0000950103-18-007422.txt : 20180614 0000950103-18-007422.hdr.sgml : 20180614 20180614182527 ACCESSION NUMBER: 0000950103-18-007422 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180418 FILED AS OF DATE: 20180614 DATE AS OF CHANGE: 20180614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim KiWan CENTRAL INDEX KEY: 0001707037 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 18900336 MAIL ADDRESS: STREET 1: C/O SMART GLOBAL HOLDINGS, INC. STREET 2: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Global Holdings, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 981013909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 4 1 dp92296_4-kim.xml FORM 4 X0306 4 2018-04-18 0 0001616533 SMART Global Holdings, Inc. SGH 0001707037 Kim KiWan C/O SMART MODULAR TECHNOLOGIES, INC. 39870 EUREKA DRIVE NEWARK CA 94560 0 1 0 0 SVP of EM & Pres. Brazil Employee Stock Options (right to buy) 43.94 2018-04-18 4 A 0 40000 0 A 2028-04-18 Ordinary Shares 40000 40000 D The option will vest and become exercisable 25% on 4/18/2019, and the remaining shares will vest monthly and become exercisable over four years. /s/ Bruce Goldberg as attorney-in-fact for KiWan Kim 2018-06-14