0001209191-18-024629.txt : 20180411 0001209191-18-024629.hdr.sgml : 20180411 20180411161830 ACCESSION NUMBER: 0001209191-18-024629 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180409 FILED AS OF DATE: 20180411 DATE AS OF CHANGE: 20180411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAIN Mukul CENTRAL INDEX KEY: 0001667593 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37717 FILM NUMBER: 18750279 MAIL ADDRESS: STREET 1: 20451 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Senseonics Holdings, Inc. CENTRAL INDEX KEY: 0001616543 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 471210911 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20451 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 BUSINESS PHONE: (301) 515-7260 MAIL ADDRESS: STREET 1: 20451 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 FORMER COMPANY: FORMER CONFORMED NAME: ASN Technologies, Inc. DATE OF NAME CHANGE: 20140813 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-04-09 0 0001616543 Senseonics Holdings, Inc. SENS 0001667593 JAIN Mukul 20451 SENECA MEADOWS PARKWAY GERMANTOWN MD 20876-7005 0 1 0 0 Chief Operating Officer Common Stock 2018-04-09 4 M 0 15706 0.54 A 15706 D Common Stock 2018-04-09 4 S 0 15706 3.85 D 0 D Stock option (right to buy) 0.54 2018-04-09 4 M 0 15706 0.00 D 2024-06-04 Common Stock 15706 295599 D The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on December 7, 2016. This transaction was executed in multiple trades at prices ranging from $3.76 to $3.98, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Shares vest monthly over four years beginning on June 4, 2014. /s/ Darren DeStefano, Attorney-in-Fact 2018-04-11