UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On October 22, 2020, Senseonics Holdings, Inc. (the “Company”) held a special meeting of stockholders (the “Special Meeting”). At the Special Meeting, the stockholders considered two proposals, each of which is described in more detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on September 4, 2020. Of the 247,706,493 shares of common stock, including the Company’s preferred stock on an as-converted to common stock basis, outstanding as of the record date, 207,608,619 shares, or 83.8%, were present or represented by proxy at the Annual Meeting. Set forth below are the results of the matters submitted for a vote of stockholders at the Annual Meeting.
Proposal No. 1: Approval of the issuance of more than 20% of the Company’s outstanding common stock upon conversion of Senior Secured Convertible Notes (as defined in the Company’s proxy statement) issued in August 2020, as required by and in accordance with the NYSE American Rule 713. The votes were cast as follows:
| Votes For | Votes Against | Abstained | ||||||||||
| Approval of Proposal No. 1 | 89,293,117 | 5,819,400 | 642,878 | |||||||||
Broker Non-Votes: 111,853,224
Proposal No. 2: Approval of proposed amendment to the Company’s Amended and Restated Certificate of Incorporation to increase the authorized number of shares of common stock from 450,000,000 shares to 900,000,000 shares (the “Amendment”). The votes were cast as follows:
| Votes For | Votes Against | Abstained | ||||||||||
| Approval of Proposal No. 2 | 171,106,905 | 33,871,283 | 2,630,431 | |||||||||
Following the approval of Proposal No. 2, on October 26, 2020, the Company filed the Amendment with the Secretary of State of the State of Delaware.
The foregoing description of the Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Amendment, which is attached hereto as Exhibit 3.1, and which is incorporated herein by reference.
Item
9.01 Financial Statements and Exhibits.
(d) Exhibits
| Number | Description | |
| 3.1 | Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Registrant. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: October 26, 2020 | SENSEONICS HOLDINGS, INC. | |
| By: | /s/ Nick B. Tressler | |
| Name: | Nick B. Tressler | |
| Title: | Chief Financial Officer | |