0001437749-24-005294.txt : 20240223 0001437749-24-005294.hdr.sgml : 20240223 20240223101303 ACCESSION NUMBER: 0001437749-24-005294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240216 FILED AS OF DATE: 20240223 DATE AS OF CHANGE: 20240223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ford Andrew CENTRAL INDEX KEY: 0001988030 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36865 FILM NUMBER: 24667558 MAIL ADDRESS: STREET 1: ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. STREET 2: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 81303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocky Mountain Chocolate Factory, Inc. CENTRAL INDEX KEY: 0001616262 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 471535633 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 BUSINESS PHONE: (970) 259-0554 MAIL ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Rocky Mountain Brands, Inc. DATE OF NAME CHANGE: 20140808 4 1 rdgdoc.xml 20240216AFF4 X0508 4 2024-02-16 0001616262 Rocky Mountain Chocolate Factory, Inc. RMCF 0001988030 Ford Andrew 265 TURNER DRIVE DURANGO CO 81303 1 VP Sales and Marketing 0 Common Stock 2024-02-16 4 S 0 312 4.20 D 6004 D The reporting person has agreed to disgorge to RMCF $21.22, which is the full amount of the short-wing profit realized according to Section 16(b) of the Securities Exchange Act of 1934, as amended, in connection with the transactions reported herein." /s/ Tracy D. Wojcik, Attorney In Fact 2024-02-23