0001209191-19-039273.txt : 20190627 0001209191-19-039273.hdr.sgml : 20190627 20190627163259 ACCESSION NUMBER: 0001209191-19-039273 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190328 FILED AS OF DATE: 20190627 DATE AS OF CHANGE: 20190627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: deZwaan Michiel CENTRAL INDEX KEY: 0001616395 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38848 FILM NUMBER: 19925782 MAIL ADDRESS: STREET 1: 5960 HEISLEY ROAD CITY: MENTOR STATE: OH ZIP: 44060 FORMER NAME: FORMER CONFORMED NAME: ZWAAN MICHIEL DE DATE OF NAME CHANGE: 20140811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STERIS plc CENTRAL INDEX KEY: 0001757898 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 70 SIR JOHN ROGERSON'S QUAY CITY: DUBLIN STATE: L2 ZIP: 2 BUSINESS PHONE: 35312322000 MAIL ADDRESS: STREET 1: 70 SIR JOHN ROGERSON'S QUAY CITY: DUBLIN STATE: L2 ZIP: 2 FORMER COMPANY: FORMER CONFORMED NAME: STERIS Ltd DATE OF NAME CHANGE: 20181101 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2019-03-28 2019-03-28 0 0001757898 STERIS plc STE 0001616395 deZwaan Michiel C/O 70 SIR JOHN ROGERSON'S QUAY DUBLIN L2 2 IRELAND 0 1 0 0 V.P., Human Resources & CHRO Ordinary Shares 2019-03-28 4 A 0 30 A 30 I See Footnote Below. The Reporting Person failed to report ordinary share equivalents held in the STERIS Corporation 401k Plan. A corresponding failure to report was made in the Reporting Person's Form 4 filing made March 28, 2019 with respect to Old STERIS (as hereinafter defined). Represents ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), received by the Reporting Person pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the Reporting Person received shares of STERIS in an amount equal to the number of the Reporting Person's cancelled shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"). The Reporting Person's STERIS shares are subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares, except as otherwise required by law. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS. Represents 30 ordinary share equivalents held on behalf of the Reporting Person under the STERIS Corporation 401(k) Plan as of March 28, 2019. /s/ Ronald E. Snyder, Authorized Representative under Power of Attorney 2019-06-27