0001616462-23-000003.txt : 20230310
0001616462-23-000003.hdr.sgml : 20230310
20230310072751
ACCESSION NUMBER: 0001616462-23-000003
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
WILLIAMS,THOMAS,JONATHAN,
FILED AS OF DATE: 20230309
DATE AS OF CHANGE: 20230310
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: South Avenue Investment Partners, LLC
CENTRAL INDEX KEY: 0001616462
IRS NUMBER: 264519613
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02679
FILM NUMBER: 23721596
BUSINESS ADDRESS:
STREET 1: 4725 YARMOUTH AVENUE
CITY: ENCINO
STATE: CA
ZIP: 91316-3729
BUSINESS PHONE: 310-424-5757
MAIL ADDRESS:
STREET 1: 4725 YARMOUTH AVENUE
CITY: ENCINO
STATE: CA
ZIP: 91316-3729
MA-I/A
1
primary_doc.xml
MA-I/A
0001616462
XXXXXXXX
Susan E Bryant
207-691-1793
sbryant@bryantlawgroup.com
N
0001616462-22-000002
N
Thomas
Jonathan
Williams
2239396
N
1
0001616462
South Avenue Investment Partners, LLC
03-27-2009
N
867-00480
LOCATED
SUPERVISED
11-01-2011
T
Jon
Williams
T
Jonathan
Williams
10-2010
South Avenue Investment Partners, LLC
ENCINO
CA
91316-3729
Y
Y
Managing Member, Chief Compliance Officer
07-2013
11-2018
DLX Financial Group, LLC
Medford
OR
97504-9299
N
Y
Registered Representative
10-2010
04-2013
COLUMBIA CAPITAL SECURITIES INC
LOS ANGELES
CA
90024-3525
N
Y
Registered Representative
03-2009
09-2010
SOUTH AVENUE INVESTMENT PARTNERS, LLC
SHERMAN OAKS
CA
91403-3336
Y
Y
Managing Member, chief compliance Officer
12-2008
02-2009
UNEMPLOYED
SHERMAN OAKS
CA
91403-3336
N
N
NONE
05-2005
11-2008
FIRST DOMINION CAPITAL CORP
RICHMOND
VA
23235-1952
N
Y
Registered Representative
07-2004
11-2007
EPOCH INVESTMENT PARTNERS, INC.
NEW YORK
NY
100022-461
N
Y
Managing Director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-14-2023
T. Jon Williams
Managing Member, Chief Compliance Officer