0000950103-18-003815.txt : 20180327
0000950103-18-003815.hdr.sgml : 20180327
20180327174541
ACCESSION NUMBER: 0000950103-18-003815
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180323
FILED AS OF DATE: 20180327
DATE AS OF CHANGE: 20180327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kim KiWan
CENTRAL INDEX KEY: 0001707037
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38102
FILM NUMBER: 18716545
MAIL ADDRESS:
STREET 1: C/O SMART GLOBAL HOLDINGS, INC.
STREET 2: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMART Global Holdings, Inc.
CENTRAL INDEX KEY: 0001616533
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 981013909
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
BUSINESS PHONE: (510) 623-1231
MAIL ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
4
1
dp88652_4-kim.xml
FORM 4
X0306
4
2018-03-23
0
0001616533
SMART Global Holdings, Inc.
SGH
0001707037
Kim KiWan
C/O SMART GLOBAL HOLDINGS, INC.
39870 EUREKA DRIVE
NEWARK
CA
94560
0
1
0
0
SVP of EM & Pres. Brazil
Ordinary Shares
2018-03-23
4
S
0
2380
47.2861
D
85609
D
Ordinary Shares
2018-03-23
4
S
0
10263
48.5615
D
75346
D
Ordinary Shares
2018-03-23
4
S
0
22664
49.3655
D
52682
D
Ordinary Shares
2018-03-23
4
S
0
10330
50.2314
D
42352
D
Ordinary Shares
2018-03-23
4
S
0
1101
50.9664
D
41251
D
Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 26, 2017.
The price reported in Colum 4 is a weighted average price. These were sold in multiple transactions at prices ranging from $46.90 to $47.75. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.90 to $48.89. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.90 to $49.86. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.90 to $50.80. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.93 to $51.01. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
/s/ Bruce Goldberg as attorney-in-fact for KiWan Kim
2018-03-27