0001616206-22-000004.txt : 20220527 0001616206-22-000004.hdr.sgml : 20220527 20220527131035 ACCESSION NUMBER: 0001616206-22-000004 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 CARWILE,DAVID,GRANT, FILED AS OF DATE: 20220527 DATE AS OF CHANGE: 20220527 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S L Capital Strategies LLC CENTRAL INDEX KEY: 0001616206 IRS NUMBER: 260149032 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02644 FILM NUMBER: 22975433 BUSINESS ADDRESS: STREET 1: 312 WALNUT STREET, 16TH FLOOR CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-762-7611 MAIL ADDRESS: STREET 1: 312 WALNUT STREET, 16TH FLOOR CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: Student Loan Capital Strategies LLC DATE OF NAME CHANGE: 20140807 MA-I/A 1 primary_doc.xml MA-I/A 0001616206 XXXXXXXX Kenneth McManus 973-618-9508 kenmcmanus@alternativereg.com kenmcmanus@alternativereg.com Y 0001616206-20-000004 N David Grant Carwile N 1 0001616206 S L Capital Strategies LLC 05-01-2014 N 867-00450 LOCATED SUPERVISED 05-01-2014 234 Seven Farms Drive Suite 200-A Charleston SC 29492 06-2017 S L Capital Strategies LLC Cincinnati OH 45202 Y N Managing Director 01-2016 05-2017 South Carolina Student Loan Corporation Columbia SC 29223 N N Director & Executive Vice President 04-2014 12-2015 Student Loan Capital Strategies Oyster Bay NY 11771 Y N Managing Director 04-1996 02-2014 RBC Capital Markets New York NY 10281 N Y Managing Director Y 04-2007 Xequelbio 300 West Coleman Blvd Suite 203 Mount Pleasant SC 29464 N N Bio-Pharmaceutical Director 15 General board of directors duties; chair, compensation committee of the board; oversight of finances N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-27-2022 Kimberly McManus President, Alternative Regulatory Solutions LLC