Executive Vice President

0001420506-20-001209.txt : 20201112 0001420506-20-001209.hdr.sgml : 20201112 20201112120057 ACCESSION NUMBER: 0001420506-20-001209 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Compagnie Lombard Odier SCmA CENTRAL INDEX KEY: 0001615423 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16235 FILM NUMBER: 201304973 BUSINESS ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 BUSINESS PHONE: 44 22 709 2111 MAIL ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Odier SCA DATE OF NAME CHANGE: 20160205 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Lombard, Odier SCA DATE OF NAME CHANGE: 20140731 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001615423 XXXXXXXX 09-30-2020 09-30-2020 false Compagnie Lombard Odier SCmA

RUE DE LA CORRATERIE 18 1204 GENEVA V8 CH1204

13F COMBINATION REPORT 028-16235 0001491719 028-13939 Lombard Odier Asset Management (USA) Corp 0001535660 028-16247 Lombard Odier Asset Management (Switzerland) SA 0001535784 028-16246 Lombard Odier Asset Management (Europe) Ltd N Dominic Stearns Executive Vice President 44 22 709 2111 Dominic Stearns, Executive Vice President 1204 GENEVA V8 11-12-2020 2 794 3351472 false 1 0001106185 028-16234 Bank Lombard Odier & Co Ltd 2 0001615293 028-16239 Lombard Odier (Europe) S.A. INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR COMPAGNIE LOMBARD ODIER SCMA 3M CO COM 88579Y101 170 1057 SH DFND 1057 0 0 ABBOTT LABS COM 002824100 1176 10804 SH DFND 10804 0 0 ABBVIE INC COM 00287Y109 1758 20081 SH DFND 20081 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 121 535 SH DFND 535 0 0 ACTIVISION BLIZZARD INC COM 00507V109 29 358 SH DFND 358 0 0 ALCON AG ORD SHS H01301128 225 3971 SH DFND 3971 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 3 28 SH DFND 28 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 745 2536 SH DFND 2536 0 0 ALLY FINL INC COM 02005N100 2 87 SH DFND 87 0 0 ALPHABET INC CAP STK CL A 02079K305 2508 1711 SH DFND 1711 0 0 ALPHABET INC CAP STK CL C 02079K107 19 13 SH DFND 13 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 2 100 SH DFND 100 0 0 ALTRIA GROUP INC COM 02209S103 15 400 SH DFND 400 0 0 AMAZON COM INC COM 023135106 2789 886 SH DFND 886 0 0 AMERICAN TOWER CORP NEW COM 03027X100 5 19 SH DFND 19 0 0 AMETEK INC COM 031100100 343 3463 SH DFND 3463 0 0 AMGEN INC COM 031162100 591 2328 SH DFND 2328 0 0 APPLE INC COM 037833100 2226 19218 SH DFND 19218 0 0 APPLIED MATLS INC COM 038222105 0 0 SH DFND 0 0 0 ARISTA NETWORKS INC COM 040413106 99 477 SH DFND 477 0 0 AT&T INC COM 00206R102 123 4325 SH DFND 4325 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 58 416 SH DFND 416 0 0 BALL CORP COM 058498106 427 5135 SH DFND 5135 0 0 BANCO SANTANDER S.A. 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INC COM 58933Y105 4 51 SH DFND 51 0 0 METLIFE INC COM 59156R108 0 0 SH DFND 0 0 0 MICROSOFT CORP COM 594918104 2298 10920 SH DFND 10920 0 0 MONDELEZ INTL INC CL A 609207105 954 16608 SH DFND 16608 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 4 26 SH DFND 26 0 0 MSCI INC COM 55354G100 3 9 SH DFND 9 0 0 NETFLIX INC COM 64110L106 1505 3010 SH DFND 3010 0 0 NIKE INC CL B 654106103 7 53 SH DFND 53 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 1 190 SH DFND 190 0 0 OCCIDENTAL PETE CORP COM 674599105 15 1521 SH DFND 1521 0 0 OWENS CORNING NEW COM 690742101 5 79 SH DFND 79 0 0 PALO ALTO NETWORKS INC COM 697435105 1096 4482 SH DFND 4482 0 0 PAYCHEX INC COM 704326107 103 1292 SH DFND 1292 0 0 PAYPAL HLDGS INC COM 70450Y103 50 255 SH DFND 255 0 0 PFIZER INC COM 717081103 107 2924 SH DFND 2924 0 0 PHILLIPS 66 COM 718546104 150 2904 SH DFND 2904 0 0 PINTEREST INC CL A 72352L106 397 9563 SH DFND 9563 0 0 PNC FINL SVCS GROUP INC COM 693475105 6 52 SH DFND 52 0 0 PPG INDS INC COM 693506107 367 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COM 278642103 298 5711 SH DFND 1 5711 0 0 ECOLAB INC COM 278865100 380 1900 SH DFND 1 1900 0 0 ECOPETROL S A SPONSORED ADS 279158109 86 8732 SH DFND 1 8732 0 0 EDITAS MEDICINE INC COM 28106W103 3 100 SH DFND 1 100 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 2983 37380 SH DFND 1 37380 0 0 ELASTIC N V ORD SHS N14506104 32 300 SH DFND 1 300 0 0 ELECTRONIC ARTS INC COM 285512109 4587 35180 SH DFND 1 35180 0 0 EMBRAER S.A. SPONSORED ADS 29082A107 200 45366 SH DFND 1 45366 0 0 EMERSON ELEC CO COM 291011104 57 870 SH DFND 1 870 0 0 ENBRIDGE INC COM 29250N105 151 5193 SH DFND 1 5193 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 12 3400 SH DFND 1 3400 0 0 EOG RES INC COM 26875P101 363 10118 SH DFND 1 10118 0 0 EQUINIX INC COM 29444U700 335 441 SH DFND 1 441 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 42 4000 SH DFND 1 4000 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 140 3000 SH DFND 1 3000 0 0 ETF SER SOLUTIONS US GLB JETS 26922A842 42 2500 SH DFND 1 2500 0 0 EURONAV NV CALL B38564908 0 1000 SH Call DFND 1 1000 0 0 EVENTBRITE INC COM CL A 29975E109 203 18684 SH DFND 1 18684 0 0 EVER GLORY INTL GRP INC COM NEW 299766204 2 2000 SH DFND 1 2000 0 0 EXACT SCIENCES CORP COM 30063P105 250 2450 SH DFND 1 2450 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/0 30063PAC9 543 500000 PRN DFND 1 500000 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 2448 2070000 PRN DFND 1 2070000 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 41 850 SH DFND 1 850 0 0 EXELON CORP COM 30161N101 4664 130361 SH DFND 1 130361 0 0 EXELON CORP PUT 30161N951 0 0 SH Put DFND 1 0 0 0 EXPEDIA GROUP INC COM NEW 30212P303 765 8350 SH DFND 1 8350 0 0 EXXON MOBIL CORP COM 30231G102 6372 185620 SH DFND 1 185620 0 0 FACEBOOK INC CALL 30303M902 0 0 SH Call DFND 1 0 0 0 FACEBOOK INC CL A 30303M102 57239 218543 SH DFND 1 218543 0 0 FACEBOOK INC PUT 30303M952 315 40000 SH Put DFND 1 40000 0 0 FASTLY INC CL A 31188V100 0 0 SH DFND 1 0 0 0 FERRARI N V COM N3167Y103 29197 158933 SH DFND 1 158933 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 61 5000 SH DFND 1 5000 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 1079 7329 SH DFND 1 7329 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 39 4200 SH DFND 1 4200 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 499 4579 SH DFND 1 4579 0 0 FIRST SOLAR INC COM 336433107 199 3000 SH DFND 1 3000 0 0 FLUOR CORP NEW COM 343412102 7 850 SH DFND 1 850 0 0 FORTUNA SILVER MINES INC COM 349915108 39 6200 SH DFND 1 6200 0 0 FRANCO NEV CORP COM 351858105 4388 31500 SH DFND 1 31500 0 0 FREEPORT-MCMORAN INC CL B 35671D857 956 61116 SH DFND 1 61116 0 0 GARMIN LTD SHS H2906T109 9524 100400 SH DFND 1 100400 0 0 GARTNER INC COM 366651107 39 310 SH DFND 1 310 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 0 0 SH DFND 1 0 0 0 GDS HLDGS LTD SPONSORED ADS 36165L108 245 3000 SH DFND 1 3000 0 0 GENERAL DYNAMICS CORP COM 369550108 28 200 SH DFND 1 200 0 0 GENERAL ELECTRIC CO COM 369604103 447 72035 SH DFND 1 72035 0 0 GENERAL MLS INC COM 370334104 1635 26500 SH DFND 1 26500 0 0 GENERAL MTRS CO COM 37045V100 463 15660 SH DFND 1 15660 0 0 GERDAU SA SPON ADR REP PFD 373737105 353 95304 SH DFND 1 95304 0 0 GILEAD SCIENCES INC COM 375558103 2284 36150 SH DFND 1 36150 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 116 2900 SH DFND 1 2900 0 0 GLOBAL X FDS MSCI GREECE ETF 37954Y319 33 1667 SH DFND 1 1667 0 0 GODADDY INC CL A 380237107 221 2900 SH DFND 1 2900 0 0 GOL LINHAS AEREAS INTELIGENT SPON ADR PFD NEW 38045R206 68 11173 SH DFND 1 11173 0 0 GOLAR LNG LTD SHS G9456A100 6 1000 SH DFND 1 1000 0 0 GOLDEN MINERALS CO COM 381119106 4 10160 SH DFND 1 10160 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2367 11780 SH DFND 1 11780 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 9 1150 SH DFND 1 1150 0 0 GOPRO INC CL A 38268T103 9 2000 SH DFND 1 2000 0 0 GRAFTECH INTL LTD COM 384313508 875 127885 SH DFND 1 127885 0 0 GREAT PANTHER MNG LTD COM 39115V101 7 7900 SH DFND 1 7900 0 0 GRUPO AEROPORTUARIO DEL CENT SPON ADR 400501102 81 2203 SH DFND 1 2203 0 0 GRUPO AEROPUERTO DEL PACIFIC SPON ADR B 400506101 87 1074 SH DFND 1 1074 0 0 GSX TECHEDU INC SPONSORED ADS 36257Y109 2278 25280 SH DFND 1 25280 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 127 1300 SH DFND 1 1300 0 0 GW PHARMACEUTICALS PLC PUT 36197T953 0 0 SH Put DFND 1 0 0 0 HAIN CELESTIAL GROUP INC COM 405217100 214 6250 SH DFND 1 6250 0 0 HALLIBURTON CO COM 406216101 1381 114581 SH DFND 1 114581 0 0 HARLEY DAVIDSON INC COM 412822108 12 500 SH DFND 1 500 0 0 HELMERICH & PAYNE INC COM 423452101 363 24803 SH DFND 1 24803 0 0 HESS CORP COM 42809H107 164 4000 SH DFND 1 4000 0 0 HILTON WORLDWIDE HLDGS INC PUT 43300A953 0 1000 SH Put DFND 1 1000 0 0 HOME DEPOT INC COM 437076102 62988 226792 SH DFND 1 226792 0 0 HOME DEPOT INC PUT 437076952 185 25000 SH Put DFND 1 25000 0 0 HONEYWELL INTL INC COM 438516106 10798 65577 SH DFND 1 65577 0 0 HOST HOTELS & RESORTS INC COM 44107P104 22 2000 SH DFND 1 2000 0 0 HUBSPOT INC COM 443573100 29 100 SH DFND 1 100 0 0 IDEXX LABS INC COM 45168D104 16 40 SH DFND 1 40 0 0 IHS MARKIT LTD SHS G47567105 14236 181270 SH DFND 1 181270 0 0 ILLINOIS TOOL WKS INC COM 452308109 7786 40300 SH DFND 1 40300 0 0 ILLUMINA INC COM 452327109 9 30 SH DFND 1 30 0 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 1669 1293000 PRN DFND 1 1293000 0 0 ILLUMINA INC NOTE 8/1 452327AK5 0 0 PRN DFND 1 0 0 0 INCYTE CORP COM 45337C102 22 250 SH DFND 1 250 0 0 ING GROEP N.V. SPONSORED ADR 456837103 206 29152 SH DFND 1 29152 0 0 INGERSOLL RAND INC COM 45687V106 543 15216 SH DFND 1 15216 0 0 INOZYME PHARMA INC COM 45790W108 66 2525 SH DFND 1 2525 0 0 INSEEGO CORP COM 45782B104 26 2500 SH DFND 1 2500 0 0 INTEL CORP CALL 458140900 0 0 SH Call DFND 1 0 0 0 INTEL CORP COM 458140100 19986 385969 SH DFND 1 385969 0 0 INTEL CORP PUT 458140950 0 0 SH Put DFND 1 0 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 199 10000 SH DFND 1 10000 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 41 1000 SH DFND 1 1000 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 167 1670 SH DFND 1 1670 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1934 15890 SH DFND 1 15890 0 0 INTERNATIONAL BUSINESS MACHS PUT 459200951 0 0 SH Put DFND 1 0 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 10381 84780 SH DFND 1 84780 0 0 INTUIT COM 461202103 751 2300 SH DFND 1 2300 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 1100 1550 SH DFND 1 1550 0 0 INVESCO EXCH TRADED FD TR II CHINA TECHNLGY 46138E800 759 10970 SH DFND 1 10970 0 0 INVESCO LTD SHS G491BT108 33 2935 SH DFND 1 2935 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 5049 18174 SH DFND 1 18174 0 0 IQVIA HLDGS INC COM 46266C105 38001 241081 SH DFND 1 241081 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 763 27600 SH DFND 1 27600 0 0 ISHARES INC MSCI EURZONE ETF 464286608 2550 67150 SH DFND 1 67150 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 0 0 SH DFND 1 0 0 0 ISHARES INC MSCI PAC JP ETF 464286665 390 9605 SH DFND 1 9605 0 0 ISHARES INC PUT 464286950 16 4000 SH Put DFND 1 4000 0 0 ISHARES INC PUT 46434G954 0 1000 SH Put DFND 1 1000 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 203 2350 SH DFND 1 2350 0 0 ISHARES TR 20 YR TR BD ETF 464287432 240 1471 SH DFND 1 1471 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 43 325 SH DFND 1 325 0 0 ISHARES TR CORE S&P MCP ETF 464287507 137 739 SH DFND 1 739 0 0 ISHARES TR CORE S&P SCP ETF 464287804 161 2297 SH DFND 1 2297 0 0 ISHARES TR INTL TREA BD ETF 464288117 5861 110854 SH DFND 1 110854 0 0 ISHARES TR JPX NIKKEI 400 464287382 294 4600 SH DFND 1 4600 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 386 5000 SH DFND 1 5000 0 0 ISHARES TR MSCI ACWI ETF 464288257 1578 19750 SH DFND 1 19750 0 0 ISHARES TR MSCI CHINA ETF 46429B671 0 0 SH DFND 1 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 300 4716 SH DFND 1 4716 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 2549 57860 SH DFND 1 57860 0 0 ITAU UNIBANCO HLDG S A SPON ADR REP PFD 465562106 82 20730 SH DFND 1 20730 0 0 IZEA WORLDWIDE INC COM 46604H105 149 150000 SH DFND 1 150000 0 0 JD.COM INC SPON ADR CL A 47215P106 456 5870 SH DFND 1 5870 0 0 JETBLUE AWYS CORP COM 477143101 41 3652 SH DFND 1 3652 0 0 JOHNSON & JOHNSON COM 478160104 5626 37778 SH DFND 1 37778 0 0 JOYY INC ADS REPSTG COM A 46591M109 13714 170000 SH DFND 1 170000 0 0 JPMORGAN CHASE & CO CALL 46625H900 4 9000 SH Call DFND 1 9000 0 0 JPMORGAN CHASE & CO COM 46625H100 47548 493782 SH DFND 1 493782 0 0 JPMORGAN CHASE & CO PUT 46625H950 0 0 SH Put DFND 1 0 0 0 KBR INC COM 48242W106 179 8000 SH DFND 1 8000 0 0 KELLOGG CO COM 487836108 1582 24500 SH DFND 1 24500 0 0 KEYCORP COM 493267108 3 253 SH DFND 1 253 0 0 KIMBERLY CLARK CORP COM 494368103 591 4000 SH DFND 1 4000 0 0 KINDER MORGAN INC DEL COM 49456B101 125 10103 SH DFND 1 10103 0 0 KINROSS GOLD CORP CALL 496902904 2 1000 SH Call DFND 1 1000 0 0 KIRKLAND LAKE GOLD LTD COM 49741E100 6910 142000 SH DFND 1 142000 0 0 KONTOOR BRANDS INC COM 50050N103 6 235 SH DFND 1 235 0 0 KRAFT HEINZ CO COM 500754106 3056 102048 SH DFND 1 102048 0 0 KROGER CO COM 501044101 288 8500 SH DFND 1 8500 0 0 LAM RESEARCH CORP COM 512807108 116 350 SH DFND 1 350 0 0 LAS VEGAS SANDS CORP COM 517834107 25 540 SH DFND 1 540 0 0 LAUDER ESTEE COS INC CL A 518439104 4011 18384 SH DFND 1 18384 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 6 4000 SH DFND 1 4000 0 0 LINDE PLC CALL G5494J903 0 0 SH Call DFND 1 0 0 0 LINDE PLC PUT G5494J953 0 0 SH Put DFND 1 0 0 0 LINDE PLC SHS G5494J103 61388 259295 SH DFND 1 259295 0 0 LINE CORP SPONSORED ADR 53567X101 15 300 SH DFND 1 300 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 4532 84072 SH DFND 1 84072 0 0 LIVE NATION ENTERTAINMENT IN PUT 538034959 0 0 SH Put DFND 1 0 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 294 225869 SH DFND 1 225869 0 0 LOCKHEED MARTIN CORP COM 539830109 0 0 SH DFND 1 0 0 0 LOGITECH INTL S A CALL H50430902 0 0 SH Call DFND 1 0 0 0 LOGITECH INTL S A SHS H50430232 40385 517554 SH DFND 1 517554 0 0 LOWES COS INC COM 548661107 829 5000 SH DFND 1 5000 0 0 LULULEMON ATHLETICA INC COM 550021109 296 900 SH DFND 1 900 0 0 LYFT INC CL A COM 55087P104 69 2500 SH DFND 1 2500 0 0 MARATHON OIL CORP COM 565849106 135 33043 SH DFND 1 33043 0 0 MARATHON PETE CORP COM 56585A102 96 3262 SH DFND 1 3262 0 0 MARCUS CORP DEL COM 566330106 47 6136 SH DFND 1 6136 0 0 MARRIOTT INTL INC NEW CL A 571903202 190 2051 SH DFND 1 2051 0 0 MARSH & MCLENNAN COS INC COM 571748102 6811 59379 SH DFND 1 59379 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1628 4815 SH DFND 1 4815 0 0 MATCH GROUP INC NEW COM 57667L107 314 2840 SH DFND 1 2840 0 0 MCDONALDS CORP COM 580135101 14387 65533 SH DFND 1 65533 0 0 MEDALLIA INC COM 584021109 88 3200 SH DFND 1 3200 0 0 MEDLEY CAP CORP COM 58503F502 45 2500 SH DFND 1 2500 0 0 MEDTRONIC PLC PUT G5960L953 0 0 SH Put DFND 1 0 0 0 MEDTRONIC PLC SHS G5960L103 12243 117805 SH DFND 1 117805 0 0 MERCK & CO. INC COM 58933Y105 55252 666201 SH DFND 1 666201 0 0 MERCURY SYS INC COM 589378108 209 2700 SH DFND 1 2700 0 0 METLIFE INC COM 59156R108 9651 259606 SH DFND 1 259606 0 0 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AF1 0 0 PRN DFND 1 0 0 0 MICRON TECHNOLOGY INC COM 595112103 686 14585 SH DFND 1 14585 0 0 MICROSOFT CORP CALL 594918904 738 16800 SH Call DFND 1 16800 0 0 MICROSOFT CORP COM 594918104 155291 738376 SH DFND 1 738376 0 0 MICROSOFT CORP PUT 594918954 227 28000 SH Put DFND 1 28000 0 0 MIDDLEBY CORP COM 596278101 39 440 SH DFND 1 440 0 0 MODERNA INC COM 60770K107 686 9689 SH DFND 1 9689 0 0 MONDELEZ INTL INC CL A 609207105 37097 645778 SH DFND 1 645778 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 6 71 SH DFND 1 71 0 0 MORGAN STANLEY INDIA INVT FD COM 61745C105 0 0 SH DFND 1 0 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 784 5000 SH DFND 1 5000 0 0 MYLAN NV SHS EURO N59465109 74 5000 SH DFND 1 5000 0 0 NASDAQ INC COM 631103108 55 450 SH DFND 1 450 0 0 NATIONAL OILWELL VARCO INC COM 637071101 222 24539 SH DFND 1 24539 0 0 NATWEST GROUP PLC SPONS ADR 2 ORD 639057108 394 146487 SH DFND 1 146487 0 0 NEOVASC INC COM 64065J304 0 85 SH DFND 1 85 0 0 NETEASE INC SPONSORED ADS 64110W102 466 1025 SH DFND 1 1025 0 0 NETFLIX INC COM 64110L106 10334 20656 SH DFND 1 20656 0 0 NEW RELIC INC COM 64829B100 176 3120 SH DFND 1 3120 0 0 NEWELL BRANDS INC COM 651229106 34 2000 SH DFND 1 2000 0 0 NEWMONT CORP COM 651639106 2627 41420 SH DFND 1 41420 0 0 NEXTERA ENERGY INC CALL 65339F901 757 17400 SH Call DFND 1 17400 0 0 NEXTERA ENERGY INC COM 65339F101 10113 36436 SH DFND 1 36436 0 0 NIKE INC CL B 654106103 10927 87026 SH DFND 1 87026 0 0 NIKOLA CORP COM 654110105 2 110 SH DFND 1 110 0 0 NIO INC SPON ADS 62914V106 304 14300 SH DFND 1 14300 0 0 NOBLE ENERGY INC COM 655044105 920 107565 SH DFND 1 107565 0 0 NOKIA CORP SPONSORED ADR 654902204 0 85 SH DFND 1 85 0 0 NORTHROP GRUMMAN CORP COM 666807102 442 1400 SH DFND 1 1400 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 70 4072 SH DFND 1 4072 0 0 NOVAVAX INC COM NEW 670002401 65 600 SH DFND 1 600 0 0 NOVOCURE LTD ORD SHS G6674U108 334 3000 SH DFND 1 3000 0 0 NUTANIX INC CL A 67059N108 327 14700 SH DFND 1 14700 0 0 NVIDIA CORPORATION COM 67066G104 14656 27085 SH DFND 1 27085 0 0 NXP SEMICONDUCTORS N V COM N6596X109 499 4000 SH DFND 1 4000 0 0 OBSEVA SA COM H5861P103 10 3900 SH DFND 1 3900 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 3 1404 SH DFND 1 1404 0 0 OCCIDENTAL PETE CORP COM 674599105 100 9971 SH DFND 1 9971 0 0 OI SA SPONSORED ADR NE 670851500 0 2 SH DFND 1 2 0 0 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 1497 1124000 PRN DFND 1 1124000 0 0 ONEOK INC NEW COM 682680103 42 1614 SH DFND 1 1614 0 0 ORACLE CORP COM 68389X105 632 10560 SH DFND 1 10560 0 0 OTIS WORLDWIDE CORP COM 68902V107 6 100 SH DFND 1 100 0 0 PALO ALTO NETWORKS INC CALL 697435905 0 0 SH Call DFND 1 0 0 0 PALO ALTO NETWORKS INC COM 697435105 55794 227987 SH DFND 1 227987 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 1284 1134000 PRN DFND 1 1134000 0 0 PALO ALTO NETWORKS INC PUT 697435955 0 0 SH Put DFND 1 0 0 0 PARK HOTELS RESORTS INC COM 700517105 20 2000 SH DFND 1 2000 0 0 PAYPAL HLDGS INC COM 70450Y103 7036 35720 SH DFND 1 35720 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 2975 29977 SH DFND 1 29977 0 0 PEPSICO INC COM 713448108 1103 7956 SH DFND 1 7956 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 153 21780 SH DFND 1 21780 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 918 128908 SH DFND 1 128908 0 0 PFIZER INC COM 717081103 1629 44378 SH DFND 1 44378 0 0 PHILIP MORRIS INTL INC COM 718172109 2384 31810 SH DFND 1 31810 0 0 PHILLIPS 66 COM 718546104 2156 41543 SH DFND 1 41543 0 0 PINTEREST INC CL A 72352L106 22424 540100 SH DFND 1 540100 0 0 PIONEER NAT RES CO COM 723787107 0 0 SH DFND 1 0 0 0 POLARIS INC COM 731068102 8 90 SH DFND 1 90 0 0 PPG INDS INC COM 693506107 1282 10494 SH DFND 1 10494 0 0 PROCTER AND GAMBLE CO COM 742718109 34254 246468 SH DFND 1 246468 0 0 PROGRESSIVE CORP COM 743315103 10182 107564 SH DFND 1 107564 0 0 PROOFPOINT INC NOTE 0.250% 8/1 743424AF0 0 0 PRN DFND 1 0 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 23 1437 SH DFND 1 1437 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 123 1700 SH DFND 1 1700 0 0 PROSHARES TR ULTRAPRO SHT QQQ 74347G861 57 2400 SH DFND 1 2400 0 0 PTC INC COM 69370C100 1061 12818 SH DFND 1 12818 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 7 130 SH DFND 1 130 0 0 PVH CORPORATION COM 693656100 182 3052 SH DFND 1 3052 0 0 QIAGEN NV SHS NEW N72482123 3001 57777 SH DFND 1 57777 0 0 QUALCOMM INC COM 747525103 88 750 SH DFND 1 750 0 0 QUALYS INC COM 74758T303 59 600 SH DFND 1 600 0 0 RANGE RES CORP COM 75281A109 0 0 SH DFND 1 0 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 435 7549 SH DFND 1 7549 0 0 REGENERON PHARMACEUTICALS COM 75886F107 711 1270 SH DFND 1 1270 0 0 REPUBLIC SVCS INC COM 760759100 19 200 SH DFND 1 200 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 3 165 SH DFND 1 165 0 0 RIO TINTO PLC SPONSORED ADR 767204100 362 6000 SH DFND 1 6000 0 0 ROKU INC COM CL A 77543R102 189 1000 SH DFND 1 1000 0 0 ROSS STORES INC COM 778296103 495 5300 SH DFND 1 5300 0 0 ROYAL BK CDA COM 780087102 245 3500 SH DFND 1 3500 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 186 2870 SH DFND 1 2870 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 789 32573 SH DFND 1 32573 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 110 4320 SH DFND 1 4320 0 0 S&P GLOBAL INC COM 78409V104 70863 196529 SH DFND 1 196529 0 0 S&P GLOBAL INC PUT 78409V954 208 20000 SH Put DFND 1 20000 0 0 SALESFORCE COM INC COM 79466L302 972 3868 SH DFND 1 3868 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 8 1000 SH DFND 1 1000 0 0 SANGAMO THERAPEUTICS INC COM 800677106 94 10000 SH DFND 1 10000 0 0 SCHWAB CHARLES CORP COM 808513105 0 0 SH DFND 1 0 0 0 SEA LTD SPONSORD ADS 81141R100 92 600 SH DFND 1 600 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 20 400 SH DFND 1 400 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 66 2200 SH DFND 1 2200 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 24 1000 SH DFND 1 1000 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 0 0 SH DFND 1 0 0 0 SEMPRA ENERGY COM 816851109 1082 9141 SH DFND 1 9141 0 0 SERVICE CORP INTL COM 817565104 32 750 SH DFND 1 750 0 0 SERVICENOW INC COM 81762P102 301 620 SH DFND 1 620 0 0 SHERWIN WILLIAMS CO COM 824348106 1393 2000 SH DFND 1 2000 0 0 SHOPIFY INC CL A 82509L107 768 750 SH DFND 1 750 0 0 SHOPIFY INC PUT 82509L957 0 0 SH Put DFND 1 0 0 0 SIFY TECHNOLOGIES LTD SPONSORED ADS 82655M107 0 35 SH DFND 1 35 0 0 SILVERCORP METALS INC COM 82835P103 20 2790 SH DFND 1 2790 0 0 SIMON PPTY GROUP INC NEW COM 828806109 89 1374 SH DFND 1 1374 0 0 SIMPSON MANUFACTURING CO INC COM 829073105 505 5200 SH DFND 1 5200 0 0 SKYWEST INC COM 830879102 40 1331 SH DFND 1 1331 0 0 SNAP INC CL A 83304A106 368 14080 SH DFND 1 14080 0 0 SONOS INC COM 83570H108 3188 210000 SH DFND 1 210000 0 0 SOUTHERN COPPER CORP COM 84265V105 5 100 SH DFND 1 100 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 5884 4474000 PRN DFND 1 4474000 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 112 405 SH DFND 1 405 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 8839 26398 SH DFND 1 26398 0 0 SPDR SER TR S&P DIVID ETF 78464A763 16 175 SH DFND 1 175 0 0 SPDR SER TR SSGA GNDER ETF 78468R747 24 310 SH DFND 1 310 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 176 9299 SH DFND 1 9299 0 0 SPIRIT AIRLS INC COM 848577102 70 4318 SH DFND 1 4318 0 0 SPLUNK INC NOTE 0.500% 9/1 848637AC8 0 0 PRN DFND 1 0 0 0 SPLUNK INC NOTE 1.125% 9/1 848637AD6 1005 695000 PRN DFND 1 695000 0 0 SPOTIFY TECHNOLOGY S A PUT L8681T952 0 0 SH Put DFND 1 0 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 61443 253272 SH DFND 1 253272 0 0 SPROTT INC COM NEW 852066208 0 0 SH DFND 1 0 0 0 SPROUTS FMRS MKT INC COM 85208M102 1982 94773 SH DFND 1 94773 0 0 SQUARE INC CL A 852234103 104 640 SH DFND 1 640 0 0 STARBUCKS CORP COM 855244109 1160 13500 SH DFND 1 13500 0 0 STEEL CONNECT INC COM 858098106 0 800 SH DFND 1 800 0 0 STERICYCLE INC COM 858912108 38 600 SH DFND 1 600 0 0 STERIS PLC SHS USD G8473T100 132 750 SH DFND 1 750 0 0 STERLING BANCORP DEL COM 85917A100 34 3263 SH DFND 1 3263 0 0 STRYKER CORPORATION COM 863667101 29 140 SH DFND 1 140 0 0 SURGALIGN HOLDINGS INC COM 86882C105 99 54789 SH DFND 1 54789 0 0 SYNCHRONY FINANCIAL COM 87165B103 2361 90208 SH DFND 1 90208 0 0 SYNOPSYS INC COM 871607107 214 1000 SH DFND 1 1000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 4434 54680 SH DFND 1 54680 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 1 30 SH DFND 1 30 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 41 250 SH DFND 1 250 0 0 TAL EDUCATION GROUP SPONSORED ADS 874080104 22545 296500 SH DFND 1 296500 0 0 TAPESTRY INC COM 876030107 0 0 SH DFND 1 0 0 0 TC ENERGY CORP COM 87807B107 86 2053 SH DFND 1 2053 0 0 TE CONNECTIVITY LTD REG SHS H84989104 2231 22824 SH DFND 1 22824 0 0 TECHNIPFMC PLC COM G87110105 441 68819 SH DFND 1 68819 0 0 TEEKAY CORPORATION COM Y8564W103 35 15900 SH DFND 1 15900 0 0 TELADOC HEALTH INC COM 87918A105 17 77 SH DFND 1 77 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 2 212 SH DFND 1 212 0 0 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 27 1835 SH DFND 1 1835 0 0 TESLA INC COM 88160R101 1366 3184 SH DFND 1 3184 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 7 800 SH DFND 1 800 0 0 TEXAS INSTRS INC COM 882508104 83 585 SH DFND 1 585 0 0 THE TRADE DESK INC COM CL A 88339J105 26 50 SH DFND 1 50 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 105483 238944 SH DFND 1 238944 0 0 TIFFANY & CO NEW COM 886547108 424 3660 SH DFND 1 3660 0 0 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 1 45 SH DFND 1 45 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 98 2125 SH DFND 1 2125 0 0 TRANE TECHNOLOGIES PLC CALL G8994E903 0 0 SH Call DFND 1 0 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 16143 133168 SH DFND 1 133168 0 0 TRANSOCEAN LTD REG SHS H8817H100 1 1384 SH DFND 1 1384 0 0 TRIP COM GROUP LTD ADS 89677Q107 24816 796900 SH DFND 1 796900 0 0 TRIPADVISOR INC COM 896945201 35 1800 SH DFND 1 1800 0 0 TRUIST FINL CORP COM 89832Q109 204 5360 SH DFND 1 5360 0 0 TURQUOISE HILL RES LTD COM 900435108 41 48445 SH DFND 1 48445 0 0 TWILIO INC CL A 90138F102 124 500 SH DFND 1 500 0 0 TWIST BIOSCIENCE CORP COM 90184D100 209 2745 SH DFND 1 2745 0 0 TYSON FOODS INC CL A 902494103 18 300 SH DFND 1 300 0 0 UBER TECHNOLOGIES INC CALL 90353T900 0 0 SH Call DFND 1 0 0 0 UBER TECHNOLOGIES INC COM 90353T100 474 13000 SH DFND 1 13000 0 0 UBS GROUP AG SHS H42097107 24888 2220358 SH DFND 1 2220358 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 107 5000 SH DFND 1 5000 0 0 UNILEVER PLC SPON ADR NEW 904767704 302 4900 SH DFND 1 4900 0 0 UNION PAC CORP COM 907818108 410 2080 SH DFND 1 2080 0 0 UNITED AIRLS HLDGS INC COM 910047109 244 7022 SH DFND 1 7022 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2009 6444 SH DFND 1 6444 0 0 URBAN OUTFITTERS INC COM 917047102 42 2000 SH DFND 1 2000 0 0 V F CORP COM 918204108 148 2100 SH DFND 1 2100 0 0 VALE S A SPONSORED ADS 91912E105 688 65023 SH DFND 1 65023 0 0 VALERO ENERGY CORP COM 91913Y100 31 700 SH DFND 1 700 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 274 7000 SH DFND 1 7000 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 332 6000 SH DFND 1 6000 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 37 700 SH DFND 1 700 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 5849 58691 SH DFND 1 58691 0 0 VEEVA SYS INC CL A COM 922475108 635 2258 SH DFND 1 2258 0 0 VERISK ANALYTICS INC COM 92345Y106 1129 6091 SH DFND 1 6091 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 11798 198290 SH DFND 1 198290 0 0 VISA INC CALL 92826C909 0 0 SH Call DFND 1 0 0 0 VISA INC COM CL A 92826C839 150841 754236 SH DFND 1 754236 0 0 VISA INC PUT 92826C959 1 400 SH Put DFND 1 400 0 0 VOYA FINANCIAL INC COM 929089100 0 0 SH DFND 1 0 0 0 VULCAN MATLS CO COM 929160109 272 2000 SH DFND 1 2000 0 0 WABTEC COM 929740108 2 30 SH DFND 1 30 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 358 9990 SH DFND 1 9990 0 0 WALMART INC COM 931142103 1163 8317 SH DFND 1 8317 0 0 WASTE MGMT INC DEL COM 94106L109 29635 261795 SH DFND 1 261795 0 0 WEIBO CORP NOTE 1.250%11/1 948596AC5 1477 1540000 PRN DFND 1 1540000 0 0 WELLS FARGO CO NEW COM 949746101 892 37903 SH DFND 1 37903 0 0 WESTERN UN CO COM 959802109 1022 47700 SH DFND 1 47700 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 271 9522 SH DFND 1 9522 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 152 3100 SH DFND 1 3100 0 0 WILLIAMS COS INC COM 969457100 142 7245 SH DFND 1 7245 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 563 11500 SH DFND 1 11500 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 182 3670 SH DFND 1 3670 0 0 WIX COM LTD SHS M98068105 25 100 SH DFND 1 100 0 0 WORKDAY INC NOTE 0.250%10/0 98138HAF8 0 0 PRN DFND 1 0 0 0 WORLD WRESTLING ENTMT INC CALL 98156Q908 0 0 SH Call DFND 1 0 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 925 22860 SH DFND 1 22860 0 0 WYNN RESORTS LTD COM 983134107 15 210 SH DFND 1 210 0 0 YUM BRANDS INC COM 988498101 0 0 SH DFND 1 0 0 0 YUM CHINA HLDGS INC COM 98850P109 22185 418976 SH DFND 1 418976 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 316 1250 SH DFND 1 1250 0 0 ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 2268 1302000 PRN DFND 1 1302000 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 31 230 SH DFND 1 230 0 0 ZOETIS INC CL A 98978V103 595 3602 SH DFND 1 3602 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 447 950 SH DFND 1 950 0 0 ZOSANO PHARMA CORP COM NEW 98979H202 97 60000 SH DFND 1 60000 0 0 ZUORA INC COM CL A 98983V106 72 7000 SH DFND 1 7000 0 0 ZYNGA INC NOTE 0.250% 6/0 98986TAB4 2438 1923000 PRN DFND 1 1923000 0 0 LOGITECH INTL S A SHS H50430232 197 2532 SH DFND 2 2532 0 0 MARSH & MCLENNAN COS INC COM 571748102 95 826 SH DFND 2 826 0 0 MASTERCARD INCORPORATED CL A 57636Q104 20 60 SH DFND 2 60 0 0 MCDONALDS CORP COM 580135101 702 3201 SH DFND 2 3201 0 0 MEDTRONIC PLC SHS G5960L103 152 1460 SH DFND 2 1460 0 0 MERCK & CO. INC COM 58933Y105 7333 88402 SH DFND 2 88402 0 0 METLIFE INC COM 59156R108 411 11069 SH DFND 2 11069 0 0 MICROSOFT CORP COM 594918104 7395 35168 SH DFND 2 35168 0 0 MONDELEZ INTL INC CL A 609207105 2018 35112 SH DFND 2 35112 0 0 NAVIGATOR HOLDINGS LTD SHS Y62132108 0 0 SH DFND 2 0 0 0 NETFLIX INC COM 64110L106 309 616 SH DFND 2 616 0 0 NEWMONT CORP COM 651639106 337 5310 SH DFND 2 5310 0 0 NEXTERA ENERGY INC COM 65339F101 1320 4747 SH DFND 2 4747 0 0 NIKE INC CL B 654106103 248 1975 SH DFND 2 1975 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 0 55 SH DFND 2 55 0 0 PALO ALTO NETWORKS INC COM 697435105 4945 20203 SH DFND 2 20203 0 0 PFIZER INC COM 717081103 108 2933 SH DFND 2 2933 0 0 PHILLIPS 66 COM 718546104 56 1060 SH DFND 2 1060 0 0 PINTEREST INC CL A 72352L106 36 875 SH DFND 2 875 0 0 PPG INDS INC COM 693506107 40 325 SH DFND 2 325 0 0 PROCTER AND GAMBLE CO COM 742718109 4883 35132 SH DFND 2 35132 0 0 PROGRESSIVE CORP COM 743315103 78 825 SH DFND 2 825 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 0 0 SH DFND 2 0 0 0 S&P GLOBAL INC COM 78409V104 343 954 SH DFND 2 954 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1923 30000 SH DFND 2 30000 0 0 SEMPRA ENERGY COM 816851109 31 260 SH DFND 2 260 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 54 160 SH DFND 2 160 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 7729 31851 SH DFND 2 31851 0 0 STARBUCKS CORP COM 855244109 209 2439 SH DFND 2 2439 0 0 3M CO COM 88579Y101 636 3973 SH DFND 2 3973 0 0 ABBOTT LABS COM 002824100 2706 24837 SH DFND 2 24837 0 0 ABBVIE INC COM 00287Y109 11257 128487 SH DFND 2 128487 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 0 0 SH DFND 2 0 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 889 1810 SH DFND 2 1810 0 0 ALCON AG ORD SHS H01301128 638 11220 SH DFND 2 11220 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2560 8719 SH DFND 2 8719 0 0 ALPHABET INC CAP STK CL A 02079K305 17203 11737 SH DFND 2 11737 0 0 ALPHABET INC CAP STK CL C 02079K107 1165 793 SH DFND 2 793 0 0 AMAZON COM INC COM 023135106 14828 4711 SH DFND 2 4711 0 0 AMETEK INC COM 031100100 1080 10841 SH DFND 2 10841 0 0 AMGEN INC COM 031162100 540 2132 SH DFND 2 2132 0 0 APPLE INC COM 037833100 7845 67759 SH DFND 2 67759 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 46 1000 SH DFND 2 1000 0 0 ARISTA NETWORKS INC COM 040413106 753 3640 SH DFND 2 3640 0 0 AT&T INC COM 00206R102 57 2000 SH DFND 2 2000 0 0 AXIS CAP HLDGS LTD SHS G0692U109 88 2000 SH DFND 2 2000 0 0 BALL CORP COM 058498106 5259 63292 SH DFND 2 63292 0 0 BANK NEW YORK MELLON CORP COM 064058100 346 10093 SH DFND 2 10093 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 9 112 SH DFND 2 112 0 0 BK OF AMERICA CORP COM 060505104 50 2074 SH DFND 2 2074 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 170 3255 SH DFND 2 3255 0 0 BOOKING HOLDINGS INC COM 09857L108 210 123 SH DFND 2 123 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 456 7560 SH DFND 2 7560 0 0 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 2 600 SH DFND 2 600 0 0 CATERPILLAR INC DEL COM 149123101 75 500 SH DFND 2 500 0 0 CHENIERE ENERGY INC COM NEW 16411R208 33 720 SH DFND 2 720 0 0 CHUBB LIMITED COM H1467J104 1917 16483 SH DFND 2 16483 0 0 COCA COLA CO COM 191216100 5081 103002 SH DFND 2 103002 0 0 COLGATE PALMOLIVE CO COM 194162103 62 800 SH DFND 2 800 0 0 COMCAST CORP NEW CL A 20030N101 51 1100 SH DFND 2 1100 0 0 CSX CORP COM 126408103 2621 33728 SH DFND 2 33728 0 0 CVS HEALTH CORP COM 126650100 380 6517 SH DFND 2 6517 0 0 DISNEY WALT CO COM DISNEY 254687106 14293 115177 SH DFND 2 115177 0 0 DOLLAR GEN CORP NEW COM 256677105 1036 4948 SH DFND 2 4948 0 0 EMERSON ELEC CO COM 291011104 15 225 SH DFND 2 225 0 0 EOG RES INC COM 26875P101 5 200 SH DFND 2 200 0 0 EXELON CORP COM 30161N101 109 3030 SH DFND 2 3030 0 0 EXPEDIA GROUP INC COM NEW 30212P303 29 300 SH DFND 2 300 0 0 EXXON MOBIL CORP COM 30231G102 365 10650 SH DFND 2 10650 0 0 FACEBOOK INC CL A 30303M102 2810 10752 SH DFND 2 10752 0 0 FERRARI N V COM N3167Y103 603 3280 SH DFND 2 3280 0 0 FREEPORT-MCMORAN INC CL B 35671D857 867 55523 SH DFND 2 55523 0 0 GENERAL ELECTRIC CO COM 369604103 171 27350 SH DFND 2 27350 0 0 GERON CORP COM 374163103 36 20584 SH DFND 2 20584 0 0 GILEAD SCIENCES INC COM 375558103 35 560 SH DFND 2 560 0 0 HOME DEPOT INC COM 437076102 577 2080 SH DFND 2 2080 0 0 HONEYWELL INTL INC COM 438516106 2354 14305 SH DFND 2 14305 0 0 IHS MARKIT LTD SHS G47567105 149 1899 SH DFND 2 1899 0 0 INGERSOLL RAND INC COM 45687V106 22 626 SH DFND 2 626 0 0 INTEL CORP COM 458140100 42 800 SH DFND 2 800 0 0 IQVIA HLDGS INC COM 46266C105 1397 8868 SH DFND 2 8868 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 3507 55000 SH DFND 2 55000 0 0 JOHNSON & JOHNSON COM 478160104 54 360 SH DFND 2 360 0 0 JPMORGAN CHASE & CO COM 46625H100 7600 78980 SH DFND 2 78980 0 0 KRAFT HEINZ CO COM 500754106 299 10000 SH DFND 2 10000 0 0 LAUDER ESTEE COS INC CL A 518439104 185 848 SH DFND 2 848 0 0 LINDE PLC SHS G5494J103 5775 24366 SH DFND 2 24366 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 0 0 SH DFND 2 0 0 0 STERICYCLE INC COM 858912108 54 850 SH DFND 2 850 0 0 SYNCHRONY FINANCIAL COM 87165B103 59 2231 SH DFND 2 2231 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 591 7290 SH DFND 2 7290 0 0 TELEFONICA S A SPONSORED ADR 879382208 16 4526 SH DFND 2 4526 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 8221 18640 SH DFND 2 18640 0 0 TIFFANY & CO NEW COM 886547108 1518 13090 SH DFND 2 13090 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 497 4090 SH DFND 2 4090 0 0 VERISIGN INC COM 92343E102 410 2000 SH DFND 2 2000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5218 87715 SH DFND 2 87715 0 0 VISA INC COM CL A 92826C839 10641 53220 SH DFND 2 53220 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 68 1892 SH DFND 2 1892 0 0 WASTE MGMT INC DEL COM 94106L109 3911 34506 SH DFND 2 34506 0 0 WELLS FARGO CO NEW COM 949746101 24 1000 SH DFND 2 1000 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 68 1391 SH DFND 2 1391 0 0 XINYUAN REAL ESTATE CO LTD SPONS ADR 98417P105 56 28984 SH DFND 2 28984 0 0