0001437749-16-034980.txt : 20160706 0001437749-16-034980.hdr.sgml : 20160706 20160706191725 ACCESSION NUMBER: 0001437749-16-034980 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160701 FILED AS OF DATE: 20160706 DATE AS OF CHANGE: 20160706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avenue Financial Holdings, Inc. CENTRAL INDEX KEY: 0001616297 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 205556885 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 10TH AVENUE SOUTH STREET 2: SUITE 400 CITY: NASHVILLE STATE: TN ZIP: 37203 BUSINESS PHONE: 615-252-2265 MAIL ADDRESS: STREET 1: 111 10TH AVENUE SOUTH STREET 2: SUITE 400 CITY: NASHVILLE STATE: TN ZIP: 37203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moats E Andrew CENTRAL INDEX KEY: 0001632075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36839 FILM NUMBER: 161755230 MAIL ADDRESS: STREET 1: 111 TENTH AVENUE SOUTH STREET 2: SUITE 200 CITY: NASHVILLE STATE: TN ZIP: 37203 4 1 rdgdoc.xml FORM 4 X0306 4 2016-07-01 1 0001616297 Avenue Financial Holdings, Inc. AVNU 0001632075 Moats E Andrew 111 10TH AVENUE SOUTH, SUITE 400 NASHVILLE TN 37203 1 Exec VP & Chief Credit Officer Common Stock 2016-07-01 4 F 0 2295 19.59 D 25180 D Common Stock 2016-07-01 5 D 0 25180 19.65 D 0 D Employee stock option (right to buy) 10 2016-07-01 5 D 0 10000 10 D 2017-09-17 Common Stock 10000 0 D Shares forfeited back to the issuer for tax withholding in connection with vesting of previously issued restricted stock award. Disposed of pursuant to merger agreement between issuer and Pinnacle Financial Partners, Inc. in exchange for .36 shares of Pinnacle Financial Partners, Inc. common stock having a closing price of $48.85 per share immediately prior to the effective time of the merger and $2 per share in cash. This options, which vested in various installment based on time and performance-based conditions, was canceled in the merger in exchange for a cash payment of $20 per share less the $10 exercise price of the option. /s/ E. Andrew Moats 2016-07-06