0000950170-24-072459.txt : 20240612 0000950170-24-072459.hdr.sgml : 20240612 20240612161508 ACCESSION NUMBER: 0000950170-24-072459 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240611 FILED AS OF DATE: 20240612 DATE AS OF CHANGE: 20240612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEYGAN JEFFREY RICHART CENTRAL INDEX KEY: 0001733547 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36865 FILM NUMBER: 241038582 MAIL ADDRESS: STREET 1: 1433 N WATER STREET STREET 2: SUITE 549 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER NAME: FORMER CONFORMED NAME: GEYGAN JEFFREY RICHART GEYGAN DATE OF NAME CHANGE: 20180306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocky Mountain Chocolate Factory, Inc. CENTRAL INDEX KEY: 0001616262 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 471535633 STATE OF INCORPORATION: DE FISCAL YEAR END: 0229 BUSINESS ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 BUSINESS PHONE: (970) 259-0554 MAIL ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Rocky Mountain Brands, Inc. DATE OF NAME CHANGE: 20140808 4 1 ownership.xml 4 X0508 4 2024-06-11 0001616262 Rocky Mountain Chocolate Factory, Inc. RMCF 0001733547 GEYGAN JEFFREY RICHART 265 TURNER DRIVE DURANGO CO 81303 true true true false Interim CEO false Common Stock 2024-06-11 4 A false 112039 A 156784 D Common Stock 2024-06-11 4 J false 9705 D 1078032 I By Global Value Investment Corporation Represents a restricted stock unit award granted under the issuer's 2007 Equity Incentive Plan (as amended), which vests in 36 equal monthly installments beginning on May 16, 2024. Each restricted stock unit represents the contingent right to received one share of the issuer's common stock. As of June 11, 2024, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ Jeffrey R. Geygan 2024-06-12