0001615383-23-000002.txt : 20230125 0001615383-23-000002.hdr.sgml : 20230125 20230125120630 ACCESSION NUMBER: 0001615383-23-000002 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 ST. JAMES,ANTHONY,CHRISTOPHER, FILED AS OF DATE: 20230125 DATE AS OF CHANGE: 20230125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TKG & ASSOCIATES LLC CENTRAL INDEX KEY: 0001615383 IRS NUMBER: 264023956 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02622 FILM NUMBER: 23551325 BUSINESS ADDRESS: STREET 1: 8303 SOUTHWEST FREEWAY STREET 2: SUITE 218 CITY: HOUSTON STATE: TX ZIP: 77074 BUSINESS PHONE: 7137781707 MAIL ADDRESS: STREET 1: 8303 SOUTHWEST FREEWAY STREET 2: SUITE 218 CITY: HOUSTON STATE: TX ZIP: 77074 MA-I/A 1 primary_doc.xml MA-I/A 0001615383 XXXXXXXX Ted Vogtman 973-618-9509 tvogtman@alternativereg.com cstjames@tkgadvisors.net N 0001615383-19-000005 N ANTHONY CHRISTOPHER ST. JAMES N 1 0001615383 TKG & ASSOCIATES LLC 05-24-2019 N 867-00431 LOCATED SUPERVISED 05-24-2019 1390 Market Street SUITE 200 San Francisco CA 94102 05-2019 TKG & ASSOCIATES LLC SAN FRANCISCO CA 94107 Y N SENIOR CONSULTANT 05-2014 03-2019 FTN FINANCIAL CAPITAL MARKETS SACRAMENTO CA 95814 N Y SENIOR VICE PRESIDENT 02-2010 04-2014 ROBERT VAN BLAYLOCK OAKLAND CA 94612 N Y SENIOR VICE PRESIDENT 01-2007 01-2010 RICE FINANCIAL SACRAMENTO CA 95814 N Y VICE PRESIDENT Y 11-2018 Real Estate Ownership 6068 Park Avenue Marysville CA 95901 N N Real Estate Co-Owner Family Property 1 Co Owner of real estate property 02-1992 Rental Condo 6363 Christie Avenue Emeryville CA 94608 N N Rental Owner 1 Owner of rental property 06-2012 Home Rental 1900 15th Street Olivehurst CA 95758 N N Real Estate Rental Owner 2 Long term rental property 03-1999 Parkway Church of Christ 5511 Tangerine Avenue Sacramento CA 95823 N N Church Tresurer 3 Monthly profit and loss statement. Unpaid treasurer duties. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-25-2023 Kimberly McManus President, Alternative Regulatory Solutions, LLC