0001615351-15-000003.txt : 20151224 0001615351-15-000003.hdr.sgml : 20151224 20151224102917 ACCESSION NUMBER: 0001615351-15-000003 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20151223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prism Municipal Advisors CENTRAL INDEX KEY: 0001615351 IRS NUMBER: 010830904 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02184 FILM NUMBER: 151307265 BUSINESS ADDRESS: STREET 1: 1636 SHERBORNE LANE CITY: POWELL STATE: OH ZIP: 43065 BUSINESS PHONE: 614-840-9844 MAIL ADDRESS: STREET 1: 1636 SHERBORNE LANE CITY: POWELL STATE: OH ZIP: 43065 MA-I/A 1 primary_doc.xml MA-I/A 0001615351 XXXXXXXX James Hargrove 614-840-9844 jim@prismadv.com N Y James Joseph Hargrove N 1 0001615351 Prism Municipal Advisors 01-01-2009 N 07-31-2014 0001615351 LOCATED 01-01-2009 01-2009 Prism Municipal Advisors, LLC Powell OH 43065 Y N Principal 06-2006 12-2008 J.J. Hargrove & Co Charlotte NC 28211 Y N Principal 05-2004 05-2006 Bank of America, NA Charlotte NC 28202 N Y Director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-23-2015 James Hargrove Principal