0001140361-14-032416.txt : 20140814
0001140361-14-032416.hdr.sgml : 20140814
20140814100040
ACCESSION NUMBER: 0001140361-14-032416
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140814
DATE AS OF CHANGE: 20140814
EFFECTIVENESS DATE: 20140814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lombard Odier & Cie (Bahamas) Ltd
CENTRAL INDEX KEY: 0001615424
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16236
FILM NUMBER: 141040024
BUSINESS ADDRESS:
STREET 1: GOODMAN'S BAY CORPORATE CTR. WEST BAY ST
STREET 2: PO BOX N-4938
CITY: NASSAU
STATE: C5
ZIP: 00000
BUSINESS PHONE: 242-302-2100
MAIL ADDRESS:
STREET 1: GOODMAN'S BAY CORPORATE CTR. WEST BAY ST
STREET 2: PO BOX N-4938
CITY: NASSAU
STATE: C5
ZIP: 00000
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001615424
XXXXXXXX
12-31-2013
12-31-2013
Lombard Odier & Cie (Bahamas) Ltd
GOODMAN'S BAY CORPORATE CTR. WEST BAY ST
PO BOX N-4938
NASSAU
C5
00000
13F HOLDINGS REPORT
028-16236
N
Rosemary BARRETT
Vice President
1-242-302-2144
Rosemary BARRETT
Nassau
C5
08-14-2014
1
119
254731
false
1
0001615305
Lombard Odier & Cie (Canada), Limited Partnership
INFORMATION TABLE
2
form13fInfoTable.xml
ABB LTD
SPONSORED ADR
000375204
21
800
SH
DFND
1
800
0
0
ABBOTT LABS
COM
002824100
1642
42830
SH
DFND
1
42830
0
0
ABBVIE INC
COM
00287Y109
1014
19200
SH
DFND
1
19200
0
0
ABERCROMBIE & FITCH CO
CL A
002896207
33
1000
SH
DFND
1
1000
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
466
3500
SH
DFND
1
3500
0
0
ALEXZA PHARMACEUTICALS INC
COM NEW
015384209
208
44000
SH
DFND
1
44000
0
0
ALLERGAN INC
COM
018490102
7546
67930
SH
DFND
1
67930
0
0
ALLSTATE CORP
COM
020002101
698
12800
SH
DFND
1
12800
0
0
ALTRIA GROUP INC
COM
02209S103
380
9900
SH
DFND
1
9900
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
20
10000
SH
DFND
1
10000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
153
3000
SH
DFND
1
3000
0
0
AMERICAN SUPERCONDUCTOR CORP
COM
030111108
17
10360
SH
DFND
1
10360
0
0
AMGEN INC
COM
031162100
7572
66325
SH
DFND
1
66325
0
0
APPLE INC
COM
037833100
12313
21945
SH
DFND
1
21945
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
20
330
SH
DFND
1
330
0
0
AVALON RARE METALS INC
COM
053470100
5
10000
SH
DFND
1
10000
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
76
6050
SH
DFND
1
6050
0
0
BANK OF AMERICA CORPORATION
COM
060505104
312
20025
SH
DFND
1
20025
0
0
BARRICK GOLD CORP
COM
067901108
18
1000
SH
DFND
1
1000
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
180
1515
SH
DFND
1
1515
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
144
2700
SH
DFND
1
2700
0
0
BROADCOM CORP
CL A
111320107
74
2500
SH
DFND
1
2500
0
0
CANADIAN NATL RY CO
COM
136375102
171
3000
SH
DFND
1
3000
0
0
CATERPILLAR INC DEL
COM
149123101
8868
97650
SH
DFND
1
97650
0
0
CELGENE CORP
COM
151020104
203
1200
SH
DFND
1
1200
0
0
CHEVRON CORP NEW
COM
166764100
4619
36980
SH
DFND
1
36980
0
0
CISCO SYS INC
COM
17275R102
6621
294935
SH
DFND
1
294935
0
0
CITIGROUP INC
COM NEW
172967424
25
480
SH
DFND
1
480
0
0
COACH INC
COM
189754104
3730
66450
SH
DFND
1
66450
0
0
COCA COLA CO
COM
191216100
23435
567287
SH
DFND
1
567287
0
0
COLGATE PALMOLIVE CO
COM
194162103
1568
24050
SH
DFND
1
24050
0
0
CONOCOPHILLIPS
COM
20825C104
3638
51500
SH
DFND
1
51500
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
3771
76000
SH
DFND
1
76000
0
0
CVS CAREMARK CORPORATION
COM
126650100
1315
18370
SH
DFND
1
18370
0
0
DANAHER CORP DEL
COM
235851102
1544
20000
SH
DFND
1
20000
0
0
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
163
1800
SH
DFND
1
1800
0
0
DOMINION DIAMOND CORP
COM
257287102
57
4000
SH
DFND
1
4000
0
0
DOW CHEM CO
COM
260543103
3907
88000
SH
DFND
1
88000
0
0
E M C CORP MASS
COM
268648102
3124
124230
SH
DFND
1
124230
0
0
EBAY INC
COM
278642103
6767
123280
SH
DFND
1
123280
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
24
348
SH
DFND
1
348
0
0
EXXON MOBIL CORP
COM
30231G102
8710
86070
SH
DFND
1
86070
0
0
FLUOR CORP NEW
COM
343412102
112
1400
SH
DFND
1
1400
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
2956
78329
SH
DFND
1
78329
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
659
22400
SH
DFND
1
22400
0
0
GENERAL ELECTRIC CO
COM
369604103
4957
176847
SH
DFND
1
176847
0
0
GENERAL MTRS CO
COM
37045V100
253
6200
SH
DFND
1
6200
0
0
GILEAD SCIENCES INC
COM
375558103
10574
140700
SH
DFND
1
140700
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
21
400
SH
DFND
1
400
0
0
GOLDCORP INC NEW
COM
380956409
173
8000
SH
DFND
1
8000
0
0
GOOGLE INC
CL A
38259P508
7268
6485
SH
DFND
1
6485
0
0
HESS CORP
COM
42809H107
133
1600
SH
DFND
1
1600
0
0
HEWLETT PACKARD CO
COM
428236103
2175
77723
SH
DFND
1
77723
0
0
HOME DEPOT INC
COM
437076102
193
2349
SH
DFND
1
2349
0
0
ILLINOIS TOOL WKS INC
COM
452308109
3615
43000
SH
DFND
1
43000
0
0
INCYTE CORP
COM
45337C102
101
2000
SH
DFND
1
2000
0
0
INFOSYS LTD
SPONSORED ADR
456788108
23
400
SH
DFND
1
400
0
0
INTEL CORP
COM
458140100
7636
294151
SH
DFND
1
294151
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
2532
13500
SH
DFND
1
13500
0
0
ISHARES
MSCI EMG MKT ETF
464287234
1441
34500
SH
DFND
1
34500
0
0
ISHARES
MSCI TAIWAN ETF
464286731
317
22000
SH
DFND
1
22000
0
0
ISHARES
US OIL&GS EX ETF
464288851
1399
17000
SH
DFND
1
17000
0
0
JA SOLAR HOLDINGS CO LTD
SPON ADR REP5ORD
466090206
23
2500
SH
DFND
1
2500
0
0
JOHNSON & JOHNSON
COM
478160104
3614
39455
SH
DFND
1
39455
0
0
JPMORGAN CHASE & CO
COM
46625H100
9047
154710
SH
DFND
1
154710
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
29
6600
SH
DFND
1
6600
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
2762
51225
SH
DFND
1
51225
0
0
LDK SOLAR CO LTD
SPONSORED ADR
50183L107
7
4970
SH
DFND
1
4970
0
0
LILLY ELI & CO
COM
532457108
2980
58430
SH
DFND
1
58430
0
0
MANULIFE FINL CORP
COM
56501R106
0
13
SH
DFND
1
13
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
156
7400
SH
DFND
1
7400
0
0
MCDONALDS CORP
COM
580135101
3131
32270
SH
DFND
1
32270
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
138
1650
SH
DFND
1
1650
0
0
MEDTRONIC INC
COM
585055106
1757
30620
SH
DFND
1
30620
0
0
MERCK & CO INC NEW
COM
58933Y105
4741
94722
SH
DFND
1
94722
0
0
MICROSOFT CORP
COM
594918104
3264
87200
SH
DFND
1
87200
0
0
MOLSON COORS BREWING CO
CL B
60871R209
191
3400
SH
DFND
1
3400
0
0
MOLYCORP INC DEL
COM
608753109
34
6000
SH
DFND
1
6000
0
0
MONDELEZ INTL INC
CL A
609207105
6781
192095
SH
DFND
1
192095
0
0
MONSANTO CO NEW
COM
61166W101
4776
40977
SH
DFND
1
40977
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
187
2350
SH
DFND
1
2350
0
0
NETAPP INC
COM
64110D104
165
4000
SH
DFND
1
4000
0
0
NEWMONT MINING CORP
COM
651639106
1734
75300
SH
DFND
1
75300
0
0
NORDIC AMERICAN TANKERS LIMI
COM
G65773106
194
20000
SH
DFND
1
20000
0
0
OMNICOM GROUP INC
COM
681919106
1577
21200
SH
DFND
1
21200
0
0
ORACLE CORP
COM
68389X105
326
8500
SH
DFND
1
8500
0
0
PAN AMERICAN SILVER CORP
COM
697900108
37
3200
SH
DFND
1
3200
0
0
PEPSICO INC
COM
713448108
200
2418
SH
DFND
1
2418
0
0
PFIZER INC
COM
717081103
3395
110835
SH
DFND
1
110835
0
0
PHARMACYCLICS INC
COM
716933106
32
300
SH
DFND
1
300
0
0
PHILIP MORRIS INTL INC
COM
718172109
116
1330
SH
DFND
1
1330
0
0
POTASH CORP SASK INC
COM
73755L107
198
6000
SH
DFND
1
6000
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
589
6700
SH
DFND
1
6700
0
0
PRAXAIR INC
COM
74005P104
2692
20700
SH
DFND
1
20700
0
0
PROCTER & GAMBLE CO
COM
742718109
1843
22634
SH
DFND
1
22634
0
0
QUEST RARE MINERALS LTD
COM
74836T101
15
30000
SH
DFND
1
30000
0
0
RANDGOLD RES LTD
ADR
752344309
29
460
SH
DFND
1
460
0
0
RARE ELEMENT RES LTD
COM
75381M102
8
5000
SH
DFND
1
5000
0
0
RENESOLA LTD
SPONS ADS
75971T103
6
1700
SH
DFND
1
1700
0
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
23
2000
SH
DFND
1
2000
0
0
SANOFI
SPONSORED ADR
80105N105
25
460
SH
DFND
1
460
0
0
SCHLUMBERGER LTD
COM
806857108
8956
99393
SH
DFND
1
99393
0
0
SOUTHERN CO
COM
842587107
1932
47000
SH
DFND
1
47000
0
0
SPDR SERIES TRUST
S&P 500 GROWTH
78464A409
85
995
SH
DFND
1
995
0
0
SUNCOR ENERGY INC NEW
COM
867224107
140
4000
SH
DFND
1
4000
0
0
TASMAN METALS LTD
COM
87652B103
19
19000
SH
DFND
1
19000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
124
3100
SH
DFND
1
3100
0
0
THE ADT CORPORATION
COM
00101J106
8743
216054
SH
DFND
1
216054
0
0
TIME WARNER CABLE INC
COM
88732J207
61
451
SH
DFND
1
451
0
0
TIME WARNER INC
COM NEW
887317303
125
1800
SH
DFND
1
1800
0
0
TOTAL S A
SPONSORED ADR
89151E109
245
4000
SH
DFND
1
4000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
10071
88500
SH
DFND
1
88500
0
0
US BANCORP DEL
COM NEW
902973304
202
5000
SH
DFND
1
5000
0
0
VISA INC
COM CL A
92826C839
566
2542
SH
DFND
1
2542
0
0
WAL-MART STORES INC
COM
931142103
1416
18000
SH
DFND
1
18000
0
0
WEYERHAEUSER CO
COM
962166104
3220
102000
SH
DFND
1
102000
0
0
WISDOMTREE TR
EM LCL DEBT FD
97717X867
285
6200
SH
DFND
1
6200
0
0
WISDOMTREE TR
GLB NAT RES FD
97717W711
4
200
SH
DFND
1
200
0
0
YINGLI GREEN ENERGY HLDG CO
ADR
98584B103
5
1000
SH
DFND
1
1000
0
0