0001628280-24-031783.txt : 20240712 0001628280-24-031783.hdr.sgml : 20240712 20240712162348 ACCESSION NUMBER: 0001628280-24-031783 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240710 FILED AS OF DATE: 20240712 DATE AS OF CHANGE: 20240712 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clark Joseph Gates CENTRAL INDEX KEY: 0001944970 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 241114740 MAIL ADDRESS: STREET 1: C/O SMART MODULAR TECHNOLOGIES, INC. STREET 2: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Global Holdings, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 981013909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0826 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 4 1 wk-form4_1720815821.xml FORM 4 X0508 4 2024-07-10 0 0001616533 SMART Global Holdings, Inc. SGH 0001944970 Clark Joseph Gates C/O SMART GLOBAL HOLDINGS, INC. 39870 EUREKA DRIVE NEWARK CA 94560 0 1 0 0 President, LED Solutions 1 Ordinary Shares 2024-07-10 4 S 0 5000 29.0012 D 87386 D This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 17, 2023. This transaction was executed in multiple trades at prices ranging from $29.00 to $29.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ Anne Kuykendall as attorney-in-fact for Joseph Gates Clark 2024-07-12