0000950103-18-000202.txt : 20180105
0000950103-18-000202.hdr.sgml : 20180105
20180105173931
ACCESSION NUMBER: 0000950103-18-000202
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180103
FILED AS OF DATE: 20180105
DATE AS OF CHANGE: 20180105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kim KiWan
CENTRAL INDEX KEY: 0001707037
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38102
FILM NUMBER: 18514377
MAIL ADDRESS:
STREET 1: C/O SMART GLOBAL HOLDINGS, INC.
STREET 2: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMART Global Holdings, Inc.
CENTRAL INDEX KEY: 0001616533
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 981013909
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
BUSINESS PHONE: (510) 623-1231
MAIL ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
4
1
dp84942_4-kiwan.xml
FORM 4
X0306
4
2018-01-03
0
0001616533
SMART Global Holdings, Inc.
SGH
0001707037
Kim KiWan
C/O SMART MODULAR TECHNOLOGIES, INC.
39870 EUREKA DRIVE
NEWARK
CA
94560
0
1
0
0
SVP of EM & Pres. Brazil
Ordinary Shares
2018-01-03
4
M
0
15047
11.55
A
133000
D
Ordinary Shares
2018-01-03
4
S
0
15047
35.67
D
117953
D
Ordinary Shares
2018-01-04
4
M
0
14698
11.55
A
132651
D
Ordinary Shares
2018-01-04
4
S
0
14698
35.27
D
117953
D
Ordinary Shares
2018-01-05
4
S
0
8557
35.05
D
109396
D
Ordinary Shares
2018-01-05
4
S
0
14533
36.25
D
94863
D
Employee Stock Options (right to buy)
11.55
2018-01-03
4
M
0
15047
0
D
2026-05-23
Ordinary Shares
15047
24612
D
Employee Stock Options (right to buy)
11.55
2018-01-04
4
M
0
14698
0
D
2026-05-23
Ordinary Shares
14698
9914
D
Includes restricted stock units.
Shares sold pursuant to a previously established Rule 10b5-1 Plan.
This is a weighted average sale price. Shares reported in each line item were sold in multiple transactions at prices in the following ranges, respectively: from $35.20 to $36.23; from $34.82 to $35.59; from $34.59 to $35.57; and from $35.67 to $36.58. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing ranges.
The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018. This option aggregates the reporting of three line items on the reporting person's original Form 3 with the same grant date and exercise price, and there are no other outstanding options held by the reporting person.
/s/ Bruce Goldberg as attorney-in-fact for KiWan Kim
2018-01-05