Executive Vice President

0001420506-22-000667.txt : 20220427 0001420506-22-000667.hdr.sgml : 20220427 20220427104713 ACCESSION NUMBER: 0001420506-22-000667 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220427 DATE AS OF CHANGE: 20220427 EFFECTIVENESS DATE: 20220427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Compagnie Lombard Odier SCmA CENTRAL INDEX KEY: 0001615423 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16235 FILM NUMBER: 22857281 BUSINESS ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 BUSINESS PHONE: 44 22 709 2111 MAIL ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Odier SCA DATE OF NAME CHANGE: 20160205 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Lombard, Odier SCA DATE OF NAME CHANGE: 20140731 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001615423 XXXXXXXX 03-31-2022 03-31-2022 false Compagnie Lombard Odier SCmA

RUE DE LA CORRATERIE 18 1204 GENEVA V8 CH1204

13F COMBINATION REPORT 028-16235 0001535784 028-16246 Lombard Odier Asset Management (Europe) Ltd 0001535660 028-16247 Lombard Odier Asset Management (Switzerland) SA 0001491719 028-13939 Lombard Odier Asset Management (USA) Corp N Dominic Stearns Executive Vice President 44 22 709 2111 Dominic Stearns, Executive Vice President 1204 GENEVA V8 04-26-2022 2 883 4732289 false 1 0001106185 028-16234 Bank Lombard Odier & Co Ltd 2 0001615293 028-16239 Lombard Odier (Europe) S.A. INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR COMPAGNIE LOMBARD ODIER SCMA 3M CO COM 88579Y101 192 1292 SH DFND 1292 0 0 ABBOTT LABS COM 002824100 1268 10724 SH DFND 10724 0 0 ABBVIE INC COM 00287Y109 1763 10876 SH DFND 10876 0 0 ACTIVISION BLIZZARD INC COM 00507V109 24 300 SH DFND 300 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 1084 2380 SH DFND 2380 0 0 ALCON AG ORD SHS H01301128 320 4003 SH DFND 4003 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 570 5240 SH DFND 5240 0 0 ALPHABET INC CAP STK CL A 02079K305 4549 1635 SH DFND 1635 0 0 ALPHABET INC CAP STK CL C 02079K107 36 13 SH DFND 13 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 4 100 SH DFND 100 0 0 AMAZON COM INC COM 023135106 3142 963 SH DFND 963 0 0 AMETEK INC COM 031100100 294 2206 SH DFND 2206 0 0 AMGEN INC COM 031162100 689 2851 SH DFND 2851 0 0 APPLE INC COM 037833100 857 4914 SH DFND 4914 0 0 AT&T INC COM 00206R102 166 7025 SH DFND 7025 0 0 BALL CORP COM 058498106 650 7214 SH DFND 7214 0 0 BIONTECH SE SPONSORED ADS 09075V102 58 343 SH DFND 343 0 0 BK OF AMERICA CORP COM 060505104 616 14978 SH DFND 14978 0 0 BLACKROCK INC COM 09247X101 455 594 SH DFND 594 0 0 BLACKSTONE GROUP INC COM 09260D107 644 5077 SH DFND 5077 0 0 BROADCOM INC COM 11135F101 1390 2208 SH DFND 2208 0 0 CHEVRON CORP NEW COM 166764100 77 472 SH DFND 472 0 0 CHUBB LIMITED COM H1467J104 338 1585 SH DFND 1585 0 0 COCA COLA CO COM 191216100 897 14460 SH DFND 14460 0 0 COMCAST CORP NEW CL A 20030N101 0 0 SH DFND 0 0 0 COPA HOLDINGS SA CL A P31076105 18 217 SH DFND 217 0 0 CSX CORP COM 126408103 1184 31597 SH DFND 31597 0 0 CUMMINS INC COM 231021106 89 435 SH DFND 435 0 0 DANAHER CORPORATION COM 235851102 205 700 SH DFND 700 0 0 DISNEY WALT CO COM 254687106 650 4741 SH DFND 4741 0 0 EATON CORP PLC SHS G29183103 158 1041 SH DFND 1041 0 0 EMERSON ELEC CO COM 291011104 124 1261 SH DFND 1261 0 0 EQUINIX INC COM 29444U700 15 20 SH DFND 20 0 0 EXELON CORP COM 30161N101 521 10924 SH DFND 10924 0 0 FACEBOOK INC CL A 30303M102 201 907 SH DFND 907 0 0 FERRARI N V COM N3167Y103 375 1694 SH DFND 1694 0 0 FIRST SOLAR INC COM 336433107 13 150 SH DFND 150 0 0 GENERAL MTRS CO COM 37045V100 0 0 SH DFND 0 0 0 GILEAD SCIENCES INC COM 375558103 35 582 SH DFND 582 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 30 700 SH DFND 700 0 0 HOME DEPOT INC COM 437076102 230 768 SH DFND 768 0 0 HONEYWELL INTL INC COM 438516106 815 4193 SH DFND 4193 0 0 HUAZHU GROUP LTD SPONSORED ADS 44332N106 507 15343 SH DFND 15343 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 126 951 SH DFND 951 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 135 1039 SH DFND 1039 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 137 378 SH DFND 378 0 0 IQVIA HLDGS INC COM 46266C105 855 3697 SH DFND 3697 0 0 ISHARES INC MSCI THAILND ETF 464286624 39 500 SH DFND 500 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 2405 31000 SH DFND 31000 0 0 JOHNSON & JOHNSON COM 478160104 0 0 SH DFND 0 0 0 JPMORGAN CHASE & CO COM 46625H100 886 6500 SH DFND 6500 0 0 LILLY ELI & CO COM 532457108 162 566 SH DFND 566 0 0 LINDE PLC SHS G5494J103 280 864 SH DFND 864 0 0 LOGITECH INTL S A SHS H50430232 519 6900 SH DFND 6900 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 53 512 SH DFND 512 0 0 MACERICH CO COM 554382101 42 2665 SH DFND 2665 0 0 MARATHON PETE CORP COM 56585A102 84 982 SH DFND 982 0 0 MCDONALDS CORP COM 580135101 249 1007 SH DFND 1007 0 0 MERCK & CO. INC COM 58933Y105 352 4299 SH DFND 4299 0 0 METLIFE INC COM 59156R108 1327 18880 SH DFND 18880 0 0 MICROSOFT CORP COM 594918104 4505 14623 SH DFND 14623 0 0 MONDELEZ INTL INC CL A 609207105 1163 18529 SH DFND 18529 0 0 NETFLIX INC COM 64110L106 271 724 SH DFND 724 0 0 NEWMONT CORP COM 651639106 183 2300 SH DFND 2300 0 0 NEXTERA ENERGY INC COM 65339F101 360 4246 SH DFND 4246 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 7 190 SH DFND 190 0 0 OCCIDENTAL PETE CORP COM 674599105 234 4130 SH DFND 4130 0 0 PALO ALTO NETWORKS INC COM 697435105 1077 1730 SH DFND 1730 0 0 PAYPAL HLDGS INC COM 70450Y103 386 3341 SH DFND 3341 0 0 PFIZER INC COM 717081103 151 2924 SH DFND 2924 0 0 PINTEREST INC CL A 72352L106 277 11251 SH DFND 11251 0 0 PPG INDS INC COM 693506107 269 2055 SH DFND 2055 0 0 PROCTER AND GAMBLE CO COM 742718109 480 3140 SH DFND 3140 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 76 1086 SH DFND 1086 0 0 QUALCOMM INC COM 747525103 171 1119 SH DFND 1119 0 0 S&P GLOBAL INC COM 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33616C100 768 4736 SH DFND 1 4736 0 0 FIRST SOLAR INC COM 336433107 837 10000 SH DFND 1 10000 0 0 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 220 2425 SH DFND 1 2425 0 0 FISERV INC COM 337738108 180 1780 SH DFND 1 1780 0 0 FIVERR INTL LTD ORD SHS M4R82T106 11 150 SH DFND 1 150 0 0 FORD MTR CO DEL COM 345370860 796 47100 SH DFND 1 47100 0 0 FORTUNA SILVER MINES INC COM 349915108 24 6200 SH DFND 1 6200 0 0 FRANCO NEV CORP COM 351858105 263 1650 SH DFND 1 1650 0 0 FREEPORT-MCMORAN INC CL B 35671D857 6684 134341 SH DFND 1 134341 0 0 GARMIN LTD SHS H2906T109 17638 148710 SH DFND 1 148710 0 0 GARTNER INC COM 366651107 92 310 SH DFND 1 310 0 0 GENERAL DYNAMICS CORP COM 369550108 202 840 SH DFND 1 840 0 0 GENERAL MLS INC COM 370334104 1795 26500 SH DFND 1 26500 0 0 GENERAL MTRS CO COM 37045V100 670 15312 SH DFND 1 15312 0 0 GENERATION BIO CO COM 37148K100 8 1050 SH DFND 1 1050 0 0 GILEAD SCIENCES INC COM 375558103 1985 33405 SH DFND 1 33405 0 0 GLOBAL PMTS INC COM 37940X102 3934 28738 SH DFND 1 28738 0 0 GLOBAL X FDS CANNABIS ETF 37954Y426 4 700 SH DFND 1 700 0 0 GLOBAL X FDS FINTECH ETF 37954Y814 34 1050 SH DFND 1 1050 0 0 GLOBAL X FDS GLOBAL X SILVER 37954Y848 18 500 SH DFND 1 500 0 0 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 51 1940 SH DFND 1 1940 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 146 1900 SH DFND 1 1900 0 0 GLOBAL X FDS VDEO GAM ESPRT 37954Y392 78 3092 SH DFND 1 3092 0 0 GODADDY INC CL A 380237107 192 2300 SH DFND 1 2300 0 0 GOL LINHAS AEREAS INTELIGENT SPON ADR PFD NEW 38045R206 80 11173 SH DFND 1 11173 0 0 GOLAR LNG LTD SHS G9456A100 25 1000 SH DFND 1 1000 0 0 GOLDEN MINERALS CO COM 381119106 5 10160 SH DFND 1 10160 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 3554 10765 SH DFND 1 10765 0 0 GREAT PANTHER MNG LTD COM 39115V101 2 7900 SH DFND 1 7900 0 0 GROWGENERATION CORP COM 39986L109 5 550 SH DFND 1 550 0 0 GT BIOPHARMA INC COM NEW 36254L209 86 30000 SH DFND 1 30000 0 0 HALLIBURTON CO COM 406216101 720 19025 SH DFND 1 19025 0 0 HARLEY DAVIDSON INC COM 412822108 20 500 SH DFND 1 500 0 0 HEADHUNTER GROUP PLC SPONSORED ADS 42207L106 0 13342 SH DFND 1 13342 0 0 HELMERICH & PAYNE INC COM 423452101 0 0 SH DFND 1 0 0 0 HENRY SCHEIN INC COM 806407102 52 600 SH DFND 1 600 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 1132 7460 SH DFND 1 7460 0 0 HISTOGEN INC COM 43358Y103 0 300 SH DFND 1 300 0 0 HOME DEPOT INC COM 437076102 53916 180109 SH DFND 1 180109 0 0 HONEYWELL INTL INC COM 438516106 44990 231114 SH DFND 1 231114 0 0 HONEYWELL INTL INC PUT 438516956 0 0 SH Put DFND 1 0 0 0 HOST HOTELS & RESORTS INC COM 44107P104 58 3000 SH DFND 1 3000 0 0 HUAZHU GROUP LTD SPONSORED ADS 44332N106 19229 582872 SH DFND 1 582872 0 0 HUBSPOT INC COM 443573100 47 100 SH DFND 1 100 0 0 HUBSPOT INC PUT 443573950 0 0 SH Put DFND 1 0 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 114 570 SH DFND 1 570 0 0 HYATT HOTELS CORP COM CL A 448579102 1833 19200 SH DFND 1 19200 0 0 ILLINOIS TOOL WKS INC COM 452308109 3204 15300 SH DFND 1 15300 0 0 ILLUMINA INC CALL 452327909 95 4600 SH Call DFND 1 4600 0 0 ILLUMINA INC COM 452327109 45 130 SH DFND 1 130 0 0 IMMUNITYBIO INC COM 45256X103 79 14000 SH DFND 1 14000 0 0 INCYTE CORP COM 45337C102 52 640 SH DFND 1 640 0 0 ING GROEP N.V. SPONSORED ADR 456837103 213 20406 SH DFND 1 20406 0 0 INGERSOLL RAND INC COM 45687V106 1163 23108 SH DFND 1 23108 0 0 INMODE LTD SHS M5425M103 757 20500 SH DFND 1 20500 0 0 INSEEGO CORP COM 45782B104 8 2000 SH DFND 1 2000 0 0 INSULET CORP COM 45784P101 0 0 SH DFND 1 0 0 0 INTEL CORP COM 458140100 18587 375009 SH DFND 1 375009 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 142 1950 SH DFND 1 1950 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 16 1000 SH DFND 1 1000 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 3825 28968 SH DFND 1 28968 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 7598 58435 SH DFND 1 58435 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 3567 27160 SH DFND 1 27160 0 0 INTUIT COM 461202103 1674 3480 SH DFND 1 3480 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 1021 3380 SH DFND 1 3380 0 0 INVESCO EXCH TRADED FD TR II CHINA TECHNLGY 46138E800 54 1151 SH DFND 1 1151 0 0 INVESCO EXCH TRADED FD TR II GBL CLEAN ENRG 46138G847 675 27200 SH DFND 1 27200 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 62 820 SH DFND 1 820 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 4862 13409 SH DFND 1 13409 0 0 IQIYI INC NOTE 4.000%12/1 46267XAE8 1065 1500000 PRN DFND 1 1500000 0 0 IQVIA HLDGS INC COM 46266C105 54245 234617 SH DFND 1 234617 0 0 ISHARES INC CORE MSCI EMKT 46434G103 523 9420 SH DFND 1 9420 0 0 ISHARES INC JP MORGAN EM ETF 464286517 146 3960 SH DFND 1 3960 0 0 ISHARES INC JP MRGN EM HI BD 464286285 41 1045 SH DFND 1 1045 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 340 9000 SH DFND 1 9000 0 0 ISHARES INC MSCI EURZONE ETF 464286608 3465 80140 SH DFND 1 80140 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 397 6450 SH DFND 1 6450 0 0 ISHARES INC MSCI PAC JP ETF 464286665 473 9605 SH DFND 1 9605 0 0 ISHARES INC MSCI SWITZERLAND 464286749 68 1380 SH DFND 1 1380 0 0 ISHARES INC MSCI WORLD ETF 464286392 402 3140 SH DFND 1 3140 0 0 ISHARES INC US INTL HGH YLD 464286178 268 5830 SH DFND 1 5830 0 0 ISHARES TR 0-3 MNTH TREASRY 46436E718 1100 11000 SH DFND 1 11000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 3812 28858 SH DFND 1 28858 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 40 325 SH DFND 1 325 0 0 ISHARES TR CONV BD ETF 46435G102 590 7070 SH DFND 1 7070 0 0 ISHARES TR CORE S&P500 ETF 464287200 1007 2220 SH DFND 1 2220 0 0 ISHARES TR GLB INFRASTR ETF 464288372 173 3400 SH DFND 1 3400 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 67 1867 SH DFND 1 1867 0 0 ISHARES TR GLOBAL REIT ETF 46434V647 50 1700 SH DFND 1 1700 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 67 1300 SH DFND 1 1300 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 319 4250 SH DFND 1 4250 0 0 ISHARES TR MSCI ACWI ETF 464288257 1971 19750 SH DFND 1 19750 0 0 ISHARES TR MSCI CHINA ETF 46429B671 817 15476 SH DFND 1 15476 0 0 ISHARES TR MSCI EAFE ETF 464287465 342 4651 SH DFND 1 4651 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 3159 69952 SH DFND 1 69952 0 0 ISHARES TR MSCI UK ETF NEW 46435G334 314 9300 SH DFND 1 9300 0 0 ISHARES TR PFD AND INCM SEC 464288687 55 1500 SH DFND 1 1500 0 0 ISHARES TR PHLX SEMICND ETF 464287523 27 58 SH DFND 1 58 0 0 ISHARES TR ROBOTICS ARTIF 46435U556 14 400 SH DFND 1 400 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 267 1300 SH DFND 1 1300 0 0 ISHARES TR U.S. PHARMA ETF 464288836 855 4400 SH DFND 1 4400 0 0 ISHARES TR U.S. REAL ES ETF 464287739 54 500 SH DFND 1 500 0 0 ISHARES TR US TREAS BD ETF 46429B267 2266 90224 SH DFND 1 90224 0 0 ISHARES TR USD INV GRDE ETF 464288620 1631 29560 SH DFND 1 29560 0 0 ITAU UNIBANCO HLDG S A SPON ADR REP PFD 465562106 69 12168 SH DFND 1 12168 0 0 J P MORGAN EXCHANGE-TRADED F EQUITY PREMIUM 46641Q332 50 810 SH DFND 1 810 0 0 JD.COM INC SPON ADR CL A 47215P106 589 10170 SH DFND 1 10170 0 0 JETBLUE AWYS CORP COM 477143101 735 49152 SH DFND 1 49152 0 0 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 12 250 SH DFND 1 250 0 0 JOHNSON & JOHNSON COM 478160104 12268 69232 SH DFND 1 69232 0 0 JPMORGAN CHASE & CO COM 46625H100 94993 696882 SH DFND 1 696882 0 0 KALA PHARMACEUTICALS INC COM 483119103 28 20000 SH DFND 1 20000 0 0 KALEYRA INC COM 483379103 9 1500 SH DFND 1 1500 0 0 KELLOGG CO COM 487836108 1813 28110 SH DFND 1 28110 0 0 KEYCORP COM 493267108 4 177 SH DFND 1 177 0 0 KINSALE CAP GROUP INC COM 49714P108 8 35 SH DFND 1 35 0 0 KKR & CO INC COM 48251W104 779 13315 SH DFND 1 13315 0 0 KONTOOR BRANDS INC COM 50050N103 10 235 SH DFND 1 235 0 0 KRAFT HEINZ CO COM 500754106 3158 80150 SH DFND 1 80150 0 0 KRANESHARES TR GLOBAL CARBON 500767678 15 314 SH DFND 1 314 0 0 KRANESHARES TR MSCI CHINA CLEAN 500767850 14 370 SH DFND 1 370 0 0 KROGER CO COM 501044101 57 1000 SH DFND 1 1000 0 0 LAM RESEARCH CORP COM 512807108 317 590 SH DFND 1 590 0 0 LAS VEGAS SANDS CORP COM 517834107 21 540 SH DFND 1 540 0 0 LAUDER ESTEE COS INC CL A 518439104 24390 89585 SH DFND 1 89585 0 0 LAZYDAYS HLDGS INC COM 52110H100 0 0 SH DFND 1 0 0 0 LEMONADE INC COM 52567D107 41 1570 SH DFND 1 1570 0 0 LENDINGTREE INC NEW COM 52603B107 4 30 SH DFND 1 30 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 8 4000 SH DFND 1 4000 0 0 LI AUTO INC SPONSORED ADS 50202M102 17 650 SH DFND 1 650 0 0 LILLY ELI & CO COM 532457108 129 450 SH DFND 1 450 0 0 LINDE PLC SHS G5494J103 127245 393720 SH DFND 1 393720 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 18 150 SH DFND 1 150 0 0 LIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1 538034AU3 411 317000 PRN DFND 1 317000 0 0 LIVE OAK BANCSHARES INC COM 53803X105 102 2000 SH DFND 1 2000 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 554 229903 SH DFND 1 229903 0 0 LOCKHEED MARTIN CORP COM 539830109 255 578 SH DFND 1 578 0 0 LOGITECH INTL S A CALL H50430902 12 2000 SH Call DFND 1 2000 0 0 LOGITECH INTL S A PUT H50430952 0 0 SH Put DFND 1 0 0 0 LOGITECH INTL S A SHS H50430232 77824 1034131 SH DFND 1 1034131 0 0 LOWES COS INC COM 548661107 36 180 SH DFND 1 180 0 0 LULULEMON ATHLETICA INC COM 550021109 1867 5110 SH DFND 1 5110 0 0 LUMEN TECHNOLOGIES INC COM 550241103 192 17000 SH DFND 1 17000 0 0 LUMENTUM HLDGS INC COM 55024U109 21 213 SH DFND 1 213 0 0 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 1119 960000 PRN DFND 1 960000 0 0 MACERICH CO COM 554382101 10 650 SH DFND 1 650 0 0 MAGNOLIA OIL & GAS CORP CL A 559663109 0 0 SH DFND 1 0 0 0 MALIBU BOATS INC COM CL A 56117J100 545 9400 SH DFND 1 9400 0 0 MARATHON OIL CORP COM 565849106 188 7500 SH DFND 1 7500 0 0 MARATHON PETE CORP COM 56585A102 0 0 SH DFND 1 0 0 0 MARCUS CORP DEL COM 566330106 109 6136 SH DFND 1 6136 0 0 MARRIOTT INTL INC NEW CL A 571903202 422 2400 SH DFND 1 2400 0 0 MARRIOTT VACTINS WORLDWID CO COM 57164Y107 105 663 SH DFND 1 663 0 0 MARSH & MCLENNAN COS INC COM 571748102 4714 27677 SH DFND 1 27677 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1888 5280 SH DFND 1 5280 0 0 MATCH GROUP INC NEW COM 57667L107 66 600 SH DFND 1 600 0 0 MCDONALDS CORP COM 580135101 12508 50603 SH DFND 1 50603 0 0 MCKESSON CORP COM 58155Q103 5711 18650 SH DFND 1 18650 0 0 MEDTRONIC PLC SHS G5960L103 11430 103020 SH DFND 1 103020 0 0 MERCADOLIBRE INC COM 58733R102 622 522 SH DFND 1 522 0 0 MERCK & CO. INC COM 58933Y105 48621 592543 SH DFND 1 592543 0 0 MESOBLAST LTD SPONS ADR 590717104 8 2000 SH DFND 1 2000 0 0 METLIFE INC COM 59156R108 50061 712349 SH DFND 1 712349 0 0 MICRON TECHNOLOGY INC COM 595112103 351 4500 SH DFND 1 4500 0 0 MICROSOFT CORP CALL 594918904 752 12500 SH Call DFND 1 12500 0 0 MICROSOFT CORP COM 594918104 248031 804591 SH DFND 1 804591 0 0 MICROSOFT CORP PUT 594918954 0 0 SH Put DFND 1 0 0 0 MICROSTRATEGY INC CL A NEW 594972408 24 50 SH DFND 1 50 0 0 MODERNA INC CALL 60770K907 1 1400 SH Call DFND 1 1400 0 0 MODERNA INC COM 60770K107 25602 148616 SH DFND 1 148616 0 0 MODERNA INC PUT 60770K957 0 0 SH Put DFND 1 0 0 0 MONDELEZ INTL INC CL A 609207105 31022 494119 SH DFND 1 494119 0 0 MOODYS CORP COM 615369105 76 225 SH DFND 1 225 0 0 MORGAN STANLEY COM NEW 617446448 181 2066 SH DFND 1 2066 0 0 MSC INDL DIRECT INC CL A 553530106 79 927 SH DFND 1 927 0 0 MYT NETHERLANDS PARENT B V ADS 55406W103 12 1000 SH DFND 1 1000 0 0 NANOVIRICIDES INC COM 630087302 314 150000 SH DFND 1 150000 0 0 NASDAQ INC COM 631103108 80 450 SH DFND 1 450 0 0 NATURA &CO HLDG S A ADS 63884N108 0 0 SH DFND 1 0 0 0 NATWEST GROUP PLC SPONS ADR 2 ORD 639057108 582 102541 SH DFND 1 102541 0 0 NETEASE INC SPONSORED ADS 64110W102 72 800 SH DFND 1 800 0 0 NETFLIX INC CALL 64110L906 7 200 SH Call DFND 1 200 0 0 NETFLIX INC COM 64110L106 40090 107040 SH DFND 1 107040 0 0 NETFLIX INC PUT 64110L956 0 0 SH Put DFND 1 0 0 0 NEWMONT CORP COM 651639106 2793 35124 SH DFND 1 35124 0 0 NEXTERA ENERGY INC COM 65339F101 19813 233940 SH DFND 1 233940 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F739 1051 20000 SH DFND 1 20000 0 0 NIKE INC CL B 654106103 13115 97492 SH DFND 1 97492 0 0 NIO INC SPON ADS 62914V106 396 18764 SH DFND 1 18764 0 0 NOKIA CORP SPONSORED ADR 654902204 0 85 SH DFND 1 85 0 0 NORTHROP GRUMMAN CORP COM 666807102 54 120 SH DFND 1 120 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 89 4072 SH DFND 1 4072 0 0 NOV INC COM 62955J103 0 0 SH DFND 1 0 0 0 NOVAGOLD RES INC COM NEW 66987E206 127 16500 SH DFND 1 16500 0 0 NOVAVAX INC COM NEW 670002401 198 2700 SH DFND 1 2700 0 0 NOVOCURE LTD ORD SHS G6674U108 255 3080 SH DFND 1 3080 0 0 NUTANIX INC CL A 67059N108 182 6800 SH DFND 1 6800 0 0 NUTRIEN LTD COM 67077M108 466 4500 SH DFND 1 4500 0 0 NUVVE HOLDING CORP COM 67079Y100 2 300 SH DFND 1 300 0 0 NV5 GLOBAL INC COM 62945V109 11 85 SH DFND 1 85 0 0 NVIDIA CORPORATION COM 67066G104 28503 104466 SH DFND 1 104466 0 0 NVIDIA CORPORATION PUT 67066G954 0 0 SH Put DFND 1 0 0 0 NXP SEMICONDUCTORS N V COM N6596X109 740 4000 SH DFND 1 4000 0 0 OBSEVA SA COM H5861P103 5 3900 SH DFND 1 3900 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 9 209 SH DFND 1 209 0 0 OCCIDENTAL PETE CORP COM 674599105 0 0 SH DFND 1 0 0 0 OCEANEERING INTL INC COM 675232102 0 0 SH DFND 1 0 0 0 OI SA SPONSORED ADR NE 670851500 0 2 SH DFND 1 2 0 0 OLLIES BARGAIN OUTLET HLDGS COM 681116109 13 312 SH DFND 1 312 0 0 OMNICOM GROUP INC COM 681919106 126 1480 SH DFND 1 1480 0 0 ON SEMICONDUCTOR CORP COM 682189105 56 900 SH DFND 1 900 0 0 ONEOK INC NEW COM 682680103 114 1614 SH DFND 1 1614 0 0 OPTIMIZERX CORP COM NEW 68401U204 15 410 SH DFND 1 410 0 0 ORACLE CORP COM 68389X105 381 4600 SH DFND 1 4600 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 0 0 SH DFND 1 0 0 0 OSISKO GOLD ROYALTIES LTD COM 68827L101 53 4000 SH DFND 1 4000 0 0 OTIS WORLDWIDE CORP COM 68902V107 46 592 SH DFND 1 592 0 0 OZON HLDGS PLC SPONSORED ADS 69269L104 0 23832 SH DFND 1 23832 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 2564 186700 SH DFND 1 186700 0 0 PALO ALTO NETWORKS INC CALL 697435905 0 0 SH Call DFND 1 0 0 0 PALO ALTO NETWORKS INC COM 697435105 101420 162906 SH DFND 1 162906 0 0 PALO ALTO NETWORKS INC PUT 697435955 0 0 SH Put DFND 1 0 0 0 PAN AMERN SILVER CORP COM 697900108 126 4600 SH DFND 1 4600 0 0 PAR PAC HOLDINGS INC COM NEW 69888T207 0 0 SH DFND 1 0 0 0 PARK HOTELS & RESORTS INC COM 700517105 39 2000 SH DFND 1 2000 0 0 PAYPAL HLDGS INC COM 70450Y103 5064 43791 SH DFND 1 43791 0 0 PAYSAFE LIMITED ORD G6964L107 1 250 SH DFND 1 250 0 0 PDC ENERGY INC COM 69327R101 0 0 SH DFND 1 0 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 383 14500 SH DFND 1 14500 0 0 PEPSICO INC COM 713448108 2269 13556 SH DFND 1 13556 0 0 PERION NETWORK LTD SHS NEW M78673114 11 500 SH DFND 1 500 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 936 63248 SH DFND 1 63248 0 0 PFIZER INC COM 717081103 3652 70494 SH DFND 1 70494 0 0 PG&E CORP COM 69331C108 1003 84000 SH DFND 1 84000 0 0 PHENIXFIN CORP COM 71742W103 102 2500 SH DFND 1 2500 0 0 PHILIP MORRIS INTL INC COM 718172109 2961 31508 SH DFND 1 31508 0 0 PHILLIPS 66 COM 718546104 466 5393 SH DFND 1 5393 0 0 PINTEREST INC CL A 72352L106 30304 1230474 SH DFND 1 1230474 0 0 PINTEREST INC PUT 72352L956 22 1500 SH Put DFND 1 1500 0 0 PIONEER NAT RES CO COM 723787107 88 350 SH DFND 1 350 0 0 PITNEY BOWES INC COM 724479100 18 3500 SH DFND 1 3500 0 0 PJT PARTNERS INC COM CL A 69343T107 7 115 SH DFND 1 115 0 0 PLUG POWER INC COM NEW 72919P202 293 10280 SH DFND 1 10280 0 0 POLARIS INC COM 731068102 9 90 SH DFND 1 90 0 0 PPG INDS INC COM 693506107 1138 8699 SH DFND 1 8699 0 0 PROCTER AND GAMBLE CO COM 742718109 23086 151087 SH DFND 1 151087 0 0 PROGRESSIVE CORP COM 743315103 4705 41279 SH DFND 1 41279 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 29 1437 SH DFND 1 1437 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 65 683 SH DFND 1 683 0 0 PTC INC COM 69370C100 25 235 SH DFND 1 235 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 9 130 SH DFND 1 130 0 0 PVH CORPORATION COM 693656100 164 2136 SH DFND 1 2136 0 0 QIAGEN NV DEBT 1.000%11/1 N72482AT4 951 800000 PRN DFND 1 800000 0 0 QIAGEN NV SHS NEW N72482123 1981 39977 SH DFND 1 39977 0 0 QIWI PLC SPON ADR REP B 74735M108 0 10000 SH DFND 1 10000 0 0 QORVO INC COM 74736K101 210 1690 SH DFND 1 1690 0 0 QUALCOMM INC COM 747525103 545 3573 SH DFND 1 3573 0 0 QUALYS INC COM 74758T303 85 600 SH DFND 1 600 0 0 QUANTUMSCAPE CORP COM CL A 74767V109 45 2250 SH DFND 1 2250 0 0 RAYMOND JAMES FINL INC COM 754730109 0 0 SH DFND 1 0 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 516 5199 SH DFND 1 5199 0 0 REDFIN CORP COM 75737F108 5 300 SH DFND 1 300 0 0 REGENERON PHARMACEUTICALS COM 75886F107 1313 1880 SH DFND 1 1880 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 1359 7413 SH DFND 1 7413 0 0 REPUBLIC SVCS INC COM 760759100 27 200 SH DFND 1 200 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 3 165 SH DFND 1 165 0 0 RINGCENTRAL INC NOTE 3/0 76680RAF4 2313 2660000 PRN DFND 1 2660000 0 0 RIO TINTO PLC SPONSORED ADR 767204100 578 7200 SH DFND 1 7200 0 0 ROBLOX CORP CL A 771049103 206 4460 SH DFND 1 4460 0 0 ROKU INC COM CL A 77543R102 218 1740 SH DFND 1 1740 0 0 ROPER TECHNOLOGIES INC COM 776696106 48 100 SH DFND 1 100 0 0 ROYAL BK CDA COM 780087102 501 4540 SH DFND 1 4540 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 240 2870 SH DFND 1 2870 0 0 ROYALTY PHARMA PLC SHS CLASS A G7709Q104 1266 32500 SH DFND 1 32500 0 0 RYANAIR HOLDINGS PLC SPONSORED ADS 783513203 122 1400 SH DFND 1 1400 0 0 S&P GLOBAL INC COM 78409V104 85598 208663 SH DFND 1 208663 0 0 SABRE CORP COM 78573M104 475 41600 SH DFND 1 41600 0 0 SALESFORCE COM INC COM 79466L302 75318 354810 SH DFND 1 354810 0 0 SALESFORCE COM INC PUT 79466L952 0 0 SH Put DFND 1 0 0 0 SCHWAB CHARLES CORP COM 808513105 2108 25000 SH DFND 1 25000 0 0 SCOPUS BIOPHARMA INC COM 809171101 3 4360 SH DFND 1 4360 0 0 SEA LTD SPONSORD ADS 81141R100 12103 101030 SH DFND 1 101030 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 0 0 SH DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 56 1466 SH DFND 1 1466 0 0 SEMPRA ENERGY COM 816851109 901 5365 SH DFND 1 5365 0 0 SERVICE CORP INTL COM 817565104 49 750 SH DFND 1 750 0 0 SERVICENOW INC CALL 81762P902 7 200 SH Call DFND 1 200 0 0 SERVICENOW INC COM 81762P102 39428 70784 SH DFND 1 70784 0 0 SERVICENOW INC PUT 81762P952 0 0 SH Put DFND 1 0 0 0 SHERWIN WILLIAMS CO COM 824348106 1498 6000 SH DFND 1 6000 0 0 SHOPIFY INC CL A 82509L107 927 1372 SH DFND 1 1372 0 0 SHOPIFY INC NOTE 0.125%11/0 82509LAA5 1520 1598000 PRN DFND 1 1598000 0 0 SIFY TECHNOLOGIES LTD SPONSORED ADS 82655M107 0 35 SH DFND 1 35 0 0 SILVERCORP METALS INC COM 82835P103 10 2790 SH DFND 1 2790 0 0 SIMON PPTY GROUP INC NEW COM 828806109 328 2494 SH DFND 1 2494 0 0 SKECHERS U S A INC CL A 830566105 571 14000 SH DFND 1 14000 0 0 SKYWEST INC COM 830879102 27 932 SH DFND 1 932 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 241 1810 SH DFND 1 1810 0 0 SNAP INC CL A 83304A106 329 9154 SH DFND 1 9154 0 0 SNOWFLAKE INC CL A 833445109 37 160 SH DFND 1 160 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 161 500 SH DFND 1 500 0 0 SOLAREDGE TECHNOLOGIES INC PUT 83417M954 0 0 SH Put DFND 1 0 0 0 SONOS INC COM 83570H108 3669 130000 SH DFND 1 130000 0 0 SOUTHERN COPPER CORP COM 84265V105 8 100 SH DFND 1 100 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 52 150 SH DFND 1 150 0 0 SPDR GOLD TR GOLD SHS 78463V107 388 2150 SH DFND 1 2150 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 8635 19120 SH DFND 1 19120 0 0 SPDR SER TR S&P DIVID ETF 78464A763 22 175 SH DFND 1 175 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 309 2300 SH DFND 1 2300 0 0 SPDR SER TR SSGA GNDER ETF 78468R747 29 310 SH DFND 1 310 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 318 6509 SH DFND 1 6509 0 0 SPIRIT AIRLS INC COM 848577102 66 3023 SH DFND 1 3023 0 0 SPLUNK INC COM 848637104 1580 10640 SH DFND 1 10640 0 0 SPLUNK INC NOTE 1.125% 9/1 848637AD6 3517 2927000 PRN DFND 1 2927000 0 0 SPOTIFY TECHNOLOGY S A PUT L8681T952 0 0 SH Put DFND 1 0 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 42573 281893 SH DFND 1 281893 0 0 SPROUTS FMRS MKT INC COM 85208M102 2330 72852 SH DFND 1 72852 0 0 SQUARE INC CL A 852234103 2232 16465 SH DFND 1 16465 0 0 SQUARE INC PUT 852234953 0 0 SH Put DFND 1 0 0 0 STANLEY BLACK & DECKER INC COM 854502101 33 235 SH DFND 1 235 0 0 STARBUCKS CORP COM 855244109 1458 16020 SH DFND 1 16020 0 0 STEEL CONNECT INC COM 858098106 2 800 SH DFND 1 800 0 0 STELLANTIS N.V SHS N82405106 834 50660 SH DFND 1 50660 0 0 STERICYCLE INC COM 858912108 35 600 SH DFND 1 600 0 0 STERIS PLC SHS USD G8473T100 181 750 SH DFND 1 750 0 0 STITCH FIX INC COM CL A 860897107 20 2000 SH DFND 1 2000 0 0 STRYKER CORPORATION COM 863667101 166 620 SH DFND 1 620 0 0 SUNCOR ENERGY INC NEW COM 867224107 0 0 SH DFND 1 0 0 0 SUZANO S A SPON ADS 86959K105 331 28455 SH DFND 1 28455 0 0 SVB FINANCIAL GROUP COM 78486Q101 436 780 SH DFND 1 780 0 0 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 50 4950 SH DFND 1 4950 0 0 SYNCHRONY FINANCIAL COM 87165B103 281 8078 SH DFND 1 8078 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 9076 87042 SH DFND 1 87042 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 23 150 SH DFND 1 150 0 0 TAL EDUCATION GROUP SPONSORED ADS 874080104 33 11000 SH DFND 1 11000 0 0 TARGET CORP COM 87612E106 149 700 SH DFND 1 700 0 0 TC ENERGY CORP COM 87807B107 445 7874 SH DFND 1 7874 0 0 TE CONNECTIVITY LTD REG SHS H84989104 2963 22627 SH DFND 1 22627 0 0 TECHNIPFMC PLC COM G87110105 0 0 SH DFND 1 0 0 0 TEEKAY CORPORATION COM Y8564W103 50 15900 SH DFND 1 15900 0 0 TELADOC HEALTH INC COM 87918A105 298 4103 SH DFND 1 4103 0 0 TELEFONICA BRASIL SA NEW ADR 87936R205 2 212 SH DFND 1 212 0 0 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 30 6290 SH DFND 1 6290 0 0 TERADYNE INC COM 880770102 24 200 SH DFND 1 200 0 0 TESLA INC COM 88160R101 10366 9621 SH DFND 1 9621 0 0 TESLA INC PUT 88160R951 0 0 SH Put DFND 1 0 0 0 TEXAS INSTRS INC COM 882508104 173 940 SH DFND 1 940 0 0 THE TRADE DESK INC COM CL A 88339J105 185 2670 SH DFND 1 2670 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 112565 190561 SH DFND 1 190561 0 0 TIDAL ETF TR SP DWJNS SUKUK 886364702 76 4070 SH DFND 1 4070 0 0 TIDAL ETF TR SP FDS S&P 500 886364801 1124 36020 SH DFND 1 36020 0 0 TIM S A SPONSORED ADR 88706T108 1 45 SH DFND 1 45 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 225 2840 SH DFND 1 2840 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 54 300 SH DFND 1 300 0 0 TRACTOR SUPPLY CO COM 892356106 173 740 SH DFND 1 740 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 17225 112799 SH DFND 1 112799 0 0 TRANSOCEAN LTD REG SHS H8817H100 6 1384 SH DFND 1 1384 0 0 TRAVEL PLUS LEISURE CO COM 894164102 49 850 SH DFND 1 850 0 0 TRIP COM GROUP LTD ADS 89677Q107 2312 100000 SH DFND 1 100000 0 0 TRIVAGO N V SPON ADS A SHS 89686D105 236 100000 SH DFND 1 100000 0 0 TRUIST FINL CORP COM 89832Q109 454 8000 SH DFND 1 8000 0 0 TURQUOISE HILL RES LTD COM 900435207 146 4844 SH DFND 1 4844 0 0 TWILIO INC CL A 90138F102 113 690 SH DFND 1 690 0 0 TWITTER INC COM 90184L102 35 900 SH DFND 1 900 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 1025 1000000 PRN DFND 1 1000000 0 0 TYSON FOODS INC CL A 902494103 176 1960 SH DFND 1 1960 0 0 U S SILICA HLDGS INC COM 90346E103 233 12500 SH DFND 1 12500 0 0 UBER TECHNOLOGIES INC COM 90353T100 183 5147 SH DFND 1 5147 0 0 UBER TECHNOLOGIES INC PUT 90353T950 0 0 SH Put DFND 1 0 0 0 UBS GROUP AG SHS H42097107 66776 3386400 SH DFND 1 3386400 0 0 UGI CORP NEW COM 902681105 155 4288 SH DFND 1 4288 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 170 4000 SH DFND 1 4000 0 0 UNION PAC CORP COM 907818108 546 2000 SH DFND 1 2000 0 0 UNITED AIRLS HLDGS INC COM 910047109 299 6454 SH DFND 1 6454 0 0 UNITED PARCEL SERVICE INC CL B 911312106 84 390 SH DFND 1 390 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2220 4355 SH DFND 1 4355 0 0 UNITY SOFTWARE INC COM 91332U101 60 600 SH DFND 1 600 0 0 UPSTART HLDGS INC COM 91680M107 162 1490 SH DFND 1 1490 0 0 V F CORP COM 918204108 120 2100 SH DFND 1 2100 0 0 VALE S A SPONSORED ADS 91912E105 685 34250 SH DFND 1 34250 0 0 VALERO ENERGY CORP COM 91913Y100 122 1200 SH DFND 1 1200 0 0 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 25 240 SH DFND 1 240 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 12 300 SH DFND 1 300 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 281 6000 SH DFND 1 6000 0 0 VANECK VECTORS ETF TR RARE EARTH STRAT 92189H805 14 116 SH DFND 1 116 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 98 470 SH DFND 1 470 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 58 235 SH DFND 1 235 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 0 0 SH DFND 1 0 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 514 5976 SH DFND 1 5976 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 0 0 SH DFND 1 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 33455 656705 SH DFND 1 656705 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 425 1630 SH DFND 1 1630 0 0 VIACOMCBS INC PUT 92556H956 0 0 SH Put DFND 1 0 0 0 VIAD CORP COM NEW 92552R406 153 4300 SH DFND 1 4300 0 0 VIATRIS INC COM 92556V106 62 5675 SH DFND 1 5675 0 0 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 0 0 SH DFND 1 0 0 0 VISA INC COM CL A 92826C839 207109 933837 SH DFND 1 933837 0 0 VISA INC PUT 92826C959 0 0 SH Put DFND 1 0 0 0 WABTEC COM 929740108 1 21 SH DFND 1 21 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 130 2900 SH DFND 1 2900 0 0 WALMART INC COM 931142103 907 6087 SH DFND 1 6087 0 0 WASTE MGMT INC DEL COM 94106L109 30001 189247 SH DFND 1 189247 0 0 WEBSTER FINL CORP CONN COM 947890109 59 1057 SH DFND 1 1057 0 0 WEIBO CORP NOTE 1.250%11/1 948596AC5 1502 1540000 PRN DFND 1 1540000 0 0 WELLS FARGO CO NEW COM 949746101 5381 111004 SH DFND 1 111004 0 0 WESTERN UN CO COM 959802109 748 39900 SH DFND 1 39900 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 176 3700 SH DFND 1 3700 0 0 WILLIAMS COS INC COM 969457100 211 6320 SH DFND 1 6320 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 231 30000 SH DFND 1 30000 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 736 11500 SH DFND 1 11500 0 0 WIX COM LTD SHS M98068105 16 150 SH DFND 1 150 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 642 10270 SH DFND 1 10270 0 0 XCEL ENERGY INC COM 98389B100 25 350 SH DFND 1 350 0 0 XP INC CL A G98239109 8 280 SH DFND 1 280 0 0 XPENG INC ADS 98422D105 373 13535 SH DFND 1 13535 0 0 YANDEX N V SHS CLASS A N97284108 0 56639 SH DFND 1 56639 0 0 YOUDAO INC SPONSORED ADS 98741T104 14 2000 SH DFND 1 2000 0 0 YUM CHINA HLDGS INC COM 98850P109 52 1245 SH DFND 1 1245 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 72 1450 SH DFND 1 1450 0 0 ZIM INTEGRATED SHIPPING SERV SHS M9T951109 10 135 SH DFND 1 135 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 55 430 SH DFND 1 430 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 311 2665 SH DFND 1 2665 0 0 ZYMEWORKS INC COM 98985W102 66 10000 SH DFND 1 10000 0 0 LINDE PLC SHS G5494J103 13314 41189 SH DFND 2 41189 0 0 LOGITECH INTL S A SHS H50430232 1610 21413 SH DFND 2 21413 0 0 MARSH & MCLENNAN COS INC COM 571748102 631 3702 SH DFND 2 3702 0 0 MCDONALDS CORP COM 580135101 213 859 SH DFND 2 859 0 0 MEDTRONIC PLC SHS G5960L103 317 2855 SH DFND 2 2855 0 0 MERCK & CO. INC COM 58933Y105 13343 162623 SH DFND 2 162623 0 0 METLIFE INC COM 59156R108 15050 214219 SH DFND 2 214219 0 0 MICRON TECHNOLOGY INC COM 595112103 4 48 SH DFND 2 48 0 0 MICROSOFT CORP COM 594918104 26819 87001 SH DFND 2 87001 0 0 MODERNA INC COM 60770K107 404 2350 SH DFND 2 2350 0 0 MONDELEZ INTL INC CL A 609207105 2689 42828 SH DFND 2 42828 0 0 NASDAQ INC COM 631103108 0 0 SH DFND 2 0 0 0 NETFLIX INC COM 64110L106 2395 6399 SH DFND 2 6399 0 0 NEXTERA ENERGY INC COM 65339F101 4286 50623 SH DFND 2 50623 0 0 NIKE INC CL B 654106103 1459 10843 SH DFND 2 10843 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 0 0 SH DFND 2 0 0 0 PALO ALTO NETWORKS INC COM 697435105 18637 29944 SH DFND 2 29944 0 0 PALO ALTO NETWORKS INC PUT 697435955 0 0 SH Put DFND 2 0 0 0 PEPSICO INC COM 713448108 7 41 SH DFND 2 41 0 0 PFIZER INC COM 717081103 71 1370 SH DFND 2 1370 0 0 PHILLIPS 66 COM 718546104 31 360 SH DFND 2 360 0 0 PINTEREST INC CL A 72352L106 1049 42589 SH DFND 2 42589 0 0 PPG INDS INC COM 693506107 177 1350 SH DFND 2 1350 0 0 PROCTER AND GAMBLE CO CALL 742718909 0 0 SH Call DFND 2 0 0 0 PROCTER AND GAMBLE CO COM 742718109 4201 27522 SH DFND 2 27522 0 0 RESMED INC COM 761152107 4 16 SH DFND 2 16 0 0 S&P GLOBAL INC COM 78409V104 2715 6619 SH DFND 2 6619 0 0 SALESFORCE COM INC COM 79466L302 10650 50179 SH DFND 2 50179 0 0 SAP SE SPON ADR 803054204 53 475 SH DFND 2 475 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2277 30000 SH DFND 2 30000 0 0 3M CO COM 88579Y101 395 2657 SH DFND 2 2657 0 0 ABBOTT LABS COM 002824100 5579 47128 SH DFND 2 47128 0 0 ABBVIE INC COM 00287Y109 6387 39416 SH DFND 2 39416 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 82 241 SH DFND 2 241 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 10409 22851 SH DFND 2 22851 0 0 ADOBE SYSTEMS INCORPORATED PUT 00724F951 0 0 SH Put DFND 2 0 0 0 AGNICO EAGLE MINES LTD COM 008474108 164 2678 SH DFND 2 2678 0 0 ALCON AG ORD SHS H01301128 2346 29294 SH DFND 2 29294 0 0 ALIBABA GROUP HLDG LTD PUT 01609W952 0 0 SH Put DFND 2 0 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1908 17536 SH DFND 2 17536 0 0 ALPHABET INC CAP STK CL A 02079K305 33149 11913 SH DFND 2 11913 0 0 ALPHABET INC CAP STK CL C 02079K107 1743 624 SH DFND 2 624 0 0 AMAZON COM INC COM 023135106 23641 7252 SH DFND 2 7252 0 0 AMETEK INC COM 031100100 844 6350 SH DFND 2 6350 0 0 AMGEN INC COM 031162100 3656 15102 SH DFND 2 15102 0 0 APPLE INC COM 037833100 12933 74073 SH DFND 2 74073 0 0 ARISTA NETWORKS INC COM 040413106 2831 20372 SH DFND 2 20372 0 0 AXIS CAP HLDGS LTD SHS G0692U109 0 0 SH DFND 2 0 0 0 BAIDU INC SPON ADR REP A 056752108 86 650 SH DFND 2 650 0 0 BALL CORP COM 058498106 16278 180755 SH DFND 2 180755 0 0 BANK NEW YORK MELLON CORP COM 064058100 276 5558 SH DFND 2 5558 0 0 BAXTER INTL INC COM 071813109 128 1650 SH DFND 2 1650 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 139 393 SH DFND 2 393 0 0 BK OF AMERICA CORP COM 060505104 1414 34302 SH DFND 2 34302 0 0 BLACKROCK INC COM 09247X101 9668 12661 SH DFND 2 12661 0 0 BLACKSTONE GROUP INC COM 09260D107 5863 46195 SH DFND 2 46195 0 0 BROADCOM INC COM 11135F101 1101 1749 SH DFND 2 1749 0 0 CATALENT INC COM 148806102 83 750 SH DFND 2 750 0 0 CATERPILLAR INC COM 149123101 724 3250 SH DFND 2 3250 0 0 CHENIERE ENERGY INC COM NEW 16411R208 453 3265 SH DFND 2 3265 0 0 CHUBB LIMITED COM H1467J104 2890 13515 SH DFND 2 13515 0 0 CINTAS CORP COM 172908105 0 0 SH DFND 2 0 0 0 COCA COLA CO COM 191216100 11789 190082 SH DFND 2 190082 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 52 580 SH DFND 2 580 0 0 COLGATE PALMOLIVE CO COM 194162103 61 800 SH DFND 2 800 0 0 COMCAST CORP NEW CL A 20030N101 4 75 SH DFND 2 75 0 0 COSTCO WHSL CORP NEW COM 22160K105 0 0 SH DFND 2 0 0 0 CSX CORP COM 126408103 7986 213256 SH DFND 2 213256 0 0 CVS HEALTH CORP COM 126650100 0 0 SH DFND 2 0 0 0 DANAHER CORPORATION COM 235851102 36 120 SH DFND 2 120 0 0 DEERE & CO COM 244199105 0 0 SH DFND 2 0 0 0 DISNEY WALT CO COM 254687106 17011 124003 SH DFND 2 124003 0 0 DISNEY WALT CO PUT 254687956 0 0 SH Put DFND 2 0 0 0 DOLLAR GEN CORP NEW COM 256677105 78 350 SH DFND 2 350 0 0 EXELON CORP COM 30161N101 104 2180 SH DFND 2 2180 0 0 EXPEDIA GROUP INC COM NEW 30212P303 59 300 SH DFND 2 300 0 0 EXXON MOBIL CORP COM 30231G102 90 1093 SH DFND 2 1093 0 0 F5 NETWORKS INC COM 315616102 334 1600 SH DFND 2 1600 0 0 FACEBOOK INC CL A 30303M102 2947 13265 SH DFND 2 13265 0 0 FERRARI N V COM N3167Y103 888 4020 SH DFND 2 4020 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 0 0 SH DFND 2 0 0 0 FRANCO NEV CORP COM 351858105 5 31 SH DFND 2 31 0 0 FREEPORT-MCMORAN INC CL B 35671D857 1489 29937 SH DFND 2 29937 0 0 GILEAD SCIENCES INC COM 375558103 30 500 SH DFND 2 500 0 0 GLOBAL PMTS INC CALL 37940X902 0 0 SH Call DFND 2 0 0 0 GLOBAL PMTS INC COM 37940X102 235 1714 SH DFND 2 1714 0 0 HOME DEPOT INC COM 437076102 3126 10442 SH DFND 2 10442 0 0 HONEYWELL INTL INC COM 438516106 15026 77222 SH DFND 2 77222 0 0 HONEYWELL INTL INC PUT 438516956 0 0 SH Put DFND 2 0 0 0 ILLINOIS TOOL WKS INC COM 452308109 10 49 SH DFND 2 49 0 0 INGERSOLL RAND INC COM 45687V106 32 626 SH DFND 2 626 0 0 INTEL CORP COM 458140100 545 11000 SH DFND 2 11000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 79 608 SH DFND 2 608 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 73 200 SH DFND 2 200 0 0 IQVIA HLDGS INC COM 46266C105 3868 16747 SH DFND 2 16747 0 0 ISHARES INC CORE MSCI EMKT 46434G103 75 1343 SH DFND 2 1343 0 0 ISHARES INC MSCI EURZONE ETF 464286608 139 3214 SH DFND 2 3214 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 36 584 SH DFND 2 584 0 0 ISHARES INC MSCI SWITZERLAND 464286749 0 0 SH DFND 2 0 0 0 ISHARES INC US INTL HGH YLD 464286178 26 555 SH DFND 2 555 0 0 ISHARES TR 0-3 MNTH TREASRY 46436E718 25 245 SH DFND 2 245 0 0 ISHARES TR CONV BD ETF 46435G102 35 421 SH DFND 2 421 0 0 ISHARES TR CORE S&P500 ETF 464287200 202 446 SH DFND 2 446 0 0 ISHARES TR GLOBAL REIT ETF 46434V647 87 2985 SH DFND 2 2985 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 33 641 SH DFND 2 641 0 0 ISHARES TR MSCI CHINA ETF 46429B671 58 1095 SH DFND 2 1095 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 40 885 SH DFND 2 885 0 0 ISHARES TR MSCI UK ETF NEW 46435G334 49 1469 SH DFND 2 1469 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 1862 24000 SH DFND 2 24000 0 0 ISHARES TR US HLTHCARE ETF 464287762 23 81 SH DFND 2 81 0 0 JOHNSON & JOHNSON COM 478160104 296 1671 SH DFND 2 1671 0 0 JPMORGAN CHASE & CO COM 46625H100 20440 150030 SH DFND 2 150030 0 0 KELLOGG CO COM 487836108 318 4918 SH DFND 2 4918 0 0 KLA CORP COM NEW 482480100 0 0 SH DFND 2 0 0 0 KRAFT HEINZ CO COM 500754106 394 10000 SH DFND 2 10000 0 0 LAM RESEARCH CORP COM 512807108 9 17 SH DFND 2 17 0 0 LAUDER ESTEE COS INC CL A 518439104 4264 15654 SH DFND 2 15654 0 0 SEMPRA ENERGY COM 816851109 210 1250 SH DFND 2 1250 0 0 SERVICENOW INC COM 81762P102 506 909 SH DFND 2 909 0 0 SHERWIN WILLIAMS CO COM 824348106 10 39 SH DFND 2 39 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 247 6000 SH DFND 2 6000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1067 2363 SH DFND 2 2363 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 7555 50021 SH DFND 2 50021 0 0 SPROUTS FMRS MKT INC COM 85208M102 90 2800 SH DFND 2 2800 0 0 STELLANTIS N.V SHS N82405106 456 27655 SH DFND 2 27655 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 3123 29950 SH DFND 2 29950 0 0 TE CONNECTIVITY LTD REG SHS H84989104 2178 16640 SH DFND 2 16640 0 0 TEXAS INSTRS INC COM 882508104 16 89 SH DFND 2 89 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 13426 22724 SH DFND 2 22724 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 718 4707 SH DFND 2 4707 0 0 UBS GROUP AG SHS H42097107 495 25095 SH DFND 2 25095 0 0 UNITEDHEALTH GROUP INC COM 91324P102 18 36 SH DFND 2 36 0 0 VERISIGN INC COM 92343E102 445 2000 SH DFND 2 2000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 8426 165425 SH DFND 2 165425 0 0 VISA INC COM CL A 92826C839 32735 147592 SH DFND 2 147592 0 0 VISA INC PUT 92826C959 0 0 SH Put DFND 2 0 0 0 WASTE MGMT INC DEL COM 94106L109 4852 30586 SH DFND 2 30586 0 0 WELLS FARGO CO NEW COM 949746101 295 6100 SH DFND 2 6100 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 87 1400 SH DFND 2 1400 0 0