0000943663-17-000209.txt : 20170914 0000943663-17-000209.hdr.sgml : 20170914 20170914160246 ACCESSION NUMBER: 0000943663-17-000209 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170914 DATE AS OF CHANGE: 20170914 EFFECTIVENESS DATE: 20170914 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXA IM Global Emerging Markets Small Cap Fund, LLC CENTRAL INDEX KEY: 0001616570 IRS NUMBER: 470969614 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-224871 FILM NUMBER: 171085709 BUSINESS ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE, 4TH FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203.548.4200 MAIL ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE, 4TH FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 D/A 1 primary_doc.xml X0708 D/A LIVE 0001616570 AXA IM Global Emerging Markets Small Cap Fund, LLC 100 WEST PUTNAM AVENUE, 4TH FLOOR GREENWICH CT CONNECTICUT 06830 203.548.4200 DELAWARE None None Limited Liability Company true 2014 N/A AXA Investment Managers, Inc. 100 West Putnam Avenue, 4th Floor Greenwich CT CONNECTICUT 06830 Promoter Managing Member of the Issuer ("Managing Member") Travis Pauley 100 West Putnam Avenue, 4th Floor Greenwich CT CONNECTICUT 06830 Executive Officer Chief Compliance Officer of the Managing Member Marcello Arona 100 West Putnam Avenue, 4th Floor Greenwich CT CONNECTICUT 06830 Executive Officer Head and Chief Financial Officer of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000943663-16-000469 2015-05-13 true true false 5000000 Indefinite 16300000 Indefinite false 6 0 0 0 false AXA IM Global Emerging Markets Small Cap Fund, LLC /s/ Travis Pauley Travis Pauley CCO of the Managing Member 2017-09-14