0000950103-19-001431.txt : 20190201 0000950103-19-001431.hdr.sgml : 20190201 20190201140002 ACCESSION NUMBER: 0000950103-19-001431 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190130 FILED AS OF DATE: 20190201 DATE AS OF CHANGE: 20190201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim KiWan CENTRAL INDEX KEY: 0001707037 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 19559134 MAIL ADDRESS: STREET 1: C/O SMART GLOBAL HOLDINGS, INC. STREET 2: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Global Holdings, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 981013909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0830 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 4 1 dp101809_4-kim.xml FORM 4 X0306 4 2019-01-30 0 0001616533 SMART Global Holdings, Inc. SGH 0001707037 Kim KiWan C/O SMART GLOBAL HOLDINGS, INC. 39870 EUREKA DRIVE NEWARK CA 94560 0 1 0 0 SVP of EM & Pres. Brazil Ordinary Shares 2019-01-30 4 S 0 6875 24.28 D 14168 D The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/26/2017. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $24.06 to $24.47. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges. /s/ Bruce Goldberg as attorney-in-fact for KiWan Kim 2019-01-31