0001616462-23-000003.txt : 20230310 0001616462-23-000003.hdr.sgml : 20230310 20230310072751 ACCESSION NUMBER: 0001616462-23-000003 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 WILLIAMS,THOMAS,JONATHAN, FILED AS OF DATE: 20230309 DATE AS OF CHANGE: 20230310 FILER: COMPANY DATA: COMPANY CONFORMED NAME: South Avenue Investment Partners, LLC CENTRAL INDEX KEY: 0001616462 IRS NUMBER: 264519613 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02679 FILM NUMBER: 23721596 BUSINESS ADDRESS: STREET 1: 4725 YARMOUTH AVENUE CITY: ENCINO STATE: CA ZIP: 91316-3729 BUSINESS PHONE: 310-424-5757 MAIL ADDRESS: STREET 1: 4725 YARMOUTH AVENUE CITY: ENCINO STATE: CA ZIP: 91316-3729 MA-I/A 1 primary_doc.xml MA-I/A 0001616462 XXXXXXXX Susan E Bryant 207-691-1793 sbryant@bryantlawgroup.com N 0001616462-22-000002 N Thomas Jonathan Williams 2239396 N 1 0001616462 South Avenue Investment Partners, LLC 03-27-2009 N 867-00480 LOCATED SUPERVISED 11-01-2011 T Jon Williams T Jonathan Williams 10-2010 South Avenue Investment Partners, LLC ENCINO CA 91316-3729 Y Y Managing Member, Chief Compliance Officer 07-2013 11-2018 DLX Financial Group, LLC Medford OR 97504-9299 N Y Registered Representative 10-2010 04-2013 COLUMBIA CAPITAL SECURITIES INC LOS ANGELES CA 90024-3525 N Y Registered Representative 03-2009 09-2010 SOUTH AVENUE INVESTMENT PARTNERS, LLC SHERMAN OAKS CA 91403-3336 Y Y Managing Member, chief compliance Officer 12-2008 02-2009 UNEMPLOYED SHERMAN OAKS CA 91403-3336 N N NONE 05-2005 11-2008 FIRST DOMINION CAPITAL CORP RICHMOND VA 23235-1952 N Y Registered Representative 07-2004 11-2007 EPOCH INVESTMENT PARTNERS, INC. NEW YORK NY 100022-461 N Y Managing Director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-14-2023 T. Jon Williams Managing Member, Chief Compliance Officer