0001437749-16-034980.txt : 20160706
0001437749-16-034980.hdr.sgml : 20160706
20160706191725
ACCESSION NUMBER: 0001437749-16-034980
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160701
FILED AS OF DATE: 20160706
DATE AS OF CHANGE: 20160706
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avenue Financial Holdings, Inc.
CENTRAL INDEX KEY: 0001616297
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 205556885
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 111 10TH AVENUE SOUTH
STREET 2: SUITE 400
CITY: NASHVILLE
STATE: TN
ZIP: 37203
BUSINESS PHONE: 615-252-2265
MAIL ADDRESS:
STREET 1: 111 10TH AVENUE SOUTH
STREET 2: SUITE 400
CITY: NASHVILLE
STATE: TN
ZIP: 37203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moats E Andrew
CENTRAL INDEX KEY: 0001632075
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36839
FILM NUMBER: 161755230
MAIL ADDRESS:
STREET 1: 111 TENTH AVENUE SOUTH
STREET 2: SUITE 200
CITY: NASHVILLE
STATE: TN
ZIP: 37203
4
1
rdgdoc.xml
FORM 4
X0306
4
2016-07-01
1
0001616297
Avenue Financial Holdings, Inc.
AVNU
0001632075
Moats E Andrew
111 10TH AVENUE SOUTH, SUITE 400
NASHVILLE
TN
37203
1
Exec VP & Chief Credit Officer
Common Stock
2016-07-01
4
F
0
2295
19.59
D
25180
D
Common Stock
2016-07-01
5
D
0
25180
19.65
D
0
D
Employee stock option (right to buy)
10
2016-07-01
5
D
0
10000
10
D
2017-09-17
Common Stock
10000
0
D
Shares forfeited back to the issuer for tax withholding in connection with vesting of previously issued restricted stock award.
Disposed of pursuant to merger agreement between issuer and Pinnacle Financial Partners, Inc. in exchange for .36 shares of Pinnacle Financial Partners, Inc. common stock having a closing price of $48.85 per share immediately prior to the effective time of the merger and $2 per share in cash.
This options, which vested in various installment based on time and performance-based conditions, was canceled in the merger in exchange for a cash payment of $20 per share less the $10 exercise price of the option.
/s/ E. Andrew Moats
2016-07-06