0000943663-15-000192.txt : 20150908
0000943663-15-000192.hdr.sgml : 20150907
20150908155101
ACCESSION NUMBER: 0000943663-15-000192
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20150908
DATE AS OF CHANGE: 20150908
EFFECTIVENESS DATE: 20150908
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXA IM Global Emerging Markets Small Cap Fund, LLC
CENTRAL INDEX KEY: 0001616570
IRS NUMBER: 470969614
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-224871
FILM NUMBER: 151096809
BUSINESS ADDRESS:
STREET 1: 100 WEST PUTNAM AVENUE, 4TH FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203.548.4200
MAIL ADDRESS:
STREET 1: 100 WEST PUTNAM AVENUE, 4TH FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
D/A
1
primary_doc.xml
X0707
D/A
LIVE
0001616570
AXA IM Global Emerging Markets Small Cap Fund, LLC
100 WEST PUTNAM AVENUE, 4TH FLOOR
GREENWICH
CT
CONNECTICUT
06830
203.548.4200
DELAWARE
None
None
Limited Liability Company
true
2014
N/A
AXA Investment Managers, Inc.
100 West Putnam Avenue, 4th Floor
Greenwich
CT
CONNECTICUT
06830
Promoter
Managing Member of the Issuer ("Managing Member")
Travis
Pauley
100 West Putnam Avenue, 4th Floor
Greenwich
CT
CONNECTICUT
06830
Executive Officer
Chief Compliance Officer of the Managing Member
Xavier
Thomin
100 West Putnam Avenue, 4th Floor
Greenwich
CT
CONNECTICUT
06830
Executive Officer
Chief Executive Officer of the Managing Member
Marcello
Arona
100 West Putnam Avenue, 4th Floor
Greenwich
CT
CONNECTICUT
06830
Executive Officer
Chief Financial Officer of the Managing Member
Pooled Investment Fund
Hedge Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.7
true
0000943663-14-000146
2015-05-13
true
true
false
5000000
Indefinite
16300000
Indefinite
false
8
0
0
0
false
AXA IM Global Emerging Markets Small Cap Fund, LLC
/s/ Xavier Thomin
Xavier Thomin
CEO of the Managing Member
2015-09-04