0000919574-19-001380.txt : 20190214 0000919574-19-001380.hdr.sgml : 20190214 20190213195403 ACCESSION NUMBER: 0000919574-19-001380 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190213 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBERT FUND ADVISORS, INC. CENTRAL INDEX KEY: 0001616659 IRS NUMBER: 000000000 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16265 FILM NUMBER: 19599966 BUSINESS ADDRESS: STREET 1: 2100 THIRD AVENUE NORTH STREET 2: SUITE 600 CITY: BIRMINGHAM STATE: AL ZIP: 35203 BUSINESS PHONE: 205-987-5576 MAIL ADDRESS: STREET 1: 2100 THIRD AVENUE NORTH STREET 2: SUITE 600 CITY: BIRMINGHAM STATE: AL ZIP: 35203 FORMER COMPANY: FORMER CONFORMED NAME: HARBERT FUND ADVISERS, INC. DATE OF NAME CHANGE: 20140813 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001616659 XXXXXXXX 12-31-2018 12-31-2018 false HARBERT FUND ADVISORS, INC.

2100 Third Avenue North Suite 600 Birmingham AL 35203

13F HOLDINGS REPORT 028-16265 N John W. McCullough 205-987-5576 /s/ John W. McCullough Birmingham AL 02-13-2019 0 14 98015 INFORMATION TABLE 2 infotable.xml 1347 PPTY INS HLDGS INC COM 68244P107 2075 516100 SH SOLE 516100 0 0 AEROHIVE NETWORKS INC COM 007786106 2802 860000 SH SOLE 860000 0 0 AMBER RD INC COM 02318Y108 3449 419000 SH SOLE 419000 0 0 BLUEROCK RESIDENTIAL GRW REI COM CL A 09627J102 12658 1403000 SH SOLE 1403000 0 0 DASAN ZHONE SOLUTIONS INC COM NEW 23305L206 5099 366600 SH SOLE 366600 0 0 ECOLOGY & ENVIRONMENT INC CL A 278878103 3250 286600 SH SOLE 286600 0 0 ENZO BIOCHEM INC COM 294100102 4461 1605000 SH SOLE 1605000 0 0 FUSION CONNECT INC COM 36116X102 2476 1474000 SH SOLE 1474000 0 0 I3 VERTICALS INC COM CL A 46571Y107 42403 1759478 SH SOLE 1759478 0 0 MARCHEX INC CL B 56624R108 5288 1995300 SH SOLE 1995300 0 0 PERCEPTRON INC COM 71361F100 4108 504100 SH SOLE 504100 0 0 QUMU CORP COM 749063103 2408 1267500 SH SOLE 1267500 0 0 RUBICON PROJ INC COM 78112V102 6046 1621000 SH SOLE 1621000 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 1492 1841600 SH SOLE 1841600 0 0