0001615351-15-000002.txt : 20150928 0001615351-15-000002.hdr.sgml : 20150928 20150928141550 ACCESSION NUMBER: 0001615351-15-000002 CONFORMED SUBMISSION TYPE: MA/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150928 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prism Municipal Advisors CENTRAL INDEX KEY: 0001615351 IRS NUMBER: 010830904 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA/A SEC ACT: 1934 Act SEC FILE NUMBER: 867-00335 FILM NUMBER: 151127026 BUSINESS ADDRESS: STREET 1: 1636 SHERBORNE LANE CITY: POWELL STATE: OH ZIP: 43065 BUSINESS PHONE: 614-840-9844 MAIL ADDRESS: STREET 1: 1636 SHERBORNE LANE CITY: POWELL STATE: OH ZIP: 43065 MA/A 1 primary_doc.xml MA/A 0001615351 XXXXXXXX James Hargrove 614-840-9844 jim@prismadv.com Prism Municipal Advisors 01-0830904 866-00130-00 614-840-9844 Add 704-302-1985 704-302-1823 N http://www.prismadv.com James Joseph Hargrove 614-840-9844 brad@prismadv.com December OH 03-14-2005 N 1 1 0 0 0 15 Municipal Entities Non-profit organizations 0 0 0 Not Applicable Fixed Fees Contingent Fees Other retainer Not Applicable Advice Insurance Of MS Advice ME Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Brokerage Of MEI N 0 N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N Bradford Michael Sprague Principal 03-14-2005 D Y James Joseph Hargrove Principal 01-01-2009 D Y 001866165 Delete Bradford Michael Sprague Principal 03-14-2005 D Y Amend James Joseph Hargrove Principal 01-01-2009 E Y 001866165 James Hargrove James Hargrove Principal 09-28-2015 N N N N N Y N Y N N N N N N N N N N N N