The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
S&P GLOBAL INC | COM | 78409V104 | 705 | 2,583 | SH | DFND | 2,583 | 0 | 0 | ||
SALESFORCE COM INC | CALL | 79466L902 | 0 | 0 | SH | Call | DFND | 0 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 5 | 28 | SH | DFND | 28 | 0 | 0 | ||
SALESFORCE COM INC | PUT | 79466L952 | 0 | 0 | SH | Put | DFND | 0 | 0 | 0 | |
SEMPRA ENERGY | COM | 816851109 | 972 | 6,421 | SH | DFND | 6,421 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 2 | 7 | SH | DFND | 7 | 0 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 3 | 7 | SH | DFND | 7 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BK ETF | 78464A797 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 6,754 | 45,195 | SH | DFND | 45,195 | 0 | 0 | ||
SPROUTS FMRS MKT INC | COM | 85208M102 | 225 | 11,652 | SH | DFND | 11,652 | 0 | 0 | ||
SQUARE INC | CL A | 852234103 | 1 | 11 | SH | DFND | 11 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 89 | 1,008 | SH | DFND | 1,008 | 0 | 0 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 100 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
STERICYCLE INC | COM | 858912108 | 54 | 850 | SH | DFND | 850 | 0 | 0 | ||
SYNCHRONY FINL | COM | 87165B103 | 94 | 2,631 | SH | DFND | 2,631 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | PUT | 874039950 | 0 | 0 | SH | Put | DFND | 0 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 831 | 14,328 | SH | DFND | 14,328 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 2 | 17 | SH | DFND | 17 | 0 | 0 | ||
TE CONNECTIVITY LTD | REG SHS | H84989104 | 193 | 2,014 | SH | DFND | 2,014 | 0 | 0 | ||
TELEFONICA S A | SPONSORED ADR | 879382208 | 30 | 4,346 | SH | DFND | 4,346 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 21 | 51 | SH | DFND | 51 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 115 | 893 | SH | DFND | 893 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 4,369 | 13,453 | SH | DFND | 13,453 | 0 | 0 | ||
TIFFANY & CO NEW | COM | 886547108 | 2,286 | 17,111 | SH | DFND | 17,111 | 0 | 0 | ||
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 23 | 418 | SH | DFND | 418 | 0 | 0 | ||
TWILIO INC | CL A | 90138F102 | 2 | 20 | SH | DFND | 20 | 0 | 0 | ||
UBS GROUP AG | SHS | H42097107 | 733 | 58,110 | SH | DFND | 58,110 | 0 | 0 | ||
3M CO | COM | 88579Y101 | 1,064 | 6,035 | SH | DFND | 6,035 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 32 | 365 | SH | DFND | 365 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 8,971 | 101,258 | SH | DFND | 101,258 | 0 | 0 | ||
ABRAXAS PETE CORP | COM | 003830106 | 7 | 19,000 | SH | DFND | 19,000 | 0 | 0 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 352 | 1,675 | SH | DFND | 1,675 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 35 | 603 | SH | DFND | 603 | 0 | 0 | ||
ADOBE INC | COM | 00724F101 | 53 | 160 | SH | DFND | 160 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 5 | 108 | SH | DFND | 108 | 0 | 0 | ||
AERCAP HOLDINGS NV | SHS | N00985106 | 4 | 57 | SH | DFND | 57 | 0 | 0 | ||
ALBEMARLE CORP | PUT | 012653951 | 0 | 0 | SH | Put | DFND | 0 | 0 | 0 | |
ALCON INC | ORD SHS | H01301128 | 766 | 13,554 | SH | DFND | 13,554 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | CALL | 01609W902 | 0 | 0 | SH | Call | DFND | 0 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | PUT | 01609W952 | 0 | 0 | SH | Put | DFND | 0 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,345 | 11,081 | SH | DFND | 11,081 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 629 | 3,284 | SH | DFND | 3,284 | 0 | 0 | ||
ALLISON TRANSMISSION HLDGS I | COM | 01973R101 | 24 | 500 | SH | DFND | 500 | 0 | 0 | ||
ALPHABET INC | CALL | 02079K905 | 0 | 0 | SH | Call | DFND | 0 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 12,685 | 9,471 | SH | DFND | 9,471 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,291 | 965 | SH | DFND | 965 | 0 | 0 | ||
ALPHABET INC | PUT | 02079K955 | 0 | 0 | SH | Put | DFND | 0 | 0 | 0 | |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 4 | 500 | SH | DFND | 500 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 20 | 400 | SH | DFND | 400 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 6,165 | 3,340 | SH | DFND | 3,340 | 0 | 0 | ||
AMAZON COM INC | PUT | 023135956 | 0 | 0 | SH | Put | DFND | 0 | 0 | 0 | |
AMETEK INC NEW | COM | 031100100 | 904 | 9,081 | SH | DFND | 9,081 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 1,212 | 5,028 | SH | DFND | 5,028 | 0 | 0 | ||
ANALOG DEVICES INC | COM | 032654105 | 3 | 23 | SH | DFND | 23 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 4,804 | 16,355 | SH | DFND | 16,355 | 0 | 0 | ||
APTIV PLC | SHS | G6095L109 | 826 | 8,704 | SH | DFND | 8,704 | 0 | 0 | ||
ARCH COAL INC | CL A | 039380407 | 36 | 508 | SH | DFND | 508 | 0 | 0 | ||
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 230 | 4,958 | SH | DFND | 4,958 | 0 | 0 | ||
ARISTA NETWORKS INC | COM | 040413106 | 84 | 414 | SH | DFND | 414 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 276 | 7,081 | SH | DFND | 7,081 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 71 | 416 | SH | DFND | 416 | 0 | 0 | ||
AXIS CAPITAL HOLDINGS LTD | SHS | G0692U109 | 119 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
BAIDU INC | PUT | 056752958 | 0 | 0 | SH | Put | DFND | 0 | 0 | 0 | |
BALL CORP | COM | 058498106 | 1,138 | 17,612 | SH | DFND | 17,612 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 73 | 2,074 | SH | DFND | 2,074 | 0 | 0 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 778 | 15,470 | SH | DFND | 15,470 | 0 | 0 | ||
BARRICK GOLD CORPORATION | COM | 067901108 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 250 | 1,105 | SH | DFND | 1,105 | 0 | 0 | ||
BEST BUY INC | COM | 086516101 | 43 | 491 | SH | DFND | 491 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 9 | 112 | SH | DFND | 112 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 54 | 108 | SH | DFND | 108 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 56 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 141 | 432 | SH | DFND | 432 | 0 | 0 | ||
BOOKING HLDGS INC | CALL | 09857L908 | 0 | 0 | SH | Call | DFND | 0 | 0 | 0 | |
BOOKING HLDGS INC | COM | 09857L108 | 310 | 151 | SH | DFND | 151 | 0 | 0 | ||
BOOKING HLDGS INC | PUT | 09857L958 | 0 | 0 | SH | Put | DFND | 0 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 188 | 2,940 | SH | DFND | 2,940 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 5 | 1,660 | SH | DFND | 1,660 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 13 | 85 | SH | DFND | 85 | 0 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 44 | 720 | SH | DFND | 720 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 130 | 1,079 | SH | DFND | 1,079 | 0 | 0 | ||
CHUBB LIMITED | COM | H1467J104 | 1,448 | 9,319 | SH | DFND | 9,319 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 135 | 2,812 | SH | DFND | 2,812 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 3,268 | 59,031 | SH | DFND | 59,031 | 0 | 0 | ||
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 140 | 2,250 | SH | DFND | 2,250 | 0 | 0 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 55 | 800 | SH | DFND | 800 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 277 | 6,155 | SH | DFND | 6,155 | 0 | 0 | ||
COPA HOLDINGS SA | CL A | P31076105 | 23 | 217 | SH | DFND | 217 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 3,341 | 46,147 | SH | DFND | 46,147 | 0 | 0 | ||
CUMMINS INC | COM | 231021106 | 78 | 435 | SH | DFND | 435 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 484 | 6,517 | SH | DFND | 6,517 | 0 | 0 | ||
DARDEN RESTAURANTS INC | COM | 237194105 | 75 | 686 | SH | DFND | 686 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 24 | 140 | SH | DFND | 140 | 0 | 0 | ||
DELL TECHNOLOGIES INC | CL C | 24703L202 | 31 | 600 | SH | DFND | 600 | 0 | 0 | ||
DIAMONDBACK ENERGY INC | COM | 25278X109 | 85 | 912 | SH | DFND | 912 | 0 | 0 | ||
DIGITAL RLTY TR INC | COM | 253868103 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 3,377 | 23,375 | SH | DFND | 23,375 | 0 | 0 | ||
DISNEY WALT CO | PUT | 254687956 | 0 | 0 | SH | Put | DFND | 0 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 99 | 1,041 | SH | DFND | 1,041 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 11 | 100 | SH | DFND | 100 | 0 | 0 | ||
EMERSON ELEC CO | COM | 291011104 | 249 | 3,272 | SH | DFND | 3,272 | 0 | 0 | ||
EOG RES INC | COM | 26875P101 | 1,802 | 21,519 | SH | DFND | 21,519 | 0 | 0 | ||
EQUINIX INC | COM | 29444U700 | 37 | 63 | SH | DFND | 63 | 0 | 0 | ||
EURONAV NV ANTWERPEN | SHS | B38564108 | 63 | 5,050 | SH | DFND | 5,050 | 0 | 0 | ||
EXELON CORP | COM | 30161N101 | 804 | 17,623 | SH | DFND | 17,623 | 0 | 0 | ||
EXPEDIA GROUP INC | CALL | 30212P903 | 0 | 0 | SH | Call | DFND | 0 | 0 | 0 | |
EXPEDIA GROUP INC | COM NEW | 30212P303 | 371 | 3,440 | SH | DFND | 3,440 | 0 | 0 | ||
EXPEDIA GROUP INC | PUT | 30212P953 | 0 | 0 | SH | Put | DFND | 0 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 21 | 301 | SH | DFND | 301 | 0 | 0 | ||
FACEBOOK INC | CALL | 30303M902 | 0 | 0 | SH | Call | DFND | 0 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 1,810 | 8,815 | SH | DFND | 8,815 | 0 | 0 | ||
FACEBOOK INC | PUT | 30303M952 | 0 | 0 | SH | Put | DFND | 0 | 0 | 0 | |
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 29 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
FIRST SOLAR INC | COM | 336433107 | 8 | 150 | SH | DFND | 150 | 0 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 38 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 52 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 555 | 49,680 | SH | DFND | 49,680 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 73 | 2,004 | SH | DFND | 2,004 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 39 | 600 | SH | DFND | 600 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
HEXCEL CORP NEW | COM | 428291108 | 22 | 300 | SH | DFND | 300 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 973 | 4,451 | SH | DFND | 4,451 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
HONEYWELL INTL INC | PUT | 438516956 | 0 | 0 | SH | Put | DFND | 0 | 0 | 0 | |
IHS MARKIT LTD | SHS | G47567105 | 143 | 1,899 | SH | DFND | 1,899 | 0 | 0 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 52 | 290 | SH | DFND | 290 | 0 | 0 | ||
INGERSOLL-RAND PLC | SHS | G47791101 | 421 | 3,170 | SH | DFND | 3,170 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 128 | 2,143 | SH | DFND | 2,143 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 638 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
IQVIA HLDGS INC | COM | 46266C105 | 907 | 5,868 | SH | DFND | 5,868 | 0 | 0 | ||
ISHARES INC | MSCI EURZONE ETF | 464286608 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
ISHARES INC | MSCI THAILND ETF | 464286624 | 44 | 500 | SH | DFND | 500 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 90 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 144 | 986 | SH | DFND | 986 | 0 | 0 | ||
JPMORGAN CHASE & CO | CALL | 46625H900 | 0 | 0 | SH | Call | DFND | 0 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 5,784 | 41,483 | SH | DFND | 41,483 | 0 | 0 | ||
JPMORGAN CHASE & CO | PUT | 46625H950 | 0 | 0 | SH | Put | DFND | 0 | 0 | 0 | |
JUNIPER NETWORKS INC | COM | 48203R104 | 2 | 75 | SH | DFND | 75 | 0 | 0 | ||
KEURIG DR PEPPER INC | COM | 49271V100 | 13 | 451 | SH | DFND | 451 | 0 | 0 | ||
KOHLS CORP | COM | 500255104 | 31 | 615 | SH | DFND | 615 | 0 | 0 | ||
KRAFT HEINZ CO | COM | 500754106 | 321 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
LAM RESEARCH CORP | COM | 512807108 | 2 | 7 | SH | DFND | 7 | 0 | 0 | ||
LAUDER ESTEE COS INC | CL A | 518439104 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
LIGHTPATH TECHNOLOGIES INC | COM CL A | 532257805 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
LINDE PLC | CALL | G5494J903 | 0 | 0 | SH | Call | DFND | 0 | 0 | 0 | |
LINDE PLC | PUT | G5494J953 | 0 | 0 | SH | Put | DFND | 0 | 0 | 0 | |
LINDE PLC | SHS | G5494J103 | 1,193 | 5,568 | SH | DFND | 5,568 | 0 | 0 | ||
LIVE NATION ENTERTAINMENT IN | COM | 538034109 | 119 | 1,653 | SH | DFND | 1,653 | 0 | 0 | ||
LOGITECH INTL S A | CALL | H50430902 | 0 | 0 | SH | Call | DFND | 0 | 0 | 0 | |
LOGITECH INTL S A | PUT | H50430952 | 0 | 0 | SH | Put | DFND | 0 | 0 | 0 | |
LOGITECH INTL S A | SHS | H50430232 | 303 | 6,388 | SH | DFND | 6,388 | 0 | 0 | ||
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 48 | 512 | SH | DFND | 512 | 0 | 0 | ||
MAGNA INTL INC | CALL | 559222901 | 0 | 0 | SH | Call | DFND | 0 | 0 | 0 | |
MAGNA INTL INC | COM | 559222401 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
MARATHON PETE CORP | COM | 56585A102 | 59 | 982 | SH | DFND | 982 | 0 | 0 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 10 | 68 | SH | DFND | 68 | 0 | 0 | ||
MARSH & MCLENNAN COS INC | COM | 571748102 | 64 | 576 | SH | DFND | 576 | 0 | 0 | ||
MAXIM INTEGRATED PRODS INC | COM | 57772K101 | 101 | 1,649 | SH | DFND | 1,649 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 1,025 | 5,183 | SH | DFND | 5,183 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 166 | 1,460 | SH | DFND | 1,460 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 1,538 | 16,908 | SH | DFND | 16,908 | 0 | 0 | ||
METLIFE INC | COM | 59156R108 | 1,008 | 19,754 | SH | DFND | 19,754 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 5 | 43 | SH | DFND | 43 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 2,511 | 15,908 | SH | DFND | 15,908 | 0 | 0 | ||
MICROSOFT CORP | PUT | 594918954 | 0 | 0 | SH | Put | DFND | 0 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 2,700 | 49,013 | SH | DFND | 49,013 | 0 | 0 | ||
MONSTER BEVERAGE CORP NEW | COM | 61174X109 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
NETFLIX INC | CALL | 64110L906 | 0 | 0 | SH | Call | DFND | 0 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 1,582 | 4,890 | SH | DFND | 4,890 | 0 | 0 | ||
NETFLIX INC | PUT | 64110L956 | 0 | 0 | SH | Put | DFND | 0 | 0 | 0 | |
NEWMONT GOLDCORP CORPORATION | COM | 651639106 | 52 | 1,200 | SH | DFND | 1,200 | 0 | 0 | ||
NIKE INC | CALL | 654106903 | 0 | 0 | SH | Call | DFND | 0 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 41 | 408 | SH | DFND | 408 | 0 | 0 | ||
NIKE INC | PUT | 654106953 | 0 | 0 | SH | Put | DFND | 0 | 0 | 0 | |
NOBLE ENERGY INC | COM | 655044105 | 20 | 800 | SH | DFND | 800 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 47 | 500 | SH | DFND | 500 | 0 | 0 | ||
NUCOR CORP | COM | 670346105 | 56 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
NUTANIX INC | CL A | 67059N108 | 2 | 56 | SH | DFND | 56 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 5 | 23 | SH | DFND | 23 | 0 | 0 | ||
OCCIDENTAL PETE CORP | COM | 674599105 | 81 | 1,961 | SH | DFND | 1,961 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 26 | 500 | SH | DFND | 500 | 0 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 1,654 | 7,136 | SH | DFND | 7,136 | 0 | 0 | ||
PAYCHEX INC | COM | 704326107 | 110 | 1,292 | SH | DFND | 1,292 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 3 | 27 | SH | DFND | 27 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 19 | 139 | SH | DFND | 139 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 230 | 5,857 | SH | DFND | 5,857 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 574 | 5,145 | SH | DFND | 5,145 | 0 | 0 | ||
PPG INDS INC | COM | 693506107 | 331 | 2,480 | SH | DFND | 2,480 | 0 | 0 | ||
PRINCIPAL FINL GROUP INC | COM | 74251V102 | 60 | 1,090 | SH | DFND | 1,090 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 771 | 6,180 | SH | DFND | 6,180 | 0 | 0 | ||
PROGRESSIVE CORP OHIO | COM | 743315103 | 371 | 5,119 | SH | DFND | 5,119 | 0 | 0 | ||
PUBLIC SVC ENTERPRISE GRP IN | COM | 744573106 | 64 | 1,086 | SH | DFND | 1,086 | 0 | 0 | ||
PVH CORP | COM | 693656100 | 33 | 310 | SH | DFND | 310 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 105 | 1,182 | SH | DFND | 1,182 | 0 | 0 | ||
RANGE RES CORP | COM | 75281A109 | 2 | 491 | SH | DFND | 491 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 110 | 500 | SH | DFND | 500 | 0 | 0 | ||
RESTAURANT BRANDS INTL INC | COM | 76131D103 | 128 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
RINGCENTRAL INC | CL A | 76680R206 | 4 | 22 | SH | DFND | 22 | 0 | 0 | ||
RIO TINTO PLC | SPONSORED ADR | 767204100 | 33 | 560 | SH | DFND | 560 | 0 | 0 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 30 | 375 | SH | DFND | 375 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 30 | 500 | SH | DFND | 500 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 28 | 190 | SH | DFND | 190 | 0 | 0 | ||
VANECK VECTORS ETF TRUST | GOLD MINERS ETF | 92189F106 | 105 | 3,596 | SH | DFND | 3,596 | 0 | 0 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 92206C847 | 323 | 3,866 | SH | DFND | 3,866 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
VERISIGN INC | COM | 92343E102 | 385 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 3,503 | 57,040 | SH | DFND | 57,040 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 3,502 | 18,637 | SH | DFND | 18,637 | 0 | 0 | ||
VISA INC | PUT | 92826C959 | 0 | 0 | SH | Put | DFND | 0 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 112 | 1,892 | SH | DFND | 1,892 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 74 | 626 | SH | DFND | 626 | 0 | 0 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 1,639 | 14,366 | SH | DFND | 14,366 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 1,342 | 24,929 | SH | DFND | 24,929 | 0 | 0 | ||
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 42 | 1,391 | SH | DFND | 1,391 | 0 | 0 | ||
WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
WISDOMTREE TR | JPN SCAP HDG EQT | 97717W521 | 0 | 0 | SH | DFND | 0 | 0 | 0 | ||
YUM CHINA HLDGS INC | COM | 98850P109 | 125 | 2,604 | SH | DFND | 2,604 | 0 | 0 | ||
ZENDESK INC | COM | 98936J101 | 2 | 31 | SH | DFND | 31 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 40 | 263 | SH | DFND | 263 | 0 | 0 | ||
3-D SYS CORP DEL | COM NEW | 88554D205 | 3 | 320 | SH | DFND | 1 | 320 | 0 | 0 | |
3M CO | COM | 88579Y101 | 3,943 | 22,355 | SH | DFND | 1 | 22,355 | 0 | 0 | |
ABBOTT LABS | COM | 002824100 | 15,099 | 173,885 | SH | DFND | 1 | 173,885 | 0 | 0 | |
ABBVIE INC | CALL | 00287Y909 | 94 | 7,300 | SH | Call | DFND | 1 | 7,300 | 0 | 0 |
ABBVIE INC | COM | 00287Y109 | 93,757 | 1,058,880 | SH | DFND | 1 | 1,058,880 | 0 | 0 | |
ABERDEEN JAPAN EQUITY FD INC | COM | 00306J109 | 15 | 1,938 | SH | DFND | 1 | 1,938 | 0 | 0 | |
AC IMMUNE SA | SHS | H00263105 | 204 | 24,000 | SH | DFND | 1 | 24,000 | 0 | 0 | |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 5,812 | 27,601 | SH | DFND | 1 | 27,601 | 0 | 0 | |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 4,830 | 81,280 | SH | DFND | 1 | 81,280 | 0 | 0 | |
ADOBE INC | CALL | 00724F901 | 0 | 0 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ADOBE INC | COM | 00724F101 | 25,402 | 77,024 | SH | DFND | 1 | 77,024 | 0 | 0 | |
ADOBE INC | PUT | 00724F951 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 856 | 18,650 | SH | DFND | 1 | 18,650 | 0 | 0 | |
ADVANSIX INC | COM | 00773T101 | 0 | 39 | SH | DFND | 1 | 39 | 0 | 0 | |
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 427 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
AGNICO EAGLE MINES LTD | COM | 008474108 | 1,893 | 30,690 | SH | DFND | 1 | 30,690 | 0 | 0 | |
AIMMUNE THERAPEUTICS INC | COM | 00900T107 | 33 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 634 | 2,700 | SH | DFND | 1 | 2,700 | 0 | 0 | |
AKAMAI TECHNOLOGIES INC | NOTE 0.125% 5/0 | 00971TAJ0 | 2,779 | 2,501,000 | PRN | DFND | 1 | 2,501,000 | 0 | 0 | |
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 11 | 1,390 | SH | DFND | 1 | 1,390 | 0 | 0 | |
ALAMOS GOLD INC NEW | COM CL A | 011532108 | 23 | 3,809 | SH | DFND | 1 | 3,809 | 0 | 0 | |
ALBEMARLE CORP | COM | 012653101 | 83 | 1,133 | SH | DFND | 1 | 1,133 | 0 | 0 | |
ALCON INC | ORD SHS | H01301128 | 64,910 | 1,146,966 | SH | DFND | 1 | 1,146,966 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | CALL | 01609W902 | 0 | 0 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ALIBABA GROUP HLDG LTD | PUT | 01609W952 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 98,795 | 465,833 | SH | DFND | 1 | 465,833 | 0 | 0 | |
ALIGN TECHNOLOGY INC | COM | 016255101 | 274 | 980 | SH | DFND | 1 | 980 | 0 | 0 | |
ALLERGAN PLC | CALL | G0177J908 | 0 | 0 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ALLERGAN PLC | PUT | G0177J958 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ALLERGAN PLC | SHS | G0177J108 | 27,950 | 146,224 | SH | DFND | 1 | 146,224 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 216,324 | 161,511 | SH | DFND | 1 | 161,511 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 20,437 | 15,288 | SH | DFND | 1 | 15,288 | 0 | 0 | |
ALPHABET INC | PUT | 02079K955 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ALTICE USA INC | CL A | 02156K103 | 285 | 10,407 | SH | DFND | 1 | 10,407 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 1,808 | 36,230 | SH | DFND | 1 | 36,230 | 0 | 0 | |
AMAZON COM INC | CALL | 023135906 | 18 | 300 | SH | Call | DFND | 1 | 300 | 0 | 0 |
AMAZON COM INC | COM | 023135106 | 119,564 | 64,705 | SH | DFND | 1 | 64,705 | 0 | 0 | |
AMAZON COM INC | PUT | 023135956 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
AMERICAN AXLE & MFG HLDGS IN | COM | 024061103 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
AMERICAN ELEC PWR CO INC | COM | 025537101 | 36 | 386 | SH | DFND | 1 | 386 | 0 | 0 | |
AMERICAN EXPRESS CO | COM | 025816109 | 5,235 | 42,050 | SH | DFND | 1 | 42,050 | 0 | 0 | |
AMERICAN INTL GROUP INC | *W EXP 01/19/202 | 026874156 | 0 | 61 | SH | DFND | 1 | 61 | 0 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 1 | 25 | SH | DFND | 1 | 25 | 0 | 0 | |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 29 | 126 | SH | DFND | 1 | 126 | 0 | 0 | |
AMETEK INC NEW | COM | 031100100 | 30,749 | 308,243 | SH | DFND | 1 | 308,243 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 18,414 | 76,380 | SH | DFND | 1 | 76,380 | 0 | 0 | |
AMYRIS INC | COM NEW | 03236M200 | 497 | 160,756 | SH | DFND | 1 | 160,756 | 0 | 0 | |
ANALOG DEVICES INC | COM | 032654105 | 35 | 295 | SH | DFND | 1 | 295 | 0 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 62 | 750 | SH | DFND | 1 | 750 | 0 | 0 | |
ANSYS INC | COM | 03662Q105 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
ANTHEM INC | COM | 036752103 | 272 | 900 | SH | DFND | 1 | 900 | 0 | 0 | |
APACHE CORP | COM | 037411105 | 28 | 1,100 | SH | DFND | 1 | 1,100 | 0 | 0 | |
APHRIA INC | COM | 03765K104 | 4 | 800 | SH | DFND | 1 | 800 | 0 | 0 | |
APOLLO INVT CORP | COM NEW | 03761U502 | 12 | 688 | SH | DFND | 1 | 688 | 0 | 0 | |
APPLE INC | CALL | 037833900 | 0 | 0 | SH | Call | DFND | 1 | 0 | 0 | 0 |
APPLE INC | COM | 037833100 | 106,778 | 363,628 | SH | DFND | 1 | 363,628 | 0 | 0 | |
APPLE INC | PUT | 037833950 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
APPLIED MATLS INC | COM | 038222105 | 0 | 7 | SH | DFND | 1 | 7 | 0 | 0 | |
APTIV PLC | SHS | G6095L109 | 20,172 | 212,590 | SH | DFND | 1 | 212,590 | 0 | 0 | |
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
ARES CAP CORP | NOTE 4.625% 3/0 | 04010LAW3 | 1,201 | 1,109,000 | PRN | DFND | 1 | 1,109,000 | 0 | 0 | |
ARISTA NETWORKS INC | COM | 040413106 | 17,704 | 87,019 | SH | DFND | 1 | 87,019 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 2,255 | 57,731 | SH | DFND | 1 | 57,731 | 0 | 0 | |
ATLASSIAN CORP PLC | CL A | G06242104 | 18 | 150 | SH | DFND | 1 | 150 | 0 | 0 | |
AURORA CANNABIS INC | COM | 05156X108 | 41 | 19,100 | SH | DFND | 1 | 19,100 | 0 | 0 | |
AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 143 | 19,000 | SH | DFND | 1 | 19,000 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 911 | 7,190 | SH | DFND | 1 | 7,190 | 0 | 0 | |
BALL CORP | COM | 058498106 | 14,566 | 225,225 | SH | DFND | 1 | 225,225 | 0 | 0 | |
BALLARD PWR SYS INC NEW | COM | 058586108 | 412 | 57,500 | SH | DFND | 1 | 57,500 | 0 | 0 | |
BANCO BBVA ARGENTINA SA | SPONSORED ADS | 058934100 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
BANCO BRADESCO S A | SP ADR PFD NEW | 059460303 | 39 | 4,402 | SH | DFND | 1 | 4,402 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 915 | 25,947 | SH | DFND | 1 | 25,947 | 0 | 0 | |
BANK MONTREAL QUE | COM | 063671101 | 26 | 340 | SH | DFND | 1 | 340 | 0 | 0 | |
BANK N S HALIFAX | COM | 064149107 | 110 | 1,940 | SH | DFND | 1 | 1,940 | 0 | 0 | |
BANK NEW YORK MELLON CORP | COM | 064058100 | 906 | 18,000 | SH | DFND | 1 | 18,000 | 0 | 0 | |
BARRICK GOLD CORPORATION | CALL | 067901908 | 0 | 0 | SH | Call | DFND | 1 | 0 | 0 | 0 |
BARRICK GOLD CORPORATION | COM | 067901108 | 701 | 37,704 | SH | DFND | 1 | 37,704 | 0 | 0 | |
BAUSCH HEALTH COS INC | COM | 071734107 | 43 | 1,446 | SH | DFND | 1 | 1,446 | 0 | 0 | |
BAXTER INTL INC | COM | 071813109 | 81 | 964 | SH | DFND | 1 | 964 | 0 | 0 | |
BCE INC | COM NEW | 05534B760 | 59 | 1,280 | SH | DFND | 1 | 1,280 | 0 | 0 | |
BECTON DICKINSON & CO | COM | 075887109 | 1,637 | 6,020 | SH | DFND | 1 | 6,020 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 1,019 | 3 | SH | DFND | 1 | 3 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,309 | 10,192 | SH | DFND | 1 | 10,192 | 0 | 0 | |
BEYOND MEAT INC | CALL | 08862E909 | 1 | 1,000 | SH | Call | DFND | 1 | 1,000 | 0 | 0 |
BEYOND MEAT INC | COM | 08862E109 | 402 | 5,300 | SH | DFND | 1 | 5,300 | 0 | 0 | |
BEYOND MEAT INC | PUT | 08862E959 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
BHP GROUP LTD | SPONSORED ADS | 088606108 | 36 | 650 | SH | DFND | 1 | 650 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 30 | 100 | SH | DFND | 1 | 100 | 0 | 0 | |
BLACKROCK INC | CALL | 09247X901 | 0 | 1,500 | SH | Call | DFND | 1 | 1,500 | 0 | 0 |
BLACKROCK INC | COM | 09247X101 | 463 | 920 | SH | DFND | 1 | 920 | 0 | 0 | |
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 14,503 | 259,195 | SH | DFND | 1 | 259,195 | 0 | 0 | |
BOEING CO | COM | 097023105 | 2,566 | 7,878 | SH | DFND | 1 | 7,878 | 0 | 0 | |
BOOKING HLDGS INC | CALL | 09857L908 | 257 | 800 | SH | Call | DFND | 1 | 800 | 0 | 0 |
BOOKING HLDGS INC | COM | 09857L108 | 12,502 | 6,087 | SH | DFND | 1 | 6,087 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | CALL | 110122908 | 0 | 0 | SH | Call | DFND | 1 | 0 | 0 | 0 |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,622 | 25,270 | SH | DFND | 1 | 25,270 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 4 | 1,420 | SH | DFND | 1 | 1,420 | 0 | 0 | |
BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
BROADCOM INC | COM | 11135F101 | 2,745 | 8,687 | SH | DFND | 1 | 8,687 | 0 | 0 | |
BROADRIDGE FINL SOLUTIONS IN | COM | 11133T103 | 540 | 4,370 | SH | DFND | 1 | 4,370 | 0 | 0 | |
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 25,823 | 446,300 | SH | DFND | 1 | 446,300 | 0 | 0 | |
BUNGE LIMITED | COM | G16962105 | 1,659 | 28,845 | SH | DFND | 1 | 28,845 | 0 | 0 | |
CABOT OIL & GAS CORP | COM | 127097103 | 26 | 1,500 | SH | DFND | 1 | 1,500 | 0 | 0 | |
CADIZ INC | COM NEW | 127537207 | 78 | 7,100 | SH | DFND | 1 | 7,100 | 0 | 0 | |
CALIFORNIA RES CORP | COM NEW | 13057Q206 | 0 | 14 | SH | DFND | 1 | 14 | 0 | 0 | |
CALLAWAY GOLF CO | COM | 131193104 | 32 | 1,500 | SH | DFND | 1 | 1,500 | 0 | 0 | |
CAMECO CORP | COM | 13321L108 | 9 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
CANADIAN NATL RY CO | COM | 136375102 | 5 | 50 | SH | DFND | 1 | 50 | 0 | 0 | |
CANON INC | SPONSORED ADR | 138006309 | 3 | 100 | SH | DFND | 1 | 100 | 0 | 0 | |
CANOPY GROWTH CORP | COM | 138035100 | 81 | 3,800 | SH | DFND | 1 | 3,800 | 0 | 0 | |
CAPRI HOLDINGS LIMITED | SHS | G1890L107 | 206 | 5,400 | SH | DFND | 1 | 5,400 | 0 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 7,986 | 54,055 | SH | DFND | 1 | 54,055 | 0 | 0 | |
CBOE GLOBAL MARKETS INC | COM | 12503M108 | 50 | 420 | SH | DFND | 1 | 420 | 0 | 0 | |
CELANESE CORP DEL | COM | 150870103 | 12 | 99 | SH | DFND | 1 | 99 | 0 | 0 | |
CELLECTIS S A | SPONSORED ADS | 15117K103 | 2 | 100 | SH | DFND | 1 | 100 | 0 | 0 | |
CELSIUS HOLDINGS INC | COM NEW | 15118V207 | 121 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
CENOVUS ENERGY INC | COM | 15135U109 | 31 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
CENTRAL EUROPEAN MEDIA ENTRP | CL A NEW | G20045202 | 9 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
CERENCE INC | COM | 156727109 | 6 | 250 | SH | DFND | 1 | 250 | 0 | 0 | |
CERNER CORP | COM | 156782104 | 81 | 1,100 | SH | DFND | 1 | 1,100 | 0 | 0 | |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 1 | 2 | SH | DFND | 1 | 2 | 0 | 0 | |
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 166 | 1,500 | SH | DFND | 1 | 1,500 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 110 | 1,800 | SH | DFND | 1 | 1,800 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 6 | 7,000 | SH | DFND | 1 | 7,000 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 1,157 | 9,605 | SH | DFND | 1 | 9,605 | 0 | 0 | |
CHEWY INC | CL A | 16679L109 | 107 | 3,700 | SH | DFND | 1 | 3,700 | 0 | 0 | |
CHIPOTLE MEXICAN GRILL INC | PUT | 169656955 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
CHUBB LIMITED | COM | H1467J104 | 11,691 | 75,116 | SH | DFND | 1 | 75,116 | 0 | 0 | |
CIGNA CORP NEW | COM | 125523100 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 20,777 | 433,203 | SH | DFND | 1 | 433,203 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 863 | 10,798 | SH | DFND | 1 | 10,798 | 0 | 0 | |
CME GROUP INC | COM | 12572Q105 | 52 | 260 | SH | DFND | 1 | 260 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 101,673 | 1,836,948 | SH | DFND | 1 | 1,836,948 | 0 | 0 | |
COEUR MNG INC | COM NEW | 192108504 | 5 | 620 | SH | DFND | 1 | 620 | 0 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
COLGATE PALMOLIVE CO | COM | 194162103 | 5,326 | 77,370 | SH | DFND | 1 | 77,370 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 703 | 15,633 | SH | DFND | 1 | 15,633 | 0 | 0 | |
COMPANHIA SIDERURGICA NACION | SPONSORED ADR | 20440W105 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 266 | 4,090 | SH | DFND | 1 | 4,090 | 0 | 0 | |
CONSOLIDATED EDISON INC | COM | 209115104 | 154 | 1,700 | SH | DFND | 1 | 1,700 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 10 | 53 | SH | DFND | 1 | 53 | 0 | 0 | |
CONTURA ENERGY INC | COM | 21241B100 | 0 | 27 | SH | DFND | 1 | 27 | 0 | 0 | |
CORNING INC | COM | 219350105 | 582 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
CORNING INC | PUT | 219350955 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
COSTCO WHSL CORP NEW | COM | 22160K105 | 23 | 79 | SH | DFND | 1 | 79 | 0 | 0 | |
COTY INC | COM CL A | 222070203 | 116 | 10,389 | SH | DFND | 1 | 10,389 | 0 | 0 | |
CREDIT ACCEP CORP MICH | COM | 225310101 | 199 | 450 | SH | DFND | 1 | 450 | 0 | 0 | |
CSX CORP | COM | 126408103 | 26,554 | 366,974 | SH | DFND | 1 | 366,974 | 0 | 0 | |
CTI BIOPHARMA CORP | COM | 12648L601 | 1 | 800 | SH | DFND | 1 | 800 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
DANAHER CORPORATION | COM | 235851102 | 461 | 3,005 | SH | DFND | 1 | 3,005 | 0 | 0 | |
DEERE & CO | COM | 244199105 | 1,485 | 8,569 | SH | DFND | 1 | 8,569 | 0 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 8 | 158 | SH | DFND | 1 | 158 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 41 | 700 | SH | DFND | 1 | 700 | 0 | 0 | |
DENTSPLY SIRONA INC | COM | 24906P109 | 526 | 9,300 | SH | DFND | 1 | 9,300 | 0 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 4 | 3,500 | SH | DFND | 1 | 3,500 | 0 | 0 | |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 12 | 1,500 | SH | DFND | 1 | 1,500 | 0 | 0 | |
DEXCOM INC | COM | 252131107 | 109 | 500 | SH | DFND | 1 | 500 | 0 | 0 | |
DEXCOM INC | NOTE 0.750%12/0 | 252131AH0 | 0 | 0 | PRN | DFND | 1 | 0 | 0 | 0 | |
DIAMONDBACK ENERGY INC | CALL | 25278X909 | 18 | 1,000 | SH | Call | DFND | 1 | 1,000 | 0 | 0 |
DIAMONDBACK ENERGY INC | COM | 25278X109 | 1,104 | 11,900 | SH | DFND | 1 | 11,900 | 0 | 0 | |
DISCOVER FINL SVCS | COM | 254709108 | 617 | 7,280 | SH | DFND | 1 | 7,280 | 0 | 0 | |
DISNEY WALT CO | CALL | 254687906 | 0 | 0 | SH | Call | DFND | 1 | 0 | 0 | 0 |
DISNEY WALT CO | COM DISNEY | 254687106 | 29,160 | 201,624 | SH | DFND | 1 | 201,624 | 0 | 0 | |
DISNEY WALT CO | PUT | 254687956 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
DOCUSIGN INC | COM | 256163106 | 104 | 1,400 | SH | DFND | 1 | 1,400 | 0 | 0 | |
DOW INC | COM | 260557103 | 2 | 43 | SH | DFND | 1 | 43 | 0 | 0 | |
DTE ENERGY CO | COM | 233331107 | 130 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 114 | 1,250 | SH | DFND | 1 | 1,250 | 0 | 0 | |
DUPONT DE NEMOURS INC | COM | 26614N102 | 178 | 2,777 | SH | DFND | 1 | 2,777 | 0 | 0 | |
DXC TECHNOLOGY CO | COM | 23355L106 | 1 | 34 | SH | DFND | 1 | 34 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 29 | 302 | SH | DFND | 1 | 302 | 0 | 0 | |
EBAY INC | COM | 278642103 | 304 | 8,411 | SH | DFND | 1 | 8,411 | 0 | 0 | |
ECOLAB INC | COM | 278865100 | 193 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 2,095 | 8,980 | SH | DFND | 1 | 8,980 | 0 | 0 | |
ELASTIC N V | ORD SHS | N14506104 | 51 | 800 | SH | DFND | 1 | 800 | 0 | 0 | |
ELECTRONIC ARTS INC | COM | 285512109 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
EMCORE CORP | COM NEW | 290846203 | 30 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
EMERSON ELEC CO | COM | 291011104 | 539 | 7,070 | SH | DFND | 1 | 7,070 | 0 | 0 | |
ENBRIDGE INC | COM | 29250N105 | 159 | 3,993 | SH | DFND | 1 | 3,993 | 0 | 0 | |
ENDEAVOUR SILVER CORP | COM | 29258Y103 | 8 | 3,400 | SH | DFND | 1 | 3,400 | 0 | 0 | |
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
EOG RES INC | COM | 26875P101 | 11,303 | 134,893 | SH | DFND | 1 | 134,893 | 0 | 0 | |
EQT CORP | COM | 26884L109 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
EQUIFAX INC | COM | 294429105 | 560 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
EQUINIX INC | COM | 29444U700 | 269 | 461 | SH | DFND | 1 | 461 | 0 | 0 | |
EQUITRANS MIDSTREAM CORPORAT | COM | 294600101 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | 68 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 | 125 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
ETSY INC | COM | 29786A106 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
EVER GLORY INTL GRP INC | COM NEW | 299766204 | 3 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
EXACT SCIENCES CORP | COM | 30063P105 | 227 | 2,450 | SH | DFND | 1 | 2,450 | 0 | 0 | |
EXACT SCIENCES CORP | NOTE 0.375% 3/1 | 30063PAB1 | 1,536 | 1,365,000 | PRN | DFND | 1 | 1,365,000 | 0 | 0 | |
EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 | 36 | 850 | SH | DFND | 1 | 850 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 5,558 | 121,833 | SH | DFND | 1 | 121,833 | 0 | 0 | |
EXPEDIA GROUP INC | COM NEW | 30212P303 | 1,911 | 17,665 | SH | DFND | 1 | 17,665 | 0 | 0 | |
EXPEDIA GROUP INC | PUT | 30212P953 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 7,881 | 112,924 | SH | DFND | 1 | 112,924 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 37,711 | 183,716 | SH | DFND | 1 | 183,716 | 0 | 0 | |
FEDEX CORP | COM | 31428X106 | 7 | 45 | SH | DFND | 1 | 45 | 0 | 0 | |
FERRARI N V | COM | N3167Y103 | 13,135 | 79,125 | SH | DFND | 1 | 79,125 | 0 | 0 | |
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 622 | 42,000 | SH | DFND | 1 | 42,000 | 0 | 0 | |
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 1,019 | 7,329 | SH | DFND | 1 | 7,329 | 0 | 0 | |
FIRST MAJESTIC SILVER CORP | COM | 32076V103 | 51 | 4,200 | SH | DFND | 1 | 4,200 | 0 | 0 | |
FIRST SOLAR INC | COM | 336433107 | 224 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
FORD MTR CO DEL | COM | 345370860 | 93 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
FORTIS INC | COM | 349553107 | 31 | 748 | SH | DFND | 1 | 748 | 0 | 0 | |
FORTUNA SILVER MINES INC | COM | 349915108 | 25 | 6,200 | SH | DFND | 1 | 6,200 | 0 | 0 | |
FRANCO NEVADA CORP | COM | 351858105 | 1,395 | 13,500 | SH | DFND | 1 | 13,500 | 0 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 595 | 45,400 | SH | DFND | 1 | 45,400 | 0 | 0 | |
FRESENIUS MED CARE AG&CO KGA | SPONSORED ADR | 358029106 | 352 | 9,562 | SH | DFND | 1 | 9,562 | 0 | 0 | |
FRONTIER COMMUNICATIONS CORP | COM NEW | 35906A306 | 0 | 59 | SH | DFND | 1 | 59 | 0 | 0 | |
GAMESTOP CORP NEW | CL A | 36467W109 | 1 | 100 | SH | DFND | 1 | 100 | 0 | 0 | |
GANNETT CO INC NEW | COM | 36472T109 | 13 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
GAP INC | COM | 364760108 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
GARMIN LTD | SHS | H2906T109 | 39 | 400 | SH | DFND | 1 | 400 | 0 | 0 | |
GARRETT MOTION INC | COM | 366505105 | 0 | 99 | SH | DFND | 1 | 99 | 0 | 0 | |
GARTNER INC | COM | 366651107 | 48 | 310 | SH | DFND | 1 | 310 | 0 | 0 | |
GASLOG PARTNERS LP | UNIT LTD PTNRP | Y2687W108 | 8 | 500 | SH | DFND | 1 | 500 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 894 | 80,190 | SH | DFND | 1 | 80,190 | 0 | 0 | |
GENERAL MLS INC | COM | 370334104 | 1,419 | 26,500 | SH | DFND | 1 | 26,500 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 29 | 800 | SH | DFND | 1 | 800 | 0 | 0 | |
GEOSPACE TECHNOLOGIES CORP | COM | 37364X109 | 12 | 720 | SH | DFND | 1 | 720 | 0 | 0 | |
GERDAU S A | SPON ADR REP PFD | 373737105 | 177 | 36,000 | SH | DFND | 1 | 36,000 | 0 | 0 | |
GILEAD SCIENCES INC | CALL | 375558903 | 56 | 12,500 | SH | Call | DFND | 1 | 12,500 | 0 | 0 |
GILEAD SCIENCES INC | COM | 375558103 | 3,151 | 48,560 | SH | DFND | 1 | 48,560 | 0 | 0 | |
GILEAD SCIENCES INC | PUT | 375558953 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 211 | 4,500 | SH | DFND | 1 | 4,500 | 0 | 0 | |
GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 | 79 | 2,900 | SH | DFND | 1 | 2,900 | 0 | 0 | |
GLOBAL X FDS | MSCI GREECE ETF | 37950E366 | 51 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 14 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
GOLDEN MINERALS CO | COM | 381119106 | 3 | 10,160 | SH | DFND | 1 | 10,160 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 2,353 | 10,234 | SH | DFND | 1 | 10,234 | 0 | 0 | |
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 101 | 6,500 | SH | DFND | 1 | 6,500 | 0 | 0 | |
GOPRO INC | CL A | 38268T103 | 11 | 2,500 | SH | DFND | 1 | 2,500 | 0 | 0 | |
GREAT PANTHER MINING LIMITED | COM | 39115V101 | 4 | 7,900 | SH | DFND | 1 | 7,900 | 0 | 0 | |
GRUPO FINANCIERO GALICIA S A | SPONSORED ADR | 399909100 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 777 | 655,000 | PRN | DFND | 1 | 655,000 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 136 | 1,300 | SH | DFND | 1 | 1,300 | 0 | 0 | |
GW PHARMACEUTICALS PLC | PUT | 36197T953 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
HAIN CELESTIAL GROUP INC | COM | 405217100 | 162 | 6,250 | SH | DFND | 1 | 6,250 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 252 | 10,250 | SH | DFND | 1 | 10,250 | 0 | 0 | |
HARLEY DAVIDSON INC | COM | 412822108 | 19 | 500 | SH | DFND | 1 | 500 | 0 | 0 | |
HESS CORP | COM | 42809H107 | 267 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
HOLOGIC INC | COM | 436440101 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 49,517 | 226,739 | SH | DFND | 1 | 226,739 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 3,061 | 17,292 | SH | DFND | 1 | 17,292 | 0 | 0 | |
IDEXX LABS INC | COM | 45168D104 | 104 | 400 | SH | DFND | 1 | 400 | 0 | 0 | |
IHS MARKIT LTD | SHS | G47567105 | 5,706 | 75,700 | SH | DFND | 1 | 75,700 | 0 | 0 | |
ILLINOIS TOOL WKS INC | COM | 452308109 | 8,693 | 48,394 | SH | DFND | 1 | 48,394 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 3,085 | 9,300 | SH | DFND | 1 | 9,300 | 0 | 0 | |
ILLUMINA INC | NOTE 0.500% 6/1 | 452327AH2 | 1,317 | 950,000 | PRN | DFND | 1 | 950,000 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | 22 | 250 | SH | DFND | 1 | 250 | 0 | 0 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 8,824 | 66,393 | SH | DFND | 1 | 66,393 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 22,346 | 373,351 | SH | DFND | 1 | 373,351 | 0 | 0 | |
INTEL CORP | PUT | 458140950 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
INTELLIA THERAPEUTICS INC | COM | 45826J105 | 147 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 124 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 238 | 2,570 | SH | DFND | 1 | 2,570 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 2,924 | 21,800 | SH | DFND | 1 | 21,800 | 0 | 0 | |
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 13,050 | 101,150 | SH | DFND | 1 | 101,150 | 0 | 0 | |
INTERNATIONAL FLAVORS&FRAGRA | PUT | 459506951 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
INTL PAPER CO | COM | 460146103 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
INTUIT | COM | 461202103 | 806 | 3,075 | SH | DFND | 1 | 3,075 | 0 | 0 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 1,049 | 1,775 | SH | DFND | 1 | 1,775 | 0 | 0 | |
INVESCO EXCHNG TRADED FD TR | CHINA TECHNLGY | 46138E800 | 32 | 600 | SH | DFND | 1 | 600 | 0 | 0 | |
INVESCO EXCHNG TRADED FD TR | NATL AMT MUNI | 46138E537 | 537 | 20,300 | SH | DFND | 1 | 20,300 | 0 | 0 | |
INVESCO EXCHNG TRADED FD TR | PFD ETF | 46138E511 | 358 | 23,900 | SH | DFND | 1 | 23,900 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 4,002 | 18,824 | SH | DFND | 1 | 18,824 | 0 | 0 | |
INVITATION HOMES INC | COM | 46187W107 | 85 | 2,850 | SH | DFND | 1 | 2,850 | 0 | 0 | |
IQVIA HLDGS INC | COM | 46266C105 | 17,954 | 116,202 | SH | DFND | 1 | 116,202 | 0 | 0 | |
IRHYTHM TECHNOLOGIES INC | COM | 450056106 | 7 | 100 | SH | DFND | 1 | 100 | 0 | 0 | |
IRIDIUM COMMUNICATIONS INC | COM | 46269C102 | 2 | 100 | SH | DFND | 1 | 100 | 0 | 0 | |
ISHARES INC | MSCI BRAZIL ETF | 464286400 | 526 | 11,095 | SH | DFND | 1 | 11,095 | 0 | 0 | |
ISHARES INC | MSCI BRIC INDX | 464286657 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
ISHARES INC | MSCI EURZONE ETF | 464286608 | 2,813 | 67,150 | SH | DFND | 1 | 67,150 | 0 | 0 | |
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 44 | 750 | SH | DFND | 1 | 750 | 0 | 0 | |
ISHARES INC | MSCI MEXICO ETF | 464286822 | 180 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
ISHARES INC | MSCI PAC JP ETF | 464286665 | 445 | 9,605 | SH | DFND | 1 | 9,605 | 0 | 0 | |
ISHARES INC | MSCI WORLD ETF | 464286392 | 948 | 9,600 | SH | DFND | 1 | 9,600 | 0 | 0 | |
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 199 | 2,350 | SH | DFND | 1 | 2,350 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 224 | 1,657 | SH | DFND | 1 | 1,657 | 0 | 0 | |
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 41 | 325 | SH | DFND | 1 | 325 | 0 | 0 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 152 | 739 | SH | DFND | 1 | 739 | 0 | 0 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 193 | 2,297 | SH | DFND | 1 | 2,297 | 0 | 0 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,327 | 7,200 | SH | DFND | 1 | 7,200 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 9 | 102 | SH | DFND | 1 | 102 | 0 | 0 | |
ISHARES TR | INTL TREA BD ETF | 464288117 | 2,908 | 57,958 | SH | DFND | 1 | 57,958 | 0 | 0 | |
ISHARES TR | JPX NIKKEI 400 | 464287382 | 293 | 4,600 | SH | DFND | 1 | 4,600 | 0 | 0 | |
ISHARES TR | MSCI AC ASIA ETF | 464288182 | 206 | 2,800 | SH | DFND | 1 | 2,800 | 0 | 0 | |
ISHARES TR | MSCI ACWI ETF | 464288257 | 2,746 | 34,650 | SH | DFND | 1 | 34,650 | 0 | 0 | |
ISHARES TR | MSCI CHINA ETF | 46429B671 | 128 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 327 | 4,716 | SH | DFND | 1 | 4,716 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 2,687 | 59,910 | SH | DFND | 1 | 59,910 | 0 | 0 | |
ISHARES TR | MSCI INDIA ETF | 46429B598 | 134 | 3,800 | SH | DFND | 1 | 3,800 | 0 | 0 | |
ISHARES TR | NATIONAL MUN ETF | 464288414 | 531 | 4,660 | SH | DFND | 1 | 4,660 | 0 | 0 | |
ISHARES TR | PFD AND INCM SEC | 464288687 | 101 | 2,700 | SH | DFND | 1 | 2,700 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 258 | 1,557 | SH | DFND | 1 | 1,557 | 0 | 0 | |
ISHARES TR | US AER DEF ETF | 464288760 | 102 | 460 | SH | DFND | 1 | 460 | 0 | 0 | |
ISIS PHARMACEUTICALS INC DEL | NOTE 1.000%11/1 | 464337AJ3 | 401 | 350,000 | PRN | DFND | 1 | 350,000 | 0 | 0 | |
ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | 78 | 8,562 | SH | DFND | 1 | 8,562 | 0 | 0 | |
IZEA WORLDWIDE INC | COM | 46604H105 | 9 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
JD COM INC | SPON ADR CL A | 47215P106 | 690 | 19,570 | SH | DFND | 1 | 19,570 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 5,181 | 35,517 | SH | DFND | 1 | 35,517 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 71,880 | 515,584 | SH | DFND | 1 | 515,584 | 0 | 0 | |
KANSAS CITY SOUTHERN | COM NEW | 485170302 | 22 | 145 | SH | DFND | 1 | 145 | 0 | 0 | |
KELLOGG CO | COM | 487836108 | 1,694 | 24,500 | SH | DFND | 1 | 24,500 | 0 | 0 | |
KIMBERLY CLARK CORP | COM | 494368103 | 722 | 5,250 | SH | DFND | 1 | 5,250 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 176 | 8,303 | SH | DFND | 1 | 8,303 | 0 | 0 | |
KINROSS GOLD CORP | COM | 496902404 | 7 | 1,500 | SH | DFND | 1 | 1,500 | 0 | 0 | |
KIRKLAND LAKE GOLD LTD | COM | 49741E100 | 3,929 | 89,000 | SH | DFND | 1 | 89,000 | 0 | 0 | |
KONTOOR BRANDS INC | COM | 50050N103 | 10 | 235 | SH | DFND | 1 | 235 | 0 | 0 | |
KRAFT HEINZ CO | COM | 500754106 | 3,232 | 100,551 | SH | DFND | 1 | 100,551 | 0 | 0 | |
L BRANDS INC | COM | 501797104 | 11 | 600 | SH | DFND | 1 | 600 | 0 | 0 | |
LAUDER ESTEE COS INC | CL A | 518439104 | 2,711 | 13,124 | SH | DFND | 1 | 13,124 | 0 | 0 | |
LEXICON PHARMACEUTICALS INC | COM NEW | 528872302 | 17 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
LINDE PLC | CALL | G5494J903 | 0 | 0 | SH | Call | DFND | 1 | 0 | 0 | 0 |
LINDE PLC | SHS | G5494J103 | 39,349 | 183,724 | SH | DFND | 1 | 183,724 | 0 | 0 | |
LINE CORP | SPONSORED ADR | 53567X101 | 15 | 300 | SH | DFND | 1 | 300 | 0 | 0 | |
LIVE NATION ENTERTAINMENT IN | COM | 538034109 | 22,961 | 321,256 | SH | DFND | 1 | 321,256 | 0 | 0 | |
LIVE NATION ENTERTAINMENT IN | PUT | 538034959 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
LOCKHEED MARTIN CORP | COM | 539830109 | 157 | 405 | SH | DFND | 1 | 405 | 0 | 0 | |
LOGITECH INTL S A | CALL | H50430902 | 0 | 0 | SH | Call | DFND | 1 | 0 | 0 | 0 |
LOGITECH INTL S A | PUT | H50430952 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
LOGITECH INTL S A | SHS | H50430232 | 27,465 | 580,442 | SH | DFND | 1 | 580,442 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 599 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
MACROGENICS INC | COM | 556099109 | 33 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
MARATHON OIL CORP | COM | 565849106 | 102 | 7,500 | SH | DFND | 1 | 7,500 | 0 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 125 | 2,082 | SH | DFND | 1 | 2,082 | 0 | 0 | |
MARKETAXESS HLDGS INC | COM | 57060D108 | 114 | 300 | SH | DFND | 1 | 300 | 0 | 0 | |
MARSH & MCLENNAN COS INC | COM | 571748102 | 7,323 | 65,745 | SH | DFND | 1 | 65,745 | 0 | 0 | |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 11 | 430 | SH | DFND | 1 | 430 | 0 | 0 | |
MASTERCARD INC | CALL | 57636Q904 | 235 | 3,900 | SH | Call | DFND | 1 | 3,900 | 0 | 0 |
MASTERCARD INC | CL A | 57636Q104 | 72 | 240 | SH | DFND | 1 | 240 | 0 | 0 | |
MATCH GROUP INC | COM | 57665R106 | 228 | 2,775 | SH | DFND | 1 | 2,775 | 0 | 0 | |
MATTEL INC | PUT | 577081952 | 0 | 1,000 | SH | Put | DFND | 1 | 1,000 | 0 | 0 |
MCDONALDS CORP | COM | 580135101 | 16,940 | 85,725 | SH | DFND | 1 | 85,725 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 170 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
MEDLEY CAP CORP | COM | 58503F106 | 109 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 4,588 | 40,444 | SH | DFND | 1 | 40,444 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 48,041 | 528,269 | SH | DFND | 1 | 528,269 | 0 | 0 | |
MERCURY SYS INC | COM | 589378108 | 187 | 2,700 | SH | DFND | 1 | 2,700 | 0 | 0 | |
METHODE ELECTRS INC | COM | 591520200 | 6 | 150 | SH | DFND | 1 | 150 | 0 | 0 | |
METLIFE INC | COM | 59156R108 | 13,810 | 270,945 | SH | DFND | 1 | 270,945 | 0 | 0 | |
METLIFE INC | PUT | 59156R958 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
MGM RESORTS INTERNATIONAL | COM | 552953101 | 6 | 180 | SH | DFND | 1 | 180 | 0 | 0 | |
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AF1 | 2,666 | 1,861,000 | PRN | DFND | 1 | 1,861,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 369 | 6,850 | SH | DFND | 1 | 6,850 | 0 | 0 | |
MICROSOFT CORP | CALL | 594918904 | 794 | 26,000 | SH | Call | DFND | 1 | 26,000 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 90,283 | 572,468 | SH | DFND | 1 | 572,468 | 0 | 0 | |
MICROSOFT CORP | PUT | 594918954 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
MIDDLEBY CORP | COM | 596278101 | 92 | 840 | SH | DFND | 1 | 840 | 0 | 0 | |
MODERNA INC | COM | 60770K107 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
MOLECULAR TEMPLATES INC | COM | 608550109 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 8 | 150 | SH | DFND | 1 | 150 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 35,216 | 639,374 | SH | DFND | 1 | 639,374 | 0 | 0 | |
MONSTER BEVERAGE CORP NEW | COM | 61174X109 | 5 | 71 | SH | DFND | 1 | 71 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 58 | 1,125 | SH | DFND | 1 | 1,125 | 0 | 0 | |
MORGAN STANLEY INDIA INVS FD | COM | 61745C105 | 20 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 644 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 100 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
MYRIAD GENETICS INC | COM | 62855J104 | 14 | 500 | SH | DFND | 1 | 500 | 0 | 0 | |
NASDAQ INC | COM | 631103108 | 48 | 450 | SH | DFND | 1 | 450 | 0 | 0 | |
NEOVASC INC | COM | 64065J304 | 0 | 85 | SH | DFND | 1 | 85 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 1,593 | 4,924 | SH | DFND | 1 | 4,924 | 0 | 0 | |
NETFLIX INC | PUT | 64110L956 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
NEUBASE THERAPEUTICS INC | COM | 64132K102 | 1 | 200 | SH | DFND | 1 | 200 | 0 | 0 | |
NEW RELIC INC | COM | 64829B100 | 205 | 3,120 | SH | DFND | 1 | 3,120 | 0 | 0 | |
NEWELL BRANDS INC | COM | 651229106 | 38 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
NEWMONT GOLDCORP CORPORATION | COM | 651639106 | 5,255 | 120,894 | SH | DFND | 1 | 120,894 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 5,048 | 20,844 | SH | DFND | 1 | 20,844 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 7,881 | 77,786 | SH | DFND | 1 | 77,786 | 0 | 0 | |
NIO INC | SPON ADS | 62914V106 | 341 | 85,000 | SH | DFND | 1 | 85,000 | 0 | 0 | |
NOBLE ENERGY INC | COM | 655044105 | 1,346 | 54,250 | SH | DFND | 1 | 54,250 | 0 | 0 | |
NOKIA CORP | SPONSORED ADR | 654902204 | 0 | 85 | SH | DFND | 1 | 85 | 0 | 0 | |
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 5 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
NORTHERN OIL & GAS INC NEV | COM | 665531109 | 1 | 500 | SH | DFND | 1 | 500 | 0 | 0 | |
NORTHROP GRUMMAN CORP | COM | 666807102 | 482 | 1,400 | SH | DFND | 1 | 1,400 | 0 | 0 | |
NORTONLIFELOCK INC | COM | 668771108 | 31 | 1,200 | SH | DFND | 1 | 1,200 | 0 | 0 | |
NOVARTIS A G | SPONSORED ADR | 66987V109 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
NOVOCURE LTD | ORD SHS | G6674U108 | 253 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 36 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
NUTANIX INC | CALL | 67059N908 | 0 | 0 | SH | Call | DFND | 1 | 0 | 0 | 0 |
NUTANIX INC | CL A | 67059N108 | 875 | 28,000 | SH | DFND | 1 | 28,000 | 0 | 0 | |
NUVASIVE INC | NOTE 2.250% 3/1 | 670704AG0 | 428 | 320,000 | PRN | DFND | 1 | 320,000 | 0 | 0 | |
NVIDIA CORP | CALL | 67066G904 | 0 | 0 | SH | Call | DFND | 1 | 0 | 0 | 0 |
NVIDIA CORP | COM | 67066G104 | 12,165 | 51,706 | SH | DFND | 1 | 51,706 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 509 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
OBSEVA SA | COM | H5861P103 | 15 | 3,900 | SH | DFND | 1 | 3,900 | 0 | 0 | |
OCCIDENTAL PETE CORP | COM | 674599105 | 763 | 18,554 | SH | DFND | 1 | 18,554 | 0 | 0 | |
OCULAR THERAPEUTIX INC | COM | 67576A100 | 3 | 700 | SH | DFND | 1 | 700 | 0 | 0 | |
OI S A | SPONSORED ADR NE | 670851500 | 0 | 2 | SH | DFND | 1 | 2 | 0 | 0 | |
ON SEMICONDUCTOR CORP | NOTE 1.625%10/1 | 682189AP0 | 1,969 | 1,422,000 | PRN | DFND | 1 | 1,422,000 | 0 | 0 | |
ONEOK INC NEW | COM | 682680103 | 122 | 1,614 | SH | DFND | 1 | 1,614 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 399 | 7,540 | SH | DFND | 1 | 7,540 | 0 | 0 | |
OVERSTOCK COM INC DEL | COM | 690370101 | 7 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
PALO ALTO NETWORKS INC | CALL | 697435905 | 0 | 0 | SH | Call | DFND | 1 | 0 | 0 | 0 |
PALO ALTO NETWORKS INC | COM | 697435105 | 56,984 | 246,496 | SH | DFND | 1 | 246,496 | 0 | 0 | |
PALO ALTO NETWORKS INC | NOTE 0.750% 7/0 | 697435AD7 | 2,571 | 2,320,000 | PRN | DFND | 1 | 2,320,000 | 0 | 0 | |
PALO ALTO NETWORKS INC | PUT | 697435955 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
PAYPAL HLDGS INC | COM | 70450Y103 | 2,913 | 26,928 | SH | DFND | 1 | 26,928 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 766 | 5,603 | SH | DFND | 1 | 5,603 | 0 | 0 | |
PERSPECTA INC | COM | 715347100 | 0 | 17 | SH | DFND | 1 | 17 | 0 | 0 | |
PETROLEO BRASILEIRO SA PETRO | SP ADR NON VTG | 71654V101 | 364 | 24,380 | SH | DFND | 1 | 24,380 | 0 | 0 | |
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 72 | 4,480 | SH | DFND | 1 | 4,480 | 0 | 0 | |
PFIZER INC | CALL | 717081903 | 0 | 0 | SH | Call | DFND | 1 | 0 | 0 | 0 |
PFIZER INC | COM | 717081103 | 1,118 | 28,460 | SH | DFND | 1 | 28,460 | 0 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 2,561 | 30,082 | SH | DFND | 1 | 30,082 | 0 | 0 | |
PHILLIPS 66 | COM | 718546104 | 2,627 | 23,576 | SH | DFND | 1 | 23,576 | 0 | 0 | |
PINTEREST INC | CL A | 72352L106 | 2,830 | 151,780 | SH | DFND | 1 | 151,780 | 0 | 0 | |
PINTEREST INC | PUT | 72352L956 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
PIONEER NAT RES CO | COM | 723787107 | 7 | 45 | SH | DFND | 1 | 45 | 0 | 0 | |
PLANET FITNESS INC | CL A | 72703H101 | 112 | 1,500 | SH | DFND | 1 | 1,500 | 0 | 0 | |
PLUG POWER INC | COM NEW | 72919P202 | 9 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
POLARIS INC | COM | 731068102 | 9 | 90 | SH | DFND | 1 | 90 | 0 | 0 | |
PPG INDS INC | COM | 693506107 | 5,922 | 44,362 | SH | DFND | 1 | 44,362 | 0 | 0 | |
PREMIER INC | CL A | 74051N102 | 197 | 5,200 | SH | DFND | 1 | 5,200 | 0 | 0 | |
PRICELINE GRP INC | NOTE 0.900% 9/1 | 741503AX4 | 1,164 | 1,000,000 | PRN | DFND | 1 | 1,000,000 | 0 | 0 | |
PROCTER & GAMBLE CO | COM | 742718109 | 9,115 | 72,990 | SH | DFND | 1 | 72,990 | 0 | 0 | |
PROGRESSIVE CORP OHIO | COM | 743315103 | 9,388 | 129,644 | SH | DFND | 1 | 129,644 | 0 | 0 | |
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 72 | 2,697 | SH | DFND | 1 | 2,697 | 0 | 0 | |
PROSPECT CAPITAL CORPORATION | NOTE 4.750% 4/1 | 74348TAQ5 | 807 | 795,000 | PRN | DFND | 1 | 795,000 | 0 | 0 | |
PRUDENTIAL FINL INC | CALL | 744320902 | 1 | 7,000 | SH | Call | DFND | 1 | 7,000 | 0 | 0 |
PTC INC | COM | 69370C100 | 3,670 | 49,000 | SH | DFND | 1 | 49,000 | 0 | 0 | |
PUBLIC STORAGE | COM | 74460D109 | 21 | 100 | SH | DFND | 1 | 100 | 0 | 0 | |
PUBLIC SVC ENTERPRISE GRP IN | COM | 744573106 | 39 | 665 | SH | DFND | 1 | 665 | 0 | 0 | |
PURE STORAGE INC | CALL | 74624M902 | 0 | 0 | SH | Call | DFND | 1 | 0 | 0 | 0 |
PURE STORAGE INC | CL A | 74624M102 | 43 | 2,500 | SH | DFND | 1 | 2,500 | 0 | 0 | |
QIAGEN NV | DEBT 1.000%11/1 | N72482AT4 | 614 | 600,000 | PRN | DFND | 1 | 600,000 | 0 | 0 | |
QIAGEN NV | SHS NEW | N72482123 | 1,975 | 57,777 | SH | DFND | 1 | 57,777 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 181 | 2,050 | SH | DFND | 1 | 2,050 | 0 | 0 | |
QUMU CORP | COM | 749063103 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
RANGE RES CORP | COM | 75281A109 | 33 | 6,648 | SH | DFND | 1 | 6,648 | 0 | 0 | |
RAYTHEON CO | COM NEW | 755111507 | 439 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 300 | 800 | SH | DFND | 1 | 800 | 0 | 0 | |
REPUBLIC SVCS INC | COM | 760759100 | 18 | 200 | SH | DFND | 1 | 200 | 0 | 0 | |
RESIDEO TECHNOLOGIES INC | COM | 76118Y104 | 3 | 165 | SH | DFND | 1 | 165 | 0 | 0 | |
RIO TINTO PLC | SPONSORED ADR | 767204100 | 356 | 6,000 | SH | DFND | 1 | 6,000 | 0 | 0 | |
ROKU INC | COM CL A | 77543R102 | 47 | 350 | SH | DFND | 1 | 350 | 0 | 0 | |
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 277 | 3,500 | SH | DFND | 1 | 3,500 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 644 | 10,740 | SH | DFND | 1 | 10,740 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 254 | 4,320 | SH | DFND | 1 | 4,320 | 0 | 0 | |
S&P GLOBAL INC | COM | 78409V104 | 48,923 | 179,174 | SH | DFND | 1 | 179,174 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 872 | 5,365 | SH | DFND | 1 | 5,365 | 0 | 0 | |
SANDSTORM GOLD LTD | COM NEW | 80013R206 | 7 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
SANGAMO THERAPEUTICS INC | COM | 800677106 | 84 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
SEALED AIR CORP NEW | COM | 81211K100 | 358 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 10 | 100 | SH | DFND | 1 | 100 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 15 | 500 | SH | DFND | 1 | 500 | 0 | 0 | |
SELECTA BIOSCIENCES INC | COM | 816212104 | 23 | 9,500 | SH | DFND | 1 | 9,500 | 0 | 0 | |
SENSEONICS HLDGS INC | COM | 81727U105 | 1 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
SERVICE CORP INTL | COM | 817565104 | 35 | 750 | SH | DFND | 1 | 750 | 0 | 0 | |
SERVICENOW INC | COM | 81762P102 | 113 | 400 | SH | DFND | 1 | 400 | 0 | 0 | |
SHERWIN WILLIAMS CO | COM | 824348106 | 1,167 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
SHOPIFY INC | CL A | 82509L107 | 346 | 870 | SH | DFND | 1 | 870 | 0 | 0 | |
SIFY TECHNOLOGIES LIMITED | SPONSORED ADS | 82655M107 | 0 | 35 | SH | DFND | 1 | 35 | 0 | 0 | |
SILVERCORP METALS INC | COM | 82835P103 | 16 | 2,790 | SH | DFND | 1 | 2,790 | 0 | 0 | |
SIMULATIONS PLUS INC | COM | 829214105 | 17 | 600 | SH | DFND | 1 | 600 | 0 | 0 | |
SNAP INC | CL A | 83304A106 | 131 | 8,000 | SH | DFND | 1 | 8,000 | 0 | 0 | |
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 364 | 1,279 | SH | DFND | 1 | 1,279 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 289 | 2,020 | SH | DFND | 1 | 2,020 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 8,352 | 25,948 | SH | DFND | 1 | 25,948 | 0 | 0 | |
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 19 | 175 | SH | DFND | 1 | 175 | 0 | 0 | |
SPDR SERIES TRUST | SSGA GNDER ETF | 78468R747 | 24 | 310 | SH | DFND | 1 | 310 | 0 | 0 | |
SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 2,150 | 1,780,000 | PRN | DFND | 1 | 1,780,000 | 0 | 0 | |
SPLUNK INC | NOTE 1.125% 9/1 | 848637AD6 | 1,358 | 1,095,000 | PRN | DFND | 1 | 1,095,000 | 0 | 0 | |
SPOTIFY TECHNOLOGY S A | CALL | L8681T902 | 36 | 1,200 | SH | Call | DFND | 1 | 1,200 | 0 | 0 |
SPOTIFY TECHNOLOGY S A | PUT | L8681T952 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 47,769 | 319,372 | SH | DFND | 1 | 319,372 | 0 | 0 | |
SPROUTS FMRS MKT INC | COM | 85208M102 | 816 | 42,150 | SH | DFND | 1 | 42,150 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 316 | 5,040 | SH | DFND | 1 | 5,040 | 0 | 0 | |
SQUARE INC | NOTE 0.500% 5/1 | 852234AD5 | 1,694 | 1,520,000 | PRN | DFND | 1 | 1,520,000 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 3,034 | 34,500 | SH | DFND | 1 | 34,500 | 0 | 0 | |
STEEL CONNECT INC | COM | 858098106 | 2 | 800 | SH | DFND | 1 | 800 | 0 | 0 | |
STERICYCLE INC | COM | 858912108 | 38 | 600 | SH | DFND | 1 | 600 | 0 | 0 | |
STEWART INFORMATION SVCS COR | COM | 860372101 | 20 | 500 | SH | DFND | 1 | 500 | 0 | 0 | |
STRYKER CORP | COM | 863667101 | 94 | 450 | SH | DFND | 1 | 450 | 0 | 0 | |
SUNCOR ENERGY INC NEW | COM | 867224107 | 141 | 4,300 | SH | DFND | 1 | 4,300 | 0 | 0 | |
SVB FINL GROUP | COM | 78486Q101 | 8 | 32 | SH | DFND | 1 | 32 | 0 | 0 | |
SYNCHRONY FINL | CALL | 87165B903 | 0 | 0 | SH | Call | DFND | 1 | 0 | 0 | 0 |
SYNCHRONY FINL | COM | 87165B103 | 5,429 | 150,735 | SH | DFND | 1 | 150,735 | 0 | 0 | |
T MOBILE US INC | COM | 872590104 | 12 | 150 | SH | DFND | 1 | 150 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 3,028 | 52,125 | SH | DFND | 1 | 52,125 | 0 | 0 | |
TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 874060205 | 1 | 30 | SH | DFND | 1 | 30 | 0 | 0 | |
TARONIS TECHNOLOGIES INC | COM NEW | 876214206 | 0 | 20 | SH | DFND | 1 | 20 | 0 | 0 | |
TATA MTRS LTD | SPONSORED ADR | 876568502 | 22 | 1,700 | SH | DFND | 1 | 1,700 | 0 | 0 | |
TC ENERGY CORP | COM | 87807B107 | 224 | 4,191 | SH | DFND | 1 | 4,191 | 0 | 0 | |
TE CONNECTIVITY LTD | REG SHS | H84989104 | 4,213 | 43,970 | SH | DFND | 1 | 43,970 | 0 | 0 | |
TEEKAY CORPORATION | COM | Y8564W103 | 103 | 19,400 | SH | DFND | 1 | 19,400 | 0 | 0 | |
TELEFONICA BRASIL SA | SPONSORED ADR | 87936R106 | 3 | 212 | SH | DFND | 1 | 212 | 0 | 0 | |
TENABLE HLDGS INC | COM | 88025T102 | 36 | 1,500 | SH | DFND | 1 | 1,500 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 421 | 1,003 | SH | DFND | 1 | 1,003 | 0 | 0 | |
TESLA INC | PUT | 88160R951 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 96 | 9,800 | SH | DFND | 1 | 9,800 | 0 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 513 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
THE CHARLES SCHWAB CORPORATI | COM | 808513105 | 10 | 210 | SH | DFND | 1 | 210 | 0 | 0 | |
THE TRADE DESK INC | COM CL A | 88339J105 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 70,114 | 215,905 | SH | DFND | 1 | 215,905 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | PUT | 883556952 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TIFFANY & CO NEW | COM | 886547108 | 1,396 | 10,440 | SH | DFND | 1 | 10,440 | 0 | 0 | |
TIFFANY & CO NEW | PUT | 886547958 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TIM PARTICIPACOES S A | SPONSORED ADR | 88706P205 | 1 | 45 | SH | DFND | 1 | 45 | 0 | 0 | |
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 119 | 2,125 | SH | DFND | 1 | 2,125 | 0 | 0 | |
TOTAL S A | SPONSORED ADS | 89151E109 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
TPG SPECIALTY LENDING INC | COM | 87265K102 | 64 | 2,999 | SH | DFND | 1 | 2,999 | 0 | 0 | |
TRANSENTERIX INC | COM | 89366M300 | 1 | 769 | SH | DFND | 1 | 769 | 0 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 9 | 1,384 | SH | DFND | 1 | 1,384 | 0 | 0 | |
TRIP COM GROUP LTD | ADS | 89677Q107 | 18,164 | 541,602 | SH | DFND | 1 | 541,602 | 0 | 0 | |
TRUIST FINL CORP | COM | 89832Q109 | 189 | 3,360 | SH | DFND | 1 | 3,360 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 35 | 48,445 | SH | DFND | 1 | 48,445 | 0 | 0 | |
TUTOR PERINI CORP | COM | 901109108 | 6 | 500 | SH | DFND | 1 | 500 | 0 | 0 | |
TWILIO INC | CL A | 90138F102 | 176 | 1,800 | SH | DFND | 1 | 1,800 | 0 | 0 | |
TWILIO INC | PUT | 90138F952 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 975 | 1,000,000 | PRN | DFND | 1 | 1,000,000 | 0 | 0 | |
UBS GROUP AG | PUT | H42097957 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
UBS GROUP AG | SHS | H42097107 | 31,828 | 2,521,529 | SH | DFND | 1 | 2,521,529 | 0 | 0 | |
UNDER ARMOUR INC | PUT | 904311957 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
UNILEVER PLC | SPON ADR NEW | 904767704 | 280 | 4,900 | SH | DFND | 1 | 4,900 | 0 | 0 | |
UNION PACIFIC CORP | COM | 907818108 | 362 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
UNITED RENTALS INC | COM | 911363109 | 1,334 | 8,000 | SH | DFND | 1 | 8,000 | 0 | 0 | |
UNITED RENTALS INC | PUT | 911363959 | 0 | 0 | SH | Put | DFND | 1 | 0 | 0 | 0 |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 17,401 | 116,190 | SH | DFND | 1 | 116,190 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,886 | 6,414 | SH | DFND | 1 | 6,414 | 0 | 0 | |
URBAN OUTFITTERS INC | COM | 917047102 | 56 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
V F CORP | COM | 918204108 | 209 | 2,100 | SH | DFND | 1 | 2,100 | 0 | 0 | |
VALE S A | SPONSORED ADS | 91912E105 | 1,240 | 93,900 | SH | DFND | 1 | 93,900 | 0 | 0 | |
VALERO ENERGY CORP NEW | COM | 91913Y100 | 83 | 885 | SH | DFND | 1 | 885 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 2 | 100 | SH | DFND | 1 | 100 | 0 | 0 | |
VANECK VECTORS ETF TRUST | GOLD MINERS ETF | 92189F106 | 59 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
VANECK VECTORS ETF TRUST | JR GOLD MINERS E | 92189F791 | 394 | 9,300 | SH | DFND | 1 | 9,300 | 0 | 0 | |
VANECK VECTORS ETF TRUST | OIL REFINERS ETF | 92189F585 | 170 | 5,900 | SH | DFND | 1 | 5,900 | 0 | 0 | |
VANECK VECTORS ETF TRUST | VIETNAM ETF | 92189F817 | 24 | 1,500 | SH | DFND | 1 | 1,500 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 41 | 700 | SH | DFND | 1 | 700 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 92206C847 | 2,854 | 34,279 | SH | DFND | 1 | 34,279 | 0 | 0 | |
VARIAN MED SYS INC | COM | 92220P105 | 437 | 3,075 | SH | DFND | 1 | 3,075 | 0 | 0 | |
VEEVA SYS INC | CL A COM | 922475108 | 191 | 1,358 | SH | DFND | 1 | 1,358 | 0 | 0 | |
VENTAS INC | COM | 92276F100 | 23 | 400 | SH | DFND | 1 | 400 | 0 | 0 | |
VERISK ANALYTICS INC | COM | 92345Y106 | 1,344 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | |
VERITIV CORP | COM | 923454102 | 0 | 0 | SH | DFND | 1 | 0 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 16,167 | 263,347 | SH | DFND | 1 | 263,347 | 0 | 0 | |
VISA INC | CALL | 92826C909 | 133 | 7,000 | SH | Call | DFND | 1 | 7,000 | 0 | 0 |
VISA INC | COM CL A | 92826C839 | 127,839 | 680,276 | SH | DFND | 1 | 680,276 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 729 | 4,800 | SH | DFND | 1 | 4,800 | 0 | 0 | |
VOYA FINL INC | COM | 929089100 | 11 | 180 | SH | DFND | 1 | 180 | 0 | 0 | |
WABTEC CORP | COM | 929740108 | 13 | 162 | SH | DFND | 1 | 162 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 907 | 15,390 | SH | DFND | 1 | 15,390 | 0 | 0 | |
WALMART INC | COM | 931142103 | 1,340 | 11,275 | SH | DFND | 1 | 11,275 | 0 | 0 | |
WASTE MGMT INC DEL | COM | 94106L109 | 7,596 | 66,625 | SH | DFND | 1 | 66,625 | 0 | 0 | |
WEIBO CORP | NOTE 1.250%11/1 | 948596AC5 | 1,175 | 1,240,000 | PRN | DFND | 1 | 1,240,000 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 7,317 | 136,022 | SH | DFND | 1 | 136,022 | 0 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 162 | 2,550 | SH | DFND | 1 | 2,550 | 0 | 0 | |
WESTERN UN CO | COM | 959802109 | 1,411 | 52,700 | SH | DFND | 1 | 52,700 | 0 | 0 | |
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 1,195 | 40,100 | SH | DFND | 1 | 40,100 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 172 | 7,245 | SH | DFND | 1 | 7,245 | 0 | 0 | |
WISDOMTREE TR | EM LCL DEBT FD | 97717X867 | 645 | 17,943 | SH | DFND | 1 | 17,943 | 0 | 0 | |
WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | 618 | 11,500 | SH | DFND | 1 | 11,500 | 0 | 0 | |
WISDOMTREE TR | US QTLY DIV GRT | 97717X669 | 178 | 3,670 | SH | DFND | 1 | 3,670 | 0 | 0 | |
XYLEM INC | COM | 98419M100 | 422 | 5,360 | SH | DFND | 1 | 5,360 | 0 | 0 | |
YUM BRANDS INC | COM | 988498101 | 12 | 120 | SH | DFND | 1 | 120 | 0 | 0 | |
YUM CHINA HLDGS INC | COM | 98850P109 | 14,032 | 292,274 | SH | DFND | 1 | 292,274 | 0 | 0 | |
ZEBRA TECHNOLOGIES CORP | CL A | 989207105 | 319 | 1,250 | SH | DFND | 1 | 1,250 | 0 | 0 | |
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 35 | 230 | SH | DFND | 1 | 230 | 0 | 0 | |
ZOETIS INC | CL A | 98978V103 | 357 | 2,700 | SH | DFND | 1 | 2,700 | 0 | 0 | |
ZSCALER INC | COM | 98980G102 | 120 | 2,600 | SH | DFND | 1 | 2,600 | 0 | 0 | |
ZUORA INC | COM CL A | 98983V106 | 100 | 7,000 | SH | DFND | 1 | 7,000 | 0 | 0 |