0000950170-24-072459.txt : 20240612
0000950170-24-072459.hdr.sgml : 20240612
20240612161508
ACCESSION NUMBER: 0000950170-24-072459
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240611
FILED AS OF DATE: 20240612
DATE AS OF CHANGE: 20240612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GEYGAN JEFFREY RICHART
CENTRAL INDEX KEY: 0001733547
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36865
FILM NUMBER: 241038582
MAIL ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 549
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER NAME:
FORMER CONFORMED NAME: GEYGAN JEFFREY RICHART GEYGAN
DATE OF NAME CHANGE: 20180306
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rocky Mountain Chocolate Factory, Inc.
CENTRAL INDEX KEY: 0001616262
STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 471535633
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0229
BUSINESS ADDRESS:
STREET 1: 265 TURNER DRIVE
CITY: DURANGO
STATE: CO
ZIP: 80202
BUSINESS PHONE: (970) 259-0554
MAIL ADDRESS:
STREET 1: 265 TURNER DRIVE
CITY: DURANGO
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Rocky Mountain Brands, Inc.
DATE OF NAME CHANGE: 20140808
4
1
ownership.xml
4
X0508
4
2024-06-11
0001616262
Rocky Mountain Chocolate Factory, Inc.
RMCF
0001733547
GEYGAN JEFFREY RICHART
265 TURNER DRIVE
DURANGO
CO
81303
true
true
true
false
Interim CEO
false
Common Stock
2024-06-11
4
A
false
112039
A
156784
D
Common Stock
2024-06-11
4
J
false
9705
D
1078032
I
By Global Value Investment Corporation
Represents a restricted stock unit award granted under the issuer's 2007 Equity Incentive Plan (as amended), which vests in 36 equal monthly installments beginning on May 16, 2024. Each restricted stock unit represents the contingent right to received one share of the issuer's common stock.
As of June 11, 2024, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.
These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.
The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
/s/ Jeffrey R. Geygan
2024-06-12