0000919574-20-001266.txt : 20200214 0000919574-20-001266.hdr.sgml : 20200214 20200213194756 ACCESSION NUMBER: 0000919574-20-001266 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200213 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBERT FUND ADVISORS, INC. CENTRAL INDEX KEY: 0001616659 IRS NUMBER: 000000000 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16265 FILM NUMBER: 20612999 BUSINESS ADDRESS: STREET 1: 2100 THIRD AVENUE NORTH STREET 2: SUITE 600 CITY: BIRMINGHAM STATE: AL ZIP: 35203 BUSINESS PHONE: 205-987-5576 MAIL ADDRESS: STREET 1: 2100 THIRD AVENUE NORTH STREET 2: SUITE 600 CITY: BIRMINGHAM STATE: AL ZIP: 35203 FORMER COMPANY: FORMER CONFORMED NAME: HARBERT FUND ADVISERS, INC. DATE OF NAME CHANGE: 20140813 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001616659 XXXXXXXX 12-31-2019 12-31-2019 false HARBERT FUND ADVISORS, INC.

2100 Third Avenue North Suite 600 Birmingham AL 35203

13F HOLDINGS REPORT 028-16265 N John W. McCullough 205-987-5576 John W. McCullough Birmingham AL 02-13-2020 0 12 74835 INFORMATION TABLE 2 infotable.xml 1347 PPTY INS HLDGS INC COM 68244P107 2513 455170 SH SOLE 455170 0 0 ALICO INC COM 016230104 2867 80006 SH SOLE 80006 0 0 AMTECH SYS INC COM PAR $0.01N 032332504 5269 735916 SH SOLE 735916 0 0 DIRTT ENVIRONMENTAL SOLUT LT COM 25490H106 3809 1163709 SH SOLE 1163709 0 0 ENZO BIOCHEM INC COM 294100102 14782 5620681 SH SOLE 5620681 0 0 I3 VERTICALS INC COM CL A 46571Y107 19767 699672 SH SOLE 699672 0 0 LANDEC CORP COM 514766104 4165 368272 SH SOLE 368272 0 0 MARCHEX INC CL B 56624R108 4029 1065959 SH SOLE 1065959 0 0 PERCEPTRON INC COM 71361F100 5429 987091 SH SOLE 987091 0 0 QUMU CORP COM 749063103 3569 1367522 SH SOLE 1367522 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 4645 3341637 SH SOLE 3341637 0 0 TRANSACT TECHNOLOGIES INC COM 892918103 3991 363834 SH SOLE 363834 0 0