0000950103-18-001403.txt : 20180201 0000950103-18-001403.hdr.sgml : 20180201 20180201211828 ACCESSION NUMBER: 0000950103-18-001403 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180130 FILED AS OF DATE: 20180201 DATE AS OF CHANGE: 20180201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim KiWan CENTRAL INDEX KEY: 0001707037 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 18568441 MAIL ADDRESS: STREET 1: C/O SMART GLOBAL HOLDINGS, INC. STREET 2: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Global Holdings, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 981013909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 4 1 dp86186_4-kim.xml FORM 4 X0306 4 2018-01-30 0 0001616533 SMART Global Holdings, Inc. SGH 0001707037 Kim KiWan C/O SMART GLOBAL HOLDINGS, INC. 39870 EUREKA DRIVE NEWARK CA 94560 0 1 0 0 SVP of EM & Pres. Brazil Ordinary Shares 2018-01-30 4 S 0 5274 35.70 D 89589 D Ordinary Shares 2018-01-30 4 S 0 1600 36.38 D 87989 D The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on October 26, 2017. The price reported in Colum 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $35.01 to $35.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.05 to $36.89, inclusive. /s/ Bruce Goldberg as attorney-in-fact for KiWan Kim 2018-02-01