0000919574-20-003339.txt : 20200514 0000919574-20-003339.hdr.sgml : 20200514 20200514151922 ACCESSION NUMBER: 0000919574-20-003339 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200514 DATE AS OF CHANGE: 20200514 EFFECTIVENESS DATE: 20200514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBERT FUND ADVISORS, INC. CENTRAL INDEX KEY: 0001616659 IRS NUMBER: 000000000 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16265 FILM NUMBER: 20877328 BUSINESS ADDRESS: STREET 1: 2100 THIRD AVENUE NORTH STREET 2: SUITE 600 CITY: BIRMINGHAM STATE: AL ZIP: 35203 BUSINESS PHONE: 205-987-5576 MAIL ADDRESS: STREET 1: 2100 THIRD AVENUE NORTH STREET 2: SUITE 600 CITY: BIRMINGHAM STATE: AL ZIP: 35203 FORMER COMPANY: FORMER CONFORMED NAME: HARBERT FUND ADVISERS, INC. DATE OF NAME CHANGE: 20140813 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001616659 XXXXXXXX 03-31-2020 03-31-2020 false HARBERT FUND ADVISORS, INC.

2100 Third Avenue North Suite 600 Birmingham AL 35203

13F HOLDINGS REPORT 028-16265 N John W. McCullough 205-987-5576 John W. McCullough Birmingham AL 05-14-2020 0 15 59812 INFORMATION TABLE 2 infotable.xml ALICO INC COM 016230104 3985 128371 SH SOLE 128371 0 0 AMTECH SYS INC COM PAR $0.01N 032332504 3605 828740 SH SOLE 828740 0 0 AVID TECHNOLOGY INC COM 05367P100 2869 426325 SH SOLE 426325 0 0 DIRTT ENVIRONMENTAL SOLUTION COM 25490H106 1818 1801109 SH SOLE 1801109 0 0 ENZO BIOCHEM INC COM 294100102 14220 5620681 SH SOLE 5620681 0 0 GLOBAL INDTY LTD CAYMAN USD CL A SHS G3933F105 1935 75896 SH SOLE 75896 0 0 I3 VERTICALS INC COM CL A 46571Y107 13357 699672 SH SOLE 699672 0 0 INVESCO EXCHANGE-TRADED FD T SR LN ETF 46138G508 716 35000 SH Put SOLE 35000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 994 12900 SH SOLE 12900 0 0 LANDEC CORP COM 514766104 3362 386835 SH SOLE 386835 0 0 MARCHEX INC CL B 56624R108 3662 2525811 SH SOLE 2525811 0 0 PERCEPTRON INC COM 71361F100 2843 987091 SH SOLE 987091 0 0 QUMU CORP COM 749063103 2270 1367522 SH SOLE 1367522 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 2840 3341637 SH SOLE 3341637 0 0 TRANSACT TECHNOLOGIES INC COM 892918103 1336 429535 SH SOLE 429535 0 0