Executive Vice President

0001420506-22-001476.txt : 20220811 0001420506-22-001476.hdr.sgml : 20220811 20220811120419 ACCESSION NUMBER: 0001420506-22-001476 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220811 DATE AS OF CHANGE: 20220811 EFFECTIVENESS DATE: 20220811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Compagnie Lombard Odier SCmA CENTRAL INDEX KEY: 0001615423 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16235 FILM NUMBER: 221154553 BUSINESS ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 BUSINESS PHONE: 44 22 709 2111 MAIL ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Odier SCA DATE OF NAME CHANGE: 20160205 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Lombard, Odier SCA DATE OF NAME CHANGE: 20140731 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001615423 XXXXXXXX 06-30-2022 06-30-2022 false Compagnie Lombard Odier SCmA

RUE DE LA CORRATERIE 18 1204 GENEVA V8 CH1204

13F COMBINATION REPORT 028-16235 0001535784 028-16246 Lombard Odier Asset Management (Europe) Ltd 0001535660 028-16247 Lombard Odier Asset Management (Switzerland) SA 0001491719 028-13939 Lombard Odier Asset Management (USA) Corp N Floriana Scarlato Executive Vice President 041 22 709 93 66 Floriana Scarlato, Executive Vice President 1204 GENEVA V8 08-11-2022 2 887 3946777 false 1 0001106185 028-16234 Bank Lombard Odier & Co Ltd 2 0001615293 028-16239 Lombard Odier (Europe) S.A. INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR COMPAGNIE LOMBARD ODIER SCMA 3M CO COM 88579Y101 197 1512 SH DFND 1512 0 0 ABBOTT LABS COM 002824100 1182 10895 SH DFND 10895 0 0 ABBVIE INC COM 00287Y109 1618 10576 SH DFND 10576 0 0 ACTIVISION BLIZZARD INC COM 00507V109 21 270 SH DFND 270 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 705 1928 SH DFND 1928 0 0 ALCON AG ORD SHS H01301128 237 3400 SH DFND 3400 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1009 8869 SH DFND 8869 0 0 ALPHABET INC CAP STK CL A 02079K305 4019 1845 SH DFND 1845 0 0 ALPHABET INC CAP STK CL C 02079K107 28 13 SH DFND 13 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 3 100 SH DFND 100 0 0 AMAZON COM INC COM 023135106 2382 22460 SH DFND 22460 0 0 AMETEK INC COM 031100100 260 2363 SH DFND 2363 0 0 AMGEN INC COM 031162100 693 2851 SH DFND 2851 0 0 APPLE INC COM 037833100 766 5605 SH DFND 5605 0 0 AT&T INC COM 00206R102 148 7025 SH DFND 7025 0 0 BALL CORP COM 058498106 534 7766 SH DFND 7766 0 0 BIONTECH SE SPONSORED ADS 09075V102 51 343 SH DFND 343 0 0 BK OF AMERICA CORP COM 060505104 681 21875 SH DFND 21875 0 0 BLACKROCK INC COM 09247X101 509 835 SH DFND 835 0 0 BLACKSTONE GROUP INC COM 09260D107 575 6297 SH DFND 6297 0 0 BROADCOM INC COM 11135F101 1075 2213 SH DFND 2213 0 0 CHEVRON CORP NEW COM 166764100 144 995 SH DFND 995 0 0 CHUBB LIMITED COM H1467J104 311 1585 SH DFND 1585 0 0 COCA COLA CO COM 191216100 969 15410 SH DFND 15410 0 0 COPA HOLDINGS SA CL A P31076105 14 217 SH DFND 217 0 0 COSTCO WHSL CORP NEW COM 22160K105 58 120 SH DFND 120 0 0 CSX CORP COM 126408103 932 32094 SH DFND 32094 0 0 CUMMINS INC COM 231021106 84 435 SH DFND 435 0 0 DANAHER CORPORATION COM 235851102 177 700 SH DFND 700 0 0 DISNEY WALT CO COM 254687106 448 4741 SH DFND 4741 0 0 EATON CORP PLC SHS G29183103 131 1041 SH DFND 1041 0 0 EMERSON ELEC CO COM 291011104 100 1261 SH DFND 1261 0 0 EQUINIX INC COM 29444U700 13 20 SH DFND 20 0 0 EXELON CORP COM 30161N101 568 12524 SH DFND 12524 0 0 FACEBOOK INC CL A 30303M102 342 2120 SH DFND 2120 0 0 FERRARI N V COM N3167Y103 0 0 SH DFND 0 0 0 FIRST SOLAR INC COM 336433107 10 150 SH DFND 150 0 0 GILEAD SCIENCES INC COM 375558103 36 582 SH DFND 582 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 30 700 SH DFND 700 0 0 HOME DEPOT INC COM 437076102 277 1010 SH DFND 1010 0 0 HONEYWELL INTL INC COM 438516106 832 4787 SH DFND 4787 0 0 HUAZHU GROUP LTD SPONSORED ADS 44332N106 585 15343 SH DFND 15343 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 90 951 SH DFND 951 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 147 1039 SH DFND 1039 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 106 378 SH DFND 378 0 0 IQVIA HLDGS INC COM 46266C105 798 3681 SH DFND 3681 0 0 ISHARES INC MSCI THAILND ETF 464286624 34 500 SH DFND 500 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 2177 31000 SH DFND 31000 0 0 JPMORGAN CHASE & CO COM 46625H100 814 7230 SH DFND 7230 0 0 LAUDER ESTEE COS INC CL A 518439104 178 700 SH DFND 700 0 0 LILLY ELI & CO COM 532457108 184 566 SH DFND 566 0 0 LINDE PLC SHS G5494J103 248 864 SH DFND 864 0 0 LOGITECH INTL S A SHS H50430232 26 500 SH DFND 500 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 45 512 SH DFND 512 0 0 MACERICH CO COM 554382101 23 2665 SH DFND 2665 0 0 MARATHON PETE CORP COM 56585A102 81 982 SH DFND 982 0 0 MCDONALDS CORP COM 580135101 263 1068 SH DFND 1068 0 0 MERCK & CO. 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0 0 SH DFND 1 0 0 0 DEXCOM INC COM 252131107 199 2676 SH DFND 1 2676 0 0 DIGITALOCEAN HLDGS INC COM 25402D102 14 330 SH DFND 1 330 0 0 DISCOVER FINL SVCS COM 254709108 142 1498 SH DFND 1 1498 0 0 DISNEY WALT CO CALL 254687906 0 700 SH Call DFND 1 700 0 0 DISNEY WALT CO COM 254687106 40373 427673 SH DFND 1 427673 0 0 DISNEY WALT CO PUT 254687956 0 0 SH Put DFND 1 0 0 0 DOCUSIGN INC COM 256163106 14 250 SH DFND 1 250 0 0 DOLLAR GEN CORP NEW COM 256677105 1954 7956 SH DFND 1 7956 0 0 DROPBOX INC CL A 26210C104 103 4900 SH DFND 1 4900 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 134 1250 SH DFND 1 1250 0 0 DUPONT DE NEMOURS INC COM 26614N102 130 2334 SH DFND 1 2334 0 0 EATON CORP PLC SHS G29183103 566 4480 SH DFND 1 4480 0 0 EBAY INC. COM 278642103 138 3311 SH DFND 1 3311 0 0 ECOLAB INC COM 278865100 154 1000 SH DFND 1 1000 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 360 3780 SH DFND 1 3780 0 0 EKSO BIONICS HLDGS INC COM 282644301 41 25000 SH DFND 1 25000 0 0 ELASTIC N V ORD SHS N14506104 23 340 SH DFND 1 340 0 0 ELECTRONIC ARTS INC COM 285512109 7056 58000 SH DFND 1 58000 0 0 EMBRAER S.A. SPONSORED ADS 29082A107 279 31756 SH DFND 1 31756 0 0 EMERSON ELEC CO COM 291011104 69 870 SH DFND 1 870 0 0 ENBRIDGE INC COM 29250N105 144 3417 SH DFND 1 3417 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 11 3400 SH DFND 1 3400 0 0 ENLIVEX THERAPEUTICS LTD COM M4130Y106 223 50000 SH DFND 1 50000 0 0 ENPHASE ENERGY INC COM 29355A107 2929 15000 SH DFND 1 15000 0 0 ENPHASE ENERGY INC PUT 29355A957 0 0 SH Put DFND 1 0 0 0 EOG RES INC COM 26875P101 223 2019 SH DFND 1 2019 0 0 EQUIFAX INC COM 294429105 0 0 SH DFND 1 0 0 0 EQUINIX INC COM 29444U700 290 441 SH DFND 1 441 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 137 3000 SH DFND 1 3000 0 0 ETF SER SOLUTIONS US GLB JETS 26922A842 409 24800 SH DFND 1 24800 0 0 ETSY INC COM 29786A106 132 1800 SH DFND 1 1800 0 0 ETSY INC PUT 29786A956 0 0 SH Put DFND 1 0 0 0 EVENTBRITE INC COM CL A 29975E109 192 18684 SH DFND 1 18684 0 0 EVERBRIDGE INC COM 29978A104 2 75 SH DFND 1 75 0 0 EXACT SCIENCES CORP COM 30063P105 20 500 SH DFND 1 500 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/0 30063PAC9 343 500000 PRN DFND 1 500000 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 339 464000 PRN DFND 1 464000 0 0 EXELON CORP COM 30161N101 4892 107915 SH DFND 1 107915 0 0 EXPEDIA GROUP INC CALL 30212P903 67 8300 SH Call DFND 1 8300 0 0 EXPEDIA GROUP INC COM NEW 30212P303 2931 30860 SH DFND 1 30860 0 0 EXXON MOBIL CORP COM 30231G102 22101 258056 SH DFND 1 258056 0 0 FACEBOOK INC CALL 30303M902 0 0 SH Call DFND 1 0 0 0 FACEBOOK INC CL A 30303M102 55496 344217 SH DFND 1 344217 0 0 FACEBOOK INC PUT 30303M952 0 0 SH Put DFND 1 0 0 0 FATE THERAPEUTICS INC COM 31189P102 45 1800 SH DFND 1 1800 0 0 FEDEX CORP COM 31428X106 245 1077 SH DFND 1 1077 0 0 FERRARI N V COM N3167Y103 17209 93952 SH DFND 1 93952 0 0 FERRARI N V PUT N3167Y953 0 0 SH Put DFND 1 0 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 220 2400 SH DFND 1 2400 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 127 195 SH DFND 1 195 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 30 4200 SH DFND 1 4200 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 1056 7322 SH DFND 1 7322 0 0 FIRST SOLAR INC COM 336433107 580 8500 SH DFND 1 8500 0 0 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 160 2425 SH DFND 1 2425 0 0 FISERV INC COM 337738108 158 1780 SH DFND 1 1780 0 0 FIVERR INTL LTD ORD SHS M4R82T106 5 150 SH DFND 1 150 0 0 FORD MTR CO DEL COM 345370860 222 20000 SH DFND 1 20000 0 0 FORTUNA SILVER MINES INC COM 349915108 18 6200 SH DFND 1 6200 0 0 FREEPORT-MCMORAN INC CL B 35671D857 4878 166786 SH DFND 1 166786 0 0 GARMIN LTD SHS H2906T109 14611 148710 SH DFND 1 148710 0 0 GENERAL DYNAMICS CORP COM 369550108 299 1351 SH DFND 1 1351 0 0 GENERAL MLS INC COM 370334104 1999 26500 SH DFND 1 26500 0 0 GENERAL MTRS CO COM 37045V100 582 18312 SH DFND 1 18312 0 0 GENERATION BIO CO COM 37148K100 7 1050 SH DFND 1 1050 0 0 GILEAD SCIENCES INC COM 375558103 2043 33072 SH DFND 1 33072 0 0 GLOBAL PMTS INC COM 37940X102 3169 28634 SH DFND 1 28634 0 0 GLOBAL X FDS FINTECH ETF 37954Y814 22 1050 SH DFND 1 1050 0 0 GLOBAL X FDS GLOBAL X SILVER 37954Y848 13 500 SH DFND 1 500 0 0 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 36 1940 SH DFND 1 1940 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 138 1900 SH DFND 1 1900 0 0 GLOBAL X FDS VDEO GAM ESPRT 37954Y392 32 1533 SH DFND 1 1533 0 0 GODADDY INC CL A 380237107 161 2300 SH DFND 1 2300 0 0 GOL LINHAS AEREAS INTELIGENT SPON ADR PFD NEW 38045R206 38 11173 SH DFND 1 11173 0 0 GOLDEN MINERALS CO COM 381119106 4 10160 SH DFND 1 10160 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 3198 10765 SH DFND 1 10765 0 0 GREAT PANTHER MNG LTD COM 39115V101 1 7900 SH DFND 1 7900 0 0 GROWGENERATION CORP COM 39986L109 0 0 SH DFND 1 0 0 0 GT BIOPHARMA INC COM NEW 36254L209 90 30000 SH DFND 1 30000 0 0 HALLIBURTON CO COM 406216101 755 24083 SH DFND 1 24083 0 0 HEADHUNTER GROUP PLC SPONSORED ADS 42207L106 0 13342 SH DFND 1 13342 0 0 HENRY SCHEIN INC COM 806407102 46 600 SH DFND 1 600 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 920 8260 SH DFND 1 8260 0 0 HOME DEPOT INC CALL 437076902 17 2100 SH Call DFND 1 2100 0 0 HOME DEPOT INC COM 437076102 50401 183747 SH DFND 1 183747 0 0 HOME DEPOT INC PUT 437076952 0 0 SH Put DFND 1 0 0 0 HONEYWELL INTL INC COM 438516106 39338 226338 SH DFND 1 226338 0 0 HUAZHU GROUP LTD SPONSORED ADS 44332N106 17313 454401 SH DFND 1 454401 0 0 HUBSPOT INC COM 443573100 30 100 SH DFND 1 100 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 124 570 SH DFND 1 570 0 0 HYATT HOTELS CORP COM CL A 448579102 902 12200 SH DFND 1 12200 0 0 HYRECAR INC COM 44916T107 21 35000 SH DFND 1 35000 0 0 ILLINOIS TOOL WKS INC COM 452308109 1877 10300 SH DFND 1 10300 0 0 ILLUMINA INC CALL 452327909 3 4600 SH Call DFND 1 4600 0 0 ILLUMINA INC COM 452327109 24 130 SH DFND 1 130 0 0 IMMUNITYBIO INC COM 45256X103 52 14000 SH DFND 1 14000 0 0 INCYTE CORP COM 45337C102 49 640 SH DFND 1 640 0 0 ING GROEP N.V. SPONSORED ADR 456837103 202 20406 SH DFND 1 20406 0 0 INGERSOLL RAND INC COM 45687V106 1869 44428 SH DFND 1 44428 0 0 INMODE LTD SHS M5425M103 258 11500 SH DFND 1 11500 0 0 INSEEGO CORP COM 45782B104 0 0 SH DFND 1 0 0 0 INSULET CORP NOTE 0.375% 9/0 45784PAK7 637 554000 PRN DFND 1 554000 0 0 INTEL CORP COM 458140100 14801 395709 SH DFND 1 395709 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 101 1950 SH DFND 1 1950 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 14 1000 SH DFND 1 1000 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 3388 36045 SH DFND 1 36045 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 8647 61255 SH DFND 1 61255 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 3235 27160 SH DFND 1 27160 0 0 INTUIT COM 461202103 636 1650 SH DFND 1 1650 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 624 3115 SH DFND 1 3115 0 0 INVESCO EXCH TRADED FD TR II CHINA TECHNLGY 46138E800 45 900 SH DFND 1 900 0 0 INVESCO EXCH TRADED FD TR II GBL CLEAN ENRG 46138G847 890 45400 SH DFND 1 45400 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 59 820 SH DFND 1 820 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 3187 11369 SH DFND 1 11369 0 0 IQIYI INC NOTE 4.000%12/1 46267XAE8 1007 1500000 PRN DFND 1 1500000 0 0 IQVIA HLDGS INC COM 46266C105 51837 238929 SH DFND 1 238929 0 0 ISHARES INC CORE MSCI EMKT 46434G103 618 12620 SH DFND 1 12620 0 0 ISHARES INC JP MORGAN EM ETF 464286517 135 3960 SH DFND 1 3960 0 0 ISHARES INC JP MRGN EM HI BD 464286285 36 1045 SH DFND 1 1045 0 0 ISHARES INC MSCI AUST ETF 464286103 0 0 SH DFND 1 0 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 932 34000 SH DFND 1 34000 0 0 ISHARES INC MSCI EURZONE ETF 464286608 2962 81584 SH DFND 1 81584 0 0 ISHARES INC MSCI GERMANY ETF 464286806 46 2000 SH DFND 1 2000 0 0 ISHARES INC MSCI HONG KG ETF 464286871 0 0 SH DFND 1 0 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 348 6574 SH DFND 1 6574 0 0 ISHARES INC MSCI PAC JP ETF 464286665 400 9605 SH DFND 1 9605 0 0 ISHARES INC MSCI SINGPOR ETF 46434G780 0 0 SH DFND 1 0 0 0 ISHARES INC MSCI SWITZERLAND 464286749 161 3880 SH DFND 1 3880 0 0 ISHARES INC MSCI WORLD ETF 464286392 463 4340 SH DFND 1 4340 0 0 ISHARES INC US INTL HGH YLD 464286178 237 5830 SH DFND 1 5830 0 0 ISHARES TR 0-3 MNTH TREASRY 46436E718 1226 12250 SH DFND 1 12250 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 331 4000 SH DFND 1 4000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 3925 34167 SH DFND 1 34167 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 39 325 SH DFND 1 325 0 0 ISHARES TR CONV BD ETF 46435G102 872 12570 SH DFND 1 12570 0 0 ISHARES TR CORE S&P TTL STK 464287150 0 0 SH DFND 1 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 1459 3845 SH DFND 1 3845 0 0 ISHARES TR EXPND TEC SC ETF 464287549 394 1340 SH DFND 1 1340 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 100 2000 SH DFND 1 2000 0 0 ISHARES TR GLB INFRASTR ETF 464288372 149 3200 SH DFND 1 3200 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 63 1867 SH DFND 1 1867 0 0 ISHARES TR GLOBAL REIT ETF 46434V647 41 1700 SH DFND 1 1700 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 66 1300 SH DFND 1 1300 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 294 4250 SH DFND 1 4250 0 0 ISHARES TR MSCI ACWI ETF 464288257 1663 19826 SH DFND 1 19826 0 0 ISHARES TR MSCI CHINA ETF 46429B671 2043 36636 SH DFND 1 36636 0 0 ISHARES TR MSCI EAFE ETF 464287465 291 4651 SH DFND 1 4651 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 2803 69952 SH DFND 1 69952 0 0 ISHARES TR MSCI UK ETF NEW 46435G334 696 23268 SH DFND 1 23268 0 0 ISHARES TR PFD AND INCM SEC 464288687 49 1500 SH DFND 1 1500 0 0 ISHARES TR PHLX SEMICND ETF 464287523 98 280 SH DFND 1 280 0 0 ISHARES TR ROBOTICS ARTIF 46435U556 11 400 SH DFND 1 400 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 154 900 SH DFND 1 900 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 0 0 SH DFND 1 0 0 0 ISHARES TR SELECT DIVID ETF 464287168 82 700 SH DFND 1 700 0 0 ISHARES TR TIPS BD ETF 464287176 46 400 SH DFND 1 400 0 0 ISHARES TR U.S. MED DVC ETF 464288810 62 1230 SH DFND 1 1230 0 0 ISHARES TR U.S. PHARMA ETF 464288836 506 2640 SH DFND 1 2640 0 0 ISHARES TR U.S. REAL ES ETF 464287739 460 5000 SH DFND 1 5000 0 0 ISHARES TR US AER DEF ETF 464288760 20 200 SH DFND 1 200 0 0 ISHARES TR US HLTHCARE ETF 464287762 54 200 SH DFND 1 200 0 0 ISHARES TR US INFRASTRUC 46435U713 545 16000 SH DFND 1 16000 0 0 ISHARES TR US TREAS BD ETF 46429B267 10357 433096 SH DFND 1 433096 0 0 ISHARES TR USD INV GRDE ETF 464288620 2578 50560 SH DFND 1 50560 0 0 ITAU UNIBANCO HLDG S A SPON ADR REP PFD 465562106 52 12168 SH DFND 1 12168 0 0 J P MORGAN EXCHANGE-TRADED F EQUITY PREMIUM 46641Q332 45 810 SH DFND 1 810 0 0 JD.COM INC SPON ADR CL A 47215P106 604 9400 SH DFND 1 9400 0 0 JETBLUE AWYS CORP COM 477143101 412 49152 SH DFND 1 49152 0 0 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 17 250 SH DFND 1 250 0 0 JOHNSON & JOHNSON COM 478160104 12912 72735 SH DFND 1 72735 0 0 JPMORGAN CHASE & CO COM 46625H100 75619 671460 SH DFND 1 671460 0 0 KALA PHARMACEUTICALS INC COM 483119103 6 20000 SH DFND 1 20000 0 0 KELLOGG CO COM 487836108 2000 28040 SH DFND 1 28040 0 0 KEYCORP COM 493267108 3 177 SH DFND 1 177 0 0 KINSALE CAP GROUP INC COM 49714P108 8 35 SH DFND 1 35 0 0 KKR & CO INC COM 48251W104 261 5650 SH DFND 1 5650 0 0 KONTOOR BRANDS INC COM 50050N103 8 235 SH DFND 1 235 0 0 KRAFT HEINZ CO COM 500754106 3058 80150 SH DFND 1 80150 0 0 KRANESHARES TR GLOBAL CARBON 500767678 15 314 SH DFND 1 314 0 0 KRANESHARES TR MSCI CHINA CLEAN 500767850 15 370 SH DFND 1 370 0 0 KROGER CO COM 501044101 0 0 SH DFND 1 0 0 0 LAM RESEARCH CORP COM 512807108 251 590 SH DFND 1 590 0 0 LAS VEGAS SANDS CORP COM 517834107 18 540 SH DFND 1 540 0 0 LAUDER ESTEE COS INC CL A 518439104 23701 93067 SH DFND 1 93067 0 0 LAUDER ESTEE COS INC PUT 518439954 0 0 SH Put DFND 1 0 0 0 LEMONADE INC COM 52567D107 29 1570 SH DFND 1 1570 0 0 LENDINGTREE INC NEW COM 52603B107 1 30 SH DFND 1 30 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 182 98000 SH DFND 1 98000 0 0 LI AUTO INC SPONSORED ADS 50202M102 25 650 SH DFND 1 650 0 0 LILLY ELI & CO COM 532457108 262 810 SH DFND 1 810 0 0 LINDE PLC SHS G5494J103 111592 389639 SH DFND 1 389639 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 9 110 SH DFND 1 110 0 0 LIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1 538034AU3 1207 1143000 PRN DFND 1 1143000 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 469 229903 SH DFND 1 229903 0 0 LOCKHEED MARTIN CORP COM 539830109 117 272 SH DFND 1 272 0 0 LOGITECH INTL S A CALL H50430902 1 2000 SH Call DFND 1 2000 0 0 LOGITECH INTL S A PUT H50430952 0 0 SH Put DFND 1 0 0 0 LOGITECH INTL S A SHS H50430232 49418 948344 SH DFND 1 948344 0 0 LOWES COS INC COM 548661107 31 180 SH DFND 1 180 0 0 LULULEMON ATHLETICA INC COM 550021109 1393 5110 SH DFND 1 5110 0 0 LUMEN TECHNOLOGIES INC COM 550241103 185 17000 SH DFND 1 17000 0 0 LUMENTUM HLDGS INC COM 55024U109 17 213 SH DFND 1 213 0 0 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 1107 1077000 PRN DFND 1 1077000 0 0 MACERICH CO COM 554382101 6 650 SH DFND 1 650 0 0 MALIBU BOATS INC COM CL A 56117J100 590 11200 SH DFND 1 11200 0 0 MARATHON OIL CORP COM 565849106 169 7500 SH DFND 1 7500 0 0 MARCUS CORP DEL COM 566330106 91 6136 SH DFND 1 6136 0 0 MARRIOTT INTL INC NEW CL A 571903202 170 1250 SH DFND 1 1250 0 0 MARRIOTT VACTINS WORLDWID CO COM 57164Y107 70 600 SH DFND 1 600 0 0 MARSH & MCLENNAN COS INC COM 571748102 4571 29447 SH DFND 1 29447 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1778 5632 SH DFND 1 5632 0 0 MATCH GROUP INC NEW COM 57667L107 28 400 SH DFND 1 400 0 0 MCDONALDS CORP CALL 580135901 5 2300 SH Call DFND 1 2300 0 0 MCDONALDS CORP COM 580135101 13121 53142 SH DFND 1 53142 0 0 MCKESSON CORP COM 58155Q103 6132 18800 SH DFND 1 18800 0 0 MEDTRONIC PLC SHS G5960L103 9331 103992 SH DFND 1 103992 0 0 MERCADOLIBRE INC COM 58733R102 582 914 SH DFND 1 914 0 0 MERCK & CO. INC COM 58933Y105 53142 582883 SH DFND 1 582883 0 0 MESOBLAST LTD SPONS ADR 590717104 4 2000 SH DFND 1 2000 0 0 METLIFE INC COM 59156R108 45969 732018 SH DFND 1 732018 0 0 MICRON TECHNOLOGY INC COM 595112103 249 4500 SH DFND 1 4500 0 0 MICROSOFT CORP CALL 594918904 138 5200 SH Call DFND 1 5200 0 0 MICROSOFT CORP COM 594918104 205403 799744 SH DFND 1 799744 0 0 MICROSOFT CORP PUT 594918954 0 0 SH Put DFND 1 0 0 0 MICROSTRATEGY INC CL A NEW 594972408 16 100 SH DFND 1 100 0 0 MODERNA INC COM 60770K107 21558 150936 SH DFND 1 150936 0 0 MODERNA INC PUT 60770K957 0 0 SH Put DFND 1 0 0 0 MONDELEZ INTL INC CALL 609207905 7 9200 SH Call DFND 1 9200 0 0 MONDELEZ INTL INC CL A 609207105 31006 499325 SH DFND 1 499325 0 0 MOODYS CORP COM 615369105 61 225 SH DFND 1 225 0 0 MORGAN STANLEY COM NEW 617446448 156 2066 SH DFND 1 2066 0 0 MOSAIC CO NEW PUT 61945C953 7 1000 SH Put DFND 1 1000 0 0 MSC INDL DIRECT INC CL A 553530106 70 927 SH DFND 1 927 0 0 MYT NETHERLANDS PARENT B V ADS 55406W103 10 1000 SH DFND 1 1000 0 0 NANOVIRICIDES INC COM 630087302 282 150000 SH DFND 1 150000 0 0 NASDAQ INC COM 631103108 69 450 SH DFND 1 450 0 0 NATWEST GROUP PLC SPONS ADR 2 ORD 639057108 559 102541 SH DFND 1 102541 0 0 NETEASE INC SPONSORED ADS 64110W102 75 800 SH DFND 1 800 0 0 NETFLIX INC CALL 64110L906 0 200 SH Call DFND 1 200 0 0 NETFLIX INC COM 64110L106 17827 102040 SH DFND 1 102040 0 0 NETFLIX INC PUT 64110L956 0 0 SH Put DFND 1 0 0 0 NEWMONT CORP COM 651639106 1291 21614 SH DFND 1 21614 0 0 NEXTERA ENERGY INC COM 65339F101 29408 379751 SH DFND 1 379751 0 0 NEXTERA ENERGY INC PUT 65339F951 0 0 SH Put DFND 1 0 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F739 836 17000 SH DFND 1 17000 0 0 NIKE INC CL B 654106103 9674 94679 SH DFND 1 94679 0 0 NIO INC SPON ADS 62914V106 407 18764 SH DFND 1 18764 0 0 NOKIA CORP SPONSORED ADR 654902204 0 85 SH DFND 1 85 0 0 NORTHROP GRUMMAN CORP COM 666807102 128 269 SH DFND 1 269 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 45 4072 SH DFND 1 4072 0 0 NOVAGOLD RES INC COM NEW 66987E206 79 16500 SH DFND 1 16500 0 0 NOVAVAX INC COM NEW 670002401 138 2700 SH DFND 1 2700 0 0 NOVOCURE LTD ORD SHS G6674U108 214 3080 SH DFND 1 3080 0 0 NUCOR CORP COM 670346105 261 2500 SH DFND 1 2500 0 0 NUTANIX INC CL A 67059N108 100 6800 SH DFND 1 6800 0 0 NUTRIEN LTD COM 67077M108 358 4500 SH DFND 1 4500 0 0 NUVVE HOLDING CORP COM 67079Y100 1 300 SH DFND 1 300 0 0 NV5 GLOBAL INC COM 62945V109 10 85 SH DFND 1 85 0 0 NVIDIA CORPORATION COM 67066G104 18686 123260 SH DFND 1 123260 0 0 NXP SEMICONDUCTORS N V COM N6596X109 592 4000 SH DFND 1 4000 0 0 OBSEVA SA COM H5861P103 7 3900 SH DFND 1 3900 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 7 158 SH DFND 1 158 0 0 OCCIDENTAL PETE CORP COM 674599105 589 10000 SH DFND 1 10000 0 0 OLLIES BARGAIN OUTLET HLDGS COM 681116109 18 312 SH DFND 1 312 0 0 OMNICOM GROUP INC COM 681919106 94 1480 SH DFND 1 1480 0 0 ON SEMICONDUCTOR CORP COM 682189105 45 900 SH DFND 1 900 0 0 ONEOK INC NEW COM 682680103 90 1614 SH DFND 1 1614 0 0 OPTIMIZERX CORP COM NEW 68401U204 11 410 SH DFND 1 410 0 0 ORACLE CORP COM 68389X105 322 4600 SH DFND 1 4600 0 0 OSISKO GOLD ROYALTIES LTD COM 68827L101 40 4000 SH DFND 1 4000 0 0 OTIS WORLDWIDE CORP COM 68902V107 25 350 SH DFND 1 350 0 0 OZON HLDGS PLC SPONSORED ADS 69269L104 0 23832 SH DFND 1 23832 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 1783 196700 SH DFND 1 196700 0 0 PALO ALTO NETWORKS INC COM 697435105 76040 153947 SH DFND 1 153947 0 0 PALO ALTO NETWORKS INC PUT 697435955 0 0 SH Put DFND 1 0 0 0 PARK HOTELS & RESORTS INC COM 700517105 27 2000 SH DFND 1 2000 0 0 PAYPAL HLDGS INC COM 70450Y103 3897 55779 SH DFND 1 55779 0 0 PAYSAFE LIMITED ORD G6964L107 0 250 SH DFND 1 250 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 161 17500 SH DFND 1 17500 0 0 PEPSICO INC COM 713448108 1460 8760 SH DFND 1 8760 0 0 PERION NETWORK LTD SHS NEW M78673114 9 500 SH DFND 1 500 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 439 37568 SH DFND 1 37568 0 0 PFIZER INC COM 717081103 3571 68144 SH DFND 1 68144 0 0 PG&E CORP COM 69331C108 838 84000 SH DFND 1 84000 0 0 PHENIXFIN CORP COM 71742W103 90 2500 SH DFND 1 2500 0 0 PHILIP MORRIS INTL INC COM 718172109 3114 31516 SH DFND 1 31516 0 0 PHILLIPS 66 COM 718546104 410 5013 SH DFND 1 5013 0 0 PINTEREST INC CL A 72352L106 24693 1359552 SH DFND 1 1359552 0 0 PINTEREST INC PUT 72352L956 0 0 SH Put DFND 1 0 0 0 PIONEER NAT RES CO COM 723787107 78 350 SH DFND 1 350 0 0 PITNEY BOWES INC COM 724479100 13 3500 SH DFND 1 3500 0 0 PJT PARTNERS INC COM CL A 69343T107 8 115 SH DFND 1 115 0 0 PLUG POWER INC COM NEW 72919P202 170 10280 SH DFND 1 10280 0 0 POLARIS INC COM 731068102 9 90 SH DFND 1 90 0 0 PPG INDS INC COM 693506107 903 7899 SH DFND 1 7899 0 0 PROCTER AND GAMBLE CO COM 742718109 24683 171646 SH DFND 1 171646 0 0 PROGRESSIVE CORP COM 743315103 4482 38541 SH DFND 1 38541 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 38 1437 SH DFND 1 1437 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 58 683 SH DFND 1 683 0 0 PTC INC COM 69370C100 25 235 SH DFND 1 235 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 8 130 SH DFND 1 130 0 0 PVH CORPORATION COM 693656100 122 2136 SH DFND 1 2136 0 0 QIAGEN NV SHS NEW N72482123 1868 39977 SH DFND 1 39977 0 0 QIWI PLC SPON ADR REP B 74735M108 0 10000 SH DFND 1 10000 0 0 QORVO INC COM 74736K101 159 1690 SH DFND 1 1690 0 0 QUALCOMM INC COM 747525103 441 3459 SH DFND 1 3459 0 0 QUALYS INC COM 74758T303 76 600 SH DFND 1 600 0 0 QUANTUMSCAPE CORP COM CL A 74767V109 232 26950 SH DFND 1 26950 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 567 5894 SH DFND 1 5894 0 0 REDFIN CORP COM 75737F108 2 300 SH DFND 1 300 0 0 REGENERON PHARMACEUTICALS COM 75886F107 1113 1880 SH DFND 1 1880 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 3640 21423 SH DFND 1 21423 0 0 REPUBLIC SVCS INC COM 760759100 26 200 SH DFND 1 200 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 3 165 SH DFND 1 165 0 0 RINGCENTRAL INC NOTE 3/0 76680RAF4 1617 1960000 PRN DFND 1 1960000 0 0 RIO TINTO PLC SPONSORED ADR 767204100 634 10400 SH DFND 1 10400 0 0 ROBLOX CORP CL A 771049103 147 4460 SH DFND 1 4460 0 0 ROCKET COS INC COM CL A 77311W101 43 5800 SH DFND 1 5800 0 0 ROKU INC COM CL A 77543R102 203 2480 SH DFND 1 2480 0 0 ROPER TECHNOLOGIES INC COM 776696106 40 100 SH DFND 1 100 0 0 ROYAL BK CDA COM 780087102 438 4540 SH DFND 1 4540 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 100 2870 SH DFND 1 2870 0 0 ROYALTY PHARMA PLC SHS CLASS A G7709Q104 1366 32500 SH DFND 1 32500 0 0 RYANAIR HOLDINGS PLC SPONSORED ADS 783513203 94 1400 SH DFND 1 1400 0 0 S&P GLOBAL INC COM 78409V104 68821 204170 SH DFND 1 204170 0 0 SABRE CORP COM 78573M104 243 41600 SH DFND 1 41600 0 0 SALESFORCE COM INC COM 79466L302 58351 353386 SH DFND 1 353386 0 0 SCHWAB CHARLES CORP COM 808513105 2211 35000 SH DFND 1 35000 0 0 SCOPUS BIOPHARMA INC COM 809171101 2 4360 SH DFND 1 4360 0 0 SEA LTD SPONSORD ADS 81141R100 111 1650 SH DFND 1 1650 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 21 300 SH DFND 1 300 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 72 565 SH DFND 1 565 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 46 1466 SH DFND 1 1466 0 0 SEMPRA ENERGY COM 816851109 1844 12267 SH DFND 1 12267 0 0 SERVICE CORP INTL COM 817565104 52 750 SH DFND 1 750 0 0 SERVICENOW INC CALL 81762P902 1 200 SH Call DFND 1 200 0 0 SERVICENOW INC COM 81762P102 35800 75288 SH DFND 1 75288 0 0 SERVICENOW INC PUT 81762P952 0 0 SH Put DFND 1 0 0 0 SHERWIN WILLIAMS CO COM 824348106 1343 6000 SH DFND 1 6000 0 0 SHOPIFY INC CL A 82509L107 1324 42370 SH DFND 1 42370 0 0 SHOPIFY INC NOTE 0.125%11/0 82509LAA5 812 966000 PRN DFND 1 966000 0 0 SIFY TECHNOLOGIES LTD SPONSORED ADS 82655M107 0 35 SH DFND 1 35 0 0 SILVERCORP METALS INC COM 82835P103 7 2790 SH DFND 1 2790 0 0 SIMON PPTY GROUP INC NEW COM 828806109 237 2494 SH DFND 1 2494 0 0 SKECHERS U S A INC CL A 830566105 498 14000 SH DFND 1 14000 0 0 SKYWEST INC COM 830879102 20 932 SH DFND 1 932 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 168 1810 SH DFND 1 1810 0 0 SNAP INC CL A 83304A106 644 48915 SH DFND 1 48915 0 0 SNOWFLAKE INC CL A 833445109 132 945 SH DFND 1 945 0 0 SNOWFLAKE INC PUT 833445959 0 0 SH Put DFND 1 0 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 137 500 SH DFND 1 500 0 0 SONOS INC COM 83570H108 2345 130000 SH DFND 1 130000 0 0 SOUTHERN COPPER CORP COM 84265V105 5 100 SH DFND 1 100 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 92 300 SH DFND 1 300 0 0 SPDR GOLD TR GOLD SHS 78463V107 429 2550 SH DFND 1 2550 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 0 0 SH DFND 1 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 7584 20100 SH DFND 1 20100 0 0 SPDR SER TR AEROSPACE DEF 78464A631 0 0 SH DFND 1 0 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 2615 28820 SH DFND 1 28820 0 0 SPDR SER TR S&P BIOTECH 78464A870 202 2728 SH DFND 1 2728 0 0 SPDR SER TR S&P DIVID ETF 78464A763 21 175 SH DFND 1 175 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 275 2300 SH DFND 1 2300 0 0 SPDR SER TR SSGA GNDER ETF 78468R747 24 310 SH DFND 1 310 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 191 6509 SH DFND 1 6509 0 0 SPIRIT AIRLS INC COM 848577102 72 3023 SH DFND 1 3023 0 0 SPLUNK INC COM 848637104 800 9040 SH DFND 1 9040 0 0 SPLUNK INC NOTE 1.125% 9/1 848637AD6 2763 2927000 PRN DFND 1 2927000 0 0 SPOTIFY TECHNOLOGY S A PUT L8681T952 0 0 SH Put DFND 1 0 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 26509 282368 SH DFND 1 282368 0 0 SPROUTS FMRS MKT INC COM 85208M102 1436 56715 SH DFND 1 56715 0 0 SQUARE INC CL A 852234103 1192 19380 SH DFND 1 19380 0 0 STANLEY BLACK & DECKER INC COM 854502101 25 235 SH DFND 1 235 0 0 STARBUCKS CORP COM 855244109 1275 16700 SH DFND 1 16700 0 0 STARBUCKS CORP PUT 855244959 0 0 SH Put DFND 1 0 0 0 STEEL CONNECT INC COM 858098106 2 800 SH DFND 1 800 0 0 STELLANTIS N.V CALL N82405906 2 4000 SH Call DFND 1 4000 0 0 STELLANTIS N.V SHS N82405106 1074 87260 SH DFND 1 87260 0 0 STERICYCLE INC COM 858912108 26 600 SH DFND 1 600 0 0 STERIS PLC SHS USD G8473T100 155 750 SH DFND 1 750 0 0 STITCH FIX INC COM CL A 860897107 10 2000 SH DFND 1 2000 0 0 STRYKER CORPORATION COM 863667101 124 620 SH DFND 1 620 0 0 SUZANO S A SPON ADS 86959K105 312 32790 SH DFND 1 32790 0 0 SYNCHRONY FINANCIAL COM 87165B103 195 7043 SH DFND 1 7043 0 0 SYNOPSYS INC COM 871607107 6 20 SH DFND 1 20 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 6779 82908 SH DFND 1 82908 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 18 150 SH DFND 1 150 0 0 TAL EDUCATION GROUP SPONSORED ADS 874080104 54 11000 SH DFND 1 11000 0 0 TARGET CORP COM 87612E106 99 700 SH DFND 1 700 0 0 TC ENERGY CORP COM 87807B107 486 9393 SH DFND 1 9393 0 0 TE CONNECTIVITY LTD REG SHS H84989104 2517 22257 SH DFND 1 22257 0 0 TEEKAY CORPORATION COM Y8564W103 46 15900 SH DFND 1 15900 0 0 TELADOC HEALTH INC COM 87918A105 135 4026 SH DFND 1 4026 0 0 TELEFONICA BRASIL SA NEW ADR 87936R205 2 212 SH DFND 1 212 0 0 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 1898 378290 SH DFND 1 378290 0 0 TERADYNE INC COM 880770102 18 200 SH DFND 1 200 0 0 TESLA INC COM 88160R101 7430 11037 SH DFND 1 11037 0 0 TEXAS INSTRS INC COM 882508104 145 940 SH DFND 1 940 0 0 THE TRADE DESK INC COM CL A 88339J105 112 2670 SH DFND 1 2670 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 100640 185250 SH DFND 1 185250 0 0 TIDAL ETF TR SP DWJNS SUKUK 886364702 80 4440 SH DFND 1 4440 0 0 TIDAL ETF TR SP FDS S&P 500 886364801 1014 39200 SH DFND 1 39200 0 0 TIM S A SPONSORED ADR 88706T108 1 45 SH DFND 1 45 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 186 2840 SH DFND 1 2840 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 46 300 SH DFND 1 300 0 0 TRACTOR SUPPLY CO COM 892356106 144 740 SH DFND 1 740 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 15981 123043 SH DFND 1 123043 0 0 TRANSOCEAN LTD REG SHS H8817H100 4 1384 SH DFND 1 1384 0 0 TRAVEL PLUS LEISURE CO COM 894164102 33 850 SH DFND 1 850 0 0 TRIP COM GROUP LTD ADS 89677Q107 2745 100000 SH DFND 1 100000 0 0 TRIVAGO N V SPON ADS A SHS 89686D105 149 100000 SH DFND 1 100000 0 0 TRUIST FINL CORP COM 89832Q109 379 8000 SH DFND 1 8000 0 0 TURQUOISE HILL RES LTD COM 900435207 34 1244 SH DFND 1 1244 0 0 TWILIO INC CL A 90138F102 62 760 SH DFND 1 760 0 0 TWITTER INC COM 90184L102 34 900 SH DFND 1 900 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 1252 1271000 PRN DFND 1 1271000 0 0 TYSON FOODS INC CL A 902494103 143 1660 SH DFND 1 1660 0 0 U S SILICA HLDGS INC COM 90346E103 143 12500 SH DFND 1 12500 0 0 UBER TECHNOLOGIES INC COM 90353T100 131 6347 SH DFND 1 6347 0 0 UBS GROUP AG SHS H42097107 51560 3207540 SH DFND 1 3207540 0 0 UGI CORP NEW COM 902681105 250 6473 SH DFND 1 6473 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 119 4000 SH DFND 1 4000 0 0 UNILEVER PLC SPON ADR NEW 904767704 69 1500 SH DFND 1 1500 0 0 UNION PAC CORP COM 907818108 427 2000 SH DFND 1 2000 0 0 UNITED AIRLS HLDGS INC COM 910047109 229 6454 SH DFND 1 6454 0 0 UNITED PARCEL SERVICE INC CL B 911312106 71 390 SH DFND 1 390 0 0 UNITED RENTALS INC COM 911363109 0 0 SH DFND 1 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 3877 7550 SH DFND 1 7550 0 0 UNITY SOFTWARE INC COM 91332U101 22 600 SH DFND 1 600 0 0 UPSTART HLDGS INC COM 91680M107 56 1790 SH DFND 1 1790 0 0 V F CORP COM 918204108 245 5530 SH DFND 1 5530 0 0 VALE S A SPONSORED ADS 91912E105 483 33000 SH DFND 1 33000 0 0 VALERO ENERGY CORP COM 91913Y100 0 0 SH DFND 1 0 0 0 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 263 3030 SH DFND 1 3030 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 24 900 SH DFND 1 900 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 192 6000 SH DFND 1 6000 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 0 0 SH DFND 1 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 0 0 SH DFND 1 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 0 0 SH DFND 1 0 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 46 235 SH DFND 1 235 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 83 2000 SH DFND 1 2000 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 6142 76760 SH DFND 1 76760 0 0 VERICEL CORP COM 92346J108 0 0 SH DFND 1 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 33604 662326 SH DFND 1 662326 0 0 VERIZON COMMUNICATIONS INC PUT 92343V954 0 0 SH Put DFND 1 0 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 460 1630 SH DFND 1 1630 0 0 VIAD CORP COM NEW 92552R406 119 4300 SH DFND 1 4300 0 0 VIATRIS INC COM 92556V106 59 5675 SH DFND 1 5675 0 0 VISA INC COM CL A 92826C839 180055 914271 SH DFND 1 914271 0 0 VISA INC PUT 92826C959 0 0 SH Put DFND 1 0 0 0 WABTEC COM 929740108 1 21 SH DFND 1 21 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 110 2900 SH DFND 1 2900 0 0 WALMART INC CALL 931142903 6 4600 SH Call DFND 1 4600 0 0 WALMART INC COM 931142103 52 435 SH DFND 1 435 0 0 WASTE MGMT INC DEL COM 94106L109 25415 166146 SH DFND 1 166146 0 0 WEBSTER FINL CORP CONN COM 947890109 45 1057 SH DFND 1 1057 0 0 WEIBO CORP NOTE 1.250%11/1 948596AC5 1529 1540000 PRN DFND 1 1540000 0 0 WELLS FARGO CO NEW COM 949746101 1089 27827 SH DFND 1 27827 0 0 WESTERN UN CO COM 959802109 657 39900 SH DFND 1 39900 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 50 1400 SH DFND 1 1400 0 0 WILLIAMS COS INC COM 969457100 179 5750 SH DFND 1 5750 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 212 40000 SH DFND 1 40000 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 718 11500 SH DFND 1 11500 0 0 WISDOMTREE TR JP SMALLCP DIV 97717W836 0 0 SH DFND 1 0 0 0 WIX COM LTD SHS M98068105 10 150 SH DFND 1 150 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 595 9520 SH DFND 1 9520 0 0 XP INC CL A G98239109 147 8180 SH DFND 1 8180 0 0 XPENG INC ADS 98422D105 391 12335 SH DFND 1 12335 0 0 XYLEM INC COM 98419M100 9 118 SH DFND 1 118 0 0 YANDEX N V SHS CLASS A N97284108 0 56639 SH DFND 1 56639 0 0 YOUDAO INC SPONSORED ADS 98741T104 10 2000 SH DFND 1 2000 0 0 YUM CHINA HLDGS INC COM 98850P109 60 1245 SH DFND 1 1245 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 46 1450 SH DFND 1 1450 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 45 430 SH DFND 1 430 0 0 ZOETIS INC CL A 98978V103 0 0 SH DFND 1 0 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 356 3300 SH DFND 1 3300 0 0 ZYMEWORKS INC COM 98985W102 53 10000 SH DFND 1 10000 0 0 3M CO COM 88579Y101 284 2187 SH DFND 2 2187 0 0 ABBOTT LABS COM 002824100 6020 55411 SH DFND 2 55411 0 0 ABBVIE INC COM 00287Y109 5658 36946 SH DFND 2 36946 0 0 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 34 400 SH DFND 2 400 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 17 61 SH DFND 2 61 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 8450 23083 SH DFND 2 23083 0 0 AGNICO EAGLE MINES LTD COM 008474108 122 2678 SH DFND 2 2678 0 0 AIR PRODS & CHEMS INC COM 009158106 0 0 SH DFND 2 0 0 0 AIRBNB INC COM CL A 009066101 89 1000 SH DFND 2 1000 0 0 ALCON AG ORD SHS H01301128 1986 28521 SH DFND 2 28521 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1373 12098 SH DFND 2 12098 0 0 ALPHABET INC CAP STK CL A 02079K305 28085 12889 SH DFND 2 12889 0 0 ALPHABET INC CAP STK CL C 02079K107 470 215 SH DFND 2 215 0 0 AMAZON COM INC COM 023135106 15242 143673 SH DFND 2 143673 0 0 AMETEK INC COM 031100100 1217 11085 SH DFND 2 11085 0 0 AMGEN INC COM 031162100 3981 16363 SH DFND 2 16363 0 0 APPLE INC COM 037833100 10540 77092 SH DFND 2 77092 0 0 ARISTA NETWORKS INC COM 040413106 2062 22042 SH DFND 2 22042 0 0 BAIDU INC SPON ADR REP A 056752108 97 650 SH DFND 2 650 0 0 BALL CORP COM 058498106 13003 189003 SH DFND 2 189003 0 0 BANK NEW YORK MELLON CORP COM 064058100 232 5558 SH DFND 2 5558 0 0 BAXTER INTL INC COM 071813109 64 1000 SH DFND 2 1000 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 107 393 SH DFND 2 393 0 0 BK OF AMERICA CORP COM 060505104 634 20316 SH DFND 2 20316 0 0 BLACKROCK INC COM 09247X101 8355 13724 SH DFND 2 13724 0 0 BLACKSTONE GROUP INC COM 09260D107 4553 49909 SH DFND 2 49909 0 0 BOEING CO COM 097023105 11 80 SH DFND 2 80 0 0 BROADCOM INC COM 11135F101 2323 4779 SH DFND 2 4779 0 0 CATALENT INC COM 148806102 80 750 SH DFND 2 750 0 0 CATERPILLAR INC COM 149123101 143 800 SH DFND 2 800 0 0 CHUBB LIMITED COM H1467J104 3182 16195 SH DFND 2 16195 0 0 COCA COLA CO COM 191216100 11693 185812 SH DFND 2 185812 0 0 COCA COLA CO PUT 191216950 0 0 SH Put DFND 2 0 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 39 580 SH DFND 2 580 0 0 COLGATE PALMOLIVE CO COM 194162103 64 800 SH DFND 2 800 0 0 COMCAST CORP NEW CL A 20030N101 3 75 SH DFND 2 75 0 0 CORTEVA INC COM 22052L104 0 0 SH DFND 2 0 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 0 0 SH DFND 2 0 0 0 CSX CORP COM 126408103 6300 216708 SH DFND 2 216708 0 0 DANAHER CORPORATION COM 235851102 30 120 SH DFND 2 120 0 0 DISNEY WALT CO COM 254687106 11693 123904 SH DFND 2 123904 0 0 DOW INC COM 260557103 0 0 SH DFND 2 0 0 0 DUPONT DE NEMOURS INC COM 26614N102 0 0 SH DFND 2 0 0 0 EQUIFAX INC COM 294429105 0 0 SH DFND 2 0 0 0 EXELON CORP COM 30161N101 97 2150 SH DFND 2 2150 0 0 EXPEDIA GROUP INC COM NEW 30212P303 29 300 SH DFND 2 300 0 0 EXXON MOBIL CORP COM 30231G102 692 8090 SH DFND 2 8090 0 0 F5 NETWORKS INC COM 315616102 245 1600 SH DFND 2 1600 0 0 FACEBOOK INC CL A 30303M102 1254 7785 SH DFND 2 7785 0 0 FERRARI N V COM N3167Y103 1138 6214 SH DFND 2 6214 0 0 FRANCO NEV CORP COM 351858105 4 31 SH DFND 2 31 0 0 FREEPORT-MCMORAN INC CL B 35671D857 877 29937 SH DFND 2 29937 0 0 GLOBAL PMTS INC COM 37940X102 0 0 SH DFND 2 0 0 0 GLOBAL X FDS GLOBAL X SILVER 37954Y848 0 0 SH DFND 2 0 0 0 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 0 0 SH DFND 2 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 0 0 SH DFND 2 0 0 0 GUARDANT HEALTH INC COM 40131M109 40 1000 SH DFND 2 1000 0 0 HCA HEALTHCARE INC COM 40412C101 0 0 SH DFND 2 0 0 0 HOME DEPOT INC COM 437076102 3247 11842 SH DFND 2 11842 0 0 HONEYWELL INTL INC COM 438516106 13916 80053 SH DFND 2 80053 0 0 ILLUMINA INC COM 452327109 0 0 SH DFND 2 0 0 0 IMMUNOCORE HLDGS PLC ADS 45258D105 0 0 SH DFND 2 0 0 0 INGERSOLL RAND INC COM 45687V106 26 626 SH DFND 2 626 0 0 INTEL CORP COM 458140100 224 6000 SH DFND 2 6000 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 373 3950 SH DFND 2 3950 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 86 608 SH DFND 2 608 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 0 0 SH DFND 2 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 56 200 SH DFND 2 200 0 0 IQVIA HLDGS INC COM 46266C105 2902 13382 SH DFND 2 13382 0 0 ISHARES INC CORE MSCI EMKT 46434G103 43 873 SH DFND 2 873 0 0 ISHARES INC MSCI EURZONE ETF 464286608 73 2006 SH DFND 2 2006 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 53 1008 SH DFND 2 1008 0 0 ISHARES INC US INTL HGH YLD 464286178 23 555 SH DFND 2 555 0 0 ISHARES TR 0-3 MNTH TREASRY 46436E718 25 245 SH DFND 2 245 0 0 ISHARES TR CONV BD ETF 46435G102 29 421 SH DFND 2 421 0 0 ISHARES TR CORE S&P500 ETF 464287200 169 446 SH DFND 2 446 0 0 ISHARES TR GLOBAL REIT ETF 46434V647 72 2985 SH DFND 2 2985 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 32 641 SH DFND 2 641 0 0 ISHARES TR MSCI CHINA ETF 46429B671 75 1342 SH DFND 2 1342 0 0 ISHARES TR MSCI UK ETF NEW 46435G334 44 1469 SH DFND 2 1469 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 1685 24000 SH DFND 2 24000 0 0 ISHARES TR US HLTHCARE ETF 464287762 22 81 SH DFND 2 81 0 0 JOHNSON & JOHNSON COM 478160104 36 200 SH DFND 2 200 0 0 JPMORGAN CHASE & CO COM 46625H100 17955 159405 SH DFND 2 159405 0 0 KELLOGG CO COM 487836108 350 4918 SH DFND 2 4918 0 0 KOSMOS ENERGY LTD COM 500688106 0 0 SH DFND 2 0 0 0 KRAFT HEINZ CO COM 500754106 229 6000 SH DFND 2 6000 0 0 LAUDER ESTEE COS INC CL A 518439104 4079 16018 SH DFND 2 16018 0 0 LINDE PLC CALL G5494J903 0 0 SH Call DFND 2 0 0 0 LINDE PLC SHS G5494J103 12332 43076 SH DFND 2 43076 0 0 LOGITECH INTL S A SHS H50430232 1096 21088 SH DFND 2 21088 0 0 MARSH & MCLENNAN COS INC COM 571748102 84 540 SH DFND 2 540 0 0 MCDONALDS CORP COM 580135101 213 859 SH DFND 2 859 0 0 MCKESSON CORP COM 58155Q103 603 1850 SH DFND 2 1850 0 0 MEDTRONIC PLC SHS G5960L103 2 24 SH DFND 2 24 0 0 MERCK & CO. INC COM 58933Y105 14740 161697 SH DFND 2 161697 0 0 METLIFE INC COM 59156R108 14068 223966 SH DFND 2 223966 0 0 MICRON TECHNOLOGY INC COM 595112103 3 48 SH DFND 2 48 0 0 MICROSOFT CORP COM 594918104 23956 93262 SH DFND 2 93262 0 0 MODERNA INC COM 60770K107 336 2350 SH DFND 2 2350 0 0 MONDELEZ INTL INC CL A 609207105 2949 47490 SH DFND 2 47490 0 0 MONDELEZ INTL INC PUT 609207955 0 0 SH Put DFND 2 0 0 0 NETFLIX INC COM 64110L106 505 2889 SH DFND 2 2889 0 0 NEXTERA ENERGY INC COM 65339F101 4259 55040 SH DFND 2 55040 0 0 NIKE INC CL B 654106103 488 4780 SH DFND 2 4780 0 0 NVIDIA CORPORATION COM 67066G104 0 0 SH DFND 2 0 0 0 PALO ALTO NETWORKS INC COM 697435105 13772 27870 SH DFND 2 27870 0 0 PAYPAL HLDGS INC COM 70450Y103 0 0 SH DFND 2 0 0 0 PEPSICO INC COM 713448108 7 41 SH DFND 2 41 0 0 PFIZER INC COM 717081103 52 1000 SH DFND 2 1000 0 0 PINTEREST INC CL A 72352L106 519 28587 SH DFND 2 28587 0 0 PPG INDS INC COM 693506107 166 1450 SH DFND 2 1450 0 0 PROCTER AND GAMBLE CO CALL 742718909 0 0 SH Call DFND 2 0 0 0 PROCTER AND GAMBLE CO COM 742718109 3778 26243 SH DFND 2 26243 0 0 RESMED INC COM 761152107 3 16 SH DFND 2 16 0 0 S&P GLOBAL INC COM 78409V104 1610 4775 SH DFND 2 4775 0 0 SALESFORCE COM INC COM 79466L302 9179 55591 SH DFND 2 55591 0 0 SAP SE SPON ADR 803054204 43 475 SH DFND 2 475 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2165 30000 SH DFND 2 30000 0 0 SEMPRA ENERGY COM 816851109 159 1057 SH DFND 2 1057 0 0 SERVICENOW INC COM 81762P102 887 1866 SH DFND 2 1866 0 0 SHOPIFY INC CL A 82509L107 3 90 SH DFND 2 90 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 209 6000 SH DFND 2 6000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 808 2143 SH DFND 2 2143 0 0 SPDR SER TR S&P REGL BKG 78464A698 0 0 SH DFND 2 0 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 4127 44005 SH DFND 2 44005 0 0 SPROUTS FMRS MKT INC COM 85208M102 65 2550 SH DFND 2 2550 0 0 STELLANTIS N.V SHS N82405106 357 28955 SH DFND 2 28955 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 3188 39009 SH DFND 2 39009 0 0 TE CONNECTIVITY LTD REG SHS H84989104 2322 20528 SH DFND 2 20528 0 0 TEXAS INSTRS INC COM 882508104 0 0 SH DFND 2 0 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 13254 24397 SH DFND 2 24397 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 561 4337 SH DFND 2 4337 0 0 TWILIO INC CL A 90138F102 0 0 SH DFND 2 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 119 900 SH DFND 2 900 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 0 0 SH DFND 2 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 9959 196377 SH DFND 2 196377 0 0 VISA INC COM CL A 92826C839 29479 149724 SH DFND 2 149724 0 0 WASTE MGMT INC DEL COM 94106L109 5276 34487 SH DFND 2 34487 0 0 WELLS FARGO CO NEW COM 949746101 210 5350 SH DFND 2 5350 0 0 WILLIAMS COS INC COM 969457100 1002 32100 SH DFND 2 32100 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 87 1400 SH DFND 2 1400 0 0 XYLEM INC COM 98419M100 0 0 SH DFND 2 0 0 0 ZOETIS INC CL A 98978V103 0 0 SH DFND 2 0 0 0