitsumura,
Katsuya
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Imai, Yasuo
4.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yokoi,
Hidetoshi
4.5 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Tomita, Mieko
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
7 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Directors who are Audit and
Supervisory Committee Members and Outside
Directors)
--------------------------------------------------------------------------------------------------------------------------
FAST RETAILING CO.,LTD. Agenda Number: 713339263
--------------------------------------------------------------------------------------------------------------------------
Security: J1346E100
Meeting Type: AGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: JP3802300008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Amend Business Lines Mgmt For For
2.1 Appoint a Director Yanai, Tadashi Mgmt Against Against
2.2 Appoint a Director Hambayashi, Toru Mgmt For For
2.3 Appoint a Director Hattori, Nobumichi Mgmt For For
2.4 Appoint a Director Shintaku, Masaaki Mgmt For For
2.5 Appoint a Director Nawa, Takashi Mgmt For For
2.6 Appoint a Director Ono, Naotake Mgmt Against Against
2.7 Appoint a Director Okazaki, Takeshi Mgmt Against Against
2.8 Appoint a Director Yanai, Kazumi Mgmt Against Against
2.9 Appoint a Director Yanai, Koji Mgmt Against Against
3.1 Appoint a Corporate Auditor Shinjo, Masaaki Mgmt Against Against
3.2 Appoint a Corporate Auditor Kaneko, Keiko Mgmt For For
3.3 Appoint a Corporate Auditor Mori, Masakatsu Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FAURECIA SE Agenda Number: 713984311
--------------------------------------------------------------------------------------------------------------------------
Security: F3445A108
Meeting Type: MIX
Meeting Date: 31-May-2021
Ticker:
ISIN: FR0000121147
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 26 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
CMMT 10 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104232101106-49 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105102101448-56 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE PARENT COMPANY FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2020 - APPROVAL OF
NON-TAX-DEDUCTIBLE EXPENSES AND COSTS
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2020
3 APPROPRIATION OF INCOME FOR THE FISCAL YEAR Mgmt For For
AND SETTING OF THE DIVIDEND
4 STATUTORY AUDITORS' SPECIAL REPORT ON Mgmt For For
RELATED PARTIES AGREEMENTS -AGREEMENTS
REFERRED TO IN ARTICLE L.225-38 OF THE
FRENCH CODE OF COMMERCE
5 RATIFICATION OF THE COOPTATION OF Mgmt For For
JEAN-BERNARD LEVY AS BOARD MEMBER
6 RENEWAL OF PATRICK KOLLER AS A BOARD MEMBER Mgmt For For
7 RENEWAL OF PENELOPE HERSCHER AS A BOARD Mgmt For For
MEMBER
8 RENEWAL OF VALERIE LANDON AS A BOARD MEMBER Mgmt For For
9 APPOINTMENT OF THE COMPANY PEUGEOT 1810 AS Mgmt For For
A BOARD MEMBER
10 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt For For
I OF ARTICLE L.22-10-9 OF THE FRENCH CODE
OF COMMERCE - REPORT ON COMPENSATIONS
11 APPROVAL OF THE ELEMENTS COMPRISING THE Mgmt For For
TOTAL COMPENSATION AND ALL BENEFITS PAID
DURING THE FISCAL YEAR ENDED DECEMBER 31,
2020 OR GRANTED IN RESPECT OF THE SAME
FISCAL YEAR TO MICHEL DE ROSEN, CHAIRMAN OF
THE BOARD OF DIRECTORS
12 APPROVAL OF THE ELEMENTS COMPRISING THE Mgmt For For
TOTAL COMPENSATION AND ALL BENEFITS PAID
DURING THE FISCAL YEAR ENDED DECEMBER 31,
2020 OR GRANTED IN RESPECT OF THE SAME
FISCAL YEAR TO PATRICK KOLLER, CHIEF
EXECUTIVE OFFICER
13 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
BOARD MEMBERS FOR THE 2021 FISCAL YEAR
14 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE
2021 FISCAL YEAR
15 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHIEF EXECUTIVE OFFICER FOR THE 2021 FISCAL
YEAR
16 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOW THE COMPANY TO BUY BACK
ITS OWN SHARES
17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD TO ISSUE SHARES AND/OR SECURITIES
GIVING ACCESS TO SHARES IN THE COMPANY
AND/OR A SUBSIDIARY, WITH PREFERENTIAL
SUBSCRIPTION RIGHTS, OR TO INCREASE THE
COMPANY'S CAPITAL STOCK THROUGH THE
CAPITALIZATION OF PROFITS, RESERVES AND/OR
PREMIUMS (SUSPENSION DURING TENDER OFFER
PERIODS)
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD TO ISSUE SHARES AND/OR SECURITIES
GIVING ACCESS TO SHARES IN THE COMPANY
AND/OR A SUBSIDIARY, WITH REMOVAL OF
PREFERENTIAL SUBSCRIPTION RIGHTS THROUGH A
PUBLIC OFFERING AND/OR AS COMPENSATION FOR
SHARES AS PART OF A PUBLIC EXCHANGE OFFER
(SUSPENSION DURING TENDER OFFER PERIODS)
19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD TO ISSUE SHARES AND/OR SECURITIES
GIVING ACCESS TO SHARES IN THE COMPANY
AND/OR A SUBSIDIARY, WITH REMOVAL OF
PREFERENTIAL SUBSCRIPTION RIGHTS THROUGH AN
OFFER EXCLUSIVELY TARGETING A RESTRICTED
CIRCLE OF INVESTORS OR QUALIFIED INVESTORS
(SUSPENSION DURING TENDER OFFER PERIODS)
20 AUTHORIZATION TO INCREASE THE AMOUNT OF Mgmt For For
ISSUES PROVIDED FOR IN THE SEVENTEENTH,
EIGHTEENTH AND NINETEENTH RESOLUTIONS
(SUSPENSION DURING TENDER OFFER PERIODS)
21 DELEGATION TO BE GRANTED TO THE BOARD TO Mgmt For For
ISSUE SHARES AND/OR SECURITIES GIVING
ACCESS TO SHARES IN THE COMPANY, WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS, FOR THE
PURPOSE OF COMPENSATING CONTRIBUTIONS IN
KIND TO THE COMPANY (SUSPENSION DURING
TENDER OFFER PERIODS)
22 AUTHORIZATION TO BE GRANTED TO THE BOARD TO Mgmt For For
GRANT, FOR FREE, EXISTING SHARES AND/OR
SHARES TO BE ISSUED TO EMPLOYEES AND/OR
CERTAIN CORPORATE OFFICERS OF THE COMPANY
OR OF AFFILIATED COMPANIES OR ECONOMIC
GROUPS, WITH WAIVER BY THE SHAREHOLDERS OF
THEIR PREFERENTIAL SUBSCRIPTION RIGHTS
23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD FOR THE PURPOSE OF INCREASING THE
CAPITAL STOCK THROUGH THE ISSUE OF SHARES
AND/OR SECURITIES GIVING ACCESS TO SHARES,
WITH REMOVAL OF PREFERENTIAL SUBSCRIPTION
RIGHTS FOR THE BENEFIT OF MEMBERS OF A
COMPANY SAVINGS PLAN
24 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD IN VIEW OF CARRYING OUT SHARE
CAPITAL INCREASES, WITH REMOVAL OF
PREFERENTIAL SUBSCRIPTION RIGHTS, IN FAVOR
OF A CATEGORY OF BENEFICIARIES
25 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR THE PURPOSE OF REDUCING THE
CAPITAL STOCK THROUGH THE CANCELLATION OF
SHARES
26 AMENDMENT TO ARTICLE 30 OF THE BYLAWS ON Mgmt For For
THRESHOLD CROSSING IN ORDER TO SIMPLIFY THE
NOTIFICATION PROCEDURE
27 BRINGING THE BYLAWS INTO COMPLIANCE - Mgmt For For
AMENDMENT OF ARTICLE 16 OF THE BYLAWS
RELATING TO THE COMPENSATION OF BOARD
MEMBERS AND ARTICLE 23 OF THE BYLAWS
RELATING TO RELATED-PARTIES AGREEMENTS
28 POWERS FOR FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FERGUSON PLC Agenda Number: 712909045
--------------------------------------------------------------------------------------------------------------------------
Security: G3421J106
Meeting Type: OGM
Meeting Date: 29-Jul-2020
Ticker:
ISIN: JE00BJVNSS43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE Mgmt For For
COMPANY
--------------------------------------------------------------------------------------------------------------------------
FERGUSON PLC Agenda Number: 713329503
--------------------------------------------------------------------------------------------------------------------------
Security: G3421J106
Meeting Type: AGM
Meeting Date: 03-Dec-2020
Ticker:
ISIN: JE00BJVNSS43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND: 208.2 CENTS PER Mgmt For For
ORDINARY SHARE
4 ELECT BILL BRUNDAGE AS DIRECTOR Mgmt For For
5 RE-ELECT TESSA BAMFORD AS DIRECTOR Mgmt For For
6 RE-ELECT GEOFF DRABBLE AS DIRECTOR Mgmt For For
7 RE-ELECT CATHERINE HALLIGAN AS DIRECTOR Mgmt For For
8 RE-ELECT KEVIN MURPHY AS DIRECTOR Mgmt For For
9 RE-ELECT ALAN MURRAY AS DIRECTOR Mgmt For For
10 RE-ELECT TOM SCHMITT AS DIRECTOR Mgmt For For
11 RE-ELECT DR NADIA SHOURABOURA AS DIRECTOR Mgmt For For
12 RE-ELECT JACQUELINE SIMMONDS AS DIRECTOR Mgmt For For
13 REAPPOINT DELOITTE LLP AS AUDITORS Mgmt For For
14 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
15 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
16 AUTHORISE ISSUE OF EQUITY Mgmt For For
17 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
19 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
CMMT 04 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS . IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FERRARI N.V. Agenda Number: 713660202
--------------------------------------------------------------------------------------------------------------------------
Security: N3167Y103
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: NL0011585146
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING Non-Voting
2.a REPORT OF THE BOARD OF DIRECTORS FOR THE Non-Voting
FINANCIAL YEAR 2020
2.b POLICY ON ADDITIONS TO RESERVES AND ON Non-Voting
DIVIDENDS
2.c REMUNERATION REPORT 2020 (DISCUSSION AND Mgmt Against Against
ADVISORY VOTE)
2.d ADOPTION OF THE 2020 ANNUAL ACCOUNTS Mgmt For For
2.e DETERMINATION AND DISTRIBUTION OF DIVIDEND: Mgmt For For
EUR 0.867 PER SHARE
2.f GRANTING OF DISCHARGE TO THE DIRECTORS IN Mgmt Against Against
RESPECT OF THE PERFORMANCE OF THEIR DUTIES
DURING THE FINANCIAL YEAR 2020
3.a RE-APPOINTMENT OF THE EXECUTIVE DIRECTOR: Mgmt For For
JOHN ELKANN
3.b RE-APPOINTMENT OF THE NON-EXECUTIVE Mgmt For For
DIRECTOR: PIERO FERRARI
3.c RE-APPOINTMENT OF THE NON-EXECUTIVE Mgmt For For
DIRECTOR: DELPHINE ARNAULT
3.d RE-APPOINTMENT OF THE NON-EXECUTIVE Mgmt For For
DIRECTOR: FRANCESCA BELLETTINI
3.e RE-APPOINTMENT OF THE NON-EXECUTIVE Mgmt For For
DIRECTOR: EDUARDO H. CUE
3.f RE-APPOINTMENT OF THE NON-EXECUTIVE Mgmt For For
DIRECTOR: SERGIO DUCA
3.g RE-APPOINTMENT OF THE NON-EXECUTIVE Mgmt For For
DIRECTOR: JOHN GALANTIC
3.h RE-APPOINTMENT OF THE NON-EXECUTIVE Mgmt For For
DIRECTOR: MARIA PATRIZIA GRIECO
3.i RE-APPOINTMENT OF THE NON-EXECUTIVE Mgmt For For
DIRECTOR: ADAM KESWICK
4 APPOINTMENT OF THE INDEPENDENT AUDITOR: Mgmt For For
ERNST & YOUNG ACCOUNTANTS LLP
5.1 DELEGATION TO THE BOARD OF DIRECTORS OF THE Mgmt For For
AUTHORITY TO ISSUE SHARES IN THE CAPITAL OF
THE COMPANY AND TO LIMIT OR TO EXCLUDE
PRE-EMPTION RIGHTS: PROPOSAL TO DESIGNATE
THE BOARD OF DIRECTORS AS THE CORPORATE
BODY AUTHORIZED TO ISSUE COMMON SHARES AND
TO GRANT RIGHTS TO SUBSCRIBE FOR COMMON
SHARES AS PROVIDED FOR IN ARTICLE 6 OF THE
COMPANY'S ARTICLES OF ASSOCIATION
5.2 DELEGATION TO THE BOARD OF DIRECTORS OF THE Mgmt For For
AUTHORITY TO ISSUE SHARES IN THE CAPITAL OF
THE COMPANY AND TO LIMIT OR TO EXCLUDE
PRE-EMPTION RIGHTS: PROPOSAL TO DESIGNATE
THE BOARD OF DIRECTORS AS THE CORPORATE
BODY AUTHORIZED TO LIMIT OR TO EXCLUDE
PRE-EMPTION RIGHTS FOR COMMON SHARES AS
PROVIDED FOR IN ARTICLE 7 OF THE COMPANY'S
ARTICLES OF ASSOCIATION
5.3 DELEGATION TO THE BOARD OF DIRECTORS OF THE Mgmt Against Against
AUTHORITY TO ISSUE SHARES IN THE CAPITAL OF
THE COMPANY AND TO LIMIT OR TO EXCLUDE
PRE-EMPTION RIGHTS: PROPOSAL TO DESIGNATE
THE BOARD OF DIRECTORS AS THE CORPORATE
BODY AUTHORIZED TO ISSUE SPECIAL VOTING
SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR
SPECIAL VOTING SHARES AS PROVIDED FOR IN
ARTICLE 6 OF THE COMPANY'S ARTICLES OF
ASSOCIATION
6 DELEGATION TO THE BOARD OF DIRECTORS OF THE Mgmt For For
AUTHORITY TO ACQUIRE COMMON SHARES IN THE
CAPITAL OF THE COMPANY
7 APPROVAL OF AWARDS TO THE EXECUTIVE Mgmt For For
DIRECTOR
8 CLOSE OF MEETING Non-Voting
CMMT 09 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 25 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT,
MODIFICATION OF TEXT IN RESOLUTION 2.E AND
CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FIAT CHRYSLER AUTOMOBILES N.V. Agenda Number: 713409717
--------------------------------------------------------------------------------------------------------------------------
Security: N31738102
Meeting Type: EGM
Meeting Date: 04-Jan-2021
Ticker:
ISIN: NL0010877643
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
E.2 TO APPROVE THE MERGER AND ALL RELATED Mgmt For For
PROPOSALS IN CONNECTION WITH THE MERGER
WITH PSA
E.3 TO AMEND THE ARTICLES OF THE BYLAWS TO Mgmt For For
INCREASE, AND SUBSEQUENTLY, DECREASE THE
COMBINED COMPANY'S ISSUED STOCK CAPITAL
CMMT 25 NOV 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM OGM TO EGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT 07 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FIRST INTERNATIONAL BANK OF ISRAEL LTD Agenda Number: 714116200
--------------------------------------------------------------------------------------------------------------------------
Security: M1648G106
Meeting Type: EGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: IL0005930388
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.1 SPLIT VOTE OVER THE APPOINTMENT OF THE Mgmt For For
FOLLOWING EXTERNAL DIRECTOR: MR. ILAN AISH
1.2 SPLIT VOTE OVER THE APPOINTMENT OF THE Mgmt For For
FOLLOWING EXTERNAL DIRECTOR: MR. HANOCH DOV
GOLDFRIEND
1.3 SPLIT VOTE OVER THE APPOINTMENT OF THE Mgmt For For
FOLLOWING EXTERNAL DIRECTOR: DR. RONEN
HAREL
2 AMENDMENT OF THE EXISTING FRAMEWORK Mgmt For For
TRANSACTION CONCERNING BANK ENGAGEMENT
UNDER D AND O LIABILITY INSURANCE POLICIES
AND AMENDMENT OF OFFICERS' REMUNERATION
POLICY ACCORDINGLY
--------------------------------------------------------------------------------------------------------------------------
FLUTTER ENTERTAINMENT PLC Agenda Number: 713448719
--------------------------------------------------------------------------------------------------------------------------
Security: G3643J108
Meeting Type: EGM
Meeting Date: 29-Dec-2020
Ticker:
ISIN: IE00BWT6H894
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 TO APPROVE THE ACQUISITION BY THE COMPANY'S Mgmt For For
SUBSIDIARY, TSE HOLDINGS LIMITED, OF ALL
THE UNITS HELD BY FASTBALL HOLDINGS LLC IN
FANDUEL GROUP PARENT LLC
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 16 DEC 2020: PLEASE NOTE THAT AS THE RECORD Non-Voting
DATE FALLS ON 27 DEC 2020 IT IS WEEKEND
DATE AND 25 DEC 2020, WHICH IS A GLOBAL
HOLIDAY AND THE MAINFRAMES, DOES NOT ACCEPT
THE SAME, THE RECORD DATE HAS BEEN CHANGED
TO 24 DEC 2020. THANK YOU.
CMMT 16 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FLUTTER ENTERTAINMENT PLC Agenda Number: 713459611
--------------------------------------------------------------------------------------------------------------------------
Security: G3643J108
Meeting Type: EGM
Meeting Date: 19-Jan-2021
Ticker:
ISIN: IE00BWT6H894
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 SPECIAL RESOLUTION (WITHIN THE MEANING OF Mgmt For For
THE MIGRATION OF PARTICIPATING SECURITIES
ACT 2019) TO APPROVE THE MIGRATION OF THE
MIGRATING SHARES TO EUROCLEAR BANK'S
CENTRAL SECURITIES DEPOSITORY
2 SPECIAL RESOLUTION TO AMEND THE ARTICLES OF Mgmt For For
ASSOCIATION IN THE MANNER SET OUT IN THE
EXHIBIT TO THE NOTICE OF EXTRAORDINARY
GENERAL MEETING
3.A SPECIAL RESOLUTION TO APPROVE AND ADOPT Mgmt For For
ARTICLES OF ASSOCIATION IN CONNECTION WITH
MIGRATION: SUBJECT TO AND CONDITIONAL UPON
THE ADOPTION OF RESOLUTION 1 AND 2, SPECIAL
RESOLUTION TO APPROVE AND ADOPT THE
ARTICLES OF ASSOCIATION MARKED "EXHIBIT
R3(A)"
3.B SPECIAL RESOLUTION TO APPROVE AND ADOPT Mgmt For For
ARTICLES OF ASSOCIATION IN CONNECTION WITH
MIGRATION: SUBJECT TO AND CONDITIONAL UPON
THE ADOPTION OF RESOLUTION 1 AND RESOLUTION
2 NOT BEING VALIDLY ADOPTED, SPECIAL
RESOLUTION TO APPROVE AND ADOPT THE
ARTICLES OF ASSOCIATION MARKED "EXHIBIT
R3(B)"
4 SUBJECT TO THE ADOPTION OF RESOLUTION 1, Mgmt For For
SPECIAL RESOLUTION TO AUTHORISE THE COMPANY
TO TAKE ANY AND ALL ACTIONS WHICH THE
DIRECTORS CONSIDER NECESSARY OR DESIRABLE
TO IMPLEMENT THE MIGRATION AND TO APPOINT
ANY PERSONS AS ATTORNEY OR AGENT FOR THE
HOLDERS OF THE MIGRATING SHARES
CMMT 22 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT 22 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FLUTTER ENTERTAINMENT PLC Agenda Number: 713737394
--------------------------------------------------------------------------------------------------------------------------
Security: G3643J108
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: IE00BWT6H894
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 FOLLOWING A REVIEW OF THE COMPANY'S Mgmt For For
AFFAIRS, TO RECEIVE AND CONSIDER THE
COMPANY'S FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND AUDITOR
THEREON
2 TO RECEIVE AND CONSIDER THE REMUNERATION Mgmt For For
CHAIR'S STATEMENT AND THE ANNUAL REPORT ON
REMUNERATION
3.A TO RE-ELECT ZILLAH BYNG-THORNE Mgmt For For
3.B TO RE-ELECT MICHAEL CAWLEY Mgmt For For
3.C TO RE-ELECT NANCY CRUICKSHANK Mgmt For For
3.D TO RE-ELECT RICHARD FLINT Mgmt For For
3.E TO RE-ELECT ANDREW HIGGINSON Mgmt For For
3.F TO RE-ELECT JONATHAN HILL Mgmt For For
3.G TO RE-ELECT ALFRED F. HURLEY JR Mgmt For For
3.H TO RE-ELECT PETER JACKSON Mgmt For For
3.I TO RE-ELECT DAVID LAZZARATO Mgmt For For
3.J TO RE-ELECT GARY MCGANN Mgmt For For
3.K TO RE-ELECT MARY TURNER Mgmt For For
4 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE EXTERNAL AUDITOR FOR
THE YEAR ENDING 31 DECEMBER 2021
5 SPECIAL RESOLUTION TO MAINTAIN THE EXISTING Mgmt For For
AUTHORITY TO CONVENE AN EXTRAORDINARY
GENERAL MEETING ON 14 CLEAR DAYS' NOTICE
6 ORDINARY RESOLUTION TO AUTHORISE THE Mgmt For For
DIRECTORS TO ALLOT SHARES
7.A SPECIAL RESOLUTION TO DISAPPLY STATUTORY Mgmt For For
PRE-EMPTION RIGHTS
7.B SPECIAL RESOLUTION TO DISAPPLY ADDITIONAL Mgmt For For
STATUTORY PRE-EMPTION RIGHTS IN CONNECTION
WITH ACQUISITIONS/SPECIFIED CAPITAL
INVESTMENTS
8 SPECIAL RESOLUTION TO AUTHORISE THE COMPANY Mgmt For For
TO MAKE MARKET PURCHASES OF ITS OWN SHARES
9 SPECIAL RESOLUTION TO DETERMINE THE PRICE Mgmt For For
RANGE AT WHICH TREASURY SHARES MAY BE
REISSUED OFF-MARKET
10 ORDINARY RESOLUTION TO CAPITALISE AMOUNTS Mgmt For For
STANDING TO THE CREDIT OF THE COMPANY'S
MERGER RESERVE ACCOUNT
11 SPECIAL RESOLUTION TO SEEK AUTHORITY TO Mgmt For For
REDUCE THE COMPANY CAPITAL OF THE COMPANY
CMMT 02 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 02 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
REVISED DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FORTESCUE METALS GROUP LTD Agenda Number: 713181016
--------------------------------------------------------------------------------------------------------------------------
Security: Q39360104
Meeting Type: AGM
Meeting Date: 11-Nov-2020
Ticker:
ISIN: AU000000FMG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF DR ANDREW FORREST AO Mgmt For For
3 RE-ELECTION OF MR MARK BARNABA AM Mgmt For For
4 RE-ELECTION OF MS PENNY BINGHAM-HALL Mgmt For For
5 RE-ELECTION OF MS JENNIFER MORRIS OAM Mgmt For For
6 PARTICIPATION IN THE FORTESCUE METALS GROUP Mgmt For For
LTD PERFORMANCE RIGHTS PLAN BY MS ELIZABETH
GAINES
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 15
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
7 RENEWAL OF PROPORTIONAL TAKEOVER APPROVAL Mgmt For For
PROVISIONS
--------------------------------------------------------------------------------------------------------------------------
FORTIS INC. Agenda Number: 935385890
--------------------------------------------------------------------------------------------------------------------------
Security: 349553107
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: FTS
ISIN: CA3495531079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Tracey C. Ball Mgmt For For
Pierre J. Blouin Mgmt For For
Paul J. Bonavia Mgmt For For
Lawrence T. Borgard Mgmt For For
Maura J. Clark Mgmt For For
Margarita K. Dilley Mgmt For For
Julie A. Dobson Mgmt For For
Lisa L. Durocher Mgmt For For
Douglas J. Haughey Mgmt For For
David G. Hutchens Mgmt For For
Gianna M. Manes Mgmt For For
Jo Mark Zurel Mgmt For For
2 Appointment of auditors and authorization Mgmt For For
of directors to fix the auditors'
remuneration as described in the Management
Information Circular.
3 Approval of the Advisory and Non-Binding Mgmt For For
Resolution on the Approach to Executive
Compensation as described in the Management
Information Circular.
--------------------------------------------------------------------------------------------------------------------------
FORTUM CORPORATION Agenda Number: 713898748
--------------------------------------------------------------------------------------------------------------------------
Security: X2978Z118
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: FI0009007132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1 OPEN MEETING Non-Voting
2 CALL THE MEETING TO ORDER Non-Voting
3 DESIGNATE INSPECTOR OR SHAREHOLDER Non-Voting
REPRESENTATIVE(S) OF MINUTES OF MEETING
4 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
5 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
6 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
7 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
8 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.12 PER SHARE
9 APPROVE DISCHARGE OF BOARD AND PRESIDENT Mgmt For For
10 APPROVE REMUNERATION REPORT Mgmt Against Against
11 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF EUR 77,200 FOR CHAIR, EUR 57,500
FOR DEPUTY CHAIR AND EUR 40,400 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE MEETING FEES
12 FIX NUMBER OF DIRECTORS AT SEVEN Mgmt For For
13 REELECT ESSIMARI KAIRISTO, ANJA MCALISTER Mgmt For For
(DEPUTY CHAIR), TEPPO PAAVOLA, VELI-MATTI
REINIKKALA (CHAIR), PHILIPP ROSLER AND
ANNETTE STUBE AS DIRECTORS; ELECT LUISA
DELGADO AS NEW DIRECTOR
14 APPROVE REMUNERATION OF AUDITORS Mgmt For For
15 RATIFY DELOITTE AS AUDITORS Mgmt For For
16 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For
17 AUTHORIZE REISSUANCE OF REPURCHASED SHARES Mgmt For For
18 APPROVE CHARITABLE DONATIONS Mgmt For For
19 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
FRANCO-NEVADA CORPORATION Agenda Number: 935373376
--------------------------------------------------------------------------------------------------------------------------
Security: 351858105
Meeting Type: Annual and Special
Meeting Date: 05-May-2021
Ticker: FNV
ISIN: CA3518581051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
David Harquail Mgmt For For
Paul Brink Mgmt For For
Tom Albanese Mgmt For For
Derek W. Evans Mgmt For For
Catharine Farrow Mgmt For For
Louis Gignac Mgmt For For
Maureen Jensen Mgmt For For
Jennifer Maki Mgmt For For
Randall Oliphant Mgmt For For
Elliott Pew Mgmt For For
2 Appointment of PricewaterhouseCoopers LLP, Mgmt For For
Chartered Professional Accountants, as
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
3 Acceptance of the Corporation's approach to Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA Agenda Number: 713838348
--------------------------------------------------------------------------------------------------------------------------
Security: D2734Z107
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: DE0005785802
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.34 PER SHARE
3 APPROVE DISCHARGE OF PERSONALLY LIABLE Mgmt For For
PARTNER FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6.1 ELECT DIETER SCHENK TO THE SUPERVISORY Mgmt For For
BOARD AND TO THE JOINT COMMITTEE
6.2 ELECT ROLF CLASSON TO THE SUPERVISORY BOARD Mgmt For For
AND TO THE JOINT COMMITTEE
6.3 ELECT GREGORY SORENSEN TO THE SUPERVISORY Mgmt For For
BOARD AND TO THE JOINT COMMITTEE
6.4 ELECT DOROTHEA WENZEL TO THE SUPERVISORY Mgmt For For
BOARD AND TO THE JOINT COMMITTEE
6.5 ELECT PASCALE WITZ TO THE SUPERVISORY BOARD Mgmt For For
AND TO THE JOINT COMMITTEE
6.6 ELECT GREGOR ZUEND TO THE SUPERVISORY BOARD Mgmt For For
AND TO THE JOINT COMMITTEE
7 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
--------------------------------------------------------------------------------------------------------------------------
FRESENIUS SE & CO. KGAA Agenda Number: 712956741
--------------------------------------------------------------------------------------------------------------------------
Security: D27348263
Meeting Type: AGM
Meeting Date: 28-Aug-2020
Ticker:
ISIN: DE0005785604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 RESOLUTION ON THE APPROVAL OF THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS OF FRESENIUS SE & CO.
KGAA FOR THE FISCAL YEAR 2019
2 RESOLUTION ON THE ALLOCATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT: DIVIDENDS OF EUR 0.84
PER SHARE
3 RESOLUTION ON THE APPROVAL OF THE ACTIONS Mgmt For For
OF THE GENERAL PARTNER FOR THE FISCAL YEAR
2019
4 RESOLUTION ON THE APPROVAL OF THE ACTIONS Mgmt For For
OF THE SUPERVISORY BOARD FOR THE FISCAL
YEAR 2019
5 ELECTION OF THE AUDITOR AND GROUP AUDITOR Mgmt For For
FOR THE FISCAL YEAR 2020 AND OF THE AUDITOR
FOR THE POTENTIAL REVIEW OF FINANCIAL
INFORMATION DURING THE COURSE OF THE YEAR:
PRICEWATERHOUSECOOPERS GMBH
6 REQUEST FOR APPROVAL OF THE AMENDMENT TO Mgmt For For
ARTICLE 15 (2) OF THE ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
FRESENIUS SE & CO. KGAA Agenda Number: 713839895
--------------------------------------------------------------------------------------------------------------------------
Security: D27348263
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: DE0005785604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.88 PER SHARE
3 APPROVE DISCHARGE OF PERSONALLY LIABLE Mgmt For For
PARTNER FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8.1 ELECT MICHAEL ALBRECHT TO THE SUPERVISORY Mgmt For For
BOARD
8.2 ELECT MICHAEL DIEKMANN TO THE SUPERVISORY Mgmt For For
BOARD
8.3 ELECT WOLFGANG KIRSCH TO THE SUPERVISORY Mgmt For For
BOARD
8.4 ELECT IRIS LOEW-FRIEDRICH TO THE Mgmt For For
SUPERVISORY BOARD
8.5 ELECT KLAUS-PETER MUELLER TO THE Mgmt For For
SUPERVISORY BOARD
8.6 ELECT HAUKE STARS TO THE SUPERVISORY BOARD Mgmt For For
9.1 ELECT MICHAEL DIEKMANN AS MEMBER OF THE Mgmt For For
JOINT COMMITTEE
9.2 ELECT HAUKE STARS AS MEMBER OF THE JOINT Mgmt For For
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
FUJIFILM HOLDINGS CORPORATION Agenda Number: 714264873
--------------------------------------------------------------------------------------------------------------------------
Security: J14208102
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3814000000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sukeno, Kenji Mgmt Against Against
2.2 Appoint a Director Goto, Teiichi Mgmt Against Against
2.3 Appoint a Director Tamai, Koichi Mgmt Against Against
2.4 Appoint a Director Iwasaki, Takashi Mgmt Against Against
2.5 Appoint a Director Ishikawa, Takatoshi Mgmt Against Against
2.6 Appoint a Director Okada, Junji Mgmt Against Against
2.7 Appoint a Director Kawada, Tatsuo Mgmt For For
2.8 Appoint a Director Kitamura, Kunitaro Mgmt Against Against
2.9 Appoint a Director Eda, Makiko Mgmt For For
2.10 Appoint a Director Shimada, Takashi Mgmt For For
2.11 Appoint a Director Higuchi, Masayuki Mgmt Against Against
3 Appoint a Corporate Auditor Kawasaki, Mgmt Against Against
Motoko
4 Approve Details of the Restricted-Share Mgmt For For
Compensation and the Performance-based
Stock Compensation to be received by
Directors (Excluding Outside Directors)
5 Approve Provision of Special Payment for Mgmt For For
Retiring Directors
--------------------------------------------------------------------------------------------------------------------------
FUJITSU LIMITED Agenda Number: 714250406
--------------------------------------------------------------------------------------------------------------------------
Security: J15708159
Meeting Type: AGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: JP3818000006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tokita, Takahito Mgmt For For
1.2 Appoint a Director Furuta, Hidenori Mgmt For For
1.3 Appoint a Director Isobe, Takeshi Mgmt For For
1.4 Appoint a Director Yamamoto, Masami Mgmt For For
1.5 Appoint a Director Mukai, Chiaki Mgmt For For
1.6 Appoint a Director Abe, Atsushi Mgmt For For
1.7 Appoint a Director Kojo, Yoshiko Mgmt For For
1.8 Appoint a Director Scott Callon Mgmt For For
1.9 Appoint a Director Sasae, Kenichiro Mgmt For For
2 Appoint a Corporate Auditor Hirose, Yoichi Mgmt Against Against
3 Appoint a Substitute Corporate Auditor Mgmt For For
Namba, Koichi
4 Approve Details of the Compensation to be Mgmt For For
received by Directors
5 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
GALAPAGOS N V Agenda Number: 935407874
--------------------------------------------------------------------------------------------------------------------------
Security: 36315X101
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: GLPG
ISIN: US36315X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Acknowledgement and approval of the Mgmt For For
non-consolidated annual accounts of the
Company for the financial year ended on 31
December 2020 and approval of the
allocation of the annual result as proposed
by the supervisory board.
5. Acknowledgement and approval of the Mgmt Against Against
remuneration report.
6. Release from liability to be granted to the Mgmt Against Against
members of the supervisory board, the
members of the former board of directors
and the statutory auditor for the
performance of their duties in the course
of the financial year ended on 31 December
2020.
8.1 Re-appointment of Katrine Bosley as member Mgmt For For
of the supervisory board of the Company.
8.2 Re-appointment of Raj Parekh as member of Mgmt For For
the supervisory board of the Company.
--------------------------------------------------------------------------------------------------------------------------
GALAXY ENTERTAINMENT GROUP LTD Agenda Number: 713733928
--------------------------------------------------------------------------------------------------------------------------
Security: Y2679D118
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: HK0027032686
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0329/2021032900638.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0329/2021032900622.pdf
CMMT 22 APR 2021: DELETION OF COMMENT Non-Voting
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND REPORTS OF THE
DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2020
2.1 TO RE-ELECT MR. FRANCIS LUI YIU TUNG AS A Mgmt Against Against
DIRECTOR
2.2 TO RE-ELECT MR. JOSEPH CHEE YING KEUNG AS A Mgmt Against Against
DIRECTOR
2.3 TO RE-ELECT MR. JAMES ROSS ANCELL AS A Mgmt For For
DIRECTOR
3 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
4.1 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY-BACK SHARES OF THE COMPANY
4.2 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE ADDITIONAL SHARES OF THE COMPANY
4.3 TO EXTEND THE GENERAL MANDATE AS APPROVED Mgmt Against Against
UNDER 4.2
5 TO APPROVE THE ADOPTION OF THE NEW SHARE Mgmt For For
OPTION SCHEME OF THE COMPANY
CMMT 22 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GENMAB A S Agenda Number: 935350405
--------------------------------------------------------------------------------------------------------------------------
Security: 372303206
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: GMAB
ISIN: US3723032062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Presentation and adoption of the audited Mgmt For For
Annual Report and discharge of Board of
Directors and Executive Management.
3. Resolution on the distribution of profits Mgmt For For
as recorded in the adopted Annual Report.
4. Advisory vote on the Compensation Report. Mgmt For For
5A. Re-election of Director: Deirdre P. Mgmt For For
Connelly
5B. Re-election of Director: Pernille Erenbjerg Mgmt For For
5C. Re-election of Director: Rolf Hoffmann Mgmt For For
5D. Re-election of Director: Dr. Paolo Paoletti Mgmt For For
5E. Re-election of Director: Jonathan Peacock Mgmt For For
5F. Re-election of Director: Dr. Anders Gersel Mgmt For For
Pedersen
6. Re-election PricewaterhouseCoopers Mgmt For For
Statsautoriseret Revisionspartnerselskab as
on auditor.
7A. Proposals from the Board of Directors: Mgmt For For
Approval of the Board of Directors'
remuneration for 2021.
7B. Proposals from the Board of Directors: Mgmt For For
Amendment to Remuneration Policy for Board
of Directors and Executive Management (base
fee multiplier for Chair and Deputy Chair).
7C. Proposals from the Board of Directors: Mgmt For For
Adoption of amended Remuneration Policy for
Board of Directors and Executive Management
(certain other changes).
7D. Proposals from the Board of Directors: Mgmt For For
Authorization of the Board of Directors to
acquire treasury shares.
7E. Proposals from the Board of Directors: Mgmt For For
Amendment of Article 4A (authorization to
issue new shares) and Article 5A
(authorization to issue convertible debt)
and adoption of a new Article 5B.
7F. Proposals from the Board of Directors: Mgmt For For
Amendment of Article 5 (authorization to
issue warrants).
7G. Proposals from the Board of Directors: Mgmt For For
Authorization to hold wholly virtual
general meetings.
8. Authorization of the Chair of the General Mgmt For For
Meeting to register resolutions passed by
the General Meeting.
--------------------------------------------------------------------------------------------------------------------------
GENTING SINGAPORE LIMITED Agenda Number: 713722999
--------------------------------------------------------------------------------------------------------------------------
Security: Y2692C139
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: SGXE21576413
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For
STATEMENT AND AUDITED FINANCIAL STATEMENTS
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 AND THE AUDITOR'S REPORT THEREON
2 TO DECLARE A FINAL ONE-TIER TAX EXEMPT Mgmt For For
DIVIDEND OF SGD0.01 PER ORDINARY SHARE
3 TO RE-ELECT MR JONATHAN ASHERSON Mgmt For For
4 TO RE-ELECT MR TAN WAH YEOW Mgmt For For
5 TO RE-ELECT MR HAUW SZE SHIUNG WINSTON Mgmt For For
6 TO APPROVE DIRECTORS' FEES OF UP TO Mgmt For For
SGD1,981,000 FOR THE FINANCIAL YEAR ENDING
31 DECEMBER 2021
7 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY
8 PROPOSED RENEWAL OF THE GENERAL MANDATE FOR Mgmt For For
INTERESTED PERSON TRANSACTIONS
9 PROPOSED RENEWAL OF THE SHARE BUY-BACK Mgmt For For
MANDATE
--------------------------------------------------------------------------------------------------------------------------
GIVAUDAN SA Agenda Number: 713633104
--------------------------------------------------------------------------------------------------------------------------
Security: H3238Q102
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: CH0010645932
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
ANNUAL FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS 2020
2 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt For For
REPORT 2020
3 APPROPRIATION OF AVAILABLE EARNINGS AND Mgmt For For
DISTRIBUTION
4 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
5.1.1 RE-ELECTION OF EXISTING BOARD MEMBER: MR Mgmt For For
VICTOR BALLI
5.1.2 RE-ELECTION OF EXISTING BOARD MEMBER: PROF. Mgmt For For
DR WERNER BAUER
5.1.3 RE-ELECTION OF EXISTING BOARD MEMBER: MS Mgmt For For
LILIAN BINER
5.1.4 RE-ELECTION OF EXISTING BOARD MEMBER: MR Mgmt For For
MICHAEL CARLOS
5.1.5 RE-ELECTION OF EXISTING BOARD MEMBER: MS Mgmt For For
INGRID DELTENRE
5.1.6 RE-ELECTION OF EXISTING BOARD MEMBER: MR Mgmt For For
OLIVIER FILLIOL
5.1.7 RE-ELECTION OF EXISTING BOARD MEMBER: MS Mgmt For For
SOPHIE GASPERMENT( BOTH, AS MEMBER AND ALSO
AS CHAIRMAN OF THE BOARD OF DIRECTORS)
5.1.8 RE-ELECTION OF EXISTING BOARD MEMBER AND Mgmt For For
ELECTION OF THE CHAIRMAN: MR CALVIN GRIEDER
(BOTH, AS MEMBER AND ALSO AS CHAIRMAN OF
THE BOARD OF DIRECTORS)
5.2.1 THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT Mgmt For For
THE FOLLOWING MEMBER TO THE COMPENSATION
COMMITTEE, EACH FOR A TERM OF ONE YEAR
UNTIL THE NEXT ANNUAL GENERAL MEETING OF
SHAREHOLDERS: PROF. DR WERNER BAUER
5.2.2 THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT Mgmt For For
THE FOLLOWING MEMBER TO THE COMPENSATION
COMMITTEE, EACH FOR A TERM OF ONE YEAR
UNTIL THE NEXT ANNUAL GENERAL MEETING OF
SHAREHOLDERS: MS INGRID DELTENRE
5.2.3 THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT Mgmt For For
THE FOLLOWING MEMBER TO THE COMPENSATION
COMMITTEE, EACH FOR A TERM OF ONE YEAR
UNTIL THE NEXT ANNUAL GENERAL MEETING OF
SHAREHOLDERS: MR VICTOR BALLI
5.3 RE-ELECTION OF THE INDEPENDENT VOTING Mgmt For For
RIGHTS REPRESENTATIVE: MR. MANUEL ISLER
5.4 THE BOARD OF DIRECTORS PROPOSES TO Mgmt For For
RE-ELECT: DELOITTE SA AS THE STATUTORY
AUDITORS FOR THE FINANCIAL YEAR 2021
6.1 PROPOSAL OF THE BOARD OF DIRECTORS: Mgmt For For
APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF
COMPENSATION OF THE BOARD OF DIRECTORS FOR
THE TERM UNTIL THE 2022 ANNUAL GENERAL
MEETING OF CHF 3,250,000
6.2.1 PROPOSAL OF THE BOARD OF DIRECTORS: Mgmt For For
APPROVAL OF THE AGGREGATE AMOUNT OF SHORT
TERM VARIABLE COMPENSATION OF THE EXECUTIVE
COMMITTEE FOR THE FISCAL YEAR 2020 OF CHF
4,812,783
6.2.2 PROPOSAL OF THE BOARD OF DIRECTORS: Mgmt For For
APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF
FIXED COMPENSATION AND LONG TERM VARIABLE
COMPENSATION OF THE EXECUTIVE COMMITTEE FOR
THE FISCAL YEAR 2021 OF CHF 15,400,000
--------------------------------------------------------------------------------------------------------------------------
GJENSIDIGE FORSIKRING ASA Agenda Number: 713647886
--------------------------------------------------------------------------------------------------------------------------
Security: R2763X101
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: NO0010582521
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Mgmt For For
3 REGISTRATION OF ATTENDING SHAREHOLDERS AND Non-Voting
PROXIES
4 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
5 DESIGNATE INSPECTOR(S) OF MINUTES OF Mgmt For For
MEETING
6 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 7.40 PER SHARE
7 APPROVE REMUNERATION STATEMENT Mgmt For For
8 APPROVE REMUNERATION GUIDELINES FOR Mgmt For For
EXECUTIVE MANAGEMENT
9.A AUTHORIZE THE BOARD TO DECIDE ON Mgmt For For
DISTRIBUTION OF DIVIDENDS
9.B APPROVE EQUITY PLAN FINANCING THROUGH SHARE Mgmt For For
REPURCHASE PROGRAM
9.C AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OF REPURCHASED SHARES
9.D APPROVE CREATION OF NOK 100 MILLION POOL OF Mgmt For For
CAPITAL WITHOUT PREEMPTIVE RIGHTS
9.E AUTHORIZE BOARD TO RAISE SUBORDINATED LOANS Mgmt For For
AND OTHER EXTERNAL FINANCING
10.A REELECT GISELE MARCHAND (CHAIR), VIBEKE Mgmt For For
KRAG, TERJE SELJESETH, HILDE MERETE
NAFSTAD, EIVIND ELNAN, TOR MAGNE LONNUM AND
GUNNAR ROBERT SELLAEG AS DIRECTORS
10.B1 REELECT TRINE RIIS GROVEN AS CHAIR OF Mgmt For For
NOMINATING COMMITTEE
10.B2 REELECT IWAR ARNSTAD AS MEMBER OF Mgmt For For
NOMINATING COMMITTEE
10.B3 REELECT MARIANNE RIBE AS MEMBER OF Mgmt For For
NOMINATING COMMITTEE
10.B4 REELECT PERNILLE MOEN AS MEMBER OF Mgmt For For
NOMINATING COMMITTEE
10.B5 REELECT HENRIK BACHKE MADSEN AS MEMBER OF Mgmt For For
NOMINATING COMMITTEE
10.C RATIFY DELOITTE AS AUDITORS Mgmt For For
11 APPROVE REMUNERATION OF DIRECTORS AND Mgmt For For
AUDITORS; APPROVE REMUNERATION FOR
COMMITTEE WORK
CMMT 03 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 03 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 935376562
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: GSK
ISIN: US37733W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the 2020 Annual Report Mgmt For For
2. To approve the Annual report on Mgmt For For
remuneration
3. To re-elect Sir Jonathan Symonds as a Mgmt For For
Director
4. To re-elect Emma Walmsley as a Director Mgmt For For
5. To re-elect Charles Bancroft as a Director Mgmt For For
6. To re-elect Vindi Banga as a Director Mgmt For For
7. To re-elect Dr Hal Barron as a Director Mgmt For For
8. To re-elect Dr Vivienne Cox as a Director Mgmt For For
9. To re-elect Lynn Elsenhans as a Director Mgmt For For
10. To re-elect Dr Laurie Glimcher as a Mgmt For For
Director
11. To re-elect Dr Jesse Goodman as a Director Mgmt For For
12. To re-elect Iain Mackay as a Director Mgmt For For
13. To re-elect Urs Rohner as a Director Mgmt For For
14. To re-appoint the auditor Mgmt For For
15. To determine remuneration of the auditor Mgmt For For
16. To authorise the Company and its Mgmt For For
subsidiaries to make donations to political
organisations and incur political
expenditure
17. To authorise allotment of shares Mgmt For For
18. To disapply pre-emption rights - general Mgmt For For
power (Special resolution)
19. To disapply pre-emption rights - in Mgmt For For
connection with an acquisition or specified
capital investment (Special resolution)
20. To authorise the Company to purchase its Mgmt For For
own shares (Special resolution)
21. To authorise exemption from statement of Mgmt For For
name of senior statutory auditor
22. To authorise reduced notice of a general Mgmt For For
meeting other than an AGM (Special
resolution)
--------------------------------------------------------------------------------------------------------------------------
GLENCORE PLC Agenda Number: 713733740
--------------------------------------------------------------------------------------------------------------------------
Security: G39420107
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: JE00B4T3BW64
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2020
2 TO APPROVE THAT THE COMPANY'S CAPITAL Mgmt For For
CONTRIBUTION RESERVES (FORMING PART OF ITS
SHARE PREMIUM ACCOUNT) BE REDUCED AND BE
REPAID TO SHAREHOLDERS AS PER THE TERMS SET
OUT IN THE NOTICE OF MEETING
3 TO RE-ELECT ANTHONY HAYWARD AS A DIRECTOR Mgmt For For
4 TO RE-ELECT IVAN GLASENBERG AS A DIRECTOR, Mgmt For For
FOR A TERM EXPIRING ON 30 JUNE 2021
5 TO RE-ELECT PETER COATES AS A DIRECTOR Mgmt For For
6 TO RE-ELECT MARTIN GILBERT AS A DIRECTOR Mgmt For For
7 TO RE-ELECT GILL MARCUS AS A DIRECTOR Mgmt For For
8 TO RE-ELECT PATRICE MERRIN AS A DIRECTOR Mgmt For For
9 TO RE-ELECT KALIDAS MADHAVPEDDI AS A Mgmt For For
DIRECTOR
10 TO ELECT CYNTHIA CARROLL AS A DIRECTOR Mgmt For For
11 TO REAPPOINT DELOITTE LLP AS THE COMPANY'S Mgmt For For
AUDITORS TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID OR A DATE TO BE
DETERMINED BY THE DIRECTORS
12 TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
13 TO APPROVE RULES OF THE GLENCORE PLC Mgmt For For
INCENTIVE PLAN
14 TO APPROVE COMPANY'S CLIMATE ACTION Mgmt For For
TRANSITION PLAN DATED 4TH DECEMBER 2020
15 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
POLICY AS SET OUT IN THE 2020 ANNUAL REPORT
16 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT AS SET OUT IN THE 2020 ANNUAL REPORT
17 TO RENEW THE AUTHORITY CONFERRED ON THE Mgmt For For
DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE
COMPANY'S ARTICLES OF ASSOCIATION
18 SUBJECT TO THE PASSING OF RESOLUTION 17, TO Mgmt For For
RENEW THE AUTHORITY CONFERRED ON THE
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
COMPANY'S ARTICLES OF ASSOCIATION TO ALLOT
EQUITY SECURITIES FOR CASH FOR AN ALLOTMENT
PERIOD
19 SUBJECT TO THE PASSING OF RESOLUTION 17, Mgmt For For
AND IN ADDITION TO ANY AUTHORITY GRANTED
UNDER RESOLUTION 18, TO EMPOWER THE
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
ARTICLES TO ALLOT EQUITY SECURITIES FOR
CASH FOR AN ALLOTMENT PERIOD
20 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ORDINARY SHARES
--------------------------------------------------------------------------------------------------------------------------
GLOBANT S.A. Agenda Number: 935345745
--------------------------------------------------------------------------------------------------------------------------
Security: L44385109
Meeting Type: Annual
Meeting Date: 02-Apr-2021
Ticker: GLOB
ISIN: LU0974299876
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Approval of the consolidated accounts of Mgmt For For
the Company prepared under EU IFRS and IFRS
as of and for the financial year ended
December 31, 2020.
3. Approval of the Company's annual accounts Mgmt For For
under LUX GAAP as of and for the financial
year ended December 31, 2020.
4. Allocation of results for the financial Mgmt For For
year ended December 31, 2020.
5. Vote on discharge (quitus) of the members Mgmt For For
of the Board of Directors for the proper
exercise of their mandate during the
financial year ended December 31, 2020.
6. Approval of the cash and share based Mgmt For For
compensation payable to the non-executive
members of the Board of Directors for the
financial year ending on December 31, 2021.
7. Appointment of PricewaterhouseCoopers, Mgmt For For
Societe cooperative as independent auditor
for the annual accounts and the EU IFRS
consolidated accounts of the Company for
the financial year ending on December 31,
2021.
8. Appointment of Price Waterhouse & Co. Mgmt For For
S.R.L. as independent auditor for the IFRS
consolidated accounts of the Company for
the financial year ending on December 31,
2021.
9. Re-appointment of Mr. Martin Migoya as Mgmt For For
member of the Board of Directors for a term
ending on the date of the Annual General
Meeting of Shareholders of the Company to
be held in 2024.
10. Re-appointment of Mr. Philip Odeen as Mgmt For For
member of the Board of Directors for a term
ending on the date of the Annual General
Meeting of Shareholders of the Company to
be held in 2024.
11. Re-appointment of Mr. Richard Mgmt For For
Haythornthwaite as member of the Board of
Directors for a term ending on the date of
the Annual General Meeting of Shareholders
of the Company to be held in 2024.
12. Appointment of Ms. Maria Pinelli as member Mgmt For For
of the Board of Directors for a term ending
on the date of the Annual General Meeting
of Shareholders of the Company to be held
in 2022.
13. Approval and ratification of the adoption Mgmt For For
and implementation of the Globant S.A. 2021
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
GMO PAYMENT GATEWAY,INC. Agenda Number: 713434669
--------------------------------------------------------------------------------------------------------------------------
Security: J18229104
Meeting Type: AGM
Meeting Date: 20-Dec-2020
Ticker:
ISIN: JP3385890003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kumagai, Masatoshi Mgmt Against Against
2.2 Appoint a Director Ainoura, Issei Mgmt Against Against
2.3 Appoint a Director Muramatsu, Ryu Mgmt Against Against
2.4 Appoint a Director Isozaki, Satoru Mgmt Against Against
2.5 Appoint a Director Hisada, Yuichi Mgmt Against Against
2.6 Appoint a Director Yasuda, Masashi Mgmt Against Against
2.7 Appoint a Director Yamashita, Hirofumi Mgmt Against Against
2.8 Appoint a Director Kaneko, Takehito Mgmt Against Against
2.9 Appoint a Director Onagi, Masaya Mgmt For For
2.10 Appoint a Director Sato, Akio Mgmt For For
2.11 Appoint a Director Kawasaki, Yuki Mgmt Against Against
3 Appoint a Corporate Auditor Yoshida, Mgmt For For
Kazutaka
--------------------------------------------------------------------------------------------------------------------------
GOODMAN GROUP Agenda Number: 713247307
--------------------------------------------------------------------------------------------------------------------------
Security: Q4229W132
Meeting Type: AGM
Meeting Date: 19-Nov-2020
Ticker:
ISIN: AU000000GMG2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4, 5, 6 AND 7 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 APPOINT THE AUDITOR OF GOODMAN LOGISTICS Mgmt For For
(HK) LIMITED
2.A RE-ELECTION OF MR STEPHEN JOHNS AS A Mgmt For For
DIRECTOR OF GOODMAN LIMITED
2.B ELECTION OF MR STEPHEN JOHNS AS A DIRECTOR Mgmt For For
OF GOODMAN LOGISTICS (HK) LTD
3 ELECTION OF MR MARK JOHNSON AS A DIRECTOR Mgmt For For
OF GOODMAN LIMITED
4 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
5 ISSUE OF PERFORMANCE RIGHTS UNDER THE LONG Mgmt For For
TERM INCENTIVE PLAN TO MR GREGORY GOODMAN
6 ISSUE OF PERFORMANCE RIGHTS UNDER THE LONG Mgmt For For
TERM INCENTIVE PLAN TO MR DANNY PEETERS
7 ISSUE OF PERFORMANCE RIGHTS UNDER THE LONG Mgmt For For
TERM INCENTIVE PLAN TO MR ANTHONY ROZIC
--------------------------------------------------------------------------------------------------------------------------
GREAT-WEST LIFECO INC Agenda Number: 713725515
--------------------------------------------------------------------------------------------------------------------------
Security: 39138C106
Meeting Type: MIX
Meeting Date: 06-May-2021
Ticker:
ISIN: CA39138C1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 TO 6 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.19 AND 3. THANK YOU
1 PROPOSAL TO AMEND THE ARTICLES OF THE Mgmt For For
CORPORATION
2.1 ELECTION OF DIRECTOR: MICHAEL R. AMEND Mgmt For For
2.2 ELECTION OF DIRECTOR: DEBORAH J. BARRETT Mgmt For For
2.3 ELECTION OF DIRECTOR: ROBIN A. BIENFAIT Mgmt For For
2.4 ELECTION OF DIRECTOR: HEATHER E. CONWAY Mgmt For For
2.5 ELECTION OF DIRECTOR: MARCEL R. COUTU Mgmt For For
2.6 ELECTION OF DIRECTOR: ANDRE DESMARAIS Mgmt For For
2.7 ELECTION OF DIRECTOR: PAUL DESMARAIS, JR Mgmt Against Against
2.8 ELECTION OF DIRECTOR: GARY A. DOER Mgmt For For
2.9 ELECTION OF DIRECTOR: DAVID G. FULLER Mgmt For For
2.10 ELECTION OF DIRECTOR: CLAUDE GENEREUX Mgmt For For
2.11 ELECTION OF DIRECTOR: ELIZABETH C. LEMPRES Mgmt For For
2.12 ELECTION OF DIRECTOR: PAULA B. MADOFF Mgmt For For
2.13 ELECTION OF DIRECTOR: PAUL A. MAHON Mgmt For For
2.14 ELECTION OF DIRECTOR: SUSAN J. MCARTHUR Mgmt For For
2.15 ELECTION OF DIRECTOR: R. JEFFREY ORR Mgmt For For
2.16 ELECTION OF DIRECTOR: T. TIMOTHY RYAN Mgmt For For
2.17 ELECTION OF DIRECTOR: GREGORY D. TRETIAK Mgmt For For
2.18 ELECTION OF DIRECTOR: SIIM A. VANASELJA Mgmt For For
2.19 ELECTION OF DIRECTOR: BRIAN E. WALSH Mgmt For For
3 APPOINTMENT OF DELOITTE LLP AS AUDITOR Mgmt For For
4 ADVISORY RESOLUTION ACCEPTING APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION
5 PROPOSAL TO AMEND THE STOCK OPTION PLAN OF Mgmt For For
THE CORPORATION
6 PROPOSAL TO AMEND THE BY-LAWS OF THE Mgmt For For
CORPORATION
7 VOTE AT THE DISCRETION OF THE PROXYHOLDER Mgmt Against Against
IN RESPECT OF ANY AMENDMENTS OR VARIATIONS
TO THE FOREGOING AND IN RESPECT OF SUCH
OTHER BUSINESS AS MAY PROPERLY COME BEFORE
THE ANNUAL AND SPECIAL MEETING AND ANY
ADJOURNMENT OR POSTPONEMENT
--------------------------------------------------------------------------------------------------------------------------
GROUPE BRUXELLES LAMBERT SA Agenda Number: 713749123
--------------------------------------------------------------------------------------------------------------------------
Security: B4746J115
Meeting Type: OGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: BE0003797140
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 MANAGEMENT REPORT OF THE BOARD OF DIRECTORS Non-Voting
AND REPORTS OF THE STATUTORY AUDITOR ON THE
2020 FINANCIAL YEAR
2.1 FINANCIAL STATEMENTS FOR THE YEAR ENDED Non-Voting
DECEMBER 31, 2020: PRESENTATION OF THE
CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED
DECEMBER 31, 2020. THIS ITEM DOES NOT
REQUIRE A VOTE
2.2 FINANCIAL STATEMENTS FOR THE YEAR ENDED Mgmt For For
DECEMBER 31, 2020: APPROVAL OF ANNUAL
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2020
3 DISCHARGE OF THE DIRECTORS: PROPOSAL FOR Mgmt Against Against
THE DISCHARGE TO BE GRANTED TO THE
DIRECTORS FOR DUTIES PERFORMED DURING THE
YEAR ENDED DECEMBER 31, 2020
4 DISCHARGE OF THE STATUTORY AUDITOR: Mgmt For For
PROPOSAL FOR THE DISCHARGE TO BE GRANTED TO
THE STATUTORY AUDITOR FOR DUTIES PERFORMED
DURING THE YEAR ENDED DECEMBER 31, 2020
5.1 RESIGNATION AND APPOINTMENT OF DIRECTOR: Non-Voting
ACKNOWLEDGMENT OF THE RESIGNATION OF GERARD
LAMARCHE AS DIRECTOR AT THE CONCLUSION OF
THIS GENERAL SHAREHOLDERS' MEETING
5.2 RESIGNATION AND APPOINTMENT OF DIRECTOR: Mgmt For For
APPOINTMENT OF A DIRECTOR: PROPOSAL TO
APPOINT JACQUES VEYRAT AS DIRECTOR FOR A
FOUR-YEAR TERM AND TO ACKNOWLEDGE THE
INDEPENDENCE OF JACQUES VEYRAT WHO MEETS
THE CRITERIA LISTED IN ARTICLE 7:87,
SECTION1 OF THE CODE ON COMPANIES AND
ASSOCIATIONS AND INCLUDED IN THE GBL
CORPORATE GOVERNANCE CHARTER
5.3.1 RESIGNATION AND APPOINTMENT OF DIRECTOR: Mgmt Against Against
RENEWAL OF DIRECTORS' TERM OF OFFICE:
PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM,
IN HIS CAPACITY AS DIRECTOR, CLAUDE
GENEREUX WHOSE CURRENT TERM OF OFFICE
EXPIRES AT THE CONCLUSION OF THIS GENERAL
SHAREHOLDERS' MEETING
5.3.2 RESIGNATION AND APPOINTMENT OF DIRECTOR: Mgmt Against Against
RENEWAL OF DIRECTORS' TERM OF OFFICE:
PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM,
IN HIS CAPACITY AS DIRECTOR, JOCELYN
LEFEBVRE WHOSE CURRENT TERM OF OFFICE
EXPIRES AT THE CONCLUSION OF THIS GENERAL
SHAREHOLDERS' MEETING
5.3.3 RESIGNATION AND APPOINTMENT OF DIRECTOR: Mgmt For For
RENEWAL OF DIRECTORS' TERM OF OFFICE:
PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM,
IN HER CAPACITY AS DIRECTOR, AGNES TOURAINE
WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE
CONCLUSION OF THIS GENERAL SHAREHOLDERS'
MEETING AND TO ACKNOWLEDGE THE INDEPENDENCE
OF AGNES TOURAINE WHO MEETS THE CRITERIA
MENTIONED IN ARTICLE 7:87, SECTION1 OF THE
CODE ON COMPANIES AND ASSOCIATIONS AND
INCLUDED IN THE GBL CORPORATE GOVERNANCE
CHARTER
6.1 RESIGNATION AND APPOINTMENT OF THE Non-Voting
STATUTORY AUDITOR: ACKNOWLEDGMENT OF THE
RESIGNATION, AT THE CONCLUSION OF THIS
GENERAL SHAREHOLDERS' MEETING, OF DELOITTE
REVISEURS D'ENTREPRISES SCRL, REPRESENTED
BY CORINE MAGNIN AS STATUTORY AUDITOR
6.2 RESIGNATION AND APPOINTMENT OF THE Mgmt For For
STATUTORY AUDITOR: ON THE RECOMMENDATION OF
THE AUDIT COMMITTEE, PROPOSAL TO APPOINT AS
STATUTORY AUDITOR PRICEWATERHOUSECOOPERS
BEDRIJFSREVISOREN-REVISEURS D'ENTREPRISES
FOR A THREE-YEAR TERM AND TO SET ITS FEES
AT EUR 91,000 A YEAR EXCLUSIVE OF VAT. FOR
INFORMATION, IT IS STATED THAT THE
STATUTORY AUDITOR WILL BE REPRESENTED BY
ALEXIS VAN BAVEL
7 REMUNERATION REPORT: PROPOSAL TO APPROVE Mgmt Against Against
THE BOARD OF DIRECTORS' REMUNERATION REPORT
FOR THE 2020 FINANCIAL YEAR
8.1 LONG TERM INCENTIVE: PROPOSAL TO CONFIRM AN Mgmt For For
ADDITIONAL ALLOCATION OF OPTIONS TO THE
CEO, MADE IN DECEMBER 2020. THESE OPTIONS
HAVE THE SAME CHARACTERISTICS AS THE
OPTIONS ALLOCATED TO HIM IN THE FIRST HALF
OF 2020. THESE CHARACTERISTICS ARE
DESCRIBED IN THE REMUNERATION REPORT. THE
UNDERLYING VALUE OF THE ASSETS OF THE
SUBSIDIARY COVERED BY THE OPTIONS GRANTED
TO THE CEO IN DECEMBER 2020 AMOUNTS TO EUR
4.32 MILLION. IT IS SPECIFIED THAT THE
POSSIBILITY FOR THE CEO TO EXERCISE THESE
OPTIONS HAS, AMONG OTHER CONDITIONS, BEEN
SUBJECT TO THE APPROVAL OF THIS GENERAL
MEETING. AN ADDITIONAL GRANT OF OPTIONS WAS
ALSO MADE IN DECEMBER 2020 IN FAVOR OF
STAFF MEMBERS
8.2 LONG TERM INCENTIVE: TO THE EXTENT Mgmt For For
NECESSARY, PROPOSAL TO APPROVE THE STOCK
OPTION PLAN FOR 2021 UNDER WHICH THE CEO
MAY RECEIVE IN 2021 OPTIONS RELATING TO
EXISTING SHARES OF A SUBSIDIARY OF THE
COMPANY. THE UNDERLYING VALUE OF THE ASSETS
OF THE SUBSIDIARY COVERED BY THE OPTIONS
THAT MAY BE GRANTED TO THE CEO IN 2021
AMOUNTS TO EUR 4.32 MILLION. THESE OPTIONS
WILL BE SUBJECT TO THE EXERCISE CONDITIONS
SPECIFIED IN THE REMUNERATION POLICY. THE
2021 STOCK OPTION PLAN WILL ALSO BENEFIT
STAFF MEMBERS
8.3 LONG TERM INCENTIVE: REPORT OF THE BOARD OF Mgmt For For
DIRECTORS DRAWN UP PURSUANT TO ARTICLE
7:227 OF THE CODE ON COMPANIES AND
ASSOCIATIONS WITH RESPECT TO THE GUARANTEES
REFERRED TO IN THE FOLLOWING RESOLUTION
PROPOSAL
8.4 LONG TERM INCENTIVE: PURSUANT TO ARTICLE Mgmt For For
7:227 OF THE CODE ON COMPANIES AND
ASSOCIATIONS, TO THE EXTENT NECESSARY,
PROPOSAL TO APPROVE THE GRANT BY GBL OF
GUARATEES TO ONE OR SEVERAL BANKS WITH
RESPECT TO THE CREDITS GRANTED BY THAT OR
THESE BANKS TO ONE OR SEVERAL SUBSIDIARIES
OF GBL, PERMITTING THE LATTER TO ACQUIRE
GBL SHARES IN THE FRAMEWORK OF THE
AFOREMENTIONED PLANS
9 MISCELLANEOUS Non-Voting
CMMT 01 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 01 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
REVISED DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
H & M HENNES & MAURITZ AB Agenda Number: 713838386
--------------------------------------------------------------------------------------------------------------------------
Security: W41422101
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: SE0000106270
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 473174 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 OPENING OF THE AGM Non-Voting
2 ELECTION OF A CHAIRMAN FOR THE AGM: SVEN Non-Voting
UNGER
3 ELECTION OF PEOPLE TO CHECK THE MINUTES: Non-Voting
JAN ANDERSSON OF SWEDBANK ROBUR FONDER,
ANDERS OSCARSSON OF AMF AND AMF FONDER
4 ESTABLISHMENT AND APPROVAL OF VOTING LIST Non-Voting
5 APPROVAL OF THE AGENDA Non-Voting
6 EXAMINATION OF WHETHER THE MEETING WAS DULY Non-Voting
CONVENED
7 PRESENTATION OF THE ANNUAL ACCOUNTS AND Non-Voting
AUDITOR'S REPORT AS WELL AS THE
CONSOLIDATED ACCOUNTS AND CONSOLIDATED
AUDITOR'S REPORT, AND AUDITOR'S STATEMENT
ON WHETHER THE GUIDELINES FOR REMUNERATION
OF SENIOR EXECUTIVES APPLICABLE SINCE THE
LAST AGM HAVE BEEN FOLLOWED
8.A RESOLUTION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AS WELL AS THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
8.B.1 RESOLUTION ON DISPOSAL OF THE COMPANY'S Mgmt For For
EARNINGS IN ACCORDANCE WITH THE ADOPTED
BALANCE SHEET: PROPOSAL BY THE BOARD OF
DIRECTORS: THE BOARD OF DIRECTORS PROPOSES
TO THE 2021 ANNUAL GENERAL MEETING THAT NO
DIVIDEND IS PAID AND THAT THE FUNDS AT THE
DISPOSAL OF THE GENERAL MEETING ARE CARRIED
FORWARD
8.B.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: PROPOSAL BY THE
SHAREHOLDER CLEAN CLOTHES CAMPAIGN: THE
SHAREHOLDER CLEAN CLOTHES CAMPAIGN
INTERNATIONAL OFFICE ("CCC") PROPOSES THAT
THE ANNUAL GENERAL MEETING CALL ON THE
COMPANY'S BOARD OF DIRECTORS TO PAY NO
DIVIDEND FOR THIS FINANCIAL YEAR. THE
COMPANY'S EARNINGS SHALL INSTEAD BE USED TO
ENSURE ALL WORKERS IN H&M'S SUPPLY CHAIN
ARE PAID REMUNERATION EQUAL TO, OR GREATER
THAN, WHAT THEY WERE PAID AT THE TIME
BEFORE THE COVID-19 PANDEMIC STARTED. IN
ADDITION, THOSE WORKERS WHO HAVE LOST THEIR
JOBS SHALL RECEIVE THE SEVERANCE PAY TO
WHICH THEY ARE ENTITLED. FOR THIS REASON,
CCC ASKS H&M TO SIGN UP TO THE GUARANTEE
FUND FOR SEVERANCE PAY FOR WORKERS ("THE
SEVERANCE GUARANTEE FUND") WHICH MORE THAN
200 CIVIL SOCIETY ORGANISATIONS AND TRADE
UNIONS ARE DEMANDING BE ESTABLISHED
8.C.1 RESOLUTION ON DISCHARGE OF THE MEMBER OF Mgmt For For
THE BOARD AND THE CEO FROM LIABILITY TO THE
COMPANY: KARL-JOHAN PERSSON (CHAIRMAN OF
THE BOARD)
8.C.2 RESOLUTION ON DISCHARGE OF THE MEMBER OF Mgmt For For
THE BOARD AND THE CEO FROM LIABILITY TO THE
COMPANY: STEFAN PERSSON (CHAIRMAN OF THE
BOARD FOR THE PERIOD 1 JAN - 7 MAY)
8.C.3 RESOLUTION ON DISCHARGE OF THE MEMBER OF Mgmt For For
THE BOARD AND THE CEO FROM LIABILITY TO THE
COMPANY: STINA BERGFORS (BOARD MEMBER)
8.C.4 RESOLUTION ON DISCHARGE OF THE MEMBER OF Mgmt For For
THE BOARD AND THE CEO FROM LIABILITY TO THE
COMPANY: ANDERS DAHLVIG (BOARD MEMBER)
8.C.5 RESOLUTION ON DISCHARGE OF THE MEMBER OF Mgmt For For
THE BOARD AND THE CEO FROM LIABILITY TO THE
COMPANY: DANICA KRAGIC JENSFELT (BOARD
MEMBER)
8.C.6 RESOLUTION ON DISCHARGE OF THE MEMBER OF Mgmt For For
THE BOARD AND THE CEO FROM LIABILITY TO THE
COMPANY: LENA PATRIKSSON KELLER (BOARD
MEMBER)
8.C.7 RESOLUTION ON DISCHARGE OF THE MEMBER OF Mgmt For For
THE BOARD AND THE CEO FROM LIABILITY TO THE
COMPANY: CHRISTIAN SIEVERT (BOARD MEMBER)
8.C.8 RESOLUTION ON DISCHARGE OF THE MEMBER OF Mgmt For For
THE BOARD AND THE CEO FROM LIABILITY TO THE
COMPANY: ERICA WIKING HAGER (BOARD MEMBER)
8.C.9 RESOLUTION ON DISCHARGE OF THE MEMBER OF Mgmt For For
THE BOARD AND THE CEO FROM LIABILITY TO THE
COMPANY: NIKLAS ZENNSTROM (BOARD MEMBER)
8.C10 RESOLUTION ON DISCHARGE OF THE MEMBER OF Mgmt For For
THE BOARD AND THE CEO FROM LIABILITY TO THE
COMPANY: INGRID GODIN (BOARD MEMBER)
8.C11 RESOLUTION ON DISCHARGE OF THE MEMBER OF Mgmt For For
THE BOARD AND THE CEO FROM LIABILITY TO THE
COMPANY: ALEXANDRA ROSENQVIST (BOARD
MEMBER)
8.C12 RESOLUTION ON DISCHARGE OF THE MEMBER OF Mgmt For For
THE BOARD AND THE CEO FROM LIABILITY TO THE
COMPANY: HELENA ISBERG (DEPUTY BOARD
MEMBER)
8.C13 RESOLUTION ON DISCHARGE OF THE MEMBER OF Mgmt For For
THE BOARD AND THE CEO FROM LIABILITY TO THE
COMPANY: MARGARETA WELINDER (DEPUTY BOARD
MEMBER)
8.C14 RESOLUTION ON DISCHARGE OF THE MEMBER OF Mgmt For For
THE BOARD AND THE CEO FROM LIABILITY TO THE
COMPANY: HELENA HELMERSSON (CEO FOR THE
PERIOD 30 JAN - 31 DEC)
8.C15 RESOLUTION ON DISCHARGE OF THE MEMBER OF Mgmt For For
THE BOARD AND THE CEO FROM LIABILITY TO THE
COMPANY: KARL-JOHAN PERSSON (CEO FOR THE
PERIOD 1 JAN - 29 JAN)
9.1 ESTABLISHMENT OF THE NUMBER OF BOARD Mgmt For For
MEMBERS: THE NOMINATION COMMITTEE PROPOSES
EIGHT BOARD MEMBERS WITH NO DEPUTIES
9.2 ESTABLISHMENT OF THE NUMBER OF AUDITORS: Mgmt For For
THE NOMINATION COMMITTEE PROPOSES THAT ONE
AUDITOR BE ELECTED
10.1 ESTABLISHMENT OF FEES TO THE BOARD Mgmt For For
10.2 ESTABLISHMENT OF FEES TO THE AUDITORS Mgmt For For
11.1 ELECTION OF BOARD MEMBER: STINA BERGFORS Mgmt For For
11.2 ELECTION OF BOARD MEMBER: ANDERS DAHLVIG Mgmt For For
11.3 ELECTION OF BOARD MEMBER: DANICA KRAGIC Mgmt For For
JENSFELT
11.4 ELECTION OF BOARD MEMBER: LENA PATRIKSSON Mgmt For For
KELLER
11.5 ELECTION OF BOARD MEMBER: KARL-JOHAN Mgmt For For
PERSSON
11.6 ELECTION OF BOARD MEMBER: CHRISTIAN SIEVERT Mgmt For For
11.7 ELECTION OF BOARD MEMBER: ERICA WIKING Mgmt For For
HAGER
11.8 ELECTION OF BOARD MEMBER: NIKLAS ZENNSTROM Mgmt For For
11.9 ELECTION OF KARL-JOHAN PERSSON AS CHAIRMAN Mgmt Against Against
OF THE BOARD
12 ELECTION OF AUDITOR: THE NOMINATION Mgmt For For
COMMITTEE PROPOSES, IN ACCORDANCE WITH THE
RECOMMENDATION BY THE AUDITING COMMITTEE
THAT HAS BEEN APPROVED BY THE WHOLE BOARD
AS A RECOMMENDATION, THAT REGISTERED
ACCOUNTING FIRM DELOITTE AB BE ELECTED AS
AUDITOR OF THE COMPANY UNTIL THE CONCLUSION
OF THE 2022 ANNUAL GENERAL MEETING.
DELOITTE AB HAS NOTIFIED THAT IF THE AGM
APPROVES THE PROPOSAL, AUTHORISED PUBLIC
ACCOUNTANT DIDRIK ROOS WILL BE THE
AUDITOR-IN-CHARGE
13.1 ELECTION OF MEMBERS OF THE NOMINATION Mgmt For For
COMMITTEE: THAT THE ANNUAL GENERAL MEETING
APPOINT THE CHAIRMAN OF THE BOARD
KARL-JOHAN PERSSON AS WELL AS STEFAN
PERSSON (NOMINATED BY RAMSBURY INVEST AB),
LOTTIE THAM, JAN ANDERSSON (NOMINATED BY
SWEDBANK ROBUR FONDER) AND ERIK DURHAN
(NOMINATED BY NORDEA FONDER) AS THE
NOMINATION COMMITTEE. THIS NOMINATION
COMMITTEE SHALL TAKE UP ITS DUTIES
IMMEDIATELY. ITS TERM OF OFFICE SHALL
CONTINUE UNTIL A NEW NOMINATION COMMITTEE
IS APPOINTED
13.2 ESTABLISHMENT OF PRINCIPLES FOR THE Mgmt For For
NOMINATION COMMITTEE
14 APPROVAL OF THE BOARD'S REMUNERATION REPORT Mgmt For For
15 RESOLUTION ON GUIDELINES FOR REMUNERATION Mgmt For For
OF SENIOR EXECUTIVES
16 RESOLUTION ON THE BOARD'S PROPOSED Mgmt For For
AMENDMENT TO THE ARTICLES OF ASSOCIATION
17 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: RESOLUTION ON
SHAREHOLDER'S PROPOSED AMENDMENT TO THE
ARTICLES OF ASSOCIATION: THE SHAREHOLDER
FONDAZIONE FINANZA ETICA PROPOSES THAT
SECTION 14 OF THE ARTICLES OF ASSOCIATION
BE AMENDED BY ADDING THE FOLLOWING ITEM:
ITEM 12. ANNUAL PROXY VOTE AND REPORT ON
CLIMATE CHANGE. THE ANNUAL CORPORATE PROXY
STATEMENT SHALL INCLUDE A PROPOSAL
REQUIRING AN ADVISORY VOTE BY THE
SHAREHOLDERS EXPRESSING NON-BINDING
ADVISORY APPROVAL OR DISAPPROVAL OF THE
COMPANY'S PUBLIC CLIMATE POLICIES AND
STRATEGIES, TAKING INTO ACCOUNT KEY
CLIMATE-RELATED BENCHMARKS. THE BOARD OF
DIRECTORS IS AUTHORISED TO INCLUDE IN THE
COMPANY'S ANNUAL CORPORATE PROXY STATEMENT,
OR IN ANOTHER PUBLICATION, A REPORT THAT
CHARACTERISES THE SCALE AND PACE OF ITS
RESPONSIVE MEASURES ASSOCIATED WITH CLIMATE
CHANGE, INCLUDING REFERRING - ACCORDING TO
THE BOARD'S ASSESSMENT - TO THE COMPANY'S
ALIGNMENT WITH CLIMATE-RELATED BENCHMARKS.
NOTHING IN THIS SECTION SHALL BE CONSTRUED
AS CONSTRAINING THE BOARD'S OR THE
MANAGEMENT'S DISCRETIONARY POWERS AS
REGARDS DISCLOSING OR MANAGING ISSUES
RELATED TO A CLIMATE TRANSITION
18 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: RESOLUTION ON
SHAREHOLDER'S PROPOSAL THAT THE COMPANY
PROVIDE INFORMATION ON SUSTAINABILITY GOALS
AND DISCLOSE CERTAIN OTHER INFORMATION
CONCERNING, AMONG OTHER THINGS,
REMUNERATION TO SENIOR EXECUTIVES: THE
SHAREHOLDER FONDAZIONE FINANZA ETICA
PROPOSES THAT H&M: FULLY REPORTS THE
SUSTAINABILITY GOALS THAT MUST BE ACHIEVED
IN ORDER FOR VARIABLE REMUNERATION TO BE
PAID TO SENIOR EXECUTIVES AND ANNUALLY
REPORTS THE PERFORMANCE OF SENIOR
EXECUTIVES AGAINST THOSE GOALS; DISCLOSES
PRECISELY THE EXECUTIVES TO WHICH THE
ABOVEMENTIONED GOALS APPLY; PUBLISHES THE
RATIOS OF FIXED TO VARIABLE PAY FOR THE
GROUP'S CEO AND CHAIRMAN AS WELL AS THE
AVERAGE RATIO OF FIXED TO VARIABLE PAY FOR
THE COMPANY'S SENIOR EXECUTIVES; INDICATES
WHAT PART OF THE VARIABLE REMUNERATION IS
BASED ON SUSTAINABILITY CRITERIA THAT ARE
LINKED TO A LONG-TERM INCENTIVE PLAN; AND,
WHERE APPLICABLE, EXPLAINS WHETHER OTHER
COMPARABLE COMPANIES' REMUNERATION SYSTEMS
HAVE BEEN TAKEN INTO ACCOUNT WHEN
ESTABLISHING THE REMUNERATION SYSTEM FOR
SENIOR EXECUTIVES; AND PROVIDES INFORMATION
ON WHETHER EXTERNAL ADVISORS TOOK PART IN
THE DEVELOPING THE REMUNERATION SYSTEM AND,
IF SO, WHICH ADVISORS THESE ARE
19 CLOSING OF THE AGM Non-Voting
--------------------------------------------------------------------------------------------------------------------------
HANG SENG BANK LTD Agenda Number: 713963812
--------------------------------------------------------------------------------------------------------------------------
Security: Y30327103
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: HK0011000095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042001057.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042001075.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO ADOPT THE REPORTS AND AUDITED FINANCIAL Mgmt For For
STATEMENTS FOR 2020
2.A TO RE-ELECT MS LOUISA CHEANG AS DIRECTOR Mgmt For For
2.B TO RE-ELECT MS MARGARET W H KWAN AS Mgmt For For
DIRECTOR
2.C TO RE-ELECT MS IRENE Y L LEE AS DIRECTOR Mgmt For For
2.D TO RE-ELECT MR PETER T S WONG AS DIRECTOR Mgmt Against Against
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR AND TO AUTHORISE THE DIRECTORS TO
DETERMINE THE REMUNERATION OF THE AUDITOR
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY-BACK SHARES NOT EXCEEDING 10% OF THE
NUMBER OF SHARES IN ISSUE
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE ADDITIONAL SHARES WHICH SHALL NOT
IN AGGREGATE EXCEED, EXCEPT IN CERTAIN
SPECIFIC CIRCUMSTANCES SUCH AS PURSUANT TO
A RIGHTS ISSUE OR ANY SCRIP DIVIDEND
SCHEME, 20%, OR 5% WHERE THE SHARES ARE TO
BE ALLOTTED WHOLLY FOR CASH, OF THE NUMBER
OF SHARES IN ISSUE
6 TO ADOPT THE NEW ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HANKYU HANSHIN HOLDINGS,INC. Agenda Number: 714204500
--------------------------------------------------------------------------------------------------------------------------
Security: J18439109
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: JP3774200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sumi, Kazuo
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sugiyama,
Takehiro
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shin, Masao
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Inoue,
Noriyuki
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Endo, Noriko
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsuru, Yuki
2.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shimatani,
Yoshishige
2.8 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Araki, Naoya
3 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Tsuru,
Yuki
--------------------------------------------------------------------------------------------------------------------------
HEINEKEN NV Agenda Number: 713673196
--------------------------------------------------------------------------------------------------------------------------
Security: N39427211
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: NL0000009165
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1. OPENING Non-Voting
1a. REPORT OF THE EXECUTIVE BOARD FOR THE Non-Voting
FINANCIAL YEAR 2020
1b. ADVISORY VOTE ON THE 2020 REMUNERATION Mgmt Against Against
REPORT
1c. ADOPTION OF THE 2020 FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY
1d. EXPLANATION OF THE DIVIDEND POLICY Non-Voting
1e. ADOPTION OF THE DIVIDEND PROPOSAL FOR 2020: Mgmt For For
EUR 0.70 PER SHARE
1f. DISCHARGE OF THE MEMBERS OF THE EXECUTIVE Mgmt For For
BOARD
1g. DISCHARGE OF THE MEMBERS OF THE SUPERVISORY Mgmt Against Against
BOARD
2. AUTHORISATIONS Non-Voting
2a. AUTHORISATION OF THE EXECUTIVE BOARD TO Mgmt For For
ACQUIRE OWN SHARES
2b. AUTHORISATION OF THE EXECUTIVE BOARD TO Mgmt For For
ISSUE (RIGHTS TO) SHARES
2c. AUTHORISATION OF THE EXECUTIVE BOARD TO Mgmt For For
RESTRICT OR EXCLUDE SHAREHOLDERS
PRE-EMPTIVE RIGHTS
3. COMPOSITION EXECUTIVE BOARD APPOINTMENT OF Mgmt For For
MR. H.P.J. VAN DEN BROEK AS MEMBER OF THE
EXECUTIVE BOARD
4. COMPOSITION SUPERVISORY BOARD Non-Voting
4a. RE-APPOINTMENT OF MR. M. DAS AS MEMBER (AND Mgmt Against Against
DELEGATED MEMBER) OF THE SUPERVISORY BOARD
4b. APPOINTMENT OF MR. N. PARANJPE AS MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
5. RE-APPOINTMENT OF THE EXTERNAL AUDITOR FOR Mgmt For For
A PERIOD OF ONE YEAR: DELOITTE ACCOUNTANTS
B.V
6. CLOSING Non-Voting
CMMT 22 Mar 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTIONS 6 AND 1e. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HENDERSON LAND DEVELOPMENT CO LTD Agenda Number: 713986923
--------------------------------------------------------------------------------------------------------------------------
Security: Y31476107
Meeting Type: AGM
Meeting Date: 01-Jun-2021
Ticker:
ISIN: HK0012000102
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042301484.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042301501.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.I TO RE-ELECT DR LAM KO YIN, COLIN AS Mgmt For For
DIRECTOR
3.II TO RE-ELECT DR LEE SHAU KEE AS DIRECTOR Mgmt For For
3.III TO RE-ELECT MR YIP YING CHEE, JOHN AS Mgmt For For
DIRECTOR
3.IV TO RE-ELECT MR FUNG HAU CHUNG, ANDREW AS Mgmt For For
DIRECTOR
3.V TO RE-ELECT PROFESSOR KO PING KEUNG AS Mgmt For For
DIRECTOR
3.VI TO RE-ELECT MR WOO KA BIU, JACKSON AS Mgmt For For
DIRECTOR
3.VII TO RE-ELECT PROFESSOR POON CHUNG KWONG AS Mgmt For For
DIRECTOR
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
DIRECTORS TO FIX THE AUDITOR'S
REMUNERATION: KPMG
5.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES
5.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT NEW SHARES
5.C TO AUTHORISE THE DIRECTORS TO ALLOT NEW Mgmt Against Against
SHARES EQUAL TO THE TOTAL NUMBER OF SHARES
BOUGHT BACK BY THE COMPANY
6 TO APPROVE THE SPECIAL RESOLUTION IN ITEM Mgmt For For
NO. 6 OF THE NOTICE OF ANNUAL GENERAL
MEETING TO ADOPT THE NEW ARTICLES OF
ASSOCIATION OF THE COMPANY
CMMT 26 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HENKEL AG & CO. KGAA Agenda Number: 713657736
--------------------------------------------------------------------------------------------------------------------------
Security: D3207M102
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: DE0006048408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.83 PER ORDINARY SHARE AND EUR 1.85
PER PREFERRED SHARE
3 APPROVE DISCHARGE OF PERSONALLY LIABLE Mgmt For For
PARTNER FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 APPROVE DISCHARGE OF SHAREHOLDERS' Mgmt For For
COMMITTEE FOR FISCAL YEAR 2020
6 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
7 ELECT JAMES ROWAN TO THE SHAREHOLDERS' Mgmt For For
COMMITTEE
8 APPROVE REMUNERATION POLICY Mgmt For For
9 AMEND ARTICLES RE: REMUNERATION OF Mgmt For For
SUPERVISORY BOARD AND SHAREHOLDERS'
COMMITTEE
10 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
AND SHAREHOLDERS' COMMITTEE
11 AMEND ARTICLES RE: ELECTRONIC PARTICIPATION Mgmt For For
IN THE GENERAL MEETING
CMMT 25 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 25 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HENKEL AG & CO. KGAA Agenda Number: 713737647
--------------------------------------------------------------------------------------------------------------------------
Security: D3207M110
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: DE0006048432
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 527351 DUE TO CHANGE IN RECORD
DATE FROM 26 MAR 2021 TO 25 MAR 2021
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Non-Voting
OF EUR 1.83 PER ORDINARY SHARE AND EUR 1.85
PER PREFERRED SHARE
3 APPROVE DISCHARGE OF PERSONALLY LIABLE Non-Voting
PARTNER FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Non-Voting
FISCAL YEAR 2020
5 APPROVE DISCHARGE OF SHAREHOLDERS' Non-Voting
COMMITTEE FOR FISCAL YEAR 2020
6 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Non-Voting
AUDITORS FOR FISCAL YEAR 2021
7 ELECT JAMES ROWAN TO THE SHAREHOLDERS' Non-Voting
COMMITTEE
8 APPROVE REMUNERATION POLICY Non-Voting
9 AMEND ARTICLES RE: REMUNERATION OF Non-Voting
SUPERVISORY BOARD AND SHAREHOLDERS'
COMMITTEE
10 APPROVE REMUNERATION OF SUPERVISORY BOARD Non-Voting
AND SHAREHOLDERS' COMMITTEE
11 AMEND ARTICLES RE: ELECTRONIC PARTICIPATION Non-Voting
IN THE GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
HERMES INTERNATIONAL SA Agenda Number: 713707113
--------------------------------------------------------------------------------------------------------------------------
Security: F48051100
Meeting Type: MIX
Meeting Date: 04-May-2021
Ticker:
ISIN: FR0000052292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 19 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT SHAREHOLDER
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND PLEASE NOTE THAT IF YOU HOLD CREST
DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 14 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104142100875-45 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT AND CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND RECEIPT OF UPDATED BALO .
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - APPROVAL OF EXPENSES AND
COSTS REFERRED TO IN ARTICLE 39-4 OF THE
FRENCH GENERAL TAX CODE
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 DISCHARGE TO THE MANAGEMENT BOARD Mgmt For For
4 ALLOCATION OF INCOME - DISTRIBUTION OF A Mgmt For For
COMMON DIVIDEND
5 APPROVAL OF REGULATED AGREEMENTS Mgmt For For
6 AUTHORISATION GRANTED TO THE MANAGEMENT TO Mgmt For For
TRADE IN THE COMPANY'S SHARES
7 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt For For
SECTION I OF ARTICLE L.22-10-9 OF THE
FRENCH COMMERCIAL CODE CONCERNING THE
COMPENSATION FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2020, FOR ALL CORPORATE
OFFICERS (GLOBAL EX-POST VOTE)
8 APPROVAL OF THE TOTAL COMPENSATION AND Mgmt Against Against
BENEFITS OF ANY KIND PAID DURING OR AWARDED
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 TO MR. AXEL DUMAS, MANAGER (INDIVIDUAL
EX-POST VOTE)
9 APPROVAL OF THE TOTAL COMPENSATION AND Mgmt Against Against
BENEFITS OF ANY KIND PAID DURING OR AWARDED
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 TO THE COMPANY EMILE HERMES SARL,
MANAGER (INDIVIDUAL EX-POST VOTE)
10 APPROVAL OF THE TOTAL COMPENSATION AND Mgmt For For
BENEFITS OF ANY KIND PAID DURING OR AWARDED
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 TO MR. ERIC DE SEYNES, CHAIRMAN OF THE
SUPERVISORY BOARD (INDIVIDUAL EX-POST VOTE)
11 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt Against Against
MANAGERS (EX-ANTE VOTE)
12 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
SUPERVISORY BOARD MEMBERS (EX-ANTE VOTE)
13 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
MATTHIEU DUMAS AS MEMBER OF THE SUPERVISORY
BOARD FOR A PERIOD OF THREE YEARS
14 RENEWAL OF THE TERM OF OFFICE OF MR. BLAISE Mgmt For For
GUERRAND AS MEMBER OF THE SUPERVISORY BOARD
FOR A PERIOD OF THREE YEARS
15 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
OLYMPIA GUERRAND AS MEMBER OF THE
SUPERVISORY BOARD FOR A PERIOD OF THREE
YEARS
16 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
ALEXANDRE VIROS AS MEMBER OF THE
SUPERVISORY BOARD FOR A PERIOD OF THREE
YEARS
17 AUTHORISATION TO BE GRANTED TO THE Mgmt For For
MANAGEMENT IN ORDER TO REDUCE THE CAPITAL
BY CANCELLING ALL OR PART OF THE TREASURY
SHARES HELD BY THE COMPANY (ARTICLE L.
22-10-62 OF THE FRENCH COMMERCIAL CODE) -
GENERAL CANCELLATION PROGRAMME
18 DELEGATION OF AUTHORITY TO THE MANAGEMENT Mgmt For For
TO INCREASE THE CAPITAL BY CAPITALISATION
OF RESERVES, PROFITS AND/OR PREMIUMS AND
FREE ALLOCATION OF SHARES AND/OR INCREASE
IN THE NOMINAL VALUE OF EXISTING SHARES
19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE MANAGEMENT TO DECIDE ON THE ISSUE OF
SHARES AND/OR ANY OTHER TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE MANAGEMENT TO DECIDE ON THE ISSUE OF
SHARES AND/OR ANY OTHER TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT BUT WITH THE OPTION OF
INTRODUCING A PRIORITY PERIOD, BY PUBLIC
OFFERING (OTHER THAN THAT REFERRED TO IN
ARTICLE L.411-2, 1DECREE OF THE FRENCH
MONETARY AND FINANCIAL CODE)
21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE MANAGEMENT TO DECIDE TO INCREASE THE
SHARE CAPITAL BY ISSUING SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL, RESERVED FOR MEMBERS OF A
COMPANY OR GROUP SAVINGS PLAN, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE MANAGEMENT TO DECIDE ON THE ISSUE OF
SHARES AND/OR ANY OTHER TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY PUBLIC OFFERING TO A
LIMITED CIRCLE OF INVESTORS OR QUALIFIED
INVESTORS (PRIVATE PLACEMENT) AS REFERRED
TO IN ARTICLE L.411-2, 1DECREE OF THE
FRENCH MONETARY AND FINANCIAL CODE
23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE MANAGEMENT TO DECIDE ON THE ISSUE OF
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, WITH A VIEW TO
COMPENSATE CONTRIBUTIONS IN KIND GRANTED TO
THE COMPANY RELATING TO EQUITY SECURITIES
OR TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE CAPITAL
24 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE MANAGEMENT TO DECIDE ON ONE OR MORE
OPERATIONS OF MERGER(S) BY ABSORPTION,
DEMERGER OR PARTIAL CONTRIBUTION OF ASSETS
SUBJECT TO THE REGIME FOR DEMERGERS
(ARTICLE L.236-9, II OF THE FRENCH
COMMERCIAL CODE)
25 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE MANAGEMENT TO DECIDE TO INCREASE THE
SHARE CAPITAL BY ISSUING SHARES IN THE
EVENT OF USE OF THE DELEGATION OF AUTHORITY
GRANTED TO THE MANAGEMENT TO DECIDE ON ONE
OR MORE MERGER(S) BY ABSORPTION, DEMERGER
OR PARTIAL CONTRIBUTION OF ASSETS SUBJECT
TO THE REGIME FOR DEMERGERS (ARTICLE L.
236-9, II OF THE FRENCH COMMERCIAL CODE)
26 AMENDMENT TO THE BY-LAWS IN ORDER TO Mgmt For For
REFLECT THE TRANSFORMATION OF THE COMPANY
EMILE HERMES SARL INTO A COMPANY WITH
SIMPLIFIED SHARES
27 DELEGATION OF POWERS TO CARRY OUT Mgmt For For
FORMALITIES RELATED TO THE GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
HEXAGON AB Agenda Number: 713313550
--------------------------------------------------------------------------------------------------------------------------
Security: W40063104
Meeting Type: EGM
Meeting Date: 01-Dec-2020
Ticker:
ISIN: SE0000103699
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: THE Non-Voting
BOARD OF DIRECTORS PROPOSES THAT GUN
NILSSON SHALL BE ELECTED CHAIRMAN OF THE
MEETING
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF TWO PERSONS TO CHECK THE Non-Voting
MINUTES: THE BOARD OF DIRECTORS PROPOSES
JOHANNES WINGBORG, REPRESENTING
LANSFORSAKRINGAR FONDFORVALTNING AND
FREDRIK SKOGLUND, REPRESENTING SPILTAN
FONDER, OR IF ONE OR BOTH OF THEM ARE
PREVENTED FROM PARTICIPATING, THE PERSON(S)
APPOINTED BY THE BOARD OF DIRECTORS, TO
CHECK THE MINUTES. THE ASSIGNMENT TO CHECK
THE MINUTES ALSO INCLUDE CHECKING THE
VOTING LIST AND THAT THE RECEIVED POSTAL
VOTES ARE CORRECTLY REFLECTED IN THE
MINUTES OF THE MEETING
6 DETERMINATION OF COMPLIANCE WITH THE RULES Non-Voting
OF CONVOCATION
7 RESOLUTION ON DIVIDEND: DUE TO THE CURRENT Mgmt For For
UNCERTAINTY IN GLOBAL DEMAND CAUSED BY THE
COVID-19-PANDEMIC, THE BOARD OF DIRECTORS
DECIDED PRIOR TO THE ANNUAL GENERAL MEETING
ON 29 APRIL 2020 TO POSTPONE THE RESOLUTION
ON DIVIDEND FOR THE FINANCIAL YEAR 2019
UNTIL THE IMPACT OF THE PANDEMIC IS CLEARER
AND MARKET CONDITIONS HAVE STABILISED. THE
ANNUAL GENERAL MEETING RESOLVED IN
ACCORDANCE WITH THE PROPOSAL BY THE BOARD
OF DIRECTORS THAT NO DIVIDEND BE
DISTRIBUTED TO THE SHAREHOLDERS. THE BOARD
HAS NOW, GIVEN THE COMPANY'S SOLID
FINANCIAL POSITION, BOTH IN TERMS OF
CAPITAL AND LIQUIDITY, ASSESSED THAT THE
PREREQUISITES EXIST TO DISTRIBUTE A
DIVIDEND IN ACCORDANCE WITH THE ORIGINAL
PROPOSAL. THE BOARD OF DIRECTORS THEREFORE
PROPOSES THAT THE EXTRAORDINARY GENERAL
MEETING RESOLVES ON A DIVIDEND OF EUR 0.62
PER SHARE. AS RECORD DATE FOR THE DIVIDEND,
THE BOARD OF DIRECTORS PROPOSES 3 DECEMBER
2020. IF THE GENERAL MEETING RESOLVES IN
ACCORDANCE WITH THE PROPOSAL, THE DIVIDEND
IS EXPECTED TO BE DISTRIBUTED BY EUROCLEAR
SWEDEN AB ON 10 DECEMBER 2020. ACCORDING TO
THE MOST RECENTLY APPROVED BALANCE SHEET AS
OF 31 DECEMBER 2019, THE NON-RESTRICTED
EQUITY OF THE COMPANY AMOUNTED TO TEUR
4,727,240. THE ANNUAL GENERAL MEETING HELD
ON 29 APRIL 2020 RESOLVED THAT THE AMOUNT
AT THE DISPOSAL OF THE GENERAL MEETING
SHOULD BE CARRIED FORWARD. THUS, THE AMOUNT
AVAILABLE UNDER CHAPTER 17, SECTION 3,
FIRST PARAGRAPH OF THE SWEDISH COMPANIES
ACT AMOUNTS TO TEUR 4,727,240. PROVIDED
THAT THE EXTRAORDINARY GENERAL MEETING
RESOLVES IN ACCORDANCE WITH THE PROPOSAL OF
THE BOARD OF DIRECTORS FOR DIVIDEND, TEUR
4,499,359 OF THE COMPANY'S NON-RESTRICTED
EQUITY WILL REMAIN
8 RESOLUTION ON A PERFORMANCE BASED LONG TERM Mgmt For For
INCENTIVE PROGRAMME (SHARE PROGRAMME
2020/2023)
9 AUTHORIZATION FOR THE BOARD OF DIRECTORS ON Mgmt For For
ACQUISITION AND TRANSFER OF OWN SHARES
10 CLOSING OF THE MEETING Non-Voting
CMMT 05 NOV 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 05 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HEXAGON AB Agenda Number: 713725008
--------------------------------------------------------------------------------------------------------------------------
Security: W40063104
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: SE0000103699
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIRMAN OF THE MEETING: GUN Non-Voting
NILSSON
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4.1 ELECTION OF PERSON TO CHECK THE MINUTES: Non-Voting
JOHANNES WINGBORG, LANSFORSAKRINGAR
FONDFORVALTNING
4.2 ELECTION OF PERSON TO CHECK THE MINUTES: Non-Voting
FREDRIK SKOGLUND, SPILTAN FONDER
5 DETERMINATION OF COMPLIANCE WITH THE RULES Non-Voting
OF CONVOCATION
6 PRESENTATION OF (A) THE ANNUAL REPORT AND Non-Voting
THE AUDITORS' REPORT, AS WELL AS THE
CONSOLIDATED FINANCIAL REPORT AND AUDITORS'
REPORT ON THE CONSOLIDATED FINANCIAL REPORT
FOR THE FINANCIAL YEAR 2020, (B) STATEMENT
FROM THE COMPANY'S AUDITOR CONFIRMING
COMPLIANCE WITH THE GUIDELINES FOR THE
REMUNERATION OF SENIOR EXECUTIVES THAT HAVE
APPLIED SINCE THE PRECEDING ANNUAL GENERAL
MEETING, AND (C) THE PROPOSAL OF THE BOARD
OF DIRECTORS FOR DIVIDEND AND STATEMENT
THEREON
7.A RESOLUTION REGARDING ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET, AND OF THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET, ALL AS PER 31
DECEMBER 2020
7.B RESOLUTION REGARDING DISPOSITION OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE ADOPTED
BALANCE SHEET AND RECORD DATE FOR DIVIDEND
DISTRIBUTION: EUR 0.65 PER SHARE
7.C.1 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: GUN NILSSON (BOARD
MEMBER AND CHAIRMAN OF THE BOARD)
7.C.2 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: MARTA SCHORLING ANDREEN
(BOARD MEMBER)
7.C.3 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: JOHN BRANDON (BOARD
MEMBER)
7.C.4 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: SOFIA SCHORLING HOGBERG
(BOARD MEMBER)
7.C.5 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: ULRIKA FRANCKE (BOARD
MEMBER)
7.C.6 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: HENRIK HENRIKSSON (BOARD
MEMBER)
7.C.7 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: PATRICK SODERLUND (BOARD
MEMBER)
7.C.8 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: OLA ROLLEN (BOARD MEMBER
AND MANAGING DIRECTOR)
8 DETERMINATION OF THE NUMBER OF MEMBERS AND Mgmt For For
DEPUTY MEMBERS OF THE BOARD OF DIRECTORS:
THE NUMBER OF BOARD MEMBERS SHALL BE EIGHT,
WITHOUT DEPUTIES
9.1 DETERMINATION OF FEES TO THE BOARD MEMBERS Mgmt For For
9.2 DETERMINATION OF FEES TO THE AUDITORS Mgmt For For
10.1 RE-ELECTION OF MARTA SCHORLING ANDREEN AS Mgmt For For
BOARD MEMBER
10.2 RE-ELECTION OF JOHN BRANDON AS BOARD MEMBER Mgmt For For
10.3 RE-ELECTION OF SOFIA SCHORLING HOGBERG AS Mgmt For For
BOARD MEMBER
10.4 RE-ELECTION OF ULRIKA FRANCKE AS BOARD Mgmt For For
MEMBER
10.5 RE-ELECTION OF HENRIK HENRIKSSON AS BOARD Mgmt For For
MEMBER
10.6 RE-ELECTION OF OLA ROLLEN AS BOARD MEMBER Mgmt For For
10.7 RE-ELECTION OF GUN NILSSON AS BOARD MEMBER Mgmt For For
10.8 RE-ELECTION OF PATRICK SODERLUND AS BOARD Mgmt For For
MEMBER
10.9 RE-ELECTION OF GUN NILSSON AS CHAIRMAN OF Mgmt Against Against
THE BOARD
10.10 NEW ELECTION OF AUDITING FIRM: Mgmt For For
PRICEWATERHOUSECOOPERS AB
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF MEMBERS
OF THE NOMINATION COMMITTEE: THE NOMINATION
COMMITTEE SHALL HAVE FOUR MEMBERS.
RE-ELECTION OF MIKAEL EKDAHL (MELKER
SCHORLING AB), CAROLINE FORSBERG (SEB
INVESTMENT MANAGEMENT) AND ANDERS OSCARSSON
(AMF AND AMF FONDER) AND NEW ELECTION OF
JAN DWORSKY (SWEDBANK ROBUR FONDER) AS
MEMBERS OF THE NOMINATION COMMITTEE IN
RESPECT OF THE ANNUAL GENERAL MEETING 2022.
ELECTION OF MIKAEL EKDAHL AS CHAIRMAN OF
THE NOMINATION COMMITTEE
12 APPROVAL OF REMUNERATION REPORT Mgmt For For
13 RESOLUTION ON A PERFORMANCE BASED LONG TERM Mgmt For For
INCENTIVE PROGRAMME (SHARE PROGRAMME
2021/2024)
14 AUTHORIZATION FOR THE BOARD OF DIRECTORS ON Mgmt For For
ACQUISITION AND TRANSFER OF OWN SHARES
15 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
ISSUE SHARES, CONVERTIBLES AND/OR WARRANTS
16 RESOLUTION REGARDING SHARE SPLIT AND Mgmt For For
AMENDMENT OF THE ARTICLES OF ASSOCIATION
CMMT 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 26 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 26 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
HIKARI TSUSHIN,INC. Agenda Number: 714271587
--------------------------------------------------------------------------------------------------------------------------
Security: J1949F108
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3783420007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shigeta,
Yasumitsu
1.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Wada, Hideaki
1.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tamamura,
Takeshi
1.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Gido, Ko
1.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Takahashi,
Masato
2.1 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Watanabe,
Masataka
2.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Takano, Ichiro
2.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Niimura, Ken
--------------------------------------------------------------------------------------------------------------------------
HITACHI,LTD. Agenda Number: 714218232
--------------------------------------------------------------------------------------------------------------------------
Security: J20454112
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3788600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Ihara, Katsumi Mgmt For For
1.2 Appoint a Director Ravi Venkatesan Mgmt For For
1.3 Appoint a Director Cynthia Carroll Mgmt For For
1.4 Appoint a Director Joe Harlan Mgmt For For
1.5 Appoint a Director George Buckley Mgmt For For
1.6 Appoint a Director Louise Pentland Mgmt For For
1.7 Appoint a Director Mochizuki, Harufumi Mgmt For For
1.8 Appoint a Director Yamamoto, Takatoshi Mgmt For For
1.9 Appoint a Director Yoshihara, Hiroaki Mgmt For For
1.10 Appoint a Director Helmuth Ludwig Mgmt For For
1.11 Appoint a Director Kojima, Keiji Mgmt For For
1.12 Appoint a Director Seki, Hideaki Mgmt For For
1.13 Appoint a Director Higashihara, Toshiaki Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HONDA MOTOR CO., LTD. Agenda Number: 935452881
--------------------------------------------------------------------------------------------------------------------------
Security: 438128308
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: HMC
ISIN: US4381283088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Partial Amendments to the Articles of Mgmt For For
Incorporation.
2A. Election of Director: Toshiaki Mikoshiba Mgmt Against Against
2B. Election of Director: Toshihiro Mibe Mgmt Against Against
2C. Election of Director: Seiji Kuraishi Mgmt Against Against
2D. Election of Director: Kohei Takeuchi Mgmt Against Against
2E. Election of Director: Asako Suzuki Mgmt Against Against
2F. Election of Director: Masafumi Suzuki Mgmt Against Against
2G. Election of Director: Kunihiko Sakai Mgmt For For
2H. Election of Director: Fumiya Kokubu Mgmt For For
2I. Election of Director: Yoichiro Ogawa Mgmt For For
2J. Election of Director: Kazuhiro Higashi Mgmt For For
2K. Election of Director: Ryoko Nagata Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD Agenda Number: 713690180
--------------------------------------------------------------------------------------------------------------------------
Security: Y3506N139
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: HK0388045442
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0316/2021031600529.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0316/2021031600523.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2020
TOGETHER WITH THE REPORTS OF THE DIRECTORS
AND AUDITOR THEREON
2.A TO ELECT NICHOLAS CHARLES ALLEN AS DIRECTOR Mgmt For For
2.B TO ELECT CHEUNG MING MING, ANNA AS DIRECTOR Mgmt For For
2.C TO ELECT ZHANG YICHEN AS DIRECTOR Mgmt For For
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR AND TO AUTHORISE THE DIRECTORS TO
FIX ITS REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF HKEX, NOT EXCEEDING
10% OF THE NUMBER OF ISSUED SHARES OF HKEX
AS AT THE DATE OF THIS RESOLUTION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF HKEX, NOT EXCEEDING 10% OF THE
NUMBER OF ISSUED SHARES OF HKEX AS AT THE
DATE OF THIS RESOLUTION, AND THE DISCOUNT
FOR ANY SHARES TO BE ISSUED SHALL NOT
EXCEED 10%
--------------------------------------------------------------------------------------------------------------------------
HOYA CORPORATION Agenda Number: 714242601
--------------------------------------------------------------------------------------------------------------------------
Security: J22848105
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3837800006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Uchinaga, Yukako Mgmt For For
1.2 Appoint a Director Urano, Mitsudo Mgmt For For
1.3 Appoint a Director Kaihori, Shuzo Mgmt For For
1.4 Appoint a Director Yoshihara, Hiroaki Mgmt For For
1.5 Appoint a Director Abe, Yasuyuki Mgmt For For
1.6 Appoint a Director Suzuki, Hiroshi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC Agenda Number: 935364048
--------------------------------------------------------------------------------------------------------------------------
Security: 404280406
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: HSBC
ISIN: US4042804066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Annual Report & Accounts Mgmt For For
2020.
2. To approve the Directors' Remuneration Mgmt For For
Report.
3A. To elect James Forese as a Director. Mgmt For For
3B. To elect Steven Guggenheimer as a Director. Mgmt For For
3C. To elect Eileen Murray as a Director. Mgmt For For
3D. To re-elect Irene Lee as a Director. Mgmt For For
3E. To re-elect Dr Jose Antonio Meade Kuribrena Mgmt For For
as a Director.
3F. To re-elect David Nish as a Director. Mgmt For For
3G. To re-elect Noel Quinn as a Director. Mgmt For For
3H. To re-elect Ewen Stevenson as a Director. Mgmt For For
3I. To re-elect Jackson Tai as a Director. Mgmt For For
3J. To re-elect Mark E Tucker as a Director. Mgmt For For
3K. To re-elect Pauline van der Meer Mohr as a Mgmt For For
Director.
4. To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditor of the Company.
5. To authorise the Group Audit Committee to Mgmt For For
determine the remuneration of the Auditor.
6. To authorise the Company to make political Mgmt For For
donations.
7. To authorise the Directors to allot shares. Mgmt For For
8. To disapply pre-emption rights (special Mgmt For For
resolution).
9. To further disapply pre-emption rights for Mgmt For For
acquisitions (special resolution).
10. To authorise the Directors to allot any Mgmt For For
repurchased shares.
11. To authorise the Company to purchase its Mgmt For For
own ordinary shares (special resolution).
12. To authorise the Directors to allot equity Mgmt For For
securities in relation to Contingent
Convertible Securities.
13. To disapply pre-emption rights in relation Mgmt For For
to the issue of Contingent Convertible
Securities (special resolution).
14. To call general meetings (other than an Mgmt For For
AGM) on 14 clear days' notice (special
resolution).
15. Climate change resolution (special Mgmt For For
resolution).
16. Shareholder requisitioned resolution Shr Against For
regarding the Midland Bank defined benefit
pension scheme (special resolution).
--------------------------------------------------------------------------------------------------------------------------
HULIC CO.,LTD. Agenda Number: 713622048
--------------------------------------------------------------------------------------------------------------------------
Security: J23594112
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: JP3360800001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Amend Business Lines Mgmt For For
3 Appoint a Corporate Auditor Okamoto, Mgmt Against Against
Masahiro
--------------------------------------------------------------------------------------------------------------------------
HYDRO ONE LTD Agenda Number: 713900872
--------------------------------------------------------------------------------------------------------------------------
Security: 448811208
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: CA4488112083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.A TO 1.K AND
2. THANK YOU
1.A ELECTION OF DIRECTOR: CHERIE BRANT Mgmt For For
1.B ELECTION OF DIRECTOR: BLAIR COWPER-SMITH Mgmt For For
1.C ELECTION OF DIRECTOR: DAVID HAY Mgmt For For
1.D ELECTION OF DIRECTOR: TIMOTHY HODGSON Mgmt For For
1.E ELECTION OF DIRECTOR: JESSICA MCDONALD Mgmt For For
1.F ELECTION OF DIRECTOR: STACEY MOWBRAY Mgmt For For
1.G ELECTION OF DIRECTOR: MARK POWESKA Mgmt For For
1.H ELECTION OF DIRECTOR: RUSSEL ROBERTSON Mgmt For For
1.I ELECTION OF DIRECTOR: WILLIAM SHEFFIELD Mgmt For For
1.J ELECTION OF DIRECTOR: MELISSA SONBERG Mgmt For For
1.K ELECTION OF DIRECTOR: SUSAN WOLBURGH JENAH Mgmt For For
2 APPOINT KPMG LLP AS EXTERNAL AUDITORS FOR Mgmt For For
THE ENSUING YEAR AND AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION
3 ADVISORY RESOLUTION ON HYDRO ONE LIMITED'S Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
IBERDROLA SA Agenda Number: 714171030
--------------------------------------------------------------------------------------------------------------------------
Security: E6165F166
Meeting Type: OGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: ES0144580Y14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT DELETION OF COMMENT Non-Voting
1 ANNUAL FINANCIAL STATEMENTS 2020 Mgmt For For
2 DIRECTORS' REPORTS 2020 Mgmt For For
3 STATEMENT OF NON-FINANCIAL INFORMATION 2020 Mgmt For For
4 CORPORATE MANAGEMENT AND ACTIVITIES OF THE Mgmt For For
BOARD OF DIRECTORS IN 2020
5 AMENDMENT OF THE PREAMBLE AND OF ARTICLES Mgmt For For
1, 4, 8, 9, 12, 14, 15, 17, 19, 21, 23, 24,
27, 30, 31, 32, 33, 35, 36, 37, 38, 42, 43,
44, 45, 46, 47 AND 49 OF THE BY-LAWS TO
UPDATE THE NAME OF THE GOVERNANCE AND
SUSTAINABILITY SYSTEM AND MAKE OTHER
TECHNICAL IMPROVEMENTS
6 AMENDMENT OF ARTICLE 10 OF THE BY-LAWS IN Mgmt For For
ORDER TO REFLECT THE AMOUNT OF SHARE
CAPITAL RESULTING FROM THE REDUCTION
THEREIN BY MEANS OF THE RETIREMENT OF A
MAXIMUM OF 178,156,000 OWN SHARES (2.776%
OF THE SHARE CAPITAL)
7 AMENDMENT OF ARTICLES 12, 17, 28, 33, 39, Mgmt For For
40 AND 41 OF THE BY-LAWS TO CONFORM THE
TEXT THEREOF TO THE NEW LEGAL PROVISIONS AS
REGARDS THE ENCOURAGEMENT OF LONG-TERM
SHAREHOLDER ENGAGEMENT
8 AMENDMENT OF ARTICLES 18, 19, 20, 22, 23, Mgmt For For
24, 26 AND 27 OF THE BY-LAWS TO REGULATE
REMOTE ATTENDANCE AT THE GENERAL
SHAREHOLDERS' MEETING
9 AMENDMENT OF ARTICLE 32 OF THE BY-LAWS TO Mgmt For For
INCLUDE THE APPROVAL OF A CLIMATE ACTION
PLAN
10 AMENDMENT OF ARTICLES 35 AND 36 OF THE Mgmt For For
BY-LAWS TO UPDATE THE RULES ON THE WAYS OF
HOLDING MEETINGS OF THE BOARD OF DIRECTORS
AND OF ITS COMMITTEES
11 AMENDMENT OF ARTICLES 53 AND 54 OF THE Mgmt For For
BY-LAWS AND ADDITION OF SIX NEW ARTICLES
NUMBERED FROM 55 TO 60, REORGANISING THE
CHAPTERS OF TITLE V, TO ESTABLISH THE
REGULATIONS FOR THE PREPARATION,
VERIFICATION AND APPROVAL OF THE ANNUAL
FINANCIAL AND NON-FINANCIAL INFORMATION
12 AMENDMENT OF ARTICLES 55 AND 56 OF THE Mgmt For For
BY-LAWS, WHICH WILL BECOME ARTICLES 61 AND
62, TO MAKE TECHNICAL IMPROVEMENTS AND
GROUP THEM WITHIN A NEW TITLE VI
13 AMENDMENT OF ARTICLES 4, 6, 7, 8, 9, 19, Mgmt For For
20, 28, 29, 30, 38, 39, 40 AND 41 OF THE
REGULATIONS FOR THE GENERAL SHAREHOLDERS'
MEETING IN ORDER TO UPDATE THE NAME OF THE
GOVERNANCE AND SUSTAINABILITY SYSTEM AND TO
MAKE OTHER TECHNICAL IMPROVEMENTS
14 AMENDMENT OF ARTICLES 9 AND 20 OF THE Mgmt For For
REGULATIONS FOR THE GENERAL SHAREHOLDERS'
MEETING TO CONFORM THE TEXT THEREOF TO THE
NEW LEGAL PROVISIONS AS REGARDS THE
ENCOURAGEMENT OF LONG-TERM SHAREHOLDER
ENGAGEMENT
15 AMENDMENT OF ARTICLES 11, 14, 18, 19, 21, Mgmt For For
22, 23, 24, 25, 26, 29, 31, 33, 34, 35, 36,
40 AND 43 OF THE REGULATIONS FOR THE
GENERAL SHAREHOLDERS' MEETING AND ADDITION
OF A NEW ARTICLE 37 TO ESTABLISH THE RULES
FOR REMOTE ATTENDANCE, AND NUMBERING OF THE
ARTICLES
16 DIRECTOR REMUNERATION POLICY Mgmt For For
17 ALLOCATION OF PROFITS/LOSSES AND Mgmt For For
DISTRIBUTION OF 2020 DIVIDENDS, THE
SUPPLEMENTARY PAYMENT OF WHICH WILL BE MADE
WITHIN THE FRAMEWORK OF THE "IBERDROLA
RETRIBUCION FLEXIBLE" OPTIONAL DIVIDEND
SYSTEM
18 FIRST INCREASE IN CAPITAL BY MEANS OF A Mgmt For For
SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET
VALUE OF 1,725 MILLION EUROS IN ORDER TO
IMPLEMENT THE "IBERDROLA RETRIBUCION
FLEXIBLE" OPTIONAL DIVIDEND SYSTEM
19 SECOND INCREASE IN CAPITAL BY MEANS OF A Mgmt For For
SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET
VALUE OF 1,250 MILLION EUROS IN ORDER TO
IMPLEMENT THE "IBERDROLA RETRIBUCION
FLEXIBLE" OPTIONAL DIVIDEND SYSTEM
20 RE-ELECTION OF MR JUAN MANUEL GONZALEZ Mgmt For For
SERNA AS INDEPENDENT DIRECTOR
21 RE-ELECTION OF MR FRANCISCO MARTINEZ Mgmt For For
CORCOLES AS EXECUTIVE DIRECTOR
22 RATIFICATION AND RE-ELECTION OF MR ANGEL Mgmt For For
JESUS ACEBES PANIAGUA AS INDEPENDENT
DIRECTOR
23 SETTING OF THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AT FOURTEEN
24 AUTHORISATION TO ISSUE SIMPLE DEBENTURES OR Mgmt For For
BONDS AND OTHER FIXED-INCOME SECURITIES,
NOT EXCHANGEABLE FOR OR CONVERTIBLE INTO
SHARES, WITH A LIMIT OF 6,000 MILLION EUROS
FOR PROMISSORY NOTES AND 30,000 MILLION
EUROS FOR OTHER FIXED-INCOME SECURITIES, AS
WELL AS TO GUARANTEE ISSUES OF SUBSIDIARIES
25 DELEGATION OF POWERS TO FORMALISE AND TO Mgmt For For
CONVERT THE RESOLUTIONS ADOPTED INTO A
PUBLIC INSTRUMENT
26 ANNUAL DIRECTOR REMUNERATION REPORT 2020 Mgmt For For
27 CLIMATE ACTION POLICY Mgmt For For
CMMT 24 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM SECOND CALL DATE FROM 17 JUNE
2021 TO 18 JUNE 2021. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ICA GRUPPEN AB Agenda Number: 713036413
--------------------------------------------------------------------------------------------------------------------------
Security: W4241E105
Meeting Type: EGM
Meeting Date: 22-Sep-2020
Ticker:
ISIN: SE0000652216
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN FOR THE MEETING: Non-Voting
CLAES-GORAN SYLVEN OR, IN HIS ABSENCE, THE
PERSON DESIGNATED BY THE BOARD OF
DIRECTORS, IS PROPOSED AS CHAIRMAN OF THE
GENERAL MEETING
3 ELECTION OF TWO PERSONS TO ATTEST THE Non-Voting
MINUTES ALONGSIDE THE CHAIRMAN: ANNA-KARIN
LILJEHOLM, WHO REPRESENTS ICA-HANDLARNAS
FORBUND AND TOMMI SAUKKORIIPI, WHO
REPRESENTS SEB INVESTMENT MANAGEMENT, OR,
IF ONE OR BOTH OF THEM ARE ABSENT, THE
PERSON(S) DESIGNATED BY THE BOARD OF
DIRECTORS, ARE PROPOSED AS PERSONS TO
ATTEST THE MINUTES. ALSO, SUCH ASSIGNMENT
INCLUDES VERIFYING THE VOTING LIST AND THAT
THE RECEIVED MAIL VOTES ARE CORRECTLY
REFLECTED IN THE MINUTES
4 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
5 APPROVAL OF THE AGENDA Non-Voting
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 DECISION ON DIVIDEND: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES THAT DIVIDENDS BE PAID
WITH A CASH AMOUNT OF SEK 6 PER SHARE. AS
RECORD DATE FOR THE DIVIDEND, THE BOARD OF
DIRECTORS PROPOSES 24 SEPTEMBER 2020. IF
THE GENERAL MEETING APPROVES THE PROPOSAL,
THE DIVIDEND IS EXPECTED TO BE PAID THROUGH
EUROCLEAR SWEDEN AB ON 29 SEPTEMBER 2020
8 DECISION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION: THE BOARD OF DIRECTORS
PROPOSES THAT THE FOLLOWING PROVISIONS IS
INCLUDED IN THE ARTICLES OF ASSOCIATION.
SECTION 11 THE BOARD OF DIRECTORS MAY
COLLECT POWERS OF ATTORNEY IN ACCORDANCE
WITH THE PROCEDURE SET OUT IN CHAPTER 7,
SECTION 4 SECOND PARAGRAPH OF THE SWEDISH
COMPANIES ACT. IN CONNECTION WITH A GENERAL
MEETING, THE BOARD OF DIRECTORS MAY DECIDE
THAT THE SHAREHOLDERS SHOULD BE ABLE TO
EXERCISE THEIR VOTING RIGHTS BY MAIL, PRIOR
TO THE GENERAL MEETING." AS A CONSEQUENCE,
THE EXISTING PROVISIONS OF THE ARTICLES OF
ASSOCIATION IS PROPOSED TO BE RENUMBERED,
WHEREBY THE CURRENT SECTION 11 BECOMES
SECTION 12 AND THE CURRENT SECTION 12
BECOMES SECTION 13. FOR A DECISION IN
ACCORDANCE WITH THE BOARD OF DIRECTORS'
PROPOSAL, THE DECISION MUST BE SUPPORTED BY
SHAREHOLDERS REPRESENTING AT LEAST TWO
THIRDS OF BOTH THE VOTES CAST AND THE
SHARES REPRESENTED AT THE MEETING
9 CONCLUSION OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ICA GRUPPEN AB Agenda Number: 713794229
--------------------------------------------------------------------------------------------------------------------------
Security: W4241E105
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: SE0000652216
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 ELECTION OF CHAIRMAN FOR THE ANNUAL GENERAL Non-Voting
MEETING : CLAES-GORAN SYLVEN
3 ELECTION OF TWO PERSONS TO ATTEST THE Non-Voting
MINUTES JOINTLY WITH THE CHAIRMAN:
ANNA-KARIN LILJEHOLM AND TOMMI SAUKKORIIPI
4 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
5 APPROVAL OF THE AGENDA Non-Voting
6 DETERMINATION OF WHETHER THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN DULY CONVENED
7 PRESENTATION OF THE ANNUAL ACCOUNTS AND Non-Voting
AUDITORS REPORT, AND OF THE CONSOLIDATED
ACCOUNTS AND AUDITOR'S REPORT ON THE
CONSOLIDATED ACCOUNTS
8 RESOLUTION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND THE BALANCE SHEET AND THE
CONSOLIDATED INCOME STATEMENT AND BALANCE
SHEET
9 RESOLUTION ON DISPOSITION OF THE COMPANY'S Mgmt For For
PROFITS IN ACCORDANCE WITH THE ADOPTED
BALANCE SHEET AND ON RECORD DATE FOR
DIVIDENDS: SEK 13.00 PER SHARE
10.A RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: CLAES-GORAN SYLVEN, CHAIRMAN
10.B RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: CECILIA DAUN WENNBORG, BOARD
MEMBER
10.C RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: LENNART EVRELL, BOARD MEMBER
10.D RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: ANDREA GISLE JOOSEN, BOARD MEMBER
10.E RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: FREDRIK HAGGLUND, BOARD MEMBER
10.F RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: JEANETTE JAGER, BOARD MEMBER
10.G RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: MAGNUS MOBERG, BOARD MEMBER
10.H RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: FREDRIK PERSSON, BOARD MEMBER
10.I RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: BO SANDSTROM, BOARD MEMBER
10.J RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: ANETTE WIOTTI, BOARD MEMBER
10.K RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: JONATHON CLARKE, BOARD MEMBER,
EMPLOYEE REPRESENTATIVE
10.L RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: MAGNUS REHN, BOARD MEMBER,
EMPLOYEE REPRESENTATIVE
10.M RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: DANIELA FAGERNAS, DEPUTY BOARD
MEMBER FOR EMPLOYEE REPRESENTATIVE FROM AND
INCLUDING 3 DECEMBER 2020
10.N RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: ANN LINDH, DEPUTY BOARD MEMBER FOR
EMPLOYEE REPRESENTATIVE UP UNTIL AND
INCLUDING 3 DECEMBER 2020
10.O RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: MARCUS STRANDBERG, DEPUTY BOARD
MEMBER FOR EMPLOYEE REPRESENTATIVE
10.P RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: PER STROMBERG, CEO
10.Q RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE CEO: ANDERS SVENSSON, DEPUTY CEO
11 APPROVAL OF REMUNERATION REPORT Mgmt For For
12 RESOLUTION ON THE NUMBER OF BOARD MEMBERS Mgmt For For
AND AUDITORS: (10) AND DEPUTY MEMBERS (0)
OF BOARD DETERMINE NUMBER OF AUDITORS (1)
AND DEPUTY AUDITORS (0)
13 RESOLUTION ON BOARD MEMBERS' AND AUDITOR'S Mgmt For For
FEE
14.A ELECTION OF BOARD MEMBER: CHARLOTTE Mgmt For For
SVENSSON
14.B ELECTION OF BOARD MEMBER: CECILIA DAUN Mgmt For For
WENNBORG
14.C ELECTION OF BOARD MEMBER: LENNART EVRELL Mgmt For For
14.D ELECTION OF BOARD MEMBER: ANDREA GISLE Mgmt For For
JOOSEN
14.E ELECTION OF BOARD MEMBER: FREDRIK HAGGLUND Mgmt For For
14.F ELECTION OF BOARD MEMBER: MAGNUS MOBERG Mgmt For For
14.G ELECTION OF BOARD MEMBER: FREDRIK PERSSON Mgmt For For
14.H ELECTION OF BOARD MEMBER: BO SANDSTROM Mgmt For For
14.I ELECTION OF BOARD MEMBER: CLAES-GORAN Mgmt For For
SYLVEN
14.J ELECTION OF BOARD MEMBER: ANETTE WIOTTI Mgmt For For
15 ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt Against Against
DIRECTORS: CLAES-GORAN SYLVEN
16 ELECTION OF AUDITOR: KPMG AB Mgmt For For
17 APPOINTMENT OF THE NOMINATION COMMITTEE Mgmt Against Against
18 CONCLUSION OF THE MEETING Non-Voting
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 529301 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ICL GROUP LTD Agenda Number: 713106094
--------------------------------------------------------------------------------------------------------------------------
Security: M53213100
Meeting Type: EGM
Meeting Date: 14-Oct-2020
Ticker:
ISIN: IL0002810146
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 APPROVAL OF A BRIDGE SUPPLY AGREEMENT WITH Mgmt For For
TAMAR RESERVOIR FOR THE PURCHASE OF NATURAL
GAS BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
ICL GROUP LTD Agenda Number: 713421559
--------------------------------------------------------------------------------------------------------------------------
Security: M53213100
Meeting Type: EGM
Meeting Date: 05-Jan-2021
Ticker:
ISIN: IL0002810146
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 REAPPOINTMENT OF RUTH RALBAG AS AN EXTERNAL Mgmt For For
DIRECTOR
2 APPROVAL OF THE RENEWED MANAGEMENT SERVICES Mgmt For For
AGREEMENT WITH ISRAEL CORPORATION LTD
3 APPROVAL TO EXTEND THE PERIOD FOR EXEMPTION Mgmt For For
FROM LIABILITY AND INDEMNIFICATION
UNDERTAKINGS UNDER THE COMPANY'S LETTER OF
EXEMPTION AND INDEMNIFICATION WITH
DIRECTORS WHO ARE OFFICERS OF ISRAEL
CORPORATION LTD
--------------------------------------------------------------------------------------------------------------------------
IDEMITSU KOSAN CO.,LTD. Agenda Number: 714218155
--------------------------------------------------------------------------------------------------------------------------
Security: J2388K103
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3142500002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Amend Business Lines, Mgmt For For
Reduce the Board of Directors Size, Amend
the Articles Related to Substitute
Corporate Auditors, Approve Minor Revisions
2 Approve Reduction of Capital Reserve Mgmt For For
3.1 Appoint a Director Kito, Shunichi Mgmt Against Against
3.2 Appoint a Director Matsushita, Takashi Mgmt Against Against
3.3 Appoint a Director Nibuya, Susumu Mgmt Against Against
3.4 Appoint a Director Hirano, Atsuhiko Mgmt Against Against
3.5 Appoint a Director Sakai, Noriaki Mgmt Against Against
3.6 Appoint a Director Idemitsu, Masakazu Mgmt Against Against
3.7 Appoint a Director Kubohara, Kazunari Mgmt Against Against
3.8 Appoint a Director Kikkawa, Takeo Mgmt For For
3.9 Appoint a Director Koshiba, Mitsunobu Mgmt For For
3.10 Appoint a Director Noda, Yumiko Mgmt For For
3.11 Appoint a Director Kado, Maki Mgmt For For
4 Appoint a Corporate Auditor Yoshioka, Mgmt Against Against
Tsutomu
5 Appoint a Substitute Corporate Auditor Kai, Mgmt For For
Junko
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL BRANDS PLC Agenda Number: 713464888
--------------------------------------------------------------------------------------------------------------------------
Security: G4720C107
Meeting Type: AGM
Meeting Date: 03-Feb-2021
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE ANNUAL REPORT AND ACCOUNTS FOR THE Mgmt For For
FINANCIAL YEAR ENDED 30 SEPTEMBER 2020 BE
RECEIVED
2 THAT THE DIRECTORS' REMUNERATION REPORT Mgmt Against Against
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY) SET OUT ON PAGES 96 TO 123 OF THE
ANNUAL REPORT AND ACCOUNTS FOR THE
FINANCIAL YEAR ENDED 30 SEPTEMBER 2020, BE
APPROVED
3 THAT THE DIRECTORS' REMUNERATION POLICY, Mgmt For For
THE FULL TEXT OF WHICH IS SET OUT ON PAGES
100 TO 109 OF THE ANNUAL REPORT AND
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 30
SEPTEMBER 2020, BE APPROVED
4 THAT THE RULES OF THE IMPERIAL BRANDS PLC Mgmt For For
INTERNATIONAL SHARESAVE PLAN 2021 (THE 'NEW
SHARESAVE'), A COPY OF THE DRAFT RULES OF
WHICH HAS BEEN PRODUCED TO THE AGM AND
INITIALLED BY THE CHAIR (FOR THE PURPOSE OF
IDENTIFICATION ONLY) AND A SUMMARY OF THE
MAIN PROVISIONS OF WHICH IS SET OUT IN PART
I OF APPENDIX II TO THE NOTICE OF AGM, BE
AND ARE HEREBY APPROVED AND THE DIRECTORS
BE AUTHORISED TO: (A) MAKE SUCH
MODIFICATIONS TO THE NEW SHARESAVE AS THEY
MAY CONSIDER APPROPRIATE TO TAKE ACCOUNT OF
THE REQUIREMENTS OF BEST PRACTICE AND
APPLICABLE LEGISLATION, AND TO ADOPT THE
NEW SHARESAVE AS SO MODIFIED AND TO DO ALL
SUCH OTHER ACTS AND THINGS AS THEY MAY
CONSIDER NECESSARY AND EXPEDIENT TO GIVE
EFFECT TO THE NEW SHARESAVE; AND (B)
ESTABLISH FURTHER PLANS BASED ON THE NEW
SHARESAVE BUT MODIFIED TO TAKE ACCOUNT OF
LOCAL TAX, EXCHANGE CONTROL OR SECURITIES
LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT
SUCH FURTHER PLANS ARE MATERIALLY SIMILAR
TO THE NEW SHARESAVE AND THAT ANY SHARES
MADE AVAILABLE UNDER SUCH FURTHER PLANS ARE
TREATED AS COUNTING AGAINST THE LIMITS ON
INDIVIDUAL OR OVERALL PARTICIPATION IN THE
NEW SHARESAVE
5 THAT THE RULES OF THE IMPERIAL BRANDS PLC Mgmt For For
LONG TERM INCENTIVE PLAN 2021 (THE 'NEW
LTIP'), A COPY OF THE DRAFT RULES OF WHICH
HAS BEEN PRODUCED TO THE AGM AND INITIALLED
BY THE CHAIR (FOR THE PURPOSE OF
IDENTIFICATION ONLY) AND A SUMMARY OF THE
MAIN PROVISIONS OF WHICH IS SET OUT IN PART
II OF APPENDIX II TO THE NOTICE OF AGM, BE
AND ARE HEREBY APPROVED AND THE DIRECTORS
BE AUTHORISED TO: (A) MAKE SUCH
MODIFICATIONS TO THE NEW LTIP AS THEY MAY
CONSIDER APPROPRIATE TO TAKE ACCOUNT OF THE
REQUIREMENTS OF BEST PRACTICE AND
APPLICABLE LEGISLATION, AND TO ADOPT THE
NEW LTIP AS SO MODIFIED AND TO DO ALL SUCH
OTHER ACTS AND THINGS AS THEY MAY CONSIDER
NECESSARY AND EXPEDIENT TO GIVE EFFECT TO
THE NEW LTIP; AND (B) ESTABLISH FURTHER
PLANS BASED ON THE NEW LTIP BUT MODIFIED TO
TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL
OR SECURITIES LAWS IN OVERSEAS TERRITORIES,
PROVIDED THAT SUCH FURTHER PLANS ARE
MATERIALLY SIMILAR TO THE NEW LTIP AND THAT
ANY SHARES MADE AVAILABLE UNDER SUCH
FURTHER PLANS ARE TREATED AS COUNTING
AGAINST THE LIMITS ON INDIVIDUAL OR OVERALL
PARTICIPATION IN THE NEW LTIP
6 THAT THE RULES OF THE IMPERIAL BRANDS PLC Mgmt For For
DEFERRED SHARE BONUS PLAN 2021 (THE
'DSBP'), A COPY OF THE DRAFT RULES OF WHICH
HAS BEEN PRODUCED TO THE AGM AND INITIALLED
BY THE CHAIR (FOR THE PURPOSE OF
IDENTIFICATION ONLY) AND A SUMMARY OF THE
MAIN PROVISIONS OF WHICH IS SET OUT IN PART
III OF APPENDIX II TO THE NOTICE OF AGM, BE
AND ARE HEREBY APPROVED AND THE DIRECTORS
BE AUTHORISED TO: (A) MAKE SUCH
MODIFICATIONS TO THE DSBP AS THEY MAY
CONSIDER APPROPRIATE TO TAKE ACCOUNT OF THE
REQUIREMENTS OF BEST PRACTICE AND
APPLICABLE LEGISLATION, AND TO ADOPT THE
DSBP AS SO MODIFIED AND TO DO ALL SUCH
OTHER ACTS AND THINGS AS THEY MAY CONSIDER
NECESSARY AND EXPEDIENT TO GIVE EFFECT TO
THE DSBP; AND (B) ESTABLISH FURTHER PLANS
BASED ON THE DSBP BUT MODIFIED TO TAKE
ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR
SECURITIES LAWS IN OVERSEAS TERRITORIES,
PROVIDED THAT SUCH FURTHER PLANS ARE
MATERIALLY SIMILAR TO THE DSBP AND THAT ANY
SHARES MADE AVAILABLE UNDER SUCH FURTHER
PLANS ARE TREATED AS COUNTING AGAINST THE
LIMITS ON INDIVIDUAL OR OVERALL
PARTICIPATION IN THE DSBP
7 THAT A FINAL DIVIDEND FOR THE FINANCIAL Mgmt For For
YEAR ENDED 30 SEPTEMBER 2020 OF 48.01 PENCE
PER ORDINARY SHARE OF 10 PENCE PAYABLE ON
31 MARCH 2021 TO THOSE SHAREHOLDERS ON THE
REGISTER AT THE CLOSE OF BUSINESS ON 19
FEBRUARY 2021 BE DECLARED
8 THAT STEFAN BOMHARD BE ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
9 THAT SUSAN CLARK BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 THAT THERESE ESPERDY BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 THAT ALAN JOHNSON BE ELECTED AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 THAT ROBERT KUNZE-CONCEWITZ BE ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
13 THAT SIMON LANGELIER BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
14 THAT PIERRE-JEAN SIVIGNON BE ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
15 THAT STEVEN STANBROOK BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
16 THAT JONATHAN STANTON BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
17 THAT OLIVER TANT BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
18 THAT ERNST & YOUNG LLP ('EY') BE Mgmt For For
RE-APPOINTED AS AUDITOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE
LAID BEFORE THE COMPANY
19 THAT THE AUDIT COMMITTEE (FOR AND ON BEHALF Mgmt For For
OF THE BOARD) BE AUTHORISED TO SET THE
REMUNERATION OF THE AUDITOR
20 THAT IN ACCORDANCE WITH SECTION 366 OF THE Mgmt For For
COMPANIES ACT 2006 THE COMPANY AND ALL
COMPANIES THAT ARE SUBSIDIARIES OF THE
COMPANY AT ANY TIME DURING THE PERIOD FOR
WHICH THIS RESOLUTION HAS EFFECT ARE
AUTHORISED TO: (A) MAKE POLITICAL DONATIONS
TO POLITICAL PARTIES OR INDEPENDENT
ELECTION CANDIDATES, NOT EXCEEDING GBP
100,000 IN TOTAL; (B) MAKE POLITICAL
DONATIONS TO POLITICAL ORGANISATIONS OTHER
THAN POLITICAL PARTIES, NOT EXCEEDING GBP
100,000 IN TOTAL; AND (C) INCUR POLITICAL
EXPENDITURE NOT EXCEEDING GBP 100,000 IN
TOTAL, PROVIDED THAT THE AGGREGATE AMOUNT
OF ANY SUCH DONATIONS AND EXPENDITURE SHALL
NOT EXCEED GBP 100,000, DURING THE PERIOD
BEGINNING WITH THE DATE OF THE PASSING OF
THIS RESOLUTION AND ENDING AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 31 MARCH 2022. FOR THE
PURPOSE OF THIS RESOLUTION THE TERMS
"POLITICAL DONATIONS", "POLITICAL PARTIES",
"INDEPENDENT ELECTION CANDIDATES",
"POLITICAL ORGANISATIONS" AND "POLITICAL
EXPENDITURE" HAVE THE MEANINGS SET OUT IN
SECTIONS 363 TO 365 OF THE COMPANIES ACT
2006
21 THAT THE DIRECTORS BE AUTHORISED TO ALLOT Mgmt For For
ORDINARY SHARES OF 10 PENCE EACH IN THE
CAPITAL OF THE COMPANY (THE 'ORDINARY
SHARES') OR GRANT RIGHTS TO SUBSCRIBE FOR,
OR CONVERT ANY SECURITY INTO, ORDINARY
SHARES IN ACCORDANCE WITH ARTICLE 7 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, UP TO A
MAXIMUM NOMINAL AMOUNT OF GBP 14,150,000
THIS AUTHORITY SHALL EXPIRE AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 31 MARCH 2022; AND ALL
PREVIOUS UNUTILISED AUTHORITIES UNDER
SECTION 551 OF THE COMPANIES ACT 2006 (THE
'ACT') SHALL CEASE TO HAVE EFFECT (SAVE TO
THE EXTENT THAT A PREVIOUS AUTHORITY IS
EXERCISABLE PURSUANT TO SECTION 551(7) OF
THE ACT BY REASON OF ANY OFFER OR AGREEMENT
MADE PRIOR TO THE DATE OF THIS RESOLUTION
WHICH WOULD OR MIGHT REQUIRE ORDINARY
SHARES TO BE ALLOTTED OR RIGHTS TO BE
GRANTED ON OR AFTER THAT DATE)
22 THAT, IN ACCORDANCE WITH ARTICLE 8 OF THE Mgmt For For
COMPANY'S ARTICLES OF ASSOCIATION, IF
RESOLUTION 21 IS PASSED, THE BOARD BE
AUTHORISED TO ALLOT EQUITY SECURITIES (AS
DEFINED IN SECTION 560(1) THE COMPANIES ACT
2006 (THE 'ACT')) FOR CASH UNDER THE
AUTHORITY GIVEN BY RESOLUTION 21 AND/OR TO
SELL ORDINARY SHARES OF 10 PENCE EACH IN
THE CAPITAL OF THE COMPANY (THE 'ORDINARY
SHARES') HELD BY THE COMPANY AS TREASURY
SHARES FOR CASH AS IF SECTION 561 OF THE
ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR
SALE, SUCH AUTHORITY TO BE LIMITED TO: I.
THE ALLOTMENT OF EQUITY SECURITIES AND SALE
OF TREASURY SHARES FOR CASH IN CONNECTION
WITH AN OFFER OF, OR INVITATION TO APPLY
FOR, EQUITY SECURITIES FOR A PERIOD FIXED
BY THE BOARD: A. TO OR IN FAVOUR OF HOLDERS
OF ORDINARY SHARES IN PROPORTION (OR AS
CLOSELY AS MAY BE PRACTICABLE) TO THEIR
EXISTING HOLDINGS; AND B. TO HOLDERS OF
OTHER EQUITY SECURITIES AS REQUIRED BY THE
RIGHTS ATTACHED TO THOSE SECURITIES OR AS
THE DIRECTORS OTHERWISE CONSIDER NECESSARY,
AND SO THAT THE DIRECTORS MAY IMPOSE ANY
LIMITS OR RESTRICTIONS AND MAKE ANY
ARRANGEMENTS AS THE DIRECTORS DEEM
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, ANY LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN, OR UNDER THE LAWS
OF, ANY TERRITORY, OR ANY OTHER MATTER; AND
II. TO THE ALLOTMENT OF EQUITY SECURITIES
OR SALE OF TREASURY SHARES (OTHERWISE THAN
UNDER PARAGRAPH (I) ABOVE) UP TO A NOMINAL
AMOUNT OF GBP 4,730,000, SUCH AUTHORITY TO
EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY (OR, IF
EARLIER, AT THE CLOSE OF BUSINESS ON 31
MARCH 2022) BUT, IN EACH CASE, PRIOR TO ITS
EXPIRY THE COMPANY MAY MAKE OFFERS, AND
ENTER INTO AGREEMENTS, WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD)
AFTER THE AUTHORITY EXPIRES AND THE
DIRECTORS MAY ALLOT EQUITY SECURITIES (AND
SELL TREASURY SHARES) UNDER ANY SUCH OFFER
OR AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
23 THAT IN ACCORDANCE WITH THE COMPANIES ACT Mgmt For For
2006 (THE 'ACT'), THE COMPANY IS HEREBY
GENERALLY AND UNCONDITIONALLY AUTHORISED
FOR THE PURPOSES OF SECTION 701 OF THE ACT
TO MAKE MARKET PURCHASES (WITHIN THE
MEANING OF SECTION 693(4) OF THE ACT) OF
ORDINARY SHARES OF 10 PENCE EACH IN THE
CAPITAL OF THE COMPANY (ORDINARY SHARES) ON
SUCH TERMS AND IN SUCH MANNER AS THE
DIRECTORS MAY FROM TIME TO TIME DETERMINE,
PROVIDED THAT: I. THE MAXIMUM NUMBER OF
ORDINARY SHARES THAT MAY BE PURCHASED UNDER
THIS AUTHORITY IS 94,600,000; II. THE
MINIMUM PRICE WHICH MAY BE PAID FOR EACH
ORDINARY SHARE IS 10 PENCE (EXCLUSIVE OF
ALL EXPENSES); III. THE MAXIMUM PRICE WHICH
MAY BE PAID FOR EACH ORDINARY SHARE
(EXCLUSIVE OF ALL EXPENSES) SHALL NOT BE
MORE THAN THE HIGHER OF: A. AN AMOUNT EQUAL
TO 105 PER CENT OF THE AVERAGE OF THE
MIDDLE MARKET PRICES SHOWN IN THE
QUOTATIONS FOR THE ORDINARY SHARES IN THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST
FOR THE FIVE BUSINESS DAYS IMMEDIATELY
PRECEDING THE DAY ON WHICH THAT ORDINARY
SHARE IS PURCHASED; AND B. AN AMOUNT EQUAL
TO THE HIGHER OF THE PRICE OF THE LAST
INDEPENDENT TRADE OF AN ORDINARY SHARE AND
THE HIGHEST CURRENT INDEPENDENT BID FOR AN
ORDINARY SHARE ON THE TRADING VENUE WHERE
THE PURCHASE IS CARRIED OUT; AND IV. THE
AUTHORITY HEREBY CONFERRED SHALL, UNLESS
PREVIOUSLY REVOKED OR VARIED, EXPIRE AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 31 MARCH 2022 SAVE IN
RELATION TO PURCHASES OF ORDINARY SHARES
THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE
THE EXPIRY OF THIS AUTHORITY AND WHICH WILL
OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY, WHERE THE COMPANY MAY MAKE A
PURCHASE OF ORDINARY SHARES IN PURSUANCE OF
ANY SUCH CONTRACT OR CONTRACTS. ALL
PREVIOUS UNUTILISED AUTHORITIES FOR THE
COMPANY TO MAKE MARKET PURCHASES OF
ORDINARY SHARES ARE REVOKED, EXCEPT IN
RELATION TO THE PURCHASE OF ORDINARY SHARES
UNDER A CONTRACT OR CONTRACTS CONCLUDED
BEFORE THE DATE OF THIS RESOLUTION AND
WHERE SUCH PURCHASE HAS NOT YET BEEN
EXECUTED
24 THAT A GENERAL MEETING OF THE COMPANY OTHER Mgmt For For
THAN AN ANNUAL GENERAL MEETING OF THE
COMPANY MAY BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL OIL LIMITED Agenda Number: 935351508
--------------------------------------------------------------------------------------------------------------------------
Security: 453038408
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: IMO
ISIN: CA4530384086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: D.W. (David) Cornhill Mgmt For For
1B Election of Director: B.W. (Bradley) Corson Mgmt For For
1C Election of Director: M.R. (Matthew) Mgmt For For
Crocker
1D Election of Director: K.T. (Krystyna) Hoeg Mgmt For For
1E Election of Director: M.C. (Miranda) Hubbs Mgmt For For
1F Election of Director: J.M. (Jack) Mintz Mgmt For For
1G Election of Director: D.S. (David) Mgmt For For
Sutherland
2 PricewaterhouseCoopers LLP be reappointed Mgmt For For
as auditors of the company.
3 Shareholder Proposal (set out in Appendix B Shr For Against
of the company's management proxy
circular). Shareholder Proposal (adoption
of a corporate wide ambition to achieve net
zero carbon emissions)
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIVAERDEN AB Agenda Number: 713670481
--------------------------------------------------------------------------------------------------------------------------
Security: W45430100
Meeting Type: AGM
Meeting Date: 21-Apr-2021
Ticker:
ISIN: SE0000190126
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF A CHAIRMAN TO PRESIDE OVER THE Non-Voting
ANNUAL GENERAL MEETING: THE ATTORNEY SVEN
UNGER OR, TO THE EXTENT HE IS PREVENTED,
THE PERSON THAT THE NOMINATING COMMITTEE
APPOINTS INSTEAD
2 ELECTION OF PERSONS TO CHECK THE MINUTES: Non-Voting
MATS GULDBRAND (L E LUNDBERGFORETAGEN),
STEFAN NILSSON (HANDELSBANKEN PENSION
FOUNDATION)
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DECISION AS TO WHETHER THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN DULY CONVENED
6 PRESENTATION OF: A. THE ANNUAL REPORT AND Non-Voting
AUDIT REPORT, AND OF THE CONSOLIDATED
ACCOUNTS AND AUDIT REPORT FOR THE GROUP B.
THE AUDITOR'S STATEMENT ON WHETHER THE
GUIDELINES FOR EXECUTIVE COMPENSATION,
WHICH HAVE APPLIED SINCE THE PREVIOUS
ANNUAL GENERAL MEETING, HAVE BEEN FOLLOWED
C. THE BOARD'S PROPOSED DISTRIBUTION OF
EARNINGS AND STATEMENT IN SUPPORT OF SUCH
PROPOSAL
7.A DECISION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET, AND THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
7.B DECISION ON DISTRIBUTION OF THE COMPANY'S Mgmt For For
EARNINGS AS SHOWN IN THE ADOPTED BALANCE
SHEET AND RECORD DATE FOR DIVIDEND: THE
BOARD OF DIRECTORS PROPOSES AN ORDINARY
DIVIDEND OF SEK 6.25 PER SHARE AND AN EXTRA
DIVIDEND OF SEK 2.00 PER SHARE,
CORRESPONDING TO A TOTAL DIVIDEND OF SEK
8.25 PER SHARE
7.C.1 DECISION ON DISCHARGE FROM LIABILITY TO THE Mgmt For For
COMPANY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO: FREDRIK LUNDBERG
(CHAIRMAN OF THE BOARD)
7.C.2 DECISION ON DISCHARGE FROM LIABILITY TO THE Mgmt For For
COMPANY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO: PAR BOMAN (BOARD
MEMBER)
7.C.3 DECISION ON DISCHARGE FROM LIABILITY TO THE Mgmt For For
COMPANY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO: CHRISTIAN CASPAR
(BOARD MEMBER)
7.C.4 DECISION ON DISCHARGE FROM LIABILITY TO THE Mgmt For For
COMPANY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO: MARIKA FREDRIKSSON
(BOARD MEMBER)
7.C.5 DECISION ON DISCHARGE FROM LIABILITY TO THE Mgmt For For
COMPANY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO: BENGT KJELL (BOARD
MEMBER)
7.C.6 DECISION ON DISCHARGE FROM LIABILITY TO THE Mgmt For For
COMPANY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO: NINA LINANDER
(FORMER BOARD MEMBER, FOR THE PERIOD FROM
AND INCLUDING 1 JANUARY 2020 TO AND
INCLUDING 24 APRIL 2020)
7.C.7 DECISION ON DISCHARGE FROM LIABILITY TO THE Mgmt For For
COMPANY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO: ANNIKA LUNDIUS
(BOARD MEMBER)
7.C.8 DECISION ON DISCHARGE FROM LIABILITY TO THE Mgmt For For
COMPANY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO: LARS PETTERSSON
(BOARD MEMBER)
7.C.9 DECISION ON DISCHARGE FROM LIABILITY TO THE Mgmt For For
COMPANY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO: HELENA STJERNHOLM
(BOARD MEMBER AND CEO)
CMMT PLEASE NOTE THAT RESOLUTIONS 8 TO 13 ARE Non-Voting
PROPOSED BY NOMINATING COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
8 DECISION ON THE NUMBER OF DIRECTORS: EIGHT Mgmt For
DIRECTORS AND NO DEPUTY DIRECTORS
9 DECISION REGARDING DIRECTORS' FEES FOR EACH Mgmt For
OF THE COMPANY DIRECTORS
10.A ELECTION OF BOARD OF DIRECTOR: PAR BOMAN Mgmt For
(RE-ELECTION)
10.B ELECTION OF BOARD OF DIRECTOR: CHRISTIAN Mgmt For
CASPAR (RE-ELECTION)
10.C ELECTION OF BOARD OF DIRECTOR: MARIKA Mgmt Against
FREDRIKSSON (RE-ELECTION)
10.D ELECTION OF BOARD OF DIRECTOR: BENGT KJELL Mgmt For
(RE-ELECTION)
10.E ELECTION OF BOARD OF DIRECTOR: FREDRIK Mgmt For
LUNDBERG (RE-ELECTION)
10.F ELECTION OF BOARD OF DIRECTOR: ANNIKA Mgmt For
LUNDIUS (RE-ELECTION)
10.G ELECTION OF BOARD OF DIRECTOR: LARS Mgmt For
PETTERSSON (RE-ELECTION)
10.H ELECTION OF BOARD OF DIRECTOR: HELENA Mgmt For
STJERNHOLM (RE-ELECTION)
10.I ELECTION OF CHAIRMAN OF THE BOARD: FREDRIK Mgmt For
LUNDBERG AS CHAIRMAN OF THE BOARD
(RE-ELECTION)
11 DECISION ON THE NUMBER OF AUDITORS: ONE Mgmt For
CHARTERED ACCOUNTING FIRM
12 DECISION ON THE AUDITOR'S FEES Mgmt For
13 ELECTION OF AUDITOR: THE NOMINATING Mgmt For
COMMITTEE PROPOSES, IN ACCORDANCE WITH THE
AUDIT COMMITTEE'S RECOMMENDATION,
REELECTION OF THE ACCOUNTING FIRM DELOITTE
AB FOR THE PERIOD UNTIL THE END OF THE 2022
ANNUAL GENERAL MEETING. DELOITTE AB HAS
NOTIFIED THAT IF THE FIRM IS ELECTED, IT
WILL APPOINT AUTHORIZED PUBLIC ACCOUNTANT
HANS WAREN AS CHIEF AUDITOR
14 DECISION REGARDING APPROVAL OF THE Mgmt For For
REMUNERATION REPORT
15 DECISION ON A LONG-TERM SHARE SAVINGS Mgmt For For
PROGRAM
16 DECISION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION: ARTICLE 15
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIVAERDEN AB Agenda Number: 713670479
--------------------------------------------------------------------------------------------------------------------------
Security: W45430126
Meeting Type: AGM
Meeting Date: 21-Apr-2021
Ticker:
ISIN: SE0000107203
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF A CHAIRMAN TO PRESIDE OVER THE Non-Voting
ANNUAL GENERAL MEETING: THE ATTORNEY SVEN
UNGER OR, TO THE EXTENT HE IS PREVENTED,
THE PERSON THAT THE NOMINATING COMMITTEE
APPOINTS INSTEAD
2 ELECTION OF PERSONS TO CHECK THE MINUTES: Non-Voting
MATS GULDBRAND (L E LUNDBERGFORETAGEN),
STEFAN NILSSON (HANDELSBANKEN PENSION
FOUNDATION)
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DECISION AS TO WHETHER THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN DULY CONVENED
6 PRESENTATION OF: A. THE ANNUAL REPORT AND Non-Voting
AUDIT REPORT, AND OF THE CONSOLIDATED
ACCOUNTS AND AUDIT REPORT FOR THE GROUP B.
THE AUDITOR'S STATEMENT ON WHETHER THE
GUIDELINES FOR EXECUTIVE COMPENSATION,
WHICH HAVE APPLIED SINCE THE PREVIOUS
ANNUAL GENERAL MEETING, HAVE BEEN FOLLOWED
C. THE BOARD'S PROPOSED DISTRIBUTION OF
EARNINGS AND STATEMENT IN SUPPORT OF SUCH
PROPOSAL
7.A DECISION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET, AND THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
7.B DECISION ON DISTRIBUTION OF THE COMPANY'S Mgmt For For
EARNINGS AS SHOWN IN THE ADOPTED BALANCE
SHEET AND RECORD DATE FOR DIVIDEND: THE
BOARD OF DIRECTORS PROPOSES AN ORDINARY
DIVIDEND OF SEK 6.25 PER SHARE AND AN EXTRA
DIVIDEND OF SEK 2.00 PER SHARE,
CORRESPONDING TO A TOTAL DIVIDEND OF SEK
8.25 PER SHARE
7.C.1 DECISION ON DISCHARGE FROM LIABILITY TO THE Mgmt For For
COMPANY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO: FREDRIK LUNDBERG
(CHAIRMAN OF THE BOARD)
7.C.2 DECISION ON DISCHARGE FROM LIABILITY TO THE Mgmt For For
COMPANY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO: PAR BOMAN (BOARD
MEMBER)
7.C.3 DECISION ON DISCHARGE FROM LIABILITY TO THE Mgmt For For
COMPANY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO: CHRISTIAN CASPAR
(BOARD MEMBER)
7.C.4 DECISION ON DISCHARGE FROM LIABILITY TO THE Mgmt For For
COMPANY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO: MARIKA FREDRIKSSON
(BOARD MEMBER)
7.C.5 DECISION ON DISCHARGE FROM LIABILITY TO THE Mgmt For For
COMPANY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO: BENGT KJELL (BOARD
MEMBER)
7.C.6 DECISION ON DISCHARGE FROM LIABILITY TO THE Mgmt For For
COMPANY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO: NINA LINANDER
(FORMER BOARD MEMBER, FOR THE PERIOD FROM
AND INCLUDING 1 JANUARY 2020 TO AND
INCLUDING 24 APRIL 2020)
7.C.7 DECISION ON DISCHARGE FROM LIABILITY TO THE Mgmt For For
COMPANY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO: ANNIKA LUNDIUS
(BOARD MEMBER)
7.C.8 DECISION ON DISCHARGE FROM LIABILITY TO THE Mgmt For For
COMPANY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO: LARS PETTERSSON
(BOARD MEMBER)
7.C.9 DECISION ON DISCHARGE FROM LIABILITY TO THE Mgmt For For
COMPANY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO: HELENA STJERNHOLM
(BOARD MEMBER AND CEO)
CMMT PLEASE NOTE THAT RESOLUTIONS 8 TO 13 ARE Non-Voting
PROPOSED BY NOMINATING COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
8 DECISION ON THE NUMBER OF DIRECTORS: EIGHT Mgmt For
DIRECTORS AND NO DEPUTY DIRECTORS
9 DECISION REGARDING DIRECTORS' FEES FOR EACH Mgmt For
OF THE COMPANY DIRECTORS
10.A ELECTION OF BOARD OF DIRECTOR: PAR BOMAN Mgmt For
(RE-ELECTION)
10.B ELECTION OF BOARD OF DIRECTOR: CHRISTIAN Mgmt For
CASPAR (RE-ELECTION)
10.C ELECTION OF BOARD OF DIRECTOR: MARIKA Mgmt Against
FREDRIKSSON (RE-ELECTION)
10.D ELECTION OF BOARD OF DIRECTOR: BENGT KJELL Mgmt For
(RE-ELECTION)
10.E ELECTION OF BOARD OF DIRECTOR: FREDRIK Mgmt For
LUNDBERG (RE-ELECTION)
10.F ELECTION OF BOARD OF DIRECTOR: ANNIKA Mgmt For
LUNDIUS (RE-ELECTION)
10.G ELECTION OF BOARD OF DIRECTOR: LARS Mgmt For
PETTERSSON (RE-ELECTION)
10.H ELECTION OF BOARD OF DIRECTOR: HELENA Mgmt For
STJERNHOLM (RE-ELECTION)
10.I ELECTION OF CHAIRMAN OF THE BOARD: FREDRIK Mgmt For
LUNDBERG AS CHAIRMAN OF THE BOARD
(RE-ELECTION)
11 DECISION ON THE NUMBER OF AUDITORS: ONE Mgmt For
CHARTERED ACCOUNTING FIRM
12 DECISION ON THE AUDITOR'S FEES Mgmt For
13 ELECTION OF AUDITOR: THE NOMINATING Mgmt For
COMMITTEE PROPOSES, IN ACCORDANCE WITH THE
AUDIT COMMITTEE'S RECOMMENDATION,
REELECTION OF THE ACCOUNTING FIRM DELOITTE
AB FOR THE PERIOD UNTIL THE END OF THE 2022
ANNUAL GENERAL MEETING. DELOITTE AB HAS
NOTIFIED THAT IF THE FIRM IS ELECTED, IT
WILL APPOINT AUTHORIZED PUBLIC ACCOUNTANT
HANS WAREN AS CHIEF AUDITOR
14 DECISION REGARDING APPROVAL OF THE Mgmt For For
REMUNERATION REPORT
15 DECISION ON A LONG-TERM SHARE SAVINGS Mgmt For For
PROGRAM
16 DECISION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION: ARTICLE 15
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 11 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 11 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INFINEON TECHNOLOGIES AG Agenda Number: 713541060
--------------------------------------------------------------------------------------------------------------------------
Security: D35415104
Meeting Type: AGM
Meeting Date: 25-Feb-2021
Ticker:
ISIN: DE0006231004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.22 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER REINHARD PLOSS FOR FISCAL 2020
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER HELMUT GASSEL FOR FISCAL 2020
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JOCHEN HANEBECK FOR FISCAL 2020
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER SVEN SCHNEIDER FOR FISCAL 2020
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WOLFGANG EDER FOR FISCAL 2020
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PETER BAUER (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER XIAOQUN CLEVER (FROM FEB. 20, 2020)
FOR FISCAL 2020
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JOHANN DECHANT FOR FISCAL 2020
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HERBERT DIESS (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER FRIEDRICH EICHINER (FROM FEB. 20,
2020) FOR FISCAL 2020
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ANNETTE ENGELFRIED FOR FISCAL 2020
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PETER GRUBER FOR FISCAL 2020
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GERHARD HOBBACH (UNTIL FEB. 20,
2020) FOR FISCAL 2020
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HANS ULRICH HOLDENRIED FOR FISCAL
2020
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER RENATE KOECHER (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER SUSANNE LACHENMANN FOR FISCAL 2020
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GERALDINE PICAUD FOR FISCAL 2020
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MANFRED PUFFER FOR FISCAL 2020
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MELANIE RIEDL (FROM FEB. 20, 2020)
FOR FISCAL 2020
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER KERSTIN SCHULZENDORF FOR FISCAL 2020
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JUERGEN SCHOLZ FOR FISCAL 2020
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ULRICH SPIESSHOFER (FROM FEB. 20,
2020) FOR FISCAL 2020
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MARGRET SUCKALE (FROM FEB. 20, 2020)
FOR FISCAL 2020
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ECKART SUENNER (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.21 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DIANA VITALE FOR FISCAL 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2021 Mgmt For For
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE CREATION OF EUR 30 MILLION POOL OF Mgmt For For
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
9 AMEND ARTICLES RE: INFORMATION FOR Mgmt For For
REGISTRATION IN THE SHARE REGISTER
10 AMEND ARTICLES RE: SUPERVISORY BOARD'S Mgmt For For
RULES OF PROCEDURE
CMMT 18 JAN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 20 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 20 JAN 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ING GROEP N.V. Agenda Number: 935379570
--------------------------------------------------------------------------------------------------------------------------
Security: 456837103
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: ING
ISIN: US4568371037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2D. Remuneration report for 2020 (advisory Mgmt For For
voting item). If you vote "in favour", you
will cast a positive advisory vote on the
Remuneration Report 2020. If you vote
"against", you will cast a negative
advisory vote on the Remuneration Report
2020. The result of the vote counts as a
non-binding advisory vote.
2E. Financial Statements (annual accounts) for Mgmt For For
2020(voting item).
3B. Dividend for 2020 (voting item). Mgmt For For
4A. Discharge of the members and former members Mgmt For For
of the Executive Board in respect of their
duties performed during the year 2020
(voting item).
4B. Discharge of the members and former members Mgmt For For
of the Supervisory Board in respect of
their duties performed during the year 2020
(voting item).
5. Variable remuneration cap for selected Mgmt For For
global staff(voting item).
6. Amendments of the Articles of Association Mgmt For For
(voting item).
7A. Composition of the Executive Board: Mgmt For For
Reappointment of Steven van Rijswijk
(voting item).
7B. Composition of the Executive Board: Mgmt For For
Appointment of Ljiljana Cortan (voting
item).
8A. Composition of the Supervisory Board: Mgmt For For
Reappointment of Hans Wijers (voting item).
8B. Composition of the Supervisory Board: Mgmt For For
Reappointment of Margarete Haase (voting
item).
8C. Composition of the Supervisory Board: Mgmt For For
Appointment of Lodewijk Hijmans van den
Bergh(voting item).
9A. Authorization to issue ordinary shares Mgmt For For
(voting item).
9B. Authorization to issue ordinary shares, Mgmt For For
with or without pre-emptive rights of
existing shareholders(voting item).
10. Authorization to acquire ordinary shares in Mgmt For For
the Company's own capital (voting item).
--------------------------------------------------------------------------------------------------------------------------
INPEX CORPORATION Agenda Number: 713622012
--------------------------------------------------------------------------------------------------------------------------
Security: J2467E101
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: JP3294460005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Change Official Company Mgmt For For
Name
3.1 Appoint a Director Kitamura, Toshiaki Mgmt Against Against
3.2 Appoint a Director Ueda, Takayuki Mgmt Against Against
3.3 Appoint a Director Ito, Seiya Mgmt Against Against
3.4 Appoint a Director Ikeda, Takahiko Mgmt Against Against
3.5 Appoint a Director Yajima, Shigeharu Mgmt Against Against
3.6 Appoint a Director Kittaka, Kimihisa Mgmt Against Against
3.7 Appoint a Director Sase, Nobuharu Mgmt Against Against
3.8 Appoint a Director Yamada, Daisuke Mgmt Against Against
3.9 Appoint a Director Yanai, Jun Mgmt Against Against
3.10 Appoint a Director Iio, Norinao Mgmt For For
3.11 Appoint a Director Nishimura, Atsuko Mgmt For For
3.12 Appoint a Director Kimura, Yasushi Mgmt Against Against
3.13 Appoint a Director Ogino, Kiyoshi Mgmt Against Against
3.14 Appoint a Director Nishikawa, Tomoo Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
INSURANCE AUSTRALIA GROUP LTD Agenda Number: 713159209
--------------------------------------------------------------------------------------------------------------------------
Security: Q49361100
Meeting Type: AGM
Meeting Date: 23-Oct-2020
Ticker:
ISIN: AU000000IAG3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 455432 DUE TO ADDITION OF
RESOLUTION 11. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 11 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 ELECTION OF MR SIMON ALLEN Mgmt For For
3 RE-ELECTION OF MR DUNCAN BOYLE Mgmt For For
4 RE-ELECTION OF MS SHEILA MCGREGOR Mgmt For For
5 RE-ELECTION OF MR JONATHAN NICHOLSON Mgmt For For
6 APPROVE AND ADOPT A NEW CONSTITUTION Mgmt For For
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
7 PROPORTIONAL TAKEOVER PROVISIONS Mgmt For For
8 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: TO AMEND THE
CONSTITUTION
9 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: IAG WORLD HERITAGE
POLICY
10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RELATIONSHIP WITH
INDUSTRY ASSOCIATIONS
11 ALLOCATION OF SHARE RIGHTS TO MR NICHOLAS Mgmt For For
HAWKINS, MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER
--------------------------------------------------------------------------------------------------------------------------
INTACT FINANCIAL CORP Agenda Number: 713794469
--------------------------------------------------------------------------------------------------------------------------
Security: 45823T106
Meeting Type: MIX
Meeting Date: 12-May-2021
Ticker:
ISIN: CA45823T1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.12 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: CHARLES BRINDAMOUR Mgmt For For
1.2 ELECTION OF DIRECTOR: JANET DE SILVA Mgmt For For
1.3 ELECTION OF DIRECTOR: CLAUDE DUSSAULT Mgmt For For
1.4 ELECTION OF DIRECTOR: JANE E. KINNEY Mgmt For For
1.5 ELECTION OF DIRECTOR: ROBERT G. LEARY Mgmt For For
1.6 ELECTION OF DIRECTOR: SYLVIE PAQUETTE Mgmt For For
1.7 ELECTION OF DIRECTOR: TIMOTHY H. PENNER Mgmt For For
1.8 ELECTION OF DIRECTOR: STUART J. RUSSELL Mgmt For For
1.9 ELECTION OF DIRECTOR: INDIRA V. Mgmt For For
SAMARASEKERA
1.10 ELECTION OF DIRECTOR: FREDERICK SINGER Mgmt For For
1.11 ELECTION OF DIRECTOR: CAROLYN A. WILKINS Mgmt For For
1.12 ELECTION OF DIRECTOR: WILLIAM L. YOUNG Mgmt For For
2 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITOR Mgmt For For
OF THE COMPANY
3 AUTHORIZE THE BOARD TO APPOINT ADDITIONAL Mgmt For For
DIRECTORS WHOSE TERM EXPIRES AT THE CLOSE
OF THE NEXT ANNUAL MEETING OF SHAREHOLDERS
AND WHOSE NUMBER SHALL NOT EXCEED ONE-THIRD
OF THE NUMBER OF DIRECTORS ELECTED AT THE
PREVIOUS ANNUAL MEETING OF SHAREHOLDERS
4 ADVISORY RESOLUTION TO ACCEPT THE APPROACH Mgmt For For
TO EXECUTIVE COMPENSATION
5 RESOLUTION TO APPROVE INTACT FINANCIAL Mgmt For For
CORPORATION EXECUTIVE STOCK OPTION PLAN
--------------------------------------------------------------------------------------------------------------------------
INTESA SANPAOLO SPA Agenda Number: 713738752
--------------------------------------------------------------------------------------------------------------------------
Security: T55067101
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: IT0000072618
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1.a TO APPROVE THE 2020 THE PARENT COMPANY Mgmt For For
BALANCE SHEET
O.1.b NET INCOME ALLOCATION AND DISTRIBUTION OF A Mgmt For For
DIVIDEND AND OF A PART OF THE SHARE PREMIUM
RESERVE TO THE SHAREHOLDERS
O.2.a REWARDING POLICY AND EMOLUMENTS PAID Mgmt For For
REPORT: SECTION I - 2021 INTESA SANPAOLO
GROUP REWARDING AND INCENTIVES POLICY
O.2.b REWARDING POLICY AND EMOLUMENTS PAID Mgmt For For
REPORT: NON-BINDING RESOLUTION ON THE
SECTION II - INFORMATION ON THE EMOLUMENTS
PAID DURING THE 2020
O.2.c TO INCREASE THE BUDGETARY IMPACT OF THE Mgmt For For
NON-RECURRING REWARD WITH RESPECT TO THE
RECURRING REWARD WITHIN THE EMPLOYMENT
OFFER IN FAVOR OF THE FINANCIAL ADVISORS
NEWLY ENTERING INTESA SANPAOLO GROUP
O.2.d APPROVAL OF THE 2021 ANNUAL INCENTIVES Mgmt For For
SYSTEM BASED ON FINANCIAL SECURITIES
O.2.e TO UPDATE OF THE LONG-TERM INCENTIVES PLAN Mgmt For For
FOR THE YEARS 2018-2021 POP (PERFORMANCE
CALL OPTION) IN FAVOR OF THE TOP
MANAGEMENT, THE RISK TAKER AND THE
STRATEGIC MANAGERS. RESOLUTIONS RELATED
THERETO
O.2.f DIRECTORS AND OFFICERS' LIABILITY Mgmt For For
INSURANCE. RESOLUTIONS RELATED THERETO
O.3.a AUTHORIZATION TO PURCHASE AND DISPOSE OF Mgmt For For
OWN SHARES FOR THE INCENTIVES PLANS
O.3.b AUTHORIZATION TO PURCHASE AND DISPOSE OF Mgmt For For
OWN SHARES FOR THE MARKET OPERATIONS
E.1 TO AMEND THE FOLLOWING ARTICLES OF THE Mgmt For For
BY-LAW: ART. 2 (REGISTERED OFFICE), 13
(BOARD OF DIRECTORS AND MANAGEMENT CONTROL
COMMITTEE), 14 (ELECTION OD BOARD OF
DIRECTORS), 17 (MEETINGS AND RESOLUTIONS OF
THE BOARD OF DIRECTORS), 18 (POWERS OF THE
BOARD OF DIRECTORS), 19 (CHAIRMAN OF THE
BOARD OF DIRECTORS), 29 (FINANCIAL
STATEMENTS AND NET INCOME); ANNULMENT OF
THE TITLE VIII OF THE BY-LAW (TRANSITORY
RULES, INCLUDING ARTICLES 34 (PROVISIONS OF
THE ARTICLES OF ASSOCIATION INTRODUCED BY
THE SHAREHOLDERS' MEETING ON 26 FEBRUARY
2016) AND 35 (CHAIRMAN EMERITUS))
CMMT 30 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 30 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INVESTOR AB Agenda Number: 713794104
--------------------------------------------------------------------------------------------------------------------------
Security: W48102102
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: SE0000107401
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 517905 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 ELECTION OF THE CHAIR OF THE MEETING: EVA Non-Voting
HAGG, MEMBER OF THE SWEDISH BAR
ASSOCIATION, OR, IN CASE OF HER IMPEDIMENT,
THE PERSON INSTEAD APPOINTED BY THE
NOMINATION COMMITTEE
2 ELECTION OF ONE OR TWO PERSONS TO ATTEST TO Non-Voting
THE ACCURACY OF THE MINUTES: MARIANNE
NILSSON, SWEDBANK ROBUR FONDER OSSIAN
EKDAHL, FORSTA AP-FONDEN (AP1)
3 DRAWING UP AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 PRESENTATION OF THE PARENT COMPANY'S ANNUAL Non-Voting
REPORT AND THE AUDITORS' REPORT, AS WELL AS
OF THE CONSOLIDATED FINANCIAL STATEMENTS
AND THE AUDITORS' REPORT FOR THE INVESTOR
GROUP
7 RESOLUTIONS REGARDING ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND THE BALANCE SHEET FOR
THE PARENT COMPANY, AS WELL AS OF THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET FOR THE INVESTOR
GROUP
8 PRESENTATION OF THE BOARD OF DIRECTORS' Mgmt For For
REMUNERATION REPORT FOR APPROVAL
9.A RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE PRESIDENT: GUNNAR BROCK
9.B RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE PRESIDENT: JOHAN FORSSELL
9.C RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE PRESIDENT: MAGDALENA
GERGER
9.D RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE PRESIDENT: TOM JOHNSTONE,
CBE
9.E RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE PRESIDENT: SARA MAZUR
9.F RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE PRESIDENT: GRACE REKSTEN
SKAUGEN
9.G RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE PRESIDENT: HANS STRABERG
9.H RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE PRESIDENT: LENA TRESCHOW
TORELL
9.I RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE PRESIDENT: JACOB
WALLENBERG
9.J RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE PRESIDENT: MARCUS
WALLENBERG
10 RESOLUTION REGARDING DISPOSITION OF Mgmt For For
INVESTOR'S EARNINGS IN ACCORDANCE WITH THE
APPROVED BALANCE SHEET AND DETERMINATION OF
RECORD DATE FOR DIVIDENDS: THE BOARD OF
DIRECTORS PROPOSES A DIVIDEND TO THE
SHAREHOLDERS OF SEK 14.00 PER SHARE TO BE
PAID IN TWO INSTALLMENTS. AT THE FIRST
INSTALLMENT SEK 10.00 PER SHARE IS PAID
WITH THE RECORD DATE FRIDAY, MAY 7, 2021.
AT THE SECOND INSTALLMENT SEK 4.00 PER
SHARE IS PAID (OR SEK 1.00 PER SHARE AFTER
IMPLEMENTATION OF THE SHARE SPLIT 4:1
PROPOSED BY THE BOARD OF DIRECTORS TO THE
ANNUAL GENERAL MEETING)
11.A DECISION ON THE NUMBER OF MEMBERS AND Mgmt For For
DEPUTY MEMBERS OF THE BOARD OF DIRECTORS
WHO SHALL BE APPOINTED BY THE MEETING:
ELEVEN MEMBERS OF THE BOARD OF DIRECTORS
AND NO DEPUTY MEMBERS OF THE BOARD OF
DIRECTORS
11.B DECISION ON THE NUMBER OF AUDITORS AND Mgmt For For
DEPUTY AUDITORS WHO SHALL BE APPOINTED BY
THE MEETING: ONE REGISTERED AUDITING
COMPANY
12.A DECISION ON THE COMPENSATION THAT SHALL BE Mgmt For For
PAID TO THE BOARD OF DIRECTORS
12.B DECISION ON THE COMPENSATION THAT SHALL BE Mgmt For For
PAID TO THE AUDITORS
13.A ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS. PROPOSAL FROM THE
NOMINATION COMMITTEE: GUNNAR BROCK,
RE-ELECTION
13.B ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS. PROPOSAL FROM THE
NOMINATION COMMITTEE: JOHAN FORSSELL,
RE-ELECTION
13.C ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS. PROPOSAL FROM THE
NOMINATION COMMITTEE: MAGDALENA GERGER,
RE-ELECTION
13.D ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS. PROPOSAL FROM THE
NOMINATION COMMITTEE: TOM JOHNSTONE, CBE,
RE-ELECTION
13.E ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS. PROPOSAL FROM THE
NOMINATION COMMITTEE: SARA MAZUR,
RE-ELECTION
13.F ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS. PROPOSAL FROM THE
NOMINATION COMMITTEE: GRACE REKSTEN
SKAUGEN, RE-ELECTION
13.G ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS. PROPOSAL FROM THE
NOMINATION COMMITTEE: HANS STRABERG,
RE-ELECTION
13.H ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS. PROPOSAL FROM THE
NOMINATION COMMITTEE: JACOB WALLENBERG,
RE-ELECTION
13.I ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS. PROPOSAL FROM THE
NOMINATION COMMITTEE: MARCUS WALLENBERG,
RE-ELECTION
13.J ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS. PROPOSAL FROM THE
NOMINATION COMMITTEE: ISABELLE KOCHER, NEW
ELECTION
13.K ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS. PROPOSAL FROM THE
NOMINATION COMMITTEE: SVEN NYMAN, NEW
ELECTION
14 ELECTION OF CHAIR OF THE BOARD OF Mgmt For For
DIRECTORS. PROPOSAL FROM THE NOMINATION
COMMITTEE: JACOB WALLENBERG IS PROPOSED TO
BE RE-ELECTED AS CHAIR OF THE BOARD OF
DIRECTORS
15 ELECTION OF AUDITORS AND DEPUTY AUDITORS: Mgmt For For
THE REGISTERED AUDITING COMPANY DELOITTE AB
IS PROPOSED TO BE RE-ELECTED AS AUDITOR FOR
THE PERIOD UNTIL THE END OF THE ANNUAL
GENERAL MEETING 2022. DELOITTE AB HAS
INFORMED THAT, SUBJECT TO THE APPROVAL OF
THE PROPOSAL FROM THE NOMINATION COMMITTEE
REGARDING AUDITOR, THE AUTHORIZED PUBLIC
ACCOUNTANT JONAS STAHLBERG WILL CONTINUE AS
THE AUDITOR IN CHARGE FOR THE AUDIT
16.A PROPOSAL FOR RESOLUTION ON A LONG-TERM Mgmt For For
VARIABLE REMUNERATION PROGRAM FOR EMPLOYEES
WITHIN INVESTOR, EXCLUDING PATRICIA
INDUSTRIES
16.B PROPOSAL FOR RESOLUTION ON A LONG-TERM Mgmt For For
VARIABLE REMUNERATION PROGRAM FOR EMPLOYEES
WITHIN PATRICIA INDUSTRIES
17.A PROPOSAL FOR RESOLUTION ON PURCHASE AND Mgmt For For
TRANSFER OF OWN SHARES IN ORDER TO GIVE THE
BOARD OF DIRECTORS WIDER FREEDOM OF ACTION
IN THE WORK WITH THE COMPANY'S CAPITAL
STRUCTURE, IN ORDER TO ENABLE TRANSFER OF
OWN SHARES ACCORDING TO 17B, AND IN ORDER
TO SECURE THE COSTS CONNECTED TO THE
LONG-TERM VARIABLE REMUNERATION PROGRAM
ACCORDING TO 16A AND THE ALLOCATION OF
SYNTHETIC SHARES AS PART OF THE
COMPENSATION TO THE BOARD OF DIRECTORS
17.B PROPOSAL FOR RESOLUTION ON TRANSFER OF OWN Mgmt For For
SHARES IN ORDER TO ENABLE THE COMPANY TO
TRANSFER OWN SHARES TO EMPLOYEES WHO
PARTICIPATE IN THE LONG-TERM VARIABLE
REMUNERATION PROGRAM 2021 ACCORDING TO 16A
18 PROPOSAL FOR RESOLUTION ON SHARE SPLIT AND Mgmt For For
AMENDMENT TO THE ARTICLES OF ASSOCIATION
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
INVESTOR AB Agenda Number: 713838209
--------------------------------------------------------------------------------------------------------------------------
Security: W48102128
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: SE0000107419
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 517906 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 ELECTION OF THE CHAIR OF THE MEETING: EVA Non-Voting
HAGG
2.A ELECTION OF ONE OR TWO PERSONS TO ATTEST TO Non-Voting
THE ACCURACY OF THE MINUTES: MARIANNE
NILSSON, SWEDBANK ROBUR FONDER
2.B ELECTION OF ONE OR TWO PERSONS TO ATTEST TO Non-Voting
THE ACCURACY OF THE MINUTES: OSSIAN EKDAHL,
FORSTA AP-FONDEN (AP1)
3 DRAWING UP AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 PRESENTATION OF THE PARENT COMPANY'S ANNUAL Non-Voting
REPORT AND THE AUDITORS' REPORT, AS WELL AS
OF THE CONSOLIDATED FINANCIAL STATEMENTS
AND THE AUDITORS' REPORT FOR THE INVESTOR
GROUP
7 RESOLUTIONS REGARDING ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND THE BALANCE SHEET FOR
THE PARENT COMPANY, AS WELL AS OF THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET FOR THE INVESTOR
GROUP
8 PRESENTATION OF THE BOARD OF DIRECTORS' Mgmt For For
REMUNERATION REPORT FOR APPROVAL
9.A RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE PRESIDENT: GUNNAR BROCK
9.B RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE PRESIDENT: JOHAN FORSSELL
9.C RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE PRESIDENT: MAGDALENA
GERGER
9.D RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE PRESIDENT: TOM JOHNSTONE,
CBE
9.E RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE PRESIDENT: SARA MAZUR
9.F RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE PRESIDENT: GRACE REKSTEN
SKAUGEN
9.G RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE PRESIDENT: HANS STRABERG
9.H RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE PRESIDENT: LENA TRESCHOW
TORELL
9.I RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE PRESIDENT: JACOB
WALLENBERG
9.J RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE PRESIDENT: MARCUS
WALLENBERG
10 RESOLUTION REGARDING DISPOSITION OF Mgmt For For
INVESTOR'S EARNINGS IN ACCORDANCE WITH THE
APPROVED BALANCE SHEET AND DETERMINATION OF
RECORD DATE FOR DIVIDENDS: THE BOARD OF
DIRECTORS PROPOSES A DIVIDEND TO THE
SHAREHOLDERS OF SEK 14.00 PER SHARE TO BE
PAID IN TWO INSTALLMENTS. AT THE FIRST
INSTALLMENT SEK 10.00 PER SHARE IS PAID
WITH THE RECORD DATE FRIDAY, MAY 7, 2021.
AT THE SECOND INSTALLMENT SEK 4.00 PER
SHARE IS PAID (OR SEK 1.00 PER SHARE AFTER
IMPLEMENTATION OF THE SHARE SPLIT 4:1
PROPOSED BY THE BOARD OF DIRECTORS TO THE
ANNUAL GENERAL MEETING) WITH THE RECORD
DATE MONDAY, NOVEMBER 8, 2021. SHOULD THE
MEETING DECIDE IN FAVOR OF THE PROPOSAL,
PAYMENT OF THE DIVIDEND IS EXPECTED TO BE
MADE BY EUROCLEAR SWEDEN AB ON WEDNESDAY,
MAY 12, 2021 AND ON THURSDAY, NOVEMBER 11,
2021
11.A DECISION ON THE NUMBER OF MEMBERS AND Mgmt For For
DEPUTY MEMBERS OF THE BOARD OF DIRECTORS
WHO SHALL BE APPOINTED BY THE MEETING:
ELEVEN MEMBERS OF THE BOARD OF DIRECTORS
AND NO DEPUTY MEMBERS OF THE BOARD OF
DIRECTORS
11.B DECISION ON THE NUMBER OF AUDITORS AND Mgmt For For
DEPUTY AUDITORS WHO SHALL BE APPOINTED BY
THE MEETING: ONE REGISTERED AUDITING
COMPANY
12.A DECISION ON THE COMPENSATION THAT SHALL BE Mgmt For For
PAID TO THE BOARD OF DIRECTOR
12.B DECISION ON THE COMPENSATION THAT SHALL BE Mgmt For For
PAID TO THE AUDITORS
13.A ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS: PROPOSAL FROM THE
NOMINATION COMMITTEE: GUNNAR BROCK,
RE-ELECTION
13.B ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS: PROPOSAL FROM THE
NOMINATION COMMITTEE: JOHAN FORSSELL,
RE-ELECTION
13.C ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS: PROPOSAL FROM THE
NOMINATION COMMITTEE: MAGDALENA GERGER,
RE-ELECTION
13.D ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS: PROPOSAL FROM THE
NOMINATION COMMITTEE: TOM JOHNSTONE, CBE,
RE-ELECTION
13.E ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS: PROPOSAL FROM THE
NOMINATION COMMITTEE: SARA MAZUR,
RE-ELECTION
13.F ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS: PROPOSAL FROM THE
NOMINATION COMMITTEE: GRACE REKSTEN
SKAUGEN, RE-ELECTION
13.G ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS: PROPOSAL FROM THE
NOMINATION COMMITTEE: HANS STRABERG,
RE-ELECTION
13.H ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS: PROPOSAL FROM THE
NOMINATION COMMITTEE: JACOB WALLENBERG,
RE-ELECTION
13.I ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS: PROPOSAL FROM THE
NOMINATION COMMITTEE: MARCUS WALLENBERG,
RE-ELECTION
13.J ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS: PROPOSAL FROM THE
NOMINATION COMMITTEE: ISABELLE KOCHER, NEW
ELECTION
13.K ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS: PROPOSAL FROM THE
NOMINATION COMMITTEE: SVEN NYMAN, NEW
ELECTION
14 ELECTION OF CHAIR OF THE BOARD OF Mgmt For For
DIRECTORS. PROPOSAL FROM THE NOMINATION
COMMITTEE: JACOB WALLENBERG IS PROPOSED TO
BE RE-ELECTED AS CHAIR OF THE BOARD OF
DIRECTORS
15 ELECTION OF AUDITORS AND DEPUTY AUDITORS: Mgmt For For
THE REGISTERED AUDITING COMPANY DELOITTE AB
IS PROPOSED TO BE RE-ELECTED AS AUDITOR FOR
THE PERIOD UNTIL THE END OF THE ANNUAL
GENERAL MEETING 2022. DELOITTE AB HAS
INFORMED THAT, SUBJECT TO THE APPROVAL OF
THE PROPOSAL FROM THE NOMINATION COMMITTEE
REGARDING AUDITOR, THE AUTHORIZED PUBLIC
ACCOUNTANT JONAS STAHLBERG WILL CONTINUE AS
THE AUDITOR IN CHARGE FOR THE AUDIT. THE
NOMINATION COMMITTEE'S PROPOSAL IS
CONSISTENT WITH THE AUDIT AND RISK
COMMITTEE'S RECOMMENDATION
16.A PROPOSAL FOR RESOLUTION ON A LONG-TERM Mgmt For For
VARIABLE REMUNERATION PROGRAM FOR EMPLOYEES
WITHIN INVESTOR, EXCLUDING PATRICIA
INDUSTRIES
16.B PROPOSAL FOR RESOLUTION ON A LONG-TERM Mgmt For For
VARIABLE REMUNERATION PROGRAM FOR EMPLOYEES
WITHIN PATRICIA INDUSTRIES
17.A PROPOSAL FOR RESOLUTION ON PURCHASE AND Mgmt For For
TRANSFER OF OWN SHARES IN ORDER TO GIVE THE
BOARD OF DIRECTORS WIDER FREEDOM OF ACTION
IN THE WORK WITH THE COMPANY'S CAPITAL
STRUCTURE, IN ORDER TO ENABLE TRANSFER OF
OWN SHARES ACCORDING TO 17B, AND IN ORDER
TO SECURE THE COSTS CONNECTED TO THE
LONG-TERM VARIABLE REMUNERATION PROGRAM
ACCORDING TO 16A AND THE ALLOCATION OF
SYNTHETIC SHARES AS PART OF THE
COMPENSATION TO THE BOARD OF DIRECTORS
17.B PROPOSAL FOR RESOLUTION ON TRANSFER OF OWN Mgmt For For
SHARES IN ORDER TO ENABLE THE COMPANY TO
TRANSFER OWN SHARES TO EMPLOYEES WHO
PARTICIPATE IN THE LONG-TERM VARIABLE
REMUNERATION PROGRAM 2021 ACCORDING TO 16A
18 PROPOSAL FOR RESOLUTION ON SHARE SPLIT AND Mgmt For For
AMENDMENT TO THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
ISRACARD LTD Agenda Number: 712828764
--------------------------------------------------------------------------------------------------------------------------
Security: M5R26V107
Meeting Type: SGM
Meeting Date: 16-Jul-2020
Ticker:
ISIN: IL0011574030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 APPROVE TERMINATION OF BDO ZIV HAFT AS Mgmt For For
JOINT AUDITORS
2 RENEW AMENDED EMPLOYMENT TERMS OF EYAL Mgmt For For
DESHEH, CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
ISRACARD LTD Agenda Number: 713315794
--------------------------------------------------------------------------------------------------------------------------
Security: M5R26V107
Meeting Type: EGM
Meeting Date: 29-Nov-2020
Ticker:
ISIN: IL0011574030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DEBATE OF COMPANY AUDITED FINANCIAL Non-Voting
STATEMENTS AND BOARD REPORT FOR THE YEAR
ENDED DECEMBER 31ST 2019
2 REAPPOINTMENT OF THE SOMECH HAIKIN (KPMG) Mgmt For For
CPA FIRM AS COMPANY AUDITING ACCOUNTANTS
FOR THE TERM ENDING AT THE CLOSE OF THE
NEXT ANNUAL MEETING
3 AMENDMENT OF COMPANY REMUNERATION POLICY Mgmt For For
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 9 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE ARE ONLY 5 VACANCIES AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON
ONLY 5 OF THE 9 DIRECTORS AND TO SELECT
'CLEAR' FOR THE OTHERS. THANK YOU
4.1 APPOINTMENT OF DIRECTOR: MR. ILAN COHEN Mgmt Against Against
4.2 APPOINTMENT OF DIRECTOR: MR. AMNON DICK Mgmt Against Against
4.3 APPOINTMENT OF DIRECTOR: MR. EREZ YOSEF Mgmt Against Against
4.4 APPOINTMENT OF DIRECTOR: MR. BEN SHEIZAF Mgmt Against Against
4.5 APPOINTMENT OF DIRECTOR: MR. DANNY YAMIN Mgmt Against Against
4.6 APPOINTMENT OF DIRECTOR: MR. YORAM WEISBERG Mgmt Split 50% Abstain Split
4.7 APPOINTMENT OF DIRECTOR: MR. MATITYAHU TAL Mgmt Split 50% Abstain Split
4.8 APPOINTMENT OF DIRECTOR: MR. SHAY FELDMAN Mgmt Split 50% Abstain Split
4.9 APPOINTMENT OF DIRECTOR: MS. TAMAR YASUR Mgmt Split 50% Abstain Split
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 4 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY 2 CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 2 OF THE 4
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU
5.1 APPOINTMENT OF EXTERNAL DIRECTOR: MS. Mgmt For For
HANNAH PERRY-ZEN
5.2 APPOINTMENT OF EXTERNAL DIRECTOR: MS. NAAMA Mgmt For For
GAT
5.3 APPOINTMENT OF EXTERNAL DIRECTOR: MR. ZVI Mgmt For For
FURMAN
5.4 APPOINTMENT OF EXTERNAL DIRECTOR: MR. Mgmt For For
ZAFRIR HOLZBLAT
6 APPROVAL (AS AN INSTRUCTION APPLICABLE Mgmt For For
CONCERNING ONLY THE GENERAL MEETING
CONVENED HEREUNDER) OF THE SERVICE
TERMINATION DATES OF DIRECTORS SERVING
IMMEDIATELY PRIOR TO THE MEETING
--------------------------------------------------------------------------------------------------------------------------
ISRACARD LTD Agenda Number: 713678386
--------------------------------------------------------------------------------------------------------------------------
Security: M5R26V107
Meeting Type: SGM
Meeting Date: 12-Apr-2021
Ticker:
ISIN: IL0011574030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
2 APPROVE EMPLOYMENT TERMS OF TAMAR YASSUR, Mgmt For For
CHAIRMAN
3 APPROVE AMENDED EMPLOYMENT TERMS OF RON Mgmt For For
WEXLER, CEO
CMMT 29 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING DATE FROM
07 APR 2021 TO 12 APR 2021. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ISRAEL DISCOUNT BANK LTD. Agenda Number: 713980921
--------------------------------------------------------------------------------------------------------------------------
Security: 465074201
Meeting Type: OGM
Meeting Date: 23-May-2021
Ticker:
ISIN: IL0006912120
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DEBATE OF BANK FINANCIAL STATEMENTS AND Non-Voting
BOARD REPORT FOR THE YEAR ENDED DECEMBER
31ST 2020
2 REAPPOINTMENT OF THE ZIV HAFT AND SOMECH Mgmt For For
HAIKIN CPA FIRMS AS COMPANY AUDITING
ACCOUNTANTS FOR THE TERM ENDING AT THE
CLOSE OF THE 2022 ANNUAL MEETING AND
AUTHORIZATION OF BANK BOARD TO DETERMINE
THEIR COMPENSATION
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 4 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE ARE ONLY 3 VACANCIES AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 3 OF THE 4
DIRECTORS. THANK YOU
3.1 RE/APPOINTMENT OF THE FOLLOWING OTHER Mgmt For For
DIRECTOR: MS. YODFAT HAREL BUCHRIS
3.2 RE/APPOINTMENT OF THE FOLLOWING OTHER Mgmt For For
DIRECTOR: PROF. BEN ZION ZILBERFARB
3.3 RE/APPOINTMENT OF THE FOLLOWING OTHER Mgmt Split 50% Abstain Split
DIRECTOR: DR. DORON AVITAL
3.4 RE/APPOINTMENT OF THE FOLLOWING OTHER Mgmt For For
DIRECTOR: MR. RONEN LAGO
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON BELOW
RESOLUTIONS 4.1 AND 4.2, ONLY ONE OPTION BE
SELECTED. THE STANDING INSTRUCTIONS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1
OF THE 2 OPTIONS BELOW RESOLUTIONS 4.1 AND
4.2, YOUR OTHER VOTES MUST BE EITHER
AGAINST OR ABSTAIN THANK YOU.
4.1 APPOINTMENT OF THE FOLLOWING EXTERNAL Mgmt For For
DIRECTOR: MS. SIGAL BARMAK
4.2 APPOINTMENT OF THE FOLLOWING EXTERNAL Mgmt For For
DIRECTOR: DR. AKIVA STERNBERG
5 AMENDMENT OF BANK REMUNERATION POLICY Mgmt For For
CONCERNING D AND O LIABILITY INSURANCE
--------------------------------------------------------------------------------------------------------------------------
ISUZU MOTORS LIMITED Agenda Number: 714257854
--------------------------------------------------------------------------------------------------------------------------
Security: J24994113
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3137200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Set the Maximum Size of Mgmt For For
the Board of Directors, Transition to a
Company with Supervisory Committee, Approve
Minor Revisions
3.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Katayama,
Masanori
3.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Takahashi,
Shinichi
3.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Minami,
Shinsuke
3.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Seto, Koichi
3.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ikemoto,
Tetsuya
3.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Fujimori, Shun
3.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shibata,
Mitsuyoshi
3.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nakayama,
Kozue
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Fujimori,
Masayuki
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Miyazaki,
Kenji
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Shindo,
Tetsuhiko
4.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kawamura,
Kanji
4.5 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Sakuragi,
Kimie
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
7 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors (Excluding Directors who are
Audit and Supervisory Committee Members),
etc
--------------------------------------------------------------------------------------------------------------------------
ITOCHU CORPORATION Agenda Number: 714183302
--------------------------------------------------------------------------------------------------------------------------
Security: J2501P104
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3143600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Okafuji, Masahiro Mgmt Against Against
2.2 Appoint a Director Suzuki, Yoshihisa Mgmt Against Against
2.3 Appoint a Director Ishii, Keita Mgmt Against Against
2.4 Appoint a Director Yoshida, Tomofumi Mgmt Against Against
2.5 Appoint a Director Fukuda, Yuji Mgmt Against Against
2.6 Appoint a Director Kobayashi, Fumihiko Mgmt Against Against
2.7 Appoint a Director Hachimura, Tsuyoshi Mgmt Against Against
2.8 Appoint a Director Muraki, Atsuko Mgmt For For
2.9 Appoint a Director Kawana, Masatoshi Mgmt For For
2.10 Appoint a Director Nakamori, Makiko Mgmt For For
2.11 Appoint a Director Ishizuka, Kunio Mgmt For For
3.1 Appoint a Corporate Auditor Majima, Shingo Mgmt For For
3.2 Appoint a Corporate Auditor Kikuchi, Masumi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ITOCHU TECHNO-SOLUTIONS CORPORATION Agenda Number: 714203736
--------------------------------------------------------------------------------------------------------------------------
Security: J25022104
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3143900003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Change Company Location Mgmt For For
3.1 Appoint a Director Tsuge, Ichiro Mgmt For For
3.2 Appoint a Director Eda, Hisashi Mgmt For For
3.3 Appoint a Director Seki, Mamoru Mgmt For For
3.4 Appoint a Director Iwasaki, Naoko Mgmt For For
3.5 Appoint a Director Motomura, Aya Mgmt For For
3.6 Appoint a Director Kajiwara, Hiroshi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JAMES HARDIE INDUSTRIES PLC Agenda Number: 713161963
--------------------------------------------------------------------------------------------------------------------------
Security: G4253H119
Meeting Type: AGM
Meeting Date: 05-Nov-2020
Ticker:
ISIN: AU000000JHX1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 5, 6, 9 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RECEIVE AND CONSIDER THE FINANCIAL Mgmt For For
STATEMENTS AND REPORTS FOR FISCAL YEAR 2020
2 RECEIVE AND CONSIDER THE REMUNERATION Mgmt For For
REPORT FOR FISCAL YEAR 2020
3.A ELECT MOE NOZARI AS A DIRECTOR Mgmt For For
3.B ELECT NIGEL STEIN AS A DIRECTOR Mgmt For For
3.C ELECT HAROLD WIENS AS A DIRECTOR Mgmt For For
4 AUTHORITY TO FIX THE EXTERNAL AUDITOR'S Mgmt For For
REMUNERATION
5 GRANT OF FISCAL YEAR 2021 ROCE RSU'S TO Mgmt For For
JACK TRUONG
6 GRANT OF FISCAL YEAR 2021 RELATIVE TSR Mgmt For For
RSU'S TO JACK TRUONG
7 RENEWAL OF AUTHORITY FOR DIRECTORS TO ISSUE Mgmt For For
SHARES FOR CASH WITHOUT FIRST OFFERING
SHARES TO EXISTING SHAREHOLDERS
8 AMENDMENT OF THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
9 APPROVAL OF JAMES HARDIE 2020 NON-EXECUTIVE Mgmt For For
DIRECTOR EQUITY PLAN AND ISSUE OF SHARES
THEREUNDER
--------------------------------------------------------------------------------------------------------------------------
JAPAN AIRLINES CO.,LTD. Agenda Number: 714204524
--------------------------------------------------------------------------------------------------------------------------
Security: J25979121
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3705200008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Ueki, Yoshiharu Mgmt Against Against
1.2 Appoint a Director Akasaka, Yuji Mgmt Against Against
1.3 Appoint a Director Shimizu, Shinichiro Mgmt Against Against
1.4 Appoint a Director Kikuyama, Hideki Mgmt Against Against
1.5 Appoint a Director Toyoshima, Ryuzo Mgmt Against Against
1.6 Appoint a Director Tsutsumi, Tadayuki Mgmt Against Against
1.7 Appoint a Director Kobayashi, Eizo Mgmt For For
1.8 Appoint a Director Hatchoji, Sonoko Mgmt For For
1.9 Appoint a Director Yanagi, Hiroyuki Mgmt For For
2 Appoint a Corporate Auditor Kitada, Yuichi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JAPAN EXCHANGE GROUP,INC. Agenda Number: 714183390
--------------------------------------------------------------------------------------------------------------------------
Security: J2740B106
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: JP3183200009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tsuda, Hiroki Mgmt For For
1.2 Appoint a Director Kiyota, Akira Mgmt For For
1.3 Appoint a Director Yamaji, Hiromi Mgmt For For
1.4 Appoint a Director Iwanaga, Moriyuki Mgmt For For
1.5 Appoint a Director Shizuka, Masaki Mgmt For For
1.6 Appoint a Director Christina Ahmadjian Mgmt For For
1.7 Appoint a Director Endo, Nobuhiro Mgmt For For
1.8 Appoint a Director Ogita, Hitoshi Mgmt For For
1.9 Appoint a Director Koda, Main Mgmt For For
1.10 Appoint a Director Kobayashi, Eizo Mgmt For For
1.11 Appoint a Director Takeno, Yasuzo Mgmt For For
1.12 Appoint a Director Minoguchi, Makoto Mgmt For For
1.13 Appoint a Director Mori, Kimitaka Mgmt For For
1.14 Appoint a Director Yoneda, Tsuyoshi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JAPAN POST BANK CO.,LTD. Agenda Number: 714204067
--------------------------------------------------------------------------------------------------------------------------
Security: J2800C101
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3946750001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Ikeda, Norito Mgmt For For
1.2 Appoint a Director Tanaka, Susumu Mgmt For For
1.3 Appoint a Director Masuda, Hiroya Mgmt For For
1.4 Appoint a Director Onodera, Atsuko Mgmt For For
1.5 Appoint a Director Ikeda, Katsuaki Mgmt For For
1.6 Appoint a Director Chubachi, Ryoji Mgmt For For
1.7 Appoint a Director Takeuchi, Keisuke Mgmt For For
1.8 Appoint a Director Kaiwa, Makoto Mgmt For For
1.9 Appoint a Director Aihara, Risa Mgmt For For
1.10 Appoint a Director Kawamura, Hiroshi Mgmt For For
1.11 Appoint a Director Yamamoto, Kenzo Mgmt For For
1.12 Appoint a Director Urushi, Shihoko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JAPAN POST HOLDINGS CO.,LTD. Agenda Number: 714203914
--------------------------------------------------------------------------------------------------------------------------
Security: J2800D109
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3752900005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Masuda, Hiroya Mgmt For For
1.2 Appoint a Director Ikeda, Norito Mgmt For For
1.3 Appoint a Director Kinugawa, Kazuhide Mgmt For For
1.4 Appoint a Director Senda, Tetsuya Mgmt For For
1.5 Appoint a Director Mimura, Akio Mgmt For For
1.6 Appoint a Director Ishihara, Kunio Mgmt For For
1.7 Appoint a Director Charles Ditmars Lake II Mgmt For For
1.8 Appoint a Director Hirono, Michiko Mgmt For For
1.9 Appoint a Director Okamoto, Tsuyoshi Mgmt For For
1.10 Appoint a Director Koezuka, Miharu Mgmt For For
1.11 Appoint a Director Akiyama, Sakie Mgmt For For
1.12 Appoint a Director Kaiami, Makoto Mgmt For For
1.13 Appoint a Director Satake, Akira Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JAPAN POST INSURANCE CO.,LTD. Agenda Number: 714204055
--------------------------------------------------------------------------------------------------------------------------
Security: J2800E107
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: JP3233250004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Senda, Tetsuya Mgmt For For
1.2 Appoint a Director Ichikura, Noboru Mgmt For For
1.3 Appoint a Director Nara, Tomoaki Mgmt For For
1.4 Appoint a Director Masuda, Hiroya Mgmt For For
1.5 Appoint a Director Suzuki, Masako Mgmt For For
1.6 Appoint a Director Saito, Tamotsu Mgmt For For
1.7 Appoint a Director Yamada, Meyumi Mgmt For For
1.8 Appoint a Director Harada, Kazuyuki Mgmt For For
1.9 Appoint a Director Yamazaki, Hisashi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JAPAN REAL ESTATE INVESTMENT CORPORATION Agenda Number: 713398077
--------------------------------------------------------------------------------------------------------------------------
Security: J27523109
Meeting Type: EGM
Meeting Date: 10-Dec-2020
Ticker:
ISIN: JP3027680002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Establish the Articles Mgmt For For
Related to Investors Meetings, Update the
Articles Related to Stipulating the Terms
of Accounting Auditor's Fee, Update the
Articles Related to Deemed Approval,
Approve Minor Revisions
2 Amend Articles to: Update the Structure of Mgmt For For
Fee to be received by Asset Management Firm
3 Appoint an Executive Director Yanagisawa, Mgmt For For
Yutaka
4.1 Appoint a Substitute Executive Director Mgmt For For
Umeda, Naoki
4.2 Appoint a Substitute Executive Director Mgmt For For
Fujino, Masaaki
5.1 Appoint a Supervisory Director Okanoya, Mgmt For For
Tomohiro
5.2 Appoint a Supervisory Director Takano, Mgmt For For
Hiroaki
6 Appoint a Substitute Supervisory Director Mgmt For For
Kiya, Yoshinori
--------------------------------------------------------------------------------------------------------------------------
JAPAN TOBACCO INC. Agenda Number: 713633560
--------------------------------------------------------------------------------------------------------------------------
Security: J27869106
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: JP3726800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Director Kitera, Masato Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JARDINE MATHESON HOLDINGS LTD Agenda Number: 713869420
--------------------------------------------------------------------------------------------------------------------------
Security: G50736100
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: BMG507361001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE FINANCIAL Mgmt For For
STATEMENTS AND THE INDEPENDENT AUDITORS'
REPORT FOR THE YEAR ENDED 31ST DECEMBER
2020
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31ST DECEMBER 2020
3 TO RE-ELECT GRAHAM BAKER AS A DIRECTOR Mgmt For For
4 TO RE-ELECT ALEX NEWBIGGING AS A DIRECTOR Mgmt For For
5 TO RE-ELECT Y.K. PANG AS A DIRECTOR Mgmt For For
6 TO RE-ELECT PERCY WEATHERALL AS A DIRECTOR Mgmt For For
7 TO RE-APPOINT THE AUDITORS AND TO AUTHORISE Mgmt For For
THE DIRECTORS TO FIX THEIR REMUNERATION
8 THAT: (A) THE EXERCISE BY THE DIRECTORS Mgmt For For
DURING THE RELEVANT PERIOD (FOR THE
PURPOSES OF THIS RESOLUTION, 'RELEVANT
PERIOD' BEING THE PERIOD FROM THE PASSING
OF THIS RESOLUTION UNTIL THE EARLIER OF THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING, OR THE EXPIRATION OF THE PERIOD
WITHIN WHICH SUCH MEETING IS REQUIRED BY
LAW TO BE HELD, OR THE REVOCATION OR
VARIATION OF THIS RESOLUTION BY AN ORDINARY
RESOLUTION OF THE SHAREHOLDERS OF THE
COMPANY IN GENERAL MEETING) OF ALL POWERS
OF THE COMPANY TO ALLOT OR ISSUE SHARES AND
TO MAKE AND GRANT OFFERS, AGREEMENTS AND
OPTIONS WHICH WOULD OR MIGHT REQUIRE SHARES
TO BE ALLOTTED, ISSUED OR DISPOSED OF
DURING OR AFTER THE END OF THE RELEVANT
PERIOD UP TO AN AGGREGATE NOMINAL AMOUNT OF
USD 60.0 MILLION, BE AND IS HEREBY
GENERALLY AND UNCONDITIONALLY APPROVED; AND
(B) THE AGGREGATE NOMINAL AMOUNT OF SHARE
CAPITAL ALLOTTED OR AGREED CONDITIONALLY OR
UNCONDITIONALLY TO BE ALLOTTED WHOLLY FOR
CASH (WHETHER PURSUANT TO AN OPTION OR
OTHERWISE) BY THE DIRECTORS PURSUANT TO THE
APPROVAL IN PARAGRAPH (A), OTHERWISE THAN
PURSUANT TO A RIGHTS ISSUE (FOR THE
PURPOSES OF THIS RESOLUTION, 'RIGHTS ISSUE'
BEING AN OFFER OF SHARES OR OTHER
SECURITIES TO HOLDERS OF SHARES OR OTHER
SECURITIES ON THE REGISTER ON A FIXED
RECORD DATE IN PROPORTION TO THEIR THEN
HOLDINGS OF SUCH SHARES OR OTHER SECURITIES
OR OTHERWISE IN ACCORDANCE WITH THE RIGHTS
ATTACHING THERETO (SUBJECT TO SUCH
EXCLUSIONS OR OTHER ARRANGEMENTS AS THE
DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT
IN RELATION TO FRACTIONAL ENTITLEMENTS OR
LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS
OF, OR THE REQUIREMENTS OF ANY RECOGNISED
REGULATORY BODY OR ANY STOCK EXCHANGE IN,
ANY TERRITORY)), OR THE ISSUE OF SHARES
PURSUANT TO THE COMPANY'S SHARE-BASED
LONG-TERM INCENTIVE PLANS, SHALL NOT EXCEED
USD 8.9 MILLION, AND THE SAID APPROVAL
SHALL BE LIMITED ACCORDINGLY
--------------------------------------------------------------------------------------------------------------------------
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) Agenda Number: 713724044
--------------------------------------------------------------------------------------------------------------------------
Security: G50764102
Meeting Type: SGM
Meeting Date: 12-Apr-2021
Ticker:
ISIN: BMG507641022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 534087 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
1 APPROVE THE AMALGAMATION AGREEMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA Agenda Number: 713328905
--------------------------------------------------------------------------------------------------------------------------
Security: X40338109
Meeting Type: EGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: PTJMT0AE0001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED BY THE
COMPANY HOLDING THIS MEETING. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 TO RESOLVE ON THE PROPOSAL FOR THE PARTIAL Mgmt For For
DISTRIBUTION OF FREE RESERVES
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA Agenda Number: 713689810
--------------------------------------------------------------------------------------------------------------------------
Security: X40338109
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: PTJMT0AE0001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED BY THE
COMPANY HOLDING THIS MEETING. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 TO RESOLVE ON THE 2020 FINANCIAL Mgmt For For
STATEMENTS, INCLUDING THE MANAGEMENT
REPORT, THE INDIVIDUAL AND CONSOLIDATED
ACCOUNTS, THE CORPORATE GOVERNANCE REPORT
AND OTHER CORPORATE, SUPERVISORY AND AUDIT
INFORMATION DOCUMENTS
2 TO RESOLVE ON THE PROPOSAL FOR APPLICATION Mgmt For For
OF RESULTS
3 TO ASSESS, IN GENERAL TERMS, THE MANAGEMENT Mgmt For For
AND AUDIT OF THE COMPANY
4 TO RESOLVE ON THE COMPANY'S CORPORATE Mgmt For For
BODIES REMUNERATION POLICY
CMMT 24 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 24 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
JFROG LTD Agenda Number: 935406175
--------------------------------------------------------------------------------------------------------------------------
Security: M6191J100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: FROG
ISIN: IL0011684185
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shlomi Ben Haim Mgmt For For
1B. Election of Director: Jessica Neal Mgmt For For
1C. Election of Director: Jeff Horing Mgmt For For
2. To approve and ratify the re-appointment of Mgmt For For
Kost, Forer, Gabbay & Kasierer, a member of
Ernst & Young Global, as the independent
auditors of the Company for the period
ending at the close of the next annual
general meeting.
3. To approve changes to the compensation of Mgmt For For
Shlomi Ben Haim, our Chief Executive
Officer.
4. To approve changes to the compensation of Mgmt For For
Yoav Landman, our Chief Technology Officer.
5. To approve changes to the compensation of Mgmt For For
Frederic Simon, our Chief Data Scientist.
--------------------------------------------------------------------------------------------------------------------------
KAJIMA CORPORATION Agenda Number: 714243223
--------------------------------------------------------------------------------------------------------------------------
Security: J29223120
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3210200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Oshimi, Yoshikazu Mgmt Against Against
2.2 Appoint a Director Kayano, Masayasu Mgmt Against Against
2.3 Appoint a Director Ishikawa, Hiroshi Mgmt Against Against
2.4 Appoint a Director Uchida, Ken Mgmt Against Against
2.5 Appoint a Director Hiraizumi, Nobuyuki Mgmt Against Against
2.6 Appoint a Director Amano, Hiromasa Mgmt Against Against
2.7 Appoint a Director Koshijima, Keisuke Mgmt Against Against
2.8 Appoint a Director Katsumi, Takeshi Mgmt Against Against
2.9 Appoint a Director Furukawa, Koji Mgmt For For
2.10 Appoint a Director Sakane, Masahiro Mgmt For For
2.11 Appoint a Director Saito, Kiyomi Mgmt For For
2.12 Appoint a Director Suzuki, Yoichi Mgmt For For
3 Appoint a Corporate Auditor Suzuki, Kazushi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KANSAI PAINT CO.,LTD. Agenda Number: 714264861
--------------------------------------------------------------------------------------------------------------------------
Security: J30255129
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3229400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mori, Kunishi Mgmt Against Against
2.2 Appoint a Director Furukawa, Hidenori Mgmt Against Against
2.3 Appoint a Director Takahara, Shigeki Mgmt Against Against
2.4 Appoint a Director Teraoka, Naoto Mgmt Against Against
2.5 Appoint a Director Nishibayashi, Hitoshi Mgmt Against Against
2.6 Appoint a Director Yoshikawa, Keiji Mgmt For For
2.7 Appoint a Director Ando, Tomoko Mgmt For For
2.8 Appoint a Director John P. Durkin Mgmt For For
3.1 Appoint a Corporate Auditor Yoshida, Mgmt Against Against
Kazuhiro
3.2 Appoint a Corporate Auditor Yamamoto, Tokuo Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
Nakai, Hiroe
--------------------------------------------------------------------------------------------------------------------------
KAO CORPORATION Agenda Number: 713618758
--------------------------------------------------------------------------------------------------------------------------
Security: J30642169
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3205800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sawada, Michitaka Mgmt Against Against
2.2 Appoint a Director Hasebe, Yoshihiro Mgmt Against Against
2.3 Appoint a Director Takeuchi, Toshiaki Mgmt Against Against
2.4 Appoint a Director Matsuda, Tomoharu Mgmt Against Against
2.5 Appoint a Director Kadonaga, Sonosuke Mgmt For For
2.6 Appoint a Director Shinobe, Osamu Mgmt For For
2.7 Appoint a Director Mukai, Chiaki Mgmt Against Against
2.8 Appoint a Director Hayashi, Nobuhide Mgmt For For
3.1 Appoint a Corporate Auditor Kawashima, Mgmt For For
Sadanao
3.2 Appoint a Corporate Auditor Amano, Hideki Mgmt For For
4 Approve Details of the Stock Compensation Mgmt For For
to be received by Directors, etc.
--------------------------------------------------------------------------------------------------------------------------
KB FINANCIAL GROUP INC Agenda Number: 935291815
--------------------------------------------------------------------------------------------------------------------------
Security: 48241A105
Meeting Type: Special
Meeting Date: 20-Nov-2020
Ticker: KB
ISIN: US48241A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of an executive director: Mgmt For For
Executive director candidate: Mr. Jong Kyoo
Yoon
2. Appointment of a non-standing director: Mgmt For For
Non-standing director candidate: Mr. Yin
Hur
3. Appointment of a non-executive director Shr Against Against
(Shareholders' proposal by Jee Kang Ryu,
the head of KB Financial Group's Employee
Stock Ownership Association, and others):
Non-executive director candidate: Ms.
Sun-Jin Yun
4. Appointment of a non-executive director Shr Against Against
(Shareholders' proposal by Jee Kang Ryu,
the head of KB Financial Group's Employee
Stock Ownership Association, and others):
Non-executive director candidate: Mr.
Youngjae Ryu
--------------------------------------------------------------------------------------------------------------------------
KBC GROUPE SA Agenda Number: 713773124
--------------------------------------------------------------------------------------------------------------------------
Security: B5337G162
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: BE0003565737
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 REVIEW OF THE COMBINED ANNUAL REPORT OF THE Non-Voting
BOARD OF DIRECTORS OF KBC GROUP NV ON THE
COMPANY AND CONSOLIDATED ANNUAL ACCOUNTS
FOR THE FINANCIAL YEAR ENDING ON 31
DECEMBER 2020
2 REVIEW OF THE STATUTORY AUDITOR'S REPORTS Non-Voting
ON THE COMPANY AND CONSOLIDATED ANNUAL
ACCOUNTS OF KBC GROUP NV FOR THE FINANCIAL
YEAR ENDING ON 31 DECEMBER 2020
3 REVIEW OF THE CONSOLIDATED ANNUAL ACCOUNTS Non-Voting
OF KBC GROUP NV FOR THE FINANCIAL YEAR
ENDING ON 31 DECEMBER 2020
4 RESOLUTION TO APPROVE THE COMPANY ANNUAL Mgmt For For
ACCOUNTS OF KBC GROUP NV FOR THE FINANCIAL
YEAR ENDING ON 31 DECEMBER 2020
5.A RESOLUTION WITH RESPECT TO THE PROFIT Mgmt For For
DISTRIBUTION BY KBC GROUP NV FOR THE
FINANCIAL YEAR ENDING ON 31 DECEMBER 2020:
FIRST RESOLUTION TO ALLOCATE 10 328 813.08
EUROS AS CATEGORIZED PROFIT PREMIUM AS
STIPULATED IN THE COLLECTIVE LABOUR
AGREEMENT OF 22 NOVEMBER 2019 WITH REGARD
TO THE CATEGORIZED PROFIT PREMIUM
CONCERNING FINANCIAL YEAR 2020
5.B RESOLUTION WITH RESPECT TO THE PROFIT Mgmt For For
DISTRIBUTION BY KBC GROUP NV FOR THE
FINANCIAL YEAR ENDING ON 31 DECEMBER 2020:
SECOND RESOLUTION TO ALLOCATE 183 345
605.52 EUROS AS A GROSS DIVIDEND, I.E. A
GROSS DIVIDEND PER SHARE OF 0.44 EUROS
6 RESOLUTION TO APPROVE THE REMUNERATION Mgmt For For
REPORT OF KBC GROUP NV FOR THE FINANCIAL
YEAR ENDING ON 31 DECEMBER 2020, AS
INCLUDED IN THE COMBINED ANNUAL REPORT OF
THE BOARD OF DIRECTORS OF KBC GROUP NV
REFERRED TO UNDER ITEM 1 OF THIS AGENDA
7 RESOLUTION TO APPROVE THE REMUNERATION Mgmt For For
POLICY OF KBC GROUP NV, WHICH IS MADE
AVAILABLE AS A SEPARATE DOCUMENT ON
WWW.KBC.COM
8 RESOLUTION TO GRANT DISCHARGE TO THE Mgmt Against Against
DIRECTORS OF KBC GROUP NV FOR THE
PERFORMANCE OF THEIR DUTIES DURING
FINANCIAL YEAR 2020
9 RESOLUTION TO GRANT DISCHARGE TO THE Mgmt For For
STATUTORY AUDITOR OF KBC GROUP NV FOR THE
PERFORMANCE OF ITS DUTIES DURING FINANCIAL
YEAR 2020
10 AT THE REQUEST OF THE STATUTORY AUDITOR AND Mgmt For For
FOLLOWING FAVOURABLE ENDORSEMENT BY THE
AUDIT COMMITTEE, RESOLUTION TO RAISE THE
STATUTORY AUDITOR'S FEE FOR FINANCIAL YEAR
2020 TO THE AMOUNT OF 254 709 EUROS
11.A APPOINTMENTS: RESOLUTION TO APPOINT MR. LUC Mgmt Against Against
POPELIER, AS DIRECTOR FOR A PERIOD OF FOUR
YEARS, I.E. UNTIL THE CLOSE OF THE ANNUAL
GENERAL MEETING OF 2025, IN REPLACEMENT OF
MR. HENDRIK SCHEERLINCK WHO WILL REACH THE
STATUTORY AGE LIMIT, WITH EFFECT FROM THE
END OF THIS ANNUAL GENERAL MEETING
11.B APPOINTMENTS: RESOLUTION TO RE-APPOINT MRS. Mgmt Against Against
KATELIJN CALLEWAERT, AS DIRECTOR FOR A
PERIOD OF FOUR YEARS, I.E. UNTIL THE CLOSE
OF THE ANNUAL GENERAL MEETING OF 2025
11.C APPOINTMENTS: RESOLUTION TO RE-APPOINT MR. Mgmt Against Against
PHILIPPE VLERICK, AS DIRECTOR FOR A PERIOD
OF FOUR YEARS, I.E. UNTIL THE CLOSE OF THE
ANNUAL GENERAL MEETING OF 2025
12 OTHER BUSINESS Non-Voting
CMMT 07 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 07 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
REVISED DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KBC GROUPE SA Agenda Number: 713773136
--------------------------------------------------------------------------------------------------------------------------
Security: B5337G162
Meeting Type: EGM
Meeting Date: 06-May-2021
Ticker:
ISIN: BE0003565737
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 REVIEW OF THE REPORT OF THE BOARD OF Non-Voting
DIRECTORS, DRAWN UP IN ACCORDANCE WITH
ARTICLE 7:154 OF THE CODE ON COMPANIES AND
ASSOCIATIONS WITH RESPECT TO THE PROPOSED
MODIFICATION OF THE OBJECT OF THE COMPANY
2 MOTION TO REPLACE ARTICLE 2, PARAGRAPHS 1 Mgmt For For
TO 4 OF THE ARTICLES OF ASSOCIATION BY THE
FOLLOWING TEXT: 'THE COMPANY HAS AS ITS
OBJECT THE DIRECT OR INDIRECT OWNERSHIP AND
MANAGEMENT OF SHAREHOLDINGS IN OTHER
COMPANIES, INCLUDING BUT NOT RESTRICTED TO
CREDIT INSTITUTIONS, INSURANCE COMPANIES
AND OTHER FINANCIAL INSTITUTIONS. THE
COMPANY ALSO HAS AS OBJECT TO PROVIDE
SERVICES TO THIRD PARTIES, EITHER FOR ITS
OWN ACCOUNT OR FOR THE ACCOUNT OF OTHERS,
INCLUDING TO COMPANIES IN WHICH THE COMPANY
HAS AN INTEREST -EITHER DIRECTLY OR
INDIRECTLY- AND TO (POTENTIAL) CLIENTS OF
THOSE COMPANIES. THE OBJECT OF THE COMPANY
IS ALSO TO ACQUIRE IN THE BROADEST SENSE OF
THE WORD (INCLUDING BY MEANS OF PURCHASE,
HIRE AND LEASE), TO MAINTAIN AND TO OPERATE
RESOURCES, AND TO MAKE THESE RESOURCES
AVAILABLE IN THE BROADEST SENSE OF THE WORD
(INCLUDING THROUGH LETTING AND GRANTING
RIGHTS OF USE) TO THE BENEFICIARIES
REFERRED TO IN THE SECOND PARAGRAPH. IN
ADDITION, THE COMPANY MAY FUNCTION AS AN
INTELLECTUAL PROPERTY COMPANY RESPONSIBLE
FOR, AMONG OTHER THINGS, THE DEVELOPMENT,
ACQUISITION, MANAGEMENT, PROTECTION AND
MAINTENANCE OF INTELLECTUAL PROPERTY
RIGHTS, AS WELL AS FOR MAKING THESE RIGHTS
AVAILABLE, GRANTING RIGHTS OF USE IN
RESPECT OF THESE RIGHTS AND/OR TRANSFERRING
THESE RIGHTS.'
3 MOTION TO DELETE THE LAST SENTENCE OF Mgmt For For
ARTICLE 3, PARAGRAPH 1 OF THE ARTICLES OF
ASSOCIATION REGARDING THE TRANSFER OF THE
REGISTERED OFFICE
4 MOTION TO DELETE ARTICLE 4, PARAGRAPH 2 OF Mgmt For For
THE ARTICLES OF ASSOCIATION REGARDING THE
CONDITIONS FOR VOLUNTARY DISSOLUTION OF THE
COMPANY
5 MOTION TO REPLACE ARTICLE 8, PARAGRAPH 3 OF Mgmt For For
THE ARTICLES OF ASSOCIATION BY THE
FOLLOWING TEXT: 'IN THE EVENT A SHARE
PREMIUM IS PAID ON A CAPITAL INCREASE
DECIDED UPON BY THE BOARD OF DIRECTORS OR
THE GENERAL MEETING OF SHAREHOLDERS, OR ON
THE CONVERSION OF BONDS OR THE EXERCISE OF
SUBSCRIPTION RIGHTS, OR IF AN ISSUE PRICE
IS POSTED TO THE ACCOUNTS AS A SHARE
PREMIUM ON THE ISSUE OF SUBSCRIPTION RIGHTS
DECIDED UPON BY THE BOARD OF DIRECTORS OR
THE GENERAL MEETING OF SHAREHOLDERS, THIS
WILL BE EARMARKED FOR APPROPRIATION TO THE
SHARE PREMIUM ACCOUNT AND RECORDED AS OWN
FUNDS ON THE LIABILITIES SIDE OF THE
BALANCE SHEET.'
6 MOTION TO REPLACE ARTICLE 10 OF THE Mgmt For For
ARTICLES OF ASSOCIATION BY THE FOLLOWING
TEXT: 'THE COMPANY RECOGNISES ONLY ONE
OWNER PER SHARE OR SUB-SHARE FOR THE
EXERCISE OF VOTING RIGHTS AT THE GENERAL
MEETING OF SHAREHOLDERS AND OF ALL RIGHTS
ATTACHING TO THE SHARES OR SUB-SHARES.
PERSONS WHO, FOR ONE REASON OR ANOTHER,
HAVE A JOINT RIGHT IN REM TO A SHARE,
SUB-SHARE OR OTHER SECURITY, SHALL ARRANGE
TO BE REPRESENTED BY ONE AND THE SAME
PERSON. THIS REPRESENTATIVE MUST EITHER BE
ONE OF THE PERSONS CO-ENTITLED OR MUST MEET
THE REQUIREMENTS OF ARTICLE 28 OF THE
ARTICLES OF ASSOCIATION. UNTIL SUCH TIME AS
THIS PROVISION HAS BEEN MET, THE COMPANY
SHALL BE ENTITLED TO SUSPEND THE EXERCISE
OF THE RIGHTS ATTACHING TO THESE SHARES,
SUB-SHARES OR OTHER SECURITIES. IN THE
EVENT OF USUFRUCT, THE USUFRUCTUARY SHALL
EXERCISE ALL THE RIGHTS ATTACHING TO THE
SHARES, SUB-SHARES OR OTHER SECURITIES,
UNLESS STIPULATED OTHERWISE IN A WILL OR AN
AGREEMENT OF WHICH THE COMPANY HAS BEEN
NOTIFIED IN WRITING.'
7 MOTION TO REPLACE ARTICLE 12, PARAGRAPHS 2 Mgmt For For
AND 3 OF THE ARTICLES OF ASSOCIATION BY THE
FOLLOWING TEXT: 'THE BOARD OF DIRECTORS
SHALL COMPRISE AT LEAST SEVEN DIRECTORS
APPOINTED BY THE GENERAL MEETING OF
SHAREHOLDERS, ON CONDITION THAT AT LEAST
THREE MEMBERS OF THE BOARD HAVE THE
CAPACITY OF INDEPENDENT DIRECTOR IN
ACCORDANCE WITH THE LAW. THE GENERAL
MEETING OF SHAREHOLDERS MAY AT ANY TIME
REMOVE A DIRECTOR FROM OFFICE. THE TERM OF
OFFICE OF DIRECTORS AMOUNTS TO FOUR YEARS
AT THE MOST AND EXPIRES AFTER THE ANNUAL
ORDINARY GENERAL MEETING OF SHAREHOLDERS.'
8 MOTION TO REPLACE ARTICLE 13 OF THE Mgmt For For
ARTICLES OF ASSOCIATION BY THE FOLLOWING
TEXT: 'IF A DIRECTOR'S SEAT BECOMES VACANT,
THE REMAINING DIRECTORS SHALL HAVE THE
RIGHT TO CO-OPT A NEW DIRECTOR. THE NEXT
GENERAL MEETING OF SHAREHOLDERS MUST
CONFIRM THE OFFICE OF THE CO-OPTED
DIRECTOR. UPON CONFIRMATION, THE CO-OPTED
DIRECTOR SHALL COMPLETE THE TERM OF OFFICE
OF HIS/HER PREDECESSOR, UNLESS THE GENERAL
MEETING OF SHAREHOLDERS OPTS FOR A
DIFFERENT TERM OF OFFICE. IN THE ABSENCE OF
CONFIRMATION, THE OFFICE OF THE CO-OPTED
DIRECTOR SHALL END FOLLOWING THE GENERAL
MEETING OF SHAREHOLDERS.'
9 MOTION TO ADD TO ARTICLE 15, LAST PARAGRAPH Mgmt For For
OF THE ARTICLES OF ASSOCIATION THE
FOLLOWING SENTENCE: 'THESE ARRANGEMENTS ARE
LAID DOWN IN THE CORPORATE GOVERNANCE
CHARTER, THAT CAN BE CONSULTED ON THE
COMPANY'S WEBSITE.'
10 MOTION TO REPLACE THE LAST SENTENCE OF Mgmt For For
ARTICLE 16, PARAGRAPH 1 OF THE ARTICLES OF
ASSOCIATION BY THE FOLLOWING SENTENCE:
'DIRECTORS WHO, IN ACCORDANCE WITH THE LAW,
MAY NOT PARTICIPATE IN THE DELIBERATIONS
AND THE VOTE ARE INCLUDED TO DETERMINE
WHETHER THE ATTENDANCE QUORUM HAS BEEN
REACHED BUT SHALL NOT BE COUNTED (EITHER IN
THE NUMERATOR OR IN THE DENOMINATOR) WHEN
DETERMINING THE VOTING MAJORITY.'
11 MOTION TO ADD THE FOLLOWING SENTENCE TO Mgmt For For
ARTICLE 16, LAST PARAGRAPH OF THE ARTICLES
OF ASSOCIATION: 'IN THAT CASE, ARTICLE 15,
PARAGRAPHS 2 TO 4 INCLUSIVE, ARTICLE 16,
PARAGRAPHS 1 TO 3 INCLUSIVE AND ARTICLE 17,
PARAGRAPHS 1 TO 3 INCLUSIVE OF THE ARTICLES
OF ASSOCIATION SHALL NOT APPLY.'
12 MOTION TO REPLACE ARTICLE 20, PARAGRAPHS 2 Mgmt For For
TO 4 OF THE ARTICLES OF ASSOCIATION BY THE
FOLLOWING TEXT: 'THE EXECUTIVE COMMITTEE
SHALL COMPRISE A MAXIMUM OF TEN MEMBERS.
TOGETHER, THESE MEMBERS FORM A COLLEGIATE
BODY. MEMBERS OF THE EXECUTIVE COMMITTEE
WHO, PURSUANT TO THE LAW, MAY NOT
PARTICIPATE IN THE DELIBERATIONS AND THE
VOTE, ARE INCLUDED TO DETERMINE WHETHER THE
ATTENDANCE QUORUM HAS BEEN REACHED BUT
SHALL NOT BE COUNTED (EITHER IN THE
NUMERATOR OR IN THE DENOMINATOR) WHEN
DETERMINING THE VOTING MAJORITY. IF ALL OR
ALL BUT ONE OF THE MEMBERS OF THE EXECUTIVE
COMMITTEE HAVE A DIRECT OR INDIRECT
INTEREST OF A FINANCIAL NATURE THAT IS
INCOMPATIBLE WITH A DECISION OR TRANSACTION
THAT FALLS WITHIN THE COMPETENCE OF THE
EXECUTIVE COMMITTEE, THE MEMBERS OF THE
EXECUTIVE COMMITTEE SHALL INFORM THE BOARD
OF DIRECTORS WHICH SHALL PASS THE
RESOLUTION ACCORDING TO THE PROCEDURE
PRESCRIBED BY LAW. THE RESOLUTIONS OF THE
EXECUTIVE COMMITTEE MAY BE PASSED BY
UNANIMOUS WRITTEN AGREEMENT OF ITS MEMBERS.
THE EXECUTIVE COMMITTEE CAN ALSO MAKE ALL
ARRANGEMENTS TO ENSURE IT FUNCTIONS
EFFECTIVELY. THE PRESIDENT AND THE MEMBERS
OF THE EXECUTIVE COMMITTEE SHALL BE
APPOINTED AND REMOVED BY THE BOARD OF
DIRECTORS, IN ACCORDANCE WITH THE RELEVANT
LEGAL AND REGULATORY PROVISIONS.'
13 MOTION TO REPLACE THE FIRST PARAGRAPH OF Mgmt For For
ARTICLE 22 OF THE ARTICLES OF ASSOCIATION
BY THE FOLLOWING TEXT: 'THE STATUTORY AUDIT
OF THE FINANCIAL STATEMENTS SHALL BE
PERFORMED BY ONE OR MORE STATUTORY AUDITORS
APPOINTED AND REMUNERATED IN ACCORDANCE
WITH THE PREVAILING STATUTORY RULES.' AND
MOTION TO DELETE THE LAST PARAGRAPH OF THE
SAME ARTICLE WITH REGARD TO THE
REPRESENTATION OF THE STATUTORY AUDITORS
14 MOTION TO ADD THE FOLLOWING SENTENCE TO THE Mgmt For For
FIRST SUBSECTION OF ARTICLE 27, PARAGRAPH 1
OF THE ARTICLES OF ASSOCIATION: 'IN THE
CASES PERMITTED BY LAW, THE BOARD OF
DIRECTORS MAY SET A DIFFERENT RECORD DATE.'
15 MOTION TO COMPLETE THE FIRST SENTENCE OF Mgmt For For
ARTICLE 27, PARAGRAPH 2 OF THE ARTICLES OF
ASSOCIATION AS FOLLOWS: 'EVERY SHAREHOLDER
AND EVERY HOLDER OF CONVERTIBLE BONDS,
SUBSCRIPTION RIGHTS OR CERTIFICATES ISSUED
IN CO-OPERATION WITH THE COMPANY, WHO
WISHES TO ATTEND THE GENERAL MEETING OF
SHAREHOLDERS, MUST INFORM THE COMPANY OR A
PERSON SO DESIGNATED BY THE COMPANY BY NO
LATER THAN THE SIXTH DAY BEFORE THE DAY OF
THE GENERAL MEETING OF SHAREHOLDERS OF
HIS/HER INTENTION TO ATTEND AND ALSO
INDICATE THE NUMBER OF SECURITIES WITH
WHICH HE/SHE WISHES TO PARTICIPATE AND THE
MANNER IN WHICH HE/SHE INTENDS TO ATTEND.'
16 MOTION TO INSERT A NEW ARTICLE 28BIS IN THE Mgmt For For
ARTICLES OF ASSOCIATION, WHICH READS AS
FOLLOWS: 'IF THE CONVENING NOTICE EXPRESSLY
SO PROVIDES, EACH SHAREHOLDER HAS THE RIGHT
TO CAST VOTES REMOTELY PRIOR TO THE GENERAL
MEETING OF SHAREHOLDERS BY CORRESPONDENCE,
THROUGH THE COMPANY WEBSITE OR IN ANY OTHER
WAY INDICATED IN THE NOTICE. IF THIS RIGHT
IS GRANTED, THE CONVENING NOTICE SHALL
CONTAIN A DESCRIPTION OF THE PROCEDURES TO
BE FOLLOWED BY THE SHAREHOLDER IN ORDER TO
VOTE REMOTELY. THE CONVENING NOTICE, OR
INFORMATION ON THE COMPANY WEBSITE TO WHICH
THE CONVENING NOTICE REFERS, SHALL SPECIFY
THE WAY IN WHICH THE COMPANY MAY VERIFY THE
CAPACITY AND IDENTITY OF THE SHAREHOLDER.
TO CALCULATE THE RULES ON ATTENDANCE QUORUM
AND VOTING MAJORITY ONLY THE REMOTE VOTES
SHALL BE TAKEN INTO ACCOUNT WHICH ARE CAST
BY SHAREHOLDERS MEETING THE FORMALITIES TO
BE ADMITTED TO THE GENERAL MEETING OF
SHAREHOLDERS AS REFERRED TO IN ARTICLE 27
OF THESE ARTICLES OF ASSOCIATION. A
SHAREHOLDER WHO HAS CAST HIS VOTES REMOTELY
MAY NO LONGER CHOOSE ANY OTHER WAY OF
PARTICIPATION IN THE GENERAL MEETING OF
SHAREHOLDERS FOR THE NUMBER OF THE THUS
CAST VOTES.'
17 MOTION TO ADD TO ARTICLE 30 THE FOLLOWING Mgmt For For
SENTENCE: 'IN CASE OF REMOTE PARTICIPATION
IN THE GENERAL MEETING OF SHAREHOLDERS, THE
LOGIN TO THE ELECTRONIC SYSTEM SET UP BY OR
ON BEHALF OF THE COMPANY WILL COUNT AS A
SIGNATURE ON THE ATTENDANCE ROSTER.'
18 MOTION TO DELETE ARTICLE 32, PARAGRAPH 3 OF Mgmt For For
THE ARTICLES OF ASSOCIATION WITH RESPECT TO
THE POSSIBILITY TO ASK FOR A SECRET BALLOT
19 MOTION TO COMPLETE THE FIRST SENTENCE OF Mgmt For For
ARTICLE 35 OF THE ARTICLES OF ASSOCIATION
AS FOLLOWS: 'THE MINUTES OF THE GENERAL
MEETINGS OF SHAREHOLDERS SHALL BE SIGNED BY
THE OFFICERS OF THE MEETING AND BY THE
SHAREHOLDERS WHO SO REQUEST.'
20 MOTION TO DELETE IN TITLE V THE WORDS Mgmt For For
'INVENTORY' AND 'RESERVES' AND TO DELETE
ARTICLE 36, PARAGRAPHS 2 TO 4 OF THE
ARTICLES OF ASSOCIATION REGARDING INVENTORY
TAKING AND PREPARING THE FINANCIAL
STATEMENTS AND THE ANNUAL REPORT BY THE
BOARD OF DIRECTORS
21 MOTION TO REPLACE ARTICLE 41 OF THE Mgmt For For
ARTICLES OF ASSOCIATION BY THE FOLLOWING
TEXT: 'EVERY SHAREHOLDER WHO IS DOMICILED
ABROAD SHALL BE OBLIGED TO ELECT DOMICILE
IN BELGIUM FOR THE PURPOSE OF ALL DEALINGS
WITH THE COMPANY. EACH MEMBER OF THE BOARD
OF DIRECTORS AND EACH MEMBER OF THE
EXECUTIVE COMMITTEE MAY ELECT DOMICILE AT
THE REGISTERED OFFICE OF THE COMPANY FOR
ALL MATTERS RELATING TO THE PERFORMANCE OF
THEIR OFFICE. MEMBERS OF THE BOARD OF
DIRECTORS, MEMBERS OF THE EXECUTIVE
COMMITTEE, STATUTORY AUDITORS AND
LIQUIDATORS WHO ARE DOMICILED ABROAD SHALL
BE DEEMED TO HAVE ELECTED DOMICILE AT THE
REGISTERED OFFICE OF THE COMPANY, WHERE ALL
NOTIFICATIONS, SUMMONSES AND WRITS MAY
LEGALLY BE SERVED UPON THEM, AND ALL
NOTICES OR LETTERS MAY BE SENT TO THEM.'
22 MOTION TO CANCEL THE AUTHORISATION TO Mgmt For For
DISPOSE OF OWN SHARES GRANTED BY THE
GENERAL SHAREHOLDERS' MEETING OF 3 MAY
2012, WITHOUT PREJUDICE TO THE GENERAL
POWERS OF THE BOARD OF DIRECTORS OF THE
COMPANY AND OF THOSE OF ITS SUBSIDIARIES TO
TRANSFER THE COMPANY'S OWN SHARES IN
ACCORDANCE WITH STATUTORY PROVISIONS
23 MOTION TO GRANT A POWER OF ATTORNEY TO DRAW Mgmt For For
UP AND SIGN THE CONSOLIDATED TEXT OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY, AND
TO FILE IT WITH THE REGISTRY OF THE COURT
OF RELEVANT JURISDICTION
24 MOTION TO GRANT AUTHORISATION FOR Mgmt For For
IMPLEMENTATION OF THE MOTIONS PASSED
25 MOTION TO GRANT A POWER OF ATTORNEY TO Mgmt For For
EFFECT THE REQUISITE FORMALITIES WITH THE
CROSSROADS BANK FOR ENTERPRISES AND THE TAX
AUTHORITIES
CMMT 07 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
REVISED DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 07 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KDDI CORPORATION Agenda Number: 714212711
--------------------------------------------------------------------------------------------------------------------------
Security: J31843105
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3496400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tanaka, Takashi Mgmt Against Against
2.2 Appoint a Director Takahashi, Makoto Mgmt Against Against
2.3 Appoint a Director Shoji, Takashi Mgmt Against Against
2.4 Appoint a Director Muramoto, Shinichi Mgmt Against Against
2.5 Appoint a Director Mori, Keiichi Mgmt Against Against
2.6 Appoint a Director Morita, Kei Mgmt Against Against
2.7 Appoint a Director Amamiya, Toshitake Mgmt Against Against
2.8 Appoint a Director Takeyama, Hirokuni Mgmt Against Against
2.9 Appoint a Director Yoshimura, Kazuyuki Mgmt Against Against
2.10 Appoint a Director Yamaguchi, Goro Mgmt Against Against
2.11 Appoint a Director Yamamoto, Keiji Mgmt Against Against
2.12 Appoint a Director Oyagi, Shigeo Mgmt For For
2.13 Appoint a Director Kano, Riyo Mgmt For For
2.14 Appoint a Director Goto, Shigeki Mgmt For For
3 Appoint a Corporate Auditor Asahina, Mgmt For For
Yukihiro
--------------------------------------------------------------------------------------------------------------------------
KEIO CORPORATION Agenda Number: 714244237
--------------------------------------------------------------------------------------------------------------------------
Security: J32190126
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3277800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nagata,
Tadashi
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Komura,
Yasushi
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nakaoka,
Kazunori
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Minami,
Yoshitaka
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Terada,
Yuichiro
2.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Takahashi,
Atsushi
2.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Furuichi,
Takeshi
2.8 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Komada, Ichiro
2.9 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Maruyama, So
2.10 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Wakabayashi,
Katsuyoshi
2.11 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tsumura,
Satoshi
--------------------------------------------------------------------------------------------------------------------------
KEPPEL CORPORATION LTD Agenda Number: 713759326
--------------------------------------------------------------------------------------------------------------------------
Security: Y4722Z120
Meeting Type: AGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: SG1U68934629
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF DIRECTORS' STATEMENT AND Mgmt For For
AUDITED FINANCIAL STATEMENTS
2 DECLARATION OF DIVIDEND: DIVIDEND OF 7.0 Mgmt For For
CENTS PER SHARE
3 RE-ELECTION OF PROFESSOR JEAN-FRANCOIS Mgmt For For
MANZONI AS DIRECTOR
4 APPROVAL OF FEES TO NON-EXECUTIVE DIRECTORS Mgmt For For
FOR FY2021
5 RE-APPOINTMENT OF AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS LLP
6 ISSUE OF ADDITIONAL SHARES AND CONVERTIBLE Mgmt For For
INSTRUMENTS
7 RENEWAL OF SHARE PURCHASE MANDATE Mgmt For For
8 RENEWAL OF SHAREHOLDERS' MANDATE FOR Mgmt For For
INTERESTED PERSON TRANSACTIONS
--------------------------------------------------------------------------------------------------------------------------
KERING SA Agenda Number: 713707048
--------------------------------------------------------------------------------------------------------------------------
Security: F5433L103
Meeting Type: MIX
Meeting Date: 22-Apr-2021
Ticker:
ISIN: FR0000121485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT 19 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 07 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104072100801-42 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF THE TEXT OF COMMENT AND CHANGE IN
NUMBERING OF RESOLUTIONS AND RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND
4 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
FRANCOIS-HENRI PINAULT AS DIRECTOR
5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
JEAN-FRANCOIS PALUS AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF FINANCIERE Mgmt For For
PINAULT COMPANY, REPRESENTED BY MRS.
HELOISE TEMPLE-BOYER, AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
BAUDOUIN PROT AS DIRECTOR
8 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt For For
SECTION I OF ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE RELATING TO THE
COMPENSATION PAID DURING OR AWARDED FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO
THE CORPORATE OFFICERS, IN RESPECT OF THEIR
DUTIES AS DIRECTORS
9 APPROVAL OF THE FIXED, VARIABLE AND Mgmt Against Against
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR.
FRANCOIS-HENRI PINAULT, IN RESPECT OF HIS
CAPACITY AS CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. JEAN-FRANCOIS
PALUS, IN RESPECT OF HIS CAPACITY AS DEPUTY
CHIEF EXECUTIVE OFFICER
11 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt Against Against
EXECUTIVE CORPORATE OFFICERS
12 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
CORPORATE OFFICERS IN RESPECT OF THEIR
DUTIES AS DIRECTORS
13 SETTING THE TOTAL ANNUAL AMOUNT OF THE Mgmt For For
COMPENSATION FOR MEMBERS OF THE BOARD OF
DIRECTORS
14 AUTHORISATION TO THE BOARD OF DIRECTORS IN Mgmt For For
ORDER TO BUY, HOLD OR TRANSFER SHARES OF
THE COMPANY
15 AUTHORISATION TO THE BOARD OF DIRECTORS IN Mgmt For For
ORDER TO REDUCE THE SHARE CAPITAL BY
CANCELLING SHARES PURCHASED OR TO BE
PURCHASED UNDER A SHARE BUYBACK PROGRAMME
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
IMMEDIATE AND/OR FUTURE ACCESS TO THE
COMPANY'S CAPITAL, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS (TO BE USED OUTSIDE PUBLIC OFFERING
PERIODS)
17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO INCREASE THE SHARE
CAPITAL BY CAPITALISATION OF RESERVES,
PROFITS OR SHARE PREMIUMS (TO BE USED
OUTSIDE OF PUBLIC OFFERING PERIODS)
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO PROCEED WITH ISSUES
OF COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING IMMEDIATE AND/OR FUTURE
ACCESS TO THE COMPANY'S CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC
OFFERING (OTHER THAN AN OFFERING REFERRED
TO IN ARTICLE L.411-2 OF THE FRENCH
MONETARY AND FINANCIAL CODE) (TO BE USED
OUTSIDE OF THE PERIODS OF PUBLIC OFFERING)
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO ISSUE COMMON SHARES,
AND/OR EQUITY SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES OR GRANTING ENTITLEMENT
TO THE ALLOCATION OF DEBT SECURITIES,
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO EQUITY SECURITIES TO BE ISSUED,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, FOR THE BENEFIT OF
QUALIFIED INVESTORS OR A LIMITED CIRCLE OF
INVESTORS IN THE CONTEXT OF A PUBLIC
OFFERING REFERRED TO IN ARTICLE L.411-2,
1DECREE OF THE FRENCH MONETARY AND
FINANCIAL CODE (TO BE USED OUTSIDE PUBLIC
OFFERING PERIODS)
20 AUTHORISATION TO THE BOARD OF DIRECTORS IN Mgmt For For
ORDER TO SET THE ISSUE PRICE OF COMMON
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL ACCORDING TO
CERTAIN TERMS AND CONDITIONS, WITHIN THE
LIMIT OF 5% OF THE CAPITAL PER YEAR, IN THE
CONTEXT OF AN INCREASE IN THE SHARE CAPITAL
BY ISSUE WITHOUT PRE-EMPTIVE SUBSCRIPTION
RIGHTS
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO INCREASE THE NUMBER
OF COMMON SHARES OR TRANSFERABLE SECURITIES
TO BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH OR WITHOUT A PRE-EMPTIVE
SUBSCRIPTION RIGHT WITHIN THE LIMIT OF 15%
OF THE INITIAL ISSUE CARRIED OUT PURSUANT
TO THE 16TH, 18TH AND 19TH RESOLUTIONS
22 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO PROCEED WITH THE
ISSUE OF COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL IN ORDER TO COMPENSATE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY CONSISTING OF EQUITY SECURITIES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, WITHIN THE LIMIT OF
10% OF THE SHARE CAPITAL (TO BE USED
OUTSIDE OF PUBLIC OFFERING PERIODS)
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO DECIDE ON AN INCREASE
IN THE SHARE CAPITAL BY ISSUING, WITHOUT A
PRE-EMPTIVE SUBSCRIPTION RIGHT, OF COMMON
SHARES OR OTHER SECURITIES GRANTING ACCESS
TO THE CAPITAL RESERVED FOR EMPLOYEES AND
FORMER EMPLOYEES WHO ARE MEMBERS OF ONE OR
MORE COMPANY SAVINGS PLANS
24 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KERRY GROUP PLC Agenda Number: 713484082
--------------------------------------------------------------------------------------------------------------------------
Security: G52416107
Meeting Type: EGM
Meeting Date: 28-Jan-2021
Ticker:
ISIN: IE0004906560
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 CONSENT TO THE MIGRATION FROM CREST TO Mgmt For For
EUROCLEAR BANK'S CENTRAL SECURITIES
DEPOSITORY
2 AMENDMENT OF THE ARTICLES OF ASSOCIATION OF Mgmt For For
THE COMPANY
3 AUTHORISATION TO THE COMPANY TO TAKE ALL Mgmt For For
NECESSARY STEPS TO EFFECT THE MIGRATION
--------------------------------------------------------------------------------------------------------------------------
KERRY GROUP PLC Agenda Number: 713732065
--------------------------------------------------------------------------------------------------------------------------
Security: G52416107
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: IE0004906560
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
01 TO RECEIVE AND CONSIDER THE FINANCIAL Mgmt For For
STATEMENTS AND THE DIRECTORS AND AUDITORS
REPORTS THEREON
02 TO DECLARE A FINAL DIVIDEND Mgmt For For
03A TO ELECT MS EMER GILVARRY Mgmt For For
03B TO ELECT MR JINLONG WANG Mgmt For For
04A TO RE-ELECT MR GERRY BEHAN Mgmt For For
04B TO RE-ELECT DR HUGH BRADY Mgmt For For
04C TO RE-ELECT MR GERARD CULLIGAN Mgmt For For
04D TO RE-ELECT DR KARIN DORREPAAL Mgmt For For
04E TO RE-ELECT MS MARGUERITE LARKIN Mgmt For For
04F TO RE-ELECT MR TOM MORAN Mgmt For For
04G TO RE-ELECT MR CON MURPHY Mgmt For For
04H TO RE-ELECT MR CHRISTOPHER ROGERS Mgmt For For
04I TO RE-ELECT MR EDMOND SCANLON Mgmt For For
04J TO RE-ELECT MR PHILIP TOOMEY Mgmt For For
05 AUTHORITY TO DETERMINE THE AUDITORS Mgmt For For
REMUNERATION
06 CONSIDERATION OF DIRECTORS' REMUNERATION Mgmt For For
REPORT (EXCLUDING SECTION C)
07 CONSIDERATION OF DIRECTORS' REMUNERATION Mgmt For For
POLICY
08 AUTHORITY TO ISSUE ORDINARY SHARES Mgmt For For
09 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
10 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
FOR AN ADDITIONAL 5 PER CENT FOR SPECIFIED
TRANSACTIONS
11 AUTHORITY TO MAKE MARKET PURCHASES OF THE Mgmt For For
COMPANY'S OWN SHARES
12 APPROVE KERRY GROUP PLC 2021 LONG-TERM Mgmt For For
INCENTIVE PLAN
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE.
--------------------------------------------------------------------------------------------------------------------------
KEYENCE CORPORATION Agenda Number: 714203142
--------------------------------------------------------------------------------------------------------------------------
Security: J32491102
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: JP3236200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Takizaki, Takemitsu Mgmt Against Against
2.2 Appoint a Director Nakata, Yu Mgmt Against Against
2.3 Appoint a Director Yamaguchi, Akiji Mgmt Against Against
2.4 Appoint a Director Miki, Masayuki Mgmt Against Against
2.5 Appoint a Director Yamamoto, Hiroaki Mgmt Against Against
2.6 Appoint a Director Yamamoto, Akinori Mgmt Against Against
2.7 Appoint a Director Taniguchi, Seiichi Mgmt For For
2.8 Appoint a Director Suenaga, Kumiko Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Yamamoto, Masaharu
--------------------------------------------------------------------------------------------------------------------------
KIKKOMAN CORPORATION Agenda Number: 714226443
--------------------------------------------------------------------------------------------------------------------------
Security: J32620106
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3240400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mogi, Yuzaburo Mgmt Against Against
2.2 Appoint a Director Horikiri, Noriaki Mgmt Against Against
2.3 Appoint a Director Yamazaki, Koichi Mgmt Against Against
2.4 Appoint a Director Nakano, Shozaburo Mgmt Against Against
2.5 Appoint a Director Shimada, Masanao Mgmt Against Against
2.6 Appoint a Director Mogi, Osamu Mgmt Against Against
2.7 Appoint a Director Matsuyama, Asahi Mgmt Against Against
2.8 Appoint a Director Kamiyama, Takao Mgmt Against Against
2.9 Appoint a Director Fukui, Toshihiko Mgmt For For
2.10 Appoint a Director Ozaki, Mamoru Mgmt For For
2.11 Appoint a Director Inokuchi, Takeo Mgmt Against Against
2.12 Appoint a Director Iino, Masako Mgmt For For
3.1 Appoint a Corporate Auditor Fukasawa, Mgmt Against Against
Haruhiko
3.2 Appoint a Corporate Auditor Kogo, Motohiko Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
Endo, Kazuyoshi
--------------------------------------------------------------------------------------------------------------------------
KINGSPAN GROUP PLC Agenda Number: 713525686
--------------------------------------------------------------------------------------------------------------------------
Security: G52654103
Meeting Type: EGM
Meeting Date: 12-Feb-2021
Ticker:
ISIN: IE0004927939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVE MIGRATION OF THE MIGRATING SHARES Mgmt For For
TO EUROCLEAR BANK'S CENTRAL SECURITIES
DEPOSITORY
2 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
3 AUTHORISE COMPANY TO TAKE ALL ACTIONS TO Mgmt For For
IMPLEMENT THE MIGRATION
--------------------------------------------------------------------------------------------------------------------------
KINGSPAN GROUP PLC Agenda Number: 713716580
--------------------------------------------------------------------------------------------------------------------------
Security: G52654103
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: IE0004927939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
01 TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
02 TO DECLARE A FINAL DIVIDEND Mgmt For For
03A TO RE-ELECT GENE M. MURTAGH AS A DIRECTOR Mgmt Against Against
03B TO RE-ELECT GEOFF DOHERTY AS A DIRECTOR Mgmt Against Against
03C TO RE-ELECT RUSSELL SHIELS AS A DIRECTOR Mgmt Against Against
03D TO RE-ELECT GILBERT MCCARTHY AS A DIRECTOR Mgmt Against Against
03E TO RE-ELECT LINDA HICKEY AS A DIRECTOR Mgmt For For
03F TO RE-ELECT MICHAEL CAWLEY AS A DIRECTOR Mgmt For For
03G TO RE-ELECT JOHN CRONIN AS A DIRECTOR Mgmt For For
03H TO RE-ELECT JOST MASSENBERG AS A DIRECTOR Mgmt Against Against
03I TO RE-ELECT ANNE HERATY AS A DIRECTOR Mgmt For For
04 TO AUTHORISE THE REMUNERATION OF THE Mgmt For For
AUDITORS
05 TO RECEIVE THE REPORT OF THE REMUNERATION Mgmt Against Against
COMMITTEE
06 TO INCREASE THE LIMIT FOR NON-EXECUTIVE Mgmt For For
DIRECTORS' FEES
07 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
SECURITIES
08 DIS-APPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
09 ADDITIONAL 5% DIS-APPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS
10 PURCHASE OF COMPANY SHARES Mgmt For For
11 RE-ISSUE OF TREASURY SHARES Mgmt For For
12 TO APPROVE THE CONVENING OF CERTAIN EGMS ON Mgmt For For
14 DAYS' NOTICE
CMMT 27 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHANGE IN RECORD DATE FROM 28 APR 2021 TO
26 APR 2021 AND DUE TO MODIFICATION OF TEXT
IN RESOLUTION 2 AND CHANGE IN NUMBERING FOR
ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
CMMT 24 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KINNEVIK AB Agenda Number: 713794039
--------------------------------------------------------------------------------------------------------------------------
Security: W5139V596
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: SE0014684528
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 540141 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL Non-Voting
MEETING: WILHELM LUNING
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO CHECK AND Non-Voting
VERIFY THE MINUTES: RAMSAY BRUFER,
REPRESENTING ALECTA, AND JOHN HERNANDER,
REPRESENTING NORDEA FONDER
5 DETERMINATION OF WHETHER THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN DULY CONVENED
6 PRESENTATION OF THE PARENT COMPANY'S ANNUAL Non-Voting
REPORT AND THE AUDITOR'S REPORT AS WELL AS
OF THE GROUP ANNUAL REPORT AND THE GROUP
AUDITOR'S REPORT
7 RESOLUTION ON THE ADOPTION OF THE PROFIT Mgmt For For
AND LOSS STATEMENT AND THE BALANCE SHEET AS
WELL AS OF THE GROUP PROFIT AND LOSS
STATEMENT AND THE GROUP BALANCE SHEET
8 RESOLUTION ON THE PROPOSED TREATMENT OF Mgmt For For
KINNEVIK'S EARNINGS AS STATED IN THE
ADOPTED BALANCE SHEET: IN LINE WITH
KINNEVIK'S SHAREHOLDER REMUNERATION POLICY,
THE BOARD OF KINNEVIK DOES NOT PROPOSE AN
ORDINARY DIVIDEND FOR THE FINANCIAL YEAR
2020
9.A RESOLUTION ON THE DISCHARGE FROM LIABILITY Mgmt For For
OF THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: SUSANNA CAMPBELL
9.B RESOLUTION ON THE DISCHARGE FROM LIABILITY Mgmt For For
OF THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: DAME AMELIA FAWCETT
9.C RESOLUTION ON THE DISCHARGE FROM LIABILITY Mgmt For For
OF THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: WILHELM KLINGSPOR
9.D RESOLUTION ON THE DISCHARGE FROM LIABILITY Mgmt For For
OF THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: BRIAN MCBRIDE
9.E RESOLUTION ON THE DISCHARGE FROM LIABILITY Mgmt For For
OF THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: HENRIK POULSEN
9.F RESOLUTION ON THE DISCHARGE FROM LIABILITY Mgmt For For
OF THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: CECILIA QVIST
9.G RESOLUTION ON THE DISCHARGE FROM LIABILITY Mgmt For For
OF THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: CHARLOTTE STROMBERG
9.H RESOLUTION ON THE DISCHARGE FROM LIABILITY Mgmt For For
OF THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: GEORGI GANEV
10 PRESENTATION AND RESOLUTION ON THE ADOPTION Mgmt Against Against
OF THE REMUNERATION REPORT
11 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD: THE NOMINATION COMMITTEE
PROPOSES THAT THE BOARD SHALL CONSIST OF
SIX (6) MEMBERS
12.A DETERMINATION OF THE REMUNERATION TO THE Mgmt For For
MEMBERS OF THE BOARD AND THE AUDITOR:
REMUNERATION TO THE BOARD
12.B DETERMINATION OF THE REMUNERATION TO THE Mgmt For For
MEMBERS OF THE BOARD AND THE AUDITOR:
REMUNERATION TO THE AUDITOR
13.A ELECTION OF BOARD MEMBER: SUSANNA CAMPBELL Mgmt For For
(RE-ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
13.B ELECTION OF BOARD MEMBER: BRIAN MCBRIDE Mgmt For For
(RE-ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
13.C ELECTION OF BOARD MEMBER: CECILIA QVIST Mgmt For For
(RE-ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
13.D ELECTION OF BOARD MEMBER: CHARLOTTE Mgmt For For
STROMBERG (RE-ELECTION, PROPOSED BY THE
NOMINATION COMMITTEE)
13.E ELECTION OF BOARD MEMBER: JAMES ANDERSON Mgmt For For
(NEW ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
13.F ELECTION OF BOARD MEMBER: HARALD MIX (NEW Mgmt For For
ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
14 ELECTION OF THE CHAIRMAN OF THE BOARD: THE Mgmt For For
NOMINATION COMMITTEE PROPOSES THAT JAMES
ANDERSON SHALL BE ELECTED AS THE NEW
CHAIRMAN OF THE BOARD
15.A RESOLUTION ON: AMENDMENTS TO THE ARTICLES Mgmt For For
OF ASSOCIATION: SECTION 9
15.B RESOLUTION ON: DETERMINATION OF THE NUMBER Mgmt For For
OF AUDITORS AND ELECTION OF AUDITOR: IN
ACCORDANCE WITH THE AUDIT COMMITTEE'S
RECOMMENDATION, THE NOMINATION COMMITTEE
PROPOSES THAT KINNEVIK SHALL HAVE ONE
REGISTERED ACCOUNTING FIRM AS AUDITOR, AND
THAT THE REGISTERED ACCOUNTING FIRM KPMG AB
SHALL BE ELECTED AS NEW AUDITOR UNTIL THE
END OF THE 2022 ANNUAL GENERAL MEETING.
KPMG AB HAS INFORMED KINNEVIK THAT THE
AUTHORISED PUBLIC ACCOUNTANT MARTEN ASPLUND
WILL BE APPOINTED AUDITOR-IN-CHARGE IF KPMG
AB IS ELECTED AS NEW AUDITOR
16.A RESOLUTION ON: APPROVAL OF INSTRUCTION FOR Mgmt For For
THE NOMINATION COMMITTEE
16.B RESOLUTION ON: ELECTION OF MEMBERS OF THE Mgmt For For
NOMINATION COMMITTEE: THE NOMINATION
COMMITTEE PROPOSES THAT, FOR THE PERIOD
UNTIL A SUBSEQUENT GENERAL MEETING HAS
RESOLVED OTHERWISE, THE NOMINATION
COMMITTEE SHALL CONSIST OF FIVE (5)
MEMBERS, INCLUDING THE CHAIRMAN OF THE
BOARD. THE NOMINATION COMMITTEE PROPOSES
THAT, FOR THE PERIOD UNTIL A NEW NOMINATION
COMMITTEE HAS BEEN ELECTED AT A SUBSEQUENT
GENERAL MEETING ANDERS OSCARSSON, NOMINATED
BY AMF, HUGO STENBECK, NOMINATED BY ALCES
MAXIMUS LLC, MARIE KLINGSPOR, AND LAWRENCE
BURNS, NOMINATED BY BAILLIE GIFFORD, SHALL
BE ELECTED AS MEMBERS OF THE NOMINATION
COMMITTEE. THE NOMINATION COMMITTEE
PROPOSES THAT ANDERS OSCARSSON SHALL BE
ELECTED CHAIRMAN OF THE NOMINATION
COMMITTEE
17.A RESOLUTION REGARDING DISTRIBUTION OF Mgmt For For
KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH
A SHARE REDEMPTION PLAN, INCLUDING
RESOLUTION REGARDING: AMENDMENTS TO THE
ARTICLES OF ASSOCIATION IN ORDER TO
FACILITATE THE SHARE SPLIT 2:1
17.B RESOLUTION REGARDING DISTRIBUTION OF Mgmt For For
KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH
A SHARE REDEMPTION PLAN, INCLUDING
RESOLUTION REGARDING: SHARE SPLIT 2:1
17.C RESOLUTION REGARDING DISTRIBUTION OF Mgmt For For
KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH
A SHARE REDEMPTION PLAN, INCLUDING
RESOLUTION REGARDING: AMENDMENTS TO THE
ARTICLES OF ASSOCIATION IN ORDER TO
FACILITATE A REDUCTION OF THE SHARE CAPITAL
THROUGH REDEMPTION OF SHARES
17.D RESOLUTION REGARDING DISTRIBUTION OF Mgmt For For
KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH
A SHARE REDEMPTION PLAN, INCLUDING
RESOLUTION REGARDING: REDUCTION OF THE
SHARE CAPITAL THROUGH REDEMPTION OF SHARES
17.E RESOLUTION REGARDING DISTRIBUTION OF Mgmt For For
KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH
A SHARE REDEMPTION PLAN, INCLUDING
RESOLUTION REGARDING: INCREASE OF THE SHARE
CAPITAL THROUGH A BONUS ISSUE WITHOUT
ISSUANCE OF NEW SHARES
17.F RESOLUTION REGARDING DISTRIBUTION OF Mgmt For For
KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH
A SHARE REDEMPTION PLAN, INCLUDING
RESOLUTION REGARDING: REDUCTION OF THE
SHARE CAPITAL WITHOUT CANCELLATION OF
SHARES
18 RESOLUTION REGARDING DIVIDEND AS Mgmt For For
COMPENSATION TO PARTICIPANTS IN KINNEVIK'S
LONG-TERM INCENTIVE PLAN 2018 FOR PAID
DIVIDENDS AND OTHER VALUE TRANSFERS SINCE
2018
19 RESOLUTION REGARDING TRANSFER OF OWN CLASS Mgmt For For
B SHARES TO COVER COSTS FOR OUTSTANDING
LONG-TERM INCENTIVE PLANS AND TO
EFFECTIVELY REALISE THE VALUE OF CLASS B
SHARES HELD IN TREASURY
20.A RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER Mgmt For For
TO COVER FUTURE COSTS FOR OUTSTANDING
LONG-TERM INCENTIVE PLANS, INCLUDING
RESOLUTION REGARDING: AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
20.B RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER Mgmt For For
TO COVER FUTURE COSTS FOR OUTSTANDING
LONG-TERM INCENTIVE PLANS, INCLUDING
RESOLUTION REGARDING: AUTHORISATION FOR THE
BOARD TO RESOLVE ON A NEW ISSUE OF CLASS X
SHARES
20.C RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER Mgmt For For
TO COVER FUTURE COSTS FOR OUTSTANDING
LONG-TERM INCENTIVE PLANS, INCLUDING
RESOLUTION REGARDING: AUTHORISATION FOR THE
BOARD TO RESOLVE TO REPURCHASE CLASS X
SHARES
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
KINTETSU GROUP HOLDINGS CO.,LTD. Agenda Number: 714196563
--------------------------------------------------------------------------------------------------------------------------
Security: J3S955116
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3260800002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kobayashi, Tetsuya Mgmt Against Against
1.2 Appoint a Director Ogura, Toshihide Mgmt Against Against
1.3 Appoint a Director Yasumoto, Yoshihiro Mgmt Against Against
1.4 Appoint a Director Shirakawa, Masaaki Mgmt Against Against
1.5 Appoint a Director Murai, Hiroyuki Mgmt Against Against
1.6 Appoint a Director Wakai, Takashi Mgmt Against Against
1.7 Appoint a Director Hara, Shiro Mgmt Against Against
1.8 Appoint a Director Okamoto, Kunie Mgmt For For
1.9 Appoint a Director Murata, Ryuichi Mgmt Against Against
1.10 Appoint a Director Yanagi, Masanori Mgmt For For
1.11 Appoint a Director Katayama, Toshiko Mgmt For For
1.12 Appoint a Director Hayashi, Nobu Mgmt Against Against
2 Appoint a Corporate Auditor Inoue, Michiko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KIRIN HOLDINGS COMPANY,LIMITED Agenda Number: 713622036
--------------------------------------------------------------------------------------------------------------------------
Security: 497350108
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3258000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Isozaki, Yoshinori Mgmt For For
2.2 Appoint a Director Nishimura, Keisuke Mgmt For For
2.3 Appoint a Director Miyoshi, Toshiya Mgmt For For
2.4 Appoint a Director Yokota, Noriya Mgmt For For
2.5 Appoint a Director Kobayashi, Noriaki Mgmt For For
2.6 Appoint a Director Mori, Masakatsu Mgmt For For
2.7 Appoint a Director Yanagi, Hiroyuki Mgmt For For
2.8 Appoint a Director Matsuda, Chieko Mgmt For For
2.9 Appoint a Director Shiono, Noriko Mgmt For For
2.10 Appoint a Director Rod Eddington Mgmt For For
2.11 Appoint a Director George Olcott Mgmt For For
2.12 Appoint a Director Kato, Kaoru Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KOBE BUSSAN CO.,LTD. Agenda Number: 713502943
--------------------------------------------------------------------------------------------------------------------------
Security: J3478K102
Meeting Type: AGM
Meeting Date: 28-Jan-2021
Ticker:
ISIN: JP3291200008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Change Company Location Mgmt For For
3.1 Appoint a Director Numata, Hirokazu Mgmt Against Against
3.2 Appoint a Director Asami, Kazuo Mgmt Against Against
3.3 Appoint a Director Nishida, Satoshi Mgmt Against Against
3.4 Appoint a Director Kobayashi, Takumi Mgmt Against Against
4 Approve Reduction of Capital Surplus and Mgmt For For
Increase of Stated Capital
5 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Directors
(Excluding Outside Directors), Employees of
the Company and Directors and Employees of
the Company's Subsidiaries
--------------------------------------------------------------------------------------------------------------------------
KOITO MANUFACTURING CO.,LTD. Agenda Number: 714243879
--------------------------------------------------------------------------------------------------------------------------
Security: J34899104
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3284600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Otake, Masahiro Mgmt Against Against
2.2 Appoint a Director Kato, Michiaki Mgmt Against Against
2.3 Appoint a Director Arima, Kenji Mgmt Against Against
2.4 Appoint a Director Uchiyama, Masami Mgmt Against Against
2.5 Appoint a Director Konagaya, Hideharu Mgmt Against Against
2.6 Appoint a Director Kusakawa, Katsuyuki Mgmt Against Against
2.7 Appoint a Director Toyota, Jun Mgmt Against Against
2.8 Appoint a Director Otake, Takashi Mgmt Against Against
2.9 Appoint a Director Mihara, Hiroshi Mgmt Against Against
2.10 Appoint a Director Yamamoto, Hideo Mgmt Against Against
2.11 Appoint a Director Katsuda, Takayuki Mgmt Against Against
2.12 Appoint a Director Inoue, Atsushi Mgmt Against Against
2.13 Appoint a Director Uehara, Haruya Mgmt Against Against
2.14 Appoint a Director Sakurai, Kingo Mgmt For For
3 Appoint a Corporate Auditor Sakakibara, Mgmt Against Against
Koichi
4 Appoint a Substitute Corporate Auditor Mgmt For For
Shinohara, Hideo
--------------------------------------------------------------------------------------------------------------------------
KOMATSU LTD. Agenda Number: 714203938
--------------------------------------------------------------------------------------------------------------------------
Security: J35759125
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3304200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ohashi, Tetsuji Mgmt Against Against
2.2 Appoint a Director Ogawa, Hiroyuki Mgmt Against Against
2.3 Appoint a Director Moriyama, Masayuki Mgmt Against Against
2.4 Appoint a Director Mizuhara, Kiyoshi Mgmt Against Against
2.5 Appoint a Director Kigawa, Makoto Mgmt For For
2.6 Appoint a Director Kunibe, Takeshi Mgmt Against Against
2.7 Appoint a Director Arthur M. Mitchell Mgmt For For
2.8 Appoint a Director Horikoshi, Takeshi Mgmt Against Against
2.9 Appoint a Director Saiki, Naoko Mgmt For For
3.1 Appoint a Corporate Auditor Ono, Kotaro Mgmt For For
3.2 Appoint a Corporate Auditor Inagaki, Mgmt For For
Yasuhiro
--------------------------------------------------------------------------------------------------------------------------
KONE OYJ Agenda Number: 713575516
--------------------------------------------------------------------------------------------------------------------------
Security: X4551T105
Meeting Type: AGM
Meeting Date: 02-Mar-2021
Ticker:
ISIN: FI0009013403
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER: ATTORNEY Non-Voting
MERJA KIVELA WILL SERVE AS CHAIRPERSON OF
THE MEETING. IN THE EVENT MERJA KIVELA IS
PREVENTED FROM SERVING AS THE CHAIRPERSON
FOR A WEIGHTY REASON, THE BOARD OF
DIRECTORS WILL APPOINT THE PERSON THEY DEEM
THE MOST SUITABLE TO SERVE AS THE
CHAIRPERSON
3 ELECTION OF PERSON TO SCRUTINIZE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES: THE COMPANY'S LEGAL COUNSEL HETA
RONKKO WILL SCRUTINIZE THE MINUTES AND
SUPERVISE THE COUNTING OF THE VOTES. IN THE
EVENT HETA RONKKO IS PREVENTED FROM
SCRUTINIZING THE MINUTES AND SUPERVISING
THE COUNTING OF THE VOTES FOR A WEIGHTY
REASON, THE BOARD OF DIRECTORS WILL APPOINT
THE PERSON THEY DEEM THE MOST SUITABLE TO
SCRUTINIZE THE MINUTES AND SUPERVISE THE
COUNTING OF THE VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
REPORT OF THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE ANNUAL ACCOUNTS Mgmt For For
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDENDS: THE BOARD OF DIRECTORS PROPOSES
THAT FOR THE FINANCIAL YEAR 2020 A DIVIDEND
OF EUR 1.7475 IS PAID FOR EACH CLASS A
SHARE AND A DIVIDEND OF EUR 1.75 IS PAID
FOR EACH CLASS B SHARE. FURTHER, THE BOARD
PROPOSES THAT AN EXTRA DIVIDEND OF EUR
0.4975 IS PAID FOR EACH CLASS A SHARE AND
AN EXTRA DIVIDEND OF EUR 0.50 IS PAID FOR
EACH CLASS B SHARE
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY FOR THE FINANCIAL
YEAR 2020
10 CONSIDERATION OF THE REMUNERATION REPORT Mgmt For For
FOR GOVERNING BODIES
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY NOMINATION AND COMPENSATION
COMMITTEE AND BOARD DOES NOT MAKE ANY
RECOMMENDATION ON THESE PROPOSALS. THE
STANDING INSTRUCTIONS ARE DISABLED FOR THIS
MEETING
11 RESOLUTION ON THE REMUNERATION OF THE Mgmt Against
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For
BOARD OF DIRECTORS: THE NOMINATION AND
COMPENSATION COMMITTEE OF THE BOARD OF
DIRECTORS PROPOSES TO THE GENERAL MEETING
THAT EIGHT BOARD MEMBERS ARE ELECTED
13 ELECTION OF MEMBERS OF THE BOARD OF Mgmt Against
DIRECTORS: THE NOMINATION AND COMPENSATION
COMMITTEE OF THE BOARD OF DIRECTORS
PROPOSES TO THE GENERAL MEETING THAT MATTI
ALAHUHTA, SUSAN DUINHOVEN, ANTTI HERLIN,
IIRIS HERLIN, JUSSI HERLIN, RAVI KANT AND
JUHANI KASKEALA ARE RE-ELECTED TO THE BOARD
OF DIRECTORS AND JENNIFER XIN-ZHE LI IS
ELECTED AS A NEW MEMBER TO THE BOARD OF
DIRECTORS
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITORS
15 RESOLUTION ON THE NUMBER OF AUDITORS: IN Mgmt For For
THE BEGINNING OF 2020, KONE FINALIZED THE
MANDATORY AUDIT FIRM SELECTION PROCEDURE
CONCERNING THE AUDIT FOR THE FINANCIAL YEAR
2021. CONSEQUENTLY, AUDIT FIRM ERNST &
YOUNG OY WAS ELECTED AS THE AUDITOR OF THE
COMPANY FOR THE FINANCIAL YEAR 2021 ALREADY
IN THE GENERAL MEETING 2020 AND IN THE SAME
CONTEXT ALSO THE NUMBER OF AUDITORS FOR THE
FINANCIAL YEAR 2021 WAS RESOLVED.
THEREFORE, THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS NOW PROPOSES TO THE GENERAL
MEETING THAT ONE AUDITOR IS ELECTED FOR THE
COMPANY FOR A TERM ENDING AT THE CONCLUSION
OF THE FOLLOWING ANNUAL GENERAL MEETING
16 ELECTION OF AUDITORS: IN THE BEGINNING OF Mgmt For For
2020, KONE FINALIZED THE MANDATORY AUDIT
FIRM SELECTION PROCEDURE CONCERNING THE
AUDIT FOR THE FINANCIAL YEAR 2021.
CONSEQUENTLY, AUDIT FIRM ERNST & YOUNG OY
WAS ELECTED AS THE AUDITOR OF THE COMPANY
FOR THE FINANCIAL YEAR 2021 ALREADY IN THE
GENERAL MEETING 2020. THEREFORE, THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS NOW
PROPOSES TO THE GENERAL MEETING THAT AUDIT
FIRM ERNST & YOUNG OY BE ELECTED AS THE
AUDITOR OF THE COMPANY FOR A TERM ENDING AT
THE CONCLUSION OF THE FOLLOWING ANNUAL
GENERAL MEETING
17 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES
18 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE ISSUANCE OF SHARES AS WELL AS
THE ISSUANCE OF OPTIONS AND OTHER SPECIAL
RIGHTS ENTITLING TO SHARES
19 CLOSING OF THE MEETING Non-Voting
CMMT 02 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 02 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE AHOLD DELHAIZE N.V. Agenda Number: 713650718
--------------------------------------------------------------------------------------------------------------------------
Security: N0074E105
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: NL0011794037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2. REPORT OF THE MANAGEMENT BOARD FOR THE Non-Voting
FINANCIAL YEAR 2020
3. EXPLANATION OF POLICY ON ADDITIONS TO Non-Voting
RESERVES AND DIVIDENDS
4. PROPOSAL TO ADOPT THE 2020 FINANCIAL Mgmt For For
STATEMENTS
5. PROPOSAL TO DETERMINE THE DIVIDEND OVER Mgmt For For
FINANCIAL YEAR 2020
6. REMUNERATION REPORT Mgmt For For
7. PROPOSAL FOR DISCHARGE OF LIABILITIES OF Mgmt For For
THE MEMBERS OF THE MANAGEMENT BOARD
8. PROPOSAL FOR DISCHARGE OF LIABILITIES OF Mgmt For For
THE MEMBERS OF THE SUPERVISORY BOARD
9. PROPOSAL TO APPOINT JAN ZIJDERVELD AS A NEW Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
10. PROPOSAL TO APPOINT BALA SUBRAMANIAN AS NEW Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
11. PROPOSAL TO RE-APPOINT Mgmt For For
PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS
EXTERNAL AUDITOR FOR FINANCIAL YEAR 2021
12. AUTHORIZATION TO ISSUE SHARES Mgmt For For
13. AUTHORIZATION TO RESTRICT OR EXCLUDE Mgmt For For
PRE-EMPTIVE RIGHTS
14. AUTHORIZATION TO ACQUIRE COMMON SHARES Mgmt For For
15. CANCELLATION OF SHARES Mgmt For For
16. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KOSE CORPORATION Agenda Number: 714257498
--------------------------------------------------------------------------------------------------------------------------
Security: J3622S100
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3283650004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Reduce Term of Office of Mgmt For For
Directors to One Year, Change Fiscal Year
End
3.1 Appoint a Director Kobayashi, Masanori Mgmt Against Against
3.2 Appoint a Director Shibusawa, Koichi Mgmt Against Against
3.3 Appoint a Director Mochizuki, Shinichi Mgmt Against Against
3.4 Appoint a Director Horita, Masahiro Mgmt Against Against
3.5 Appoint a Director Yuasa, Norika Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KUBOTA CORPORATION Agenda Number: 713622086
--------------------------------------------------------------------------------------------------------------------------
Security: J36662138
Meeting Type: AGM
Meeting Date: 19-Mar-2021
Ticker:
ISIN: JP3266400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kimata, Masatoshi Mgmt Against Against
1.2 Appoint a Director Kitao, Yuichi Mgmt Against Against
1.3 Appoint a Director Yoshikawa, Masato Mgmt Against Against
1.4 Appoint a Director Kurosawa, Toshihiko Mgmt Against Against
1.5 Appoint a Director Watanabe, Dai Mgmt Against Against
1.6 Appoint a Director Matsuda, Yuzuru Mgmt For For
1.7 Appoint a Director Ina, Koichi Mgmt For For
1.8 Appoint a Director Shintaku, Yutaro Mgmt For For
1.9 Appoint a Director Arakane, Kumi Mgmt For For
2 Appoint a Corporate Auditor Furusawa, Yuri Mgmt For For
3 Approve Details of the Compensation to be Mgmt For For
received by Directors
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KYOCERA CORPORATION Agenda Number: 714257777
--------------------------------------------------------------------------------------------------------------------------
Security: J37479110
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3249600002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Yamaguchi, Goro Mgmt Against Against
2.2 Appoint a Director Tanimoto, Hideo Mgmt Against Against
2.3 Appoint a Director Fure, Hiroshi Mgmt Against Against
2.4 Appoint a Director Ina, Norihiko Mgmt Against Against
2.5 Appoint a Director Kano, Koichi Mgmt Against Against
2.6 Appoint a Director Aoki, Shoichi Mgmt Against Against
2.7 Appoint a Director Aoyama, Atsushi Mgmt For For
2.8 Appoint a Director Koyano, Akiko Mgmt For For
2.9 Appoint a Director Kakiuchi, Eiji Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Kida, Minoru
--------------------------------------------------------------------------------------------------------------------------
KYOWA KIRIN CO.,LTD. Agenda Number: 713622050
--------------------------------------------------------------------------------------------------------------------------
Security: J38296117
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: JP3256000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Miyamoto, Masashi Mgmt For For
2.2 Appoint a Director Osawa, Yutaka Mgmt For For
2.3 Appoint a Director Mikayama, Toshifumi Mgmt For For
2.4 Appoint a Director Yokota, Noriya Mgmt For For
2.5 Appoint a Director Morita, Akira Mgmt For For
2.6 Appoint a Director Haga, Yuko Mgmt For For
2.7 Appoint a Director Arai, Jun Mgmt For For
2.8 Appoint a Director Oyamada, Takashi Mgmt For For
3 Appoint a Corporate Auditor Yatsu, Tomomi Mgmt For For
4 Approve Details of the Compensation to be Mgmt For For
received by Directors
5 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
L E LUNDBERGFOERETAGEN AB Agenda Number: 713662218
--------------------------------------------------------------------------------------------------------------------------
Security: W54114108
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: SE0000108847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 501943 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 ELECTION OF CHAIRMAN OF THE MEETING: MATS Non-Voting
GULDBRAND
2 ELECTION OF ONE OR TWO OFFICERS TO VERIFY Non-Voting
THE MINUTES: CARINA SILBERG, ALECTA, ERIK
BRANDSTROM, SPILTAN FONDER
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 PRESENTATION OF A) THE ANNUAL REPORT AND Non-Voting
THE AUDITORS' REPORT, AND THE CONSOLIDATED
ACCOUNTS AND AUDITORS' REPORT ON THE
CONSOLIDATED ACCOUNTS. B) THE AUDITOR'S
STATEMENT ON THE LEVEL OF COMPLIANCE WITH
THE PRINCIPLES FOR REMUNERATION OF SENIOR
EXECUTIVES APPLICABLE SINCE THE PRECEDING
ANNUAL GENERAL MEETING
7.A RESOLUTION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET, AND OF THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
7.B.1 RESOLUTION ON DISCHARGE OF THE BOARD OF Mgmt For For
DIRECTOR AND THE PRESIDENT FROM PERSONAL
LIABILITY: MATS GULDBRAND (CHAIRMAN)
7.B.2 RESOLUTION ON DISCHARGE OF THE BOARD OF Mgmt For For
DIRECTOR AND THE PRESIDENT FROM PERSONAL
LIABILITY: CARL BENNET (BOARD MEMBER)
7.B.3 RESOLUTION ON DISCHARGE OF THE BOARD OF Mgmt For For
DIRECTOR AND THE PRESIDENT FROM PERSONAL
LIABILITY: LILIAN FOSSUM BINER (BOARD
MEMBER)
7.B.4 RESOLUTION ON DISCHARGE OF THE BOARD OF Mgmt For For
DIRECTOR AND THE PRESIDENT FROM PERSONAL
LIABILITY: LOUISE LINDH (BOARD MEMBER)
7.B.5 RESOLUTION ON DISCHARGE OF THE BOARD OF Mgmt For For
DIRECTOR AND THE PRESIDENT FROM PERSONAL
LIABILITY: FREDRIK LUNDBERG (BOARD MEMBER
AND PRESIDENT)
7.B.6 RESOLUTION ON DISCHARGE OF THE BOARD OF Mgmt For For
DIRECTOR AND THE PRESIDENT FROM PERSONAL
LIABILITY: KATARINA MARTINSON (BOARD
MEMBER)
7.B.7 RESOLUTION ON DISCHARGE OF THE BOARD OF Mgmt For For
DIRECTOR AND THE PRESIDENT FROM PERSONAL
LIABILITY: STEN PETERSON (BOARD MEMBER)
7.B.8 RESOLUTION ON DISCHARGE OF THE BOARD OF Mgmt For For
DIRECTOR AND THE PRESIDENT FROM PERSONAL
LIABILITY: LARS PETTERSSON (BOARD MEMBER)
7.B.9 RESOLUTION ON DISCHARGE OF THE BOARD OF Mgmt For For
DIRECTOR AND THE PRESIDENT FROM PERSONAL
LIABILITY: BO SELLING (BOARD MEMBER)
7.C RESOLUTION ON THE DISPOSITION TO BE MADE OF Mgmt For For
THE COMPANY'S PROFIT OR LOSS AS SHOWN IN
THE BALANCE SHEET ADOPTED BY THE MEETING:
THE BOARD PROPOSES THAT THE ANNUAL GENERAL
MEETING RESOLVE ON PAYMENT OF DIVIDEND OF
SEK 3.50 PER SHARE. THE BOARD PROPOSES
MONDAY APRIL 19, 2021 AS THE RECORD DAY. IF
THE MEETING VOTES IN FAVOUR OF THE MOTION,
THE DIVIDEND IS EXPECTED TO BE ISSUED BY
EUROCLEAR SWEDEN AB APRIL 22, 2021
8 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: RESOLUTION ON
DETERMINATION OF THE NUMBER OF MEMBERS OF
THE BOARD AND DEPUTIES AND DETERMINATION OF
AUDITORS AND ANY DEPUTY AUDITORS TO BE
ELECTED BY THE ANNUAL GENERAL MEETING: NINE
WITHOUT DEPUTIES
9 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: RESOLUTION ON
DETERMINATION OF THE FEES TO BE PAID TO THE
BOARD MEMBERS AND AUDITORS
10.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF CHAIRMAN
OF THE BOARD: MATS GULDBRAND (CHAIRMAN)
10.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF MEMBER OF
THE BOARD: CARL BENNET (BOARD MEMBER)
10.C PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF MEMBER OF
THE BOARD: LILIAN FOSSUM BINER (BOARD
MEMBER)
10.D PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF MEMBER OF
THE BOARD: LOUISE LINDH (BOARD MEMBER)
10.E PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF MEMBER OF
THE BOARD: FREDRIK LUNDBERG (BOARD MEMBER)
10.F PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF MEMBER OF
THE BOARD: KATARINA MARTINSON (BOARD
MEMBER)
10.G PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF MEMBER OF
THE BOARD: STEN PETERSON (BOARD MEMBER)
10.H PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF MEMBER OF
THE BOARD: LARS PETTERSSON (BOARD MEMBER)
10.I PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF MEMBER OF
THE BOARD: BO SELLING (BOARD MEMBER)
11.A ELECTION OF AUDITORS AND DEPUTY AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS AB
12 RESOLUTION REGARDING APPROVAL OF Mgmt For For
REMUNERATION REPORT
13 RESOLUTION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATIONS: SECTIONS 1, 7 AND 10
14 RESOLUTION TO AUTHORIZE THE BOARD TO Mgmt For For
ACQUIRE SHARES IN THE COMPANY
15 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
L'OREAL S.A. Agenda Number: 713687551
--------------------------------------------------------------------------------------------------------------------------
Security: F58149133
Meeting Type: MIX
Meeting Date: 20-Apr-2021
Ticker:
ISIN: FR0000120321
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 16 MAR 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 08 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103312100646-39 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK AND CHANGE IN NUMBERING
OF ALL RESOLUTIONS. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 APPROVE FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
AND STATUTORY REPORTS
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 4 PER SHARE AND AN EXTRA OF EUR 0.40
PER SHARE TO LONG TERM REGISTERED SHARES
4 ELECT NICOLAS HIERONIMUS AS DIRECTOR Mgmt Against Against
5 ELECT ALEXANDRE RICARD AS DIRECTOR Mgmt For For
6 RE-ELECT FRANCOISE BETTENCOURT MEYERS AS Mgmt Against Against
DIRECTOR
7 RE-ELECT PAUL BULCKE AS DIRECTOR Mgmt Against Against
8 RE-ELECT VIRGINIE MORGON AS DIRECTOR Mgmt For For
9 APPROVE COMPENSATION REPORT OF CORPORATE Mgmt For For
OFFICERS
10 APPROVE COMPENSATION OF JEAN-PAUL AGON, Mgmt For For
CHAIRMAN AND CEO
11 APPROVE REMUNERATION POLICY OF DIRECTORS Mgmt For For
12 APPROVE REMUNERATION POLICY OF JEAN-PAUL Mgmt For For
AGON, CHAIRMAN AND CEO UNTIL APRIL 30, 2021
13 APPROVE REMUNERATION POLICY OF NICOLAS Mgmt For For
HIERONIMUS, CEO SINCE MAY 1, 2021
14 APPROVE REMUNERATION POLICY OF JEAN-PAUL Mgmt For For
AGON, CHAIRMAN OF THE BOARD SINCE MAY 1,
2021
15 APPROVE AMENDMENT OF EMPLOYMENT CONTRACT OF Mgmt For For
NICOLAS HIERONIMUS, CEO SINCE MAY 1, 2021
16 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
17 AUTHORIZE ISSUANCE OF EQUITY OR Mgmt For For
EQUITY-LINKED SECURITIES WITH PREEMPTIVE
RIGHTS UP A MAXIMUM NOMINAL SHARE CAPITAL
VALUE OF EUR 156,764,042.40
18 AUTHORIZE CAPITALIZATION OF RESERVES FOR Mgmt For For
BONUS ISSUE OR INCREASE IN PAR VALUE
19 AUTHORIZE CAPITAL INCREASE OF UP TO 2 Mgmt For For
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS
IN KIND
20 AUTHORIZE CAPITAL ISSUANCES FOR USE IN Mgmt For For
EMPLOYEE STOCK PURCHASE PLANS
21 AUTHORIZE CAPITAL ISSUANCES FOR USE IN Mgmt For For
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR
EMPLOYEES OF INTERNATIONAL SUBSIDIARIES
22 AMEND ARTICLE 7 OF BYLAWS RE: WRITTEN Mgmt For For
CONSULTATION
23 AUTHORIZE FILING OF REQUIRED Mgmt For For
DOCUMENTS/OTHER FORMALITIES
--------------------------------------------------------------------------------------------------------------------------
LATOUR AB INVESTMENT Agenda Number: 713833069
--------------------------------------------------------------------------------------------------------------------------
Security: W5R10B108
Meeting Type: AGM
Meeting Date: 10-May-2021
Ticker:
ISIN: SE0010100958
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL Non-Voting
MEETING
2 ELECTION OF MINUTE-CHECKERS Non-Voting
3 ESTABLISHMENT AND APPROVAL OF THE VOTING Non-Voting
LIST
4 APPROVAL OF THE AGENDA Non-Voting
5 CORROBORATION THAT THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN DULY CONVENED
6 PRESENTATION OF THE ANNUAL ACCOUNTS AND THE Non-Voting
AUDIT REPORT, THE CONSOLIDATED FINANCIAL
STATEMENTS AND THE CONSOLIDATED AUDIT
REPORT
7.A ADOPTION OF: THE PARENT COMPANY INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AS WELL AS THE
CONSOLIDATED INCOME STATEMENT AND BALANCE
SHEET
7.B ADOPTION OF: DISPOSITIONS REGARDING GROUP Mgmt For For
PROFITS ACCORDING TO THE ADOPTED BALANCE
SHEET AND RECORD DATE FOR THE PAYMENT OF
DIVIDENDS
7.C.1 ADOPTION OF: THE DISCHARGE OF LIABILITY OF Mgmt For For
THE MEMBERS OF THE BOARD OF DIRECTORS AND
THE CEO: OLLE NORDSTROM (CHAIR OF THE
BOARD)
7.C.2 ADOPTION OF: THE DISCHARGE OF LIABILITY OF Mgmt For For
THE MEMBERS OF THE BOARD OF DIRECTORS AND
THE CEO: MARIANA BURENSTAM LINDER (BOARD
MEMBER)
7.C.3 ADOPTION OF: THE DISCHARGE OF LIABILITY OF Mgmt For For
THE MEMBERS OF THE BOARD OF DIRECTORS AND
THE CEO: ANDERS BOOS (BOARD MEMBER)
7.C.4 ADOPTION OF: THE DISCHARGE OF LIABILITY OF Mgmt For For
THE MEMBERS OF THE BOARD OF DIRECTORS AND
THE CEO: CARL DOUGLAS (BOARD MEMBER)
7.C.5 ADOPTION OF: THE DISCHARGE OF LIABILITY OF Mgmt For For
THE MEMBERS OF THE BOARD OF DIRECTORS AND
THE CEO: ERIC DOUGLAS (BOARD MEMBER)
7.C.6 ADOPTION OF: THE DISCHARGE OF LIABILITY OF Mgmt For For
THE MEMBERS OF THE BOARD OF DIRECTORS AND
THE CEO: JOHAN HJERTONSSON (BOARD MEMBER
AND CEO)
7.C.7 ADOPTION OF: THE DISCHARGE OF LIABILITY OF Mgmt For For
THE MEMBERS OF THE BOARD OF DIRECTORS AND
THE CEO: LENA OLVING (BOARD MEMBER)
7.C.8 ADOPTION OF: THE DISCHARGE OF LIABILITY OF Mgmt For For
THE MEMBERS OF THE BOARD OF DIRECTORS AND
THE CEO: JOAKIM ROSENGREN (BOARD MEMBER)
8 DETERMINATION OF THE NUMBER OF BOARD OF Mgmt For For
DIRECTORS AND DEPUTIES: THAT THE BOARD OF
DIRECTORS IS INCREASED FROM EIGHT TO NINE
MEMBERS AND NO DEPUTIES.
9 DETERMINATION OF THE REMUNERATION OF THE Mgmt For For
BOARD OF DIRECTORS AND AUDITORS
10 ELECTION OF THE BOARD OF DIRECTORS, Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS, AND
DEPUTIES WHERE RELEVANT: RE-ELECTION OF THE
FOLLOWING MEMBERS OF THE BOARD OF DIRECTORS
- MARIANA BURENSTAM LINDER, ANDERS BOOS,
CARL DOUGLAS, ERIC DOUGLAS, JOHAN
HJERTONSSON, OLLE NORDSTROM, LENA OLVING
AND JOAKIM ROSENGREN, AND NEW ELECTION OF
ULRIKA KOLSRUD, ALL FOR THE TIME UNTIL THE
END OF THE NEXT ANNUAL GENERAL MEETING
11 ELECTION OF AUDITING FIRM, ACCOUNTANTS AND Mgmt For For
DEPUTY ACCOUNTANTS: RE-ELECTION OF THE
AUDITING FIRM ERNST & YOUNG AB UNTIL THE
END OF THE ANNUAL GENERAL MEETING 2022
12 DECISION REGARDING CHANGE OF THE ARTICLES Mgmt Against Against
OF ASSOCIATION
13 PRESENTATION AND APPROVAL OF REMUNERATION Mgmt For For
REPORT 2020
14 AUTHORISATION OF THE BOARD OF DIRECTORS TO Mgmt For For
ACQUIRE AND TRANSFER ITS OWN SHARES AND
DECISION OF TRANSFER OF ITS OWN SHARES
15 DECISION ON CALL OPTION PROGRAM FOR SENIOR Mgmt For For
OFFICERS
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
LEGAL & GENERAL GROUP PLC Agenda Number: 713933477
--------------------------------------------------------------------------------------------------------------------------
Security: G54404127
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: GB0005603997
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE AUDITED REPORT AND ACCOUNTS OF THE Mgmt For For
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2020, TOGETHER WITH THE DIRECTORS' REPORT,
STRATEGIC REPORT AND THE AUDITOR'S REPORT
ON THOSE ACCOUNTS, BE RECEIVED AND ADOPTED
2 THAT A FINAL DIVIDEND OF 12.64 PENCE PER Mgmt For For
ORDINARY SHARE IN RESPECT OF THE YEAR ENDED
31 DECEMBER 2020 BE DECLARED AND BE PAID ON
27 MAY 2021 TO SHAREHOLDERS ON THE REGISTER
OF MEMBERS AT THE CLOSE OF BUSINESS ON 16
APRIL 2021
3 THAT RIC LEWIS BE ELECTED AS A DIRECTOR Mgmt For For
4 THAT NILUFER VON BISMARCK BE ELECTED AS A Mgmt For For
DIRECTOR
5 THAT HENRIETTA BALDOCK BE RE-ELECTED AS A Mgmt For For
DIRECTOR
6 THAT PHILIP BROADLEY BE RE-ELECTED AS A Mgmt For For
DIRECTOR
7 THAT JEFF DAVIES BE RE-ELECTED AS A Mgmt For For
DIRECTOR
8 THAT SIR JOHN KINGMAN BE RE-ELECTED AS A Mgmt For For
DIRECTOR
9 THAT LESLEY KNOX BE RE-ELECTED AS A Mgmt For For
DIRECTOR
10 THAT GEORGE LEWIS BE RE-ELECTED AS A Mgmt For For
DIRECTOR
11 THAT TOBY STRAUSS BE RE-ELECTED AS A Mgmt For For
DIRECTOR
12 THAT NIGEL WILSON BE RE-ELECTED AS A Mgmt For For
DIRECTOR
13 THAT KPMG LLP BE RE-APPOINTED AS AUDITOR OF Mgmt For For
THE COMPANY, TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID
14 THAT THE DIRECTORS BE AUTHORISED TO Mgmt For For
DETERMINE THE AUDITOR'S REMUNERATION
15 THAT THE DIRECTORS' REPORT ON REMUNERATION Mgmt For For
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY), AS SET OUT ON PAGES 88 TO 90 OF
THE COMPANY'S 2020 ANNUAL REPORT AND
ACCOUNTS, BE APPROVED
16 RENEWAL OF DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SHARES
17 ADDITIONAL AUTHORITY TO ALLOT SHARES IN Mgmt For For
RESPECT OF CONTINGENT CONVERTIBLE
SECURITIES
18 POLITICAL DONATIONS Mgmt For For
19 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
20 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS FOR PURPOSES OF
ACQUISITIONS OR SPECIFIED CAPITAL
INVESTMENTS
21 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS IN CONNECTION WITH THE
ISSUE OF CCS
22 PURCHASE OF OWN SHARES Mgmt For For
23 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
24 THAT A GENERAL MEETING OF THE COMPANY OTHER Mgmt For For
THAN AN ANNUAL GENERAL MEETING OF THE
COMPANY MAY BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
LEROY SEAFOOD GROUP ASA Agenda Number: 714065491
--------------------------------------------------------------------------------------------------------------------------
Security: R4279D108
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: NO0003096208
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING BY THE CHAIRMAN OF Non-Voting
THE BOARD, HELGE SINGELSTAD, AND
REGISTRATION OF SHAREHOLDERS PRESENT
2 ELECTION OF CHAIRPERSON FOR THE MEETING AND Non-Voting
ONE PERSON TO COSIGN THE MINUTES
3 APPROVAL OF NOTICE AND PROPOSED AGENDA Mgmt For For
4 APPROVAL OF GUIDELINES FOR REMUNERATION OF Mgmt Against Against
PERSONS IN SENIOR POSITIONS
5 APPROVAL OF THE ANNUAL ACCOUNTS AND BOARD Mgmt For For
OF DIRECTORS' REPORT, INCLUDING
DISTRIBUTION OF DIVIDENDS
6.A STIPULATION OF REMUNERATION: REMUNERATION Mgmt For For
OF THE MEMBERS OF THE BOARD OF DIRECTORS
6.B STIPULATION OF REMUNERATION: REMUNERATION Mgmt For For
OF THE NOMINATION COMMITTEE
6.C STIPULATION OF REMUNERATION: REMUNERATION Mgmt For For
OF THE AUDIT COMMITTEE
6.D STIPULATION OF REMUNERATION: FEES TO THE Mgmt For For
COMPANY'S AUDITOR FOR 2020
7 REPORT ON CORPORATE GOVERNANCE Non-Voting
8.A RE-ELECTION OF BOARD MEMBER: BRITT KATHRINE Mgmt Against Against
DRIVENES (REELECTION)
8.B RE-ELECTION OF BOARD MEMBER: DIDRIK MUNCH Mgmt For For
(REELECTION)
8.C RE-ELECTION OF BOARD MEMBER: KAROLINE Mgmt Against Against
MOGSTER (REELECTION)
9 THE BOARDS PROPOSAL REGARDING RENEWAL OF Mgmt For For
THE BOARDS MANDATE TO PURCHASE TREASURY
SHARES
10 THE BOARDS PROPOSAL REGARDING RENEWAL OF Mgmt For For
THE BOARDS MANDATE TO INCREASE SHARE
CAPITAL BY ISSUING NEW SHARES THROUGH
PRIVATE PLACEMENTS DIRECTED AT EXTERNAL
INVESTORS, EMPLOYEES AND CERTAIN
SHAREHOLDERS IN LEROY SEAFOOD GROUP ASA
CMMT 07 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 07 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
LINE CORPORATION Agenda Number: 713408967
--------------------------------------------------------------------------------------------------------------------------
Security: J38932109
Meeting Type: EGM
Meeting Date: 15-Dec-2020
Ticker:
ISIN: JP3966750006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Share Consolidation Mgmt For For
2 Amend Articles to: Amend the Articles Mgmt For For
Related to the Delisting of the Company's
stock
--------------------------------------------------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC Agenda Number: 935358348
--------------------------------------------------------------------------------------------------------------------------
Security: 539439109
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LYG
ISIN: US5394391099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the report and accounts for the Mgmt For For
year ended 31 December 2020.
2. Election of Mr R F Budenberg Mgmt For For
3. Re-election of Mr W L D Chalmers Mgmt For For
4. Re-election of Mr A P Dickinson Mgmt For For
5. Re-election of Ms S C Legg Mgmt For For
6. Re-election of Lord Lupton Mgmt For For
7. Re-election of Ms A F Mackenzie Mgmt For For
8. Re-election of Mr N E T Prettejohn Mgmt For For
9. Re-election of Mr S W Sinclair Mgmt For For
10. Re-election of Ms C M Woods Mgmt For For
11. Annual report on remuneration section of Mgmt Against Against
the Director's remuneration report.
12. Approval of a final ordinary dividend of Mgmt For For
0.57 pence per share.
13. Appointment of the auditor. Mgmt For For
14. Authority to set the remuneration of the Mgmt For For
auditor.
15. Approval of the Deferred Bonus Plan 2021. Mgmt For For
16. Authority to make political donations or to Mgmt For For
incur political expenditure.
17. Director's authority to allot shares. Mgmt For For
18. Director's authority to allot Regulatory Mgmt For For
Capital Convertible Instruments.
19. Limited disapplication of pre-emption Mgmt For For
rights.
20. Limited disapplication of pre-emption Mgmt For For
rights in the event of financing an
acquisition transaction or other capital
investment.
21. Limited disapplication of pre-emption Mgmt For For
rights in relation to the issue of
Regulatory Capital Convertible Instruments.
22. Authority to purchase ordinary shares. Mgmt For For
23. Authority to purchase preference shares. Mgmt For For
24. Adoption of new articles of association. Mgmt For For
25. Notice period for general meetings. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LOBLAW COMPANIES LTD Agenda Number: 713823765
--------------------------------------------------------------------------------------------------------------------------
Security: 539481101
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: CA5394811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.12 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: PAVITER S. BINNING Mgmt For For
1.2 ELECTION OF DIRECTOR: SCOTT B. BONHAM Mgmt For For
1.3 ELECTION OF DIRECTOR: WARREN BRYANT Mgmt For For
1.4 ELECTION OF DIRECTOR: CHRISTIE J.B. CLARK Mgmt For For
1.5 ELECTION OF DIRECTOR: DANIEL DEBOW Mgmt For For
1.6 ELECTION OF DIRECTOR: WILLIAM A. DOWNE Mgmt For For
1.7 ELECTION OF DIRECTOR: JANICE FUKAKUSA Mgmt For For
1.8 ELECTION OF DIRECTOR: M. MARIANNE HARRIS Mgmt For For
1.9 ELECTION OF DIRECTOR: CLAUDIA KOTCHKA Mgmt For For
1.10 ELECTION OF DIRECTOR: BETH PRITCHARD Mgmt For For
1.11 ELECTION OF DIRECTOR: SARAH RAISS Mgmt For For
1.12 ELECTION OF DIRECTOR: GALEN G. WESTON Mgmt For For
2 APPOINTMENT OF KPMG LLP AS AUDITOR AND Mgmt For For
AUTHORIZATION OF THE DIRECTORS TO FIX THE
AUDITOR'S REMUNERATION
3 VOTE ON THE ADVISORY RESOLUTION ON THE Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION
4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLVED:
SHAREHOLDERS REQUEST THE BOARD PREPARE AND
PUBLISH A REPORT EXAMINING CAPITAL AND RISK
MANAGEMENT PRACTICES DURING THE PANDEMIC,
IN TERMS OF BALANCING THE INTERESTS OF
LOBLAW'S STAKEHOLDERS AND
MONITORING/ASSESSING ACTIONS THAT COULD
CAUSE LOBLAW UNDUE REPUTATIONAL RISK. THE
REPORT SHOULD INCLUDE THE RATIONALE FOR (I)
LOBLAW'S DECISION TO PURCHASE CAD261
MILLION IN SHARES FROM ITS MAJORITY
SHAREHOLDER WHILE ENDING HERO TO FRONTLINE
EMPLOYEES AFTER THREE MONTHS, AND (II) NOT
HAVING THE BOARD OR THE RISK AND COMPLIANCE
COMMITTEE DELIBERATE ON THE DECISION TO END
HERO PAY.
CMMT 08 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC Agenda Number: 713234108
--------------------------------------------------------------------------------------------------------------------------
Security: G5689U103
Meeting Type: OGM
Meeting Date: 03-Nov-2020
Ticker:
ISIN: GB00B0SWJX34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE PROPOSED DIVESTMENT BY THE Mgmt For For
COMPANY OF THE BORSA ITALIANA GROUP AND THE
ASSOCIATED ARRANGEMENTS, AS DESCRIBED IN
THE CIRCULAR TO SHAREHOLDERS OF WHICH THE
NOTICE OF GENERAL MEETING FORMS PART
--------------------------------------------------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC Agenda Number: 713718560
--------------------------------------------------------------------------------------------------------------------------
Security: G5689U103
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: GB00B0SWJX34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 TO DECLARE A DIVIDEND Mgmt For For
3 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION AND THE ANNUAL STATEMENT OF
THE CHAIR OF THE REMUNERATION COMMITTEE
4 TO RE-ELECT JACQUES AIGRAIN AS A DIRECTOR Mgmt For For
5 TO RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR Mgmt For For
6 TO RE-ELECT PROFESSOR KATHLEEN DEROSE AS A Mgmt For For
DIRECTOR
7 TO RE-ELECT CRESSIDA HOGG CBE AS A DIRECTOR Mgmt For For
8 TO RE-ELECT STEPHEN OCONNOR AS A DIRECTOR Mgmt For For
9 TO RE-ELECT DR VAL RAHMANI AS A DIRECTOR Mgmt For For
10 TO RE-ELECT DON ROBERT AS A DIRECTOR Mgmt For For
11 TO RE-ELECT DAVID SCHWIMMER AS A DIRECTOR Mgmt For For
12 TO ELECT MARTIN BRAND AS A DIRECTOR Mgmt For For
13 TO ELECT ERIN BROWN AS A DIRECTOR Mgmt For For
14 TO ELECT ANNA MANZ AS A DIRECTOR Mgmt For For
15 TO ELECT DOUGLAS STEENLAND AS A DIRECTOR Mgmt For For
16 TO RE-APPOINT ERNST AND YOUNG LLP AS Mgmt For For
AUDITORS
17 TO AUTHORISE THE DIRECTORS TO APPROVE THE Mgmt For For
AUDITORS REMUNERATION
18 TO RENEW THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For
SHARES
19 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE
20 TO APPROVE THE LONDON STOCK EXCHANGE GROUP Mgmt For For
UK SAYE
21 TO APPROVE THE ADOPTION OF NEW ARTICLES OF Mgmt For For
ASSOCIATION
22 TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT Mgmt For For
OF AN ALLOTMENT OF EQUITY SECURITIES FOR
CASH
23 TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT Mgmt For For
OF A FURTHER ALLOTMENT OF EQUITY SECURITIES
FOR CASH FOR THE PURPOSES OF FINANCING A
TRANSACTION
24 TO GRANT THE DIRECTORS AUTHORITY TO Mgmt For For
PURCHASE THE COMPANY'S OWN SHARES
25 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
LONZA GROUP AG Agenda Number: 713733170
--------------------------------------------------------------------------------------------------------------------------
Security: H50524133
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: CH0013841017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 531517 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 11. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ANNUAL REPORT, CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS AND FINANCIAL STATEMENTS OF
LONZA
2 CONSULTATIVE VOTE ON THE REMUNERATION Mgmt For For
REPORT
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE COMMITTEE
4 APPROPRIATION OF AVAILABLE EARNINGS / Mgmt For For
RESERVES FROM CAPITAL CONTRIBUTION: CHF
3.00 PER SHARE
5.1.A RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
WERNER BAUER
5.1.B RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
ALBERT M. BAEHNY
5.1.C RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
DOROTHEE DEURING
5.1.D RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
ANGELICA KOHLMANN
5.1.E RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
CHRISTOPH MADER
5.1.F RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
BARBARA RICHMOND
5.1.G RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
JURGEN STEINEMANN
5.1.H RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
OLIVIER VERSCHEURE
5.2 RE-ELECTION OF ALBERT M. BAEHNY AS CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS
5.3.A RE-ELECTION TO THE NOMINATION AND Mgmt For For
COMPENSATION COMMITTEE: ANGELICA KOHLMANN
5.3.B RE-ELECTION TO THE NOMINATION AND Mgmt For For
COMPENSATION COMMITTEE: CHRISTOPH MADER
5.3.C RE-ELECTION TO THE NOMINATION AND Mgmt For For
COMPENSATION COMMITTEE: JURGEN STEINEMANN
6 RE-ELECTION OF KPMG LTD, ZURICH AS AUDITORS Mgmt For For
7 RE-ELECTION OF THOMANNFISCHER, BASEL AS Mgmt For For
INDEPENDENT PROXY
8 COMPENSATION OF THE BOARD OF DIRECTORS Mgmt For For
9.1 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For
MAXIMUM AGGREGATE AMOUNT OF FIXED
COMPENSATION OF THE EXECUTIVE COMMITTEE
9.2 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For
AGGREGATE AMOUNT OF VARIABLE SHORT-TERM
COMPENSATION OF THE EXECUTIVE COMMITTEE
9.3 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For
MAXIMUM AGGREGATE AMOUNT OF VARIABLE
LONG-TERM COMPENSATION OF THE EXECUTIVE
COMMITTEE
10 RENEWAL OF AUTHORIZED CAPITAL Mgmt For For
11 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Against For
MODIFIED PROPOSAL BY A SHAREHOLDER DURING
THE ANNUAL GENERAL MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS (YES = VOTE IN FAVOR OF ANY SUCH
YET UNKONWN PROPOSAL; NO = VOTE AGAINST ANY
SUCH YET UNKNOWN PORPOSAL; ABSTAIN)
--------------------------------------------------------------------------------------------------------------------------
LUNDIN ENERGY AB Agenda Number: 713625917
--------------------------------------------------------------------------------------------------------------------------
Security: W64566107
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: SE0000825820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL Non-Voting
MEETING: ADVOKAT KLAES EDHALL
3 PREPARATION AND APPROVAL OF THE VOTING Non-Voting
REGISTER
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO APPROVE Non-Voting
THE MINUTES
6 DETERMINATION AS TO WHETHER THE ANNUAL Non-Voting
GENERAL MEETING HAS BEEN DULY CONVENED
7 INTRODUCTORY COMMENTS BY THE CHIEF Non-Voting
EXECUTIVE OFFICER
8 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT, THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITOR'S
GROUP REPORT AS WELL AS THE REMUNERATION
REPORT PREPARED BY THE BOARD OF DIRECTORS
AND THE AUDITOR'S STATEMENT ON COMPLIANCE
WITH THE POLICY ON REMUNERATION
9 RESOLUTION IN RESPECT OF ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND THE BALANCE SHEET AND
THE CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
10 RESOLUTION IN RESPECT OF DISPOSITION OF THE Mgmt For For
COMPANY'S RESULT ACCORDING TO THE ADOPTED
BALANCE SHEET AND DETERMINATION OF RECORD
DATES FOR THE DIVIDEND
11.A RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
PEGGY BRUZELIUS (BOARD MEMBER)
11.B RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
C. ASHLEY HEPPENSTALL (BOARD MEMBER)
11.C RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
IAN H. LUNDIN (CHAIRMAN)
11.D RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
LUKAS H. LUNDIN (BOARD MEMBER)
11.E RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
GRACE REKSTEN SKAUGEN (BOARD MEMBER)
11.F RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
TORSTEIN SANNESS (BOARD MEMBER)
11.G RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
ALEX SCHNEITER (BOARD MEMBER AND CEO)
11.H RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
JAKOB THOMASEN (BOARD MEMBER)
11.I RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
CECILIA VIEWEG (BOARD MEMBER)
12 RESOLUTION IN RESPECT OF ADOPTION OF THE Mgmt Against Against
REMUNERATION REPORT PREPARED BY THE BOARD
OF DIRECTORS
13 PRESENTATION BY THE NOMINATION COMMITTEE: Non-Voting
PROPOSAL FOR THE NUMBER OF MEMBERS OF THE
BOARD OF DIRECTORS; PROPOSAL FOR
REMUNERATION OF THE CHAIRMAN AND OTHER
MEMBERS OF THE BOARD OF DIRECTORS; PROPOSAL
FOR ELECTION OF CHAIRMAN OF THE BOARD OF
DIRECTORS AND OTHER MEMBERS OF THE BOARD OF
DIRECTORS; PROPOSAL FOR REMUNERATION OF THE
AUDITOR; PROPOSAL FOR ELECTION OF AUDITOR
CMMT PLEASE NOTE THAT RESOLUTIONS 14 TO 18 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
14 RESOLUTION IN RESPECT OF THE NUMBER OF Mgmt For
MEMBERS OF THE BOARD OF DIRECTORS: TEN
MEMBERS OF THE BOARD OF DIRECTORS TO BE
APPOINTED WITHOUT DEPUTY MEMBERS
15 RESOLUTION IN RESPECT OF REMUNERATION OF Mgmt For
THE CHAIRMAN AND OTHER MEMBERS OF THE BOARD
OF DIRECTORS
16.A RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF PEGGY BRUZELIUS AS A BOARD
MEMBER
16.B RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF C. ASHLEY HEPPENSTALL AS A
BOARD MEMBER
16.C RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF IAN H. LUNDIN AS A BOARD
MEMBER
16.D RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF LUKAS H. LUNDIN AS A BOARD
MEMBER
16.E RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF GRACE REKSTEN SKAUGEN AS A
BOARD MEMBER
16.F RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF TORSTEIN SANNESS AS A BOARD
MEMBER
16.G RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF ALEX SCHNEITER AS A BOARD
MEMBER
16.H RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF JAKOB THOMASEN AS A BOARD
MEMBER
16.I RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF CECILIA VIEWEG AS A BOARD
MEMBER
16.J RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
ELECTION OF ADAM I. LUNDIN AS A BOARD
MEMBER
16.K RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF IAN H. LUNDIN AS THE
CHAIRMAN OF THE BOARD OF DIRECTORS
17 RESOLUTION IN RESPECT OF REMUNERATION OF Mgmt For
THE AUDITOR
18 ELECTION OF AUDITOR: RE-ELECTION OF THE Mgmt For
REGISTERED ACCOUNTING FIRM ERNST & YOUNG AB
AS THE AUDITOR OF THE COMPANY, WHICH
INTENDS TO APPOINT AUTHORISED PUBLIC
ACCOUNTANT ANDERS KRISTROM AS THE AUDITOR
IN CHARGE, FOR A PERIOD UNTIL THE END OF
THE 2022 ANNUAL GENERAL MEETING
19 RESOLUTION IN RESPECT OF THE 2021 Mgmt For For
LONG-TERM, PERFORMANCE-BASED INCENTIVE PLAN
20 RESOLUTION IN RESPECT OF DELIVERY OF SHARES Mgmt For For
UNDER THE 2021 LONG-TERM, PERFORMANCE-BASED
INCENTIVE PLAN
21 RESOLUTION TO GRANT EXTRAORDINARY CASH Mgmt Against Against
COMPENSATION TO A BOARD MEMBER, EQUALLY THE
FORMER CEO
22 RESOLUTION TO AUTHORISE THE BOARD OF Mgmt For For
DIRECTORS TO RESOLVE ON NEW ISSUE OF SHARES
AND CONVERTIBLE DEBENTURES
23 RESOLUTION TO AUTHORISE THE BOARD OF Mgmt For For
DIRECTORS TO RESOLVE ON REPURCHASE AND SALE
OF SHARES
24.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTION IN RESPECT
OF MATTERS INITIATED BY A SHAREHOLDER: A
SHAREHOLDER PROPOSES THAT THE COMPANY
ALIGNS ITS LEGAL DEFENCE STRATEGY WITH ITS
HUMAN RIGHTS POLICY
24.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: RESOLUTION IN RESPECT
OF MATTERS INITIATED BY A SHAREHOLDER: A
SHAREHOLDER PROPOSES THAT THE COMPANY
DISCLOSES IN DETAIL ALL CURRENT AND
PROJECTED DIRECT AND INDIRECT COSTS
CONNECTED WITH THE LEGAL DEFENCE
25 CLOSING OF THE ANNUAL GENERAL MEETING Non-Voting
CMMT 01 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 01 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
M3,INC. Agenda Number: 714272642
--------------------------------------------------------------------------------------------------------------------------
Security: J4697J108
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3435750009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tanimura,
Itaru
1.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tomaru,
Akihiko
1.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tsuchiya, Eiji
1.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Izumiya,
Kazuyuki
1.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Urae, Akinori
1.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yoshida,
Kenichiro
2 Approve Details of Compensation as Stock Mgmt For For
Options for Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
--------------------------------------------------------------------------------------------------------------------------
MACQUARIE GROUP LTD Agenda Number: 712873276
--------------------------------------------------------------------------------------------------------------------------
Security: Q57085286
Meeting Type: AGM
Meeting Date: 30-Jul-2020
Ticker:
ISIN: AU000000MQG1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4, 5, 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A RE-ELECTION OF MS DJ GRADY AS A VOTING Mgmt For For
DIRECTOR RETIRING - BOARD ENDORSED
2.B RE-ELECTION OF MS NM WAKEFIELD EVANS AS A Mgmt For For
VOTING DIRECTOR RETIRING - BOARD ENDORSE
3 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: ELECTION OF EXTERNAL
NOMINEE MR SD MAYNE AS A VOTING DIRECTOR -
NOT BOARD ENDORSED
4 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
5 APPROVAL OF MANAGING DIRECTOR'S Mgmt For For
PARTICIPATION IN THE MACQUARIE GROUP
EMPLOYEE RETAINED EQUITY PLAN (MEREP)
6 APPROVAL OF THE AGREEMENT TO ISSUE MGL Mgmt For For
ORDINARY SHARES ON EXCHANGE OF MACQUARIE
BANK CAPITAL NOTES 2
--------------------------------------------------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC. Agenda Number: 935373718
--------------------------------------------------------------------------------------------------------------------------
Security: 559222401
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: MGA
ISIN: CA5592224011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Peter G. Bowie Mgmt For For
1B Election of Director: Mary S. Chan Mgmt For For
1C Election of Director: Hon. V. Peter Harder Mgmt For For
1D Election of Director: Seetarama S. Kotagiri Mgmt For For
(CEO)
1E Election of Director: Dr. Kurt J. Lauk Mgmt For For
1F Election of Director: Robert F. MacLellan Mgmt For For
1G Election of Director: Mary Lou Maher Mgmt For For
1H Election of Director: Cynthia A. Niekamp Mgmt For For
1I Election of Director: William A. Ruh Mgmt For For
1J Election of Director: Dr. Indira V. Mgmt For For
Samarasekera
1K Election of Director: Lisa S. Westlake Mgmt For For
1L Election of Director: William L. Young Mgmt For For
02 Reappointment of Deloitte LLP as the Mgmt For For
independent auditor of the Corporation and
authorization of the Audit Committee to fix
the independent auditor's remuneration.
03 Resolved, on an advisory basis and not to Mgmt For For
diminish the roles and responsibilities of
the Board of Directors, that the
shareholders accept the approach to
executive compensation disclosed in the
accompanying management information
circular/proxy statement.
--------------------------------------------------------------------------------------------------------------------------
MAKITA CORPORATION Agenda Number: 714257652
--------------------------------------------------------------------------------------------------------------------------
Security: J39584107
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3862400003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Increase the Board of Mgmt For For
Directors Size, Adopt Reduction of
Liability System for Directors, Transition
to a Company with Supervisory Committee,
Allow the Board of Directors to Authorize
Appropriation of Surplus and Purchase Own
Shares, Approve Minor Revisions
3.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Goto, Masahiko
3.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Goto,
Munetoshi
3.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tomita,
Shinichiro
3.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kaneko,
Tetsuhisa
3.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ota, Tomoyuki
3.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tsuchiya,
Takashi
3.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yoshida,
Masaki
3.8 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Omote, Takashi
3.9 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Otsu, Yukihiro
3.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sugino,
Masahiro
3.11 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Iwase,
Takahiro
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Wakayama,
Mitsuhiko
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kodama, Akira
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Inoue, Shoji
4.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nishikawa,
Koji
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
7 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Directors who are Audit and
Supervisory Committee Members and Outside
Directors)
8 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
MANULIFE FINANCIAL CORPORATION Agenda Number: 935363426
--------------------------------------------------------------------------------------------------------------------------
Security: 56501R106
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: MFC
ISIN: CA56501R1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Nicole S. Arnaboldi Mgmt For For
Guy L.T. Bainbridge Mgmt For For
Joseph P. Caron Mgmt For For
John M. Cassaday Mgmt For For
Susan F. Dabarno Mgmt For For
Julie E. Dickson Mgmt For For
Sheila S. Fraser Mgmt For For
Roy Gori Mgmt For For
Tsun-yan Hsieh Mgmt For For
Donald R. Lindsay Mgmt For For
John R.V. Palmer Mgmt For For
C. James Prieur Mgmt For For
Andrea S. Rosen Mgmt For For
Leagh E. Turner Mgmt For For
2 Appointment of Ernst & Young LLP as Mgmt For For
Auditors
3 Advisory resolution accepting approach to Mgmt For For
executive compensation
--------------------------------------------------------------------------------------------------------------------------
MARUBENI CORPORATION Agenda Number: 714204106
--------------------------------------------------------------------------------------------------------------------------
Security: J39788138
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3877600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kokubu, Fumiya Mgmt Against Against
1.2 Appoint a Director Takahara, Ichiro Mgmt Against Against
1.3 Appoint a Director Kakinoki, Masumi Mgmt Against Against
1.4 Appoint a Director Terakawa, Akira Mgmt Against Against
1.5 Appoint a Director Ishizuki, Mutsumi Mgmt Against Against
1.6 Appoint a Director Oikawa, Kenichiro Mgmt Against Against
1.7 Appoint a Director Furuya, Takayuki Mgmt Against Against
1.8 Appoint a Director Kitabata, Takao Mgmt For For
1.9 Appoint a Director Takahashi, Kyohei Mgmt For For
1.10 Appoint a Director Okina, Yuri Mgmt Against Against
1.11 Appoint a Director Hatchoji, Takashi Mgmt For For
1.12 Appoint a Director Kitera, Masato Mgmt For For
1.13 Appoint a Director Ishizuka, Shigeki Mgmt For For
2.1 Appoint a Corporate Auditor Kida, Toshiaki Mgmt For For
2.2 Appoint a Corporate Auditor Yoneda, Mgmt For For
Tsuyoshi
3 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Outside Directors)
--------------------------------------------------------------------------------------------------------------------------
MAYR-MELNHOF KARTON AG Agenda Number: 713743385
--------------------------------------------------------------------------------------------------------------------------
Security: A42818103
Meeting Type: OGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: AT0000938204
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 PRESENTATION OF ANNUAL REPORTS Non-Voting
2 APPROVAL OF USAGE OF EARNINGS Mgmt For For
3 DISCHARGE MGMT BOARD Mgmt For For
4 DISCHARGE SUPERVISORY BOARD Mgmt For For
5 APPROVAL OF REMUNERATION FOR SUPERVISORY Mgmt For For
BOARD
6 ELECTION EXTERNAL AUDITOR Mgmt For For
7 APPROVAL OF REMUNERATION REPORT Mgmt Against Against
CMMT 09 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 09 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MEIJI HOLDINGS CO.,LTD. Agenda Number: 714250038
--------------------------------------------------------------------------------------------------------------------------
Security: J41729104
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3918000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kawamura, Kazuo Mgmt Against Against
1.2 Appoint a Director Kobayashi, Daikichiro Mgmt Against Against
1.3 Appoint a Director Matsuda, Katsunari Mgmt Against Against
1.4 Appoint a Director Shiozaki, Koichiro Mgmt Against Against
1.5 Appoint a Director Furuta, Jun Mgmt Against Against
1.6 Appoint a Director Matsumura, Mariko Mgmt For For
1.7 Appoint a Director Kawata, Masaya Mgmt For For
1.8 Appoint a Director Kuboyama, Michiko Mgmt For For
2.1 Appoint a Corporate Auditor Chida, Hiroaki Mgmt For For
2.2 Appoint a Corporate Auditor Ono, Takayoshi Mgmt Against Against
2.3 Appoint a Corporate Auditor Watanabe, Mgmt For For
Hajime
2.4 Appoint a Corporate Auditor Ando, Makoto Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Imamura, Makoto
--------------------------------------------------------------------------------------------------------------------------
MERCK KGAA Agenda Number: 713679251
--------------------------------------------------------------------------------------------------------------------------
Security: D5357W103
Meeting Type: AGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: DE0006599905
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS FOR FISCAL YEAR 2020
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.40 PER SHARE
4 APPROVE DISCHARGE OF EXECUTIVE BOARD FISCAL Mgmt For For
YEAR 2020
5 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
6 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
7 AMEND ARTICLES RE: SUPERVISORY BOARD Mgmt For For
APPROVAL OF TRANSACTIONS WITH RELATED
PARTIES
8 APPROVE REMUNERATION POLICY Mgmt For For
9 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
10 APPROVE ELEVEN AFFILIATION AGREEMENTS Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
MERCURY NZ LTD Agenda Number: 713057203
--------------------------------------------------------------------------------------------------------------------------
Security: Q5971Q108
Meeting Type: AGM
Meeting Date: 24-Sep-2020
Ticker:
ISIN: NZMRPE0001S2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ELECT HANNAH HAMLING AS A DIRECTOR Mgmt For For
2 TO RE-ELECT ANDY LARK AS A DIRECTOR Mgmt For For
3 TO RE-ELECT SCOTT ST JOHN AS A DIRECTOR Mgmt For For
4 TO RE-ELECT PATRICK STRANGE AS A DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MERIDIAN ENERGY LTD Agenda Number: 713068535
--------------------------------------------------------------------------------------------------------------------------
Security: Q5997E121
Meeting Type: AGM
Meeting Date: 01-Oct-2020
Ticker:
ISIN: NZMELE0002S7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT MARK VERBIEST, WHO RETIRES BY ROTATION Mgmt For For
AND IS ELIGIBLE FOR RE-ELECTION, BE
RE-ELECTED AS A DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
MINEBEA MITSUMI INC. Agenda Number: 714243778
--------------------------------------------------------------------------------------------------------------------------
Security: J42884130
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3906000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kainuma, Yoshihisa Mgmt Against Against
2.2 Appoint a Director Moribe, Shigeru Mgmt Against Against
2.3 Appoint a Director Iwaya, Ryozo Mgmt Against Against
2.4 Appoint a Director None, Shigeru Mgmt Against Against
2.5 Appoint a Director Kagami, Michiya Mgmt Against Against
2.6 Appoint a Director Yoshida, Katsuhiko Mgmt Against Against
2.7 Appoint a Director Aso, Hiroshi Mgmt Against Against
2.8 Appoint a Director Murakami, Koshi Mgmt For For
2.9 Appoint a Director Matsumura, Atsuko Mgmt For For
2.10 Appoint a Director Haga, Yuko Mgmt For For
2.11 Appoint a Director Katase, Hirofumi Mgmt For For
2.12 Appoint a Director Matsuoka, Takashi Mgmt For For
3 Approve Details of the Compensation to be Mgmt For For
received by Outside Directors
--------------------------------------------------------------------------------------------------------------------------
MISUMI GROUP INC. Agenda Number: 714212735
--------------------------------------------------------------------------------------------------------------------------
Security: J43293109
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3885400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nishimoto, Kosuke Mgmt Against Against
2.2 Appoint a Director Ono, Ryusei Mgmt Against Against
2.3 Appoint a Director Otokozawa, Ichiro Mgmt Against Against
2.4 Appoint a Director Sato, Toshinari Mgmt Against Against
2.5 Appoint a Director Kanatani, Tomoki Mgmt Against Against
2.6 Appoint a Director Shimizu, Shigetaka Mgmt Against Against
2.7 Appoint a Director Nakano, Yoichi Mgmt For For
2.8 Appoint a Director Shimizu, Arata Mgmt For For
2.9 Appoint a Director Suseki, Tomoharu Mgmt For For
3.1 Appoint a Corporate Auditor Nozue, Juichi Mgmt For For
3.2 Appoint a Corporate Auditor Aono, Nanako Mgmt For For
4 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock-Linked Compensation Type
Stock Options for Directors (Excluding
Outside Directors) for Retirement Allowance
5 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock-Linked Compensation Type
Stock Options for Directors (Excluding
Outside Directors)
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI CHEMICAL HOLDINGS CORPORATION Agenda Number: 714226493
--------------------------------------------------------------------------------------------------------------------------
Security: J44046100
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3897700005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kobayashi, Yoshimitsu Mgmt Against Against
1.2 Appoint a Director Jean-Marc Gilson Mgmt Against Against
1.3 Appoint a Director Date, Hidefumi Mgmt Against Against
1.4 Appoint a Director Fujiwara, Ken Mgmt Against Against
1.5 Appoint a Director Glenn H. Fredrickson Mgmt Against Against
1.6 Appoint a Director Kobayashi, Shigeru Mgmt Against Against
1.7 Appoint a Director Katayama, Hiroshi Mgmt Against Against
1.8 Appoint a Director Hashimoto, Takayuki Mgmt For For
1.9 Appoint a Director Hodo, Chikatomo Mgmt For For
1.10 Appoint a Director Kikuchi, Kiyomi Mgmt For For
1.11 Appoint a Director Yamada, Tatsumi Mgmt For For
1.12 Appoint a Director Masai, Takako Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI CORPORATION Agenda Number: 714204132
--------------------------------------------------------------------------------------------------------------------------
Security: J43830116
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3898400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kobayashi, Ken Mgmt Against Against
2.2 Appoint a Director Kakiuchi, Takehiko Mgmt Against Against
2.3 Appoint a Director Masu, Kazuyuki Mgmt Against Against
2.4 Appoint a Director Murakoshi, Akira Mgmt Against Against
2.5 Appoint a Director Hirai, Yasuteru Mgmt Against Against
2.6 Appoint a Director Kashiwagi, Yutaka Mgmt Against Against
2.7 Appoint a Director Nishiyama, Akihiko Mgmt For For
2.8 Appoint a Director Saiki, Akitaka Mgmt For For
2.9 Appoint a Director Tatsuoka, Tsuneyoshi Mgmt For For
2.10 Appoint a Director Miyanaga, Shunichi Mgmt Against Against
2.11 Appoint a Director Akiyama, Sakie Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI ELECTRIC CORPORATION Agenda Number: 714265041
--------------------------------------------------------------------------------------------------------------------------
Security: J43873116
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3902400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Sakuyama, Masaki Mgmt Against Against
1.2 Appoint a Director Sugiyama, Takeshi Mgmt Against Against
1.3 Appoint a Director Sagawa, Masahiko Mgmt Against Against
1.4 Appoint a Director Kawagoishi, Tadashi Mgmt Against Against
1.5 Appoint a Director Sakamoto, Takashi Mgmt Against Against
1.6 Appoint a Director Uruma, Kei Mgmt Against Against
1.7 Appoint a Director Masuda, Kuniaki Mgmt Against Against
1.8 Appoint a Director Yabunaka, Mitoji Mgmt For For
1.9 Appoint a Director Obayashi, Hiroshi Mgmt For For
1.10 Appoint a Director Watanabe, Kazunori Mgmt For For
1.11 Appoint a Director Koide, Hiroko Mgmt For For
1.12 Appoint a Director Oyamada, Takashi Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI ESTATE COMPANY,LIMITED Agenda Number: 714250595
--------------------------------------------------------------------------------------------------------------------------
Security: J43916113
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3899600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sugiyama, Hirotaka Mgmt Against Against
2.2 Appoint a Director Yoshida, Junichi Mgmt Against Against
2.3 Appoint a Director Tanisawa, Junichi Mgmt Against Against
2.4 Appoint a Director Arimori, Tetsuji Mgmt Against Against
2.5 Appoint a Director Katayama, Hiroshi Mgmt Against Against
2.6 Appoint a Director Kubo, Hitoshi Mgmt Against Against
2.7 Appoint a Director Kato, Jo Mgmt Against Against
2.8 Appoint a Director Nishigai, Noboru Mgmt Against Against
2.9 Appoint a Director Okamoto, Tsuyoshi Mgmt For For
2.10 Appoint a Director Ebihara, Shin Mgmt For For
2.11 Appoint a Director Narukawa, Tetsuo Mgmt For For
2.12 Appoint a Director Shirakawa, Masaaki Mgmt For For
2.13 Appoint a Director Nagase, Shin Mgmt For For
2.14 Appoint a Director Egami, Setsuko Mgmt For For
2.15 Appoint a Director Taka, Iwao Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI HEAVY INDUSTRIES,LTD. Agenda Number: 714242586
--------------------------------------------------------------------------------------------------------------------------
Security: J44002178
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3900000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Amend the Articles Mgmt For For
Related to Substitute Directors who are
Audit and Supervisory Committee Members
3.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Miyanaga,
Shunichi
3.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Izumisawa,
Seiji
3.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kozawa, Hisato
3.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kaguchi,
Hitoshi
3.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shinohara,
Naoyuki
3.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kobayashi, Ken
3.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hirano,
Nobuyuki
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Tokunaga,
Setsuo
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Unoura, Hiroo
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Morikawa,
Noriko
4.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Ii, Masako
5 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Oka,
Nobuhiro
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP,INC. Agenda Number: 714265281
--------------------------------------------------------------------------------------------------------------------------
Security: J44497105
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3902900004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Fujii, Mariko Mgmt For For
2.2 Appoint a Director Honda, Keiko Mgmt For For
2.3 Appoint a Director Kato, Kaoru Mgmt For For
2.4 Appoint a Director Kuwabara, Satoko Mgmt For For
2.5 Appoint a Director Toby S. Myerson Mgmt For For
2.6 Appoint a Director Nomoto, Hirofumi Mgmt For For
2.7 Appoint a Director Shingai, Yasushi Mgmt For For
2.8 Appoint a Director Tsuji, Koichi Mgmt For For
2.9 Appoint a Director Tarisa Watanagase Mgmt For For
2.10 Appoint a Director Ogura, Ritsuo Mgmt For For
2.11 Appoint a Director Miyanaga, Kenichi Mgmt For For
2.12 Appoint a Director Mike, Kanetsugu Mgmt For For
2.13 Appoint a Director Araki, Saburo Mgmt For For
2.14 Appoint a Director Nagashima, Iwao Mgmt For For
2.15 Appoint a Director Hanzawa, Junichi Mgmt For For
2.16 Appoint a Director Kamezawa, Hironori Mgmt For For
3 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Disclosure of a plan
outlining the company's business strategy
to align its financing and investments with
the goals of the Paris Agreement)
4 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation (Early Submission of
Securities Reports)
5 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Prohibition of Parental
Child Abduction)
6 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Prohibition of Financing and
Other Inappropriate or Irregular
Transactions with Antisocial Forces or the
Parties that Provide Benefit Thereto)
7 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of a Helpline
for Whistle-Blowers)
8 Shareholder Proposal: Appoint a Director Shr Against For
Ino, Tatsuki
--------------------------------------------------------------------------------------------------------------------------
MITSUI & CO.,LTD. Agenda Number: 714176864
--------------------------------------------------------------------------------------------------------------------------
Security: J44690139
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3893600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Yasunaga, Tatsuo Mgmt Against Against
2.2 Appoint a Director Hori, Kenichi Mgmt Against Against
2.3 Appoint a Director Uchida, Takakazu Mgmt Against Against
2.4 Appoint a Director Fujiwara, Hirotatsu Mgmt Against Against
2.5 Appoint a Director Omachi, Shinichiro Mgmt Against Against
2.6 Appoint a Director Kometani, Yoshio Mgmt Against Against
2.7 Appoint a Director Yoshikawa, Miki Mgmt Against Against
2.8 Appoint a Director Uno, Motoaki Mgmt Against Against
2.9 Appoint a Director Takemasu, Yoshiaki Mgmt Against Against
2.10 Appoint a Director Kobayashi, Izumi Mgmt For For
2.11 Appoint a Director Jenifer Rogers Mgmt For For
2.12 Appoint a Director Samuel Walsh Mgmt For For
2.13 Appoint a Director Uchiyamada, Takeshi Mgmt For For
2.14 Appoint a Director Egawa, Masako Mgmt For For
3 Appoint a Corporate Auditor Mori, Kimitaka Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUI FUDOSAN CO.,LTD. Agenda Number: 714204461
--------------------------------------------------------------------------------------------------------------------------
Security: J4509L101
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3893200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Iwasa, Hiromichi Mgmt Against Against
2.2 Appoint a Director Komoda, Masanobu Mgmt Against Against
2.3 Appoint a Director Kitahara, Yoshikazu Mgmt Against Against
2.4 Appoint a Director Fujibayashi, Kiyotaka Mgmt Against Against
2.5 Appoint a Director Onozawa, Yasuo Mgmt Against Against
2.6 Appoint a Director Yamamoto, Takashi Mgmt Against Against
2.7 Appoint a Director Ueda, Takashi Mgmt Against Against
2.8 Appoint a Director Hamamoto, Wataru Mgmt Against Against
2.9 Appoint a Director Nogimori, Masafumi Mgmt For For
2.10 Appoint a Director Nakayama, Tsunehiro Mgmt For For
2.11 Appoint a Director Ito, Shinichiro Mgmt For For
2.12 Appoint a Director Kawai, Eriko Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MIZRAHI TEFAHOT BANK LTD, RAMAT GAN Agenda Number: 713104216
--------------------------------------------------------------------------------------------------------------------------
Security: M7031A135
Meeting Type: EGM
Meeting Date: 15-Oct-2020
Ticker:
ISIN: IL0006954379
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 AMENDMENT OF ARTICLES 142 AND 144 OF BANK Mgmt For For
ARTICLES
2 APPROVAL OF BANK'S AMENDED EXCULPATION Mgmt For For
INSTRUMENT AND INDEMNIFICATION UNDERTAKING
3 APPROVAL OF THE SERVICE AND EMPLOYMENT Mgmt For For
CONDITIONS OF MR. MOSHE LARRY, DESIGNATED
BANK CEO AS OF SEPTEMBER 16TH 2020
--------------------------------------------------------------------------------------------------------------------------
MIZRAHI TEFAHOT BANK LTD, RAMAT GAN Agenda Number: 713421547
--------------------------------------------------------------------------------------------------------------------------
Security: M7031A135
Meeting Type: OGM
Meeting Date: 24-Dec-2020
Ticker:
ISIN: IL0006954379
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DEBATE OF BANK FINANCIAL STATEMENTS AND Non-Voting
BOARD REPORT FOR THE YEAR ENDED DECEMBER
31ST 2019
2 REAPPOINTMENT OF THE BRIGHTMAN ALMAGOR Mgmt For For
ZOHAR AND CO. CPA FIRM AS BANK AUDITING
ACCOUNTANT AND REPORT OF ITS COMPENSATION
FOR 2019
3 AMENDMENT OF ARTICLES 89.1 AND 92 OF BANK Mgmt For For
ARTICLES REGARDING (NON-EXTERNAL)
DIRECTORS' TERM OF SERVICE
4 REAPPOINTMENT OF MR. JOAV-ASHER NACHSHON AS Mgmt For For
BANK DIRECTOR
5 APPOINTMENT OF MS. ESTERI GILAZ-RAN AS AN Mgmt For For
EXTERNAL DIRECTOR
6 UPDATE OF THE OFFICERS' REMUNERATION POLICY Mgmt For For
REGARDING THEIR LIABILITY INSURANCE
--------------------------------------------------------------------------------------------------------------------------
MIZUHO FINANCIAL GROUP,INC. Agenda Number: 714218509
--------------------------------------------------------------------------------------------------------------------------
Security: J4599L102
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3885780001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Sakai, Tatsufumi Mgmt Against Against
1.2 Appoint a Director Imai, Seiji Mgmt Against Against
1.3 Appoint a Director Umemiya, Makoto Mgmt Against Against
1.4 Appoint a Director Wakabayashi, Motonori Mgmt Against Against
1.5 Appoint a Director Kaminoyama, Nobuhiro Mgmt Against Against
1.6 Appoint a Director Sato, Yasuhiro Mgmt Against Against
1.7 Appoint a Director Hirama, Hisaaki Mgmt Against Against
1.8 Appoint a Director Kainaka, Tatsuo Mgmt For For
1.9 Appoint a Director Kobayashi, Yoshimitsu Mgmt For For
1.10 Appoint a Director Sato, Ryoji Mgmt For For
1.11 Appoint a Director Tsukioka, Takashi Mgmt For For
1.12 Appoint a Director Yamamoto, Masami Mgmt For For
1.13 Appoint a Director Kobayashi, Izumi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MONOTARO CO.,LTD. Agenda Number: 713658625
--------------------------------------------------------------------------------------------------------------------------
Security: J46583100
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3922950005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Seto, Kinya Mgmt For For
2.2 Appoint a Director Suzuki, Masaya Mgmt For For
2.3 Appoint a Director Kitamura, Haruo Mgmt For For
2.4 Appoint a Director Kishida, Masahiro Mgmt For For
2.5 Appoint a Director Ise, Tomoko Mgmt For For
2.6 Appoint a Director Sagiya, Mari Mgmt For For
2.7 Appoint a Director Barry Greenhouse Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MOWI ASA Agenda Number: 714198961
--------------------------------------------------------------------------------------------------------------------------
Security: R4S04H101
Meeting Type: AGM
Meeting Date: 09-Jun-2021
Ticker:
ISIN: NO0003054108
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF A CHAIRPERSON AND A PERSON TO Mgmt For For
COUNTERSIGN THE MINUTES TOGETHER WITH THE
CHAIRPERSON
2 APPROVAL OF THE NOTICE AND THE PROPOSED Mgmt For For
AGENDA
3 BRIEFING OF THE BUSINESS Non-Voting
4 APPROVAL OF THE FINANCIAL STATEMENTS AND Mgmt For For
THE BOARD OF DIRECTORS REPORT FOR 2020 FOR
MOWI ASA AND THE MOWI GROUP, INCLUDING
ALLOCATION OF THE RESULT OF THE YEAR
5 THE BOARD OF DIRECTORS STATEMENT REGARDING Mgmt For For
CORPORATE GOVERNANCE
6 APPROVAL OF THE BOARD OF DIRECTORS Mgmt For For
GUIDELINES FOR REMUNERATION OF LEADING
PERSONNEL
7 APPROVAL OF ALLOCATION OF OPTIONS TO SENIOR Mgmt For For
MANAGEMENT
8 DETERMINATION OF THE REMUNERATION OF THE Mgmt For For
BOARD MEMBERS
9 DETERMINATION OF THE REMUNERATION OF THE Mgmt For For
MEMBERS OF THE NOMINATION COMMITTEE
10 DETERMINATION OF THE REMUNERATION OF THE Mgmt For For
COMPANY'S AUDITOR FOR 2020
11.A ELECTION OF NEW BOARD MEMBER: OLEEIRIK Mgmt Against Against
LEROY, BOARDMEMBER AND CHAIRPERSON
11.B ELECTION OF NEW BOARD MEMBER: KRISTIAN Mgmt Against Against
MELHUUS, BOARD MEMBER AND DEPUTY
CHAIRPERSON
11.C ELECTION OF NEW BOARD MEMBER: LISBET K. Mgmt For For
NAERO BOARD MEMBER
11.D ELECTION OF NEW BOARD MEMBER: NICHOLAYS Mgmt For For
GHEYSENS BOARD MEMBER
11.E ELECTION OF KATHRINE FREDRIKSEN AS A Mgmt For For
PERSONAL DEPUTY BOARD MEMBER FOR CECILIE
FREDRIKSEN
12.A ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: MERETE HAUGLI
12.B ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: ANN KRISTIN BRAUTASET
13 AUTHORISATION TO THE BOARD TO DISTRIBUTE Mgmt For For
DIVIDENDS
14 AUTHORISATION TO THE BOARD TO PURCHASE THE Mgmt For For
COMPANY'S OWN SHARES
15.A AUTHORISATION THE BOARD TO ISSUE NEW SHARES Mgmt For For
15.B AUTHORISATION TO THE BOARD TO TAKE UP Mgmt For For
CONVERTIBLE LOANS
CMMT 21 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 21 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
MS&AD INSURANCE GROUP HOLDINGS,INC. Agenda Number: 714204447
--------------------------------------------------------------------------------------------------------------------------
Security: J4687C105
Meeting Type: AGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: JP3890310000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Karasawa, Yasuyoshi Mgmt Against Against
2.2 Appoint a Director Kanasugi, Yasuzo Mgmt Against Against
2.3 Appoint a Director Hara, Noriyuki Mgmt Against Against
2.4 Appoint a Director Higuchi, Tetsuji Mgmt Against Against
2.5 Appoint a Director Fukuda, Masahito Mgmt Against Against
2.6 Appoint a Director Endo, Takaoki Mgmt Against Against
2.7 Appoint a Director Bando, Mariko Mgmt For For
2.8 Appoint a Director Arima, Akira Mgmt For For
2.9 Appoint a Director Tobimatsu, Junichi Mgmt For For
2.10 Appoint a Director Rochelle Kopp Mgmt For For
3.1 Appoint a Corporate Auditor Suto, Atsuko Mgmt Against Against
3.2 Appoint a Corporate Auditor Uemura, Kyoko Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
Meguro, Kozo
5 Approve Provision of Condolence Allowance Mgmt For For
for a Deceased Director
--------------------------------------------------------------------------------------------------------------------------
MTR CORP LTD Agenda Number: 713931788
--------------------------------------------------------------------------------------------------------------------------
Security: Y6146T101
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: HK0066009694
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0415/2021041500525.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0415/2021041500491.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE THE AUDITED STATEMENT OF Mgmt For For
ACCOUNTS AND THE REPORTS OF THE DIRECTORS
AND THE AUDITORS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2020
3.A TO RE-ELECT DR EDDY FONG CHING AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS OF THE COMPANY
3.B TO RE-ELECT MS ROSE LEE WAI-MUN AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS OF THE COMPANY
3.C TO RE-ELECT MR BENJAMIN TANG KWOK-BUN AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY
3.D TO ELECT MR CHRISTOPHER HUI CHING-YU AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY
4 TO ELECT MR HUI SIU-WAI AS A NEW MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS OF THE COMPANY
5 TO ELECT MR ADRIAN WONG KOON-MAN AS A NEW Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY
6 TO RE-APPOINT KPMG AS AUDITORS OF THE Mgmt For For
COMPANY AND AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO DETERMINE THEIR
REMUNERATION
7 SPECIAL BUSINESS: TO GRANT A GENERAL Mgmt For For
MANDATE TO THE BOARD OF DIRECTORS OF THE
COMPANY TO ALLOT, ISSUE, GRANT, DISTRIBUTE
AND OTHERWISE DEAL WITH ADDITIONAL SHARES
IN THE COMPANY, NOT EXCEEDING TEN PER CENT.
OF THE AGGREGATE NUMBER OF THE SHARES IN
ISSUE AS AT THE DATE OF PASSING OF THIS
RESOLUTION
8 SPECIAL BUSINESS: TO GRANT A GENERAL Mgmt For For
MANDATE TO THE BOARD OF DIRECTORS OF THE
COMPANY TO BUY BACK SHARES IN THE COMPANY,
NOT EXCEEDING TEN PER CENT. OF THE
AGGREGATE NUMBER OF THE SHARES IN ISSUE AS
AT THE DATE OF PASSING OF THIS RESOLUTION
9 SPECIAL BUSINESS: TO APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY AND THE ADOPTION OF THE NEW
ARTICLES OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG Agenda Number: 713725022
--------------------------------------------------------------------------------------------------------------------------
Security: D55535104
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: DE0008430026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 532383 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 9.80 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 ELECT CARINNE KNOCHE-BROUILLON TO THE Mgmt For For
SUPERVISORY BOARD
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE CREATION OF EUR 117.5 MILLION POOL Mgmt For For
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
9.1 APPROVE AFFILIATION AGREEMENT WITH MR Mgmt For For
BETEILIGUNGEN 20. GMBH
9.2 APPROVE AFFILIATION AGREEMENT WITH MR Mgmt For For
BETEILIGUNGEN 21. GMBH
9.3 APPROVE AFFILIATION AGREEMENT WITH MR Mgmt For For
BETEILIGUNGEN 22. GMBH
CMMT 07 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM OGM TO AGM AND ADDITION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES TO MID 536912, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
MURATA MANUFACTURING CO.,LTD. Agenda Number: 714243855
--------------------------------------------------------------------------------------------------------------------------
Security: J46840104
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3914400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Murata, Tsuneo
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nakajima,
Norio
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Iwatsubo,
Hiroshi
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ishitani,
Masahiro
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Miyamoto,
Ryuji
2.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Minamide,
Masanori
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shigematsu,
Takashi
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yasuda, Yuko
3 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Directors who are Audit and
Supervisory Committee Members and Outside
Directors)
--------------------------------------------------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LTD Agenda Number: 713401545
--------------------------------------------------------------------------------------------------------------------------
Security: Q65336119
Meeting Type: AGM
Meeting Date: 18-Dec-2020
Ticker:
ISIN: AU000000NAB4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 FINANCIAL REPORT, DIRECTORS' REPORT AND Non-Voting
AUDITOR'S REPORT
2.A TO RE-ELECT MR DAVID ARMSTRONG AS A Mgmt For For
DIRECTOR FOLLOWING HIS RETIREMENT IN
ACCORDANCE WITH THE COMPANY'S CONSTITUTION
2.B TO RE-ELECT MR PEEYUSH GUPTA AS A DIRECTOR Mgmt For For
FOLLOWING HIS RETIREMENT IN ACCORDANCE WITH
THE COMPANY'S CONSTITUTION
2.C TO RE-ELECT MS ANN SHERRY AS A DIRECTOR Mgmt For For
FOLLOWING HER RETIREMENT IN ACCORDANCE WITH
THE COMPANY'S CONSTITUTION
2.D TO ELECT MR SIMON MCKEON AS A DIRECTOR Mgmt For For
FOLLOWING HIS RETIREMENT IN ACCORDANCE WITH
THE COMPANY'S CONSTITUTION
3 TO ADOPT THE COMPANY'S REMUNERATION REPORT Mgmt For For
FOR THE FINANCIAL YEAR ENDED 30 SEPTEMBER
2020
4 PERFORMANCE RIGHTS - GROUP CHIEF EXECUTIVE Mgmt For For
OFFICE: MR ROSS MCEWAN
5 SELECTIVE BUY-BACK OF 20 MILLION PREFERENCE Mgmt For For
SHARES ASSOCIATED WITH THE NATIONAL INCOME
SECURITIES (NIS BUY-BACK SCHEME)
6.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: REQUISITIONED
RESOLUTIONS PROMOTED BY MARKET FORCES: TO
CONSIDER THE FOLLOWING RESOLUTION AS A
SPECIAL RESOLUTION: AMENDMENT TO THE
CONSTITUTION INSERT INTO THE CONSTITUTION
IN CLAUSE 8 'GENERAL MEETINGS' THE
FOLLOWING NEW SUB-CLAUSE 8.3A 'ADVISORY
RESOLUTIONS': "THE COMPANY IN GENERAL
MEETING MAY BY ORDINARY RESOLUTION EXPRESS
AN OPINION OR REQUEST INFORMATION ABOUT THE
WAY IN WHICH A POWER OF THE COMPANY
PARTIALLY OR EXCLUSIVELY VESTED IN THE
DIRECTORS HAS BEEN OR SHOULD BE EXERCISED.
SUCH A RESOLUTION MUST RELATE TO A MATERIAL
RISK IDENTIFIED BY THE DIRECTORS OR THE
COMPANY AND CANNOT ADVOCATE ACTION THAT
WOULD VIOLATE ANY LAW OR RELATE TO ANY
PERSONAL CLAIM OR GRIEVANCE. SUCH A
RESOLUTION IS ADVISORY ONLY AND DOES NOT
BIND THE DIRECTORS OR THE COMPANY." A
SPECIAL RESOLUTION REQUIRES APPROVAL BY AT
LEAST 75% OF ELIGIBLE VOTES CAST ON THE
RESOLUTION
6.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: REQUISITIONED
RESOLUTIONS PROMOTED BY MARKET FORCES: B)
TO CONSIDER THE FOLLOWING RESOLUTION AS AN
ORDINARY RESOLUTION: TRANSITION PLANNING
DISCLOSURE SHAREHOLDERS REQUEST THE COMPANY
DISCLOSE, IN SUBSEQUENT ANNUAL REPORTING,
STRATEGIES AND TARGETS TO REDUCE EXPOSURE
TO FOSSIL FUEL (OIL, GAS, COAL) ASSETS IN
LINE WITH THE CLIMATE GOALS OF THE PARIS
AGREEMENT, INCLUDING THE ELIMINATION OF
EXPOSURE TO THERMAL COAL IN OECD COUNTRIES
BY NO LATER THAN 2030. THIS RESOLUTION WILL
ONLY BE PUT TO THE MEETING IF THE
RESOLUTION IN ITEM 6(A) IS PASSED AS A
SPECIAL RESOLUTION
CMMT 11 DEC 2020: PLEAE NOTE THAT IF YOU ARE A Non-Voting
HOLDER OF ORDINARY SHARES ONLY, THE VALID
VOTE OPTIONS FOR ALL AGENDA ITEMS ARE FOR,
AGAINST OR ABSTAIN. IF YOU ARE A HOLDER OF
ORDINARY SHARES AND NIS, THE VALID VOTE
OPTIONS FOR RESOLUTION 5 ARE AGAINST OR
ABSTAIN. IF YOU ARE A HOLDER OF NIS ONLY,
YOU MAY VOTE ON RESOLUTION 5 ONLY WITH
VALID VOTE OPTIONS OF AGAINST OR ABSTAIN.
THANK YOU
CMMT 11 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NATIONAL BANK OF CANADA Agenda Number: 713662686
--------------------------------------------------------------------------------------------------------------------------
Security: 633067103
Meeting Type: AGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: CA6330671034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 2 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.01
TO 1.16 AND 3. THANK YOU
1.01 ELECTION OF DIRECTOR: MARYSE BERTRAND Mgmt For For
1.02 ELECTION OF DIRECTOR: PIERRE BLOUIN Mgmt For For
1.03 ELECTION OF DIRECTOR: PIERRE BOIVIN Mgmt For For
1.04 ELECTION OF DIRECTOR: MANON BROUILLETTE Mgmt For For
1.05 ELECTION OF DIRECTOR: YVON CHAREST Mgmt For For
1.06 ELECTION OF DIRECTOR: PATRICIA Mgmt For For
CURADEAU-GROU
1.07 ELECTION OF DIRECTOR: LAURENT FERREIRA Mgmt For For
1.08 ELECTION OF DIRECTOR: JEAN HOUDE Mgmt For For
1.09 ELECTION OF DIRECTOR: KAREN KINSLEY Mgmt For For
1.10 ELECTION OF DIRECTOR: REBECCA MCKILLICAN Mgmt For For
1.11 ELECTION OF DIRECTOR: ROBERT PAR Mgmt For For
1.12 ELECTION OF DIRECTOR: LINO A. SAPUTO Mgmt For For
1.13 ELECTION OF DIRECTOR: ANDREE SAVOIE Mgmt For For
1.14 ELECTION OF DIRECTOR: MACKY TALL Mgmt For For
1.15 ELECTION OF DIRECTOR: PIERRE THABET Mgmt For For
1.16 ELECTION OF DIRECTOR: LOUIS VACHON Mgmt For For
2 ADVISORY RESOLUTION TO ACCEPT THE APPROACH Mgmt For For
TAKEN BY THE BANK'S BOARD OF DIRECTORS WITH
RESPECT TO EXECUTIVE COMPENSATION
3 APPOINTMENT OF DELOITTE LLP AS INDEPENDENT Mgmt For For
AUDITOR
4 REPLENISHMENT OF THE NUMBER OF COMMON Mgmt For For
SHARES RESERVED FOR THE BANK'S STOCK OPTION
PLAN
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC Agenda Number: 935382135
--------------------------------------------------------------------------------------------------------------------------
Security: 636274409
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: NGG
ISIN: US6362744095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the acquisition of PPL WPD Mgmt For For
Investments Limited.
2. To approve an increased borrowing limit. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NATURGY ENERGY GROUP SA Agenda Number: 713590291
--------------------------------------------------------------------------------------------------------------------------
Security: E7S90S109
Meeting Type: OGM
Meeting Date: 09-Mar-2021
Ticker:
ISIN: ES0116870314
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 10 MAR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 APPROVAL OF INDIVIDUAL ANNUAL ACCOUNTS AND Mgmt For For
MANAGEMENT REPORT
2 APPROVAL OF CONSOLIDATED ANNUAL ACCOUNTS Mgmt For For
AND MANAGEMENT REPORT
3 APPROVAL OF THE NON FINANCIAL CONSOLIDATED Mgmt For For
REPORT
4 ALLOCATION OF RESULTS Mgmt For For
5 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt For For
DIRECTORS
6 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt Against Against
DIRECTORS 2021,2022 AND 2023
7 CONSULTIVE VOTE REGARDING THE ANNUAL Mgmt Against Against
REMUNERATION REPORT OF THE BOARD OF
DIRECTORS
8 APPOINTMENT OF AUDITORS: KPMG AUDITORES Mgmt For For
9 INFORMATION ABOUT THE AMENDMENTS OF THE Non-Voting
REGULATION OF THE BOARD OF DIRECTORS
10 DELEGATION OF POWERS TO IMPLEMENT Mgmt For For
AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE
GENERAL MEETING
CMMT 11 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 11 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
--------------------------------------------------------------------------------------------------------------------------
NATWEST GROUP PLC Agenda Number: 713722759
--------------------------------------------------------------------------------------------------------------------------
Security: G6422B105
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: GB00B7T77214
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND Mgmt For For
4 RE-ELECT HOWARD DAVIES AS DIRECTOR Mgmt For For
5 RE-ELECT ALISON ROSE-SLADE AS DIRECTOR Mgmt For For
6 RE-ELECT KATIE MURRAY AS DIRECTOR Mgmt For For
7 RE-ELECT FRANK DANGEARD AS DIRECTOR Mgmt For For
8 RE-ELECT PATRICK FLYNN AS DIRECTOR Mgmt For For
9 RE-ELECT MORTEN FRIIS AS DIRECTOR Mgmt For For
10 RE-ELECT ROBERT GILLESPIE AS DIRECTOR Mgmt For For
11 RE-ELECT YASMIN JETHA AS DIRECTOR Mgmt For For
12 RE-ELECT MIKE ROGERS AS DIRECTOR Mgmt For For
13 RE-ELECT MARK SELIGMAN AS DIRECTOR Mgmt For For
14 RE-ELECT LENA WILSON AS DIRECTOR Mgmt For For
15 REAPPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For
16 AUTHORISE THE GROUP AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
17 AUTHORISE ISSUE OF EQUITY Mgmt For For
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
19 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
20 AUTHORISE ISSUE OF EQUITY IN CONNECTION Mgmt For For
WITH EQUITY CONVERTIBLE NOTES
21 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH
EQUITY CONVERTIBLE NOTES
22 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
23 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
24 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
25 AUTHORISE OFF-MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
26 AUTHORISE OFF-MARKET PURCHASE OF PREFERENCE Mgmt For For
SHARES
27 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
28 AUTHORISE BOARD TO OFFER SCRIP DIVIDEND Mgmt For For
CMMT 08 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO REMOVAL OF RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NEC CORPORATION Agenda Number: 714218256
--------------------------------------------------------------------------------------------------------------------------
Security: J48818207
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3733000008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Endo, Nobuhiro Mgmt Against Against
1.2 Appoint a Director Niino, Takashi Mgmt Against Against
1.3 Appoint a Director Morita, Takayuki Mgmt Against Against
1.4 Appoint a Director Ishiguro, Norihiko Mgmt Against Against
1.5 Appoint a Director Matsukura, Hajime Mgmt Against Against
1.6 Appoint a Director Nishihara, Motoo Mgmt Against Against
1.7 Appoint a Director Seto, Kaoru Mgmt Against Against
1.8 Appoint a Director Iki, Noriko Mgmt For For
1.9 Appoint a Director Ito, Masatoshi Mgmt For For
1.10 Appoint a Director Nakamura, Kuniharu Mgmt For For
1.11 Appoint a Director Ota, Jun Mgmt Against Against
1.12 Appoint a Director Christina Ahmadjian Mgmt For For
2 Appoint a Corporate Auditor Odake, Nobuhiro Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEL ASA Agenda Number: 713730326
--------------------------------------------------------------------------------------------------------------------------
Security: R4S21L127
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: NO0010081235
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING AND REGISTRATION OF Non-Voting
PARTICIPATING SHAREHOLDERS
2 ELECTION OF CHAIR OF THE MEETING AND A Mgmt For For
PERSON TO COSIGN THE MINUTES
3 APPROVAL OF NOTICE AND AGENDA Mgmt For For
4 APPROVAL OF THE ANNUAL ACCOUNTS AND THE Mgmt For For
BOARDS REPORT FOR THE FINANCIAL YEAR 2020
5 THE BOARD'S REPORT ON CORPORATE GOVERNANCE Non-Voting
6 REMUNERATION FOR THE MEMBERS OF THE BOARD Mgmt For For
7 REMUNERATION FOR THE MEMBERS OF THE Mgmt For For
NOMINATION COMMITTEE AND THE AUDIT
COMMITTEE
8 AUDITORS REMUNERATION Mgmt For For
9 GUIDELINES REGARDING DETERMINATION OF Mgmt For For
SALARY AND OTHER COMPENSATION TO EXECUTIVE
MANAGEMENT
10.1 AUTHORIZATION TO ISSUE SHARES IN CONNECTION Mgmt For For
WITH INCENTIVE PLANS FOR EMPLOYEES
10.2 AUTHORIZATION TO ISSUE SHARES FOR GENERAL Mgmt For For
CORPORATE PURPOSES
11.1 AUTHORIZATION TO ACQUIRE TREASURY SHARES IN Mgmt For For
CONNECTION WITH INCENTIVE PLANS FOR
EMPLOYEES
11.2 AUTHORIZATION TO ACQUIRE TREASURY SHARES Mgmt For For
FOR GENERAL CORPORATE PURPOSES
12.1 ELECTION OF MEMBER TO THE BOARD: OLE ENGER Mgmt For For
(CHAIR)
12.2 ELECTION OF MEMBER TO THE BOARD: HANNE Mgmt For For
BLUME
12.3 ELECTION OF MEMBER TO THE BOARD: CHARLOTTA Mgmt For For
FALVIN
12.4 ELECTION OF MEMBER TO THE BOARD: FINN Mgmt For For
JEBSEN
12.5 ELECTION OF MEMBER TO THE BOARD: BEATRIZ Mgmt For For
MALO DE MOLINA
12.6 ELECTION OF MEMBER TO THE BOARD: TOM ROTJER Mgmt For For
13.1 ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: FREDRIK THORESEN (CHAIR)
13.2 ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: LEIF ERIKSROD
13.3 ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: EIVIND SARS VEDDENG
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 30 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 30 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
NESTE CORPORATION Agenda Number: 713592396
--------------------------------------------------------------------------------------------------------------------------
Security: X5688A109
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: FI0009013296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF THE EXAMINERS OF THE MINUTES Non-Voting
AND THE SUPERVISORS FOR COUNTING VOTES
4 ESTABLISHING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
THE VOTING LIST
6 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
FOR 2020, INCLUDING ALSO THE CONSOLIDATED
FINANCIAL STATEMENTS, THE REVIEW BY THE
BOARD OF DIRECTORS, AND THE AUDITOR'S
REPORT
7 ADOPTION OF THE FINANCIAL STATEMENTS, Mgmt For For
INCLUDING ALSO THE ADOPTION OF THE
CONSOLIDATED FINANCIAL STATEMENTS
8 USE OF THE PROFIT SHOWN IN THE BALANCE Mgmt For For
SHEET AND DECIDING ON THE PAYMENT OF
DIVIDEND: THE BOARD OF DIRECTORS PROPOSES
TO THE AGM THAT A DIVIDEND OF EUR 0.80 PER
SHARE BE PAID ON THE BASIS OF THE APPROVED
BALANCE SHEET FOR 2020
9 DISCHARGING THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE PRESIDENT AND CEO FROM
LIABILITY
10 REMUNERATION REPORT Mgmt For For
CMMT PLEASE NOTE THAT RESOLUTIONS 11, 12 AND 13 Non-Voting
ARE PROPOSED BY NOMINATION BOARD AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THIS
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
11 DECIDING THE REMUNERATION OF THE MEMBERS OF Mgmt For
THE BOARD OF DIRECTORS
12 DECIDING THE NUMBER OF MEMBERS OF THE BOARD Mgmt For
OF DIRECTORS: NINE MEMBERS
13 ELECTION OF THE CHAIR, THE VICE CHAIR, AND Mgmt For
THE MEMBERS OF THE BOARD OF DIRECTORS:
REELECT MATTI KAHKONEN (CHAIR), SONAT
BURMAN OLSSON, NICK ELMSLIE, MARTINA FLOEL,
JEAN-BAPTISTE RENARD , JARI ROSENDAL,
JOHANNA SODERSTROM AND MARCO WIREN (VICE
CHAIR) AS DIRECTORS ELECT JOHN ABBOTT AS
NEW DIRECTOR
14 DECIDING THE REMUNERATION OF THE AUDITOR Mgmt For For
15 ELECTION OF THE AUDITOR: KPMG OY AB Mgmt For For
16 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE THE BUYBACK OF COMPANY SHARES
17 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
18 CLOSING OF THE MEETING Non-Voting
CMMT 10 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 10 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 935351938
--------------------------------------------------------------------------------------------------------------------------
Security: 641069406
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: NSRGY
ISIN: US6410694060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Approval of the Annual Review, the Mgmt For For
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2020.
1B Acceptance of the Compensation Report 2020 Mgmt For For
(advisory vote).
2 Discharge to the members of the Board of Mgmt For For
Directors and of the Management.
3 Appropriation of profit resulting from the Mgmt For For
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2020.
4AA Re-election of the member of the Board of Mgmt For For
Director: Paul Bulcke, as member and
Chairman
4AB Re-election of the member of the Board of Mgmt For For
Director: Ulf Mark Schneider
4AC Re-election of the member of the Board of Mgmt For For
Director: Henri de Castries
4AD Re-election of the member of the Board of Mgmt For For
Director: Renato Fassbind
4AE Re-election of the member of the Board of Mgmt For For
Director: Pablo Isla
4AF Re-election of the member of the Board of Mgmt For For
Director: Ann M. Veneman
4AG Re-election of the member of the Board of Mgmt For For
Director: Eva Cheng
4AH Re-election of the member of the Board of Mgmt For For
Director: Patrick Aebischer
4AI Re-election of the member of the Board of Mgmt Against Against
Director: Kasper Rorsted
4AJ Re-election of the member of the Board of Mgmt For For
Director: Kimberly A. Ross
4AK Re-election of the member of the Board of Mgmt For For
Director: Dick Boer
4AL Re-election of the member of the Board of Mgmt For For
Director: Dinesh Paliwal
4AM Re-election of the member of the Board of Mgmt For For
Director: Hanne Jimenez de Mora
4B Election to the Board of Director: Lindiwe Mgmt For For
Majele Sibanda
4CA Election of the member of the Compensation Mgmt For For
Committee: Pablo Isla
4CB Election of the member of the Compensation Mgmt For For
Committee: Patrick Aebischer
4CC Election of the member of the Compensation Mgmt For For
Committee: Dick Boer
4CD Election of the member of the Compensation Mgmt Against Against
Committee: Kasper Rorsted
4D Election of the statutory auditors Ernst & Mgmt For For
Young Ltd: Lausanne branch.
4E Election of the Independent Representative Mgmt For For
Hartmann Dreyer, Attorneys-at-law.
5A Approval of the compensation of the Board Mgmt For For
of Directors.
5B Approval of the compensation of the Mgmt For For
Executive Board.
6 Capital reduction (by cancellation of Mgmt For For
shares).
7 Support of Nestle's Climate Roadmap Mgmt Abstain Against
(advisory vote).
8 In the event of any yet unknown new or Shr Abstain Against
modified proposal by a shareholder during
the General Meeting, I instruct the
Independent Representative to vote as
follows.
--------------------------------------------------------------------------------------------------------------------------
NEWCREST MINING LTD Agenda Number: 713165137
--------------------------------------------------------------------------------------------------------------------------
Security: Q6651B114
Meeting Type: AGM
Meeting Date: 11-Nov-2020
Ticker:
ISIN: AU000000NCM7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 06 OCT 2020: VOTING EXCLUSIONS APPLY TO Non-Voting
THIS MEETING FOR PROPOSALS 3.A, 3.B, 4 AND
VOTES CAST BY ANY INDIVIDUAL OR RELATED
PARTY WHO BENEFIT FROM THE PASSING OF THE
PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
(AS REFERRED IN THE COMPANY ANNOUNCEMENT)
VOTE ABSTAIN ON THE RELEVANT PROPOSAL
ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT
YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S. BY VOTING (FOR OR
AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S,
YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION
2.A ELECTION OF SALLY-ANNE LAYMAN AS A DIRECTOR Mgmt For For
2.B RE-ELECTION OF ROGER HIGGINS AS A DIRECTOR Mgmt For For
2.C RE-ELECTION OF GERARD BOND AS A DIRECTOR Mgmt For For
3.A GRANT OF PERFORMANCE RIGHTS TO MANAGING Mgmt For For
DIRECTOR AND CHIEF EXECUTIVE OFFICER
SANDEEP BISWAS
3.B GRANT OF PERFORMANCE RIGHTS TO FINANCE Mgmt For For
DIRECTOR AND CHIEF FINANCIAL OFFICER GERARD
BOND
4 ADOPTION OF THE REMUNERATION REPORT FOR THE Mgmt For For
YEAR ENDED 30 JUNE 2020 (ADVISORY ONLY)
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
5 RENEWAL OF PROPORTIONAL TAKEOVER BID Mgmt For For
PROVISIONS IN THE CONSTITUTION
6 AMENDMENT OF THE CONSTITUTION AS PROPOSED Mgmt For For
CMMT 06 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NEXON CO.,LTD. Agenda Number: 713663068
--------------------------------------------------------------------------------------------------------------------------
Security: J4914X104
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: JP3758190007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Owen Mahoney
1.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Uemura, Shiro
1.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Patrick
Soderlund
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kevin Mayer
2 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
3 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
4 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
5 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Employees, etc.
--------------------------------------------------------------------------------------------------------------------------
NIBE INDUSTRIER AB Agenda Number: 713408765
--------------------------------------------------------------------------------------------------------------------------
Security: W57113149
Meeting Type: EGM
Meeting Date: 16-Dec-2020
Ticker:
ISIN: SE0008321293
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 APPROVE AGENDA OF MEETING Non-Voting
5 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
6 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
7 APPROVE DIVIDENDS OF SEK 1.40 PER SHARE Mgmt For For
8 CLOSE MEETING Non-Voting
CMMT 25 NOV 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 07 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NIBE INDUSTRIER AB Agenda Number: 713870081
--------------------------------------------------------------------------------------------------------------------------
Security: W57113149
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: SE0008321293
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN AT THE MEETING Non-Voting
3 ESTABLISHMENT AND APPROVAL OF THE BALLOT Non-Voting
PAPER
4 APPROVAL OF THE BOARDS PROPOSED AGENDA Non-Voting
5 SELECTION OF ONE OR TWO ADJUSTERS Non-Voting
6 EXAMINATION OF WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
7 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITORS REPORT, THE CONSOLIDATED ACCOUNTS
AND THE CONSOLIDATED AUDITORS REPORT AS
WELL AS THE AUDITORS OPINION REGARDING THE
APPLICATION OF GUIDELINES DECIDED AT THE
2020 ANNUAL GENERAL MEETING FOR
REMUNERATION TO SENIOR EXECUTIVES
8.A DECIDE ON THE ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AS WELL AS THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
8.B DECIDE ON DISPOSITIONS REGARDING THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE APPROVED
BALANCE SHEET
8.C DECIDE ON DISCHARGE OF LIABILITY FOR BOARD Mgmt For For
MEMBERS AND THE CEO
9 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS AND DEPUTY BOARD MEMBERS TO BE
ELECTED BY THE MEETING: DETERMINE NUMBER OF
MEMBERS (6) AND DEPUTY MEMBERS (0) OF BOARD
10 DETERMINATION OF THE NUMBER OF AUDITORS AND Mgmt For For
DEPUTY AUDITORS, ALTERNATIVELY REGISTERED
AUDITING COMPANIES
11 DETERMINATION OF FEES TO THE MEMBERS OF THE Mgmt For For
BOARD AND THE AUDITORS
12 ELECTION OF BOARD MEMBERS, CHAIRMAN OF THE Mgmt Against Against
BOARD AND ANY DEPUTY BOARD MEMBERS: REELECT
GEORG BRUNSTAM, GERTERIC LINDQUIST, HANS
LINNARSON (CHAIR), ANDERS PALSSON, JENNY
SJODAHL AND JENNY LARSSON AS DIRECTORS
13 ELECTION OF AUDITORS AND ANY DEPUTY Mgmt For For
AUDITORS OR REGISTERED AUDITING COMPANIES:
RATIFY KPMG AS AUDITORS
14 RESOLUTION ON APPROVAL OF THE BOARDS Mgmt For For
REMUNERATION REPORT
15 RESOLUTION REGARDING THE BOARDS PROPOSAL TO Mgmt For For
AMEND THE ARTICLES OF ASSOCIATION AND
DIVISION OF SHARES (SHARE SPLIT)
16 RESOLUTION REGARDING THE BOARDS PROPOSAL TO Mgmt For For
AUTHORIZE THE BOARD TO DECIDE ON A NEW
ISSUE OF SHARES IN CONNECTION WITH COMPANY
ACQUISITIONS
17 RESOLUTION ON GUIDELINES FOR REMUNERATION Mgmt For For
AND OTHER TERMS OF EMPLOYMENT FOR SENIOR
EXECUTIVES
18 CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 19 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 19 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NICE LTD. Agenda Number: 935389418
--------------------------------------------------------------------------------------------------------------------------
Security: 653656108
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: NICE
ISIN: US6536561086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To Elect Non-executive Director to the Mgmt No vote
Board of the Company: David Kostman
1B. To Elect Non-executive Director to the Mgmt No vote
Board of the Company: Rimon Ben-Shaoul
1C. To Elect Non-executive Director to the Mgmt No vote
Board of the Company: Yehoshua (Shuki)
Ehrlich
1D. To Elect Non-executive Director to the Mgmt No vote
Board of the Company: Leo Apotheker
1E. To Elect Non-executive Director to the Mgmt No vote
Board of the Company: Joe Cowan
2. To Elect an outside Director to the Board Mgmt No vote
of the Company: Zehava Simon
2B. Regarding proposal 2, indicate whether you Mgmt No vote
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "For" = Yes or
"Against" = No.
3. To reapprove the Company's Compensation Mgmt No vote
Policy.
3A. Regarding proposal 3, indicate whether you Mgmt No vote
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "For" = Yes or
"Against" = No.
4. To approve CEO Equity Plan. Mgmt No vote
4A. Regarding proposal 4, indicate whether you Mgmt No vote
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "For" = Yes or
"Against" = No.
5. To re-appoint the Company's independent Mgmt No vote
auditors and to authorize the Board to set
their remuneration.
--------------------------------------------------------------------------------------------------------------------------
NIDEC CORPORATION Agenda Number: 714242548
--------------------------------------------------------------------------------------------------------------------------
Security: J52968104
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3734800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nagamori,
Shigenobu
1.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Seki, Jun
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sato, Teiichi
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shimizu, Osamu
2 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors (Excluding Directors who are
Audit and Supervisory Committee Members)
--------------------------------------------------------------------------------------------------------------------------
NIHON M&A CENTER INC. Agenda Number: 714295373
--------------------------------------------------------------------------------------------------------------------------
Security: J50883107
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3689050007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Absorption-Type Company Split Mgmt For For
Agreement
3 Amend Articles to: Change Official Company Mgmt For For
Name, Amend Business Lines, Approve Minor
Revisions
4.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Wakebayashi,
Yasuhiro
4.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Miyake, Suguru
4.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Naraki,
Takamaro
4.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Otsuki,
Masahiko
4.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Takeuchi,
Naoki
4.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Watanabe,
Tsuneo
4.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kumagai,
Hideyuki
4.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Mori, Tokihiko
4.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Anna Dingley
4.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takeuchi,
Minako
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
--------------------------------------------------------------------------------------------------------------------------
NIPPON BUILDING FUND INC. Agenda Number: 713609951
--------------------------------------------------------------------------------------------------------------------------
Security: J52088101
Meeting Type: EGM
Meeting Date: 09-Mar-2021
Ticker:
ISIN: JP3027670003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Appoint an Executive Director Nishiyama, Mgmt For For
Koichi
2.1 Appoint a Substitute Executive Director Mgmt For For
Tanabe, Yoshiyuki
2.2 Appoint a Substitute Executive Director Mgmt For For
Shibata, Morio
3.1 Appoint a Supervisory Director Sato, Mgmt For For
Motohiko
3.2 Appoint a Supervisory Director Okada, Mgmt For For
Masaki
3.3 Appoint a Supervisory Director Hayashi, Mgmt For For
Keiko
--------------------------------------------------------------------------------------------------------------------------
NIPPON PAINT HOLDINGS CO.,LTD. Agenda Number: 713633623
--------------------------------------------------------------------------------------------------------------------------
Security: J55053128
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3749400002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tanaka, Masaaki Mgmt For For
2.2 Appoint a Director Hup Jin Goh Mgmt For For
2.3 Appoint a Director Minami, Manabu Mgmt For For
2.4 Appoint a Director Hara, Hisashi Mgmt For For
2.5 Appoint a Director Tsutsui, Takashi Mgmt For For
2.6 Appoint a Director Morohoshi, Toshio Mgmt For For
2.7 Appoint a Director Nakamura, Masayoshi Mgmt For For
2.8 Appoint a Director Mitsuhashi, Masataka Mgmt For For
2.9 Appoint a Director Koezuka, Miharu Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NIPPON SANSO HOLDINGS CORPORATION Agenda Number: 714226481
--------------------------------------------------------------------------------------------------------------------------
Security: J5545N100
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3711600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Minor Revisions Mgmt For For
3.1 Appoint a Director Hamada, Toshihiko Mgmt For For
3.2 Appoint a Director Ichihara, Yujiro Mgmt For For
3.3 Appoint a Director Nagata, Kenji Mgmt For For
3.4 Appoint a Director Thomas Scott Kallman Mgmt For For
3.5 Appoint a Director Eduardo Gil Elejoste Mgmt For For
3.6 Appoint a Director Yamada, Akio Mgmt For For
3.7 Appoint a Director Katsumaru, Mitsuhiro Mgmt For For
3.8 Appoint a Director Hara, Miri Mgmt For For
3.9 Appoint a Director Date, Hidefumi Mgmt For For
4.1 Appoint a Corporate Auditor Tai, Junzo Mgmt Against Against
4.2 Appoint a Corporate Auditor Hashimoto, Mgmt For For
Akihiro
--------------------------------------------------------------------------------------------------------------------------
NIPPON STEEL CORPORATION Agenda Number: 714196412
--------------------------------------------------------------------------------------------------------------------------
Security: J55678106
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3381000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shindo, Kosei
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hashimoto,
Eiji
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nakamura,
Shinichi
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Migita, Akio
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Onoyama,
Shuhei
2.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sato, Naoki
2.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Mori, Takahiro
2.8 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Imai, Tadashi
2.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Iki, Noriko
2.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tomita,
Tetsuro
2.11 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kitera, Masato
--------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION Agenda Number: 714183427
--------------------------------------------------------------------------------------------------------------------------
Security: J59396101
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3735400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors
3 Approve Details of the Compensation to be Mgmt For For
received by Directors
4 Shareholder Proposal: Remove a Director Shr Against For
Shibutani, Naoki
--------------------------------------------------------------------------------------------------------------------------
NISSAN MOTOR CO.,LTD. Agenda Number: 714257842
--------------------------------------------------------------------------------------------------------------------------
Security: J57160129
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3672400003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kimura, Yasushi Mgmt Against Against
1.2 Appoint a Director Jean-Dominique Senard Mgmt Against Against
1.3 Appoint a Director Toyoda, Masakazu Mgmt For For
1.4 Appoint a Director Ihara, Keiko Mgmt For For
1.5 Appoint a Director Nagai, Motoo Mgmt For For
1.6 Appoint a Director Bernard Delmas Mgmt Against Against
1.7 Appoint a Director Andrew House Mgmt For For
1.8 Appoint a Director Jenifer Rogers Mgmt For For
1.9 Appoint a Director Pierre Fleuriot Mgmt Against Against
1.10 Appoint a Director Uchida, Makoto Mgmt Against Against
1.11 Appoint a Director Ashwani Gupta Mgmt Against Against
1.12 Appoint a Director Sakamoto, Hideyuki Mgmt Against Against
2 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Disclosure of the contents
of the most important contracts, etc. for
management purposes)
--------------------------------------------------------------------------------------------------------------------------
NISSIN FOODS HOLDINGS CO.,LTD. Agenda Number: 714242310
--------------------------------------------------------------------------------------------------------------------------
Security: J58063124
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3675600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ando, Koki Mgmt Against Against
2.2 Appoint a Director Ando, Noritaka Mgmt Against Against
2.3 Appoint a Director Yokoyama, Yukio Mgmt Against Against
2.4 Appoint a Director Kobayashi, Ken Mgmt Against Against
2.5 Appoint a Director Okafuji, Masahiro Mgmt Against Against
2.6 Appoint a Director Mizuno, Masato Mgmt For For
2.7 Appoint a Director Nakagawa, Yukiko Mgmt For For
2.8 Appoint a Director Sakuraba, Eietsu Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Sugiura, Tetsuro
4 Approve Details of Compensation as Mgmt For For
Stock-Linked Compensation Type Stock
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
NITORI HOLDINGS CO.,LTD. Agenda Number: 713953645
--------------------------------------------------------------------------------------------------------------------------
Security: J58214131
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: JP3756100008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nitori, Akio
1.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shirai,
Toshiyuki
1.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sudo, Fumihiro
1.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Matsumoto,
Fumiaki
1.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Takeda,
Masanori
1.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Abiko, Hiromi
1.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Okano, Takaaki
1.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sakakibara,
Sadayuki
1.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Miyauchi,
Yoshihiko
1.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yoshizawa,
Naoko
--------------------------------------------------------------------------------------------------------------------------
NITTO DENKO CORPORATION Agenda Number: 714204005
--------------------------------------------------------------------------------------------------------------------------
Security: J58472119
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3684000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Payment of Bonuses to Directors Mgmt For For
3.1 Appoint a Director Takasaki, Hideo Mgmt For For
3.2 Appoint a Director Todokoro, Nobuhiro Mgmt For For
3.3 Appoint a Director Miki, Yosuke Mgmt For For
3.4 Appoint a Director Iseyama, Yasuhiro Mgmt For For
3.5 Appoint a Director Furuse, Yoichiro Mgmt For For
3.6 Appoint a Director Hatchoji, Takashi Mgmt For For
3.7 Appoint a Director Fukuda, Tamio Mgmt For For
3.8 Appoint a Director WONG Lai Yong Mgmt For For
3.9 Appoint a Director Sawada, Michitaka Mgmt For For
4 Approve Details of the Compensation to be Mgmt For For
received by Corporate Officers
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 935356647
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Annual
Meeting Date: 08-Apr-2021
Ticker: NOK
ISIN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
7. Adoption of the Annual Accounts. Mgmt For For
8. Resolution on the use of the profit shown Mgmt For For
on the balance sheet.
9. Resolution on the discharge of the members Mgmt For For
of the Board of Directors and the President
and CEO from liability for the financial
year 2020.
10. Addressing the Remuneration Report. Mgmt For For
11. Resolution on the remuneration to the Mgmt For For
members of the Board of Directors.
12. Resolution on the number of members of the Mgmt For For
Board of Directors.
13. DIRECTOR
Sari Baldauf Mgmt For For
Bruce Brown Mgmt For For
Thomas Dannenfeldt Mgmt For For
Jeanette Horan Mgmt For For
Edward Kozel Mgmt For For
Soren Skou Mgmt For For
Carla Smits-Nusteling Mgmt For For
Kari Stadigh Mgmt For For
14. Resolution on the remuneration of the Mgmt For For
Auditor.
15. Election of Auditor for the financial year Mgmt For For
2022.
16. Authorization to the Board of Directors to Mgmt For For
resolve to repurchase the Company's own
shares.
17. Authorization to the Board of Directors to Mgmt For For
resolve to issue shares and special rights
entitling to shares.
--------------------------------------------------------------------------------------------------------------------------
NOMURA HOLDINGS, INC. Agenda Number: 714212634
--------------------------------------------------------------------------------------------------------------------------
Security: J58646100
Meeting Type: AGM
Meeting Date: 21-Jun-2021
Ticker:
ISIN: JP3762600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Nagai, Koji Mgmt For For
1.2 Appoint a Director Okuda, Kentaro Mgmt For For
1.3 Appoint a Director Teraguchi, Tomoyuki Mgmt For For
1.4 Appoint a Director Ogawa, Shoji Mgmt For For
1.5 Appoint a Director Ishimura, Kazuhiko Mgmt For For
1.6 Appoint a Director Takahara, Takahisa Mgmt For For
1.7 Appoint a Director Shimazaki, Noriaki Mgmt For For
1.8 Appoint a Director Sono, Mari Mgmt For For
1.9 Appoint a Director Laura Simone Unger Mgmt For For
1.10 Appoint a Director Victor Chu Mgmt For For
1.11 Appoint a Director J.Christopher Giancarlo Mgmt For For
1.12 Appoint a Director Patricia Mosser Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOMURA REAL ESTATE MASTER FUND,INC. Agenda Number: 714093604
--------------------------------------------------------------------------------------------------------------------------
Security: J589D3119
Meeting Type: EGM
Meeting Date: 26-May-2021
Ticker:
ISIN: JP3048110005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Update the Articles Mgmt For For
Related to Deemed Approval
2 Appoint an Executive Director Yoshida, Mgmt For For
Shuhei
3.1 Appoint a Supervisory Director Uchiyama, Mgmt For For
Mineo
3.2 Appoint a Supervisory Director Owada, Mgmt For For
Koichi
3.3 Appoint a Supervisory Director Okada, Mika Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOMURA RESEARCH INSTITUTE,LTD. Agenda Number: 714203700
--------------------------------------------------------------------------------------------------------------------------
Security: J5900F106
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3762800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Konomoto, Shingo Mgmt Against Against
1.2 Appoint a Director Fukami, Yasuo Mgmt Against Against
1.3 Appoint a Director Momose, Hironori Mgmt Against Against
1.4 Appoint a Director Anzai, Hidenori Mgmt Against Against
1.5 Appoint a Director Ebato, Ken Mgmt Against Against
1.6 Appoint a Director Funakura, Hiroshi Mgmt Against Against
1.7 Appoint a Director Omiya, Hideaki Mgmt For For
1.8 Appoint a Director Sakata, Shinoi Mgmt For For
1.9 Appoint a Director Ohashi, Tetsuji Mgmt For For
2 Appoint a Corporate Auditor Kosakai, Mgmt For For
Kenkichi
--------------------------------------------------------------------------------------------------------------------------
NORDEA BANK ABP Agenda Number: 713628177
--------------------------------------------------------------------------------------------------------------------------
Security: X5S8VL105
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: FI4000297767
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER: JOHAN AALTO Non-Voting
3 ELECTION OF PERSON TO SCRUTINISE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES: LAURI MARJAMAKI
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
REPORT OF THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE ANNUAL ACCOUNTS Mgmt For For
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: EUR 0.72 PER SHARE
9 RESOLUTION TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY
10 ADVISORY RESOLUTION ON THE ADOPTION OF THE Mgmt For For
COMPANY'S REMUNERATION REPORT FOR GOVERNING
BODIES
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY SHAREHOLDERS' NOMINATION BOARD
AND BOARD DOES NOT MAKE ANY RECOMMENDATION
ON THESE PROPOSALS. THE STANDING
INSTRUCTIONS ARE DISABLED FOR THIS MEETING
11 RESOLUTION ON THE REMUNERATION FOR THE Mgmt For
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For
BOARD OF DIRECTORS: THE SHAREHOLDERS'
NOMINATION BOARD PROPOSES TO THE ANNUAL
GENERAL MEETING, FOR A PERIOD UNTIL THE END
OF THE NEXT ANNUAL GENERAL MEETING, THAT
THE NUMBER OF MEMBERS OF THE BOARD OF
DIRECTORS TO BE ELECTED BY THE ANNUAL
GENERAL MEETING IS SET AT 10. FURTHERMORE,
THE BOARD OF DIRECTORS HAS THREE ORDINARY
MEMBERS AND ONE DEPUTY MEMBER APPOINTED BY
THE EMPLOYEES OF THE NORDEA GROUP
13 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS AND THE CHAIR OF THE BOARD OF
DIRECTORS: THE SHAREHOLDERS' NOMINATION
BOARD PROPOSES, FOR A PERIOD UNTIL THE END
OF THE NEXT ANNUAL GENERAL MEETING: THE
RE-ELECTION OF TORBJORN MAGNUSSON, NIGEL
HINSHELWOOD, BIRGER STEEN, SARAH RUSSELL,
ROBIN LAWTHER, KARI JORDAN, PETRA VAN
HOEKEN, JOHN MALTBY AND JONAS SYNNERGREN AS
MEMBERS OF THE BOARD OF DIRECTORS; THE
ELECTION OF CLAUDIA DILL AS NEW MEMBER OF
THE BOARD OF DIRECTORS; AND THE RE-ELECTION
OF TORBJORN MAGNUSSON AS CHAIR OF THE BOARD
OF DIRECTORS. PERNILLE ERENBJERG IS NOT
AVAILABLE FOR RE-ELECTION
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR
15 ELECTION OF AUDITOR: THE BOARD OF DIRECTORS Mgmt For For
PROPOSES, ON THE RECOMMENDATION OF THE
BOARD AUDIT COMMITTEE, TO THE ANNUAL
GENERAL MEETING THAT AUTHORISED PUBLIC
ACCOUNTANTS PRICEWATERHOUSECOOPERS OY BE
RE-ELECTED AS THE COMPANY'S AUDITOR UNTIL
THE END OF THE FOLLOWING ANNUAL GENERAL
MEETING. PRICEWATERHOUSECOOPERS OY HAS
NOTIFIED THE COMPANY THAT THE AUTHORISED
PUBLIC ACCOUNTANT JUKKA PAUNONEN WOULD ACT
AS THE RESPONSIBLE AUDITOR
16 RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO DECIDE ON THE ISSUANCE OF
SPECIAL RIGHTS ENTITLING TO SHARES
(CONVERTIBLES) IN THE COMPANY
17 RESOLUTION ON REPURCHASE OF THE COMPANY'S Mgmt For For
OWN SHARES IN THE SECURITIES TRADING
BUSINESS
18 RESOLUTION ON TRANSFER OF THE COMPANY'S OWN Mgmt For For
SHARES IN THE SECURITIES TRADING BUSINESS
19 RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO DECIDE ON REPURCHASE OF THE
COMPANY'S OWN SHARES
20 RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO DECIDE ON SHARE ISSUANCES
OR TRANSFER OF THE COMPANY'S OWN SHARES
21 CLOSING OF THE MEETING Non-Voting
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
NORSK HYDRO ASA Agenda Number: 713907294
--------------------------------------------------------------------------------------------------------------------------
Security: R61115102
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: NO0005052605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
2 DESIGNATE INSPECTOR(S) OF MINUTES OF Mgmt For For
MEETING
3 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 1.25 PER SHARE
4 APPROVE REMUNERATION OF AUDITORS Mgmt For For
5 DISCUSS COMPANY'S CORPORATE GOVERNANCE Non-Voting
STATEMENT
6 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
7.1 APPROVE REMUNERATION OF CORPORATE ASSEMBLY Mgmt For For
7.2 APPROVE REMUNERATION OF NOMINATION Mgmt For For
COMMITTEE
CMMT 16 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A
TRANSFER OF THE RELEVANT CDIS TO THE ESCROW
ACCOUNT SPECIFIED IN THE ASSOCIATED
CORPORATE EVENT IN THE CREST SYSTEM. THIS
TRANSFER WILL NEED TO BE COMPLETED BY THE
SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS
TRANSFER HAS SETTLED, THE CDIS WILL BE
BLOCKED IN THE CREST SYSTEM. THE CDIS WILL
BE RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON THE BUSINESS DAY PRIOR TO
MEETING DATE UNLESS OTHERWISE SPECIFIED. IN
ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED
POSITION MUST BE BLOCKED IN THE REQUIRED
ESCROW ACCOUNT IN THE CREST SYSTEM. BY
VOTING ON THIS MEETING, YOUR CUSTODIAN MAY
USE YOUR VOTE INSTRUCTION AS THE
AUTHORIZATION TO TAKE THE NECESSARY ACTION
WHICH WILL INCLUDE TRANSFERRING YOUR
INSTRUCTED POSITION TO ESCROW. PLEASE
CONTACT YOUR CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 16 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 935332584
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 02-Mar-2021
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Operating and Financial Mgmt For For
Review of Novartis AG, the Financial
Statements of Novartis AG and the Group
Consolidated Financial Statements for the
2020 Financial Year.
2. Discharge from Liability of the Members of Mgmt For For
the Board of Directors and the Executive
Committee.
3. Appropriation of Available Earnings of Mgmt For For
Novartis AG as per Balance Sheet and
Declaration of Dividend for 2020.
4. Reduction of Share Capital. Mgmt For For
5. Further Share Repurchases. Mgmt For For
6A. Binding Vote on the Maximum Aggregate Mgmt For For
Amount of Compensation for the Board of
Directors from the 2021 Annual General
Meeting to the 2022 Annual General Meeting.
6B. Binding Vote on the Maximum Aggregate Mgmt For For
Amount of Compensation for the Executive
Committee for the Financial Year 2022.
6C. Advisory Vote on the 2020 Compensation Mgmt For For
Report.
7A. Re-election of Joerg Reinhardt as Member Mgmt For For
and Chairman.
7B. Re-election of Nancy C. Andrews Mgmt For For
7C. Re-election of Ton Buechner Mgmt For For
7D. Re-election of Patrice Bula Mgmt For For
7E. Re-election of Elizabeth Doherty Mgmt For For
7F. Re-election of Ann Fudge Mgmt For For
7G. Re-election of Bridgette Heller Mgmt For For
7H. Re-election of Frans van Houten Mgmt For For
7I. Re-election of Simon Moroney Mgmt For For
7J. Re-election of Andreas von Planta Mgmt For For
7K. Re-election of Charles L. Sawyers Mgmt For For
7L. Re-election of Enrico Vanni Mgmt For For
7M. Re-election of William T. Winters Mgmt For For
8A. Re-election of Patrice Bula to the Mgmt For For
Compensation Committee.
8B. Re-election of Bridgette Heller to the Mgmt For For
Compensation Committee.
8C. Re-election of Enrico Vanni to the Mgmt For For
Compensation Committee.
8D. Re-Election of William T. Winters to the Mgmt For For
Compensation Committee.
8E. Election of Simon Moroney to the Mgmt For For
Compensation Committee.
9. Re-election of the Statutory Auditor. Mgmt For For
10. Re-election of the Independent Proxy. Mgmt For For
11. Amendment to Article 20 Paragraph 3 of the Mgmt For For
Articles of Incorporation.
12. General instructions in case of alternative Mgmt Against Against
motions under the agenda items published in
the Notice of Annual General Meeting,
and/or of motions relating to additional
agenda items according to Article 700
paragraph 3 of the Swiss Code of
Obligations.
--------------------------------------------------------------------------------------------------------------------------
NOVOZYMES A/S Agenda Number: 713602337
--------------------------------------------------------------------------------------------------------------------------
Security: K7317J133
Meeting Type: AGM
Meeting Date: 11-Mar-2021
Ticker:
ISIN: DK0060336014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.1, 7.1, 8.1 TO 8.5 AND
9.1. THANK YOU.
1 THE BOARD OF DIRECTORS REPORT ON THE Non-Voting
COMPANY'S ACTIVITIES
2 PRESENTATION AND APPROVAL OF THE AUDITED Mgmt For For
ANNUAL REPORT
3 RESOLUTION ON DISTRIBUTION OF PROFIT IN Mgmt For For
ACCORDANCE WITH THE APPROVED ANNUAL REPORT
4 APPROVAL OF THE REMUNERATION REPORT FOR Mgmt For For
2020
5 APPROVAL OF REMUNERATION OF THE BOARD OF Mgmt For For
DIRECTORS FOR 2020 AND THE REMUNERATION
LEVEL FOR 2021
6.1 ELECTION OF CHAIR: JOERGEN BUHL RASMUSSEN Mgmt For For
7.1 ELECTION OF VICE CHAIR: CORNELIS (CEES) DE Mgmt For For
JONG
8.1 ELECTION OF OTHER BOARD MEMBERS: HEINE Mgmt For For
DALSGAARD
8.2 ELECTION OF OTHER BOARD MEMBERS: SHARON Mgmt For For
JAMES
8.3 ELECTION OF OTHER BOARD MEMBERS: KASIM Mgmt For For
KUTAY
8.4 ELECTION OF OTHER BOARD MEMBERS: KIM Mgmt For For
STRATTON
8.5 ELECTION OF OTHER BOARD MEMBERS: MATHIAS Mgmt For For
UHLEN
9.1 ELECTION OF AUDITOR: RE-ELECTION OF PWC Mgmt For For
10.1 PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
RENEWAL OF AUTHORIZATION TO THE BOARD OF
DIRECTORS TO IMPLEMENT CAPITAL INCREASES
10.2 PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
REDUCTION OF THE SHARE CAPITAL
10.3 PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
AUTHORIZATION TO ACQUIRE TREASURY SHARES
10.4 PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF ARTICLE 7 (SHAREHOLDERS
MEETING, TIME, PLACE AND NOTICE)
10.5 PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
APPROVAL OF AMENDMENT OF REMUNERATION
POLICY (FORMALIZING THE FEE STRUCTURE OF
THE INNOVATION COMMITTEE)
10.6 AUTHORIZATION TO THE MEETING CHAIRPERSON Mgmt For For
11 ANY OTHER BUSINESS Non-Voting
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
--------------------------------------------------------------------------------------------------------------------------
NTT DATA CORPORATION Agenda Number: 714177006
--------------------------------------------------------------------------------------------------------------------------
Security: J59031104
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3165700000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Homma, Yo
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamaguchi,
Shigeki
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fujiwara,
Toshi
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nishihata,
Kazuhiro
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Suzuki,
Masanori
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sasaki, Yutaka
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hirano, Eiji
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fujii, Mariko
2.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Patrizio
Mapelli
2.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Arimoto,
Takeshi
2.11 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ike, Fumihiko
3 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Okada, Akihiko
4 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors (Excluding Directors who are
Audit and Supervisory Committee Members)
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
--------------------------------------------------------------------------------------------------------------------------
NUTRIEN LTD. (THE "CORPORATION") Agenda Number: 935388199
--------------------------------------------------------------------------------------------------------------------------
Security: 67077M108
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: NTR
ISIN: CA67077M1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Christopher M. Burley Mgmt For For
Maura J. Clark Mgmt For For
Russell K. Girling Mgmt For For
Miranda C. Hubbs Mgmt For For
Raj S. Kushwaha Mgmt For For
Alice D. Laberge Mgmt For For
Consuelo E. Madere Mgmt For For
Charles V. Magro Mgmt For For
Keith G. Martell Mgmt For For
Aaron W. Regent Mgmt For For
Mayo M. Schmidt Mgmt For For
Nelson Luiz Costa Silva Mgmt For For
2 Re-appointment of KPMG LLP, Chartered Mgmt For For
Accountants, as auditor of the Corporation.
3 A non-binding advisory resolution to accept Mgmt For For
the Corporation's approach to executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
OBAYASHI CORPORATION Agenda Number: 714243209
--------------------------------------------------------------------------------------------------------------------------
Security: J59826107
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3190000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Obayashi, Takeo Mgmt Against Against
2.2 Appoint a Director Hasuwa, Kenji Mgmt Against Against
2.3 Appoint a Director Sato, Takehito Mgmt Against Against
2.4 Appoint a Director Kotera, Yasuo Mgmt Against Against
2.5 Appoint a Director Murata, Toshihiko Mgmt Against Against
2.6 Appoint a Director Sasagawa, Atsushi Mgmt Against Against
2.7 Appoint a Director Sato, Toshimi Mgmt Against Against
2.8 Appoint a Director Koizumi, Shinichi Mgmt For For
2.9 Appoint a Director Izumiya, Naoki Mgmt Against Against
2.10 Appoint a Director Kobayashi, Yoko Mgmt For For
2.11 Appoint a Director Orii, Masako Mgmt For For
2.12 Appoint a Director Kato, Hiroyuki Mgmt For For
3 Approve Details of the Compensation to be Mgmt For For
received by Directors
4 Approve Details of the Stock Compensation Mgmt For For
to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
OBIC CO.,LTD. Agenda Number: 714295880
--------------------------------------------------------------------------------------------------------------------------
Security: J5946V107
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3173400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Noda, Masahiro Mgmt Against Against
2.2 Appoint a Director Tachibana, Shoichi Mgmt Against Against
2.3 Appoint a Director Kawanishi, Atsushi Mgmt Against Against
2.4 Appoint a Director Fujimoto, Takao Mgmt Against Against
2.5 Appoint a Director Gomi, Yasumasa Mgmt For For
2.6 Appoint a Director Ejiri, Takashi Mgmt For For
3.1 Appoint a Corporate Auditor Koyamachi, Mgmt For For
Akira
3.2 Appoint a Corporate Auditor Tanaka, Takeo Mgmt Against Against
3.3 Appoint a Corporate Auditor Yamada, Mgmt For For
Shigetsugu
4 Approve Details of the Compensation to be Mgmt For For
received by Directors
--------------------------------------------------------------------------------------------------------------------------
OCADO GROUP PLC Agenda Number: 713609533
--------------------------------------------------------------------------------------------------------------------------
Security: G6718L106
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: GB00B3MBS747
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT
3 TO RE-APPOINT TIM STEINER Mgmt Against Against
4 TO RE-APPOINT NEILL ABRAMS Mgmt Against Against
5 TO RE-APPOINT MARK RICHARDSON Mgmt Against Against
6 TO RE-APPOINT LUKE JENSEN Mgmt Against Against
7 TO RE-APPOINT JORN RAUSING Mgmt Against Against
8 TO RE-APPOINT ANDREW HARRISON Mgmt For For
9 TO RE-APPOINT EMMA LLOYD Mgmt For For
10 TO RE-APPOINT JULIE SOUTHERN Mgmt For For
11 TO RE-APPOINT JOHN MARTIN Mgmt For For
12 TO APPOINT MICHAEL SHERMAN Mgmt For For
13 TO APPOINT RICHARD HAYTHORNTHWAITE Mgmt Against Against
14 TO APPOINT STEPHEN DAINTITH Mgmt Against Against
15 TO RE-APPOINT DELOITTE LLP AS AUDITORS Mgmt For For
16 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITORS' REMUNERATION
17 AUTHORITY FOR POLITICAL DONATIONS AND Mgmt For For
POLITICAL EXPENDITURE
18 AMENDMENT TO THE OCADO EMPLOYEE SHARE Mgmt For For
PURCHASE PLAN
19 AUTHORITY TO ALLOT SHARES UP TO ONE-THIRD Mgmt For For
OF ISSUED SHARE CAPITAL
20 AUTHORITY TO ALLOT SHARES IN CONNECTION Mgmt For For
WITH A RIGHTS ISSUE ONLY
21 GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For
RIGHTS
22 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
23 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
24 NOTICE OF GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ODAKYU ELECTRIC RAILWAY CO.,LTD. Agenda Number: 714250622
--------------------------------------------------------------------------------------------------------------------------
Security: J59568139
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3196000008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Hoshino, Koji Mgmt Against Against
2.2 Appoint a Director Arakawa, Isamu Mgmt Against Against
2.3 Appoint a Director Igarashi, Shu Mgmt Against Against
2.4 Appoint a Director Hayama, Takashi Mgmt Against Against
2.5 Appoint a Director Nagano, Shinji Mgmt Against Against
2.6 Appoint a Director Kuroda, Satoshi Mgmt Against Against
2.7 Appoint a Director Nomakuchi, Tamotsu Mgmt Against Against
2.8 Appoint a Director Nakayama, Hiroko Mgmt For For
2.9 Appoint a Director Ohara, Toru Mgmt For For
2.10 Appoint a Director Itonaga, Takehide Mgmt For For
2.11 Appoint a Director Tateyama, Akinori Mgmt Against Against
2.12 Appoint a Director Suzuki, Shigeru Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
OLYMPUS CORPORATION Agenda Number: 714243956
--------------------------------------------------------------------------------------------------------------------------
Security: J61240107
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3201200007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Takeuchi, Yasuo Mgmt For For
1.2 Appoint a Director Fujita, Sumitaka Mgmt For For
1.3 Appoint a Director Kaminaga, Susumu Mgmt For For
1.4 Appoint a Director Iwamura, Tetsuo Mgmt For For
1.5 Appoint a Director Masuda, Yasumasa Mgmt For For
1.6 Appoint a Director Iwasaki, Atsushi Mgmt For For
1.7 Appoint a Director David Robert Hale Mgmt For For
1.8 Appoint a Director Jimmy C. Beasley Mgmt For For
1.9 Appoint a Director Ichikawa, Sachiko Mgmt For For
1.10 Appoint a Director Stefan Kaufmann Mgmt For For
1.11 Appoint a Director Koga, Nobuyuki Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OMRON CORPORATION Agenda Number: 714176838
--------------------------------------------------------------------------------------------------------------------------
Security: J61374120
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3197800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tateishi, Fumio Mgmt Against Against
2.2 Appoint a Director Yamada, Yoshihito Mgmt Against Against
2.3 Appoint a Director Miyata, Kiichiro Mgmt Against Against
2.4 Appoint a Director Nitto, Koji Mgmt Against Against
2.5 Appoint a Director Ando, Satoshi Mgmt Against Against
2.6 Appoint a Director Kobayashi, Eizo Mgmt For For
2.7 Appoint a Director Kamigama, Takehiro Mgmt For For
2.8 Appoint a Director Kobayashi, Izumi Mgmt For For
3.1 Appoint a Corporate Auditor Tamaki, Shuji Mgmt Against Against
3.2 Appoint a Corporate Auditor Kunihiro, Mgmt For For
Tadashi
4 Appoint a Substitute Corporate Auditor Mgmt For For
Watanabe, Toru
5 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
OMV AG Agenda Number: 713059334
--------------------------------------------------------------------------------------------------------------------------
Security: A51460110
Meeting Type: AGM
Meeting Date: 29-Sep-2020
Ticker:
ISIN: AT0000743059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 27 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR MID:
460645, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 458200 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT PLEASE NOTE THAT THE MEETING HAS BEEN SET Non-Voting
UP USING THE RECORD DATE 18 SEP 2020, SINCE
AT THIS TIME WE ARE UNABLE TO
SYSTEMATICALLY UPDATE THE ACTUAL RECORD
DATE. THE TRUE RECORD DATE FOR THIS MEETING
IS 19 SEP 2020. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
BALANCE SHEET PROFIT REPORTED IN THE
FINANCIAL STATEMENTS 2019: DIVIDENDS OF EUR
1.75 PER SHARE
3 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE EXECUTIVE BOARD FOR THE FINANCIAL
YEAR 2019
4 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE SUPERVISORY BOARD FOR THE FINANCIAL
YEAR 2019
5 RESOLUTION ON THE REMUNERATION FOR THE Mgmt For For
MEMBERS OF THE SUPERVISORY BOARD FOR THE
FINANCIAL YEAR 2019
6 APPOINTMENT OF THE AUDITOR AND GROUP Mgmt For For
AUDITOR FOR THE FINANCIAL YEAR 2020: ERNST
YOUNG AS AUDITORS FOR FISCAL 2020
7 RESOLUTION ON THE REMUNERATION POLICY FOR Mgmt For For
THE EXECUTIVE BOARD AND THE SUPERVISORY
BOARD
8.I RESOLUTIONS ON THE LONG TERM INCENTIVE PLAN Mgmt For For
8.II RESOLUTIONS ON THE EQUITY DEFERRAL Mgmt For For
9.A ELECTION TO THE SUPERVISORY BOARD: MS. Mgmt For For
GERTRUDE TUMPEL-GUGERELL
9.B ELECTION TO THE SUPERVISORY BOARD: MR. Mgmt Abstain Against
WOLFGANG C. BERNDT
10 RESOLUTION ON THE AUTHORIZATION OF THE Mgmt For For
EXECUTIVE BOARD TO INCREASE THE SHARE
CAPITAL ACCORDING TO SECTION 169 AUSTRIAN
STOCK CORPORATION ACT WITH THE POSSIBILITY
TO EXCLUDE THE SUBSCRIPTION RIGHT (I) TO
ADJUST FRACTIONAL AMOUNTS OR (II) TO
SATISFY STOCK TRANSFER PROGRAMS, IN
PARTICULAR LONG TERM INCENTIVE PLANS,
EQUITY DEFERRALS OR OTHER PARTICIPATION
PROGRAMS AND EMPLOYEE STOCK OWNERSHIP PLANS
(AUTHORIZED CAPITAL) AND ON THE AMENDMENT
OF THE ARTICLES OF ASSOCIATION IN SECTION 3
AND AUTHORIZATION OF THE SUPERVISORY BOARD
TO ADOPT AMENDMENTS TO THE ARTICLES OF
ASSOCIATION RESULTING FROM THE ISSUANCE OF
SHARES ACCORDING TO THE AUTHORIZED CAPITAL
--------------------------------------------------------------------------------------------------------------------------
OMV AG Agenda Number: 714067647
--------------------------------------------------------------------------------------------------------------------------
Security: A51460110
Meeting Type: AGM
Meeting Date: 02-Jun-2021
Ticker:
ISIN: AT0000743059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 570490 DUE TO RECEIVED SPLITTING
OF RESOLUTION 8. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.85 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
MEMBERS
6 RATIFY ERNST & YOUNG AS AUDITORS FOR FISCAL Mgmt For For
YEAR 2021
7 APPROVE REMUNERATION REPORT Mgmt For For
8.1 APPROVE LONG TERM INCENTIVE PLAN 2021 FOR Mgmt For For
KEY EMPLOYEES
8.2 APPROVE EQUITY DEFERRAL PLAN Mgmt For For
9 ELECT SAEED AL MAZROUEI AS SUPERVISORY Mgmt For For
BOARD MEMBER
10 APPROVE USE OF REPURCHASED SHARES FOR LONG Mgmt For For
TERM INCENTIVE PLANS, DEFERRALS OR OTHER
STOCK OWNERSHIP PLANS
--------------------------------------------------------------------------------------------------------------------------
ONO PHARMACEUTICAL CO.,LTD. Agenda Number: 714196373
--------------------------------------------------------------------------------------------------------------------------
Security: J61546115
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3197600004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sagara, Gyo Mgmt Against Against
2.2 Appoint a Director Tsujinaka, Toshihiro Mgmt Against Against
2.3 Appoint a Director Takino, Toichi Mgmt Against Against
2.4 Appoint a Director Ono, Isao Mgmt Against Against
2.5 Appoint a Director Idemitsu, Kiyoaki Mgmt Against Against
2.6 Appoint a Director Nomura, Masao Mgmt For For
2.7 Appoint a Director Okuno, Akiko Mgmt For For
2.8 Appoint a Director Nagae, Shusaku Mgmt For For
3 Appoint a Corporate Auditor Tanisaka, Mgmt Against Against
Hironobu
4 Approve Details of Compensation as Mgmt For For
Stock-Linked Compensation Type Stock
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
ORANGE SA Agenda Number: 713953455
--------------------------------------------------------------------------------------------------------------------------
Security: F6866T100
Meeting Type: MIX
Meeting Date: 18-May-2021
Ticker:
ISIN: FR0000133308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 524608 DUE TO RECEIVED
ADDITIONAL RESOLUTION A. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED, SHOWING EARNINGS AMOUNTING TO
EUR 2,387,482,026.44. APPROVAL OF THE
COMPANY'S FINANCIAL STATEMENTS
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR AS PRESENTED TO THE MEETING.
CONSOLIDATED FINANCIAL STATEMENTS
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
TO ALLOCATE THE EARNINGS AS FOLLOWS:
ORIGIN: EARNINGS FOR THE FINANCIAL YEAR:
EUR 2,387,482,026.44 RETAINED EARNINGS: EUR
9,107,533,866.28 DISTRIBUTABLE INCOME: EUR
11,495,015,892.72 ALLOCATION: DIVIDENDS:
EUR 0.90 PER SHARES (INCLUDING EUR 0.20
PAID ON AN ON-OFF BASIS) RETAINED EARNINGS:
THE BALANCE THE SHAREHOLDERS WILL BE
GRANTED A NET DIVIDEND OF EUR 0.90 PER
SHARE INCLUDING THE DEPOSIT DIVIDEND OF EUR
0.40 PAID ON DECEMBER 9TH 2020, WHICH WILL
BE ELIGIBLE FOR THE 40 PER CENT DEDUCTION
PROVIDED BY THE FRENCH GENERAL TAX CODE.
THIS DIVIDEND BALANCE OF EUR 0.50 WILL BE
PAID ON JUNE 17TH 2021. IT IS REMINDED
THAT, FOR THE LAST THREE FINANCIAL YEARS,
THE DIVIDENDS WERE PAID FOLLOWS: EUR 0.65
PER SHARE FOR FISCAL YEAR 2017 EUR 0.70 PER
SHARE FOR FISCAL YEAR 2018 EUR 0.50 PER
SHARE FOR FISCAL YEAR 2019 THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS. RESULTS
APPROPRIATION
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L. 225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE, AND
NOTES THAT NO SUCH AGREEMENT WAS ENTERED
INTO DURING SAID FISCAL YEAR. SPECIAL
REPORT
5 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt Against Against
APPOINTMENT OF THE COMPANY BPIFRANCE
PARTICIPATIONS AS DIRECTOR FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR.
RENEWAL OF A TERM OF OFFICE
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF THE COMPANY KPMG S.A. AS
STATUTORY AUDITOR FOR A 6-YEAR PERIOD, I.E.
UNTIL THE SHAREHOLDERS' MEETING CALLED TO
RULE ON THE FINANCIAL STATEMENTS FOR THE
2026 FISCAL YEAR. RENEWAL OF A TERM OF
OFFICE
7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF THE COMPANY SALUSTRO REYDEL
AS ALTERNATE AUDITOR FOR A 6-YEAR PERIOD,
I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED
TO RULE ON THE FINANCIAL STATEMENTS FOR THE
2026 FISCAL YEAR. RENEWAL OF A TERM OF
OFFICE
8 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt For For
STATUTORY AUDITOR, THE COMPANY DELOITTE FOR
A 6-YEAR PERIOD, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE 2026 FISCAL
YEAR, TO REPLACE THE COMPANY ERNST AND
YOUNG AUDIT AFTER THE END OF ITS TERM.
APPOINTMENT
9 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt For For
ALTERNATE AUDITOR, THE COMPANY BEAS FOR A
6-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2026 FISCAL YEAR, TO
REPLACE THE COMPANY AUDITEX AFTER THE END
OF ITS TERM. APPOINTMENT
10 THE SHAREHOLDERS' MEETING RESOLVES TO Mgmt For For
TRANSFER THE HEAD OFFICE OF THE COMPANY TO
111 QUAI DU PRESIDENT ROOSEVELT, 92130
ISSY-LES-MOULINEAUX, FRANCE, AS DECIDED
DURING THE SHAREHOLDERS' MEETING ON
FEBRUARY 17TH 2021. NEW REGISTERED OFFICE
11 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L. 22-10-34
I. OF THE FRENCH COMMERCIAL CODE, APPROVES
SECTIONS 5.4.1.2, 5.4.2.1 AND 5.4.2.3 OF
THE UNIVERSAL REGISTRATION DOCUMENT OF THE
COMPANY FOR THE 2020 FISCAL YEAR. SPECIAL
REPORT
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION AS WELL AS THE BENEFITS OR
PERKS OF ANY KIND PAID AND AWARDED TO MR
STEPHANE RICHARD AS CEO FOR THE 2020
FINANCIAL YEAR. COMPENSATION
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION AS WELL AS THE BENEFITS OR
PERKS OF ANY KIND PAID AND AWARDED TO MR
RAMON FERNANDEZ AS DEPUTY MANAGING DIRECTOR
FOR THE 2020 FINANCIAL YEAR. COMPENSATION
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION AS WELL AS THE BENEFITS OR
PERKS OF ANY KIND PAID AND AWARDED TO MR
GERVAIS PELLISSIER AS DEPUTY MANAGING
DIRECTOR FOR THE 2020 FINANCIAL YEAR.
COMPENSATION
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE CHIEF
EXECUTIVE OFFICER, FOR THE 2020 FISCAL
YEAR. APPROVAL OF THE COMPENSATION POLICY
16 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
DEPUTY MANAGING DIRECTORS, FOR THE 2020
FISCAL YEAR. APPROVAL OF THE COMPENSATION
POLICY
17 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
NON-MANAGERS DIRECTORS, FOR THE 2020 FISCAL
YEAR. APPROVAL OF THE COMPENSATION POLICY
18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES ON THE OPEN MARKET,
SUBJECT TO THE CONDITIONS DESCRIBED BELOW:
MAXIMUM PURCHASE PRICE: EUR 24.00, MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT
OF THE SHARES COMPOSING THE SHARE CAPITAL,
MAXIMUM FUNDS INVESTED IN THE SHARE
BUYBACKS: EUR 6,384,135,837.60. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON MAY 19TH
2020 IN RESOLUTION NR 16. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
AUTHORIZATION TO BUY BACK SHARES
19 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE UP TO EUR 2,000,000,000.00, BY
ISSUANCE, WITH THE SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS
MAINTAINED, OF: -SHARES; -EQUITY SECURITIES
GIVING ACCESS TO OTHER EQUITY SECURITIES OR
GIVING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES OF THE COMPANY -SECURITIES
GIVING ACCESS TO EQUITY SECURITIES TO BE
ISSUED OR TO BE ISSUED BY A SUBSIDIARY
-EQUITIES GIVING ACCESS TO EXISTING EQUITY
SECURITIES OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES OF A COMPANY
OF WHICH THE COMPANY HOLDS RIGHTS IN THE
SHARE CAPITAL HOWEVER, IT CANNOT BE USED IN
THE CONTEXT OF A PUBLIC OFFER, UNLESS
AUTHORIZED IN APPLICATION OF RESOLUTION 20
SUBMITTED TO THIS MEETING. THE PRESENT
DELEGATION IS GIVEN FOR A 26-MONTH PERIOD.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 21TH 2019 IN
RESOLUTION NR 16. CAPITAL INCREASE THROUGH
ISSUANCE, WITH PREFERRED SUBSCRIPTION
RIGHTS MAINTAINED, OF SHARES AND/OR
SECURITIES
20 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt Against Against
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 19 (SUBJECT TO
ITS APPROVAL BY THIS MEETING) AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
21 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL UP TO EUR
1,000,000,000.00, BY WAY OF A PUBLIC
OFFERING, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS, OF: - SHARES; - EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES OF THE
COMPANY - SECURITIES GIVING ACCESS TO
EQUITY SECURITIES TO BE ISSUED OR TO BE
ISSUED BY A SUBSIDIARY - EQUITIES GIVING
ACCESS TO EXISTING EQUITY SECURITIES OR
GIVING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES OF A COMPANY OF WHICH THE
COMPANY HOLDS RIGHTS IN THE SHARE CAPITAL
HOWEVER, IT CANNOT BE USED IN THE CONTEXT
OF A PUBLIC OFFER, UNLESS AUTHORIZED IN
APPLICATION OF RESOLUTION 22 SUBMITTED TO
THIS MEETING. THE PRESENT DELEGATION IS
GIVEN FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 21TH 2019 IN
RESOLUTION NR 18. CAPITAL INCREASE BY
ISSUING SHARES WITHOUT PREFERRED
SUBSCRIPTION RIGHT BY OFFERS
22 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt Against Against
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 21 (SUBJECT TO
ITS APPROVAL BY THIS MEETING) AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
23 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS, FOR A
26-MONTH PERIOD, TO INCREASE THE SHARE
CAPITAL UP TO EUR 1,000,000,000.00 (OR 20
PERCENT OF THE SHARE CAPITAL) COUNTING
AGAINST RESOLUTION 21, BY WAY OF A PRIVATE
OFFERING, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS, OF: - SHARES; - EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES OF THE
COMPANY - SECURITIES GIVING ACCESS TO
EQUITY SECURITIES TO BE ISSUED OR TO BE
ISSUED BY A SUBSIDIARY - EQUITIES GIVING
ACCESS TO EXISTING EQUITY SECURITIES OR
GIVING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES OF A COMPANY OF WHICH THE
COMPANY HOLDS RIGHTS IN THE SHARE CAPITAL
HOWEVER, IT CANNOT BE USED IN THE CONTEXT
OF A PUBLIC OFFER, UNLESS AUTHORIZED IN
APPLICATION OF RESOLUTION 24 SUBMITTED TO
THIS MEETING. THIS AUTHORIZATION SUPERSEDES
THE FRACTION UNUSED OF THE AUTHORIZATION
GIVEN BY THE SHAREHOLDERS' MEETING ON MAY
21TH 2019 IN RESOLUTION NR 20. CAPITAL
INCREASE BY ISSUING SHARES WITHOUT
PREFERRED SUBSCRIPTION RIGHT BY OFFERS
24 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt Against Against
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 23 (SUBJECT TO
ITS APPROVAL BY THIS MEETING) AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
25 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES IN THE EVENT THOSE GRANTED
UNDER RESOLUTIONS 19 TO 24 HEREIN EXCEED
THE INITIAL NUMBER OF SECURITIES TO BE
ISSUED (OVERSUBSCRIPTION), UP TO 15
PERCENT. THIS DELEGATION IS GIVEN FOR A
26-MONTH PERIOD. AUTHORIZATION TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED
(OVERSUBSCRIPTION)
26 THE SHAREHOLDERS' MEETING GIVES ALL POWERS Mgmt For For
TO THE BOARD OF DIRECTORS TO ISSUE SHARES,
EQUITY SECURITIES GIVING ACCESS TO EXISTING
SHARES OR GIVING RIGHT TO THE ALLOCATION OF
DEBT SECURITIES AND SECURITIES GIVING
RIGHTS TO SHARES TO BE ISSUED, IN
CONSIDERATION FOR SECURITIES TENDERED AS A
PART OF A PUBLIC EXCHANGE OFFER INITIATED
BY THE COMPANY CONCERNING THE SHARES OF
ANOTHER COMPANY. THE AMOUNT OF SHARES TO BE
ISSUED SHALL NOT EXCEED EUR
1,000,000,000.00 AND COUNT AGAINST
RESOLUTION 21 OF THIS MEETING. HOWEVER, IT
CANNOT BE USED IN THE CONTEXT OF A PUBLIC
OFFER, UNLESS AUTHORIZED IN APPLICATION OF
RESOLUTION 27 SUBMITTED TO THIS MEETING.
THIS AUTHORIZATION IS GRANTED FOR A
26-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GIVEN BY THE SHAREHOLDERS'
MEETING ON MAY 21TH 2019 IN RESOLUTION NR
23. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES. ISSUE OF EQUITY
SECURITIES AND SECURITIES IN THE EVENT OF A
PUBLIC EXCHANGE OFFER
27 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt Against Against
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 26 (SUBJECT TO
ITS APPROVAL BY THIS MEETING)AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
28 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS, FOR A
26-MONTH PERIOD, TO INCREASE THE SHARE
CAPITAL, UP TO EUR 1,000,000,000.00 (OR 10
PERCENT OF THE SHARE CAPITAL), BY ISSUING
SHARES, EQUITY SECURITIES GIVING ACCESS TO
EXISTING SHARES OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES AND
SECURITIES GIVING ACCESS TO SHARES TO BE
ISSUED, IN CONSIDERATION FOR THE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPOSED OF CAPITAL SECURITIES
OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL. THIS AMOUNT SHALL COUNT AGAINST
RESOLUTION NUMBER 21. HOWEVER, IT CANNOT BE
USED IN THE CONTEXT OF A PUBLIC OFFER,
UNLESS AUTHORIZED IN APPLICATION OF
RESOLUTION 29 SUBMITTED TO THIS MEETING.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 21TH 2019 IN
RESOLUTION NR 25. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
SHARE CAPITAL INCREASE IN CONSIDERATION FOR
CONTRIBUTIONS IN KIND
29 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt Against Against
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 28 (SUBJECT TO
ITS APPROVAL BY THIS MEETING) AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
30 THE SHAREHOLDERS' MEETING SETS THE MAXIMUM Mgmt For For
OVERALL VALUE OF THE CAPITAL INCREASE
CARRIED OUT BY VIRTUE OF DELEGATIONS AND
AUTHORIZATIONS GRANTED TO THE BOARD OF
DIRECTORS BY RESOLUTIONS 19 TO 29 TO EUR
3,000,000,000.00. DETERMINATION OF OVERALL
VALUE OF THE CAPITAL INCREASE
31 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO ALLOCATE, FREE OF
CHARGE, EXISTING OR TO BE ISSUED COMPANY
SHARES, IN FAVOR OF MANAGING CORPORATE
OFFICERS AND SOME EMPLOYEES OF THE COMPANY
OR A RELATED COMPANY, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, THIS
DELEGATION IS GIVEN FOR A 12-MONTH PERIOD
AND FOR A NOMINAL AMOUNT THAT SHALL NOT
EXCEED 0.07 PERCENT OF THE SHARE CAPITAL,
NOTED THAT THE SHARES GIVEN TO THE MANAGING
CORPORATE OFFICERS CANNOT EXCEED 100,000
SHARES THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON MAY 19TH
2020 IN RESOLUTION NR 19. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
SHARE CAPITAL INCREASE RESERVED FOR
EMPLOYEES
32 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, IN FAVOR OF EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY WHO ARE
MEMBERS OF A COMPANY SAVINGS PLAN, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, BY ISSUANCE OF SHARES, EQUITY
SECURITIES GIVING ACCESS TO EXISTING SHARES
OR GIVING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES AND SECURITIES GIVING ACCESS TO
SHARES TO BE ISSUED. THIS DELEGATION IS
GIVEN FOR AN 18-MONTH PERIOD AND FOR A
NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR
200,000,000.00. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GIVEN BY THE SHAREHOLDERS'
MEETING ON MAY 19TH 2020 IN RESOLUTION NR
20. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES. SHARE CAPITAL
INCREASE RESERVED FOR EMPLOYEES
33 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt For For
BOARD OF DIRECTORS ALL POWERS IN ORDER TO
INCREASE THE SHARE CAPITAL, UP TO EUR
2,000,000,000.00, BY ISSUING BONUS SHARES
OR RAISING THE PAR VALUE OF EXISTING
SHARES, OR BY A COMBINATION OF BOTH
METHODS, BY WAY OF CAPITALIZING RESERVES,
PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED
THAT SUCH CAPITALIZATION IS ALLOWED BY LAW
AND UNDER THE BYLAWS. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 21TH 2019 IN
RESOLUTION NR 30. SHARE CAPITAL INCREASE BY
CAPITALIZING RESERVES, PROFITS OR PREMIUMS
34 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt For For
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL BY CANCELLING ALL OR PART OF
THE SHARES HELD BY THE COMPANY IN
CONNECTION WITH THE STOCK REPURCHASE PLAN
UNDER RESOLUTION 18, UP TO 10 PERCENT OF
THE SHARE CAPITAL OVER A 24-MONTH PERIOD.
THE SHAREHOLDERS' MEETING DECIDES TO CHARGE
THE EXCESS OF THE PURCHASE PRICE OVER THE
SHARE'S NOMINAL VALUE ON THE ISSUANCE
PREMIUM ACCOUNT, OR ANY OTHER AVAILABLE
RESERVE ACCOUNT, WITHIN THE LIMIT OF 10
PERCENT OF THE CAPITAL REDUCTION. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON MAY 19TH
2020 IN RESOLUTION NR 21. AUTHORIZATION TO
REDUCE THE CAPITAL THROUGH THE CANCELLATION
OF SHARES
35 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW. POWERS
TO ACCOMPLISH FORMALITIES
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: THE SHAREHOLDERS'
MEETING, SUBJECT TO THE ADOPTION OF
RESOLUTION 31, AUTHORIZES THE BOARD OF
DIRECTORS TO GRANT, FOR FREE EXISTING OR
FUTURE SHARES, IN FAVOR OF THE EMPLOYEES OR
THE CORPORATE OFFICERS OF THE COMPANY AND
RELATED COMPANIES, FOR AN AMOUNT
REPRESENTING 0.4 PERCENT OF THE SHARE
CAPITAL. THE PRESENT DELEGATION IS GIVEN
FOR A 12-MONTH PERIOD. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
AMENDMENT TO THE RESOLUTION 31 - SHARE
CAPITAL INCREASE RESERVED FOR EMPLOYEES
B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: THE SHAREHOLDERS'
MEETING DECIDES TO AMEND ARTICLE 13 OF THE
BYLAWS, IN ORDER TO SET A MAXIMUM NUMBER OF
TERMS OF OFFICE THAT THE DIRECTORS OF THE
COMPANY CAN ACCEPT TO EXERCISE THE
FUNCTIONS OF DIRECTOR OF THE COMPANY.
AMENDMENT TO ARTICLES OF THE BYLAWS
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL
LINK:https://www.journal-officiel.gouv.fr/b
alo/document/202104192101016-47
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU AND PLEASE NOTE
THAT IF YOU HOLD CREST DEPOSITORY INTERESTS
(CDIs) AND PARTICIPATE AT THIS MEETING, YOU
(OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)
WILL BE REQUIRED TO INSTRUCT A TRANSFER OF
THE RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND INTERMEDIARY
CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE
CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER
THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU
SHOULD BE PROVIDING THE UNDERLYING
SHAREHOLDER INFORMATION AT THE VOTE
INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW
TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE
OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR
DEDICATED CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
ORIENTAL LAND CO.,LTD. Agenda Number: 714295498
--------------------------------------------------------------------------------------------------------------------------
Security: J6174U100
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3198900007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Reduce Term of Office of Mgmt For For
Directors to One Year
3.1 Appoint a Director Kagami, Toshio Mgmt Against Against
3.2 Appoint a Director Takano, Yumiko Mgmt Against Against
3.3 Appoint a Director Katayama, Yuichi Mgmt Against Against
3.4 Appoint a Director Yokota, Akiyoshi Mgmt Against Against
3.5 Appoint a Director Takahashi, Wataru Mgmt Against Against
3.6 Appoint a Director Kaneki, Yuichi Mgmt Against Against
3.7 Appoint a Director Kambara, Rika Mgmt Against Against
3.8 Appoint a Director Hanada, Tsutomu Mgmt Against Against
3.9 Appoint a Director Mogi, Yuzaburo Mgmt For For
3.10 Appoint a Director Yoshida, Kenji Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ORIGIN ENERGY LTD Agenda Number: 713168549
--------------------------------------------------------------------------------------------------------------------------
Security: Q71610101
Meeting Type: AGM
Meeting Date: 20-Oct-2020
Ticker:
ISIN: AU000000ORG5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 454188 DUE TO DELETION OF
RESOLUTION 4. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 RE-ELECTION OF MS MAXINE BRENNER Mgmt For For
3 ADOPTION OF REMUNERATION REPORT Mgmt For For
(NON-BINDING ADVISORY VOTE)
5.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: AMENDMENT TO THE
CONSTITUTION (SPECIAL RESOLUTION)
5.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: CONSENT AND FRACKING
(CONTINGENT NON-BINDING ADVISORY
RESOLUTION)
5.C PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: LOBBYING AND COVID-19
RECOVERY (CONTINGENT NON-BINDING ADVISORY
RESOLUTION)
--------------------------------------------------------------------------------------------------------------------------
ORIX CORPORATION Agenda Number: 714242714
--------------------------------------------------------------------------------------------------------------------------
Security: J61933123
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3200450009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Amend Business Lines Mgmt For For
2.1 Appoint a Director Inoue, Makoto Mgmt For For
2.2 Appoint a Director Irie, Shuji Mgmt For For
2.3 Appoint a Director Taniguchi, Shoji Mgmt For For
2.4 Appoint a Director Matsuzaki, Satoru Mgmt For For
2.5 Appoint a Director Suzuki, Yoshiteru Mgmt For For
2.6 Appoint a Director Stan Koyanagi Mgmt For For
2.7 Appoint a Director Takenaka, Heizo Mgmt For For
2.8 Appoint a Director Michael Cusumano Mgmt For For
2.9 Appoint a Director Akiyama, Sakie Mgmt For For
2.10 Appoint a Director Watanabe, Hiroshi Mgmt For For
2.11 Appoint a Director Sekine, Aiko Mgmt For For
2.12 Appoint a Director Hodo, Chikatomo Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ORKLA ASA Agenda Number: 713728307
--------------------------------------------------------------------------------------------------------------------------
Security: R67787102
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: NO0003733800
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING ELECT CHAIRMAN OF MEETING Mgmt For For
2 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 2.75 PER SHARE
3 APPROVE GUIDELINES FOR INCENTIVE BASED Mgmt For For
COMPENSATION FOR EXECUTIVE MANAGEMENT
4 DISCUSS COMPANY'S CORPORATE GOVERNANCE Non-Voting
STATEMENT
5.1 AUTHORIZE REPURCHASE OF SHARES FOR USE IN Mgmt For For
EMPLOYEE INCENTIVE PROGRAMS
5.2 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE AND/OR CANCELLATION OF
REPURCHASED SHARES
6.1 REELECT STEIN HAGEN AS DIRECTOR Mgmt Against Against
6.2 REELECT INGRID BLANK AS DIRECTOR Mgmt For For
6.3 REELECT NILS SELTE AS DIRECTOR Mgmt Against Against
6.4 REELECT LISELOTT KILAAS AS DIRECTOR Mgmt For For
6.5 REELECT PETER AGNEFJALL AS DIRECTOR Mgmt For For
6.6 REELECT ANNA MOSSBERG AS DIRECTOR Mgmt For For
6.7 REELECT ANDERS KRISTIANSEN AS DIRECTOR Mgmt For For
6.8 REELECT CAROLINE KJOS AS DEPUTY DIRECTOR Mgmt For For
7 ELECT NILS-HENRIK PETTERSSON AS MEMBER OF Mgmt For For
NOMINATING COMMITTEE
8 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
9 APPROVE REMUNERATION OF NOMINATING Mgmt For For
COMMITTEE
10 APPROVE REMUNERATION OF AUDITORS Mgmt For For
CMMT 26 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 01 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 01 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
ORSTED Agenda Number: 713588993
--------------------------------------------------------------------------------------------------------------------------
Security: K7653Q105
Meeting Type: AGM
Meeting Date: 01-Mar-2021
Ticker:
ISIN: DK0060094928
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 9.1 TO 9.9 AND 11. THANK
YOU
1 REPORT BY THE BOARD OF DIRECTORS Non-Voting
2 PRESENTATION OF THE AUDITED ANNUAL REPORT Mgmt For For
FOR APPROVAL
3 PRESENTATION OF THE REMUNERATION REPORT FOR Mgmt For For
ADVISORY VOTE
4 PROPOSAL TO DISCHARGE THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE BOARD FROM
THEIR LIABILITIES
5 PROPOSAL FOR THE APPROPRIATION OF THE Mgmt For For
PROFIT ACCORDING TO THE APPROVED ANNUAL
REPORT
6 PROPOSAL FROM THE BOARD OF DIRECTORS FOR Mgmt For For
AUTHORIZATION TO ACQUIRE TREASURY SHARES
7.1 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AN AMENDMENT OF THE
REMUNERATION POLICY TO AUTHORISE THE BOARD
OF DIRECTORS TO IMPLEMENT A SCHEME FOR
INDEMNIFICATION OF THE BOARD OF DIRECTORS
AND THE EXECUTIVE BOARD
7.2 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AN AMENDMENT OF THE
REMUNERATION POLICY TO ALLOW FOR A FIXED
ANNUAL TRAVEL COMPENSATION FOR BOARD
MEMBERS RESIDING OUTSIDE EUROPE
7.3 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AN AUTHORISATION IN THE
ARTICLES OF ASSOCIATION TO CONDUCT
COMPLETELY ELECTRONIC GENERAL MEETINGS
7.4 PROPOSAL FROM THE BOARD OF DIRECTORS: GRANT Mgmt For For
OF AUTHORISATION
8 ANY PROPOSALS FROM THE SHAREHOLDERS (NO Non-Voting
PROPOSALS)
9.1 ELECTION OF EIGHT MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS
9.2 RE-ELECTION OF THOMAS THUNE ANDERSEN AS Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
9.3 RE-ELECTION OF LENE SKOLE AS DEPUTY Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
9.4 RE-ELECTION OF LYNDA ARMSTRONG AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.5 RE-ELECTION OF JORGEN KILDAHL AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.6 RE-ELECTION OF PETER KORSHOLM AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.7 RE-ELECTION OF DIETER WEMMER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.8 ELECTION OF JULIA KING, BARONESS BROWN OF Mgmt For For
CAMBRIDGE, AS NEW MEMBER OF THE BOARD OF
DIRECTORS
9.9 ELECTION OF HENRIK POULSEN AS NEW MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
10 DETERMINATION OF THE REMUNERATION PAYABLE Mgmt For For
TO THE BOARD OF DIRECTORS FOR THE FINANCIAL
YEAR 2021
11 RE-ELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB AS
AUDITOR
12 ANY OTHER BUSINESS Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 05 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 05 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
OSAKA GAS CO.,LTD. Agenda Number: 714226835
--------------------------------------------------------------------------------------------------------------------------
Security: J62320130
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3180400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Absorption-Type Company Split Mgmt For For
Agreement
3.1 Appoint a Director Honjo, Takehiro Mgmt Against Against
3.2 Appoint a Director Fujiwara, Masataka Mgmt Against Against
3.3 Appoint a Director Miyagawa, Tadashi Mgmt Against Against
3.4 Appoint a Director Matsui, Takeshi Mgmt Against Against
3.5 Appoint a Director Tasaka, Takayuki Mgmt Against Against
3.6 Appoint a Director Takeguchi, Fumitoshi Mgmt Against Against
3.7 Appoint a Director Miyahara, Hideo Mgmt For For
3.8 Appoint a Director Murao, Kazutoshi Mgmt For For
3.9 Appoint a Director Kijima, Tatsuo Mgmt For For
3.10 Appoint a Director Sato, Yumiko Mgmt For For
4 Approve Details of the Stock Compensation Mgmt For For
to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
OTSUKA CORPORATION Agenda Number: 713633647
--------------------------------------------------------------------------------------------------------------------------
Security: J6243L115
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3188200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Otsuka, Yuji Mgmt Against Against
2.2 Appoint a Director Katakura, Kazuyuki Mgmt Against Against
2.3 Appoint a Director Takahashi, Toshiyasu Mgmt Against Against
2.4 Appoint a Director Tsurumi, Hironobu Mgmt Against Against
2.5 Appoint a Director Saito, Hironobu Mgmt Against Against
2.6 Appoint a Director Yano, Katsuhiro Mgmt Against Against
2.7 Appoint a Director Sakurai, Minoru Mgmt Against Against
2.8 Appoint a Director Makino, Jiro Mgmt For For
2.9 Appoint a Director Saito, Tetsuo Mgmt For For
2.10 Appoint a Director Hamabe, Makiko Mgmt For For
3 Appoint a Corporate Auditor Murata, Tatsumi Mgmt For For
4 Approve Provision of Retirement Allowance Mgmt Against Against
for Retiring Directors
5 Approve Provision of Retirement Allowance Mgmt Against Against
for Retiring Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
OTSUKA HOLDINGS CO.,LTD. Agenda Number: 713633611
--------------------------------------------------------------------------------------------------------------------------
Security: J63117105
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3188220002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Otsuka, Ichiro Mgmt Against Against
1.2 Appoint a Director Higuchi, Tatsuo Mgmt Against Against
1.3 Appoint a Director Matsuo, Yoshiro Mgmt Against Against
1.4 Appoint a Director Makino, Yuko Mgmt Against Against
1.5 Appoint a Director Takagi, Shuichi Mgmt Against Against
1.6 Appoint a Director Tobe, Sadanobu Mgmt Against Against
1.7 Appoint a Director Kobayashi, Masayuki Mgmt Against Against
1.8 Appoint a Director Tojo, Noriko Mgmt Against Against
1.9 Appoint a Director Inoue, Makoto Mgmt Against Against
1.10 Appoint a Director Matsutani, Yukio Mgmt For For
1.11 Appoint a Director Sekiguchi, Ko Mgmt For For
1.12 Appoint a Director Aoki, Yoshihisa Mgmt For For
1.13 Appoint a Director Mita, Mayo Mgmt For For
2 Appoint Accounting Auditors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORPORATION LTD Agenda Number: 713819499
--------------------------------------------------------------------------------------------------------------------------
Security: Y64248209
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: SG1S04926220
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF DIRECTORS' STATEMENT AND Mgmt For For
AUDITED FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND
AUDITORS' REPORT
2.A RE-ELECTION OF MR CHUA KIM CHIU Mgmt For For
2.B RE-ELECTION OF MR PRAMUKTI SURJAUDAJA Mgmt For For
2.C RE-ELECTION OF MR TAN NGIAP JOO Mgmt For For
3 RE-ELECTION OF DR ANDREW KHOO CHENG HOE Mgmt For For
4 APPROVAL OF FINAL ONE-TIER TAX EXEMPT Mgmt For For
DIVIDEND: 15.9 CENTS PER ORDINARY SHARE
5.A APPROVAL OF AMOUNT PROPOSED AS DIRECTORS' Mgmt Against Against
REMUNERATION
5.B APPROVAL OF ALLOTMENT AND ISSUE OF ORDINARY Mgmt For For
SHARES TO THE NON-EXECUTIVE DIRECTORS
6 RE-APPOINTMENT OF AUDITORS AND Mgmt For For
AUTHORISATION FOR DIRECTORS TO FIX THEIR
REMUNERATION
7 AUTHORITY TO ISSUE ORDINARY SHARES, AND Mgmt For For
MAKE OR GRANT INSTRUMENTS CONVERTIBLE INTO
ORDINARY SHARES
8 AUTHORITY TO (I) ALLOT AND ISSUE ORDINARY Mgmt For For
SHARES UNDER THE OCBC SHARE OPTION SCHEME
2001; AND/OR (II) GRANT RIGHTS TO ACQUIRE
AND/OR ALLOT AND ISSUE ORDINARY SHARES
UNDER THE OCBC EMPLOYEE SHARE PURCHASE PLAN
9 AUTHORITY TO ALLOT AND ISSUE ORDINARY Mgmt For For
SHARES PURSUANT TO THE OCBC SCRIP DIVIDEND
SCHEME
10 APPROVAL OF RENEWAL OF THE SHARE PURCHASE Mgmt For For
MANDATE
11 ADOPTION OF THE OCBC DEFERRED SHARE PLAN Mgmt For For
2021
--------------------------------------------------------------------------------------------------------------------------
PANASONIC CORPORATION Agenda Number: 714257703
--------------------------------------------------------------------------------------------------------------------------
Security: J6354Y104
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3866800000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Absorption-Type Company Split Mgmt For For
Agreement
2 Amend Articles to: Change Official Company Mgmt For For
Name, Amend Business Lines, Approve Minor
Revisions
3.1 Appoint a Director Tsuga, Kazuhiro Mgmt Against Against
3.2 Appoint a Director Sato, Mototsugu Mgmt Against Against
3.3 Appoint a Director Higuchi, Yasuyuki Mgmt Against Against
3.4 Appoint a Director Homma, Tetsuro Mgmt Against Against
3.5 Appoint a Director Tsutsui, Yoshinobu Mgmt For For
3.6 Appoint a Director Ota, Hiroko Mgmt For For
3.7 Appoint a Director Toyama, Kazuhiko Mgmt For For
3.8 Appoint a Director Noji, Kunio Mgmt For For
3.9 Appoint a Director Sawada, Michitaka Mgmt For For
3.10 Appoint a Director Umeda, Hirokazu Mgmt Against Against
3.11 Appoint a Director Laurence W. Bates Mgmt Against Against
3.12 Appoint a Director Kusumi, Yuki Mgmt Against Against
3.13 Appoint a Director Matsui, Shinobu Mgmt For For
4 Approve Details of the Compensation to be Mgmt For For
received by Outside Directors
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PEMBINA PIPELINE CORPORATION Agenda Number: 935378946
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Security: 706327103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: PBA
ISIN: CA7063271034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Randall J. Findlay Mgmt For For
Anne-Marie N. Ainsworth Mgmt For For
Cynthia Carroll Mgmt For For
Michael H. Dilger Mgmt For For
Robert G. Gwin Mgmt For For
Maureen E. Howe Mgmt For For
Gordon J. Kerr Mgmt For For
David M.B. LeGresley Mgmt For For
Leslie A. O'Donoghue Mgmt For For
Bruce D. Rubin Mgmt For For
Henry W. Sykes Mgmt For For
2 To appoint KPMG LLP, Chartered Professional Mgmt For For
Accountants, as the auditors of the
Corporation for the ensuing financial year
at a remuneration to be fixed by the Board
of Directors.
3 To accept the approach to executive Mgmt For For
compensation as disclosed in the
accompanying management proxy circular.
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PERNOD RICARD SA Agenda Number: 713260583
--------------------------------------------------------------------------------------------------------------------------
Security: F72027109
Meeting Type: MIX
Meeting Date: 27-Nov-2020
Ticker:
ISIN: FR0000120693
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT 09 NOV 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202010232004301-128 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202011092004473-135; PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK IN COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 MODIFICATION OF ARTICLES 35 AND 36 OF THE Mgmt For For
BYLAWS ON THE INCLUSION OF ABSTENTION,
BLANK AND NULL VOTES FOR THE CALCULATION OF
THE MAJORITY AT GENERAL MEETINGS IN
ACCORDANCE WITH THE SOILIHI LAW
2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30
JUNE 2020 - ACKNOWLEDGEMENT OF THE TOTAL
AMOUNT OF EXPENSES AND CHARGES REFERRED TO
IN PARAGRAPH 4 OF ARTICLE 39 OF THE FRENCH
GENERAL TAX CODE
3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30
JUNE 2020
4 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 30 JUNE 2020 AND SETTING OF THE
DIVIDEND
5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
ALEXANDRE RICARD AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MR. CESAR Mgmt Against Against
GIRON AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
WOLFGANG COLBERG AS DIRECTOR
8 APPOINTMENT OF MRS. VIRGINIE FAUVEL AS Mgmt For For
DIRECTOR
9 SETTING OF THE ANNUAL AMOUNT OF Mgmt For For
COMPENSATION ALLOCATED TO MEMBERS OF THE
BOARD OF DIRECTORS
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR ALLOCATED DURING THE FINANCIAL YEAR
2019/20 TO MR. ALEXANDRE RICARD, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
11 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR ALLOCATED DURING THE FINANCIAL YEAR
2019/20 TO THE CORPORATE OFFICERS
12 APPROVAL OF THE ELEMENTS OF THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO MR.
ALEXANDRE RICARD, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
13 APPROVAL OF THE ELEMENTS OF THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO CORPORATE
OFFICERS
14 APPROVAL OF THE REGULATED AGREEMENTS Mgmt For For
REFERRED TO IN ARTICLES L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
15 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO TRADE IN THE
COMPANY'S SHARES
16 RATIFICATION OF THE DECISION OF THE BOARD Mgmt For For
OF DIRECTORS TO TRANSFER THE REGISTERED
OFFICE OF THE COMPANY AND OF THE AMENDMENT
TO ARTICLE 4 "REGISTERED OFFICE" OF THE
BYLAWS RELATING THERETO
17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL WITHIN THE LIMIT
OF 2% OF THE SHARE CAPITAL BY ISSUING
SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS
OF COMPANY SAVINGS PLANS WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN
FAVOUR OF THE LATTER
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL WITHIN THE LIMIT
OF 2% OF THE SHARE CAPITAL BY ISSUING
SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL IN FAVOUR OF CATEGORY
S OF DESIGNATED BENEFICIARIES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE
LATTER
19 AMENDMENT TO ARTICLE 21 OF THE BYLAWS Mgmt For For
"MEETINGS" IN ORDER TO INTRODUCE THE
POSSIBILITY FOR THE BOARD OF DIRECTORS TO
TAKE DECISIONS BY WRITTEN CONSULTATION
UNDER THE CONDITIONS SET BY LAW SOILIHI LAW
20 MODIFICATION OF ARTICLES 25 "REMUNERATION Mgmt For For
OF BOARD MEMBERS", 28 "CENSORS" AND 35
"ORDINARY GENERAL MEETINGS" OF THE BYLAWS
IN ORDER TO REPLACE THE TERM "ATTENDANCE
FEES" BY THAT OF "REMUNERATION" IN
ACCORDANCE WITH THE PACTE LAW
21 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
CMMT 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIs") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
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PLUS500 LTD Agenda Number: 713600105
--------------------------------------------------------------------------------------------------------------------------
Security: M7S2CK109
Meeting Type: EGM
Meeting Date: 16-Mar-2021
Ticker:
ISIN: IL0011284465
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 TO ELECT TAMI GOTTLIEB AS AN EXTERNAL Mgmt For For
DIRECTOR AND INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE COMPANY FOR A THREE YEAR
TERM
2 TO APPROVE THE FEES PAYABLE TO TAMI Mgmt For For
GOTTLIEB FOR HER SERVICES AS AN EXTERNAL
DIRECTOR AND INDEPENDENT NON-EXECUTIVE
DIRECTOR OF 75,000 GBP
3 TO APPROVE AN INCREASE IN THE FEES PAYABLE Mgmt For For
TO ANNE GRIM FOR HER SERVICES AS AN
EXTERNAL DIRECTOR AND INDEPENDENT
NON-EXECUTIVE DIRECTOR
4 TO APPROVE THE FEES PAYABLE TO SIGALIA Mgmt For For
HEIFETZ FOR HER SERVICES AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF 75,000 GBP GROSS
PER ANNUM
5 TO AMEND ARTICLE 41 OF THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO INCREASE THE
MAXIMUM SIZE OF THE COMPANY'S BOARD OF
DIRECTORS FROM EIGHT DIRECTORS TO NINE
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
PLUS500 LTD Agenda Number: 713728698
--------------------------------------------------------------------------------------------------------------------------
Security: M7S2CK109
Meeting Type: AGM
Meeting Date: 04-May-2021
Ticker:
ISIN: IL0011284465
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 TO RE-ELECT DAVID ZRUIA, WHO RETIRES BY Mgmt For For
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS A
DIRECTOR
2 TO RE-ELECT ELAD EVEN-CHEN, WHO RETIRES BY Mgmt For For
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS A
DIRECTOR
3 TO RE-ELECT STEVE BALDWIN, WHO RETIRES BY Mgmt For For
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
4 TO RE-ELECT SIGALIA HEIFETZ, WHO RETIRES BY Mgmt For For
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
5 TO ELECT PROF JACOB A. FRENKEL PURSUANT TO Mgmt For For
ARTICLE 42 OF THE COMPANY'S ARTICLES OF
ASSOCIATION, AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR (IF ELECTED, PROF
FRENKEL SHALL SERVE AS CHAIR OF THE
COMPANY'S BOARD OF DIRECTORS FOLLOWING THE
ANNUAL GENERAL MEETING)
6 TO RE-APPOINT KESSELMAN & KESSELMAN, A Mgmt For For
MEMBER FIRM OF PRICEWATERHOUSECOOPERS
INTERNATIONAL LIMITED, AS THE COMPANY'S
INDEPENDENT EXTERNAL AUDITOR FOR 2021
7 TO AUTHORISE THE COMPANY'S BOARD OF Mgmt For For
DIRECTORS (OR, THE AUDIT COMMITTEE, IF
AUTHORISED BY THE BOARD OF DIRECTORS) TO
FIX THE REMUNERATION OF THE COMPANY'S
INDEPENDENT EXTERNAL AUDITOR
8 TO AUTHORISE THE DIRECTORS PURSUANT TO Mgmt For For
ARTICLE 10(C) OF THE COMPANY'S ARTICLES OF
ASSOCIATION ("ARTICLES") TO ALLOT AND ISSUE
UP TO 5,099,475 ORDINARY SHARES
(REPRESENTING JUST UNDER 5 PER CENT. OF THE
COMPANY'S ISSUED SHARE CAPITAL (EXCLUDING
SHARES HELD IN TREASURY)) FOR CASH AS IF
ARTICLE 10(B) OF THE ARTICLES OF
ASSOCIATION DID NOT APPLY TO SUCH
ALLOTMENT. -THE AUTHORITY CONFERRED BY THIS
RESOLUTION SHALL EXPIRE AT THE CONCLUSION
OF THE ANNUAL GENERAL MEETING OF THE
COMPANY TO BE HELD IN 2022 OR, IF EARLIER,
AT THE CLOSE OF BUSINESS ON 4 AUGUST 2022,
UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO
THIS TIME. UNDER THE AUTHORITY CONFERRED BY
THIS RESOLUTION, THE DIRECTORS MAY BEFORE
SUCH EXPIRY MAKE AN OFFER OR ENTER INTO AN
AGREEMENT WHICH WOULD OR MIGHT REQUIRE
SHARES TO BE ALLOTTED OR RIGHTS TO
SUBSCRIBE FOR, OR CONVERT ANY SECURITY
INTO, SHARES TO BE GRANTED AFTER THE
AUTHORITY EXPIRES AND THE DIRECTORS MAY
ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE
FOR, OR CONVERT ANY SECURITY INTO, SHARES
(AS THE CASE MAY BE) IN PURSUANCE OF SUCH
AN OFFER OR AGREEMENT AS IF THE RELEVANT
AUTHORITY CONFERRED IN THIS RESOLUTION HAD
NOT EXPIRED
9 TO AUTHORISE THE DIRECTORS PURSUANT TO Mgmt For For
ARTICLE 10(C) OF THE COMPANY'S ARTICLES OF
ASSOCIATION TO ALLOT AND ISSUE UP TO
5,099,475 ORDINARY SHARES (REPRESENTING
JUST UNDER 5 PER CENT. OF THE COMPANY'S
ISSUED SHARE CAPITAL (EXCLUDING SHARES HELD
IN TREASURY)) FOR CASH AS IF ARTICLE 10(B)
OF THE ARTICLES OF ASSOCIATION DID NOT
APPLY TO SUCH ALLOTMENT AND ISSUE, SUCH
AUTHORITY TO BE LIMITED TO THE ALLOTMENT OF
EQUITY SECURITIES OR SALE OF TREASURY
SHARES, TO BE USED ONLY FOR THE PURPOSES OF
FINANCING (OR REFINANCING, IF THE AUTHORITY
IS TO BE USED WITHIN SIX MONTHS AFTER THE
ORIGINAL TRANSACTION) A TRANSACTION WHICH
THE BOARD OF THE COMPANY DETERMINES TO BE
AN ACQUISITION OR OTHER CAPITAL INVESTMENT
OF A KIND CONTEMPLATED BY THE STATEMENT OF
PRINCIPLES ON DISAPPLYING PRE-EMPTION
RIGHTS MOST RECENTLY PUBLISHED BY THE
PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS
NOTICE. - THE AUTHORITY CONFERRED BY THIS
RESOLUTION SHALL EXPIRE AT THE CONCLUSION
OF THE ANNUAL GENERAL MEETING OF THE
COMPANY TO BE HELD IN 2022 OR, IF EARLIER,
AT THE CLOSE OF BUSINESS ON 4 AUGUST 2022,
UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO
THIS TIME. UNDER THE AUTHORITY CONFERRED BY
THIS RESOLUTION THE DIRECTORS MAY BEFORE
SUCH EXPIRY MAKE AN OFFER OR ENTER INTO AN
AGREEMENT WHICH WOULD OR MIGHT REQUIRE
SHARES TO BE ALLOTTED OR RIGHTS TO
SUBSCRIBE FOR, OR CONVERT ANY SECURITY
INTO, SHARES TO BE GRANTED AFTER THE
AUTHORITY EXPIRES AND THE DIRECTORS MAY
ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE
FOR, OR CONVERT ANY SECURITY INTO, SHARES
(AS THE CASE MAY BE) IN PURSUANCE OF SUCH
AN OFFER OR AGREEMENT AS IF THE RELEVANT
AUTHORITY CONFERRED IN THIS RESOLUTION HAD
NOT EXPIRED
10 TO AUTHORISE THE COMPANY TO MAKE PURCHASES Mgmt For For
OF UP TO 10,198,950 ORDINARY SHARES
(REPRESENTING JUST UNDER 10 PER CENT. OF
THE COMPANY'S ISSUED SHARE CAPITAL
(EXCLUDING SHARES HELD IN TREASURY)) FOR
CASH, PROVIDED THAT: A. THE MINIMUM PRICE
WHICH MAY BE PAID FOR AN ORDINARY SHARE IS
NIS 0.01, SUCH MINIMUM PRICE BEING
EXCLUSIVE OF ANY EXPENSES; B. THE MAXIMUM
PRICE WHICH MAY BE PAID FOR AN ORDINARY
SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL
TO 105 PER CENT. OF THE AVERAGE OF THE
MARKET VALUE FOR AN ORDINARY SHARE AS
DERIVED FROM THE LONDON STOCK EXCHANGE PLC
DAILY OFFICIAL LIST FOR THE FIVE BUSINESS
DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH
THAT ORDINARY SHARE IS CONTRACTED TO BE
PURCHASED; AND (II) AN AMOUNT EQUAL TO THE
HIGHER OF THE PRICE OF THE LAST INDEPENDENT
TRADE OF AN ORDINARY SHARE AND THE HIGHEST
CURRENT INDEPENDENT BID FOR AN ORDINARY
SHARE ON THE LONDON STOCK EXCHANGE AT THE
TIME THE PURCHASE IS CARRIED OUT, SUCH
MAXIMUM PRICE BEING EXCLUSIVE OF ANY
EXPENSES; AND C. THIS AUTHORITY SHALL
EXPIRE AT THE CONCLUSION OF THE ANNUAL
GENERAL MEETING OF THE COMPANY TO BE HELD
IN 2022 OR, IF EARLIER, AT THE CLOSE OF
BUSINESS ON 4 AUGUST 2022, UNLESS SUCH
AUTHORITY IS RENEWED PRIOR TO THIS TIME. -
UNDER THE AUTHORITY CONFERRED BY THIS
RESOLUTION, THE COMPANY MAY BEFORE THE
AUTHORITY EXPIRES MAKE AN OFFER OR ENTER
INTO AN AGREEMENT TO PURCHASE ORDINARY
SHARES UNDER THIS AUTHORITY WHICH WOULD OR
MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY, AND THE COMPANY MAY MAKE A
PURCHASE OF ORDINARY SHARES IN PURSUANCE OF
SUCH AN OFFER OR AGREEMENT AS IF THE POWER
CONFERRED IN THIS RESOLUTION HAD NOT
EXPIRED
11 AS REQUIRED BY THE ISRAELI COMPANIES LAW, Mgmt For For
5759-1999 ("COMPANIES LAW"), TO RENEW THE
COMPANY'S REMUNERATION POLICY FOR DIRECTORS
AND EXECUTIVES, IN THE FORM ATTACHED HERETO
AS ANNEX A
12 TO APPROVE THE FEES PAYABLE TO PROF JACOB Mgmt For For
FRENKEL FOR HIS SERVICES AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF NIS 1,605,000
(APPROX. GBP 350,000) (PLUS VAT) GROSS PER
ANNUM, EFFECTIVE AS OF THE DATE OF THE AGM,
WHICH SHALL BE PAID TO PROF FRENKEL AS
FOLLOWS: (A) NIS 1,260,000 (APPROX. GBP
275,000) AND VAT IN CASH, AND (B) NIS
345,000 (APPROX. GBP 75,000) BY THE
ALLOTMENT OF ORDINARY SHARES OF THE COMPANY
13 AS REQUIRED BY THE COMPANIES LAW AND IN Mgmt For For
ACCORDANCE WITH THE RECOMMENDATION OF THE
REMUNERATION COMMITTEE AND THE BOARD OF
DIRECTORS, TO APPROVE THE FOLLOWING
REMUNERATION TERMS FOR MR DAVID ZRUIA, THE
CHIEF EXECUTIVE OFFICER AND AN EXECUTIVE
DIRECTOR OF THE COMPANY: (A) AN INCREASE IN
THE FEES PAYABLE TO MR ZRUIA, AS AN
AMENDMENT TO HIS EMPLOYMENT CONTRACT, FOR
HIS SERVICES AS CHIEF EXECUTIVE OFFICER AND
EXECUTIVE DIRECTOR FROM NIS 1,520,000
(APPROX. GBP 343,000) TO NIS 2,060,000
(APPROX. GBP 450,000) GROSS PER ANNUM,
EFFECTIVE 1 JANUARY 2021. (B) THE PAYMENT
TO MR ZRUIA OF AN ANNUAL BONUS FOR THE YEAR
ENDING 31 DECEMBER 2021, WITH AN AGGREGATE
VALUE OF UP TO 250 PER CENT. OF THE SERVICE
FEE (NIS 5,150,000 (APPROX. GBP
1,125,000)), AS SET FORTH IN THE
EXPLANATORY NOTES. (C) THE GRANT TO MR
ZRUIA OF AN LTIP AWARD WITH AN AGGREGATE
VALUE OF UP TO 250 PER CENT. OF THE SERVICE
FEE (NIS 5,150,000 (APPROX. GBP
1,125,000)), THE EFFECTIVE GRANT DATE OF
WHICH SHALL BE 1 JANUARY 2021, AS SET FORTH
IN THE EXPLANATORY NOTES
14 AS REQUIRED BY THE COMPANIES LAW AND IN Mgmt For For
ACCORDANCE WITH THE RECOMMENDATION OF THE
REMUNERATION COMMITTEE AND THE BOARD OF
DIRECTORS, TO APPROVE THE FOLLOWING
REMUNERATION TERMS FOR MR ELAD EVEN-CHEN,
THE CHIEF FINANCIAL OFFICER AND AN
EXECUTIVE DIRECTOR OF THE COMPANY: (A) AN
INCREASE IN THE SERVICE CONTRACT FEE
PAYABLE TO MR EVEN-CHEN FOR HIS SERVICES AS
CHIEF FINANCIAL OFFICER AND EXECUTIVE
DIRECTOR FROM NIS 1,700,000 (APPROX. GBP
384,000) TO NIS 2,060,000 (APPROX. GBP
450,000) (PLUS VAT) PER ANNUM, EFFECTIVE 1
JANUARY 2021. (B) THE PAYMENT TO EVEN-CHEN
OF AN ANNUAL BONUS FOR THE YEAR ENDING 31
DECEMBER 2021, WITH AN AGGREGATE VALUE OF
UP TO 250 PER CENT. OF THE SERVICE CONTRACT
FEE (NIS 5,150,000 (APPROX. GBP 1,125,000)
(PLUS VAT)), ALL AS SET FORTH IN THE
EXPLANATORY NOTES. (C) THE GRANT TO
EVEN-CHEN OF AN LTIP AWARD WITH AN
AGGREGATE VALUE OF UP TO 250 PER CENT. OF
THE SERVICE CONTRACT FEE (NIS 5,150,000
(APPROX. GBP 1,125,000) (PLUS VAT)), THE
EFFECTIVE GRANT DATE OF WHICH SHALL BE 1
JANUARY 2021, AS SET FORTH IN THE
EXPLANATORY NOTES
15 AS REQUIRED BY THE COMPANIES LAW AND IN Mgmt For For
ACCORDANCE WITH THE RECOMMENDATION OF THE
REMUNERATION COMMITTEE AND THE BOARD OF
DIRECTORS, TO APPROVE A TAX BONUS PAYMENT
OF NIS 4,250,000 (PLUS VAT) (APPROX. GBP
927,000), WHICH SHALL BE PAID TO EVEN-CHEN
BY THE ALLOTMENT OF ORDINARY SHARES OF THE
COMPANY FOR THE EXTRAORDINARY CONTRIBUTION
AND COMMITMENT IN OBTAINING A HIGHLY
BENEFICIAL APPROVAL FROM THE ISRAEL TAX
AUTHORITY (ITA) AND THE ISRAEL INNOVATION
AUTHORITY (IIA), THE EFFECTIVE PAYMENT DATE
OF WHICH SHALL BE 1 JANUARY 2021, TO BE
HELD BY EVEN-CHEN FOR A MINIMUM PERIOD OF
TWO YEARS, AS SET FORTH IN THE EXPLANATORY
NOTES
16 AS AN ADVISORY VOTE, TO APPROVE THE Mgmt For For
DIRECTORS' REMUNERATION REPORT, IN THE FORM
SET OUT ON PAGES 67 TO 75 OF THE COMPANY'S
ANNUAL REPORT FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2020
--------------------------------------------------------------------------------------------------------------------------
POSCO Agenda Number: 935339920
--------------------------------------------------------------------------------------------------------------------------
Security: 693483109
Meeting Type: Annual
Meeting Date: 12-Mar-2021
Ticker: PKX
ISIN: US6934831099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Financial Statements for the Mgmt Against Against
53rd FY (From January 1, 2020 to December
31, 2020).
2. Partial Amendments of the Articles of Mgmt For For
Incorporation.
3.1 Election of Inside Director: Choi, Mgmt For For
Jeong-Woo
3.2 Election of Inside Director: Kim, Hag-Dong Mgmt For For
3.3 Election of Inside Director: Chon, Jung-Son Mgmt For For
3.4 Election of Inside Director: Jeong, Tak Mgmt For For
3.5 Election of Inside Director: Chung, Mgmt For For
Chang-Hwa
4.1 Election of Outside Director: Yoo, Mgmt For For
Young-Sook
4.2 Election of Outside Director: Kwon, Mgmt For For
Tae-Kyun
5. Election of an Outside Director to Become Mgmt For For
an Audit Committee Member Kim, Sung-Jin.
6. Approval of the Ceiling Amount of Total Mgmt For For
Remuneration for Directors.
--------------------------------------------------------------------------------------------------------------------------
POSTE ITALIANE SPA Agenda Number: 713998651
--------------------------------------------------------------------------------------------------------------------------
Security: T7S697106
Meeting Type: MIX
Meeting Date: 28-May-2021
Ticker:
ISIN: IT0003796171
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 BALANCE SHEET AS OF 31 DECEMBER 2020. BOARD Mgmt For For
OF DIRECTORS', INTERNAL AND EXTERNAL
AUDITORS' REPORTS. RESOLUTIONS RELATED
THERETO. CONSOLIDATED BALANCE SHEET AS OF
31 DECEMBER 2020
O.2 TO ALLOCATE PROFIT AND TO DISTRIBUTE Mgmt For For
CAPITAL RESERVES
O.3 REPORT ON REMUNERATION POLICY FOR THE YEAR Mgmt For For
2021
O.4 REPORT ON REMUNERATION PAID DURING 2020 Mgmt For For
O.5 INCENTIVE PLAN BASED ON FINANCIAL Mgmt For For
INSTRUMENTS
O.6 TO STATE RELATION BETWEEN VARIABLE PART AND Mgmt For For
FIXED PART OF THE REMUNERATION OF THE
RELEVANT EMPLOYERS OF INTENDED ASSET
DENOMINATED BANCOPOSTA (BANCOPOSTA CAPITAL)
E.1 TO AMEND BANCOPOSTA CAPITAL AS A Mgmt For For
CONSEQUENCE OF REMOVING CONSTRAINT RELATED
TO ASSET AND ACTIVITY AND LEGAL
RELATIONSHIP THAT CONSTITUTES BUSINESS UNIT
RELATED TO DEBIT CARD. RESOLUTIONS RELATED
THERETO
CMMT 30 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 30 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC Agenda Number: 935405414
--------------------------------------------------------------------------------------------------------------------------
Security: 74435K204
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: PUK
ISIN: US74435K2042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the 2020 Accounts, Mgmt For For
Strategic Report, Directors' Remuneration
Report, Directors' Report and the Auditor's
Report (the Annual Report).
2. To approve the Directors' Remuneration Mgmt For For
Report.
3. To elect Chua Sock Koong as a Director. Mgmt For For
4. To elect Ming Lu as a Director. Mgmt For For
5. To elect Jeanette Wong as a Director. Mgmt For For
6. To re-elect Shriti Vadera as a Director. Mgmt For For
7. To re-elect Jeremy Anderson as a Director. Mgmt For For
8. To re-elect Mark FitzPatrick as a Director. Mgmt For For
9. To re-elect David Law as a Director. Mgmt For For
10. To re-elect Anthony Nightingale as a Mgmt For For
Director.
11. To re-elect Philip Remnant as a Director. Mgmt For For
12. To re-elect Alice Schroeder as a Director. Mgmt For For
13. To re-elect James Turner as a Director. Mgmt For For
14. To re-elect Thomas Watjen as a Director. Mgmt For For
15. To re-elect Michael Wells as a Director. Mgmt For For
16. To re-elect Fields Wicker-Miurin as a Mgmt For For
Director.
17. To re-elect Amy Yip as a Director. Mgmt For For
18. To re-appoint KPMG LLP as the Company's Mgmt For For
auditor.
19. To authorise the Audit Committee to Mgmt For For
determine the amount of the auditor's
remuneration.
20. To renew the authority to make political Mgmt For For
donations.
21. To renew the authority to allot ordinary Mgmt For For
shares.
22. To renew the extension of authority to Mgmt For For
allot ordinary shares to include
repurchased shares.
23. To renew the authority for disapplication Mgmt For For
of pre-emption rights. (Special Resolution)
24. To renew the authority for disapplication Mgmt For For
of pre-emption rights for purposes of
acquisitions or specified capital
investments. (Special Resolution)
25. To renew the authority for purchase of own Mgmt For For
shares. (Special Resolution)
26. To renew the authority in respect of notice Mgmt For For
for general meetings. (Special Resolution)
--------------------------------------------------------------------------------------------------------------------------
QBE INSURANCE GROUP LTD Agenda Number: 713756267
--------------------------------------------------------------------------------------------------------------------------
Security: Q78063114
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: AU000000QBE9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
3.A TO RE-ELECT MR S FITZGERALD AS A DIRECTOR Mgmt For For
3.B TO RE-ELECT SIR BRIAN POMEROY AS A DIRECTOR Mgmt For For
3.C TO RE-ELECT MS J SKINNER AS A DIRECTOR Mgmt For For
3.D TO ELECT MS T LE AS A DIRECTOR Mgmt For For
3.E TO ELECT MR E SMITH AS A DIRECTOR Mgmt For For
4.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: TO AMEND THE
CONSTITUTION
4.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: TO PUBLISH EXPOSURE
REDUCTION TARGETS
--------------------------------------------------------------------------------------------------------------------------
RAIFFEISEN BANK INTERNATIONAL AG Agenda Number: 713146478
--------------------------------------------------------------------------------------------------------------------------
Security: A7111G104
Meeting Type: OGM
Meeting Date: 20-Oct-2020
Ticker:
ISIN: AT0000606306
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 24 SEP 2020: DELETION OF COMMENT Non-Voting
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 469149 DUE TO RECEIVED BOARD
MEMBER NAMES UNDER RESOLUTION NO.6. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
5 RATIFY DELOITTE AS AUDITORS FOR FISCAL 2021 Mgmt For For
6.1 ELECT ERWIN HAMESEDER AS SUPERVISORY BOARD Mgmt Against Against
MEMBER
6.2 ELECT KLAUS BUCHLEITNER AS SUPERVISORY Mgmt Against Against
BOARD MEMBER
6.3 ELECT REINHARD MAYR AS SUPERVISORY BOARD Mgmt For For
MEMBER
6.4 ELECT HEINZ KONRAD AS SUPERVISORY BOARD Mgmt For For
MEMBER
7 APPROVE REMUNERATION POLICY Mgmt For For
8 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
9 AUTHORIZE REPURCHASE OF UP TO FIVE PERCENT Mgmt For For
OF ISSUED SHARE CAPITAL FOR TRADING
PURPOSES
10 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt Against Against
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 1 BILLION
11 APPROVE CREATION OF EUR 100.3 MILLION POOL Mgmt Against Against
OF CAPITAL TO GUARANTEE CONVERSION RIGHTS
12 AMEND ARTICLES OF ASSOCIATION Mgmt For For
13 APPROVE SPIN-OFF AGREEMENT WITH RAIFFEISEN Mgmt For For
CENTRO BANK AG
CMMT 23 SEP 2020: PLEASE NOTE THAT THE MEETING Non-Voting
HAS BEEN SET UP USING THE RECORD DATE 09
OCT 2020, SINCE AT THIS TIME WE ARE UNABLE
TO SYSTEMATICALLY UPDATE THE ACTUAL RECORD
DATE. THE TRUE RECORD DATE FOR THIS MEETING
IS 10 OCT 2020. THANK YOU
CMMT 24 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
DELETION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES FOR MID: 470261, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
RAIFFEISEN BANK INTERNATIONAL AG Agenda Number: 713720337
--------------------------------------------------------------------------------------------------------------------------
Security: A7111G104
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: AT0000606306
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 12 APR 2021: DELETION OF COMMENT Non-Voting
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME Mgmt For For
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
MEMBERS
6 RATIFY AUDITORS FOR FISCAL YEAR 2022 Mgmt For For
7 APPROVE REMUNERATION REPORT Mgmt For For
CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 1 AND DELETION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 31 MAR 2021:INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
RAKUTEN,INC. Agenda Number: 713662484
--------------------------------------------------------------------------------------------------------------------------
Security: J64264104
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3967200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Change Official Company Mgmt For For
Name
2.1 Appoint a Director Mikitani, Hiroshi Mgmt For For
2.2 Appoint a Director Hosaka, Masayuki Mgmt For For
2.3 Appoint a Director Charles B. Baxter Mgmt For For
2.4 Appoint a Director Hyakuno, Kentaro Mgmt For For
2.5 Appoint a Director Kutaragi, Ken Mgmt For For
2.6 Appoint a Director Sarah J. M. Whitley Mgmt For For
2.7 Appoint a Director Mitachi, Takashi Mgmt For For
2.8 Appoint a Director Murai, Jun Mgmt For For
2.9 Appoint a Director John V. Roos Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RAMSAY HEALTH CARE LTD Agenda Number: 713252663
--------------------------------------------------------------------------------------------------------------------------
Security: Q7982Y104
Meeting Type: AGM
Meeting Date: 24-Nov-2020
Ticker:
ISIN: AU000000RHC8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 4, 5 AND 6 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
3.1 TO RE-ELECT MR MICHAEL STANLEY SIDDLE Mgmt For For
3.2 TO ELECT MS KAREN LEE COLLETT PENROSE Mgmt For For
4 GRANT OF PERFORMANCE RIGHTS TO MANAGING Mgmt For For
DIRECTOR FOR FY2021
5 APPROVAL OF NON-EXECUTIVE DIRECTOR SHARE Mgmt For For
RIGHTS PLAN FOR PURPOSE OF SALARY SACRIFICE
CMMT IF YOU INTEND TO VOTE FOR THE REMUNERATION Non-Voting
REPORT, THEN YOU SHOULD VOTE AGAINST THE
SPILL RESOLUTION
6 CONTINGENT SPILL RESOLUTION: "THAT, SUBJECT Mgmt Against For
TO AND CONDITIONAL ON AT LEAST 25% OF THE
VOTES CAST ON ITEM 2 BEING CAST AGAINST THE
REMUNERATION REPORT: - AN EXTRAORDINARY
GENERAL MEETING OF THE COMPANY (THE SPILL
MEETING) BE HELD WITHIN 90 DAYS OF THE
PASSING OF THIS RESOLUTION; - ALL OF THE
NON-EXECUTIVE DIRECTORS IN OFFICE WHEN THE
RESOLUTION TO APPROVE THE REMUNERATION
REPORT FOR THE FINANCIAL YEAR ENDED 30 JUNE
2020 WAS PASSED (BEING MICHAEL SIDDLE,
PETER EVANS, ALISON DEANS, JAMES MCMURDO,
KAREN PENROSE, CLAUDIA SUSSMUTH DYCKERHOFF,
DAVID THODEY AO) WHO REMAIN IN OFFICE AT
THE TIME OF THE SPILL MEETING, CEASE TO
HOLD OFFICE IMMEDIATELY BEFORE THE END OF
THE SPILL MEETING; AND - RESOLUTIONS TO
APPOINT PERSONS TO OFFICES THAT WILL BE
VACATED IMMEDIATELY BEFORE THE END OF THE
SPILL MEETING BE PUT TO THE VOTE AT THE
SPILL MEETING."
--------------------------------------------------------------------------------------------------------------------------
REA GROUP LTD Agenda Number: 713246064
--------------------------------------------------------------------------------------------------------------------------
Security: Q8051B108
Meeting Type: AGM
Meeting Date: 17-Nov-2020
Ticker:
ISIN: AU000000REA9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 4.A, 4.B AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
3 RE-ELECTION OF NICK DOWLING AS A DIRECTOR Mgmt For For
4.A GRANT OF PERFORMANCE RIGHTS UNDER THE REA Mgmt For For
GROUP LONG TERM INCENTIVE PLAN TO THE CHIEF
EXECUTIVE OFFICER
4.B GRANT OF PERFORMANCE RIGHTS UNDER THE REA Mgmt For For
GROUP RECOVERY INCENTIVE PLAN TO THE CHIEF
EXECUTIVE OFFICER
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC Agenda Number: 713857211
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE 2020 REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO DECLARE A FINAL DIVIDEND OF 101.6P PER Mgmt For For
ORDINARY SHARE
4 TO RE-ELECT ANDREW BONFIELD AS A DIRECTOR Mgmt For For
5 TO RE-ELECT JEFF CARR AS A DIRECTOR Mgmt For For
6 TO RE-ELECT NICANDRO DURANTE AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MARY HARRIS AS A DIRECTOR Mgmt For For
8 TO RE-ELECT MEHMOOD KHAN AS A DIRECTOR Mgmt For For
9 TO RE-ELECT PAM KIRBY AS A DIRECTOR Mgmt For For
10 TO RE-ELECT SARA MATHEW AS A DIRECTOR Mgmt For For
11 TO RE-ELECT LAXMAN NARASIMHAN AS A DIRECTOR Mgmt For For
12 TO RE-ELECT CHRIS SINCLAIR AS A DIRECTOR Mgmt For For
13 TO RE-ELECT ELANE STOCK AS A DIRECTOR Mgmt For For
14 TO ELECT OLIVIER BOHUON AS A DIRECTOR Mgmt For For
15 TO ELECT MARGHERITA DELLA VALLE AS A Mgmt For For
DIRECTOR
16 TO REAPPOINT KPMG LLP AS THE EXTERNAL Mgmt For For
AUDITOR
17 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE EXTERNAL AUDITOR'S
REMUNERATION
18 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS
19 TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SHARES
20 TO RENEW THE DIRECTORS' POWER TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS IN RESPECT OF UP TO 5
PER CENT OF ISSUED SHARE CAPITAL
21 TO AUTHORISE THE DIRECTORS' POWER TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF
UP TO AN ADDITIONAL 5 PER CENT OF ISSUED
SHARE CAPITAL
22 TO RENEW THE COMPANY'S AUTHORITY TO Mgmt For For
PURCHASE ITS OWN SHARES
23 TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
24 TO AUTHORISE THE DIRECTORS TO CALL A Mgmt For For
GENERAL MEETING ON 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
RECORDATI INDUSTRIA CHIMICA E FARMACEUTICA SPA Agenda Number: 713391390
--------------------------------------------------------------------------------------------------------------------------
Security: T78458139
Meeting Type: EGM
Meeting Date: 17-Dec-2020
Ticker:
ISIN: IT0003828271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
E.1 TO APPROVE THE REVERSE MERGER BY Mgmt For For
INCORPORATION OF ROSSINI INVESTIMENTI
S.P.A. AND FIMEI S.P.A. INTO RECORDATI
S.P.A.; RESOLUTIONS RELATED THERETO
CMMT 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 07 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
RECORDATI INDUSTRIA CHIMICA E FARMACEUTICA SPA Agenda Number: 713715920
--------------------------------------------------------------------------------------------------------------------------
Security: T78458139
Meeting Type: OGM
Meeting Date: 20-Apr-2021
Ticker:
ISIN: IT0003828271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1.1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
O.1.2 APPROVE ALLOCATION OF INCOME Mgmt For For
O.2.1 APPROVE REMUNERATION POLICY Mgmt Against Against
O.2.2 APPROVE SECOND SECTION OF THE REMUNERATION Mgmt For For
REPORT
O.3 APPROVE STOCK OPTION PLAN Mgmt For For
O.4 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OF REPURCHASED SHARES
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 31 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING FOR ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RECRUIT HOLDINGS CO.,LTD. Agenda Number: 714203899
--------------------------------------------------------------------------------------------------------------------------
Security: J6433A101
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3970300004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Minegishi, Masumi Mgmt Against Against
1.2 Appoint a Director Idekoba, Hisayuki Mgmt Against Against
1.3 Appoint a Director Senaha, Ayano Mgmt Against Against
1.4 Appoint a Director Rony Kahan Mgmt Against Against
1.5 Appoint a Director Izumiya, Naoki Mgmt For For
1.6 Appoint a Director Totoki, Hiroki Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Tanaka, Miho
3 Approve Details of the Stock Compensation Mgmt For For
to be received by Directors, etc.
4 Approve Details of Compensation as Stock Mgmt For For
Options for Directors (Excluding Outside
Directors)
5 Amend Articles to: Establish the Articles Mgmt For For
Related to Shareholders Meeting held
without specifying a venue
--------------------------------------------------------------------------------------------------------------------------
RELX PLC Agenda Number: 935345769
--------------------------------------------------------------------------------------------------------------------------
Security: 759530108
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: RELX
ISIN: US7595301083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the 2020 Annual Report. Mgmt For For
2. Approve Annual Remuneration Report. Mgmt For For
3. Declaration of 2020 Final Dividend. Mgmt For For
4. Re-appointment of auditors. Mgmt For For
5. Auditors' remuneration. Mgmt For For
6. Elect Paul Walker as a Director. Mgmt For For
7. Elect June Felix as a Director. Mgmt For For
8. Re-elect Erik Engstrom as a Director. Mgmt For For
9. Re-elect Wolfhart Hauser as a Director. Mgmt For For
10. Re-elect Charlotte Hogg as a Director. Mgmt For For
11. Re-elect Marike van Lier Lels as a Mgmt For For
Director.
12. Re-elect Nick Luff as a Director. Mgmt For For
13. Re-elect Robert MacLeod as a Director. Mgmt For For
14. Re-elect Linda Sanford as a Director. Mgmt For For
15. Re-elect Andrew Sukawaty as a Director. Mgmt For For
16. Re-elect Suzanne Wood as a Director. Mgmt For For
17. Authority to allot shares. Mgmt For For
18. Disapplication of pre-emption rights Mgmt For For
(Special Resolution).
19. Additional disapplication of pre-emption Mgmt For For
rights (Special Resolution).
20. Authority to purchase own shares (Special Mgmt For For
Resolution).
21. Notice period for general meetings (Special Mgmt For For
Resolution).
--------------------------------------------------------------------------------------------------------------------------
RENESAS ELECTRONICS CORPORATION Agenda Number: 713633762
--------------------------------------------------------------------------------------------------------------------------
Security: J4881V107
Meeting Type: AGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: JP3164720009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Shibata, Hidetoshi Mgmt For For
1.2 Appoint a Director Toyoda, Tetsuro Mgmt For For
1.3 Appoint a Director Iwasaki, Jiro Mgmt For For
1.4 Appoint a Director Selena Loh Lacroix Mgmt For For
1.5 Appoint a Director Arunjai Mittal Mgmt For For
1.6 Appoint a Director Yamamoto, Noboru Mgmt For For
2.1 Appoint a Corporate Auditor Sekine, Takeshi Mgmt Against Against
2.2 Appoint a Corporate Auditor Mizuno, Tomoko Mgmt For For
3 Approve Details of the Stock Compensation Mgmt For For
to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
RESONA HOLDINGS, INC. Agenda Number: 714242637
--------------------------------------------------------------------------------------------------------------------------
Security: J6448E106
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3500610005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Higashi, Kazuhiro Mgmt For For
1.2 Appoint a Director Minami, Masahiro Mgmt For For
1.3 Appoint a Director Noguchi, Mikio Mgmt For For
1.4 Appoint a Director Kawashima, Takahiro Mgmt For For
1.5 Appoint a Director Matsui, Tadamitsu Mgmt For For
1.6 Appoint a Director Sato, Hidehiko Mgmt For For
1.7 Appoint a Director Baba, Chiharu Mgmt For For
1.8 Appoint a Director Iwata, Kimie Mgmt For For
1.9 Appoint a Director Egami, Setsuko Mgmt For For
1.10 Appoint a Director Ike, Fumihiko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RESTAURANT BRANDS INTERNATIONAL INC. Agenda Number: 935418663
--------------------------------------------------------------------------------------------------------------------------
Security: 76131D103
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: QSR
ISIN: CA76131D1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alexandre Behring Mgmt For For
Joao M. Castro-Neves Mgmt For For
M. de Limburg Stirum Mgmt For For
Paul J. Fribourg Mgmt For For
Neil Golden Mgmt For For
Ali Hedayat Mgmt For For
Golnar Khosrowshahi Mgmt For For
Marc Lemann Mgmt For For
Jason Melbourne Mgmt For For
Giovanni (John) Prato Mgmt For For
Daniel S. Schwartz Mgmt For For
Carlos Alberto Sicupira Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation paid to named executive
officers.
3. Approval, on a non-binding advisory basis, Mgmt 1 Year For
the frequency of the future shareholder
votes on the compensation of the named
executive officers (every one, two or three
years).
4. Appoint KPMG LLP as our auditors to serve Mgmt For For
until the close of the 2022 Annual Meeting
of Shareholders and authorize our directors
to fix the auditors' remuneration.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO LTD Agenda Number: 713713988
--------------------------------------------------------------------------------------------------------------------------
Security: Q81437107
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: AU000000RIO1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 508747 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4 AND 17 VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RECEIPT OF THE 2020 ANNUAL REPORT Mgmt For For
2 APPROVAL OF THE REMUNERATION POLICY Mgmt For For
3 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT: IMPLEMENTATION REPORT
4 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT
5 TO RE-ELECT MEGAN CLARK AC AS A DIRECTOR Mgmt For For
6 TO RE-ELECT HINDA GHARBI AS A DIRECTOR Mgmt For For
7 TO RE-ELECT SIMON HENRY AS A DIRECTOR Mgmt For For
8 TO RE-ELECT SAM LAIDLAW AS A DIRECTOR Mgmt For For
9 TO RE-ELECT SIMON MCKEON AO AS A DIRECTOR Mgmt For For
10 TO RE-ELECT JENNIFER NASON AS A DIRECTOR Mgmt For For
11 TO RE-ELECT JAKOB STAUSHOLM AS A DIRECTOR Mgmt For For
12 TO RE-ELECT SIMON THOMPSON AS A DIRECTOR Mgmt For For
13 TO RE-ELECT NGAIRE WOODS CBE AS A DIRECTOR Mgmt For For
14 RE-APPOINTMENT OF AUDITORS: TO RE-APPOINT Mgmt For For
KPMG LLP AS AUDITORS OF RIO TINTO PLC TO
HOLD OFFICE UNTIL THE CONCLUSION OF RIO
TINTO'S 2022 ANNUAL GENERAL MEETINGS
15 REMUNERATION OF AUDITORS Mgmt For For
16 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
17 RENEWAL OF AND AMENDMENT TO THE RIO TINTO Mgmt For For
GLOBAL EMPLOYEE SHARE PLAN
18 RENEWAL OF OFF-MARKET AND ON-MARKET SHARE Mgmt For For
BUY-BACK AUTHORITIES (SPECIAL RESOLUTION)
19 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: REQUISITIONED
RESOLUTION ON EMISSIONS TARGETS
20 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: REQUISITIONED
RESOLUTION ON CLIMATE-RELATED LOBBYING
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 935347636
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 09-Apr-2021
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the 2020 Annual Report Mgmt For For
2. Approval of the Remuneration Policy Mgmt For For
3. Approval of the Directors' Remuneration Mgmt Against Against
Report: Implementation Report
4. Approval of the Directors' Remuneration Mgmt Against Against
Report
5. To re-elect Megan Clark AC as a director Mgmt For For
6. To re-elect Hinda Gharbi as a director Mgmt For For
7. To re-elect Simon Henry as a director Mgmt For For
8. To re-elect Sam Laidlaw as a director Mgmt For For
9. To re-elect Simon McKeon AO as a director Mgmt For For
10. To re-elect Jennifer Nason as a director Mgmt For For
11. To re-elect Jakob Stausholm as a director Mgmt For For
12. To re-elect Simon Thompson as a director Mgmt For For
13. To re-elect Ngaire Woods CBE as a director Mgmt For For
14. Re- appointment of auditors Mgmt For For
15. Remuneration of auditors Mgmt For For
16. Authority to make political donations Mgmt For For
17. Renewal of and amendment to the Rio Tinto Mgmt For For
Global Employee Share Plan
18. Renewal of and amendment to the Rio Tinto Mgmt For For
UK Share Plan
19. General authority to allot shares Mgmt For For
20. Disapplication of pre-emption rights Mgmt For For
21. Authority to purchase Rio Tinto plc shares Mgmt For For
22. Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
ROHM COMPANY LIMITED Agenda Number: 714218294
--------------------------------------------------------------------------------------------------------------------------
Security: J65328122
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3982800009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Matsumoto,
Isao
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Azuma, Katsumi
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tateishi,
Tetsuo
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ino, Kazuhide
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yamamoto, Koji
2.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nagumo,
Tadanobu
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yamazaki,
Masahiko
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nii, Hiroyuki
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Chimori,
Hidero
3.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Miyabayashi,
Toshiro
3.5 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Tanaka, Kumiko
--------------------------------------------------------------------------------------------------------------------------
ROYAL BANK OF CANADA Agenda Number: 935339083
--------------------------------------------------------------------------------------------------------------------------
Security: 780087102
Meeting Type: Annual
Meeting Date: 08-Apr-2021
Ticker: RY
ISIN: CA7800871021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A.A. Chisholm Mgmt For For
J. Cote Mgmt For For
T.N. Daruvala Mgmt For For
D.F. Denison Mgmt For For
C. Devine Mgmt For For
D. McKay Mgmt For For
K. Taylor Mgmt For For
M. Turcke Mgmt For For
T. Vandal Mgmt For For
B.A. van Kralingen Mgmt For For
F. Vettese Mgmt For For
J. Yabuki Mgmt For For
02 Appointment of PricewaterhouseCoopers LLP Mgmt For For
(PWC) as auditor
03 Advisory vote on the Bank's approach to Mgmt For For
executive compensation
04 Proposal No. 1 Shr Against For
05 Proposal No. 2 Shr Against For
06 Proposal No. 3 Shr Against For
07 Proposal No. 4 Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 935396653
--------------------------------------------------------------------------------------------------------------------------
Security: 780259107
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: RDSB
ISIN: US7802591070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of Annual Report & Accounts. Mgmt For For
2. Approval of Directors' Remuneration Report. Mgmt For For
3. Appointment of Jane Holl Lute as a Director Mgmt For For
of the Company.
4. Reappointment of Ben van Beurden as a Mgmt For For
Director of the Company.
5. Reappointment of Dick Boer as a Director of Mgmt For For
the Company.
6. Reappointment of Neil Carson as a Director Mgmt For For
of the Company.
7. Reappointment of Ann Godbehere as a Mgmt For For
Director of the Company.
8. Reappointment of Euleen Goh as a Director Mgmt For For
of the Company.
9. Reappointment of Catherine Hughes as a Mgmt For For
Director of the Company.
10. Reappointment of Martina Hund-Mejean as a Mgmt For For
Director of the Company.
11. Reappointment of Sir Andrew Mackenzie as a Mgmt For For
Director of the Company.
12. Reappointment of Abraham (Bram) Schot as a Mgmt For For
Director of the Company.
13. Reappointment of Jessica Uhl as a Director Mgmt For For
of the Company.
14. Reappointment of Gerrit Zalm as a Director Mgmt For For
of the Company.
15. Reappointment of Auditors. Mgmt For For
16. Remuneration of Auditors. Mgmt For For
17. Authority to allot shares. Mgmt For For
18. Disapplication of pre-emption rights. Mgmt For For
19. Authority to purchase own shares. Mgmt For For
20. Shell's Energy Transition Strategy. Mgmt For For
21. Shareholder resolution. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ROYAL PHILIPS NV Agenda Number: 713728321
--------------------------------------------------------------------------------------------------------------------------
Security: N7637U112
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: NL0000009538
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535842 DUE TO RECEIPT OF
ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1. SPEECH OF THE PRESIDENT Non-Voting
2. ANNUAL REPORT 2020 Non-Voting
2a. EXPLANATION OF THE POLICY ON ADDITIONS TO Non-Voting
RESERVES AND DIVIDENDS
2b. PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
2c. PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.85 Mgmt For For
PER COMMON SHARE, IN CASH OR IN SHARES AT
THE OPTION OF THE SHAREHOLDER, AGAINST THE
NET INCOME FOR 2020
2d. REMUNERATION REPORT 2020 (ADVISORY VOTE) Mgmt Against Against
2e. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT
2f. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD
3. COMPOSITION OF THE BOARD OF MANAGEMENT: Mgmt For For
PROPOSAL TO RE-APPOINT MR M.J. VAN GINNEKEN
AS MEMBER OF THE BOARD OF MANAGEMENT WITH
EFFECT FROM MAY 6, 2021
4. COMPOSITION OF THE SUPERVISORY BOARD Non-Voting
4.a. PROPOSAL TO APPOINT MRS S.K. CHUA AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD WITH EFFECT FROM
MAY 6, 2021
4.b. PROPOSAL TO APPOINT MRS I.K. NOOYI AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD WITH EFFECT
FROM MAY 6, 2021
5. AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Non-Voting
(I) ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE
SHARES AND (II) RESTRICT OR EXCLUDE
PRE-EMPTION RIGHTS
5a. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT FOR A PERIOD OF 18 MONTHS,
EFFECTIVE MAY 6, 2021, AS THE BODY WHICH IS
AUTHORIZED, WITH THE APPROVAL OF THE
SUPERVISORY BOARD, TO ISSUE SHARES OR GRANT
RIGHTS TO ACQUIRE SHARES WITHIN THE LIMITS
LAID DOWN IN THE ARTICLES OF ASSOCIATION:
THE AUTHORIZATION REFERRED TO ABOVE UNDER
A. WILL BE LIMITED TO A MAXIMUM OF 10% OF
THE NUMBER OF ISSUED SHARES AS OF MAY 6,
2021
5b. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT FOR A PERIOD OF 18 MONTHS,
EFFECTIVE MAY 6, 2021, AS THE BODY WHICH IS
AUTHORIZED, WITH THE APPROVAL OF THE
SUPERVISORY BOARD, TO RESTRICT OR EXCLUDE
THE PRE-EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS
6. AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
ACQUIRE SHARES IN THE COMPANY: PROPOSAL TO
AUTHORIZE THE BOARD OF MANAGEMENT FOR A
PERIOD OF 18 MONTHS, EFFECTIVE MAY 6, 2021,
WITHIN THE LIMITS OF THE LAW AND THE
ARTICLES OF ASSOCIATION, TO ACQUIRE, WITH
THE APPROVAL OF THE SUPERVISORY BOARD, FOR
VALUABLE CONSIDERATION, ON THE STOCK
EXCHANGE OR OTHERWISE, SHARES IN THE
COMPANY AT A PRICE BETWEEN, ON THE ONE
HAND, AN AMOUNT EQUAL TO THE PAR VALUE OF
THE SHARES AND, ON THE OTHER HAND, AN
AMOUNT EQUAL TO 110% OF THE MARKET PRICE OF
THESE SHARES ON EURONEXT AMSTERDAM; THE
MARKET PRICE BEING THE AVERAGE OF THE
HIGHEST PRICE ON EACH OF THE FIVE DAYS OF
TRADING PRIOR TO THE DATE ON WHICH THE
AGREEMENT TO ACQUIRE THE SHARES IS ENTERED
INTO, AS SHOWN IN THE OFFICIAL PRICE LIST
OF EURONEXT AMSTERDAM THE MAXIMUM NUMBER OF
SHARES THE COMPANY MAY ACQUIRE AND HOLD,
WILL NOT EXCEED 10% OF THE ISSUED SHARE
CAPITAL AS OF MAY 6, 2021, WHICH NUMBER MAY
BE INCREASED BY 10% OF THE ISSUED CAPITAL
AS OF THAT SAME
7. CANCELLATION OF SHARES: PROPOSAL TO CANCEL Mgmt For For
COMMON SHARES IN THE SHARE CAPITAL OF THE
COMPANY HELD OR TO BE ACQUIRED BY THE
COMPANY. THE NUMBER OF SHARES THAT WILL BE
CANCELLED SHALL BE DETERMINED BY THE BOARD
OF MANAGEMENT
8. ANY OTHER BUSINESS Non-Voting
CMMT 29 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
RESOLUTION 4.a. AND 4.b. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
RTL GROUP SA Agenda Number: 713737433
--------------------------------------------------------------------------------------------------------------------------
Security: L80326108
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: LU0061462528
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RECEIVE BOARD'S AND AUDITOR'S REPORTS Non-Voting
2.1 APPROVE FINANCIAL STATEMENTS Mgmt For For
2.2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.00 PER SHARE
4.1 APPROVE REMUNERATION REPORT Mgmt Against Against
4.2 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
5.1 APPROVE DISCHARGE OF DIRECTORS Mgmt Against Against
5.2 APPROVE DISCHARGE OF AUDITORS Mgmt For For
6.1 ELECT ROLF HELLERMANN AS NON-EXECUTIVE Mgmt For For
DIRECTOR
6.2 ELECT PERNILLE ERENBJERG AS NON-EXECUTIVE Mgmt For For
DIRECTOR
6.3 REELECT THOMAS RABE AND ELMAR HEGGEN AS Mgmt For For
EXECUTIVE DIRECTORS
6.4 REELECT NON-EXECUTIVE DIRECTORS Mgmt Against Against
6.5 REELECT JAMES SINGH AS NON-EXECUTIVE Mgmt For For
DIRECTOR
6.6 RENEW APPOINTMENT OF KPMG LUXEMBOURG AS Mgmt For For
AUDITOR
7 TRANSACT OTHER BUSINESS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
RYANAIR HOLDINGS, PLC Agenda Number: 935309573
--------------------------------------------------------------------------------------------------------------------------
Security: 783513203
Meeting Type: Special
Meeting Date: 17-Dec-2020
Ticker: RYAAY
ISIN: US7835132033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Migration of the Migrating Mgmt For For
Shares to Euroclear Bank's central
securities depository.
2. To amend and adopt the Articles of Mgmt For For
Association of the Company.
3. To authorise the Company to take all Mgmt For For
actions to implement the Migration.
--------------------------------------------------------------------------------------------------------------------------
SAFRAN SA Agenda Number: 713755900
--------------------------------------------------------------------------------------------------------------------------
Security: F4035A557
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker:
ISIN: FR0000073272
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 01 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103312100697-39 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105072101461-55 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
COMMENT AND CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND DUE TO RECEIPT OF UPDATED
BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2020 AND SETTING OF THE DIVIDEND
4 APPROVAL OF TWO AGREEMENTS SUBJECT TO THE Mgmt For For
PROVISIONS OF ARTICLE L. 225-38 OF THE
FRENCH COMMERCIAL CODE ENTERED INTO WITH
BNP PARIBAS
5 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For
OLIVIER ANDRIES AS DIRECTOR, AS A
REPLACEMENT FOR MR. PHILIPPE PETITCOLIN
6 RENEWAL OF THE TERM OF OFFICE OF HELENE Mgmt For For
AURIOL POTIER AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF SOPHIE Mgmt For For
ZURQUIYAH AS DIRECTOR
8 RENEWAL OF THE TERM OF OFFICE OF PATRICK Mgmt For For
PELATA AS DIRECTOR
9 APPOINTMENT OF FABIENNE LECORVAISIER AS AN Mgmt For For
INDEPENDENT DIRECTOR, AS A REPLACEMENT FOR
ODILE DESFORGES
10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020 OR AWARDED
FOR THE FINANCIAL YEAR 2020 TO ROSS
MCINNES, THE CHAIRMAN OF THE BOARD OF
DIRECTORS
11 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020 OR AWARDED
FOR THE FINANCIAL YEAR 2020 TO PHILIPPE
PETITCOLIN, THE CHIEF EXECUTIVE OFFICER
12 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt For For
SECTION I OF ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE, RELATING TO THE
COMPENSATION OF CORPORATE OFFICERS
13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHAIRMAN OF THE BOARD OF
DIRECTORS
14 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHIEF EXECUTIVE OFFICER
15 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO DIRECTORS
16 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
17 DELETION FROM THE BY-LAWS OF REFERENCES TO Mgmt For For
PREFERENCE SHARES A - CORRELATIVE AMENDMENT
TO THE ARTICLES 7, 9, 11, AND 12 AND
DELETION OF ARTICLE 36 OF THE BY-LAWS
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH RETENTION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, ORDINARY SHARES OR TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, USABLE ONLY OUTSIDE OF THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH CANCELATION
OF THE SHAREHOLDERS PRE-EMPTIVE
SUBSCRIPTION RIGHT, ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, BY PUBLIC OFFERING
OTHER THAN THAT REFERRED TO IN SECTION I OF
ARTICLE L. 411-2, OF THE FRENCH MONETARY
AND FINANCIAL CODE, USABLE ONLY OUTSIDE OF
THE PRE-OFFER AND PUBLIC OFFERING PERIODS
20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE, WITH
CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY
SHARES OF THE COMPANY AND TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY, USABLE ONLY
OUTSIDE OF THE PRE-OFFER AND PUBLIC
OFFERING PERIODS
21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, IN THE EVENT OF AN
OFFER REFERRED TO IN SECTION I OF ARTICLE
L411-2 OF THE FRENCH MONETARY AND FINANCIAL
CODE, WITH CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, USABLE ONLY
OUTSIDE OF THE PRE-OFFER AND PUBLIC
OFFERING PERIODS
22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE WITH OR
WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS
(CARRIED OUT IN ACCORDANCE WITH THE 18TH,
THE 19TH, THE 20TH OR THE 21ST
RESOLUTIONS), USABLE ONLY OUTSIDE OF THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH RETENTION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, ORDINARY SHARES OR TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, USABLE ONLY DURING THE PRE-OFFER
AND PUBLIC OFFERING PERIODS
24 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH CANCELATION
OF THE SHAREHOLDER'S PRE-EMPTIVE
SUBSCRIPTION RIGHT, ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, BY PUBLIC OFFERING
OTHER THAN THAT REFERRED TO IN SECTION I OF
ARTICLE L. 411-2, OF THE FRENCH MONETARY
AND FINANCIAL COD), USABLE ONLY DURING THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
25 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS TO ISSUE, WITH
CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY
SHARES OF THE COMPANY AND TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY, USABLE ONLY
DURING THE PRE-OFFER AND PUBLIC OFFERING
PERIODS
26 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL IN THE EVENT OF AN
OFFER REFERRED TO IN SECTION I OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, WITH CANCELATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, USABLE ONLY DURING THE PRE-OFFER AND
PUBLIC OFFERING PERIODS
27 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE WITH OR
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHTS
(CARRIED OUT IN ACCORDANCE WITH THE 23RD,
THE 24TH, THE 25TH OR THE 26TH
RESOLUTIONS), USABLE ONLY DURING THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
28 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH CANCELATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, ORDINARY SHARES
RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF
SAFRAN GROUP SAVINGS PLANS
29 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING THE COMPANY'S SHARES HELD BY THE
LATTER
30 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH THE FREE
ALLOCATION OF EXISTING SHARES OR SHARES TO
BE ISSUED OF THE COMPANY FOR THE BENEFIT OF
EMPLOYEES AND CORPORATE OFFICERS OF THE
COMPANY AND OF THE COMPANIES OF THE SAFRAN
GROUP, ENTAILING THE WAIVER OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
31 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SALMAR ASA Agenda Number: 713361676
--------------------------------------------------------------------------------------------------------------------------
Security: R7445C102
Meeting Type: EGM
Meeting Date: 04-Dec-2020
Ticker:
ISIN: NO0010310956
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECT CHAIRMAN OF MEETING; DESIGNATE Mgmt For For
INSPECTOR(S) OF MINUTES OF MEETING
2 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
3 APPROVE DIVIDENDS OF NOK 13 PER SHARE Mgmt For For
4 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For
CMMT 16 NOV 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 18 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
23 NOV 2020 TO 03 DEC 2020 AND CHANGE IN
MEETING TIME. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SALMAR ASA Agenda Number: 714180976
--------------------------------------------------------------------------------------------------------------------------
Security: R7445C102
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: NO0010310956
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECT CHAIRMAN OF MEETING; DESIGNATE Mgmt For For
INSPECTOR(S) OF MINUTES OF MEETING
2 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
3 RECEIVE PRESENTATION OF THE BUSINESS Non-Voting
4 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 20 PER SHARE
5 APPROVE REMUNERATION OF DIRECTORS; APPROVE Mgmt For For
REMUNERATION FOR COMMITTEE WORK; APPROVE
REMUNERATION OF NOMINATING COMMITTEE
6 APPROVE REMUNERATION OF AUDITORS Mgmt Against Against
7 APPROVE COMPANY'S CORPORATE GOVERNANCE Mgmt For For
STATEMENT
8 APPROVE SHARE-BASED INCENTIVE PLAN Mgmt For For
9 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
(ADVISORY)
10 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
(BINDING)
11.1 ELECT LEIF INGE NORDHAMMER AS DIRECTOR Mgmt For For
11.2 REELECT MARGRETHE HAUGE AS DIRECTOR Mgmt For For
11.3 ELECT MAGNUS DYBVAD AS DIRECTOR Mgmt For For
12.1 REELECT BJORN WIGGEN AS MEMBER OF Mgmt For For
NOMINATING COMMITTEE
12.2 ELECT KARIANNE O. TUNG AS MEMBER OF Mgmt For For
NOMINATING COMMITTEE
13 APPROVE CREATION OF NOK 2.8 MILLION POOL OF Mgmt For For
CAPITAL WITHOUT PREEMPTIVE RIGHTS
14 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OF REPURCHASED SHARES
15 APPROVE ISSUANCE OF CONVERTIBLE LOANS Mgmt For For
WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF NOK 2 BILLION; APPROVE
CREATION OF NOK 2.8 MILLION POOL OF CAPITAL
TO GUARANTEE CONVERSION RIGHTS
16 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
CANCELLATION OF REPURCHASED SHARES
CMMT 19 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF RECORD DATE AND
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 19 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
SAMPO PLC Agenda Number: 713697398
--------------------------------------------------------------------------------------------------------------------------
Security: X75653109
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: FI0009003305
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER: Non-Voting
ATTORNEY-AT-LAW MIKKO HEINONEN
3 ELECTION OF PERSONS TO SCRUTINIZE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES: LAWYER LAURI MARJAMAKI SHALL
SCRUTINIZE THE MINUTES AND SUPERVISE THE
COUNTING OF THE VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE FINANCIAL STATEMENTS, Non-Voting
THE BOARD OF DIRECTORS' REPORT AND THE
AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE FINANCIAL STATEMENTS Mgmt For For
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: EUR 1.70 PER SHARE
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY FOR THE FINANCIAL
YEAR 2020
10 REMUNERATION REPORT FOR GOVERNING BODIES Mgmt For For
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY NOMINATION AND REMUNERATION
COMMITTEE AND BOARD DOES NOT MAKE ANY
RECOMMENDATION ON THESE PROPOSALS. THE
STANDING INSTRUCTIONS ARE DISABLED FOR THIS
MEETING
11 RESOLUTION ON THE REMUNERATION OF THE Mgmt For
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For
BOARD OF DIRECTORS: EIGHT (8)
13 ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS: THE NOMINATION AND REMUNERATION
COMMITTEE OF THE BOARD OF DIRECTORS
PROPOSES THAT THE CURRENT MEMBERS OF THE
BOARD CHRISTIAN CLAUSEN, FIONA CLUTTERBUCK,
GEORG EHRNROOTH, JANNICA FAGERHOLM, JOHANNA
LAMMINEN, RISTO MURTO AND BJORN WAHLROOS BE
RE-ELECTED FOR A TERM CONTINUING UNTIL THE
CLOSE OF THE NEXT ANNUAL GENERAL MEETING.
OF THE CURRENT MEMBERS ANTTI MAKINEN IS NOT
AVAILABLE FOR RE-ELECTION. THE COMMITTEE
PROPOSES THAT MARKUS RAURAMO BE ELECTED AS
A NEW MEMBER TO THE BOARD
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR
15 ELECTION OF THE AUDITOR: THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS
PROPOSES THAT THE AUTHORIZED PUBLIC
ACCOUNTANT FIRM DELOITTE LTD BE ELECTED AS
THE COMPANY'S AUDITOR UNTIL CLOSE OF THE
NEXT ANNUAL GENERAL MEETING. DELOITTE LTD
HAS ANNOUNCED THAT JUKKA VATTULAINEN, APA,
WILL ACT AS THE PRINCIPALLY RESPONSIBLE
AUDITOR IF THE ANNUAL GENERAL MEETING
ELECTS DELOITTE LTD TO ACT AS THE COMPANY'S
AUDITOR
16 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES
17 CLOSING OF THE MEETING Non-Voting
CMMT 18 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 18 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 18 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
SANDS CHINA LTD Agenda Number: 713728713
--------------------------------------------------------------------------------------------------------------------------
Security: G7800X107
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: KYG7800X1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 28 APR 2021: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE AND PROXY FORM ARE AVAILABLE BY
CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0325/2021032500591.pdf and
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0325/2021032500661.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES AND THE REPORTS OF THE
DIRECTORS (THE "DIRECTORS") OF THE COMPANY
AND AUDITOR FOR THE YEAR ENDED DECEMBER 31,
2020
2.A TO RE-ELECT MR. ROBERT GLEN GOLDSTEIN AS Mgmt For For
EXECUTIVE DIRECTOR
2.B TO RE-ELECT MR. STEVEN ZYGMUNT STRASSER AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.C TO RE-ELECT MR. KENNETH PATRICK CHUNG AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.D TO RE-ELECT MR. CHUM KWAN LOCK, GRANT AS Mgmt For For
EXECUTIVE DIRECTOR
2.E TO AUTHORIZE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE RESPECTIVE DIRECTORS'
REMUNERATION
3 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITOR AND TO AUTHORIZE THE BOARD TO FIX
THEIR REMUNERATION
4 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
6 THAT CONDITIONAL UPON THE PASSING OF Mgmt Against Against
RESOLUTIONS SET OUT IN ITEMS 4 AND 5 OF THE
NOTICE CONVENING THIS MEETING (THE
"NOTICE"), THE GENERAL MANDATE REFERRED TO
IN THE RESOLUTION SET OUT IN ITEM 5 OF THE
NOTICE BE AND IS HEREBY EXTENDED BY THE
ADDITION TO THE AGGREGATE NUMBER OF SHARES
WHICH MAY BE ALLOTTED AND ISSUED OR AGREED
CONDITIONALLY OR UNCONDITIONALLY TO BE
ALLOTTED AND ISSUED BY THE DIRECTORS
PURSUANT TO SUCH GENERAL MANDATE OF THE
NUMBER OF SHARES REPURCHASED BY THE COMPANY
PURSUANT TO THE MANDATE REFERRED TO IN
RESOLUTION SET OUT IN ITEM 4 OF THE NOTICE,
PROVIDED THAT SUCH NUMBER SHALL NOT EXCEED
10% OF THE TOTAL NUMBER OF ISSUED SHARES OF
THE COMPANY AS AT THE DATE OF PASSING OF
THIS RESOLUTION (SUBJECT TO ADJUSTMENT IN
THE CASE OF ANY CONSOLIDATION OR
SUBDIVISION OF SHARES OF THE COMPANY AFTER
THE DATE OF PASSING OF THIS RESOLUTION)
CMMT 28 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SANDVIK AB Agenda Number: 713725820
--------------------------------------------------------------------------------------------------------------------------
Security: W74857165
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: SE0000667891
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 ELECTION OF CHAIRMAN OF THE MEETING: SVEN Non-Voting
UNGER
2 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES: ANN GREVELIUS, ALECTA, ANDERS
OSCARSSON, AMF
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 EXAMINATION OF WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT, Non-Voting
AUDITOR'S REPORT AND THE GROUP ACCOUNTS AND
AUDITOR'S REPORT FOR THE GROUP
7 RESOLUTION IN RESPECT OF ADOPTION OF THE Mgmt For For
PROFIT AND LOSS ACCOUNT, BALANCE SHEET,
CONSOLIDATED PROFIT AND LOSS ACCOUNT AND
CONSOLIDATED BALANCE SHEET
8.1 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: JOHAN MOLIN (CHAIRMAN)
8.2 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: JENNIFER ALLERTON (BOARD
MEMBER)
8.3 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: CLAES BOUSTEDT (BOARD
MEMBER)
8.4 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: MARIKA FREDRIKSSON (BOARD
MEMBER)
8.5 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: JOHAN KARLSTROM (BOARD
MEMBER)
8.6 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: HELENA STJERNHOLM (BOARD
MEMBER)
8.7 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: LARS WESTERBERG (BOARD
MEMBER)
8.8 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: STEFAN WIDING (BOARD
MEMBER AND PRESIDENT)
8.9 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: KAI WARN (BOARD MEMBER)
8.10 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: TOMAS KARNSTROM (EMPLOYEE
REPRESENTATIVE)
8.11 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: THOMAS LILJA (EMPLOYEE
REPRESENTATIVE)
8.12 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: THOMAS ANDERSSON (DEPUTY
EMPLOYEE REPRESENTATIVE)
8.13 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: MATS LUNDBERG (DEPUTY
EMPLOYEE REPRESENTATIVE)
8.14 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: BJORN ROSENGREN (FORMER
BOARD MEMBER AND PRESIDENT)
9 RESOLUTION IN RESPECT OF ALLOCATION OF THE Mgmt For For
COMPANY'S RESULT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND RESOLUTION ON
RECORD DAY: THE BOARD OF DIRECTORS PROPOSES
THAT THE ANNUAL GENERAL MEETING RESOLVE ON
A DIVIDEND OF SEK 6.50 PER SHARE. THURSDAY,
29 APRIL 2021 IS PROPOSED AS THE RECORD
DAY. IF THE MEETING APPROVES THESE
PROPOSALS, IT IS ESTIMATED THAT THE
DIVIDEND BE PAID BY EUROCLEAR SWEDEN AB ON
TUESDAY, 4 MAY 2021
10 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS, DEPUTY BOARD MEMBERS AND AUDITORS:
THE NOMINATION COMMITTEE PROPOSES EIGHT
BOARD MEMBERS WITH NO DEPUTIES AND ONE
REGISTERED PUBLIC ACCOUNTING FIRM AS
AUDITOR
11 DETERMINATION OF FEES TO THE BOARD OF Mgmt For For
DIRECTORS AND AUDITOR
12.1 ELECTION OF BOARD MEMBER: ANDREAS Mgmt For For
NORDBRANDT (NEW)
12.2 ELECTION OF BOARD MEMBER: JENNIFER ALLERTON Mgmt For For
(RE-ELECTION)
12.3 ELECTION OF BOARD MEMBER: CLAES BOUSTEDT Mgmt For For
(RE-ELECTION)
12.4 ELECTION OF BOARD MEMBER: MARIKA Mgmt For For
FREDRIKSSON (RE-ELECTION)
12.5 ELECTION OF BOARD MEMBER: JOHAN MOLIN Mgmt For For
(RE-ELECTION)
12.6 ELECTION OF BOARD MEMBER: HELENA STJERNHOLM Mgmt For For
(RE-ELECTION)
12.7 ELECTION OF BOARD MEMBER: STEFAN WIDING Mgmt For For
(RE-ELECTION)
12.8 ELECTION OF BOARD MEMBER: KAI WARN Mgmt For For
(RE-ELECTION)
13 ELECTION OF CHAIRMAN OF THE BOARD: THE Mgmt For For
NOMINATION COMMITTEE PROPOSES RE-ELECTION
OF JOHAN MOLIN AS CHAIRMAN OF THE BOARD OF
DIRECTORS
14 ELECTION OF AUDITOR: THE NOMINATION Mgmt For For
COMMITTEE PROPOSES, PURSUANT TO THE
RECOMMENDATION OF THE AUDIT COMMITTEE,
RE-ELECTION OF PRICEWATERHOUSECOOPERS AB AS
AUDITOR FOR THE PERIOD UNTIL THE END OF THE
2022 ANNUAL GENERAL MEETING
15 APPROVAL OF REMUNERATION REPORT Mgmt For For
16 RESOLUTION ON A LONG-TERM INCENTIVE PROGRAM Mgmt For For
(LTI 2021)
17 AUTHORIZATION ON ACQUISITION OF THE Mgmt For For
COMPANY'S OWN SHARES
18 RESOLUTION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION: SECTION 1, SECTION 10 (FIRST
PARAGRAPH), SECTION 13, SECTION 14
--------------------------------------------------------------------------------------------------------------------------
SANOFI Agenda Number: 935384848
--------------------------------------------------------------------------------------------------------------------------
Security: 80105N105
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: SNY
ISIN: US80105N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the individual company Mgmt For For
financial statements for the year ended
December 31, 2020.
2. Approval of the consolidated financial Mgmt For For
statements for the year ended December 31,
2020.
3. Appropriation of results for the year ended Mgmt For For
December 31, 2020 and declaration of
dividend.
4. Ratification of the co-opting of Gilles Mgmt For For
Schnepp as a director.
5. Reappointment of Fabienne Lecorvaisier as a Mgmt For For
Director.
6. Reappointment of Melanie Lee as a director. Mgmt For For
7. Appointment of Barbara Lavernos as a Mgmt For For
director.
8. Approval of the report on the compensation Mgmt For For
of corporate officers issued in accordance
with Article L. 22-10-9 of the French
Commercial Code.
9. Approval of the components of the Mgmt For For
compensation paid or awarded in respect of
the year ended December 31, 2020 to Serge
Weinberg, Chairman of the Board.
10. Approval of the components of the Mgmt For For
compensation paid or awarded in respect of
the year ended December 31, 2020 to Paul
Hudson, Chief Executive Officer.
11. Approval of the compensation policy for Mgmt For For
directors.
12. Approval of the compensation policy for the Mgmt For For
Chairman of the Board of Directors.
13. Approval of the compensation policy for the Mgmt For For
Chief Executive Officer.
14. Authorization to the Board of Directors to Mgmt For For
carry out transactions in the Company's
shares (usable outside the period of a
public tender offer).
15. Authorization to the Board of Directors to Mgmt For For
reduce the share capital by cancellation of
treasury shares.
16. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
17. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
18. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
19. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
20. Delegation to the Board of Directors of Mgmt For For
competence to increase ...(due to space
limits, see proxy statement for full
proposal).
21. Delegation to the Board of Directors of Mgmt For For
competence with a view ...(due to space
limits, see proxy statement for full
proposal).
22. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
23. Delegation to the Board of Directors of Mgmt For For
competence to decide on ...(due to space
limits, see proxy statement for full
proposal).
24. Authorization to the Board of Directors to Mgmt For For
carry out consideration-free allotments of
existing or new shares to some or all of
the salaried employees and corporate
officers of the Group.
25. Amendment to Article 13 of the Articles of Mgmt For For
Association to allow the Board of Directors
to take decisions by written consultation.
26. Amendment to Articles 14 and 17 of the Mgmt For For
Articles of Association to align their
content with the PACTE law.
27. Powers for formalities. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANTEN PHARMACEUTICAL CO.,LTD. Agenda Number: 714243463
--------------------------------------------------------------------------------------------------------------------------
Security: J68467109
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3336000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kurokawa, Akira Mgmt For For
2.2 Appoint a Director Taniuchi, Shigeo Mgmt For For
2.3 Appoint a Director Ito, Takeshi Mgmt For For
2.4 Appoint a Director Oishi, Kanoko Mgmt For For
2.5 Appoint a Director Shintaku, Yutaro Mgmt For For
2.6 Appoint a Director Minakawa, Kunihito Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANTOS LTD Agenda Number: 713717544
--------------------------------------------------------------------------------------------------------------------------
Security: Q82869118
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: AU000000STO6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 515683 DUE TO RECEIVED
WITHDRAWAL OF RESOLUTION 6.C. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
2.A TO RE-ELECT MR KEITH SPENCE AS A DIRECTOR Mgmt For For
2.B TO RE-ELECT DR VANESSA GUTHRIE AS A Mgmt For For
DIRECTOR
3 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
4 GRANT OF SHARE ACQUISITION RIGHTS TO MR Mgmt For For
KEVIN GALLAGHER
5 SPECIAL RESOLUTION - RENEWAL OF THE Mgmt For For
PROPORTIONAL TAKEOVER PROVISIONS FOR A
FURTHER THREE YEARS
6.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain Against
SHAREHOLDER PROPOSAL: SPECIAL RESOLUTION -
AMENDMENT TO THE CONSTITUTION
6.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: CAPITAL PROTECTION
6.C PLEASE NOTE THAT THIS RESOLUTION IS A Non-Voting
SHAREHOLDER PROPOSAL: SPECIAL RESOLUTION -
AMENDMENT TO THE CONSTITUTION
--------------------------------------------------------------------------------------------------------------------------
SAP SE Agenda Number: 935386688
--------------------------------------------------------------------------------------------------------------------------
Security: 803054204
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SAP
ISIN: US8030542042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Resolution on the appropriation of the Mgmt For
retained earnings of fiscal year 2020.
3. Resolution on the formal approval of the Mgmt For
acts of the Executive Board in fiscal year
2020.
4. Resolution on the formal approval of the Mgmt For
acts of the Supervisory Board in fiscal
year 2020.
5. Appointment of the auditors of the annual Mgmt For
financial statements and group annual
financial statements for fiscal year 2021.
6A. By-Election of Supervisory Board member: Dr Mgmt For
Qi Lu
6B. By-Election of Supervisory Board member: Dr Mgmt For
Rouven Westphal
7. Resolution on the granting of a new Mgmt For
authorization of the Executive Board to
issue convertible and/or warrant-linked
bonds, profit-sharing rights and/or income
bonds (or combinations of these
instruments), the option to exclude
shareholders' subscription rights, the
cancellation of Contingent Capital I and
the creation of new contingent capital and
the corresponding amendment to Article 4
(7) of the Articles of Incorporation.
8. Amendment of Article 2 (1) of the Articles Mgmt For
of Incorporation (Corporate Purpose).
9. Amendment of Article 18 (3) of the Articles Mgmt For
of Incorporation (Right to Attend the
General Meeting of Shareholders - Proof of
Shareholding).
--------------------------------------------------------------------------------------------------------------------------
SARTORIUS AG Agenda Number: 713614445
--------------------------------------------------------------------------------------------------------------------------
Security: D6705R101
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: DE0007165607
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.70 PER ORDINARY SHARE AND EUR 0.71
PER PREFERRED SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
6 APPROVE REMUNERATION POLICY Mgmt Against Against
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SCENTRE GROUP Agenda Number: 713666571
--------------------------------------------------------------------------------------------------------------------------
Security: Q8351E109
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: AU000000SCG8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 ADOPTION OF REMUNERATION REPORT Mgmt Against Against
3 RE-ELECTION OF CAROLYN KAY AS A DIRECTOR Mgmt For For
4 RE-ELECTION OF MARGARET SEALE AS A DIRECTOR Mgmt For For
5 ELECTION OF GUY RUSSO AS A DIRECTOR Mgmt For For
6 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
PETER ALLEN, MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER
--------------------------------------------------------------------------------------------------------------------------
SCHIBSTED ASA Agenda Number: 713937211
--------------------------------------------------------------------------------------------------------------------------
Security: R75677147
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: NO0010736879
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CUSTODIAN)
WILL BE REQUIRED TO INSTRUCT A TRANSFER OF
THE RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CUSTODIAN
DIRECTLY FOR FURTHER INFORMATION ON THE
CUSTODY PROCESS AND WHETHER OR NOT THEY
REQUIRE SEPARATE INSTRUCTIONS FROM YOU
1 ELECT CHAIRMAN OF MEETING Mgmt For For
2 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
3 DESIGNATE INSPECTOR(S) OF MINUTES OF Mgmt For For
MEETING
4 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
5 APPROVE REMUNERATION OF AUDITORS Mgmt For For
6 RATIFY PWC AS AUDITORS Mgmt For For
7 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
8 RECEIVE REPORT FROM NOMINATING COMMITTEE Non-Voting
9a ELECT OLE JACOB SUNDE (CHAIR) AS DIRECTOR Mgmt For For
9b ELECT EUGENIE VAN WIECHEN AS DIRECTOR Mgmt For For
9c ELECT PHILLIPE VIMARD AS DIRECTOR Mgmt For For
9d ELECT ANNA MOSSBERG AS DIRECTOR Mgmt For For
9e ELECT SATU HUBER AS DIRECTOR Mgmt For For
9f ELECT KARL-CHRISTIAN AGERUP AS DIRECTOR Mgmt For For
9g ELECT RUNE BJERKE AS DIRECTOR Mgmt For For
9h ELECT HUGO MAURSTAD AS DIRECTOR Mgmt For For
10 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF NOK 1.2 MILLION FOR CHAIRMAN AND
NOK 558,000 FOR OTHER DIRECTORS; APPROVE
ADDITIONAL FEES; APPROVE REMUNERATION FOR
COMMITTEE WORK
11 APPROVE REMUNERATION OF NOMINATING Mgmt For For
COMMITTEE IN THE AMOUNT OF NOK 146,000 FOR
CHAIRMAN AND NOK 90,000 FOR OTHER MEMBERS
12a ELECT KJERSTI LOKEN STAVRUM (CHAIR) AS Mgmt For For
MEMBER TO THE NOMINATING COMMITTEE
12b ELECT SPENCER ADAIR AS MEMBER TO THE Mgmt For For
NOMINATING COMMITTEE
12c ELECT ANN KRISTIN BRAUTASET AS MEMBER TO Mgmt For For
THE NOMINATING COMMITTEE
13 GRANT POWER OF ATTORNEY TO BOARD PURSUANT Mgmt For For
TO ARTICLE 7 OF ARTICLES OF ASSOCIATION
14 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OF REPURCHASED SHARES
15 APPROVE CREATION OF NOK 6.5 MILLION POOL OF Mgmt For For
CAPITAL WITHOUT PREEMPTIVE RIGHTS
--------------------------------------------------------------------------------------------------------------------------
SCHIBSTED ASA Agenda Number: 713911407
--------------------------------------------------------------------------------------------------------------------------
Security: R75677105
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: NO0003028904
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIR Mgmt For For
2 APPROVAL OF THE NOTICE OF THE ANNUAL Mgmt For For
GENERAL MEETING AND AGENDA
3 ELECTION OF A REPRESENTATIVE TO CO-SIGN THE Mgmt For For
MINUTES OF THE ANNUAL GENERAL MEETING
TOGETHER WITH THE CHAIR
4 APPROVAL OF THE FINANCIAL STATEMENTS FOR Mgmt For For
2020 FOR SCHIBSTED ASA AND THE SCHIBSTED
GROUP, INCLUDING THE BOARD OF DIRECTORS'
REPORT FOR 2020, AS WELL AS CONSIDERATION
OF THE STATEMENT ON CORPORATE GOVERNANCE
5 APPROVAL OF THE AUDITOR'S FEE FOR 2020 Mgmt For For
6 ELECTION OF NEW AUDITOR FROM 2022: THE Mgmt For For
GENERAL MEETING APPROVED THE ELECTION OF
PWC AS SCHIBSTED ASA'S AUDITOR FROM THE
FISCAL YEAR 2022
7 REMUNERATION POLICY Mgmt For For
8 THE NOMINATION COMMITTEE'S REPORT ON ITS Non-Voting
WORK DURING THE PERIOD 2020-2021
9.A ELECTION OF SHAREHOLDER-ELECTED DIRECTOR: Mgmt For For
OLE JACOB SUNDE (ELECTION AS BOARD CHAIR)
9.B ELECTION OF SHAREHOLDER-ELECTED DIRECTOR: Mgmt For For
EUGENIE VAN WIECHEN
9.C ELECTION OF SHAREHOLDER-ELECTED DIRECTOR: Mgmt For For
PHILLIPE VIMARD
9.D ELECTION OF SHAREHOLDER-ELECTED DIRECTOR: Mgmt For For
ANNA MOSSBERG
9.E ELECTION OF SHAREHOLDER-ELECTED DIRECTOR: Mgmt For For
SATU HUBER
9.F ELECTION OF SHAREHOLDER-ELECTED DIRECTOR: Mgmt For For
KARL-CHRISTIAN AGERUP
9.G ELECTION OF SHAREHOLDER-ELECTED DIRECTOR: Mgmt For For
RUNE BJERKE
9.H ELECTION OF SHAREHOLDER-ELECTED DIRECTOR: Mgmt For For
HUGO MAURSTAD
10 THE NOMINATION COMMITTEE'S PROPOSAL Mgmt For For
REGARDING DIRECTORS' FEES, ETC
11 THE NOMINATION COMMITTEE - FEES Mgmt For For
12.A ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: KJERSTI LOKEN STAVRUM (CHAIR)
12.B ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: SPENCER ADAIR
12.C ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: ANN KRISTIN BRAUTASET
13 GRANTING OF AUTHORIZATION TO THE BOARD OF Mgmt For For
DIRECTORS TO ADMINISTER SOME OF THE
PROTECTION INHERENT IN ARTICLE 7 OF THE
ARTICLES OF ASSOCIATION
14 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
BUY BACK COMPANY SHARES
15 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE SHARE CAPITAL
CMMT 16 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A
TRANSFER OF THE RELEVANT CDIS TO THE ESCROW
ACCOUNT SPECIFIED IN THE ASSOCIATED
CORPORATE EVENT IN THE CREST SYSTEM. THIS
TRANSFER WILL NEED TO BE COMPLETED BY THE
SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS
TRANSFER HAS SETTLED, THE CDIS WILL BE
BLOCKED IN THE CREST SYSTEM. THE CDIS WILL
BE RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON THE BUSINESS DAY PRIOR TO
MEETING DATE UNLESS OTHERWISE SPECIFIED. IN
ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED
POSITION MUST BE BLOCKED IN THE REQUIRED
ESCROW ACCOUNT IN THE CREST SYSTEM. BY
VOTING ON THIS MEETING, YOUR CUSTODIAN MAY
USE YOUR VOTE INSTRUCTION AS THE
AUTHORIZATION TO TAKE THE NECESSARY ACTION
WHICH WILL INCLUDE TRANSFERRING YOUR
INSTRUCTED POSITION TO ESCROW. PLEASE
CONTACT YOUR CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 20 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SE Agenda Number: 713726264
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103222100614-35 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID:536913,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535333 DUE TO RECEIPT OF CHANGE
IN VOTING STATUS FOR RESOLUTIONS 11, 12 AND
14. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
AND SETTING OF THE DIVIDEND
4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt For For
REFERRED TO IN ARTICLE L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
5 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS PAID
DURING OR ALLOCATED IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020
MENTIONED IN ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE
6 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt For For
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED IN RESPECT OF THE SAME FINANCIAL
YEAR TO MR. JEAN PASCAL TRICOIRE, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
7 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
8 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
9 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
JEAN-PASCAL TRICOIRE AS DIRECTOR
10 APPOINTMENT OF MRS. ANNA OHLSSON-LEIJON AS Mgmt For For
DIRECTOR
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: APPOINTMENT OF MR.
THIERRY JACQUET AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
12 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: APPOINTMENT OF MRS.
ZENNIA CSIKOS AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
13 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
XIAOYUN MA AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
14 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: APPOINTMENT OF MRS.
MALENE KVIST KRISTENSEN AS DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS
15 AUTHORIZATION FOR THE BOARD OF DIRECTORS Mgmt For For
FOR THE COMPANY TO PURCHASE ITS OWN SHARES
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY
17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITY GRANTING ACCESS TO THE CAPITAL OF
THE COMPANY WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS BY WAY OF A
PUBLIC OFFERING OTHER THAN THAT REFERRED TO
IN ARTICLE L. 411-2 1DECREE OF THE FRENCH
MONETARY AND FINANCIAL CODE
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITY GRANTING ACCESS TO THE CAPITAL OF
THE COMPANY WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS, AS PART OF
AN OFFER REFERRED TO IN ARTICLE L.
411-2-1DECREE OF THE FRENCH MONETARY AND
FINANCIAL CODE
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF SHARES
TO BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH RETENTION OR CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS IN ORDER TO
REMUNERATE CONTRIBUTIONS IN KIND
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
INCORPORATING PREMIUMS, RESERVES, PROFITS
OR OTHERS
22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR MEMBERS OF A COMPANY SAVINGS
PLAN WITHOUT SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR EMPLOYEES OF CERTAIN FOREIGN
GROUP COMPANIES, DIRECTLY OR THROUGH
INTERVENING ENTITIES, IN ORDER TO OFFER
THEM BENEFITS COMPARABLE TO THOSE OFFERED
TO MEMBERS OF A COMPANY SAVINGS PLAN,
WITHOUT SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS
24 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
CANCEL COMPANY SHARES PURCHASED UNDER SHARE
BUYBACK PROGRAMS
25 AMENDMENT TO ARTICLE 13 OF THE BYLAWS TO Mgmt For For
CORRECT A MATERIAL ERROR
26 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
SECOM CO.,LTD. Agenda Number: 714258250
--------------------------------------------------------------------------------------------------------------------------
Security: J69972107
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3421800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Iida, Makoto Mgmt Against Against
2.2 Appoint a Director Nakayama, Yasuo Mgmt Against Against
2.3 Appoint a Director Ozeki, Ichiro Mgmt Against Against
2.4 Appoint a Director Yoshida, Yasuyuki Mgmt Against Against
2.5 Appoint a Director Fuse, Tatsuro Mgmt Against Against
2.6 Appoint a Director Izumida, Tatsuya Mgmt Against Against
2.7 Appoint a Director Kurihara, Tatsushi Mgmt Against Against
2.8 Appoint a Director Hirose, Takaharu Mgmt For For
2.9 Appoint a Director Kawano, Hirobumi Mgmt For For
2.10 Appoint a Director Watanabe, Hajime Mgmt For For
2.11 Appoint a Director Hara, Miri Mgmt For For
3 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
SEGRO PLC (REIT) Agenda Number: 713694380
--------------------------------------------------------------------------------------------------------------------------
Security: G80277141
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: GB00B5ZN1N88
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE FINANCIAL STATEMENTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND THE AUDITOR
02 TO DECLARE A FINAL DIVIDEND OF 15.2 PENCE Mgmt For For
PER ORDINARY SHARE
03 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
04 TO RE-ELECT GERALD CORBETT AS A DIRECTOR Mgmt For For
05 TO RE-ELECT MARY BARNARD AS A DIRECTOR Mgmt For For
06 TO RE-ELECT SUE CLAYTON AS A DIRECTOR Mgmt For For
07 TO RE-ELECT SOUMEN DAS AS A DIRECTOR Mgmt For For
08 TO RE-ELECT CAROL FAIRWEATHER AS A DIRECTOR Mgmt For For
09 TO RE-ELECT CHRISTOPHER FISHER AS A Mgmt For For
DIRECTOR
10 TO RE-ELECT ANDY GULLIFORD AS A DIRECTOR Mgmt For For
11 TO RE-ELECT MARTIN MOORE AS A DIRECTOR Mgmt For For
12 TO RE-ELECT DAVID SLEATH AS A DIRECTOR Mgmt For For
13 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY
14 TO AUTHORISE THE AUDIT COMMITTEE ON BEHALF Mgmt For For
OF THE BOARD TO DETERMINE THE REMUNERATION
OF THE AUDITOR
15 TO AUTHORISE POLITICAL DONATIONS UNDER THE Mgmt For For
COMPANIES ACT 2006
16 TO CONFER ON THE DIRECTORS A GENERAL Mgmt For For
AUTHORITY TO ALLOT ORDINARY SHARES
17 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS Mgmt For For
RELATING TO ORDINARY SHARES ALLOTTED UNDER
THE AUTHORITY GRANTED BY RESOLUTION 16
18 TO DISAPPLY PRE-EMPTION RIGHTS IN Mgmt For For
CONNECTION WITH AN ACQUISITION OR SPECIFIED
CAPITAL INVESTMENT
19 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
20 TO ENABLE A GENERAL MEETING OTHER THAN AN Mgmt For For
ANNUAL GENERAL MEETING TO BE HELD ON NOT
LESS THAN 14 CLEAR DAYS NOTICE
21 TO APPROVE THE ADOPTION OF THE SEGRO PLC Mgmt For For
SAVINGS RELATED SHARE OPTION PLAN 2021
22 TO APPROVE THE ADOPTION OF THE SEGRO PLC Mgmt For For
SHARE INCENTIVE PLAN 2021
23 TO AUTHORISE THE DIRECTORS TO OFFER A SCRIP Mgmt For For
DIVIDEND IN PLACE OF A CASH DIVIDEND
--------------------------------------------------------------------------------------------------------------------------
SEKISUI CHEMICAL CO.,LTD. Agenda Number: 714218117
--------------------------------------------------------------------------------------------------------------------------
Security: J70703137
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3419400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Koge, Teiji Mgmt Against Against
2.2 Appoint a Director Kato, Keita Mgmt Against Against
2.3 Appoint a Director Hirai, Yoshiyuki Mgmt Against Against
2.4 Appoint a Director Kamiyoshi, Toshiyuki Mgmt Against Against
2.5 Appoint a Director Kamiwaki, Futoshi Mgmt Against Against
2.6 Appoint a Director Shimizu, Ikusuke Mgmt Against Against
2.7 Appoint a Director Murakami, Kazuya Mgmt Against Against
2.8 Appoint a Director Kase, Yutaka Mgmt For For
2.9 Appoint a Director Oeda, Hiroshi Mgmt For For
2.10 Appoint a Director Ishikura, Yoko Mgmt For For
3 Appoint a Corporate Auditor Taketomo, Mgmt For For
Hiroyuki
--------------------------------------------------------------------------------------------------------------------------
SEKISUI HOUSE,LTD. Agenda Number: 713747915
--------------------------------------------------------------------------------------------------------------------------
Security: J70746136
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: JP3420600003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Set the Maximum Size of Mgmt For For
the Board of Directors and Set the Maximum
Size of the Board of Corporate Auditors
3.1 Appoint a Director Nakai, Yoshihiro Mgmt For For
3.2 Appoint a Director Horiuchi, Yosuke Mgmt For For
3.3 Appoint a Director Nishida, Kumpei Mgmt For For
3.4 Appoint a Director Tanaka, Satoshi Mgmt For For
3.5 Appoint a Director Miura, Toshiharu Mgmt For For
3.6 Appoint a Director Ishii, Toru Mgmt For For
3.7 Appoint a Director Yoshimaru, Yukiko Mgmt For For
3.8 Appoint a Director Kitazawa, Toshifumi Mgmt For For
3.9 Appoint a Director Nakajima, Yoshimi Mgmt For For
3.10 Appoint a Director Takegawa, Keiko Mgmt For For
4.1 Appoint a Corporate Auditor Ito, Midori Mgmt For For
4.2 Appoint a Corporate Auditor Kobayashi, Mgmt For For
Takashi
--------------------------------------------------------------------------------------------------------------------------
SES S.A. Agenda Number: 713654122
--------------------------------------------------------------------------------------------------------------------------
Security: L8300G135
Meeting Type: AGM
Meeting Date: 01-Apr-2021
Ticker:
ISIN: LU0088087324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ATTENDANCE LIST, QUORUM, AND ADOPTION OF Non-Voting
AGENDA
2 ACCEPT NOMINATION OF ONE SECRETARY AND TWO Non-Voting
MEETING SCRUTINEERS
3 RECEIVE BOARD'S REPORT Non-Voting
4 RECEIVE EXPLANATIONS ON MAIN DEVELOPMENTS Non-Voting
DURING FY 2020 AND THE OUTLOOK
5 RECEIVE INFORMATION ON 2020 FINANCIAL Non-Voting
RESULTS
6 RECEIVE AUDITOR'S REPORT Non-Voting
7 APPROVE FINANCIAL STATEMENTS Mgmt For For
8 APPROVE ALLOCATION OF INCOME Mgmt For For
9 APPROVE DISCHARGE OF DIRECTORS Mgmt Against Against
10 FIX NUMBER OF DIRECTORS Mgmt For For
11.1 RE-ELECT SERGE ALLEGREZZA AS B DIRECTOR Mgmt For For
11.2 RE-ELECT KATRIN WEHR-SEITER AS A DIRECTOR Mgmt For For
12 APPROVE REMUNERATION POLICY Mgmt Against Against
13 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
14 APPROVE REMUNERATION REPORT Mgmt Against Against
15 APPROVE AUDITORS AND AUTHORIZE BOARD TO FIX Mgmt For For
THEIR REMUNERATION
16 APPROVE SHARE REPURCHASE Mgmt For For
17 TRANSACT OTHER BUSINESS Non-Voting
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 526171 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT 10 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 10 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO.,LTD. Agenda Number: 713987569
--------------------------------------------------------------------------------------------------------------------------
Security: J7165H108
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: JP3422950000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Isaka, Ryuichi Mgmt Against Against
2.2 Appoint a Director Goto, Katsuhiro Mgmt Against Against
2.3 Appoint a Director Ito, Junro Mgmt Against Against
2.4 Appoint a Director Yamaguchi, Kimiyoshi Mgmt Against Against
2.5 Appoint a Director Maruyama, Yoshimichi Mgmt Against Against
2.6 Appoint a Director Nagamatsu, Fumihiko Mgmt Against Against
2.7 Appoint a Director Kimura, Shigeki Mgmt Against Against
2.8 Appoint a Director Joseph Michael DePinto Mgmt Against Against
2.9 Appoint a Director Tsukio, Yoshio Mgmt For For
2.10 Appoint a Director Ito, Kunio Mgmt For For
2.11 Appoint a Director Yonemura, Toshiro Mgmt For For
2.12 Appoint a Director Higashi, Tetsuro Mgmt For For
2.13 Appoint a Director Kazuko Rudy Mgmt For For
3 Appoint a Corporate Auditor Habano, Mgmt For For
Noriyuki
--------------------------------------------------------------------------------------------------------------------------
SG HOLDINGS CO.,LTD. Agenda Number: 714212696
--------------------------------------------------------------------------------------------------------------------------
Security: J7134P108
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3162770006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kuriwada, Eiichi Mgmt Against Against
1.2 Appoint a Director Matsumoto, Hidekazu Mgmt Against Against
1.3 Appoint a Director Motomura, Masahide Mgmt Against Against
1.4 Appoint a Director Nakajima, Shunichi Mgmt Against Against
1.5 Appoint a Director Kawanago, Katsuhiro Mgmt Against Against
1.6 Appoint a Director Takaoka, Mika Mgmt For For
1.7 Appoint a Director Sagisaka, Osami Mgmt For For
1.8 Appoint a Director Akiyama, Masato Mgmt For For
2.1 Appoint a Corporate Auditor Nakanishi, Mgmt For For
Takashi
2.2 Appoint a Corporate Auditor Tajima, Satoshi Mgmt For For
2.3 Appoint a Corporate Auditor Okamura, Mgmt For For
Kenichiro
2.4 Appoint a Corporate Auditor Oshima, Mgmt For For
Yoshitaka
--------------------------------------------------------------------------------------------------------------------------
SHAPIR ENGINEERING AND INDUSTRY LTD Agenda Number: 713589375
--------------------------------------------------------------------------------------------------------------------------
Security: M8T68J105
Meeting Type: EGM
Meeting Date: 11-Mar-2021
Ticker:
ISIN: IL0011338758
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.1 SPLIT VOTE OVER THE RE/APPOINTMENT OF THE Mgmt For For
FOLLOWING EXTERNAL DIRECTOR: MEIR BAR EL
1.2 SPLIT VOTE OVER THE RE/APPOINTMENT OF THE Mgmt For For
FOLLOWING EXTERNAL DIRECTOR: YARON KLEIN
2 AMENDMENT OF COMPANY REMUNERATION POLICY Mgmt For For
3 UPDATE OF THE COMPENSATION OF COMPANY BOARD Mgmt For For
CHAIRMAN, MR. YEHUDA SEGEV AS OF JANUARY
1ST 2021
--------------------------------------------------------------------------------------------------------------------------
SHARP CORPORATION Agenda Number: 714295563
--------------------------------------------------------------------------------------------------------------------------
Security: J71434112
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3359600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Jeng-Wu Tai
1.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nomura,
Katsuaki
1.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hong-Jen
Chuang
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ting-Chen Hsu
2.1 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Hsu-Tung Lu
2.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Himeiwa, Yasuo
2.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nakagawa,
Yutaka
3 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
4 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
5 Amend Articles to: Update the Articles Mgmt For For
Related to Class Shares, Approve Minor
Revisions
--------------------------------------------------------------------------------------------------------------------------
SHIMADZU CORPORATION Agenda Number: 714204093
--------------------------------------------------------------------------------------------------------------------------
Security: J72165129
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3357200009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nakamoto, Akira Mgmt Against Against
2.2 Appoint a Director Ueda, Teruhisa Mgmt Against Against
2.3 Appoint a Director Miura, Yasuo Mgmt Against Against
2.4 Appoint a Director Kitaoka, Mitsuo Mgmt Against Against
2.5 Appoint a Director Yamamoto, Yasunori Mgmt Against Against
2.6 Appoint a Director Wada, Hiroko Mgmt For For
2.7 Appoint a Director Hanai, Nobuo Mgmt For For
2.8 Appoint a Director Nakanishi, Yoshiyuki Mgmt For For
3 Appoint a Corporate Auditor Fujii, Hiroyuki Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
SHIMANO INC. Agenda Number: 713662511
--------------------------------------------------------------------------------------------------------------------------
Security: J72262108
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3358000002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Chia Chin Seng Mgmt Against Against
2.2 Appoint a Director Otsu, Tomohiro Mgmt Against Against
2.3 Appoint a Director Yoshida, Tamotsu Mgmt Against Against
2.4 Appoint a Director Ichijo, Kazuo Mgmt For For
2.5 Appoint a Director Katsumaru, Mitsuhiro Mgmt For For
2.6 Appoint a Director Sakakibara, Sadayuki Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHIMIZU CORPORATION Agenda Number: 714243211
--------------------------------------------------------------------------------------------------------------------------
Security: J72445117
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3358800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Miyamoto, Yoichi Mgmt Against Against
2.2 Appoint a Director Inoue, Kazuyuki Mgmt Against Against
2.3 Appoint a Director Imaki, Toshiyuki Mgmt Against Against
2.4 Appoint a Director Yamaji, Toru Mgmt Against Against
2.5 Appoint a Director Handa, Kimio Mgmt Against Against
2.6 Appoint a Director Fujimura, Hiroshi Mgmt Against Against
2.7 Appoint a Director Ikeda, Kentaro Mgmt Against Against
2.8 Appoint a Director Shimizu, Motoaki Mgmt Against Against
2.9 Appoint a Director Iwamoto, Tamotsu Mgmt For For
2.10 Appoint a Director Kawada, Junichi Mgmt For For
2.11 Appoint a Director Tamura, Mayumi Mgmt For For
2.12 Appoint a Director Jozuka, Yumiko Mgmt For For
3.1 Appoint a Corporate Auditor Watanabe, Mgmt For For
Hideto
3.2 Appoint a Corporate Auditor Ikenaga, Toshie Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO.,LTD. Agenda Number: 714250090
--------------------------------------------------------------------------------------------------------------------------
Security: J72810120
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3371200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Reduce the Board of Mgmt For For
Directors Size, Reduce Term of Office of
Directors to One Year
3.1 Appoint a Director Saito, Yasuhiko Mgmt Against Against
3.2 Appoint a Director Ueno, Susumu Mgmt Against Against
3.3 Appoint a Director Frank Peter Popoff Mgmt For For
3.4 Appoint a Director Miyazaki, Tsuyoshi Mgmt Against Against
3.5 Appoint a Director Fukui, Toshihiko Mgmt For For
4 Appoint a Corporate Auditor Kagami, Mitsuko Mgmt For For
5 Approve Details of the Compensation to be Mgmt For For
received by Directors
6 Approve Details of Compensation as Stock Mgmt For For
Options for Directors
7 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Employees
--------------------------------------------------------------------------------------------------------------------------
SHIONOGI & CO.,LTD. Agenda Number: 714212204
--------------------------------------------------------------------------------------------------------------------------
Security: J74229105
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3347200002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Teshirogi, Isao Mgmt Against Against
2.2 Appoint a Director Sawada, Takuko Mgmt Against Against
2.3 Appoint a Director Ando, Keiichi Mgmt For For
2.4 Appoint a Director Ozaki, Hiroshi Mgmt For For
2.5 Appoint a Director Takatsuki, Fumi Mgmt Against Against
3 Appoint a Corporate Auditor Fujiwara, Mgmt For For
Takaoki
--------------------------------------------------------------------------------------------------------------------------
SHISEIDO COMPANY,LIMITED Agenda Number: 713625816
--------------------------------------------------------------------------------------------------------------------------
Security: J74358144
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: JP3351600006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Uotani, Masahiko Mgmt For For
2.2 Appoint a Director Suzuki, Yukari Mgmt For For
2.3 Appoint a Director Tadakawa, Norio Mgmt For For
2.4 Appoint a Director Yokota, Takayuki Mgmt For For
2.5 Appoint a Director Fujimori, Yoshiaki Mgmt For For
2.6 Appoint a Director Ishikura, Yoko Mgmt For For
2.7 Appoint a Director Iwahara, Shinsaku Mgmt For For
2.8 Appoint a Director Oishi, Kanoko Mgmt For For
3 Appoint a Corporate Auditor Ozu, Hiroshi Mgmt For For
4 Approve Details of the Long-Term Incentive Mgmt For For
Type Compensation to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 935411366
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual and Special
Meeting Date: 26-May-2021
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Tobias Lutke Mgmt For For
1B Election of Director: Robert Ashe Mgmt For For
1C Election of Director: Gail Goodman Mgmt For For
1D Election of Director: Colleen Johnston Mgmt For For
1E Election of Director: Jeremy Levine Mgmt For For
1F Election of Director: John Phillips Mgmt For For
02 Appointment of the Auditors Resolution Mgmt For For
approving the re-appointment of
PricewaterhouseCoopers LLP as auditors of
Shopify Inc. and authorizing the Board of
Directors to fix their remuneration.
03 Approval of Stock Option Plan Resolution Mgmt Against Against
approving the second amendment and
restatement of Shopify Inc.'s Stock Option
Plan and approving all unallocated options
under the Stock Option Plan, as amended,
all as disclosed in the Management
Information Circular for the Meeting.
04 Approval of Long Term Incentive Plan Mgmt Against Against
Resolution approving the second amendment
and restatement of Shopify Inc.'s Long Term
Incentive Plan and approving all
unallocated awards under the Long Term
Incentive Plan, as amended, all as
disclosed in the Management Information
Circular for the Meeting.
05 Advisory Vote on Executive Compensation Mgmt Against Against
Non-binding advisory resolution that the
shareholders accept Shopify Inc.'s approach
to executive compensation as disclosed in
the Management Information Circular for the
Meeting.
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 935327191
--------------------------------------------------------------------------------------------------------------------------
Security: 826197501
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: SIEGY
ISIN: US8261975010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Appropriation of net income Mgmt For For
3A. Ratification of the acts of the Managing Mgmt For For
Board: Joe Kaeser
3B. Ratification of the acts of the Managing Mgmt For For
Board: Roland Busch
3C. Ratification of the acts of the Managing Mgmt For For
Board: Lisa Davis (until February 29, 2020)
3D Ratification of the acts of the Managing Mgmt For For
Board: Klaus Helmrich
3E Ratification of the acts of the Managing Mgmt For For
Board: Janina Kugel (until January 31,
2020)
3F Ratification of the acts of the Managing Mgmt For For
Board: Cedrik Neike
3G Ratification of the acts of the Managing Mgmt For For
Board: Michael Sen (until March 31, 2020)
3H Ratification of the acts of the Managing Mgmt For For
Board: Ralf P. Thomas
4A Ratification of the acts of the Supervisory Mgmt For For
Board: Jim Hagemann Snabe
4B Ratification of the acts of the Supervisory Mgmt For For
Board: Birgit Steinborn
4C Ratification of the acts of the Supervisory Mgmt For For
Board: Werner Wenning
4D Ratification of the acts of the Supervisory Mgmt For For
Board: Werner Brandt
4E Ratification of the acts of the Supervisory Mgmt For For
Board: Michael Diekmann
4F Ratification of the acts of the Supervisory Mgmt For For
Board: Andrea Fehrmann
4G Ratification of the acts of the Supervisory Mgmt For For
Board: Bettina Haller
4H Ratification of the acts of the Supervisory Mgmt For For
Board: Robert Kensbock (until September 25,
2020)
4I Ratification of the acts of the Supervisory Mgmt For For
Board: Harald Kern
4J Ratification of the acts of the Supervisory Mgmt For For
Board: Jurgen Kerner
4K Ratification of the acts of the Supervisory Mgmt For For
Board: Nicola Leibinger-Kammuller
4L Ratification of the acts of the Supervisory Mgmt For For
Board: Benoit Potier
4M Ratification of the acts of the Supervisory Mgmt For For
Board: Hagen Reimer
4N Ratification of the acts of the Supervisory Mgmt For For
Board: Norbert Reithofer
4O Ratification of the acts of the Supervisory Mgmt For For
Board: Baroness Nemat Shafik
4P Ratification of the acts of the Supervisory Mgmt For For
Board: Nathalie von Siemens
4Q Ratification of the acts of the Supervisory Mgmt For For
Board: Michael Sigmund
4R Ratification of the acts of the Supervisory Mgmt For For
Board: Dorothea Simon
4S Ratification of the acts of the Supervisory Mgmt For For
Board: Matthias Zachert
4T Ratification of the acts of the Supervisory Mgmt For For
Board: Gunnar Zukunft
5. Appointment of independent auditors Mgmt For For
6A. Election of member to the Supervisory Mgmt For For
Board: Grazia Vittadini
6B. Election of member to the Supervisory Mgmt For For
Board: Kasper Rorsted
6C. Election of member to the Supervisory Mgmt For For
Board: Jim Hagemann Snabe
7. Compensation of the Supervisory Board Mgmt For For
8. Creation of an Authorized Capital 2021 Mgmt For For
9. Amendment of the Profit-and-Loss Transfer Mgmt For For
Agreement with Siemens Bank GmbH
10. Upon request of the "Verein von Mgmt For Against
Belegschaftsaktionaren in der Siemens AG,
e.V.", Munich: Amendment to the Articles of
Association of Siemens AG
--------------------------------------------------------------------------------------------------------------------------
SIEMENS ENERGY AG Agenda Number: 713453809
--------------------------------------------------------------------------------------------------------------------------
Security: D6T47E106
Meeting Type: AGM
Meeting Date: 10-Feb-2021
Ticker:
ISIN: DE000ENER6Y0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019/20
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019/20
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019/20
4 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL 2020/21
5.1 ELECT CHRISTINE BORTENLAENGER TO THE Mgmt For For
SUPERVISORY BOARD
5.2 ELECT SIGMAR GABRIEL TO THE SUPERVISORY Mgmt For For
BOARD
5.3 ELECT JOE KAESER TO THE SUPERVISORY BOARD Mgmt For For
5.4 ELECT HUBERT LIENHARD TO THE SUPERVISORY Mgmt For For
BOARD
5.5 ELECT HILDEGARD MUELLER TO THE SUPERVISORY Mgmt For For
BOARD
5.6 ELECT LAURENCE MULLIEZ TO THE SUPERVISORY Mgmt For For
BOARD
5.7 ELECT MATTHIAS REBELLIUS TO THE SUPERVISORY Mgmt For For
BOARD
5.8 ELECT RALF THOMAS TO THE SUPERVISORY BOARD Mgmt Against Against
5.9 ELECT GEISHA WILLIAMS TO THE SUPERVISORY Mgmt For For
BOARD
5.10 ELECT RANDY ZWIRN TO THE SUPERVISORY BOARD Mgmt For For
6 APPROVE REMUNERATION POLICY FOR THE Mgmt For For
MANAGEMENT BOARD
7 APPROVE REMUNERATION POLICY FOR THE Mgmt For For
SUPERVISORY BOARD
CMMT 16 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 21 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 21 DEC 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
SIEMENS HEALTHINEERS AG Agenda Number: 713496330
--------------------------------------------------------------------------------------------------------------------------
Security: D6T479107
Meeting Type: AGM
Meeting Date: 12-Feb-2021
Ticker:
ISIN: DE000SHL1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT OF SIEMENS
HEALTHINEERS AG: EUR 0.80 PER SHARE
3.1 RESOLUTION ON THE DISCHARGE OF THE MEMBER Mgmt For For
OF THE BOARD OF MANAGEMENT - DR. BERNHARD
MONDAY
3.2 RESOLUTION ON THE DISCHARGE OF THE MEMBER Mgmt For For
OF THE BOARD OF MANAGEMENT - DR. JOCHEN
SCHMITZ
3.3 RESOLUTION ON THE DISCHARGE OF THE MEMBER Mgmt For For
OF THE BOARD OF MANAGEMENT - DR. CHRISTOPH
ZINDEL
4.1 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - PROF. DR. RALF P.
THOMAS
4.2 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. NORBERT GAUS
4.3 RESOLUTION DISCHARGE OF THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. ROLAND BUSCH
4.4 RESOLUTION DISCHARGE OF THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. MARION HELMES
4.5 RESOLUTION DISCHARGE OF THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. ANDREAS C. HOFFMANN
4.6 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. PHILIPP R SLER
4.7 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. NATHALIE VON
SIEMENS
4.8 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. GREGORY SORENSEN
4.9 RESOLUTION DISCHARGE OF THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - KARL-HEINZ STREIBICH
4.10 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - MICHAEL SEN
5 RESOLUTION ON THE APPOINTMENT OF THE Mgmt For For
AUDITOR AND GROUP AUDITOR AS WELL AS THE
AUDITOR FOR THE REVIEW OF THE HALF-YEARLY
FINANCIAL REPORT: ERNST & YOUNG GMBH
6 RESOLUTION ON AN AMENDMENT TO THE ARTICLES Mgmt For For
OF ASSOCIATION OF SECTION 4 PARAGRAPH 2
CLAUSE 3 (INFORMATION ON THE SHARE
REGISTER) IN LINE WITH CHANGES MADE BY THE
ACT TO IMPLEMENT THE SECOND SHAREHOLDER
RIGHTS DIRECTIVE (ARUG II)
7 RESOLUTION ON AN AMENDMENT TO THE ARTICLES Mgmt For For
OF ASSOCIATION OF SECTION 7 (1) (NUMBER OF
SUPERVISORY BOARD MEMBERS)
8 RESOLUTION ON THE ELECTION OF A FURTHER Mgmt For For
MEMBER OF THE SUPERVISORY BOARD - PEER M.
SCHATZ
9 RESOLUTION ON THE APPROVAL OF THE Mgmt For For
REMUNERATION SYSTEM FOR THE MEMBERS OF THE
MANAGEMENT BOARD
10 RESOLUTION ON THE CONFIRMATION OF THE Mgmt For For
REMUNERATION AND RESOLUTION ON THE
REMUNERATION SYSTEM FOR THE MEMBERS OF THE
SUPERVISORY BOARD
11 RESOLUTION ON THE CANCELLATION OF THE Mgmt Against Against
AUTHORIZED CAPITAL 2018 IN ACCORDANCE WITH
SECTION 4 (5) OF THE ARTICLES OF
ASSOCIATION
12 RESOLUTION ON THE CANCELLATION OF THE Mgmt Against Against
AUTHORIZATION TO ISSUE CONVERTIBLE BONDS
AND / OR BONDS WITH WARRANTS FROM FEBRUARY
19, 2018
13 RESOLUTION ON THE REVOCATION OF THE Mgmt For For
AUTHORIZATION TO ACQUIRE AND USE OWN SHARES
IN ACCORDANCE WITH SECTION 71 (1) NO. 8 OF
THE GERMAN STOCK CORPORATION ACT
CMMT 06 JAN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT 08 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU..
CMMT 08 JAN 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
SINGAPORE AIRLINES LTD Agenda Number: 712914161
--------------------------------------------------------------------------------------------------------------------------
Security: Y7992P128
Meeting Type: AGM
Meeting Date: 27-Jul-2020
Ticker:
ISIN: SG1V61937297
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE DIRECTORS' STATEMENT, Mgmt Split 98% For Split
AUDITED FINANCIAL STATEMENTS AND AUDITORS'
REPORT FOR THE YEAR ENDED 31 MARCH 2020
2.A RE-ELECTION OF DIRECTOR IN ACCORDANCE WITH Mgmt Split 98% For Split
ARTICLE 91: MR SIMON CHEONG SAE PENG
2.B RE-ELECTION OF DIRECTOR IN ACCORDANCE WITH Mgmt Split 98% For Split
ARTICLE 91: MR GOH CHOON PHONG
2.C RE-ELECTION OF DIRECTOR IN ACCORDANCE WITH Mgmt Split 98% For Split
ARTICLE 91: MR HSIEH TSUN-YAN
3 APPROVAL OF DIRECTORS' EMOLUMENTS FOR THE Mgmt Split 98% For Split
FI NANCIAL YEAR ENDING 31 MARCH 2021
4 RE-APPOINTMENT OF AUDITORS AND AUTHORITY Mgmt Split 98% For Split
FOR THE DIRECTORS TO FIX THEIR
REMUNERATION: KPMG LLP
5 AUTHORITY FOR DIRECTORS TO ISSUE SHARES AND Mgmt Split 98% For Split
TO MAKE OR GRANT INSTRUMENTS CONVERTIBLE
INTO SHARES PURSUANT TO SECTION 161 OF THE
COMPANIES ACT, CHAPTER 50 OF SINGAPORE
6 AUTHORITY FOR DIRECTORS TO GRANT AWARDS, Mgmt Split 98% For Split
AND TO ALLOT AND ISSUE SHARES, PURSUANT TO
THE SIA PERFORMANCE SHARE PLAN 2014 AND THE
SIA RESTRICTED SHARE PLAN 2014
7 RENEWAL OF THE MANDATE FOR INTERESTED Mgmt Split 98% For Split
PERSON TRANSACTIONS
8 RENEWAL OF THE SHARE BUY BACK MANDATE Mgmt Split 98% For Split
9 AUTHORITY FOR DIRECTORS TO ISSUE ADDITIONAL Mgmt Split 98% For Split
MANDATORY CONVERTIBLE BONDS AND ADDITIONAL
CONVERSION SHARES
--------------------------------------------------------------------------------------------------------------------------
SINGAPORE EXCHANGE LTD Agenda Number: 713065844
--------------------------------------------------------------------------------------------------------------------------
Security: Y79946102
Meeting Type: AGM
Meeting Date: 24-Sep-2020
Ticker:
ISIN: SG1J26887955
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT THE DIRECTORS' STATEMENT, THE Mgmt For For
AUDITED FINANCIAL STATEMENTS AND THE
AUDITOR'S REPORT
2 TO DECLARE A FINAL DIVIDEND: TO DECLARE A Mgmt For For
FINAL TAX-EXEMPT DIVIDEND OF 8 CENTS PER
SHARE FOR THE FINANCIAL YEAR ENDED 30 JUNE
2020 ("FINAL DIVIDEND"). (FY2019: 7.5 CENTS
PER SHARE)
3.A TO RE-ELECT MR KWA CHONG SENG AS A DIRECTOR Mgmt For For
3.B TO RE-ELECT MR KEVIN KWOK AS A DIRECTOR Mgmt For For
3.C TO RE-ELECT MR LIM CHIN HU AS A DIRECTOR Mgmt For For
4 TO RE-ELECT DR BEH SWAN GIN AS A DIRECTOR Mgmt For For
5 TO APPROVE THE SUM OF SGD 930,000 TO BE Mgmt For For
PAID TO THE CHAIRMAN AS DIRECTOR'S FEES FOR
THE FINANCIAL YEAR ENDING 30 JUNE 2021
6 TO APPROVE THE SUM OF UP TO SGD 1,600,000 Mgmt For For
TO BE PAID TO ALL DIRECTORS (OTHER THAN THE
CHIEF EXECUTIVE OFFICER) AS DIRECTORS' FEES
FOR THE FINANCIAL YEAR ENDING 30 JUNE 2021
7 TO RE-APPOINT KPMG LLP AS THE AUDITOR AND Mgmt For For
AUTHORISE THE DIRECTORS TO FIX ITS
REMUNERATION
8 TO APPOINT MR MARK MAKEPEACE AS A DIRECTOR Mgmt For For
9 TO APPROVE THE PROPOSED SHARE ISSUE MANDATE Mgmt For For
10 TO APPROVE THE PROPOSED SHARE PURCHASE Mgmt For For
MANDATE
--------------------------------------------------------------------------------------------------------------------------
SINGAPORE TECHNOLOGIES ENGINEERING LTD Agenda Number: 713742016
--------------------------------------------------------------------------------------------------------------------------
Security: Y7996W103
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: SG1F60858221
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF DIRECTORS' STATEMENT, AUDITED Mgmt For For
FINANCIAL STATEMENTS AND AUDITOR'S REPORT
2 DECLARATION OF FINAL ORDINARY DIVIDEND Mgmt For For
3 RE-ELECTION OF MR VINCENT CHONG SY FENG AS Mgmt For For
DIRECTOR PURSUANT TO ARTICLE 100 OF THE
CONSTITUTION OF THE COMPANY
4 RE-ELECTION OF MR LIM AH DOO AS DIRECTOR Mgmt For For
PURSUANT TO ARTICLE 100 OF THE CONSTITUTION
OF THE COMPANY
5 RE-ELECTION OF MR LIM SIM SENG AS DIRECTOR Mgmt For For
PURSUANT TO ARTICLE 100 OF THE CONSTITUTION
OF THE COMPANY
6 RE-ELECTION OF LG ONG SU KIAT MELVYN AS Mgmt For For
DIRECTOR PURSUANT TO ARTICLE 100 OF THE
CONSTITUTION OF THE COMPANY
7 RE-ELECTION OF MS NG BEE BEE (MAY) AS Mgmt For For
DIRECTOR PURSUANT TO ARTICLE 106 OF THE
CONSTITUTION OF THE COMPANY
8 APPROVAL OF DIRECTORS' REMUNERATION FOR Mgmt For For
FY2020
9 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE AUDITOR OF THE COMPANY AND TO
AUTHORISE THE DIRECTORS TO FIX ITS
REMUNERATION
10 AUTHORITY FOR DIRECTORS TO ISSUE SHARES AND Mgmt For For
TO MAKE OR GRANT CONVERTIBLE INSTRUMENTS
11 AUTHORITY FOR DIRECTORS TO GRANT AWARDS AND Mgmt For For
ALLOT SHARES PURSUANT TO THE SINGAPORE
TECHNOLOGIES ENGINEERING PERFORMANCE SHARE
PLAN 2020 AND THE SINGAPORE TECHNOLOGIES
ENGINEERING RESTRICTED SHARE PLAN 2020
12 RENEWAL OF THE SHAREHOLDERS MANDATE FOR Mgmt For For
INTERESTED PERSON TRANSACTIONS
13 RENEWAL OF THE SHARE PURCHASE MANDATE Mgmt For For
14 TIER-1" APPROVAL FOR MR KWA CHONG SENG AS Mgmt Against Against
INDEPENDENT DIRECTOR
15 TIER-2" APPROVAL FOR MR KWA CHONG SENG AS Mgmt Against Against
INDEPENDENT DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD Agenda Number: 712908221
--------------------------------------------------------------------------------------------------------------------------
Security: Y79985209
Meeting Type: AGM
Meeting Date: 30-Jul-2020
Ticker:
ISIN: SG1T75931496
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For
STATEMENT AND AUDITED FINANCIAL STATEMENTS
AND AUDITORS' REPORT THEREON
2 TO DECLARE A FINAL DIVIDEND OF 5.45 CENTS Mgmt For For
PER SHARE
3 TO RE-ELECT MS CHUA SOCK KOONG AS DIRECTOR Mgmt For For
4 TO RE-ELECT MR LOW CHECK KIAN AS DIRECTOR Mgmt For For
5 TO RE-ELECT MR LEE THENG KIAT AS DIRECTOR Mgmt For For
6 TO APPROVE PAYMENT OF DIRECTORS' FEES BY Mgmt For For
THE COMPANY FOR THE FINANCIAL YEAR ENDING
31 MARCH 2021
7 TO RE-APPOINT THE AUDITORS AND AUTHORISE Mgmt For For
THE DIRECTORS TO FIX THEIR REMUNERATION
8 TO APPROVE THE PROPOSED SHARE ISSUE MANDATE Mgmt For For
9 TO AUTHORISE THE DIRECTORS TO GRANT AWARDS Mgmt For For
AND ALLOT/ISSUE SHARES PURSUANT TO THE
SINGTEL PERFORMANCE SHARE PLAN 2012
10 TO APPROVE THE PROPOSED RENEWAL OF THE Mgmt For For
SHARE PURCHASE MANDATE
11 TO APPROVE THE PROPOSED ALTERATIONS TO THE Mgmt For For
CONSTITUTION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
SK TELECOM CO., LTD. Agenda Number: 935295469
--------------------------------------------------------------------------------------------------------------------------
Security: 78440P108
Meeting Type: Special
Meeting Date: 26-Nov-2020
Ticker: SKM
ISIN: US78440P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Spin-off Plan Mgmt For
--------------------------------------------------------------------------------------------------------------------------
SKANDINAVISKA ENSKILDA BANKEN AB Agenda Number: 713626325
--------------------------------------------------------------------------------------------------------------------------
Security: W25381133
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: SE0000120784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 ELECTION OF CHAIR OF THE MEETING: SVEN Non-Voting
UNGER, MEMBER OF THE SWEDISH BAR
ASSOCIATION
3 ELECTION OF TWO PERSONS TO CHECK THE Non-Voting
MINUTES OF THE MEETING TOGETHER WITH THE
CHAIR
4 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
5 APPROVAL OF THE AGENDA Non-Voting
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITORS' REPORT AS WELL AS THE
CONSOLIDATED ACCOUNTS AND THE AUDITORS'
REPORT ON THE CONSOLIDATED ACCOUNTS
8 RESOLUTION REGARDING ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND THE BALANCE SHEET AND THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
9 RESOLUTION REGARDING ALLOCATION OF THE Mgmt For For
BANK'S PROFITS OR LOSSES IN ACCORDANCE WITH
THE ADOPTED BALANCE SHEET: THE BOARD OF
DIRECTORS PROPOSES A DIVIDEND OF SEK 4.10
PER SHARE AND 1 APRIL 2021 AS RECORD DATE
FOR THE DIVIDEND. IF THE MEETING DECIDES
ACCORDING TO THE PROPOSAL THE DIVIDEND IS
EXPECTED TO BE DISTRIBUTED BY EUROCLEAR ON
8 APRIL 2021
10.1 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: JOHAN H. ANDRESEN
10.2 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: SIGNHILD ARNEGARD
HANSEN
10.3 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: ANNE-CATHERINE
BERNER
10.4 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: SAMIR BRIKHO
10.5 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: WINNIE FOK
10.6 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: ANNA-KARIN
GLIMSTROM
10.7 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: ANNIKA DAHLBERG
10.8 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: CHARLOTTA
LINDHOLM
10.9 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: SVEN NYMAN
10.10 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: MAGNUS OLSSON
10.11 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: LARS OTTERSGARD
10.12 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: JESPER OVESEN
10.13 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: HELENA SAXON
10.14 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: JOHAN TORGEBY (AS
MEMBER OF THE BOARD OF DIRECTORS)
10.15 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: MARCUS WALLENBERG
10.16 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: HAKAN WESTERBERG
10.17 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: JOHAN TORGEBY (AS
PRESIDENT)
11 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS TO BE ELECTED BY THE
SHAREHOLDERS' MEETING: THE NOMINATION
COMMITTEE PROPOSES 9 DIRECTORS
12 DETERMINATION OF THE NUMBER OF AUDITORS TO Mgmt For For
BE ELECTED BY THE SHAREHOLDERS' MEETING:
THE NOMINATION COMMITTEE PROPOSES ONE
AUDITOR
13.1 DETERMINATION OF FEES TO THE BOARD OF Mgmt For For
DIRECTORS AND AUDITORS: FEES TO THE BOARD
OF DIRECTORS
13.2 DETERMINATION OF FEES TO THE BOARD OF Mgmt For For
DIRECTORS AND AUDITORS: FEES TO THE AUDITOR
14.1 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: SIGNHILD ARNEGARD HANSEN
14.2 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: ANNE-CATHERINE BERNER
14.3 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: WINNIE FOK
14.4 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: SVEN NYMAN
14.5 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: LARS OTTERSGARD
14.6 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: JESPER OVESEN
14.7 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: HELENA SAXON
14.8 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: JOHAN TORGEBY
14.9 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: MARCUS WALLENBERG
14.10 ELECTION OF THE CHAIR OF THE BOARD OF Mgmt Against Against
DIRECTORS MARCUS WALLENBERG
15 ELECTION OF AUDITOR: THE NOMINATION Mgmt For For
COMMITTEE PROPOSES ELECTION OF THE
REGISTERED PUBLIC ACCOUNTING FIRM ERNST &
YOUNG AB FOR THE PERIOD UP TO AND INCLUDING
THE ANNUAL GENERAL MEETING 2022. SHOULD
ERNST & YOUNG AB BE ELECTED, THE AUTHORISED
PUBLIC ACCOUNTANT HAMISH MABON WILL BE MAIN
RESPONSIBLE
16 THE BOARD OF DIRECTOR'S REMUNERATION REPORT Mgmt For For
2020
17.A THE BOARD OF DIRECTOR'S PROPOSAL ON Mgmt For For
LONG-TERM EQUITY PROGRAMMES FOR 2021: SEB
ALL EMPLOYEE PROGRAMME 2021 (AEP) FOR ALL
EMPLOYEES IN MOST OF THE COUNTRIES WHERE
SEB OPERATES
17.B THE BOARD OF DIRECTOR'S PROPOSAL ON Mgmt For For
LONG-TERM EQUITY PROGRAMMES FOR 2021: SEB
SHARE DEFERRAL PROGRAMME 2021 (SDP) FOR THE
GROUP EXECUTIVE COMMITTEE
17.C THE BOARD OF DIRECTOR'S PROPOSAL ON Mgmt For For
LONG-TERM EQUITY PROGRAMMES FOR 2021: SEB
RESTRICTED SHARE PROGRAMME 2021 (RSP) FOR
OTHER THAN SENIOR MANAGERS IN CERTAIN
BUSINESS UNITS
18.A THE BOARD OF DIRECTOR'S PROPOSAL ON THE Mgmt For For
ACQUISITION AND SALE OF THE BANK'S OWN
SHARES: ACQUISITION OF THE BANK'S OWN
SHARES IN ITS SECURITIES BUSINESS
18.B THE BOARD OF DIRECTOR'S PROPOSAL ON THE Mgmt For For
ACQUISITION AND SALE OF THE BANK'S OWN
SHARES: ACQUISITION AND SALE OF THE BANK'S
OWN SHARES FOR CAPITAL PURPOSES AND FOR
LONG-TERM EQUITY PROGRAMMES
18.C THE BOARD OF DIRECTOR'S PROPOSAL ON THE Mgmt For For
ACQUISITION AND SALE OF THE BANK'S OWN
SHARES: TRANSFER OF THE BANK'S OWN SHARES
TO PARTICIPANTS IN THE 2021 LONG-TERM
EQUITY PROGRAMMES
19 THE BOARD OF DIRECTOR'S PROPOSAL FOR Mgmt For For
DECISION ON AUTHORIZATION TO THE BOARD OF
DIRECTORS TO ISSUE CONVERTIBLES
20 THE BOARD OF DIRECTOR'S PROPOSAL ON THE Mgmt For For
APPOINTMENT OF AUDITORS OF FOUNDATIONS THAT
HAVE DELEGATED THEIR BUSINESS TO THE BANK:
THE BOARD OF DIRECTORS PROPOSES THAT KARIN
WESTERLUND, MAZARS AB, IS APPOINTED AUDITOR
IN THE FOUNDATION "VON WILLEBRANDSKA
UNDERSTODSSTIFTELSEN"
21 THE BOARD OF DIRECTOR'S PROPOSAL TO AMEND Mgmt For For
THE ARTICLES OF ASSOCIATION: SECTIONS 1, 3
AND 8
22.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDER ELISABETH DAHLERUS DAHLIN ON
DISPOSITIONS OF THE BANK'S LENDING TO
FOSSIL FUELS AND INVESTMENT IN THE SAME:
THE BANK IMMEDIATELY SHALL WORK FOR THE
EXCLUSION OF FOSSIL COMPANIES AS BORROWERS
IN THE BANK
22.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDER ELISABETH DAHLERUS DAHLIN ON
DISPOSITIONS OF THE BANK'S LENDING TO
FOSSIL FUELS AND INVESTMENT IN THE SAME:
THE BANK SHALL EXCLUDE FOSSIL FUELS AS
INVESTMENT OBJECTS
23.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDER ROLF LINDAHL ON THE BANK'S
FINANCING OF COMPANIES TO KEEP THE WORLD
BELOW 1.5 DECREE C: BY 2025, THE BANK WILL
ONLY FINANCE THOSE COMPANIES AND PROJECTS
THAT ARE IN LINE WITH WHAT SCIENCE REQUIRES
FOR THE WORLD TO STAY BELOW 1.5 DECREE C
23.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDER ROLF LINDAHL ON THE BANK'S
FINANCING OF COMPANIES TO KEEP THE WORLD
BELOW 1.5 DECREE C: THE BOARD OF DIRECTORS
OF THE BANK SHALL REPORT BACK ON HOW THIS
HAS BEEN IMPLEMENTED AT THE LATEST AT THE
2022 ANNUAL GENERAL MEETING AND THEREAFTER
ANNUALLY UNTIL IT HAS BEEN FULLY
IMPLEMENTED
24 CLOSING OF THE ANNUAL GENERAL MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 01 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 01 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SKANDINAVISKA ENSKILDA BANKEN AB Agenda Number: 713625753
--------------------------------------------------------------------------------------------------------------------------
Security: W25381141
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: SE0000148884
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 ELECTION OF CHAIR OF THE MEETING: SVEN Non-Voting
UNGER, MEMBER OF THE SWEDISH BAR
ASSOCIATION
3 ELECTION OF TWO PERSONS TO CHECK THE Non-Voting
MINUTES OF THE MEETING TOGETHER WITH THE
CHAIR
4 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
5 APPROVAL OF THE AGENDA Non-Voting
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITORS' REPORT AS WELL AS THE
CONSOLIDATED ACCOUNTS AND THE AUDITORS'
REPORT ON THE CONSOLIDATED ACCOUNTS
8 RESOLUTION REGARDING ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND THE BALANCE SHEET AND THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
9 RESOLUTION REGARDING ALLOCATION OF THE Mgmt For For
BANK'S PROFITS OR LOSSES IN ACCORDANCE WITH
THE ADOPTED BALANCE SHEET: THE BOARD OF
DIRECTORS PROPOSES A DIVIDEND OF SEK 4.10
PER SHARE AND 1 APRIL 2021 AS RECORD DATE
FOR THE DIVIDEND. IF THE MEETING DECIDES
ACCORDING TO THE PROPOSAL THE DIVIDEND IS
EXPECTED TO BE DISTRIBUTED BY EUROCLEAR ON
8 APRIL 2021
10.1 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: JOHAN H. ANDRESEN
10.2 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: SIGNHILD ARNEGARD
HANSEN
10.3 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: ANNE-CATHERINE
BERNER
10.4 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: SAMIR BRIKHO
10.5 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: WINNIE FOK
10.6 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: ANNA-KARIN
GLIMSTROM
10.7 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: ANNIKA DAHLBERG
10.8 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: CHARLOTTA
LINDHOLM
10.9 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: SVEN NYMAN
10.10 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: MAGNUS OLSSON
10.11 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: LARS OTTERSGARD
10.12 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: JESPER OVESEN
10.13 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: HELENA SAXON
10.14 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: JOHAN TORGEBY (AS
MEMBER OF THE BOARD OF DIRECTORS)
10.15 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: MARCUS WALLENBERG
10.16 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: HAKAN WESTERBERG
10.17 RESOLUTION REGARDING DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FROM LIABILITY: JOHAN TORGEBY (AS
PRESIDENT)
11 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS TO BE ELECTED BY THE
SHAREHOLDERS' MEETING: THE NOMINATION
COMMITTEE PROPOSES 9 DIRECTORS
12 DETERMINATION OF THE NUMBER OF AUDITORS TO Mgmt For For
BE ELECTED BY THE SHAREHOLDERS' MEETING:
THE NOMINATION COMMITTEE PROPOSES ONE
AUDITOR
13.1 DETERMINATION OF FEES TO THE BOARD OF Mgmt For For
DIRECTORS AND AUDITORS: FEES TO THE BOARD
OF DIRECTORS
13.2 DETERMINATION OF FEES TO THE BOARD OF Mgmt For For
DIRECTORS AND AUDITORS: FEES TO THE AUDITOR
14.A1 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: SIGNHILD ARNEGARD HANSEN
14.A2 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: ANNE-CATHERINE BERNER
14.A3 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: WINNIE FOK
14.A4 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: SVEN NYMAN
14.A5 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: LARS OTTERSGARD
14.A6 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: JESPER OVESEN
14.A7 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: HELENA SAXON
14.A8 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: JOHAN TORGEBY
14.A9 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS UNTIL THE ANNUAL GENERAL MEETING
2022: MARCUS WALLENBERG
14.B ELECTION OF THE CHAIR OF THE BOARD OF Mgmt Against Against
DIRECTORS MARCUS WALLENBERG
15 ELECTION OF AUDITOR: THE NOMINATION Mgmt For For
COMMITTEE PROPOSES ELECTION OF THE
REGISTERED PUBLIC ACCOUNTING FIRM ERNST &
YOUNG AB FOR THE PERIOD UP TO AND INCLUDING
THE ANNUAL GENERAL MEETING 2022. SHOULD
ERNST & YOUNG AB BE ELECTED, THE AUTHORISED
PUBLIC ACCOUNTANT HAMISH MABON WILL BE MAIN
RESPONSIBLE
16 THE BOARD OF DIRECTOR'S REMUNERATION REPORT Mgmt For For
2020
17.A THE BOARD OF DIRECTOR'S PROPOSAL ON Mgmt For For
LONG-TERM EQUITY PROGRAMMES FOR 2021: SEB
ALL EMPLOYEE PROGRAMME 2021 (AEP) FOR ALL
EMPLOYEES IN MOST OF THE COUNTRIES WHERE
SEB OPERATES
17.B THE BOARD OF DIRECTOR'S PROPOSAL ON Mgmt For For
LONG-TERM EQUITY PROGRAMMES FOR 2021: SEB
SHARE DEFERRAL PROGRAMME 2021 (SDP) FOR THE
GROUP EXECUTIVE COMMITTEE
17.C THE BOARD OF DIRECTOR'S PROPOSAL ON Mgmt For For
LONG-TERM EQUITY PROGRAMMES FOR 2021: SEB
RESTRICTED SHARE PROGRAMME 2021 (RSP) FOR
OTHER THAN SENIOR MANAGERS IN CERTAIN
BUSINESS UNITS
18.A THE BOARD OF DIRECTOR'S PROPOSAL ON THE Mgmt For For
ACQUISITION AND SALE OF THE BANK'S OWN
SHARES: ACQUISITION OF THE BANK'S OWN
SHARES IN ITS SECURITIES BUSINESS
18.B THE BOARD OF DIRECTOR'S PROPOSAL ON THE Mgmt For For
ACQUISITION AND SALE OF THE BANK'S OWN
SHARES: ACQUISITION AND SALE OF THE BANK'S
OWN SHARES FOR CAPITAL PURPOSES AND FOR
LONG-TERM EQUITY PROGRAMMES
18.C THE BOARD OF DIRECTOR'S PROPOSAL ON THE Mgmt For For
ACQUISITION AND SALE OF THE BANK'S OWN
SHARES: TRANSFER OF THE BANK'S OWN SHARES
TO PARTICIPANTS IN THE 2021 LONG-TERM
EQUITY PROGRAMMES
19 THE BOARD OF DIRECTOR'S PROPOSAL FOR Mgmt For For
DECISION ON AUTHORIZATION TO THE BOARD OF
DIRECTORS TO ISSUE CONVERTIBLES
20 THE BOARD OF DIRECTOR'S PROPOSAL ON THE Mgmt For For
APPOINTMENT OF AUDITORS OF FOUNDATIONS THAT
HAVE DELEGATED THEIR BUSINESS TO THE BANK:
THE BOARD OF DIRECTORS PROPOSES THAT KARIN
WESTERLUND, MAZARS AB, IS APPOINTED AUDITOR
IN THE FOUNDATION "VON WILLEBRANDSKA
UNDERSTODSSTIFTELSEN"
21 THE BOARD OF DIRECTOR'S PROPOSAL TO AMEND Mgmt For For
THE ARTICLES OF ASSOCIATION: SECTIONS 1, 3
AND 8
22.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDER ELISABETH DAHLERUS DAHLIN ON
DISPOSITIONS OF THE BANK'S LENDING TO
FOSSIL FUELS AND INVESTMENT IN THE SAME:
THE BANK IMMEDIATELY SHALL WORK FOR THE
EXCLUSION OF FOSSIL COMPANIES AS BORROWERS
IN THE BANK
22.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDER ELISABETH DAHLERUS DAHLIN ON
DISPOSITIONS OF THE BANK'S LENDING TO
FOSSIL FUELS AND INVESTMENT IN THE SAME:
THE BANK SHALL EXCLUDE FOSSIL FUELS AS
INVESTMENT OBJECTS
23.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDER ROLF LINDAHL ON THE BANK'S
FINANCING OF COMPANIES TO KEEP THE WORLD
BELOW 1.5 DECREE C: BY 2025, THE BANK WILL
ONLY FINANCE THOSE COMPANIES AND PROJECTS
THAT ARE IN LINE WITH WHAT SCIENCE REQUIRES
FOR THE WORLD TO STAY BELOW 1.5 DECREE C
23.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDER ROLF LINDAHL ON THE BANK'S
FINANCING OF COMPANIES TO KEEP THE WORLD
BELOW 1.5 DECREE C: THE BOARD OF DIRECTORS
OF THE BANK SHALL REPORT BACK ON HOW THIS
HAS BEEN IMPLEMENTED AT THE LATEST AT THE
2022 ANNUAL GENERAL MEETING AND THEREAFTER
ANNUALLY UNTIL IT HAS BEEN FULLY
IMPLEMENTED
24 CLOSING OF THE ANNUAL GENERAL MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 01 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 02 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
PLEASE NOTE THAT THIS IS A REVISION DUE TO
MEDICATION NUMBERING OF RESOLUTION 14. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SKANSKA AB Agenda Number: 713152041
--------------------------------------------------------------------------------------------------------------------------
Security: W83567110
Meeting Type: EGM
Meeting Date: 22-Oct-2020
Ticker:
ISIN: SE0000113250
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 ELECT CHAIRMAN OF MEETING Non-Voting
2 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 APPROVE AGENDA OF MEETING Non-Voting
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 APPROVE DIVIDENDS OF SEK 3.25 PER SHARE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SKANSKA AB Agenda Number: 713625638
--------------------------------------------------------------------------------------------------------------------------
Security: W83567110
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: SE0000113250
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 472154 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1 ELECTION OF CHAIRMAN OF THE MEETING: Non-Voting
ANDREAS STEEN
2 ELECTION OF TWO PERSONS TO VERIFY THE Non-Voting
MINUTES TOGETHER WITH THE CHAIRMAN OF THE
MEETING
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND Non-Voting
AUDITORS' REPORT FOR 2020 AND THE
CONSOLIDATED ACCOUNTS AND THE AUDITORS'
REPORT ON THE CONSOLIDATED ACCOUNTS FOR
2020, AS WELL AS THE AUDITOR'S STATEMENT
REGARDING THE APPLICATION OF GUIDELINES FOR
SALARY AND OTHER REMUNERATION TO SENIOR
EXECUTIVES WHICH HAVE APPLIED SINCE THE
PREVIOUS ANNUAL GENERAL MEETING
7 RESOLUTION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND THE BALANCE SHEET AND THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
8 RESOLUTION ON THE DISPOSITIONS OF THE Mgmt For For
COMPANY'S RESULTS PURSUANT TO THE ADOPTED
BALANCE SHEET AND DETERMINATION OF THE
RECORD DATE FOR DIVIDEND: THE BOARD
PROPOSES A DIVIDEND FOR 2020 OF SEK 9.50
PER SHARE, OF WHICH SEK 6.50 PER SHARE AS
ORDINARY DIVIDEND AND SEK 3.00 PER SHARE AS
EXTRAORDINARY DIVIDEND. THE BOARD PROPOSES
TUESDAY APRIL 1, 2021, AS THE RECORD DATE
FOR RECEIVING DIVIDEND. IF THE MEETING
RESOLVES IN ACCORDANCE WITH THE BOARD'S
PROPOSAL, THE DIVIDEND IS EXPECTED TO BE
DISTRIBUTED BY EUROCLEAR SWEDEN AB ON
THURSDAY APRIL 8, 2021
9.A RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020: HANS
BIORCK
9.B RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020: PAR
BOMAN
9.C RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020: JAN
GURANDER
9.D RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
FREDRIK LUNDBERG
9.E RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
CATHERINE MARCUS
9.F RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
JAYNE MCGIVERN
9.G RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020: ASA
SODERSTROM WINBERG (FOR THE PERIOD MARCH
26, 2020 - DECEMBER 31, 2020)
9.H RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
CHARLOTTE STROMBERG (FOR THE PERIOD JANUARY
1, 2020 - MARCH 26, 2020)
9.I RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
RICHARD HORSTEDT (EMPLOYEE REPRESENTATIVE)
9.J RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020: OLA
FALT (EMPLOYEE REPRESENTATIVE)
9.K RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
YVONNE STENMAN (EMPLOYEE REPRESENTATIVE)
9.L RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
ANDERS RATTGARD, DEPUTY BOARD MEMBER
(EMPLOYEE REPRESENTATIVE)
9.M RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
PAR-OLOW JOHANSSON, DEPUTY BOARD MEMBER
(EMPLOYEE REPRESENTATIVE) (FOR THE PERIOD
JANUARY 1, 2020 - JULY 1, 2020)
9.N RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020: HANS
REINHOLDSSON, DEPUTY BOARD MEMBER (EMPLOYEE
REPRESENTATIVE) (FOR THE PERIOD DECEMBER
16, 2020 - DECEMBER 31, 2020)
9.O RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CEO FOR THE
ADMINISTRATION OF THE COMPANY IN 2020:
ANDERS DANIELSSON
CMMT PLEASE NOTE THAT RESOLUTION 10.A, 10.B, Non-Voting
11.A, 11.B, 12.A TO 12.H AND 13 ARE
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
10.A NUMBER OF MEMBERS OF THE BOARD AND DEPUTY Mgmt For
MEMBERS TO BE ELECTED BY THE MEETING: THE
NOMINATION COMMITTEE PROPOSES THAT THE
NUMBER OF MEMBERS OF THE BOARD ELECTED BY
THE MEETING SHALL BE SEVEN AND THAT NO
DEPUTIES BE ELECTED
10.B NUMBER OF AUDITORS AND DEPUTY AUDITORS: ONE Mgmt For
REGISTERED ACCOUNTING FIRM BE ELECTED AS
AUDITOR WITH NO DEPUTY AUDITOR
11.A FEES PAYABLE TO MEMBERS OF THE BOARD Mgmt For
ELECTED BY THE MEETING
11.B FEES PAYABLE TO THE AUDITOR Mgmt For
12.A ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: HANS BIORCK (RE-ELECTION AS BOARD
MEMBER)
12.B ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: PAR BOMAN (RE-ELECTION)
12.C ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: JAN GURANDER (RE-ELECTION)
12.D ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: FREDRIK LUNDBERG (RE-ELECTION)
12.E ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: CATHERINE MARCUS (RE-ELECTION)
12.F ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: JAYNE MCGIVERN (RE-ELECTION)
12.G ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: ASA SODERSTROM WINBERG (RE-ELECTION)
12.H ELECTION OF MEMBER OF THE BOARD AND DEPUTY Mgmt For
MEMBER AND ELECTION OF THE CHAIRMAN OF THE
BOARD: HANS BIORCK (RE-ELECTION AS CHAIRMAN
OF THE BOARD)
13 ELECTION OF AUDITOR: ERNST & YOUNG AB Mgmt For
14 RESOLUTION ON APPROVAL OF THE REMUNERATION Mgmt For For
REPORT FOR 2020
15 DECISION TO AUTHORIZE THE BOARD TO RESOLVE Mgmt For For
ON ACQUISITION OF OWN SERIES B SHARES IN
SKANSKA ON A REGULATED MARKET
16 RESOLUTION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
SKF AB Agenda Number: 713609963
--------------------------------------------------------------------------------------------------------------------------
Security: W84237143
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: SE0000108227
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
4 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
5 APPROVE AGENDA OF MEETING Non-Voting
6 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
7 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
8 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
9 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF SEK 6.50 PER SHARE
10.1 APPROVE DISCHARGE OF BOARD MEMBER HANS Mgmt For For
STRABERG
10.2 APPROVE DISCHARGE OF BOARD MEMBER HOCK GOH Mgmt For For
10.3 APPROVE DISCHARGE OF BOARD MEMBER ALRIK Mgmt For For
DANIELSON
10.4 APPROVE DISCHARGE OF BOARD MEMBER RONNIE Mgmt For For
LETEN
10.5 APPROVE DISCHARGE OF BOARD MEMBER BARB Mgmt For For
SAMARDZICH
10.6 APPROVE DISCHARGE OF BOARD MEMBER COLLEEN Mgmt For For
REPPLIER
10.7 APPROVE DISCHARGE OF BOARD MEMBER HAKAN Mgmt For For
BUSKHE
10.8 APPROVE DISCHARGE OF BOARD MEMBER SUSANNA Mgmt For For
SCHNEEBERGER
10.9 APPROVE DISCHARGE OF BOARD MEMBER LARS Mgmt For For
WEDENBORN
10.10 APPROVE DISCHARGE OF BOARD MEMBER JONNY Mgmt For For
HILBERT
10.11 APPROVE DISCHARGE OF BOARD MEMBER ZARKO Mgmt For For
DJUROVIC
10.12 APPROVE DISCHARGE OF BOARD MEMBER KENNET Mgmt For For
CARLSSON
10.13 APPROVE DISCHARGE OF BOARD MEMBER CLAES Mgmt For For
PALM
10.14 APPROVE DISCHARGE OF CEO ALRIK DANIELSON Mgmt For For
11 DETERMINE NUMBER OF MEMBERS (8) AND DEPUTY Mgmt For For
MEMBERS (0) OF BOARD
12 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF SEK 2.3 MILLION FOR CHAIRMAN AND
SEK 750 ,000 FOR OTHER DIRECTORS APPROVE
REMUNERATION FOR COMMITTEE WORK
13.1 REELECT HANS STRABERG AS DIRECTOR Mgmt For For
13.2 REELECT HOCK GOH AS DIRECTOR Mgmt For For
13.3 REELECT BARB SAMARDZICH AS DIRECTOR Mgmt For For
13.4 REELECT COLLEEN REPPLIER AS DIRECTOR Mgmt For For
13.5 REELECT GEERT FOLLENS AS DIRECTOR Mgmt For For
13.6 REELECT HAKAN BUSKHE AS DIRECTOR Mgmt For For
13.7 REELECT SUSANNA SCHNEEBERGER AS DIRECTOR Mgmt For For
13.8 ELECT RICKARD GUSTAFSON AS NEW DIRECTOR Mgmt For For
14 ELECT HANS STRABERG AS BOARD CHAIRMAN Mgmt For For
15 DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY Mgmt For For
AUDITORS (0)
16 APPROVE REMUNERATION OF AUDITORS Mgmt For For
17 RATIFY DELOITTE AS AUDITORS Mgmt For For
18 AMEND ARTICLES OF ASSOCIATION RE: Mgmt For For
COLLECTING OF PROXIES ADVANCED VOTING
EDITORIAL CHANGES
19 APPROVE REMUNERATION REPORT Mgmt For For
20 APPROVE 2021 PERFORMANCE SHARE PROGRAM Mgmt For For
CMMT 18 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 19 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 19 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SMC CORPORATION Agenda Number: 714257614
--------------------------------------------------------------------------------------------------------------------------
Security: J75734103
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3162600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Takada, Yoshiki Mgmt Against Against
2.2 Appoint a Director Isoe, Toshio Mgmt Against Against
2.3 Appoint a Director Ota, Masahiro Mgmt Against Against
2.4 Appoint a Director Maruyama, Susumu Mgmt Against Against
2.5 Appoint a Director Samuel Neff Mgmt Against Against
2.6 Appoint a Director Doi, Yoshitada Mgmt Against Against
2.7 Appoint a Director Kaizu, Masanobu Mgmt For For
2.8 Appoint a Director Kagawa, Toshiharu Mgmt For For
2.9 Appoint a Director Iwata, Yoshiko Mgmt For For
2.10 Appoint a Director Miyazaki, Kyoichi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SMITH & NEPHEW PLC Agenda Number: 935341139
--------------------------------------------------------------------------------------------------------------------------
Security: 83175M205
Meeting Type: Annual
Meeting Date: 14-Apr-2021
Ticker: SNN
ISIN: US83175M2052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the audited accounts. Mgmt For For
2. To approve the Directors' Remuneration Mgmt For For
Report (excluding policy).
3. To declare a final dividend. Mgmt For For
4. ELECTION/RE-ELECTION OF DIRECTOR: Roland Mgmt For For
Diggelmann
5. ELECTION/RE-ELECTION OF DIRECTOR: Erik Mgmt For For
Engstrom
6. ELECTION/RE-ELECTION OF DIRECTOR: Robin Mgmt For For
Freestone
7. ELECTION/RE-ELECTION OF DIRECTOR: John Ma Mgmt For For
8. ELECTION/RE-ELECTION OF DIRECTOR: Katarzyna Mgmt For For
Mazur-Hofsaess
9. ELECTION/RE-ELECTION OF DIRECTOR: Rick Mgmt For For
Medlock
10. ELECTION/RE-ELECTION OF DIRECTOR: Mgmt For For
Anne-Francoise Nesmes
11. ELECTION/RE-ELECTION OF DIRECTOR: Marc Owen Mgmt For For
12. ELECTION/RE-ELECTION OF DIRECTOR: Roberto Mgmt For For
Quarta
13. ELECTION/RE-ELECTION OF DIRECTOR: Angie Mgmt For For
Risley
14. ELECTION/RE-ELECTION OF DIRECTOR: Bob White Mgmt For For
15. To re-appoint the Auditor. Mgmt For For
16. To authorise Directors' to determine the Mgmt For For
remuneration of the Auditor.
17. To renew the Directors' authority to allot Mgmt For For
shares.
18. To renew the Directors' authority for the Mgmt For For
disapplication of the pre-emption rights.
19. To authorise the Directors to disapply Mgmt For For
pre-emption rights for the purposes of
acquisitions or other capital investments.
20. To renew the Directors' limited authority Mgmt For For
to make market purchases of the Company's
own shares.
21. To authorise general meetings to be held on Mgmt For For
14 clear days' notice.
22. To approve the new Articles of Association. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SNAM S.P.A. Agenda Number: 713490439
--------------------------------------------------------------------------------------------------------------------------
Security: T8578N103
Meeting Type: EGM
Meeting Date: 02-Feb-2021
Ticker:
ISIN: IT0003153415
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
E.1 TO MODIFY THE ARTICLE 2 (INCORPORATION AND Mgmt For For
PURPOSE OF THE COMPANY) OF THE BY-LAWS.
RESOLUTIONS RELATED THERETO
E.2 TO MODIFY THE ARTICLE 12 (SHAREHOLDERS Mgmt Against Against
MEETINGS) OF THE BY-LAWS. RESOLUTIONS
RELATED THERETO
E.3 TO MODIFY THE ARTICLES 13 (BOARD OF Mgmt For For
DIRECTORS) AND 24 (TRANSITIONAL CLAUSE) OF
THE BY-LAWS. RESOLUTIONS RELATED THERETO
CMMT 30 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 05 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 05 JAN 2021: PLEASE NOTE THAT THERE IS Non-Voting
WITHDRAWAL RIGHTS FOR THIS MEETING. PLEASE
CONTACT YOUR CUSTODIAN CORPORATE ACTIONS
TEAM FOR FURTHER INFORMATION
--------------------------------------------------------------------------------------------------------------------------
SNAM S.P.A. Agenda Number: 713743400
--------------------------------------------------------------------------------------------------------------------------
Security: T8578N103
Meeting Type: OGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: IT0003153415
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 TO APPROVE SNAM S.P.A. BALANCE SHEET AS OF Mgmt For For
31 DECEMBER 2020, CONSOLIDATED BALANCE
SHEET AS OF 31 DECEMBER 2020. BOARD OF
DIRECTORS' REPORT, THE INTERNAL AUDITORS'
REPORT AND INDEPENDENT AUDITORS' REPORT.
RESOLUTIONS RELATED THERETO
O.2 TO ALLOCATE THE PROFIT FOR THE YEAR AND TO Mgmt For For
DISTRIBUTE THE DIVIDEND.
O.3 TO AUTHORIZE THE PURCHASE AND DISPOSAL OF Mgmt For For
TREASURY SHARES, SUBJECT TO REVOCATION OF
THE AUTHORIZATION GRANTED BY THE ORDINARY
SHAREHOLDERS' MEETING HELD ON 18 JUNE 2020,
FOR THE PART THAT HAS NOT BEEN EXECUTED
O.4.1 REPORT ON THE REWARDING POLICY AND Mgmt For For
EMOLUMENT PAID: FIRST SECTION, REPORT ON
THE REWARDING POLICY (BINDING RESOLUTION)
O.4.2 REPORT ON THE REWARDING POLICY AND Mgmt For For
EMOLUMENT PAID: SECOND SECTION, REPORT ON
THE EMOLUMENT PAID (NON-BINDING RESOLUTION)
O.5 TO AMEND THE 2020-2022 LONG-TERM SHARE Mgmt For For
INCENTIVE PLAN. RESOLUTIONS RELATED THERETO
CMMT 31 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 31 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SOFINA SA Agenda Number: 713815059
--------------------------------------------------------------------------------------------------------------------------
Security: B80925124
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: BE0003717312
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1.1 RECEIVE DIRECTORS' AND AUDITORS' REPORTS Non-Voting
1.2 RECEIVE CONSOLIDATED FINANCIAL STATEMENTS Non-Voting
AND STATUTORY REPORTS
1.3 APPROVE FINANCIAL STATEMENTS AND ALLOCATION Mgmt For For
OF INCOME
2.1 APPROVE REMUNERATION REPORT RE: 2020 Non-Voting
FINANCIAL YEAR AND OF THE REMUNERATION
APPLICABLE TO NON-EXECUTIVE DIRECTORS AND
MEMBERS OF THE EXECUTIVE COMMITTEE
2.2 APPROVE REMUNERATION REPORT Mgmt For For
2.3 APPROVE REMUNERATION POLICY Mgmt For For
3.1 APPROVE DISCHARGE OF DIRECTORS Mgmt For For
3.2 APPROVE DISCHARGE OF AUDITORS Mgmt For For
4.1 REELECT NICOLAS BOEL AS DIRECTOR Mgmt For For
4.2 REELECT LAURA CIOLI AS INDEPENDENT DIRECTOR Mgmt For For
4.3 REELECT LAURENT DE MEEUS D'ARGENTEUIL AS Mgmt For For
DIRECTOR
4.4 REELECT ANJA LANGENBUCHER AS INDEPENDENT Mgmt For For
DIRECTOR
4.5 REELECT DOMINIQUE LANCKSWEERT AS DIRECTOR Mgmt For For
4.6 REELECT CATHERINE SOUBIE AS INDEPENDENT Mgmt For For
DIRECTOR
4.7 REELECT GWILL YORK AS INDEPENDENT DIRECTOR Mgmt For For
5 TRANSACT OTHER BUSINESS Non-Voting
CMMT 05 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 05 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK CORP. Agenda Number: 714250696
--------------------------------------------------------------------------------------------------------------------------
Security: J75963132
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3732000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Establish the Articles Mgmt For For
Related to Shareholders Meeting held
without specifying a venue
2.1 Appoint a Director Miyauchi, Ken Mgmt For For
2.2 Appoint a Director Miyakawa, Junichi Mgmt For For
2.3 Appoint a Director Shimba, Jun Mgmt For For
2.4 Appoint a Director Imai, Yasuyuki Mgmt For For
2.5 Appoint a Director Fujihara, Kazuhiko Mgmt For For
2.6 Appoint a Director Son, Masayoshi Mgmt For For
2.7 Appoint a Director Kawabe, Kentaro Mgmt For For
2.8 Appoint a Director Horiba, Atsushi Mgmt For For
2.9 Appoint a Director Kamigama, Takehiro Mgmt For For
2.10 Appoint a Director Oki, Kazuaki Mgmt For For
2.11 Appoint a Director Uemura, Kyoko Mgmt For For
2.12 Appoint a Director Hishiyama, Reiko Mgmt For For
2.13 Appoint a Director Koshi, Naomi Mgmt For For
3 Approve Details of the Compensation to be Mgmt For For
received by Directors
--------------------------------------------------------------------------------------------------------------------------
SOLVAY SA Agenda Number: 713858629
--------------------------------------------------------------------------------------------------------------------------
Security: B82095116
Meeting Type: OGM
Meeting Date: 11-May-2021
Ticker:
ISIN: BE0003470755
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. PRESENTATION OF THE MANAGEMENT REPORT 2020 Non-Voting
INCLUDING THE DECLARATION OF CORPORATE
GOVERNANCE, EXTERNAL AUDITOR'S REPORT
2. PROPOSAL TO APPROVE THE COMPENSATION REPORT Mgmt Against Against
FOUND IN CHAPTER 5 OF THE DECLARATION OF
CORPORATE GOVERNANCE
3. PRESENTATION OF THE CONSOLIDATED ACCOUNTS Non-Voting
FROM 2020 AND THE EXTERNAL AUDIT REPORT ON
THE CONSOLIDATED ACCOUNTS
4. APPROVAL OF ANNUAL ACCOUNTS FROM 2020 AND Mgmt For For
THE ALLOCATION OF RESULTS, SETTING OF
DIVIDEND
5.a PROPOSAL TO GRANT DISCHARGE OF LIABILITY TO Mgmt For For
BE GIVEN TO BOARD MEMBERS
5.b PROPOSAL TO GRANT DISCHARGE TO THE EXTERNAL Mgmt For For
AUDITOR
6.a ACKNOWLEDMENT THAT THE TERMS OF OFFICE OF Non-Voting
MR NICOLAS BOEL, MRS LLHAM KADRI, MR
BERNARD DE LAGUICHE, MR HERVE COPPENS
D'EECKENBRUGGE, MRS EVELYN DU MONCEAU, MRS
FRANCOISE DE VIRON, MRS AMPARO MORALEDA AND
MRS AGNES LEMARCHAND EXPIRE AT THE END OF
THIS MEETING
6.b1. PROPOSAL TO RENEW THE MANDATE OF MR NICOLAS Mgmt For For
BOEL
6.b2. PROPOSAL TO RENEW THE MANDATE OF MRS ILHAM Mgmt For For
KADRI
6.b3. PROPOSAL TO RENEW THE MANDATE OF MR BERNARD Mgmt For For
DE LAGUICHE
6.b4. PROPOSAL TO RENEW THE MANDATE OF MRS. Mgmt For For
FRANCOISE DE VIRON
6.b5. PROPOSAL TO RENEW THE MANDATE OF MRS AGNES Mgmt For For
LEMARCHAND
6.c PROPOSAL TO CONFIRM THE APPOINTMENT OF MRS Mgmt For For
FRANCOISE DE VIRON AS AN INDEPENDENT
DIRECTOR ON THE BOARD OF DIRECTORS
6.d PROPOSAL TO CONFIRM THE APPOINTMENT OF MRS Mgmt For For
AGNES LEMARCHAND AS AN INDEPENDENT DIRECTOR
ON THE BOARD OF DIRECTORS
6.e PROPOSAL TO RE-ELECT MR HERVE COPPENS Mgmt For For
D'EECKENBRUGGE FOR A PERIOD OF THREE YEARS.
HIS TERM OF OFFICE WILL EXPIRE AT THE END
OF THE ORDINARY SHAREHOLDERS' MEETING OF
MAY 2024
6.f ACKNOWLEDGMENT TAHT THE TERM OF OFFICE OF Non-Voting
MRS EVELYN DU MONCEAU EXPIRES AT THIS
MEETING, HAVING REACHED THE AGE LIMIT
6.g PROPOSAL THAT MR EDOUARD JANSSEN BE Mgmt For For
APPOINTED AS DIRECTOR FOR A PERIOD OF FOUR
YEARS TO REPLACE MRS EVELYN DU MONCEAU. MR
EDOUARD JANSSEN'S TERM OF OFFICE WILL
EXPIRE AT THE END OF THE ORDINARY
SHAREHOLDERS' MEETING OF MAY 2025
6.h ACKNOWLEDGMENT TAHT MRS AMPARO MORALEDA HAS Non-Voting
DECIDED, FOR PERSONAL REASONS, NOT TO
REQUEST THE RENEWAL OF HER TERM OF OFFICE
AS DIRECTOR
6.i PROPOSAL THAT MR WOLFGANG COLBERG BE Mgmt For For
APPOINTED AS DIRECTOR FOR A PERIOD OF FOUR
YEARS TO REPLACE MRS AMPARO MORALEDA. MR
WOLFGANG COLBERG'S TERM OF OFFICE WILL
EXPIRE AT THE END OF THE ORDINARY
SHAREHOLDERS' MEETING OF MAY 2025
6.j PROPOSAL THAT MR WOLFGANG COLBERG BE Mgmt For For
APPOINTED AS AN INDEPENDENT DIRECTOR ON THE
BOARD OF DIRECTORS
7. MISCELLANEOUS Non-Voting
CMMT 27 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 6.b1 AND ADDITION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 27 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
SOMPO HOLDINGS,INC. Agenda Number: 714242738
--------------------------------------------------------------------------------------------------------------------------
Security: J7621A101
Meeting Type: AGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: JP3165000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sakurada, Kengo Mgmt For For
2.2 Appoint a Director Tsuji, Shinji Mgmt For For
2.3 Appoint a Director Teshima, Toshihiro Mgmt For For
2.4 Appoint a Director Scott Trevor Davis Mgmt For For
2.5 Appoint a Director Higashi, Kazuhiro Mgmt For For
2.6 Appoint a Director Nawa, Takashi Mgmt For For
2.7 Appoint a Director Shibata, Misuzu Mgmt For For
2.8 Appoint a Director Yamada, Meyumi Mgmt For For
2.9 Appoint a Director Yanagida, Naoki Mgmt For For
2.10 Appoint a Director Uchiyama, Hideyo Mgmt For For
2.11 Appoint a Director Endo, Isao Mgmt For For
2.12 Appoint a Director Ito, Kumi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SONIC HEALTHCARE LIMITED Agenda Number: 713184290
--------------------------------------------------------------------------------------------------------------------------
Security: Q8563C107
Meeting Type: AGM
Meeting Date: 12-Nov-2020
Ticker:
ISIN: AU000000SHL7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 5 TO 10 AND 12 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RE-ELECTION OF PROFESSOR MARK COMPTON Mgmt For For
2 RE-ELECTION OF MR NEVILLE MITCHELL Mgmt For For
3 ELECTION OF PROFESSOR SUZANNE CROWE Mgmt For For
4 RE-ELECTION OF MR CHRIS WILKS Mgmt For For
5 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
6 INCREASE IN AVAILABLE POOL FOR Mgmt For For
NON-EXECUTIVE DIRECTORS' FEES
7 APPROVAL OF THE ISSUE OF SECURITIES UNDER Mgmt For For
THE SONIC HEALTHCARE LIMITED EMPLOYEE
OPTION PLAN
8 APPROVAL OF THE ISSUE OF SECURITIES UNDER Mgmt For For
THE SONIC HEALTHCARE LIMITED PERFORMANCE
RIGHTS PLAN
9 APPROVAL OF LONG TERM INCENTIVES FOR DR Mgmt For For
COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND
CHIEF EXECUTIVE OFFICER
10 APPROVAL OF LONG TERM INCENTIVES FOR MR Mgmt For For
CHRIS WILKS, FINANCE DIRECTOR AND CHIEF
FINANCIAL OFFICER
11 AMENDMENT TO CONSTITUTION Mgmt For For
CMMT IF YOU INTEND TO VOTE FOR THE REMUNERATION Non-Voting
REPORT, THEN YOU SHOULD VOTE AGAINST THE
SPILL RESOLUTION
12 THAT, SUBJECT TO AND CONDITIONAL ON AT Mgmt Against For
LEAST 25% OF THE VOTES CAST ON RESOLUTION 5
BEING CAST AGAINST THE ADOPTION OF THE
COMPANY'S REMUNERATION REPORT FOR THE
FINANCIAL YEAR ENDED 30 JUNE 2020: (A) AN
EXTRAORDINARY GENERAL MEETING OF THE
COMPANY (SPILL MEETING) BE HELD WITHIN 90
DAYS OF THIS RESOLUTION; (B) ALL OF THE
DIRECTORS IN OFFICE WHEN THE RESOLUTION TO
APPROVE THE DIRECTORS' REPORT FOR THE
FINANCIAL YEAR ENDED 30 JUNE 2020 WAS
PASSED (OTHER THAN THE MANAGING DIRECTOR),
AND WHO REMAIN IN OFFICE AT THE TIME OF THE
SPILL MEETING, CEASE TO HOLD OFFICE
IMMEDIATELY BEFORE THE END OF THE SPILL
MEETING; AND (C) RESOLUTIONS TO APPOINT
PERSONS TO OFFICES THAT WILL BE VACATED
IMMEDIATELY BEFORE THE END OF THE SPILL
MEETING BE PUT TO THE VOTE AT THE SPILL
MEETING
--------------------------------------------------------------------------------------------------------------------------
SONY GROUP CORPORATION Agenda Number: 935442234
--------------------------------------------------------------------------------------------------------------------------
Security: 835699307
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: SONY
ISIN: US8356993076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenichiro Yoshida Mgmt For For
1B. Election of Director: Hiroki Totoki Mgmt For For
1C. Election of Director: Shuzo Sumi Mgmt For For
1D. Election of Director: Tim Schaaff Mgmt For For
1E. Election of Director: Toshiko Oka Mgmt For For
1F. Election of Director: Sakie Akiyama Mgmt For For
1G. Election of Director: Wendy Becker Mgmt For For
1H. Election of Director: Yoshihiko Hatanaka Mgmt For For
1I. Election of Director: Adam Crozier Mgmt For For
1J. Election of Director: Keiko Kishigami Mgmt For For
1K. Election of Director: Joseph A. Kraft, Jr. Mgmt For For
2. To issue Stock Acquisition Rights for the Mgmt For For
purpose of granting stock options.
--------------------------------------------------------------------------------------------------------------------------
SOUTH32 LTD Agenda Number: 713154033
--------------------------------------------------------------------------------------------------------------------------
Security: Q86668102
Meeting Type: AGM
Meeting Date: 29-Oct-2020
Ticker:
ISIN: AU000000S320
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT DELETED Non-Voting
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A RE-ELECTION OF MR FRANK COOPER AS A Mgmt For For
DIRECTOR
2.B RE-ELECTION OF DR XIAOLING LIU AS A Mgmt For For
DIRECTOR
2.C RE-ELECTION OF DR NTOMBIFUTHI (FUTHI) MTOBA Mgmt For For
AS A DIRECTOR
2.D RE-ELECTION OF MS KAREN WOOD AS A DIRECTOR Mgmt For For
3 ELECTION OF MR GUY LANSDOWN AS A DIRECTOR Mgmt For For
4 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
5 GRANT OF AWARDS TO EXECUTIVE DIRECTOR Mgmt For For
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
6 RENEWAL OF PROPORTIONAL TAKEOVER PROVISIONS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SPARK NEW ZEALAND LTD Agenda Number: 713163272
--------------------------------------------------------------------------------------------------------------------------
Security: Q8619N107
Meeting Type: AGM
Meeting Date: 06-Nov-2020
Ticker:
ISIN: NZTELE0001S4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT DELOITTE LIMITED IS APPOINTED AS Mgmt For For
AUDITOR OF SPARK AND THE DIRECTORS OF SPARK
ARE AUTHORISED TO FIX THE AUDITOR'S
REMUNERATION
2 THAT MR PAUL BERRIMAN, WHO RETIRES BY Mgmt For For
ROTATION AND IS ELIGIBLE FOR RE-ELECTION,
IS RE-ELECTED AS A DIRECTOR OF SPARK
3 THAT MR CHARLES SITCH, WHO RETIRES BY Mgmt For For
ROTATION AND IS ELIGIBLE FOR RE-ELECTION,
IS RE-ELECTED AS A DIRECTOR OF SPARK
--------------------------------------------------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY S.A. Agenda Number: 935346038
--------------------------------------------------------------------------------------------------------------------------
Security: L8681T102
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: SPOT
ISIN: LU1778762911
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Company's annual accounts for Mgmt For For
the financial year ended December 31, 2020
and the Company's consolidated financial
statements for the financial year ended
December 31, 2020.
2. Approve allocation of the Company's annual Mgmt For For
results for the financial year ended
December 31, 2020.
3. Grant discharge of the liability of the Mgmt For For
members of the Board of Directors for, and
in connection with, the financial year
ended December 31, 2020.
4A. Election of Director: Mr. Daniel Ek (A Mgmt For For
Director)
4B. Election of Director: Mr. Martin Lorentzon Mgmt For For
(A Director)
4C. Election of Director: Mr. Shishir Samir Mgmt For For
Mehrotra (A Director)
4D. Election of Director: Mr. Christopher Mgmt For For
Marshall (B Director)
4E. Election of Director: Mr. Barry McCarthy (B Mgmt For For
Director)
4F. Election of Director: Ms. Heidi O'Neill (B Mgmt For For
Director)
4G. Election of Director: Mr. Ted Sarandos (B Mgmt For For
Director)
4H. Election of Director: Mr. Thomas Owen Mgmt For For
Staggs (B Director)
4I. Election of Director: Ms. Cristina Mayville Mgmt For For
Stenbeck (B Director)
4J. Election of Director: Ms. Mona Sutphen (B Mgmt For For
Director)
4K. Election of Director: Ms. Padmasree Warrior Mgmt For For
(B Director)
5. Appoint Ernst & Young S.A. (Luxembourg) as Mgmt For For
the independent auditor for the period
ending at the general meeting approving the
annual accounts for the financial year
ending on December 31, 2021.
6. Approve the directors' remuneration for the Mgmt For For
year 2021.
7. Authorize the Board to repurchase Mgmt For For
10,000,000 shares issued by the Company
during a period of five years, for a price
that will be determined by the Board within
the following limits: at least the par
value and at the most the fair market
value.
8. Authorize and empower each of Mr. Guy Mgmt For For
Harles and Mr. Alexandre Gobert to execute
and deliver, under their sole signature, on
behalf of the Company and with full power
of substitution, any documents necessary or
useful in connection with the annual filing
and registration required by the Luxembourg
laws.
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC Agenda Number: 713838766
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT FOR Mgmt For For
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
TOGETHER WITH THE REPORTS OF THE DIRECTORS
AND AUDITORS
2 TO DECLARE A FINAL DIVIDEND OF USD 0.09 PER Mgmt For For
ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2020
3 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION CONTAINED IN THE DIRECTORS'
REMUNERATION REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
4 TO ELECT MARIA RAMOS, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
5 TO RE-ELECT DAVID CONNER, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
6 TO RE-ELECT BYRON GROTE, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
7 TO RE-ELECT ANDY HALFORD, AN EXECUTIVE Mgmt For For
DIRECTOR
8 TO RE-ELECT CHRISTINE HODGSON, CBE, AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
9 TO RE-ELECT GAY HUEY EVANS, OBE, AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
10 TO RE-ELECT NAGUIB KHERAJ, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
11 TO RE-ELECT PHIL RIVETT, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
12 TO RE-ELECT DAVID TANG, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
13 TO RE-ELECT CARLSON TONG, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
14 TO RE-ELECT JOSE VINALS, AS GROUP CHAIRMAN Mgmt For For
15 TO RE-ELECT JASMINE WHITBREAD, AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
16 TO RE-ELECT BILL WINTERS, CBE, AN EXECUTIVE Mgmt For For
DIRECTOR
17 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt For For
TO THE COMPANY FROM THE END OF THE AGM
UNTIL THE END OF NEXT YEAR'S AGM
18 TO AUTHORISE THE AUDIT COMMITTEE, ACTING Mgmt For For
FOR AND ON BEHALF OF THE BOARD, TO SET THE
REMUNERATION OF THE AUDITOR
19 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS
AND INCUR POLITICAL EXPENDITURE WITHIN THE
LIMITS PRESCRIBED IN THE RESOLUTION
20 TO APPROVE THE 2021 STANDARD CHARTERED Mgmt For For
SHARE PLAN AND AUTHORISE THE BOARD TO DO
ANYTHING IT CONSIDERS NECESSARY OR
DESIRABLE FOR ITS IMPLEMENTATION AND
OPERATION
21 TO AUTHORISE THE BOARD TO ALLOT ORDINARY Mgmt For For
SHARES
22 TO EXTEND THE AUTHORITY TO ALLOT ORDINARY Mgmt For For
SHARES GRANTED PURSUANT TO RESOLUTION 21 BY
SUCH NUMBER OF SHARES REPURCHASED BY THE
COMPANY UNDER THE AUTHORITY GRANTED
PURSUANT TO RESOLUTION 27
23 TO AUTHORISE THE BOARD TO ALLOT SHARES AND Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT
ANY SECURITY INTO SHARES IN RELATION TO ANY
ISSUES BY THE COMPANY OF EQUITY CONVERTIBLE
ADDITIONAL TIER 1 SECURITIES
24 TO AUTHORISE THE BOARD TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS IN RELATION TO THE
AUTHORITY GRANTED PURSUANT TO RESOLUTION 21
25 IN ADDITION TO THE AUTHORITY GRANTED Mgmt For For
PURSUANT TO RESOLUTION 24, TO AUTHORISE THE
BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN
RELATION TO THE AUTHORITY GRANTED PURSUANT
TO RESOLUTION 21 FOR THE PURPOSES OF
ACQUISITIONS AND OTHER CAPITAL INVESTMENTS
26 IN ADDITION TO THE AUTHORITIES GRANTED Mgmt For For
PURSUANT TO RESOLUTIONS 24 AND 25, TO
AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION
RIGHTS IN RELATION TO THE AUTHORITY
GRANTED, IN RESPECT OF EQUITY CONVERTIBLE
ADDITIONAL TIER 1 SECURITIES, PURSUANT TO
RESOLUTION 23
27 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES
28 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN PREFERENCE SHARES
29 TO ENABLE THE COMPANY TO CALL A GENERAL Mgmt For For
MEETING OTHER THAN AN AGM ON NO LESS THAN
14 CLEAR DAYS' NOTICE
CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MEETING NEED TO BE
COMPLETED WITHOUT RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
STELLANTIS N.V. Agenda Number: 713572421
--------------------------------------------------------------------------------------------------------------------------
Security: N82405106
Meeting Type: EGM
Meeting Date: 08-Mar-2021
Ticker:
ISIN: NL00150001Q9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 APPROVE FAURECIA DISTRIBUTION Mgmt For For
3 CLOSE MEETING Non-Voting
CMMT 28 JAN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 28 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
STELLANTIS N.V. Agenda Number: 713661482
--------------------------------------------------------------------------------------------------------------------------
Security: N82405106
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: NL00150001Q9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING Non-Voting
2.a REPORT OF THE BOARD OF DIRECTORS FOR THE Non-Voting
FINANCIAL YEAR 2020
2.b POLICY ON ADDITIONS TO RESERVES AND ON Non-Voting
DIVIDENDS
2.c REMUNERATION REPORT 2020 (ADVISORY VOTING) Mgmt Against Against
2.d ADOPTION OF THE ANNUAL ACCOUNTS 2020 Mgmt For For
2.e EXTRAORDINARY DISTRIBUTION: EUR 0.32 PER Mgmt For For
SHARE
2.f GRANTING OF DISCHARGE TO THE DIRECTORS IN Mgmt Against Against
RESPECT OF THE PERFORMANCE OF THEIR DUTIES
DURING THE FINANCIAL YEAR 2020
3 PROPOSAL TO APPOINT ERNST & YOUNG Mgmt For For
ACCOUNTANTS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR
4.a PROPOSAL TO AMEND THE REMUNERATION POLICY Mgmt For For
OF THE BOARD OF DIRECTORS
4.b PROPOSAL TO ADOPT THE EQUITY INCENTIVE PLAN Mgmt For For
AND AUTHORIZATION TO THE BOARD OF DIRECTORS
(I) TO ISSUE SHARES OR GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND (II) TO EXCLUDE
PRE-EMPTIVE RIGHTS IN CONNECTION WITH THE
EQUITY INCENTIVE PLAN
5 PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
DIRECTORS TO ACQUIRE FULLY PAID-UP COMMON
SHARES IN THE COMPANY'S OWN SHARE CAPITAL
IN ACCORDANCE WITH ARTICLE 9 OF THE
COMPANY'S ARTICLES OF ASSOCIATION
6 PROPOSAL TO CANCEL ALL CLASS B SPECIAL Mgmt For For
VOTING SHARES HELD BY THE COMPANY IN ITS
OWN SHARE CAPITAL IN ACCORDANCE WITH
ARTICLE 10 OF THE COMPANY'S ARTICLES OF
ASSOCIATION
7 CLOSING Non-Voting
CMMT 31 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHANGE IN TEXT OF RESOLUTION 2.e. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 09 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
STMICROELECTRONICS NV Agenda Number: 714049980
--------------------------------------------------------------------------------------------------------------------------
Security: N83574108
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: NL0000226223
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538679 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
3 REMUNERATION REPORT Mgmt Against Against
4 ADOPTION OF A NEW REMUNERATION POLICY FOR Mgmt For For
THE MANAGING BOARD
5 ADOPTION OF THE COMPANY'S ANNUAL ACCOUNTS Mgmt For For
FOR ITS 2020 FINANCIAL YEAR
6 ADOPTION OF A DIVIDEND Mgmt For For
7 DISCHARGE OF THE SOLE MEMBER OF THE Mgmt For For
MANAGING BOARD
8 DISCHARGE OF THE MEMBERS OF THE SUPERVISORY Mgmt For For
BOARD
9 RE-APPOINTMENT OF MR. JEAN-MARC CHERY AS Mgmt For For
SOLE MEMBER OF THE MANAGING BOARD
10 APPROVAL OF THE STOCK-BASED PORTION OF THE Mgmt For For
COMPENSATION OF THE PRESIDENT AND CEO
11 APPROVAL OF A NEW 3-YEAR UNVESTED STOCK Mgmt For For
AWARD PLAN FOR MANAGEMENT AND KEY EMPLOYEES
12 RE-APPOINTMENT OF MR. NICOLAS DUFOURCQ AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
13 AUTHORIZATION TO THE MANAGING BOARD, UNTIL Mgmt For For
THE CONCLUSION OF THE 2022 AGM, TO
REPURCHASE SHARES, SUBJECT TO THE APPROVAL
OF THE SUPERVISORY BOARD
14 DELEGATION TO THE SUPERVISORY BOARD OF THE Mgmt For For
AUTHORITY TO ISSUE NEW COMMON SHARES, TO
GRANT RIGHTS TO SUBSCRIBE FOR SUCH SHARES,
AND TO LIMIT AND/OR EXCLUDE EXISTING
SHAREHOLDERS' PREEMPTIVE RIGHTS ON COMMON
SHARES, UNTIL THE CONCLUSION OF THE 2022
AGM
CMMT 13 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 13 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR MID:
571399, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
STORA ENSO OYJ Agenda Number: 713648903
--------------------------------------------------------------------------------------------------------------------------
Security: X8T9CM113
Meeting Type: AGM
Meeting Date: 19-Mar-2021
Ticker:
ISIN: FI0009005961
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBER 8a. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 520691 DUE TO RECEIPT OF CHANGE
IN RECOMMENDATION FOR RESOLUTIONS 11 TO 13
AND SPLITTING OF RESOLUTION 8. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF PERSONS TO CONFIRM THE MINUTES Non-Voting
AND TO SUPERVISE THE COUNTING OF VOTES:
SEPPO KYMALAINEN, ATTORNEY-AT-LAW, WILL ACT
AS THE PERSON TO CONFIRM THE MINUTES AND
SUPERVISE THE COUNTING OF VOTES. IF SEPPO
KYMALAINEN IS UNABLE TO ACT AS THE PERSON
TO CONFIRM THE MINUTES AND SUPERVISE THE
COUNTING OF THE VOTES DUE TO A WEIGHTY
REASON, THE BOARD OF DIRECTORS WILL
NOMINATE A PERSON IT DEEMS MOST SUITABLE TO
ACT AS A PERSON TO CONFIRM THE MINUTES AND
SUPERVISE THE COUNTING OF VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES: SHAREHOLDERS
WHO HAVE VOTED IN ADVANCE WITHIN THE
ADVANCE VOTING PERIOD AND HAVE THE RIGHT TO
ATTEND THE AGM UNDER CHAPTER 5, SECTION 6
AND CHAPTER 5, SECTION 6A OF THE FINNISH
COMPANIES ACT SHALL BE DEEMED SHAREHOLDERS
REPRESENTED AT THE MEETING. THE LIST OF
VOTES WILL BE ADOPTED BASED ON INFORMATION
DELIVERED BY EUROCLEAR FINLAND OY
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
REPORT OF THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE ANNUAL ACCOUNTS Mgmt For For
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: 788 619 987 SHARES UP TO EUR 236
585 996.10 IN TOTAL) BE DISTRIBUTED ON THE
BASIS OF THE BALANCE SHEET TO BE ADOPTED
FOR THE YEAR 2020. THE DIVIDEND WOULD BE
PAID TO SHAREHOLDERS WHO ON THE RECORD DATE
OF THE DIVIDEND PAYMENT, TUESDAY 23 MARCH
2021, ARE RECORDED IN THE SHAREHOLDERS'
REGISTER MAINTAINED BY EUROCLEAR FINLAND OY
OR IN THE SEPARATE REGISTER OF SHAREHOLDERS
MAINTAINED BY EUROCLEAR SWEDEN AB FOR
EUROCLEAR SWEDEN REGISTERED SHARES.
DIVIDENDS PAYABLE FOR EUROCLEAR SWEDEN
REGISTERED SHARES WILL BE FORWARDED BY
EUROCLEAR SWEDEN AB AND PAID IN SWEDISH
CROWN. DIVIDENDS PAYABLE TO ADR HOLDERS
WILL BE FORWARDED BY CITIBANK N.A. AND PAID
IN US DOLLARS. THE DIVIDEND WOULD BE PAID
ON OR ABOUT TUESDAY 30 MARCH 2021
8a MINORITY DIVIDEND: THE PROPOSAL BY THE Mgmt Abstain Against
BOARD OF DIRECTORS IS BASED ON THE YEAR
2020 RESULT FOR THE STORA ENSO GROUP AS
WELL AS THE GROUP'S DIVIDEND POLICY TO
DISTRIBUTE 50% OF EARNINGS PER SHARE (EPS)
EXCLUDING FAIR VALUATIONS OVER THE CYCLE.
THE PROPOSED DIVIDEND IS APPROXIMATELY 67%
OF THE GROUP RESULT IN 2020 EXCLUDING FAIR
VALUATIONS. AS THE DIVIDEND PROPOSAL BY THE
BOARD OF DIRECTORS IS LESS THAN THE MINIMUM
AMOUNT OF MINORITY DIVIDEND, SHAREHOLDERS
HAVE THE RIGHT TO DEMAND A MINORITY
DIVIDEND PURSUANT TO CHAPTER 13 SECTION 7
OF THE FINNISH COMPANIES ACT INSTEAD OF THE
DIVIDEND PROPOSED BY THE BOARD OF
DIRECTORS. THE MINORITY DIVIDEND SHALL BE
DISTRIBUTED, IF A DEMAND TO THIS EFFECT IS
SUPPORTED BY SHAREHOLDERS WHO HAVE AT LEAST
ONE TENTH OF ALL SHARES. THE AMOUNT OF
MINORITY DIVIDEND IS EUR 252 854 682.58,
WHICH CORRESPONDS TO HALF OF THE PARENT
COMPANY PROFIT FOR THE FINANCIAL YEAR. A
SHAREHOLDER DEMANDING MINORITY DIVIDEND MAY
VOTE FOR THE MINORITY DIVIDEND IN ADVANCE
VOTING, AND NO SEPARATE DEMAND OR
COUNTERPROPOSAL IS REQUIRED
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR THE FINANCIAL PERIOD 1
JANUARY 2020 - 31 DECEMBER 2020
10 PRESENTATION AND ADOPTION OF THE Mgmt For For
REMUNERATION REPORT
CMMT PLEASE NOTE THAT RESOLUTIONS 11, 12 AND 13 Non-Voting
ARE PROPOSED BY SHAREHOLDERS' NOMINATION
BOARD AND BOARD DOES NOT MAKE ANY
RECOMMENDATION ON THIS PROPOSALS. THE
STANDING INSTRUCTIONS ARE DISABLED FOR THIS
MEETING. THANK YOU
11 RESOLUTION ON THE REMUNERATION FOR THE Mgmt For
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For
BOARD OF DIRECTORS: THE SHAREHOLDERS'
NOMINATION BOARD PROPOSES TO THE AGM AS
DISCLOSED ON 9 DECEMBER 2020 THAT THE BOARD
OF DIRECTORS SHALL HAVE NINE (9) MEMBERS
13 ELECTION OF CHAIR, VICE CHAIR AND OTHER Mgmt For
MEMBERS OF THE BOARD OF DIRECTORS: THE
SHAREHOLDERS' NOMINATION BOARD PROPOSES TO
THE AGM AS DISCLOSED ON 9 DECEMBER 2020
THAT OF THE CURRENT MEMBERS OF THE BOARD OF
DIRECTORS HAKAN BUSKHE, ELISABETH FLEURIOT,
HOCK GOH, MIKKO HELANDER, CHRISTIANE
KUEHNE, ANTTI MAKINEN AND RICHARD NILSSON
BE RE-ELECTED MEMBERS OF THE BOARD OF
DIRECTORS UNTIL THE END OF THE FOLLOWING
AGM AND THAT HELENA HEDBLOM AND HANS
SOHLSTROM BE ELECTED NEW MEMBERS OF THE
BOARD OF DIRECTORS FOR THE SAME TERM OF
OFFICE. JORMA ELORANTA AND HANS STRABERG
HAVE ANNOUNCED THAT THEY ARE NOT AVAILABLE
FOR RE-ELECTION TO THE BOARD OF DIRECTORS.
THE SHAREHOLDERS' NOMINATION BOARD PROPOSES
THAT ANTTI MAKINEN BE ELECTED CHAIR AND
HAKAN BUSKHE BE ELECTED VICE CHAIR OF THE
BOARD OF DIRECTORS
14 RESOLUTION ON THE REMUNERATION FOR THE Mgmt For For
AUDITOR
15 ELECTION OF AUDITOR: ON THE RECOMMENDATION Mgmt For For
OF THE FINANCIAL AND AUDIT COMMITTEE, THE
BOARD OF DIRECTORS PROPOSES TO THE AGM THAT
PRICEWATERHOUSECOOPERS OY BE ELECTED AS
AUDITOR UNTIL THE END OF THE FOLLOWING AGM.
PRICEWATERHOUSECOOPERS OY HAS NOTIFIED THE
COMPANY THAT IN THE EVENT IT WILL BE
ELECTED AS AUDITOR, SAMULI PERALA, APA,
WILL ACT AS THE RESPONSIBLE AUDITOR
16 AUTHORISING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE REPURCHASE THE COMPANY'S OWN
SHARES
17 AUTHORISING TO THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE ISSUANCE OF SHARES
18 DECISION MAKING ORDER Non-Voting
19 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
STRABAG SE Agenda Number: 714185522
--------------------------------------------------------------------------------------------------------------------------
Security: A8363A118
Meeting Type: OGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: AT000000STR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 PRESENTATION OF ANNUAL REPORTS Non-Voting
2 APPROVAL OF USAGE OF EARNINGS Mgmt For For
3 DISCHARGE MGMT BOARD Mgmt For For
4 DISCHARGE SUPERVISORY BOARD Mgmt For For
5 ELECTION OF ADDITIONAL EXTERNAL AUDITOR: Mgmt For For
KPMG AUSTRIA GMBH
6 ELECTIONS TO SUPERVISORY BOARD (SPLIT): Mgmt For For
HERMANN MELNIKOV
7 APPROVAL OF REMUNERATION REPORT Mgmt For For
8 APPROVAL OF REMUNERATION TO SUPERVISORY Mgmt For For
BOARD
9 APPROVAL OF CAPITAL DECREASE BY Mgmt For For
CANCELLATION OF OWN SHARES
CMMT 21 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 10 JUN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHANGE IN TEXT OF RESOLUTIONS 5, 6. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
STRAUSS GROUP LTD Agenda Number: 714262540
--------------------------------------------------------------------------------------------------------------------------
Security: M8553H110
Meeting Type: SGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: IL0007460160
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 ELECT ZIPORA (TZIPI) OZER-ARMON AS DIRECTOR Mgmt No vote
2 ISSUE EXEMPTION AGREEMENT RENEWAL TO ADI Mgmt No vote
NATHAN STRAUSS, CONTROLLER
3 APPROVE AMENDMENT IN COMPENSATION POLICY Mgmt No vote
FOR THE DIRECTORS AND OFFICERS OF THE
COMPANY
A VOTE FOR IF YOU ARE A CONTROLLING Mgmt No vote
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN
ONE OR SEVERAL RESOLUTIONS, AS INDICATED IN
THE PROXY CARD; OTHERWISE, VOTE AGAINST.
YOU MAY NOT ABSTAIN. IF YOU VOTE FOR,
PLEASE PROVIDE AN EXPLANATION TO YOUR
ACCOUNT MANAGER
B.1 IF YOU ARE AN INTEREST HOLDER AS DEFINED IN Mgmt No vote
SECTION 1 OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST
B.2 IF YOU ARE A SENIOR OFFICER AS DEFINED IN Mgmt No vote
SECTION 37(D) OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST
B.3 IF YOU ARE AN INSTITUTIONAL INVESTOR AS Mgmt No vote
DEFINED IN REGULATION 1 OF THE SUPERVISION
FINANCIAL SERVICES REGULATIONS 2009 OR A
MANAGER OF A JOINT INVESTMENT TRUST FUND AS
DEFINED IN THE JOINT INVESTMENT TRUST LAW,
1994, VOTE FOR. OTHERWISE, VOTE AGAINST
--------------------------------------------------------------------------------------------------------------------------
SUBARU CORPORATION Agenda Number: 714203178
--------------------------------------------------------------------------------------------------------------------------
Security: J7676H100
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3814800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nakamura, Tomomi Mgmt Against Against
2.2 Appoint a Director Hosoya, Kazuo Mgmt Against Against
2.3 Appoint a Director Mizuma, Katsuyuki Mgmt Against Against
2.4 Appoint a Director Onuki, Tetsuo Mgmt Against Against
2.5 Appoint a Director Osaki, Atsushi Mgmt Against Against
2.6 Appoint a Director Hayata, Fumiaki Mgmt Against Against
2.7 Appoint a Director Abe, Yasuyuki Mgmt For For
2.8 Appoint a Director Yago, Natsunosuke Mgmt For For
2.9 Appoint a Director Doi, Miwako Mgmt For For
3 Appoint a Corporate Auditor Kato, Yoichi Mgmt Against Against
4 Appoint a Substitute Corporate Auditor Ryu, Mgmt For For
Hirohisa
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.) Agenda Number: 714204120
--------------------------------------------------------------------------------------------------------------------------
Security: J77282119
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3404600003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nakamura, Kuniharu Mgmt Against Against
2.2 Appoint a Director Hyodo, Masayuki Mgmt Against Against
2.3 Appoint a Director Nambu, Toshikazu Mgmt Against Against
2.4 Appoint a Director Yamano, Hideki Mgmt Against Against
2.5 Appoint a Director Seishima, Takayuki Mgmt Against Against
2.6 Appoint a Director Shiomi, Masaru Mgmt Against Against
2.7 Appoint a Director Ehara, Nobuyoshi Mgmt For For
2.8 Appoint a Director Ishida, Koji Mgmt For For
2.9 Appoint a Director Iwata, Kimie Mgmt For For
2.10 Appoint a Director Yamazaki, Hisashi Mgmt For For
2.11 Appoint a Director Ide, Akiko Mgmt For For
3 Appoint a Corporate Auditor Nagashima, Mgmt For For
Yukiko
4 Approve Details of the Restricted Mgmt For For
Performance-based Stock Compensation to be
received by Directors
5 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Adoption and disclosure of a
plan outlining the company's business
strategy to align its business with the
goals of the Paris Agreement)
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO ELECTRIC INDUSTRIES,LTD. Agenda Number: 714243641
--------------------------------------------------------------------------------------------------------------------------
Security: J77411114
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3407400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Matsumoto, Masayoshi Mgmt Against Against
2.2 Appoint a Director Inoue, Osamu Mgmt Against Against
2.3 Appoint a Director Nishida, Mitsuo Mgmt Against Against
2.4 Appoint a Director Kasui, Yoshitomo Mgmt Against Against
2.5 Appoint a Director Nishimura, Akira Mgmt Against Against
2.6 Appoint a Director Hato, Hideo Mgmt Against Against
2.7 Appoint a Director Shirayama, Masaki Mgmt Against Against
2.8 Appoint a Director Kobayashi, Nobuyuki Mgmt Against Against
2.9 Appoint a Director Sato, Hiroshi Mgmt For For
2.10 Appoint a Director Tsuchiya, Michihiro Mgmt For For
2.11 Appoint a Director Christina Ahmadjian Mgmt For For
2.12 Appoint a Director Miyata, Yasuhiro Mgmt Against Against
2.13 Appoint a Director Sahashi, Toshiyuki Mgmt Against Against
2.14 Appoint a Director Watanabe, Katsuaki Mgmt For For
2.15 Appoint a Director Horiba, Atsushi Mgmt For For
3 Appoint a Corporate Auditor Kijima, Tatsuo Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Approve Details of the Compensation to be Mgmt For For
received by Directors
6 Approve Details of the Compensation to be Mgmt For For
received by Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO METAL MINING CO.,LTD. Agenda Number: 714218179
--------------------------------------------------------------------------------------------------------------------------
Security: J77712180
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3402600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Eliminate the Articles Mgmt For For
Related to Counselors and/or Advisors,
Approve Minor Revisions
3.1 Appoint a Director Nakazato, Yoshiaki Mgmt Against Against
3.2 Appoint a Director Nozaki, Akira Mgmt Against Against
3.3 Appoint a Director Matsumoto, Nobuhiro Mgmt Against Against
3.4 Appoint a Director Higo, Toru Mgmt Against Against
3.5 Appoint a Director Kanayama, Takahiro Mgmt Against Against
3.6 Appoint a Director Nakano, Kazuhisa Mgmt For For
3.7 Appoint a Director Ishii, Taeko Mgmt For For
3.8 Appoint a Director Kinoshita, Manabu Mgmt For For
4.1 Appoint a Corporate Auditor Imai, Koji Mgmt Against Against
4.2 Appoint a Corporate Auditor Wakamatsu, Mgmt For For
Shoji
5 Appoint a Substitute Corporate Auditor Mgmt For For
Mishina, Kazuhiro
6 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP,INC. Agenda Number: 714265293
--------------------------------------------------------------------------------------------------------------------------
Security: J7771X109
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3890350006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kunibe, Takeshi Mgmt Against Against
2.2 Appoint a Director Ota, Jun Mgmt Against Against
2.3 Appoint a Director Takashima, Makoto Mgmt Against Against
2.4 Appoint a Director Nakashima, Toru Mgmt Against Against
2.5 Appoint a Director Kudo, Teiko Mgmt Against Against
2.6 Appoint a Director Inoue, Atsuhiko Mgmt Against Against
2.7 Appoint a Director Isshiki, Toshihiro Mgmt Against Against
2.8 Appoint a Director Kawasaki, Yasuyuki Mgmt Against Against
2.9 Appoint a Director Matsumoto, Masayuki Mgmt Against Against
2.10 Appoint a Director Arthur M. Mitchell Mgmt For For
2.11 Appoint a Director Yamazaki, Shozo Mgmt For For
2.12 Appoint a Director Kono, Masaharu Mgmt For For
2.13 Appoint a Director Tsutsui, Yoshinobu Mgmt For For
2.14 Appoint a Director Shimbo, Katsuyoshi Mgmt For For
2.15 Appoint a Director Sakurai, Eriko Mgmt For For
3 Amend Articles to: Establish the Articles Mgmt For For
Related to Shareholders Meeting held
without specifying a venue
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI TRUST HOLDINGS,INC. Agenda Number: 714244097
--------------------------------------------------------------------------------------------------------------------------
Security: J7772M102
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3892100003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Takakura, Toru Mgmt Against Against
2.2 Appoint a Director Araumi, Jiro Mgmt Against Against
2.3 Appoint a Director Yamaguchi, Nobuaki Mgmt Against Against
2.4 Appoint a Director Oyama, Kazuya Mgmt Against Against
2.5 Appoint a Director Okubo, Tetsuo Mgmt Against Against
2.6 Appoint a Director Hashimoto, Masaru Mgmt Against Against
2.7 Appoint a Director Shudo, Kuniyuki Mgmt Against Against
2.8 Appoint a Director Tanaka, Koji Mgmt Against Against
2.9 Appoint a Director Matsushita, Isao Mgmt For For
2.10 Appoint a Director Saito, Shinichi Mgmt For For
2.11 Appoint a Director Kawamoto, Hiroko Mgmt For For
2.12 Appoint a Director Aso, Mitsuhiro Mgmt For For
2.13 Appoint a Director Kato, Nobuaki Mgmt For For
2.14 Appoint a Director Yanagi, Masanori Mgmt For For
2.15 Appoint a Director Kashima, Kaoru Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO REALTY & DEVELOPMENT CO.,LTD. Agenda Number: 714297581
--------------------------------------------------------------------------------------------------------------------------
Security: J77841112
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3409000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Onodera, Kenichi Mgmt Against Against
2.2 Appoint a Director Nishima, Kojun Mgmt Against Against
2.3 Appoint a Director Takemura, Nobuaki Mgmt Against Against
2.4 Appoint a Director Kobayashi, Masato Mgmt Against Against
2.5 Appoint a Director Kato, Hiroshi Mgmt Against Against
2.6 Appoint a Director Katayama, Hisatoshi Mgmt Against Against
2.7 Appoint a Director Odai, Yoshiyuki Mgmt Against Against
2.8 Appoint a Director Ito, Koji Mgmt Against Against
2.9 Appoint a Director Izuhara, Yozo Mgmt Against Against
2.10 Appoint a Director Kemori, Nobumasa Mgmt Against Against
3 Appoint a Substitute Corporate Auditor Uno, Mgmt For For
Kozo
--------------------------------------------------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD Agenda Number: 713165086
--------------------------------------------------------------------------------------------------------------------------
Security: Y82594121
Meeting Type: AGM
Meeting Date: 05-Nov-2020
Ticker:
ISIN: HK0016000132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND AUDITOR FOR
THE YEAR ENDED 30 JUNE 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.I.A TO RE-ELECT MR. YIP DICKY PETER AS DIRECTOR Mgmt For For
3.I.B TO RE-ELECT PROFESSOR WONG YUE-CHIM, Mgmt For For
RICHARD AS DIRECTOR
3.I.C TO RE-ELECT DR. FUNG KWOK-LUN, WILLIAM AS Mgmt For For
DIRECTOR
3.I.D TO RE-ELECT DR. LEUNG NAI-PANG, NORMAN AS Mgmt For For
DIRECTOR
3.I.E TO RE-ELECT MR. FAN HUNG-LING, HENRY AS Mgmt For For
DIRECTOR
3.I.F TO RE-ELECT MR. KWAN CHEUK-YIN, WILLIAM AS Mgmt Against Against
DIRECTOR
3.I.G TO RE-ELECT MR. LUI TING, VICTOR AS Mgmt Against Against
DIRECTOR
3.I.H TO RE-ELECT MR. FUNG YUK-LUN, ALLEN AS Mgmt Against Against
DIRECTOR
3.II TO FIX THE DIRECTORS' FEES (THE PROPOSED Mgmt For For
FEES PAYABLE TO THE CHAIRMAN, THE VICE
CHAIRMAN AND EACH OF THE OTHER DIRECTORS
FOR THE YEAR ENDING 30 JUNE 2021 BE HKD
320,000, HKD 310,000 AND HKD 300,000
RESPECTIVELY)
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITOR AND TO AUTHORISE THE BOARD OF
DIRECTORS TO FIX ITS REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
BOUGHT BACK
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1004/2020100400047.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1004/2020100400049.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
--------------------------------------------------------------------------------------------------------------------------
SUN LIFE FINANCIAL INC. Agenda Number: 935363743
--------------------------------------------------------------------------------------------------------------------------
Security: 866796105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: SLF
ISIN: CA8667961053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
William D. Anderson Mgmt For For
Deepak Chopra Mgmt For For
Dean A. Connor Mgmt For For
Stephanie L. Coyles Mgmt For For
Martin J. G. Glynn Mgmt For For
Ashok K. Gupta Mgmt For For
M. Marianne Harris Mgmt For For
David H. Y. Ho Mgmt For For
James M. Peck Mgmt For For
Scott F. Powers Mgmt For For
Kevin D. Strain Mgmt For For
Barbara G. Stymiest Mgmt For For
2 Appointment of Deloitte LLP as Auditor Mgmt For For
3 Special resolution to amend By-law No. 1 Mgmt For For
re: maximum board compensation
4 Non-Binding Advisory Vote on Approach to Mgmt For For
Executive Compensation
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. Agenda Number: 935356142
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: SU
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Patricia M. Bedient Mgmt For For
John D. Gass Mgmt For For
Russell K. Girling Mgmt For For
Jean Paul Gladu Mgmt For For
Dennis M. Houston Mgmt For For
Mark S. Little Mgmt For For
Brian P. MacDonald Mgmt For For
Maureen McCaw Mgmt For For
Lorraine Mitchelmore Mgmt For For
Eira M. Thomas Mgmt For For
Michael M. Wilson Mgmt For For
2 Appointment of KPMG LLP as auditor of Mgmt For For
Suncor Energy Inc. for the ensuing year.
3 To consider and, if deemed fit, approve an Mgmt For For
amendment to the Suncor Energy Inc. Stock
Option Plan to increase the number of
common shares reserved for issuance
thereunder by 15,000,000 common shares.
4 To consider and, if deemed fit, approve an Mgmt For For
advisory resolution on Suncor's approach to
executive compensation disclosed in the
Management Proxy Circular of Suncor Energy
Inc. dated February 24, 2021.
--------------------------------------------------------------------------------------------------------------------------
SUNCORP GROUP LTD Agenda Number: 713147406
--------------------------------------------------------------------------------------------------------------------------
Security: Q88040110
Meeting Type: AGM
Meeting Date: 22-Oct-2020
Ticker:
ISIN: AU000000SUN6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 2 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 REMUNERATION REPORT Mgmt For For
2 GRANT OF PERFORMANCE RIGHTS TO THE GROUP Mgmt For For
CHIEF EXECUTIVE OFFICER & MANAGING DIRECTOR
3.1 ELECTION OF ELMER FUNKE KUPPER AS A Mgmt For For
DIRECTOR, WHO JOINED YOUR BOARD ON 1
JANUARY THIS YEAR
3.2 RE-ELECTION OF SIMON MACHELL AS A DIRECTOR. Mgmt For For
SIMON WAS ELECTED BY SHAREHOLDERS IN
SEPTEMBER 2017 AND IS THEREFORE REQUIRED TO
RETIRE AND STAND FOR RE-ELECTION AGAIN THIS
YEAR
--------------------------------------------------------------------------------------------------------------------------
SUNTORY BEVERAGE & FOOD LIMITED Agenda Number: 713633558
--------------------------------------------------------------------------------------------------------------------------
Security: J78186103
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3336560002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow the Board of Mgmt For For
Directors to Authorize Appropriation of
Surplus and Purchase Own Shares
3.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Saito,
Kazuhiro
3.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kimura, Josuke
3.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shekhar
Mundlay
3.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Peter Harding
3.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Aritake,
Kazutomo
3.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Inoue, Yukari
4.1 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Yamazaki, Yuji
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Uchida,
Harumichi
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Masuyama, Mika
5 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Amitani,
Mitsuhiro
--------------------------------------------------------------------------------------------------------------------------
SUZUKI MOTOR CORPORATION Agenda Number: 714212379
--------------------------------------------------------------------------------------------------------------------------
Security: J78529138
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3397200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Suzuki, Toshihiro Mgmt Against Against
2.2 Appoint a Director Honda, Osamu Mgmt Against Against
2.3 Appoint a Director Nagao, Masahiko Mgmt Against Against
2.4 Appoint a Director Suzuki, Toshiaki Mgmt Against Against
2.5 Appoint a Director Saito, Kinji Mgmt Against Against
2.6 Appoint a Director Yamashita, Yukihiro Mgmt Against Against
2.7 Appoint a Director Kawamura, Osamu Mgmt For For
2.8 Appoint a Director Domichi, Hideaki Mgmt For For
2.9 Appoint a Director Kato, Yuriko Mgmt For For
3 Appoint a Corporate Auditor Toyoda, Taisuke Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SVENSKA CELLULOSA AKTIEBOLAGET SCA Agenda Number: 713679489
--------------------------------------------------------------------------------------------------------------------------
Security: W90152120
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: SE0000112724
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 ELECTION OF A CHAIRMAN OF THE MEETING: Non-Voting
ATTORNEY-AT-LAW EVA HAGG
2 ELECTION OF TWO PERSONS TO VERIFY THE Non-Voting
MINUTES OF THE MEETING: MADELEINE WALLMARK,
ANDERS OSCARSSON
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
5 APPROVAL OF THE AGENDA Non-Voting
6 SUBMISSION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITORS' REPORT, AND THE CONSOLIDATED
FINANCIAL REPORT AND AUDITORS' REPORT ON
THE CONSOLIDATED FINANCIAL REPORT, AS WELL
AS THE AUDITOR'S STATEMENT REGARDING
COMPLIANCE WITH GUIDELINES FOR REMUNERATION
OF SENIOR EXECUTIVES THAT HAVE APPLIED
SINCE THE PRECEDING AGM
7.A RESOLUTION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET, AND OF THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
7.B RESOLUTION ON APPROPRIATIONS OF THE Mgmt For For
COMPANY'S EARNINGS UNDER THE ADOPTED
BALANCE SHEET AND RECORD DATE FOR DIVIDEND:
SEK 2.0 PER SHARE
7.C.1 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
CHARLOTTE BENGTSSON
7.C.2 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
PAR BOMAN
7.C.3 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
LENNART EVRELL
7.C.4 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
ANNEMARIE GARDSHOL
7.C.5 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
ULF LARSSON (IN HIS CAPACITY AS BOARD
MEMBER)
7.C.6 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
MARTIN LINDQVIST
7.C.7 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
LOTTA LYRA (FOR THE PERIOD JAN 1, 2020-MAY
6, 2020)
7.C.8 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
BERT NORDBERG
7.C.9 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
ANDERS SUNDSTROM
7.C10 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
BARBARA M. THORALFSSON
7.C11 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
ROGER BOSTROM (EMPLOYEE REPRESENTATIVE)
7.C12 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
HANS WENTJARV (EMPLOYEE REPRESENTATIVE, FOR
THE PERIOD JAN 1, 2020-MAY 30, 2020)
7.C13 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
JOHANNA VIKLUND LINDEN (EMPLOYEE
REPRESENTATIVE)
7.C14 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
PER ANDERSSON (DEPUTY EMPLOYEE
REPRESENTATIVE)
7.C15 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
MARIA JONSSON (DEPUTY EMPLOYEE
REPRESENTATIVE)
7.C16 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
STEFAN LUNDKVIST (DEPUTY EMPLOYEE
REPRESENTATIVE)
7.C17 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
ULF LARSSON (IN HIS CAPACITY AS PRESIDENT)
CMMT PLEASE NOTE THAT RESOLUTIONS 8 TO 13 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
8 RESOLUTION ON THE NUMBER OF MEMBERS AND Mgmt For
DEPUTY MEMBERS OF THE BOARD OF DIRECTORS:
THE NUMBER OF BOARD MEMBERS SHALL BE TEN
WITH NO DEPUTIES
9 RESOLUTION ON THE NUMBER OF AUDITORS AND Mgmt For
DEPUTY AUDITORS: THE NUMBER OF AUDITORS
SHALL BE ONE WITH NO DEPUTY
10.1 RESOLUTION ON THE FEES TO BE PAID TO THE Mgmt For
BOARD OF DIRECTORS
10.2 RESOLUTION ON THE FEES TO BE PAID TO Mgmt For
AUDITORS
11.1 ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt Against
BOARD OF DIRECTORS: CHARLOTTE BENGTSSON
(RE-ELECTION)
11.2 ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt Against
BOARD OF DIRECTORS: PAR BOMAN (RE-ELECTION)
11.3 ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For
BOARD OF DIRECTORS: LENNART EVRELL
(RE-ELECTION)
11.4 ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For
BOARD OF DIRECTORS: ANNEMARIE GARDSHOL
(RE-ELECTION)
11.5 ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt Against
BOARD OF DIRECTORS: ULF LARSSON
(RE-ELECTION)
11.6 ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For
BOARD OF DIRECTORS: MARTIN LINDQVIST
(RE-ELECTION)
11.7 ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For
BOARD OF DIRECTORS: BERT NORDBERG
(RE-ELECTION)
11.8 ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For
BOARD OF DIRECTORS: ANDERS SUNDSTROM
(RE-ELECTION)
11.9 ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt Against
BOARD OF DIRECTORS: BARBARA M. THORALFSSON
(RE-ELECTION)
11.10 ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For
BOARD OF DIRECTORS: CARINA HAKANSSON (NEW
ELECTION)
12 ELECTION OF CHAIRMAN OF THE BOARD OF Mgmt For
DIRECTORS PAR BOMAN (RE-ELECTION)
13 ELECTION OF AUDITORS AND DEPUTY AUDITORS: Mgmt For
RE-ELECTION OF THE REGISTERED FIRM OF
ACCOUNTANTS EY AB IN ACCORDANCE WITH THE
AUDIT COMMITTEE'S RECOMMENDATION, FOR THE
PERIOD UP UNTIL THE END OF THE 2022 AGM. IF
ELECTED, EY AB HAS ANNOUNCED ITS
APPOINTMENT OF AUTHORIZED PUBLIC ACCOUNTANT
FREDRIK NORRMAN AS SENIOR AUDITOR
14 RESOLUTION ON APPROVAL OF REMUNERATION Mgmt For For
REPORT
15 RESOLUTION ON AMENDMENTS OF THE ARTICLES OF Mgmt For For
ASSOCIATION: ARTICLE 15, ARTICLE 1, ARTICLE
16, ARTICLE 17
CMMT 12 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 12 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB Agenda Number: 713612491
--------------------------------------------------------------------------------------------------------------------------
Security: W9112U112
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: SE0007100607
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE MEETING: MR Non-Voting
SVEN UNGER
3 ELECTION OF TWO PERSONS TO CHECK AND Non-Voting
COUNTERSIGN THE MINUTES: MS CARINA SVERIN
(AFA FORSAKRING) AND MS CARINA SILBERG
(ALECTA)
4 ESTABLISHMENT AND APPROVAL OF VOTING LIST Non-Voting
5 APPROVAL OF THE AGENDA Non-Voting
6 DETERMINING WHETHER THE MEETING HAS BEEN Non-Voting
DULY CALLED
7 PRESENTATION OF THE ANNUAL ACCOUNTS AND Non-Voting
AUDITORS' REPORT, AS WELL AS THE
CONSOLIDATED ANNUAL ACCOUNTS AND THE
AUDITORS' REPORT FOR THE GROUP, FOR 2020
8 RESOLUTIONS CONCERNING ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND THE BALANCE SHEET, AS
WELL AS THE CONSOLIDATED INCOME STATEMENT
AND CONSOLIDATED BALANCE SHEET
9 RESOLUTION ON THE ALLOCATION OF THE BANK'S Mgmt For For
PROFITS IN ACCORDANCE WITH THE ADOPTED
BALANCE SHEET AND ALSO CONCERNING THE
RECORD DAY: THE BOARD PROPOSES A DIVIDEND
OF SEK 4.10 PER SHARE, AND THAT THE
REMAINING PROFITS BE CARRIED FORWARD TO
NEXT YEAR. IN ADDITION, THE BOARD PROPOSES
THAT FRIDAY, 26 MARCH 2021 BE THE RECORD
DAY FOR RECEIVING DIVIDENDS. IF THE MEETING
RESOLVES IN ACCORDANCE WITH THE PROPOSAL,
EUROCLEAR SWEDEN AB EXPECTS TO DISTRIBUTE
THE DIVIDEND ON WEDNESDAY, 31 MARCH 2021
10 PRESENTATION AND RESOLUTION CONCERNING THE Mgmt For For
APPROVAL OF THE BOARD'S REPORT ON PAID OUT
AND OUTSTANDING REMUNERATION TO EXECUTIVE
OFFICERS
11.1 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBERS OF THE BOARD AND THE GROUP
CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO
IN THE FINANCIAL REPORTS: MR JON FREDRIK
BAKSAAS (MEMBER)
11.2 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBERS OF THE BOARD AND THE GROUP
CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO
IN THE FINANCIAL REPORTS: MR HANS BIORCK
(MEMBER)
11.3 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBERS OF THE BOARD AND THE GROUP
CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO
IN THE FINANCIAL REPORTS: MR PAR BOMAN
(CHAIRMAN)
11.4 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBERS OF THE BOARD AND THE GROUP
CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO
IN THE FINANCIAL REPORTS: MS KERSTIN
HESSIUS (MEMBER)
11.5 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBERS OF THE BOARD AND THE GROUP
CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO
IN THE FINANCIAL REPORTS: MS LISA KAAE
(MEMBER)
11.6 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBERS OF THE BOARD AND THE GROUP
CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO
IN THE FINANCIAL REPORTS: MR FREDRIK
LUNDBERG (MEMBER)
11.7 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBERS OF THE BOARD AND THE GROUP
CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO
IN THE FINANCIAL REPORTS: MR ULF RIESE
(MEMBER)
11.8 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBERS OF THE BOARD AND THE GROUP
CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO
IN THE FINANCIAL REPORTS: MS ARJA TAAVENIKU
(MEMBER)
11.9 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBERS OF THE BOARD AND THE GROUP
CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO
IN THE FINANCIAL REPORTS: MS CARINA
AKERSTROM (MEMBER)
11.10 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBERS OF THE BOARD AND THE GROUP
CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO
IN THE FINANCIAL REPORTS: MR JAN-ERIK HOOG
(MEMBER)
11.11 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBERS OF THE BOARD AND THE GROUP
CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO
IN THE FINANCIAL REPORTS: MR OLE JOHANSSON
(MEMBER)
11.12 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBERS OF THE BOARD AND THE GROUP
CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO
IN THE FINANCIAL REPORTS: MS BENTE RATHE
(MEMBER)
11.13 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBERS OF THE BOARD AND THE GROUP
CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO
IN THE FINANCIAL REPORTS: MS CHARLOTTE SKOG
(MEMBER)
11.14 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBERS OF THE BOARD AND THE GROUP
CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO
IN THE FINANCIAL REPORTS: MS ANNA HJELMBERG
(EMPLOYEE REPRESENTATIVE)
11.15 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBERS OF THE BOARD AND THE GROUP
CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO
IN THE FINANCIAL REPORTS: MS LENA RENSTROM
(EMPLOYEE REPRESENTATIVE)
11.16 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBERS OF THE BOARD AND THE GROUP
CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO
IN THE FINANCIAL REPORTS: MR STEFAN
HENRICSON (EMPLOYEE REPRESENTATIVE, DEPUTY)
11.17 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBERS OF THE BOARD AND THE GROUP
CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO
IN THE FINANCIAL REPORTS: MS CHARLOTTE URIZ
(EMPLOYEE REPRESENTATIVE, DEPUTY)
11.18 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBERS OF THE BOARD AND THE GROUP
CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO
IN THE FINANCIAL REPORTS: MS CARINA
AKERSTROM (CEO)
12 THE BOARD'S PROPOSAL FOR AUTHORISATION FOR Mgmt For For
THE BOARD TO RESOLVE ON ACQUISITION AND
DIVESTMENT OF SHARES IN THE BANK
13 THE BOARD'S PROPOSAL FOR ACQUISITION OF Mgmt For For
SHARES IN THE BANK FOR THE BANK'S TRADING
BOOK PURSUANT TO CHAPTER 7, SECTION 6 OF
THE SWEDISH SECURITIES MARKET ACT
14 THE BOARD'S PROPOSAL REGARDING Mgmt For For
AUTHORISATION FOR THE BOARD TO RESOLVE ON
ISSUANCE OF CONVERTIBLE TIER 1 CAPITAL
INSTRUMENTS
15 THE BOARD'S PROPOSAL FOR AMENDMENT OF THE Mgmt For For
ARTICLES OF ASSOCIATION: SECTION 4A,
SECTION 6, SECTION 10 AND SECTION 15
CMMT PLEASE NOTE THAT RESOLUTIONS 16, 17, 18.1, Non-Voting
18.2, 19.1 TO 19.9, 20 AND 21.1, 21.2 ARE
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATIONS ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
16 DETERMINING THE NUMBER OF MEMBERS OF THE Mgmt For
BOARD TO BE APPOINTED BY THE MEETING: NINE
MEMBERS
17 DETERMINING THE NUMBER OF AUDITORS TO BE Mgmt For
APPOINTED BY THE MEETING: TWO REGISTERED
AUDITING COMPANIES AS AUDITORS
18.1 DETERMINING FEES FOR BOARD MEMBERS Mgmt For
18.2 DETERMINING FEES FOR AUDITORS Mgmt For
19.1 RE-ELECTION OF THE BOARD MEMBER: MR JON Mgmt Against
FREDRIK BAKSAAS
19.2 NEW ELECTION OF THE BOARD MEMBER: MS STINA Mgmt For
BERGFORS
19.3 RE-ELECTION OF THE BOARD MEMBER: MR HANS Mgmt For
BIORCK
19.4 RE-ELECTION OF THE BOARD MEMBER: MR PAR Mgmt Against
BOMAN
19.5 RE-ELECTION OF THE BOARD MEMBER: MS KERSTIN Mgmt For
HESSIUS
19.6 RE-ELECTION OF THE BOARD MEMBER: MR FREDRIK Mgmt Against
LUNDBERG
19.7 RE-ELECTION OF THE BOARD MEMBER: MR ULF Mgmt Against
RIESE
19.8 RE-ELECTION OF THE BOARD MEMBER: MS ARJA Mgmt For
TAAVENIKU
19.9 RE-ELECTION OF THE BOARD MEMBER: MS CARINA Mgmt Against
AKERSTROM
20 RE-ELECTION OF THE CHAIRMAN OF THE BOARD: Mgmt For
MR PAR BOMAN
21.1 ELECTION OF AUDITORS: ERNST & YOUNG AB Mgmt For
21.2 ELECTION OF AUDITORS: Mgmt For
PRICEWATERHOUSECOOPERS AB
22 THE BOARD'S PROPOSAL CONCERNING AMENDMENT Mgmt Against Against
OF GUIDELINES FOR REMUNERATION TO EXECUTIVE
OFFICERS
23 THE BOARD'S PROPOSAL CONCERNING THE Mgmt For For
APPOINTMENT OF AUDITORS IN FOUNDATIONS
WITHOUT OWN MANAGEMENT
24 CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 19 FEB 2021: AN ABSTAIN VOTE CAN HAVE THE Non-Voting
SAME EFFECT AS AN AGAINST VOTE IF THE
MEETING REQUIRES APPROVAL FROM THE MAJORITY
OF PARTICIPANTS TO PASS A RESOLUTION
CMMT 19 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB Agenda Number: 713616235
--------------------------------------------------------------------------------------------------------------------------
Security: W9112U104
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: SE0007100599
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE MEETING: MR Non-Voting
SVEN UNGER
3 ELECTION OF TWO PERSONS TO CHECK AND Non-Voting
COUNTERSIGN THE MINUTES
4 ESTABLISHMENT AND APPROVAL OF VOTING LIST Non-Voting
5 APPROVAL OF THE AGENDA Non-Voting
6 DETERMINING WHETHER THE MEETING HAS BEEN Non-Voting
DULY CALLED
7 PRESENTATION OF THE ANNUAL ACCOUNTS AND Non-Voting
AUDITORS' REPORT, AS WELL AS THE
CONSOLIDATED ANNUAL ACCOUNTS AND THE
AUDITORS' REPORT FOR THE GROUP, FOR 2020
8 RESOLUTIONS CONCERNING ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND THE BALANCE SHEET, AS
WELL AS THE CONSOLIDATED INCOME STATEMENT
AND CONSOLIDATED BALANCE SHEET
9 RESOLUTION ON THE ALLOCATION OF THE BANK'S Mgmt For For
PROFITS IN ACCORDANCE WITH THE ADOPTED
BALANCE SHEET AND ALSO CONCERNING THE
RECORD DAY
10 RESOLUTION CONCERNING THE APPROVAL OF THE Mgmt For For
BOARD'S REPORT ON PAID OUT AND OUTSTANDING
REMUNERATION TO EXECUTIVE OFFICERS
11.1 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR JON FREDRIK BAKSAAS
(MEMBER)
11.2 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR HANS BIORCK (MEMBER)
11.3 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR PAR BOMAN (CHAIRMAN)
11.4 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS KERSTIN HESSIUS
(MEMBER)
11.5 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS LISA KAAE (MEMBER)
11.6 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR FREDRIK LUNDBERG
(MEMBER)
11.7 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR ULF RIESE (MEMBER)
11.8 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS ARJA TAAVENIKU
(MEMBER)
11.9 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS CARINA AKERSTROM
(MEMBER)
11.10 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR JAN-ERIK HOOG
(MEMBER)
11.11 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR OLE JOHANSSON
(MEMBER)
11.12 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS BENTE RATHE (MEMBER)
11.13 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS CHARLOTTE SKOG
(MEMBER)
11.14 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS ANNA HJELMBERG
(EMPLOYEE REPRESENTATIVE)
11.15 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS LENA RENSTROM
(EMPLOYEE REPRESENTATIVE)
11.16 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR STEFAN HENRICSON
(EMPLOYEE REPRESENTATIVE, DEPUTY)
11.17 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS CHARLOTTE URIZ
(EMPLOYEE REPRESENTATIVE, DEPUTY)
11.18 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS CARINA AKERSTROM
(CEO)
12 THE BOARD'S PROPOSAL FOR AUTHORISATION FOR Mgmt For For
THE BOARD TO RESOLVE ON ACQUISITION AND
DIVESTMENT OF SHARES IN THE BANK
13 THE BOARD'S PROPOSAL FOR ACQUISITION OF Mgmt For For
SHARES IN THE BANK FOR THE BANK'S TRADING
BOOK PURSUANT TO CHAPTER 7, SECTION 6 OF
THE SWEDISH SECURITIES MARKET ACT
14 THE BOARD'S PROPOSAL REGARDING Mgmt For For
AUTHORISATION FOR THE BOARD TO RESOLVE ON
ISSUANCE OF CONVERTIBLE TIER 1 CAPITAL
INSTRUMENTS
15 THE BOARD'S PROPOSAL FOR AMENDMENT OF THE Mgmt For For
ARTICLES OF ASSOCIATION
CMMT PLEASE NOTE THAT RESOLUTIONS 16 TO 21 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
16 DETERMINING THE NUMBER OF MEMBERS OF THE Mgmt For
BOARD TO BE APPOINTED BY THE MEETING: THE
NOMINATION COMMITTEE PROPOSES THAT THE
MEETING RESOLVE THAT THE BOARD CONSIST OF
NINE MEMBERS ELECTED BY THE ANNUAL GENERAL
MEETING
17 DETERMINING THE NUMBER OF AUDITORS TO BE Mgmt For
APPOINTED BY THE MEETING: THE NOMINATION
COMMITTEE PROPOSES THAT THE MEETING APPOINT
TWO REGISTERED AUDITING COMPANIES AS
AUDITORS
18.1 DETERMINING FEES FOR BOARD MEMBERS AND Mgmt For
AUDITORS: DETERMINING FEES FOR BOARD
MEMBERS
18.2 DETERMINING FEES FOR BOARD MEMBERS AND Mgmt For
AUDITORS: DETERMINING FEES FOR AUDITORS
19.1 RE-ELECTION OF THE BOARD MEMBER: MR JON Mgmt Against
FREDRIK BAKSAAS
19.2 ELECTION OF THE BOARD MEMBER: MS STINA Mgmt For
BERGFORS
19.3 RE-ELECTION OF THE BOARD MEMBER: MR HANS Mgmt For
BIORCK
19.4 RE-ELECTION OF THE BOARD MEMBER: MR PAR Mgmt Against
BOMAN
19.5 RE-ELECTION OF THE BOARD MEMBER: MS KERSTIN Mgmt For
HESSIUS
19.6 RE-ELECTION OF THE BOARD MEMBER: MR FREDRIK Mgmt Against
LUNDBERG
19.7 RE-ELECTION OF THE BOARD MEMBER: MR ULF Mgmt Against
RIESE
19.8 RE-ELECTION OF THE BOARD MEMBER: MS ARJA Mgmt For
TAAVENIKU
19.9 RE-ELECTION OF THE BOARD MEMBER: MS CARINA Mgmt Against
AKERSTROM
20 ELECTION OF THE CHAIRMAN OF THE BOARD: MR Mgmt For
PAR BOMAN
21.1 ELECTION OF AUDITOR: ELECTION OF ERNST & Mgmt For
YOUNG AB
21.2 ELECTION OF AUDITOR: ELECTION OF Mgmt For
PRICEWATERHOUSECOOPERS AB
22 THE BOARD'S PROPOSAL CONCERNING AMENDMENT Mgmt Against Against
OF GUIDELINES FOR REMUNERATION TO EXECUTIVE
OFFICERS
23 THE BOARD'S PROPOSAL CONCERNING THE Mgmt For For
APPOINTMENT OF AUDITORS IN FOUNDATIONS
WITHOUT OWN MANAGEMENT
24 CLOSING OF THE MEETING Non-Voting
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 485250 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT 22 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 22 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHAIRMAN NAME IN RESOLUTION 2. IF YOU HAVE
ALREADY SENT IN YOUR VOTESFOR MID: 522125,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
SWEDBANK AB Agenda Number: 713564335
--------------------------------------------------------------------------------------------------------------------------
Security: W94232100
Meeting Type: EGM
Meeting Date: 15-Feb-2021
Ticker:
ISIN: SE0000242455
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
4 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
5 APPROVE AGENDA OF MEETING Non-Voting
6 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
7 APPROVE DIVIDENDS OF SEK 4.35 PER SHARE Mgmt For For
8 CLOSE MEETING Non-Voting
CMMT 21 JAN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 22 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 22 JAN 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
--------------------------------------------------------------------------------------------------------------------------
SWEDBANK AB Agenda Number: 713616259
--------------------------------------------------------------------------------------------------------------------------
Security: W94232100
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: SE0000242455
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF MEETING CHAIR: LAWYER (SW. Non-Voting
ADVOKAT) WILHELM LUNING
3 ELECTION OF TWO PERSONS TO VERIFY THE Non-Voting
MINUTES: OSSIAN EKDAHL (FORSTA AP-FONDEN)
AND PETER LUNDKVIST (TREDJE AP-FONDEN)
4 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
5 APPROVAL OF THE AGENDA Non-Voting
6 DECISION WHETHER THE MEETING HAS BEEN DULY Non-Voting
CONVENED
7 A) PRESENTATION OF THE ANNUAL REPORT AND Non-Voting
THE CONSOLIDATED ACCOUNTS FOR THE FINANCIAL
YEAR 2020. B) PRESENTATION OF THE AUDITOR'S
REPORTS FOR THE BANK AND THE GROUP FOR THE
FINANCIAL YEAR 2020
8 ADOPTION OF THE PROFIT AND LOSS ACCOUNT AND Mgmt For For
BALANCE SHEET OF THE BANK AND THE
CONSOLIDATED PROFIT AND LOSS ACCOUNT AND
CONSOLIDATED BALANCE SHEET FOR THE
FINANCIAL YEAR 2020
9 RESOLUTION ON THE ALLOCATION OF THE BANK'S Mgmt For For
PROFIT IN ACCORDANCE WITH THE ADOPTED
BALANCE SHEET AS WELL AS DECISION ON THE
RECORD DATE FOR DIVIDEND: THE BOARD OF
DIRECTORS PROPOSES THAT OF THE AMOUNT
APPROXIMATELY SEK 54 484M AT THE DISPOSAL
OF THE ANNUAL GENERAL MEETING,
APPROXIMATELY SEK 3 252M IS DISTRIBUTED AS
DIVIDEND TO HOLDERS OF SHARES AND THE
BALANCE, APPROXIMATELY SEK 51 232M, IS
CARRIED FORWARD. THE PROPOSED TOTAL AMOUNT
TO BE DISTRIBUTED AND THE PROPOSED TOTAL
AMOUNT TO BE CARRIED FORWARD, ARE BASED ON
ALL SHARES OUTSTANDING AS OF 31 DECEMBER
2020 AND COULD BE CHANGED IN THE EVENT OF
ADDITIONAL SHARE REPURCHASES OR IF TREASURY
SHARES ARE DISPOSED OF BEFORE THE RECORD
DAY. A DIVIDEND OF SEK 2.90 FOR EACH SHARE
IS PROPOSED. THE PROPOSED RECORD DATE IS 29
MARCH, 2021. WITH THIS RECORD DATE, THE
DIVIDEND IS EXPECTED TO BE PAID THROUGH
EUROCLEAR ON 1 APRIL, 2021. THE BOARD OF
DIRECTORS' PROPOSAL ON A DIVIDEND OF SEK
2.90 CORRESPONDS TO APPROXIMATELY 25 PER
CENT OF THE NET RESULT FOR THE FINANCIAL
YEAR 2020. WHEN THE CONSEQUENCES OF THE
COVID-19 PANDEMIC CAN BE FURTHER
OVERVIEWED, THE BOARD OF DIRECTORS INTENDS
TO, IF THE CONDITIONS ARE APPROPRIATE,
PROPOSE ADDITIONAL DIVIDEND, ATTRIBUTABLE
TO THE RESULT OF THE YEAR 2020
10.A DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR 2020: DISCHARGE - BODIL
ERIKSSON
10.B DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR 2020: DISCHARGE - MATS
GRANRYD
10.C DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR 2020: DISCHARGE - BO
JOHANSSON
10.D DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR 2020: DISCHARGE - MAGNUS
UGGLA
10.E DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR 2020: DISCHARGE - KERSTIN
HERMANSSON
10.F DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR 2020: DISCHARGE - JOSEFIN
LINDSTRAND
10.G DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR 2020: DISCHARGE - BO
MAGNUSSON
10.H DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR 2020: DISCHARGE - ANNA
MOSSBERG
10.I DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR 2020: DISCHARGE - GORAN
PERSSON
10.J DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR 2020: DISCHARGE - BO
BENGTSSON
10.K DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR 2020: DISCHARGE - GORAN
BENGTSSON
10.L DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR 2020: DISCHARGE - HANS
ECKERSTROM
10.M DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR 2020: DISCHARGE - BENGT ERIK
LINDGREN
10.N DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR 2020: DISCHARGE - BILJANA
PEHRSSON
10.O DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR 2020: DISCHARGE - JENS
HENRIKSSON
10.P DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR 2020: DISCHARGE - CAMILLA
LINDER
10.Q DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR 2020: DISCHARGE - ROGER LJUNG
10.R DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR 2020: DISCHARGE - HENRIK
JOELSSON
10.S DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR 2020: DISCHARGE - AKE
SKOGLUND
11 RESOLUTION ON CHANGED ARTICLES OF Mgmt For For
ASSOCIATION: SECTION 1, SECTION 6, SECTION
12, SECTION 13
CMMT PLEASE NOTE THAT RESOLUTIONS 12 TO 16 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATIONS ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
12 DETERMINATION OF THE NUMBER OF BOARD Mgmt For
MEMBERS: THE NOMINATION COMMITTEE PROPOSES
THAT THE NUMBER OF BOARD MEMBERS, WHICH
SHALL BE APPOINTED BY THE ANNUAL GENERAL
MEETING, SHALL BE TWELVE
13 DETERMINATION OF THE REMUNERATION TO THE Mgmt For
BOARD MEMBERS AND THE AUDITOR
14.A ELECTION OF THE BOARD MEMBER: ELECTION OF - Mgmt For
ANNIKA CREUTZER
14.B ELECTION OF THE BOARD MEMBER: ELECTION OF - Mgmt For
PER OLOF NYMAN
14.C ELECTION OF THE BOARD MEMBER: RE-ELECTION Mgmt For
OF - BO BENGTSSON
14.D ELECTION OF THE BOARD MEMBER: RE-ELECTION Mgmt For
OF - GORAN BENGTSSON
14.E ELECTION OF THE BOARD MEMBER: RE-ELECTION Mgmt For
OF - HANS ECKERSTROM
14.F ELECTION OF THE BOARD MEMBER: RE-ELECTION Mgmt For
OF - KERSTIN HERMANSSON
14.G ELECTION OF THE BOARD MEMBER: RE-ELECTION Mgmt For
OF - BENGT ERIK LINDGREN
14.H ELECTION OF THE BOARD MEMBER: RE-ELECTION Mgmt For
OF - JOSEFIN LINDSTRAND
14.I ELECTION OF THE BOARD MEMBER: RE-ELECTION Mgmt For
OF - BO MAGNUSSON
14.J ELECTION OF THE BOARD MEMBER: RE-ELECTION Mgmt For
OF - ANNA MOSSBERG
14.K ELECTION OF THE BOARD MEMBER: RE-ELECTION Mgmt For
OF - BILJANA PEHRSSON
14.L ELECTION OF THE BOARD MEMBER: RE-ELECTION Mgmt For
OF - GORAN PERSSON
15 ELECTION OF THE CHAIR OF THE BOARD OF Mgmt For
DIRECTORS: THE NOMINATION COMMITTEE
PROPOSES THAT GORAN PERSSON SHALL BE
ELECTED AS CHAIR OF THE BOARD OF DIRECTORS.
THE NOMINATION COMMITTEE PROPOSES THAT THE
BOARD OF DIRECTORS APPOINTS BO MAGNUSSON AS
DEPUTY CHAIR
16 DECISION ON THE NOMINATION COMMITTEE Mgmt For
17 DECISION TO ACQUIRE OWN SHARES IN Mgmt For For
ACCORDANCE WITH THE SECURITIES MARKET ACT
18 DECISION REGARDING AUTHORISATION FOR THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE ON
ACQUISITIONS OF OWN SHARES IN ADDITION TO
WHAT HAS BEEN STATED IN ITEM 17
19 DECISION ON AUTHORISATION FOR THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE ON THE ISSUANCE OF
CONVERTIBLES
20.A DECISION ON PERFORMANCE AND SHARE BASED Mgmt For For
REMUNERATION PROGRAMS FOR 2021: APPROVAL OF
THE RESOLUTION OF THE BOARD OF DIRECTORS
REGARDING THE COMMON PERFORMANCE AND SHARE
BASED REMUNERATION PROGRAM 2021 ("EKEN
2021")
20.B DECISION ON PERFORMANCE AND SHARE BASED Mgmt For For
REMUNERATION PROGRAMS FOR 2021: APPROVAL OF
THE RESOLUTION OF THE BOARD OF DIRECTORS
REGARDING DEFERRED VARIABLE REMUNERATION IN
THE FORM OF SHARES UNDER THE INDIVIDUAL
PROGRAM 2021 ("IP 2021")
20.C DECISION ON PERFORMANCE AND SHARE BASED Mgmt For For
REMUNERATION PROGRAMS FOR 2021: DECISION
REGARDING TRANSFER OF OWN SHARES
21 DECISION ON APPROVAL OF REMUNERATION REPORT Mgmt For For
22.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: MATTER SUBMITTED BY
THE SHAREHOLDER SVERIGES AKTIESPARARES
RIKSFORBUND, REGARDING DECISION TO:
INVESTIGATE WHETHER PRECONDITIONS EXIST FOR
INITIATING AN ACTION FOR DAMAGES IN A COURT
OF LAW AGAINST REPRESENTATIVES (ULRIKA
FRANCKE, SIV SVENSSON, INGRID FRIBERG,
BIRGITTE BONNESEN, PETER NORMAN, BODIL
ERIKSSON, GORAN HEDMAN, PIA RUDENGREN,
KARL-HENRIK SUNDSTROM, MATS GRANRYD, BO
JOHANSSON, MAGNUS UGGLA, MICHAEL WOLF AND
ANDERS SUNDSTROM) BY REASON OF THE
SHORTCOMINGS THAT HAVE BEEN REVEALED IN
SWEDBANK'S WORK AGAINST MONEY LAUNDERING
22.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain
SHAREHOLDER PROPOSAL: MATTER SUBMITTED BY
THE SHAREHOLDER SVERIGES AKTIESPARARES
RIKSFORBUND, REGARDING DECISION TO:
INITIATE AN ACTION FOR DAMAGES AGAINST THE
REPRESENTATIVES THAT THE INVESTIGATION
FINDS LIABLE FOR DAMAGES, AND REQUEST
COMPENSATION FOR THE DAMAGE THAT THE
INVESTIGATION FINDS THAT SWEDBANK HAS
SUFFERED, AND ENFORCE A POSSIBLE JUDGMENT
ON LIABILITY FOR DAMAGES AGAINST THE
REPRESENTATIVE(S) WHO, IN SUCH A JUDGMENT,
IS/ARE DEEMED LIABLE FOR DAMAGES AND/OR
HIS/HER/THEIR INSURER(S)
22.C PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain
SHAREHOLDER PROPOSAL: MATTER SUBMITTED BY
THE SHAREHOLDER SVERIGES AKTIESPARARES
RIKSFORBUND, REGARDING DECISION TO: ENGAGE
ROSCHIER ADVOKATBYRA AB AND THE LAWYERS
JOHAN SIDKLEV AND CARL PERSSON TO CARRY OUT
THE INVESTIGATION AND REPRESENT SWEDBANK AS
A LEGAL COUNSEL IN THE ACTION FOR DAMAGES
22.D PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain
SHAREHOLDER PROPOSAL: MATTER SUBMITTED BY
THE SHAREHOLDER SVERIGES AKTIESPARARES
RIKSFORBUND, REGARDING DECISION TO: TO
FINANCE THE LEGAL COSTS OF THE
INVESTIGATION AND THE ACTION FOR DAMAGES,
ENTER INTO A THIRD-PARTY FINANCING
AGREEMENT WITH THERIUM CAPITAL MANAGEMENT
NORDIC AS IN ACCORDANCE WITH CERTAIN
PRINCIPLES (DETAILED IN THE COMPLETE
PROPOSAL)
23.AI PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: MATTER SUBMITTED BY
THE SHAREHOLDER JOACIM CRONA, REGARDING
DECISION THAT: SWEDBANK ADOPTS GUIDELINES
TO IMMEDIATELY DECLINE LOANS TO PROJECTS
AIMING AT EXTRACTING FOSSIL FUELS
23AII PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: MATTER SUBMITTED BY
THE SHAREHOLDER JOACIM CRONA, REGARDING
DECISION THAT: SWEDBANK ADOPTS GUIDELINES
TO IMMEDIATELY DECLINE LOANS TO COMPANIES
WHOSE MAIN ACTIVITY IS TO EXTRACT FOSSIL
FUELS (EXCLUDING SPECIFIC PROJECTS FOCUSED
ON ACTIVITIES OTHER THAN FOSSIL FUEL
EXTRACTION)
23.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: MATTER SUBMITTED BY
THE SHAREHOLDER JOACIM CRONA, REGARDING
DECISION THAT: SWEDBANK, BEFORE THE ANNUAL
GENERAL MEETING 2022, REPORTS ITS EXPOSURE
IN LOANS TO COMPANIES WHOSE MAIN ACTIVITY
IS TO EXTRACT FOSSIL ENERGY
24 CLOSING OF THE MEETING Non-Voting
CMMT 24 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 24 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITIONAL OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
SWEDISH MATCH AB Agenda Number: 713666242
--------------------------------------------------------------------------------------------------------------------------
Security: W92277115
Meeting Type: AGM
Meeting Date: 13-Apr-2021
Ticker:
ISIN: SE0000310336
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 526921 DUE TO CHANGE IN VOTING
STATUS FOR RESOLUTION 6. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF THE CHAIRMAN OF THE MEETING Non-Voting
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 ELECTION OF TWO PERSONS TO VERIFY THE Non-Voting
MINUTES: PETER LUNDKVIST AND FILIPPA
GERSTADT
4 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
5 APPROVAL OF THE AGENDA Non-Voting
6 RESOLUTION ON THE REMUNERATION REPORT Mgmt For For
7 RESOLUTION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AND OF THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
8 RESOLUTION REGARDING ALLOCATION OF THE Mgmt For For
COMPANY'S PROFIT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND RESOLUTION ON A
RECORD DAY FOR DIVIDEND
9.A RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: CHARLES A. BLIXT
9.B RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: ANDREW CRIPPS
9.C RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: JACQUELINE HOOGERBRUGGE
9.D RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: CONNY CARLSSON
9.E RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: ALEXANDER LACIK
9.F RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: PAULINE LINDWALL
9.G RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: WENCHE ROLFSEN
9.H RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: JOAKIM WESTH
9.I RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: PATRIK ENGELBREKTSSON
9.J RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: PAR-OLA OLAUSSON
9.K RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: DRAGAN POPOVIC
9.L RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE PRESIDENT FOR
2020: LARS DAHLGREN (AS THE PRESIDENT)
10 RESOLUTION REGARDING THE NUMBER OF MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS TO BE ELECTED BY
THE MEETING: EIGHT
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 14 ARE Non-Voting
PROPOSED BY NOMINATING COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
11 RESOLUTION REGARDING REMUNERATION TO THE Mgmt For
MEMBERS OF THE BOARD OF DIRECTORS
12.A RE- ELECTION OF BOARD MEMBER: CHARLES A. Mgmt For
BLIXT
12.B RE- ELECTION OF BOARD MEMBER: ANDREW CRIPPS Mgmt For
12.C RE- ELECTION OF BOARD MEMBER: JACQUELINE Mgmt For
HOOGERBRUGGE
12.D RE- ELECTION OF BOARD MEMBER: CONNY Mgmt For
CARLSSON
12.E RE- ELECTION OF BOARD MEMBER: ALEXANDER Mgmt For
LACIK
12.F RE- ELECTION OF BOARD MEMBER: PAULINE Mgmt For
LINDWALL
12.G RE- ELECTION OF BOARD MEMBER: WENCHE Mgmt For
ROLFSEN
12.H RE- ELECTION OF BOARD MEMBER: JOAKIM WESTH Mgmt For
12.I RE-ELECTION OF THE CHAIRMAN OF THE BOARD: Mgmt For
CONNY KARLSSON
12.J RE-ELECTION OF THE DEPUTY CHAIRMAN OF THE Mgmt For
BOARD: ANDREW CRIPPS
13 RESOLUTION REGARDING THE NUMBER OF AUDITORS Mgmt For
14 RESOLUTION REGARDING REMUNERATION TO THE Mgmt For
AUDITOR
15 ELECTION OF AUDITOR: THE NOMINATING Mgmt For For
COMMITTEE PROPOSES THAT THE NUMBER OF
AUDITORS SHALL BE ONE WITH NO DEPUTY
AUDITOR AND THAT THE AUDITOR COMPANY
DELOITTE AB SHALL BE ELECTED AS AUDITOR FOR
THE PERIOD AS OF THE END OF THE ANNUAL
GENERAL MEETING 2021 UNTIL THE END OF THE
ANNUAL GENERAL MEETING 2022
16.A RESOLUTION REGARDING: THE REDUCTION OF THE Mgmt For For
SHARE CAPITAL BY MEANS OF WITHDRAWAL OF
REPURCHASED SHARES
16.B RESOLUTION REGARDING: BONUS ISSUE Mgmt For For
17 RESOLUTION REGARDING AUTHORIZATION OF THE Mgmt For For
BOARD OF DIRECTORS TO RESOLVE ON
ACQUISITIONS OF SHARES IN THE COMPANY
18 RESOLUTION REGARDING AUTHORIZATION OF THE Mgmt For For
BOARD OF DIRECTORS TO RESOLVE ON TRANSFER
OF SHARES IN THE COMPANY
19 RESOLUTION REGARDING AUTHORIZATION OF THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE NEW SHARES
20.A RESOLUTION ON: AMENDMENT OF THE ARTICLES OF Mgmt For For
ASSOCIATION
20.B RESOLUTION ON: A SPLIT OF THE COMPANY'S Mgmt For For
SHARES (SHARE SPLIT)
21 RESOLUTION ON AMENDMENT OF THE ARTICLES OF Mgmt For For
ASSOCIATION
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
SYDNEY AIRPORT Agenda Number: 713900783
--------------------------------------------------------------------------------------------------------------------------
Security: Q8808P103
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: AU000000SYD9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4 AND 5 OF SAL AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT (AS REFERRED IN THE
COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE
RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
CMMT PLEASE NOTE THAT BELOW RESOLUTIONS FROM 1 Non-Voting
TO 5 ARE FOR SAL (SYDNEY AIRPORT LIMITED)
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF GRANT FENN Mgmt For For
3 RE-ELECTION OF ABI CLELAND Mgmt For For
4 APPROVAL OF CEO RETENTION RIGHTS Mgmt For For
5 APPROVAL FOR THE CEO LONG TERM INCENTIVES Mgmt For For
FOR 2021
CMMT PLEASE NOTE THAT BELOW RESOLUTION 1 IS FOR Non-Voting
SAT 1 (SYDNEY AIRPORT TRUST 1)
1 RE-ELECTION OF RUSSELL BALDING AO Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SYSMEX CORPORATION Agenda Number: 714257727
--------------------------------------------------------------------------------------------------------------------------
Security: J7864H102
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3351100007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ietsugu,
Hisashi
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Asano, Kaoru
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tachibana,
Kenji
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Matsui, Iwane
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kanda, Hiroshi
2.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yoshida,
Tomokazu
2.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Takahashi,
Masayo
2.8 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ota, Kazuo
2.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fukumoto,
Hidekazu
3 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Onishi,
Koichi
--------------------------------------------------------------------------------------------------------------------------
T&D HOLDINGS, INC. Agenda Number: 714203180
--------------------------------------------------------------------------------------------------------------------------
Security: J86796109
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3539220008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Uehara,
Hirohisa
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Morinaka,
Kanaya
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nagata,
Mitsuhiro
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ogo, Naoki
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Watanabe,
Kensaku
2.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Soejima, Naoki
2.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kitahara,
Mutsuro
3 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Shimma,
Yuichiro
--------------------------------------------------------------------------------------------------------------------------
TAISEI CORPORATION Agenda Number: 714226417
--------------------------------------------------------------------------------------------------------------------------
Security: J79561148
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3443600006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Yamauchi, Takashi Mgmt Against Against
2.2 Appoint a Director Aikawa, Yoshiro Mgmt Against Against
2.3 Appoint a Director Sakurai, Shigeyuki Mgmt Against Against
2.4 Appoint a Director Tanaka, Shigeyoshi Mgmt Against Against
2.5 Appoint a Director Yaguchi, Norihiko Mgmt Against Against
2.6 Appoint a Director Kimura, Hiroshi Mgmt Against Against
2.7 Appoint a Director Yamamoto, Atsushi Mgmt Against Against
2.8 Appoint a Director Teramoto, Yoshihiro Mgmt Against Against
2.9 Appoint a Director Nishimura, Atsuko Mgmt For For
2.10 Appoint a Director Murakami, Takao Mgmt Against Against
2.11 Appoint a Director Otsuka, Norio Mgmt Against Against
2.12 Appoint a Director Kokubu, Fumiya Mgmt Against Against
3 Appoint a Corporate Auditor Miura, Mgmt For For
Masamitsu
--------------------------------------------------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL CO LTD Agenda Number: 935457437
--------------------------------------------------------------------------------------------------------------------------
Security: 874060205
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: TAK
ISIN: US8740602052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Appropriation of Surplus Mgmt For
2 Partial Amendment to the Articles of Mgmt For
Incorporation
3A Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Christophe
Weber
3B Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Masato
Iwasaki
3C Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Andrew Plump
3D Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Costa
Saroukos
3E Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Masahiro
Sakane
3F Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Oliver Bohuon
3G Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Jean-Luc
Butel
3H Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Ian Clark
3I Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Yoshiaki
Fujimori
3J Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Steven Gillis
3K Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Shiro Kuniya
3L Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Toshiyuki
Shiga
4.1 Election of Director who is an Audit and Mgmt For
Supervisory Committee Member: Masami Iijima
5 Payment of Bonuses to Directors who are not Mgmt For
Audit and Supervisory Committee Members
--------------------------------------------------------------------------------------------------------------------------
TARO PHARMACEUTICAL INDUSTRIES LTD. Agenda Number: 935301161
--------------------------------------------------------------------------------------------------------------------------
Security: M8737E108
Meeting Type: Annual
Meeting Date: 14-Dec-2020
Ticker: TARO
ISIN: IL0010827181
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election to the Company's Board of Mgmt No vote
Directors (each as an ordinary/non-External
Director, as defined in the Israeli
Companies Law) to serve for a one-year
term, until the close of the next annual
general meeting of shareholders: Dilip
Shanghvi
1b. Re-election to the Company's Board of Mgmt No vote
Directors (each as an ordinary/non-External
Director, as defined in the Israeli
Companies Law) to serve for a one-year
term, until the close of the next annual
general meeting of shareholders: Abhay
Gandhi
1c. Re-election to the Company's Board of Mgmt No vote
Directors (each as an ordinary/non-External
Director, as defined in the Israeli
Companies Law) to serve for a one-year
term, until the close of the next annual
general meeting of shareholders: Sudhir
Valia
1d. Re-election to the Company's Board of Mgmt No vote
Directors (each as an ordinary/non-External
Director, as defined in the Israeli
Companies Law) to serve for a one-year
term, until the close of the next annual
general meeting of shareholders: Uday
Baldota
1e. Re-election to the Company's Board of Mgmt No vote
Directors (each as an ordinary/non-External
Director, as defined in the Israeli
Companies Law) to serve for a one-year
term, until the close of the next annual
general meeting of shareholders: James
Kedrowski
1f. Re-election to the Company's Board of Mgmt No vote
Directors (each as an ordinary/non-External
Director, as defined in the Israeli
Companies Law) to serve for a one-year
term, until the close of the next annual
general meeting of shareholders: Dov
Pekelman
2. Approval of the renewal of the Company's Mgmt No vote
updated Compensation Policy which maintains
existing compensation terms and adds (i) a
maximum coverage level for the Company's
D&O insurance policies, and (ii) a
requirement that D&O insurance premiums and
deductibles be consistent with market terms
and not material to the Company.
2a. By checking the box marked "FOR," the Mgmt No vote
undersigned hereby confirms that he, she,
or it is not a "controlling shareholder"
(under the Israeli Companies Law, as
described in the Proxy Statement) and does
not have a conflict of interest (referred
to as a "personal interest" under the
Israeli Companies Law, as described in the
Proxy Statement) in the approval of
Proposal 2. If you do not vote For = YES or
Against = NO your vote will not count for
Prop 2. ...(due to space limits, see proxy
material for full proposal).
3. Re-appointment of Ziv Haft Certified Public Mgmt No vote
Accountants (Israel), a BDO member firm, as
the Company's independent auditors for the
fiscal year ending March 31, 2021, and the
additional period until the close of the
next annual general meeting of shareholders
of the Company, and authorization of their
remuneration to be fixed, in accordance
with the volume and nature of their
services, by the Company's Board of
Directors or the Audit Committee thereof.
--------------------------------------------------------------------------------------------------------------------------
TC ENERGY CORPORATION Agenda Number: 935366054
--------------------------------------------------------------------------------------------------------------------------
Security: 87807B107
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: TRP
ISIN: CA87807B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
Stephan Cretier Mgmt For For
Michael R. Culbert Mgmt For For
Susan C. Jones Mgmt For For
Randy Limbacher Mgmt For For
John E. Lowe Mgmt For For
David MacNaughton Mgmt For For
Francois L. Poirier Mgmt For For
Una Power Mgmt For For
Mary Pat Salomone Mgmt For For
Indira V. Samarasekera Mgmt For For
D. Michael G. Stewart Mgmt For For
Siim A. Vanaselja Mgmt For For
Thierry Vandal Mgmt For For
02 Resolution to appoint KPMG LLP, Chartered Mgmt For For
Professional Accountants as auditors and
authorize the directors to fix their
remuneration.
03 Resolution to accept TC Energy's approach Mgmt For For
to executive compensation, as described in
the Management information circular.
4 Resolution to approve amendments to TC Mgmt For For
Energy's By-law Number 1, as described in
the Management information circular.
--------------------------------------------------------------------------------------------------------------------------
TDK CORPORATION Agenda Number: 714203988
--------------------------------------------------------------------------------------------------------------------------
Security: J82141136
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3538800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ishiguro, Shigenao Mgmt Against Against
2.2 Appoint a Director Yamanishi, Tetsuji Mgmt Against Against
2.3 Appoint a Director Sumita, Makoto Mgmt Against Against
2.4 Appoint a Director Osaka, Seiji Mgmt Against Against
2.5 Appoint a Director Sato, Shigeki Mgmt Against Against
2.6 Appoint a Director Ishimura, Kazuhiko Mgmt For For
2.7 Appoint a Director Nakayama, Kozue Mgmt For For
2.8 Appoint a Director Iwai, Mutsuo Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TECHTRONIC INDUSTRIES CO LTD Agenda Number: 713900909
--------------------------------------------------------------------------------------------------------------------------
Security: Y8563B159
Meeting Type: AGM
Meeting Date: 14-May-2021
Ticker:
ISIN: HK0669013440
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041400393.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041400365.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
STATEMENT OF ACCOUNTS AND THE REPORTS OF
THE DIRECTORS AND THE AUDITORS OF THE
COMPANY FOR THE YEAR ENDED DECEMBER 31,
2020
2 TO DECLARE A FINAL DIVIDEND OF HK82.00 Mgmt For For
CENTS PER SHARE FOR THE YEAR ENDED DECEMBER
31, 2020
3.A TO RE-ELECT MR. STEPHAN HORST PUDWILL AS Mgmt Against Against
GROUP EXECUTIVE DIRECTOR
3.B TO RE-ELECT MR. FRANK CHI CHUNG CHAN AS Mgmt Against Against
GROUP EXECUTIVE DIRECTOR
3.C TO RE-ELECT PROF. ROY CHI PING CHUNG GBS Mgmt Against Against
BBS JP AS NON-EXECUTIVE DIRECTOR
3.D TO RE-ELECT MS. VIRGINIA DAVIS WILMERDING Mgmt For For
AS INDEPENDENT NON-EXECUTIVE DIRECTOR
3.E TO AUTHORISE THE DIRECTORS TO FIX THEIR Mgmt For For
REMUNERATION FOR THE YEAR ENDING DECEMBER
31, 2021
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITORS OF THE COMPANY AND AUTHORISE THE
DIRECTORS TO FIX THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 5% OF THE NUMBER OF
ISSUED SHARES OF THE COMPANY AT THE DATE OF
THE RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES NOT EXCEEDING 10% OF THE
NUMBER OF ISSUED SHARES OF THE COMPANY AT
THE DATE OF THE RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
TELE2 AB Agenda Number: 713035500
--------------------------------------------------------------------------------------------------------------------------
Security: W95878166
Meeting Type: EGM
Meeting Date: 11-Sep-2020
Ticker:
ISIN: SE0005190238
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 ELECTION OF CHAIRMAN OF THE EXTRAORDINARY Non-Voting
GENERAL MEETING: CHARLOTTE LEVIN, MEMBER OF
THE SWEDISH BAR ASSOCIATION
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES
5 DETERMINATION OF WHETHER THE EXTRAORDINARY Non-Voting
GENERAL MEETING HAS BEEN DULY CONVENED
6 RESOLUTION ON EXTRAORDINARY DIVIDEND: SEK Mgmt For For
3.50 PER SHARE
7.A RESOLUTION ON DELIVERY OF CLASS B SHARES Mgmt For For
UNDER LTI 2020: TRANSFER OF OWN CLASS B
SHARES
7.B RESOLUTION ON DELIVERY OF CLASS B SHARES Mgmt For For
UNDER LTI 2020: EQUITY SWAP AGREEMENT WITH
A THIRD PARTY
8 RESOLUTION ON ALLOTMENT OF RIGHTS UNDER LTI Mgmt For For
2020
--------------------------------------------------------------------------------------------------------------------------
TELE2 AB Agenda Number: 713714574
--------------------------------------------------------------------------------------------------------------------------
Security: W95878166
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: SE0005190238
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECT CHAIRMAN OF MEETING: CHARLOTTE LEVIN, Non-Voting
MEMBER OF THE SWEDISH BAR ASSOCIATION
2.1 DESIGNATE OSSIAN EKDAHL AS INSPECTOR OF Non-Voting
MINUTES OF MEETING
2.2 DESIGNATE JAN SARLVIK AS INSPECTOR OF Non-Voting
MINUTES OF MEETING
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 APPROVE AGENDA OF MEETING Non-Voting
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
7 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
8 APPROVE ALLOCATION OF INCOME AND ORDINARY Mgmt For For
DIVIDENDS OF SEK 6 PER SHARE
9A APPROVE DISCHARGE OF CARLA SMITS-NUSTELING Mgmt For For
9B APPROVE DISCHARGE OF ANDREW BARRON Mgmt For For
9C APPROVE DISCHARGE OF ANDERS BJORKMAN Mgmt For For
9D APPROVE DISCHARGE OF GEORGI GANEV Mgmt For For
9E APPROVE DISCHARGE OF CYNTHIA GORDON Mgmt For For
9F APPROVE DISCHARGE OF EVA LINDQVIST Mgmt For For
9G APPROVE DISCHARGE OF LARS-AKE NORLING Mgmt For For
9H APPROVE DISCHARGE OF ANDERS NILSSON (CEO) Mgmt For For
9I APPROVE DISCHARGE OF KJELL JOHNSEN (CEO) Mgmt For For
10 DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY Mgmt For For
MEMBERS OF BOARD
11A APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AGGREGATE AMOUNT OF SEK 6.6 MILLION
11B APPROVE REMUNERATION OF AUDITORS Mgmt For For
12A REELECT ANDREW BARRON AS DIRECTOR Mgmt For For
12B ELECT STINA BERGFORS AS NEW DIRECTOR Mgmt For For
12C REELECT GEORGI GANEV AS DIRECTOR Mgmt For For
12D ELECT SAM KINI AS NEW DIRECTOR Mgmt For For
12E REELECT EVA LINDQVIST AS DIRECTOR Mgmt For For
12F REELECT LARS-AKE NORLING AS DIRECTOR Mgmt For For
12G REELECT CARLA SMITS-NUSTELING AS DIRECTOR Mgmt For For
13 REELECT CARLA SMITS-NUSTELING AS BOARD Mgmt For For
CHAIRMAN
14A DETERMINE NUMBER OF AUDITORS AND DEPUTY Mgmt For For
AUDITORS
14B RATIFY DELOITTE AS AUDITORS Mgmt For For
15 APPROVE REMUNERATION REPORT Mgmt For For
16A APPROVE PERFORMANCE SHARE MATCHING PLAN LTI Mgmt For For
2021
16B APPROVE EQUITY PLAN FINANCING THROUGH Mgmt For For
ISSUANCE OF CLASS C SHARES
16C APPROVE EQUITY PLAN FINANCING THROUGH Mgmt For For
REPURCHASE OF CLASS C SHARES
16D APPROVE EQUITY PLAN FINANCING THROUGH Mgmt For For
TRANSFER OF CLASS B SHARES TO PARTICIPANTS
16E APPROVE EQUITY PLAN FINANCING THROUGH Mgmt For For
REISSUANCE OF CLASS B SHARES
16F AUTHORIZE SHARE SWAP AGREEMENT Mgmt For For
17 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For
18A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL SUBMITTED BY MARTIN
GREEN: INVESTIGATE IF CURRENT BOARD MEMBERS
AND LEADERSHIP TEAM FULFIL RELEVANT
LEGISLATIVE AND REGULATORY REQUIREMENTS, AS
WELL AS THE DEMANDS OF THE PUBLIC OPINIONS'
ETHICAL VALUES
18B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL SUBMITTED BY MARTIN
GREEN: IN THE EVENT THAT THE INVESTIGATION
CLARIFIES THAT THERE IS NEED, RELEVANT
MEASURES SHALL BE TAKEN TO ENSURE THAT THE
REQUIREMENTS ARE FULFILLED
18C PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL SUBMITTED BY MARTIN
GREEN: THE INVESTIGATION AND ANY MEASURES
SHOULD BE PRESENTED AS SOON AS POSSIBLE,
HOWEVER NOT LATER THAN AGM 2022
19A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL SUBMITTED BY THOMAS
AHLIN: GIVE FULL COMPENSATION TO PRIVATE
CUSTOMERS WHO HAVE LOST THEIR POOL OF PHONE
CALL
19B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL SUBMITTED BY THOMAS
AHLIN: INSTRUCT THE EXECUTIVE MANAGEMENT TO
PREPARE A CODE OF CONDUCT FOR THE CUSTOMER
SERVICE DEPARTMENT
20 CLOSE MEETING Non-Voting
CMMT 26 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 30 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 30 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
--------------------------------------------------------------------------------------------------------------------------
TELE2 AB Agenda Number: 714263681
--------------------------------------------------------------------------------------------------------------------------
Security: W95878166
Meeting Type: EGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: SE0005190238
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECT CHAIRMAN OF MEETING Non-Voting
2.1 DESIGNATE MARIANNE NILSSON AS INSPECTOR OF Non-Voting
MINUTES OF MEETING
2.2 DESIGNATE JOHN HERNANDER AS INSPECTOR OF Non-Voting
MINUTES OF MEETING
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 APPROVE AGENDA OF MEETING Non-Voting
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 APPROVE EXTRA DIVIDENDS OF SEK 3.00 PER Mgmt For For
SHARE
CMMT 03 JUNE 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 04 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 04 JUN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA, S.A. Agenda Number: 935374669
--------------------------------------------------------------------------------------------------------------------------
Security: 879382208
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: TEF
ISIN: US8793822086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Approval of the Annual Accounts and of the Mgmt For
Management Report of both Telefonica, S.A.
and its Consolidated Group of Companies for
fiscal year 2020.
1.2 Approval of the Statement of Non-Financial Mgmt For
Information of the Consolidated Group of
Companies led by Telefonica, S.A. for
fiscal year 2020 included in the
Consolidated Management Report of
Telefonica, S.A. and of its Group of
Companies for such fiscal year.
1.3 Approval of the management of the Board of Mgmt For
Directors of Telefonica, S.A. during fiscal
year 2020.
2. Approval of the Proposed Allocation of the Mgmt For
Profits/Losses of Telefonica, S.A. for
fiscal year 2020.
3. Re-election of the Statutory Auditor for Mgmt For
fiscal year 2021.
4.1 Re-election of Mr. Jose Maria Mgmt For
Alvarez-Pallete Lopez as executive
Director.
4.2 Re-election of Ms. Carmen Garcia de Andres Mgmt For
as independent Director.
4.3 Re-election of Mr. Ignacio Moreno Martinez Mgmt For
as proprietary Director.
4.4 Re-election of Mr. Francisco Jose Riberas Mgmt For
Mera as independent Director.
5. Reduction of share capital through the Mgmt For
cancellation of own shares, excluding the
right of creditors to object, amending the
text of Article 6 of the By-Laws relating
to share capital.
6.1 First scrip dividend resolution. Approval Mgmt For
of an increase in share capital with a
charge to reserves by such amount as may be
..(due to space limits, see proxy statement
for full proposal).
6.2 Second scrip dividend resolution. Approval Mgmt For
of an increase in share capital with a
charge to reserves by such amount as may be
..(due to space limits, see proxy statement
for full proposal).
7.1 Amendment of the By-Laws to enable the Mgmt For
General Shareholders' Meeting to be held
exclusively by telematic means: articles 17
..(due to space limits, see proxy statement
for full proposal).
7.2 Amendment of the By-Laws to expressly Mgmt For
regulate the possibility of granting
proxies and casting votes prior to the
General ..(due to space limits, see proxy
statement for full proposal).
8.1 Amendment of the Regulations for the Mgmt For
General Shareholders' Meeting to enable the
General Shareholders' Meeting to be held
..(due to space limits, see proxy statement
for full proposal).
8.2 Amendment of the Regulations for the Mgmt For
General Shareholders' Meeting to expressly
regulate the possibility of granting ..(due
to space limits, see proxy statement for
full proposal).
9. Approval of the Director Remuneration Mgmt For
Policy of Telefonica, S.A.
10. Approval of a Long-Term Incentive Plan Mgmt For
consisting of the delivery of shares of
Telefonica, S.A. allocated to Senior
Executive Officers of the Telefonica Group.
11. Delegation of powers to formalize, Mgmt For
interpret, remedy and carry out the
resolutions adopted by the shareholders at
the General Shareholders' Meeting.
12. Consultative vote on the 2020 Annual Report Mgmt For
on Directors' Remuneration.
--------------------------------------------------------------------------------------------------------------------------
TELEKOM AUSTRIA AG Agenda Number: 713069967
--------------------------------------------------------------------------------------------------------------------------
Security: A8502A102
Meeting Type: OGM
Meeting Date: 24-Sep-2020
Ticker:
ISIN: AT0000720008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 458297 DUE TO RECEIVED UPDATED
AGENDA WITH 8 RESOLUTIONS AND DIRECTOR
NAMES FOR RESOLUTION 6. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.23 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
5 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
MEMBERS
6.1 ELECT KARIN EXNER-WOEHRER AS SUPERVISORY Mgmt For For
BOARD MEMBER
6.2 ELECT ALEJANDRO JIMENEZ AS SUPERVISORY Mgmt For For
BOARD MEMBER
7 RATIFY ERNST YOUNG AS AUDITORS FOR FISCAL Mgmt For For
2020
8 APPROVE REMUNERATION POLICY Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
TELEKOM AUSTRIA AG Agenda Number: 714009962
--------------------------------------------------------------------------------------------------------------------------
Security: A8502A102
Meeting Type: OGM
Meeting Date: 14-May-2021
Ticker:
ISIN: AT0000720008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 03 MAY 2021: DELETION OF COMMENT Non-Voting
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 552996 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.25 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
MEMBERS
6.1 ELECT PETER KOLLMANN AS SUPERVISORY BOARD Mgmt For For
MEMBER
6.2 ELECT PETER HAGEN AS SUPERVISORY BOARD Mgmt For For
MEMBER
7 RATIFY ERNST YOUNG AS AUDITORS FOR FISCAL Mgmt For For
YEAR 2021
8 APPROVE REMUNERATION REPORT Mgmt For For
CMMT 03 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES TO MID:
567346, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TELENOR ASA Agenda Number: 714103049
--------------------------------------------------------------------------------------------------------------------------
Security: R21882106
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: NO0010063308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 REGISTRATION OF ATTENDING SHAREHOLDERS AND Non-Voting
PROXIES
3 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
4 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
5 RECEIVE CHAIRMAN'S REPORT Non-Voting
6 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 9 PER SHARE
7 APPROVE REMUNERATION OF AUDITORS Mgmt For For
8 APPROVE COMPANY'S CORPORATE GOVERNANCE Mgmt For For
STATEMENT
9 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
10 APPROVE EQUITY PLAN FINANCING Mgmt For For
11.1 ELECT BJORN ERIK NAESS AS MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.2 ELECT JOHN GORDON BERNANDER AS MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.3 ELECT HEIDI FINSKAS AS MEMBER OF CORPORATE Mgmt For For
ASSEMBLY
11.4 ELECT WIDAR SALBUVIK AS MEMBER OF CORPORATE Mgmt For For
ASSEMBLY
11.5 ELECT SILVIJA SERES AS MEMBER OF CORPORATE Mgmt For For
ASSEMBLY
11.6 ELECT LISBETH KARIN NAERO AS MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.7 ELECT TRINE SAETHER ROMULD AS MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.8 ELECT MARIANNE BERGMANN ROREN AS MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.9 ELECT MAALFRID BRATH AS MEMBER OF CORPORATE Mgmt For For
ASSEMBLY
11.10 ELECT KJETIL HOUG AS MEMBER OF CORPORATE Mgmt For For
ASSEMBLY
11.11 ELECT ELIN MYRMEL-JOHANSEN AS DEPUTY MEMBER Mgmt For For
OF CORPORATE ASSEMBLY
11.12 ELECT RANDI MARJAMAA AS DEPUTY MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.13 ELECT LARS TRONSGAARD AS DEPUTY MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
12.1 ELECT JAN TORE FOSUND AS MEMBER OF Mgmt For For
NOMINATING COMMITTEE
13 APPROVE REMUNERATION OF CORPORATE ASSEMBLY Mgmt For For
AND NOMINATING COMMITTEE
14 CLOSE MEETING Non-Voting
CMMT 10 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 10 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TELIA COMPANY AB Agenda Number: 713328854
--------------------------------------------------------------------------------------------------------------------------
Security: W95890104
Meeting Type: EGM
Meeting Date: 02-Dec-2020
Ticker:
ISIN: SE0000667925
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF THE CHAIR OF THE MEETING Non-Voting
2 ADOPTION OF THE AGENDA Non-Voting
3 ELECTION OF TWO PERSONS TO CHECK THE Non-Voting
MINUTES OF THE MEETING TOGETHER WITH THE
CHAIR
4 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 RESOLUTION ON EXTRAORDINARY DIVIDEND: SEK Mgmt For For
0.65 PER SHARE
CMMT 04 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 04 NOV 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
TELIA COMPANY AB Agenda Number: 713658118
--------------------------------------------------------------------------------------------------------------------------
Security: W95890104
Meeting Type: AGM
Meeting Date: 12-Apr-2021
Ticker:
ISIN: SE0000667925
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECT CHAIRMAN OF MEETING: WILHELM LUNING, Non-Voting
ATTORNEY-AT-LAW, OR IF HE IS UNABLE TO
ATTEND THE MEETING, ANY OTHER PERSON
PROPOSED BY THE NOMINATION COMMITTEE
2 APPROVE AGENDA OF MEETING Non-Voting
3 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING: JAN ANDERSSON, REPRESENTING
SWEDBANK ROBUR FUNDS, AND JAVIERA RAGNARTZ,
REPRESENTING SEB FUNDS, OR IF ONE OR BOTH
OF THEM ARE UNABLE TO ATTEND, THE PERSON OR
PERSONS INSTEAD APPOINTED BY THE BOARD OF
DIRECTORS, ARE PROPOSED TO BE ELECTED TO
APPROVE THE MINUTES OF THE MEETING TOGETHER
WITH THE CHAIR
4 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
7 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
8 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF SEK 2.00 PER SHARE
9.1 APPROVE DISCHARGE OF INGRID BONDE Mgmt For For
9.2 APPROVE DISCHARGE OF RICKARD GUSTAFSON Mgmt For For
9.3 APPROVE DISCHARGE OF LARS-JOHAN JARNHEIMER Mgmt For For
9.4 APPROVE DISCHARGE OF JEANETTE JAGER Mgmt For For
9.5 APPROVE DISCHARGE OF OLLI-PEKKA KALLASVUO Mgmt For For
9.6 APPROVE DISCHARGE OF NINA LINANDER Mgmt For For
9.7 APPROVE DISCHARGE OF JIMMY MAYMANN Mgmt For For
9.8 APPROVE DISCHARGE OF ANNA SETTMAN Mgmt For For
9.9 APPROVE DISCHARGE OF OLAF SWANTEE Mgmt For For
9.10 APPROVE DISCHARGE OF MARTIN TIVEUS Mgmt For For
9.11 APPROVE DISCHARGE OF AGNETA AHLSTROM Mgmt For For
9.12 APPROVE DISCHARGE OF STEFAN CARLSSON Mgmt For For
9.13 APPROVE DISCHARGE OF HANS GUSTAVSSON Mgmt For For
9.14 APPROVE DISCHARGE OF MARTIN SAAF Mgmt For For
9.15 APPROVE DISCHARGE OF ALLISON KIRKBY Mgmt For For
9.16 APPROVE DISCHARGE OF CHRISTIAN LUIGA Mgmt For For
10 APPROVE REMUNERATION REPORT Mgmt Against Against
11 DETERMINE NUMBER OF DIRECTORS (8) AND Mgmt For For
DEPUTY DIRECTORS (0) OF BOARD
12 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF SEK 1.9 MILLION TO CHAIR, SEK
900,000 TO VICE CHAIR AND SEK 640,000 TO
OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK
13.1 REELECT INGRID BONDE AS DIRECTOR Mgmt For For
13.2 ELECT LUISA DELGADO AS NEW DIRECTOR Mgmt For For
13.3 REELECT RICKARD GUSTAFSON AS DIRECTOR Mgmt For For
13.4 REELECT LARS-JOHAN JARNHEIMER AS DIRECTOR Mgmt For For
13.5 REELECT JEANETTE JAGER AS DIRECTOR Mgmt For For
13.6 REELECT NINA LINANDER AS DIRECTOR Mgmt For For
13.7 REELECT JIMMY MAYMANN AS DIRECTOR Mgmt For For
13.8 REELECT MARTIN TIVEUS AS DIRECTOR Mgmt For For
14.1 REELECT LARS-JOHAN JARNHEIMER AS BOARD Mgmt Against Against
CHAIR
14.2 ELECT INGRID BONDE AS VICE CHAIR Mgmt For For
15 DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY Mgmt For For
AUDITORS (0)
16 APPROVE REMUNERATION OF AUDITORS Mgmt For For
17 RATIFY DELOITTE AS AUDITORS Mgmt For For
18 APPROVE NOMINATING COMMITTEE PROCEDURES Mgmt For For
19 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OF REPURCHASED SHARES
20.a APPROVE PERFORMANCE SHARE PROGRAM 2021/2024 Mgmt For For
FOR KEY EMPLOYEES
20.b APPROVE EQUITY PLAN FINANCING THROUGH Mgmt For For
TRANSFER OF SHARES
21 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPROVE 1:3 REVERSE
STOCK SPLIT
22 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: COMPANY SHALL REVIEW
ITS ROUTINES AROUND THAT LETTERS SHALL BE
ANSWERED WITHIN TWO MONTHS FROM THE DATE OF
RECEIPT
CMMT 10 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 25 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
TELSTRA CORPORATION LTD Agenda Number: 713062191
--------------------------------------------------------------------------------------------------------------------------
Security: Q8975N105
Meeting Type: AGM
Meeting Date: 13-Oct-2020
Ticker:
ISIN: AU000000TLS2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 5.A, 5.B, 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 CHAIRMAN AND CEO PRESENTATIONS Non-Voting
2 DISCUSSION OF FINANCIAL STATEMENTS AND Non-Voting
REPORTS: TO DISCUSS THE COMPANY'S FINANCIAL
STATEMENTS AND REPORTS FOR THE YEAR ENDED
30 JUNE 2020
3.A THAT PETER HEARL, BEING ELIGIBLE, BE Mgmt For For
RE-ELECTED AS A DIRECTOR
3.B THAT BRIDGET LOUDON, BEING ELIGIBLE, BE Mgmt For For
ELECTED AS A DIRECTOR
3.C THAT JOHN MULLEN, BEING ELIGIBLE, BE Mgmt For For
RE-ELECTED AS A DIRECTOR
3.D THAT ELANA RUBIN, BEING ELIGIBLE, BE Mgmt For For
ELECTED AS A DIRECTOR
4 NEW CONSTITUTION TO CONSIDER AND, IF Mgmt For For
THOUGHT FIT, PASS THE FOLLOWING RESOLUTION
AS A SPECIAL RESOLUTION: 'THAT APPROVAL BE
GIVEN TO REPEAL TELSTRA'S EXISTING
CONSTITUTION AND ADOPT A NEW CONSTITUTION
IN THE FORM TABLED AT THE MEETING AND
SIGNED BY THE CHAIRMAN FOR IDENTIFICATION,
WITH EFFECT FROM THE CLOSE OF THE MEETING'
5.A ALLOCATION OF EQUITY TO THE CEO: GRANT OF Mgmt For For
RESTRICTED SHARES TO THE CEO ' THAT
APPROVAL BE GIVEN FOR ALL PURPOSES, FOR THE
GRANT TO THE CHIEF EXECUTIVE OFFICER AND
MANAGING DIRECTOR, MR ANDREW PENN, OF
394,786 RESTRICTED SHARES UNDER THE TELSTRA
FY20 EXECUTIVE VARIABLE REMUNERATION PLAN
(EVP)'
5.B ALLOCATION OF EQUITY TO THE CEO: B) GRANT Mgmt For For
OF PERFORMANCE RIGHTS TO THE CEO ' THAT
APPROVAL BE GIVEN FOR ALL PURPOSES, FOR THE
GRANT TO THE CHIEF EXECUTIVE OFFICER AND
MANAGING DIRECTOR, MR ANDREW PENN, OF
451,184 PERFORMANCE RIGHTS UNDER THE
TELSTRA FY20 EVP'
6 TO CONSIDER AND, IF THOUGHT FIT, PASS THE Mgmt For For
FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION: 'THAT THE REMUNERATION REPORT
FOR THE YEAR ENDED 30 JUNE 2020 BE
ADOPTED.' UNDER THE CORPORATIONS ACT, THE
VOTE ON THIS RESOLUTION IS ADVISORY ONLY
AND WILL NOT BIND TELSTRA OR THE DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
TELUS CORPORATION Agenda Number: 935367361
--------------------------------------------------------------------------------------------------------------------------
Security: 87971M103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: TU
ISIN: CA87971M1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
R. H. (Dick) Auchinleck Mgmt For For
Raymond T. Chan Mgmt For For
Hazel Claxton Mgmt For For
Lisa de Wilde Mgmt For For
Darren Entwistle Mgmt For For
Thomas E. Flynn Mgmt For For
Mary Jo Haddad Mgmt For For
Kathy Kinloch Mgmt For For
Christine Magee Mgmt For For
John Manley Mgmt For For
David Mowat Mgmt For For
Marc Parent Mgmt For For
Denise Pickett Mgmt For For
W. Sean Willy Mgmt For For
2 Appoint Deloitte LLP as auditors for the Mgmt For For
ensuing year and authorize directors to fix
their remuneration.
3 Approve the Company's approach to executive Mgmt For For
compensation.
4 Approve the TELUS Directors Deferred Share Mgmt For For
Unit Plan.
--------------------------------------------------------------------------------------------------------------------------
TERNA S.P.A. Agenda Number: 713755570
--------------------------------------------------------------------------------------------------------------------------
Security: T9471R100
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: IT0003242622
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 BALANCE SHEET AS OF 31 DECEMBER 2020. BOARD Mgmt For For
OF DIRECTORS', INTERNAL AND EXTERNAL
AUDITORS' REPORTS. RESOLUTIONS RELATED. TO
PRESENT THE CONSOLIDATED BALANCE SHEET AS
OF 31 DECEMBER 2020. TO PRESENT THE
CONSOLIDATED NON-FINANCIAL STATEMENT AS OF
31 DECEMBER 2020
O.2 NET INCOME ALLOCATION Mgmt For For
O.3 LONG-TERM INCENTIVES PLAN BASED ON THE Mgmt For For
2021-2025 PERFORMANCE SHARE IN FAVOR OF THE
MANAGEMENT OF TERNA S.P.A. AND/OR ITS
SUBSIDIARIES ACCORDING TO THE ART. 2359 OF
THE CIVIL CODE
O.4 AUTHORIZATION TO PURCHASE AND DISPOSE OF Mgmt For For
OWN SHARES, UPON REVOKING THE AUTHORIZATION
DELIBERATED BY THE SHAREHOLDER MEETING HELD
ON 18 MAY 2020
O.5.1 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt For For
SECTION I: REWARDING POLICY REPORT (BINDING
RESOLUTION)
O.5.2 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt Against Against
SECTION II: EMOLUMENTS PAID REPORT
(NON-BINDING RESOLUTION)
CMMT 05 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 05 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TERUMO CORPORATION Agenda Number: 714243487
--------------------------------------------------------------------------------------------------------------------------
Security: J83173104
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3546800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Mimura,
Takayoshi
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sato, Shinjiro
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Takagi,
Toshiaki
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hatano, Shoji
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nishikawa, Kyo
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kuroda, Yukiko
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nishi,
Hidenori
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ozawa, Keiya
3.1 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Shibazaki,
Takanori
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nakamura,
Masaichi
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Uno, Soichiro
4 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Sakaguchi,
Koichi
--------------------------------------------------------------------------------------------------------------------------
TESCO PLC Agenda Number: 713571520
--------------------------------------------------------------------------------------------------------------------------
Security: G87621101
Meeting Type: OGM
Meeting Date: 11-Feb-2021
Ticker:
ISIN: GB0008847096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT, SUBJECT TO AND CONDITIONAL ON: (A) Mgmt For For
ADMISSION OF THE NEW ORDINARY SHARES OF 61
/3 PENCE EACH IN THE CAPITAL OF THE COMPANY
TO: (I) THE PREMIUM LISTING SEGMENT OF THE
OFFICIAL LIST AND TO TRADING ON THE LONDON
STOCK EXCHANGE'S MAIN MARKET FOR LISTED
SECURITIES AND; (II) THE SECONDARY LISTING
SEGMENT OF THE IRISH OFFICIAL LIST AND TO
TRADING ON EURONEXT DUBLIN'S MAIN MARKET
FOR LISTED SECURITIES, IN EACH CASE
BECOMING EFFECTIVE AT 8.00 A.M. ON 15
FEBRUARY 2021 (OR SUCH LATER TIME AND/ OR
DATE AS THE DIRECTORS MAY IN THEIR ABSOLUTE
DISCRETION DETERMINE) (ADMISSION); AND (B)
A DIVIDEND OF 50.93 PENCE PER EXISTING
ORDINARY SHARE OF 5 PENCE EACH IN THE
CAPITAL OF THE COMPANY BE, AND IS HEREBY
DECLARED TO BE, PAID TO EACH SHAREHOLDER ON
THE REGISTER OF MEMBERS OF THE COMPANY AT
6.00 P.M. ON 12 FEBRUARY 2021
2 SHARE CONSOLIDATION Mgmt For For
3 AUTHORITY TO ALLOT SHARES Mgmt For For
4 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
5 DISAPPLICATION OF PRE-EMPTION RIGHTS FOR Mgmt For For
ACQUISITIONS AND OTHER CAPITAL INVESTMENT
6 PURCHASE OF OWN SHARES Mgmt For For
CMMT 26 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TESCO PLC Agenda Number: 714179909
--------------------------------------------------------------------------------------------------------------------------
Security: G8T67X102
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: GB00BLGZ9862
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE REPORT AND ACCOUNTS Mgmt For For
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
3 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
POLICY
4 TO DECLARE A FINAL DIVIDEND Mgmt For For
5 TO RE-ELECT JOHN ALLAN AS A DIRECTOR Mgmt For For
6 TO RE-ELECT MELISSA BETHELL AS A DIRECTOR Mgmt For For
7 TO RE-ELECT STEWART GILLILAND AS A DIRECTOR Mgmt For For
8 TO RE-ELECT STEVE GOLSBY AS A DIRECTOR Mgmt For For
9 TO RE-ELECT BYRON GROTE AS A DIRECTOR Mgmt For For
10 TO RE-ELECT KEN MURPHY AS A DIRECTOR Mgmt For For
11 TO RE-ELECT SIMON PATTERSON AS A DIRECTOR Mgmt For For
12 TO RE-ELECT ALISON PLATT AS A DIRECTOR Mgmt For For
13 TO RE-ELECT LINDSEY POWNALL AS A DIRECTOR Mgmt For For
14 TO ELECT BERTRAND BODSON AS A DIRECTOR Mgmt For For
15 TO ELECT THIERRY GARNIER AS A DIRECTOR Mgmt For For
16 TO ELECT IMRAN NAWAZ AS A DIRECTOR Mgmt For For
17 TO ELECT KAREN WHITWORTH AS A DIRECTOR Mgmt For For
18 TO RE-APPOINT THE AUDITORS: DELOITTE LLP Mgmt For For
19 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITORS REMUNERATION
20 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
21 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS
22 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS FOR ACQUISITIONS AND
OTHER CAPITAL INVESTMENT
23 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
24 TO AUTHORISE POLITICAL DONATIONS BY THE Mgmt For For
COMPANY AND ITS SUBSIDIARIES
25 TO AUTHORISE A 14 DAY NOTICE PERIOD FOR Mgmt For For
GENERAL MEETINGS
26 TO APPROVE THE LONG-TERM INCENTIVE PLAN Mgmt For For
2021
27 TO APPROVE THE SAVINGS-RELATED SHARE OPTION Mgmt For For
SCHEME 2021
28 TO ADOPT THE NEW ARTICLES OF ASSOCIATION Mgmt For For
CMMT 19 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 18. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED Agenda Number: 935436243
--------------------------------------------------------------------------------------------------------------------------
Security: 881624209
Meeting Type: Annual
Meeting Date: 14-Jun-2021
Ticker: TEVA
ISIN: US8816242098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rosemary A. Crane Mgmt For For
1B. Election of Director: Abbas Hussain Mgmt For For
1C. Election of Director: Gerald M. Lieberman Mgmt For For
1D. Election of Director: Prof. Ronit Mgmt For For
Satchi-Fainaro
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation for Teva's named
executive officers.
3. To appoint Kesselman & Kesselman, a member Mgmt For For
of PricewaterhouseCoopers International
Ltd., as Teva's independent registered
public accounting firm until Teva's 2022
annual meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
THE A2 MILK COMPANY LTD Agenda Number: 713247179
--------------------------------------------------------------------------------------------------------------------------
Security: Q2774Q104
Meeting Type: AGM
Meeting Date: 18-Nov-2020
Ticker:
ISIN: NZATME0002S8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE DIRECTORS OF THE COMPANY BE Mgmt For For
AUTHORISED TO FIX THE FEES AND EXPENSES OF
THE COMPANY'S AUDITOR, ERNST & YOUNG, FOR
THE ENSUING YEAR
2 THAT DAVID HEARN, WHO WILL RETIRE AT THE Mgmt For For
MEETING IN ACCORDANCE WITH THE COMPANY'S
CONSTITUTION, BE RE-ELECTED AS A DIRECTOR
OF THE COMPANY
3 THAT JULIA HOARE, WHO WILL RETIRE AT THE Mgmt For For
MEETING IN ACCORDANCE WITH THE COMPANY'S
CONSTITUTION, BE RE-ELECTED AS A DIRECTOR
OF THE COMPANY
4 THAT JESSE WU, WHO WILL RETIRE AT THE Mgmt For For
MEETING IN ACCORDANCE WITH THE COMPANY'S
CONSTITUTION, BE RE-ELECTED AS A DIRECTOR
OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NOVA SCOTIA Agenda Number: 935343359
--------------------------------------------------------------------------------------------------------------------------
Security: 064149107
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: BNS
ISIN: CA0641491075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
Nora A. Aufreiter Mgmt For For
Guillermo E. Babatz Mgmt For For
Scott B. Bonham Mgmt For For
Lynn K. Patterson Mgmt For For
Michael D. Penner Mgmt For For
Brian J. Porter Mgmt For For
Una M. Power Mgmt For For
Aaron W. Regent Mgmt For For
Calin Rovinescu Mgmt For For
Susan L. Segal Mgmt For For
L. Scott Thomson Mgmt For For
Benita M. Warmbold Mgmt For For
02 Appointment of KPMG LLP as auditors. Mgmt For For
03 Advisory vote on non-binding resolution on Mgmt For For
executive compensation approach.
04 Shareholder Proposal 1 Shr Against For
05 Shareholder Proposal 2 Shr Against For
06 Shareholder Proposal 3 Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE HONG KONG AND CHINA GAS COMPANY LTD Agenda Number: 713964244
--------------------------------------------------------------------------------------------------------------------------
Security: Y33370100
Meeting Type: AGM
Meeting Date: 02-Jun-2021
Ticker:
ISIN: HK0003000038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:https://www1.hkexnews.hk/listedco/lis
tconews/sehk/2021/0421/2021042100610.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0421/2021042100648.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31ST DECEMBER 2020 AND THE REPORTS OF
THE DIRECTORS AND INDEPENDENT AUDITOR
THEREON
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.I TO RE-ELECT MR. LEE KA-SHING AS DIRECTOR Mgmt Against Against
3.II TO RE-ELECT PROF. POON CHUNG-KWONG AS Mgmt For For
DIRECTOR
3.III TO RE-ELECT MR. PETER WONG WAI-YEE AS Mgmt Against Against
DIRECTOR
3.IV TO RE-ELECT MR. JOHN HO HON-MING AS Mgmt Against Against
DIRECTOR
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR AND TO AUTHORISE THE DIRECTORS TO
FIX ITS REMUNERATION
5.I TO APPROVE THE ISSUE OF BONUS SHARES Mgmt For For
5.II TO APPROVE THE RENEWAL OF THE GENERAL Mgmt For For
MANDATE TO THE DIRECTORS FOR BUY-BACK OF
SHARES
5.III TO APPROVE THE RENEWAL OF THE GENERAL Mgmt Against Against
MANDATE TO THE DIRECTORS FOR THE ISSUE OF
ADDITIONAL SHARES
5.IV TO AUTHORISE THE DIRECTORS TO ALLOT, ISSUE Mgmt Against Against
OR OTHERWISE DEAL WITH ADDITIONAL SHARES
EQUAL TO THE NUMBER OF SHARES BOUGHT BACK
UNDER RESOLUTION 5(II)
CMMT 12 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS 3.II. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED Agenda Number: 714218561
--------------------------------------------------------------------------------------------------------------------------
Security: J30169106
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3228600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
The 3rd to 26th Items of Business are Non-Voting
proposals from shareholders. The Board of
Directors objects to all proposals from the
3rd to 26th Items of Business. For details,
please find meeting materials.
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sakakibara, Sadayuki Mgmt For For
2.2 Appoint a Director Okihara, Takamune Mgmt For For
2.3 Appoint a Director Kobayashi, Tetsuya Mgmt For For
2.4 Appoint a Director Sasaki, Shigeo Mgmt For For
2.5 Appoint a Director Kaga, Atsuko Mgmt For For
2.6 Appoint a Director Tomono, Hiroshi Mgmt For For
2.7 Appoint a Director Takamatsu, Kazuko Mgmt For For
2.8 Appoint a Director Naito, Fumio Mgmt For For
2.9 Appoint a Director Morimoto, Takashi Mgmt For For
2.10 Appoint a Director Misono, Toyokazu Mgmt For For
2.11 Appoint a Director Inada, Koji Mgmt For For
2.12 Appoint a Director Mori, Nozomu Mgmt For For
2.13 Appoint a Director Sugimoto, Yasushi Mgmt For For
2.14 Appoint a Director Shimamoto, Yasuji Mgmt For For
3 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
4 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation (2)
5 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (3)
6 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (4)
7 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (5)
8 Shareholder Proposal: Approve Appropriation Shr Against For
of Surplus
9 Shareholder Proposal: Remove a Director Shr Against For
Morimoto, Takashi
10 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
11 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (2)
12 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (3)
13 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (4)
14 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (5)
15 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
16 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (2)
17 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (3)
18 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
19 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (2)
20 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (3)
21 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (4)
22 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (5)
23 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (6)
24 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (7)
25 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
26 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (2)
--------------------------------------------------------------------------------------------------------------------------
THE TORONTO-DOMINION BANK Agenda Number: 935340442
--------------------------------------------------------------------------------------------------------------------------
Security: 891160509
Meeting Type: Annual
Meeting Date: 01-Apr-2021
Ticker: TD
ISIN: CA8911605092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
Amy W. Brinkley Mgmt For For
Brian C. Ferguson Mgmt For For
Colleen A. Goggins Mgmt For For
Jean-Rene Halde Mgmt For For
David E. Kepler Mgmt For For
Brian M. Levitt Mgmt For For
Alan N. MacGibbon Mgmt For For
Karen E. Maidment Mgmt For For
Bharat B. Masrani Mgmt For For
Irene R. Miller Mgmt For For
Nadir H. Mohamed Mgmt For For
Claude Mongeau Mgmt For For
Joe Natale Mgmt For For
S. Jane Rowe Mgmt For For
B Appointment of auditor named in the Mgmt For For
management proxy circular
C Approach to executive compensation Mgmt For For
disclosed in the report of the Human
Resources Committee and approach to
executive compensation sections of the
management proxy circular *Advisory Vote*
D Shareholder Proposal 1 Shr Against For
E Shareholder Proposal 2 Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THOMSON REUTERS CORPORATION Agenda Number: 935424604
--------------------------------------------------------------------------------------------------------------------------
Security: 884903709
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TRI
ISIN: CA8849037095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
David Thomson Mgmt For For
Steve Hasker Mgmt For For
Kirk E. Arnold Mgmt For For
David W. Binet Mgmt For For
W. Edmund Clark, C.M. Mgmt For For
Michael E. Daniels Mgmt For For
Kirk Koenigsbauer Mgmt For For
Deanna Oppenheimer Mgmt For For
Vance K. Opperman Mgmt For For
Simon Paris Mgmt For For
Kim M. Rivera Mgmt For For
Barry Salzberg Mgmt For For
Peter J. Thomson Mgmt For For
Wulf von Schimmelmann Mgmt For For
2 To appoint PricewaterhouseCoopers LLP as Mgmt For For
auditor and to authorize the directors to
fix the auditor's remuneration.
3 To accept, on an advisory basis, the Mgmt For For
approach to executive compensation
described in the accompanying Management
Proxy Circular.
4 The shareholder proposal as set out in Shr For Against
Appendix B of the accompanying Management
Proxy Circular.
--------------------------------------------------------------------------------------------------------------------------
TOBU RAILWAY CO.,LTD. Agenda Number: 714212660
--------------------------------------------------------------------------------------------------------------------------
Security: J84162148
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3597800006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nezu, Yoshizumi Mgmt Against Against
2.2 Appoint a Director Miwa, Hiroaki Mgmt Against Against
2.3 Appoint a Director Ojiro, Akihiro Mgmt Against Against
2.4 Appoint a Director Onodera, Toshiaki Mgmt Against Against
2.5 Appoint a Director Yokota, Yoshimi Mgmt Against Against
2.6 Appoint a Director Yamamoto, Tsutomu Mgmt Against Against
2.7 Appoint a Director Shigeta, Atsushi Mgmt Against Against
2.8 Appoint a Director Shibata, Mitsuyoshi Mgmt For For
2.9 Appoint a Director Ando, Takaharu Mgmt For For
2.10 Appoint a Director Yagasaki, Noriko Mgmt For For
2.11 Appoint a Director Yanagi, Masanori Mgmt For For
2.12 Appoint a Director Yoshino, Toshiya Mgmt Against Against
3 Appoint a Corporate Auditor Sugiyama, Mgmt Against Against
Tomoya
4 Approve Continuance of Policy regarding Mgmt Against Against
Large-scale Purchases of Company Shares
(Anti-Takeover Defense Measures)
--------------------------------------------------------------------------------------------------------------------------
TOHO CO.,LTD Agenda Number: 713987608
--------------------------------------------------------------------------------------------------------------------------
Security: J84764117
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: JP3598600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Amend Business Lines, Mgmt For For
Reduce the Board of Directors Size, Adopt
an Executive Officer System
3.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shimatani,
Yoshishige
3.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tako, Nobuyuki
3.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ichikawa,
Minami
3.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Matsuoka,
Hiroyasu
3.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sumi, Kazuo
4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Orii, Masako
--------------------------------------------------------------------------------------------------------------------------
TOKIO MARINE HOLDINGS,INC. Agenda Number: 714204459
--------------------------------------------------------------------------------------------------------------------------
Security: J86298106
Meeting Type: AGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: JP3910660004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nagano, Tsuyoshi Mgmt Against Against
2.2 Appoint a Director Komiya, Satoru Mgmt Against Against
2.3 Appoint a Director Yuasa, Takayuki Mgmt Against Against
2.4 Appoint a Director Harashima, Akira Mgmt Against Against
2.5 Appoint a Director Okada, Kenji Mgmt Against Against
2.6 Appoint a Director Endo, Yoshinari Mgmt Against Against
2.7 Appoint a Director Hirose, Shinichi Mgmt Against Against
2.8 Appoint a Director Mimura, Akio Mgmt For For
2.9 Appoint a Director Egawa, Masako Mgmt For For
2.10 Appoint a Director Mitachi, Takashi Mgmt For For
2.11 Appoint a Director Endo, Nobuhiro Mgmt For For
2.12 Appoint a Director Katanozaka, Shinya Mgmt Against Against
2.13 Appoint a Director Ozono, Emi Mgmt For For
2.14 Appoint a Director Moriwaki, Yoichi Mgmt Against Against
3 Approve Details of the Compensation to be Mgmt For For
received by Directors
--------------------------------------------------------------------------------------------------------------------------
TOKYO ELECTRON LIMITED Agenda Number: 714204118
--------------------------------------------------------------------------------------------------------------------------
Security: J86957115
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3571400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tsuneishi, Tetsuo Mgmt Against Against
1.2 Appoint a Director Kawai, Toshiki Mgmt Against Against
1.3 Appoint a Director Sasaki, Sadao Mgmt Against Against
1.4 Appoint a Director Nunokawa, Yoshikazu Mgmt Against Against
1.5 Appoint a Director Nagakubo, Tatsuya Mgmt Against Against
1.6 Appoint a Director Sunohara, Kiyoshi Mgmt Against Against
1.7 Appoint a Director Ikeda, Seisu Mgmt Against Against
1.8 Appoint a Director Mitano, Yoshinobu Mgmt Against Against
1.9 Appoint a Director Charles Ditmars Lake II Mgmt For For
1.10 Appoint a Director Sasaki, Michio Mgmt For For
1.11 Appoint a Director Eda, Makiko Mgmt For For
1.12 Appoint a Director Ichikawa, Sachiko Mgmt For For
2 Appoint a Corporate Auditor Wagai, Kyosuke Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock-Linked Compensation Type
Stock Options for Directors
5 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock-Linked Compensation Type
Stock Options for Corporate Officers of the
Company and the Company's Subsidiaries
6 Approve Details of the Compensation to be Mgmt For For
received by Outside Directors
--------------------------------------------------------------------------------------------------------------------------
TOKYO GAS CO.,LTD. Agenda Number: 714204586
--------------------------------------------------------------------------------------------------------------------------
Security: J87000113
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3573000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Amend Business Lines, Mgmt For For
Adopt Reduction of Liability System for
Executive Officers, Transition to a Company
with Three Committees, Allow the Board of
Directors to Authorize Appropriation of
Surplus and Purchase Own Shares, Approve
Minor Revisions
3.1 Appoint a Director Hirose, Michiaki Mgmt For For
3.2 Appoint a Director Uchida, Takashi Mgmt For For
3.3 Appoint a Director Nakajima, Isao Mgmt For For
3.4 Appoint a Director Saito, Hitoshi Mgmt For For
3.5 Appoint a Director Takami, Kazunori Mgmt For For
3.6 Appoint a Director Edahiro, Junko Mgmt For For
3.7 Appoint a Director Indo, Mami Mgmt For For
3.8 Appoint a Director Nohara, Sawako Mgmt For For
3.9 Appoint a Director Ono, Hiromichi Mgmt For For
4 Approve Absorption-Type Company Split Mgmt For For
Agreement
--------------------------------------------------------------------------------------------------------------------------
TOKYU CORPORATION Agenda Number: 714296298
--------------------------------------------------------------------------------------------------------------------------
Security: J88720149
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3574200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nomoto, Hirofumi Mgmt Against Against
2.2 Appoint a Director Takahashi, Kazuo Mgmt Against Against
2.3 Appoint a Director Tomoe, Masao Mgmt Against Against
2.4 Appoint a Director Hoshino, Toshiyuki Mgmt Against Against
2.5 Appoint a Director Fujiwara, Hirohisa Mgmt Against Against
2.6 Appoint a Director Takahashi, Toshiyuki Mgmt Against Against
2.7 Appoint a Director Hamana, Setsu Mgmt Against Against
2.8 Appoint a Director Kanazashi, Kiyoshi Mgmt Against Against
2.9 Appoint a Director Watanabe, Isao Mgmt Against Against
2.10 Appoint a Director Konaga, Keiichi Mgmt Against Against
2.11 Appoint a Director Kanise, Reiko Mgmt For For
2.12 Appoint a Director Miyazaki, Midori Mgmt For For
2.13 Appoint a Director Shimada, Kunio Mgmt For For
2.14 Appoint a Director Shimizu, Hiroshi Mgmt Against Against
3 Appoint a Substitute Corporate Auditor Mgmt For For
Matsumoto, Taku
--------------------------------------------------------------------------------------------------------------------------
TOMRA SYSTEMS ASA Agenda Number: 713737192
--------------------------------------------------------------------------------------------------------------------------
Security: R91733114
Meeting Type: AGM
Meeting Date: 04-May-2021
Ticker:
ISIN: NO0005668905
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING REGISTRATION OF ATTENDING Non-Voting
SHAREHOLDERS AND PROXIES
2 ELECT CHAIRMAN OF MEETING Mgmt For For
3 DESIGNATE INSPECTOR(S) OF MINUTES OF Mgmt For For
MEETING
4 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
5 RECEIVE MANAGEMENT REPORT ON THE STATUS OF Non-Voting
THE COMPANY AND GROUP
6 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 3.00 PER SHARE
7 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
8 DISCUSS COMPANY'S CORPORATE GOVERNANCE Non-Voting
STATEMENT
9 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
10 APPROVE REMUNERATION OF NOMINATING Mgmt For For
COMMITTEE
11 REELECT JAN SVENSSON (CHAIRMAN), BODIL Mgmt For For
SONESSON, PIERRE COUDERC, BJORN MATRE AND
HEGE SKRYSETH AS DIRECTORS
12 REELECT RUNE SELMAR (CHAIRMAN) AND HILD Mgmt For For
KINDER, AND ELECT ANDERS MORCK AS MEMBERS
OF NOMINATING COMMITTEE
13 APPROVE REMUNERATION OF AUDITORS Mgmt For For
14 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OF REPURCHASED SHARES FOR
INCENTIVE PLAN FUNDING
15 APPROVE CREATION OF NOK 14.8 MILLION POOL Mgmt For For
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
CMMT 30 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 31 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 31 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
TORAY INDUSTRIES,INC. Agenda Number: 714212153
--------------------------------------------------------------------------------------------------------------------------
Security: J89494116
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3621000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Director Suga, Yasuo Mgmt Against Against
3 Appoint a Corporate Auditor Tanaka, Mgmt For For
Yoshiyuki
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
TOSHIBA CORPORATION Agenda Number: 713633988
--------------------------------------------------------------------------------------------------------------------------
Security: J89752117
Meeting Type: EGM
Meeting Date: 18-Mar-2021
Ticker:
ISIN: JP3592200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Shareholder Proposal: Approve the Election Shr For Against
of persons who will be charged to
investigate the status of the operations
and property of the Stock Company as set
forth in Article 316, Paragraph 2 of the
Companies Act
2 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation
--------------------------------------------------------------------------------------------------------------------------
TOSHIBA CORPORATION Agenda Number: 714242536
--------------------------------------------------------------------------------------------------------------------------
Security: J89752117
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3592200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tsunakawa, Satoshi Mgmt For For
1.2 Appoint a Director Nagayama, Osamu Mgmt For For
1.3 Appoint a Director Ota, Junji Mgmt For For
1.4 Appoint a Director Kobayashi, Nobuyuki Mgmt For For
1.5 Appoint a Director Yamauchi, Takashi Mgmt For For
1.6 Appoint a Director Paul J. Brough Mgmt For For
1.7 Appoint a Director Ayako Hirota Weissman Mgmt For For
1.8 Appoint a Director Jerome Thomas Black Mgmt For For
1.9 Appoint a Director George Raymond Zage III Mgmt For For
1.10 Appoint a Director Watahiki, Mariko Mgmt For For
1.11 Appoint a Director George Olcott Mgmt For For
1.12 Appoint a Director Hashimoto, Katsunori Mgmt For For
1.13 Appoint a Director Hatazawa, Mamoru Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOTAL SE Agenda Number: 935430936
--------------------------------------------------------------------------------------------------------------------------
Security: 89151E109
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: TOT
ISIN: US89151E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Approval of the statutory financial Mgmt For For
statements for the fiscal year ended
December 31, 2020.
O2 Approval of the consolidated financial Mgmt For For
statements for the fiscal year ended
December 31, 2020.
O3 Allocation of earnings and declaration of Mgmt For For
dividend for the fiscal year ended December
31, 2020.
O4 Authorization granted to the Board of Mgmt For For
Directors, for a period of eighteen months,
for the purpose of trading in the Company
shares.
O5 Agreements covered by Articles L. 225-38 et Mgmt For For
seq. of the French Commercial Code.
O6 Renewal of Mr. Patrick Pouyanne's term as Mgmt For For
director.
O7 Renewal of Ms. Anne-Marie Idrac's term as Mgmt For For
director.
O8 Appointment of Mr. Jacques Aschenbroich as Mgmt For For
a director.
O9 Appointment of Mr. Glenn Hubbard as a Mgmt For For
director.
O10 Approval of the information relating to the Mgmt For For
compensation of executive and non-executive
directors ("mandataires sociaux") mentioned
in paragraph I of Article L. 22-10-9 of the
French Commercial Code.
O11 Approval of the compensation policy Mgmt For For
applicable to directors.
O12 Approval of the fixed, variable and Mgmt For For
extraordinary components making up the
total compensation and the in-kind benefits
paid during the fiscal year 2020 or
allocated for that year to Mr. Patrick
Pouyanne, Chairman and Chief Executive
Officer.
O13 Approval of the compensation policy Mgmt For For
applicable to the Chairman and Chief
Executive Officer.
O14 Opinion on the Company's ambition with Mgmt For For
respect to sustainable development and
energy transition towards carbon neutrality
and its related targets by 2030.
E15 Amendment of the corporate name to Mgmt For For
TotalEnergies SE and of Article 2 of the
Articles of Association.
E16 Delegation of authority to the Board of Mgmt For For
Directors, for a period of thirty-eight
months, to grant Company free shares,
existing or to be issued, for the benefit
of the Group employees and executive
directors, or some of them, which imply the
waiver by shareholders of their pre-emptive
subscription right for shares to be issued.
E17 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
carrying out, in accordance with the terms
and conditions set out in Articles L.
3332-18 et seq. of the French Labor Code,
capital increases, with removal of
shareholders' pre-emptive subscription
rights, reserved for members of a company
or group savings plan.
--------------------------------------------------------------------------------------------------------------------------
TOTO LTD. Agenda Number: 714242423
--------------------------------------------------------------------------------------------------------------------------
Security: J90268103
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3596200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kitamura, Madoka Mgmt Against Against
1.2 Appoint a Director Kiyota, Noriaki Mgmt Against Against
1.3 Appoint a Director Shirakawa, Satoshi Mgmt Against Against
1.4 Appoint a Director Hayashi, Ryosuke Mgmt Against Against
1.5 Appoint a Director Taguchi, Tomoyuki Mgmt Against Against
1.6 Appoint a Director Tamura, Shinya Mgmt Against Against
1.7 Appoint a Director Kuga, Toshiya Mgmt Against Against
1.8 Appoint a Director Shimizu, Takayuki Mgmt Against Against
1.9 Appoint a Director Taketomi, Yojiro Mgmt Against Against
1.10 Appoint a Director Shimono, Masatsugu Mgmt For For
1.11 Appoint a Director Tsuda, Junji Mgmt For For
1.12 Appoint a Director Yamauchi, Shigenori Mgmt For For
2 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
TOYOTA INDUSTRIES CORPORATION Agenda Number: 714203926
--------------------------------------------------------------------------------------------------------------------------
Security: J92628106
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: JP3634600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Toyoda, Tetsuro Mgmt Against Against
1.2 Appoint a Director Onishi, Akira Mgmt Against Against
1.3 Appoint a Director Sasaki, Takuo Mgmt Against Against
1.4 Appoint a Director Mizuno, Yojiro Mgmt Against Against
1.5 Appoint a Director Ishizaki, Yuji Mgmt Against Against
1.6 Appoint a Director Sumi, Shuzo Mgmt Against Against
1.7 Appoint a Director Yamanishi, Kenichiro Mgmt Against Against
1.8 Appoint a Director Maeda, Masahiko Mgmt Against Against
2 Appoint a Corporate Auditor Inagawa, Toru Mgmt Against Against
3 Appoint a Substitute Corporate Auditor Mgmt For For
Furusawa, Hitoshi
4 Approve Payment of Bonuses to Corporate Mgmt Against Against
Officers
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 935446597
--------------------------------------------------------------------------------------------------------------------------
Security: 892331307
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: TM
ISIN: US8923313071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Member of the Board of Mgmt Against
Directors: Takeshi Uchiyamada
1B. Election of Member of the Board of Mgmt Against
Directors: Shigeru Hayakawa
1C. Election of Member of the Board of Mgmt Against
Directors: Akio Toyoda
1D. Election of Member of the Board of Mgmt Against
Directors: Koji Kobayashi
1E. Election of Member of the Board of Mgmt Against
Directors: James Kuffner
1F. Election of Member of the Board of Mgmt Against
Directors: Kenta Kon
1G. Election of Member of the Board of Mgmt For
Directors: Ikuro Sugawara
1H. Election of Member of the Board of Mgmt For
Directors: Sir Philip Craven
1I. Election of Member of the Board of Mgmt Against
Directors: Teiko Kudo
2. Election of Substitute Audit & Supervisory Mgmt For
Board Member: Ryuji Sakai
3. Partial Amendments to the Articles of Mgmt For
Incorporation.
--------------------------------------------------------------------------------------------------------------------------
TOYOTA TSUSHO CORPORATION Agenda Number: 714244011
--------------------------------------------------------------------------------------------------------------------------
Security: J92719111
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3635000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Karube, Jun Mgmt Against Against
2.2 Appoint a Director Kashitani, Ichiro Mgmt Against Against
2.3 Appoint a Director Kondo, Takahiro Mgmt Against Against
2.4 Appoint a Director Tominaga, Hiroshi Mgmt Against Against
2.5 Appoint a Director Iwamoto, Hideyuki Mgmt Against Against
2.6 Appoint a Director Fujisawa, Kumi Mgmt For For
2.7 Appoint a Director Komoto, Kunihito Mgmt For For
2.8 Appoint a Director Didier Leroy Mgmt Against Against
2.9 Appoint a Director Inoue, Yukari Mgmt For For
3 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
TPG TELECOM LTD Agenda Number: 713826153
--------------------------------------------------------------------------------------------------------------------------
Security: Q9159A141
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: AU0000090128
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 ADOPTION OF 2020 REMUNERATION REPORT Mgmt For For
3 RE-ELECTION OF FRANK SIXT AS A DIRECTOR Mgmt For For
4 ELECTION OF ANTONY MOFFATT AS A DIRECTOR Mgmt For For
5 ELECTION OF JACK TEOH AS A DIRECTOR Mgmt For For
6 ISSUE OF SHARES AND PERFORMANCE RIGHTS TO Mgmt For For
CEO AND MANAGING DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
TRANSURBAN GROUP Agenda Number: 713081569
--------------------------------------------------------------------------------------------------------------------------
Security: Q9194A106
Meeting Type: AGM
Meeting Date: 08-Oct-2020
Ticker:
ISIN: AU000000TCL6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A TO ELECT A DIRECTOR OF THL AND TIL - Mgmt For For
TERENCE BOWEN
2.B TO RE-ELECT A DIRECTOR OF THL AND TIL - Mgmt For For
NEIL CHATFIELD
2.C TO RE-ELECT A DIRECTOR OF THL AND TIL - Mgmt For For
JANE WILSON
3 ADOPTION OF REMUNERATION REPORT (THL AND Mgmt For For
TIL ONLY)
4 GRANT OF PERFORMANCE AWARDS TO THE CEO Mgmt For For
(THL, TIL AND THT)
--------------------------------------------------------------------------------------------------------------------------
TREND MICRO INCORPORATED Agenda Number: 713625804
--------------------------------------------------------------------------------------------------------------------------
Security: J9298Q104
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: JP3637300009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Reduce Term of Office of Mgmt For For
Directors to One Year, Allow the Board of
Directors to Authorize Appropriation of
Surplus and Purchase Own Shares
3.1 Appoint a Director Chang Ming-Jang Mgmt Against Against
3.2 Appoint a Director Eva Chen Mgmt Against Against
3.3 Appoint a Director Mahendra Negi Mgmt Against Against
3.4 Appoint a Director Omikawa, Akihiko Mgmt Against Against
3.5 Appoint a Director Nonaka, Ikujiro Mgmt For For
3.6 Appoint a Director Koga, Tetsuo Mgmt For For
4.1 Appoint a Corporate Auditor Sempo, Masaru Mgmt For For
4.2 Appoint a Corporate Auditor Hasegawa, Fumio Mgmt For For
4.3 Appoint a Corporate Auditor Kameoka, Yasuo Mgmt For For
4.4 Appoint a Corporate Auditor Fujita, Koji Mgmt For For
5 Approve Details of Compensation as Stock Mgmt For For
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
UBS GROUP AG Agenda Number: 713251065
--------------------------------------------------------------------------------------------------------------------------
Security: H42097107
Meeting Type: EGM
Meeting Date: 19-Nov-2020
Ticker:
ISIN: CH0244767585
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 DISTRIBUTION OF AN EXTRAORDINARY DIVIDEND Mgmt For For
OUT OF SPECIAL DIVIDEND RESERVE (WITHIN
CAPITAL CONTRIBUTION RESERVE AND
APPROPRIATED FROM TOTAL PROFIT): USD 0.365
(GROSS) IN CASH PER SHARE OF CHF 0.10 PAR
VALUE
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
UBS GROUP AG Agenda Number: 713672954
--------------------------------------------------------------------------------------------------------------------------
Security: H42097107
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: CH0244767585
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE UBS GROUP AG MANAGEMENT Mgmt For For
REPORT AND CONSOLIDATED AND STANDALONE
FINANCIAL STATEMENTS FOR THE 2020 FINANCIAL
YEAR
2 ADVISORY VOTE ON THE UBS GROUP AG Mgmt For For
COMPENSATION REPORT 2020
3 APPROPRIATION OF TOTAL PROFIT AND Mgmt For For
DISTRIBUTION OF ORDINARY DIVIDEND OUT OF
TOTAL PROFIT AND CAPITAL CONTRIBUTION
RESERVE
4 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR
THE 2020 FINANCIAL YEAR
5.1 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: AXEL A. WEBER, AS CHAIRMAN OF
THE BOARD OF DIRECTORS
5.2 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JEREMY ANDERSON
5.3 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: WILLIAM C. DUDLEY
5.4 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: RETO FRANCIONI
5.5 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: FRED HU
5.6 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MARK HUGHES
5.7 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: NATHALIE RACHOU
5.8 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JULIE G. RICHARDSON
5.9 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DIETER WEMMER
5.10 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JEANETTE WONG
6.1 ELECTION OF NEW MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: CLAUDIA BOCKSTIEGEL
6.2 ELECTION OF NEW MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: PATRICK FIRMENICH
7.1 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: JULIE G. RICHARDSON
7.2 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: RETO FRANCIONI
7.3 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: DIETER WEMMER
7.4 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: JEANETTE WONG
8.1 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
COMPENSATION FOR THE MEMBERS OF THE BOARD
OF DIRECTORS FROM THE 2021 AGM TO THE 2022
AGM
8.2 APPROVAL OF THE AGGREGATE AMOUNT OF Mgmt For For
VARIABLE COMPENSATION FOR THE MEMBERS OF
THE GROUP EXECUTIVE BOARD FOR THE 2020
FINANCIAL YEAR
8.3 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
FIXED COMPENSATION FOR THE MEMBERS OF THE
GROUP EXECUTIVE BOARD FOR THE 2022
FINANCIAL YEAR
9.1 RE-ELECTION OF THE INDEPENDENT PROXY, ADB Mgmt For For
ALTORFER DUSS & BEILSTEIN AG, ZURICH
9.2 RE-ELECTION OF THE AUDITORS, ERNST & YOUNG Mgmt For For
LTD, BASEL
9.3 RE-ELECTION OF THE SPECIAL AUDITORS, BDO Mgmt For For
AG, ZURICH
10 AMENDMENTS OF THE ARTICLES OF ASSOCIATION Mgmt For For
11 REDUCTION OF SHARE CAPITAL BY WAY OF Mgmt For For
CANCELLATION OF SHARES REPURCHASED UNDER
THE 2018 - 2021 SHARE BUYBACK PROGRAM
12 APPROVAL OF A NEW SHARE BUYBACK PROGRAM Mgmt For For
2021 - 2024
--------------------------------------------------------------------------------------------------------------------------
UCB SA Agenda Number: 713755190
--------------------------------------------------------------------------------------------------------------------------
Security: B93562120
Meeting Type: OGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: BE0003739530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538074 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
1 PRESENTATION OF THE REPORT OF THE BOARD OF Non-Voting
DIRECTORS
2 PRESENTATION OF THE REPORT OF THE STATUTORY Non-Voting
AUDITOR
3 PRESENTATION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS
4 APPROVAL OF THE ANNUAL ACCOUNTS AND Mgmt For For
APPROPRIATION OF THE RESULTS
5 APPROVAL OF THE REMUNERATION REPORT Mgmt Against Against
6 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt For For
2021
7 PROPOSAL TO GRANT DISCHARGE TO THE Mgmt For For
DIRECTORS
8 PROPOSAL TO GRANT DISCHARGE TO THE Mgmt For For
STATUTORY AUDITOR
9.1.A PROPOSAL TO APPOINT STEFAN OSCHMANN AS Mgmt For For
DIRECTOR
9.1.B PROPOSAL TO ACKNOWLEDGE THAT, FROM THE Mgmt For For
INFORMATION MADE AVAILABLE TO THE COMPANY,
STEFAN OSCHMANN QUALIFIES AS AN INDEPENDENT
DIRECTOR
9.2 PROPOSAL TO APPOINT FIONA DU MONCEAU AS Mgmt For For
DIRECTOR
9.3.A PROPOSAL TO APPROVE THE CO-OPTATION OF Mgmt For For
SUSAN GASSER AS INDEPENDENT DIRECTOR FROM 1
JANUARY 2021 TILL 29 APRIL 2021
9.3.B PROPOSAL TO APPOINT SUSAN GASSER AS Mgmt For For
INDEPENDENT DIRECTOR FOR A TERM OF 4 YEARS
9.3.C PROPOSAL TO ACKNOWLEDGE THAT, FROM THE Mgmt For For
INFORMATION MADE AVAILABLE TO THE COMPANY,
SUSAN GASSER QUALIFIES AS AN INDEPENDENT
DIRECTOR
9.4.A PROPOSAL TO APPOINT JONATHAN PEACOCK AS Mgmt For For
INDEPENDENT DIRECTOR
9.4.B PROPOSAL TO ACKNOWLEDGE THAT, FROM THE Mgmt For For
INFORMATION MADE AVAILABLE TO THE COMPANY,
JONATHAN PEACOCK QUALIFIES AS AN
INDEPENDENT DIRECTOR
9.5.A PROPOSAL TO APPOINT ALBRECHT DE GRAEVE AS Mgmt For For
DIRECTOR
9.5.B PROPOSAL TO ACKNOWLEDGE TAHT, FROM THE Mgmt For For
INFORMATION MADE AVAILABLE TO THE COMPANY,
ALBRECHT DE GRAEVE QUALIFIES AS AN
INDEPENDENT DIRECTOR
9.6.A PROPOSAL TO APPOINT VIVIANE MONGES AS Mgmt For For
DIRECTOR
9.6.B PROPOSAL TO ACKNOWLEDGE THAT, FROM THE Mgmt For For
INFORMATION MADE AVAILABLE TO THE COMPANY,
VIVIANE MONGES QUALIFIES AS AN INDEPENDENT
DIRECTOR
10 PROPOSAL TO APPOINT MAZARS REVISEURS Mgmt For For
D'ENTREPRISES CVBA AS STATUTORY AUDITOR
11 PROPOSAL TO APPROVE THE DECISION OF THE Mgmt For For
BOARD OF DIRECTORS TO ALLOCATE AN ESTIMATE
OF 940.000 FREE SHARES
12.1 APPROVAL TO RENEW, PURSUANT TO ARTICLE Mgmt For For
7.151 OF THE BELGIAN CODE OF COMPANIES AND
ASSOCIATIONS, : (I) OF CONDITION 5 (E) (I)
OF THE TERMS AND CONDITIONS OF THE EMTN
PROGRAM IN RESPECT OF ANY SERIES OF NOTES
TO WHICH SUCH CONDITION IS MADE APPLICABLE
BEING ISSUED UNDER THE PROGRAM FROM 30
APRIL 2021 UNTIL 28 APRIL 2022, UNDER WHICH
ANY AND ALL OF THE HOLDERS OF THE RELEVANT
NOTES CAN, IN CERTAIN CIRCUMSTANCES WHEN A
CHANGE OF CONTROL AT THE LEVEL OF UCB SA/NV
OCCURS, REQUIRE UCB SA/NV TO REDEEM THAT
NOTE ON THE CHANGE OF CONTROL PUT DATE AT
THE PUT REDEMPTION AMOUNT TOGETHER, IF
APPROPRIATE, WITH INTEREST ACCRUED TO SUCH
CHANGE OF CONTROL PUT DATE, FOLLOWING A
CHANGE OF CONTROL OF UCB SA/NV; AND (II) OF
ANY OTHER PROVISION OF THE EMTN PROGRAM OR
NOTES ISSUED UNDER THE EMTN PROGRAM
GRANTING RIGHTS TO THIRD PARTIES WHICH
COULD AFFECT AN OBLIGATION ON UCB SA/NV
WHERE IN EACH CASE THE EXERCISE OF THESE
RIGHTS IS DEPENDENT ON THE OCCURRENCE OF A
CHANGE OF CONTROL
--------------------------------------------------------------------------------------------------------------------------
UMICORE SA Agenda Number: 713736392
--------------------------------------------------------------------------------------------------------------------------
Security: B95505184
Meeting Type: MIX
Meeting Date: 29-Apr-2021
Ticker:
ISIN: BE0974320526
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
A.1 ANNUAL REPORT OF THE SUPERVISORY BOARD AND Non-Voting
REPORT OF THE STATUTORY AUDITOR ON THE
STATUTORY ANNUAL ACCOUNTS FOR THE FINANCIAL
YEAR ENDED ON 31 DECEMBER 2020
A.2 APPROVAL OF THE REMUNERATION REPORT Mgmt Against Against
A.3 APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt For For
FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER
2020 INCLUDING THE PROPOSED ALLOCATION OF
THE RESULT
A.4 APPROVAL OF THE GRANT OF AN IDENTICAL Mgmt For For
PROFIT PREMIUM TO UMICORE EMPLOYEES IN
BELGIUM
A.5 COMMUNICATION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS FOR THE FINANCIAL YEAR ENDED ON 31
DECEMBER 2020 AS WELL AS THE ANNUAL REPORT
OF THE SUPERVISORY BOARD AND THE STATUTORY
AUDITOR'S REPORT ON THOSE CONSOLIDATED
ANNUAL ACCOUNTS
A.6 DISCHARGE TO THE MEMBERS OF THE SUPERVISORY Mgmt For For
BOARD
A.7 DISCHARGE TO THE STATUTORY AUDITOR Mgmt For For
A.8.1 RE-ELECTING MR THOMAS LEYSEN AS MEMBER OF Mgmt For For
THE SUPERVISORY BOARD FOR A PERIOD OF THREE
YEARS EXPIRING AT THE END OF THE 2024
ORDINARY SHAREHOLDERS' MEETING
A.8.2 RE-ELECTING MR KOENRAAD DEBACKERE AS Mgmt For For
INDEPENDENT MEMBER OF THE SUPERVISORY BOARD
FOR A PERIOD OF THREE YEARS EXPIRING AT THE
END OF THE 2024 ORDINARY SHAREHOLDERS'
MEETING
A.8.3 RE-ELECTING MR MARK GARRETT AS INDEPENDENT Mgmt For For
MEMBER OF THE SUPERVISORY BOARD FOR A
PERIOD OF THREE YEARS EXPIRING AT THE END
OF THE 2024 ORDINARY SHAREHOLDERS' MEETING
A.8.4 RE-ELECTING MR ERIC MEURICE AS INDEPENDENT Mgmt For For
MEMBER OF THE SUPERVISORY BOARD FOR A
PERIOD OF THREE YEARS EXPIRING AT THE END
OF THE 2024 ORDINARY SHAREHOLDERS' MEETING
A.8.5 ELECTING MRS BIRGIT BEHRENDT AS NEW, Mgmt For For
INDEPENDENT MEMBER OF THE SUPERVISORY BOARD
FOR A PERIOD OF THREE YEARS EXPIRING AT THE
END OF THE 2024 ORDINARY SHAREHOLDERS
MEETING
A.9 REMUNERATION OF THE SUPERVISORY BOARD Mgmt For For
A.101 ELECTION OF A NEW STATUTORY AUDITOR AND Mgmt For For
REMUNERATION: ON MOTION BY THE SUPERVISORY
BOARD, ACTING UPON RECOMMENDATION OF THE
AUDIT COMMITTEE AND UPON NOMINATION BY THE
WORKS' COUNCIL, THE SHAREHOLDERS' MEETING
RESOLVES TO APPOINT A NEW STATUTORY
AUDITOR, EY BEDRIJFSREVISOREN BV / EY
REVISEURS D'ENTREPRISES SRL, WITH
REGISTERED OFFICE AT 1831 DIEGEM, DE
KLEETLAAN 2, FOR A DURATION OF THREE YEARS,
UP TO AND INCLUDING THE ORDINARY
SHAREHOLDERS' MEETING OF 2024. THE
STATUTORY AUDITOR SHALL BE ENTRUSTED WITH
THE AUDIT OF THE STATUTORY AND THE
CONSOLIDATED ANNUAL ACCOUNTS. FOR THE
INFORMATION OF THE SHAREHOLDERS' MEETING,
IT IS SPECIFIED THAT EY BEDRIJFSREVISOREN
BV / EY REVISEURS D'ENTREPRISES SRL HAS
APPOINTED MARNIX VAN DOOREN & CDECREE
BV/SRL, REPRESENTED BY MR MARNIX VAN
DOOREN, AND EEF NAESSENS BV/SRL,
REPRESENTED BY MRS EEF NAESSENS, AS ITS
PERMANENT REPRESENTATIVES
A.102 ELECTION OF A NEW STATUTORY AUDITOR AND Mgmt For For
REMUNERATION: THE SHAREHOLDERS' MEETING
RESOLVES TO FIX THE ANNUAL REMUNERATION OF
THE STATUTORY AUDITOR FOR THE FINANCIAL
YEARS 2021 THROUGH 2023 AT EUR 490,000.
THIS AMOUNT WILL BE ANNUALLY ADJUSTED BASED
ON THE EVOLUTION OF THE CONSUMER PRICE
INDEX (HEALTH INDEX)
B.1.1 APPROVAL OF CHANGE OF CONTROL PROVISIONS: Mgmt Against Against
APPROVING, IN ACCORDANCE WITH ARTICLE 7:151
OF THE CODE OF COMPANIES AND ASSOCIATIONS,
ARTICLE 4.3.A(3) OF THE FINANCE CONTRACT
DATED 10 JUNE 2020 BETWEEN UMICORE (AS
BORROWER) AND THE EUROPEAN INVESTMENT BANK
(AS LENDER), WHICH ENTITLES THE LATTER TO
CANCEL THE UNDISBURSED PORTION OF THE
CREDIT AND DEMAND PREPAYMENT OF THE LOAN
OUTSTANDING, TOGETHER WITH ACCRUED INTEREST
AND ALL OTHER AMOUNTS ACCRUED AND
OUTSTANDING UNDER THE FINANCE CONTRACT, IN
THE EVENT THAT A CHANGE-OF-CONTROL EVENT
OCCURS OR IS LIKELY TO OCCUR IN RESPECT OF
UMICORE
B.1.2 APPROVAL OF CHANGE OF CONTROL PROVISIONS: Mgmt Against Against
APPROVING, IN ACCORDANCE WITH ARTICLE 7:151
OF THE CODE OF COMPANIES AND ASSOCIATIONS,
CLAUSE 7.2 OF THE REVOLVING FACILITY
AGREEMENT DATED 11 JUNE 2020 BETWEEN
UMICORE (AS BORROWER) AND J.P. MORGAN AG
(AS LENDER), WHICH EXEMPTS THE LENDER FROM
FURTHER FUNDING (EXCEPT FOR A ROLLOVER
LOAN) AND ALSO, UNDER CERTAIN CONDITIONS,
ENTITLES IT TO CANCEL THE REVOLVING
FACILITY AND TO DECLARE ALL OUTSTANDING
LOANS, TOGETHER WITH ACCRUED INTEREST AND
ALL OTHER AMOUNTS ACCRUED, UNDER THE
REVOLVING CREDIT FACILITY IMMEDIATELY DUE
AND PAYABLE, IN THE EVENT THAT ANY PERSON
OR GROUP OF PERSONS ACTING IN CONCERT GAINS
CONTROL OVER UMICORE
B.1.3 APPROVAL OF CHANGE OF CONTROL PROVISIONS: Mgmt Against Against
APPROVING, IN ACCORDANCE WITH ARTICLE 7:151
OF THE CODE OF COMPANIES AND ASSOCIATIONS,
ALL CLAUSES IN THE TERMS AND CONDITIONS
(THE "CONDITIONS") OF THE CONVERTIBLE
BONDS, ISSUED BY THE COMPANY ON 15 JUNE
2020, MATURING ON 23 JUNE 2025 (ISIN
BE6322623669), WHICH COME INTO EFFECT AT
THE MOMENT A CHANGE OF CONTROL OVER UMICORE
OCCURS, INCLUDING, BUT NOT LIMITED TO,
CONDITIONS 5(B)(X) AND 6(D) AND WHICH
PROVIDE THAT, IF A CHANGE OF CONTROL OVER
THE COMPANY OCCURS, THE CONVERSION PRICE OF
THE CONVERTIBLE BONDS WILL BE ADJUSTED IN
PROPORTION TO THE ALREADY ELAPSED TIME
SINCE THE CLOSING DATE (I.E. 23 JUNE 2020)
AND THE BONDHOLDERS MAY REQUEST THE EARLY
REDEMPTION OF THEIR CONVERTIBLE BONDS AT
THEIR PRINCIPAL AMOUNT, TOGETHER WITH THE
ACCRUED AND UNPAID INTERESTS
CMMT 16 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND DUE TO ADDITION OF COMMENT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 16 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
UNICHARM CORPORATION Agenda Number: 713622101
--------------------------------------------------------------------------------------------------------------------------
Security: J94104114
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3951600000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Takahara,
Takahisa
1.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ishikawa, Eiji
1.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Mori, Shinji
2.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Wada, Hiroko
2.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Sugita,
Hiroaki
2.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Asada, Shigeru
--------------------------------------------------------------------------------------------------------------------------
UNICREDIT SPA Agenda Number: 713728725
--------------------------------------------------------------------------------------------------------------------------
Security: T9T23L642
Meeting Type: MIX
Meeting Date: 15-Apr-2021
Ticker:
ISIN: IT0005239360
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT NTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT Non-Voting
IF YOU ARE CLASSIFIED AS AN INTERMEDIARY
CLIENT UNDER THE SHAREHOLDER RIGHTS
DIRECTIVE II, YOU SHOULD BE PROVIDING THE
UNDERLYING SHAREHOLDER INFORMATION AT THE
VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE
ON HOW TO PROVIDE THIS LEVEL OF DATA TO
BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE
SPEAK TO YOUR DEDICATED CLIENT SERVICE
REPRESENTATIVE FOR ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 520718 DUE TO SPLITTING OF
RESOLUTION. 8. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU.
O.1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
O.2 APPROVE ALLOCATION OF INCOME Mgmt For For
O.3 INCREASE LEGAL RESERVE Mgmt For For
O.4 APPROVE ELIMINATION OF NEGATIVE RESERVES Mgmt For For
O.5 APPROVE DIVIDEND DISTRIBUTION Mgmt For For
O.6 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For
O.7 FIX NUMBER OF DIRECTORS Mgmt For For
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS DIRECTORS THERE IS
ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU CHOOSE
TO INSTRUCT, YOU ARE REQUIRED TO VOTE FOR
ONLY 1 SLATE OF THE 2 SLATES OF ELECTION OF
DIRECTORS. THANK YOU
O.8.1 SLATE 1 SUBMITTED BY MANAGEMENT: TO APPOINT Mgmt For For
DIRECTORS. LIST PRESENTED BY THE BOARD OF
DIRECTORS OF UNICREDIT S.P.A.: PIETRO CARLO
PADOAN, ANDREA ORCEL, LAMBERTO ANDREOTTI,
ELENA CARLETTI, JAYNE-ANNE GADHIA, JEFFREY
HEDBERG, BEATRIZ LARA BARTOLOME', LUCA
MOLINARI, MARIA PIERDICCHI, RENATE WAGNER,
ALEXANDER WOLFGRING
O.8.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: SLATE 2 SUBMITTED BY
INSTITUTIONAL INVESTORS (ASSOGESTIONI): TO
APPOINT DIRECTORS. LIST PRESENTED BY AMUNDI
ASSET MANAGEMENT SGR S.P.A.; ANIMA SGR
S.P.A.; ARCA FONDI SGR S.P.A.; BANCOPOSTA
FONDI S.P.A. SGR; EPSILON SGR S.P.A.;
EURIZON CAPITAL S.A.; EURIZON CAPITAL SGR
S.P.A; FIDELITY FUNDS - SICAV; FIDEURAM
ASSET MANAGEMENT IRELAND; FIDEURAM INTESA
SANPAOLO PRIVATE BANKING ASSET MANAGEMENT
SGR S.P.A.; INTERFUND SICAV - INTERFUND
EQUITY ITALY; GENERALI INVESTMENTS SICAV;
KAIROS PARTNERS SGR S.P.A.; LEGAL & GENERAL
ASSURANCE (PENSIONS MANAGEMENT) LIMITED;
MEDIOBANCA SICAV; MEDIOLANUM INTERNATIONAL
FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE
ITALIAN EQUITY; MEDIOLANUM GESTIONE FONDI
SGR S.P.A.; PRAMERICA SICAV COMPARTO
ITALIAN EQUITY, REPRESENTING TOGETHER
1.55006PCT OF THE COMPANY'S SHARE CAPITAL:
- FRANCESCA TONDI - VINCENZO CARIELLO
O.9 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
O.10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSAL
SUBMITTED BY INSTITUTIONAL INVESTORS
(ASSOGESTIONI): APPOINT CIRO DI CARLUCCIO
AS ALTERNATE AUDITOR
O.11 APPROVE 2021 GROUP INCENTIVE SYSTEM Mgmt For For
O.12 APPROVE REMUNERATION POLICY Mgmt Against Against
O.13 APPROVE SEVERANCE PAYMENTS POLICY Mgmt Against Against
O.14 APPROVE SECOND SECTION OF THE REMUNERATION Mgmt For For
REPORT
O.15 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OF REPURCHASED SHARES
E.1 AUTHORIZE BOARD TO INCREASE CAPITAL TO Mgmt For For
SERVICE 2021 GROUP INCENTIVE SYSTEM
E.2 AMEND COMPANY BYLAWS RE: CLAUSE 6 Mgmt For For
E.3 AUTHORIZE CANCELLATION OF REPURCHASED Mgmt For For
SHARES
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT AND MODIFICATION OF
TEXT OF RESOLUTIONS O.8.1 AND O.8.2. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 935265125
--------------------------------------------------------------------------------------------------------------------------
Security: 904767704
Meeting Type: Annual
Meeting Date: 12-Oct-2020
Ticker: UL
ISIN: US9047677045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1. To approve the Cross-Border Merger: Please Mgmt For
refer to the notice of Court Meeting
contained in Schedule 1 of the Circular for
further details.
G1. To vote For or Against the Special Mgmt For
Resolution: The Special Resolution is to
approve: (i) Unification, including all
such steps as are necessary to be taken for
the purpose of effecting Unification; and
(ii) the related amendments to the
Company's articles of association. The
Special Resolution is set out in full in
the notice of General Meeting contained in
Schedule 2 of the Circular.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 935356659
--------------------------------------------------------------------------------------------------------------------------
Security: 904767704
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: UL
ISIN: US9047677045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Report and Accounts for the Mgmt For For
year ended 31 December 2020.
2. To approve the Directors' Remuneration Mgmt For For
Report.
3. To approve the Directors' Remuneration Mgmt For For
Policy.
4. To approve the Climate Transition Action Mgmt For For
Plan.
5. To re-elect Mr N Andersen as a Mgmt For For
Non-Executive Director.
6. To re-elect Mrs L Cha as a Non-Executive Mgmt For For
Director.
7. To re-elect Dr J Hartmann as a Mgmt For For
Non-Executive Director.
8. To re-elect Mr A Jope as an Executive Mgmt For For
Director.
9. To re-elect Ms A Jung as a Non-Executive Mgmt For For
Director.
10. To re-elect Ms S Kilsby as a Non-Executive Mgmt For For
Director.
11. To re-elect Mr S Masiyiwa as a Mgmt For For
Non-Executive Director.
12. To re-elect Professor Y Moon as a Mgmt For For
Non-Executive Director.
13. To re-elect Mr G Pitkethly as an Executive Mgmt For For
Director.
14. To re-elect Mr J Rishton as a Non-Executive Mgmt For For
Director.
15. To re-elect Mr F Sijbesma as a Mgmt For For
Non-Executive Director.
16. To reappoint KPMG LLP as Auditors of the Mgmt For For
Company.
17. To authorise the Directors to fix the Mgmt For For
remuneration of the Auditors.
18. To authorise Political Donations and Mgmt For For
expenditure.
19. To approve the SHARES Plan. Mgmt For For
20. To renew the authority to Directors to Mgmt For For
issue shares.
21. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights.
22. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights for the
purposes of acquisitions or capital
investments.
23. To renew the authority to the Company to Mgmt For For
purchase its own shares.
24. To shorten the notice period for General Mgmt For For
Meetings.
25. To adopt new Articles of Association. Mgmt For For
26. To reduce the share premium account. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNITED OVERSEAS BANK LTD Agenda Number: 713795726
--------------------------------------------------------------------------------------------------------------------------
Security: Y9T10P105
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: SG1M31001969
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 AUDITED FINANCIAL STATEMENTS, DIRECTORS' Mgmt For For
STATEMENT AND AUDITOR'S REPORT
2 FINAL DIVIDEND: 39 CENTS (2019: 55 CENTS) Mgmt For For
PER ORDINARY SHARE
3 DIRECTORS' FEES Mgmt For For
4 AUDITOR AND ITS REMUNERATION: ERNST & YOUNG Mgmt For For
LLP
5 RE-ELECTION (MR WONG KAN SENG) Mgmt For For
6 RE-ELECTION (MR ALVIN YEO KHIRN HAI) Mgmt For For
7 RE-ELECTION (DR CHIA TAI TEE) Mgmt For For
8 AUTHORITY TO ISSUE ORDINARY SHARES Mgmt For For
9 AUTHORITY TO ISSUE ORDINARY SHARES PURSUANT Mgmt For For
TO THE UOB SCRIP DIVIDEND SCHEME
10 RENEWAL OF SHARE PURCHASE MANDATE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UPM-KYMMENE CORP Agenda Number: 713633192
--------------------------------------------------------------------------------------------------------------------------
Security: X9518S108
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: FI0009005987
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF PERSON TO SCRUTINISE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE FINANCIAL STATEMENTS, Non-Voting
THE REPORT OF THE BOARD OF DIRECTORS AND
THE AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE FINANCIAL STATEMENTS Mgmt For For
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: THE BOARD OF DIRECTORS PROPOSES
THAT A DIVIDEND OF EUR 1.30 PER SHARE BE
PAID BASED ON THE BALANCE SHEET TO BE
ADOPTED FOR THE FINANCIAL YEAR ENDING 31
DECEMBER 2020. THE DIVIDEND WILL BE PAID TO
A SHAREHOLDER WHO IS REGISTERED IN THE
COMPANY'S SHAREHOLDERS' REGISTER HELD BY
EUROCLEAR FINLAND OY ON THE DIVIDEND RECORD
DATE 1 APRIL 2021. THE BOARD OF DIRECTORS
PROPOSES THAT THE DIVIDEND BE PAID ON 12
APRIL 2021
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY
10 ADOPTION OF THE REMUNERATION REPORT: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL
GENERAL MEETING ADOPTS THE REMUNERATION
REPORT FOR THE YEAR 2020
11 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS: THE
CHAIR OF THE BOARD OF DIRECTORS BE PAID AN
ANNUAL BASE FEE OF EUR 195,000 (PREVIOUSLY
EUR 190,000), DEPUTY CHAIR OF THE BOARD EUR
140,000 (PREVIOUSLY EUR 135,000) AND OTHER
MEMBERS OF THE BOARD EUR 115,000
(PREVIOUSLY EUR 110,000). THE NOMINATION
AND GOVERNANCE COMMITTEE FURTHER PROPOSES
THAT THE ANNUAL COMMITTEE FEES REMAIN
UNCHANGED AND THAT THE MEMBERS OF THE BOARD
OF DIRECTORS' COMMITTEES BE PAID ANNUAL
FEES AS FOLLOWS: AUDIT COMMITTEE: CHAIR EUR
35,000 AND MEMBERS EUR 15,000 REMUNERATION
COMMITTEE: CHAIR EUR 20,000 AND MEMBERS EUR
10,000 NOMINATION AND GOVERNANCE COMMITTEE:
CHAIR EUR 20,000 AND MEMBERS EUR 10,000.
THE ANNUAL BASE FEE IS PROPOSED TO BE PAID
IN COMPANY SHARES AND CASH SO THAT
APPROXIMATELY 40 PERCENT WILL BE PAYABLE IN
THE COMPANY SHARES TO BE PURCHASED ON THE
BOARD MEMBERS' BEHALF, AND THE REST IN CASH
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS: THE BOARD OF DIRECTORS'
NOMINATION AND GOVERNANCE COMMITTEE
PROPOSES THAT THE NUMBER OF MEMBERS OF THE
BOARD OF DIRECTORS BE RESOLVED TO BE NINE
(9) INSTEAD OF CURRENT TEN (10)
13 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS: THE BOARD OF DIRECTORS'
NOMINATION AND GOVERNANCE COMMITTEE
PROPOSES THAT THE FOLLOWING INCUMBENT
DIRECTORS BE RE-ELECTED TO THE BOARD:
BERNDT BRUNOW, HENRIK EHRNROOTH, EMMA
FITZGERALD, PIIA-NOORA KAUPPI, MARJAN
OUDEMAN, MARTIN A PORTA, KIM WAHL AND BJ RN
WAHLROOS. THE NOMINATION AND GOVERNANCE
COMMITTEE FURTHER PROPOSES THAT JARI
GUSTAFSSON BE ELECTED AS A NEW DIRECTOR TO
THE BOARD. THE DIRECTORS WILL BE ELECTED
FOR A ONE-YEAR TERM AND THEIR TERM OF
OFFICE WILL END UPON CLOSURE OF THE NEXT
ANNUAL GENERAL MEETING. ALL DIRECTOR
NOMINEES HAVE GIVEN THEIR CONSENT TO THE
ELECTION. ARI PUHELOINEN AND VELI-MATTI
REINIKKALA HAVE ANNOUNCED THAT THEY ARE NOT
AVAILABLE FOR RE-ELECTION
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR: BASED ON THE PROPOSAL PREPARED BY
THE AUDIT COMMITTEE, THE BOARD OF DIRECTORS
PROPOSES THAT THE REMUNERATION OF THE
COMPANY'S AUDITOR BE PAID AGAINST INVOICES
APPROVED BY THE BOARD OF DIRECTORS' AUDIT
COMMITTEE
15 ELECTION OF THE AUDITOR: BASED ON THE Mgmt For For
PROPOSAL PREPARED BY THE AUDIT COMMITTEE,
THE BOARD OF DIRECTORS PROPOSES THAT
PRICEWATERHOUSECOOPERS OY, A FIRM OF
AUTHORISED PUBLIC ACCOUNTANTS, BE
RE-ELECTED AS THE COMPANY'S AUDITOR FOR A
TERM THAT WILL CONTINUE UNTIL THE END OF
THE NEXT ANNUAL GENERAL MEETING.
PRICEWATERHOUSECOOPERS OY HAS NOTIFIED THE
COMPANY THAT AUTHORISED PUBLIC ACCOUNTANT
(KHT) MIKKO NIEMINEN WOULD CONTINUE AS THE
LEAD AUDIT PARTNER. MIKKO NIEMINEN HAS HELD
THIS POSITION SINCE 4 APRIL 2019
16 AUTHORISING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE ISSUANCE OF SHARES AND
SPECIAL RIGHTS ENTITLING TO SHARES: THE
BOARD OF DIRECTORS PROPOSES THAT THE BOARD
BE AUTHORISED TO DECIDE ON THE ISSUANCE OF
NEW SHARES, TRANSFER OF TREASURY SHARES AND
ISSUANCE OF SPECIAL RIGHTS ENTITLING TO
SHARES AS FOLLOWS: THE AGGREGATE MAXIMUM
NUMBER OF NEW SHARES THAT MAY BE ISSUED AND
TREASURY SHARES THAT MAY BE TRANSFERRED IS
25,000,000 INCLUDING ALSO THE NUMBER OF
SHARES THAT CAN BE RECEIVED ON THE BASIS OF
THE SPECIAL RIGHTS REFERRED TO IN CHAPTER
10, SECTION 1 OF THE FINNISH LIMITED
LIABILITY COMPANIES ACT. THE PROPOSED
MAXIMUM NUMBER OF SHARES CORRESPONDS TO
APPROXIMATELY 4.7 PER CENT OF THE COMPANY'S
REGISTERED NUMBER OF SHARES AT THE TIME OF
THE PROPOSAL
17 AUTHORISING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES: THE BOARD OF DIRECTORS PROPOSES
THAT THE BOARD BE AUTHORISED TO DECIDE ON
THE REPURCHASE OF THE COMPANY'S OWN SHARES
AS FOLLOWS: BY VIRTUE OF THE AUTHORISATION,
THE BOARD MAY DECIDE TO REPURCHASE A
MAXIMUM OF 50,000,000 OF THE COMPANY'S OWN
SHARES. THE PROPOSED MAXIMUM NUMBER OF
SHARES CORRESPONDS TO APPROXIMATELY 9.4 PER
CENT OF THE COMPANY'S REGISTERED NUMBER OF
SHARES AT THE TIME OF THE PROPOSAL. THE
AUTHORISATION WOULD ALSO INCLUDE THE RIGHT
TO ACCEPT THE COMPANY'S OWN SHARES AS A
PLEDGE
18 AUTHORISING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON CHARITABLE CONTRIBUTIONS: THE
BOARD OF DIRECTORS PROPOSES THAT THE BOARD
BE AUTHORISED TO DECIDE ON CONTRIBUTIONS
NOT EXCEEDING A TOTAL OF EUR 500,000 FOR
CHARITABLE OR CORRESPONDING PURPOSES AND
THAT THE BOARD BE AUTHORISED TO DECIDE ON
THE RECIPIENTS, PURPOSES AND OTHER TERMS
AND CONDITIONS OF THE CONTRIBUTIONS.
CONTRIBUTIONS WOULD BE PRIMARILY GRANTED
UNDER THE COMPANY'S BIOFORE SHARE AND CARE
PROGRAMME WHOSE FOCUS AREAS ARE READING AND
LEARNING, ENGAGING WITH COMMUNITIES,
RESPONSIBLE WATER USE AND BIOINNOVATIONS
19 CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VERBUND AG Agenda Number: 713712354
--------------------------------------------------------------------------------------------------------------------------
Security: A91460104
Meeting Type: OGM
Meeting Date: 20-Apr-2021
Ticker:
ISIN: AT0000746409
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 PRESENTATION OF ANNUAL REPORTS Non-Voting
2 APPROVAL OF USAGE OF EARNINGS: EUR 0.75 PER Mgmt For For
SHARE
3 DISCHARGE OF MANAGEMENT BOARD Mgmt For For
4 DISCHARGE OF SUPERVISORY BOARD Mgmt For For
5 ELECTION OF EXTERNAL AUDITOR: DELOITTE Mgmt For For
6 APPROVAL OF THE REPORT ON REMUNERATION FOR Mgmt For For
MANAGEMENT BOARD AND SUPERVISORY BOARD
7 APPROVAL OF REMUNERATION FOR SUPERVISORY Mgmt For For
BOARD
CMMT 26 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTIONS 2 AND 5. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
VESTAS WIND SYSTEMS A/S Agenda Number: 713663208
--------------------------------------------------------------------------------------------------------------------------
Security: K9773J128
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: DK0010268606
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.A TO 6.H AND 7. THANK
YOU
1 THE BOARD OF DIRECTORS' REPORT Non-Voting
2 PRESENTATION AND ADOPTION OF THE ANNUAL Mgmt For For
REPORT
3 RESOLUTION FOR THE ALLOCATION OF THE RESULT Mgmt For For
OF THE YEAR: DKK 8.45 PER SHARE
4 PRESENTATION AND ADVISORY VOTE ON THE Mgmt For For
REMUNERATION REPORT
5 APPROVAL OF THE BOARD OF DIRECTORS' Mgmt For For
REMUNERATION
6.a RE-ELECTION OF ANDERS RUNEVAD AS A MEMBER Mgmt For For
TO THE BOARD OF DIRECTORS
6.b RE-ELECTION OF BERT NORDBERG AS A MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
6.c RE-ELECTION OF BRUCE GRANT AS A MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
6.d RE-ELECTION OF EVA MERETE SOFELDE BERNEKE Mgmt For For
AS A MEMBER TO THE BOARD OF DIRECTORS
6.e RE-ELECTION OF HELLE THORNING-SCHMIDT AS A Mgmt For For
MEMBER TO THE BOARD OF DIRECTORS
6.f RE-ELECTION OF KARL-HENRIK SUNDSTROM AS A Mgmt For For
MEMBER TO THE BOARD OF DIRECTORS
6.g RE-ELECTION OF LARS JOSEFSSON AS A MEMBER Mgmt For For
TO THE BOARD OF DIRECTORS
6.h ELECTION OF KENTARO HOSOMI AS A MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
7 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB AS
AUDITOR
8.1 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF THE COMPANY'S REMUNERATION
POLICY: AMENDMENTS TO THE REMUNERATION
POLICY CONCERNING THE VARIABLE REMUNERATION
TO THE EXECUTIVE MANAGEMENT, IN SECTION 3.1
"ANNUAL FIXED SALARY" AND SECTION 3.4
"VARIABLE COMPONENTS" TO SIMPLIFY THE
LONG-TERM INCENTIVE PROGRAMMES
8.2 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF THE DENOMINATION OF SHARES:
AMENDMENT OF ARTICLES 2(1), 3, AND 6(1) OF
THE ARTICLES OF ASSOCIATION. THE
DENOMINATION PER SHARE BE CHANGED FROM DKK
1.00 TO DKK 0.01 OR MULTIPLES THEREOF,
ENTAILING THAT THE BOARD OF DIRECTORS MAY
AT A LATER STAGE UNDERTAKE A SHARE SPLIT
8.3 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
RENEWAL AND AMENDMENT OF THE AUTHORISATIONS
TO INCREASE THE SHARE CAPITAL: AMENDMENT OF
ARTICLE 3 OF THE ARTICLES OF ASSOCIATION.
AUTHORISATIONS TO INCREASE THE COMPANY'S
SHARE CAPITAL IS RENEWED SO THEY ARE VALID
UNTIL 1 APRIL 2026 WITH A MAXIMUM ISSUANCE
OF DKK 20,197,345
8.4 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AUTHORISATION TO HOLD GENERAL MEETINGS
ELECTRONICALLY: NEW ARTICLE 4(3) OF THE
ARTICLES OF ASSOCIATION TO CREATE THE
GREATEST POSSIBLE FLEXIBILITY FOR THE
COMPANY WHEN PREPARING AND HOLDING GENERAL
MEETINGS AND IN ACCORDANCE WITH SECTION
77(2) OF THE DANISH COMPANIES ACT
8.5 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
RESOLUTION TO GRANT AUTHORISATION TO ADOPT
ELECTRONIC COMMUNICATION: NEW ARTICLE 13 OF
THE ARTICLES OF ASSOCIATION TO CREATE THE
GREATEST POSSIBLE FLEXIBILITY FOR THE
COMPANY IN THE FUTURE IN TERMS OF
COMMUNICATING WITH ITS SHAREHOLDERS IN
ACCORDANCE WITH SECTION 92 OF THE DANISH
COMPANIES ACT
8.6 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AUTHORISATION TO THE BOARD OF DIRECTORS TO
DISTRIBUTE EXTRAORDINARY DIVIDEND: TO
CREATE THE GREATEST POSSIBLE FLEXIBILITY
FOR PAYING OUT DIVIDENDS BY THE COMPANY
8.7 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
RENEWAL OF THE AUTHORISATION TO ACQUIRE
TREASURY SHARES: AUTHORISATION TO ACQUIRE
TREASURY SHARES ON AN ONGOING BASIS UNTIL
31 DECEMBER 2022
9 AUTHORISATION OF THE CHAIRMAN OF THE Mgmt For For
GENERAL MEETING: THE BOARD OF DIRECTORS
PROPOSES THAT THE GENERAL MEETING
AUTHORISES THE CHAIRMAN OF THE GENERAL
MEETING (WITH A RIGHT OF SUBSTITUTION) TO
FILE AND REGISTER THE ADOPTED RESOLUTIONS
WITH THE DANISH BUSINESS AUTHORITY AND TO
MAKE SUCH AMENDMENTS TO THE DOCUMENTS FILED
WITH THE DANISH BUSINESS AUTHORITY, AS THE
DANISH BUSINESS AUTHORITY MAY REQUEST OR
FIND APPROPRIATE IN CONNECTION WITH THE
REGISTRATION OF THE ADOPTED RESOLUTIONS
10 ANY OTHER BUSINESS Non-Voting
CMMT 22 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
RESOLUTIONS 6 AND 3. IF YOU HAVE ALREADY
SENT IN YOUR VOTES TO MID 529134, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VIENNA INSURANCE GROUP AG WIENER VERSICHERUNG GRUP Agenda Number: 713048468
--------------------------------------------------------------------------------------------------------------------------
Security: A9142L128
Meeting Type: OGM
Meeting Date: 25-Sep-2020
Ticker:
ISIN: AT0000908504
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 PRESENTATION OF ANNUAL REPORTS Non-Voting
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt Against Against
OF EUR 1.15 PER SHARE
3 DISCHARGE OF MANAGEMENT BOARD Mgmt For For
4 DISCHARGE OF SUPERVISORY BOARD Mgmt For For
5 RATIFY KPMG AUSTRIA GMBH AS AUDITORS FOR Mgmt Against Against
FISCAL 2021
6 ELECT KATARINA SLEZAKOVA AS SUPERVISORY Mgmt For For
BOARD MEMBER
7 APPROVAL REMUNERATION FOR SUPERVISORY BOARD Mgmt For For
8 APPROVAL REMUNERATION POLICY Mgmt Against Against
CMMT 26 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTIONS 2, 5 AND 6. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
VINCI SA Agenda Number: 713641682
--------------------------------------------------------------------------------------------------------------------------
Security: F5879X108
Meeting Type: MIX
Meeting Date: 08-Apr-2021
Ticker:
ISIN: FR0000125486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 05 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 26 MAR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103012100368-26 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
RECORD DATE FROM 05 APR 2021 TO 01 APR 2021
AND ADDITION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
O.2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - APPROVAL OF THE AMOUNT OF
NON-DEDUCTIBLE COSTS
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2020 AND SETTING OF THE DIVIDEND
O.4 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
YANNICK ASSOUAD AS DIRECTOR
O.5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
GRAZIELLA GAVEZOTTI AS DIRECTOR
O.6 RENEWAL OF THE DELEGATION OF POWERS TO THE Mgmt For For
BOARD OF DIRECTORS FOR THE COMPANY TO
PURCHASE ITS OWN SHARES
O.7 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
O.8 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
EXECUTIVE CORPORATE OFFICERS AND IN
PARTICULAR THE COMPENSATION POLICY
APPLICABLE TO MR. XAVIER HUILLARD, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
O.9 APPROVAL OF THE COMPENSATIONS REPORT Mgmt For For
O.10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020 OR ALLOCATED
IN RESPECT OF THE SAME FINANCIAL YEAR TO
MR. XAVIER HUILLARD, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
O.11 OPINION ON THE COMPANY'S ENVIRONMENTAL Mgmt For For
TRANSITION PLAN
E.12 RENEWAL OF THE AUTHORIZATION GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL BY CANCELLING VINCI SHARES HELD BY
THE COMPANY
E.13 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS OR SHARE PREMIUMS
E.14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE - WITH
RETENTION OF SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS - ANY SHARES, ANY
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OR ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES, AND ANY
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED BY THE
COMPANY AND/OR ITS SUBSIDIARIES
E.15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE ANY DEBT
SECURITIES GRANTING ACCESS TO EQUITY
SECURITIES TO BE ISSUED BY THE COMPANY
AND/OR ITS SUBSIDIARIES OR TO EXISTING
EQUITY SECURITIES OF A COMPANY HOLDING,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT AND BY A PUBLIC OFFERING
OTHER THAN THOSE REFERRED TO IN ARTICLE L.
411-2 1DECREE OF THE FRENCH MONETARY AND
FINANCIAL CODE
E.16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE ANY DEBT
SECURITIES GRANTING ACCESS TO THE EQUITY
SECURITIES TO BE ISSUED BY THE COMPANY
AND/OR ITS SUBSIDIARIES OR TO EXISTING
EQUITY SECURITIES OF A COMPANY HOLDING,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT AND BY PUBLIC OFFERING
AS REFERRED TO IN ARTICLE L. 411-2 1DECREE
OF THE FRENCH MONETARY AND FINANCIAL CODE
E.17 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF SHARES
TO BE ISSUED IN THE EVENT OF
OVERSUBSCRIPTION
E.18 DELEGATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE ANY SHARES, ANY EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES, AND ANY
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED BY THE
COMPANY, WITHIN THE LIMIT OF 10% OF THE
SHARE CAPITAL, IN ORDER TO REMUNERATE
CONTRIBUTIONS IN KIND OF SHARES OR
TRANSFERABLE SECURITIES GRANTED TO THE
COMPANY
E.19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR EMPLOYEES OF THE COMPANY AND
OF COMPANIES IN THE VINCI GROUP AS PART OF
SAVINGS PLANS WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO PROCEED WITH CAPITAL
INCREASES RESERVED FOR A CATEGORY OF
BENEFICIARIES IN ORDER TO OFFER EMPLOYEES
OF CERTAIN FOREIGN SUBSIDIARIES BENEFITS
COMPARABLE TO THOSE OFFERED TO EMPLOYEES
SUBSCRIBING DIRECTLY OR INDIRECTLY THROUGH
AN (FCPE) AS PART OF A SAVINGS PLAN WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS
E.21 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH FREE ALLOCATIONS
OF EXISTING PERFORMANCE SHARES ACQUIRED BY
THE COMPANY TO EMPLOYEES OF THE COMPANY AND
CERTAIN RELATED COMPANIES AND GROUPS, IN
ACCORDANCE WITH THE PROVISIONS OF ARTICLES
L. 225-197-1 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
E.22 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VIVENDI SE Agenda Number: 713615980
--------------------------------------------------------------------------------------------------------------------------
Security: F97982106
Meeting Type: EGM
Meeting Date: 29-Mar-2021
Ticker:
ISIN: FR0000127771
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 10 MAR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103102100488-30 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
URL LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 AMENDMENT TO ARTICLE 20 OF THE BY-LAWS - Mgmt For For
ALLOCATION AND DISTRIBUTION OF INCOME
2 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VIVENDI SE Agenda Number: 714164934
--------------------------------------------------------------------------------------------------------------------------
Security: F97982106
Meeting Type: MIX
Meeting Date: 22-Jun-2021
Ticker:
ISIN: FR0000127771
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105122101684-57 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202106042102385-67
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE EXECUTIVE
COMMITTEE AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING NET
EARNINGS AMOUNTING TO EUR 3,009,370,168.18
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE EXECUTIVE
COMMITTEE AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE MEETING
3 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-88 OF
THE FRENCH COMMERCIAL CODE, APPROVES SAID
REPORT AND THE AGREEMENT AUTHORIZED SINCE
THE CLOSING OF THE 2020 FISCAL YEAR AS
REFERRED TO THEREIN, AND TAKES NOTICE THAT
NO NEW AGREEMENT HAS BEEN AUTHORIZED FOR
SAID FISCAL YEAR AND THAT NO AGREEMENT
PREVIOUSLY ENTERED INTO REMAINED IN FORCE
DURING SAID FISCAL YEAR
4 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
RECOMMENDATIONS OF THE EXECUTIVE COMMITTEE
AND RESOLVES TO ALLOCATE THE EARNINGS AS
FOLLOWS: ORIGIN: EARNINGS: EUR
3,009,370,168.18 RETAINED EARNINGS: EUR
2,955,604,551.07 DISTRIBUTABLE INCOME: EUR
5,964,974,719.25 ALLOCATION: DIVIDENDS: EUR
651,333,876.60 RETAINED EARNINGS: EUR
5,313,640,842.65 THE SHAREHOLDERS WILL BE
GRANTED AN ORDINARY DIVIDEND OF EUR 0.60
PER SHARE, THAT WILL BE ELIGIBLE TO THE 40
PER CENT DEDUCTION PROVIDED BY THE FRENCH
GENERAL TAX CODE. THIS DIVIDEND WILL BE
PAID FROM THE 25TH OF JUNE 2021. AS
REQUIRED BY LAW, IT IS REMINDED THAT, FOR
THE LAST THREE FINANCIAL YEARS, THE
DIVIDENDS WERE PAID AS FOLLOWS: EUR 0.45
PER SHARE FOR FISCAL YEAR 2017 EUR 0.50 PER
SHARE FOR FISCAL YEAR 2018 EUR 0.60 PER
SHARE FOR FISCAL YEAR 2019 RESULTS
APPROPRIATION
5 THE SHAREHOLDERS' MEETING ISSUES A Mgmt For For
FAVOURABLE OPINION ON THE PROPOSED
EXCEPTIONAL DISTRIBUTION OF CONTRIBUTIONS
IN KIND OF A MAJORITY OF THE SHARE CAPITAL
OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY
TO THE SHAREHOLDERS OF THE VIVENDI SE
COMPANY, AS REFERRED TO IN RESOLUTION 6
6 THE SHAREHOLDERS' MEETING DECIDES TO Mgmt For For
EXCEPTIONALLY GRANT 1,086,266,883 SHARES OF
THE UNIVERSAL MUSIC GROUP N.V. COMPANY, AT
THE RATE OF 1 SHARE OF THE UNIVERSAL MUSIC
GROUP N.V. COMPANY FOR 1 SHARE OF THE
VIVENDI SE COMPANY, CORRESPONDING TO A
VALUE OF EUR 19,800,000,000.00 THAT WILL BE
CHARGED ON THE RETAINED EARNINGS ACCOUNT
FOR THE AMOUNT OF EUR 5,313,640,842.65
(THIS LATTER AMOUNT CORRESPONDING TO THE
2020 EARNINGS AMOUNTING TO EUR
3,009,370,168.18 DIMINISHED BY THE ORDINARY
DIVIDEND AMOUNTING TO EUR 651,333,876.60,
I.E. EUR 2,358,036,291.58, ADDED WITH THE
PREVIOUS RETAINED EARNINGS AMOUNTING TO EUR
2,955,604,551.07) TO BE PAID ON THE 29TH OF
SEPTEMBER 2021, TO THE BENEFIT OF THE
SHAREHOLDERS OF THE VIVENDI SE COMPANY
WHOSE SHARES ARE REGISTERED BY THE 28TH OF
SEPTEMBER 2021. THE AMOUNT OF THE DOWN
PAYMENT AMOUNTING TO EUR 14,486,359,157.35
WILL BE CHARGED ON THE RESULTS
APPROPRIATION OF THE 2021 FISCAL YEAR. ALL
POWERS TO THE EXECUTIVE COMMITTEE TO
ACCOMPLISH ALL NECESSARY FORMALITIES
7 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
INFORMATION MENTIONED IN THE ARTICLE
L.22-10-9 I OF THE FRENCH COMMERCIAL CODE
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR YANNICK BOLLORE AS
CHAIRMAN OF THE SUPERVISORY BOARD FOR THE
2020 FINANCIAL YEAR
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR ARNAUD DE
PUYFONTAINE AS CHAIRMAN OF THE EXECUTIVE
COMMITTEE FOR THE 2020 FINANCIAL YEAR
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR GILLES ALIX AS
MEMBER OF THE EXECUTIVE COMMITTEE FOR THE
2020 FINANCIAL YEAR
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR CEDRIC DE
BAILLIENCOURT AS MEMBER OF THE EXECUTIVE
COMMITTEE FOR THE 2020 FINANCIAL YEAR
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR FREDERIC CREPIN AS
MEMBER OF THE EXECUTIVE COMMITTEE FOR THE
2020 FINANCIAL YEAR
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR SIMON GILLHAM AS
MEMBER OF THE EXECUTIVE COMMITTEE FOR THE
2020 FINANCIAL YEAR
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR HERVE PHILIPPE AS
MEMBER OF THE EXECUTIVE COMMITTEE FOR THE
2020 FINANCIAL YEAR
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR STEPHANE ROUSSEL AS
MEMBER OF THE EXECUTIVE COMMITTEE FOR THE
2020 FINANCIAL YEAR
16 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
POLICY OF THE COMPENSATION APPLICABLE TO
THE MEMBERS OF THE SUPERVISORY BOARD AND
ITS CHAIRMAN FOR THE 2021 FISCAL YEAR
17 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
POLICY OF THE COMPENSATION APPLICABLE TO
THE CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR
THE 2021 FISCAL YEAR
18 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
POLICY OF THE COMPENSATION APPLICABLE TO
THE MEMBERS OF THE EXECUTIVE COMMITTEE FOR
THE 2021 FISCAL YEAR
19 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MRS VERONIQUE DRIOT-ARGENTIN
AS A MEMBER OF THE SUPERVISORY BOARD FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
20 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MRS SANDRINE LE BIHAN AS A
MEMBER OF THE SUPERVISORY BOARD
REPRESENTING THE EMPLOYEE SHAREHOLDERS FOR
A 4-YEAR PERIOD, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE 2024 FISCAL
YEAR
21 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
EXECUTIVE COMMITTEE TO BUY BACK THE
COMPANY'S EQUITIES, SUBJECT TO THE
CONDITIONS DESCRIBED BELOW: MAXIMUM
PURCHASE PRICE: EUR 29.00, MAXIMUM NUMBER
OF EQUITIES TO BE ACQUIRED: 10 PER CENT OF
THE SHARE CAPITAL. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 20TH OF APRIL
2020 IN ITS RESOLUTION NUMBER 6. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE EXECUTIVE COMMITTEE TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
22 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt For For
TO THE EXECUTIVE COMMITTEE TO REDUCE THE
SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND
AT ITS SOLE DISCRETION, BY CANCELLING ALL
OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH THE STOCK REPURCHASE
PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE
SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF THE
20TH OF APRIL 2020 IN ITS RESOLUTION NUMBER
7. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE EXECUTIVE COMMITTEE TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
23 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt Against Against
EXECUTIVE COMMITTEE, EXCEPT DURING THE
PERIOD OF A PUBLIC OFFER ON THE COMPANY'S
EQUITIES, TO REPURCHASE A MAXIMUM NUMBER OF
592,997,810 COMPANY'S SHARES, WITHIN THE
LIMIT OF 50 PER CENT OF THE SHARE CAPITAL,
TO BE OFFERED TO ALL THE SHAREHOLDERS, WITH
A VIEW TO CANCELLING THEM AND REDUCING THE
SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT
OF EUR 3,261,487,955.00. THE MAXIMUM
PURCHASE PRICE PER SHARE IN THE CONTEXT OF
THIS PUBLIC SHARE BUYBACK OFFERING IS SET
AT EUR 29.00, CORRESPONDING TO A MAXIMUM
AMOUNT OF EUR 17,196,936,490.00. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THE SHAREHOLDERS' MEETING DELEGATES
ALL POWERS TO THE EXECUTIVE COMMITTEE TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
24 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt For For
EXECUTIVE COMMITTEE THE NECESSARY POWERS TO
INCREASE THE CAPITAL, ON ONE OR MORE
OCCASIONS, IN FRANCE OR ABROAD, BY A
MAXIMUM NOMINAL AMOUNT OF EUR
655,000,000.00, BY ISSUANCE OF COMPANY'S
ORDINARY SHARES AND ANY SECURITIES GIVING
ACCESS TO COMPANY'S EQUITY SECURITIES, WITH
PREFERENTIAL SUBSCRIPTION RIGHTS
MAINTAINED. THIS AUTHORIZATION IS GIVEN FOR
A 26-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF THE 15TH OF APRIL 2019 IN ITS
RESOLUTION NUMBER 30
25 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt For For
EXECUTIVE COMMITTEE ALL POWERS IN ORDER TO
INCREASE THE SHARE CAPITAL, IN ONE OR MORE
OCCASIONS AND AT ITS SOLE DISCRETION, UP TO
A MAXIMUM NOMINAL AMOUNT OF EUR
327,500,000.00, BY WAY OF CAPITALIZING
RESERVES, PROFITS, PREMIUMS OR OTHER MEANS,
PROVIDED THAT SUCH CAPITALIZATION IS
ALLOWED BY LAW AND UNDER THE BYLAWS, BY
ISSUING FREE SHARES OR RAISING THE PAR
VALUE OF EXISTING SHARES. THIS AMOUNT SHALL
COUNT AGAINST THE AMOUNT SET FORTH IN
RESOLUTION 24. THIS AUTHORIZATION IS GIVEN
FOR A 26-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF THE 15TH OF APRIL 2019 IN ITS
RESOLUTION NUMBER 31
26 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE EXECUTIVE COMMITTEE TO
INCREASE THE SHARE CAPITAL, UP TO 5 PER
CENT OF THE SHARE CAPITAL, IN CONSIDERATION
FOR THE CONTRIBUTIONS IN KIND GRANTED TO
THE COMPANY AND COMPOSED OF EQUITY
SECURITIES OR SECURITIES GIVING ACCESS TO
THE SHARE CAPITAL, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS. THIS
AMOUNT SHALL COUNT AGAINST THE AMOUNT SET
FORTH IN RESOLUTION 24. THIS AUTHORIZATION
IS GIVEN FOR A 26-MONTH PERIOD. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE EXECUTIVE COMMITTEE TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
27 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt Against Against
EXECUTIVE COMMITTEE TO GRANT, ON ONE OR
MORE OCCASIONS, (I) FREE EXISTING OR TO BE
ISSUED COMPANY'S SHARES, IN FAVOUR OF THE
EMPLOYEES OF THE COMPANY OR RELATED
COMPANIES (II) EXISTING OR TO BE ISSUED
COMPANY'S PERFORMANCE SHARES IN FAVOUR OF
THE EMPLOYEES AND THE CORPORATE OFFICERS OF
THE COMPANY OR RELATED COMPANIES, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS. THEY MAY NOT REPRESENT MORE THAN 1
PER CENT OF THE SHARE CAPITAL, AMONG WHICH
THE PERFORMANCE SHARES GRANTED YEARLY TO
THE MEMBERS OF THE EXECUTIVE COMMITTEE MAY
NOT REPRESENT MORE THAN 0.035 PER CENT OF
THE SHARE CAPITAL. THIS AUTHORIZATION IS
GIVEN FOR A 38-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 19TH OF APRIL
2018 IN ITS RESOLUTION NUMBER 27. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE EXECUTIVE COMMITTEE TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
28 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
EXECUTIVE COMMITTEE TO INCREASE THE SHARE
CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS
SOLE DISCRETION, IN FAVOUR OF THE MEMBERS
OF A COMPANY SAVINGS PLAN OF THE COMPANY
AND FRENCH OR FOREIGN RELATED COMPANIES, BY
ISSUANCE OF SHARES AND ANY OTHER SECURITIES
GIVING ACCESS TO THE COMPANY'S SHARE
CAPITAL, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. THIS DELEGATION IS
GIVEN FOR A 26-MONTH PERIOD AND FOR A
NOMINAL AMOUNT THAT SHALL NOT EXCEED 1 PER
CENT OF THE SHARE CAPITAL (INCLUDING THE
SHARE CAPITAL INCREASE MENTIONED IN
RESOLUTION 27). THIS AMOUNT SHALL COUNT
AGAINST THE OVERALL VALUE SET FORTH AT EUR
655,000,000.00 IN RESOLUTION NUMBER 24.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 15TH OF APRIL
2019 IN ITS RESOLUTION NUMBER 32. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE EXECUTIVE COMMITTEE TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
29 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
EXECUTIVE COMMITTEE TO INCREASE THE SHARE
CAPITAL UP TO 1 PER CENT OF THE SHARE
CAPITAL IN FAVOUR OF (A) EMPLOYEES,
CORPORATE OFFICERS OF RELATED COMPANIES OF
THE VIVENDI GROUP WITH THEIR HEAD OFFICE
ABROAD; (B) UCITS, EMPLOYEE SHAREHOLDING
INVESTED IN COMPANY'S EQUITIES WHOSE
SHAREHOLDERS ARE COMPOSED OF THE PERSONS IN
(A); (C) ANY FINANCIAL INSTITUTION SETTING
UP A STRUCTURED SHAREHOLDING SCHEME FOR
EMPLOYEES OF FRENCH COMPANIES OF THE
VIVENDI GROUP WITHIN THE USE OF RESOLUTION
27, OR OFFERING THE SUBSCRIPTION OF SHARES
TO PERSONS IN (A) NOT BENEFITING FROM THE
SHAREHOLDING SCHEME MENTIONED ABOVE OR TO
THE EXTENT THAT THE SUBSCRIPTION OF
COMPANY'S SHARES BY THAT FINANCIAL
INSTITUTION WOULD ALLOW PERSONS IN (A) TO
BENEFIT FROM SHAREHOLDING OR SAVINGS
SCHEMES, BY ISSUANCE OF SHARES OR ANY OTHER
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. 18 MONTHS, SUPERSEDING
THE AUTHORIZATION 33 GRANTED ON APRIL 15,
2019
30 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG Agenda Number: 713043115
--------------------------------------------------------------------------------------------------------------------------
Security: D94523103
Meeting Type: AGM
Meeting Date: 30-Sep-2020
Ticker:
ISIN: DE0007664039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS, THE APPROVED
CONSOLIDATED FINANCIAL STATEMENTS, THE
COMBINED MANAGEMENT REPORT AS WELL AS THE
COMBINED SEPARATE NONFINANCIAL REPORT OF
THE VOLKSWAGEN GROUP AND VOLKSWAGEN AG FOR
THE YEAR ENDED DECEMBER 31, 2019, TOGETHER
WITH THE REPORT OF THE SUPERVISORY BOARD ON
FISCAL YEAR 2019 AND THE EXPLANATORY REPORT
BY THE BOARD OF MANAGEMENT ON THE
INFORMATION IN ACCORDANCE WITH SECTIONS
289A AND 315A OF THE HANDELSGESETZBUCH (HGB
- GERMAN COMMERCIAL CODE)
2 RESOLUTION ON THE APPROPRIATION OF THE NET Non-Voting
PROFIT OF VOLKSWAGEN AKTIENGESELLSCHAFT:
THE SUPERVISORY BOARD AND THE BOARD OF
MANAGEMENT RECOMMEND THAT VOLKSWAGEN
AKTIENGESELLSCHAFT'S NET RETAINED PROFITS
FOR FISCAL YEAR 2019 OF EUR
3,273,363,539.80 BE APPROPRIATED AS
FOLLOWS: A) EUR 1,416,431,126.40 TO PAY A
DIVIDEND OF EUR 4.80 PER ORDINARY SHARE
CARRYING DIVIDEND RIGHTS AND B) EUR
1,002,158,462.70 TO PAY A DIVIDEND OF EUR
4.86 PER PREFERRED SHARE CARRYING DIVIDEND
RIGHTS AND C) EUR 854,773,950.70 TO BE
CARRIED FORWARD TO NEW ACCOUNT. ACCORDING
TO THE VERSION OF SECTION 58(4) SENTENCE 2
OF THE AKTIENGESETZ (AKTG - GERMAN STOCK
CORPORATION ACT), THE DIVIDEND IS DUE ON
THE THIRD BUSINESS DAY FOLLOWING THE
RESOLUTION ADOPTED BY THE ANNUAL GENERAL
MEETING, I.E. ON OCTOBER 5, 2020
3 RESOLUTION ON THE FORMAL APPROVAL FOR Non-Voting
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBERS OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019
4 RESOLUTION ON THE FORMAL APPROVAL FOR Non-Voting
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBERS OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019
5 ELECTION OF A MEMBER OF THE SUPERVISORY Non-Voting
BOARD: DR. HUSSAIN ALI AL ABDULLA
6 RESOLUTION ON THE AMENDMENT OF ARTICLE Non-Voting
21(2) SENTENCE 2 OF THE ARTICLES OF
ASSOCIATION (ADAPTATION TO THE AKTIENGESETZ
(AKTG - GERMAN STOCK CORPORATION ACT) AS
AMENDED BY THE SHAREHOLDER RIGHTS DIRECTIVE
II IMPLEMENTATION ACT)
7 RESOLUTION ON THE APPOINTMENT OF THE ANNUAL Non-Voting
AUDITORS AND GROUP ANNUAL AUDITORS AND THE
AUDITOR FOR INTERIM CONSOLIDATED FINANCIAL
STATEMENTS AND INTERIM MANAGEMENT REPORTS:
ERNST & YOUNG GMBH
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, HANOVER
--------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG Agenda Number: 713067420
--------------------------------------------------------------------------------------------------------------------------
Security: D94523145
Meeting Type: AGM
Meeting Date: 30-Sep-2020
Ticker:
ISIN: DE0007664005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTING INSTRUCTIONS HAVE Non-Voting
TO BE RECEIVED IN WRITTEN FORM FOR VOTING
RIGHTS TO BE EXERCISED AT THIS MEETING. IF
YOU WISH TO VOTE, PLEASE EMAIL
GERMAN.VOTING@BROADRIDGE.COM TO REQUEST THE
NECESSARY FORMS. WHEN REQUESTING FORMS,
PLEASE STATE YOUR PROXYEDGE INSTITUTION ID
TO MAKE SURE YOU RECEIVE THE CORRECT
DOCUMENTATION FOR YOUR ACCOUNTS. IF YOU
ONLY WANT TO VOTE A SUBSET OF YOUR
ACCOUNTS, PLEASE LIST ALL ACCOUNTS TO BE
VOTED IN ADDITION TO YOUR PROXYEDGE ID.
VOTES INPUT INTO PROXYEDGE WILL BE RECORDED
FOR RECORD KEEPING PURPOSES BUT WILL NOT BE
PROCESSED. PLEASE NOTE THAT THE ORIGINAL
COMPLETED PROXY FORM MUST BE RETURNED TO
THE RESPECTIVE SUB CUSTODIAN BY THE
DEADLINE AS INDICATED ON THE PROXY FORM.
PLEASE NOTE THAT THE VOTE ENTITLEMENT IS
DETERMINED BY THE RECORD DATE. PLEASE NOTE
THAT BROADRIDGE WILL PROVIDE THE PROXY
FORMS VIA EMAIL AS EARLY AS RECORD DATE TO
ENABLE YOU TO LIST ONLY THE VOTE ENTITLED
SHARE AMOUNT ON THE PROXY FORM
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 RESOLUTION ON THE APPROPRIATION OF THE NET Mgmt For For
PROFIT OF VOLKSWAGEN AKTIENGESELLSCHAFT:
EUR 4.80 PER ORDINARY SHARE AND EUR 4.86
PER PREFERRED SHARE
3.1 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: H. DIESS
3.2 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: O. BLUME
3.3 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: J. HEIZMANN
(UNTIL 10.01.2019)
3.4 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: G. KILIAN
3.5 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: A. RENSCHLER
3.6 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: A. SCHOT
3.7 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: S. SOMMER
3.8 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: H.D. WERNER
3.9 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: F. WITTER
4.1 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: H.D. POTSCH
4.2 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: J. HOFMANN
4.3 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: H.A. AL ABDULLA
4.4 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: H. S. AL JABER
4.5 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: B. ALTHUSMANN
4.6 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: B. DIETZE
(UNTIL 31.05.19)
4.7 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: H.-P. FISCHER
4.8 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: M. HEIB
4.9 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: U. HUCK (UNTIL
08.02.19)
4.10 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: J. JARVKLO
4.11 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: U. JAKOB
4.12 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: L. KIESLING
4.13 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: P. MOSCH
4.14 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: B. MURKOVIC
4.15 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: B. OSTERLOH
4.16 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: H.M. PIECH
4.17 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: F.O. PORSCHE
4.18 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: W. PORSCHE
4.19 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: C. SCHONHARDT
(AS OF 21.06.19)
4.20 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: A. STIMONIARIS
4.21 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: S. WEIL
4.22 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt Against Against
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: W. WERESCH (AS
OF 21.02.19)
5.1 ELECTION OF A MEMBER OF THE SUPERVISORY Mgmt Against Against
BOARD: H.A. AL ABDULLA
6 RESOLUTION ON THE AMENDMENT OF ARTICLE Mgmt For For
21(2) SENTENCE 2 OF THE ARTICLES OF
ASSOCIATION (ADAPTATION TO THE AKTIENGESETZ
(AKTG - GERMAN STOCK CORPORATION ACT) AS
AMENDED BY THE SHAREHOLDER RIGHTS DIRECTIVE
II IMPLEMENTATION ACT)
7.1 THE ELECTION OF ERNST & YOUNG GMBH Mgmt Against Against
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, HANOVER,
AS THE ANNUAL AUDITORS AND GROUP ANNUAL
AUDITORS FOR FISCAL YEAR 2020
7.2 THE ELECTION OF ERNST & YOUNG GMBH Mgmt Against Against
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, HANOVER,
AS THE AUDITORS TO REVIEW THE CONDENSED
INTERIM CONSOLIDATED FINANCIAL STATEMENTS
AND INTERIM MANAGEMENT REPORT FOR THE
VOLKSWAGEN GROUP FOR THE PERIOD FROM
JANUARY 1 TO SEPTEMBER 30, 2020 AND FOR THE
FIRST THREE MONTHS OF 2021
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 458403 DUE TO RECEIPT OF UPDATED
AGENDA WITH SPLITTING OF RESOLUTIONS 3, 4
AND 7. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
VOLVO AB Agenda Number: 713622341
--------------------------------------------------------------------------------------------------------------------------
Security: 928856301
Meeting Type: AGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: SE0000115446
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIRMAN OF THE MEETING: Non-Voting
ATTORNEY SVEN UNGER
2 ELECTION OF PERSONS TO APPROVE THE MINUTES Non-Voting
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT AS WELL AS THE
CONSOLIDATED ACCOUNTS AND THE AUDITOR'S
REPORT ON THE CONSOLIDATED ACCOUNTS
7 ADOPTION OF THE INCOME STATEMENT AND Mgmt For For
BALANCE SHEET AND THE CONSOLIDATED INCOME
STATEMENT AND CONSOLIDATED BALANCE SHEET
8 RESOLUTION IN RESPECT OF THE DISPOSITION TO Mgmt For For
BE MADE OF THE COMPANY'S PROFITS: THE BOARD
PROPOSES PAYMENT OF AN ORDINARY DIVIDEND OF
SEK 6.00 PER SHARE AND AN EXTRA DIVIDEND OF
SEK 9.00 PER SHARE AND THAT THE RECORD DATE
TO RECEIVE THE DIVIDEND SHALL BE APRIL 6,
2021
9.1 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MATTI ALAHUHTA
9.2 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: ECKHARD CORDES
9.3 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: ERIC ELZVIK
9.4 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: KURT JOFS
9.5 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: JAMES W. GRIFFITH
9.6 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MARTIN LUNDSTEDT (AS
BOARD MEMBER)
9.7 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: KATHRYN V. MARINELLO
9.8 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MARTINA MERZ
9.9 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: HANNE DE MORA
9.10 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: HELENA STJERNHOLM
9.11 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: CARL-HENRIC SVANBERG
9.12 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: LARS ASK (EMPLOYEE
REPRESENTATIVE)
9.13 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MATS HENNING (EMPLOYEE
REPRESENTATIVE)
9.14 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MIKAEL SALLSTROM
(EMPLOYEE REPRESENTATIVE)
9.15 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: CAMILLA JOHANSSON
(EMPLOYEE REPRESENTATIVE, DEPUTY)
9.16 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MARI LARSSON (EMPLOYEE
REPRESENTATIVE, DEPUTY)
9.17 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MARTIN LUNDSTEDT (AS
PRESIDENT AND CEO)
10.1 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS AND DEPUTY BOARD MEMBERS TO BE
ELECTED BY THE MEETING: NUMBER OF BOARD
MEMBERS: ELEVEN MEMBERS
10.2 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS AND DEPUTY BOARD MEMBERS TO BE
ELECTED BY THE MEETING: NUMBER OF DEPUTY
BOARD MEMBERS: NO DEPUTY MEMBERS
11 DETERMINATION OF THE REMUNERATION TO THE Mgmt For For
BOARD MEMBERS
12.1 ELECTION OF BOARD MEMBER: MATTI ALAHUHTA Mgmt For For
(RE-ELECTION)
12.2 ELECTION OF BOARD MEMBER: ECKHARD CORDES Mgmt For For
(RE-ELECTION)
12.3 ELECTION OF BOARD MEMBER: ERIC ELZVIK Mgmt For For
(RE-ELECTION)
12.4 ELECTION OF BOARD MEMBER: MARTHA FINN Mgmt For For
BROOKS (NEW ELECTION)
12.5 ELECTION OF BOARD MEMBER: KURT JOFS Mgmt For For
(RE-ELECTION)
12.6 ELECTION OF BOARD MEMBER: MARTIN LUNDSTEDT Mgmt For For
(RE-ELECTION)
12.7 ELECTION OF BOARD MEMBER: KATHRYN V. Mgmt For For
MARINELLO (RE-ELECTION)
12.8 ELECTION OF BOARD MEMBER: MARTINA MERZ Mgmt For For
(RE-ELECTION)
12.9 ELECTION OF BOARD MEMBER: HANNE DE MORA Mgmt For For
(RE-ELECTION)
12.10 ELECTION OF BOARD MEMBER: HELENA STJERNHOLM Mgmt For For
(RE-ELECTION)
12.11 ELECTION OF BOARD MEMBER: CARL-HENRIC Mgmt For For
SVANBERG (RE-ELECTION)
13 ELECTION OF THE CHAIRMAN OF THE BOARD: THE Mgmt For For
ELECTION COMMITTEE PROPOSES RE-ELECTION OF
CARL-HENRIC SVANBERG AS CHAIRMAN OF THE
BOARD: CARL-HENRIC SVANBERG (RE-ELECTION)
14.1 ELECTION OF MEMBER OF THE ELECTION Mgmt For For
COMMITTEE: BENGT KJELL (AB INDUSTRIVARDEN)
14.2 ELECTION OF MEMBER OF THE ELECTION Mgmt For For
COMMITTEE: ANDERS OSCARSSON (AMF AND AMF
FUNDS)
14.3 ELECTION OF MEMBER OF THE ELECTION Mgmt For For
COMMITTEE: RAMSAY BRUFER (ALECTA)
14.4 ELECTION OF MEMBER OF THE ELECTION Mgmt For For
COMMITTEE: CARINE SMITH IHENACHO (NORGES
BANK INVESTMENT MANAGEMENT)
14.5 ELECTION OF MEMBER OF THE ELECTION Mgmt For For
COMMITTEE: CHAIRMAN OF THE BOARD
15 PRESENTATION OF THE BOARD'S REMUNERATION Mgmt For For
REPORT FOR APPROVAL
16 RESOLUTION REGARDING REMUNERATION POLICY Mgmt For For
FOR SENIOR EXECUTIVES
17 RESOLUTION REGARDING AMENDMENTS TO THE Mgmt For For
ARTICLES OF ASSOCIATION: THE BOARD PROPOSES
THAT THE ANNUAL GENERAL MEETING RESOLVES TO
AMEND SECTION 6 PARAGRAPH 1 OF THE ARTICLES
OF ASSOCIATION
18 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDER CARL AXEL BRUNO REGARDING
LIMITATION OF THE COMPANY'S CONTRIBUTIONS
TO CHALMERS UNIVERSITY OF TECHNOLOGY
FOUNDATION: THE SHAREHOLDER CARL AXEL BRUNO
PROPOSES THAT THE ANNUAL GENERAL MEETING
DECIDES UPON LIMITATION OF THE COMPANY'S
CONTRIBUTIONS TO CHALMERS UNIVERSITY OF
TECHNOLOGY FOUNDATION TO A MAXIMUM OF SEK 4
MILLION PER YEAR
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VOLVO AB Agenda Number: 714270143
--------------------------------------------------------------------------------------------------------------------------
Security: 928856301
Meeting Type: EGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: SE0000115446
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 ELECTION OF CHAIRMAN OF THE MEETING: SVEN Non-Voting
UNGER
2 ELECTION OF PERSONS TO APPROVE THE MINUTES Non-Voting
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 RESOLUTION ON EXTRAORDINARY DIVIDEND: SEK Mgmt For For
9.50 PER SHARE
CMMT DUE TO THE EXTRAORDINARY SITUATION AS A Non-Voting
RESULT OF THE COVID-19 PANDEMIC AND TO
REDUCE THE RISK OF SPREADING THE VIRUS AND
HAVING REGARD TO THE AUTHORITIES'
REGULATIONS AND ADVICE ON RESTRICTIONS OF
PUBLIC GATHERINGS, AB VOLVO'S EXTRAORDINARY
GENERAL MEETING IS CARRIED OUT ONLY THROUGH
ADVANCE VOTING (POSTAL VOTING) PURSUANT TO
TEMPORARY LEGISLATION. NO MEETING WITH THE
POSSIBILITY TO ATTEND IN PERSON OR TO BE
REPRESENTED BY A PROXY WILL TAKE PLACE
CMMT 04 JUNE 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 04 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VONOVIA SE Agenda Number: 713674794
--------------------------------------------------------------------------------------------------------------------------
Security: D9581T100
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: DE000A1ML7J1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.69 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE CREATION OF EUR 283 MILLION POOL OF Mgmt For For
CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
9 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH
PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 12
BILLION; APPROVE CREATION OF EUR 283
MILLION POOL OF CAPITAL TO GUARANTEE
CONVERSION RIGHTS
CMMT 12 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 15 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 15 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
WASTE CONNECTIONS, INC. Agenda Number: 935371283
--------------------------------------------------------------------------------------------------------------------------
Security: 94106B101
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: WCN
ISIN: CA94106B1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: Edward E. "Ned" Guillet
1B. Election of Director to serve for a one Mgmt For For
year term: Michael W. Harlan
1C. Election of Director to serve for a one Mgmt For For
year term: Larry S. Hughes
1D. Election of Director to serve for a one Mgmt For For
year term: Worthing F. Jackman
1E. Election of Director to serve for a one Mgmt For For
year term: Elise L. Jordan
1F. Election of Director to serve for a one Mgmt For For
year term: Susan "Sue" Lee
1G. Election of Director to serve for a one Mgmt For For
year term: Ronald J. Mittelstaedt
1H. Election of Director to serve for a one Mgmt For For
year term: William J. Razzouk
2. Say on Pay - Approve, on a non-binding, Mgmt For For
advisory basis, the compensation of our
named executive officers as disclosed in
the proxy statement.
3. Appoint Grant Thornton LLP as the Company's Mgmt For For
independent registered public accounting
firm until the close of the Company's 2022
Annual Meeting of Shareholders and
authorize the Company's Board of Directors
to fix the remuneration of the independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
WELCIA HOLDINGS CO.,LTD. Agenda Number: 714019014
--------------------------------------------------------------------------------------------------------------------------
Security: J9505A108
Meeting Type: AGM
Meeting Date: 25-May-2021
Ticker:
ISIN: JP3274280001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Ikeno, Takamitsu Mgmt For For
1.2 Appoint a Director Matsumoto, Tadahisa Mgmt For For
1.3 Appoint a Director Sato, Norimasa Mgmt For For
1.4 Appoint a Director Nakamura, Juichi Mgmt For For
1.5 Appoint a Director Okada, Motoya Mgmt For For
1.6 Appoint a Director Narita, Yukari Mgmt For For
1.7 Appoint a Director Nakai, Tomoko Mgmt For For
1.8 Appoint a Director Ishizuka, Kunio Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WESFARMERS LTD Agenda Number: 713146682
--------------------------------------------------------------------------------------------------------------------------
Security: Q95870103
Meeting Type: AGM
Meeting Date: 12-Nov-2020
Ticker:
ISIN: AU000000WES1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 TO 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 FINANCIAL STATEMENTS AND REPORTS Non-Voting
2 TO CONSIDER AND, IF THOUGHT FIT, APPROVE Mgmt For For
THE RE-ELECTION OF MR MICHAEL ALFRED CHANEY
AO, WHO RETIRES BY ROTATION IN ACCORDANCE
WITH WESFARMERS' CONSTITUTION AND THE ASX
LISTING RULES, AND BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION MR CHANEY'S
RE-ELECTION WILL BE VOTED ON AS AN ORDINARY
RESOLUTION. MS DIANE LEE SMITH-GANDER AO
WILL RETIRE AS A DIRECTOR AT THE CONCLUSION
OF THE AGM AND WILL NOT BE SEEKING
RE-ELECTION
3 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
4 GRANT OF KEEPP DEFERRED SHARES AND KEEPP Mgmt For For
PERFORMANCE SHARES TO THE GROUP MANAGING
DIRECTOR
5 GRANT OF ADDITIONAL PERFORMANCE-TESTED Mgmt For For
SHARES TO THE GROUP MANAGING DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
WEST JAPAN RAILWAY COMPANY Agenda Number: 714183415
--------------------------------------------------------------------------------------------------------------------------
Security: J95094108
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3659000008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Hasegawa, Kazuaki Mgmt Against Against
2.2 Appoint a Director Saito, Norihiko Mgmt For For
2.3 Appoint a Director Miyahara, Hideo Mgmt For For
2.4 Appoint a Director Takagi, Hikaru Mgmt For For
2.5 Appoint a Director Tsutsui, Yoshinobu Mgmt Against Against
2.6 Appoint a Director Nozaki, Haruko Mgmt For For
2.7 Appoint a Director Ogata, Fumito Mgmt Against Against
2.8 Appoint a Director Sugioka, Atsushi Mgmt Against Against
2.9 Appoint a Director Kurasaka, Shoji Mgmt Against Against
2.10 Appoint a Director Nakamura, Keijiro Mgmt Against Against
2.11 Appoint a Director Kawai, Tadashi Mgmt Against Against
2.12 Appoint a Director Nakanishi, Yutaka Mgmt Against Against
2.13 Appoint a Director Tsubone, Eiji Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
WESTPAC BANKING CORP Agenda Number: 713339213
--------------------------------------------------------------------------------------------------------------------------
Security: Q97417101
Meeting Type: AGM
Meeting Date: 11-Dec-2020
Ticker:
ISIN: AU000000WBC1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2 GRANT OF EQUITY TO MANAGING DIRECTOR AND Mgmt For For
CHIEF EXECUTIVE OFFICER
3 REMUNERATION REPORT Mgmt For For
4.A TO RE-ELECT PETER NASH AS A DIRECTOR Mgmt For For
4.B TO ELECT JOHN MCFARLANE AS A DIRECTOR Mgmt For For
4.C TO ELECT CHRISTOPHER (CHRIS) LYNCH AS A Mgmt For For
DIRECTOR
4.D TO ELECT MICHAEL HAWKER AS A DIRECTOR Mgmt For For
5.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: TO ELECT NOEL DAVIS
WHO NOMINATES HIMSELF AS A DIRECTOR FOR
ELECTION, IN ACCORDANCE WITH THE WESTPAC
CONSTITUTION
5.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: TO ELECT PAUL
WHITEHEAD WHO NOMINATES HIMSELF AS A
DIRECTOR FOR ELECTION, IN ACCORDANCE WITH
THE WESTPAC CONSTITUTION
--------------------------------------------------------------------------------------------------------------------------
WHEATON PRECIOUS METALS CORP. Agenda Number: 935388341
--------------------------------------------------------------------------------------------------------------------------
Security: 962879102
Meeting Type: Annual and Special
Meeting Date: 14-May-2021
Ticker: WPM
ISIN: CA9628791027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
George L. Brack Mgmt For For
John A. Brough Mgmt For For
R. Peter Gillin Mgmt For For
Chantal Gosselin Mgmt For For
Douglas M. Holtby Mgmt For For
Glenn Ives Mgmt For For
Charles A. Jeannes Mgmt For For
Eduardo Luna Mgmt For For
Marilyn Schonberner Mgmt For For
Randy V.J. Smallwood Mgmt For For
2 The appointment of Deloitte LLP, Mgmt For For
Independent Registered Public Accounting
Firm, as auditors for 2021 and to authorize
the directors to fix the auditors'
remuneration
3 A non-binding advisory resolution on the Mgmt For For
Company's approach to executive
compensation
--------------------------------------------------------------------------------------------------------------------------
WILMAR INTERNATIONAL LTD Agenda Number: 713723004
--------------------------------------------------------------------------------------------------------------------------
Security: Y9586L109
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: SG1T56930848
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For
STATEMENT, AUDITED FINANCIAL STATEMENTS AND
THE AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE FINAL AND SPECIAL DIVIDENDS Mgmt For For
3 TO APPROVE THE PAYMENT OF DIRECTORS' FEES Mgmt For For
4 TO RE-ELECT MR LIM SIONG GUAN AS A DIRECTOR Mgmt For For
5 TO RE-ELECT MR KUOK KHOON HONG AS A Mgmt Against Against
DIRECTOR
6 TO RE-ELECT MR PUA SECK GUAN AS A DIRECTOR Mgmt Against Against
7 TO RE-ELECT MR KISHORE MAHBUBANI AS A Mgmt For For
DIRECTOR
8 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt For For
AND TO AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
9 TO AUTHORISE DIRECTORS TO ISSUE SHARES AND Mgmt For For
TO MAKE OR GRANT INSTRUMENTS CONVERTIBLE
INTO SHARES PURSUANT TO SECTION 161 OF THE
COMPANIES ACT, CHAPTER 50 OF SINGAPORE
10 TO AUTHORISE DIRECTORS TO OFFER AND GRANT Mgmt For For
SHARE OPTIONS AND TO ISSUE AND ALLOT SHARES
PURSUANT TO THE WILMAR EXECUTIVES SHARE
OPTION SCHEME 2019
11 TO APPROVE THE RENEWAL OF INTERESTED PERSON Mgmt Against Against
TRANSACTIONS MANDATE
12 TO APPROVE THE RENEWAL OF SHARE PURCHASE Mgmt For For
MANDATE
--------------------------------------------------------------------------------------------------------------------------
WIX.COM LTD Agenda Number: 935282157
--------------------------------------------------------------------------------------------------------------------------
Security: M98068105
Meeting Type: Annual
Meeting Date: 09-Nov-2020
Ticker: WIX
ISIN: IL0011301780
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Class I director to serve Mgmt For For
until the 2023 Annual General Meeting of
Shareholders: Deirdre Bigley
1B. Re-election of Class I director to serve Mgmt For For
until the 2023 Annual General Meeting of
Shareholders: Allon Bloch
2. To ratify the appointment and compensation Mgmt For For
of Kost, Forer, Gabbay & Kasierer, a member
of Ernst & Young Global, as the Company's
independent registered public accounting
firm for the year ending December 31, 2020
and until the next annual general meeting
of shareholders.
--------------------------------------------------------------------------------------------------------------------------
WOODSIDE PETROLEUM LTD Agenda Number: 713713546
--------------------------------------------------------------------------------------------------------------------------
Security: 980228100
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: AU000000WPL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 515684 DUE TO WITHDRAWAL OF
RESOLUTION 6. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU.
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A RE-ELECTION OF DR CHRISTOPHER HAYNES Mgmt For For
2.B RE-ELECTION OF MR RICHARD GOYDER Mgmt For For
2.C RE-ELECTION OF MR GENE TILBROOK Mgmt For For
3 REMUNERATION REPORT Mgmt For For
4 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
CEO AND MANAGING DIRECTOR
5.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain Against
SHAREHOLDER PROPOSAL: AMENDMENT TO THE
CONSTITUTION (MARKET FORCES)
5.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: CONTINGENT RESOLUTION
- CAPITAL PROTECTION (MARKET FORCES)
6 AMENDMENT TO THE CONSTITUTION (ACCR) Non-Voting
--------------------------------------------------------------------------------------------------------------------------
WOOLWORTHS GROUP LTD Agenda Number: 713169820
--------------------------------------------------------------------------------------------------------------------------
Security: Q98418108
Meeting Type: AGM
Meeting Date: 12-Nov-2020
Ticker:
ISIN: AU000000WOW2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 07 OCT 2020: VOTING EXCLUSIONS APPLY TO Non-Voting
THIS MEETING FOR PROPOSALS 4, 5 AND VOTES
CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT (AS REFERRED IN THE
COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE
RELEVANT PROPOSAL ITEMS. 3BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 RE-ELECT MR SCOTT PERKINS AS A DIRECTOR Mgmt For For
3 ADOPT REMUNERATION REPORT Mgmt For For
4 APPROVE F21 LONG TERM INCENTIVE GRANT TO Mgmt For For
CEO
5 RENEW APPROACH TO TERMINATION BENEFITS FOR Mgmt For For
3 YEARS
CMMT 07 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
WOOLWORTHS GROUP LTD Agenda Number: 714129562
--------------------------------------------------------------------------------------------------------------------------
Security: Q98418108
Meeting Type: OGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: AU000000WOW2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1.A THAT THE DEMERGER OF ENDEAVOUR GROUP FROM Mgmt For For
WOOLWORTHS DESCRIBED IN THE DEMERGER
BOOKLET AND ALL AGREEMENTS AND ARRANGEMENTS
ENTERED INTO BY WOOLWORTHS AND ENDEAVOUR
AND THEIR RESPECTIVE RELATED BODIES
CORPORATE TO GIVE EFFECT TO THAT DEMERGER
ARE APPROVED FOR ALL PURPOSES
1.B THAT, FOR THE PURPOSE OF SECTION 256C(1) OF Mgmt For For
THE CORPORATIONS ACT AND FOR ALL OTHER
PURPOSES, AND CONDITIONAL UPON THE DEMERGER
APPROVAL RESOLUTION BEING PASSED, THE SHARE
CAPITAL OF WOOLWORTHS BE REDUCED BY THE
CAPITAL REDUCTION AMOUNT ON THE
IMPLEMENTATION DATE, WITH THE REDUCTION TO
BE EFFECTED AND SATISFIED BY APPLYING SUCH
AMOUNT EQUALLY AGAINST EACH WOOLWORTHS
SHARE ON ISSUE AT THE DEMERGER RECORD DATE
IN THE MANNER MORE PARTICULARLY DESCRIBED
IN THE DEMERGER BOOKLET
2 EMPLOYEE INCENTIVE RESOLUTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WPP PLC Agenda Number: 714065453
--------------------------------------------------------------------------------------------------------------------------
Security: G9788D103
Meeting Type: AGM
Meeting Date: 09-Jun-2021
Ticker:
ISIN: JE00B8KF9B49
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE FINAL DIVIDEND Mgmt For For
3 APPROVE COMPENSATION COMMITTEE REPORT Mgmt For For
4 ELECT ANGELA AHRENDTS AS DIRECTOR Mgmt For For
5 ELECT TOM ILUBE AS DIRECTOR Mgmt For For
6 ELECT YA-QIN ZHANG AS DIRECTOR Mgmt For For
7 RE-ELECT JACQUES AIGRAIN AS DIRECTOR Mgmt For For
8 RE-ELECT SANDRINE DUFOUR AS DIRECTOR Mgmt For For
9 RE-ELECT TAREK FARAHAT AS DIRECTOR Mgmt For For
10 RE-ELECT ROBERTO QUARTA AS DIRECTOR Mgmt For For
11 RE-ELECT MARK READ AS DIRECTOR Mgmt For For
12 RE-ELECT JOHN ROGERS AS DIRECTOR Mgmt For For
13 RE-ELECT CINDY ROSE AS DIRECTOR Mgmt For For
14 RE-ELECT NICOLE SELIGMAN AS DIRECTOR Mgmt For For
15 RE-ELECT SALLY SUSMAN AS A DIRECTOR Mgmt For For
16 RE-ELECT KEITH WEED AS A DIRECTOR Mgmt For For
17 RE-ELECT JASMINE WHITBREAD AS A DIRECTOR Mgmt For For
18 REAPPOINT DELOITTE LLP AS AUDITORS Mgmt For For
19 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
20 AUTHORISE ISSUE OF EQUITY Mgmt For For
21 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
22 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
23 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
24 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
CMMT 28 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
YAKULT HONSHA CO.,LTD. Agenda Number: 714250026
--------------------------------------------------------------------------------------------------------------------------
Security: J95468120
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3931600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Narita, Hiroshi Mgmt Against Against
1.2 Appoint a Director Wakabayashi, Hiroshi Mgmt Against Against
1.3 Appoint a Director Ishikawa, Fumiyasu Mgmt Against Against
1.4 Appoint a Director Ito, Masanori Mgmt Against Against
1.5 Appoint a Director Doi, Akifumi Mgmt Against Against
1.6 Appoint a Director Hayashida, Tetsuya Mgmt Against Against
1.7 Appoint a Director Hirano, Susumu Mgmt Against Against
1.8 Appoint a Director Imada, Masao Mgmt Against Against
1.9 Appoint a Director Yasuda, Ryuji Mgmt For For
1.10 Appoint a Director Fukuoka, Masayuki Mgmt For For
1.11 Appoint a Director Maeda, Norihito Mgmt Against Against
1.12 Appoint a Director Tobe, Naoko Mgmt For For
1.13 Appoint a Director Hirano, Koichi Mgmt Against Against
1.14 Appoint a Director Shimbo, Katsuyoshi Mgmt For For
1.15 Appoint a Director Nagasawa, Yumiko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
YAMAHA CORPORATION Agenda Number: 714218408
--------------------------------------------------------------------------------------------------------------------------
Security: J95732103
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3942600002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nakata, Takuya Mgmt For For
2.2 Appoint a Director Yamahata, Satoshi Mgmt For For
2.3 Appoint a Director Fukui, Taku Mgmt For For
2.4 Appoint a Director Hidaka, Yoshihiro Mgmt For For
2.5 Appoint a Director Fujitsuka, Mikio Mgmt For For
2.6 Appoint a Director Paul Candland Mgmt For For
2.7 Appoint a Director Shinohara, Hiromichi Mgmt For For
2.8 Appoint a Director Yoshizawa, Naoko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
YAMATO HOLDINGS CO.,LTD. Agenda Number: 714250658
--------------------------------------------------------------------------------------------------------------------------
Security: J96612114
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3940000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Yamauchi, Masaki Mgmt For For
1.2 Appoint a Director Nagao, Yutaka Mgmt For For
1.3 Appoint a Director Shibasaki, Kenichi Mgmt For For
1.4 Appoint a Director Kanda, Haruo Mgmt For For
1.5 Appoint a Director Mori, Masakatsu Mgmt For For
1.6 Appoint a Director Tokuno, Mariko Mgmt For For
1.7 Appoint a Director Kobayashi, Yoichi Mgmt For For
1.8 Appoint a Director Sugata, Shiro Mgmt For For
1.9 Appoint a Director Kuga, Noriyuki Mgmt For For
2 Appoint a Corporate Auditor Yamashita, Mgmt For For
Takashi
--------------------------------------------------------------------------------------------------------------------------
YARA INTERNATIONAL ASA Agenda Number: 713278439
--------------------------------------------------------------------------------------------------------------------------
Security: R9900C106
Meeting Type: EGM
Meeting Date: 17-Nov-2020
Ticker:
ISIN: NO0010208051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE EXTRAORDINARY GENERAL Mgmt For For
MEETING, APPROVAL OF THE NOTICE AND THE
AGENDA
2 ELECTION OF THE CHAIR OF THE MEETING AND A Mgmt For For
PERSON TO CO-SIGN THE MINUTES
3 APPROVAL OF ADDITIONAL DIVIDEND FOR YARA Mgmt For For
INTERNATIONAL ASA AND THE GROUP: NOK 18 PER
SHARE
CMMT 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 02 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHANGE IN TEXT OF RESOLUTION 3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
YARA INTERNATIONAL ASA Agenda Number: 713888684
--------------------------------------------------------------------------------------------------------------------------
Security: R9900C106
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: NO0010208051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING APPROVE NOTICE OF MEETING AND Mgmt For For
AGENDA
2 ELECT CHAIRMAN OF MEETING DESIGNATE Mgmt For For
INSPECTOR(S) OF MINUTES OF MEETING
3 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 20.00 PER SHARE
4 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
5 APPROVE COMPANY'S CORPORATE GOVERNANCE Mgmt For For
STATEMENT
6 APPROVE REMUNERATION OF AUDITORS Mgmt For For
7 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF NOK 690 ,000 FOR THE CHAIRMAN,
NOK 412,000 FOR THE VICE CHAIRMAN, AND NOK
363 ,000 FOR THE OTHER DIRECTORS APPROVE
COMMITTEE FEES
8 APPROVE REMUNERATION OF NOMINATING Mgmt For For
COMMITTEE
9 APPROVE NOK 22.8 MILLION REDUCTION IN SHARE Mgmt For For
CAPITAL VIA SHARE CANCELLATION AND
REDEMPTION
10 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For
11 AMEND ARTICLES RE: ELECTRONIC GENERAL Mgmt For For
MEETINGS
CMMT 13 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 13 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
YASKAWA ELECTRIC CORPORATION Agenda Number: 713993687
--------------------------------------------------------------------------------------------------------------------------
Security: J9690T102
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: JP3932000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tsuda, Junji
1.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ogasawara,
Hiroshi
1.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Murakami,
Shuji
1.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Minami,
Yoshikatsu
1.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ogawa,
Masahiro
1.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Morikawa,
Yasuhiko
1.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kato, Yuichiro
2.1 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Nakayama, Yuji
2.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Tsukahata,
Koichi
2.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Akita, Yoshiki
2.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Tsukamoto,
Hideo
2.5 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Koike,
Toshikazu
3 Approve Details of the Stock Compensation Mgmt For For
to be received by Directors (Excluding
Directors who are Audit and Supervisory
Committee Members)
4 Approve Details of the Stock Compensation Mgmt For For
to be received by Directors who are Audit
and Supervisory Committee Members
--------------------------------------------------------------------------------------------------------------------------
Z HOLDINGS CORPORATION Agenda Number: 714218143
--------------------------------------------------------------------------------------------------------------------------
Security: J9894K105
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3933800009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Establish the Articles Mgmt For For
Related to Shareholders Meeting held
without specifying a venue
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kawabe,
Kentaro
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Idezawa,
Takeshi
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Jungho Shin
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ozawa, Takao
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Masuda, Jun
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Oketani, Taku
3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Usumi, Yoshio
--------------------------------------------------------------------------------------------------------------------------
ZOZO,INC. Agenda Number: 714295777
--------------------------------------------------------------------------------------------------------------------------
Security: J9893A108
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3399310006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sawada, Kotaro Mgmt For For
2.2 Appoint a Director Yanagisawa, Koji Mgmt For For
2.3 Appoint a Director Hirose, Fuminori Mgmt For For
2.4 Appoint a Director Kawabe, Kentaro Mgmt For For
2.5 Appoint a Director Ozawa, Takao Mgmt For For
2.6 Appoint a Director Ono, Koji Mgmt For For
2.7 Appoint a Director Hotta, Kazunori Mgmt For For
2.8 Appoint a Director Saito, Taro Mgmt For For
3 Approve Details of the Restricted Mgmt For For
Performance-based Stock Compensation to be
received by Directors
--------------------------------------------------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG Agenda Number: 713683452
--------------------------------------------------------------------------------------------------------------------------
Security: H9870Y105
Meeting Type: AGM
Meeting Date: 07-Apr-2021
Ticker:
ISIN: CH0011075394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 REPORTING ON THE FINANCIAL YEAR 2020: Mgmt For For
APPROVAL OF THE MANAGEMENT REPORT, THE
ANNUAL FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS 2020
1.2 REPORTING ON THE FINANCIAL YEAR 2020: Mgmt For For
ADVISORY VOTE ON THE REMUNERATION REPORT
2020
2 APPROPRIATION OF AVAILABLE EARNINGS FOR Mgmt For For
2020: CHF 20 PER SHARE
3 DISCHARGE OF MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE EXECUTIVE COMMITTEE
4.1.1 RE-ELECTION OF MICHEL M. LIES AS MEMBER AND Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
4.1.2 RE-ELECTION OF JOAN AMBLE AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.3 RE-ELECTION OF CATHERINE BESSANT AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.1.4 RE-ELECTION OF DAME ALISON CARNWATH AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.1.5 RE-ELECTION OF CHRISTOPH FRANZ AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.6 RE-ELECTION OF MICHAEL HALBHERR AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.7 RE-ELECTION OF JEFFREY HAYMAN AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.8 RE-ELECTION OF MONICA MACHLER AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.9 RE-ELECTION OF KISHORE MAHBUBANI AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.110 RE-ELECTION OF JASMIN STAIBLIN AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.111 RE-ELECTION OF BARRY STOWE AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.112 ELECTION OF SABINE KELLER-BUSSE AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.2.1 RE-ELECTION OF MICHEL M. LIES AS A MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE
4.2.2 RE-ELECTION OF CATHERINE BESSANT AS A Mgmt For For
MEMBER OF THE REMUNERATION COMMITTEE
4.2.3 RE-ELECTION OF CHRISTOPH FRANZ AS A MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE
4.2.4 RE-ELECTION OF KISHORE MAHBUBANI AS A Mgmt For For
MEMBER OF THE REMUNERATION COMMITTEE
4.2.5 RE-ELECTION OF JASMIN STAIBLIN AS A MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE
4.2.6 NEW-ELECTION OF SABINE KELLER-BUSSE AS A Mgmt For For
MEMBER OF THE REMUNERATION COMMITTEE
4.3 RE-ELECTION OF THE INDEPENDENT VOTING Mgmt For For
RIGHTS REPRESENTATIVE: THE BOARD OF
DIRECTORS PROPOSES TO RE-ELECT THE LAW
OFFICE KELLER PARTNERSHIP, ZURICH, AS
INDEPENDENT VOTING RIGHTS REPRESENTATIVE
FOR A TERM OF OFFICE ENDING WITH THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING
4.4 ELECTION OF THE AUDITORS: THE COMPANY RAN A Mgmt For For
THOROUGH TENDER PROCESS BASED ON WHICH THE
BOARD OF DIRECTORS DECIDED TO ROTATE THE
AUDITORS AND PROPOSE ERNST &YOUNG LTD TO
THE GENERAL MEETING AS NEW AUDITORS. THE
BOARD OF DIRECTORS PROPOSES TO ELECT ERNST
&YOUNG LTD, ZURICH, AS AUDITORS FOR THE
FINANCIAL YEAR 2021
5.1 APPROVAL OF THE REMUNERATION FOR THE BOARD Mgmt For For
OF DIRECTORS
5.2 APPROVAL OF THE REMUNERATION FOR THE Mgmt For For
EXECUTIVE COMMITTEE
6 EXTENSION OF AUTHORIZED SHARE CAPITAL AND Mgmt For For
RESPECTIVE CHANGES TO THE ARTICLES OF
ASSOCIATION (ART. 5BIS AND ART. 5TER)
Pacer Trendpilot US Bond ETF
------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Pacer Trendpilot US Large Cap ETF
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 935359085
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Thomas "Tony" K.
Brown
1B. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Pamela J. Craig
1C. Elect the member to the Board of Directors Mgmt For For
for a term of one year: David B. Dillon
1D. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Michael L. Eskew
1E. Elect the member to the Board of Directors Mgmt For For
for a term of one year: James R. Fitterling
1F. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Herbert L. Henkel
1G. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Amy E. Hood
1H. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Muhtar Kent
1I. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Dambisa F. Moyo
1J. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Gregory R. Page
1K. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Michael F. Roman
1L. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Patricia A. Woertz
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as 3M's
independent registered public accounting
firm.
3. Advisory approval of executive Mgmt For For
compensation.
4. To approve the amendment and restatement of Mgmt For For
3M Company 2016 Long-Term Incentive Plan.
5. Shareholder proposal on setting target Shr Against For
amounts for CEO compensation.
6. Shareholder proposal on transitioning the Shr Against For
Company to a public benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
A.O. SMITH CORPORATION Agenda Number: 935340529
--------------------------------------------------------------------------------------------------------------------------
Security: 831865209
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: AOS
ISIN: US8318652091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald D. Brown Mgmt For For
Dr. Ilham Kadri Mgmt For For
Idelle K. Wolf Mgmt For For
Gene C. Wulf Mgmt For For
2. Proposal to approve, by nonbinding advisory Mgmt For For
vote, the compensation of our named
executive officers.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm of the corporation.
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 935345125
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. Alpern Mgmt For For
R.S. Austin Mgmt For For
S.E. Blount Mgmt For For
R.B. Ford Mgmt For For
M.A. Kumbier Mgmt For For
D.W. McDew Mgmt For For
N. McKinstry Mgmt For For
W.A. Osborn Mgmt For For
M.F. Roman Mgmt For For
D.J. Starks Mgmt For For
J.G. Stratton Mgmt For For
G.F. Tilton Mgmt For For
M.D. White Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Auditors.
3. Say on Pay - An Advisory Vote to Approve Mgmt For For
Executive Compensation.
4A. Amendments to the Articles of Incorporation Mgmt For For
to Eliminate Statutory Supermajority Voting
Standards for: Amendments to the Articles
of Incorporation.
4B. Amendments to the Articles of Incorporation Mgmt For For
to Eliminate Statutory Supermajority Voting
Standards for: Approval of Certain
Extraordinary Transactions.
5. Shareholder Proposal - Lobbying Disclosure. Shr Against For
6. Shareholder Proposal - Report on Racial Shr Against For
Justice.
7. Shareholder Proposal - Independent Board Shr Against For
Chairman.
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935357891
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Richard A. Gonzalez Mgmt For For
Rebecca B. Roberts Mgmt For For
Glenn F. Tilton Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2021.
3. Say on Pay-An advisory vote on the approval Mgmt For For
of executive compensation.
4. Approval of the Amended and Restated 2013 Mgmt For For
Incentive Stock Program.
5. Approval of the Amended and Restated 2013 Mgmt For For
Employee Stock Purchase Plan for non-U.S.
employees.
6. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting.
7. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying.
8. Stockholder Proposal - to Adopt a Policy to Shr Against For
Require Independent Chairman.
--------------------------------------------------------------------------------------------------------------------------
ABIOMED, INC. Agenda Number: 935242761
--------------------------------------------------------------------------------------------------------------------------
Security: 003654100
Meeting Type: Annual
Meeting Date: 12-Aug-2020
Ticker: ABMD
ISIN: US0036541003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dorothy E. Puhy Mgmt For For
Paul G. Thomas Mgmt For For
C.D. Van Gorder Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt For For
the compensation of our named executive
officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935318128
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Appointment of Director: Jaime Ardila Mgmt For For
1B. Appointment of Director: Herbert Hainer Mgmt For For
1C. Appointment of Director: Nancy McKinstry Mgmt For For
1D. Appointment of Director: Beth E. Mooney Mgmt For For
1E. Appointment of Director: Gilles C. Pelisson Mgmt For For
1F. Appointment of Director: Paula A. Price Mgmt For For
1G. Appointment of Director: Venkata (Murthy) Mgmt For For
Renduchintala
1H. Appointment of Director: David Rowland Mgmt For For
1I. Appointment of Director: Arun Sarin Mgmt For For
1J. Appointment of Director: Julie Sweet Mgmt For For
1K. Appointment of Director: Frank K. Tang Mgmt For For
1L. Appointment of Director: Tracey T. Travis Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To ratify, in a non-binding vote, the Mgmt For For
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
4. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
5. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
6. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC. Agenda Number: 935427749
--------------------------------------------------------------------------------------------------------------------------
Security: 00507V109
Meeting Type: Annual
Meeting Date: 21-Jun-2021
Ticker: ATVI
ISIN: US00507V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reveta Bowers Mgmt For For
1B. Election of Director: Robert Corti Mgmt For For
1C. Election of Director: Hendrik Hartong III Mgmt For For
1D. Election of Director: Brian Kelly Mgmt For For
1E. Election of Director: Robert Kotick Mgmt For For
1F. Election of Director: Barry Meyer Mgmt For For
1G. Election of Director: Robert Morgado Mgmt For For
1H. Election of Director: Peter Nolan Mgmt For For
1I. Election of Director: Dawn Ostroff Mgmt For For
1J. Election of Director: Casey Wasserman Mgmt For For
2. To provide advisory approval of our Mgmt Against Against
executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC Agenda Number: 935343412
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Amy Banse
1B. Election of Director for a term of one Mgmt For For
year: Melanie Boulden
1C. Election of Director for a term of one Mgmt For For
year: Frank Calderoni
1D. Election of Director for a term of one Mgmt For For
year: James Daley
1E. Election of Director for a term of one Mgmt For For
year: Laura Desmond
1F. Election of Director for a term of one Mgmt For For
year: Shantanu Narayen
1G. Election of Director for a term of one Mgmt For For
year: Kathleen Oberg
1H. Election of Director for a term of one Mgmt For For
year: Dheeraj Pandey
1I. Election of Director for a term of one Mgmt For For
year: David Ricks
1J. Election of Director for a term of one Mgmt For For
year: Daniel Rosensweig
1K. Election of Director for a term of one Mgmt For For
year: John Warnock
2. Approve the Adobe Inc. 2019 Equity Mgmt For For
Incentive Plan, as amended, to increase the
available share reserve by 6 million
shares.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on December
3, 2021.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC. Agenda Number: 935378718
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AAP
ISIN: US00751Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carla J. Bailo Mgmt For For
1B. Election of Director: John F. Ferraro Mgmt For For
1C. Election of Director: Thomas R. Greco Mgmt For For
1D. Election of Director: Jeffrey J. Jones II Mgmt For For
1E. Election of Director: Eugene I. Lee, Jr. Mgmt For For
1F. Election of Director: Sharon L. McCollam Mgmt For For
1G. Election of Director: Douglas A. Pertz Mgmt For For
1H. Election of Director: Nigel Travis Mgmt For For
1I. Election of Director: Arthur L. Valdez Jr. Mgmt For For
2. Approve, by advisory vote, the compensation Mgmt For For
of our named executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP (Deloitte) as our independent
registered public accounting firm for 2021.
4. Advisory vote on the stockholder proposal, Shr Against For
if presented at the Annual Meeting,
regarding amending our proxy access rights
to remove the shareholder aggregation
limit.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935345810
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Special
Meeting Date: 07-Apr-2021
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of common Mgmt For For
stock, par value $0.01 per share, of AMD to
the stockholders of Xilinx, Inc. ("Xilinx")
in connection with the merger contemplated
by the Agreement and Plan of Merger, dated
October 26, 2020, as it may be amended from
time to time, by and among AMD, Thrones
Merger Sub, Inc., a wholly owned subsidiary
of AMD, and Xilinx (the "AMD share issuance
proposal").
2. Approve the adjournment of the Special Mgmt For For
Meeting, if necessary or appropriate, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve the AMD share
issuance proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to the stockholders of AMD.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935366523
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John E. Caldwell Mgmt For For
1B. Election of Director: Nora M. Denzel Mgmt For For
1C. Election of Director: Mark Durcan Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Joseph A. Householder Mgmt For For
1F. Election of Director: John W. Marren Mgmt For For
1G. Election of Director: Lisa T. Su Mgmt For For
1H. Election of Director: Abhi Y. Talwalkar Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
3. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 935355556
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: AFL
ISIN: US0010551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
next Annual Meeting: Daniel P. Amos
1B. Election of Director to serve until the Mgmt For For
next Annual Meeting: W. Paul Bowers
1C. Election of Director to serve until the Mgmt For For
next Annual Meeting: Toshihiko Fukuzawa
1D. Election of Director to serve until the Mgmt For For
next Annual Meeting: Thomas J. Kenny
1E. Election of Director to serve until the Mgmt For For
next Annual Meeting: Georgette D. Kiser
1F. Election of Director to serve until the Mgmt For For
next Annual Meeting: Karole F. Lloyd
1G. Election of Director to serve until the Mgmt For For
next Annual Meeting: Nobuchika Mori
1H. Election of Director to serve until the Mgmt For For
next Annual Meeting: Joseph L. Moskowitz
1I. Election of Director to serve until the Mgmt For For
next Annual Meeting: Barbara K. Rimer, DrPH
1J. Election of Director to serve until the Mgmt For For
next Annual Meeting: Katherine T. Rohrer
1K. Election of Director to serve until the Mgmt For For
next Annual Meeting: Melvin T. Stith
2. to consider the following non-binding Mgmt For For
advisory proposal: "Resolved, on an
advisory basis, the shareholders of Aflac
Incorporated approve the compensation of
the named executive officers, as disclosed
pursuant to the compensation disclosure
rules of the Securities and Exchange
Commission, including the Compensation
Discussion and Analysis and accompanying
tables and narrative in the Notice of 2021
Annual Meeting of Shareholders and Proxy
Statement".
3. to consider and act upon the ratification Mgmt For For
of the appointment of KPMG LLP as
independent registered public accounting
firm of the Company for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 935330085
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 17-Mar-2021
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mala Anand Mgmt For For
1.2 Election of Director: Koh Boon Hwee Mgmt For For
1.3 Election of Director: Michael R. McMullen Mgmt For For
1.4 Election of Director: Daniel K. Podolsky, Mgmt For For
M.D.
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the Audit and Finance Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as our independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 935315045
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 28-Jan-2021
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan K. Carter Mgmt For For
1b. Election of Director: Charles I. Cogut Mgmt For For
1c. Election of Director: Lisa A. Davis Mgmt For For
1d. Election of Director: Chadwick C. Deaton Mgmt For For
1e. Election of Director: Seifollah Ghasemi Mgmt For For
1f. Election of Director: David H.Y. Ho Mgmt For For
1g. Election of Director: Edward L. Monser Mgmt For For
1h. Election of Director: Matthew H. Paull Mgmt For For
2. Advisory vote approving the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the Air Products and Chemicals, Mgmt For For
Inc. 2021 Long-Term Incentive Plan.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 935407420
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon Bowen Mgmt For For
1B. Election of Director: Marianne Brown Mgmt For For
1C. Election of Director: Monte Ford Mgmt For For
1D. Election of Director: Jill Greenthal Mgmt For For
1E. Election of Director: Dan Hesse Mgmt For For
1F. Election of Director: Tom Killalea Mgmt For For
1G. Election of Director: Tom Leighton Mgmt For For
1H. Election of Director: Jonathan Miller Mgmt For For
1I. Election of Director: Madhu Ranganathan Mgmt For For
1J. Election of Director: Ben Verwaayen Mgmt For For
1K. Election of Director: Bill Wagner Mgmt For For
2. To approve an amendment and restatement of Mgmt For For
the Akamai Technologies, Inc. 2013 Stock
Incentive Plan.
3. To approve, on an advisory basis, our Mgmt For For
executive officer compensation.
4. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALASKA AIR GROUP, INC. Agenda Number: 935362905
--------------------------------------------------------------------------------------------------------------------------
Security: 011659109
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ALK
ISIN: US0116591092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to One-Year Terms: Mgmt For For
Patricia M. Bedient
1b. Election of Director to One-Year Terms: Mgmt For For
James A. Beer
1c. Election of Director to One-Year Terms: Mgmt For For
Raymond L. Conner
1d. Election of Director to One-Year Terms: Mgmt For For
Daniel K. Elwell
1e. Election of Director to One-Year Terms: Mgmt For For
Dhiren R. Fonseca
1f. Election of Director to One-Year Terms: Mgmt For For
Kathleen T. Hogan
1g. Election of Director to One-Year Terms: Mgmt Against Against
Jessie J. Knight, Jr.
1h. Election of Director to One-Year Terms: Mgmt For For
Susan J. Li
1i. Election of Director to One-Year Terms: Mgmt For For
Benito Minicucci
1j. Election of Director to One-Year Terms: Mgmt For For
Helvi K. Sandvik
1k. Election of Director to One-Year Terms: J. Mgmt For For
Kenneth Thompson
1l. Election of Director to One-Year Terms: Mgmt For For
Bradley D. Tilden
1m. Election of Director to One-Year Terms: Mgmt For For
Eric K. Yeaman
2. Approve (on an advisory basis) the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accountants for the fiscal year 2021.
4. Approve the amendment and restatement of Mgmt For For
the Company's 2016 Performance Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION Agenda Number: 935355936
--------------------------------------------------------------------------------------------------------------------------
Security: 012653101
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: ALB
ISIN: US0126531013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the non-binding advisory Mgmt For For
resolution approving the compensation of
our named executive officers.
2A. Elect nominee to the Board of Director: Mgmt For For
Mary Lauren Brlas
2B. Elect nominee to the Board of Director: J. Mgmt For For
Kent Masters, Jr.
2C. Elect nominee to the Board of Director: Mgmt For For
Glenda J. Minor
2D. Elect nominee to the Board of Director: Mgmt For For
James J. O'Brien
2E. Elect nominee to the Board of Director: Mgmt For For
Diarmuid B. O'Connell
2F. Elect nominee to the Board of Director: Mgmt For For
Dean L. Seavers
2G. Elect nominee to the Board of Director: Mgmt For For
Gerald A. Steiner
2H. Elect nominee to the Board of Director: Mgmt For For
Holly A. Van Deursen
2I. Elect nominee to the Board of Director: Mgmt For For
Alejandro D. Wolff
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Albemarle's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC. Agenda Number: 935395257
--------------------------------------------------------------------------------------------------------------------------
Security: 015271109
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: ARE
ISIN: US0152711091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joel S. Marcus Mgmt For For
1B. Election of Director: Steven R. Hash Mgmt For For
1C. Election of Director: James P. Cain Mgmt For For
1D. Election of Director: Maria C. Freire Mgmt For For
1E. Election of Director: Jennifer Friel Mgmt For For
Goldstein
1F. Election of Director: Richard H. Klein Mgmt For For
1G. Election of Director: Michael A. Woronoff Mgmt For For
2. To cast a non-binding, advisory vote on a Mgmt For For
resolution to approve the compensation of
the Company's named executive officers, as
more particularly described in the
accompanying Proxy Statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accountants for the fiscal year
ending December 31, 2021, as more
particularly described in the accompanying
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 935410124
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Special
Meeting Date: 11-May-2021
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of December 12, 2020 (as it may be
amended from time to time, the "merger
agreement") by and among Alexion,
AstraZeneca PLC ("AstraZeneca"), Delta
Omega Sub Holdings Inc., a wholly owned
subsidiary of AstraZeneca ("Bidco"), Delta
Omega Sub Holdings Inc. 1, a direct, wholly
owned subsidiary of Bidco and Delta Omega
Sub Holdings LLC 2, a direct, wholly owned
subsidiary of Bidco (the "merger
proposal").
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation that may be paid or
become payable to Alexion's named executive
officers that is based on or otherwise
relates to the transactions contemplated by
the merger agreement.
3. To approve the adjournment of the Alexion Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are not sufficient votes at the
time of the Alexion special meeting to
approve the merger proposal or to ensure
that any supplement or amendment to this
proxy statement/ prospectus is timely
provided to Alexion stockholders.
--------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. Agenda Number: 935371132
--------------------------------------------------------------------------------------------------------------------------
Security: 016255101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ALGN
ISIN: US0162551016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin J. Dallas Mgmt For For
1B. Election of Director: Joseph M. Hogan Mgmt For For
1C. Election of Director: Joseph Lacob Mgmt For For
1D. Election of Director: C. Raymond Larkin, Mgmt For For
Jr.
1E. Election of Director: George J. Morrow Mgmt For For
1F. Election of Director: Anne M. Myong Mgmt For For
1G. Election of Director: Andrea L. Saia Mgmt For For
1H. Election of Director: Greg J. Santora Mgmt For For
1I. Election of Director: Susan E. Siegel Mgmt For For
1J. Election of Director: Warren S. Thaler Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS: Proposal to
ratify the appointment of
PricewaterhouseCoopers LLP as Align
Technology, Inc.'s independent registered
public accountants for the fiscal year
ending December 31, 2021.
3. BYLAW AMENDMENT: Ratify an Amendment of our Mgmt Against Against
Bylaws to designate Delaware and the
District Courts of the United States as the
Exclusive Forums for adjudication of
certain disputes.
4. APPROVAL OF AMENDED STOCK PLAN: Approve the Mgmt For For
Amendment and Restatement of our 2010
Employee Stock Purchase Plan.
5. ADVISORY VOTE ON NAMED EXECUTIVES Mgmt For For
COMPENSATION: Consider an Advisory Vote to
Approve the Compensation of our Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ALLEGION PLC Agenda Number: 935404133
--------------------------------------------------------------------------------------------------------------------------
Security: G0176J109
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: ALLE
ISIN: IE00BFRT3W74
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kirk S. Hachigian Mgmt For For
1B. Election of Director: Steven C. Mizell Mgmt For For
1C. Election of Director: Nicole Parent Haughey Mgmt For For
1D. Election of Director: David D. Petratis Mgmt For For
1E. Election of Director: Dean I. Schaffer Mgmt For For
1F. Election of Director: Charles L. Szews Mgmt For For
1G. Election of Director: Dev Vardhan Mgmt For For
1H. Election of Director: Martin E. Welch III Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the appointment of Mgmt For For
PricewaterhouseCoopers as independent
auditors of the Company and authorize the
Audit and Finance Committee of the Board of
Directors to set the auditors'
remuneration.
4. Approval of renewal of the Board of Mgmt For For
Directors' existing authority to issue
shares.
5. Approval of renewal of the Board of Mgmt For For
Directors' existing authority to issue
shares for cash without first offering
shares to existing shareholders (Special
Resolution).
--------------------------------------------------------------------------------------------------------------------------
ALLIANT ENERGY CORPORATION Agenda Number: 935372627
--------------------------------------------------------------------------------------------------------------------------
Security: 018802108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LNT
ISIN: US0188021085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger K. Newport Mgmt For For
Dean C. Oestreich Mgmt For For
Carol P. Sanders Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for 2021.
4. Shareowner proposal regarding a report on Shr Against For
the costs and benefits of Alliant Energy's
voluntary climate-related activities.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935406264
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt For For
1B. Election of Director: Sergey Brin Mgmt For For
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt For For
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt For For
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt For For
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt For For
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
7. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
8. A stockholder proposal regarding a report Shr For Against
on whistleblower policies and practices, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on charitable contributions, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on risks related to anticompetitive
practices, if properly presented at the
meeting.
11. A stockholder proposal regarding a Shr Against For
transition to a public benefit corporation,
if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 935381640
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John T. Casteen III Mgmt For For
1B. Election of Director: Dinyar S. Devitre Mgmt For For
1C. Election of Director: William F. Gifford, Mgmt For For
Jr.
1D. Election of Director: Debra J. Kelly-Ennis Mgmt For For
1E. Election of Director: W. Leo Kiely III Mgmt For For
1F. Election of Director: Kathryn B. McQuade Mgmt For For
1G. Election of Director: George Munoz Mgmt For For
1H. Election of Director: Mark E. Newman Mgmt For For
1I. Election of Director: Nabil Y. Sakkab Mgmt For For
1J. Election of Director: Virginia E. Shanks Mgmt For For
1K. Election of Director: Ellen R. Strahlman Mgmt For For
2. Ratification of the Selection of Mgmt For For
Independent Registered Public Accounting
Firm.
3. Non-Binding Advisory Vote to Approve the Mgmt Against Against
Compensation of Altria's Named Executive
Officers.
4. Shareholder Proposal - Review and Report on Shr Against For
Underage Tobacco Prevention Policies and
Marketing Practices.
5. Shareholder Proposal - Disclosure of Shr Against For
Lobbying Policies and Practices.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
AMCOR PLC Agenda Number: 935274744
--------------------------------------------------------------------------------------------------------------------------
Security: G0250X107
Meeting Type: Annual
Meeting Date: 04-Nov-2020
Ticker: AMCR
ISIN: JE00BJ1F3079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Graeme Liebelt Mgmt For For
1B. Election of Director: Dr. Armin Meyer Mgmt For For
1C. Election of Director: Ronald Delia Mgmt For For
1D. Election of Director: Andrea Bertone Mgmt For For
1E. Election of Director: Karen Guerra Mgmt For For
1F. Election of Director: Nicholas (Tom) Long Mgmt For For
1G. Election of Director: Arun Nayar Mgmt For For
1H. Election of Director: Jeremy Sutcliffe Mgmt For For
1I. Election of Director: David Szczupak Mgmt For For
1J. Election of Director: Philip Weaver Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers AG as our
independent registered public accounting
firm for fiscal year 2021.
3. To cast a non-binding, advisory vote on the Mgmt For For
Company's executive compensation
("Say-on-Pay Vote").
--------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION Agenda Number: 935352942
--------------------------------------------------------------------------------------------------------------------------
Security: 023608102
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: AEE
ISIN: US0236081024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WARNER L. BAXTER Mgmt For For
1B. ELECTION OF DIRECTOR: CYNTHIA J. BRINKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE S. BRUNE Mgmt For For
1D. ELECTION OF DIRECTOR: J. EDWARD COLEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: WARD H. DICKSON Mgmt For For
1F. ELECTION OF DIRECTOR: NOELLE K. EDER Mgmt For For
1G. ELECTION OF DIRECTOR: ELLEN M. FITZSIMMONS Mgmt For For
1H. ELECTION OF DIRECTOR: RAFAEL FLORES Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD J. HARSHMAN Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG S. IVEY Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES C. JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: STEVEN H. LIPSTEIN Mgmt For For
1M. ELECTION OF DIRECTOR: LEO S. MACKAY, JR. Mgmt For For
2. COMPANY PROPOSAL - ADVISORY APPROVAL OF Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS DISCLOSED IN THE PROXY STATEMENT.
3. COMPANY PROPOSAL - RATIFICATION OF THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP INC. Agenda Number: 935416734
--------------------------------------------------------------------------------------------------------------------------
Security: 02376R102
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: AAL
ISIN: US02376R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: James F. Albaugh
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Jeffrey D. Benjamin
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Adriane M. Brown
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: John T. Cahill
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Michael J. Embler
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Matthew J. Hart
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Susan D. Kronick
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Martin H. Nesbitt
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Denise M. O'Leary
1J. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: W. Douglas Parker
1K. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Ray M. Robinson
1L. Election of Director to serve until the Mgmt Against Against
2022 Annual Meeting: Douglas M. Steenland
2. A proposal to ratify the appointment of Mgmt For For
KPMG LLP as the independent registered
public accounting firm of American Airlines
Group Inc. for the fiscal year ending
December 31, 2021.
3. A proposal to consider and approve, on a Mgmt Against Against
non-binding, advisory basis, executive
compensation of American Airlines Group
Inc. as disclosed in the proxy statement.
4. Advisory vote on a stockholder proposal to Shr For Against
amend certain voting thresholds.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 935342749
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nicholas K. Akins Mgmt For For
1B. Election of Director: David J. Anderson Mgmt For For
1C. Election of Director: J. Barnie Beasley, Mgmt For For
Jr.
1D. Election of Director: Art A. Garcia Mgmt For For
1E. Election of Director: Linda A. Goodspeed Mgmt For For
1F. Election of Director: Thomas E. Hoaglin Mgmt For For
1G. Election of Director: Sandra Beach Lin Mgmt For For
1H. Election of Director: Margaret M. McCarthy Mgmt For For
1I. Election of Director: Stephen S. Rasmussen Mgmt For For
1J. Election of Director: Oliver G. Richard III Mgmt For For
1K. Election of Director: Daryl Roberts Mgmt For For
1L. Election of Director: Sara Martinez Tucker Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 935357358
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Thomas J. Baltimore
1B. Election of Director for a term of one Mgmt For For
year: Charlene Barshefsky
1C. Election of Director for a term of one Mgmt For For
year: John J. Brennan
1D. Election of Director for a term of one Mgmt For For
year: Peter Chernin
1E. Election of Director for a term of one Mgmt For For
year: Ralph de la Vega
1F. Election of Director for a term of one Mgmt For For
year: Michael O. Leavitt
1G. Election of Director for a term of one Mgmt For For
year: Theodore J. Leonsis
1H. Election of Director for a term of one Mgmt For For
year: Karen L. Parkhill
1I. Election of Director for a term of one Mgmt For For
year: Charles E. Phillips
1J. Election of Director for a term of one Mgmt For For
year: Lynn A. Pike
1K. Election of Director for a term of one Mgmt For For
year: Stephen J. Squeri
1L. Election of Director for a term of one Mgmt For For
year: Daniel L. Vasella
1M. Election of Director for a term of one Mgmt For For
year: Lisa W. Wardell
1N. Election of Director for a term of one Mgmt For For
year: Ronald A. Williams
1O. Election of Director for a term of one Mgmt For For
year: Christopher D. Young
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
4. Shareholder proposal relating to action by Shr For Against
written consent.
5. Shareholder proposal relating to annual Shr For Against
report on diversity.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 935359136
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: JAMES COLE, JR. Mgmt For For
1b. Election of Director: W. DON CORNWELL Mgmt For For
1c. Election of Director: BRIAN DUPERREAULT Mgmt For For
1d. Election of Director: JOHN H. FITZPATRICK Mgmt For For
1e. Election of Director: WILLIAM G. JURGENSEN Mgmt For For
1f. Election of Director: CHRISTOPHER S. LYNCH Mgmt For For
1g. Election of Director: LINDA A. MILLS Mgmt For For
1h. Election of Director: THOMAS F. MOTAMED Mgmt For For
1i. Election of Director: PETER R. PORRINO Mgmt For For
1j. Election of Director: AMY L. SCHIOLDAGER Mgmt For For
1k. Election of Director: DOUGLAS M. STEENLAND Mgmt For For
1l. Election of Director: THERESE M. VAUGHAN Mgmt For For
1m. Election of Director: PETER S. ZAFFINO Mgmt For For
2. To vote, on a non-binding advisory basis, Mgmt Against Against
to approve executive compensation.
3. To vote on a proposal to approve the Mgmt For For
American International Group, Inc. 2021
Omnibus Incentive Plan.
4. To act upon a proposal to ratify the Mgmt For For
selection of PricewaterhouseCoopers LLP as
AIG's independent registered public
accounting firm for 2021.
5. To vote on a shareholder proposal to give Shr For Against
shareholders who hold at least 10 percent
of AIG's outstanding common stock the right
to call special meetings.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 935387755
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Bartlett Mgmt For For
1B. Election of Director: Raymond P. Dolan Mgmt For For
1C. Election of Director: Kenneth R. Frank Mgmt For For
1D. Election of Director: Robert D. Hormats Mgmt For For
1E. Election of Director: Gustavo Lara Cantu Mgmt For For
1F. Election of Director: Grace D. Lieblein Mgmt For For
1G. Election of Director: Craig Macnab Mgmt For For
1H. Election of Director: JoAnn A. Reed Mgmt For For
1I. Election of Director: Pamela D.A. Reeve Mgmt For For
1J. Election of Director: David E. Sharbutt Mgmt For For
1K. Election of Director: Bruce L. Tanner Mgmt For For
1L. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. Stockholder proposal to amend the Shr For Against
appropriate governing documents to reduce
the ownership threshold required to call a
special meeting of the stockholders.
5. Stockholder proposal to require the Board Shr Against For
of Directors to create a standing committee
to oversee human rights issues.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC. Agenda Number: 935369074
--------------------------------------------------------------------------------------------------------------------------
Security: 030420103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: AWK
ISIN: US0304201033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey N. Edwards Mgmt For For
1B. Election of Director: Martha Clark Goss Mgmt For For
1C. Election of Director: Veronica M. Hagen Mgmt For For
1D. Election of Director: Kimberly J. Harris Mgmt For For
1E. Election of Director: Julia L. Johnson Mgmt For For
1F. Election of Director: Patricia L. Kampling Mgmt For For
1G. Election of Director: Karl F. Kurz Mgmt For For
1H. Election of Director: Walter J. Lynch Mgmt For For
1I. Election of Director: George MacKenzie Mgmt For For
1J. Election of Director: James G. Stavridis Mgmt For For
1K. Election of Director: Lloyd M. Yates Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment, by the Mgmt For For
Audit, Finance and Risk Committee of the
Board of Directors, of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 935353728
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James M. Cracchiolo Mgmt For For
1B. Election of Director: Dianne Neal Blixt Mgmt For For
1C. Election of Director: Amy DiGeso Mgmt For For
1D. Election of Director: Lon R. Greenberg Mgmt For For
1E. Election of Director: Jeffrey Noddle Mgmt For For
1F. Election of Director: Robert F. Sharpe, Jr. Mgmt For For
1G. Election of Director: Brian T. Shea Mgmt For For
1H. Election of Director: W. Edward Walter III Mgmt For For
1I. Election of Director: Christopher J. Mgmt For For
Williams
2. To approve the compensation of the named Mgmt For For
executive officers by a nonbinding advisory
vote.
3. To ratify the Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda Number: 935328939
--------------------------------------------------------------------------------------------------------------------------
Security: 03073E105
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: ABC
ISIN: US03073E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ornella Barra Mgmt For For
1B. Election of Director: Steven H. Collis Mgmt For For
1C. Election of Director: D. Mark Durcan Mgmt For For
1D. Election of Director: Richard W. Gochnauer Mgmt For For
1E. Election of Director: Lon R. Greenberg Mgmt For For
1F. Election of Director: Jane E. Henney, M.D. Mgmt For For
1G. Election of Director: Kathleen W. Hyle Mgmt For For
1H. Election of Director: Michael J. Long Mgmt For For
1I. Election of Director: Henry W. McGee Mgmt For For
1J. Election of Director: Dennis M. Nally Mgmt For For
2. Ratification of Ernst & Young LLP as the Mgmt For For
Company's independent registered public
accounting firm for fiscal year 2021.
3. Advisory vote to approve the compensation Mgmt Against Against
of named executive officers.
4. Stockholder proposal, if properly Shr Against For
presented, to adopt a policy that the Chair
of the Board be an Independent Director.
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 935352586
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: AME
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for three years term: Mgmt For For
Tod E. Carpenter
1B. Election of Director for three years term: Mgmt For For
Karleen M. Oberton
2. Approval, by advisory vote, of the Mgmt For For
compensation of AMETEK, Inc.'s named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 935375382
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Wanda M. Austin
1B. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Robert A. Bradway
1C. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Brian J. Druker
1D. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Robert A. Eckert
1E. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Greg C. Garland
1F. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Charles M. Holley, Jr.
1G. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Tyler Jacks
1H. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Ellen J. Kullman
1I. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Amy E. Miles
1J. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Ronald D. Sugar
1K. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr. R.
Sanders Williams
2. Advisory vote to approve our executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION Agenda Number: 935397782
--------------------------------------------------------------------------------------------------------------------------
Security: 032095101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: APH
ISIN: US0320951017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Stanley L. Clark Mgmt For For
1.2 Election of Director: John D. Craig Mgmt For For
1.3 Election of Director: David P. Falck Mgmt For For
1.4 Election of Director: Edward G. Jepsen Mgmt For For
1.5 Election of Director: Rita S. Lane Mgmt For For
1.6 Election of Director: Robert A. Livingston Mgmt For For
1.7 Election of Director: Martin H. Loeffler Mgmt For For
1.8 Election of Director: R. Adam Norwitt Mgmt For For
1.9 Election of Director: Anne Clarke Wolff Mgmt For For
2. Ratify the Selection of Deloitte & Touche Mgmt For For
LLP as Independent Public Accountants.
3. Advisory Vote to Approve Compensation of Mgmt For For
Named Executive Officers.
4. Ratify and Approve the Amended and Restated Mgmt Against Against
2017 Stock Purchase Option Plan for Key
Employees of Amphenol and Subsidiaries.
5. Approve an Amendment to the Company's Mgmt For For
Certificate of Incorporation to Increase
the Number of Authorized Shares.
6. Stockholder Proposal: Improve Our Catch-22 Shr Against For
Proxy Access.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935270392
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Special
Meeting Date: 08-Oct-2020
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock, par value $0.16 2/3 per share, of
Analog Devices, Inc. ("Analog Devices") to
the stockholders of Maxim Integrated
Products, Inc. ("Maxim") in connection with
the merger contemplated by the Agreement
and Plan of Merger, dated as of July 12,
2020 (as it may be amended from time to
time), by and among Analog Devices, Magneto
Corp., a Delaware corporation and
wholly-owned subsidiary of Analog Devices,
and Maxim (the "Analog Devices share
issuance proposal").
2. To adjourn the Special Meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if there are not
sufficient votes at the time of the Special
Meeting to approve the Analog Devices share
issuance proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Analog Devices shareholders.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935326252
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ray Stata Mgmt For For
1B. Election of Director: Vincent Roche Mgmt For For
1C. Election of Director: James A. Champy Mgmt For For
1D. Election of Director: Anantha P. Mgmt For For
Chandrakasan
1E. Election of Director: Bruce R. Evans Mgmt For For
1F. Election of Director: Edward H. Frank Mgmt For For
1G. Election of Director: Laurie H. Glimcher Mgmt For For
1H. Election of Director: Karen M. Golz Mgmt For For
1I. Election of Director: Mark M. Little Mgmt For For
1J. Election of Director: Kenton J. Sicchitano Mgmt For For
1K. Election of Director: Susie Wee Mgmt For For
2. Advisory resolution to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
ANSYS, INC. Agenda Number: 935371459
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ANSS
ISIN: US03662Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director for Three-Year Mgmt For For
Term: Jim Frankola
1B. Election of Class I Director for Three-Year Mgmt For For
Term: Alec D. Gallimore
1C. Election of Class I Director for Three-Year Mgmt For For
Term: Ronald W. Hovsepian
2. Ratification of the Selection of Deloitte & Mgmt For For
Touche LLP as the Company's Independent
Registered Public Accounting Firm for
Fiscal Year 2021.
3. Approval of the ANSYS, Inc. 2021 Equity and Mgmt For For
Incentive Compensation Plan.
4. Advisory Approval of the Compensation of Mgmt For For
Our Named Executive Officers.
5. Stockholder Proposal Requesting the Shr For Against
Adoption of a Simple Majority Voting
Provision, if Properly Presented.
--------------------------------------------------------------------------------------------------------------------------
ANTHEM, INC. Agenda Number: 935387488
--------------------------------------------------------------------------------------------------------------------------
Security: 036752103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: ANTM
ISIN: US0367521038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Lewis Hay, III Mgmt For For
1.2 Election of Director: Antonio F. Neri Mgmt For For
1.3 Election of Director: Ramiro G. Peru Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935249602
--------------------------------------------------------------------------------------------------------------------------
Security: G0403H108
Meeting Type: Special
Meeting Date: 26-Aug-2020
Ticker: AON
ISIN: IE00BLP1HW54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of the aggregate Mgmt For For
scheme consideration pursuant to the
transaction.
2. Approve any motion by the chair of the Aon Mgmt For For
EGM to adjourn the Aon EGM, or any
adjournments thereof, to another time and
place if necessary or appropriate to
solicit additional proxies if there are
insufficient votes at the time of the Aon
EGM to approve Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935399041
--------------------------------------------------------------------------------------------------------------------------
Security: G0403H108
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: AON
ISIN: IE00BLP1HW54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lester B. Knight Mgmt For For
1B. Election of Director: Gregory C. Case Mgmt For For
1C. Election of Director: Jin-Yong Cai Mgmt For For
1D. Election of Director: Jeffrey C. Campbell Mgmt For For
1E. Election of Director: Fulvio Conti Mgmt For For
1F. Election of Director: Cheryl A. Francis Mgmt For For
1G. Election of Director: J. Michael Losh Mgmt For For
1H. Election of Director: Richard B. Myers Mgmt For For
1I. Election of Director: Richard C. Notebaert Mgmt For For
1J. Election of Director: Gloria Santona Mgmt For For
1K. Election of Director: Byron O. Spruell Mgmt For For
1L. Election of Director: Carolyn Y. Woo Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
4. Re-appoint Ernst & Young Chartered Mgmt For For
Accountants as the Company's statutory
auditor under Irish law.
5. Authorize the Board or the Audit Committee Mgmt For For
of the Board to determine the remuneration
of Ernst & Young Chartered Accountants, in
its capacity as the Company's statutory
auditor under Irish law.
6. Amend Article 190 of the Company's Articles Mgmt For For
of Association.
7. Authorize the Board to capitalize certain Mgmt For For
of the Company's non-distributable
reserves.
8. Approve the creation of distributable Mgmt For For
profits by the reduction and cancellation
of the amounts capitalized pursuant to the
authority given under Proposal 7.
--------------------------------------------------------------------------------------------------------------------------
APA CORPORATION Agenda Number: 935379443
--------------------------------------------------------------------------------------------------------------------------
Security: 03743Q108
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: APA
ISIN: US03743Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Annell R. Bay Mgmt For For
2. Election of Director: John J. Christmann IV Mgmt For For
3. Election of Director: Juliet S. Ellis Mgmt For For
4. Election of Director: Chansoo Joung Mgmt For For
5. Election of Director: John E. Lowe Mgmt For For
6. Election of Director: H. Lamar McKay Mgmt For For
7. Election of Director: William C. Montgomery Mgmt For For
8. Election of Director: Amy H. Nelson Mgmt For For
9. Election of Director: Daniel W. Rabun Mgmt For For
10. Election of Director: Peter A. Ragauss Mgmt For For
11. Ratification of Ernst & Young LLP as APA's Mgmt For For
Independent Auditors.
12. Advisory Vote to Approve Compensation of Mgmt For For
APA's Named Executive Officers.
13. Approval of the Apache Charter Amendment. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
APARTMENT INVESTMENT AND MANAGEMENT CO. Agenda Number: 935296827
--------------------------------------------------------------------------------------------------------------------------
Security: 03748R754
Meeting Type: Consent
Meeting Date: 20-Nov-2020
Ticker: AIV
ISIN: US03748R7540
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The demand of the call of a special meeting Mgmt For *
of stockholders of the Company pursuant to
Article I, Section 1.02 of the Company's
Amended and Restated By-laws.
2. The exercise of any and all rights of each Mgmt For *
of the undersigned incidental to calling
the special meeting and causing the
purposes of the authority expressly granted
herein to the Designated Agents to be
carried into effect; provided, however,
that nothing contained in this instrument
shall be construed to grant the Designated
Agents the right, power or authority to
vote any shares of Common Stock owned by
the undersigned at the special meeting or
at any other stockholders meeting.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Against For
"Shareholder Proposal to Improve Executive
Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 935329373
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rani Borkar Mgmt For For
1B. Election of Director: Judy Bruner Mgmt For For
1C. Election of Director: Xun (Eric) Chen Mgmt For For
1D. Election of Director: Aart J. de Geus Mgmt For For
1E. Election of Director: Gary E. Dickerson Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt For For
1G. Election of Director: Alexander A. Karsner Mgmt For For
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2020.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Applied Materials' independent
registered public accounting firm for
fiscal year 2021.
4. Approval of the amended and restated Mgmt For For
Employee Stock Incentive Plan.
5. Approval of the Omnibus Employees' Stock Mgmt For For
Purchase Plan.
6. Shareholder proposal to adopt a policy, and Shr Against For
amend our governing documents as necessary,
to require the Chairman of the Board to be
independent whenever possible including the
next Chairman of the Board transition.
7. Shareholder proposal to improve the Shr Against For
executive compensation program and policy
to include CEO pay ratio and other factors.
--------------------------------------------------------------------------------------------------------------------------
APTIV PLC Agenda Number: 935344349
--------------------------------------------------------------------------------------------------------------------------
Security: G6095L109
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: APTV
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin P. Clark Mgmt For For
1B. Election of Director: Richard L. Clemmer Mgmt For For
1C. Election of Director: Nancy E. Cooper Mgmt For For
1D. Election of Director: Nicholas M. Donofrio Mgmt For For
1E. Election of Director: Rajiv L. Gupta Mgmt For For
1F. Election of Director: Joseph L. Hooley Mgmt For For
1G. Election of Director: Merit E. Janow Mgmt For For
1H. Election of Director: Sean O. Mahoney Mgmt For For
1I. Election of Director: Paul M. Meister Mgmt For For
1J. Election of Director: Robert K. Ortberg Mgmt For For
1K. Election of Director: Colin J. Parris Mgmt For For
1L. Election of Director: Ana G. Pinczuk Mgmt For For
2. Proposal to re-appoint auditors, ratify Mgmt For For
independent public accounting firm and
authorize the directors to determine the
fees paid to the auditors.
3. Say-on-Pay - To approve, by advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 935362400
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M.S. Burke Mgmt For For
1B. Election of Director: T. Colbert Mgmt For For
1C. Election of Director: T.K. Crews Mgmt For For
1D. Election of Director: P. Dufour Mgmt For For
1E. Election of Director: D.E. Felsinger Mgmt For For
1F. Election of Director: S.F. Harrison Mgmt For For
1G. Election of Director: J.R. Luciano Mgmt For For
1H. Election of Director: P.J. Moore Mgmt For For
1I. Election of Director: F.J. Sanchez Mgmt For For
1J. Election of Director: D.A. Sandler Mgmt For For
1K. Election of Director: L.Z. Schlitz Mgmt For For
1L. Election of Director: K.R. Westbrook Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for the year ending
December 31, 2021.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Stockholder Proposal Regarding Shareholder Shr Against For
Aggregation for Proxy Access.
--------------------------------------------------------------------------------------------------------------------------
ARISTA NETWORKS, INC. Agenda Number: 935400325
--------------------------------------------------------------------------------------------------------------------------
Security: 040413106
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: ANET
ISIN: US0404131064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kelly Battles Mgmt For For
Andreas Bechtolsheim Mgmt For For
Jayshree Ullal Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO. Agenda Number: 935365305
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: AJG
ISIN: US3635761097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: William L. Bax Mgmt For For
1C. Election of Director: D. John Coldman Mgmt For For
1D. Election of Director: J. Patrick Gallagher, Mgmt For For
Jr.
1E. Election of Director: David S. Johnson Mgmt For For
1F. Election of Director: Kay W. McCurdy Mgmt For For
1G. Election of Director: Christopher C. Miskel Mgmt For For
1H. Election of Director: Ralph J. Nicoletti Mgmt For For
1I. Election of Director: Norman L. Rosenthal Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as our Independent Auditor for
the fiscal year ending December 31, 2021.
3. Approval, on an Advisory Basis, of the Mgmt For For
Compensation of our Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
ASSURANT, INC. Agenda Number: 935355669
--------------------------------------------------------------------------------------------------------------------------
Security: 04621X108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: AIZ
ISIN: US04621X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Elaine D. Rosen Mgmt For For
1B. Election of Director: Paget L. Alves Mgmt For For
1C. Election of Director: J. Braxton Carter Mgmt For For
1D. Election of Director: Juan N. Cento Mgmt For For
1E. Election of Director: Alan B. Colberg Mgmt For For
1F. Election of Director: Harriet Edelman Mgmt For For
1G. Election of Director: Lawrence V. Jackson Mgmt For For
1H. Election of Director: Jean-Paul L. Montupet Mgmt For For
1I. Election of Director: Debra J. Perry Mgmt For For
1J. Election of Director: Ognjen (Ogi) Redzic Mgmt For For
1K. Election of Director: Paul J. Reilly Mgmt For For
1L. Election of Director: Robert W. Stein Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Assurant's
Independent Registered Public Accounting
Firm for 2021.
3. Advisory approval of the 2020 compensation Mgmt For For
of the Company's named executive officers.
4. Approval of Amendment to the Assurant, Inc. Mgmt For For
2017 Long Term Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935347179
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William E. Kennard Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1C. Election of Director: Scott T. Ford Mgmt For For
1D. Election of Director: Glenn H. Hutchins Mgmt For For
1E. Election of Director: Debra L. Lee Mgmt For For
1F. Election of Director: Stephen J. Luczo Mgmt For For
1G. Election of Director: Michael B. Mgmt For For
McCallister
1H. Election of Director: Beth E. Mooney Mgmt For For
1I. Election of Director: Matthew K. Rose Mgmt For For
1J. Election of Director: John T. Stankey Mgmt For For
1K. Election of Director: Cynthia B. Taylor Mgmt For For
1L. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory approval of executive Mgmt For For
compensation.
4. Stockholder Right to Act by Written Shr Against For
Consent.
--------------------------------------------------------------------------------------------------------------------------
ATMOS ENERGY CORPORATION Agenda Number: 935318091
--------------------------------------------------------------------------------------------------------------------------
Security: 049560105
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: ATO
ISIN: US0495601058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election Of Director: J. Kevin Akers Mgmt For For
1B. Election Of Director: Robert W. Best Mgmt For For
1C. Election Of Director: Kim R. Cocklin Mgmt For For
1D. Election Of Director: Kelly H. Compton Mgmt For For
1E. Election Of Director: Sean Donohue Mgmt For For
1F. Election Of Director: Rafael G. Garza Mgmt For For
1G. Election Of Director: Richard K. Gordon Mgmt For For
1H. Election Of Director: Robert C. Grable Mgmt For For
1I. Election Of Director: Nancy K. Quinn Mgmt For For
1J. Election Of Director: Richard A. Sampson Mgmt For For
1K. Election Of Director: Stephen R. Springer Mgmt For For
1L. Election Of Director: Diana J. Walters Mgmt For For
1M. Election Of Director: Richard Ware II Mgmt For For
1N. Election Of Director: Frank Yoho Mgmt For For
2. Proposal to amend the Company's 1998 Mgmt For For
Long-Term Incentive Plan.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered public accounting firm for
fiscal 2021.
4. Proposal for an advisory vote by Mgmt For For
shareholders to approve the compensation of
the Company's named executive officers for
fiscal 2020 ("Say-on-Pay").
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 935412899
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew Anagnost Mgmt For For
1B. Election of Director: Karen Blasing Mgmt For For
1C. Election of Director: Reid French Mgmt For For
1D. Election of Director: Dr. Ayanna Howard Mgmt For For
1E. Election of Director: Blake Irving Mgmt For For
1F. Election of Director: Mary T. McDowell Mgmt For For
1G. Election of Director: Stephen Milligan Mgmt For For
1H. Election of Director: Lorrie M. Norrington Mgmt For For
1I. Election of Director: Betsy Rafael Mgmt For For
1J. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Autodesk, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 935276130
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 11-Nov-2020
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter Bisson Mgmt For For
1B. Election of Director: Richard T. Clark Mgmt For For
1C. Election of Director: Linnie M. Haynesworth Mgmt For For
1D. Election of Director: John P. Jones Mgmt For For
1E. Election of Director: Francine S. Katsoudas Mgmt For For
1F. Election of Director: Nazzic S. Keene Mgmt For For
1G. Election of Director: Thomas J. Lynch Mgmt For For
1H. Election of Director: Scott F. Powers Mgmt For For
1I. Election of Director: William J. Ready Mgmt For For
1J. Election of Director: Carlos A. Rodriguez Mgmt For For
1K. Election of Director: Sandra S. Wijnberg Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Mgmt For For
Auditors.
4. Stockholder proposal, if properly presented Shr Against For
at the meeting, to prepare a Report on
Employee Representation on the Board of
Directors.
--------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. Agenda Number: 935294520
--------------------------------------------------------------------------------------------------------------------------
Security: 053332102
Meeting Type: Annual
Meeting Date: 16-Dec-2020
Ticker: AZO
ISIN: US0533321024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Douglas H. Brooks Mgmt For For
1b. Election of Director: Linda A. Goodspeed Mgmt For For
1c. Election of Director: Earl G. Graves, Jr. Mgmt For For
1d. Election of Director: Enderson Guimaraes Mgmt For For
1e. Election of Director: Michael M. Calbert Mgmt For For
1f. Election of Director: D. Bryan Jordan Mgmt For For
1g. Election of Director: Gale V. King Mgmt For For
1h. Election of Director: George R. Mrkonic, Mgmt For For
Jr.
1i. Election of Director: William C. Rhodes, Mgmt For For
III
1j. Election of Director: Jill A. Soltau Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent registered public accounting
firm for the 2021 fiscal year.
3. Approval of advisory vote on executive Mgmt For For
compensation
4. Approval of Autozone, Inc. 2020 Omnibus Mgmt For For
Incentive Award Plan
--------------------------------------------------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC. Agenda Number: 935383048
--------------------------------------------------------------------------------------------------------------------------
Security: 053484101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: AVB
ISIN: US0534841012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Glyn F. Aeppel
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Terry S. Brown
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Alan B. Buckelew
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Ronald L. Havner, Jr.
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Stephen P. Hills
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Christopher B. Howard
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Richard J. Lieb
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Nnenna Lynch
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Timothy J. Naughton
1J. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Benjamin W. Schall
1K. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Susan Swanezy
1L. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: W. Edward Walter
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent auditors
for the year ending December 31, 2021.
3. To adopt a resolution approving, on a Mgmt For For
non-binding advisory basis, the
compensation paid to the Company's Named
Executive Officers, as disclosed pursuant
to Item 402 of Regulation S-K, including
the Compensation Discussion and Analysis,
compensation tables and narrative
discussion set forth in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
AVERY DENNISON CORPORATION Agenda Number: 935342294
--------------------------------------------------------------------------------------------------------------------------
Security: 053611109
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: AVY
ISIN: US0536111091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bradley Alford Mgmt For For
1B. Election of Director: Anthony Anderson Mgmt For For
1C. Election of Director: Mark Barrenechea Mgmt For For
1D. Election of Director: Mitchell Butier Mgmt For For
1E. Election of Director: Ken Hicks Mgmt For For
1F. Election of Director: Andres Lopez Mgmt For For
1G. Election of Director: Patrick Siewert Mgmt For For
1H. Election of Director: Julia Stewart Mgmt For For
1I. Election of Director: Martha Sullivan Mgmt For For
2. Approval, on an advisory basis, of our Mgmt For For
executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES COMPANY Agenda Number: 935366535
--------------------------------------------------------------------------------------------------------------------------
Security: 05722G100
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: BKR
ISIN: US05722G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. Geoffrey Beattie Mgmt For For
Gregory D. Brenneman Mgmt For For
Cynthia B. Carroll Mgmt For For
Clarence P. Cazalot, Jr Mgmt For For
Nelda J. Connors Mgmt For For
Gregory L. Ebel Mgmt For For
Lynn L. Elsenhans Mgmt For For
John G. Rice Mgmt For For
Lorenzo Simonelli Mgmt For For
2. An advisory vote related to the Company's Mgmt For For
executive compensation program.
3. The ratification of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for fiscal year 2021.
4. The approval of the Amendment and Mgmt For For
Restatement of the Baker Hughes Company
Employee Stock Purchase Plan.
5. The approval of the Baker Hughes Company Mgmt For For
2021 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
BALL CORPORATION Agenda Number: 935351445
--------------------------------------------------------------------------------------------------------------------------
Security: 058498106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: BLL
ISIN: US0584981064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John A. Bryant Mgmt For For
Michael J. Cave Mgmt For For
Daniel W. Fisher Mgmt For For
Pedro H. Mariani Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Corporation for 2021.
3. To approve, by non-binding vote, the Mgmt For For
compensation paid to the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935345670
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1D. Election of Director: Pierre J.P. de Weck Mgmt For For
1E. Election of Director: Arnold W. Donald Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Monica C. Lozano Mgmt For For
1H. Election of Director: Thomas J. May Mgmt For For
1I. Election of Director: Brian T. Moynihan Mgmt For For
1J. Election of Director: Lionel L. Nowell III Mgmt For For
1K. Election of Director: Denise L. Ramos Mgmt For For
1L. Election of Director: Clayton S. Rose Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
1N. Election of Director: Thomas D. Woods Mgmt For For
1O. Election of Director: R. David Yost Mgmt For For
1P. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an Mgmt For For
advisory, nonbinding "Say on Pay"
resolution).
3. Ratifying the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
4. Amending and restating the Bank of America Mgmt For For
Corporation Key Employee Equity Plan.
5. Shareholder proposal requesting amendments Shr Against For
to our proxy access by law.
6. Shareholder proposal requesting amendments Shr Against For
to allow shareholders to act by written
consent.
7. Shareholder proposal requesting a change in Shr Against For
organizational form.
8. Shareholder proposal requesting a racial Shr For Against
equity audit.
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 935352459
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose (Joe) Almeida Mgmt For For
1B. Election of Director: Thomas F. Chen Mgmt For For
1C. Election of Director: John D. Forsyth Mgmt For For
1D. Election of Director: Peter S. Hellman Mgmt For For
1E. Election of Director: Michael F. Mahoney Mgmt For For
1F. Election of Director: Patricia B. Morrison Mgmt For For
1G. Election of Director: Stephen N. Oesterle Mgmt For For
1H. Election of Director: Cathy R. Smith Mgmt For For
1I. Election of Director: Thomas T. Stallkamp Mgmt For For
1J. Election of Director: Albert P.L. Stroucken Mgmt For For
1K. Election of Director: Amy A. Wendell Mgmt For For
1L. Election of Director: David S. Wilkes Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
4. Vote to Approve the Omnibus Plan. Mgmt For For
5. Vote to Approve the ESPP Amendment. Mgmt For For
6. Stockholder Proposal - Right to Act by Shr For Against
Written Consent.
7. Stockholder Proposal - Independent Board Shr Against For
Chairman.
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 935316845
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Catherine M. Burzik Mgmt For For
1B. Election of Director: R. Andrew Eckert Mgmt For For
1C. Election of Director: Vincent A. Forlenza Mgmt For For
1D. Election of Director: Claire M. Fraser Mgmt For For
1E. Election of Director: Jeffrey W. Henderson Mgmt For For
1F. Election of Director: Christopher Jones Mgmt For For
1G. Election of Director: Marshall O. Larsen Mgmt For For
1H. Election of Director: David F. Melcher Mgmt For For
1I. Election of Director: Thomas E. Polen Mgmt For For
1J. Election of Director: Claire Pomeroy Mgmt For For
1K. Election of Director: Rebecca W. Rimel Mgmt For For
1L. Election of Director: Timothy M. Ring Mgmt For For
1M. Election of Director: Bertram L. Scott Mgmt For For
2. Ratification of the selection of the Mgmt For For
independent registered public accounting
firm.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal seeking to lower the Shr For Against
ownership threshold required to call a
special shareholders meeting, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935351128
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 01-May-2021
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Shareholder proposal regarding the Shr For Against
reporting of climate-related risks and
opportunities.
3. Shareholder proposal regarding diversity Shr For Against
and inclusion reporting.
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 935420656
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Corie S. Barry Mgmt For For
1B. Election of Director: Lisa M. Caputo Mgmt For For
1C. Election of Director: J. Patrick Doyle Mgmt For For
1D. Election of Director: David W. Kenny Mgmt For For
1E. Election of Director: Mario J. Marte Mgmt For For
1F. Election of Director: Karen A. McLoughlin Mgmt For For
1G. Election of Director: Thomas L. Millner Mgmt For For
1H. Election of Director: Claudia F. Munce Mgmt For For
1I. Election of Director: Richelle P. Parham Mgmt For For
1J. Election of Director: Steven E. Rendle Mgmt For For
1K. Election of Director: Eugene A. Woods Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 29, 2022.
3. To approve in a non-binding advisory vote Mgmt For For
our named executive officer compensation.
4. To vote on a shareholder proposal entitled Shr Against For
"Right to Act by Written Consent".
--------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. Agenda Number: 935380686
--------------------------------------------------------------------------------------------------------------------------
Security: 090572207
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: BIO
ISIN: US0905722072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Nominee: Melinda Litherland Mgmt For For
1.2 Election of Nominee: Arnold A. Pinkston Mgmt For For
2. PROPOSAL to ratify the selection of KPMG Mgmt For For
LLP to serve as the Company's independent
auditors.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN INC. Agenda Number: 935409032
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Alexander J. Denner
1B. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Caroline D. Dorsa
1C. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Maria C. Freire
1D. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: William A. Hawkins
1E. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: William D. Jones
1F. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Nancy L. Leaming
1G. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Jesus B. Mantas
1H. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Richard C. Mulligan
1I. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Stelios Papadopoulos
1J. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Brian S. Posner
1K. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Eric K. Rowinsky
1L. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Stephen A. Sherwin
1M. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Michel Vounatsos
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Biogen Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Say on Pay - To approve an advisory vote on Mgmt For For
executive compensation.
4. To approve an amendment to Biogen's Amended Mgmt Against Against
and Restated Certificate of Incorporation,
as amended, to add a federal forum
selection provision.
5. Stockholder proposal requesting a report on Shr Against For
Biogen's lobbying activities.
6. Stockholder proposal requesting a report on Shr Against For
Biogen's gender pay gap.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 935394849
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bader M. Alsaad Mgmt For For
1B. Election of Director: Pamela Daley Mgmt For For
1C. Election of Director: Jessica P. Einhorn Mgmt For For
1D. Election of Director: Laurence D. Fink Mgmt For For
1E. Election of Director: William E. Ford Mgmt For For
1F. Election of Director: Fabrizio Freda Mgmt For For
1G. Election of Director: Murry S. Gerber Mgmt For For
1H. Election of Director: Margaret "Peggy" L. Mgmt For For
Johnson
1I. Election of Director: Robert S. Kapito Mgmt For For
1J. Election of Director: Cheryl D. Mills Mgmt For For
1K. Election of Director: Gordon M. Nixon Mgmt For For
1L. Election of Director: Charles H. Robbins Mgmt For For
1M. Election of Director: Marco Antonio Slim Mgmt For For
Domit
1N. Election of Director: Hans E. Vestberg Mgmt For For
1O. Election of Director: Susan L. Wagner Mgmt For For
1P. Election of Director: Mark Wilson Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation for named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
LLP as BlackRock's independent registered
public accounting firm for the fiscal year
2021.
4A. Approve amendments to BlackRock's Amended Mgmt For For
and Restated Certificate of Incorporation
to: Provide shareholders with the right to
call a special meeting.
4B. Approve amendments to BlackRock's Amended Mgmt For For
and Restated Certificate of Incorporation
to: Eliminate certain supermajority vote
requirements.
4C. Approve amendments to BlackRock's Amended Mgmt For For
and Restated Certificate of Incorporation
to: Eliminate certain provisions that are
no longer applicable and make certain other
technical revisions.
5. Shareholder Proposal - Amend Certificate of Shr Against For
Incorporation to convert to a public
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935408434
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Bob van Dijk Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2020 executive Mgmt For For
compensation.
3. Management proposal to amend the Company's Mgmt For For
1999 Omnibus Plan.
4. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
5. Management proposal to amend the Company's Mgmt Abstain Against
Certificate of Incorporation to allow
stockholders the right to act by written
consent.
6. Stockholder proposal requesting the right Shr For Against
of stockholders to act by written consent.
7. Stockholder proposal requesting the Company Shr For Against
issue a climate transition report.
8. Stockholder proposal requesting the Company Shr Against For
hold an annual advisory stockholder vote on
the Company's climate policies and
strategies.
--------------------------------------------------------------------------------------------------------------------------
BORGWARNER INC. Agenda Number: 935350190
--------------------------------------------------------------------------------------------------------------------------
Security: 099724106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: BWA
ISIN: US0997241064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nelda J. Connors Mgmt For For
1B. Election of Director: Dennis C. Cuneo Mgmt For For
1C. Election of Director: David S. Haffner Mgmt For For
1D. Election of Director: Michael S. Hanley Mgmt For For
1E. Election of Director: Frederic B. Lissalde Mgmt For For
1F. Election of Director: Paul A. Mascarenas Mgmt For For
1G. Election of Director: Shaun E. McAlmont Mgmt For For
1H. Election of Director: Deborah D. McWhinney Mgmt For For
1I. Election of Director: Alexis P. Michas Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
our named executive officers.
3. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
Company for 2021.
4. Stockholder proposal to enable 10% of Shr For Against
shares to request a record date to initiate
stockholder written consent.
--------------------------------------------------------------------------------------------------------------------------
BOSTON PROPERTIES, INC. Agenda Number: 935377615
--------------------------------------------------------------------------------------------------------------------------
Security: 101121101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: BXP
ISIN: US1011211018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joel I. Klein Mgmt For For
1B. Election of Director: Kelly A. Ayotte Mgmt For For
1C. Election of Director: Bruce W. Duncan Mgmt For For
1D. Election of Director: Karen E. Dykstra Mgmt For For
1E. Election of Director: Carol B. Einiger Mgmt For For
1F. Election of Director: Diane J. Hoskins Mgmt For For
1G. Election of Director: Douglas T. Linde Mgmt For For
1H. Election of Director: Matthew J. Lustig Mgmt For For
1I. Election of Director: Owen D. Thomas Mgmt For For
1J. Election of Director: David A. Twardock Mgmt For For
1K. Election of Director: William H. Walton, Mgmt For For
III
2. To approve, by non-binding, advisory Mgmt For For
resolution, the Company's named executive
officer compensation.
3. To approve the Boston Properties, Inc. 2021 Mgmt For For
Stock Incentive Plan.
4. To ratify the Audit Committee's appointment Mgmt For For
of PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 935360456
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: BSX
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nelda J. Connors Mgmt For For
1B. Election of Director: Charles J. Mgmt For For
Dockendorff
1C. Election of Director: Yoshiaki Fujimori Mgmt For For
1D. Election of Director: Donna A. James Mgmt For For
1E. Election of Director: Edward J. Ludwig Mgmt For For
1F. Election of Director: Michael F. Mahoney Mgmt For For
1G. Election of Director: David J. Roux Mgmt For For
1H. Election of Director: John E. Sununu Mgmt For For
1I. Election of Director: Ellen M. Zane Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, named executive officer
compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the 2021 fiscal year.
4. To consider and vote upon a stockholder Shr Against For
proposal requesting a report to
stockholders describing any benefits to the
company related to employee participation
in company governance.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935359643
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Michael W. Bonney Mgmt For For
1C) Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1D) Election of Director: Julia A. Haller, M.D. Mgmt For For
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen Vousden, Ph.D. Mgmt For For
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers.
3. Approval of the Company's 2021 Stock Award Mgmt For For
and Incentive Plan.
4. Ratification of the Appointment of an Mgmt For For
Independent Registered Public Accounting
Firm.
5. Approval of an Amendment to the Certificate Mgmt For For
of Incorporation to Lower the Ownership
Threshold for Special Shareholder Meetings
to 15%.
6. Shareholder Proposal on Adoption of a Board Shr Against For
Policy that the Chairperson of the Board be
an Independent Director.
7. Shareholder Proposal on Shareholder Right Shr Against For
to Act by Written Consent.
8. Shareholder Proposal to Lower the Ownership Shr Against For
Threshold for Special Shareholder Meetings
to 10%.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 935335768
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 05-Apr-2021
Ticker: AVGO
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ms. Diane M. Bryant Mgmt For For
1B. Election of Director: Ms. Gayla J. Delly Mgmt For For
1C. Election of Director: Mr. Raul J. Fernandez Mgmt For For
1D. Election of Director: Mr. Eddy W. Mgmt For For
Hartenstein
1E. Election of Director: Mr. Check Kian Low Mgmt For For
1F. Election of Director: Ms. Justine F. Page Mgmt For For
1G. Election of Director: Dr. Henry Samueli Mgmt For For
1H. Election of Director: Mr. Hock E. Tan Mgmt For For
1I. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
Pricewaterhouse-Coopers LLP as Broadcom's
independent registered public accounting
firm for the fiscal year ending October 31,
2021.
3. Approval of an amendment and restatement of Mgmt For For
Broadcom's 2012 Stock Incentive Plan.
4. Advisory vote to approve compensation of Mgmt For For
Broadcom's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 935279984
--------------------------------------------------------------------------------------------------------------------------
Security: 11133T103
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: BR
ISIN: US11133T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Leslie
A. Brun
1B. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Pamela
L. Carter
1C. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders:
Richard J. Daly
1D. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Robert
N. Duelks
1E. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders:
Timothy C. Gokey
1F. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Brett
A. Keller
1G. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Maura
A. Markus
1H. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Thomas
J. Perna
1I. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Alan
J. Weber
1J. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Amit
K. Zavery
2. Advisory vote to approve the compensation Mgmt For For
of the Company's Named Executive Officers
(the Say on Pay Vote).
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accountants for the
fiscal year ending June 30, 2021.
4. Stockholder Proposal on Political Shr Against For
Contributions.
--------------------------------------------------------------------------------------------------------------------------
C.H. ROBINSON WORLDWIDE, INC. Agenda Number: 935352930
--------------------------------------------------------------------------------------------------------------------------
Security: 12541W209
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CHRW
ISIN: US12541W2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott P. Anderson Mgmt For For
1B. Election of Director: Robert C. Biesterfeld Mgmt For For
Jr.
1C. Election of Director: Kermit R. Crawford Mgmt For For
1D. Election of Director: Wayne M. Fortun Mgmt For For
1E. Election of Director: Timothy C. Gokey Mgmt For For
1F. Election of Director: Mary J. Steele Mgmt For For
Guilfoile
1G. Election of Director: Jodee A. Kozlak Mgmt For For
1H. Election of Director: Brian P. Short Mgmt For For
1I. Election of Director: James B. Stake Mgmt For For
1J. Election of Director: Paula C. Tolliver Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION Agenda Number: 935345454
--------------------------------------------------------------------------------------------------------------------------
Security: 127097103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: COG
ISIN: US1270971039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dorothy M. Ables Mgmt For For
Rhys J. Best Mgmt For For
Robert S. Boswell Mgmt For For
Amanda M. Brock Mgmt For For
Peter B. Delaney Mgmt For For
Dan O. Dinges Mgmt For For
W. Matt Ralls Mgmt For For
Marcus A. Watts Mgmt For For
2. To ratify the appointment of the firm Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for its 2021 fiscal
year.
3. To approve, by non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC. Agenda Number: 935363375
--------------------------------------------------------------------------------------------------------------------------
Security: 127387108
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CDNS
ISIN: US1273871087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Mark W. Adams Mgmt For For
1B Election of Director: Ita Brennan Mgmt For For
1C Election of Director: Lewis Chew Mgmt For For
1D Election of Director: Julia Liuson Mgmt For For
1E Election of Director: James D. Plummer Mgmt For For
1F Election of Director: Alberto Mgmt For For
Sangiovanni-Vincentelli
1G Election of Director: John B. Shoven Mgmt For For
1H Election of Director: Young K. Sohn Mgmt For For
1I Election of Director: Lip-Bu Tan Mgmt For For
2. Advisory resolution to approve named Mgmt For For
executive officer compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Cadence for its fiscal year ending
January 1, 2022.
4. Stockholder proposal regarding written Shr Against For
consent.
--------------------------------------------------------------------------------------------------------------------------
CAESARS ENTERTAINMENT, INC. Agenda Number: 935424438
--------------------------------------------------------------------------------------------------------------------------
Security: 12769G100
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: CZR
ISIN: US12769G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary L. Carano Mgmt For For
Bonnie S. Biumi Mgmt For For
Jan Jones Blackhurst Mgmt For For
Frank J. Fahrenkopf Mgmt For For
Don R. Kornstein Mgmt For For
Courtney R. Mather Mgmt For For
Michael E. Pegram Mgmt For For
Thomas R. Reeg Mgmt For For
David P. Tomick Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2021.
5. TO APPROVE AND ADOPT AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK TO
500,000,000.
6. TO APPROVE AND ADOPT AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO AUTHORIZE THE ISSUANCE
OF 150,000,000 SHARES OF PREFERRED STOCK.
--------------------------------------------------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY Agenda Number: 935279528
--------------------------------------------------------------------------------------------------------------------------
Security: 134429109
Meeting Type: Annual
Meeting Date: 18-Nov-2020
Ticker: CPB
ISIN: US1344291091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 Election of Director: Fabiola R. Arredondo Mgmt For For
02 Election of Director: Howard M. Averill Mgmt For For
03 Election of Director: John P. (JP) Bilbrey Mgmt For For
04 Election of Director: Mark A. Clouse Mgmt For For
05 Election of Director: Bennett Dorrance Mgmt For For
06 Election of Director: Maria Teresa (Tessa) Mgmt For For
Hilado
07 Election of Director: Sarah Hofstetter Mgmt For For
08 Election of Director: Marc B. Lautenbach Mgmt For For
09 Election of Director: Mary Alice D. Malone Mgmt For For
10 Election of Director: Keith R. McLoughlin Mgmt For For
11 Election of Director: Kurt T. Schmidt Mgmt For For
12 Election of Director: Archbold D. van Mgmt For For
Beuren
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent registered public accounting
firm for fiscal 2021.
3. To vote on an advisory resolution to Mgmt For For
approve the fiscal 2020 compensation of our
named executive officers, commonly referred
to as "say on pay" vote.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 935353730
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Ime Archibong Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Peter Thomas Killalea Mgmt For For
1E. Election of Director: Cornelis "Eli" Mgmt For For
Leenaars
1F. Election of Director: Francois Locoh-Donou Mgmt For For
1G. Election of Director: Peter E. Raskind Mgmt For For
1H. Election of Director: Eileen Serra Mgmt For For
1I. Election of Director: Mayo A. Shattuck III Mgmt For For
1J. Election of Director: Bradford H. Warner Mgmt For For
1K. Election of Director: Catherine G. West Mgmt For For
1L. Election of Director: Craig Anthony Mgmt For For
Williams
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm of Capital One for 2021.
3. Advisory approval of Capital One's 2020 Mgmt For For
Named Executive Officer compensation.
4. Approval and adoption of the Capital One Mgmt For For
Financial Corporation Sixth Amended and
Restated 2004 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC. Agenda Number: 935274631
--------------------------------------------------------------------------------------------------------------------------
Security: 14149Y108
Meeting Type: Annual
Meeting Date: 04-Nov-2020
Ticker: CAH
ISIN: US14149Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carrie S. Cox Mgmt For For
1B. Election of Director: Calvin Darden Mgmt For For
1C. Election of Director: Bruce L. Downey Mgmt For For
1D. Election of Director: Sheri H. Edison Mgmt For For
1E. Election of Director: David C. Evans Mgmt For For
1F. Election of Director: Patricia A. Hemingway Mgmt For For
Hall
1G. Election of Director: Akhil Johri Mgmt For For
1H. Election of Director: Michael C. Kaufmann Mgmt For For
1I. Election of Director: Gregory B. Kenny Mgmt For For
1J. Election of Director: Nancy Killefer Mgmt For For
1K. Election of Director: J. Michael Losh Mgmt For For
1L. Election of Director: Dean A. Scarborough Mgmt For For
1M. Election of Director: John H. Weiland Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent auditor for the
fiscal year ending June 30, 2021.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
4. To approve an amendment to our Restated Mgmt For For
Code of Regulations to reduce the share
ownership threshold for calling a special
meeting of shareholders.
5. Shareholder proposal to reduce the share Shr Against For
ownership threshold for calling a special
meeting of shareholders, if properly
presented.
6. Shareholder proposal to adopt a policy that Shr Against For
the chairman of the board be an independent
director, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 935430188
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Peter J. Bensen
1B. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Ronald E. Blaylock
1C. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Sona Chawla
1D. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Thomas J. Folliard
1E. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Shira Goodman
1F. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Robert J. Hombach
1G. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: David W. McCreight
1H. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: William D. Nash
1I. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Mark F. O'Neil
1J. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Pietro Satriano
1K. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Marcella Shinder
1L. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Mitchell D. Steenrod
2. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accounting
firm.
3. To vote on an advisory resolution to Mgmt For For
approve the compensation of our named
executive officers.
4. To vote on a shareholder proposal regarding Shr Against For
a report on political contributions, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 935339158
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Micky Arison as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
2. To re-elect Sir Jonathon Band as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
3. To re-elect Jason Glen Cahilly as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
4. To re-elect Helen Deeble as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
5. To re-elect Arnold W. Donald as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
6. To elect Jeffery J. Gearhart as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
7. To re-elect Richard J. Glasier as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
8. To re-elect Katie Lahey as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
9. To re-elect Sir John Parker as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
10. To re-elect Stuart Subotnick as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
11. To re-elect Laura Weil as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
12. To re-elect Randall J. Weisenburger as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
13. To hold a (non-binding) advisory vote to Mgmt For For
approve executive compensation (in
accordance with legal requirements
applicable to U.S. companies).
14. To hold a (non-binding) advisory vote to Mgmt For For
approve the Carnival plc Director's
Remuneration Report (in accordance with
legal requirements applicable to UK
companies).
15. To re-appoint the UK firm of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors of Carnival plc and to ratify the
selection of the U.S. firm of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Carnival Corporation.
16. To authorize the Audit Committee of Mgmt For For
Carnival plc to determine the remuneration
of the independent auditors of Carnival plc
(in accordance with legal requirements
applicable to UK companies).
17. To receive the UK accounts and reports of Mgmt For For
the Directors and auditors of Carnival plc
for the year ended November 30, 2020 (in
accordance with legal requirements
applicable to UK companies).
18. To approve the giving of authority for the Mgmt For For
allotment of new shares by Carnival plc (in
accordance with customary practice for UK
companies).
19. To approve the disapplication of Mgmt For For
pre-emption rights in relation to the
allotment of new shares by Carnival plc (in
accordance with customary practice for UK
companies).
20. To approve a general authority for Carnival Mgmt For For
plc to buy back Carnival plc ordinary
shares in the open market (in accordance
with legal requirements applicable to UK
companies desiring to implement share buy
back programs).
21. To approve the Amendment of the Carnival Mgmt For For
Corporation 2020 Stock Plan.
--------------------------------------------------------------------------------------------------------------------------
CARRIER GLOBAL CORPORATION Agenda Number: 935340404
--------------------------------------------------------------------------------------------------------------------------
Security: 14448C104
Meeting Type: Annual
Meeting Date: 19-Apr-2021
Ticker: CARR
ISIN: US14448C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John V. Faraci Mgmt For For
1B. Election of Director: Jean-Pierre Garnier Mgmt For For
1C. Election of Director: David Gitlin Mgmt For For
1D. Election of Director: John J. Greisch Mgmt For For
1E. Election of Director: Charles M. Holley, Mgmt For For
Jr.
1F. Election of Director: Michael M. McNamara Mgmt For For
1G. Election of Director: Michael A. Todman Mgmt For For
1H. Election of Director: Virginia M. Wilson Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
4. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Shareowner Votes to Approve Named Executive
Officer Compensation.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 935415617
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kelly A. Ayotte Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Daniel M. Dickinson Mgmt For For
1D. Election of Director: Gerald Johnson Mgmt For For
1E. Election of Director: David W. MacLennan Mgmt For For
1F. Election of Director: Debra L. Reed-Klages Mgmt For For
1G. Election of Director: Edward B. Rust, Jr. Mgmt For For
1H. Election of Director: Susan C. Schwab Mgmt For For
1I. Election of Director: D. James Umpleby III Mgmt For For
1J. Election of Director: Miles D. White Mgmt For For
1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratification of our Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Shareholder Proposal - Report on Climate Shr For Against
Policy.
5. Shareholder Proposal - Report on Diversity Shr For Against
and Inclusion.
6. Shareholder Proposal - Transition to a Shr Against For
Public Benefit Corporation.
7. Shareholder Proposal - Shareholder Action Shr For Against
by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
CBOE GLOBAL MARKETS, INC. Agenda Number: 935372300
--------------------------------------------------------------------------------------------------------------------------
Security: 12503M108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CBOE
ISIN: US12503M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward T. Tilly Mgmt For For
1B. Election of Director: Eugene S. Sunshine Mgmt For For
1C. Election of Director: William M. Farrow, Mgmt For For
III
1D. Election of Director: Edward J. Fitzpatrick Mgmt For For
1E. Election of Director: Ivan K. Fong Mgmt For For
1F. Election of Director: Janet P. Froetscher Mgmt For For
1G. Election of Director: Jill R. Goodman Mgmt For For
1H. Election of Director: Alexander J. Mgmt For For
Matturri, Jr.
1I. Election of Director: Jennifer J. McPeek Mgmt For For
1J. Election of Director: Roderick A. Palmore Mgmt For For
1K. Election of Director: James E. Parisi Mgmt For For
1L. Election of Director: Joseph P. Ratterman Mgmt For For
1M. Election of Director: Jill E. Sommers Mgmt For For
1N. Election of Director: Fredric J. Tomczyk Mgmt For For
2. Approve, in a non-binding resolution, the Mgmt For For
compensation paid to our executive
officers.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CBRE GROUP, INC. Agenda Number: 935375534
--------------------------------------------------------------------------------------------------------------------------
Security: 12504L109
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CBRE
ISIN: US12504L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brandon B. Boze Mgmt For For
1B. Election of Director: Beth F. Cobert Mgmt For For
1C. Election of Director: Reginald H. Gilyard Mgmt For For
1D. Election of Director: Shira D. Goodman Mgmt For For
1E. Election of Director: Christopher T. Jenny Mgmt For For
1F. Election of Director: Gerardo I. Lopez Mgmt For For
1G. Election of Director: Oscar Munoz Mgmt For For
1H. Election of Director: Robert E. Sulentic Mgmt For For
1I. Election of Director: Laura D. Tyson Mgmt For For
1J. Election of Director: Sanjiv Yajnik Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation for 2020.
4. Stockholder proposal regarding our Shr For Against
stockholders' ability to call special
stockholder meetings.
--------------------------------------------------------------------------------------------------------------------------
CDW CORP Agenda Number: 935380307
--------------------------------------------------------------------------------------------------------------------------
Security: 12514G108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CDW
ISIN: US12514G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Virginia C.
Addicott
1B. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: James A. Bell
1C. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Lynda M. Clarizio
1D. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Paul J. Finnegan
1E. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Anthony R. Foxx
1F. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Christine A. Leahy
1G. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Sanjay Mehrotra
1H. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: David W. Nelms
1I. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Joseph R. Swedish
1J. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Donna F. Zarcone
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
4. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the supermajority voting requirement in
Article Eleven and to make certain
non-substantive changes.
5. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the obsolete competition and corporate
opportunity provision.
6. To approve the CDW Corporation 2021 Mgmt For For
Long-Term Incentive Plan.
7. To approve the amendment to the CDW Mgmt For For
Corporation Coworker Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
CELANESE CORPORATION Agenda Number: 935340846
--------------------------------------------------------------------------------------------------------------------------
Security: 150870103
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: CE
ISIN: US1508701034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jean S. Blackwell Mgmt For For
1B. Election of Director: William M. Brown Mgmt For For
1C. Election of Director: Edward G. Galante Mgmt For For
1D. Election of Director: Kathryn M. Hill Mgmt For For
1E. Election of Director: David F. Hoffmeister Mgmt For For
1F. Election of Director: Dr. Jay V. Ihlenfeld Mgmt For For
1G. Election of Director: Deborah J. Kissire Mgmt For For
1H. Election of Director: Kim K.W. Rucker Mgmt For For
1I. Election of Director: Lori J. Ryerkerk Mgmt For For
1J. Election of Director: John K. Wulff Mgmt For For
2. Ratification of the selection of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
CENTENE CORPORATION Agenda Number: 935349604
--------------------------------------------------------------------------------------------------------------------------
Security: 15135B101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CNC
ISIN: US15135B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jessica L. Blume Mgmt For For
1B. Election of Director: Frederick H. Eppinger Mgmt For For
1C. Election of Director: David L. Steward Mgmt For For
1D. Election of Director: William L. Trubeck Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2021.
4. APPROVAL OF THE AMENDMENT TO THE 2012 STOCK Mgmt For For
INCENTIVE PLAN, AS AMENDED.
5. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S CERTIFICATE OF
INCORPORATION AS DESCRIBED IN THE PROXY
STATEMENT.
6. THE STOCKHOLDER PROPOSAL TO ELECT EACH Shr For For
DIRECTOR ANNUALLY AS DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC. Agenda Number: 935346088
--------------------------------------------------------------------------------------------------------------------------
Security: 15189T107
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: CNP
ISIN: US15189T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie D. Biddle Mgmt For For
1B. Election of Director: Milton Carroll Mgmt For For
1C. Election of Director: Wendy Montoya Cloonan Mgmt For For
1D. Election of Director: Earl M. Cummings Mgmt For For
1E. Election of Director: David J. Lesar Mgmt For For
1F. Election of Director: Martin H. Nesbitt Mgmt For For
1G. Election of Director: Theodore F. Pound Mgmt For For
1H. Election of Director: Phillip R. Smith Mgmt For For
1I. Election of Director: Barry T. Smitherman Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public
accounting firm for 2021.
3. Approve the advisory resolution on Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 935364822
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Mitchell E. Mgmt For For
Daniels, Jr.
1B. Election of Class II Director: Elder Mgmt For For
Granger, M.D.
1C. Election of Class II Director: John J. Mgmt For For
Greisch
1D. Election of Class II Director: Melinda J. Mgmt For For
Mount
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm of Cerner Corporation for
2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our Named Executive
Officers.
4. Shareholder proposal to eliminate Shr For Against
supermajority voting, if properly presented
at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC. Agenda Number: 935357651
--------------------------------------------------------------------------------------------------------------------------
Security: 125269100
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: CF
ISIN: US1252691001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Javed Ahmed Mgmt For For
1B. Election of Director: Robert C. Arzbaecher Mgmt For For
1C. Election of Director: Deborah L. DeHaas Mgmt For For
1D. Election of Director: John W. Eaves Mgmt For For
1E. Election of Director: Stephen A. Furbacher Mgmt For For
1F. Election of Director: Stephen J. Hagge Mgmt For For
1G. Election of Director: Anne P. Noonan Mgmt For For
1H. Election of Director: Michael J. Toelle Mgmt For For
1I. Election of Director: Theresa E. Wagler Mgmt For For
1J. Election of Director: Celso L. White Mgmt For For
1K. Election of Director: W. Anthony Will Mgmt For For
2. Approval of an advisory resolution Mgmt For For
regarding the compensation of CF Industries
Holdings, Inc.'s named executive officers.
3. Approval of an amendment to CF Industries Mgmt Against Against
Holdings, Inc.'s bylaws to provide for
courts located in Delaware to be the
exclusive forum for certain legal actions
and for federal district courts of the
United States of America to be the
exclusive forum for certain other legal
actions.
4. Ratification of the selection of KPMG LLP Mgmt For For
as CF Industries Holdings, Inc.'s
independent registered public accounting
firm for 2021.
5. Shareholder proposal regarding the right to Shr For Against
act by written consent, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. Agenda Number: 935348599
--------------------------------------------------------------------------------------------------------------------------
Security: 16119P108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CHTR
ISIN: US16119P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Lance Conn Mgmt For For
1B. Election of Director: Kim C. Goodman Mgmt For For
1C. Election of Director: Craig A. Jacobson Mgmt For For
1D. Election of Director: Gregory B. Maffei Mgmt For For
1E. Election of Director: John D. Markley, Jr. Mgmt For For
1F. Election of Director: David C. Merritt Mgmt For For
1G. Election of Director: James E. Meyer Mgmt For For
1H. Election of Director: Steven A. Miron Mgmt For For
1I. Election of Director: Balan Nair Mgmt For For
1J. Election of Director: Michael A. Newhouse Mgmt For For
1K. Election of Director: Mauricio Ramos Mgmt For For
1L. Election of Director: Thomas M. Rutledge Mgmt For For
1M. Election of Director: Eric L. Zinterhofer Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ended
December 31, 2021.
3. Stockholder proposal regarding lobbying Shr Against For
activities.
4. Stockholder proposal regarding Chairman of Shr Against For
the Board and CEO roles.
5. Stockholder proposal regarding diversity Shr For Against
and inclusion efforts.
6. Stockholder proposal regarding disclosure Shr Against For
of greenhouse gas emissions.
7. Stockholder proposal regarding EEO-1 Shr For Against
reports.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935390132
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wanda M. Austin Mgmt For For
1B. Election of Director: John B. Frank Mgmt For For
1C. Election of Director: Alice P. Gast Mgmt For For
1D. Election of Director: Enrique Hernandez, Mgmt For For
Jr.
1E. Election of Director: Marillyn A. Hewson Mgmt For For
1F. Election of Director: Jon M. Huntsman Jr. Mgmt For For
1G. Election of Director: Charles W. Moorman IV Mgmt For For
1H. Election of Director: Dambisa F. Moyo Mgmt For For
1I. Election of Director: Debra Reed-Klages Mgmt For For
1J. Election of Director: Ronald D. Sugar Mgmt For For
1K. Election of Director: D. James Umpleby III Mgmt For For
1L. Election of Director: Michael K. Wirth Mgmt For For
2. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Reduce Scope 3 Emissions. Shr Against For
5. Report on Impacts of Net Zero 2050 Shr For Against
Scenario.
6. Shift to Public Benefit Corporation. Shr Against For
7. Report on Lobbying. Shr Against For
8. Independent Chair. Shr Against For
9. Special Meetings. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 935375320
--------------------------------------------------------------------------------------------------------------------------
Security: 169656105
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: CMG
ISIN: US1696561059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Albert S. Baldocchi Mgmt For For
Matthew A. Carey Mgmt For For
Gregg Engles Mgmt For For
Patricia Fili-Krushel Mgmt For For
Neil W. Flanzraich Mgmt For For
Mauricio Gutierrez Mgmt For For
Robin Hickenlooper Mgmt For For
Scott Maw Mgmt For For
Ali Namvar Mgmt For For
Brian Niccol Mgmt For For
Mary Winston Mgmt For For
2. An advisory vote to approve the Mgmt For For
compensation of our executive officers as
disclosed in the proxy statement
("say-on-pay").
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Shareholder Proposal - Written Consent of Shr For Against
Shareholders.
--------------------------------------------------------------------------------------------------------------------------
CHUBB LIMITED Agenda Number: 935381501
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CB
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the management report, Mgmt For For
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2020.
2A Allocation of disposable profit. Mgmt For For
2B Distribution of a dividend out of legal Mgmt For For
reserves (by way of release and allocation
to a dividend reserve).
3 Discharge of the Board of Directors. Mgmt For For
4A Election of PricewaterhouseCoopers AG Mgmt For For
(Zurich) as our statutory auditor.
4B Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP (United States)
as independent registered public accounting
firm for purposes of U.S. securities law
reporting.
4C Election of BDO AG (Zurich) as special Mgmt For For
audit firm.
5A Election of Director: Evan G. Greenberg Mgmt For For
5B Election of Director: Michael P. Connors Mgmt For For
5C Election of Director: Michael G. Atieh Mgmt For For
5D Election of Director: Sheila P. Burke Mgmt For For
5E Election of Director: Mary Cirillo Mgmt For For
5F Election of Director: Robert J. Hugin Mgmt For For
5G Election of Director: Robert W. Scully Mgmt For For
5H Election of Director: Eugene B. Shanks, Jr. Mgmt For For
5I Election of Director: Theodore E. Shasta Mgmt For For
5J Election of Director: David H. Sidwell Mgmt For For
5K Election of Director: Olivier Steimer Mgmt For For
5L Election of Director: Luis Tellez Mgmt For For
5M Election of Director: Frances F. Townsend Mgmt For For
6 Election of Evan G. Greenberg as Chairman Mgmt For For
of the Board of Directors.
7A Election of Director of the Compensation Mgmt For For
Committee: Michael P. Connors
7B Election of Director of the Compensation Mgmt For For
Committee: Mary Cirillo
7C Election of Director of the Compensation Mgmt For For
Committee: Frances F. Townsend
8 Election of Homburger AG as independent Mgmt For For
proxy.
9 Approval of the Chubb Limited 2016 Mgmt For For
Long-Term Incentive Plan, as amended and
restated.
10 Reduction of share capital. Mgmt For For
11A Compensation of the Board of Directors Mgmt For For
until the next annual general meeting.
11B Compensation of Executive Management for Mgmt For For
the next calendar year.
12 Advisory vote to approve executive Mgmt For For
compensation under U.S. securities law
requirements.
A If a new agenda item or a new proposal for Mgmt Against Against
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
--------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. Agenda Number: 935348753
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: CHD
ISIN: US1713401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: James R. Craigie
1B. Election of Director for a term of one Mgmt For For
year: Matthew T. Farrell
1C. Election of Director for a term of one Mgmt For For
year: Bradley C. Irwin
1D. Election of Director for a term of one Mgmt For For
year: Penry W. Price
1E. Election of Director for a term of one Mgmt For For
year: Susan G. Saideman
1F. Election of Director for a term of one Mgmt For For
year: Ravichandra K. Saligram
1G. Election of Director for a term of one Mgmt For For
year: Robert K. Shearer
1H. Election of Director for a term of one Mgmt For For
year: Janet S. Vergis
1I. Election of Director for a term of one Mgmt For For
year: Arthur B. Winkleblack
1J. Election of Director for a term of one Mgmt For For
year: Laurie J. Yoler
2. An advisory vote to approve compensation of Mgmt For For
our named executive officers.
3. Proposal to amend the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
remove the requirement for holders of two-
thirds of our outstanding stock to fill
vacancies on the Board of Directors.
4. Proposal to amend the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
remove the requirement to have holders of
two-thirds of our outstanding stock approve
certain mergers, consolidations or
dispositions of substantial assets.
5. Proposal to amend the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
remove certain procedural provisions that
will no longer be required once the Board
is fully declassified.
6. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 935350772
--------------------------------------------------------------------------------------------------------------------------
Security: 125523100
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: CI
ISIN: US1255231003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David M. Cordani Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: Eric J. Foss Mgmt For For
1D. Election of Director: Elder Granger, MD, Mgmt For For
MG, USA (Retired)
1E. Election of Director: Isaiah Harris, Jr. Mgmt For For
1F. Election of Director: George Kurian Mgmt For For
1G. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1H. Election of Director: Mark B. McClellan, Mgmt For For
MD, PhD
1I. Election of Director: John M. Partridge Mgmt For For
1J. Election of Director: Kimberly A. Ross Mgmt For For
1K. Election of Director: Eric C. Wiseman Mgmt For For
1L. Election of Director: Donna F. Zarcone Mgmt For For
2. Advisory approval of Cigna's executive Mgmt For For
compensation.
3. Approval of the Amended and Restated Cigna Mgmt For For
Long-Term Incentive Plan.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Cigna's
independent registered public accounting
firm for 2021.
5. Shareholder proposal - Shareholder right to Shr For Against
act by written consent.
6. Shareholder proposal - Gender pay gap Shr Against For
report.
7. Shareholder proposal - Board ideology Shr Against For
disclosure policy.
--------------------------------------------------------------------------------------------------------------------------
CINCINNATI FINANCIAL CORPORATION Agenda Number: 935351762
--------------------------------------------------------------------------------------------------------------------------
Security: 172062101
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: CINF
ISIN: US1720621010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas J. Aaron Mgmt For For
1B. Election of Director: William F. Bahl Mgmt For For
1C. Election of Director: Nancy C. Benacci Mgmt For For
1D. Election of Director: Linda W. Mgmt For For
Clement-Holmes
1E. Election of Director: Dirk J. Debbink Mgmt For For
1F. Election of Director: Steven J. Johnston Mgmt For For
1G. Election of Director: Kenneth C. Mgmt For For
Lichtendahl
1H. Election of Director: Jill P. Meyer Mgmt For For
1I. Election of Director: David P. Osborn Mgmt For For
1J. Election of Director: Gretchen W. Schar Mgmt For For
1K. Election of Director: Charles O. Schiff Mgmt For For
1L. Election of Director: Douglas S. Skidmore Mgmt For For
1M. Election of Director: John F. Steele, Jr. Mgmt For For
1N. Election of Director: Larry R. Webb Mgmt For For
2. A nonbinding proposal to approve Mgmt For For
compensation for the company's named
executive officers.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CINTAS CORPORATION Agenda Number: 935270126
--------------------------------------------------------------------------------------------------------------------------
Security: 172908105
Meeting Type: Annual
Meeting Date: 27-Oct-2020
Ticker: CTAS
ISIN: US1729081059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerald S. Adolph Mgmt For For
1B. Election of Director: John F. Barrett Mgmt For For
1C. Election of Director: Melanie W. Barstad Mgmt For For
1D. Election of Director: Karen L. Carnahan Mgmt For For
1E. Election of Director: Robert E. Coletti Mgmt For For
1F. Election of Director: Scott D. Farmer Mgmt For For
1G. Election of Director: Joseph Scaminace Mgmt For For
1H. Election of Director: Ronald W. Tysoe Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal year 2021.
4. A shareholder proposal requesting the Shr Against For
Company provide a semiannual report on
political contributions, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935287498
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2020
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Wesley G. Bush Mgmt For For
1c. Election of Director: Michael D. Capellas Mgmt For For
1d. Election of Director: Mark Garrett Mgmt For For
1e. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1f. Election of Director: Roderick C. McGeary Mgmt For For
1g. Election of Director: Charles H. Robbins Mgmt For For
1h. Election of Director: Arun Sarin Mgmt For For
1i. Election of Director: Brenton L. Saunders Mgmt For For
1j. Election of Director: Dr. Lisa T. Su Mgmt For For
2. Approval of the reincorporation of Cisco Mgmt For For
from California to Delaware.
3. Approval of amendment and restatement of Mgmt For For
the 2005 Stock Incentive Plan.
4. Approval, on an advisory basis, of Mgmt For For
executive compensation.
5. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2021.
6. Approval to have Cisco's Board adopt a Shr Against For
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935349515
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen M. Costello Mgmt For For
1B. Election of Director: Grace E. Dailey Mgmt For For
1C. Election of Director: Barbara J. Desoer Mgmt For For
1D. Election of Director: John C. Dugan Mgmt For For
1E. Election of Director: Jane N. Fraser Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2021.
3. Advisory vote to approve Citi's 2020 Mgmt For For
Executive Compensation.
4. Approval of additional authorized shares Mgmt For For
under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr Against For
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting an Shr Against For
Independent Board Chairman.
7. Stockholder proposal requesting Shr Against For
non-management employees on director
nominee candidate lists.
8. Stockholder proposal requesting a report Shr Against For
disclosing information regarding Citi's
lobbying payments, policies and activities.
9. Stockholder proposal requesting a racial Shr For Against
equity audit analyzing Citi's adverse
impacts on nonwhite stakeholders and
communities of color.
10. Stockholder proposal requesting that the Shr Against For
Board approve an amendment to Citi's
Certificate of Incorporation to become a
Public Benefit Corporation and to submit
the proposed amendment to stockholders for
approval.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC. Agenda Number: 935342826
--------------------------------------------------------------------------------------------------------------------------
Security: 174610105
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: CFG
ISIN: US1746101054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Van Saun Mgmt For For
1B. Election of Director: Lee Alexander Mgmt For For
1C. Election of Director: Christine M. Cumming Mgmt For For
1D. Election of Director: William P. Hankowsky Mgmt For For
1E. Election of Director: Leo I. ("Lee") Higdon Mgmt For For
1F. Election of Director: Edward J. ("Ned") Mgmt For For
Kelly III
1G. Election of Director: Charles J. ("Bud") Mgmt For For
Koch
1H. Election of Director: Robert G. Leary Mgmt For For
1I. Election of Director: Terrance J. Lillis Mgmt For For
1J. Election of Director: Shivan Subramaniam Mgmt For For
1K. Election of Director: Christopher J. Swift Mgmt For For
1L. Election of Director: Wendy A. Watson Mgmt For For
1M. Election of Director: Marita Zuraitis Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS, INC. Agenda Number: 935400666
--------------------------------------------------------------------------------------------------------------------------
Security: 177376100
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: CTXS
ISIN: US1773761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert M. Calderoni Mgmt For For
1B. Election of Director: Nanci E. Caldwell Mgmt For For
1C. Election of Director: Murray J. Demo Mgmt For For
1D. Election of Director: Ajei S. Gopal Mgmt For For
1E. Election of Director: David J. Henshall Mgmt For For
1F. Election of Director: Thomas E. Hogan Mgmt For For
1G. Election of Director: Moira A. Kilcoyne Mgmt For For
1H. Election of Director: Robert E. Knowling, Mgmt For For
Jr.
1I. Election of Director: Peter J. Sacripanti Mgmt For For
1J. Election of Director: J. Donald Sherman Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2021.
3. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
4. Shareholder proposal regarding simple Shr For
majority voting provisions.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 935359340
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Equity Director: Terrence A. Mgmt For For
Duffy
1B. Election of Equity Director: Timothy S. Mgmt For For
Bitsberger
1C. Election of Equity Director: Charles P. Mgmt For For
Carey
1D. Election of Equity Director: Dennis H. Mgmt For For
Chookaszian
1E. Election of Equity Director: Bryan T. Mgmt For For
Durkin
1F. Election of Equity Director: Ana Dutra Mgmt For For
1G. Election of Equity Director: Martin J. Mgmt For For
Gepsman
1H. Election of Equity Director: Larry G. Mgmt For For
Gerdes
1I. Election of Equity Director: Daniel R. Mgmt For For
Glickman
1J. Election of Equity Director: Daniel G. Kaye Mgmt For For
1K. Election of Equity Director: Phyllis M. Mgmt For For
Lockett
1L. Election of Equity Director: Deborah J. Mgmt For For
Lucas
1M. Election of Equity Director: Terry L. Mgmt For For
Savage
1N. Election of Equity Director: Rahael Seifu Mgmt For For
1O. Election of Equity Director: William R. Mgmt For For
Shepard
1P. Election of Equity Director: Howard J. Mgmt For For
Siegel
1Q. Election of Equity Director: Dennis A. Mgmt For For
Suskind
2. Ratification of the appointment of Ernst & Mgmt For For
Young as our independent registered public
accounting firm for 2021.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 935361597
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CMS
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jon E. Barfield Mgmt For For
1b. Election of Director: Deborah H. Butler Mgmt For For
1c. Election of Director: Kurt L. Darrow Mgmt For For
1d. Election of Director: William D. Harvey Mgmt For For
1e. Election of Director: Garrick J. Rochow Mgmt For For
1f. Election of Director: John G. Russell Mgmt For For
1g. Election of Director: Suzanne F. Shank Mgmt For For
1h. Election of Director: Myrna M. Soto Mgmt For For
1i. Election of Director: John G. Sznewajs Mgmt For For
1j. Election of Director: Ronald J. Tanski Mgmt For For
1k. Election of Director: Laura H. Wright Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. Ratify the appointment of independent Mgmt For For
registered public accounting firm
(PricewaterhouseCoopers LLP).
4. Shareholder Proposal - Greenwashing Audit. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 935406973
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting: Zein Abdalla
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: Vinita Bali
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting: Maureen
Breakiron-Evans
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting: Archana Deskus
1E. Election of Director to serve until the Mgmt For For
2022 annual meeting: John M. Dineen
1F. Election of Director to serve until the Mgmt For For
2022 annual meeting: Brian Humphries
1G. Election of Director to serve until the Mgmt For For
2022 annual meeting: Leo S. Mackay, Jr.
1H. Election of Director to serve until the Mgmt For For
2022 annual meeting: Michael Patsalos-Fox
1I. Election of Director to serve until the Mgmt For For
2022 annual meeting: Joseph M. Velli
1J. Election of Director to serve until the Mgmt For For
2022 annual meeting: Sandra S. Wijnberg
2. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of the company's
named executive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent registered public accounting
firm for the year ending December 31, 2021.
4. Shareholder proposal requesting that the Shr Against For
board of directors take action as necessary
to permit shareholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 935355392
--------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CL
ISIN: US1941621039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John P. Bilbrey Mgmt For For
1b. Election of Director: John T. Cahill Mgmt For For
1c. Election of Director: Lisa M. Edwards Mgmt For For
1d. Election of Director: C. Martin Harris Mgmt For For
1e. Election of Director: Martina Hund-Mejean Mgmt For For
1f. Election of Director: Kimberly A. Nelson Mgmt For For
1g. Election of Director: Lorrie M. Norrington Mgmt For For
1h. Election of Director: Michael B. Polk Mgmt For For
1i. Election of Director: Stephen I. Sadove Mgmt For For
1j. Election of Director: Noel R. Wallace Mgmt For For
2. Ratify selection of PricewaterhouseCoopers Mgmt For For
LLP as Colgate's independent registered
public accounting firm.
3. Advisory vote on executive compensation. Mgmt For For
4. Stockholder proposal on independent Board Shr Against For
Chairman.
5. Stockholder proposal to reduce the Shr For Against
ownership threshold to call special
stockholder meetings to 10%.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935407139
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of our Mgmt For For
independent auditors.
4. Shareholder Proposal: To conduct Shr For Against
independent investigation and report on
risks posed by failing to prevent sexual
harassment.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 935346444
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: Michael E. Collins Mgmt For For
02 ELECTION OF DIRECTOR: Roger A. Cregg Mgmt For For
03 ELECTION OF DIRECTOR: T. Kevin DeNicola Mgmt For For
04 ELECTION OF DIRECTOR: Curtis C. Farmer Mgmt For For
05 ELECTION OF DIRECTOR: Jacqueline P. Kane Mgmt For For
06 ELECTION OF DIRECTOR: Richard G. Lindner Mgmt For For
07 ELECTION OF DIRECTOR: Barbara R. Smith Mgmt For For
08 ELECTION OF DIRECTOR: Robert S. Taubman Mgmt For For
09 ELECTION OF DIRECTOR: Reginald M. Turner, Mgmt For For
Jr.
10 ELECTION OF DIRECTOR: Nina G. Vaca Mgmt For For
11 ELECTION OF DIRECTOR: Michael G. Van de Ven Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm.
3. Approval of a Non-Binding, Advisory Mgmt For For
Proposal Approving Executive Compensation.
4. Approval of the Comerica Incorporated Mgmt For For
Amended and Restated 2018 Long-Term
Incentive Plan.
5. Approval of the Comerica Incorporated 2021 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
CONAGRA BRANDS, INC. Agenda Number: 935259374
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 23-Sep-2020
Ticker: CAG
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anil Arora Mgmt For For
1B. Election of Director: Thomas K. Brown Mgmt For For
1C. Election of Director: Sean M. Connolly Mgmt For For
1D. Election of Director: Joie A. Gregor Mgmt For For
1E. Election of Director: Rajive Johri Mgmt For For
1F. Election of Director: Richard H. Lenny Mgmt For For
1G. Election of Director: Melissa Lora Mgmt For For
1H. Election of Director: Ruth Ann Marshall Mgmt For For
1I. Election of Director: Craig P. Omtvedt Mgmt For For
1J. Election of Director: Scott Ostfeld Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent auditor for fiscal 2021.
3. Advisory approval of our named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CONCHO RESOURCES INC Agenda Number: 935317924
--------------------------------------------------------------------------------------------------------------------------
Security: 20605P101
Meeting Type: Special
Meeting Date: 15-Jan-2021
Ticker: CXO
ISIN: US20605P1012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated October 18, 2020 (as it may be
amended from time to time, the "Merger
Agreement"), by and among Concho Resources
Inc., ConocoPhillips and Falcon Merger Sub
Corp.
2. To approve, by non-binding vote, certain Mgmt For For
compensation that may be paid or become
payable to Concho Resources Inc.'s named
executive officers that is based on, or
otherwise relates to, the merger
contemplated by the Merger Agreement.
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CONOCOPHILLIPS Agenda Number: 935317962
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Security: 20825C104
Meeting Type: Special
Meeting Date: 15-Jan-2021
Ticker: COP
ISIN: US20825C1045
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock, par value $0.01 per share, of
ConocoPhillips to the stockholders of
Concho Resources Inc. ("Concho") in
connection with the merger contemplated by
the Agreement and Plan of Merger, dated as
of October 18, 2020 (as it may be amended
from time to time), among ConocoPhillips,
Falcon Merger Sub Corp. and Concho.
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CONOCOPHILLIPS Agenda Number: 935367602
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Charles E. Bunch Mgmt For For
1B. ELECTION OF DIRECTOR: Caroline Maury Devine Mgmt For For
1C. ELECTION OF DIRECTOR: John V. Faraci Mgmt For For
1D. ELECTION OF DIRECTOR: Jody Freeman Mgmt For For
1E. ELECTION OF DIRECTOR: Gay Huey Evans Mgmt For For
1F. ELECTION OF DIRECTOR: Jeffrey A. Joerres Mgmt For For
1G. ELECTION OF DIRECTOR: Ryan M. Lance Mgmt For For
1H. ELECTION OF DIRECTOR: Timothy A. Leach Mgmt For For
1I. ELECTION OF DIRECTOR: William H. McRaven Mgmt For For
1J. ELECTION OF DIRECTOR: Sharmila Mulligan Mgmt For For
1K. ELECTION OF DIRECTOR: Eric D. Mullins Mgmt For For
1L. ELECTION OF DIRECTOR: Arjun N. Murti Mgmt For For
1M. ELECTION OF DIRECTOR: Robert A. Niblock Mgmt For For
1N. ELECTION OF DIRECTOR: David T. Seaton Mgmt For For
1O. ELECTION OF DIRECTOR: R.A. Walker Mgmt For For
2. Proposal to ratify appointment of Ernst & Mgmt For For
Young LLP as ConocoPhillips' independent
registered public accounting firm for 2021.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Simple Majority Vote Standard. Mgmt For For
5. Emission Reduction Targets. Shr Against For
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CONSOLIDATED EDISON, INC. Agenda Number: 935372398
--------------------------------------------------------------------------------------------------------------------------
Security: 209115104
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: ED
ISIN: US2091151041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Timothy P. Cawley Mgmt For For
1B. Election of Director: Ellen V. Futter Mgmt For For
1C. Election of Director: John F. Killian Mgmt For For
1D. Election of Director: Karol V. Mason Mgmt For For
1E. Election of Director: John McAvoy Mgmt For For
1F. Election of Director: Dwight A. McBride Mgmt For For
1G. Election of Director: William J. Mulrow Mgmt For For
1H. Election of Director: Armando J. Olivera Mgmt For For
1I. Election of Director: Michael W. Ranger Mgmt For For
1J. Election of Director: Linda S. Sanford Mgmt For For
1K. Election of Director: Deirdre Stanley Mgmt For For
1L. Election of Director: L. Frederick Mgmt For For
Sutherland
2. Ratification of appointment of independent Mgmt For For
accountants.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
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COPART, INC. Agenda Number: 935296512
--------------------------------------------------------------------------------------------------------------------------
Security: 217204106
Meeting Type: Annual
Meeting Date: 04-Dec-2020
Ticker: CPRT
ISIN: US2172041061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Willis J. Johnson Mgmt For For
1.2 Election of Director: A. Jayson Adair Mgmt For For
1.3 Election of Director: Matt Blunt Mgmt For For
1.4 Election of Director: Steven D. Cohan Mgmt For For
1.5 Election of Director: Daniel J. Englander Mgmt For For
1.6 Election of Director: James E. Meeks Mgmt For For
1.7 Election of Director: Thomas N. Tryforos Mgmt For For
1.8 Election of Director: Diane M. Morefield Mgmt For For
1.9 Election of Director: Stephen Fisher Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the compensation of our named
executive officers (say-on-pay vote).
3. To approve an amendment to our Amended and Mgmt For For
Restated 2007 Equity Incentive Plan to
increase the number of shares reserved
under the plan from 32,000,000 shares to
36,000,000 shares.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
July 31, 2021.
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CORNING INCORPORATED Agenda Number: 935346975
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald W. Blair Mgmt For For
1B. Election of Director: Leslie A. Brun Mgmt For For
1C. Election of Director: Stephanie A. Burns Mgmt For For
1D. Election of Director: Richard T. Clark Mgmt For For
1E. Election of Director: Robert F. Cummings, Mgmt For For
Jr.
1F. Election of Director: Roger W. Ferguson, Mgmt For For
Jr.
1G. Election of Director: Deborah A. Henretta Mgmt For For
1H. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1I. Election of Director: Kurt M. Landgraf Mgmt For For
1J. Election of Director: Kevin J. Martin Mgmt For For
1K. Election of Director: Deborah D. Rieman Mgmt For For
1L. Election of Director: Hansel E. Tookes, II Mgmt For For
1M. Election of Director: Wendell P. Weeks Mgmt For For
1N. Election of Director: Mark S. Wrighton Mgmt For For
2. Advisory approval of our executive Mgmt For For
compensation (Say on Pay).
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. Approval of our 2021 Long-Term Incentive Mgmt For For
Plan.
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CORTEVA INC. Agenda Number: 935363779
--------------------------------------------------------------------------------------------------------------------------
Security: 22052L104
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CTVA
ISIN: US22052L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lamberto Andreotti Mgmt For For
1B. Election of Director: James C. Collins, Jr. Mgmt For For
1C. Election of Director: Klaus A. Engel Mgmt For For
1D. Election of Director: David C. Everitt Mgmt For For
1E. Election of Director: Janet P. Giesselman Mgmt For For
1F. Election of Director: Karen H. Grimes Mgmt For For
1G. Election of Director: Michael O. Johanns Mgmt For For
1H. Election of Director: Rebecca B. Liebert