0000950103-21-002462.txt : 20210217
0000950103-21-002462.hdr.sgml : 20210217
20210217211724
ACCESSION NUMBER: 0000950103-21-002462
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210215
FILED AS OF DATE: 20210217
DATE AS OF CHANGE: 20210217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rizvi Ken
CENTRAL INDEX KEY: 0001846472
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38102
FILM NUMBER: 21647402
MAIL ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMART Global Holdings, Inc.
CENTRAL INDEX KEY: 0001616533
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 981013909
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0828
BUSINESS ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
BUSINESS PHONE: (510) 623-1231
MAIL ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
4
1
dp146304_4-rizvi.xml
FORM 4
X0306
4
2021-02-15
0
0001616533
SMART Global Holdings, Inc.
SGH
0001846472
Rizvi Ken
C/O SMART MODULAR TECHNOLOGIES, INC.
39870 EUREKA DRIVE
NEWARK
CA
94560-4809
0
1
0
0
SVP and CFO
Ordinary Shares
2021-02-15
4
A
0
49857
0
A
49857
D
Ordinary Shares
2021-02-15
4
A
0
4985
0
A
54842
D
Ordinary Shares
2021-02-15
4
A
0
4985
0
A
59827
D
Represents restricted share units ("RSUs") that will vest as to 25% on 4/20/2022, and the remaining RSUs will thereafter vest in equal quarterly installments over the subsequent three years.
Represents a grant of 4,985 RSUs with restrictions generally lapsing and shares vesting in four equal tranches of 25% on April 20, 2022 and each of the first three anniversaries of that date, subject to (x) continued service through each vesting date, and (y) the closing price of an ordinary share of the Issuer, SMART Global Holdings, Inc. ("SMART") equaling or exceeding $70.76 (which is 150% of the closing price of an ordinary share of SMART on the grant date) for at least 60 consecutive trading days at any time during the one-year period preceding (i) that vesting date or (ii) the year preceding any subsequent annual vesting date if the price appreciation performance condition is not met in a prior year.
Represents a grant of 4,985 RSUs with restrictions generally lapsing and shares vesting in four equal tranches of 25% on April 20, 2022 and each of the first three anniversaries of that date, subject to (x) continued service through each vesting date, and (y) the closing price of an ordinary share of SMART equaling or exceeding $94.34 (which is 200% of the closing price of an ordinary share of SMART on the grant date) for at least 60 consecutive trading days at any time during the one-year period preceding (i) that vesting date or (ii) the year preceding any subsequent annual vesting date if the price appreciation performance condition is not met in a prior year.
/s/ Bruce Goldberg as attorney-in-fact for Ken Rizvi
2021-02-17